document_description: A letter of authorization for Glenn Warren's investment in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund, managed by iCapital Advisors, LLC and offered by Deutsche Bank Securities Inc. The letter outlines the information required from the client, including personal identification and financial details, and seeks consent to share this information with iCapital Parties. It also authorizes Deutsche Bank to manage fund transfers and receive investment-related information.

title: Glenn Warren Letter of Authorization for Fund Investment

document_subtype: Letter of Authorization


source: doj

document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investors referred by Deutsche Bank Securities Inc. It outlines modifications and updates to the original memorandum, including details on servicing fees, placement fees, and regulatory matters. The supplement also addresses potential conflicts of interest and risk factors for investors introduced by Deutsche Bank.

title: Supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_date: April 2018

document_type: financial

document_subtype: Private Placement Memorandum Supplement

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: This document is the Form ADV Part 2A and 2B for iCapital Advisors, LLC, providing information about the firm's advisory business, fees, investment strategies, and key personnel. It includes details on the firm's investment advisory services, fees, performance-based fees, types of clients, methods of analysis, and risk factors. The document also outlines the firm's code of ethics, brokerage practices, and disciplinary information. Part 2B provides supplementary information about key personnel, including their educational background, business experience, and any disciplinary history.

title: iCapital Advisors, LLC Form ADV Part 2A and 2B

key_people:
Eileen Duff Blalock
Phil Pool
John C. Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

document_type: legal

key_locations:
New York, NY
USA

document_subtype: Form ADV Part 2A and 2B

key_organizations:
iCapital Advisors, LLC
iCapital Securities, LLC
Institutional Capital Network, Inc.
Credit Suisse
BlackRock, Inc.
Credit Suisse Group AG
Morgan Stanley
UBS Financial Services
Fidelity Brokerage Services LLC
National Financial Services LLC


document_description: This document is the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware Limited Partnership, dated April 11, 2018. It outlines the terms and conditions under which the partnership operates, including definitions, organization, powers, management, investments, fees, capital contributions, distributions, and other administrative provisions. The agreement also includes provisions for the admission of additional partners, anti-money laundering compliance, and the management and control of the partnership by the General Partner. It details the rights and obligations of the partners, including limitations on transfers and withdrawals, exculpation and indemnification, and amendments to the agreement.

title: Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P.

key_locations:
New York, NY
Wilmington, DE

document_subtype: Limited Partnership Agreement

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document is a confidential private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the offering of limited partner interests, the investment strategy, and the terms and conditions of the fund. The memorandum includes detailed information on the fund's structure, management, investment strategy, risk factors, and legal considerations. It is intended for sophisticated investors and includes important disclosures about the risks and regulatory considerations involved in the investment.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Private Placement Memorandum

key_people:
Patrick Gerschel
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

document_date: January 2018

document_type: correspondence

key_locations:
Delaware
United States
United Kingdom
London
New York

document_subtype: Private Placement Memorandum


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms and conditions for investors interested in purchasing a limited partner interest in the partnership. The agreement includes details on the subscription process, investor representations and warranties, and the responsibilities of the general partner. It also covers the compensation arrangements for the solicitation agent and potential conflicts of interest. The document includes various exhibits for individual and entity investors to confirm their accredited investor status and other relevant information.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. LIMITED PARTNER SUBSCRIPTION AGREEMENT

document_subtype: Limited Partner Subscription Agreement


document_description: This document is a confidential presentation for the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P., detailing investment strategies, fund terms, and legal disclaimers. It outlines the structure, strategy, and fees associated with the Access Fund and the Underlying Fund, Glendower Capital Secondary Opportunities Fund IV, L.P. The presentation includes information on fund management, investment strategies, historical performance, and legal disclaimers for various jurisdictions.

title: Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. Confidential Presentation

key_people:
Patrick Gerschel
Carlo Pirzio-Biroli
Charles Smith
Joshua C. Glaser
Adam Graev
Emilio Olmos
Chi Cheung
Francesco Rigamonti

key_locations:
New York
London
Geneva
Sydney
Hong Kong
Singapore
Tokyo

document_subtype: Confidential Investment Presentation

key_organizations:
Glendower Capital
iCapital Advisors, LLC
Deutsche Bank
DBSI
Mirabella Advisers LLP
Credit Suisse


document_description: This document is a confidential investment presentation for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors. It provides an overview of the fund's structure, strategy, and key terms, along with detailed information on the risks, fees, and performance expectations associated with investing in the fund. The presentation emphasizes the high-risk nature of the investment, potential conflicts of interest, and the lack of liquidity. It also includes historical performance data of related funds managed by Glendower Capital and outlines the fund's investment strategy in the secondary private equity market.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview

key_people:
Patrick Gerschel
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York

document_subtype: Investment Presentation


document_description: A letter of authorization for Patrick Gerschel's investment in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund, managed by iCapital Advisors, LLC and offered by Deutsche Bank Securities Inc. The letter outlines the information required from the client, consent for sharing information with iCapital Parties, and authorization for Deutsche Bank to manage fund-related transactions.

title: Patrick Gerschel Letter of Authorization for Fund Investment


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., providing updates and modifications related to investors referred by Deutsche Bank Securities Inc. It includes details on servicing and placement fees, changes to principal terms, and regulatory matters.

document_subtype: Supplement to Private Placement Memorandum


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium accounts. It includes sections for checking accounts, money market deposits, certificates of deposit, and various account services. The document outlines the customer identification policy, joint account disclosure, and terms and conditions for account holders. It also includes a notice about anti-money laundering requirements and instructions for verbal communication regarding accounts.

document_subtype: Bank Account Application

key_organizations:
Deutsche Asset & Wealth Management
DBTCA
Deutsche Bank Trust Company Americas


document_description: This document is a deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under the Private Wealth Premium Banking Services. It includes options for various account types such as checking, money market, and certificates of deposit. The application outlines the terms and conditions for joint accounts, ATM/Debit services, internet banking services, and compliance responsibilities for non-US individuals and organizations. It also includes a notice of customer identification policy to combat money laundering and terrorism financing.

title: DBTCA Deposit Account Opening Application

key_locations:
U.S. Virgin Islands
St Thomas


document_description: This document is a deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under the Private Wealth Premium services. It includes options for various account types such as checking, money market, and certificates of deposit. The application outlines terms for joint accounts, internet banking services, and ATM/Debit card services. It also includes a notice on customer identification policy and anti-money laundering requirements. The document is associated with Jeffrey Epstein, with details on account title, address, and other personal information.


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium accounts. It includes sections for checking accounts, money market deposits, certificates of deposit, and various account services. The document outlines the customer identification policy, joint account disclosure, ATM/Debit service terms, internet banking service agreement, and tax compliance responsibilities for non-US individuals and organizations. It also includes terms and conditions for deposit accounts and requires acknowledgment of receipt of privacy notice.


document_description: This document is a bank account application for Deutsche Bank's Private Wealth Premium services. It includes options for various account types such as checking, money market, and certificates of deposit. The application outlines terms for joint accounts, customer identification policy, and responsibilities for tax and compliance. It also includes sections for personal and business account holders to provide identifying information and agree to terms and conditions.

key_organizations:
Deutsche Bank Trust Company Americas
Southern Trust Company


document_description: This document appears to be a banking application form for Deutsche Bank's Private Wealth Premium services. It includes sections for various account types such as checking, money market deposit, and certificate of deposit accounts. The document outlines terms and conditions for joint accounts, ATM/Debit services, and internet banking services. It also includes a notice on customer identification policy and anti-money laundering requirements.

document_subtype: banking application


document_description: This document is a deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under the Private Wealth Premium Banking Services. It includes various account options such as checking accounts, money market deposits, and certificates of deposit. The application outlines the terms and conditions for joint accounts, ATM/Debit services, and internet banking services. It also includes a notice of customer identification policy and anti-money laundering requirements. The document is signed by Jeffrey Epstein for Jeepers, Inc.

key_locations:
U.S. Virgin Islands
St. Thomas

key_organizations:
Deutsche Bank Trust Company Americas
Jeepers, Inc


document_description: This document is a deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under the Private Wealth Premium Banking Services. It includes options for various account types such as checking, money market deposit, and certificates of deposit. The document outlines the customer identification policy, joint account disclosure, and terms and conditions for deposit accounts. It also includes sections for account title and joint application information, and a confirmation of tax and compliance responsibilities for non-US individuals and organizations.

key_organizations:
Deutsche Bank Trust Company Americas
The Haze Trust


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for private wealth management services. It includes options for various account types such as checking, money market, and certificates of deposit, along with terms and conditions for joint accounts, ATM/Debit services, and internet banking services. The document outlines the bank's customer identification policy and anti-money laundering obligations, and includes sections for customer information, account preferences, and acknowledgments of privacy and tax compliance responsibilities.


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium Banking Services. It includes options for various account types such as consumer debit card, checking accounts, money market deposit accounts, and certificates of deposit. The document outlines terms for joint accounts, ATM/Debit services, internet banking services, and tax compliance responsibilities for non-US individuals and organizations. It also includes a notice of customer identification policy and anti-money laundering requirements.


