JS 44C/SDNY

Case 1:23-cv-03903-JSR

PRALOVER SHEET Filed 05/09/23

Page 1 of 6

REV.

10/01/2020

The JS-44 civil cover sheet and the information contained herein neither replace nor supplement the filing and service of pleadings or other papers as required by law, except as provided by local rules of court. This form, approved by the Judicial Conference of the United States in September 1974, is required for use of the Clerk of Court for the purpose of initiating the civil docket sheet.

PLAINTIFFS PLAINTIFFS PLAINTIFFS

## DEFENDANTS DEFENDANTS

OPERATING ENGINEERS CONSTRUCTION INDUSTRY AND MISCELLANEOUS PENSION FUND, derivatively on behalf of JPMORGAN CHASE & CO.

Dimon, et al.
(see seperate sheet for additional defendants)

ATTORNEYS (FIRM NAME, ADDRESS, AND TELEPHONE NUMBER Christine M. Mackintosh, Rebecca A. Musarra, Vivek Upadhya, Grant & Eisenhofer, P.A., 123 Justison Street, Wilmington, DE 19801, (302) 622-7000

ATTORNEYS (IF KNOWN)

CAUSE OF ACTION (CITE THE U.S. CIVIL STATUTE UNDER WHICH YOU ARE FILING AND WRITE A BRIEF STATEMENT OF CAUSE ) (DO NOT CITE JURISDICTIONAL STATUTES UNLESS DIVERSITY)

28 U.S.C. § 1332; 28 U.S.C. § 1367(a)

Judge Previously Assigned
Has this action, case, or proceeding, or one essentially the same been previously filed in SDNY at any time?
No [ ] Yes [ ]

If yes, was this case Vol. [ ] Invol. [ ] Dismissed. No [ ] Yes [ ] If yes, give date <empty> & Case No. <empty>

IS THIS AN INTERNATIONAL ARBITRATION CASE?
No [x] Yes [ ]
(PLACE AN [x] IN ONE BOX ONLY)
NATURE OF SUIT

TORTS

## ACTIONS UNDER STATUTES

CONTRACT:
[ ] 110 INSURANCE
[ ] 120 MARINE
[ ] 130 MILLER ACT
[ ] 140 NEGOTIABLE INSTRUMENT
[ ] 150 RECOVERY OF OVERPAYMENT & ENFORCEMENT OF JUDGMENT MEDICARE ACT RECOVERY OF DEFAULTED STUDENT LOANS (EXCL VETERANS)
[ ] 151
[ ] 152
[ ] 153 RECOVERY OF OVERPAYMENT OF VETERAN'S BENEFITS STOCKHOLDERS SUITS
[x] 160
[ ] 190 OTHER CONTRACT PRODUCT LIABILITY
[ ] 195
[ ] 196 FRANCHISE

PERSONAL INJURY:
[ ] 310 AIRPLANE
[ ] 315 AIRPLANE PRODUCT LIABILITY
[ ] 320 ASSAULT, LIBEL & SLANDER
[ ] 330 FEDERAL EMPLOYERS' LIABILITY
[ ] 340 MARINE
[ ] 345 MARINE PRODUCT LIABILITY
[ ] 350 MOTOR VEHICLE
[ ] 355 MOTOR VEHICLE PRODUCT LIABILITY
[ ] 360 OTHER PERSONAL INJURY
[ ] 362 PERSONAL INJURY - MED MALPRACTICE

PERSONAL PROPERTY:
[ ] 370 OTHER FRAUD
[ ] 371 TRUTH IN LENDING

FORFEITURE/PENALTY:
[ ] 625 DRUG RELATED SEIZURE OF PROPERTY 21 USC 881
[ ] 690 OTHER

PROPERTY RIGHTS:
[ ] 820 COPYRIGHTS
[ ] 880 DEFEND TRADE SECRETS ACT
[ ] 830 PATENT
[ ] 835 PATENT-ABBREVIATED NEW DRUG APPLICATION
[ ] 840 TRADEMARK

