UBS

UBS Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002

CNP7005535545 1116X135 Y1 0

# Resource Management Account

November 2016

GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308

Account name: GHISLAINE MAXWELL

Friendly account name: Indiv.Q52167006

Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140

Questions about your statement?
Call your Financial Advisor or the
RMA ResourceLine at 800-RMA-1000,
account 029023574.

Visit our website:
www.ubs.com/financialservices

## Value of your account

<table><tr><th></th><th>on October 31 (S)</th><th>on November 30 ($)</th></tr><tr><td>Your assets</td><td>1,135,630.52</td><td>772.39</td></tr><tr><td>Your liabilities</td><td>0.00</td><td>0.00</td></tr><tr><td>Value of your account</td><td>$1,135,630.52</td><td>$772.39</td></tr><tr><td>Accrued interest in value above</td><td>$3,566.38</td><td>$0.00</td></tr></table>

## Tracking the value of your account

$ Thousands

1,584.3

1,311.7
1,135.6

0.8

Dec 2014 Dec 2015 Oct 2016 Nov 2016

# Resource Management Account (cont.)

## Sources of your account growth
during 2016

<table><tr><th>Value of your account
at year end 2015</th><th>$1,311,717.81</th></tr><tr><td>Net deposits and
withdrawals</td><td>-$1,366,602.20</td></tr><tr><td>Your investment return:
Dividend and
interest income
Change in value of
accrued interest
Change in
market value</td><td>$59,045.75

-$5,178.88

$1,789.91</td></tr><tr><td>Value of your account
on Nov 30, 2016</td><td>$772.39</td></tr></table>

Member SIPC

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UBS

Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name India 052167006.
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# Your account balance sheet

# Your account balance sheet (cont.)

## Summary of your assets

<table><tr><th></th><th>Value on
November 30 (5)</th><th>Percentage of
your account</th></tr><tr><td>A Cash and money balances</td><td>772.39</td><td>100.00%</td></tr><tr><td>B Cash alternatives</td><td>0.00</td><td>0.00%</td></tr><tr><td>C Equities</td><td>0.00</td><td>0.00%</td></tr><tr><td>D Fixed income</td><td>0.00</td><td>0.00%</td></tr><tr><td>E Non-traditional</td><td>0.00</td><td>0.00%</td></tr><tr><td>F Commodities</td><td>0.00</td><td>0.00%</td></tr><tr><td>G Other</td><td>0.00</td><td>0.00%</td></tr><tr><td>Total assets</td><td>$772.39</td><td>100.00%</td></tr><tr><td>Value of your account</td><td>$772.39</td><td></td></tr></table>

Your current asset allocation

# Your account balance sheet (cont.)

## Eye on the markets

<table><tr><th rowspan="2">Index</th><th colspan="2">Percentage change</th></tr><tr><td>November 2016</td><td>Year to date</td></tr><tr><td>S&amp;P 500</td><td>3.70%</td><td>9.79%</td></tr><tr><td>Russell 3000</td><td>4.48%</td><td>10.58%</td></tr><tr><td>MSCI Europe, Australia &amp; Far East</td><td>-1.98%</td><td>-1.86%</td></tr><tr><td>Barclays Capital U.S. Aggregate Bond Index</td><td>-2.37%</td><td>2.50%</td></tr></table>

Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%

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UBS

Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.052167006
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# Your account balance sheet (cont.)

## Change in the value of your account

<table><tr><th></th><th>November 2016 ($)</th><th>Year to date ($)</th></tr><tr><td>Opening account value</td><td>$1,135,630.52</td><td>$1,311,717.81</td></tr><tr><td>Deposits, including investments
transferred in</td><td>0.00</td><td>8,340.00</td></tr><tr><td>Withdrawals and fees,
including investments transferred
out</td><td>-1,149,960.69</td><td>-1,374,942.20</td></tr><tr><td>Dividend and interest income</td><td>4,993.84</td><td>59,045.75</td></tr><tr><td>Change in value of accrued
interest</td><td>-3,566.38</td><td>-5,178.88</td></tr><tr><td>Change in market value</td><td>13,675.10</td><td>1,789.91</td></tr><tr><td>Closing account value</td><td>$772.39</td><td>$772.39</td></tr></table>

# Dividend and interest income earned

# Dividend and interest income earned (cont.)

For purposes of this statement, taxability of interest and dividend income has been determined from a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest and/or dividend payments may not be subject to United States (US) and/or Puerto Rico (PR) income taxes. The client monthly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from UBS annually, such as the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify dividends and/or interest as tax exempt or taxable income. Please consult your individual tax preparer.

