UBS

UBS Financial Services Inc.
Private Wealth Management
299 Park Avenue
25th Floor
New York NY 10171-0002

CNP7005535553 1116X135 Y1 0

# Resource Management Account

November 2016

GHISLAINE MAXWELL
P.O. BOX 308
TEANECK NJ 07666-0308

Account name: GHISLAINE MAXWELL

Friendly account name: Ind:Cash/Saving
Account number

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
Phone: 212-821-7000/800-308-3140

Questions about your statement?
Call your Financial Advisor or the
RMA ResourceLine at 800-RMA-1000,
account 029023575.

Visit our website:
www.ubs.com/financialservices

## Value of your account

<table><tr><th></th><th>on October 31 ($)</th><th>on November 30 ($)</th></tr><tr><td>Your assets</td><td>15,699,173.12</td><td>1,468,134.79</td></tr><tr><td>Your liabilities</td><td>0.00</td><td>0.00</td></tr><tr><td>Value of your account</td><td>$15,699,173.12</td><td>$1,468,134.79</td></tr></table>

Tracking the value of your account

$ Millions

15.7

6.1
4.2

Dec 2014 Dec 2015 Oct 2016 Nov 2016

# Resource Management Account (cont.)

## Sources of your account growth
during 2016

<table><tr><th>Value of your account
at year end 2015</th><th>$6,144,731.58</th></tr><tr><td>Net deposits and
withdrawals</td><td>-$4,744,108.00</td></tr><tr><td>Your investment return:
Dividend and
interest income
Change in
market value</td><td>$60,493.47

$7,017.74</td></tr><tr><td>Value of your account
on Nov 30, 2016</td><td>$1,468,134.79</td></tr></table>

Member SIPC

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UBS

Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name Ind-Cach/Swing
Account number:

Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140

# Your account balance sheet

# Your account balance sheet (cont.)

## Summary of your assets

<table><tr><th></th><th>Value on
November 30 ($)</th><th>Percentage of
your account</th></tr><tr><td>A Cash and money balances</td><td>0.00</td><td>0.00%</td></tr><tr><td>B Cash alternatives</td><td>1,468,134.79</td><td>100.00%</td></tr><tr><td>с Equities</td><td>0.00</td><td>0.00%</td></tr><tr><td>D Fixed income</td><td>0.00</td><td>0.00%</td></tr><tr><td>E Non-traditional</td><td>0.00</td><td>0.00%</td></tr><tr><td>F Commodities</td><td>0.00</td><td>0.00%</td></tr><tr><td>G Other</td><td>0.00</td><td>0.00%</td></tr><tr><td>Total assets</td><td>$1,468,134.79</td><td>100.00%</td></tr><tr><td>Value of your account</td><td>$1,468,134.79</td><td></td></tr></table>

Your current asset allocation

# Your account balance sheet (cont.)

## Eye on the markets

<table><tr><th rowspan="2">Index</th><th colspan="2">Percentage change</th></tr><tr><td>November 2016</td><td>Year to date</td></tr><tr><td>S&amp;P 500</td><td>3.70%</td><td>9.79%</td></tr><tr><td>Russell 3000</td><td>4.48%</td><td>10.58%</td></tr><tr><td>MSCI - Europe, Australia &amp; Far East</td><td>-1.98%</td><td>-1.86%</td></tr><tr><td>Barclays Capital U.S. Aggregate Bond Index</td><td>-2.37%</td><td>2.50%</td></tr></table>

Interest rates on November 30, 2016
3-month Treasury bills: 0.48%
One-month LIBOR: 0.62%

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UBS

Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number:

Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140

# Your account balance sheet (cont.)

## Change in the value of your account

<table><tr><th></th><th>November 2016 ($)</th><th>Year to date ($)</th></tr><tr><td>Opening account value</td><td>$15,699,173.12</td><td>$6,144,731.58</td></tr><tr><td>Deposits, including investments
transferred in</td><td>11,570.91</td><td>14,847,792.86</td></tr><tr><td>Withdrawals and fees,
including investments transferred
out</td><td>-14,250,000.00</td><td>-19,591,900.86</td></tr><tr><td>Dividend and interest income</td><td>7,390.76</td><td>60,493.47</td></tr><tr><td>Change in market value</td><td>0.00</td><td>7,017.74</td></tr><tr><td>Closing account value</td><td>$1,468,134.79</td><td>$1,468,134.79</td></tr></table>

## Dividend and interest income earned

# Your account balance sheet (cont.)

## Dividend and interest income earned (cont.)

For purposes of this statement, taxability of interest and dividend income has been determined from a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, some interest and/or dividend payments may not be subject to United States (US) and/or Puerto Rico (PR) income taxes. The client monthly statement is not intended to be used and cannot be relied upon for tax purposes. Clients should refer to the applicable tax reporting forms they receive from UBS annually, such as the Forms 1099 and the Forms 480, for tax reporting information. It is the practice of UBS to file the applicable tax reporting forms with the US Internal Revenue Service and PR Treasury Department, and in such forms accurately classify dividends and/or interest as tax exempt or taxable income. Please consult your individual tax preparer.

