document_description: This document outlines the terms and conditions for using Deutsche Bank's Internet Banking Services, including security procedures, fees, and business hours. It highlights the risks of accessing services from public networks and locations outside the U.S., the use of two-factor authentication, and the responsibility of users for telecommunications and other charges. It also specifies the business days and hours for banking operations and customer support availability.

key_locations:
New York City
United States

document_subtype: agreement


source: doj

document_description: This document outlines the liability terms for unauthorized use of Deutsche Bank's Internet Banking Services. It details the responsibilities of the account holder in case of unauthorized transactions and the bank's liability limitations.

document_type: correspondence

document_subtype: banking agreement


document_description: This document outlines the terms and conditions of the Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus. It specifies the limitations of liability for the bank and its affiliates in various scenarios, including insufficient funds, system failures, and external circumstances beyond control. It also details the conditions under which the bank is not liable for ACH instructions and related transactions.

key_organizations:
Deutsche Bank
Deutsche Bank Group


document_description: This document outlines the terms and conditions of Deutsche Bank's Internet Banking Services Agreement, including liability disclaimers, error reporting procedures, and consumer rights under the Electronic Funds Transfer Act.

document_type: financial

key_organizations:
Deutsche Bank
Deutsche Bank Trust Company Americas


document_description: This document outlines the terms and conditions of the Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus. It includes details on operability, prohibited payments, consumer client government payments, biller limitations, returned payments, information authorization, and ACH services.

key_locations:
United States
New York

document_subtype: Banking Service Agreement


document_description: The document outlines the procedures and liabilities related to ACH (Automated Clearing House) instructions processed by the Bank. It details the security procedures for verifying the authenticity of ACH instructions, the process for payment and crediting accounts, and the execution of ACH instructions. It also specifies the limitations of the Bank's liability in executing these instructions.

document_subtype: ACH Instructions


document_description: The document outlines the terms and conditions for using Deutsche Bank's Internet Banking Services, specifically focusing on ACH transactions and Positive Pay Services for business clients. It details the responsibilities of clients when using third parties for ACH instructions, compliance with NACHA Rules, and the procedures for Positive Pay Services, including notification and handling of exception checks.

title: Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus

document_type: legal

document_subtype: Banking Services Agreement


document_description: The document outlines various services and terms related to Deutsche Bank's Internet Banking Services for business clients, including account reconciliation, stop payment on checks, handling of failed or returned transactions, and eStatement services.

document_subtype: banking service agreement


document_description: This document outlines the terms and conditions for using Deutsche Bank's eStatement Service and Internet Banking Services. It includes responsibilities for reviewing account statements, authorizations for electronic delivery, limitations of liability, and disclaimers of warranties.

document_subtype: bank agreement


document_description: This document outlines the terms and conditions of the Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus. It covers responsibilities for maintaining current contact and banking information, dispute resolution, assignment of rights, waiver of rights, governing law, and the use of electronic mail for communication. The agreement emphasizes the importance of accurate information and the procedures for handling disputes and communications.

key_locations:
State of New York
City and County of New York

document_subtype: Internet Banking Services Agreement


document_description: A financial document related to Jeffrey Epstein's account with Deutsche Bank Trust Company Americas, including signature fields for business and other users.

document_subtype: bank document


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender if received in error. It also states that Deutsche Bank does not provide legal or tax advice.

key_organizations:
JEE
Deutsche Bank


document_description: The document contains a confidential internal communication related to a new banking account and mentions Karyna Shuliak. It includes several embedded images that have been moved to files.


document_description: The document details the creation of two new joint accounts: a checking account with interest and a Money Market Deposit Account (MMDA). It includes account details such as rate types and annual percentage yields (APY).

key_organizations:
PwM AOG
DBOI Global Services Private Limited
Deutsche Bank


document_description: This document is marked as confidential and is produced in native format. It is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY) and is subject to Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: This document is marked as confidential and is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY). It is associated with Federal Rule of Criminal Procedure 6(e), which pertains to the secrecy of grand jury proceedings.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: This document is marked as confidential and is related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0060465, SDNY_GM_00206649, and EFTA01368633, which suggest it is part of a legal case or investigation in the Southern District of New York.


document_description: This document is marked as confidential and is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY). It is associated with Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy. The document identifiers include DB-SDNY-0060467, SDNY_GM_00206651, and EFTA01368634.


document_description: This document is marked as confidential and is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to the secrecy of grand jury proceedings.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: This is a confidential legal document related to a case in the Southern District of New York, as indicated by the document identifiers. It is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and advises recipients who received it in error to notify the sender and destroy the communication. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: The document outlines the capabilities of Key Client Partners in providing innovative, personalized investment solutions across various asset classes. It categorizes these capabilities into Capital Markets, Private Markets, Alternative Investments, and Structured Finance and Lending.

title: Key Client Partners Capabilities

document_type: tabular


document_description: The document lists five categories for ultra-high-net-worth (UHNW) investors, each presented on a separate horizontal band with a gradient background. The categories are: Sources of current income, Hard assets, Transitional capital, Uncorrelated/risk management, and Current tactical ideas. It is intended for U.S. Key Client Partners (KCP) Clients Only and is marked as confidential.

