document_description: The document discusses the risks and considerations associated with writing variability options, strategy-based index options, and relative performance options. It highlights the challenges in offsetting risks and the potential for accelerated expiration dates in certain scenarios, such as cash-out mergers. The document also notes the implications for option holders and writers in the event of accelerated expiration dates.


source: doj

document_description: The document is a supplement to the February 1994 version of the booklet 'Characteristics and Risks of Standardized Options'. It amends the booklet to accommodate options on relative performance indexes where the index components are equity securities, including fund shares. It explains the calculation of a relative performance index, which measures the relative total return of two index components, referred to as the target and benchmark components.

title: January 2012 Supplement to Characteristics and Risks of Standardized Options

document_date: January 2012

document_type: other

document_subtype: financial document


document_description: This document is an option agreement form for the Butterfly Trust account with Deutsche Bank Wealth Management. It includes sections for account information, client financial information, and authorization details. The form is largely incomplete with many fields left empty.

title: Deutsche Bank Wealth Management Option Agreement

document_type: financial

key_locations: 6100 Red Hook Quarter B3, St. Thomas, USVI

document_subtype: Option Agreement Form

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document is an investment experience form for account owners, detailing their trading experience across various financial instruments such as options, equities, fixed income, commodities, ETFs, and alternative investments. It includes sections for option objectives and client strategy requests, with checkboxes for different trading strategies. The form requires signatures from the account owner(s) and a client advisor, along with ROP approval. The document is marked confidential and is associated with Deutsche Bank Securities Inc.

document_subtype: Investment Experience Form


document_description: This document outlines the terms and conditions for trading options with DBSI. It includes policies on settlement dates, margin requirements, trading restrictions, and the rights of DBSI to take protective actions on behalf of the client. The agreement is governed by the laws of the State of New York and applies to all options transactions with DBSI.

document_type: correspondence

document_subtype: agreement

key_organizations:
DBSI
Deutsche Bank AG


document_description: This document outlines the special risks associated with uncovered option writing, which can lead to significant financial losses. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The document emphasizes the importance of reading the booklet 'Characteristics and Risks of Standardized Options' and certifies the investor's understanding and acceptance of these risks.

title: Special Statement for Uncovered Option Writers

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document is an option agreement form for Jeffrey Epstein's account with Deutsche Bank Wealth Management. It includes account details, financial information, and authorization for other individuals to place orders.

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, Virgin Islands, USVI 00802

document_subtype: Option Agreement

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
JPMorgan


document_description: This document outlines the investment experience of the account owner(s) across various financial instruments including options, equities, fixed income, commodities and futures, ETFs, and alternative investments. It details the year first traded, average number of trades per year, average size of trades in dollars and shares/contracts, and types of previous option experience. It also includes option objectives and client strategy requests, with a section for signatures and acknowledgments.


document_description: This document outlines the terms and conditions for trading options with DBSI. It includes policies on settlement dates, margin requirements, trading restrictions, and the handling of option exercise notices. The agreement also covers the rights of DBSI to take protective actions on behalf of the client and the applicability of New York State laws.


document_description: This document is a confidential communication from Deutsche Bank's Institutional Wealth Partners group (IWP) intended for sophisticated, experienced investors who qualify as Institutional accounts under FINRA Rule 4512(c)(3). It discusses IWP products, investment ideas, and solutions for discussion purposes only, emphasizing that IWP does not provide investment management or advisory services. The communication is confidential and not legally binding, and unauthorized distribution is forbidden.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of April 25, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report 20190426

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Mara Wagner
Leah Kubis

document_type: tabular

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
Neptune, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Todd R Wanek 2015 GRAT
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Southern Trust Company, Inc.
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Southern Financial LLC


document_description: The document contains a list of entities and associated financial figures, including balances and amounts. It appears to be a financial statement or ledger with entries for various companies and trusts, along with their respective financial data.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Mara Wagner
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Southern Trust Company, Inc.
Ashley Furniture Industries Inc.
Ashley Homestores Ltd.
Ashley Real Estate, LLC
Ashley Distribution Services Ltd.
Ashley Global Retail, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
CRW 2007 LLC
GEW 2007 LLC
Marina Landing Holdings, LLC


document_description: The document contains financial information related to various trusts, LLCs, and individuals, detailing account balances and transactions. It includes entities such as TODD R. AND KAREN A. WANEK, SHARI WAGNER 2014 GRAT, KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, STEVEN D. FORSYTHE, CAITLIN A. FORSYTHE, KATI WANEK-FORSYTHE, CAMERON WANEK, and TRAVIS WAGNER. The document lists large, zero, and negative balances.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe
Nancy DeVane
Michael DeVane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner

key_organizations:
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC
KWF 2007 LLC
SSW 2007 LLC


document_description: The document contains financial data in tabular format, listing account numbers, names, and balances. It includes information on large, zero, and negative balances for various trusts and companies.

key_people:
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Keyhole Partners, LLC


document_description: Financial document related to Ashley Distribution Services Ltd and Ashley Global Retail, LLC with a transaction amount of 25,000,000.00.

key_organizations:
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: This document is an amendment agreement dated October 12, 2015, between Deutsche Bank AG and Southern Financial, LLC. It amends certain terms and provisions of an ISDA Master Agreement dated October 28, 2013, and its Credit Support Annex. The amendment specifies the delivery of certain tax-related documents by both parties.

title: Amendment Agreement between Deutsche Bank AG and Southern Financial, LLC

document_type: legal

document_subtype: Amendment Agreement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC
Southern Trust Company, Inc.


document_description: This document outlines the requirements for delivering various forms and documents between Party A and Party B as part of an agreement. It specifies the types of documents required, the parties responsible for delivering them, and the timing of delivery. The document also includes confidentiality notices.

document_subtype: contract

key_organizations:
Party A
Party B


document_description: This document is an amendment to a Credit Support Annex, detailing changes to various paragraphs and ceiling limits. It includes representations by each party regarding the truth and accuracy of statements, and outlines the entire agreement and understanding between the parties, superseding prior communications. The amendment can be executed in counterparts, each deemed an original.

document_subtype: Amendment


document_description: This document is an amendment governed by the laws of the State of New York, executed by Deutsche Bank AG and Southern Financial, LLC, represented by Jeffrey Epstein.

key_people:
Sebastian Marcilese
Eduardo Waite
Jeffrey Epstein

document_subtype: contract amendment

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is an amendment to an existing ISDA Master Agreement between Deutsche Bank AG and Southern Trust Company, Inc., originally dated October 28, 2013. The amendment modifies Part 3 of the Schedule to the Agreement, detailing the requirements for delivering certain tax-related documents.

title: Amendment Agreement between Deutsche Bank AG and Southern Trust Company, Inc.

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.


document_description: This document outlines the requirements for delivering various forms, documents, and certificates by Party A and Party B in connection with an agreement. It specifies the types of documents required, the parties responsible for delivering them, and the deadlines for delivery. The document also indicates whether each requirement is covered by Section 3(d) Representation.


document_description: This document is an amendment to the Credit Support Annex to the Schedule to the Agreement. It includes modifications to various paragraphs, specifically updating the ceiling limits for different tiers and outlining the requirements for Party A and Party B. The amendment also confirms the representations made by each party and states that the amendment constitutes the entire agreement, superseding prior communications.

document_subtype: Amendment to Credit Support Annex


document_description: This document is an amendment to an existing agreement, specifying that capitalized terms not defined in the amendment will have the meanings given in the original agreement. It requires each party to provide evidence of authority and signatures upon execution. The amendment can be executed in counterparts and is governed by New York law.


document_description: This document is a Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, dated January 7, 2015. It outlines the terms under which the parties may enter into repurchase or buy/sell back transactions involving securities, excluding equities and Net Paying Securities. The agreement includes provisions for supplemental terms, Buy/Sell Back Transactions, Net Paying Securities, and agency transactions as specified in Annex I.

title: TBMA/ISMA Global Master Repurchase Agreement

key_locations:
New York
Washington
London
Zurich

document_subtype: Global Master Repurchase Agreement

key_organizations: International Securities Market Association


document_description: This document outlines various definitions and conditions related to insolvency, agency transactions, appropriate market, base currency, business day, cash margin, and other terms within a legal agreement. It specifies conditions under which an act of insolvency occurs, defines agency transactions, and details the criteria for determining business days in different contexts.

key_organizations:
Clearstream Banking
Euroclear


document_description: This document outlines various financial terms and definitions related to securities transactions, including Margin Securities, Margin Transfer, Market Value, Net Exposure, Net Margin, Net Paying Securities, Net Value, New Purchased Securities, Price Differential, and Pricing Rate. It specifies how these terms are applied in the context of securities transactions, including the calculation of market value, net margin, and price differential.