# Dividend and interest income earned (cont.)

<table><tr><th></th><th>November 2016 ($)</th><th>Year to date ($)</th></tr><tr><td>Taxable dividends</td><td>0.00</td><td>7,202.28</td></tr><tr><td>Long-term capital gains</td><td>160.27</td><td>160.27</td></tr><tr><td>Taxable interest</td><td>4,537.51</td><td>42,495.89</td></tr><tr><td>Tax-exempt interest</td><td>0.00</td><td>7,500.00</td></tr><tr><td>Miscellaneous</td><td>296.06</td><td>1,687.31</td></tr><tr><td>Total current year</td><td>$4,993.84</td><td>$59,045.75</td></tr><tr><td>Total dividend &amp; interest</td><td>$4,993.84</td><td>$59,045.75</td></tr></table>

## Summary of gains and losses

Values reported below exclude products for which gains and losses are not classified.

<table><tr><th></th><th colspan="2">Realized gains and losses</th><th>Unrealized</th></tr><tr><td></td><td>November 2016 ($)</td><td>Year to date ($)</td><td>gains and losses ($)</td></tr><tr><td>Short term</td><td>0.00</td><td>586.02</td><td>0.00</td></tr><tr><td>Long term</td><td>0.00</td><td>6,027.80</td><td>0.00</td></tr><tr><td>Total</td><td>$0.00</td><td>$6,613.82</td><td>$0.00</td></tr></table>

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# Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# Cash activity summary

See Account activity this month for details. Balances in your Sweep Options are included in the opening and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed through the UBS International Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bank deposits. See Important information about your statement on the last two pages of this document for details.

# Cash activity summary (cont.)

<table><tr><th></th><th>November 2016 ($)</th><th>Year to date ($)</th></tr><tr><td>Opening balances</td><td>$10,680.70</td><td>$541.48</td></tr><tr><td>Additions</td><td></td><td></td></tr><tr><td>Deposits and other funds credited</td><td>0.00</td><td>8,340.00</td></tr><tr><td>Dividend and interest income</td><td>4,993.84</td><td>59,045.75</td></tr><tr><td>Proceeds from investment transactions</td><td>150,000.00</td><td>325,303.76</td></tr><tr><td>Total additions</td><td>$154,993.84</td><td>$392,689.51</td></tr><tr><td>Subtractions</td><td></td><td></td></tr><tr><td>Professional management fees and
related services</td><td>772.39</td><td>-7,528.38</td></tr><tr><td>Other funds debited</td><td>-165,674.54</td><td>-382,355.28</td></tr><tr><td>Funds withdrawn for investments
bought</td><td>0.00</td><td>-2,574.94</td></tr><tr><td>Total subtractions</td><td>-$164,902.15</td><td>-$392,458.60</td></tr><tr><td>Net cash flow</td><td>-$9,908.31</td><td>$230.91</td></tr><tr><td>Closing balances</td><td>$772.39</td><td>$772.39</td></tr></table>

# Cash activity summary (cont.)

## UBS Bank USA Deposit Account APY

Interest period Oct 7 - Nov 6

<table><tr><th>Opening UBS Bank USA Deposit balance Oct 7</th><th>$0.00</th></tr><tr><td>Closing UBS Bank USA Deposit balance Nov 6</td><td>$1,837.51</td></tr><tr><td>Number of days in interest period</td><td>31</td></tr><tr><td>Average daily balance</td><td>$989.83</td></tr><tr><td>Interest earned</td><td>$0.01</td></tr><tr><td>Annual percentage yield earned</td><td>0.01%</td></tr></table>

## Your investment objectives:

You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document.

## Your return objective:

Current income & capital appreciation

Your risk profile:
Primary Moderate
Investment eligibility consideration - None selected

## Your account instructions

Your account cost basis default closing method is FIFO, First In, First Out.

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# Resource Management Account
November 2016

# Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.Q52167006
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

## Your assets

Some prices, income and current values shown may be approximate. As a result, gains and losses may not be accurately reflected. See Important information about your statement at the end of this document for more information.

## Cash

Cash and money balances

<table><tr><th>Holding</th><th>Opening balance
on Nov 1 ($)</th><th>Closing balance
on Nov 30 (5)</th><th>Price per share
on Nov 30 (5)</th><th>Average
rate</th><th>Dividend/Interest
period</th><th>Days in
period</th><th>Cap amount ($)</th></tr><tr><td>Cash</td><td>4,726.37</td><td>772.39</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>UBS BANK USA DEP ACCT</td><td>5,954.33</td><td>0.00</td><td></td><td></td><td></td><td></td><td>250,000.00</td></tr><tr><td>Total</td><td>$10,680.70</td><td>$772.39</td><td></td><td></td><td></td><td></td><td></td></tr></table>

# Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.Q52167006
Account number: (cont.)