SOCIAL SECURITY:
LABOR:
[ ] 861 HIA (1395ff)
[ ] 862 BLACK LUNG (923)
[ ] 863 DIWC/DIWW (405(g))
[ ] 864 SSID TITLE XVI
[ ] 865 RSI (405(g))

PRISONER PETITIONS:
[ ] 463 ALIEN DETAINEE
[ ] 510 MOTIONS TO VACATE SENTENCE 28 USC 2255
[ ] 530 HABEAS CORPUS
[ ] 535 DEATH PENALTY
[ ] 540 MANDAMUS & OTHER

CIVIL RIGHTS:
[ ] 440 OTHER CIVIL RIGHTS (Non-Prisoner)

REAL PROPERTY:
[ ] 210 LAND CONDEMNATION FORECLOSURE RENT LEASE & EJECTMENT TORTS TO LAND TORT PRODUCT LIABILITY
[ ] 220
[ ] 230
[ ] 240
[ ] 245
[ ] 290 ALL OTHER REAL PROPERTY
[ ] 441 VOTING
[ ] 442 EMPLOYMENT
[ ] 443 HOUSING/
[ ] 445 AMERICANS WITH DISABILITIES - EMPLOYMENT
[ ] 446 AMERICANS WITH DISABILITIES -OTHER
[ ] 448 EDUCATION

IMMIGRATION:
[ ] 462 NATURALIZATION APPLICATION
[ ] 465 OTHER IMMIGRATION ACTIONS

PRISONER CIVIL RIGHTS:
[ ] 550 CIVIL RIGHTS
[ ] 555 PRISON CONDITION
[ ] 560 CIVIL DETAINee CONDITIONS OF CONFINEMENT

BANKRUPTCY:
[ ] 422 APPEAL 28 USC 158
[ ] 423 WITHDRAWAL 28 USC 157

FEDERAL TAX SUITS:
[ ] 870 TAXES (U.S. Plaintiff or Defendant)
[ ] 871 IRS-THIRD PARTY 26 USC 7609

OTHER STATUTES:
[ ] 375 FALSE CLAIMS
[ ] 376 QUI TAM
[ ] 400 STATE REAPPORTIONMENT
[ ] 410 ANTITRUST
[ ] 430 BANKS & BANKING
[ ] 450 COMMERCE
[ ] 460 DEPORTATION
[ ] 470 RACKETEER INFLUENCED & CORRUPT ORGANIZATION ACT (RICO)
[ ] 480 CONSUMER CREDIT
[ ] 485 TELEPHONE CONSUMER PROTECTION ACT
[ ] 490 CABLE/SATELLITE TV
[ ] 850 SECURITIES/ COMMODITIES/ EXCHANGE
[ ] 890 OTHER STATUTORY ACTIONS
[ ] 891 AGRICULTURAL ACTS
[ ] 893 ENVIRONMENTAL MATTERS
[ ] 895 FREEDOM OF INFORMATION ACT
[ ] 896 ARBITRATION
[ ] 899 ADMINISTRATIVE PROCEDURE ACT/REVIEW OR APPEAL OF AGENCY DECISION
[ ] 950 CONSTITUTIONALITY OF STATE STATUTES

Check if demanded in complaint:
[ ] CHECK IF THIS IS A CLASS ACTION UNDER F.R.C.P. 23

DO YOU CLAIM THIS CASE IS RELATED TO A CIVIL CASE NOW PENDING IN S.D.N.Y.
AS DEFINED BY LOCAL RULE FOR DIVISION OF BUSINESS 13?
IF SO, STATE:<empty>

DEMAND $<empty> OTHER <empty> JUDGE Jed S. Rakoff (22-10019 and, DOCKET NUMBER 22-10904)

Check YES only if demanded in complaint
JURY DEMAND:
[ ] YES 
[x] NO

NOTE: You must also submit at the time of filing the Statement of Relatedness form (Form IH-32).

