document_description: The document contains financial data related to various trusts and LLCs, including balances and transactions. It lists entities such as SHARI WAGNER 2014 GRAT, KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, and others, with corresponding financial amounts. Additionally, it includes a section on large, zero, and negative balances for various individuals and entities.


source: doj

document_description: This document lists account balances for various entities, including Ashley Holdings Inc, Keyhole Partners, LLC, Ashley Furniture Industries Inc, Ashley Homestores Ltd, Ashley Real Estate, LLC, Ashley Distribution Services Ltd, and Ashley Global Retail, LLC. The balances range from zero to 50 million dollars.

title: Large, Zero and Negative Balances

document_type: tabular

document_subtype: financial report

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: A memo from Kimberly Hart, Managing Director at Deutsche Bank Trust Company Americas, instructing the distribution and closure of deposit accounts with residual balances associated with Jeffrey Epstein and related trusts.

key_people:
Kimberly Hart
Jeffrey Epstein

document_type: correspondence

document_subtype: memo

key_organizations:
Southern Trust Company Inc
The Haze Trust
Butterfly Trust
Deutsche Bank Trust Company Americas


document_description: Southern Financial, a complex client, was vocal about trading capability issues and withdrew assets in 2016. They were offboarded by Global Markets due to lack of profitability but were re-onboarded after improvements. The client is now the largest trading counterparty of the KCP capital markets group with $230mm in balances.

key_organizations:
Southern Financial
Global Markets
KCP capital markets group


document_description: A list of individuals associated with various departments such as Wealth Planning, ISG, KCP, DPM, Credit, Deposits, Bankers, CIB, and Marketing. It also includes a note on individuals to get to know better.

key_people:
Steve Mattus
Kim Hart
Sam Petrucci
Coley Jellinghaus
Todd Stevens
Xavier Avila
Tazia Smith
Daniel von Heyl
Larry Adam
Paul Bartilucci
Tom Clarke
Nick Haigh
Laura Farischon
Pete Ferrara
Charlie Burrows
Terri Sohrab
Deirdre Judge
Rosemary Vrablic
Joanne Jensen
Heather Kirby
Bruce McDermott
Paula Pullano
Fabrizio Campelli
Balaji Prasanna
Bernd Amlung
Christian Nolting

key_organizations:
Wealth Planning
ISG
KCP
DPM
Credit
Deposits
Bankers
CIB
Marketing


document_description: Business card for Stewart Oldfield, Director at Deutsche Bank Trust Company Americas and Deutsche Bank Wealth Management.

title: Stewart Oldfield Business Card

document_subtype: business card

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts as of July 3, 2019. It includes account names, categories, and balances, highlighting significant balances for entities such as The Jockey Club and Todd R. Wanek and Karen A. Wanek.

title: RM0082289 Daily Deposit Report

key_people:
Todd R. Wanek
Karen A. Wanek

key_organizations:
The Jockey Club
Equibase Company
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC


document_description: The document contains financial data related to various trusts, LLCs, and individuals, listing their account balances. It includes both large and zero balances, with some accounts having significant credit amounts. The data is presented in a tabular format, showing names, categories, and balances.

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd


document_description: The document contains financial data related to various entities and individuals, including balances and transactions. It lists amounts associated with trusts, LLCs, and individuals, highlighting large, zero, and negative balances.

key_people:
Kati Forsythe
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner

key_organizations:
KATI FORSYTHE 2014 GRAT
KWF 2007 LLC
SSW 2007 LLC
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC
SHARI WAGNER 2012 IRREVOCABLE TRUST


document_description: This document is a financial record related to the Butterfly Trust, with a verified status as of December 3, 2018. It includes details about a wire transfer of $250,000 USD from Bank of America, N.A., NY, with Bella Kein as the originating party. The beneficiary is Karyna Shuliak, with a transaction dated February 5, 2018, for $150,000.

key_people:
Bella Kein
Karyna Shuliak

key_locations:
St. Thomas
United States Virgin Islands
New York, NY

key_organizations:
Butterfly Trust
Bank of America, N.A.


document_description: Wire transfer details for a transaction involving the BUTTERFLY TRUST account at Deutsche Bank, with funds being transferred to JPMS LLC for further credit to Xaryna Shulak.

key_people:
Bess Klein
Bradley Gillin
Xaryna Shulak

document_type: financial

key_locations: 6100 Red Hook Quarter, B3, St Thomas, United States Virgin Islands

document_subtype: wire transfer

key_organizations:
Deutsche Bank Wealth Management
JPMorgan Chase Bank, NA
JPMS LLC


document_description: Due diligence research conducted by PWM BIS-RESEARCH in accordance with AML Compliance standards. The document includes search results for various databases, including RDC, PCR, BIS, Smartlinx, and court cases. Negative media results may require escalation to senior management. Prepared by Prachi Pawa, Research Analyst.


document_description: The document contains OFAC results with two entries indicating 'No Match Found'. Both entries are redacted, obscuring specific names or entities. It also includes PCR information for redacted entities with auto-closed no-hit results dated 14/10/2014. Additionally, there are BIS results and a negative media mention from Weston, Worle & Somerset Mercury dated February 14, 2013. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).

document_type: other

key_organizations:
OFAC
Weston, Worle & Somerset Mercury


document_description: Summary of cases completed at North Somerset Courthouse between February 5-7, 2013, including fines, community orders, and prison sentences for various offenses.

title: In The Dock

key_people:
Robert Ashford
Keith Maddison
Mgcini Ncube
Darren Richards
Ahsan Dujaili
Kirk Hawkins
Michael Watkins
Macauley Kemmett
Aaron Francis
James Stephenson

document_type: media

key_locations:
North Somerset Courthouse
Weston
Worle

document_subtype: news article


document_description: A summary of various legal cases in Weston, detailing fines, community orders, and other legal outcomes for individuals involved in theft, drink-driving, assault, harassment, and drug-related offenses.

title: In The Dock

key_people:
Laura Hancock
Derek Harrison
Joseph Johnson
Michelle Kennedy
Kevin Stokes
Peter Walker
Pamela Cooper

key_locations:
Weston
St Georges


document_description: The article discusses the upcoming vote in Springfield, Missouri, on whether employers should be required to use the E-Verify system to check the legal status of job applicants. The proposal, put forth by the Ozarks Minutemen, has sparked debate among local business owners. Some see it as unnecessary, while others already use the system for public contracts.


document_description: The article discusses the debate over the E-Verify system in Springfield, Missouri. The proposal to mandate E-Verify has faced opposition from the NAACP and the Springfield Area Chamber of Commerce, citing legal concerns and costs. The article includes perspectives from local business representatives and highlights the cost and time implications of implementing E-Verify.

title: E-Verify debate rages on Springfield News-Leader (Missouri)

key_people:
Jerry Harmison
Cheryl Clay
Cheryl Zielke
Jim Brookhart
Cora Scott

key_locations:
Springfield, Missouri
Rogersville

key_organizations:
NAACP
Springfield Area Chamber of Commerce
Mercy St. John's
Carson-Mitchell
Dale's Roofing


document_description: The article discusses the debate over the proposed E-Verify ordinance in Springfield, Missouri. It includes perspectives from local business owners on the potential impact of the ordinance, highlighting concerns about costs and compliance. The article also mentions a study on E-Verify's effectiveness and legal concerns about the ordinance.

title: E-Verify debate rages on

key_people:
Vickers
Todd Magness
Joe Jenkins
Dan Wichmer

key_locations:
Springfield, Missouri
St. Joseph

key_organizations:
Dale's Roofing
Liberty Moving and Storage
Jenkins Diesel Power, Inc.
U.S. Department of Homeland Security


document_description: The article discusses a $5 million conspiracy involving the provision of Missouri identification documents to illegal immigrants, leading to the indictment of 14 people. The scheme, which began in November 2009, involved more than 3,500 documents and charged immigrants $1,500 to $1,600 for licenses. The article also mentions an upcoming vote on the E-Verify proposal in Springfield.

title: E-Verify debate rages on

key_locations:
Missouri
St. Joseph
Springfield

key_organizations:
Springfield News-Leader
U.S. Attorney's Office


document_description: The parents of a 16-year-old Dublin girl who died after being struck by a car intend to take a civil case against the driver. The driver, Mr. Brian Kennedy, was convicted of dangerous driving and other charges. The parents are motivated by a desire to change the system rather than seek vengeance.

title: Parents of dead girl to take civil case

key_people:
Ms. ██████████
Mr. Brian Kennedy
Mr. Leo

key_locations:
Dublin
Stillorgan
Co Dublin
Lower Kilmacud Road

key_organizations:
The Irish Times
Mothers Against Drunk Driving (MAAD)


document_description: A 24-year-old Dublin man was released after serving less than two weeks of a three-month sentence for driving offences that led to a teenager's death. The release was for 'operational reasons' to ensure sufficient prison spaces during a bank holiday. The decision was criticized by Fine Gael spokesman Ian Shatter, who accused the Department of Justice of mishandling the situation.

title: Convicted driver released for 'operational reasons'

key_people:
Mrs Geoghegan-Quinn
Mr Ian Shatter

key_organizations:
The Irish Times
Department of Justice


document_description: The article discusses the early release of Brian Kennedy, a convicted driver, which caused distress to the bereaved family of a victim. The Minister, Mrs. Geoghegan-Quinn, expressed regret over a misaddressed letter to the family and announced a review of prison policies. Mr. Shatter criticized the early release and the Minister's handling of the situation, calling for more victim-focused policies.

key_people:
Mrs. Geoghegan-Quinn
Mr. Shatter
Brian Kennedy


document_description: The document includes a news article from The Irish Times dated April 30, 1993, about a convicted driver being released for operational reasons. It also contains a public record processed by Deutsche Bank AGII on October 14, 2014, with redacted personal information.