title: Themes for UHNW investors


document_description: KCP is partnering with an established Sponsor to find co-investors for the acquisition, development, and sellout of a luxury residence and private ski club in Aspen, Colorado. The project, known as 'Lift One,' is the last ski-in/ski-out development parcel on Aspen Mountain. The opportunity allows equity investors to generate returns from the sale of luxury residences and memberships. The Sponsor is an independent investment group with a track record in ultra-luxury real estate. Risks include development challenges and potential full loss of investment. The project is expected to affiliate with brands like Bulgari and Cheval Blanc, and benefits from a pro-development political climate.

title: Lift One: Aspen Resort Property

key_people: KCP Sponsor

document_type: property

document_subtype: Investment Overview


document_description: The document provides an overview of the Provision Center for Proton Therapy (PCPT) bonds issued through the Health, Education & Housing Facilities Board of Knox County, Tennessee. The bonds have a 20-year term maturing in 2034, secured by a first mortgage and a pledge of gross revenues. The document discusses bond structure, credit strengths, risks, and implementation strategies, including tax-exempt returns and leverage options. It also highlights the project's completion, market share requirements, and management team's experience.

title: Proton Therapy Bonds Overview

key_locations:
Knoxville, Tennessee
Jacksonville, Florida

document_subtype: bond overview


document_description: The document outlines structured finance transactions involving corporate credit solutions, including recapitalization on gas station properties and resort lease monetization. It details senior secured credit solutions with first, second, and third lien non-revolving term loans, secured by borrower assets. The transactions aim to refinance existing debts, pay dividends, and consolidate facilities. It also includes senior financing secured by lease payments for resort operations and senior secured debt for a medical device company pre-IPO.

document_subtype: Structured Finance Transactions


document_description: The document provides a performance analysis of the DB Brent Short Volatility II Index, highlighting its transparency, market neutrality, rebalancing strategy, and embedded costs. It includes a comparative performance analysis with the S&P 500, showing annualized returns, volatility, Sharpe ratio, and maximum drawdown from January 2008 to October 2014. The index is noted for its high annualized returns and lower volatility compared to the S&P 500.

title: DB Brent Short Volatility II Index Performance Analysis

document_subtype: financial analysis


document_description: Tazia Smith from Deutsche Asset & Wealth Management informs Jeffrey Epstein about the execution of a stock purchase and discusses further actions regarding Citi preferred shares.

key_people:
Jeffrey Epstein
Tazia Smith
Daniel Sabba
Paul Morris
Richard Kahn
Stewart Oldfield
Vahe Stepanian

document_subtype: memo

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Citi


document_description: This document is a confidential communication that may contain attorney-client privileged or inside information. It is intended only for the use of the addressee and is the property of JEE. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. If received in error, the recipient is instructed to notify the sender and destroy the communication. Deutsche Bank does not provide legal or tax advice, and the information should not be regarded as such.


document_description: The document contains financial metrics related to a specific stock or financial instrument, including last price, high, average, low, volume, and simple moving average over a specified date range.


document_description: This document contains VWAP trading data for security EP044023 Pfd, including volume, value traded, and other metrics as of 14:16 on 10/28/14.

title: VWAP Trading Data

document_subtype: financial data


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains reference numbers that suggest it is part of a legal case or investigation in the Southern District of New York.


document_description: This document contains financial data related to a security identified as EP044023 Pfd, including last price, high and low prices, volume, and moving average.


document_description: The document contains financial data, including stock prices and trading volumes, with specific metrics such as last price, high, average, low, and volume. It also includes a confidentiality notice and reference numbers.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0060537, SDNY_GM_00206721, and EFTA01368659, which may relate to a legal case or investigation in the Southern District of New York.


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document appears to be a confidential file related to financial or legal matters, possibly involving the Southern District of New York (SDNY). It is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it may pertain to grand jury proceedings or investigations.


document_description: Invitation to a Deutsche Bank conference call discussing Brexit polls, implications, and markets, featuring several key speakers.

title: Deutsche Bank Conference Call on Brexit

key_people:
George Buckley
Barbara Boettcher
Oliver Harvey
Jack Di Lizia
Wolf von Rotberg
David Lock
Ari

document_subtype: conference call invitation


document_description: Contact information for Ariane Dwyer, an analyst at Deutsche Bank Securities Inc, including address and phone number. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).

key_locations: 345 Park Avenue, New York, NY, 10154-0004

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: The document contains financial data related to the DAX Index and 10 Year Euro Swaps YTD Price History. It includes specific metrics such as the last price, average, high, and low values for the DAX Index, as well as price history for Euro Swaps.


document_description: A communication from Ariane Dwyer, an analyst at Deutsche Bank Securities Inc, containing confidential information. The document includes a disclaimer about the confidentiality and legal nature of the content.

key_locations: 345 Park Avenue, New York, NY 10154-0004


document_description: A check issued by JEGE, INC. to Centurion AMS, LLC for $12,000.00, related to invoice #021601. The check is drawn from Deutsche Bank Trust Company Americas, New York.

key_locations:
St. Thomas, USVI
New York, New York
McKinney, TX

document_subtype: check

key_organizations:
JEGE, INC.
Centurion AMS, LLC
Deutsche Bank Trust Company Americas


document_description: A cashed check from Jeffrey Epstein's account at Deutsche Bank Trust Company Americas, dated July 27, 2017, for the amount of $7,500.00. The check was made payable to cash and processed by a teller.

key_locations:
St. Thomas, USVI
New York, NY

document_subtype: Cashed Check


document_description: A request for information regarding an incoming wire transfer, including the purpose of the wire, the relationship between the client and counterparty, and the business activities of the counterparty. The correspondence is from PWM AML Compliance at Deutsche Bank.