document_description: This document outlines the terms and conditions related to Margin Transfers between parties, including the options for Cash Margin, the obligations of parties to make Margin Transfers, and the methods for eliminating Net Exposure through repricing or adjustment of transactions.


document_description: The document outlines the terms for terminating an original transaction and entering into a replacement transaction. It specifies the conditions for the termination and replacement, including the adjustment date, purchase date, and terms for payment and delivery of securities. It also details income payments and the process for payment and transfer of securities, including tax considerations.


document_description: This document outlines the terms and conditions of a financial agreement between two parties, including provisions for the transfer of securities and money, execution of necessary documents, and conditions for payment in the contractual currency. It also addresses the calculation of net sums and securities, and conditions precedent for obligations under the agreement.


document_description: This document outlines the terms for substitution and representations in a financial transaction agreement. It details the process for substituting purchased securities with new securities and the representations and warranties each party makes to the other.


document_description: This document outlines the terms and conditions of transactions between two parties, including representations, events of default, and obligations. It specifies the responsibilities of each party in the event of default and the consequences of failing to meet obligations.


document_description: This document outlines the terms and conditions related to the repurchase of securities under a financial agreement. It specifies the procedures for determining the Default Market Values, the handling of Cash Margin, and the obligations of the Defaulting and non-Defaulting Parties in the event of a default. The document also defines key terms such as Default Market Value, Appropriate Market, Default Valuation Time, Deliverable Securities, Net Value, Receivable Securities, and Transaction Costs.


document_description: This document outlines clauses related to consequential loss, default events, and tax events in a financial agreement. It specifies the conditions under which parties can claim losses or expenses due to early termination of transactions, and the procedures to follow in the event of a tax-related impact on the transaction. It also includes indemnification clauses for legal and professional expenses incurred due to termination.


document_description: This document outlines terms related to interest on unpaid sums, the single agreement nature of transactions, and communication protocols under the agreement. It specifies interest calculations, the interconnected nature of transactions, and methods for delivering notices.


document_description: This document is a fax detailing the appointment of agents for service of process for Party A and Party B, definitions related to financial transactions, and addresses for notices and communications. Party A is acting through its London Branch, Deutsche Bank AG London, and Party B is Southern Financial LLC, associated with Jeffrey Epstein.

key_locations:
London
St. Thomas, USVI

document_subtype: fax

key_organizations:
Deutsche Bank AG London
Southern Financial LLC
TMF Corporate Services Limited


document_description: This document is a lending agreement or master agreement for financial transactions between Party A and Party B. It includes definitions and amendments to terms related to securities transactions, compliance with FATCA, and conditions for margin transfers. The agreement aligns with the Global Master Repurchase Agreement standards and outlines conditions under which events are not considered defaults.

key_organizations: Securities Industry and Financial Markets Association

key_organizations: International Capital Market Association


document_description: The document outlines the terms and conditions of a sale and repurchase agreement between two parties, Party A and Party B. It includes provisions for determining the price of securities, events of default, early termination conditions, and representations by Party B. The agreement applies to all transactions with the characteristics of a sale and repurchase agreement, excluding those under a Master Repurchase Agreement.

key_people:
Party A
Party B


document_description: The document outlines the contractual rights and obligations of parties involved in financial transactions, including liquidation rights, netting contracts, and acknowledgments regarding regulatory protections. It specifies the roles and responsibilities of Deutsche Bank Securities Inc. as an agent in applicable transactions.

key_organizations: Securities Investor Protection Corporation

key_organizations: National Credit Union Share Insurance Fund


document_description: This document outlines terms related to Forward Transactions under an agreement involving Party A, Party B, and DBSI. It specifies the handling of notices, demands, or communications, and clarifies that the agreement does not govern certain repurchase or buy/sell back transactions. It defines Forward Transactions and details the process for confirming and adjusting these transactions.

key_organizations:
DBSI
Party A
Party B


document_description: This document outlines amendments to a financial transaction agreement, specifically addressing tax-related clauses. It includes provisions for handling taxes and duties, particularly in relation to FATCA, and specifies conditions under which additional amounts are payable to account for tax withholdings. It also clarifies that FATCA-related withholdings do not constitute an event of default or a material adverse effect under the agreement.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, dated January 7, 2015. It outlines supplemental terms and conditions for Buy/Sell Back Transactions, including definitions and interpretations related to Accrued Interest, Sell Back Differential, and Sell Back Price.

title: TBMA/ISMA Global Master Repurchase Agreement (2000 Version) - Buy/Sell Back Annex

document_subtype: Annex to Repurchase Agreement

key_organizations:
Deutsche Bank AG
Southern Financial LLC


document_description: This document outlines amendments and specific terms related to Buy/Sell Back Transactions within a financial agreement. It specifies how these transactions should be identified, confirmed, and terminated, and details the handling of pricing, interest, and securities transfer. It also addresses margin maintenance and income payments.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, specifically addressing transactions in UK gilt-edged securities. It outlines the interpretation, scope, and use of the CREST system for securities clearance.

title: TBMA/ISMA Global Master Repurchase Agreement (2000 Version) - Gilts Annex

key_organizations:
DEUTSCHE BANK AG
SOUTHERN FINANCIAL LLC
CRESTCo Limited
CHAPS Clearing Company Limited


document_description: This document outlines the terms and conditions related to the payment of calls or installments, rights of conversion, termination of on-demand transactions, and dividend entitlements in securities transactions. It specifies the obligations of the seller to pay the buyer equivalent securities and the procedures for exercising conversion rights. It also details the process for terminating on-demand transactions and the impact of dividend entitlements on margin provisions.


document_description: The document outlines provisions related to the ex-dividend date for gilt-edged securities delivered as Margin Securities. It specifies the conditions under which a party is deemed to have received a payment of Cash Margin equivalent to the dividend amount during the period from the ex-dividend date until the delivery of Equivalent Margin Securities.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, specifically addressing transactions in Italian Domestic Purchased Securities or Italian Bonds. It outlines the scope, interpretation, settlement methods, and provisions for late delivery related to these transactions.

title: ITALIAN ANNEX

document_subtype: Annex to Global Master Repurchase Agreement

key_organizations:
Deutsche Bank AG
Southern Financial LLC
Bank of Italy


document_description: This document outlines the terms for terminating and entering into a new transaction involving Delivered and Undelivered Securities. It includes provisions for withholding tax on transactions involving Italian securities.


document_description: The document discusses the applicability of a tax-related clause in an agreement concerning Italian Bonds. It specifies that certain Italian Bonds will not be subject to a tax deduction or withholding under specific conditions.

reference_numbers: Legislative Decree no. 239 of 1st April, 1996


document_description: This document is an annex to the TDMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC. It outlines the terms and conditions for transactions involving equities, including the interpretation of terms like 'equities' and 'equity securities'. The annex specifies how the agreement is amended to accommodate transactions and transfers of margin securities that include equities.

document_date: January 7, 2815

document_subtype: Annex to Master Repurchase Agreement


document_description: This document outlines amendments to an existing agreement regarding income payments and property transfers related to securities transactions. It specifies the obligations of parties in cases where income is paid in forms other than money and details the procedures for income payments and substitutions of securities.


document_description: This document outlines the terms and conditions related to the transfer, voting rights, and tax responsibilities associated with Purchased Securities, Margin Securities, and Equivalent Securities. It specifies the rights and obligations of the parties involved in the event of subdivision, consolidation, takeover, pre-emption, or other similar events affecting the securities. It also details the procedures for exercising voting rights and the responsibilities for paying transfer duties or taxes.


document_description: This document is a Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., dated February 26, 2015. It outlines the terms and conditions under which the parties may enter into repurchase or buy/sell back transactions involving securities and financial instruments, excluding equities and Net Paying Securities. The agreement includes provisions for agency transactions and specifies the applicability of annexes for different types of transactions.


document_description: This document outlines various legal definitions and conditions related to insolvency, agency transactions, business days, and other financial terms. It specifies conditions under which an act of insolvency occurs, defines agency transactions, appropriate markers, base currency, business days, cash margin, and other related terms.


document_description: This document outlines the terms and definitions related to transactions involving the sale and repurchase of securities. It includes definitions for terms such as Purchase Date, Purchase Price, Purchased Securities, Repurchase Date, Repurchase Price, and others. The document also describes the process for initiating, confirming, and terminating transactions.


document_description: This document outlines the terms and conditions for a securities transaction agreement, including details such as purchase and repurchase dates, pricing rates, and margin maintenance. It specifies the responsibilities of the buyer and seller, including the transfer of purchased securities and margin transfers in case of net exposure.