document_subtype: news article and public record

key_organizations:
The Irish Times
Deutsche Bank AGII
LexisNexis


document_description: The document contains a table with columns for SSN, State Issued, Date Issued, and Warnings, but the data is missing. It also includes a section for Address Summary with 10 records, but the addresses are redacted. The document is marked as confidential and for internal use only.


document_description: Census data for Madison County, Huntsville, AL, including median age, income, home value, and education level. No household members or associates listed.

title: Census Data for Geographical Region

key_locations:
Huntsville, AL
Madison County

document_subtype: census data


document_description: Census data for Oconee County and Stephenson County, including median age, income, home value, and education. No household members or associates listed.

key_locations:
Oconee County, SC
Salem, SC
Stephenson County, IL
Freeport, IL


document_description: The document contains census data for a geographical region, voter registration, and driver license information. It includes median household statistics and addresses, but personal details are redacted.

key_locations: 607 CAPTAINS COVE CT, SALEM, SC 29676-4400

document_subtype: Census and Voter Registration Data


document_description: The document contains information about a real property assessment record in Madison County, AL, including legal and assessment details. It also includes motor vehicle registration details for a Buick vehicle registered in Alabama.

document_type: property


document_description: This document contains vehicle registration and title information for two vehicles, a Regal LS and a Chrysler Concorde. It includes details such as model, series, body style, weight, license plate number, title number, title transfer and issue dates, registration dates, and VIN. There is also a section for potential relatives and a note indicating the document is confidential.

document_subtype: vehicle registration


document_description: The document is a report processed by Deutsche Bank AGII on 10/14/2014, containing personal information that is mostly redacted. It includes data from various sources such as driver licenses, motor vehicle registrations, and tax assessor records. The report is for informational purposes only and is not an official record. It emphasizes the importance of independently verifying the data due to potential errors in public records and commercially available data sources.

key_organizations:
LexisNexis
Reed Elsevier Inc.


document_description: The document contains address details for three locations in Wilkesboro, NC, including census data and household members for one address. It lists median home values and education levels, but lacks specific income data. The document is marked confidential and is for internal use only.

key_people:
VICKERS, CHRISTEN NICOLE
VICKERS, DAVID B JR
VICKERS, EMILY B
VICKERS, JESSICA M

key_locations:
WILKESBORO, NC 28697-9155
WILKESBORO, NC 28697-9156
WILKESBORO, NC 28697-9157


document_description: The document contains voter registration records for individuals in North Carolina, including registration dates, party affiliations, and active status. It also lists household members and associates.

key_people:
DAVID B JR
DAVID B
DAVID BRUCE
JESSICA M
MATTIE D

document_subtype: voter registration records


document_description: The document contains voter registration information for two individuals in North Carolina and a North Carolina driver license record. Voter 1 is affiliated with the Republican party and has verified active status. Voter 2's registration details are mostly redacted. The driver license record includes issue and expiration dates but personal details are redacted.

document_type: government

document_subtype: voter registration and driver license records


document_description: This document contains motor vehicle registration information for a Dodge Stratus registered on January 8, 2010, with expiration on January 31, 2011. It includes vehicle details such as VIN, class, model year, make, model, series, body style, and license plate number. Additionally, it mentions potential relatives but lacks specific details.

document_subtype: Motor Vehicle Registration


document_description: The document contains a table with redacted information about a cellular phone record and various source documents related to public records. It includes a disclaimer about the accuracy of the data and mentions Deutsche Bank AG as the report processor.

key_organizations:
Deutsche Bank AG
LexisNexis


document_description: The document contains personal information including name variations, social security numbers, and date of birth. It also mentions possible email addresses and an address summary with 11 records found, though the addresses are redacted. The document is marked confidential and for internal use only.

key_people:
SARAH BINK
SARAH BONK
SARAH L BONK


document_description: The document contains a list of addresses, some with additional census data for geographical regions, including median age, income, home value, and education level. It also includes a table of dates and phone numbers, although the phone numbers are not provided.

key_locations:
Honolulu County
New York, NY
New York County

document_subtype: address list


document_description: The document contains census data and address information for various locations associated with Jeffrey Epstein. It includes median household age, income, home value, and education level for each location, along with the dates of association and phone numbers where available.

key_locations:
457 Madison Ave, New York, NY
2644 Peter St, Honolulu, HI
PO Box 833, Haleiwa, HI

document_subtype: Census and Address Data


document_description: Census data for various geographical regions in Honolulu County, HI, and New York County, NY, including median age, income, home value, and education level.

key_people:
ROBERT THOMAS COELLO
RYO NOA BONK

key_locations:
Kanehoe, HI
Haleiwa, HI
Kaaaawa, HI
New York, NY


document_description: The document contains public records related to addresses, phone numbers, census data, voter registrations, driver licenses, and motor vehicle registrations. It includes information about Jeffrey Epstein and Sarah Bonk.

key_people:
Jeffrey Epstein
Sarah Bonk

key_locations:
9 E 71ST ST, NEW YORK, NY 10021-4102
Hawaii

document_subtype: public records


document_description: The document contains vehicle registration and title information, fictitious business details, and potential relatives' information. It includes details about a 1967 MINI FLATBED MINIMARK convertible, registered to Sarah Lynnelle, with a title issued on 5/6/2010. Additionally, it lists a fictitious business named SLK DESIGNS, filed in NY on 11/10/2011, and potential relatives of an individual named Ryo Noa Bonk.

key_people:
Sarah Lynnelle
Ryo Noa Bonk

document_subtype: Vehicle and Business Records


document_description: A list of 'Person Associates' with 25 records, including names and aliases. Key records include individuals like Julia Ihilani Campbell and Eva Anderson with various aliases. Columns include No., Full Name, Address, SSN, Phone, and DOB, though some information is obscured.

key_people:
Julia Ihilani Campbell
Eva Anderson

document_subtype: list


document_description: The document contains a list of names and addresses, some of which are redacted. It includes multiple addresses in New York, Florida, Maryland, Virginia, New Jersey, Texas, and Hawaii. The document is marked as confidential and for internal use only, pursuant to federal rules.

key_people:
Eva Andersson-Dubin
Janusz Banasik
Lance Calloway
Bob Coello
Thomas Coello
Robert Coello

key_locations:
North Salem, NY
New York, NY
Palm Beach, FL
Germantown, MD
Herndon, VA
Scotch Plains, NJ
Three Rivers, TX
Florham Park, NJ
Haleiwa, HI


document_description: A table listing individuals with their names, addresses, and other personal information. The table includes Jeffrey Epstein with multiple addresses.

key_people:
Story Austin Cowles
Merwin M. Delacruz
Jeffrey Epstein

key_locations: 6100 Red Hook Qtrs Ste B-3 St Thomas, VI 00802-1348

key_locations: 49 Zorro Ranch Rd C Stanley, NM 87056-9743

document_subtype: table


document_description: A confidential list of individuals with variations of their names, marked for internal use only and subject to confidentiality under Federal Rules.

title: Confidential Internal Use List

key_people:
Paula Epstein
Pauline Epstein
Cimberly Ann Galindo
Cimberly Ann Foley
Cimberly Ann Schinnerer
Cimberly Ann Espinosa
Kimberly A. Galindo
Cimberly A. Galindo Foley
Rosalyn S. Fontanilla
Rosalyn S. Fontanilia
Rosalyn Fontanella
Luciano A. Fontanilla
Luciano A. Pontanilla

document_subtype: confidential list


document_description: A table listing individuals with their names, addresses, partial SSNs, phone numbers, and dates of birth.

key_people:
ALUCIANO, FONTANILLA
HAMMOND, WILLIAM GARY
HEALY, MICHELLE L

key_locations:
VALLEY STREAM, NY
NEW YORK, NY
WOODSIDE, NY
WESTERVILLE, OH
NAPLES, FL
ROYAL PALM BEACH, FL
ALBUQUERQUE, NM

document_subtype: personal information table


document_description: A confidential list of individuals with partial information including names and addresses. The document is marked for internal use only and is confidential pursuant to federal rules.

title: Confidential List of Individuals

key_people:
Darren Indyke
Ghislaine Maxwell


document_description: A list of names with associated aliases, marked as confidential and for internal use only.

key_people:
Sue Pisack
David Rodgers
Bella Tsukerman


document_description: The document contains address information associated with the entity Karyna Shuliak, listing multiple addresses in New York. It also includes a partial Social Security Number for identification purposes.

key_locations: 301 E 66TH ST APT 8A, NEW YORK, NY 10065-6215

key_locations: 68 CABRINI BLVD APT 52, NEW YORK, NY 10033-5442


document_description: The document contains a list of neighbors found at a specific address in New York, along with partial employment records. The neighbor list includes names but lacks address and phone details. The employment records section lists company names and titles but is incomplete.

key_people:
LEVIN, KATE D
ROCCO, STEPHEN J
GAVE, PAULINE C
BEASLEY, VANITA E
SOLOMON, JAMES D
WILLEN, NANCY
MIYAZAKI, GO
BURILLO, RENATA
HOWELL, MARTIN
WAQAS, AHMED
BORTNER, JEAN
NOWICKI, STEFAN M
SCOTT, KELLMAN
ORTIGOSA, ANID GOMEZ
LAM, DEREK

document_subtype: neighbor list and employment records

key_organizations:
SLK DESIGNS
QUANTUM GROUP'S HOLDINGS


document_description: The document contains obscured personal information entries, cellular and alternate phone records, and a list of sources from which data was obtained. It emphasizes the potential inaccuracies in public records and commercially available data sources, advising independent verification. The document is marked confidential and is intended for internal use only.