key_locations: 60 Wall St., 23 Floor, New York, NY 10005 - 2836

document_subtype: fax


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: A financial transaction record involving Jeffrey Epstein, detailing a transaction of 1,100.000 USD with manual pass actions by users CHHAJUH and KUMAPUN. The transaction took place on December 1, 2016, with a medium message priority and was not resubmitted.

key_locations: 6100 Red Hook QTR, B3 Saint Thomas, United States Virgin Islands

document_subtype: transaction record

key_organizations:
CPS
SW BKTRUS33PWM


document_description: The document appears to be related to a bank transaction involving multiple banks, including BTCO USA, The Bank of New York Mellon, and Sberbank of Russia. It includes account numbers and SWIFT codes for internal use.

key_locations:
New York, NY, USA
Moscow, Russia

document_subtype: bank transaction

key_organizations:
BTCO USA
The Bank of New York Mellon
Sberbank of Russia


document_description: The document contains information about a financial transaction involving Nikolay Aleksandrovich Gyrov and Sberbank of Russia. It includes risk entity comments related to OFAC and EU sectoral sanctions, and instructions for escalating true hits to compliance departments.


document_description: A risk entity match report for SBERBANK OF RUSSIA, indicating it is prohibited from engaging in new long-term debt (>30 days) due to OFAC/EU sectoral sanctions. The report includes instructions for escalation in both USA and non-USA contexts.

document_subtype: risk entity match report

key_organizations:
SBERBANK OF RUSSIA
OFAC
EU


document_description: The document contains risk entity match information for SBERBANK and SBERBANK MOSCOW, highlighting prohibited engagements in new long-term debt and sectoral sanctions.

key_organizations:
SBERBANK
SBERBANK MOSCOW
OFAC
EU


document_description: The document contains information related to sanctions and risk entity comments regarding Sberbank of Russia. It includes instructions for escalating true hits to compliance departments in the USA and non-USA regions.

key_organizations:
Sberbank of Russia
OFAC
EU


document_description: A notice regarding sectoral sanctions related to Sberbank, prohibiting new long-term debt engagements over 30 days. It includes escalation instructions for true hits in both USA and non-USA contexts.

document_subtype: sanction notice


document_description: This document is a confidential report on the Anti-Money Laundering (AML) monitoring program for Deutsche Bank's Private Bank as of August 2012. It is intended for internal compliance review.

title: Deutsche Bank Annual Private Bank AML Monitoring Program Report

document_date: August 2012

document_subtype: AML Monitoring Report


document_description: The document is an overview of current prime rules and parameters related to Deutsche Bank's compliance. It includes a list of rules, descriptions, parameters, and schedule frequency. The document is marked as confidential under federal rules.

document_subtype: report


document_description: A list of rules for detecting specific account activities, including cash transactions exceeding $10,000, dormant accounts becoming active, and deposits followed by checks or wires with specific conditions. Each rule includes parameters and scheduling information.

title: Rules List

document_subtype: Rules List


document_description: This document outlines compliance rules for detecting suspicious financial activities at Deutsche Bank. It includes rules for large cash deposits, free receipts and deliveries, incoming wires followed by checks, and incoming wires followed by official checks. Each rule specifies parameters such as the number of days, percentage differences, and activity types, along with scheduling details for alerts.

title: Deutsche Bank Compliance Rules List

document_subtype: compliance rules


document_description: A list of compliance rules for detecting repetitive financial transactions exceeding specified amounts within a 7-day period. The rules are designed to be evaluated pre or post end of day and are scheduled weekly.

title: Deutsche Bank Compliance Rules List

document_subtype: Compliance Rules List

key_organizations:
Deutsche Bank
Prime Associates Inc.


document_description: This document outlines the compliance rules for Deutsche Bank, specifically focusing on the detection of RACS4 transactions. It includes parameters for transaction evaluation based on country, transaction type, and amount.

title: Deutsche Bank Compliance Rules List


document_description: This document outlines a compliance rule for detecting transactions from a single originator to multiple beneficiaries within a specified dollar range and time period. It includes parameters for transaction types, time periods, and transaction amounts.

title: Deutsche Bank Compliance Rules List


document_description: The document discusses updates to high risk and moderate risk country rules, new vendor offerings, and recommendations for the Daily CTR Activity rule. It mentions the inclusion of Curacao, Netherlands Antilles as a moderate high risk country and the transition to ASP deployment for Prime AML.

key_locations:
Curacao
Netherlands Antilles

key_organizations: International Organization of Standardization


document_description: The report discusses the Large Cash Deposits rule at Deutsche Bank, which targets cash deposits exceeding $27,000 over a month. It reviews cash deposit activity from January 1, 2011, to December 31, 2011, noting only three alerts generated and recommending adjustments to alert parameters.

title: Large Cash Deposits

document_subtype: compliance report


document_description: A memo from Deutsche Bank Compliance discussing the Dormant account rule and its limitations in restricting specific transaction types. It mentions the establishment of a weighted methodology for sampling based on transactions and risk class.


document_description: The report discusses the RACS4 and RACS4Neg rules for wire transactions involving high-risk countries in 2012. It highlights that 82% of high-risk wires were reviewed under the current criteria and recommends changes to the transaction amount ranges to increase the review percentage by 4%.

