document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes a critical risk priority alert with various media articles related to Epstein's legal issues and public controversies. The alert is marked as confidential and is intended for monitoring purposes only, not for determining credit eligibility or other FCRA permissible purposes.

title: Deutsche Bank - CAR Integration Alert

key_organizations:
Deutsche Bank
Palm Beach Daily News
Associated Press Newswires
Dow Jones News Service
The Palm Beach Post
Cox News Service
South Florida Sun-Sentinel
New York Daily News
New York Post


source: doj

document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes a list of media articles related to Epstein's legal issues, specifically his plea deal and sentencing in an underage sex case. The alert is marked as critical risk priority.

document_type: government

key_locations:
United States
Singapore
Australia
United Kingdom

document_subtype: Alert


document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes references to various media articles related to Epstein's legal issues and lawsuits. The alert is marked as critical and is intended for monitoring purposes only, not for determining credit eligibility or other FCRA permissible purposes.

key_organizations:
Deutsche Bank
Santa Fe New Mexican
South Florida Sun-Sentinel
The Miami Herald
Broward Daily Business Review
Palm Beach Daily News
Cox News Service
Dow Jones News Service
The Palm Beach Post
New York Law Journal
Daily Mail
The Clarion-Ledger


document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes various media articles related to Epstein's legal issues and allegations against him, highlighting the critical risk priority of the alert.

key_locations:
United States
United Kingdom
South Africa
Australia

key_organizations:
Deutsche Bank
New York Post
The Star
MailOnline
The Mail on Sunday
MX (Brisbane)
The Sunday Telegraph
The Daily Telegraph
South Florida Sun-Sentinel
Palm Beach Daily News
The Daily Express
The Seattle Times
Associated Press Newswires
Press Association National Newswire


document_description: This document is a media alert related to Jeffrey Edward Epstein, highlighting various media articles concerning his connections with Prince Andrew and other related topics. The alert is marked as critical risk priority.

title: Deutsche Bank - CAR Integration Alert

key_people:
Jeffrey Edward Epstein
Prince Andrew
Vince Cable
Woody Allen
Paul Harris
Praveen Swami

document_type: media

key_locations:
United States
United Kingdom
France

document_subtype: media alert

key_organizations:
Deutsche Bank
The Irish Examiner
The Guardian
Agence France Presse
Guardian Unlimited
Sunday Mail
The Sunday Mirror
Mad Online
The Observer
The Daily Telegraph
South Florida Sun-Sentinel


document_description: An alert document from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein, highlighting media articles related to his case. The alert is marked as critical risk priority.

key_locations:
United States
United Kingdom

key_organizations:
Deutsche Bank
The Daily Telegraph
The Palm Beach Post


document_description: This document is an alert from Deutsche Bank regarding Southern Financial Group, highlighting SEC violations including insider trading and securities fraud. The alert details past events involving Southern Financial Group and related entities in fraudulent investment schemes, resulting in legal actions and judgments.

title: Deutsche Bank - CAR Integration Alert

key_people:
Tracy Dunlap
Tracy Calvin Dunlap, Jr.

document_type: correspondence

key_locations: Greensboro, North Carolina, United States

document_subtype: alert

key_organizations: USDC for the Middle District of North Carolina


document_description: This document is an alert from Deutsche Bank regarding a critical risk priority involving Southern Financial Group. The alert notes SEC litigation against Southern Financial Group and associated individuals for securities fraud, including insider trading and a Ponzi scheme. The document includes references to multiple SEC litigation releases and URLs for further information.

key_people:
Tracy Calvin Dunlap, Jr.
Barry Lowe

document_type: financial

key_locations: United States District Court for the Middle District of North Carolina

key_organizations:
Deutsche Bank
Southern Financial Group
SEC
Elfindepan, S.A.


document_description: This document is an alert from Deutsche Bank's CAR Integration system, dated March 16, 2018. It pertains to Southern Financial Services, highlighting its involvement in fraud, scams, and swindles. The alert references multiple federal criminal counts against James W. Bailey, Jr., including securities fraud, mail fraud, and filing false tax returns, related to a Ponzi scheme defrauding investors of over $13 million. The document emphasizes the confidentiality of the information and its restricted use.

title: Deutsche Bank - CAR Integration Alert

key_people:
James W. Bailey, Jr.
Anne M. Tompkins

key_locations: Asheville, North Carolina, UNITED STATES

key_organizations:
Southern Financial Services
Deutsche Bank
DOJ US Attorneys Offices


document_description: This document is an alert report from Deutsche Bank's CAR Integration system, highlighting a critical risk associated with Southern Financial Group Inc. The entity is accused of running a Ponzi scheme, as reported by The Post and Courier. The alert is for monitoring purposes only and is not to be used for FCRA permissible purposes.

title: Deutsche Bank - CAR Integration Alert

key_locations:
Summerville
Charleston, SC

document_subtype: Alert Report

key_organizations:
Deutsche Bank
Southern Financial Group Inc.
SEC
The Post and Courier


document_description: This document is a confidential communication from Deutsche Bank's Key Client Partners (KCP) regarding investment products and services intended for sophisticated institutional investors. It emphasizes that the information is for discussion purposes only and not investment advice. The document also states that any transactions are subject to internal approvals and becoming a client of Deutsche Bank.

key_organizations:
Deutsche Bank
Key Client Partners (KCP)


document_description: Confidential communication from Deutsche Bank, intended for informational and discussion purposes only. It contains disclaimers about reproduction, redistribution, and legal obligations. The communication may include confidential or privileged information and advises unintended recipients to notify the sender and destroy the communication. It also includes a reference to EU corporate and regulatory disclosures and a disclaimer about legal or tax advice.


document_description: Confidential communication from Deutsche Bank's Key Client Partners (KCP) regarding investment products and services intended for sophisticated institutional investors. The document emphasizes that the information is for discussion purposes only and not investment advice. It also states that any transactions are subject to internal approvals and becoming a client of Deutsche Bank.

key_organizations:
Deutsche Bank
DBSI
FINRA


document_description: The document outlines the distribution of assets upon the liquidation of a company, management structure, voting rights, and indemnification clauses. Jeffrey Epstein is named as the initial manager of the company.

document_type: legal

document_subtype: Company Liquidation and Management Agreement


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of a company, detailing conditions under which indemnification is granted. It also includes sections on liquidation and miscellaneous provisions such as section headings, severability, and amendment procedures.

document_subtype: fax


document_description: This document is an operating agreement executed by Jeffrey E. Epstein as President of Southern Trust Company, Inc. It outlines the binding effect and governing law of the agreement, which is subject to the laws of the U.S. Virgin Islands.


document_description: Articles of Organization for Southern Financial, LLC, detailing the company's name, address, principal office, resident agent, and purpose under the Uniform Limited Liability Company Act of the Virgin Islands.

key_locations: 9100 Port of Sale Mall, Suite 15, St. Thomas, U.S. Virgin Islands 00802

document_subtype: Articles of Organization


document_description: This document outlines the articles of incorporation for a company, detailing its duration, organizer, management, capital, and limitation of liability. The company is organized by Greg J. Ferguson and managed by Jeffrey Epstein, with a capital of $1,000. The document specifies that the company is manager-managed and provides addresses for the organizer and manager.

key_people:
Greg J. Ferguson
Jeffrey Epstein


document_description: The document is a fax from Deutsche Bank discussing amendments to the Uniform Limited Liability Company Act, specifically regarding the limitation of liability for managers and members of a company. It also addresses the severability of the Articles of Organization.


document_description: Consent form for Business Basics VI, LLC designating Southern Financial, LLC as the resident agent for service of process in the United States Virgin Islands.

document_date: February 25, 2013

document_subtype: Consent of Agent for Service of Process

key_organizations: Office of the Lieutenant Governor, Division of Corporations and Trademarks


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., issued by the United States Virgin Islands Office of the Lieutenant Governor, Division of Corporations and Trademarks. The corporation is authorized to conduct business in the Virgin Islands and is in good standing.

document_subtype: Certification of Good Standing


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration and legal existence as a Limited Liability Company as of February 25, 2013.

title: Certificate of Existence for Southern Financial, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations:
Southern Financial, LLC
Government of the Virgin Islands


document_description: The IRS assigned an Employer Identification Number (EIN) to Southern Financial LLC Southern Trust Company Inc. The notice provides the EIN 66-0799192 and instructions for its use in tax documents and correspondence.