key_locations:
NEW YORK CITY
NY


document_description: A report processed by Deutsche Bank AGII containing personal information, address details, and census data for a subject residing at 3629 Medical Dr Apt 1107, San Antonio, TX. The report includes name variations, address history, and neighbor information.

key_people:
Christine Rocha
Xavier I Rocha

key_organizations:
Deutsche Bank AGII
LexisNexis


document_description: The document contains a list of names with possibly associated redacted information. It includes a disclaimer about the accuracy of public records and commercially available data sources. It mentions permissible uses under DPPA and GLBA, and includes some legal results and reference numbers.

key_people:
ROCHOA, ROBERT
AKHAN, ZAFAR ZAFAR
BANKS, MICHAEL L
DYE, MISTY D
KHAN, ZAREEN A
GARZA, LARRY ANTHONY
VASQUEZ, ANDREW
VELASCO, JESSICA ANNE
CHANDLER, JEFF DELBERT
MATHIEU, ANGELA D
SAUCIER, JUILE
SAUCIER GREGOIRE, L
KENNEDY, ERIC W
BAKER, TERIKA


document_description: This document is a court filing from the United States District Court for the Western District of Tennessee, Western Division, related to a civil case involving plaintiffs against General Motors Corporation and other defendants. The case involves issues related to interrogatories, seat belts, and discovery processes. The document includes information about legal counsel for both plaintiffs and defendants.

title: U.S. District Court Case: Plaintiffs vs. General Motors Corporation

key_people:
Jimmy Moore
C. Tab Turner
Marie Elizabeth Francis
David E. Goodman Jr.
Joel H. Porter
Jerry M. White
John Randolph Bibb Jr.
Robert F. Chapski
Alison Monroe
Christopher C. Spencer
Claire Goodman Sawyer
Alicia Yvonne Cox
Molly A. Glover
Tracy A. Overstreet

document_type: legal

key_locations:
Memphis, TN
North Little Rock, AR
Nashville, TN
Richmond, VA

document_subtype: court filing

key_organizations:
General Motors Corporation
TURNER & ASSOCIATES P.A.
BURCH PORTER & JOHNSON
WALLER LANSDEN DORTCH & DAVIS
O'HAGAN & SPENCER LLC
LEITNER WILLIAMS DOOLEY & NAPOLITAN


document_description: The court partially grants and partially denies the plaintiffs' motion to compel discovery from Takata Defendants. The case involves a vehicle accident on June 11, 2006, involving a 2005 Yukon with tires purchased from Dunlap & Kyle Company, Inc. The plaintiffs allege issues with the vehicle's design and manufacturing by General Motors Corporation.

title: Order Granting in Part and Denying in Part Plaintiffs' Amended Motion to Compel Discovery as to All Takata Defendants

key_people:
TU M. PHAM
Jerry M. White
Alicia Yvonne Cox
Donald H. Dawson, Jr.
Kathleen A. Clark
Molly A. Glover
Tracy A. Overstreet
Anne Mary Zehr
Michael Hiram Carpenter
Brigid M. Carpenter
Emily Turner Landry
Michael Nathaniel Beekhuizen
Timothy R. Bricker

key_locations:
Memphis, TN
North Little Rock, AR
Detroit, MI
Columbus, OH
Nashville, TN
Highway 72, Mississippi

document_subtype: court order

key_organizations: BAKER DONELSON, BEARMAN CALDWELL & BERKOWITZ


document_description: The document is a legal complaint against Takata Corporation and its affiliates regarding a defective safety belt system in a GMC Yukon that resulted in severe personal injuries during a rollover accident. The complaint alleges negligence and strict liability for the defective design, manufacture, and failure to disclose known defects of the safety belt system.

document_subtype: Third Amended Complaint

key_organizations:
Takata Corporation
Takata North America, Inc.
TK Holdings, Inc.
Takata Seat Belts, Inc.
Takata Restraint Systems, Inc.
Takata U.S.A. Corporation
GMC


document_description: The document discusses the plaintiffs' Amended Motion to Compel Discovery against the Takata Defendants, the subsequent responses, and the court's decision regarding the discovery process. The court ruled not to limit discovery based on the component parts doctrine and allowed plaintiffs to obtain discovery on all relevant matters. The document also includes details about specific interrogatories and the court's analysis of discovery rules.

key_organizations:
Takata Defendants
Komatsu America Indus. Corp.
Fed. Express Corp.
Oppenheimer Fund, Inc.
Am. Red Cross


document_description: This document contains a series of interrogatories and requests for production related to a legal case involving the Takata Defendants. It outlines the requirements for supplemental responses to various interrogatories and requests for production, including the identification of documents produced and the completeness of responses. Specific interrogatories address agreements with General Motors, testing of seat belt restraint systems, and identification of individuals involved in testing.

document_subtype: interrogatories


document_description: The court addresses various interrogatories and requests for production related to the Takata Defendants in a litigation concerning seat belt restraint systems. The court finds certain inquiries and requests relevant, requiring Takata to produce information on customer complaints, vehicle numbers, and safety performance differences in seat belt systems. The court also addresses the scope of research and development information to be provided by Takata.


document_description: The Amended Motion to Compel is granted in part and denied in part. The Takata Defendants are ordered to supplement their responses and comply within thirty days.


document_description: A legal case involving a will condition where a devisee was required to execute a release within six months of the testatrix's death. The devisee contested the will's validity, delaying the release. The court held that the estate should be settled as if the condition was met, and the devise to the non-compliant devisee did not take effect.

title: Simpson v Vickers

key_people:
John Simpson
Michael Simpson
Elizabeth Simpson

document_subtype: court case


document_description: The document discusses a legal case involving the will of Elizabeth Simpson. Michael Simpson contested the validity of the will, which was eventually granted probate. The case involves conditions set in the will regarding the estate at Hemingborough and the actions required by Michael Simpson to inherit it. The judgment was delivered by Sir William Grant MR.

key_people:
Elizabeth Simpson
Michael Simpson
Sarah Milner
Sir William Grant MR

document_subtype: court judgment

key_organizations:
Prerogative Court
Court of Delegates


document_description: The document discusses a legal dispute regarding the validity of a will and the conditions attached to the inheritance. The court examines whether the conditions were breached and if relief against forfeiture is applicable. The case references previous legal decisions to determine if the conditions are considered a conditional limitation or a mere condition. The court concludes that Michael Simpson, the heir-at-law, did not comply with the condition of releasing claims on Elizabeth Simpson and is therefore not entitled to the benefits of the devise.

key_people:
Michael Simpson
Elizabeth Simpson
Earl of Northumberland
Earl of Aylesford
Algernon
Lord Beaulieu
Lord Cardigan
LORD NORTHINGTON

document_subtype: court case summary


document_description: This document is a symposium article discussing the utility of multi-fiduciary discourse in corporate governance. It explores the idea of moving beyond shareholder primacy to a governance regime that considers multiple stakeholders. The article suggests that adopting different discourse norms could improve corporate integrity and social utility by addressing the interests of all stakeholders, not just shareholders.

title: Symposium on Commercial Speech and Public Health: Discourse Norms as Default Rules: Structuring Corporate Speech to Multiple Stakeholders

key_people:
David G. Yosifon
Alex Frischer
Corey Wallace
Mary Sexton

key_organizations:
Santa Clara University School of Law
Case Western Reserve University


document_description: This article analyzes corporate speech issues through the lens of corporate law, focusing on 'discourse norms' that regulate corporate communication with stakeholders such as shareholders, workers, and consumers. It argues for the adoption of prescriptive discourse norms to reform corporate governance in a socially beneficial way. The article discusses the impact of corporate speech on public policy issues like public health, citing examples such as the tobacco and obesity epidemics, and environmental degradation. It also references the legal context, including the Citizens United case and the protection of commercial speech by the Supreme Court.

title: Corporate Speech Problems and Corporate Law

key_people:
Mark Twain
Charles Dickens
Michael Jensen

document_subtype: academic article


document_description: The document discusses the issue of corporate speech and its impact on public policy. It argues for reforming corporate speech by altering corporate law to create more socially useful corporate speech without external governmental regulation. The document highlights the power of corporations in coordinating activities and the potential flaws in their decision-making structures.


document_description: The document discusses the agency problem in corporate governance, where corporate directors may not act in the best interest of stakeholders. It highlights the different solutions for shareholders, workers, and consumers, emphasizing the fiduciary obligations to shareholders. The text critiques the default corporate governance structure, which prioritizes shareholder primacy, and suggests that non-shareholding stakeholders are vulnerable to exploitation. It argues for altering discourse norms in corporate law to better protect these stakeholders.

document_subtype: legal analysis


document_description: The document discusses the concept of discourse norms in the context of corporate law, focusing on how these norms influence speech acts and expectations in different contexts. It uses a hypothetical example involving President Bill Clinton to illustrate how discourse norms can affect the interpretation of statements in personal versus legal settings. The document also touches on how different discourse norms apply to corporate speech depending on the stakeholder category.

key_people:
Bill Clinton
Hillary Clinton


document_description: The document discusses the fiduciary duties of corporate directors to shareholders, emphasizing the importance of honest and good faith deliberation. It contrasts this with the lack of fiduciary obligations to consumers, who must rely on market mechanisms and are subject to corporate advertising norms. The document also touches on the legal boundaries of commercial speech and the concept of 'puffery' in consumer protection.


document_description: The document discusses the legal concept of 'puffery' in corporate speech and its implications for shareholder and consumer rights. It critiques the notion that corporate speech directed at consumers, even if misleading, should not be actionable if it benefits shareholders. The text also addresses the 'Pareto fallacy' in corporate governance, which assumes that decisions benefiting all stakeholders will inherently maximize shareholder profits.