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for Private Wealth Premium Banking Services. It includes options for various account types such as checking, money market, and certificates of deposit. The document outlines the customer identification policy, joint account disclosure, ATM/Debit service terms, internet banking service agreement, and tax compliance responsibilities for non-US individuals and organizations. It also includes a section for acceptance and signatures from account holders.


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for private wealth premium banking services. It includes options for various account types such as checking, money market, and certificates of deposit. The document outlines the customer identification policy, joint account disclosure, ATM/Debit service terms, internet banking service agreement, and tax compliance responsibilities for non-US individuals and organizations. It also includes terms and conditions for deposit accounts and requires signatures for acceptance.


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for private wealth premium banking services. It includes options for various account types such as checking, money market, and certificates of deposit. The document outlines the customer identification policy, joint account disclosure, and terms and conditions for deposit accounts. It also includes sections for personal and business information, tax and compliance responsibilities, and instructions for verbal communication with the bank.


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium Banking Services. It includes options for various account types such as checking accounts, money market deposit accounts, and certificates of deposit. The document outlines terms for joint accounts, ATM/Debit services, internet banking services, and compliance responsibilities for non-US individuals and organizations. It also includes a notice of customer identification policy and anti-money laundering requirements.


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium Banking Services. It includes options for various account types such as Elite Checking, Money Market Deposit, and Certificate of Deposit. The document outlines terms for joint accounts, ATM/Debit services, internet banking, and tax compliance responsibilities for non-US individuals and organizations. It also includes a notice on customer identification policy and anti-money laundering requirements.


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium Banking Services. It includes options for various account types such as consumer debit card, elite checking with interest, certificate of deposit, and joint applicant debit card. The document outlines the terms and conditions for account holders, including joint account disclosures, ATM/Debit service terms, internet banking service agreements, and privacy notice acknowledgments. It also addresses tax and compliance responsibilities for non-US individuals and organizations.


document_description: This document is a business deposit account opening application for JSC Interiors LLC with Deutsche Bank Trust Company Americas. It includes details such as the account title, date of incorporation, mailing address, and various banking services options. It also outlines the bank's customer identification policy and anti-money laundering requirements.

title: Deutsche Bank Trust Company Americas Business Deposit Account Opening Application

key_locations: 676 Lexington Ave, 4th FI, New York, NY 10022

key_organizations:
Deutsche Bank Trust Company Americas
JSC Interiors LLC


document_description: This document is a business deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under Deutsche Asset & Wealth Management. It includes sections for account title, company name, mailing address, taxpayer ID number, business telephone number, legal address, client relationship type, account types, and banking services. It also contains notices about customer identification policy, anti-money laundering requirements, ATM/Debit service terms, internet banking service agreement, privacy notice acknowledgment, verbal instructions policy, and tax compliance responsibilities for non-U.S. organizations. The document requires signatures for acknowledgment and acceptance of terms and conditions.

key_locations:
6100 Red Hook Quarter
8L Thomas

document_subtype: Business Deposit Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: This document is a business deposit account opening application for LSJE, LLC with Deutsche Bank Trust Company Americas (DBTCA). It includes details such as the entity's name, mailing address, business telephone number, and legal address. The application specifies the type of account being opened, which is a Limited Liability Company (LLC) account under the Private Wealth Premium™ Elite Business Accounts category. The document outlines various banking services and terms, including internet banking services, customer identification policy, and responsibilities for tax and compliance. It also includes acknowledgments and agreements related to privacy notice, verbal instructions, and terms and conditions for deposit accounts.

title: Deutsche Asset & Wealth Management - Business Deposit Account Opening Application

key_organizations:
Deutsche Bank Trust Company Americas
LSJE, LLC


document_description: This document is a business deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under the entity Gratitude America, LLC. It includes details such as account title, entity name, mailing and legal addresses, taxpayer ID number, and client relationship type. The document outlines various banking services, terms and conditions, and compliance requirements related to anti-money laundering and tax obligations.

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America, LLC


document_description: This document appears to be a bank account application or related financial document for Zorro Management, LLC, involving Deutsche Bank. It includes sections on client relationship types, banking services, internet banking services, and privacy and compliance acknowledgments. The document outlines the responsibilities of non-U.S. organizations regarding tax and compliance, and includes terms and conditions for deposit accounts.

key_organizations:
Zorro Management, LLC
Deutsche Bank
DBTCA


document_description: This document is related to the opening of a business deposit account with Deutsche Bank Wealth Management. It includes information about the account title, entity/company name, and various account options such as checking accounts, money market deposits, and certificates of deposit. The document also outlines the bank's customer identification policy, information sharing policy, and anti-money laundering requirements. Additionally, it includes terms and conditions for ATM/Debit services and internet banking services, as well as tax and compliance responsibilities for non-U.S. organizations.

key_organizations:
Deutsche Bank
Deutsche Bank AG NY Branch
DBTCA


document_description: This document is a business deposit account application for The Haze Trust with Deutsche Bank Wealth Management. It includes details such as the entity name, tax identification number, mailing and legal addresses, and contact information. The document outlines the client relationship options, account types, and services offered, such as internet banking and ATM/debit services. It also includes information on the bank's customer identification policy, information sharing, and compliance responsibilities for non-U.S. organizations.

title: Deutsche Bank Wealth Management Business Deposit Account Application

key_organizations:
Deutsche Bank
The Haze Trust


document_description: This document is a business deposit application for Zorro Management, LLC with Deutsche Bank. It includes details about the account type, client relationship, and legal obligations related to anti-money laundering and tax compliance. The document outlines the terms and conditions for deposit accounts and the responsibilities of the account holder.

title: Deutsche Bank Business Deposit Application for Zorro Management, LLC

key_organizations:
Deutsche Bank
Zorro Management, LLC


document_description: This document is an application for a business deposit account with Deutsche Bank Wealth Management for The 2017 Caterpillar Trust. It includes information about the account type, legal and mailing addresses, and compliance with anti-money laundering regulations. The document outlines the bank's customer identification policy and the applicant's responsibilities regarding tax and compliance.

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium Banking Services. It includes options for various types of accounts such as Elite Personal Accounts, Elite Business Accounts, and Certificates of Deposit. The document outlines terms and conditions, joint account disclosures, ATM/Debit service agreements, internet banking service agreements, and privacy notices. It also includes sections for non-US individuals and organizations to confirm tax and compliance responsibilities.


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for private wealth management services. It includes options for various account types such as checking, money market, and certificates of deposit, along with associated services like debit cards and internet banking. The document outlines terms and conditions, joint account disclosures, and compliance responsibilities for both US and non-US individuals and organizations.


document_description: This document is a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium and Elite Business Accounts. It includes various account options such as checking accounts, money market deposits, and certificates of deposit. The document outlines terms and conditions, customer identification policy, joint account disclosures, and responsibilities for tax and compliance for non-US individuals and organizations.


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for Private Wealth Premium accounts. It includes options for various account types such as checking, money market, and certificates of deposit, as well as services like debit cards and internet banking. The document outlines terms and conditions, joint account disclosures, and customer identification policies. It also addresses anti-money laundering requirements and tax compliance responsibilities for non-US individuals and organizations.


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for Private Wealth Premium services. It includes options for various types of accounts such as checking, money market, and certificates of deposit. The document outlines the terms and conditions for account holders, including joint account disclosures, ATM/Debit card services, internet banking services, and tax compliance responsibilities for non-US individuals and organizations. It also includes a notice of customer identification policy and anti-money laundering requirements.


document_description: This document is a Deutsche Bank Trust Company Americas (DBTCA) deposit account opening application for Private Wealth Premium Banking Services. It includes options for various account types such as checking, money market, and certificates of deposit. The document outlines terms for joint accounts, customer identification policy, and responsibilities regarding tax and compliance for non-US individuals and organizations. It also includes sections on ATM/Debit card services, internet banking services, and privacy notice acknowledgment.


document_description: This document is a Deutsche Asset Wealth Management DBTCA Deposit Account Opening Application. It includes various account options such as Private Wealth Premium Banking Services, Elite Checking with Interest, Money Market Deposit Accounts, and Certificates of Deposit. The document outlines the terms and conditions for account holders, including joint account disclosures, ATM/Debit card services, and internet banking services. It also includes a notice of customer identification policy and anti-money laundering requirements.

key_organizations:
Deutsche Asset Wealth Management
DBTCA
Deutsche Bank Trust Company Americas


document_description: This document is a deposit account opening application for Deutsche Bank's Private Wealth Premium Banking Services. It includes options for various types of accounts such as consumer debit card, business accounts, elite personal accounts, and certificates of deposit. The application outlines terms for joint accounts, internet banking services, and compliance responsibilities for non-US individuals and organizations. It also includes a notice on customer identification policy and anti-money laundering requirements.

