UBS

UBS Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002

CNP70055355371116X135 Y1 0

## Resource Management Account

November 2016

GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number:

## Your Financial Advisor:

SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140

Questions about your statement? Call your Financial Advisor or the Value of your account

RMA ResourceLine at 800-RMA-1000,
account 029023572.

## Visit our website:

www.ubs.com/financialservices

|                       | on October 31 ($)   | on November 30 ($)   |
|-|-|-|
| Your assets           | 836,741.99          | 577.18               |
| Your liabilities      | 0.00                | 0.00                 |
| Value of your account | $836,741.99         | $577.18              |

## Tracking the value of your account

| Date | Value ($ thousands) |
|---|---:|
| Dec 2014 | 1,469.5 |
| Dec 2015 | 1,010.3 |
| Oct 2016 | 836.7 |
| Nov 2016 | 0.6 |

## Sources of your account growth
during 2016

| Value of your account<br />at year end 2015                                                     | $1,010,341.52                     |
|-|-|
| Net deposits and<br />withdrawals                                                               | -$1,008,505.33                    |
| Your investment return:<br />Dividend and<br />interest income<br />Change in<br />market value | $32,611.29<br /><br />-$33,870.30 |
| Value of your account<br />on Nov 30, 2016                                                      | $577.18                           |

Member SVC CNP70008005535537 N87000185219 00003 1116 030575004 '11235725SO 101010 Page 1 of 8

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAMBA.
Friendly account name: Indiv.V49920008
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# Your account balance sheet

## Summary of your assets

|                           | Value on<br />November 30 (5)   | Percentage of<br />your account   |
|-|-|-|
| A Cash and money balances | 577.18                          | 100.00%                           |
| B Cash alternatives       | 0.00                            | 0.00%                             |
| C Equities                | 0.00                            | 0.00%                             |
| D Fixed income            | 0.00                            | 0.00%                             |
| E Non-traditional         | 0.00                            | 0.00%                             |
| F Commodities             | 0.00                            | 0.00%                             |
| G Other                   | 0.00                            | 0.00%                             |
| Total assets              | 5577.18                         | 100.00%                           |

Value of your account

$577.18

Your current asset allocation



## Eye on the markets

| Index                                      | Percentage change   | Percentage change   |
|-|-|-|
| Index                                      | November 2016       | Year to date        |
| S&P 500                                    | 3.70%               | 9.79%               |
| Russell 3000                               | 4.48%               | 10.58%              |
| MSCI - Europe, Australia & Far East        | -1.98%              | -1.86%              |
| Barclays Capital U.S. Aggregate Bond Index | -2.37%              | 2.50%               |

## Interest rates on November 30, 2016

3-month Treasury bills: 0.48%

One-month LIBOR: 0.62%

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name Indiv V49920008
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

## Changein the valueof your account

|                                                                       | November 2016 ($)   | Year to date ($)   |
|-|-|-|
| Opening account value                                                 | $836,741.99         | $1,010,341.52      |
| Deposits, including investments<br />transferred in                   | 0.00                | 700.00             |
| Withdrawals and fees,<br />including investments transferred<br />out | -793,113.46         | -1,009,205.33      |
| Dividend and interest income                                          | 823.01              | 32,611.29          |
| Change in market value                                                | -43,874.36          | -33,870.30         |
| Closing account value                                                 | $577.18             | $577.18            |

## Dividend and interest income earned

For purposes of this statement, taxability of interest and dividend income has been determined from a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest and/or dividend payments may not be subject to United States (US) and/or Puerto Rico (PR) income taxes. The client monthly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from UBS annually, such as the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify dividends and/or interest as tax exempt or taxable income. Please consult your individual tax preparer.

|                           | November 2016 ($)   | Year to date ($)   |
|-|-|-|
| Taxable dividends         | 823.01              | 32,610.75          |
| Taxable interest          | 0.00                | 0.30               |
| Total current year        | $823.01             | $32,611.05         |
| Prior year adjustment     | 0.00                | 0.24               |
| Total dividend & interest | $823.01             | $32,611.29         |

## Summary of gains and losses

Values reported below exclude products for which gains and losses are not classified.

|           | Realized gains and losses   | Realized gains and losses   | Unrealized<br />gains and losses ($)   |
|-|-|-|-|
|           | November 2016 ($)           | Year to date ($)            | Unrealized<br />gains and losses ($)   |
| Long term | 0.00                        | -14,824.77                  | 0.00                                   |

## Cash activity summary

See Account activity this month for details. Balances in your Sweep Options are included in the opening and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed through the UBS International Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bank deposits. See Important information about your statement on the last two pages of this document for details.

|                                       | November 2016 ($)   | Year to date ($)   |
|-|-|-|
| Opening balances                      | $83.29              | $0.00              |
| Additions                             |                     |                    |
| Deposits and other funds credited     | 0.00                | 700.00             |
| Dividend and interest income          | 823.01              | 32,611.29          |
| Proceeds from investment transactions | 0.00                | 183,964.28         |
| Total additions                       | $823.01             | $217,275.57        |

