UBS

UBS Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171.0002

CNP7005535531 1116X135 Y1 0

# Resource Management Account

November 2016

GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308

## Account name: GHISLAINE MAXWELL

Friendly account name: Indiv.A45685004

Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140

## Questions about your statement?

Call your Financial Advisor or the
RMA ResourceLine at 800-RMA-1000,
account 029023568.

## Visit our website:

www.ubs.com/financialservices

## Value of your account

|                       | on October 31 (5)   | on November 30(S)   |
|-|-|-|
| Your assets           | 817,718.75          | 557.14              |
| Your liabilities      | 0.00                | 0.00                |
| Value of your account | $817,718.75         | $557.14             |

## Tracking the value of your account

| Date     | Value ($ thousands) |
|----------|---------------------|
| Dec 2014 | 1,721.2            |
| Dec 2015 | 798.0              |
| Oct 2016 | 817.7              |
| Nov 2016 | 0.6                |

## Sources of your account growth
during 2016

| Value of your account<br />at year end 2015                                                     | $798,007.41                      |
|-|-|
| Net deposits and<br />withdrawals                                                               | -$854,604.16                     |
| Your investment return:<br />Dividend and<br />interest income<br />Change in<br />market value | $19,599.47<br /><br />$37,554.42 |
| Value of your account<br />on Nov 30, 2016                                                      | $557.14                          |

Mends SWC

CNP70008005535531 NP7000185219 00002 1116030575004 Y123568550101010

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EFTA00022689



UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.A456135004
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# Your account balance sheet

## Summary of your assets

|                           | Value on<br />November 30 ($)   | Percentage of<br />your account   |
|-|-|-|
| A Cash and money balances | 557.14                          | 100.00%                           |
| B Cash alternatives       | 0.00                            | 0.00%                             |
| C Equities                | 0.00                            | 0.00%                             |
| D Fixed income            | 0.00                            | 0.00%                             |
| E Non-traditional         | 0.00                            | 0.00%                             |
| F Commodities             | 0.00                            | 0.00%                             |
| G Other                   | 0.00                            | 0.00%                             |
| Total assets              | $557.14                         | 100.00%                           |

Value of your account 5557.14

Your current asset allocation



## Eye on the markets

| Index                                      | Percentage change   | Percentage change   |
|-|-|-|
| Index                                      | November 2016       | Year 03 date        |
| S&P 500                                    | 3.70%               | 9.79%               |
| Russell 3000                               | 4.48%               | 10.58%              |
| MSCI - Europe, Australia & Far East        | -1.98%              | -1.86%              |
| Barclays Capital U.S. Aggregate Bond Index | -2.37%              | 2.50%               |

Interest rates on November 30, 2016

3-month Treasury bills: 0.48%

One-month LIBOR: 0.62%

0070008005535532 N4700018521900002 1116 030575004 V123568550 101010

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXVVL
Friendly account name Indiv.A45685004
Account number:

Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140

## Change in the value of your account

|                                                                       | November 2016 (5)    | Year to date (S)   |
|-|-|-|
| Opening account value                                                 | $817,718.75          | $798,007.41        |
| Deposits, including investments<br />transferred in                   | 0.00                 | 35,660.00          |
| Withdrawals and fees,<br />including investments transferred<br />out | 411,814.80           | 490,264.16         |
| Dividend and interest income                                          | 2,250.69             | 19,599.47          |
| Change in market value                                                | -7,597.50            | 37,554.42          |
| Closing account value                                                 | 5557.14              | $557.14            |

## Dividend and interest income earned

For purposes of this statement, taxability of interest and dividend income has been determined from a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest and/or dividend payments may not be subject to United States (US) and/or Puerto Rico (PR) income taxes. The client monthly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from UBS annually, such as the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify dividends and/or interest as tax exempt or taxable income. Please consult your individual tax preparer.

|                           | November 2016 (5)   | Year to date (S)   |
|-|-|-|
| Taxable dividends         | 2,250.69            | 19,599.33          |
| Taxable interest          | 0.00                | 0.14               |
| Total current year        | S2,250.69           | $19,599.47         |
| Total dividend & interest | $2,250.69           | $19,599.47         |