document_description: This document outlines the terms for terminating an original transaction and entering into a replacement transaction, including provisions for income payments and payment and transfer of securities. It specifies the conditions under which the original transaction will be terminated and replaced, the handling of income payments during the transaction term, and the requirements for payment and transfer of securities, including tax considerations.


document_description: This document outlines the terms and conditions related to the transfer and payment of securities and money under a specific agreement. It includes provisions for waiving rights to simultaneous transfer and payment, execution of necessary documents, and the passing of rights, title, and interest in securities. It also addresses the calculation of net sums and quantities payable or transferable, conditions precedent for obligations, and the handling of payments in the contractual currency.


document_description: The document outlines the terms for substituting securities in a transaction between the Purchase Date and Repurchase Date, including the transfer of equivalent securities and new purchased securities. It also includes representations and warranties by each party regarding their authorization and compliance with legal and regulatory requirements.


document_description: This document outlines the terms and conditions of a financial transaction agreement, including representations and warranties, events of default, and obligations of the parties involved. It specifies the rights and responsibilities of the Buyer and Seller, including the transfer of securities and the handling of default events.


document_description: This document outlines the terms and conditions related to the repurchase of securities in the event of a default. It specifies the procedures for determining the Default Market Values, the calculation of balances due between parties, and the definitions of key terms such as Default Market Value, Appropriate Market, Default Valuation Time, Deliverable Securities, Net Value, Receivable Securities, and Transaction Costs.


document_description: This document outlines the procedures and options available to a non-Defaulting Party in the event of a Default Valuation Notice following an Event of Default. It details how the Default Market Value of securities should be calculated, either through sale or purchase of equivalent securities, or through market quotations. The document also specifies the conditions under which these valuations can be made and the associated costs that should be considered.


document_description: This document outlines the terms and conditions related to the termination of transactions and tax events under an agreement. It specifies the obligations of parties in case of default, the process for handling tax events, and the indemnification for legal and professional expenses incurred due to termination. It also addresses the calculation of losses or expenses incurred due to replacement transactions or hedging.


document_description: This document outlines the terms related to interest on unpaid sums, the single agreement nature of transactions, and the procedures for notices and communications under the agreement. It specifies the conditions under which interest will accrue on unpaid sums, the interconnected nature of transactions, and the methods and effectiveness of delivering notices.


document_description: This document outlines the terms and conditions of an agreement between two parties, including provisions for default notices, entire agreement and severability, non-assignability and termination, and governing law. It specifies the process for issuing a Special Default Notice, the non-assignability of rights and obligations, and the governing law as the laws of England. It also includes clauses on the appointment of agents for service of process.


document_description: This document outlines the terms of an agreement between Deutsche Bank AG and Southern Trust Company, Inc. It includes clauses on the delivery of evidence of agent acceptance, no waivers of default, waiver of immunity, recording of conversations, and third-party rights.

key_people:
Mary Breslin
Cynthia Cuomo
Jeffrey Epstein


document_description: This document outlines the supplemental terms and conditions to the TBMA / ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc. It specifies the applicability of various annexes and conditions related to transactions in equities, net paying securities, gilt-edged securities, and Italian bonds. It also details the base currency, the acting offices of the parties, and the pricing source for market value calculations.

title: Supplemental Terms or Conditions to the TBMA / ISMA Global Master Repurchase Agreement

key_locations:
Frankfurt
London
United States Virgin Islands

document_subtype: Supplemental Terms or Conditions


document_description: This document outlines specific clauses and conditions related to cash margin interest, delivery periods for margin calls, and notice requirements for Deutsche Bank AG under a financial agreement. It specifies interest rates, delivery times for different securities, applicable events, and contact details for notices.

key_locations: Frankfurt London


document_description: This document outlines the terms and conditions between Deutsche Bank AG London and Southern Trust Company, Inc. It includes contact information for both parties, definitions of key terms, and the appointment of agents for service of process.

key_people:
Harry Beller
Jeffrey Epstein

key_locations:
London, United Kingdom
St. Thomas, Virgin Islands

key_organizations:
Deutsche Bank AG London
Southern Trust Company, Inc.
TMF Corporate Services Limited


document_description: This document outlines amendments and supplemental terms to a master agreement for financial transactions between Party A and Party B. It includes definitions for terms such as 'Code' and 'FATCA', and specifies conditions under which events are considered defaults. The document also details the handling of 'Equivalent Securities' and 'Margin Securities'.

document_subtype: Master Agreement


document_description: This document outlines the terms and conditions of a sale and repurchase agreement between two parties, Party A and Party B. It includes provisions for determining the price of securities, events of default, early termination conditions, representations by Party B, and confirmation procedures.


document_description: This document outlines amendments and clarifications to a Master Agreement, including definitions and terms related to transactions, non-reliance, and set-off provisions. It specifies how certain terms should be interpreted and the rights of parties in the event of default.


document_description: This document outlines amendments to a financial transaction agreement, including provisions related to repurchase prices, transaction exposure, and FATCA provisions. It specifies changes to paragraph 4(c) regarding margin delivery and paragraph 5 concerning income payments and tax withholdings.


document_description: This document outlines amendments to a financial transaction agreement, specifically addressing tax-related clauses. It includes provisions for handling taxes and duties, particularly in relation to FATCA, and specifies the responsibilities of the parties involved in terms of tax remittance and liability.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., detailing supplemental terms and conditions for Buy/Sell Back Transactions. It includes definitions and interpretations related to Accrued Interest, Sell Back Differential, and Sell Back Price, and specifies how these terms apply to the agreement.


document_description: This document is an annex to the TBMA/ISM Global Master Repurchase Agreement dated January 22, 2015, between Deutsche Bank AG and Southern Trust Company, Inc. It outlines supplemental terms and conditions for repurchase transactions involving UK gilt-edged securities. It includes definitions and interpretations related to the agreement, the scope of transactions, and the use of the CREST system for securities clearance.

title: TBMA/ISM A Global Master Repurchase Agreement (2000 Version) - Gilts Annex

key_people:
Deutsche Bank AG
Southern Trust Company, Inc.

key_organizations:
CRESTCo Limited
CHAPS Clearing Company Limited


document_description: This document outlines the terms and conditions for Delivery By Value (DBV) Transactions involving Purchased Securities through CREST. It specifies the responsibilities of the Buyer and Seller regarding the delivery and payment of securities, including scenarios of non-delivery due to termination or suspension of CREST membership or insufficient securities or cash. It also details obligations in the event of default.


document_description: The document outlines the terms and conditions for entering into a series of DBV (Delivery By Value) Transactions, which can be confirmed by a single Confirmation. It distinguishes between Open DBV Repos and Term DBV Repos based on the specification of the Repurchase Date. The document also details the conditions under which transactions are deemed not to be entered into, payment deferrals, and the treatment of amounts payable in case of transaction termination.


document_description: This document outlines the terms and conditions related to the payment of calls or instalments, rights of conversion, termination of on-demand transactions, and dividend entitlements in relation to purchased securities. It specifies the obligations of the seller and buyer in these scenarios.


document_description: The document outlines provisions related to the ex-dividend date for dividend payments on gilt-edged securities delivered as Margin Securities. It specifies the conditions under which a party is deemed to have received a payment of Cash Margin equivalent to the dividend amount during certain periods.


document_description: This document is an annex to the TBMAI1SMA Global Master Repurchase Agreement between Deutsche Bank AC and Southern Trust Company, Inc., detailing supplemental terms for transactions involving Italian Domestic Purchased Securities or Italian Bonds. It includes definitions, settlement methods, and provisions for late delivery.

title: ITALIAN ANNEX Supplemental terms and conditions for transactions in Italian Domestic Purchased Securities or Italian Bonds

key_organizations:
Deutsche Bank AC
Southern Trust Company, Inc.
Bank of Italy


document_description: This document outlines the terms for terminating and entering into a new transaction involving Delivered and Undelivered Securities. It specifies the conditions under which a new transaction is initiated, including the purchase and repurchase dates, pricing rates, and margin ratios. Additionally, it addresses the withholding tax applicable to transactions involving Italian and non-Italian parties.


document_description: This document outlines the tax obligations and conditions related to Buy/Sell Back Transactions involving Italian Bonds. It specifies the conditions under which withholding tax applies, the construction of the Buy/Sell Back Annex, and the treatment of income from Italian Bonds. It also details the responsibilities of the Buyer and Seller regarding tax deductions and reimbursements.

reference_numbers: Presidential Decree no. 600 of 29th September, 1973


document_description: The document discusses the non-applicability of a tax event clause to transactions involving Italian Bonds, which are defined as securities issued by the Italian government or local authorities, or other entities with special tax treatment under Legislative Decree no. 239 of 1996.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., dated January 22, 2015. It outlines supplemental terms and conditions for transactions involving equities, including the interpretation of terms such as 'equities' and 'equity securities', and the handling of events like conversion, redemption, and rights issues.