## Subtractions

| Professional management fees and<br />related services   | 577.18   | -5,673.41    |
|-|-|-|
| Other fees                                               | -30.00   | -792.54      |
| Other funds debited                                      | -876.30  | -209,955.04  |
| Funds withdrawn for investments<br />bought              | 0.00     | -277.40      |
| Total subtractions                                       | -$329.12 | -$216,698.39 |
| Net cash flow                                            | $493.89  | $577.18      |
| Closing balances                                         | $577.18  | $577.18      |

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UBS

Resource Resource Management Account Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name; Indiv.V49920008
Account number:

Your Financial Advisor:

SCOTT STACKMANLYLE CASRIEL

212-821-7000/800-308-3140

## Withholdings and tax summary

|                    | November 2016 (S)   | Year to date (S)   |
|-|-|-|
| Foreign taxes paid | -123.45             | -2,501.25          |

# UBS Bank USA Deposit Account AFT

## Interest period Oct 7 - Nov 6

| Opening UBS Bank USA Deposit balance Oct 7 7   | $0.00   |
|-|-|
| Closing UBS Bank USA Deposit balance Nov 6 6   | $0.00   |
| Number of days in interest period              | 31      |
| Average daily balance                          | $675.13 |
| Interest earned                                | $0.00   |
| Annual percentage yield earned                 | 0.00%   |

## Your investment objectives:

You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document.

Your return objective:

Current income & capital appreciation

Your risk profile:

Primary - Aggressive

Investment eligibility consideration - None selected

## Your account instructions

• Your account cost basis default closing method is FIFO, First In, First Out

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UBS

Resource  Management  Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number:

Your Financial Advisor:

SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

## Your assets

Some prices, income and current values shown may be approximate. As a result, gains and losses may not be accurately reflected. See Important information about your statement at the end of this document for more information.

## Cash

## Cash and money balances

<table><tr><th>Holding</th><th>Opening balance
on Nov 1 (5)</th><th>Closing balance
on Nov 30 ($)</th><th>Price per share
on Nov 30 (5)</th><th>Average
rate</th><th>Dividend/Interest
period</th><th>Days in
period</th><th>Cap amount (5)</th></tr><tr><td>Cash</td><td>0.00</td><td>577.18</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>UBS BANK USA DEP ACCT</td><td>83.29</td><td>0.00</td><td></td><td></td><td></td><td></td><td>250,000.00</td></tr><tr><td>Total</td><td>$83.29</td><td>$577.18</td><td></td><td></td><td></td><td></td><td></td></tr></table>

## Your total assets

|       |                         | Value on Nov 30 (S)   | Percentage of<br />your account   | Cost<br />basis (5)   | Estimated<br />annual income ($)   | Unrealized<br />gain or loss ($)   |
|-|-|-|-|-|-|-|
| Cash  | Cash and money balances | 577.18                | 100.00%                           | 577.18                |                                    |                                    |
| Total |                         | $577.18               | 100.00%                           | $577.18               |                                    |                                    |

## Account activity this month

Dividend and interest income:
Taxable dividends:
Date: Nov 4
Activity: Foreign Dividend
Description: ENGIE SPON ADR AS OF 11/03/16 CUSIP: 29286D105
Amount ($): 823.01

Total taxable dividends: $823.01
Total dividend and interest income: $823.01

Fees:
Date: Nov 4
Activity: Fee
Description: ENGIE SPON ADR AS OF 11/03/16
Amount ($): -30.00

Date: Nov 30
Activity: Refund
Description: PRORATED ADVISORY FEE
Amount ($): 577.18

Total professional management fees: $577.18
Total other fees: -$30.00

Other funds debited:
Date: Nov 1
Activity: Transfer
Description: JOURNAL TO Y1 23575 GHISLAINE MAXWELL
Amount ($): -83.29

continued next page

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UBS

# Resource Management Account Resource Management Account

November 2016 November 2016

Account name: GHI SLAINE MAXWELL
Friendly account name: Indiv.V49920008
Account number: <empty>

Your Financial Advisor:

SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

Account activity this month (continued)

Other funds debited (continued)

Date Activity Description Amount ($)
Nov 4 Foreign Tax Withheld ENGIE SPON ADR AS OF 11/03/16 -123.45
Nov 28 Transfer TO Y1 36508 4200 -669.56
Total other funds debited -$876.30

## Investment transactions

For more information about the price/value shown for restricted securities, see Important information about your statement at the end of this document.