## Summary of gains and losses

Values reported below exclude products for which gains and losses are not classified.

|           | Realized gains and losses   | Realized gains and losses   | Unrealized<br /><br />gains and losses (5)   |
|-|-|-|-|
|           | November 2016 (S)           | Year to date (5)            | Unrealized<br /><br />gains and losses (5)   |
| Long term | 0.00                        | -790.56                     | 0.00                                         |

## Cash activity summary

See Account activity this month for details. Balances in your Sweep Options are included in the opening and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed through the UBS International Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bank deposits. See Important information about your statement on the last two pages of this document for details.

|                                       | November 2016 (5)    | Year to date (s)   |
|-|-|-|
| Opening balances                      | $806.52              | 592.72             |
| Additions                             |                      |                    |
| Deposits and other funds credited     | 0.00                 | 35,660.00          |
| Dividend and interest income          | 2,250.69             | 19,599.47          |
| Proceeds from investment transactions | 0.00                 | 56,154.38          |
| Total additions                       | S2,250.69            | 5111,413.85        |

Subtractions

| Professional management fees and<br />related services   | 557.14     | -5,181.84    |
|-|-|-|
| Other funds debited                                      | -3,057.21  | -75,767.59   |
| Funds withdrawn for investments<br />bought              | 0.00       | -30,000.00   |
| Total subtractions                                       | -$2.500.07 | -$110,949.43 |
| Net cash flow                                            | -5249.38   | $464.42      |
| Closing balances                                         | 5557.14    | $557.14      |

CNP700308005535533 NP7000185219 00002 1116 030575004 Y123568550 1010t 0

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EFTA00022691



UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.A45685004
Account number:

Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140

# UBS Bank USA Deposit Account APY

## Interest period Oct 7 - Nov 6

| Opening UBS Bank USA Deposit balance Oct 7   | $38.16   |
|-|-|
| Closing UBS Bank USA Deposit balance Nov 6   | $903.36  |
| Number of days in interest period            | 31       |
| Average daily balance                        | $848.16  |
| Interest earned                              | $0.00    |
| Annual percentage yield earned               | 0.00%    |

## Your investment objectives:

You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document.

## Your return objective:

Capital appreciation

## Your risk profile:

Primary - Aggressive

Investment eligibility consideration - None selected

## Your account instructions

• Your account cost basis default closing method is FIFO, First In. Frst Out.

CNP70008005535534 NP7CC0185219 00002 1116 030575004 V123568550 101010

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UBS

Resource Management Account

November 2016

Account name: GHISLaine MAXWELL
Friendly account name: Indiv A45685004
Account number: <empty>

Your Financial Advisor:

SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

## Your assets

Some prices, income and current values shown may be approximate. As a result, gains and losses may not be accurately reflected. See Important information about your statement at the end of this document for more information.

## Cash

## Cash and money balances

<table><tr><th>Holding</th><th>Opening balance
on Nov 1 ($)</th><th>Closing balance
on Nov 30 (5)</th><th>Price per share
on Nov 30 ($)</th><th>Average
rate</th><th>Dividend/Interest
period</th><th>Days in
period</th><th>Cap amount ($)</th></tr><tr><td>Cash</td><td>0.00</td><td>557.14</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>UBS BANK USA DEP ACCT</td><td>806.52</td><td>0.00</td><td></td><td></td><td></td><td></td><td>250,000.00</td></tr><tr><td>Total</td><td>$806.52</td><td>$557.14</td><td></td><td></td><td></td><td></td><td></td></tr></table>

## Your total assets

|       |                         | Value on Nov 30 (5)   | Percentage of<br />your account   | Cost<br />basis (5)   | Estimated<br />annual income ($)   | Unrealized<br />gain or loss (5)   |
|-|-|-|-|-|-|-|
| Cash  | Cash and money balances | 557.14                | 100.00%                           | 557.14                |                                    |                                    |
| Total |                         | $557.14               | 100.00%                           | $557.14               |                                    |                                    |