Case 1:23-cv-03903-JSR Document 2 Filed 05/09/23 Page 2 of 6

(PLACE AN X IN ONE BOX ONLY)
ORIGIN
[x] 1 Original Proceeding
[ ] 2 Removed from State Court
[ ] 3 Remanded from Appellate Court
[ ] 4 Reinstated or Reopened
[ ] 5 Transferred from (Specify District)
[ ] 6 Multidistrict Litigation (Transferred)
[ ] 7 Appeal to District Judge from Magistrate Judge
[ ] a. all parties represented
[ ] b. At least one party is pro se.
[ ] 8 Multidistrict Litigation (Direct File)

(PLACE AN X IN ONE BOX ONLY)
[ ] 1 U.S. PLAINTIFF 
[ ] 2 U.S. DEFENDANT 
[ ] 3 FEDERAL QUESTION (U.S. NOT A PARTY)
[x] 4 DIVERSITY

BASIS OF JURISDICTION
IF DIVERSITY, INDICATE CITIZENSHIP BELOW.

## CITIZENSHIP OF PRINCIPAL PARTIES (FOR DIVERSITY CASES ONLY)

(Place an [X] in one box for Plaintiff and one box for Defendant)

CITIZEN OF THIS STATE: PTF DEF [ ] 1 [x] 1
CITIZEN OR SUBJECT OF A FOREIGN COUNTRY: PTF DEF [ ] 3 [ ] 3
INCORPORATED AND PRINCIPAL PLACE OF BUSINESS IN ANOTHER STATE: PTF DEF [ ] 5 [ ] 5
CITIZEN OF ANOTHER STATE: [x] 2 [x] 2
INCORPORATED OR PRINCIPAL PLACE OF BUSINESS IN THIS STATE: PTF DEF [ ] 4 [ ] 4
FOREIGN NATION: PTF DEF [ ] 6 [ ] 6

PLAINTIFF(S) ADDRESS(ES) AND COUNTY(IES) PLAINTIFF(S) ADDRESS(ES) AND COUNTY(IES)

Operating Engineers Construction Industry and Miscellaneous Pension Fund Operating Engineers Construction Industry and Miscellaneous Pension Fund

c/o Grant & Eisenhofer P.A.

123 Justison Street

Wilmington, Delaware 19801

DEFENDANT(S) ADDRESS(ES) AND COUNTY(IES)
See separate sheet

DEFENDANT(S) ADDRESS UNKNOWN

REPRESENTATION IS HEREBY MADE THAT, AT THIS TIME, I HAVE BEEN UNABLE, WITH REASONABLE DILIGENCE, TO ASCERTAIN THE RESIDENCE ADDRESSES OF THE FOLLOWING DEFENDANTS:

## COURTHOUSE ASSIGNMENT

I hereby certify that this case should be assigned to the courthouse indicated below pursuant to Local Rule for Division of Business 18, 20 or 21.

Check one:
[ ] WHITE PLAINS 
[x] MANHATTAN

s/ Rebecca A. Musarra
DATE 05/09/2023
SIGNATURE OF ATTORNEY OF RECORD:<empty>

RECEIPT #:<empty>

Magistrate Judge is to be designated by the Clerk of the Court.
Magistrate Judge:<empty> is so Designated.

Ruby J. Krajick, Clerk of Court by:<empty> Deputy Clerk, DATED:<empty>.

UNITED STATES DISTRICT COURT (NEW YORK SOUTHERN)

Case 1:23-cv-03903-JSR

Document 2

Filed 05/09/23

Page 3 of 6

# UNITED STATES DISTRICT COURT FOR THE SOUTHERN DISTRICT OF NEW YORK

OPERATING ENGINEERS
CONSTRUCTION INDUSTRY AND
MISCELLANEOUS 
PENSION FUND,

Plaintiff,

V.