title: EQUITIES ANNEX

key_organizations:
DEUTSCHE BANK AG
SOUTHERN TRUST COMPANY, INC.


document_description: This document outlines amendments to an existing agreement regarding income payments related to purchased or margin securities. It specifies the obligations of parties when income is paid in forms other than money and details the replacement of paragraph 5 of the original agreement. The document also addresses the handling of income payments for securities that are equities and the conditions under which substitutions or terminations of transactions should occur.


document_description: This document outlines the terms and conditions related to the transfer and settlement of securities, including provisions for notice requirements, income payments, tax implications, and corporate actions. It specifies the obligations of the Buyer and Seller in various scenarios, including the failure to transfer securities before an income payment date and the handling of tax withholdings.


document_description: This document outlines the terms and conditions related to the transfer, voting rights, and tax liabilities associated with Purchased Securities and Margin Securities. It specifies the rights and obligations of the parties involved in the event of subdivision, consolidation, takeover, pre-emption, option, or other similar events affecting the securities. It also details the procedures for exercising rights, transferring securities, and handling associated taxes and duties.


document_description: This document is a 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC, dated October 28, 2013. It outlines the terms and conditions governing one or more transactions between the parties, including the Schedule and Confirmations. The agreement specifies the interpretation of terms, the precedence of documents in case of inconsistencies, and the obligations of the parties regarding payments and deliveries.

key_organizations: International Swap Dealers Association, Inc.


document_description: This document outlines the obligations and conditions under Section 2(a)(i) of an agreement, including conditions precedent, change of account procedures, netting of payments, and tax deductions or withholdings. It specifies the conditions under which parties can change their accounts, net payments, and handle tax deductions. The document also discusses the election of Multiple Transaction Payment Netting and the responsibilities of parties in case of tax deductions.


document_description: This document outlines the tax indemnification and liability clauses in an agreement between two parties, X and Y. It specifies the conditions under which X must pay additional amounts to Y to cover Indemnifiable Taxes and the circumstances under which Y must reimburse X for tax liabilities. The document also includes representations made by each party regarding their legal status, powers, and obligations under the agreement.

key_people:
Party X
Party Y


document_description: This document outlines the legal representations and agreements related to a contractual agreement, including compliance with laws, consents, binding obligations, absence of litigation, and tax representations. It also specifies the obligations of the parties involved in terms of providing necessary documentation and information.


document_description: This document outlines the obligations and events of default under a legal agreement, including tax agreements, maintenance of authorizations, and compliance with laws. It specifies the requirements for providing necessary forms or documents to avoid tax deductions, maintaining governmental consents, and paying stamp taxes. It also details events of default such as failure to pay or deliver, breach of agreement, and repudiation of the agreement.


document_description: The document outlines various default scenarios under a financial agreement, including credit support defaults, misrepresentations, and defaults under specified transactions. It specifies the conditions under which a party or its credit support provider may be considered in default, such as failure to perform obligations, expiration of credit support documents, or repudiation of agreements.


document_description: This document outlines the conditions under which a party is considered in default or bankruptcy under a legal agreement. It specifies the criteria for cross-default and bankruptcy, including the occurrence of a default event, insolvency, or the initiation of bankruptcy proceedings.


document_description: The document outlines conditions under which a party or its Credit Support Provider may be prevented from fulfilling obligations due to force majeure, tax events, or mergers. It specifies scenarios where performance becomes impossible or impracticable, and details tax implications and credit events upon mergers.


document_description: This document outlines the conditions under which a Master Agreement may be terminated or altered, including changes in ownership, capital structure, or the occurrence of specific events such as Illegality or Force Majeure. It also details the hierarchy of events and the deferral of payments and deliveries during waiting periods.


document_description: This document outlines the conditions under which parties have the right to terminate transactions under certain sections of an agreement. It specifies the procedures and effects of designating an Early Termination Date due to various events such as Credit Event Upon Merger, Tax Event Upon Merger, Illegality, or Force Majeure Event. The document also details the consequences of such termination, including the cessation of further payments or deliveries and the determination of any payable amounts.


document_description: This document outlines the procedures and calculations for determining and paying an Early Termination Amount in the event of an Early Termination Date, which can occur due to an Event of Default or a Termination Event. It specifies the responsibilities of each party in calculating and providing statements of the amounts due, as well as the payment timelines. The document also details how the Early Termination Amount is calculated differently depending on whether there is one or two affected parties.


document_description: This document outlines the terms and conditions related to Early Termination Events, including Illegality, Force Majeure, and Bankruptcy, under a financial agreement. It details the determination of Early Termination Amounts, adjustments for specific events, and set-off provisions.


document_description: This document outlines the terms related to interest and compensation prior to the early termination of a transaction. It specifies the conditions under which interest on defaulted payments and compensation for defaulted deliveries are to be paid. It also details the interest on deferred payments under various circumstances, including defaults and force majeure events.


document_description: This document outlines the terms for communication, change of details, governing law, jurisdiction, service of process, and waiver of immunities related to an agreement. It specifies how notices should be delivered, the governing law (either English law or New York law), and the jurisdiction for legal proceedings. It also includes provisions for service of process and waivers of sovereign immunity.

key_locations:
State of New York
Borough of Manhattan
New York City
English courts


document_description: This document outlines the terms and conditions related to the payment of the Early Termination Amount in the event of an Illegality, Force Majeure Event, or default by either party. It specifies the applicable rates for different scenarios, including the Applicable Deferral Rate, Default Rate, Non-default Rate, and Termination Rate. It also defines key terms such as Automatic Early Termination, Burdened Party, Change in Tax Law, and Close-out Amount.


document_description: This document outlines the procedures for determining a Close-out Amount for Terminated Transactions. The Determining Party is responsible for acting in good faith and using commercially reasonable procedures to produce a commercially reasonable result. The document specifies the types of information that may be considered in determining the Close-out Amount, including quotations for replacement transactions, relevant market data, and internal sources. It also discusses the inclusion of costs of funding and the consideration of any loss or cost incurred in connection with terminating, liquidating, or re-establishing any hedge related to a Terminated Transaction.


document_description: This document contains definitions and terms related to terminated transactions, valuation methods, and legal proceedings under specific conventions. It includes definitions for terms such as 'Confirmation', 'Contractual Currency', 'Convention Court', 'Credit Event Upon Merger', and others. The document outlines the meanings of various legal and financial terms as specified in different sections of an agreement.


document_description: This document contains definitions and terms related to a legal agreement, including tax obligations, business days, and other contractual terms.


document_description: This document contains definitions for terms used in a legal agreement, including 'Payee', 'Payer', 'Potential Event of Default', 'Proceedings', 'Process Agent', 'rate of exchange', 'Relevant Jurisdiction', 'Schedule', 'Scheduled Settlement Date', 'SpecifiedEntity', 'Specified Indebtedness', 'Specified Transaction', 'Stamp Tar', and 'Stamp Tar Jurisdiction'. These definitions are crucial for understanding the obligations and rights of the parties involved in the agreement.

document_subtype: contract definitions


document_description: This document outlines the terms and conditions related to obligations and waiting periods under specific sections. It includes signatures from representatives of Deutsche Bank AG and Southern Financial, LLC, including Jeffrey Epstein as Manager.