document_subtype: Deposit Account Opening Application

key_organizations: Deutsche Bank Trust Company Americas (DBTCA)


document_description: This document is a deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under the Private Wealth Premium Banking Services. It includes options for various types of accounts such as checking, money market deposit, and certificates of deposit. The document outlines the terms and conditions for account holders, including joint account disclosures, ATM/Debit service terms, internet banking service agreements, and privacy notices. It also includes a notice of customer identification policy and anti-money laundering requirements. The application is associated with the Butterfly Trust, with Darren Indyke and Richard Kahn as trustees.

key_people:
Darren Indyke
Richard Kahn

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, U.S. Virgin Islands 00802

key_organizations:
Deutsche Bank Trust Company Americas
Butterfly Trust


document_description: This document outlines the terms and conditions for opening and maintaining a custody account with Deutsche Bank Trust Company Americas for Jeffrey Epstein. It includes details on account setup, tax status, remittance instructions, access to financial services, advisor roles, and legal responsibilities. The agreement specifies the rights and obligations of both the account holder and the bank, including indemnification clauses and termination conditions.

title: Deutsche Bank Private Wealth Management Worldwide Custody Account Agreement

key_people:
Jeffrey Epstein
Josh Rosen
Barry Morris
Darren Indvke

key_locations:
New York
St. Thomas, USVI

document_subtype: Custody Account Agreement

key_organizations: Deutsche Investment Management Americas Inc.


document_description: The document contains a financial pipeline detailing various relationships, opportunities, and financial metrics such as total assets, PnL, and probability of closing. It includes information on different financial relationships and their respective stages, probabilities, and financial figures.

title: Oldfield Pipeline

key_people:
Jeffrey Epstein
Howard Ellin
Steven Kim
Donald B. Marron
Todd Meister
Paul Montrone
Eric Schmidt
Ian Slome
Patrick Gerschel
Cliff Illig
George Lindemann Jr.
Adam M. Lindemann

document_type: tabular

document_subtype: financial pipeline

key_organizations: The National Organization of the New Apostolic Church of North America


document_description: This document contains financial data for various accounts associated with Jeffrey Epstein and related entities. It includes details of brokerage accounts, cash equivalents, fixed income, and equity investments across different entities such as The Haze Trust, Southern Financial LLC, Southern Trust Company Inc, J Epstein Virgin Islands Foundation Inc, and JEEPERS Inc. The data includes account numbers, product categories, legal entities, asset classes, security identifiers, descriptions, maturity dates, total costs, market values, accrued incomes, and prices.

title: Financial Statement for Various Accounts

key_people:
Jeffrey Epstein
Darren K Indyk

document_subtype: financial statement

key_organizations:
The Haze Trust
Southern Financial LLC
Southern Trust Company Inc
J Epstein Virgin Islands Foundation Inc
JEEPERS Inc
DB Securities Inc


document_description: This document is an option agreement and approval form for Jeepers Inc. with Deutsche Bank Private Wealth Management. It includes account details, authorized persons, financial information, investment experience, option objectives, and risks associated with option trading. The document outlines the responsibilities and risks for uncovered option writers and includes a joint account supplement with personal information of account owners.

title: Deutsche Bank Private Wealth Management Option Agreement and Approval Form

key_people:
Jeffrey Epstein
Harry Beller
Jeanne Brennan

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, 00802

key_locations: Lexington Ave, Fl 4, New York, 10022-6146

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Jeepers Inc.
JPMorgan
Southern Financial, LLC


document_description: This document is a Power of Attorney (POA) authorization for brokerage and retirement accounts with DBSI. It outlines the authority granted to the appointed agent(s) to manage the principal's accounts, including buying, selling, and trading securities. The document specifies the conditions under which the POA is valid, the responsibilities of the agent(s), and the rights of the principal. It includes acknowledgments of the principal's and agent's signatures, both within and outside New York State.

key_people:
Jeffrey Epstein
Jean Anne Brennan
Fran Wickman
Vahe Stepanian
Zbynek Kozelsky
Zia Memon
Jay Lipman
Tazia Smith
Amanda Kirby

key_locations:
New York
Rockland County
Baltimore, MD

document_subtype: Power of Attorney

key_organizations:
DBSI
Deutsche Bank Securities Inc.


document_description: This document is an account agreement between Jeepers, Inc. and Deutsche Bank Securities Inc. (DBSI) outlining the terms and conditions for a brokerage account. It includes client representations, terms for cash and margin accounts, rights of DBSI, order execution, and rules for trading securities. The agreement also covers topics such as liens, fees, FDIC insurance, credit information, joint accounts, and arbitration. Additionally, it includes a W-9 form for tax identification and certification, and a margin disclosure and addendum for margin accounts.

title: Jeepers, Inc. Account Agreement with Deutsche Bank Securities Inc.

key_locations:
St. Thomas, USVI
New York, NY

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc. (FINRA)


document_description: The document includes the Articles of Incorporation for Jeepers, Inc., a corporation organized under the laws of the Virgin Islands, and a Corporate Account Authorization with Deutsche Bank Securities Inc. It outlines the powers and responsibilities of the corporation's officers and directors, the terms and conditions for corporate accounts, and the appointment of a resident agent for legal processes.

title: Articles of Incorporation and Corporate Account Authorization

key_people:
Jeffrey Epstein
Barbara Mignon Weatherly
Ena Simon
Mary R. Weber
Maria Tankenson Hodge
Darren Indyke
Richard Kahn

key_locations:
Virgin Islands
St. Thomas
New York
Palm Beach, Florida
Paris, France
Stanley, New Mexico

document_subtype: corporate documents

key_organizations:
Jeepers, Inc.
Deutsche Bank Securities Inc.
Southern Trust Company, Inc.
Financial Trust Company, Inc.


document_description: This document is an account agreement between Jeffrey Epstein and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including representations, rights of DBSI, cash account details, order execution, purchase and sale of securities, trading restrictions, and more. It also includes sections on arbitration, tax election, and margin disclosure.

title: Deutsche Bank Private Wealth Management Account Agreement

document_date: unknown

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document outlines the special risks associated with uncovered option writing, which can expose investors to significant losses. It emphasizes that such strategies may not be suitable for all customers and details the potential losses for uncovered call and put options, as well as combination writing. The document stresses the importance of understanding these risks and having the financial capacity to handle potential losses. It also notes the possibility of margin calls and the limitations of relying on the secondary market.

title: Special Statement for Uncovered Option Writers

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document is an option agreement and approval form for Jeffrey Epstein's account with Deutsche Bank Wealth Management. It includes account details, financial information, investment experience, and option trading strategies. The document outlines the risks and conditions associated with option trading and requires the account holder's acknowledgment and signature.

title: Deutsche Bank Wealth Management Option Agreement and Approval Form

key_people:
Jeffrey Epstein
Harry Seller
Darren Indyke

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, Virgin Islands, USVI 00802

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document is an Option Agreement and Approval Form for a discretionary account at Deutsche Bank, managed by Jeffrey Harry Beller and Jeanne Brennan. It includes financial information, investment experience, and option trading strategies for the account owner, Jeffrey, who is associated with Southern Financial LLC in the Virgin Islands. The document outlines the risks and responsibilities associated with option trading, including uncovered option writing, and includes a Power of Attorney section granting authority to designated agents.

key_people:
Jeffrey Harry Beller
Jeanne Brennan
Jay Lipman
Donna R Taylor
Vahe Stepanian
Tazia Smith
Amanda Kirby

key_locations:
St. Thomas, Virgin Islands
New York, NY

key_organizations:
Deutsche Bank
Southern Financial LLC
Deutsche Bank Securities Inc.
Deutsche Bank Alex. Brown


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank Private Wealth Management, affirming that Southern Financial LLC is an institutional account capable of evaluating investment risks independently. It confirms that the institution will exercise independent judgment in evaluating recommendations from Deutsche Bank Securities Inc. The certificate is signed by authorized signatories from Southern Financial LLC and Southern Trust Company Inc., with Jeffrey Epstein listed as a client advisor.

document_subtype: Institutional Suitability Certificate

key_organizations:
Southern Financial LLC
Deutsche Bank Securities Inc.
Southern Trust Company Inc.