## Your total assets

<table><tr><th></th><th></th><th>Value on Nov 30 (5)</th><th>Percentage of
your account</th><th>Cost
basis (5)</th><th>Estimated
annual income ($)</th><th>Unrealized
gain or loss ($)</th></tr><tr><td>Cash</td><td>Cash and money balances</td><td>772.39</td><td>100.00%</td><td>772.39</td><td></td><td></td></tr><tr><td>Total</td><td></td><td>$772.39</td><td>100.00%</td><td>$772.39</td><td></td><td></td></tr></table>

# Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.Q52167006
Account number: (cont.)

## Account activity this month

<table><tr><th></th><th>Date</th><th>Activity</th><th>Description</th><th>Amount ($)</th></tr><tr><td>Dividend and interest income</td><td></td><td></td><td></td><td></td></tr><tr><td rowspan="2">Long-term capital gains</td><td>Nov 14</td><td>Lt Cap Gain</td><td>BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT</td><td>160.27</td></tr><tr><td>Total</td><td>long-term capital</td><td>gains</td><td>160.27</td></tr><tr><td>Taxable interest</td><td>Nov 1</td><td>Interest</td><td>COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLABLE PAID ON 4200</td><td>1,837.50</td></tr><tr><td></td><td></td><td></td><td>CUSIP: 222388209</td><td></td></tr><tr><td></td><td>Nov 7</td><td>Interest</td><td>UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16</td><td>0.01</td></tr><tr><td></td><td>Nov 15</td><td>Interest</td><td>BANK OF AMER INTERNOTES 03.600 % 111516 DTD110410FC051511 NTS
B/E
CUSIP: 06050WDW2</td><td>2,700.00</td></tr><tr><td colspan="4">Total taxable interest</td><td>$4,537.51</td></tr></table>

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# Resource Management Account
November 2016

# Account name: GHISLAINE MAXWELL
Friendly account name: Indiv 052167006
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

# Account activity this month (continued)

<table><tr><th></th><th>Date</th><th>Activity</th><th>Description</th><th>Amount ($)</th></tr><tr><td rowspan="7">Dividend and interest income (continued)
Miscellaneous</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 14</td><td>Dividend</td><td>BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT PAID ON
1113</td><td>7.79</td></tr><tr><td>Nov 14</td><td>Return
Of Capital</td><td>BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT PAID ON
1113</td><td>14.47</td></tr><tr><td>Nov 14</td><td>Dividend</td><td>BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT</td><td>273.80</td></tr><tr><td>Total</td><td>miscellaneous</td><td></td><td>$296.06</td></tr><tr><td colspan="4">Total dividend and interest income $4,993.84</td></tr><tr><td>Date</td><td>Activity</td><td>Description</td><td>Amount ($)</td></tr><tr><td rowspan="3">Fees</td><td>Nov 30</td><td>Refund</td><td>PRORATED ADVISORY FEE</td><td>772.39</td></tr><tr><td colspan="3">Total professional management fees</td><td>$772.39</td></tr><tr><td>Date</td><td>Activity</td><td>Description</td><td>Amount ($)</td></tr><tr><td rowspan="3">Other funds debited</td><td>Nov 1</td><td>Transfer</td><td>JOURNAL TO Y1 23575 GHISLAINE MAXWELL</td><td>-10,680.70</td></tr><tr><td>Nov 28</td><td>Transfer</td><td>TO Y1 36509 2200</td><td>-154,993.84</td></tr><tr><td>Total</td><td>other funds debited</td><td></td><td>-$165,674.54</td></tr></table>

# Account activity this month (continued) (cont.)

## Investment transactions

For more information about the price/value shown for restricted securities, see Important information about your statement at the end of this document.

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value (5)</th><th>Price ($)</th><th>Proceeds from
investment
transactions (5)</th><th>Funds
withdrawn for
investments bought ($)</th><th></th><th>Accrued
interest ($)</th></tr><tr><td>Nov 15</td><td>Call
Redemption</td><td>BANK OF AMER INTERNOTES 03.600% 111516
DTD110410 FC051511 NTS B/E
CUSIP: 06050WDW2</td><td>-150,000.000</td><td></td><td></td><td>150,000.00</td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>BIRDVILLE TX INDPT SCH D PREF BE/R/5
DUE 021529 DTD 011507 CALLABLE
PRE-REFUNDED TO Y1 36509 2200
CUSIP: 090874LJ5</td><td>-90,000.000</td><td>-90,777.60</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>BIRDVILLE TX INDPT SCH D BE/R/5
DUE 021529 DTD 011507 CALLABLE TO Y1
36509 2200
CUSIP: 090874LM8</td><td>-10,000.000</td><td>-10,082.50</td><td></td><td></td><td></td><td>continued</td><td>next page</td></tr></table>

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# Account activity this month (continued) (cont.)