title: IRS EIN Assignment Notice

key_locations:
Cincinnati, OH
St. Thomas, VI

document_subtype: IRS Notice

key_organizations:
IRS
Southern Financial LLC
Southern Trust Company Inc


document_description: The document is a consent resolution from the Board of Directors of Southern Trust Company, Inc., certifying the unanimous adoption of resolutions on March 19, 2013. It includes the transfer of shares of Jeepers, Inc. to Jeffrey Epstein and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Danen K. Indyke
Richard Kabu

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: Resolution by the Board of Directors of a Corporation to approve a merger between FTC and SF, with Jeffrey Epstein surrendering 10,000 shares of FTC's Common Stock in exchange for 10,000 shares of the Corporation's Common Stock. The merger is intended to qualify as a tax-free reorganization under section 368(a)(1)(A) of the Internal Revenue Code.

document_subtype: Merger Agreement Resolution

key_organizations:
FTC
SF
Deutsche Bank


document_description: Consent filed with the Minutes of the proceedings of the Board of Directors of Financial Trust Company, Inc. Executed by directors on March 19, 2013.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn

key_organizations:
Deutsche Bank
Financial Trust Company, Inc.


document_description: This document is a consent resolution by the Board of Directors of Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying resolutions adopted on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.

title: Consent of the Board of Directors of Financial Infomatics, Inc.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn


document_description: This document is a corporate resolution from Deutsche Bank authorizing various actions related to the corporation's operations, including the issuance of stock to Jeffrey Epstein.

document_subtype: corporate resolution


document_description: A fax from Deutsche Bank outlining resolutions for the management of corporate bank accounts, including designating depositories, authorizing officers to manage funds, and using facsimile signatures.

key_people:
President of the Corporation
Secretary of the Corporation

key_organizations:
Deutsche Bank
Corporation


document_description: Resolution by the Board of Directors of Financial Informatics, Inc. authorizing officers to perform necessary acts for business operations.

key_organizations:
Financial Informatics, Inc.
Deutsche Bank


document_description: Subscription for 10,000 shares of common stock in Financial Informatics, Inc. by Jeffrey E. Epstein, with payment terms of $0.10 per share.

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: stock subscription


document_description: This document is an account authorization and indemnity form for a limited liability company named Southern Financial, ISO, authorizing Deutsche Bank Securities Inc. to open a securities account for the LLC. Jeffrey Epstein is appointed as an agent and attorney-in-fact for the LLC, with authority to trade securities and manage the account. The document outlines the responsibilities and indemnities of the LLC and its members towards DBSI.

document_subtype: Account Authorization & Indemnity

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial, ISO


document_description: This document is the Operating Agreement for Southern Financial, LLC, a U.S. Virgin Islands Limited Liability Company, formed by Southern Trust Company, Inc. as the Sole Member. It outlines the formation, organization, and capital structure of the company, including its purpose, duration, registered office, and capital contributions.

title: Operating Agreement of Southern Financial, LLC

document_subtype: Operating Agreement

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Business Basics VI, LLC


document_description: This document outlines the capital contributions, transfer of membership units, and capital account management for a company with a sole member. It specifies the conditions under which the sole member can make additional contributions, transfer membership units, and the management of capital accounts.


document_description: This document outlines the terms for the allocation and distribution of profits, losses, and other financial items for a company. It specifies how the capital accounts of members are adjusted based on distributions, property values, and liabilities. It also details the allocation of net profits, losses, and other financial items to the Sole Member, as well as the priority and conditions for cash flow distributions.

document_subtype: Agreement


document_description: This document outlines the distribution of assets upon the liquidation of a company, management structure, voting rights, and indemnification policies. Upon liquidation, assets are distributed to the Sole Member and dissociated members based on capital interests and membership units. Jeffrey Epstein is named as the initial manager with full authority over the company's affairs. Voting rights are restricted to members. The document also details indemnification for the manager and potentially for employees or agents involved in legal proceedings related to their company roles.


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of the Company, detailing conditions under which indemnification is granted, including successful defense in legal actions and the process for determining indemnification. It also includes miscellaneous provisions regarding the agreement's interpretation and amendment.

document_subtype: indemnification agreement


document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as President. It outlines the binding effect and governing law of the agreement, specifying that it is subject to the laws of the U.S. Virgin Islands.

title: Operating Agreement of Southern Trust Company, Inc.


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, resident agent, and purpose.

title: Articles of Organization of Southern Financial, LLC


document_description: This document outlines the Articles of Organization for a company, detailing its purpose, duration, organizer, management, capital, and limitation of liability. The company is to be manager-managed with Jeffrey Epstein as the initial manager.

key_people:
Jeffrey Epstein
Greg J. Ferguson

key_locations: 9100 Port of Sale Mall, Suite 15, St. Thomas, US Virgin Islands 00802

document_subtype: Company Articles of Organization

key_organizations:
FEB LT.
GOY. CORPORATION-STT RECEIVERS


document_description: The document outlines the Articles of Organization for a company, detailing the limitations on liability for managers and members, and the severability of the document's provisions. It specifies that managers' liability can be limited to the fullest extent permitted by law and that members are not liable for the company's debts and obligations. It also includes a severability clause ensuring the rest of the document remains valid if any part is void or illegal.


document_description: This document is a notarized statement by Greg J. Ferguson, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. It was signed and received by the Lieutenant Governor's Office of Corporations & Trademarks in the United States Virgin Islands on February 25, 2013.

key_people:
Greg J. Ferguson
Brett A. Geary

key_locations:
United States Virgin Islands
St. Thomas
St. John

document_subtype: Notarized Document


document_description: Consent of Business Basics VI, LLC to act as resident agent for Southern Financial, LLC for service of process in the United States Virgin Islands.

key_locations: St. Thomas, United States Virgin Islands

document_subtype: Resident Agent Form


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands, certifying the existence and good standing of Southern Financial, LLC as of June 25, 2013.


document_description: This document is a United States passport issued to Jeffrey Edward Epstein. It includes personal details such as his nationality, date of birth, place of birth, and passport number. The passport was issued on October 11, 2002, and is set to expire on October 10, 2012.

title: United States Passport

document_subtype: passport


document_description: Driving License issued to Jeffrey Epstein by the United States Virgin Islands TSA.

title: Driving License for Jeffrey Epstein

document_type: other

document_subtype: Driving License


document_description: This document is an account agreement between Southern Financial LLC and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

key_locations: 8100 Red Hook Quarter B3, St Thomas, 00802

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for securities transactions between a client and DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and modification, aggregation of orders, transmission of instructions, the role of third parties like Pershing, and liens on securities and other property. The document specifies the client's obligations, rights of DBSI, and the role of Pershing as a third-party clearing agent.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts. The agreement specifies the client's obligations, rights, and the procedures for handling joint accounts.

key_organizations:
DBSI
Pershing
Deutsche Bank AG
Federal Deposit Insurance Corporation


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as the procedure in the event of an account owner's death, non-disclosure of confidential information, third-party authorizations, and limitations of liability. It also includes clauses on customer inquiries, the entire understanding of the agreement, the right to terminate or amend the agreement, controlling law, and assignment separability and survivability.


document_description: This document is a tax election/declaration of tax status form for both U.S. and Non-U.S. persons. It includes sections for U.S. citizens or resident aliens to provide their taxpayer identification number and certify their tax status, and for Non-U.S. persons to declare their foreign status and submit the appropriate IRS form.

document_subtype: Tax Election/Declaration of Tax Status

key_organizations:
DBSI
Southern Financial LLC


document_description: This document is an account agreement acknowledgment signed by Jeffrey Epstein for an individual or joint account with DBSI. It includes terms and conditions, a pre-dispute arbitration clause, and tax compliance responsibilities. It also contains information for ERISA employee benefit plan clients and options for joint account ownership.


document_description: The document outlines terms and conditions related to client accounts managed by DBSI, including communication protocols, potential conflicts of interest, SIPC coverage, and considerations for tax-exempt entities. It also provides definitions for key terms used in the agreement.

document_subtype: account agreement

key_organizations:
DBSI
Deutsche Bank AG
Pershing
SIPC


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which securities may be loaned or sold. The document emphasizes the importance of understanding these risks before opening a margin account.

document_subtype: margin disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge securities, and margin maintenance. The addendum specifies the rights of Deutsche Bank Securities Inc. (DBSI) and Pershing regarding client securities and obligations.

document_subtype: Margin Addendum


document_description: This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, handling short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin trading. It also covers the handling of restricted securities and collection remedies.