document_description: The document discusses the concept of shareholder primacy in corporate governance and its implications for non-shareholders. It critiques the idea that better corporate governance within the shareholder primacy paradigm can address issues faced by non-shareholders. The text also explores the role of government regulation in protecting non-shareholders and the challenges posed by corporate political speech norms compared to public reason norms in political discourse.


document_description: The document discusses the challenges of adhering to the norm of public reason in political discourse, highlighting cognitive biases and self-serving motivations that hinder genuine compliance. It critiques the application of this norm in corporate political speech, noting institutional biases favoring directors and shareholders over the public good.

document_subtype: memo


document_description: The document discusses the conflict between corporate political speech and the norm of public reason, highlighting the negative effects on public trust and policy outcomes. It suggests reforming corporate law to include multi-fiduciary discourse norms, which would require directors to consider the interests of all stakeholders, not just shareholders.

document_subtype: academic/legal analysis


document_description: The document discusses the role of fiduciary discourse in corporate governance, emphasizing the importance of trust and commitment in board operations. It explores how prescriptive discourse norms can institutionalize multiple-stakeholder governance and the psychological dynamics of commitment and group affirmation in promoting trustworthy behavior among corporate directors.


document_description: The document discusses the role of reputational dynamics in corporate governance, emphasizing the influence of the Delaware Court of Chancery in shaping director conduct through reputational means rather than direct liability. It explores the challenges of multi-stakeholder governance and the 'two masters' problem, arguing that directors already manage conflicts among different shareholder interests.

key_people:
Professor Bainbridge
Lisa Fairfax


document_description: The document discusses the conflicts of interest among different types of shareholders and the role of corporate directors in managing these conflicts. It emphasizes the need for directors to engage in honest and clear communication about stakeholder conflicts and suggests adopting new discourse norms for multi-stakeholder corporate governance.

key_people:
Claire Hill
Erin Ann O'Hara
Dan Kahan


document_description: The document discusses the concept of 'expressive over-determination' in political and corporate discourse, suggesting that speakers should connect their policy choices to their world-views and address how these choices impact various stakeholders. It critiques the norm of public reason and proposes a framework for corporate speech that considers multiple stakeholders' interests.


document_description: The document discusses the enforcement of fiduciary discourse standards in corporate governance, focusing on the obligation of candor, completeness, and good-faith. It explores the concept of 'stakeholder derivative' suits and the extension of federal securities laws to non-shareholding stakeholders. The document also delves into the concept of 'integrity' in corporate governance, as proposed by Michael Jensen, emphasizing the importance of individuals and systems operating with integrity for improved corporate value.

key_people:
Michael Jensen
Werner H. Erhard
Steve Zaffron


document_description: The document discusses Jensen's discourse norm on integrity, emphasizing the importance of honoring one's word in corporate governance. Jensen argues that one's word should encompass explicit promises, societal expectations, and ethical codes. He criticizes the use of cost-benefit analysis in deciding whether to honor one's word, advocating for integrity in corporate relationships with stakeholders. The document also notes Jensen's impactful presentation on this topic at Stanford University in 2010.


document_description: The document discusses the constitutionality of prescriptive discourse norms in corporate governance law. It explores the shift from shareholder primacy to multi-stakeholder governance and the implications for corporate speech. The analysis argues that altering corporate discourse norms to enforce fiduciary obligations does not violate First Amendment rights. It suggests that enforcing fiduciary standards on corporate speech to multiple stakeholders should not present First Amendment issues, as these standards are part of private contractual obligations rather than government regulations.

key_people:
Jensen
Smith
Van Gorkom

key_organizations:
Supreme Court
Delaware corporations


document_description: The article discusses the need for corporate governance reform to address the issues arising from corporate speech, particularly in public health and regulation. It argues for a multi-stakeholder governance model that includes fiduciary obligations to employees and consumers, not just shareholders. This would change corporate discourse norms and improve corporate accountability.

title: Corporate Speech and Stakeholder Governance

document_subtype: article


document_description: The article discusses corporation-based, process-oriented solutions to issues related to corporate speech, emphasizing the role of corporate boards in addressing these problems internally rather than through external regulation. It suggests that corporate boards should manage their firms with consideration for multiple stakeholders, potentially leading to more responsible corporate practices in areas like tobacco, junk food, and environmental safeguards.

key_people:
Michael C. Jensen
David Yosifon
David M. Uhlmam

key_organizations:
Harvard Business School
Stanford Law School
U.C. Davis Law Review
Michigan Law Review


document_description: The document discusses various legal theories and arguments related to corporate law, commercial speech, and shareholder primacy. It references multiple legal scholars and their works, highlighting the evolution of First Amendment protections for commercial speech, the public choice problem in corporate law, and the agency problem in shareholder primacy theory.

key_people:
Arlen W. Langvardt
Owen Fiss
Lorraine Schmall
David Yosifon
P. Lieberman
Ronald Coase
Stephen Bainbridge
Adolf A. Berle Jr.
Gardiner C. Means

document_subtype: legal article

key_organizations:
Greater New Orleans Broadcasting
AM. BUS. L.J.
ARIZ ST. L.J.
DUKE J. GENDER L & POL'Y
N.C. L. REV.


document_description: The document discusses various legal theories and cases related to corporate law, ethical obligations, and the regulation of discourse. It references works by Stephen Bainbridge, Jon Hanson, David Yosifon, Kent Greenfield, Donald Langevoort, Robert Ellickson, Eric Posner, Stephen Gillers, and others. The text also touches on the ethical obligations of lawyers, using examples from the Clinton-Lewinsky scandal and the Bronston v. United States case.

key_people:
Stephen Bainbridge
Jon Hanson
David Yosifon
Kent Greenfield
Donald Langevoort
Robert Ellickson
Eric Posner
Stephen Gillers
Bill Clinton
Monica Lewinsky
William Bennett
Hillary Clinton


document_description: The document discusses the duty of care for corporate directors, emphasizing that compliance should not be judged based on the outcome of decisions but rather on the process used. It highlights the business judgment rule, which protects directors from liability if decisions are made in good faith. The document also covers First Amendment protections for commercial speech, noting that false or misleading commercial speech is not protected, unlike political speech. It discusses the regulation of commercial speech and the government's interest in truthful information dissemination.

key_people:
Faith Stevelman Kahn
David Yosifon
Adam Benforado
Jon Hanson
Lisa M. Fairfax

key_locations:
Delaware
New York

key_organizations:
Court
Newmont Min. Corp.


document_description: The document discusses the influence of corporate advertising on consumer behavior, focusing on how commercial speech can be misleading. It references a study by Gregory S. Carpenter and colleagues, which demonstrates that consumers can be manipulated by irrelevant product attributes, such as 'alpine class down fill' in jackets, even when informed of their irrelevance. The findings challenge conventional models of consumer behavior and the shareholder primacy theory of corporate law, suggesting that preferences are constructed rather than revealed and that more information can bias decisions.


document_description: The document discusses concepts of puffery in marketing, different types of economic efficiency (Pareto and Kaldor-Hicks), and the relationship between corporate social responsibility and profitability. It references various scholarly works and historical examples, such as the Johnson & Johnson Tylenol scandal, to illustrate these points.

key_people:
E. Merrick Dodd Jr.
Dean Donham
Richard Posner
Steven Rochlin
Cherie Metcalf
Robert Sprague
Reena De Asis


document_description: The document discusses Johnson & Johnson's corporate ethics, highlighting both its adherence to its credo prioritizing customer health and its legal issues related to off-label drug marketing. It also touches on corporate social responsibility rhetoric versus reality, and the influence of corporations in regulatory environments.

key_people:
Lisa Hope Nicholson
Olaf Weber
Marco Mansfeld
Eric Schirrmann
Claire A. Hill
Lisa Fairfax

key_organizations:
Johnson & Johnson
Department of Justice
University of Chicago
Fortune 100
Domini 400 Social Index


document_description: The document discusses the legitimacy of social arrangements through voluntary exchange in free markets, referencing Bruce Ackerman's and Milton Friedman's theories. It explores contradictions between corporate and liberal political theories, and the influence of world-views on public policy assessments, using tobacco regulation as an example.

key_people:
Bruce Ackerman
Milton Friedman
Dan M. Kahan

key_organizations:
Health Matrix
J. PHIL.
STAN. L. REV.


document_description: The document discusses the debate over tobacco regulation, highlighting the arguments of both proponents and opponents. It also touches on the role of corporations in political speech, particularly in the context of junk food regulation. The document references various studies and opinions on the influence of lobbying and corporate interests in legislative processes.

key_people:
Ackerman
Kahan
Marion Nestle
Michele Simon
David Burnett
Steven Brill
Dave Wenhold

document_subtype: legal analysis or commentary


document_description: This document contains legal references and citations related to corporate governance, trust, and transparency in corporate law. It includes discussions on multi-stakeholder corporate governance, fiduciary-based discourse, and the cognitive theory of trust.

key_people:
John Micklethwait
Adrian Wooldridge
Michael R. Siebecker
Russel Hardin
Claire A. Hill
Erin Mn O'Hara
Jon Hanson
David Yosifon

document_subtype: legal reference


document_description: This document contains legal citations and references related to corporate law, discussing topics such as Delaware corporate law, stakeholder rhetoric, and the economic structure of corporate law. It includes references to works by Bainbridge, Rock, Johnson, Easterbrook, Fischel, and others.