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank, affirming the exercise of independent judgment by the institutional account named in the certificate, in accordance with FINRA Rule 2111. It confirms the account's capability to evaluate investment risks independently and to notify Deutsche Bank Securities Inc. if any information in the certificate ceases to be true.

title: Deutsche Bank Institutional Suitability Certificate

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Southern Financial LLC
Southern Trust Company Inc.


document_description: This document is a Power of Attorney (POA) authorization for Jeffrey Epstein, appointing Darren Indyke as the agent with authority over accounts held with Deutsche Bank Securities Inc. The POA grants either limited or full trading authorization, allowing the agent to manage accounts, make inquiries, and receive account statements. The document outlines the responsibilities and limitations of the agent, including indemnification clauses and the requirement for notarization. It also includes internal correspondence regarding exceptions for the POA form for entity accounts and professional relationships.

key_people:
Jeffrey Epstein
Darren Indyke
Jean Anne Brennan
Zia Memon
Zbynek Kozelsky
Vahe Stepanian
Fran Wickman
Amanda Kirby
Jay Lipman
Tazia Smith

key_locations:
New York, NY
Livingston, NJ
Baltimore, MD


document_description: This document is an option agreement and approval form for Southern Financial, LLC, managed by Deutsche Bank Private Wealth Management. It outlines the account details, authorized persons, financial information, investment experience, and option trading strategies for the account. The document includes risk disclosures and requires signatures for approval.

key_people:
Jeffrey Epstein
Jeanne Brennan
Harry Beller

key_organizations:
Deutsche Bank
Southern Financial, LLC
Deutsche Bank Alex. Brown
Options Clearing Corporation


document_description: This document is a Power of Attorney authorization for brokerage accounts with DBSI, allowing designated agents to manage accounts on behalf of the principal. It outlines the scope of authority, including trading and asset management, and specifies conditions under New York law. The document includes indemnification clauses and requires notarization.

title: Authorization of Power of Attorney for Brokerage Accounts

key_people:
Jeffrey Epstein
Jean Anne Brennan
Vahe Stepanian
Fran Wickman
Zbynek Kozelsky
Zia Memon

key_locations:
New York
Baltimore


key_people:
Maha Aj
Jean Anne Brennan
Vahe Stepanian
Zbynek Kozelsky
Zia Memon
Fran Wickman

key_locations:
New York
Baltimore, MD


document_description: The document outlines the operating agreement for Southern Financial, LLC, a U.S. Virgin Islands Limited Liability Company, formed by Southern Trust Company, Inc. on February 26, 2013. It details the company's formation, purpose, capital structure, management, and other operational aspects. Jeffrey Epstein is named as the initial manager of the company.

title: Operating Agreement of Southern Financial, LLC

document_subtype: legal document

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Deutsche Bank Securities Inc.


document_description: A letter from Deutsche Bank Wealth Management to Jeffrey Epstein and associated entities, outlining the terms and conditions for accepting trading instructions via electronic media. The letter emphasizes that instructions are only deemed received when actually read and that the client agrees to hold the bank harmless from liabilities arising from such instructions. The client is encouraged to phone the bank prior to sending instructions electronically to ensure communication with a Client Advisor. The letter requires Epstein's signature to acknowledge and agree to the terms.

key_people:
Jeffrey Epstein
Zbynek Kozelsky
Paul Barrett

document_date: October 13, 2017

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL
THE HAZE TRUST
JEEREBS.INC
SOUTHERN TRUST COMPANY INC
J EPSTEIN VIRGIN ISLANDS FOUNDATION INC


document_description: This document is an option agreement and approval form for Southern Trust Company Inc, managed by Deutsche Bank Private Wealth Management. It includes account details, financial information, investment experience, and option trading strategies for the account managed by Jeffrey Epstein and Jeanne Brennan. The document outlines the risks associated with option trading and the responsibilities of the account holders.

key_people:
Jeffrey Epstein
Jeanne Brennan

key_locations:
Virgin Islands
St. Thomas

key_organizations:
Deutsche Bank
Southern Trust Company Inc
JPMorgan


document_description: This document is a Power of Attorney (POA) authorization for brokerage and retirement accounts with DBSI. It outlines the authority granted to an appointed agent to manage the principal's accounts, including buying, selling, and trading securities. The document specifies the conditions under which the POA is valid, the responsibilities of the agent, and the rights of the principal. It includes sections for limited and full trading authorization and requires notarization for validity.

key_people:
Jean Anne Brennan
Vahe Stepanian
Zbynek Kozelsky
Zia Memon
Fran Wickman
Amanda Kirby
Jay Lipman


document_description: This document contains various corporate resolutions and certifications related to Southern Trust Company, Inc. and its predecessor, Financial Informatics, Inc. It includes resolutions for opening brokerage accounts, authorizing financial transactions, and corporate governance matters. The document also includes articles of incorporation, certifications of good standing, and board resolutions for mergers and stock issuance.

title: Corporate Resolutions and Certifications for Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn
Erika A. Kellerhals
Gregory J. Ferguson
Brett Geary

key_organizations:
Southern Trust Company, Inc.
Financial Informatics, Inc.
Deutsche Bank Securities Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: This document outlines the special risks associated with uncovered option writing, emphasizing the potential for significant financial loss. It details the risks of uncovered call and put options, combination writing, and the implications of market availability and option exercise styles. The statement is intended for knowledgeable investors who understand these risks and have the financial capacity to meet margin requirements.

document_subtype: risk disclosure statement

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG


document_description: This document is an Option Agreement and Approval Form for Deutsche Bank Securities Inc. It includes sections for account information, client financial information, investment experience, and option trading strategies. The form outlines the risks and conditions associated with option trading and requires client signatures for acknowledgment. It also includes a section for option department approval and general information concerning option trading risks and regulations.

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations:
St. Thomas, Virgin Islands
Little Saint James, St. Thomas


document_description: Authorization of inquiry capabilities for accounts with Deutsche Bank for Southern Trust Company, Inc. and Southern Financial, LLC, signed by Jeffrey Epstein.

key_people:
Jeffrey Epstein
Richard Kahn
Jeanne Brennan
Harry Beller

document_subtype: Authorization Document

key_organizations:
Southern Trust Company, Inc.
Southern Financial, LLC
Deutsche Bank


document_description: This document is a letter of authorization for a client subscribing to an alternative investment fund managed by iCapital Advisors, LLC and offered by Deutsche Bank Securities Inc. The letter outlines the information required from the client, including personal identification and financial details, and seeks consent to share this information with iCapital Parties. It also authorizes Deutsche Bank to transfer funds for capital contributions and receive information about the client's fund investment.

title: Bright Group Letter of Authorization for Fund Investment

document_subtype: Letter of Authorization

key_organizations:
iCapital Advisors, LLC
Deutsche Bank Securities Inc.
iCapital Parties


document_description: This document provides detailed information about the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. and the Glendower Capital Secondary Opportunities Fund IV, L.P. It outlines the structure, strategy, fees, and terms of the funds, as well as the investment strategy and performance of Glendower Capital. The document is intended for sophisticated investors and includes legal disclaimers for various jurisdictions.

title: Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. and Glendower Capital Secondary Opportunities Fund IV, L.P.

key_people:
Carlo Pirzio-Biroli
Charles Smith
Joshua C. Glaser
Adam Graev
Emilio Olmos
Chi Cheung
Francesco Rigamonti

key_locations:
London
New York
Geneva
Sydney
Hong Kong
Singapore
Tokyo

document_subtype: Investment Fund Presentation

key_organizations:
Glendower Capital LLP
iCapital Advisors LLC
Deutsche Bank
DBSI
Mirabella Advisers LLP
Credit Suisse


document_description: This document is a confidential private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the offering of limited partner interests, the investment strategy, and the terms and conditions of the fund. The memorandum includes detailed information on the fund's structure, management, investment strategy, risk factors, and legal considerations. It also discusses the historical performance of previous funds managed by the team and the expected performance of the new fund.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Private Placement Memorandum

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

key_locations:
London
New York
Cayman Islands

document_subtype: Private Placement Memorandum

key_organizations:
Glendower Capital
Deutsche Asset Management
iCapital Advisors, LLC
Raymond James & Associates, Inc.
Raymond James Financial Services, Inc.
Credit Suisse Asset Management Limited


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms and conditions for investors interested in purchasing a limited partner interest in the partnership. The agreement includes representations and warranties by the investor, details on the subscription process, and information on fees and contributions. It also covers legal and regulatory compliance, confidentiality, and indemnity provisions.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. LIMITED PARTNER SUBSCRIPTION AGREEMENT

key_people:
General Partner
Investment Manager

document_subtype: Limited Partner Subscription Agreement

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document is the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware Limited Partnership, dated April 11, 2018. It outlines the terms and conditions under which the partnership operates, including definitions, organization, powers, management, investments, fees, capital contributions, distributions, and other administrative provisions. The agreement also includes provisions for amendments, voting, consents, and confidentiality. It is a comprehensive legal document governing the relationship between the General Partner and the Limited Partners.

title: Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P.

key_people:
Lawrence Hirsch
Michael Stanton

key_locations:
New York, NY
Wilmington, DE

document_subtype: Limited Partnership Agreement


document_description: This document is a Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the offering of limited partner interests, investment strategies, risks, and legal considerations. The memorandum is intended for sophisticated investors and includes detailed information on the fund's structure, management, and investment objectives.

key_people:
Lawrence Hirsch
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

key_locations:
Delaware
United States
United Kingdom
Cayman Islands
New York
London


document_description: This document is a confidential investment presentation for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors. It provides an overview of the fund's structure, strategy, and key terms, as well as detailed information on the risks, fees, and performance of the fund and its underlying investments. The presentation emphasizes the fund's focus on secondary private equity investments and outlines the potential risks and returns associated with such investments.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview

key_people:
Lawrence Hirsch
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York
Delaware

document_subtype: Investment Presentation

key_organizations: Glendower Access Secondary Opportunities IV GP, LLC


document_description: Invitation to a special presentation on 'Volatility as an Asset Class' featuring Josh Thimons from PIMCO, hosted by Deutsche Bank Private Wealth Management.