document_description: This document is a margin agreement for Southern Financial LLC, acknowledging the receipt and agreement to the terms of the margin agreement, including the margin disclosure. It includes a confirmation of authority to borrow for a trust or other fiduciary account, signed by Jeffrey Epstein.

document_subtype: Margin Agreement


document_description: Form W-9 for Southern Trust Company, Inc. to provide taxpayer identification number and certification. The form is used to certify the correct TIN, exemption from backup withholding, and U.S. person status.

document_subtype: Form W-9

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC


document_description: This document is a consent form where Southern Financial, LLC agrees to act as the resident agent for Business Basics VI, LLC for service of process in the United States Virgin Islands.

title: Consent of Agent for Service of Process

key_organizations: United States Virgin Islands Office of the Lieutenant Governor Division of Corporations and Trademarks


document_description: The IRS assigned an Employer Identification Number (EIN) to Southern Financial LLC Southern Trust Company Inc. The notice provides instructions on using the EIN for tax purposes and mentions the possibility of electing S corporation status for LLCs.

title: IRS EIN Assignment Notice

document_subtype: EIN Assignment Notice

key_organizations:
IRS
Southern Financial LLC
Southern Trust Company Inc


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., confirming its authorization to conduct business in the Virgin Islands and its status as in good standing as of June 25, 2013.

document_subtype: Certification of Good Standing

key_organizations: Office of the Lieutenant Governor, Division of Corporations and Trademarks


document_description: This document is the Operating Agreement for Southern Financial, LLC, a U.S. Virgin Islands Limited Liability Company, formed by Southern Trust Company, Inc. The agreement outlines the formation, name, purpose, duration, and registered office of the company, as well as the capital structure and membership units.

document_subtype: Operating Agreement


document_description: The document outlines the terms for increases and decreases in the capital account of company members, as well as the allocations and distributions of net profits, losses, and other financial items. It specifies how liabilities and distributions affect the capital account and details the priority of cash flow distributions to the sole member.

document_subtype: Agreement


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of the Company, detailing conditions under which they are indemnified for legal expenses. It also covers the process for determining indemnification and the conditions for the Company's dissolution. Additionally, it includes miscellaneous provisions regarding section headings, severability, and amendment procedures.

document_subtype: Company Agreement


document_description: This document is an Operating Agreement executed by Southern Trust Company, Inc. with Jeffrey E. Epstein as President. It outlines the binding effect and governing law of the agreement, which is subject to the laws of the U.S. Virgin Islands.


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, and purpose.

document_subtype: Articles of Organization


document_description: The document outlines the liability limitations for managers and members of a company under the Uniform Limited Liability Company Act. It specifies that any amendments to the Act that further limit manager liability will apply, and that members are not liable for company debts. It also includes a severability clause ensuring the rest of the document remains valid if any part is voided.


document_description: This document is a consent form for a resident agent to accept service of process on behalf of Southern Financial, LLC in the United States Virgin Islands. The agent consents to act in this capacity and acknowledges the legal implications of false statements.

title: Consent of Agent for Service of Process

document_subtype: Resident Agent Form

key_organizations:
Southern Financial, LLC
Business Basics VI, LLC


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands for Southern Financial, LLC, confirming its organization and good standing as of June 25, 2013.

document_subtype: Certificate of Existence


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Infomatics, Inc., confirming its incorporation and authorization to conduct business in the Virgin Islands.

key_locations:
Virgin Islands
Charlotte Amalie
Christiansted

key_organizations: Office of the Lieutenant Governor, Virgin Islands


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration to conduct business in the Territory as a Limited Liability Company as of February 25, 2013.

key_organizations:
Southern Financial, LLC
Government of the Virgin Islands


document_description: IRS notice assigning an Employer Identification Number (EIN) to Southern Financial LLC, with instructions on its use and related tax filing information.

document_subtype: IRS Notice

key_organizations:
IRS Department of the Treasury
Internal Revenue Service
Southern Financial LLC
Southern Trust Company Inc


document_description: The document is a board resolution from Southern Trust Company, Inc., certifying the unanimous adoption of certain resolutions by the Board of Directors on March 19, 2013. It includes the transfer of shares of Jeepers, Inc. to Jeffrey Epstein and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: The document outlines resolutions related to a merger involving Jeffrey Epstein. It details the surrender and issuance of shares, the approval of the merger agreement, and the authorization for corporate officers to execute necessary documents.

document_subtype: Merger Agreement Resolution

key_organizations: FTC SF Corporation


document_description: Resolution executed by directors of Financial Trust Company, Inc.

key_people:
Jeffrey E. Epstein
Richard Kahn
Darren K. Indyke
Auliand Kalm

document_subtype: resolution


document_description: This document is a consent resolution by the Board of Directors of Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying the adoption of resolutions on November 18, 2011. It includes the establishment of a depository for corporate funds, ratification of actions taken by incorporators, and appointment of corporate officers.


document_description: This document is a corporate resolution detailing the roles of officers in the corporation, the issuance of stock certificates, and the acceptance of Jeffrey E. Epstein's subscription for 10,000 shares of Common Stock. It authorizes officers to maintain corporate records and manage bank accounts.

document_subtype: corporate resolution


document_description: Resolution authorizing officers of Financial Infomatics, Inc. to perform necessary acts to carry out corporate business.


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of Common Stock of Financial Infomatics, Inc. at $0.10 per share, with payment due upon call of the Board of Directors.

title: Subscription for Common Stock

document_subtype: stock subscription


document_description: This document outlines the terms related to the capital accounts of members in a company, including increases and decreases in capital accounts, allocations, and distributions. It specifies how liabilities and distributions are handled and how profits, losses, and other financial items are allocated to the sole member.

document_subtype: Capital Account Agreement


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of the Company, detailing conditions under which they are indemnified for legal expenses. It also describes the process for determining indemnification and the conditions for the Company's dissolution. Additionally, it includes miscellaneous provisions regarding section headings, severability, and amendment procedures.

document_subtype: indemnification and liquidation provisions


document_description: This document is an Operating Agreement executed by Southern Trust Company, Inc., with Jeffrey E. Epstein as President. It outlines the binding effect and governing law of the agreement, which is subject to the laws of the U.S. Virgin Islands.


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, and purpose.


document_description: Greg J. Ferguson signed as the Organizer of a Company in the United States Virgin Islands, with the document notarized by Brett A. Geary.

document_subtype: notarized document


document_description: Business Basics VI, LLC consents to act as the resident agent for Southern Financial, LLC for service of process in the United States Virgin Islands.

title: Consent of Agent for Service of Process


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., confirming its incorporation and authorization to conduct business in the Virgin Islands.


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying that Southern Financial, LLC was duly registered to conduct business in the Territory on February 25, 2013, and has a legal existence as a Limited Liability Company.


document_description: The IRS assigned an Employer Identification Number (EIN) to Southern Financial LLC, a subsidiary of Southern Trust Company Inc. The notice provides the EIN, instructions for its use, and guidance on tax form filings for LLCs.


document_description: Resolution executed by the directors of Financial Trust Company, Inc.


document_description: The document is a board resolution for Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying the unanimous adoption of resolutions by the Board of Directors on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.


document_description: Corporate resolution detailing the roles of officers, authorization for stock issuance, and other corporate formalities for a corporation involving Jeffrey Epstein.


document_description: This document is the Operating Agreement for Southern Financial, LLC, a U.S. Virgin Islands Limited Liability Company, formed by Southern Trust Company, Inc. The agreement outlines the formation, name, purpose, duration, and registered office of the company. It also details the capital structure, membership units, and contributions by the sole member.

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Business Basics VI, LLC


document_description: This document outlines the terms for the management of capital accounts, allocations, and distributions for a company. It specifies how increases and decreases in capital accounts are determined, including the treatment of liabilities and distributions. It also details the allocation of net profits, losses, and other financial items to the Sole Member, as well as the priority of cash flow distributions.


document_description: The document outlines the distribution of assets upon the liquidation of a company, management structure, voting rights, and indemnification clauses. Upon liquidation, assets are distributed to the sole member and dissociated members based on their capital interests. Jeffrey Epstein is named as the initial manager with full authority over the company's affairs. Membership units have voting rights only if owned by a member. The document also includes exculpation of liability for the sole member and indemnification provisions for the manager and potentially other employees or agents.

document_subtype: Company Liquidation and Management Agreement


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of a company, detailing conditions under which they are indemnified for legal expenses. It also describes the process for company liquidation and miscellaneous provisions regarding the agreement's amendment and severability.


document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as President. It outlines the binding effect of the agreement, its governance under the laws of the U.S. Virgin Islands, and its execution by the sole member.