key_people:
Edward B. Rock
Lyman Johnson
Frank Easterbrook
Daniel Fischel

document_subtype: legal citation

key_organizations:
UCLA Law Review
Michigan State Law Review


document_description: The document discusses the concept of 'expressive overdetermination' in public health regulation and corporate governance. It references the work of Kahan and others on how worldview conflicts have historically impacted policy development, particularly in environmental and corporate contexts. The document also explores the potential for incorporating religious language into corporate boardroom discussions to enrich discourse and address multiple stakeholder interests. It suggests that legislative action may be necessary to shift corporate governance towards a multi-stakeholder approach, moving away from the current shareholder primacy model.

key_people:
Kahan
Douglas Kysar
David G. Yosifon
Lyman Johnson
Stephen Bainbridge

key_organizations:
Harvard Law Review
Catholic University Law Review
George Mason Law Review


document_description: The document discusses the role of the Securities and Exchange Commission (SEC) in regulating securities in the public interest, distinct from shareholder interests. It references Section 10(b) of the Securities Exchange Act of 1933 and critiques the lack of application of securities regulation for non-shareholding workers and consumers. The document also explores the concept of integrity in corporate operations, citing works by Werner H. Erhard, Michael C. Jensen, and Steve Zaffron, and discusses the potential productivity gains from operating with integrity.

key_people:
Werner H. Erhard
Michael C. Jensen
Steve Zaffron

key_organizations:
Securities and Exchange Commission
Harvard Business School


document_description: The document discusses Jensen's integrity model, emphasizing its ontological nature and its application in corporate governance. It highlights the asymmetry in integrity discourse, where one's word encompasses expectations, but others' words are limited to explicit agreements. The document also touches on the role of integrity in generating trust and the problem of corporate boards managing earnings to meet expectations.


document_description: The document discusses the integrity discourse norm, highlighting a speech by Jensen at Stanford University where he emphasized the importance of integrity in business operations. It also references the Van Gorkom case, which established the modern standard of directorial liability for failing to deliberate decisions in an informed manner. Additionally, it touches on the regulation of corporate speech to shareholders under state and federal laws.

key_organizations: Stanford University Law School's Rock Center for Corporate Governance


document_description: Azurix International, a water utility company, is making 85 redundancies in its corporate personnel, including its legal department, as part of a company-wide downsizing. The redundancies affect both the London and Houston offices. The company is focusing on reducing operating costs and shifting towards privately-negotiated transactions. Azurix, formed by Enron, plans to float and is expected to sustain a pre-tax charge of around $30m due to development and acquisition costs.

title: Water group pulls plug on in-house

key_people:
Sarah Gregory
John Ale

key_locations: London Houston

document_subtype: news article

key_organizations:
Azurix International
Enron


document_description: An article from The Lawyer discussing a water group's decision to discontinue its in-house operations.

title: Water group pulls plug on in-house


document_description: The document contains headlines related to real estate and legal issues, including landlord groups challenging rent regulation laws, Jeffrey Epstein's properties potentially being connected to his brother's real estate firm, and a lawsuit by a Brooklyn landlord regarding rent-stabilized buildings. It also mentions a loan for a hotel project.

title: Landlord Groups File Suit To Challenge Rent Regulation Laws

key_locations:
Brooklyn
10 South St.


document_description: A collection of headlines and topics related to real estate, technology, and government actions. Includes mentions of major companies and organizations such as Uber, Clinton Foundation, Microsoft, and CBRE, as well as topics like federal agency relocations, corporate office space management, and drone legalization in NYC.

title: Collection of Headlines and Topics

key_locations:
New York City
D.C. Region

key_organizations:
Uber
Clinton Foundation
Microsoft
Zoom Video Communications
Intermedia
Trump Administration
CBRE


document_description: Event feature for Nina Roket sponsored by Olshan Frome Wolosky LLP with a call to action to buy tickets.


document_description: The document contains financial data, including balances and transactions for various trusts, LLCs, and individuals. It lists large, zero, and negative balances, with specific amounts for each entity.

key_people:
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Nancy DeVane
Michael DeVane
Ali Rashid
Steven D Forsythe
Caitlin A Forsythe
Cameron Wanek

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: The report discusses Petrobras' financial challenges and strategies, including capex and opex cuts, domestic price increases, and a divestment program. It highlights concerns about Petrobras' ability to manage debt maturities and the potential impact of selling majority stakes. The report upgrades Petrobras 3.25% and 3.5% '17s bonds to Buy due to attractive yields.

title: Buy the '17s; Rest of Curve Is Neither Steep Nor Low-priced Enough

document_subtype: research report

key_organizations:
Deutsche Bank
Petroleo Brasileiro S.A. (Petrobras)


document_description: The document analyzes the financial situation of Petroleo Brasileiro S.A. (Petrobras), focusing on its maturity wall, subordination risk, and cash burn challenges amidst low Brent prices. It discusses pair trade strategies and the potential risks and opportunities for bondholders, considering the Brazilian government's support and macroeconomic conditions.

title: Corporate Credit Analysis of Petroleo Brasileiro S.A.

key_organizations:
Petroleo Brasileiro S.A.
Deutsche Bank Securities Inc.


document_description: The document provides a detailed table of outstanding Petrobras bond issues covered by Deutsche Bank as of October 7, 2015. It includes information on bond issues, maturity dates, amounts outstanding, credit ratings, Deutsche Bank recommendations, mid prices, mid yields, Z-spreads, and sovereign spreads. The document also discusses recent market movements and factors affecting Petrobras bonds, such as domestic fuel price increases, political changes in Brazil, and global market conditions.

title: Outstanding Petrobras bond issues covered by Deutsche Bank

key_organizations:
Deutsche Bank
Petroleo Brasileiro S.A.
PMDB


document_description: The document provides a financial analysis of Petroleo Brasileiro S.A. (Petrobras), focusing on its funding gap and cash flow forecasts through 2017. It discusses revised cash flow forecasts, assumptions on capex, production growth, and fuel prices, and the company's ability to meet its funding needs without government support. The analysis includes potential asset sales, debt issuance, and the role of Brazilian banks in providing secured credit. It also projects funding gaps for 2018 and 2019, highlighting challenges in raising significant debt.

title: Petroleo Brasileiro S.A. Financial Analysis


document_description: The document discusses the financial challenges faced by Petroleo Brasileiro S.A. (Petrobras) in terms of its debt maturities and funding needs from 2016 to 2024. It highlights the potential need for government intervention, the role of state-owned and private banks, and the risks associated with refinancing in a low oil price environment. The analysis suggests a hold recommendation on bonds due in 2018 and 2019, and a steeper curve for bonds due beyond 2019 due to high refinancing needs and bondholder subordination risk.


document_description: The document analyzes the bond yields of Petroleo Brasileiro S.A., highlighting an inverted spread curve beyond 2020. It discusses the company's high leverage, significant debt maturities, and the risks associated with bond yields under 11% and prices above 67 for bonds due beyond 2017 without support from the Brazilian government.

title: Petroleo Brasileiro S.A. Bond Yield Analysis


document_description: The document provides forecasts on leverage and funding gaps for Petroleo Brasileiro S.A. (Petrobras) based on different Brent price scenarios. It includes tables showing net debt to EBITDA forecasts for 2017 and 2020, as well as funding gap forecasts for 2016-2020. Key assumptions include domestic and international production growth, demand for oil products, pricing, costs, capex, working capital, asset sales, and debt structure. The document discusses Petrobras' motivation to reduce capex and the impact of Brent prices on leverage.

title: Leverage and Funding Gap Forecasts by DB Credit Research

key_organizations:
Petroleo Brasileiro S.A.
Deutsche Bank Credit Research
Deutsche Bank Securities Inc.


document_description: Discussion on Petrobras' potential asset sales and valuation challenges, particularly regarding non-core assets and pre-salt reserves.


document_description: The document contains financial data related to Petroleo Brasileiro S.A. (Petrobras) with Z-Spread and Sov Spread figures for various Petrobras bonds over time. The data is sourced from Deutsche Bank and includes tabular representations of bond spreads from October 2014 to September 2015.

key_organizations:
Petroleo Brasileiro S.A.
Deutsche Bank


document_description: This document contains financial forecasts for Petroleo Brasileiro S.A. (Petrobras) from 2014 to 2020, including net revenue, operating expenses, EBITDA, interest expenses, and other financial metrics. The data is presented in a tabular format with figures in USD millions.

title: Petrobras - Base-case Forecasts by DB Credit Research


document_description: The document provides a sensitivity analysis of Petrobras' leverage (net debt to EBITDA) in relation to Brent crude oil prices and USD/BRL exchange rates from 2015 to 2020. It includes various scenarios with different Brent prices and key assumptions regarding production, demand, pricing, costs, interest rates, capital expenditures, working capital, asset sales, and debt structure.

title: Petroleo Brasileiro S.A. Leverage Sensitivity Analysis


document_description: This document provides a detailed financial summary of Petroleo Brasileiro S.A. (Petrobras) for the year 2015, including income statements, cash flow, balance sheet, and credit ratios. It includes data on total revenues, gross profit, EBITDA, debt, and equity value. The document also outlines the company's capital structure and debt maturity schedule.

title: Petroleo Brasileiro S.A. 2015 Financial Summary


document_description: This document provides a detailed financial summary of Petroleo Brasileiro S.A. (Petrobras) for the year 2015, including metrics such as total revenues, gross profit, EBITDA, debt, and cash flow. It also includes a breakdown of revenue by segment, capital structure, liquidity, and debt maturity profile.

title: Petrobras 2015 Summary Financials


document_description: This document is a disclosure checklist related to various financial instruments associated with Petroleo Brasileiro S.A. and its subsidiaries. It includes information on bonds and financial securities with specific disclosure codes.

title: Disclosure checklist for Petroleo Brasileiro S.A.

key_organizations:
Petroleo Brasileiro S.A.
Petrobras Argentina SA
Petrobras International Finance Co
Petrobras Global Finance BV
Deutsche Bank Securities Inc.