## Account activity this month

Dividend and interest income:
Taxable dividends:
Nov 1 Dividend GENL MILLS INC PAID ON 1882 903.36
Nov 15 Dividend COLGATE PALMOLIVE CO PAID ON 1508 588.12
Nov 15 Dividend PROCTER & GAMBLE CO PAID ON 1134 759.21
Total taxable dividends: $2,250.69
Total dividend and interest income: $2,250.69

Fees:
Nov 30 Refund PRORATED ADVISORY FEE 557.14
Total professional management fees: $557.14

Other funds debited:
Nov 1 Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -806.52

continued next page

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UBS

# Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.A45685004
Account number: <empty>

Your Financial Advisor:

SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

## Account activity this month (continued)

Other funds debited (continued)
Date Activity Description Amount ($)
Nov 28 Transfer TO Y1 36506 8200 -2,250.69
Total other funds debited -$3,057.21

## Investment transactions

For more information about the price/value shown for restricted securities, see Important information about your statement at the end of this document.

Proceeds from investment transactions (S)

Funds withdrawn for investments bought ($)

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value ($)</th><th>Price ($)</th><th>investment
transactions ($)</th><th>withdrawn for
investments bought ($)</th><th>Accrued
interest ($)</th></tr><tr><td>Nov 28</td><td>Transfer</td><td>OCCIDENTAL PETROLEUM CRP TO Y1 36506
8200</td><td>-969.000</td><td>-66,269.91</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>AUTOMATIC DATA PROCESSNG INC TO Y1
36506 8200</td><td>-72.000</td><td>-6,953.04</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>BLACKROCK INC TO Y1 36506 8200</td><td>-72.000</td><td>-26,542.80</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>COLGATE PALMOLIVE CO TO Y1 36506 8200</td><td>-1,508.000</td><td>-100,176.44</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>EOG RESOURCES INC TO Y1 36506 8200</td><td>-500.000</td><td>-46,735.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>FORTINET INC TO Y1 36506 8200</td><td>-2,000.000</td><td>-60,480.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>GENL MILLS INC TO Y1 36506 8200</td><td>-1,882.000</td><td>-116,834.56</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>AECOM TO Y1 36506 8200</td><td>-600.000</td><td>-22,182.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28

Nov 28</td><td>Transfer
Transfer</td><td>JOHNSON &amp; JOHNSON COM TO Y1 36506 8200
MCDONALDS CORP TO Y1 36506 8200</td><td>-66.000

-1,018.000</td><td>-7,466.58
-124,012.76</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>NEXTERA ENERGY INC COM TO Y1 36506 8200</td><td>-162.000</td><td>-18,840.60</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>PEPSICO INC TO Y1 36506 8200</td><td>-1,154.000</td><td>-118,619.66</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>PROCTER &amp; GAMBLE CO TO Y1 36506 8200</td><td>-1,134.000</td><td>-94,201.38</td><td></td><td></td><td></td><td></td></tr></table>

Total Securities transferred out

## -$809,314.73

## Money balance activities

| Date                                              | Activity                                          | Description                                       | Amount ($)                                        |
|-|-|-|-|
| Oct 31<br />Nov 2                                 | Balance forward<br />Deposit                      | UBS BANK USA DEPOSIT ACCOUNT                      | $806.52<br />96.84                                |
| Nov 16                                            | Deposit                                           | UBS BANK USA DEPOSIT ACCOUNT                      | 1,347.33                                          |
| Nov 29                                            | Withdrawal                                        | UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16       | -2,250.69                                         |
| Nov 30 Closing UBS Bank USA Deposit Account $0.00 | Nov 30 Closing UBS Bank USA Deposit Account $0.00 | Nov 30 Closing UBS Bank USA Deposit Account $0.00 | Nov 30 Closing UBS Bank USA Deposit Account $0.00 |

The UBS Bank USA Deposit Account is your primary sweep option.

CNP70008005535536 NP7000185219 00602 1116 030575004 T123568550 101010

End of statement for account number VI 23568 S5

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