title: Deutsche Bank Compliance Report on Wire Transactions


document_description: This document outlines the Repetitive Transactions rule used by Deutsche Bank's Private Wealth Management (PWM) to flag suspicious repetitive transactions. The rule targets transactions of the same type that occur within a predefined timeframe and exceed a predefined dollar value, potentially indicating attempts to mask the magnitude or nature of transactions. The document includes an analysis of ATM transactions from March 2011, highlighting the number of transactions and accounts flagged by the rule.

title: Deutsche Bank Compliance - Repetitive Transactions

document_subtype: Compliance Report

key_organizations:
Deutsche Bank
Private Wealth Management (PWM)


document_description: The report analyzes ATM and official check transactions for Deutsche Bank's Private Bank accounts. It highlights that 169 accounts have ATM withdrawals weekly, with 58% having only one withdrawal per week. The average ATM transaction size is $712.16. For official checks, the report covers transactions from March 2011, noting that 5,055 checks were issued, with 3% flagged for repetitive alerts. Weekly, 246 accounts issue official checks, with 73% issuing only one per week. The average official check transaction is $11,598.05. No changes to current parameters are recommended.

title: Deutsche Bank Compliance Report on ATM and Official Check Transactions


document_description: The document is a compliance report from Deutsche Bank analyzing personal check transactions for March 2011. It includes recommendations for lowering parameters for official checks and provides detailed statistics on personal check transactions, including weekly account activity and average check amounts. The report concludes with a recommendation to maintain current parameters for pre-authorized debits.

title: Deutsche Bank Compliance Report


document_description: This document is a compliance report from Deutsche Bank, analyzing incoming and outgoing transfers for March 2011. It includes tables detailing the number of accounts with incoming transfers, the average incoming transfer per account, and recommendations for maintaining and adjusting transfer rules. The report also discusses a rule designed to flag accounts with multiple outgoing transfers exceeding a certain amount.

title: Deutsche Bank Compliance Report


document_description: The document is a compliance report from Deutsche Bank analyzing outgoing and incoming wire transfers for Private Bank accounts. It includes a table summarizing weekly outgoing transfer statistics and recommendations for adjusting monitoring rules. The analysis covers transactions with a 'bookdate' between March 1, 2011, and March 31, 2011. The report recommends decreasing the minimum count of outgoing transfers from 5 to 4 and the minimum amount from $52,000 to $40,000. It also details a rule for flagging accounts with 4 or more incoming wires exceeding $600,000 within 7 days.

title: Deutsche Bank Compliance Report

document_subtype: financial analysis


document_description: This document is a compliance report from Deutsche Bank analyzing incoming and outgoing wire transactions for Private Bank accounts. It includes a table summarizing weekly incoming wire statistics and provides recommendations based on the analysis. The report concludes that current parameters are sufficient and no changes are recommended. The analysis covers transactions with a 'bookdate' between March 1, 2011, and March 31, 2011.

title: Deutsche Bank Compliance Report


document_description: A compliance report from Deutsche Bank detailing weekly outgoing wire transactions for Private Bank accounts. The report provides statistics on the number of accounts with outgoing wires, the percentage of accounts with varying numbers of outgoing wires, and the average transaction volume and amount. The report concludes with a recommendation that no changes are needed to current parameters.


document_description: The document outlines the 'Velocity' rule used by Deutsche Bank to identify potential money laundering activities through rapid transactions in PWM accounts. It describes the types of transactions monitored and provides an analysis of transaction patterns for February 2012.

title: Deutsche Bank Compliance - Velocity Rule Analysis


document_description: The report analyzes transaction patterns of 5,700 customers, focusing on those with minimal differences between incoming and outgoing amounts. It highlights customers who did not trigger velocity alerts due to specific criteria and patterns not monitored.

title: Deutsche Bank Compliance Report


document_description: This document is a compliance report from Deutsche Bank detailing financial transactions and patterns observed for various customers. It includes sums of incoming and outgoing amounts, percentage differences, pattern types observed, current parameters, and comments on whether alerts should be generated.

title: Deutsche Bank Compliance Report

document_subtype: financial compliance report


document_description: The document is a compliance report from Deutsche Bank discussing transaction patterns that are observed but not currently monitored. It includes a table of transaction data and recommendations for parameter settings for various transaction rules.


document_description: The document outlines Deutsche Bank's compliance rules for identifying multiple ordering parties sending to a single beneficiary and vice versa, known as the Hub-Spoke rules. It includes analytical processes and parameters for transaction types, dollar amounts, and number of transactions. The report provides data on outgoing wires for February 2012, including average wires per customer and amounts, and notes that 48% of wires lack beneficiary information due to omnibus accounts or internal transfers.


document_description: This document is a 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC, dated October 28, 2013. It outlines the terms and conditions governing one or more transactions between the parties, including the Schedule and Confirmations. The agreement specifies the interpretation of terms, the precedence of documents in case of inconsistencies, and the obligations of the parties regarding payments and deliveries.

document_subtype: Master Agreement

key_organizations: International Swap Dealers Association, Inc.


document_description: This document outlines the obligations and conditions under Section 2(a)(i) of an agreement, including conditions precedent, change of account procedures, netting of payments, and tax deductions or withholdings. It specifies the conditions under which parties can change their accounts, net payments, and handle tax deductions.