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document outlines the terms and conditions related to compensation obligations and waiting periods under specific sections. It includes clauses on fair market value determination and waiting periods for certain events or circumstances. The document is executed by Deutsche Bank AG and Southern Financial LLC.


document_description: This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC. It outlines termination provisions, amendments to the definition of 'Specified Transaction', and cross default provisions.

title: Schedule to the 2002 ISDA Master Agreement

document_subtype: ISDA Master Agreement Schedule


document_description: This document outlines the terms and conditions related to payment failures, specified indebtedness, threshold amounts, credit events upon merger, bankruptcy provisions, and termination events between Party A and Party B. It includes provisions for automatic early termination, termination currency, and additional termination events such as maintenance of ownership by Jeffrey Epstein and adverse regulatory changes.

key_organizations:
Party A
Party B


document_description: The document outlines the requirements for delivering various forms, documents, and certificates between Party A and Party B, including financial statements, legal opinions, and credit support documents. It also specifies the addresses for notices and communications for both parties.

title: Operating Agreement

key_locations:
Frankfurt, Germany
St. Thomas, Virgin Islands (U.S)

document_subtype: Agreement


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B, including the appointment of process agents, multibranch party details, calculation agent designation, credit support documents, governing law, and additional representations.

key_locations:
New York, NY
London
Tokyo
Paris
Singapore
Brussels
Sydney
Amsterdam
Vienna
Toronto
Auckland
Zurich
Frankfurt

key_organizations:
Deutsche Bank AG
Darren K. Indyke, PLLC


document_description: This document outlines the terms and conditions for transactions between two parties, emphasizing non-reliance on the other party for investment advice, the ability to assess and understand transaction risks, and the status of parties not acting as fiduciaries. It includes representations related to the U.S. Securities Act of 1933, acknowledging that certain transactions may involve unregistered securities and that parties are either 'Institutional Accounts' or 'accredited investors.' Additional representations are made by Party B regarding its assets.

document_subtype: agreement


document_description: The document outlines legal provisions related to the classification of assets under ERISA, the conditions under which Party B's assets are not considered governmental plan assets, and the non-classification of Party B as a Special Entity under the Dodd-Frank Act. It also details the terms for elective termination of transactions, consent to recording of communications, and tax provisions under the ISDA 2010 Short Form HIRE Act Protocol.

key_organizations: Dodd-Frank Wall Street Reform and Consumer Protection Act

key_organizations: International Swaps and Derivatives Association


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B, including tax representations, acknowledgments, and liabilities. It incorporates definitions and provisions from a Short Form Protocol and addresses withholding tax under FATCA. Party B acknowledges the risks involved in transactions and confirms reliance on its own judgment and advisors.


document_description: This document outlines the terms and conditions of a financial agreement between Party A and Party B. It includes clauses on Party B's financial capability, compliance with laws, set-off rights, and escrow arrangements.


document_description: This document outlines amendments and additional agreements related to escrow arrangements, waiver of jury trial rights, agency roles of Deutsche Bank Securities Inc., and applicability of the U.S. Bankruptcy Code. It includes modifications to sections regarding electronic messaging and confirmations.


document_description: The document outlines the terms and conditions for foreign exchange, currency option, commodity, and bullion transactions between the parties. It specifies the incorporation of the 1998 FX and Currency Option Definitions and the 2005 ISDA Commodity Definitions into the transactions. The document also includes provisions for disclosure of information and the incorporation of the 2002 Master Agreement Protocol.

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines amendments to representations and agreements between Party A and Party B, including compliance with the Dodd-Frank Act and adherence to ISDA Protocols. It specifies the eligibility of both parties as contract participants and their classification as U.S. persons.


document_description: A financial agreement involving Deutsche Bank AG and Southern Financial, LLC, with signatures from representatives of both entities.

document_subtype: financial agreement


document_description: This document is a Credit Support Annex to the ISDA Master Agreement between Deutsche Bank AG and Southern Financial LLC, dated October 28, 2013. It outlines the terms of the security interest and collateral arrangements between the parties, specifying the roles of Secured Party and Pledgor, and the priority of security interests.

title: CREDIT SUPPORT ANNEX to the Schedule to the ISDA MASTER AGREEMENT

document_subtype: Credit Support Annex


document_description: This document outlines the terms and conditions related to the holding and use of posted collateral by the Secured Party. It specifies the care, eligibility, and liability associated with posted collateral, as well as the rights of the Secured Party to use the collateral under certain conditions. It also details the handling of distributions and interest amounts related to the collateral.

document_subtype: contract


document_description: This document outlines the rights and remedies of the Pledgor in the event of an Early Termination Date due to an Event of Default or Specified Condition related to the Secured Party. It details the actions the Pledgor can take regarding Posted Collateral and the obligations of the Secured Party to transfer collateral and interest amounts. It also covers the handling of deficiencies and excess proceeds, and the representations each party makes regarding the transfer and ownership of Eligible Collateral.


document_description: This document outlines the security interest and credit support obligations between Deutsche Bank AG (Party A) and Southern Financial, LLC (Party B). It specifies the obligations of Party B under the agreement, defines terms such as Delivery Amount, Return Amount, and Credit Support Amount, and lists eligible collateral items for Party B.

title: Security Interest and Credit Support Agreement


document_description: This document outlines the terms and conditions related to Eligible Accounts, collateral, and thresholds for Party A and Party B. It specifies the criteria for an account to qualify as an Eligible Account, the types of collateral that may be agreed upon, and the thresholds for Independent Amounts and Minimum Transfer Amounts. The document also includes provisions for rounding Delivery and Return Amounts.


document_description: The document outlines dispute resolution and collateral handling provisions for transactions, excluding FX Transactions. It specifies the resolution time, value calculation, and alternative provisions for disputes. It also details the eligibility to hold posted collateral, use of posted collateral, and management of collateral accounts.


document_description: This document outlines specific financial terms and definitions related to a financial agreement between two parties, including Aggregate Ceiling Limit, Base Currency, and various Tier limits and ratios.


document_description: This document outlines definitions and terms related to FX Transactions and Currency Option Transactions, including Net Open Position, Tier I Ceiling Limit, and various currency tiers. It specifies the methodology for calculating these positions and ratios, and references the 1998 FX and Currency Option Definitions by ISDA and other associations.


document_description: This document outlines an agreement between Party A (Deutsche Bank AG) and Party B (Southern Financial, LLC) regarding the designation of secured party and pledgor roles. It specifies that Party A is the sole secured party and Party B is the sole pledgor. Party B is responsible for making transfers of eligible credit support and the agreement includes provisions for changes to the Net Open Position methodology by Party A.

title: Agreement as to Single Secured Party and Pledgor

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein
Paul E. Hala
Thomas Hoddinott

key_organizations:
Deutsche Bank AG
Southern Financial, LLC
Deutsche Bank Securities Inc.


document_description: Exhibit A lists Deutsche Bank Securities Inc. as an eligible account for the Credit Support Annex.


document_description: This document is a legal agreement concerning a Securities Account, governed by the laws of the State of New York. It includes provisions on the rights of set-off, choice of law, submission to jurisdiction, jury waiver, and conflict with other agreements. The agreement specifies that any legal actions must be brought in New York courts and waives the right to a jury trial. It also states that the terms of this agreement prevail over any conflicting agreements.

key_locations:
State of New York
New York City


document_description: This document outlines the terms of an agreement involving an Intermediary, a Debtor, and a Secured Party. It includes provisions on entitlement orders, representations, warranties, covenants, indemnification, assignment prohibitions, and successors.


document_description: This document outlines a security agreement between Southern Financial, LLC (Debtor) and Deutsche Bank AG (Secured Party), with Deutsche Bank Securities, Inc. as the Intermediary. It details the rights, benefits, and protections of the Secured Party, including affiliates, and specifies the procedures for notices and termination of the agreement. The agreement includes contact information for the involved parties and specifies the conditions under which the agreement and the securities account can be terminated.

title: Security Agreement between Southern Financial, LLC and Deutsche Bank AG

key_people:
Jeffrey Epstein
Gedeon Pinedo
Nicholas Haigh

key_locations:
St. Thomas, US Virgin Islands
New York, NY

document_subtype: Security Agreement

key_organizations:
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities, Inc.


document_description: This document is a counterparts agreement involving Southern Financial, LLC and Deutsche Bank entities. It outlines that the agreement may be executed in multiple counterparts, which together constitute one instrument. Key signatories include Jeffrey Epstein, Cynthia Cuomo, Kathleen Yohe, Paul E. Salvas, and Thomas Hoddinott.

title: Counterparts Agreement

key_people:
Jeffrey Epstein
Cynthia Cuomo
Kathleen Yohe
Paul E. Salvas
Thomas Hoddinott

key_organizations:
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: An entitlement order issued by a secured party to an intermediary regarding the redemption and transfer of financial assets in a securities account.

title: Entitlement Order for Securities Account

document_subtype: entitlement order


document_description: A notice of sole control over securities entitlements related to a specific securities account, instructing the intermediary not to accept directions from anyone other than the secured party.

key_people:
Secured Party
Debtor

document_subtype: Notice of Sole Control


document_description: A termination notice from a secured party to an intermediary, notifying the termination of an agreement and instructing the intermediary to accept future directions from the debtor regarding a securities account.

title: Termination of Agreement

document_subtype: termination notice


document_description: This document is a 2002 ISDA Master Agreement dated October 28, 2013, between Deutsche Bank AG and Southern Trust Company, Inc. It outlines the terms and conditions for transactions governed by this agreement, including definitions, inconsistency resolutions, and obligations for payments and deliveries.

title: 2002 ISDA Master Agreement


document_description: The document outlines tax indemnification and liability clauses in an agreement between two parties, X and Y. It specifies conditions under which X must pay additional amounts to Y to cover Indemnifiable Taxes and details Y's obligations if X incurs tax liabilities due to non-deduction or withholding. It also includes representations each party must make and repeat throughout the agreement's duration.