title: Deutsche Bank Private Wealth Management Invitation

key_people:
Josh Thimons
Sarah Rafferty

document_subtype: invitation

key_organizations:
Deutsche Bank
PIMCO
Museum of Modern Art


document_description: The document contains a biography of Josh Thinloos, a Managing Director and Portfolio Manager at PIMCO, and a description of the PIMCO MAV Fund strategy. It also includes a disclaimer about hedge fund investments and a brief mention of Deutsche Bank's services.

key_people:
Josh Thinloos
Paul Morris

key_locations:
Newport Beach
Chicago

key_organizations:
PIMCO
Royal Bank of Scotland
Citadel Investment Group
Merrill Lynch Capital Services
Deutsche Bank


document_description: Invitation to a special presentation titled 'Volatility as an Asset Class: Seeking Creative Strategies for Generating Higher Returns' featuring Josh Thimons, Managing Director and Portfolio Manager at PIMCO. The event is scheduled for February 26, 2013, at The Modern, Museum of Modern Art, New York City. Lunch will be served.

title: Invitation to Special Presentation on Volatility as an Asset Class


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: Deutsche Bank's research report on Intel, dated November 21, 2013, maintains a 'Buy' rating for the company. The report highlights Intel's strategic shift under new leadership, aiming for growth in new markets such as tablets and smartphones. The report also discusses Intel's manufacturing advantages and revised 2014 guidance, with a price target increase to $28. Key risks include slower PC/Server growth and lower ASPs for MPUs & flash memory.

title: Deutsche Bank Markets Research - Intel

key_people:
Ross Seymore
Bazaarch Anabet
Bob Gujavarty

key_locations:
North America
United States

document_subtype: financial report

key_organizations:
Deutsche Bank
Intel


document_description: The document provides an update on Intel's semiconductor segment, highlighting manufacturing cost reductions, high-end product strength, and market share challenges at the low-end. It discusses Intel's expectations for growth in the convertible category and enterprise segment, as well as bullish projections for the Data Center Group (DCG).

title: Segment Update on Intel

key_organizations:
Intel
Deutsche Bank Securities Inc.


document_description: The document contains financial data related to Intel's investments and operational expenses as a percentage of revenue, as well as operational expenses per employee from 2005 to 2014. The data is sourced from Deutsche Bank.

title: Semiconductors - Intel

key_organizations:
Intel
Deutsche Bank


document_description: The document discusses Intel's valuation and potential risks as of November 21, 2013. It highlights that Intel trades near its historical low points on P/S and P/E multiples, with potential upside as growth accelerates in the second half of 2014. The price target is based on an EV/S ratio of 2.3x the 2014 revenue estimate and a P/E basis of 12x the 2014 EPS. Risks include slower PC unit growth, market share losses to AMD, declining NB growth, and regulatory actions.

title: Intel Valuation & Risks


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and legal disclaimers related to investment advice and securities transactions. It includes contact information for various international locations of Deutsche Bank.

title: Deutsche Bank Global Disclaimer

key_people:
David Folkerts-Landau
Guy Ashton
Marcel Cassard
Richard Smith
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
Frankfurt, Germany
Hong Kong
Tokyo, Japan
London, United Kingdom
New York, United States
Singapore

document_subtype: disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Securities Inc.


document_description: A memo from Nam Gupta, Managing Director at Deutsche Bank AG, and Tazia Smith, Director at Deutsche Bank Securities Inc, discussing proposed ideas for consideration by professional investors. The memo clarifies that these ideas are for discussion purposes only and do not create any legally binding obligations.

key_people:
Nam Gupta
Tazia Smith

key_locations:
London, United Kingdom
New York, NY, USA

document_subtype: memo

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: The document is a financial research report from Deutsche Bank's Markets Research on foreign exchange strategies dated 9 January 2014. It outlines various themes for trading different currency pairs, including strategies for USD, EUR, JPY, GBP, CHF, AUD, SEK, INR, PLN, TRY, MXN, and others. The report includes contributions from research team members across London, New York, Singapore, Sydney, and Tokyo.

title: Deutsche Bank FX Blueprint

key_people:
Bilal Hafeez
James Malcolm
Henrik Gullberg
George Saravelos
Siddharth Kapoor
Oliver Harvey
Nicholas Weng
Alan Ruskin
Daniel Brehon
Drausio Giacomelli
Guilherme Marone
Sameer Goel
Mallika Sachdeva
Perry Kojodjojo
Adam Boyton
Taisuke Tanaka

key_locations:
London
New York
Singapore
Sydney
Tokyo

document_subtype: financial research report


document_description: The document discusses the performance of the EUR in 2013 and its expected performance in 2014. It highlights the factors affecting EUR/USD, including interest rate differentials and portfolio inflows. The document also suggests shorting other dollar crosses like NZD, SGD, and CHF. It includes a table showing EUR/USD and implied 2-year EUR/USD yields from June 2012 to December 2013.

title: FX Blueprint: Thin end of the wedge

key_people:
George Sal avelos
Bile!Hafeoz


document_description: The document discusses Japan's balance of payments and its impact on the yen, highlighting vulnerabilities in external accounts and the influence of Abenomics. It forecasts USD/JPY rates and analyzes market conditions.

title: FX Blueprint: Thin end of the wedge

key_people:
James Malcolm
Taisuke Tanaka

key_locations: Japan London Tokyo


document_description: The document discusses the economic outlook for the UK in 2014, focusing on inflation risks, potential FDI inflows, and the current account deficit. It predicts moderate bearish trends for EUR/GBP and GBP/USD, with a preference for buying GBP versus CAD. The UK domestic demand cycle is strong, with inflation and FDI as major upside risks. The document also highlights the UK's current account deficit as a constraint on gains versus the euro and dollar.

title: FX Blueprint: Thin end of the wedge


document_description: The document provides an analysis of the Canadian Dollar (CAD) and British Pound (GBP) exchange rates, focusing on the negative flow picture for CAD and potential improvements for UK inflows. It discusses the impact of monetary policy, trade terms, and market correlations on currency performance. The document includes historical data on GBP/CAD exchange rates and UK financials relative to the Toronto stock index.

title: FX Blueprint: Thin end of the wedge

key_people:
George Sanyolos
Oliver Hanley

key_locations: Canada UK London

document_subtype: financial analysis

key_organizations:
Deutsche Bank
IMF
Bloomberg Finance LLP


document_description: The document discusses reasons to short CHF/NOK, focusing on rate differentials, safe-haven inflows, and domestic outflows. It highlights the economic conditions in Norway and Switzerland, including inflation, market pricing, and capital flows. The document also includes tables on FX correlations to US GDP and net portfolio flows for Norway and Switzerland.

title: FX Blueprint: Thin end of the wedge

key_locations: London Norway Switzerland


document_description: The document discusses the Swedish economy's performance, focusing on the Swedish krona (SEK) and its impact on the economy. It highlights the challenges faced by Sweden due to losing market share to developing markets, despite a global recovery. The document includes data on Swedish growth, currency valuation, and trade-weighted indices, and provides a forecast for the EUR/SEK exchange rate.

title: EX Blueprint Thin end of the wedge

key_locations:
Sweden
Germany
Norway
Central and Eastern Europe
Asia
Eurozone
US
UK


document_description: The document discusses the performance and outlook of Asian foreign exchange markets, particularly focusing on the differentiation between North and South Asian currencies. It highlights the challenges faced by South Asian currencies due to political instability and weak commodity prices, while noting improvements in the Indian rupee due to better external balances and potential positive debt and equity flows. The document also includes graphical data on Indian exports and debt flows.

title: FX Blueprint: Thin end of the wedge

key_locations:
India
North Asia
South Asia

key_organizations:
Deutsche Bank
Bloomberg Finance LP
CDSL
SEBI


document_description: The document provides an analysis of currency trends and expectations for 2014, focusing on USD strength, RMB appreciation, and JPY/KRW dynamics. It includes a table of shipbuilding and overseas construction orders from 1997 to 2012.

title: FX Blueprint: Thin end of the wedge

key_people:
Mallika Sachdeva
Perry Kojodjojo

key_locations:
Singapore
Hong Kong
London


document_description: The document provides an analysis of currency trends and recommendations for investments in the EMEA region. It suggests going long on PLN and HUF due to competitive real exchange rates and strong German demand, while staying short on TRY due to insufficient reserves and external deficits. The document also discusses the impact of the Fed's monetary policy on global currencies and highlights the performance of various currencies in the region.

title: FX Blueprint: Thin end of the wedge

key_locations: EMEA Poland Germany


document_description: The document provides an analysis of various currencies and their economic conditions, including the Hungarian Forint, Russian Ruble, South African Rand, and Turkish Lira. It discusses the impact of oil and gas findings on economies, monetary policies, and foreign direct investments.

