UBS

085 Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171.0002

CNP7005535553 1116X135 Y1 0

# Resource Management Account

November 2016

GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308

Account name: GHISLAINE MAXWELL

Friendly account name: Ind:Cash/Saving
Account number

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140

## Questions about your statement?

Call your Financial Advisor or the
RMA ResourceLine at 800-RMA-1000,
account 029023575.

## Visit our website:

www.ubs.com/financialservices

## Value of your account

|                       | on October 31 ($)   | on November 30 ($)   |
|-|-|-|
| Your assets           | 15,699,173.12       | 1,468,134.79         |
| Your liabilities      | 0.00                | 0.00                 |
| Value of your account | $15,699,173.12      | $1,468,134.79        |

## Tracking the value of your account

| Date      | $ Millions |
| ----------- | ----------- |
| Dec 2014   | 4.2         |
| Dec 2015   | 6.1         |
| Oct 2016   | 15.7        |
| Nov 2016   | 1.5         |

## Sauna ofyour account growth
Wiring 2016

| Value of your account<br />at year end 2015                                                     | 16,144,731.58                    |
|-|-|
| Net deposits and<br />withdrawals                                                               | .54,744,108.00                   |
| Your investment return:<br />Dividend and<br />interest income<br />Change in<br />market value | f60,493.47 <br /><br />$7,017.74 |
| Value of your account<br />on Nov 30, 2016                                                      | $1,468,134.79                    |

Member SIPC

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name Ind-Cach/Swing
Account number:

Your Financial Advisor:

SCOTT STACKMANLYLE CASRIEL

212-821-7000/800-308-3140

# Your account balance sheet

## Summary of your assets

|                           | Value on<br />November 30 ($)   | Percentage of<br />your account   |
|-|-|-|
| A Cash and money balances | 0.00                            | 0.00%                             |
| B Cash alternatives       | 1,468,134.79                    | 100.00%                           |
| с Equities                | 0.00                            | 0.00%                             |
| D Fixed income            | 0.00                            | 0.00%                             |
| E Non-traditional         | 0.00                            | 0.00%                             |
| F Commodities             | 0.00                            | 0.00%                             |
| G Other                   | 0.00                            | 0.00%                             |
| Total assets              | $1,468,134.79                   | 100.00%                           |

Value of your account

$1,468,134.79

Your current asset allocation



## Eye on the markets

| Index                                      | Percentage change   | Percentage change   |
|-|-|-|
| Index                                      | November 2016       | Year to date        |
| S&P 500                                    | 3.70%               | 9.79%               |
| Russell 3000                               | 4.48%               | 10.58%              |
| MSCI - Europe, Australia & Far East        | -1.98%              | -1.86%              |
| Barclays Capital U.S. Aggregate Bond Index | -2.37%              | 2.50%               |

Interest rates on November 30, 2016

3-month Treasury bills: 0.48%

One-month LIBOR: 0.62%

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number:

Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140

## Changein the value of your account

|                                                                       | November 2016 ($)   | Year to date ($)   |
|-|-|-|
| Opening account value                                                 | $15,699,173.12      | $6,144,731.58      |
| Deposits, including investments<br />transferred in                   | 11,570.91           | 14,847,792.86      |
| Withdrawals and fees,<br />including investments transferred<br />out | -14,250,000.00      | -19,591,900.86     |
| Dividend and interest income                                          | 7,390.76            | 60,493.47          |
| Change in market value                                                | 0.00                | 7,017.74           |
| Closing account value                                                 | $1,468,134.79       | $1,468,134.79      |

## Dividend and interest income earned

For purposes of this statement, taxability of interest and dividend income has been determined from a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest and/or dividend payments may not be subject to United States (US) and/or Puerto Rico (PR) income taxes. The client monthly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from UBS annually, such as the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify dividends and/or interest as tax exempt or taxable income. Please consult your individual tax preparer.

|                           | November 2016 ($)   | Year to date ($)   |
|-|-|-|
| Taxable dividends         | 7,389.93            | 58,282.12          |
| Taxable interest          | 0.83                | 37.62              |
| Total current year        | $7,390.76           | $58,319.74         |
| Prior year adjustment     | 0.00                | 2,173.73           |
| Total dividend & interest | $7,390.76           | $60,493.47         |

## Cash activity summary

See Account activity this month for details. Balances in your Sweep Options are included in the opening and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed through the UBS International Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bank deposits. See Important information about your statement on the last two pages of this document for details.