document_description: This document outlines the obligations and events of default under a legal agreement, including tax agreements, maintenance of authorizations, compliance with laws, and payment of stamp tax. It also details events of default such as failure to pay or deliver, breach of agreement, and repudiation of the agreement.


document_description: The document outlines various default scenarios under a financial agreement, including credit support defaults, misrepresentations, and defaults under specified transactions. It specifies the conditions under which a party or its credit support provider may be considered in default, such as failure to perform obligations, expiration of credit support documents, or misrepresentation. The document also addresses the consequences of such defaults, including liquidation, acceleration of obligations, or early termination of transactions.


document_description: This document outlines the conditions under which a cross-default or bankruptcy event is triggered for a party, its Credit Support Provider, or any applicable Specified Entity. It specifies the conditions for cross-default related to Specified Indebtedness and the conditions under which bankruptcy proceedings are considered to have occurred.


document_description: This document outlines conditions under which a merger or consolidation without assumption of obligations is considered a breach of agreement. It also details various termination events such as illegality, force majeure, and tax events that could affect the parties involved in a transaction.


document_description: This document outlines various events that may affect the obligations of parties involved in a financial transaction, such as force majeure, tax events, and mergers. It specifies conditions under which a party may be prevented from fulfilling obligations due to external factors beyond their control, changes in tax law, or corporate restructuring. The document also defines terms like 'Affected Party' and 'Designated Event.'


document_description: The document outlines conditions under which a Master Agreement may be terminated, including changes in ownership, capital structure, or additional termination events. It also discusses the hierarchy of events, deferral of payments during waiting periods, and obligations of branch offices in case of illegality or force majeure events.


document_description: This document outlines provisions related to compliance, early termination, and close-out netting in the context of a legal agreement. It specifies conditions under which an Event of Default or Termination Event may occur and the rights of the parties involved to terminate transactions. It also details procedures for notification and transfer of obligations to avoid termination events.


document_description: This document outlines the terms and conditions related to Early Termination Events, including Illegality, Force Majeure, and Bankruptcy, under a financial agreement. It specifies how Early Termination Amounts are determined, adjusted, and set-off in various scenarios.


document_description: This document outlines the terms related to obligations, transfers, and payments under a specific agreement. It includes provisions for estimating unascertained obligations, the non-creation of security interests, and the rights of set-off. It also details the conditions under which the agreement or interests in it can be transferred, emphasizing the need for prior written consent except in specific scenarios like mergers or asset transfers. Additionally, it specifies the requirements for payments in the contractual currency and the handling of judgments in currencies other than the contractual currency.


document_description: This document outlines the terms related to interest and compensation for defaulted payments and deliveries prior to the occurrence of an Early Termination Date in a transaction. It specifies the conditions under which interest is payable on overdue amounts, compensation for defaulted deliveries, and interest on deferred payments. The document also addresses the implications of an Illegality or Force Majeure Event on payment obligations.


document_description: This document outlines the terms related to interest payments and compensation for deferred deliveries in the event of default or force majeure. It includes provisions for early termination and interest calculations.


document_description: This document outlines the terms and conditions related to transactions conducted through multiple offices and the responsibilities of multibranch parties. It also covers indemnification for expenses incurred due to enforcement of rights or early termination of transactions, and the effectiveness of notices under the agreement.


document_description: This document outlines the terms for communication, governing law, jurisdiction, service of process, and waiver of immunities related to an agreement. It specifies how notices should be delivered, the applicable governing law, jurisdiction for legal proceedings, and the appointment of a process agent. It also includes a waiver of sovereign immunity by the parties involved.


document_description: This document outlines the terms and conditions related to the payment of the Early Termination Amount in the event of an occurrence such as Illegality or Force Majeure Event. It specifies different rates applicable under various circumstances, including the Applicable Deferral Rate, Default Rate, Non-default Rate, and Termination Rate. Definitions for terms like 'Automatic Early Termination,' 'Burdened Party,' 'Change in Tax Law,' and 'Close-out Amount' are provided.


document_description: This document outlines the procedures for determining a Close-out Amount for Terminated Transactions. The Determining Party is responsible for calculating this amount using commercially reasonable procedures and relevant information, including market data and quotations from third parties. The document specifies that costs of funding and any losses or gains from terminating or re-establishing hedges may be considered. It emphasizes the use of commercially reasonable procedures and valuation models in the determination process.


document_description: This document contains definitions and terms related to a legal agreement, including valuation methods, consent, contractual currency, and various legal terms such as Credit Event Upon Merger, Cross-Default, and Force Majeure Event. It references sections of a larger agreement and specifies meanings for terms used within that agreement.


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Indemnifiable Tax', 'law', 'Local Business Day', 'Local Delivery Day', 'Master Agreement', 'Merger Without Assumption', 'Multiple Transaction Payment Netting', 'Non-affected Party', 'Non-default Rate', 'Non-defaulting Party', 'Office', and 'Other Amounts'.


document_description: This document contains definitions for terms used in a legal agreement, likely related to financial transactions. It includes definitions for terms such as 'Payee', 'Payer', 'Potential Event of Default', 'Proceedings', 'Process Agent', 'rate of exchange', 'Relevant Jurisdiction', 'Schedule', 'Scheduled Settlement Date', 'Specified Entity', 'Specified Indebtedness', 'Specified Transaction', 'Stamp Tax', and 'Stamp Tax Jurisdiction'.


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Tax', 'Tax Event', 'Terminated Transactions', 'Termination Currency', 'Termination Event', 'Termination Rate', 'Threshold Amount', 'Transaction', and 'Unpaid Amounts'. It outlines the conditions under which these terms apply, particularly in the context of early termination and currency conversion.


document_description: This document outlines the terms and conditions related to obligations and waiting periods under specific sections. It includes signatures from representatives of Deutsche Bank AG and Southern Trust Company, Inc.

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.


document_description: This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Trust Company, Inc. It outlines termination provisions, amendments to the definition of 'Specified Transaction', and cross default provisions.


document_description: This document outlines the terms and conditions related to financial obligations, thresholds, and termination events between Party A and Party B. It includes provisions for failure to pay, specified indebtedness, threshold amounts, credit events upon merger, bankruptcy, and additional termination events such as maintenance of ownership and adverse regulatory changes.


document_description: The document outlines termination events and tax representations between Party A and Party B. Termination events include material loss, adverse financial changes, and liquidity issues. Tax representations ensure no deductions or withholdings are required by law for payments under the agreement.


document_description: The document outlines the requirements for Parties A and B to deliver certain tax forms and other documents as part of an agreement. It specifies the forms to be delivered, the conditions under which they must be delivered, and the deadlines for delivery. The document also includes provisions for evidence of authority and corporate documents.


document_description: The document outlines the requirements for delivering various documents and certificates between Party A and Party B, including financial statements, board resolutions, and legal opinions. It also specifies the addresses for notices and communications for both parties.


document_description: This document outlines additional representations and warranties for parties entering into transactions under an agreement. It includes representations regarding non-reliance, assessment and understanding, and the status of parties. It also covers securities act representations, acknowledging that certain transactions may involve unregistered securities and the parties' status as institutional accounts or accredited investors.


document_description: This document outlines additional representations and provisions related to a financial agreement between two parties, Party A and Party B. It includes representations regarding ERISA, governmental plans, and the Dodd-Frank Act. It also details the conditions for elective termination of transactions and consent to recording communications.


document_description: This document outlines tax provisions and representations between Party A and Party B, incorporating the ISDA 2010 Short Form HIRE Act Protocol and addressing withholding tax under FATCA. It includes representations and acknowledgments by Party B regarding transaction risks and liabilities.