# Your account balance sheet (cont.)

## Dividend and interest income earned (cont.)

<table><tr><th></th><th>November 2016 ($)</th><th>Year to date ($)</th></tr><tr><td>Taxable dividends</td><td>7,389.93</td><td>58,282.12</td></tr><tr><td>Taxable interest</td><td>0.83</td><td>37.62</td></tr><tr><td>Total current year</td><td>$7,390.76</td><td>$58,319.74</td></tr><tr><td>Prior year adjustment</td><td>0.00</td><td>2,173.73</td></tr><tr><td>Total dividend &amp; interest</td><td>$7,390.76</td><td>$60,493.47</td></tr></table>

## Cash activity summary

See Account activity this month for details. Balances in your Sweep Options are included in the opening and closing balances value. FDIC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed through the UBS International Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bank deposits. See Important information about your statement on the last two pages of this document for details.

# Your account balance sheet (cont.)

## Cash activity summary (cont.)

<table><tr><th></th><th>November 2016 ($)</th><th>Year to date ($)</th></tr><tr><td>Opening balances</td><td>$0.00</td><td>$2,010,294.62</td></tr><tr><td>Additions</td><td></td><td></td></tr><tr><td>Deposits and other funds credited</td><td>11,570.91</td><td>14,847,792.86</td></tr><tr><td>Dividend and interest income</td><td>7,390.76</td><td>60,493.47</td></tr><tr><td>Proceeds from investment transactions</td><td>10,711,496.79</td><td>28,050,955.06</td></tr><tr><td>Total additions</td><td>$10,730,458.46</td><td>$42,959,241.39</td></tr><tr><td>Subtractions</td><td></td><td></td></tr><tr><td>Checks and bill payments</td><td>0.00</td><td>-3,000,000.00</td></tr><tr><td>Other funds debited</td><td>-10,711,496.79</td><td>-13,053,397.65</td></tr><tr><td>Funds withdrawn for investments
bought</td><td>-18,961.67</td><td>-28,916,138.36</td></tr><tr><td>Total subtractions</td><td>-$10,730,458.46</td><td>-$44,969,536.01</td></tr><tr><td>Net cash flow</td><td>$0.00</td><td>-$2,010,294.62</td></tr><tr><td>Closing balances</td><td>$0.00</td><td>$0.00</td></tr></table>

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# Your account balance sheet (cont.)

## Cash activity summary (cont.)

UBS

Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind Cash/Saving
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# UBS Bank USA Deposit Account APY

Interest period Oct 7 - Nov 6

<table><tr><th>Opening UBS Bank USA Deposit balance Oct 7</th><th>$0.00</th></tr><tr><td>Closing UBS Bank USA Deposit balance Nov 6</td><td>$0.00</td></tr><tr><td>Number of days in interest period</td><td>31</td></tr><tr><td>Average daily balance</td><td>$47,834.05</td></tr><tr><td>Interest earned</td><td>$0.83</td></tr><tr><td>Annual percentage yield earned</td><td>0.02%</td></tr></table>

## Your investment objectives:

You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document.

Your return objective:
Current income & capital appreciation

Your risk profile:
Primary- Moderate
Investment eligibility consideration - None selected

# UBS Bank USA Deposit Account APY (cont.)

## Your account instructions

Your account cost basis default closing method is FIFO, First In, First Out.

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# Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving

Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

## Your assets

Some prices, income and current values shown may be approximate. As a result, gains and losses may not be accurately reflected. See Important information about your statement at the end of this document for more information.

## Cash alternatives

## Money market funds

Money

market funds are neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Institutional prime and institutional municipal funds must float their net asset
to the nearest 1/100th of a cent (e.g., $1.0000). Government and retail money market funds will continue to transact at a stable $1.00 net asset value. Although money market funds seek to preserve the
at $1.00 per share, it is possible to lose money by investing in these funds.

per

share

values

value

investment

(NAV)

of

your

# Resource Management Account
November 2016 (cont.)

## Money market funds (cont.)

Total reinvested is the total of all reinvested dividends. It does not include any cash dividends. It is not a tax lot for the purposes of determining holding periods or cost basis. The shares you receive each time you reinvest dividends become a separate tax lot.

Cost basis is the total purchase cost of the security, including reinvested dividends. The cost basis may need to be adjusted for return of capital payments in order to determine the adjusted cost basis for tax reporting purposes.