<table><tr><th></th><th>November 2016 ($)</th><th>Year to date ($)</th></tr><tr><td>Opening balances</td><td>$0.00</td><td>$2,010,294.62</td></tr><tr><td>Additions</td><td></td><td></td></tr><tr><td>Deposits and other funds credited</td><td>11,570.91</td><td>14,847,792.86</td></tr><tr><td>Dividend and interest income</td><td>7,390.76</td><td>60,493.47</td></tr><tr><td>Proceeds from investment transactions</td><td>10,711,496.79</td><td>28,050,955.06</td></tr><tr><td>Total additions</td><td>$10,730,458.46</td><td>$42,959,241.39</td></tr><tr><td>Subtractions</td><td></td><td></td></tr><tr><td>Checks and bill payments</td><td>0.00</td><td>-3,000,000.00</td></tr><tr><td>Other funds debited</td><td>-10,711,496.79</td><td>-13,053,397.65</td></tr><tr><td>Funds withdrawn for investments
bought</td><td>-18,961.67</td><td>-28,916,138.36</td></tr><tr><td>Total subtractions</td><td>-$10,730,458.46</td><td>-$44,969,536.01</td></tr><tr><td>Net cash flow</td><td>$0.00</td><td>-$2,010,294.62</td></tr><tr><td>Closing balances</td><td>$0.00</td><td>$0.00</td></tr></table>

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind Cash/Saving
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# UBSBank USA Deposit Account APY

## Interest period Oct7 - Nov 6

Opening UBS Bank USA Deposit balance Oct 7 $0.00
Closing UBS Bank USA Deposit balance Nov 6 $0.00
Number of days in interest period 31
Average daily balance $47,834.05
Interest earned $0.83
Annual percentage yield earned 0.02%

## Your  investment  objectives:

You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document.

## Your return objective:

Current income & capital appreciation

Your risk profile:
Primary- Moderate
Investment eligibility consideration - None selected

## Your account instructions

- Your account cost basis default closing method is FIFO, First In, First Out.

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

## Your assets

Some prices, income and current values shown may be approximate. As a result, gains and losses may not be accurately reflected. See Important information about your statement at the end of this document for more information.

## Cash alternatives

## Money market funds

Money market funds are neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Institutional prime and institutional municipal funds must float their net asset values (NAV) per share to the nearest 1/100th of a cent (e.g., $1.0000). Government and retail money market funds will continue to transact at a stable $1.00 net asset value. Although money market funds seek to preserve the value of your investment at $1.00 per share, it is possible to lose money by investing in these funds.

Total reinvested is the total of all reinvested dividends. It does not include any cash dividends. It is not a tax lot for the purposes of determining holding periods or cost basis. The shares you receive each time you reinvest dividends become a separate tax lot.

Cost basis is the total purchase cost of the security, including reinvested dividends. The cost basis may need to be adjusted for return of capital payments in order to determine the adjusted cost basis for tax reporting purposes.

Unrealized (tax) gain or loss is the difference between the current value and the cost basis and would generally be your taxable gain or loss if the security was sold on this date. The unrealized (tax) gain or loss may need to be adjusted for return of capital payments in order to determine the realized gain or loss for tax reporting purposes.

Investment return is the current value minus the amount you invested. It does not include shares that are not reflected on your statement, including shares that have been realized as either a gain or a loss. It also does not include cash dividends that were not reinvested.

Purchase price/

Holding: UBS PRIME RESERVES FUND
Number of shares: 1,468,134.790
Average price per share ($): ---This information was unavailable---
Client investment ($): ---
Cost basis ($): 1.0000
Price per share on Nov 30 ($): 1,468,134.79
Value on Nov 30 ($): 1,468,134.79
Unrealized gain or loss ($): ---
Investment return ($): ---
Holding period: ---

EAI: $7,327 Current yield: 0.50%

## Your total assets

|                   |                      | Value on Nov 30 (5)   | Percentage of<br />your account   | Cost<br />basis ($)   | Estimated<br />annual income (S)   | Unrealized<br />gain or loss ($)   |
|-|-|-|-|-|-|-|
| Cash alternatives | * Money market funds | 1,468,134.79          | 100.00%                           |                       | 7,327.00                           |                                    |
| Total             |                      | $1,468,134.79         | 100.00%                           |                       | $7,327.00                          |                                    |

Missing cost basis information.