document_description: This document contains important financial disclosures required by U.S. and non-U.S. regulators regarding Deutsche Bank's financial interactions with Petroleo Brasileiro S.A. It includes information about investment banking services, compensation received, and financial interests held by Deutsche Bank and its affiliates.

title: Important Disclosures Required by U.S. and Non-U.S. Regulators

key_organizations:
Deutsche Bank
Petroleo Brasileiro S.A.
Deutsche Bank Securities Inc.


document_description: The document contains regulatory disclosures related to Petroleo Brasileiro S.A., including conflict disclosures and short-term trade ideas by Deutsche Bank equity research analysts.

title: Corporate Credit, Energy - Petroleo Brasileiro S.A.

key_organizations:
Deutsche Bank
Petroleo Brasileiro S.A.


document_description: This document is a research report prepared by Deutsche Bank AG on Petroleo Brasileiro S.A., discussing various financial instruments and market risks. It includes disclaimers about the reliability of the information, potential conflicts of interest, and the risks associated with derivative transactions and macroeconomic fluctuations.

title: Deutsche Bank Research Report on Petroleo Brasileiro S.A.


document_description: This document is a disclaimer and risk disclosure statement from Deutsche Bank regarding trading in futures, options, and foreign exchange transactions. It outlines the risks involved in these financial activities and provides information on the regulatory approvals and distribution of Deutsche Bank's services across various countries.

key_locations:
United States
Germany
United Kingdom
Hong Kong
Korea
South Africa
Singapore
Japan

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: This document is a financial report by Deutsche Bank AG, detailing disclosures and regulatory information for various regions including Japan, Malaysia, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It includes information on the regulatory status of Deutsche Bank in these regions and the availability of financial products and services.

key_locations:
Japan
Malaysia
Qatar
Russia
Saudi Arabia
United Arab Emirates
Australia
New Zealand

key_organizations:
Deutsche Bank AG
Deutsche Securities Saudi Arabia LLC
Deutsche Bank AG - QFC Branch
Deutsche Bank AG - DIFC Branch
Deutsche Bank Securities Inc.


document_description: This document lists key personnel and international locations of Deutsche Bank AG, including contact information for various offices worldwide.

key_people:
David Folkerts-Landau
Raj Hindocha
Marcel Canard
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
London, United Kingdom
Frankfurt am Main, Germany
New York, United States of America
Hong Kong
Tokyo, Japan

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Securities Inc.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of September 24, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd.
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc.
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
The 2017 Caterpillar Trust


document_description: The document contains a table listing various individuals and trusts with associated financial balances. It includes both debits and credits, with some entries having zero balances. Additionally, there is a section listing large, zero, and negative balances for certain accounts, specifically mentioning Ashley Holdings Inc. with significant credit balances.


document_description: The document is a daily deposit report dated October 5, 2018, listing large, zero, and negative balances for various accounts. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial information, including balances and transactions related to various trusts and individuals. It lists large, zero, and negative balances for accounts associated with names like Shari Wagner, Robert S Forsythe, Laura A Forsythe, and others. The document also mentions Ashley Holdings Inc with significant balances.

key_people:
Caitlin A. Forsythe
Kati Wanek-Forsythe
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Cameron Wanek
Travis Wagner


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0075682, SDNY_GM_00221866, and EFTA01378502, which may be case or document numbers.


document_description: Contact information for Stewart Oldfield, Director at Deutsche Bank Trust Company Americas and Deutsche Bank Wealth Management.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Discussion regarding the nature of business and legal representatives for Plan D LLC, a company associated with Jeffrey Epstein's planes. The memo seeks confirmation on the business nature as equipment rental/leasing and the status of Lawrence Visoski as the manager.

key_people:
Harry Beller
Jean Anne Wiehracht
Paul Barrett
Lawrence Visoski
Alka Babu

key_organizations:
Plan D LLC
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: This document is a trading authorization form from Deutsche Bank Wealth Management, authorizing an agent to buy, sell, and trade securities on behalf of Jeffrey Epstein. The authorization is limited to purchases and sales of securities and includes indemnity clauses. It remains in effect until revoked in writing.

key_people:
Jeffrey Epstein
Joshua Shoshan

document_subtype: Trading Authorization

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with DBSI, granting either limited or full authority to designated agents over the principal's accounts. It includes a cautionary note required by New York law, outlining the principal's rights and the agent's responsibilities.

key_people:
Harry Belfer
Jeanne Brennan

document_subtype: Power of Attorney


document_description: This document outlines the terms and conditions under which DBSI (Deutsche Bank Securities Inc.) will follow the instructions of an authorized agent regarding the account(s) of the undersigned. It specifies the limitations and authorizations granted to the agent, including limited or full trading authorization, and the conditions under which the power of attorney remains in effect. The document also addresses the need for a Statutory Major Gifts Rider if the agent is to make gifts from the account(s).


document_description: This document outlines the terms and conditions under which DBSI can require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also details the responsibilities of the undersigned regarding the actions of their agents.

key_people:
Harry Beller
Jeanne Brennan

key_locations:
New York, NY
St. Thomas, USVI


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming that he has read and understood the document, executed it of his own free will, and received necessary advice. The document is intended to be effective for joint accounts, requiring all account holders to sign.


document_description: Acknowledgement of Jeffrey Epstein's signature by Notary Public Harry Beller in New York State.

key_people:
Jeffrey Epstein
Harry Beller

key_locations:
New York State
Rockland County

document_subtype: notarized document


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, maintain separate property, keep records, and disclose their identity as an agent. It also details the conditions under which the agent can resign and the potential liabilities for violating the authority granted.

key_people:
Jeanne Brenau
Harry Beller


document_description: Acknowledgement of agent signatures in and outside New York State, involving notarization by Harry Belfer and Yolanda Richardson.

key_people:
Harry Belfer
Jonne Brekken
Yolanda Richardson
Harry Bells

key_locations:
New York
Rockland County
Queens County


document_description: A driving license issued in the United States Virgin Islands to an individual named Jean Anne on February 24, 2012, with expiration on September 2, 2017. The license includes personal details such as sex, height, weight, hair color, eye color, and blood type.

title: United States Virgin Islands Driving License

document_subtype: identification


document_description: Driver License information for Harry Beller, including license type, class, issue and expiration dates, and identifier.

title: New York State Driver License

document_subtype: Driver License Information


document_description: The correspondence discusses the onboarding of Jeffrey Epstein as a new client, who has transferred over $120 million across his accounts. The email requests exceptions for using DB POA for entity accounts, approval of Full POA for a professional relationship, and notes on notarization by an assistant. The email is forwarded by Vahe Stepanian and originally sent by Fran Wickman.

key_people:
Jeffrey Epstein
Fran Wickman
Vahe Stepanian
Jean Anne Brennan
Jay Lipman
Zbynek Kozelsky

document_subtype: email correspondence

key_organizations: DB BSO


document_description: A confidential document from Fran Wickman at Deutsche Bank Securities Inc., related to Private and Institutional Client Services. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a Trust Authorization for The Haze Trust, managed by Deutsche Bank Securities Inc. It outlines the powers granted to the Trustees under the Trust Instrument dated February 9, 1999, including the ability to manage brokerage accounts, invest in various securities, and appoint third parties for securities transactions.

title: Trust Authorization for The Haze Trust

document_subtype: Trust Authorization

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document is an authorization and indemnity agreement related to a trust, signed by Jeffrey Epstein and Darren K Indyke. It outlines the responsibilities of the trustees to provide documents, comply with restrictions, and notify DBSI of any changes. It also includes an indemnity clause for DBSI.

key_people:
Jeffrey Epstein
Darren K Indyke


document_description: Darren K. Indyke accepts his appointment as Trustee of The Haze Trust, succeeding Jeffrey E. Epstein, effective May 8, 2007.

title: Acceptance of Successor Trustee of The Haze Trust

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: fax


document_description: Designation of Damen K. Indyke as Trustee of The Haze Trust, originally created by Jeffrey E. Epstein.

title: THE HAZE TRUST Designation of Trustee

key_people:
Jeffrey E. Epstein
Damen K. Indyke

document_subtype: trust designation

key_organizations:
The Haze Trust
Deutsche Bank


document_description: The Haze Trust Agreement, dated February 9, 1999, involves Jeffrey E. Epstein as both the Grantor and Trustee. The agreement outlines the transfer of property to the Trustee to be managed and disposed of according to the terms specified. The Trustee has the discretion to pay income or principal to the Grantor and, upon the Grantor's death, to dispose of the remaining assets to the Grantor's estate.

title: The Haze Trust Agreement

document_subtype: Trust Agreement


document_description: A fax from Deutsche Bank detailing the discretionary powers granted to a Trustee, including the ability to retain, sell, exchange, and trade various types of property and securities, as well as to borrow money and pledge property as security.


document_description: The document outlines various powers and authorities related to investment and management of securities, partnerships, and properties. It includes provisions for participating in reorganizations, retaining interests in partnerships, investing in properties, employing professionals, and distributing income or principal.


document_description: The document outlines the powers and responsibilities related to the management and operation of real property, including leasing, mortgaging, and insuring properties. It also discusses the delegation of powers to trustees and the ability to transfer property to different jurisdictions.


document_description: The document is a fax from Deutsche Bank discussing the powers and authorizations granted to a Trustee by the Grantor. It outlines the Trustee's authority to sell, continue, or liquidate the Trust's interest in various business forms, and to conduct business activities. The document also includes a provision regarding the Trustee's responsibilities and exoneration from personal loss or liability.

