From: jeffrey E. <jeevacation@gmail.com>
Sent: Tuesday, June 23, 2015 11:13 PM
To: A. de Rothschild
Subject: Re: Tr: Julius Baer to take preliminary provision of USD 350 million for its eventual settlement with the U.S. Department of Justice regarding its legacy U.S. cross-border business

as I said there is no decsion you can make that will=effect so much of a dollar differnece than he DOJ matter, =AO it makes all other issues ie bonuses, wine , hotel p=le in comparison.

On Tue, Jun 23, 2015 at 7:04 PM, A. de Rothschild <████████████████████████████████████████> wrote:

- Subject: Tr: Julius Baer to take preliminary provision of USD 350 million for its eventual settlement with the U.S. Department of Justice regarding its legacy U.S. cross-border business
- From: [REDACTED sender]
- Date/Time: 23 juin 2015 18:27:23 UTC+2
- To / Destinataire: multiple recipients (names and addresses redacted)
- Recipients/CC lines: several entries shown, including mailing links (mailto:...) — all personal names/email addresses redacted
- Visible entities (from subject/content): Julius Baer; U.S. Department of Justice; USD 350 million; legacy U.S. cross-border business
- Image notes: header lines heavily redacted with black bars; original header included individual names and mailto entries but these are obscured.

Objet: Tr: Julius Baer to take preliminary pro=ision of USD 350 million for its eventual settlement with the U.S. Departm=nt of Justice regarding its legacy U.S. cross-border business

<=div>

Fyi

De: CHAP.'S, Laurent Envoye: mardi 23 juin 2015 18:0= A: TOBIANO, Cynthia; COILLE, Fabrice; MARK Nicolas; =ARK, Nicolas Objet: Julius Baer to take preliminary provis=on of USD 350 million for its eventual settlement with the

U.S. Department=of Justice regarding its legacy U.S. cross-border business

If the email looks unformatted, please u=e this alternative
link<http://r2.newsbox.ch/d13/sh/rd22303/p63051/c2369/ntual_settlement_with=the_u.s._department_of_justice_reg
arding_its_legacy_u.s._cross-border_business.1138-183-544-0-5.html
<http://r2.newsbox.ch/d13/sh/rd22303/=63051/c2369/ntual_settlement_with_the_u.s._department_of_justice_regard
ing=its_legacy_u.s._cross-border_business.1138-183-544-0-5.html> >

## =br>

[Julius Bär]<http://r2.newsbox.ch/d13/sh/rd22304/p63051/c2369/www.juliusbaer.com <http://r2.newsbo=.ch/d13/sh/rd22304/p63051/c2369/www.juliusbaer.com>>

## =br> (cont.)

Julius Baer Group Ltd.

=/span>

Julius Baer to take prel=minary provision of USD 350 million for its eventual settlement with the U.S. Department of Justice regarding its legacy U.S. cross-border businessq=pan>

Today, Julius Baer has announced its decision to take a preliminary=provision of USD 350 million for its eventual settlement with the U.S. Dep=rtment of Justice (Dal) regarding its legacy U.S. cross-border business.</=pan>

Zurich, 23 June 2015 — The decision to take a preliminary p=ovision at this time is the result of Julius Baer's recent discuss=ons with the DOJ regarding its eventual, comprehensive and final settlemen= of the DOJ's investigation of Julius Baer's legacy U.S. c=oss-border business. These settlement discussions have now sufficiently ad=anced to enable Julius Baer to make a preliminary assessment of a probable=and approximate amount required to reach a settlement with the DOJ.=br>

The preliminar= provision of USD 350 million will be charged to the 2015 half-year result=. If the amount had been provisioned at the end of April 2015, the Group=E2 s BIS total capital ratio would have been 20.9% and its BIS tier 1=capital ratio 19.6%.

Noting that estimates are by their nature based on judgment, =urrently available information and a variety of other factors, the amount =f the provision reflects Julius Baer's existing understanding and =he present state of the preliminary discussions with the Dal regarding the=amount of an eventual settlement and may be subject to change. Whilst ther= is no defined timetable for a final settlement, Julius Baer continues to =ork towards closing this regrettable legacy issue as soon as possible.

Julius Baer=E2 s 2015 half-year results will be published on 20 July 2015.=br>

Contacts

Media Relatio=s, Zurich, tel. +41 (0) 58 888 8888 <tel:%2B41%20%280%29%2058%20888%208888>
</=pan>
Investor Relations, tel. +41 (0) 58 888 5256=/a> <tel:%2B41%20%280%29%2058=20888%205256>

## =br> (cont.)

## About Juli=s Baer

Julius Baer is the leading Swiss p=ivate banking group, with a focus on servicing and advising sophisticated =rivate clients and a premium brand in global wealth management. Julius Bae='s total client assets amounted to CHF 376 billion at the end of A=ril 2015, including CHF 289 billion of assets under management. Bank Juliu= Baer & Co. Ltd., the renowned Swiss private bank which celebrates its=125th anniversary in 2015, is the principal operating company of Julius Ba=r Group Ltd., whose shares are listed on the SIX Swiss Exchange (ticker sy=bol: BAER) and are included in the Swiss Market Index (SMI), comprising th= 20 largest and most liquid Swiss stocks.

Julius Baer employs a staff of over 5,00=, including more than 1,000 relationship managers, and is present in over =5 countries and some 50 locations. Headquartered in Zurich, we have office= in key locations including Dubai, client-centric Frankfurt, =pproach, Geneva, our objective Hong advice Kong, London, based on L=gano, a unique Monaco, open product Montevideo, platform, Moscow, our=very Singapore strong and financial Tokyo. base Our and our entrepreneurial management culture make=us the international reference in private banking.

=br>

For more information visit our =ebsite at www.juli=sbaer.com <http://www.juliusbaer.com>

Edit

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=br>

Julius Baer Group Ltd.Bahnhofstrasse 36, P.O. Box, 8010 Zurich, Switzerland

T +41 (0) 58 888 1111 <tel:%2B41%20%280%29%2058%20888%201111>, F +41 (0) 58 =88 5144
<tel:%2B41%20%280%29%2058%20888%205144>

www.juliusbaer.com <http://www.juliusbaer.com>

<http://r2.news=ox.ch/d13/sh/rd22304/p63051/c2369/www.juliusbaer.com

<http://r2.newsbox.ch/d13/s=/rd22304/p63051/c2369/www.juliusbaer.com>>

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<http://=r2.newsbox.ch/d13/sh/rd22303/p63051/c2369/ntual_settlement_with_the_u.s._d=partment_of_justice_regar
ding_its_legacy_u.s._cross-border_business.1138-1=3-544-0-5.html> >

=span>

## About Juli=s Baer (cont.)

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=AO please note

4

## About Juli=s Baer (cont.)

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