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B, including financial requirements, compliance with laws, and set-off provisions. Party B confirms its financial capability and compliance with applicable laws. The set-off section allows for the offsetting of obligations between the parties in the event of an early termination date. The document also includes an escrow provision for payment notifications.


document_description: This document outlines amendments and additional agreements related to escrow payments, waiver of jury trial rights, and the role of Deutsche Bank Securities Inc. as an agent. It also discusses the applicability of the U.S. Bankruptcy Code to transactions under this agreement.


document_description: This document outlines modifications to an existing agreement, specifically addressing electronic messaging systems, foreign exchange transactions, and the incorporation of the 2002 Master Agreement Protocol. It includes provisions for FX and currency option transactions, commodity transactions, and disclosure of information to branches and regulatory authorities.

document_subtype: Agreement Modification


document_description: This document outlines amendments and representations related to a financial agreement between Party A and Party B. It includes representations about eligibility as a swap dealer and eligible contract participant, compliance with the Dodd-Frank Act, and adherence to ISDA Protocol Agreements. It specifies the need for submitting questionnaires and related documents via email.


document_description: Signatures from Deutsche Bank AG and Southern Trust Company, Inc. representatives, including Jeffrey Epstein, indicating a formal agreement or document.


document_description: This document is a Credit Support Annex to the ISDA Master Agreement between Deutsche Bank AG and Southern Trust Company, Inc., dated October 28, 2013. It outlines the terms of the security interest and collateral arrangements between the parties.


document_description: This document outlines the terms and conditions related to the holding and use of posted collateral by a Secured Party. It specifies the responsibilities of the Secured Party in ensuring the safe custody of the collateral, the eligibility criteria for holding collateral, the liability for custodians, and the rights of the Secured Party to use the collateral. It also details the process for transferring distributions and interest amounts to the Pledgor.


document_description: This document outlines the expenses and miscellaneous provisions related to the obligations under an annex agreement. It specifies that each party will pay its own costs unless otherwise stated, and details the responsibilities regarding taxes, liquidation costs, and default interest. It also includes clauses on further assurances, protection, good faith performance, and the handling of demands and notices.


document_description: This document provides definitions for terms used in a legal agreement annex, including 'Cash', 'Credit Support Amount', 'Custodian', 'Delivery Amount', 'Disputing Party', 'Distributions', 'Eligible Collateral', 'Eligible Credit Support', 'Exposure', 'Independent Amount', 'Interest Amount', 'Interest Period', 'Interest Rate', and 'Local Business Day'.

document_subtype: definitions


document_description: This document outlines the terms and conditions of a financial agreement between Deutsche Bank AG and Southern Trust Company, Inc. It specifies the obligations of Party B (Southern Trust Company, Inc.) under the agreement, including credit support obligations and eligible collateral. The document includes details on delivery amount, return amount, and credit support amount, as well as the types of eligible collateral and their valuation percentages.


document_description: This document outlines the terms and conditions related to eligible accounts, collateral, and thresholds for Party A and Party B. It specifies the criteria for an account to qualify as an Eligible Account, the obligations secured by such accounts, and the types of collateral that may be agreed upon by both parties. It also defines the Independent Amount, Threshold, and Minimum Transfer Amount for both parties, along with rounding rules for Delivery and Return Amounts.

document_subtype: Collateral Agreement


document_description: This document outlines the terms related to valuation, timing, conditions precedent, and substitution in a legal agreement. It specifies the roles of the Valuation Agent, the timing for valuation and notification, and the conditions under which termination events are considered specified conditions. It also addresses the requirements for substitution and the need for consent from the Secured Party.


document_description: This document outlines the dispute resolution process and collateral management terms between two parties, Party A and Party B. It specifies the resolution time for disputes, the calculation of the value of posted credit support, and conditions for holding and using posted collateral. Party A is entitled to hold posted collateral under certain conditions and must provide statements concerning the collateral to Party B upon request.

document_subtype: Dispute Resolution and Collateral Management Agreement


document_description: This document outlines specific provisions and definitions related to financial transactions between Party A and Party B, including terms like Aggregate Ceiling Limit, Tier III Ceiling Limit, and various ratios and positions related to currency transactions.


document_description: This document outlines various financial terms and conditions related to Foreign Exchange (FX) Transactions and Currency Option Transactions. It defines terms such as Tier II and Tier IV Independent Amount Ratios, Net Open Positions, and Net Collateral Value. The document specifies percentages and limits for maintaining collateral and managing risk in FX transactions involving different tiers of currencies.


document_description: This document outlines definitions and terms related to a Credit Support Annex, including definitions for Net Open Position, Tier I Ceiling Limit, Tier I Close-Out Ratio, Tier I Independent Amount Ratio, Tier I Net Open Position, and classifications of currencies into Tier I, II, III, and IV. It also references the 1998 FX and Currency Option Definitions by ISDA and other associations.


document_description: This document outlines amendments to a legal agreement, specifically addressing changes to definitions, liability limits, further assurances, transfer of collateral, and tax implications related to interest amounts. It includes provisions for the Secured Party's liability, further assurances by the Pledgor, and tax withholding on interest amounts.

document_subtype: contract amendment


document_description: This document is an agreement between Deutsche Bank AG and Southern Trust Company, Inc. regarding the designation of Party A and Party B as Secured Party and Pledgor, respectively. It outlines the rights and responsibilities of each party, including the ability of Party A to change the methodology for calculating the Net Open Position. The document is signed by representatives of both Deutsche Bank AG and Southern Trust Company, Inc.

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein
Paul E. Kahan
Paul E. Salvas
Thomas Hoddinott

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.
Deutsche Bank Securities Inc.


document_description: Exhibit A lists Deutsche Bank Securities Inc. as an eligible account for the Credit Support Annex.


document_description: This document outlines the terms and conditions regarding the management and control of financial assets in primary and secondary accounts between a Debtor, Secured Party, and an Intermediary. It specifies the rights and obligations of each party concerning entitlement orders, transfer of assets, and voting rights. The document also details the conditions under which the Secured Party can issue a Notice of Sole Control, affecting the Debtor's ability to instruct the Intermediary.


document_description: This document outlines the terms of an agreement involving an Intermediary, a Debtor, and a Secured Party. It includes provisions on entitlement orders, representations, warranties, covenants, indemnification, and assignment prohibitions. The agreement specifies the obligations of the Intermediary, the rights of the Secured Party, and the indemnification of the Intermediary against certain liabilities.


document_description: This document outlines the terms of a security agreement involving Southern Trust Company, Inc. as the Debtor, Deutsche Bank AG as the Secured Party, and Deutsche Bank Securities, Inc. as the Intermediary. It includes provisions for notices, termination, and rights of the secured party and its affiliates.

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank AG
Deutsche Bank Securities, Inc.


document_description: This document is a counterparts agreement involving Southern Trust Company, Inc. and Deutsche Bank entities. It outlines that the agreement may be executed in multiple counterparts, which together constitute one instrument.

title: Counterparts Agreement

key_people:
Jeffrey Epstein
Cynthia Cuomo
Paul E. Salvas
Thomas Hoddinott

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: An entitlement order from a secured party to an intermediary regarding the redemption or transfer of financial assets in a securities account. The order specifies actions to be taken with respect to the securities account, including redemption or transfer of assets and crediting proceeds to the account.


document_description: Andrew King discusses the process for sending an introductory email once materials are received, offering to send it himself or provide pre-approved language for someone else to send.

key_people:
Andrew King
Frank

key_organizations:
Deutsche Bank Securities Inc
Deutsche Bank Wealth Management


document_description: This document is a brochure providing information about the qualifications and business practices of iCapital Advisors, LLC, registered as an investment adviser with the SEC. It includes disclaimers about SEC registration and contact information for further inquiries.

title: iCapital Advisors, LLC Form ADV Part 2A

key_locations: 60 East 42nd Street, 26th Floor, New York, NY 10165, USA

document_subtype: Form ADV Part 2A

key_organizations: United States Securities and Exchange Commission


document_description: This document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing their investment advisory services. It lists various Private Access Funds and Direct Investment Funds managed by iCapital, which are exempt from registration under the Investment Company Act of 1940 and the Securities Act of 1933. iCapital provides investment advice to these funds, primarily by identifying private equity or hedge fund managers for investment. The document also mentions the use of confidential private placement memorandums (PPMs) for each fund.

key_organizations:
iCapital Advisors, LLC
Dimension Capital Management


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing the investment strategies, management fees, and assets under management as of December 31, 2017. It includes information about the management fee structure, the funds managed by iCapital, and the ownership structure of its parent company, Institutional Capital Network, Inc. The document also lists various funds with their respective values as of September 30, 2017.

title: iCapital Advisors, LLC Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Institutional Capital Network, Inc.


document_description: The document outlines the management and investor servicing fees associated with iCapital Advisors, LLC, including details on payments to underlying managers and service providers. It also covers organizational expenses for each fund.

title: iCapital Advisors, LLC - Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Dimension Capital Management
Dynasty Securities, LLC


document_description: The document outlines the expenses related to the formation and operation of the Private Access Fund and Direct Investment Funds managed by iCapital Advisors, LLC. It details various costs including management fees, organizational expenses, taxes, legal and administrative fees, and other operational costs. The document also mentions that limited partners will bear a share of these expenses indirectly.

key_organizations:
iCapital Advisors, LLC
Private Access Fund
Direct Investment Funds


document_description: The document outlines the expenses, performance-based fees, and types of clients for iCapital Advisors, LLC. It details the expenses borne by Direct Investment Funds, including legal fees, investment expenses, and other operational costs. It also discusses performance-based fees and the potential incentives they create for speculative investments. The document describes the types of clients, including high net worth individuals and institutional investors, and mentions the use of Side Letters for different rights for certain investors.