JAMES DIMON, ASHLEY BACON, LINDA B. BAMMANN, JAMES A. BELL, JOHN H. BIGGS, CRANDALL C. BOWLES, STEPHEN B. BURKE, TODD A. COMBS, DAVID M. COTE, JAMES S. CROWN, MARY C. ERDOES, TIMOTHY P. FLYNN, ELLEN V. FUTTER, MELLODY HOBSON, JOHN J. HOGAN, LABAN P. JACKSON, JR., JOHN W. KESSLER, ROBERT I. LIPP, RICHARD A. MANOOGIAN, MICHAEL A. NEAL, DAVID C. NOVAK, LEE R. RAYMOND, JAMES E. STALEY, WILLIAM C. WELDON, and BARRY L. ZUBROW,

Defendants,
and JPMORGAN CHASE & CO.,
Nominal Defendant.

Case Number:

SEPARATE SHEET OF DEFENDANTS/ADDRESSES

1

Case 1:23-cv-03903-JSR

Document 2

Filed 05/09/23

Page 4 of 6

James Dimon
1185 Park Ave.
Manhattan, NY 10128-1308
New York County

Ashley Bacon
15 Andrews Rd.
Greenwich, CT 06830-4711
Fairfield County

Linda B. Bammann
9295 NW Highway 225A
Ocala, FL 34482-7348
Marion County

James A. Bell
13800 Mulholland Dr.
Beverly Hills, CA 90210-1130
Los Angeles County

John H. Biggs
1 Mcknight Place Apt 251
Saint Louis, MO 63124-1983
St. Louis County

Crandall C. Bowles
1042 Highway 160 W
Fort Mill, SC 29715
York County

Stephen B. Burke
3300 Anderson Ln
Dillon, MT 59725-9572
Beaverhead County

Todd A. Combs
206 Fairacres Rd.
Omaha, NE 68132-2706
Douglas County

David M. Cote
7869 Route 82
Pine Plains, NY 12567-5265
Dutchess County

2

Case 1:23-cv-03903-JSR

Document 2

Filed 05/09/23

Page 5 of 6

James S. Crown

65 E Goethe St. Unit 6NE
Chicago, IL 60610-2628
Cook County

Mary Callahan Erdoes
101 20th St.
Miami Beach, FL 33139-1903
Miami-Dade County

Timothy P. Flynn

4510 W. Cush Canyon Loop
Marana, AZ 85658-4430
Pima County

Ellen V. Futter

79 E 79th St., Unit 2
New York, NY 10075-0202
New York County

Mellody Hobson

800 N Michigan Ave., Apt 4802
Chicago, IL 60611-2155
Cook County

John James Hogan

10620 Gulf Shore Dr. Apt 502
Naples, FL 34108-4036
Collier County

Laban P. Jackson, Jr.

2261 Central Ave.
Harbor Springs, MI 49740-8309
Emmet County

John W. Kessler
220 Market St. Ste 200
New Albany, OH 43054-9031
Franklin County

Robert I. Lipp
1158 5th Ave., Apt 12A
New York, NY 10029-6917
New York County

3

Case 1:23-cv-03903-JSR

Document 2

Filed 05/09/23

Page 6 of 6

Richard A. Manoogian
15520 Windmill Pointe Dr.
Grosse Pointe Park, MI 48230-1857
Wayne County

Michael A. Neal
3510 Fort Charles Dr.
Naples, FL 34102-7931
Collier County

David C. Novak
110 Ox Pasture Rd.
Southampton, NY 11968-4566
Suffolk County

Lee R. Raymond
1400 Hawthorn Way
Westlake, TX 76262-9033
Tarrant County

James E. Staley
930 Park Ave.
New York, NY 10028-0209
New York County

William C. Weldon
1264 Lake Worth Ln.
North Palm Beach, FL 33408-2905
Palm Beach County

Barry L. Zubrow
1100 S Flagler Dr., Unit 1601
West Palm Beach, FL 33401-6540
Palm Beach County

4
documents/doj-93a1a77ce9fe0e29.pdf
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