Unrealized (tax) gain or loss is the difference between the current value and the cost basis and would generally be your taxable gain or loss if the security was sold on this date. The unrealized (tax) gain or loss may need to be adjusted for return of capital payments in order to determine the realized gain or loss for tax reporting purposes.

Investment return is the current value minus the amount you invested. It does not include shares that are not reflected on your statement, including shares that have been realized as either a gain or a loss. It also does not include cash dividends that were not reinvested.

# Resource Management Account
November 2016 (cont.)

## Money market funds (cont.)

<table><tr><th>Holding</th><th>Number
of shares</th><th>Purchase price/
Average price
per share (5)</th><th>Client
investment ($)</th><th>Cost
basis ($)</th><th>Price per share
on Nov 30 ($)</th><th>Value on
Nov 30 ($)</th><th>Unrealized
gain or loss ($)</th><th>Investment
return ($)</th><th>Holding
period</th></tr><tr><td>UBS PRIME RESERVES</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>FUND</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr><tr><td></td><td>1,468,134.790</td><td colspan="2">---This information was unavailable---</td><td></td><td>1.0000</td><td>1,468,134.79</td><td></td><td></td><td></td></tr><tr><td>EAI: $7,327 Current yield: 0.50%</td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td><td></td></tr></table>

# Resource Management Account
November 2016 (cont.)

## Your total assets

<table><tr><th></th><th></th><th>Value on Nov 30 (5)</th><th>Percentage of
your account</th><th>Cost
basis ($)</th><th>Estimated
annual income (S)</th><th>Unrealized
gain or loss ($)</th></tr><tr><td>Cash alternatives</td><td>* Money market funds</td><td>1,468,134.79</td><td>100.00%</td><td></td><td>7,327.00</td><td></td></tr><tr><td>Total</td><td></td><td>$1,468,134.79</td><td>100.00%</td><td></td><td>$7,327.00</td><td></td></tr></table>

Missing cost basis information.

## Account activity this month

<table><tr><th></th><th>Date</th><th>Activity</th><th>Description</th><th>Amount ($)</th></tr><tr><td>Deposits and other funds credited</td><td>Nov 1</td><td>Transfer</td><td>JOURNAL FROM Y1 23572 GHISLAINE MAXWELL</td><td>83.29</td></tr><tr><td></td><td>Nov 1</td><td>Transfer</td><td>JOURNAL FROM Y1 23568 GHISLAINE MAXWELL</td><td>806.52</td></tr></table>

continued next page

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# Resource Management Account
November 2016

# Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number:

Your Financial Advisor:
SCOTT STACKMANLYLE CASRIEL
212-821-7000/800-308-3140

Account activity this month (continued)

# Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number: (cont.)

<table><tr><th></th><th>Date</th><th>Activity</th><th>Description</th><th>Amount ($)</th></tr><tr><td colspan="3">Deposits and other funds credited (continued)</td><td></td><td></td></tr><tr><td></td><td>Nov 1</td><td>Transfer</td><td>JOURNAL FROM Y1 23574 GHISLAINE MAXWELL</td><td>10,680.70</td></tr><tr><td></td><td>Nov 9</td><td>Transfer</td><td>JOURNAL FROM Y1 23679 POT &amp; KETTLE, LLC</td><td>0.05</td></tr><tr><td></td><td>Nov 9</td><td>Transfer</td><td>JOURNAL FROM Y1 23692116 EAST 65TH STREET LLC</td><td>0.35</td></tr><tr><td colspan="4">Total deposits and other funds credited</td><td>$11,570.91</td></tr><tr><td></td><td>Date</td><td>Activity</td><td>Description</td><td>Amount ($)</td></tr><tr><td colspan="4">Dividend and interest income</td><td></td></tr><tr><td rowspan="3">Taxable dividends</td><td>Nov 1</td><td>Dividend</td><td>PUTNAM SHORT DURATION INCOME FUND Y AS OF 10/31/16</td><td>2,463.57</td></tr><tr><td>Nov 30</td><td>Dividend</td><td>UBS PRIME RESERVES FUND</td><td>4,926.36</td></tr><tr><td colspan="3">Total taxable dividends</td><td>$7,389.93</td></tr><tr><td rowspan="4">Taxable interest</td><td>Nov 7</td><td>Interest</td><td>UBS BANK USA DEPOSIT ACCOUNT AS OF 11/04/16</td><td>0.83</td></tr><tr><td>Total</td><td>taxable interest</td><td></td><td>$0.83</td></tr><tr><td colspan="3">Total dividend and interest income</td><td>$7,390.76</td></tr><tr><td>Date</td><td>Activity</td><td>Description</td><td>Amount ($)</td></tr><tr><td rowspan="3">Other funds debited</td><td>Nov 21</td><td>Withdrawal</td><td>FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO
BANK, NA</td><td>-50,000.00</td></tr><tr><td>Nov 28</td><td>Transfer</td><td>TO Y1 36512 2100</td><td>-10,661,496.79</td></tr><tr><td>Total</td><td>other funds debited</td><td></td><td>-$10,711,496.79</td></tr></table>

# Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number: (cont.)