title: FX Blueprint: Thin end of the wedge

key_locations: London Israel Hungary Turkey

key_organizations:
Deutsche Bank
Bloomberg Finance LP


document_description: The document discusses the value of Latin American currencies in the context of strong US/global growth. It suggests staying long on the Mexican Peso (MXN) against the USD, COP, and RUB due to favorable financial inflows and oil production prospects. The document also highlights the potential benefits for CLP/COP from trade terms and political uncertainty, while advising caution on BRL due to structural concerns. The analysis anticipates that Latin American currencies will offer more value in the coming months, with a focus on the Mexican Peso due to recent energy reforms.

title: FX Blueprint: Thin end of the wedge

key_locations:
Latin America
Mexico
Brazil
Colombia
Chile


document_description: The document discusses relative value opportunities in volatility surface distortions, specifically focusing on EUR/USD FVAs, USD/JPY vol swaps, and risk reversals. It highlights the subdued EUR/USD implied volatility in 2013 and suggests owning EUR/USD vol as a hedge against tail risks. The document also analyzes USD/JPY volatility based on model valuations and suggests switching to long USD/JPY vol for better risk/reward payoff.

title: FX Blueprint: Thin end of the wedge


document_description: The document discusses trading strategies involving USD/JPY and AUD/USD currency pairs. It analyzes market conditions, historical precedents, and potential drivers for risk reversals. The document includes recommendations for USD/JPY options and AUD/USD puts, supported by financial charts.

title: FX Blueprint: Thin end of the wedge

key_people:
Nicholas Wang
James Malcolm


document_description: This document is a trade recommendation update from Deutsche Bank AG/London, detailing various currency trades and their performance from September 24, 2013, to January 2014. It includes a table summarizing the gains and losses of different trades and themes, as well as the number of winning and losing trades, hit ratio, and average gain/loss.

title: FX Blueprint: Thin end of the wedge


document_description: The document contains regulatory disclosures and risks associated with fixed income positions. It includes important conflict disclosures, short-term trade ideas, and country-specific disclosures for various regions including Australia, New Zealand, Brazil, EU countries, Japan, Malaysia, and Russia. It also discusses macroeconomic risks to fixed income positions and the importance of proper index fixings in swaps markets.

title: EX Blueprint Thin end of the wedge

key_locations:
Australia
New Zealand
Brazil
EU countries
Japan
Malaysia
Russia


document_description: This document appears to be a financial data table or report related to currency exchange rates, specifically the CNY to MXN exchange rate. It includes historical data points such as high, low, and average prices over a period from 2005 to 2014.

key_locations:
Australia
Brazil
Europe
Germany
Hong Kong
Japan
Singapore
U.S.


document_description: The document contains a chart showing the relative value in labour cost between China and Mexico, with metrics such as Last Price, High, Average, and Low for the date range 2005-2014.

title: CNYMXN CMPL

key_people:
Nav Gupta
Vinit Sahni

document_subtype: chart

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG


document_description: A communication from Deutsche Bank's Key Client Partners in London discussing proposed ideas for professional investors. The communication emphasizes that it is for discussion purposes only and does not create any legally binding obligations. It also highlights that the recipients are expected to understand and evaluate the proposed ideas independently.

key_people:
Nay Gupta
Tazia Smith

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc


document_description: This document contains a confidentiality notice indicating that the communication may contain confidential, privileged, or inside information intended only for the addressee. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender in case of an error. The document references EU corporate and regulatory disclosures and is associated with Jeffrey Epstein.


document_description: The document discusses a potential trade involving buying MBONO 30y unhedged, with a focus on the yield and inflation expectations in Mexico. It includes a table of yield metrics and a chart showing the 'Mid Yield To Maturity' over time. The document also references a CNYMXN chart by Nav Gupta, indicating relative labor cost value between China and Mexico.

key_people:
Jeffrey
Nav Gupta

key_locations: Mexico China


document_description: This document is a communication from Deutsche Bank's Key Client Partners in London, intended for professional investors. It outlines that the ideas proposed are for discussion purposes only and do not create any legally binding obligations. The communication emphasizes confidentiality and is intended only for the addressee, with a warning against unauthorized use or distribution.


document_description: This document contains a confidentiality notice indicating that the communication may contain privileged information, possibly attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying of the communication. The document also includes references to EU corporate and regulatory disclosures.


document_description: A note containing currency exchange rate statistics for CNY/MXN from January 2005 to January 2014, along with a professional correspondence from Vinit Sahni, Managing Director at Deutsche Asset & Wealth Management, discussing proposed ideas for professional investors.

key_people:
Vinit Sahni
Jeffrey Epstein

document_subtype: note

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Bloomberg Finance L.P.


document_description: A communication from Nav Gupta, Managing Director at Deutsche Bank AG, to Tazia Smith, Director at Deutsche Bank Securities Inc. The document discusses proposed ideas delivered by the DeAWM Key Client Partners London desk for discussion purposes only. It emphasizes that these ideas do not create any legally binding obligation on Deutsche Bank AG or its affiliates and are intended for professional investors who can evaluate the strategy independently. The communication contains confidentiality notices and disclaimers regarding legal and tax advice.

key_people:
Nav Gupta
Tazia Smith
Jeffrey Epstein


document_description: This document contains a confidentiality notice indicating that the communication may be attorney-client privileged and is intended only for the use of the addressee. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender if received in error. The document is associated with Jeffrey Epstein and includes references to EU corporate and regulatory disclosures.


document_description: A confidential communication from Tazia Smith, Director at Deutsche Bank Securities Inc, containing privileged information intended for a specific recipient. The communication includes disclaimers about confidentiality, privilege, and unauthorized use.

key_people:
Tazia Smith
Jeffrey Epstein

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154

document_subtype: confidential communication

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a confidential communication, possibly an email or memo, that includes a confidentiality notice. It warns unauthorized recipients against copying, disclosing, or distributing the material and instructs them to notify the sender and delete the communication if received in error. The document references Jeffrey Epstein and includes a confidentiality notice pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A table showing the mid yield to maturity over various dates in 2013 and 2014, along with a reference to a CNYMXN chart by Nav Gupta.

document_subtype: financial data


document_description: A memo from Nav Gupta, Managing Director at Deutsche Bank AG, London, discussing proposed ideas for discussion purposes only, with no legal obligation on Deutsche Bank AG or its affiliates. The memo is intended for professional investors who can independently evaluate the proposed ideas. Tazia Smith, Director at Deutsche Bank Securities Inc, is also mentioned as a contact for the US Key Client Partners.

key_people:
Nav Gupta
Tazia Smith


document_description: The document contains a confidentiality notice indicating that the information is confidential, may be attorney-client privileged, and is intended only for the use of the addressee. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender if received in error. It also references EU corporate and regulatory disclosures.


document_description: A memo from Nav Gupta, Managing Director at Deutsche Bank AG, to Tazia Smith, Director at Deutsche Bank Securities Inc. The memo discusses proposed ideas delivered by the DeAWM Key Client Partners London desk for discussion purposes only, emphasizing that they do not create any legally binding obligation on Deutsche Bank AG or its affiliates. It is intended for professional investors who understand the strategy, characteristics, and risks associated with the ideas. The memo also contains confidentiality and privilege notices.

key_locations:
London
United Kingdom
345 Park Avenue, 26th Floor


document_description: An email discussing economic conditions, specifically low inflation and weak exports, which are likely to prevent any interest rate hikes in 2014. The email is from Nav Gupta, Managing Director at Deutsche Bank AG, to Tazia Smith, Director at Deutsche Bank Securities Inc. It includes disclaimers about the non-binding nature of the ideas discussed and confidentiality notices.


document_description: A table showing the USDCAD currency exchange rate metrics over a specified timeframe.

title: USDCAD Currency (USD-CAD X-RATE)


document_description: A financial transaction involving a client selling USD for CAD with specific terms and conditions.

document_subtype: financial transaction


document_description: Internal communication discussing USDCAD call options to position for further weakness in CAD. The email outlines a 3-month 1.10/1.13 USDCAD call spread with a 1.17 knock-in call spread, and provides an investment thesis based on recent market movements and economic indicators.

key_people:
Jeffrey
Tazia Smith
Nav Gupta

key_locations: US Canada

key_organizations:
DB FX Sales
DB Key client Partners London


document_description: A memo from Nam Gupta, Managing Director at Deutsche Bank AG, and Tazia Smith, Director at Deutsche Bank Securities Inc, discussing proposed ideas for professional investors. The memo emphasizes that the ideas are for discussion purposes only and do not create any legally binding obligations. It also contains confidentiality notices and disclaimers about the nature of the information provided.

key_locations:
London, United Kingdom
New York, USA


document_description: This document is a confidential communication, possibly containing privileged information. It includes disclaimers about unauthorized copying, disclosure, or distribution. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: The document discusses investment strategies involving short-dated out-of-the-money (OTM) calls on the XLK tech sector ETF, highlighting low implied volatility and efficient underlying. It provides specific trade recommendations and details on XLK's top holdings. The memo is intended for professional investors and emphasizes that it is for discussion purposes only, not legally binding.