## Account activity this month

|                                   | Date   | Activity   | Description                             | Amount ($)   |
|-|-|-|-|-|
| Deposits and other funds credited | Nov 1  | Transfer   | JOURNAL FROM Y1 23572 GHISLAINE MAXWELL | 83.29        |
|                                   | Nov 1  | Transfer   | JOURNAL FROM Y1 23568 GHISLAINE MAXWELL | 806.52       |

continued next page

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UBS

# Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number: <empty>

Your Financial Advisor:

SCOTT STACKMANLYLE CASRIEL

212-821-7000/800-308-3140

Account activity this month (continued)

Deposits and other funds credited (continued)
Nov 1 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 10,680.70
Nov 9 Transfer JOURNAL FROM Y1 23679POT & KETTLE, LLC 0.05
Nov 9 Transfer JOURNAL FROM Y1 23692 116 EAST 65TH STREET LLC 0.35
Total deposits and other funds credited $11,570.91

Dividend and interest income
Taxable dividends
Nov 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 10/31/16 2,463.57
Nov 30 Dividend UBS PRIME RESERVES FUND 4,926.36
Total taxable dividends $7,389.93

Taxable interest
Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16 0.83
Total taxable interest $0.83
Total dividend and interest income $7,390.76

Other funds debited
Nov 21 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO BANK, NA -50,000.00
Nov 28 Transfer TO Y1 36512 2100 -10,661,496.79
Total other funds debited -$10,711,496.79

## Investment transactions

For more information about the price/value shown for restricted securities, see Important information about your statement at the end of this document.

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value (5)</th><th>Price ($)</th><th>Proceeds from
investment
transactions (S)</th><th>Funds
withdrawn for
investments bought ($)</th><th>Accrued
interest (S)</th></tr><tr><td>Nov 1</td><td>Reinvestment</td><td>PUTNAM SHORT DURATION INCOME FUND Y
DIVIDEND REINVESTED AT 10.05 NAV ON
10/31/16 AS OF 10/31/16</td><td>245.131</td><td></td><td></td><td></td><td>-2,463.57</td><td></td></tr><tr><td>Nov 3</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>0.510</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 3</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>11,570.000</td><td></td><td></td><td></td><td>-11,570.51</td><td></td></tr><tr><td>Nov 9</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>0.830</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 9</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td></td><td></td><td></td><td></td><td>-0.83</td><td></td></tr><tr><td>Nov 10</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>0.400</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 10</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td></td><td></td><td></td><td></td><td>-0.40</td><td></td></tr></table>

continued next page

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UBS

Resource Management Account

November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number:

Your Financial Advisor:

SCOTT STACKMAN/LYLE CASRIEL

212-821-7000/800-308-3140

## Account activity this month (continued)

## Investment transactions (continued)

Proceeds from

Funds

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value ($)</th><th>Price (S)</th><th>investment
transactions (5)</th><th>withdrawn for
investments bought ($)</th><th>Accrued
interest ($)</th></tr><tr><td>Nov 21</td><td>Sold</td><td>UBS PRIME RESERVES FUND</td><td>-50,000.000</td><td></td><td></td><td>50,000.00</td><td></td><td></td></tr><tr><td>Nov 28</td><td>Sold</td><td>UBS PRIME RESERVES FUND</td><td>-0.790</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Sold</td><td>UBS PRIME RESERVES FUND</td><td>-10,661,496.000</td><td></td><td></td><td>10,661,496.79</td><td></td><td></td></tr><tr><td>Nov 29</td><td>Transfer</td><td>PUTNAM SHORT DURATION INCOME FUND Y TO
Y1 36512 2100</td><td>-352,089.872-3,538,503.21</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 30</td><td>Reinvestment</td><td>UBS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 1.00 NAV ON 11/30/16</td><td>0.360</td><td></td><td></td><td></td><td>-0.36</td><td></td></tr><tr><td>Nov 30</td><td>Reinvestment</td><td>UBS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 1.00 NAV ON 11/30/16</td><td>4,926.000</td><td></td><td></td><td></td><td>-4,926.00</td><td></td></tr><tr><td>Total</td><td></td><td></td><td></td><td></td><td></td><td>$10,711,496.79</td><td>-$18,961.67</td><td></td></tr></table>

## Securities transferred out

## -$3,538,503.21

## Money balance activities

| Date   | Activity                             | Description                                 | Amount ($)   |
|-|-|-|-|
| Oct 31 | Balance forward                      |                                             | $0.00        |
| Nov 2  | Deposit                              | UBS BANK USA DEPOSIT ACCOUNT                | 11,570.51    |
| Nov 4  | Withdrawal                           | UBS BANK USA DEPOSIT ACCOUNT AS OF 11/03/16 | -11,570.51   |
| Nov 30 | Closing UBS Bank USA Deposit Account | Closing UBS Bank USA Deposit Account        | $0.00        |

The UBS Bank USA Deposit Account is your primary sweep option.

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UBS

Your  notes

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End of statement for account number Y1 23575 S5

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