## Investment transactions

For more information about the price/value shown for restricted securities, see Important information about your statement at the end of this document.

# Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number: (cont.)

## Investment transactions (cont.)

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value (5)</th><th>Price ($)</th><th>Proceeds from
investment
transactions (S)</th><th>Funds
withdrawn for
investments bought ($)</th><th>Accrued
interest (S)</th></tr><tr><td>Nov 1</td><td>Reinvestment</td><td>PUTNAM SHORT DURATION INCOME FUND Y
DIVIDEND REINVESTED AT 10.05 NAV ON
10/31/16 AS OF 10/31/16</td><td>245.131</td><td></td><td></td><td></td><td>-2,463.57</td><td></td></tr><tr><td>Nov 3</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>0.510</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 3</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>11,570.000</td><td></td><td></td><td></td><td>-11,570.51</td><td></td></tr><tr><td>Nov 9</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>0.830</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 9</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td></td><td></td><td></td><td></td><td>-0.83</td><td></td></tr><tr><td>Nov 10</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td>0.400</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 10</td><td>Bought</td><td>UBS PRIME RESERVES FUND</td><td></td><td></td><td></td><td></td><td>-0.40
continued</td><td>next</td></tr></table>

# Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number: (cont.)

## Investment transactions (cont.)

continued next page

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# Resource Management Account
November 2016

Account name: GHISLAINE MAXWELL
Friendly account name: Ind:Cash/Saving
Account number:

Your Financial Advisor:
SCOTT STACKMAN/LYLE CASRIEL
212-821-7000/800-308-3140

# Account activity this month (continued)

Investment transactions (continued)

# Account activity this month (continued) (cont.)

<table><tr><th>Date</th><th>Activity</th><th>Description</th><th>Quantity</th><th>Value ($)</th><th>Price ($)</th><th>Proceeds from
investment
transactions (S)</th><th>Funds
withdrawn for
investments bought (5)</th><th>Accrued
interest ($)</th></tr><tr><td>Nov 21</td><td>Sold</td><td>UBS PRIME RESERVES FUND</td><td>-50,000.000</td><td></td><td></td><td>50,000.00</td><td></td><td></td></tr><tr><td>Nov 28</td><td>Sold</td><td>UBS PRIME RESERVES FUND</td><td>-0.790</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 28</td><td>Sold</td><td>UBS PRIME RESERVES FUND</td><td>-10,661,496.000</td><td></td><td></td><td>10,661,496.79</td><td></td><td></td></tr><tr><td>Nov 29</td><td>Transfer</td><td>PUTNAM SHORT DURATION INCOME FUND Y TO
Y1 36512 2100</td><td>-352,089.872-3,538,503.21</td><td></td><td></td><td></td><td></td><td></td></tr><tr><td>Nov 30</td><td>Reinvestment</td><td>UBS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 1.00 NAV ON 11/30/16</td><td>0.360</td><td></td><td></td><td></td><td>-0.36</td><td></td></tr><tr><td>Nov 30</td><td>Reinvestment</td><td>UBS PRIME RESERVES FUND DIVIDEND
REINVESTED AT 1.00 NAV ON 11/30/16</td><td>4,926.000</td><td></td><td></td><td></td><td>-4,926.00</td><td></td></tr><tr><td>Total</td><td></td><td></td><td></td><td></td><td></td><td>$10,711,496.79</td><td>-$18,961.67</td><td></td></tr><tr><td>Securities</td><td>transferred out</td><td></td><td></td><td>-$3,538,503.21</td><td></td><td></td><td></td><td></td></tr><tr><td></td><td></td><td>Date Activity</td><td>Description</td><td></td><td></td><td></td><td>Amount ($)</td><td></td></tr><tr><td>Money</td><td>balance activities</td><td>Oct 31 Balance</td><td>forward</td><td></td><td></td><td></td><td>$0.00</td><td></td></tr><tr><td></td><td></td><td>Nov 2 Deposit</td><td colspan="4">UBS BANK USA DEPOSIT ACCOUNT</td><td>11,570.51</td><td></td></tr><tr><td></td><td></td><td>Nov 4 Withdrawal</td><td>UBS BANK</td><td>USA DEPOSIT</td><td>ACCOUNT AS OF</td><td>11/03/16</td><td>-11,570.51</td><td></td></tr><tr><td></td><td></td><td>Nov 30 Closing UBS</td><td>Bank USA Deposit</td><td>Account</td><td></td><td></td><td>$0.00</td><td></td></tr></table>

# Account activity this month (continued) (cont.)

The UBS Bank USA Deposit Account is your primary sweep option.

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# Your notes

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