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, resident agent, and purpose.


document_description: This document outlines the Articles of Organization for a company, detailing its purpose, duration, organizer, management, capital, and limitation of liability. The company is organized by Greg J. Ferguson and managed by Jeffrey Epstein, with a capital of $1,000. The document specifies that the company has a perpetual duration and limits the liability of its managers under certain conditions.

document_subtype: Company Articles of Organization


document_description: The document outlines the liability limitations for managers and members of a company under the Uniform Limited Liability Company Act. It specifies that any amendments to the Act that further limit manager liability will apply, and that members are not liable for company debts. It also includes a severability clause ensuring the rest of the document remains valid if any part is void or illegal.


document_description: Consent of agent for service of process for Business Basics VI, LLC, designating Southern Financial, LLC as the resident agent in the United States Virgin Islands.

key_organizations: Office of the Lieutenant Governor Division of Corporations and Trademarks


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Infomatics, Inc., confirming its authorization to conduct business in the Virgin Islands and its status as in good standing as of June 25, 2013.

document_subtype: Certification of Good Standing


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration and legal existence as a Limited Liability Company in the Virgin Islands as of February 25, 2013.


document_description: The IRS has assigned an Employer Identification Number (EIN) to Southern Financial LLC, associated with Southern Trust Company Inc. The notice provides instructions on using the EIN for tax purposes and mentions the possibility of electing corporation status for LLCs.

title: IRS EIN Assignment Notice

key_locations:
Cincinnati, OH
St Thomas, VI


document_description: The document is a resolution by the Board of Directors of Southern Trust Company, Inc., certifying the unanimous adoption of certain actions. These include the transfer of all shares of Jeepers, Inc. to Jeffrey Epstein, making him the sole shareholder, and the merger of Financial Trust Company, Inc. into Southern Financial, LLC, with the latter as the surviving entity.


document_description: This document is a consent resolution by the Board of Directors of Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying the adoption of resolutions on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.


document_description: This document is a corporate resolution detailing the roles and responsibilities of the officers of the Corporation, including Jeffrey Epstein as President, Darren Indyke as Vice President and Secretary, and Richard Kahn as Treasurer. It authorizes the officers to manage the corporation's records and finances, and approves the issuance of 10,000 shares of Common Stock to Jeffrey Epstein.


document_description: This document outlines resolutions for the management of corporate bank accounts, including designating depositories, authorizing officers to manage accounts, and setting the fiscal year. It also authorizes the corporation to conduct business in various jurisdictions.

key_people: President Secretary


document_description: Resolution authorizing officers of Financial Infomatics, Inc. to perform necessary acts to carry out corporate business.


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of Common Stock of Financial Infomatics, Inc. at $0.10 per share, with payment due upon call of the Board of Directors.

title: Subscription for Common Stock


document_description: This document outlines the terms related to the capital accounts, allocations, and distributions for the members of a company. It specifies how the capital accounts of members will be increased or decreased based on various financial activities, including liabilities assumed by members or the company, distributions, and allocations of profits and losses. The document also details the priority of distributions to the sole member, including repayment of any advances made to the company.

document_subtype: Agreement


document_description: This document outlines the procedures for the distribution of assets upon the liquidation of a company, management structure, voting rights, and indemnification policies. Upon liquidation, assets are distributed to the sole member and any dissociated members based on their capital interests. The company is manager-managed, with Jeffrey Epstein as the initial manager. Membership units have voting rights only if owned by a member. The sole member is not personally liable for the company's obligations, and the company indemnifies its manager and may indemnify employees or agents involved in legal proceedings related to their role in the company.


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of a company, detailing conditions under which they are indemnified for legal expenses. It also covers the process for determining indemnification and mentions the company's dissolution process. Additionally, it includes miscellaneous provisions about section headings, severability, and amendment procedures.

document_subtype: Company Agreement


document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as President. It outlines the binding effect of the agreement and specifies that it is governed by the laws of the U.S. Virgin Islands.

document_subtype: Operating Agreement


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, resident agent, and purpose.

document_subtype: Articles of Organization


document_description: The document outlines the articles of organization for a company, detailing its perpetual duration, management structure, capital, and limitation of liability. The company is manager-managed with Jeffrey Epstein as the initial manager.


document_description: The document outlines the liability limitations for managers and members of a company under the Uniform Limited Liability Company Act. It specifies that any amendments to the Act that further limit manager liability will apply to the company. It also states that members are not liable for the company's debts and obligations. Additionally, it includes a severability clause ensuring the rest of the document remains valid if any part is void or illegal.


document_description: This document is a consent form for a resident agent to accept service of process on behalf of Southern Financial, LLC in the United States Virgin Islands. The agent consents to act in this capacity and acknowledges the legal implications of false statements.

title: Consent of Agent for Service of Process

document_subtype: Resident Agent Form


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands for Southern Financial, LLC, confirming its organization and good standing as of June 25, 2013.

document_subtype: Certificate of Existence


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration to conduct business in the Territory as of February 25, 2013.


document_description: The IRS assigned an Employer Identification Number (EIN) to Southern Financial LLC, managed by Southern Trust Company Inc. The notice provides instructions on using the EIN for tax purposes and mentions the possibility of electing corporation status for LLCs.

title: IRS EIN Assignment Notice

document_subtype: IRS Notice


document_description: The document is a board resolution from Southern Trust Company, Inc., certifying the unanimous adoption of resolutions by the Board of Directors on March 19, 2013. It outlines the transfer of shares of Jeepers, Inc. to Jeffrey Epstein, making him the sole shareholder, and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

document_subtype: Board Resolution


document_description: The document outlines resolutions related to a merger agreement involving FTC and SF, with Jeffrey Epstein surrendering shares and receiving additional shares in the merged entity. The merger is intended to be tax-free under section 366(a)(1)(4) of the Internal Revenue Code. The document authorizes the execution and delivery of the merger agreement and related actions.

document_subtype: Merger Agreement Resolution


document_description: Resolution executed by the directors of Financial Trust Company, Inc. to be filed with the Board of Directors' minutes.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Darren K. Wexler

document_subtype: board resolution


document_description: This document is a consent resolution by the Board of Directors of Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying the adoption of resolutions on November 18, 2011. It includes the ratification of actions taken by the incorporators, the establishment of a depository for corporate funds, and the appointment of corporate officers.


document_description: Corporate resolution detailing the roles of officers, stock issuance, and other corporate formalities for a corporation involving Jeffrey Epstein.

document_subtype: corporate resolution


document_description: This document outlines resolutions for the management of corporate bank accounts and financial operations. It authorizes officers to designate depositories, open and manage bank accounts, and use facsimile signatures. It also allows for the appointment of agents for business operations in various jurisdictions.


document_description: Resolution authorizing officers of Financial Infomatics, Inc. to perform necessary acts to carry out corporate business.


document_description: This document contains various classifications and information related to DF (Dodd-Frank) compliance, including legal entity information, trading relationship information, and protocol questionnaire information. It includes details about Southern Financial LLC and its adherence to Dodd-Frank regulations.

document_subtype: DF Client Classification

key_organizations:
Southern Financial LLC
SECQUES TRANSACTIONS GROUP-08
Southwen Francia LLC Maria PR NSP
DEUTSCHE BAN


document_description: This document outlines the Swaps Protocol for Deutsche Bank's Asset & Wealth Management Division, including reporting consent, US person certification, swap trading addendum, provisions for non-US person counterparties, swap agent statement, end-user exception self-certification, and portfolio reconciliation procedures.

title: Deutsche Bank Asset & Wealth Management Division Swaps Protocol

document_subtype: Swaps Protocol


document_description: A memo from Deutsche Bank (DB) regarding swap transactions, advising clients to consult their own legal advisors. It provides instructions for natural persons on how to complete the Swap Trading Addendum and return it to DB. The memo also mentions the need for additional information for certain terms defined in the Swaps Protocol Glossary.

document_subtype: memo


document_description: This document outlines the Reporting Consent agreement between parties involved in a Swaps Protocol. It allows for the disclosure of transaction information as required by law or regulatory authorities, and to certain entities such as affiliates or trade data repositories. The consent covers disclosure related to disputes, party identity, and transaction data, and remains effective even after the termination of the Swaps Protocol.