key_people: Trustee Grantor


document_description: This document is a fax from Deutsche Bank dated September 24, 2013, outlining the terms and conditions related to the appointment and resignation of Trustees for a Trust. It includes provisions for the designation of successor Trustees, the resignation process, and the rights of the Grantor to amend or revoke the Trust.


document_description: The document is a trust agreement involving Jeffrey E. Epstein as the Grantor and Trustee. It outlines the conditions under which the trust can be revoked or amended, and specifies that it becomes irrevocable upon the Grantor's death. The trust is referred to as The Haze Trust and is governed by the laws of the State of New York.


document_description: A confidential fax from Deutsche Bank with a Schedule A and a reference to an amount of $100.00.


document_description: Notarized document acknowledging Jeffrey E. Epstein's execution of an unspecified instrument.

key_people:
Jeffrey E. Epstein
Harry & Beller

key_locations:
Rockland County
State of KY
County of KY


document_description: The document contains financial information related to various trusts and individuals, including balances and transactions. It lists entities such as Shari Wagner, Robert S Forsythe, Laura A Forsythe, and others, along with their associated financial transactions and balances. The document also includes large, zero, and negative balances for certain accounts.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Cameron Wanek
Travis Wagner

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Ashley Holdings Inc


document_description: A confidential document with reference numbers, possibly related to a legal or governmental matter.


document_description: The document contains financial information related to various trusts and individuals, including balances and transactions. It lists entities such as SHARI WAGNER 2015 GRAT, ROBERT S FORSYTHE REVOCABLE TRUST, and others, along with their respective balances. The document also highlights large, zero, and negative balances for certain accounts.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald & Joyce Wanek

key_organizations:
SHARI WAGNER 2015 GRAT
ROBERT S FORSYTHE REVOCABLE TRUST
LAURA A FORSYTHE REVOCABLE TRUST
KATI WANEK-FORSYTHE 2012 IRREVOCABLE
RONALD & JOYCE WANEK IRREVOCABLE DYNA


document_description: A table showing financial figures associated with Ashley Holdings Inc.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 11, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Rahul Vaid
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Todd R Wanek 2015 GRAT Trust
Ronald & Joyce Wanek Irrevocable Trust
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains two tables with financial data. The first table lists various individuals and entities along with their financial balances, categorized under 'D'. The second table highlights large, zero, and negative balances for different accounts, with some entries categorized under 'C'.


document_description: The document contains financial information related to various trusts and holdings, including amounts associated with Shari Wagner, Robert S Forsythe, Laura A Forsythe, Kati Wanek-Forsythe, Todd R Wanek, Ronald & Joyce Wanek, and Ashley Holdings Inc. It also includes account balances for Mara Wagner and Leah Kubis, both showing zero balances. The document is marked as confidential and includes reference numbers.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Mara Wagner
Leah Kubis


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing a confidentiality notice and disclaimers about the nature of the information provided.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: Wire transfer instruction from Karyna Shuliak to transfer $13,370.68 from a specified account to her JPMorgan Chase account and close the account afterward.

key_people:
Karyna Shuliak
Brigid Liam

document_subtype: wire transfer instruction


document_description: The document contains a table of wire transfer records, detailing transactions involving Jeffrey Epstein and various LLCs. All transactions listed were rejected.

key_people:
Jeffrey Epstein
Halina Laczny

document_subtype: wire transfer records

key_organizations:
Deutsche Bank
VistaJet US Inc
Solstice Loop Holdings, LLC
Mizner Court Holdings, LLC


document_description: A memo from PWM AML Compliance at Deutsche Bank requesting information about the relationship and business activities of a client and a counterparty. The memo emphasizes confidentiality and instructs not to forward the email to the client.

document_subtype: memo


document_description: A communication from Richard Kahn of HBRK Associates Inc. providing contact information and a confidentiality notice. The document mentions Deutsche Bank and includes confidentiality and legal disclaimers.

key_locations: 575 Lexington Avenue, 4th Floor, New York, NY 10022

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: Cyclops Holdings LLC is offering to purchase all outstanding shares of Mobileye N.V. for $63.54 per share, subject to Israeli withholding tax. The offer is part of a purchase agreement with Intel and Mobileye, and shares may be delisted from NYSE.

key_people:
Cyclops Holdings LLC
Intel
Mobileye N.V.

document_subtype: financial offer


document_description: A memo from Deutsche Bank Securities Inc. discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. It emphasizes that the information is for discussion purposes only and not investment advice. The memo is confidential and warns against unauthorized distribution.


document_description: Request for decision on payment and overdraft fee waiver, with a reason for covering the overdraft.

key_organizations:
DBOI Global Services Private Limited
COO Wealth Management Operations


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is an overdraft notice from Deutsche Bank Trust Co. Americas for an account showing an overdraft of $1,274.88 as of June 2, 2017. The notice requests a deposit to cover the overdraft amount and indicates that a fee has been deducted from the account for handling the overdraft. A preauthorized debit of $1,462.54 to Ossa Properties is mentioned.

document_subtype: bank statement

key_organizations:
Deutsche Bank Trust Co. Americas
Ossa Properties


document_description: A table listing financial transactions involving various companies, including amounts, tickers, and currency details. The document includes a confidentiality notice and a disclaimer from Deutsche Bank.


document_description: A check issued by Neptune, LLC to John C Cassidy for $9,225.00 for a new air conditioning system.

document_subtype: check

key_organizations:
Deutsche Bank Trust Company Americas
Neptune, LLC


document_description: A memo regarding outstanding official checks issued through 08/31/2017 by DB and State Street, which are to be escheated to NY State in Feb 2021 if not presented for payment. Instructions are provided for handling these checks, including contacting payees and submitting stop payment requests.

key_people:
Ashish Sain
Lillian Torres
Kathryn Stanfield

key_locations:
Jaipur, India
NY State

key_organizations:
DBOI Global Services Private Limited
State Street


document_description: The document appears to be a financial ledger or table listing various trusts and individuals, along with associated amounts. The amounts listed are primarily $149,900.00, with several entries showing $0.00. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Leah M.
Mara Wagner
Robert S. Forsythe
Todd R. Wanek
Ronald Wanek
Joyce Wanek


document_description: A list of individuals and trusts with associated amounts, mostly showing zero balances, except for a few entries with significant amounts.

key_people:
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S. Forsythe
Todd R. Wanek
Ronald & Joyce Wanek


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and privileged nature of the information contained within. It states that Deutsche Bank is not responsible for discrepancies between informal execution reports and official trade confirmations or account statements. The document also clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: The document provides a historical overview of Jeffrey Epstein's career in finance, including his work at Bear Stearns, the founding of his own financial management firm, and his involvement in various business ventures. It also includes a correspondence from Bradley Gillin of Deutsche Bank Wealth Management regarding financial matters related to Epstein.

key_people:
Jeffrey Epstein
Leslie Wexner
Donny Deutsch
Nelson Peitz
Mortimer Zuckerman
Harvey Weinstein
Bruce Wasserstein
Maer Roshan
Bradley Gillin
Vijay-A Sawant
Stewart Oldfield

key_locations:
New York
Ohio
Upper East Side
Manhattan
U.S. Virgin Islands
SL Thomas

key_organizations:
Bear Stearns
J. Epstein & Co.
The Limited
Abercrombie & Fitch
Financial Trust Company
Southern Trust Company Inc.
New York magazine
Radar
Deutsche Bank Wealth Management


document_description: A confidential memo from Vijay Sawant, a KYC Case Representative at Deutsche CUB Centre Private Limited, part of Deutsche Bank Group, related to wealth management.

key_organizations:
Deutsche CUB Centre Private Limited
Deutsche Bank Group


document_description: Vijay Sawant, a KYC Case Representative at Deutsche Bank, is requesting comments on Points 10 and 14 of a case document, as well as any other points that may require amendments.

document_subtype: note

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management


document_description: Certificate of Existence issued by the Government of the Virgin Islands for PRYTANÉE, LLC, confirming its registration and legal existence as a Limited Liability Company as of July 22, 2016.

title: Certificate of Existence for PRYTANÉE, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations:
PRYTANÉE, LLC
Government of the Virgin Islands


document_description: This document outlines the Articles of Organization for Prytanée, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the Virgin Islands. It includes details about the company's name, address, principal office, and resident agent.

title: Articles of Organization of Prytanée, LLC

key_locations: Royal Palms Professional Building, 62-3A & 62-3B Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

key_locations: Royal Palms Professional Building, 9053 Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

document_subtype: Articles of Organization


document_description: This document outlines the formation details of a limited liability company organized under the laws of the U.S. Virgin Islands. It includes the purpose, duration, organizer, management, and initial capital of the company.

key_people:
Brett Geary
Etienne Binant

key_locations:
St. Thomas, Virgin Islands
Paris, France

document_subtype: Company Formation Document


document_description: The document outlines the limitation of liability for managers and members of the Company. Managers are not liable for monetary damages except in cases of breach of duty, intentional misconduct, or statutory violations. Members are not liable for the Company's debts and obligations under the Uniform Limited Liability Company Act. The severability clause ensures that if any part of the Articles is void or illegal, the rest remains effective.

title: Limitation of Liability and Member Liability


document_description: Brett Geary appeared before a notary public in the United States Virgin Islands to declare the truth of the statements in the Articles of Organization as the Organizer of the Company.

key_people:
Brett Geary
Gina Marie Bryan

document_subtype: Notarized Document


document_description: This document is the operating agreement for Prytanée, LLC, a United States Virgin Islands limited liability company. It outlines the rights and obligations of the company's sole members, Southern Trust Company, Inc. and The Pierre Trust, as well as the company's manager, Etienne Binant. The agreement includes definitions of terms and details regarding the ownership, management, and governance of the company.