document_subtype: contract


document_description: The document outlines the tax indemnification and liability clauses in an agreement between two parties, X and Y. It specifies conditions under which X must pay additional amounts to Y to cover indemnifiable taxes and details the liabilities if X fails to withhold taxes as required by law. The document also includes representations made by each party regarding their status, powers, and compliance with the agreement.


document_description: This document outlines the legal representations and agreements between parties involved in a contract. It includes clauses on non-violation of laws, required consents, binding obligations, absence of litigation, accuracy of information, tax representations, and agency status. It also details the obligations of each party to furnish specified information related to taxation and other documents as required.


document_description: This document outlines the obligations and events of default under a legal agreement, including tax agreements, maintenance of authorizations, and compliance with laws. It specifies the requirements for providing forms or documents for tax purposes, maintaining necessary authorizations, and complying with applicable laws. It also details events of default, such as failure to pay or deliver, breach of agreement, and repudiation of the agreement.


document_description: The document outlines various default scenarios under a financial agreement, including credit support defaults, misrepresentations, and defaults under specified transactions. It specifies the consequences of such defaults, including liquidation, acceleration of obligations, or early termination of transactions.


document_description: This document outlines the conditions under which a party may be considered in default or bankruptcy under a specified agreement. It includes clauses on cross-default and bankruptcy, detailing the circumstances that would trigger these conditions, such as failure to pay debts, insolvency, or legal proceedings related to bankruptcy.


document_description: This document outlines conditions under which a merger or consolidation without assumption of obligations is considered a breach of agreement. It also details various termination events such as Illegality, Force Majeure, and Tax Events that can affect the parties involved in a transaction.


document_description: The document outlines conditions under which a party or its Credit Support Provider may be prevented from fulfilling obligations due to force majeure, tax events, or credit events upon merger. It specifies scenarios where performance becomes impossible or impracticable, and the implications of tax law changes or mergers on indemnifiable taxes and creditworthiness.


document_description: The document outlines conditions under which a Master Agreement may be terminated, including changes in ownership, capital structure, or additional termination events. It also discusses the hierarchy of events such as Illegality or Force Majeure, and the deferral of payments during waiting periods.


document_description: This document outlines provisions related to compliance, early termination, and close-out netting in the context of financial transactions. It specifies conditions under which an event of default or termination event may occur, and the rights and obligations of the parties involved in such events. The document also details procedures for notifying parties of termination events and transferring rights and obligations to avoid termination events.


document_description: This document outlines the conditions under which parties have the right to terminate transactions under certain events such as Credit Event Upon Merger, Additional Termination Event, Tax Event Upon Merger, Illegality, or Force Majeure Event. It specifies the procedures for designating an Early Termination Date and the effects of such designation on the obligations of the parties involved.


document_description: This document outlines the procedures and calculations for determining and paying an Early Termination Amount in the event of an Early Termination Date, which can occur due to an Event of Default or a Termination Event. It specifies the responsibilities of each party in calculating and providing statements of the amounts due, as well as the payment timelines. The document also details how the Early Termination Amount is calculated differently depending on whether there is one or two affected parties.


document_description: This document outlines the terms and conditions related to Early Termination Events, including Illegality, Force Majeure, and Bankruptcy, under a financial agreement. It details the determination of Early Termination Amounts, adjustments for specific events, and set-off provisions.


document_description: This document outlines the terms related to obligations, transfers, and payments under a specific agreement. It includes provisions for estimating obligations, rights of set-off, transfer restrictions, and payment in the contractual currency. It also addresses the handling of judgments in currencies other than the contractual currency.


document_description: This document outlines the terms and conditions of an agreement, including indemnities, evidence of loss, and miscellaneous provisions such as the entire agreement clause, amendments, survival of obligations, cumulative remedies, execution in counterparts, and no waiver of rights.


document_description: This document outlines the terms related to interest and compensation prior to the early termination of a transaction. It specifies the conditions under which interest is to be paid on defaulted payments and deliveries, as well as on deferred payments. The document also details the applicable rates and conditions under which these payments are to be made, including considerations for events such as illegality or force majeure.


document_description: This document outlines the terms related to interest payments and compensation for deferred deliveries in the event of an Illegality or Force Majeure Event. It also covers the procedures for early termination of a transaction, including the calculation of unpaid amounts and interest on early termination amounts.


document_description: This document outlines the terms for communication, governing law, jurisdiction, service of process, and waiver of immunities related to an agreement. It specifies how notices should be delivered, the governing law (either English law or New York law), and the jurisdiction for legal proceedings. It also details the appointment of a process agent for service of process and the waiver of sovereign immunity by the parties involved.

key_locations:
State of New York
Borough of Manhattan
New York City
English courts


document_description: This document contains definitions used in a legal agreement, specifying terms such as 'Additional Representation', 'Additional Termination Event', 'Affected Party', 'Affected Transactions', 'Affiliate', 'Agreement', and 'Applicable Close-out Rate'. It outlines the meanings and conditions under which these terms apply within the context of the agreement.


document_description: This document outlines the terms and conditions related to the payment of the Early Termination Amount in the event of an illegality, force majeure, or default. It specifies the applicable rates for different scenarios, including the Applicable Deferral Rate, Default Rate, Non-default Rate, and Termination Rate. It also defines key terms such as Automatic Early Termination, Burdened Party, Change in Tax Law, and Close-out Amount.


document_description: This document outlines the procedures for determining a Close-out Amount for Terminated Transactions. The Determining Party is responsible for acting in good faith and using commercially reasonable procedures to produce a commercially reasonable result. The document details the types of information that may be considered in determining the Close-out Amount, including quotations for replacement transactions, relevant market data, and internal sources. It also discusses the inclusion of costs of funding and the consideration of losses or costs incurred in connection with terminating, liquidating, or re-establishing any hedge related to a Terminated Transaction.


document_description: This document contains definitions and terms related to terminated transactions, valuation methods, and legal proceedings under specific conventions. It includes definitions for terms like 'Confirmation', 'Contractual Currency', 'Convention Court', and others related to financial and legal agreements.