document_subtype: Swaps Protocol Reporting Consent


document_description: A certification form for determining whether the client is a US person. The client, Southern Financial LLC, represented by Jeffrey Epstein, is required to complete Part A and either Part B or Part C based on their US person status.

title: US Person Certification

document_subtype: certification form


document_description: The document outlines the client's status and representations regarding swap transactions with Deutsche Bank (DB). It confirms the client's completion of necessary forms and questionnaires, including the Client Information Form, ECP Questionnaire, and Financial Entity Questionnaire. The client is identified as an Eligible Contract Participant (ECP) and not a Swap Dealer or Major Swap Participant. The document also addresses the client's financial entity status under Dodd-Frank and EMIR regulations, and whether the client is a financial or non-financial counterparty.

document_subtype: Swap Agreement Addendum


document_description: This document outlines the procedures and consequences if certain representations in Section 1.6(a), (b), or (c) are found to be incorrect or misleading. It details the steps parties must take to amend or modify swap terms to ensure compliance with clearing requirements or Portfolio Risk Mitigation Techniques. Failure to complete these steps constitutes an Additional Termination Event under the Agreement, with specific implications for the Client and the determination of payment measures.

document_subtype: contract


document_description: This document outlines the representations and warranties made by the Client to Deutsche Bank (DB) in connection with any swap or swap trading strategy proposed by DB. It specifies that the Client is exercising independent judgment, acknowledges DB's role as a counterparty, and outlines conditions for Special Entities and ERISA Special Entities regarding their reliance on independent representatives or fiduciaries.


document_description: This document outlines the terms and conditions between a client and DB regarding swaps and swaps trading strategies. It specifies the client's rights and responsibilities concerning the selection of derivatives clearing organizations for swaps subject to mandatory and non-mandatory clearing requirements. It also details DB's role as a counterparty and not as a financial advisor, and the process for clearing swaps.


document_description: The document outlines the rights and obligations of the client and DB (Deutsche Bank) regarding cleared and uncleared swaps. It specifies the client's right to receive daily marks for cleared swaps from the derivatives clearing organization and the process for obtaining daily marks for uncleared swaps from DB. It also covers the scenario analysis for swaps not available for trading on a designated contract market or swap execution facility.


document_description: This document is an addendum to the swap trading relationship documentation between the parties, as per CFTC Regulations. It outlines the rights and obligations of the parties regarding acknowledgements, confirmations, portfolio reconciliation, and portfolio compression for uncleared swaps. It also details the valuation process for swaps, including the calculation and notification of valuation amounts.

document_subtype: Swap Documentation Addendum

key_organizations: DB CFTC


document_description: The document outlines procedures for disputing valuation amounts and resolving disputes between the client and DB. It specifies the process for disputing a valuation amount, including providing written notice and consulting to resolve disputes. It also details the dispute resolution procedure, including sending a dispute notice, consulting in good faith, and involving senior staff if necessary. The document emphasizes compliance with CFTC regulations and the importance of internal procedures for monitoring disputes.


document_description: The document outlines various regulatory notifications and confidentiality agreements between DB and the Client. It includes details on transaction data disclosure, rights to require segregation of funds, and conditions under the Dodd-Frank Act. It also covers confidentiality clauses allowing DB to disclose confidential information under certain conditions.

document_subtype: regulatory notification

key_organizations:
DB
FDIC
CFTC
US Department of Justice


document_description: This document outlines the terms and conditions related to the disclosure of confidential information and regulatory reporting requirements between the Client and DB. It includes clauses on the consent for disclosure of confidential information, the role of DB as the reporting counterparty for swaps, and the obligations of the Client in reporting international swaps and life cycle events.


document_description: This document outlines the terms and conditions related to swap transactions between the Client and Deutsche Bank (DB). It includes clauses on error notification, the End-User Exception for eligible non-financial entities, and the process for delivering notices. The Client must notify DB of any errors in swap transactions and can elect to use the End-User Exception under certain conditions. Notices must be delivered via overnight mail and email. The Client also represents that all information provided is true and accurate.


document_description: This document is an addendum to an agreement between a client and DB, focusing on compliance with the Dodd-Frank Act and EMIR regulations. It includes provisions for information sharing, potential amendments based on European Commission actions, and consent for recording communications. The addendum is governed by New York State law.

key_locations:
United States of America
State of New York

document_subtype: Addendum to Agreement

key_organizations:
DB
European Commission


document_description: This document is an addendum that may be executed and delivered in counterparts, including by facsimile or email transmission. Each counterpart will be deemed an original.

document_subtype: Addendum


document_description: An addendum executed by Southern Financial LLC and Deutsche Bank AG, with Jeffrey Epstein as the authorized signatory for Southern Financial LLC.

key_organizations:
Southern Financial LLC
Deutsche Bank AG


document_description: This document is a client information form for a swap addendum annex, detailing the legal name, address, and contact information of the client, Southern Financial LLC. It also includes information about the client's swap agent and guarantor status.

title: Client Information Form

document_subtype: Swap Addendum Annex

key_organizations:
Southern Financial LLC
CFTC


document_description: This document is a questionnaire related to the eligibility and classification of a client as an Eligible Contract Participant (ECP) and a Financial Entity. It includes sections for determining if the client's swaps are controlled by another entity, and if the client qualifies as a special entity.

document_subtype: questionnaire


document_description: The document outlines classifications for governmental plans, endowments, and employee benefit plans as defined by ERISA and the US Internal Revenue Code. It includes a section for electing to be a Special Entity for purposes of the addendum.

document_subtype: legal addendum

key_organizations:
ERISA
US Internal Revenue Code


document_description: This document is a self-certification form for SOUTHERN FINANCIAL LLC to elect the End-User Exception for swaps under the CFTC regulations. It outlines the conditions under which the client can use the exception, including not being a Financial Entity, using swaps for hedging, and meeting financial obligations through pledged or segregated assets. The client is not an Exchange Act Reporting Company.

title: End-User Exception Self-Certification for SOUTHERN FINANCIAL LLC

document_subtype: End-User Exception Self-Certification

key_organizations:
SOUTHERN FINANCIAL LLC
DB


document_description: Document indicating exemption from mandatory clearing and trading requirements of sections 2(h)(1) and 2(h)(8) of the CEA for Southern Financial LLC, signed by Jeffrey Epstein as Manager.

document_subtype: exemption document


document_description: Financial report for Southern Trust Company, Inc. as of June 30, 2017.

title: Southern Trust Company, Inc. Financial Report

document_subtype: financial report


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries as of June 30, 2017. It details the assets, liabilities, and shareholder's equity on an income tax basis.

title: Statement of Assets, Liabilities and Shareholder's Equity

document_type: tabular

document_subtype: financial statement

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Haze Trust


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries, detailing revenues and expenses for the period from January 1, 2017, to June 30, 2017. It includes various income sources such as fee income, dividends, interest, and subsidiary equity income, as well as expenses like employee costs, occupancy, and professional fees.

title: Statement of Revenues and Expenses


document_description: A financial report for Southern Financial LLC as of June 30, 2017.

title: Southern Financial LLC Financial Report


document_description: The document is a financial statement for Southern Financial LLC as of June 30, 2017, detailing assets, liabilities, and member's equity on an income tax basis.

title: Statement of Assets, Liabilities and Member's Equity


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries as of June 30, 2017. It details the company's assets, liabilities, and shareholder's equity on an income tax basis.


document_description: This document is a W-9 form for Southern Trust Company, Inc., an S Corporation, providing their Employer Identification Number (EIN) for tax purposes. The form is used to certify the correct taxpayer identification number and exemption from backup withholding and FATCA reporting.

title: W-9 Form for Southern Trust Company, Inc.

document_subtype: W-9 Form

key_organizations:
Southern Trust Company, Inc.
Southern Financial, LLC


document_description: This document is a W-9 form for Southern Trust Company, Inc., an S Corporation, requesting a Taxpayer Identification Number and Certification. The form includes the company's address in St. Thomas, USVI, and an Employer Identification Number. It certifies that the company is not subject to backup withholding and is a U.S. person. The form is signed and dated 11/30/2014.

key_organizations:
Southern Trust Company, Inc.
Southern Financial, LLC
Internal Revenue Service


document_description: This document is marked as confidential and is intended for internal use only. It is related to legal proceedings and is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is a W-9 form for Southern Trust Company, Inc., an S Corporation, providing their Employer Identification Number (EIN) for tax purposes. The form is signed and dated November 20, 2017, certifying the correctness of the TIN and exemption from backup withholding.