key_people:
Nav Gupta
Vinit Sahni
Vanshree Verma

key_locations:
London
United Kingdom

key_organizations:
KCP Capital Markets
Deutsche Bank AG
Deutsche Asset & Wealth Management


document_description: Financial data for XLK US Equity, including last price, high, average, and low values over a specified timeframe.

title: XLK US Equity (Technology Select Sector SPDR Fund)


document_description: The document discusses the impact of commodity prices on the Canadian dollar's appreciation since 2002, the influence of the Canadian dollar's depreciation on investment and inflation, and the conservative projection for the global economy and Canadian exports. It highlights the potential risks to export growth due to competitiveness pressures and reduced production capacity.

key_people:
Alan Ruskin
Tazia Smith


document_description: The document contains a table of financial metrics related to ASHM LN Equity, including last price, high, average, low, volume, and SMAVG (15) with corresponding dates. It also lists contact numbers for various international locations.


document_description: The document contains a table with financial metrics including Last Price, High, Average, and Low values. It also lists contact numbers for various international locations including Australia, Brazil, Europe, Germany, Hong Kong, Japan, Singapore, and the U.S. The document is marked as confidential and includes several reference numbers.


document_description: This document contains financial data for ASHM LN Equity, including last price, high, average, and low prices for specific dates in 2013 and 2014. It also includes information on volume and simple moving average.

title: ASHM LN Equity Financial Data

key_organizations:
Deutsche Bank AG
DeAWM Key Client Partners


document_description: This document contains a confidentiality notice regarding the unauthorized use, disclosure, or copying of the communication. It mentions that the information may be attorney-client privileged or constitute inside information and is intended only for the addressee. It also includes a reference to EU corporate and regulatory disclosures and provides instructions for notifying the sender in case of an error in receiving the communication.


document_description: A financial transaction document detailing a payout, expiry, settlement, and premium information related to Deutsche Bank Securities Inc.


document_description: Discussion on the low premiums and potential returns of USDCNH, the high complacency and positioning among FX and FX options participants, and the impact of China's shadow banking industry on the market. The memo also highlights the role of Asian corporates in selling options and the potential market movements if USDCNH retraces higher.

key_people:
Vinit Sahni
Nav Gupta
Vanshree Verma
Nam Gupta

key_locations: London Shanghai


document_description: Business card for Tazia Smith, Director at Deutsche Bank Securities Inc, providing contact information.

document_subtype: business card


document_description: A line chart showing the USD-CNH Cross Rate from January 1, 2009, to January 28, 2014, indicating a general downward trend in the exchange rate, suggesting a weakening of the US Dollar against the Chinese Yuan. The last recorded value is 6.0296.

title: USD-CNH Cross Rate Chart

document_type: media


document_description: This document contains a table of the SHIF1M Index values, which represent the Shanghai Interbank Offered Rate Fixing for a 1-month period, with data ranging from January 29, 2009, to January 28, 2014. The index values fluctuate annually, with notable peaks in 2011 and 2013.

title: Shanghai Interbank Offered Rate Fixing - 1 Month (SHIF1M Index)

document_subtype: financial index data


document_description: The document provides a detailed overview of the growth of trust assets in China, reaching Rmb10.1 trillion by the third quarter of 2013, with a compound annual growth rate (CAGR) of 55% from 2010 to 2013. It includes tabular data on the distribution of assets across different types of trusts and underlying investments, highlighting a significant portion invested in higher-risk industrial and commercial sectors.

title: China Trust Assets Growth and Investment Distribution


document_description: Financial data for USDCNHV1Y currency option volatility with metrics including last price, high, average, and low values over a daily timeframe from 29 Jan 2009 to 28 Jan 2014.

title: USDCNHV1Y Curncy (USD-CNH OptVol ATM 1Y)


document_description: Analysis of a USD/JPY call option with a strike of 85 and an American style knockout (KO) at 90. The spot reference is 102.51 and the 10-year forward is 77.10. The memo discusses the implications of the KO feature on the option's value and risk-reward profile.


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0101223, SDNY_GM_00247407, and EFTA01446825.


document_description: A memo discussing a USDJPY call option trade with a strike of 85 and an American style knockout at 90. The memo includes a scenario analysis and suggests a potential trade strategy involving a $10 million notional. The trade is aimed at reducing the cost of a near-dated USDJPY call and expressing a long-term bearish view on the yen.

key_people: Jeffrey Tazia Nav Vinit


document_description: A confidential letter from Tazia Smith, Director at Deutsche Bank Securities Inc, to an unspecified recipient. The letter is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: letter


document_description: A table showing financial metrics for a specific equity, including last price, high, average, low, volume, and a moving average. Key entities include GE US Equity, Line Chart, and Volume Chart.


document_description: The document contains a financial analysis and proposal for a 10-year USDJPY call option with specific strike and knockout conditions. It includes a scenario analysis and a suggestion for a long-term position.

key_people:
Tazia Smith
Jeffrey
Vinit
Nay


document_description: The document discusses strategies for buying call options with knock-out features, particularly in the context of USDJPY. It suggests buying call options that knock-out if the spot trades down, as this aligns with being wrong on the direction bet. The memo includes a scenario analysis for a USDJPY call option with a strike of 85 and an American style KO at 90, with a spot reference of 102.51 and a 10-year forward of 77.10. It highlights the premium decay and sensitivity to spot moves, and compares the risk-reward of options with and without KO features.

key_locations: 345 Park Avenue, 213th Floor, New Vade NV 40454


document_description: This is a confidential communication that may be attorney-client privileged and is intended only for the use of the addressee. Unauthorized use, disclosure, or copying is prohibited. If received in error, the recipient is instructed to notify the sender and destroy the communication.


document_description: This document is a note accompanying a Deutsche Bank research report, highlighting potential conflicts of interest and disclaimers regarding the objectivity and reliability of the report. It discusses the involvement of multiple analysts, the potential for differing methodologies and recommendations, and the implications of Deutsche Bank's policies on target prices and analyst coverage. It also includes disclaimers about the suitability of financial instruments for all investors and the potential for losses.

key_organizations:
Deutsche Bank
BHF-Bank AG
Deutsche Bank Securities Inc.


document_description: This document is a research report distributed by Deutsche Bank AG across various global branches, including Frankfurt, London, Hong Kong, Korea, Singapore, Japan, and Johannesburg. It outlines the bank's investment recommendations categorized as Buy, Sell, or Hold based on a 12-month view of total shareholder return. The report emphasizes the need for legal compliance in distribution and provides contact information for different regions. It also includes a disclaimer about the provision of investment advice and the necessity of a Product Disclosure Statement in Australia.

title: Deutsche Bank Research Report

key_locations:
Frankfurt
London
Hong Kong
Korea
Singapore
Japan
Australia
Johannesburg

document_subtype: report

key_organizations:
Deutsche Bank AG
BaFin
London Stock Exchange
Financial Services Authority
Deutsche Securities Korea Co.
Deutsche Securities Inc.


document_description: The document provides details on two financial products: a 13-month Contingent Minimum Return Worst-of Note linked to the S&P 500 and Russell 2000, and another linked to the Eurostoxx50 and Russell 2000. It includes indicative levels, barriers, and returns, subject to market movement, sourced from DB AwM Structured Solutions.


document_description: The document provides indicative levels for structured financial products related to the Russell 2000 and Eurostoxx50 indices. It includes details on contingent minimum return worst-of notes, barriers, and caps, with a focus on combining US and European market views to improve terms and upside participation.


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document is a table showing financial data related to currency exchange rates between CAD and BGN over a specified period.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0101295, SDNY_GM_00247479, and EFTA01446875, which may be case or document numbers.


document_description: The document contains indicative prices for KI Barrier 113 and 115, with a note that prices need to be refreshed before trading. It also mentions Brent Jull4 price history over the last month, with embedded images moved to files.


document_description: This document contains a table of financial metrics related to a specific stock or financial instrument, including last price, high, average, low, volume, simple moving average, total value, price axis range, and date range. The data covers the period from March 4, 2013, to March 3, 2014.


document_description: The document contains financial metrics including last price, high, average, low, and previous close values. It also lists contact numbers for various international locations.


document_description: The document is a financial table detailing equity positions in various healthcare companies, showing original, modified, and current values, along with totals. It includes companies like Bristol Myers, Pfizer, Merck, and others, with specific financial figures for each.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0101307, SDNY_GM_00247491, and EFTA01446882.


document_description: The document is a table listing various technology companies and their associated equity values. It includes companies like Apple, Facebook, Twitter, and others, with specific financial details such as equity values and additional notes.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0101312, SDNY_GM_00247496, and EFTA01446885, which may be case or document numbers.


document_description: Discussion on unwinding a CAD trade due to higher energy prices and outflows of short CAD expected to support the currency. Tazia Smith suggests taking a gain on the trade. Nav Gupta provides an update on the USDCAD situation, noting higher commodity prices and CAD swap rates, making him less bearish on CAD.

key_people:
Tazia Smith
Nav Gupta
Vinit Sahni

key_locations:
New York, NY
London, United Kingdom

document_subtype: internal memo

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: The document contains a table of financial data related to CDSW2 and USSW2 currency prices, spreads, and statistical summaries over a specified timeframe from September 2013 to March 2014. It includes last prices, spread summaries, high and low values, and percentage decreases.