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Indemnifiable Tax', 'law', 'Local Business Day', 'Local Delivery Day', 'Master Agreement', 'Merger Without Assumption', 'Multiple Transaction Payment Netting', 'Non-affected Party', 'Non-default Rate', 'Non-defaulting Party', 'Office', and 'Other Amounts'.


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Payee', 'Payer', 'Potential Event of Default', 'Proceedings', 'Process Agent', 'rate of exchange', 'Relevant Jurisdiction', 'Schedule', 'Scheduled Settlement Date', 'SpecifiedEntity', 'Specified Indebtedness', 'Specified Transaction', 'Stamp Tar', and 'Stamp Tar Jurisdiction'.


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Tax', 'Tax Event', 'Terminated Transactions', 'Termination Currency', 'Termination Event', 'Termination Rate', 'Threshold Amount', 'Transaction', and 'Unpaid Amounts'. It outlines the implications of these terms in the context of the agreement, particularly in relation to early termination and currency conversion.


document_description: This document outlines the terms and conditions of an agreement between Deutsche Bank AG and Southern Financial, LLC, including compensation obligations, fair market value determinations, and waiting periods for certain events or circumstances.

title: Agreement between Deutsche Bank AG and Southern Financial, LLC

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document outlines the terms and conditions related to obligations and waiting periods under specific sections. It includes clauses on fair market value determination and waiting periods for events or circumstances. The document is executed by Deutsche Bank AG and Southern Financial LLC.

key_organizations:
Deutsche Bank AG
Southern Financial LLC


document_description: This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC. It outlines termination provisions, amendments to the definition of 'Specified Transaction', and cross default provisions.

title: Schedule to the 2002 ISDA Master Agreement

document_subtype: ISDA Master Agreement Schedule


document_description: This document outlines the terms and conditions related to payment failures, specified indebtedness, threshold amounts, credit events upon merger, bankruptcy provisions, and termination events between Party A and Party B. It includes provisions for automatic early termination, termination currency, and additional termination events related to ownership and regulatory changes.

key_organizations:
Party A
Party B


document_description: This document outlines the terms and conditions of a financial agreement between Party A and Party B, including termination events, tax representations, and financial thresholds. It specifies conditions under which Party B may be deemed an affected party and details tax representations for both parties.

key_organizations:
Deutsche Bank AG, New York branch
Deutsche Bank AG, London branch
Deutsche Bank Securities Inc.


document_description: The document outlines the requirements for delivering various forms, documents, and certificates between Party A and Party B, including financial statements, legal opinions, and credit support documents. It also specifies the addresses for notices and communications for both parties.

key_locations:
Frankfurt, Germany
St. Thomas, Virgin Islands (U.S)

document_subtype: Agreement


document_description: This document outlines the terms of an agreement between Party A and Party B, including the appointment of process agents, multibranch party details, calculation agent designation, credit support documents, governing law, and additional representations. Party A is a multibranch party with offices in various global locations, while Party B is not. The agreement is governed by New York State law.

key_locations:
New York, NY
London
Tokyo
Paris
Singapore
Brussels
Sydney
Amsterdam
Vienna
Toronto
Auckland
Zurich
Frankfurt


document_description: The document outlines the terms and conditions for transactions between two parties, emphasizing non-reliance on the other party for investment advice, the ability to assess and understand transaction risks, and the status of parties not acting as fiduciaries. It includes representations related to the U.S. Securities Act of 1933, acknowledging that certain transactions may involve unregistered securities and the parties' status as institutional accounts or accredited investors. Additional representations are made by Party B regarding its assets.

document_subtype: agreement


document_description: This document outlines the terms and conditions of an agreement between two parties, referred to as Party A and Party B. It includes provisions related to the Employee Retirement Income Security Act (ERISA), the Dodd-Frank Wall Street Reform and Consumer Protection Act, and the ISDA 2010 Short Form HIRE Act Protocol. The agreement specifies conditions under which the assets of Party B are not considered 'plan assets' under ERISA and are not subject to certain legal restrictions. It also includes provisions for elective termination of transactions and consent to recording of telephone conversations related to the agreement.

key_organizations: International Swaps and Derivatives Association


document_description: This document outlines the terms of an agreement incorporating the Short Form Protocol, addressing withholding tax under FATCA, and detailing representations and acknowledgements by Party B. It includes provisions on tax liabilities, transaction risks, and the financial status of Party B.

key_people:
Party A
Party B


document_description: This document outlines the terms and conditions of a financial agreement between Party A and Party B. It includes clauses on financial responsibility, compliance with laws, set-off rights, and escrow arrangements. Party B confirms its financial capability to bear risks and comply with legal requirements. The agreement also details the set-off mechanism and escrow payment instructions.


document_description: This document outlines amendments and additional agreements related to escrow arrangements, waiver of jury trial rights, agency roles of Deutsche Bank Securities Inc., and applicability of the U.S. Bankruptcy Code. It includes modifications to sections regarding electronic messaging and confirmations.


document_description: The document outlines the terms and conditions for foreign exchange, currency option, commodity, and bullion transactions between the parties. It incorporates definitions from the 1998 FX and Currency Option Definitions and the 2005 ISDA Commodity Definitions. The agreement also includes provisions from the 2002 Master Agreement Protocol by ISDA. It specifies the incorporation of these definitions into transaction confirmations and the conditions under which the agreement prevails over confirmations. Additionally, it allows for the disclosure of information to branches, subsidiaries, affiliates, and regulatory authorities as required by law.