document_description: This document is a W-9 form for Southern Trust Company, Inc., an S Corporation, providing their Taxpayer Identification Number (TIN) and certifying their tax status. The form includes the company's address in St. Thomas, USVI, and is signed on November 20, 2017.


document_description: Certification document indicating whether the client, Southern Trust Company, Inc., is a US person as defined by the CFTC. Signed by Jeffrey Epstein as President.

title: US Person Certification

document_subtype: certification


document_description: This document is a Swap Trading Addendum that modifies and supplements the contract or contracts used by the Client and DB to document their swaps. It outlines the conditions under which the parties agree to enter into an ISDA 2002 Master Agreement and the requirements for Client verification, including the completion of the Client Information Form and the Eligible Contract Participant Questionnaire.

title: Swap Trading Addendum

document_subtype: Swap Trading Addendum

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: The document outlines the terms and conditions for a client engaging in swap or swap trading strategies with Deutsche Bank (DB). It specifies the client's status as a Financial Entity or Special Entity, the requirement for immediate notification of any changes, and the client's representations and warranties regarding independent judgment and reliance on DB's communications. It also addresses the role of a Swap Agent and Qualified Independent Representative for Special Entities.

document_subtype: Swap Agreement


document_description: This document outlines the conditions and representations required for a client to engage in swap transactions with Deutsche Bank (DB). It includes provisions for clients who are ERISA Special Entities, the role of DB as a counterparty, and the client's rights and obligations regarding the selection of derivatives clearing organizations for swaps subject to mandatory and non-mandatory clearing requirements.

key_organizations:
Deutsche Bank
ERISA


document_description: The document outlines the terms and conditions related to swap agreements between DB and the Client. It covers the acceptance and clearing of swaps, daily mark provisions for cleared and uncleared swaps, and the process for requesting scenario analysis for swaps not available for trading on designated markets.

document_subtype: swap agreement


document_description: This document is an addendum to a swap trading relationship agreement between DB and a client, outlining the terms and conditions for scenario analysis consultation, swap documentation, portfolio reconciliation, portfolio compression, and valuation and dispute resolution. It specifies the rights and obligations of both parties regarding swap transactions, including the process for acknowledgements, confirmations, and portfolio management.

document_subtype: swap agreement addendum


document_description: The document outlines the procedures for notifying and disputing Valuation Amounts related to swaps between DB and the Client. It includes the process for resolving disputes and the disclosure obligations of DB to the Client regarding swap transactions.

document_subtype: contract


document_description: This document outlines the terms and conditions related to swap agreements between the client and DB. It includes details on material incentives, conflicts of interest, and the means of delivering disclosures. It also covers regulatory notifications, including the right to require segregation of funds, and the implications of DB becoming a covered financial company under the Dodd-Frank Act.

key_organizations:
DB
Federal Deposit Insurance Corporation
Dodd-Frank Act


document_description: The document outlines the conditions under which DB (presumably Deutsche Bank) is authorized to disclose confidential information provided by the Client. It specifies scenarios such as executing swaps, complying with legal requests, and internal compliance where disclosure is permitted. It also addresses regulatory reporting responsibilities related to swaps.

document_subtype: confidentiality agreement

key_organizations:
DB
CFTC
US Department of Justice


document_description: The document outlines the responsibilities and agreements between the Client and DB regarding reporting of International Swaps, handling of Life Cycle Events, error notifications, and the use of the End-User Exception for eligible non-financial entities. It specifies the conditions under which the Client can elect to use the End-User Exception and the requirements for notifying DB of such elections.


document_description: This document is an addendum to an agreement between a client and Deutsche Bank (DB) concerning swaps. It outlines the procedures for delivering notices, updating information, recording conversations, and miscellaneous provisions related to the agreement. The addendum specifies that it modifies the agreement solely with respect to swaps as defined by the CEA and CFTC regulations. It also includes clauses on the recording of conversations, the governing law, and the execution of the addendum.

key_locations:
Frankfurt am Main, Germany
State of New York

document_subtype: contract addendum


document_description: Addendum executed by Southern Trust Company, Inc. and Deutsche Bank AG, signed by Jeffrey Epstein as President of Southern Trust Company, Inc. Deutsche Bank AG's authorized signatory information is incomplete.


document_description: This document is a client information form for a swap addendum annex, detailing the legal name, address, and identifier of the client, Southern Trust Company, Inc. It also inquires about the presence of a swap agent and whether the client's swaps are guaranteed by another entity.

title: Client Information Form


document_description: This document contains statements for Swap Agents, Qualified Independent Representatives, and fiduciaries to sign and return to DB. It includes representations and warranties regarding independent judgment, compliance with CFTC rules, and non-reliance on DB recommendations.

document_subtype: Swap Agent Statement


document_description: This document is a questionnaire for guarantors related to a Swap Addendum Annex–Client Information Form. Guarantors are required to identify their role and regulatory status by checking applicable categories such as Swap Dealer, Major Swap Participant, Financial Institution, etc. The document is intended to be signed and returned to DB (Deutsche Bank).


document_description: A form related to the eligibility of a guarantor as an 'eligible contract participant' under CFTC regulations. The form includes checkboxes for different eligibility criteria and fields for the guarantor's name, signature, title, and date, all of which are empty.

document_subtype: CFTC eligibility form


document_description: This document is a self-certification form for Southern Trust Company, Inc. to elect the End-User Exception for swaps under the Addendum. It includes representations about the company's status as a non-Financial Entity, the purpose of the swaps for hedging or mitigating commercial risk, and the financial obligations associated with uncleared swaps.

title: End-User Exception Self-Certification for Southern Trust Company, Inc.

key_organizations:
Southern Trust Company, Inc.
DB


document_description: Exemption from mandatory clearing and trading requirements of sections 2(h)(1) and 2(h)(8) of the CEA for Southern Trust Compo.


document_description: This document outlines the procedures for portfolio reconciliations between DB and Client, including definitions of key terms such as Data Delivery Date, Data Reconciliation, Discrepancy, and others. It specifies the process for identifying and resolving discrepancies in portfolio data and valuations of swaps.

document_subtype: procedures

key_organizations: DB Client CFTC


document_description: This document outlines the procedures for data reconciliation between DB and Client, including the delivery and verification of portfolio data, handling of discrepancies, and reconciliation against SDR data.

key_organizations: DB Client


document_description: This document outlines the procedures for data reconciliation between two parties, including the handling of discrepancies, notification requirements, and termination of reconciliation procedures. It specifies the responsibilities of each party in relation to SDR Data and Portfolio Data, and allows for alternative reconciliation procedures by mutual agreement.


document_description: This document is a glossary defining various financial and legal terms related to swaps, investment funds, and regulatory acts. It includes definitions for terms such as 'Active Fund', 'Advisers Act', 'Bank Holding Company Act', 'Benefit Plan ECP', 'Category 2 Entity', 'Category 3 Entity', 'Commodity Pool', and 'Commodity Pool ECP'.

document_subtype: glossary

key_organizations:
CFTC
Secretary of the Treasury


document_description: This document provides definitions and explanations of terms related to financial regulations and exceptions, such as 'Eligible Contract Participant,' 'End-User Exception,' and 'ERISA Special Entity.' It includes references to specific sections of the Commodity Exchange Act (CEA) and CFTC regulations.

document_subtype: legal definitions

key_organizations: Barclays CFTC DB SEC


document_description: The document provides definitions and descriptions related to financial entities, financial institutions, and governmental entities as per various U.S. financial and banking regulations. It includes specific criteria for what constitutes a financial entity, financial institution, and governmental entity, referencing several acts such as the Bank Holding Company Act, Federal Deposit Insurance Act, and others.

key_organizations:
Federal Deposit Insurance Corporation
Farm Credit Administration
Federal Reserve Act
CFTC
CEA


document_description: The document outlines definitions and criteria related to entities and individuals involved in hedging and risk management activities, particularly in the context of swaps and commodities. It specifies the qualifications for entities and individuals to be considered as Eligible Contract Participants (ECPs) and the conditions under which they can engage in hedging or mitigating commercial risk.


document_description: The document outlines definitions and regulations related to swaps, hedging, and financial entities under U.S. law. It includes definitions for terms such as 'Insurance Company,' 'Insured Depository Institution,' 'International Swap,' 'Investment Company,' 'Large Entity ECP,' 'Life Cycle Event,' 'Major Security-Based Swap Participant,' and 'Major Swap Participant.' The document references various U.S. laws and regulations, including the Commodity Exchange Act (CEA), the Federal Deposit Insurance Act, and the Investment Company Act of 1940.