title: Prytanée, LLC Operating Agreement

key_people:
Etienne Binant
Caroline Sophie Camille Lang

key_locations:
United States Virgin Islands
Paris, France

document_subtype: Operating Agreement

key_organizations:
Prytanée, LLC
Southern Trust Company, Inc.
The Pierre Trust


document_description: This document outlines definitions and provisions related to an Operating Agreement, including terms such as 'Adjusted Capital Account Balance', 'Affiliate', 'Agreement', 'Artwork', and 'Capital Account'. It specifies how Capital Accounts are maintained and adjusted in compliance with relevant regulations.


document_description: This document outlines the definitions and terms related to the operation and management of Prytanée, LLC, a limited liability company. It includes definitions for terms such as Capital Contributions, Cash Flow, Certificate, Code, Company, Consent, and Depreciation. The document specifies the conditions under which modifications can be made and the financial implications of such modifications.

document_subtype: contract

key_organizations:
Prytanée, LLC
STC


document_description: This document outlines definitions related to a membership agreement, including terms like 'Membership Interest', 'Notice', 'Person', 'Profits', and 'Losses'. It specifies the rights and obligations of members, the communication requirements for notices, and the calculation of profits and losses for tax purposes.

document_subtype: Agreement Definitions


document_description: The document outlines the formation and operation of a limited liability company named Prytanee, LLC. It details the company's purpose, which is to invest in artwork, and sets a limit on investment amounts for individual artists. It also specifies the company's registered agent and the process for qualifying to do business in additional jurisdictions.

document_subtype: LLC Operating Agreement

key_organizations:
Prytanee, LLC
Business Basics VI, LLC


document_description: This document outlines the membership interests, capital contributions, and financial allocations for a company. It specifies voting rights, initial capital contributions, and conditions for additional contributions and membership interests. It also details the allocation of profits and losses among members.


document_description: This document outlines the allocation of profits and losses among members of a company as per Sections 4.2 and 4.3. It specifies how losses are allocated based on membership interests and adjusted capital account balances. It also provides guidelines for reallocating profits and losses to ensure substantial economic effect or alignment with members' interests. Tax allocations are addressed in Section 4.4, aligning with the capital account allocations.


document_description: The document outlines the allocation of income, gain, loss, and deduction for tax purposes among members of a company, as well as the distribution of cash flow. It also details the management structure of the company, including the appointment of an initial manager and the terms of a management agreement.


document_description: The document outlines the terms of a Management Agreement, including the compensation structure for the Manager, management authority, and responsibilities. The Manager is entitled to $100,000 per year, payable quarterly, and reimbursement for reasonable expenses. The Manager has authority over day-to-day operations, including entering into shipping and insurance contracts for artwork, and incurring expenses up to $3,000. The Manager is the sole agent authorized to bind the Company.

document_subtype: Management Agreement


document_description: This document outlines the authority and responsibilities of the Manager in a company, specifying actions that require member consent. It details the conditions under which the Manager can act on behalf of the company and the liabilities involved if acting without authority. It also lists specific decisions that require member approval, such as purchasing artwork over $10,000, leasing or purchasing office space, executing management agreements, setting compensation, and opening or closing bank accounts.

document_subtype: agreement


document_description: The document outlines the terms and conditions related to the management and disposition of artwork owned by a company. It includes provisions for the location, relocation, storage, lending, disclosure of information, sale, transfer, and incurring of debt related to the artwork.


document_description: This document outlines the roles, responsibilities, and limitations of the Manager in a company, including the process for removal, resignation, and appointment of a new Manager. It specifies the requirement for written approval from legal counsel for certain actions and limits the liability of the Manager unless there is fraud, gross negligence, or bad faith.

key_people:
Darren K. Indyke
Etienne Binant


document_description: This document outlines the management and member powers within a company, including indemnification of the manager, powers of members, and conditions for removal and appointment of managers. It also addresses member rights regarding company property and authority to bind the company.


document_description: This document outlines the terms for transactions between members or managers and the company, as well as the management of fiscal year, books, records, and bank accounts. It specifies that members or managers can lend money or transact business with the company with the consent of the members. It also details the management of bank accounts and the maintenance of accurate books and records, which are to be kept at the HBRK Office. Monthly accounting reports are to be provided to STC and the Trust upon request.

key_locations: 575 Lexington Avenue, 41st Floor, New York, New York 10022

key_organizations:
HBRK Associates
STC


document_description: This document outlines the financial and tax responsibilities of the Company, including the role of STC as the Tax Matters Partner, the preparation and approval of tax returns, and the conditions under which membership interests can be transferred. It also details the conditions for the dissolution of the Company.

key_organizations: U.S. Virgin Island Bureau of Internal Revenue


document_description: This document outlines the procedures for the dissolution of a company, including the conditions under which dissolution can occur and the order of priority for distributing the company's assets upon liquidation.

key_people:
Jeffrey E. Epstein
Etienne Binant

document_subtype: Company Dissolution Procedures


document_description: This document outlines miscellaneous provisions of a legal agreement, including binding terms, execution in counterparts, effect of consent or waiver, enforceability, entire agreement clause, and governing law jurisdiction. The agreement is governed by the laws of the United States Virgin Islands.


document_description: This document outlines the terms and conditions of an agreement among members of a company, including liability among members, partnership intentions, amendment procedures, and notice requirements. It specifies that members are not liable for actions unless performed fraudulently or with gross negligence, and that the company is not intended to be a partnership. Amendments require member consent, and notices must be sent to addresses in Exhibit A. Members and managers can engage in other business activities.

key_locations: St. Thomas, United States Virgin Islands

document_subtype: Agreement


document_description: This document is an agreement executed by Prytanée, LLC, Southern Trust Company, Inc., and The Pierre Trust. It includes signatures from Etienne Binant as the manager and representatives from the member organizations.


document_description: This document lists the names, addresses, and membership interests of the members of a company. It includes details of ownership percentages and initial capital contributions.

title: Exhibit A - Membership Interests

key_people:
Darren K. Indyke
Caroline Lang
Etienne Binant

key_locations:
St. Thomas, USVI
New York, NY
Paris, France

document_subtype: Membership Interests

key_organizations:
Southern Trust Company, Inc.
The Pierre Trust


document_description: The IRS assigned an Employer Identification Number (EIN) to PRYTANEE LLC, represented by Southern Trust Company Inc. The notice includes instructions for using the EIN, filing requirements, and tax classification information.

title: IRS EIN Assignment Notice

key_locations:
Cincinnati, OH
St Thomas, VI

document_subtype: IRS Notice

key_organizations:
IRS
PRYTANEE LLC
Southern Trust Company Inc

reference_numbers:
CP 575 8
EIN
Form 1065
Form 8832
Form 2553


document_description: IRS notice regarding Employer Identification Number (EIN) for PRYTANEE LLC, issued on 09-20-2016. It includes important reminders about using the EIN on federal tax forms and maintaining records.

key_organizations:
PRYTANEE LLC
Southern Trust Company Inc


document_description: The Pierre Trust Agreement, established in November 2016 by Caroline Sophie Camille Lang as both Grantor and Trustee, outlines the management and disbursement of the trust's income and principal during the Grantor's lifetime. The Grantor retains rights to amend, revoke, or add to the trust, and to remove or appoint trustees.

title: The Pierre Trust

document_date: November 2016

document_subtype: Trust Agreement


document_description: This document outlines the provisions for the distribution and administration of a Trust Estate after the death of the trustor. It specifies that the Trust Estate's income and principal are to be distributed equally to the trustor's daughters, Anna Lea Elvire Laik and Rebecca Zoe Berths Laik, if they survive the trustor. If either daughter predeceases the trustor, their share is to be distributed to their descendants or the surviving daughter. If both daughters predecease the trustor, the Trust Estate is to be paid to the Executor of the probate estate. The document also details the discretionary powers of the Trustee in distributing the Trust Estate and the allocation of assets.

key_people:
Anna Lea Elvire Laik
Rebecca Zoe Berths Laik

document_subtype: Trust Document


document_description: The document outlines the terms of a trust agreement, including provisions for asset distribution, accounting allocations, and a spendthrift provision. It specifies how assets should be valued and distributed, how receipts and disbursements should be allocated, and restrictions on beneficiaries' ability to pledge or assign trust assets.


document_description: The document outlines the powers and responsibilities of a Trustee under a Trust Agreement. It includes sections on equitable adjustments, lapsed distributions, notice requirements, and the exercise of judgment and powers by the Trustee. It also addresses the compensation and reimbursement of the Trustee for expenses incurred in the performance of their duties.

key_people: Trustee Beneficiaries Grantor


document_description: The document outlines the powers and responsibilities of a Trustee in managing a trust. It includes provisions for reimbursement from trust assets without judicial approval, general investment powers, and specific powers related to real, personal, or mixed assets, securities, and natural resources.


document_description: This document outlines the powers and responsibilities of a trustee in managing a trust. It includes provisions for managing property, employing personnel, conducting geological surveys, and handling financial transactions. The trustee is also empowered to litigate, settle claims, and manage business enterprises related to the trust.

document_subtype: trust document


document_description: This document outlines the powers and authorities granted to the Trustee of a Trust. It includes the ability to delegate management of trust assets, sign financial instruments, access safe deposit boxes, pay beneficiaries, divide the trust into subsidiary accounts, allow beneficiaries to use trust property, distribute assets, maintain securities, and register the trust with the probate division of the Superior Court of the United States Virgin Islands.


document_description: This document outlines the powers and restrictions of a Trustee in managing a Trust. It includes provisions for granting and eliminating powers of appointment, disclaiming assets or powers, and executing necessary instruments to fulfill the Trust's terms. It also specifies restrictions on a Trustee's powers, particularly in cases of conflict of interest or legal obligations to beneficiaries.