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document appears to be a financial agreement or contract involving Deutsche Bank AG and Southern Financial, LLC. It includes signatures from representatives of both entities, including Cynthia Cuomo and Kathleen Yohe from Deutsche Bank AG, and Jeffrey Epstein from Southern Financial, LLC.

document_subtype: financial agreement


document_description: This document is a Credit Support Annex to the ISDA Master Agreement between Deutsche Bank AG and Southern Financial LLC, dated October 28, 2013. It outlines the terms of the security interest and collateral arrangements between the parties.

title: CREDIT SUPPORT ANNEX to the Schedule to the ISDA MASTER AGREEMENT

document_subtype: Credit Support Annex


document_description: This document outlines the credit support obligations between a Pledgor and a Secured Party, detailing the conditions under which credit support must be transferred or returned based on valuation dates and amounts. It includes conditions precedent for transfer obligations, timing for transfers, and calculation methods for credit support values.


document_description: This document outlines the procedures for substituting and disputing credit support in a financial agreement. It specifies the conditions under which the Pledgor can transfer substitute credit support to the Secured Party and the obligations of the Secured Party to transfer the original credit support back. It also details the dispute resolution process for disagreements over valuation calculations by the Valuation Agent, including recalculation procedures and notification requirements.


document_description: This document outlines the rights and remedies of the Pledgor in the event of an Early Termination Date due to an Event of Default or Specified Condition with respect to the Secured Party. It details the actions the Pledgor can take regarding Posted Collateral and the obligations of the Secured Party to transfer collateral and interest amounts. It also covers the handling of deficiencies and excess proceeds, and the representations each party makes regarding the transfer and ownership of Eligible Collateral.


document_description: This document outlines the expenses and miscellaneous provisions related to the obligations under an annex agreement. It specifies that each party will bear its own costs unless otherwise stated, and details the responsibilities regarding taxes, liquidation costs, and default interest. It also includes clauses on further assurances, protection, good faith performance, and the handling of demands and notices.


document_description: This document provides definitions for terms used in a legal agreement annex, including 'Cash', 'Ora Support Amount', 'Custodian', 'Delivery Amount', 'Disputing Party', 'Distributions', 'Eligible Collateral', 'Eligible Credit Support', 'Exposure', 'Independent Amount', 'Interest Amount', 'Interest Period', 'Interest Rate', and 'Local Business Day'.

document_subtype: Definitions


document_description: This document outlines definitions and terms related to credit support and collateral under a legal agreement. It specifies various terms such as Minimising Transfer Amount, Notification Time, Obligations, Other Eligible Support, Posted Collateral, and more, providing detailed descriptions for each. The document is likely part of a larger legal contract or agreement, possibly related to financial transactions or securities.


document_description: This document outlines the terms and conditions of a financial agreement between Deutsche Bank AG (Party A) and Southern Financial, LLC (Party B). It specifies the obligations of Party B under the agreement, including present and future obligations. The document also details the credit support obligations, including definitions for Delivery Amount, Return Amount, and Credit Support Amount. It lists the types of eligible collateral for Party B, such as cash, Treasury Bills, Treasury Notes, Treasury Bonds, and certain accounts or deposits with Party A.


document_description: This document outlines the terms and conditions related to eligible accounts, collateral, and thresholds for Party A and Party B. It specifies the criteria for an account to qualify as an Eligible Account, the types of collateral that may be agreed upon, and the thresholds for Independent Amounts and Minimum Transfer Amounts. The document also includes provisions for rounding delivery and return amounts.

document_subtype: Collateral Agreement


document_description: This document outlines the terms related to valuation, timing, conditions precedent, and substitution in a legal agreement. It specifies the roles of the Valuation Agent, the timing for valuation and notification, and the conditions under which termination events are considered specified conditions. It also addresses the requirements for substitution and the need for consent from the Secured Party.


document_description: This document outlines the dispute resolution process and collateral management terms between two parties, Party A and Party B. It specifies the conditions under which disputes related to FX Transactions and other transactions are resolved, and details the handling and use of posted collateral, including eligibility to hold collateral, use of collateral, and management of collateral accounts.

document_subtype: Dispute Resolution and Collateral Management Agreement


document_description: This document outlines specific financial terms and definitions related to a financial agreement between two parties, referred to as Party A and Party B. It includes definitions for terms such as Aggregate Ceiling Limit, Base Currency, and various Tier-related financial metrics. The document specifies that certain financial ratios and limits will be determined and notified by Party A to Party B from time to time.