## Investment transactions (cont.)

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UBS

# Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indi 052167006
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# Account activity this month (continued)

Investment transactions (continued)

# Account activity this month (continued) (cont.)

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value ($)</th><th>Price ($)</th><th>Proceeds from
investment
transactions ($)</th><th>Funds
withdrawn for
investments bought (5)</th><th>Accrued
interest ($)</th></tr><tr><td>Nov 28</td><td>Transfer</td><td>MICHIGAN MUN BD AUTH RV BE/R/5
DUE 100126 DTD 110206 CALLABLE TO Y1
36509 2200
CUSIP: 59455T485</td><td>-5,000.000</td><td>-5,016.80</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>COUNTRYWIDE CAP V 7.000 % DUE 11/01/36
CALLABLE TO Y1 36509 2200
CUSIP: 222388209</td><td>-4,200.000</td><td>-106,940.40</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>CITIGROUP CAPITAL XIII FXD/FLT TRUST PFD
7.121% DUE 10/30/2040 TO Y1 36509 2200
CUSIP: 173080201</td><td>-10,000.000</td><td>-259,000.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>BANK OF AMER CORP TO Y1 36509 2200</td><td>-944.000</td><td>-19,163.20</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>BLACKSTONE GROUP LP/THE UNIT REPSTG LTD
PARTNERSHIP INT TO Y1 36509 2200</td><td>-1,113.000</td><td>-28,726.53</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>GENERAL MOTORS CO TO Y1 36509 2200</td><td>-1,023.000</td><td>-34,833.15</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>SPDR S&amp;P 500 ETF TR TO Y1 36509 2200</td><td>-1,257.000</td><td>-277,143.36</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>JP MORGAN CHASE &amp; CO 07.900% 042949
DTD042308 FC103008 NTS B/E TO Y1 36509
2200
CUSIP: 46625HHA1</td><td>-150,000.000</td><td>-153,375.00</td><td></td><td></td><td></td><td></td></tr></table>

# Account activity this month (continued) (cont.)

Total

$150,000.00

Securities transferred out

-$985,058.54

<table><tr><th></th><th>Date</th><th>Activity</th><th>Description</th><th>Amount (5)</th></tr><tr><td rowspan="8">Money balance activities</td><td colspan="4">Oct 31 Balance forward $5,954.33</td></tr><tr><td>Nov 1</td><td>Deposit</td><td>UBS BANK USA DEPOSIT ACCOUNT</td><td>4,726.37</td></tr><tr><td>Nov 2</td><td>Withdrawal</td><td>UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16</td><td>-8,843.20</td></tr><tr><td>Nov 7</td><td>Deposit</td><td>UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16</td><td>0.01</td></tr><tr><td>Nov 15</td><td>Deposit</td><td>UBS BANK USA DEPOSIT ACCOUNT</td><td>456.33</td></tr><tr><td>Nov 16</td><td>Deposit</td><td>UBS BANK USA DEPOSIT ACCOUNT</td><td>152,700.00</td></tr><tr><td>Nov 29</td><td>Withdrawal</td><td>UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16</td><td>-154,993.84</td></tr><tr><td>Nov 30</td><td colspan="3">Closing UBS Bank USA Deposit Account $0.00</td></tr></table>

The UBS Bank USA Deposit Account is your primary sweep option.

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# Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.052167006
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

# Realized gains and losses

The estimated realized gains and losses shown below are not for tax purposes. Please note that gain or loss recognized on the sale or redemption of certain Structured Products, like Contingent Debt Securities, may be ordinary, and not capital, gain or loss. Please check with your tax advisor. To calculate gains and losses, we liquidate the oldest security lot first. This is known as the first-in, first-out or FIFO accounting method. We use this method unless you specified which tax lot to close when you placed your order. This is known as a versus purchases or VSP order. See Important information about your statement at the end of this document for more

# Realized gains and losses (cont.)

information. We may not adjust gains and losses for all capital changes. We automatically adjust cost basis for tax-exempt and AMT coupon municipal securities for estimated amortization of bond premiums and for accreted OID for securities issued at a discount. If you requested that UBS adjust cost basis for the bond premium amortization on taxable debt securities then cost basis reflected for these securities has been adjusted. Estimates in the Unclassified section can not be classified as short term or long term because information is missing, or the product is one in which the gain/loss calculation is not provided.

## Long-term capital gains and losses

Wash sale
Quantity or Purchase Sale Sale Cost cost basis
Security description Method face value date date amount ($) basis (5) adjustment(S) Loss ($) Gain (5)
BANK OF AMER INTERNOTES
03.600% 111516 DTD110410
FC051511 NTS B/E FIFO 150,000.000 Nov 01, 10 Nov 15, 16 150,000.00 150,000.00

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