key_organizations:
CFTC
Federal Deposit Insurance Corporation


document_description: This document defines various terms related to investment and swap transactions, including 'Private Fund,' 'Qualified Independent Representative,' 'Reporting Counterparty,' 'Security-Based Swap Dealer,' 'Shell Company,' and 'Swap Agent.' It outlines the qualifications and responsibilities of a 'Qualified Independent Representative' and the role of a 'Swap Agent' in evaluating swaps and making decisions on behalf of a client.


document_description: The document defines terms related to swap transactions, including 'Swap Communication Event', 'Swap Dealer', 'Swap Recommendation', 'Swap Transaction Event', 'Third-Party Subaccount', and 'Valuation Amount'. It appears to be part of a legal agreement or regulatory compliance document related to swap transactions.


document_description: This document provides entity information including domicile and registered addresses for an entity located in the U.S. Virgin Islands. The address is 6100 Red Hook Quarter B3, St Thomas, Virgin Islands, U.S., with postal code 00802.

document_subtype: Entity Information


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document provides detailed information about the entity Southern Trust Company, Inc., including its registered address, source system details, external and internal identifiers, and industry classifications.

title: Entity Information for Southern Trust Company, Inc.


document_description: The document contains a table with entity-level information for Southern Trust Company, Inc, including its registered address and various identifiers.


document_description: Avalanche Biotechnologies Inc. shares fell after a gene therapy trial for wet AMD showed patients still needed additional drug injections. The trial data indicated that patients treated with AVA-101 required fewer injections than the control group. Despite meeting safety goals, the trial did not meet high expectations, affecting the company's stock value.

title: Avalanche Drops as Gene Therapy Trial Miss High Expectations

key_people:
Danielle Burger
Gbola Amusa
Thomas Chalberg

key_organizations:
Avalanche Biotechnologies Inc.
Roche Holding AG
Chardan Capital Markets
Regeneron Pharmaceuticals Inc.


document_description: A disclaimer notice from Bloomberg Mobile MSG indicating that the information provided is for informational purposes only and not an offer or recommendation for financial transactions. It emphasizes the confidentiality of the information and notes that it is based on publicly available sources believed to be reliable.


document_description: The document contains financial data related to the CNH BGN currency, including a line chart analysis of price movements from August 2014 to August 2015. It also includes a forwarded email regarding a trade report for USDCNH 1-year put options, marked as confidential.

document_type: email


document_description: A financial instrument detailing a put option with notional amounts, currency, strike price, and other relevant financial terms.

document_subtype: financial instrument

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: Confidential communication intended for the addressee, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited. If received in error, notify via email and destroy the communication.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including credit derivatives, equity options, and FX options. It includes trade IDs, counterparties, trade types, reference entities, trade dates, effective dates, maturity dates, buy/sell indicators, notional amounts, currencies, rates, spreads, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: A confidential communication regarding the purchase of Citi 5.80% PFD shares. The message emphasizes the confidentiality and potential legal implications of unauthorized use or disclosure.


document_description: A confidential communication from Darren K. Indyke, PLLC, indicating attorney-client privilege and confidentiality. The document includes contact information for Darren K. Indyke and a confidentiality notice.

document_subtype: confidential communication


document_description: Tazia Smith from Deutsche Asset & Wealth Management informs Jeffrey Epstein about the execution of a stock purchase and inquires about further actions. She also provides an update on the current status of another stock purchase.

key_people:
Jeffrey Epstein
Tazia Smith
Daniel Sabba
Paul Morris
Richard Kahn
Stewart Oldfield
Vahe Stepanian

document_subtype: email

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The document contains financial metrics and calculations related to stock trading, including last price, high and low prices, volume, and VWAP calculations. It includes a table comparing Bloomberg and custom VWAP calculations, and a description of a chart displaying volume distribution and VWAP over price ranges.


document_description: Email discussing the purchase of Citi 5.8% preferred shares by Jeffrey Epstein.

key_people:
Jeffrey Epstein
Tazia Smith
Daniel Sabba
Paul Morris
Richard Kahn
Vahe Stepanian
Stewart Oldfield

document_subtype: financial


document_description: The document contains a line chart with volume bars for a date range from 10/28/2013 to 10/28/2014, showing various financial metrics such as last price, high, low, average, and volume. Additionally, it includes an email correspondence from Tazia Smith to Jeffrey E. and others, discussing the purchase of shares.


document_description: Confidential communication regarding Citi 5.80% PFD, possibly containing attorney-client privileged or inside information. The communication is intended only for the addressee and is the property of JEE. Unauthorized use, disclosure, or copying is prohibited. Deutsche Bank does not provide legal or tax advice.

key_organizations:
JEE
Deutsche Bank


document_description: A confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. The message is intended only for the addressee and warns against unauthorized use, disclosure, or copying. It includes a notice for recipients who received the communication in error to notify the sender and destroy the message.


document_description: Discussion on EURUSD digital options strategy involving Southern Financial, including potential payouts based on EURUSD levels at expiry. Pricing details for 6-month and 1-year digital risk reversals are provided.

key_people:
Jeffrey E.
Vahe Stepanian
Richard Kahn
Paul Morris

document_subtype: email correspondence


document_description: A communication from Daniel Sabba at Deutsche Bank Securities Inc. The message contains confidentiality notices and disclaimers about unauthorized use and the nature of the information as potentially privileged or confidential. It also mentions that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying of the communication. The document also notes that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication from Deutsche Bank, indicating that the information may be attorney-client privileged and is intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited.


document_description: Details of a financial transaction involving European Call options on TWTR shares, including terms and parties involved.

document_subtype: financial transaction

key_organizations:
Southern Financial LLC
Deutsche Bank Securities Inc.


document_description: Avalanche Biotechnologies announced it will not initiate a Phase 2b trial for AVA-101 in the second half of 2015 after further analysis of Phase 2a data. The company plans to conduct additional preclinical studies to determine the optimal dose and delivery method for AVA-101 and AVA-201. Financial results for the second quarter of 2015 showed a revenue of $0.2 million and a loss per share of 38 cents. The company's cash and equivalents were $279.6 million as of June 30, 2015.

title: Avalanche Biotechnologies Update on AVA-101 Program


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated September 22, 2015. It provides an economic assessment of transactions or instruments as of the specified date, including potential adjustments for market, liquidity, credit, and operational risks. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Jabwcpa
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morris
Ariane Dwyer

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, and FX options as of September 21, 2015. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: financial statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an equity-swap hybrid transaction with a notional amount of 2,646,000 USD and a mark-to-market value of (90,535.91) USD as of February 1, 2016.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a credit advice from Deutsche Bank, detailing a financial transaction involving a transfer of 5,000.00 USD. The transaction was completed on October 13, 2015, with the source being FRB 1000. The debit party is associated with the BLACK FAMILY PARTNERS, L.P., and the credit party is the BANK OF AMERICANA SOUTHERN TRUST COMPANY INC.

key_locations:
New York, NY
St. Thomas, US

document_subtype: Credit Advice


document_description: This document is a financial transaction record involving a transfer of 5,000.00 USD. The transaction was completed on October 13, 2015, with reference numbers provided for tracking. The debit party is associated with Bank of Americana, and the credit party is Southern Trust Company Inc. The transaction involves Leon Black and Debra Black of Apollo Management.

key_people:
Leon Black
Debra Black

document_subtype: bank transaction

key_organizations:
Bank of Americana
Southern Trust Company Inc
Apollo Management


document_description: A financial transaction involving a gross and net amount of 10,000,000.00 USD, completed on 10/14/2015. The transaction is identified by NSWRS# 024792 and involves Deutsche Bank, Bank of America N.A., and Gratitude America Ltd.

key_locations:
Jersey City NJ
New York NY
St Thomas Virgin Islands

key_organizations:
Deutsche Bank
Bank of America N.A.
Gratitude America Ltd
DB Services New Jersey Inc
Deutsche Asset & Wealth Management


document_description: This document is a deposit transaction history for a Money Market Account at Deutsche Bank. It includes details of transactions from 06/30/2015 to 09/30/2015, showing daily balances, interest payments, and a significant pending transaction of $10,000,000.00 on 16/14/2015.