document_description: The document outlines iCapital Advisors, LLC's investment strategies and due diligence process for selecting fund managers for their Private Access Funds and Direct Investment Funds. It details the methods of analysis, investment strategies, and risk of loss, focusing on providing investors access to select fund managers at lower investment minimums. The due diligence process includes quantitative and qualitative assessments, market mapping, and comprehensive evaluations of fund managers.

document_subtype: investment strategy document


document_description: The document outlines the investment selection process and associated risks for iCapital Advisors, LLC. It highlights the limitations in operational due diligence and the potential risks of conflicts of interest, fraudulent behavior, and operational weaknesses in the Underlying Funds. The document emphasizes the risk of loss in securities investments and advises prospective investors to consult professional advisers and review legal documents before investing. It is intended for experienced and sophisticated investors willing to bear high economic risks.


document_description: The document outlines the terms and conditions related to capital contributions by investors to Private Access Funds managed by iCapital Advisors, LLC. It details the obligations of investors, potential penalties for non-compliance, and the lack of direct rights or recourse against the Underlying Fund. It also discusses the non-advisory role of iCapital and the potential for changes in the terms of the Underlying Fund without liability to investors.


document_description: The document discusses the financial and tax implications for investors in Private Access Funds managed by iCapital Advisors, LLC. It covers topics such as tax withholding, income tax liabilities, illiquidity of investments, economic and market risks, and consequences of default on capital contributions.

key_organizations:
iCapital Advisors, LLC
Private Access Fund
Underlying Fund


document_description: The document outlines the terms and conditions related to capital contributions, default scenarios, and the legal structure of series limited partnerships managed by iCapital Advisors, LLC. It discusses the potential consequences for investors who default on capital contributions, including the sale or forfeiture of their interest and legal actions to recover unpaid amounts. The document also explains the legal framework under the Delaware Act for series limited partnerships, highlighting the uncertainties in asset segregation across different series. Additionally, it emphasizes the reliance on sub-advisers for investment decisions and the potential impact of their departure on fund performance.


document_description: The document discusses various financial risks associated with investments, including currency exchange rate fluctuations, credit risk, concentration risk, and settlement risk in foreign markets. It highlights how these factors can affect the value and performance of investment funds.

key_organizations:
Dimension Capital Management
iCapital Advisors, LLC


document_description: The document discusses various risks associated with investing in certain types of securities, including small or medium-sized companies, illiquid investments, convertible securities, and participation certificates. It highlights the potential for greater risk and price volatility, liquidity issues, and counterparty risk.


document_description: The document discusses various financial risks and strategies associated with a Fund managed by iCapital Advisors, LLC and Dimension Capital Management. It covers topics such as cash position risk, leverage, and derivatives risk, explaining how these factors can impact the Fund's performance and the associated risks.


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing investment strategies, risks, and affiliations. It discusses the risks associated with investing in Real Estate Investment Trusts (REITs) and cybersecurity risks for private equity funds. It also provides information on iCapital's affiliations, including its relationship with iCapital Securities, a registered broker-dealer, and Gen II Fund Services, a fund administrator.

key_organizations:
iCapital Advisors, LLC
iCapital Securities, LLC
Institutional Capital Network, Inc.
Gen II Fund Services, LLC
Gen II Hedge Fund Services


document_description: The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its parent company Institutional Capital Network, Inc., and various financial institutions. It discusses the ownership interests and investments by entities such as BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS in iCapital's parent company. The document also covers iCapital's Code of Ethics, which aims to prevent conflicts of interest and insider trading among its employees.

key_organizations:
iCapital Advisors, LLC
Institutional Capital Network, Inc.
BNY Capital Corporation
BlackRock, Inc.
Credit Suisse Group AG
Morgan Stanley Smith Barney
UBS Financial Services


document_description: The document outlines the financial arrangements and agreements of iCapital Advisors, LLC, including management fees, collaboration with Fidelity Brokerage Services LLC, and custody rules for client funds. It also details investment discretion and guidelines for fund management.

key_organizations:
iCapital Advisors, LLC
iCapital Securities
Fidelity Brokerage Services LLC
National Financial Services LLC
Institutional Capital Network, Inc.


document_description: This document is a Brochure Supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It supplements the iCapital Advisors, LLC's Form ADV Brochure and includes contact information for the Chief Compliance Officer, Michael Stanton.

title: FORM ADV PART 2B: Brochure Supplement

key_people:
Eileen Duff Blalock
Phil Pool
John Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

key_locations: 60 East 42nd Street, 26th Floor, New York, NY 10165

document_subtype: Brochure Supplement


document_description: This document provides the educational background, business experience, and other professional details of Phil Pool, a member of iCapital Advisor's investment committee. It includes his roles, past experiences, and supervisory details.

title: Form ADV Part 2B for Phil Pool

key_people:
Phil Pool
Michael Stanton

key_locations:
London
New York
Chicago

document_subtype: Form ADV Part 2B

key_organizations: Donaldson, Lufkin & Jenrette Securities Corporation


document_description: This document provides the educational background, business experience, and other professional details of Daniel Vene, a member of Capital Advisor's investment committee and Co-Founder of iCapital Network. It includes information about his previous roles, educational qualifications, and licenses. The document also states that Mr. Vene has not been subject to any disciplinary events and outlines his supervision by Mr. Michael Stanton, iCapital's CCO.

title: Form ADV Part 2B for Daniel Vene

key_people:
Daniel Vene
Michael Stanton

key_organizations:
iCapital Network
Capital Advisors
Fir Tree Partners
Eaton Partners
Earnings.com
Thomson Financial
PREA
NCREIF
iCapital Securities LLC


document_description: This document is the amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware Limited Partnership. It outlines the terms and conditions under which the limited partner interests are held, including restrictions on transferability and resale, and the requirement for general partner consent for any transfer of interests.

title: Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_subtype: Limited Partnership Agreement


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms and conditions related to default, distributions, capital accounts, allocations, duration of the partnership, liquidation of assets, and limitations on transfers and withdrawals.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions on exculpation and indemnification, amendments, voting and consents, and administrative provisions such as keeping of accounts, financial reports, valuation, notices, accounting, and tax provisions.

title: Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document is a table of contents for a legal or financial document related to Dimension Capital Management. It includes sections on tax reporting, general provisions, and appendices on definitions and regulatory allocations. The document is marked as proprietary and confidential.

title: GLDUS183 Dimension Capital Management

document_subtype: Table of Contents

key_organizations: Glendower Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., dated April 11, 2018. It outlines the continuation of the partnership under the Delaware Revised Uniform Limited Partnership Act, the withdrawal of the Initial Limited Partner, and the admission of additional Limited Partners.

key_people:
General Partner
Initial Limited Partner

document_subtype: Amended and Restated Limited Partnership Agreement

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document outlines the terms and conditions of the Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partnership Agreement. It includes details about the partnership's name, offices, purpose, powers, and the roles and responsibilities of the partners. The partnership is primarily focused on making, holding, and disposing of investments in the Underlying Fund. The document also specifies the limited liability of the partners and the conditions under which they are required to contribute capital.

key_locations: Corporation Trust Center, 1209 Orange Street, Wilmington, County of New Castle, Delaware


document_description: The document outlines the terms for Additional Limited Partners in the Dimension Capital Management fund, including subscription contributions, management fees, and interest calculations. It also details the accession process for new partners and adjustments to capital accounts and distributions.

key_organizations:
Dimension Capital Management
Underlying Fund
Feeder Fund
Investment Manager


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions for the admission of new partners, anti-money laundering compliance, and the responsibilities of limited partners to ensure compliance with U.S. laws.

key_people:
General Partner
Limited Partners


document_description: The document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the rights and responsibilities of the General Partner, including the ability to release confidential information to governmental authorities, amend the agreement to comply with anti-money laundering laws, and manage the partnership's affairs. The General Partner has exclusive control over the partnership's management and can delegate management to an Investment Manager.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the powers and authorities of the General Partner, including the ability to make decisions on behalf of the Partnership, execute agreements, and disclose nonpublic information as required. It also clarifies that the General Partner and its affiliates can engage in other business ventures independently of the Partnership.

document_subtype: Partnership Agreement


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms related to allocations, distributions, and transfers of interests among Limited Partners and Alternative Investment Vehicles. It also addresses the treatment of defaulting partners and the economic terms of Alternative Investment Vehicles. The document specifies that the Partnership and Alternative Investment Vehicles are to be treated as separate entities for tax purposes and provides guidelines for the establishment of Investment Subsidiaries.