Proceeds from

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value (5)</th><th>Price ($)</th><th>investment
transactions (5)</th><th>Funds
withdrawn for
investments bought (5)</th><th>Accrued
interest (5)</th></tr><tr><td>Nov 28</td><td>Transfer</td><td>BAE SYSTEMS PLC SPON ADR TO Y1 36508
4200
CUSIP: 05523R107</td><td>-1,000.000</td><td>-29,915.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>DEUTSCHE POST AG SPON ADR TO Y1 36508
4200
CUSIP: 25157Y202</td><td>-1,000.000</td><td>-30,875.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>ENGIE SPON ADR TO Y1 36508 4200
CUSIP: 29286D105</td><td>-1,500.000</td><td>-18,412.50</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>IMPERIAL BRANDS PLC SPON ADR TO Y1 36508
4200
CUSIP: 45262P102</td><td>-1,030.000</td><td>-45,052.20</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>MTN GROUP LTD SPON ADR TO Y1 36508 4200
CUSIP: 62474M108</td><td>-1,990.000</td><td>-16,248.35</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>ORKLA ASA A SHS SPON ADR TO Y1 36508
4200
CUSIP: 686331109</td><td>-4,115.000</td><td>-36,541.20</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>RECKITT BENCKISER PLC SPON ADR TO Y1
36508 4200
CUSIP: 756255204</td><td>-3,540.000</td><td>-59,224.20</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>SINGAPORE TELECOM LTD NEW 2006 SPON ADR
TO Y1 36508 4200
CUSIP: 82929R304</td><td>-1,765.000</td><td>-46,375.37</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>SIEMENS AG SPON ADR TO Y1 36508 4200
CUSIP: 826197501</td><td>-500.000</td><td>-56,060.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>ASTRAZENECA PLC SPON ADR TO Y1 36508.
4200
CUSIP: 046353108</td><td>-730.000</td><td>-19,512.90</td><td></td><td></td><td></td><td></td></tr></table>

Funds

continued next page

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UBS

# Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv V/49920008
Account number: <empty>

Your Financial Advisor:

SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

## Account activity this month (continued)

Investment transactions (continued)

Proceeds from

Funds

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value ($)</th><th>Price ($)</th><th>investment
transactions ($)</th><th>withdrawn for
investments bought (S)</th><th>Accrued
interest (5)</th></tr><tr><td>Nov 28</td><td>Transfer</td><td>BHP BILLITON LTD SPON ADR TO Y1 36508 4200
CUSIP: 088606108</td><td>-435.000</td><td>-16,677.90</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>DEUTSCHE TELEKOM AG DE SPON ADR TO Y1
36508 4200
CUSIP: 251566105</td><td>-4,270.000</td><td>-66,014.20</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>GLAXO SMITHKLINE PLC ADR TO Y1 36508
4200
CUSIP: 37733W105</td><td>-515.000</td><td>-19,719.35</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>NIPPON TELEG &amp; TEL CORP SPON ADR TO Y1
36508 4200
CUSIP: 654624105</td><td>-2,210.000</td><td>-90,123.80</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>NOVARTIS AG SPON ADR TO Y1 36508 4200
CUSIP: 66987V109</td><td>-975.000</td><td>-67,353.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>P.T. TELEKOMUNIKASI INDONESIA SPON ADR TO
Y1 36508 4200
CUSIP: 715684106</td><td>-1,380.000</td><td>-39,123.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>ROYAL DUTCH SHELL PLC CL A SPON ADR TO
Y1 36508 4200
CUSIP: 780259206</td><td>-27.000</td><td>-1,328.40</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B
ORD SHS SPON ADR TO Y1 36508 4200
CUSIP: 780259107</td><td>-400.000</td><td>-20,800.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>STATOIL ASA SPON ADR TO Y1 36508 4200
CUSIP: 85771P102</td><td>-1,450.000</td><td>-24,113.50</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>TAIWAN SEMICONDUCTOR MFG CO LTD ADR
TO Y1 36508 4200
CUSIP: 874039100</td><td>-830.000</td><td>-24,617.80</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>UNILEVER NV NY SHS NEW NETHERLANDS SPON
ADR TO Y1 36508 4200
CUSIP: 904784709</td><td>-1,000.000</td><td>-39,210.00</td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Transfer</td><td>VODAFONE GROUP PLC SPON ADR TO Y1
36508 4200
CUSIP: 92857W308</td><td>-1,039.000</td><td>-25,486.67</td><td></td><td></td><td></td><td></td></tr><tr><td>Total</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr></table>

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UBS

# Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Indiv V49920008
Account number:

Your Financial Advisor:

SCOTT STACKMANLYLE CASRIEL

212-821-7000/800-308-3140

## Account activity this month (continued)

Money balance activities

| Date   | Activity                             | Description                                 | Amount ($)   |
|-|-|-|-|
| Oct 31 | Balance forward                      |                                             | $83.29       |
| Nov 2  | Withdrawal                           | UBS BANK USA DEPOSIT ACCOUNT AS OF 11/01/16 | -83.29       |
| Nov 7  | Deposit                              | UBS BANK USA DEPOSIT ACCOUNT                | 669.56       |
| Nov 29 | Withdrawal                           | UBS BANK USA DEPOSIT ACCOUNT AS OF 11/28/16 | -669.56      |
| Nov 30 | Closing UBS Bank USA Deposit Account | Closing UBS Bank USA Deposit Account        | $0.00        |

The UBS Bank USA Deposit Account is your primary sweep option.

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