key_people:
Cena Eva
Kadirynj Stanfield

document_subtype: bank statement

key_organizations:
Deutsche Bank
Gratitude America, Ltd
D13 Services NewJersey Inc
Deutsche Asset & Wealth Management


document_description: Vahe Stepanian from Deutsche Bank Securities Inc. discusses the possibility of leveraging updated financials received from a client to revise the client's existing ISDA and/or CSA. The financials indicate the client has over $105 million in cash and cash equivalents.

document_date: November 2014


document_description: A forwarded message requesting confirmation of receiving wire transfer instructions for an international wire in US Dollars. The original message was sent from a scanner at HBRK Associates.

key_people:
Bella
Margaux McGrath


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice. The communication is marked as confidential and may be subject to attorney-client privilege.

key_organizations:
Deutsche Bank
JEE


document_description: The document contains a confidentiality notice and instructions for handling misdirected communications. It includes a copyright notice and references to legal confidentiality under Federal Rules.


document_description: Internal communication regarding a wire request for Jeffrey Epstein, involving Andrew King, Paul Morris, and Amanda Kirby. The email requests processing of a wire transfer and confirmation with a federal reference number.

key_people:
Jeffrey Epstein
Andrew King
Paul Morris
Amanda Kirby
Richard Kahn
Darren Indyke

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: This document is marked as confidential and is produced in native format, likely related to a legal case under the jurisdiction of the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document contains contact information and confidentiality notices, likely related to a legal or governmental context.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York.


document_description: A confidential communication with instructions to destroy the message and all copies, including attachments. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial data, including stock prices, volume, and averages. It also includes confidential information pursuant to federal rules.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to the Southern District of New York (SDNY) and possibly a case or investigation.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, including DB-SDNY-0060335, SDNY_GM_00206519, and EFTA01368544.


document_description: Discrepancy in wire transfer amount to JEE BNP Paribas. The confirmed amount was $101,426.00, but the actual charge on the DB account was $102,175.66, resulting in a difference of $749.66.

key_people: Amanda Bella


document_description: A discrepancy in a wire transfer amount to TEE SNP Paribas is being discussed. The expected amount was 1101,426.00 Euros, but the actual charge was 1102,175.66 Euros, resulting in a difference of 1749.66 Euros. Bella is asking Amanda to confirm the correct amount.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York (SDNY).


document_description: The document contains implied volatility data for NYMEX WTI 2nd month futures over the last year and the last 10 years, sourced from Deutsche Bank Global Markets Research.

title: NYMEX WTI Implied Volatility Data

document_subtype: financial data


document_description: Confidential communication from Paul Morris, Managing Director at Deutsche Bank Private Bank, containing a disclaimer about confidentiality and legal/tax advice.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren K Indyke on behalf of Jeffrey E Epstein. The document authorizes wire transfer of $3,260 for rent and expenses for October.

key_people:
Jeffrey E Epstein
Darren K Indyke

document_subtype: Authorization for Asset Movement


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: Invitation to a group lunch event in Boston Harbor's North Atlantic Room on June 10, 2015, at 12:30pm EST. The event involves bookrunners and co-managers related to a financial offering.

title: Group Lunch — Boston

document_subtype: meeting invitation

key_organizations:
Morgan Stanley
Deutsche Bank
BAML
Barclays
SunTrust
Piper Jaffray
Raymond James
Stifel
William Blair


document_description: The document contains financial metrics for SUNE US Equity (Sunedison Inc) and AAPL, including last price, high, low, and volume for specified dates. The data is sourced from Bloomberg Finance L.P. and includes contact information for Vahe Stepanian from Deutsche Bank Securities Inc.

title: Financial Metrics for SUNE US Equity and AAPL

key_organizations:
Bloomberg Finance L.P.
Deutsche Bank Securities Inc.


document_description: This document is a communication from Deutsche Bank discussing structured products and their associated risks. It emphasizes that these products are not suitable for all investors and highlights the regulatory exclusions and requirements for potential investors. The document also contains disclaimers about the nature of the information and confidentiality notices.


document_description: The document provides details on MRK 10% OTM listed puts for both 3-month and 6-month tenors, including strike prices, bid and ask prices, and implied volatility versus price data for specific contracts.

title: MRK Puts - 10% OTM Listed Puts


document_description: The document contains historical volatility and price data for a specific period, as well as MRK stock prices over a year. It includes a disclaimer about trade execution information from Deutsche Bank.

key_organizations:
Deutsche Bank Securities Inc.
Bloomberg Finance L.P.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It is produced in native format and is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: Notification of rejected cases on the process portal needed for KYC in rush status. Request for immediate investigation and response.

document_subtype: note


document_description: A communication from JJ Litchford, Associate Banker at Deutsche Bank Trust Company Americas, containing a confidentiality notice and disclaimer about legal or tax advice.

key_locations: 345 Park Avenue, 24th Floor, New York, New York 10154


document_description: The document contains contact information for JJ Litchford, an Associate Banker at Deutsche Bank Trust Company Americas, and references a confidential document titled 'Sept YTD GNIIS - Morris Oldfield - 102215.xlsx.secure'.

key_locations: 345 Park Avenue, New York, New York 10154


document_description: A note from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., providing trade execution information for various indices. The note includes a disclaimer about the informal nature of the information and its potential discrepancies with official trade confirmations.


document_description: A communication from Derek Johnson, Compliance Officer at Deutsche Bank Securities Inc., containing confidential information. It includes a disclaimer about the confidentiality and the nature of the information, stating that Deutsche Bank does not provide legal or tax advice.

document_subtype: fax


document_description: Southern Financial LLC entered into transactions with Deutsche Bank AG, going long on TWTR US through ly TRS and short on TWTR US ly European Calls. Initial Margin is 30% of Notional. Termsheet and official confirm to follow.

title: Trade Recap - 01/27/2015 - Long TWTR on ly TRS, Short TWTR ly calls

key_people:
Jeffrey E.
Vahe Stepanian
Paul Morris
Richard Kahn
Daniel Sabba

document_subtype: memo

key_organizations:
Southern Financial LLC
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: The document discusses Brazil's economic outlook amid political uncertainty, the "Car Wash" investigation, and an economic crisis. It includes revised GDP forecasts for 2015 and 2016, expectations for fixed-asset investment, inflation projections, and currency exchange rates. It also mentions the potential impact on the SELIC rate and current account deficit forecasts.

key_organizations: BCB Bloomberg


document_description: This document outlines the details of a credit default swap (CDS) trade between Deutsche Bank (DB) and Southern Financial LLC, where DB sells default protection on the Federative Republic of Brazil. The notional amount is USD 10,000,000, with a trade date of January 13, 2015, and a termination date of March 20, 2020. The CDS has a price of 205 basis points per annum, with an upfront fee received by DB of USD 491,941. The document includes detailed trade information such as effective date, maturity date, payment frequency, and recovery rate.

title: BraSov Default Swap with Southern Financial LLC

document_subtype: Credit Default Swap (CDS) Trade Details

key_organizations:
Deutsche Bank (DB)
Southern Financial LLC


document_description: A communication from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding trade execution information. The message emphasizes that the information is provided as an accommodation and may be subject to change. It contains disclaimers about confidentiality, legal and tax advice, and unauthorized use.


document_description: A confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A check issued by JEGE, LLC to Uvair European Fuelling Services Limited for the amount of $13,790.52. The check is drawn from Deutsche Bank Trust Company Americas and is related to account # 16695-01. The check is marked with a memo indicating the account number and is signed by Doreen Nudofie. There is a note indicating that the signature is not on file.

key_locations:
St Thomas, USVI
New York, New York
Dallas, TX

document_subtype: check


document_description: This document is a table of contents for the Deutsche Bank Internet Banking Services Agreement, detailing various sections related to internet banking services, fees, liability, confidentiality, payment services, and more.

title: Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus

document_subtype: Table of Contents


document_description: This document outlines the terms and conditions for using Deutsche Bank's Internet Banking Services for both consumer and business clients. It details the services available, such as account inquiries, fund transfers, bill payments, and more. It also covers the use and termination of services, including legal obligations and account requirements.

title: Deutsche Bank Internet Banking Services Agreement

key_locations:
United States
New York

document_subtype: terms and conditions

key_organizations:
Deutsche Bank
Deutsche Bank Group


document_description: This document outlines the terms and conditions for using Deutsche Bank's Internet Banking Services, including responsibilities for hardware and software, service accessibility, termination procedures, and security measures. It details how users can cancel services, the bank's rights to suspend services, and the importance of maintaining confidentiality of login credentials.

key_locations: 345 Park Avenue, MS NYC20-0108, New York, NY 10154

document_subtype: Internet Banking Services Agreement