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0101317, SDNY_GM_00247501, and EFTA01446888.


document_description: Currency option transaction details between USD and CAD with specific notional amounts, strike price, and barrier. The transaction includes premium details and settlement information.

key_people:
Vahe Stepanian
Tazia Smith
Jeffrey Epstein

document_subtype: currency option transaction

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: Discussion on unwinding a CAD trade due to higher energy prices and outflows of short CAD expected to support the currency. A gain of $27k is suggested for consideration.

key_locations:
New York
London

document_subtype: email

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: The document contains financial data related to CDSW2 and USSW2 currency instruments, including their last values, high and low values, and spread metrics over a specified date range. It also includes a spread summary with statistical measures such as mean, median, and standard deviation.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York (SDNY).


document_description: The document discusses a financial option related to USDCAD with a 1% cost of USD notional. It outlines the potential payouts and risks associated with the option, including a maximum loss of the premium paid. The document also highlights macroeconomic factors affecting the USDCAD, such as unemployment rates, energy independence, and inflation. It is intended for professional investors and includes disclaimers about the non-binding nature of the ideas presented.

key_locations:
London
United Kingdom
345 Park Avenue, New York, USA

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
DeAWM Key Client Partners


document_description: This document contains confidentiality notices and disclaimers from Deutsche Bank, indicating that the information may be confidential, privileged, or attorney-client privileged. It is intended only for the use of the addressee and unauthorized use is prohibited.


document_description: The document contains a table listing net values in USD for specific dates from January 17, 2014, to March 3, 2014. It is marked as confidential under federal rules.


document_description: The document contains a table listing dates and corresponding net values, indicating financial data over a period from January to March 2014. Some entries are highlighted, possibly indicating significance or anomalies.


document_description: The document contains a table with financial metrics related to a specific date range from January 17, 2014, to March 5, 2014. It includes data points such as the last price, high and low prices on specific dates, average price, and notable dates for X-axis ticks. The document is marked as confidential under federal rules.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: The document contains information about stock price history and trading volumes for FFIV and Exxon (XOM). It includes a note that Deutsche Bank does not cover Exxon. The document is marked as confidential under Federal Rules of Criminal Procedure.


document_description: The document contains financial metrics related to GILD US EQUITY, including last price, high, average, low, volume, and other stock-related data.


document_description: Deutsche Bank's research report on Gilead Sciences discusses the voluntary recall of Atripla due to quality issues. The recall involves 39,000 bottles from a third-party manufacturer in China. Gilead has multiple manufacturers and sufficient supply. The report reiterates a 'Buy' rating with a price target of $132, despite the recall news.

title: Deutsche Bank Markets Research - Gilead Sciences Alert

key_people:
Robyn Karmelis
Aloha Young

key_locations:
United States
China

document_subtype: financial report

key_organizations:
Deutsche Bank
Gilead Sciences
FDA


document_description: This document contains financial metrics related to a specific stock or financial instrument, including last price, high, low, average, volume, and other related data over a specified period.


document_description: The document reviews HCA Holdings, Inc.'s Q4 2013 earnings, highlighting solid results despite challenging volume conditions. Key points include a 6.7% YoY growth in EBITDA, improved surgical trends, and a conservative 2014 guidance. The impact of the Affordable Care Act (ACA) on HCA's financials is discussed, with a projected 1-2% EBITDA benefit. The document reiterates a Buy rating with a $58 price target for HCA.

title: Q4'2013 Earnings Review for HCA Holdings, Inc.

key_organizations:
HCA Holdings, Inc.
Deutsche Bank Securities Inc.


document_description: The document provides a detailed analysis of HCA Holdings, Inc.'s same-store trends in healthcare facilities and services, focusing on year-over-year percentage changes in various metrics such as net revenue, admissions, surgeries, and ER visits. It includes a table with data from 2010 to 2013 and discusses surgical trends, highlighting an increase in inpatient and outpatient surgeries and their impact on pricing and acuity.

title: HCA Holdings, Inc. Health Care Facilities and Services Report


document_description: The document provides a balance sheet and cash flow analysis for HCA Holdings, Inc. for various years, along with 2014 guidance. It includes financial data such as cash flows from operating activities, capital expenditures, free cash flow, and net debt. The 2014 guidance covers revenue, adjusted EBITDA, adjusted EPS, and capital expenditures, with specific benefits from PPACA and HITECH incentives.

title: HCA Holdings, Inc. Balance Sheet and Cash Flow Analysis

key_organizations:
HCA Holdings, Inc.
Deutsche Bank
Thomson Reuters


document_description: The document provides a detailed analysis of HCA Holdings, Inc.'s 2014 EBITDA projections and the impact of health care reform. It includes a table showing the 2014 EBITDA Bridge with low, mid, and high estimates, and discusses the effects of the ACA on HCA's financials. Key variables affecting the ACA's impact include HIX enrollment, Medicaid expansion, network participation, and out-of-network treatment. The document also notes adjustments to Deutsche Bank's estimates for HCA's 2014 EBITDA and EPS.

title: 2014 EBITDA Bridge and Health Care Reform Framework

key_locations: CA CO KY NV FL TX

key_organizations:
HCA Holdings, Inc.
Deutsche Bank


document_description: Financial analysis of HCA Holdings, Inc. with adjustments in ACA ramp and rate/mix.

title: Health Care Facilities and Services


document_description: The document is a consolidated income statement for HCA Holdings, Inc., sourced from Deutsche Bank and company reports. It includes various financial metrics and analyses related to the company's performance, such as net income, earnings per share, and operating expenses.


document_description: This document contains important disclosures related to HCA Holdings, Inc. as required by U.S. and non-U.S. regulators. It includes a disclosure checklist with recent stock prices and various disclosure points indicating Deutsche Bank's financial relationships and interests with HCA Holdings, Inc.

title: Important Disclosures for HCA Holdings, Inc.

key_organizations:
HCA Holdings, Inc.
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: The document provides historical recommendations and target prices for HCA Holdings, Inc. It includes a table of security prices at various points in time, previous and current recommendations, and a new recommendation structure as of September 9, 2002. It also outlines equity rating keys and the dispersion of equity ratings and banking relationships.

title: HCA Holdings, Inc. Historical Recommendations and Target Price


document_description: The document outlines important regulatory disclosures related to Deutsche Bank's equity research, including conflict disclosures, short-term trade ideas, and country-specific disclosures for Australia, New Zealand, Brazil, EU countries, Japan, and Russia.

title: Regulatory Disclosures

key_locations:
Australia
New Zealand
Brazil
EU countries
Japan
Russia

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan

reference_numbers: Registration number - Registered as a financial instruments dealer by the Head of the Kanto Local Finance Bureau (Kinship) No. 117


document_description: This document contains financial metrics related to a specific equity, CMCSA US, including last price, high and low prices on specific dates, average price, volume, and other related data.


document_description: The document is an industry update from Deutsche Bank Markets Research focusing on the wireless equipment sector. It discusses the LTE proliferation, the state of the baseband market, smartphone market trends, and infrastructure growth. It also provides stock implications for various companies.

title: Deutsche Bank Markets Research - Industry Update

key_locations:
Mobile World Congress
Europe
China
Africa
CALA

document_subtype: Industry Update

key_organizations:
Deutsche Bank
Qualcomm
Mediatek
Mozilla
RFMD
Triquint


document_description: The document discusses the consolidation in the frontend space of wireless equipment, with RFMD announcing a bid for Triquint. It highlights the growth potential in infrastructure spending due to LTE rollouts globally. Updates on companies like Qualcomm, Peregrine, and Audience are provided, focusing on their strategies and technological advancements.

title: Wireless Equipment Signals to Noise (S2N)

key_locations: Europe China Africa CALA

key_organizations:
Qualcomm
RFMD
Triquint
Avago
Peregrine
Nuijira
ZTE
Audience
Deutsche Bank Securities Inc.


document_description: The document provides an analysis of various companies' performances and strategies in the wireless equipment sector, based on insights from the Mobile World Congress (MWC). It covers Blackberry's MDM pricing strategy, Cisco's service provider business transition, F5 Networks' growth opportunities in Telco and Next-Gen Security, CommScope's positive outlook due to LTE and 3G projects, and Ciena's optical network sourcing strategy with Verizon.

key_people: Cisco's mobile networking sales and business leaders

key_locations:
Europe
CALA
Africa
Asia
North America
Latin America
EMEA
APAC

key_organizations:
Blackberry
Cisco
F5 Networks
CommScope
Ciena
Verizon
AT&T
Vodafone
Telefonica
Juniper
Alcatel Lucent
Huawei