document_description: This document outlines various financial terms and conditions related to Foreign Exchange (FX) Transactions and Currency Option Transactions between two parties, referred to as Party A and Party B. It defines key terms such as Tier II and Tier IV Net Open Positions, Independent Amount Ratios, and Ceiling Limits. The document specifies the percentages and amounts that Party B must maintain in relation to these transactions, as determined by Party A.


document_description: This document outlines definitions and terms related to FX Transactions and Currency Option Transactions, including Net Open Position, Tier I Ceiling Limit, and various currency tiers. It specifies the methodology for calculating these terms and their implications for credit support between the parties involved.


document_description: This document outlines the Additional Termination Events related to Party B in a financial agreement. It specifies conditions under which Party A can terminate the agreement, such as certain financial ratios and net open positions related to FX Transactions and Currency Option Transactions. Party A has the discretion to calculate exposure and collateral value at any time, and can designate an Early Termination Date if an Additional Termination Event occurs.


document_description: This document outlines amendments to a legal agreement, specifically addressing changes to definitions, liability limits, further assurances, transfer of collateral, and tax implications related to posted collateral.

document_subtype: contract amendment


document_description: This document outlines an agreement between Party A (Deutsche Bank AG) and Party B (Southern Financial, LLC) regarding the designation of secured party and pledgor roles. It specifies that Party A is the sole secured party and Party B is the sole pledgor. Party B is responsible for making transfers of eligible credit support. The document also allows Party A to change the methodology for calculating the Net Open Position.

title: Agreement as to Single Secured Party and Pledgor

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein
Paul E. Hala
Thomas Hoddinott

key_organizations:
Deutsche Bank AG
Southern Financial, LLC
Deutsche Bank Securities Inc.


document_description: Exhibit A lists eligible accounts for the Credit Support Annex, specifying Deutsche Bank Securities Inc. with primary and secondary account numbers.


document_description: This agreement outlines the terms between Deutsche Bank Securities Inc. (Intermediary), Southern Financial, LLC (Debtor), and Deutsche Bank AG or its affiliates (Secured Party) regarding the establishment and maintenance of a securities account. It specifies account numbers, the status of the account as a securities account under the UCC, and the roles and responsibilities of the parties involved, including the handling of primary and secondary accounts for trading and collateral purposes.

key_people:
Deutsche Bank Securities Inc.
Southern Financial, LLC
Deutsche Bank AG

document_subtype: Securities Account Control Agreement


document_description: This document outlines the terms and conditions regarding the management and control of financial assets between a Debtor, Secured Party, and an Intermediary. It specifies the rights and obligations of each party concerning the transfer and redemption of assets in primary and secondary accounts, including the conditions under which the Intermediary must comply with orders from the Secured Party or the Debtor.

key_people:
Debtor
Secured Party
Intermediary


document_description: This document is a legal agreement concerning a Securities Account, governed by the laws of the State of New York. It includes provisions on the rights of set-off, choice of law, submission to jurisdiction, jury waiver, and conflict with other agreements. The agreement specifies that any legal actions must be brought in New York courts and outlines the conditions for amendments or modifications.

key_locations:
State of New York
New York City


document_description: This document outlines the terms of an agreement involving an Intermediary, a Debtor, and a Secured Party. It includes provisions on entitlement orders, representations, warranties, covenants, indemnification, and assignment of rights. The Intermediary agrees to comply with entitlement orders and not to enter into agreements limiting this obligation. The document also covers indemnification of the Intermediary and prohibits assignment of rights, except by the Secured Party to its affiliates.


document_description: This document outlines the terms of a security agreement involving Southern Financial, LLC as the Debtor, Deutsche Bank AG as the Secured Party, and Deutsche Bank Securities, Inc. as the Intermediary. It includes provisions for notices, termination, and rights of the secured party and its affiliates.

key_people:
Gedeon Pinedo
Nicholas Hal

key_locations:
St. Thomas, US Virgin Islands
New York, NY

document_subtype: Security Agreement

key_organizations:
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities, Inc.


document_description: This document is a counterparts agreement involving Southern Financial, LLC and Deutsche Bank entities. It outlines that the agreement may be executed in multiple counterparts, which together constitute one instrument. Key signatories include Jeffrey Epstein, Cynthia Cuomo, Kathleen Yohe, Paul E. Salvas, and Thomas Hoddinott.

title: Counterparts Agreement

key_people:
Jeffrey Epstein
Cynthia Cuomo
Kathleen Yohe
Paul E. Salvas
Thomas Hoddinott

key_organizations:
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: An entitlement order issued by a secured party to an intermediary regarding the redemption and transfer of financial assets in a securities account.

title: Entitlement Order for Securities Account

document_subtype: entitlement order


document_description: A notice of sole control over securities entitlements for a specified securities account, instructing the intermediary not to accept directions from anyone other than the secured party.

document_subtype: Notice of Sole Control


document_description: A financial report detailing large, zero, and negative balances for various accounts as of March 19, 2018.

title: RM0082289 Daily Deposit Report

key_people:
Noel Volpe
Jeffrey Epstein
Nancy Devane
Michael Devane
Darren K. Indyke

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, LTD
Blood-Horse LLC
Zorro Management, LLC


document_description: This document appears to be a financial ledger or statement listing various trusts, companies, and individuals with associated amounts. It includes entries for entities such as PRYTANEE, LLC, THE HAZE TRUST, and SOUTHERN TRUST COMPANY, INC., among others, with amounts either credited (D) or debited (M).

key_people:
Kati Wanek-Forsythe
Darren K. Indyke
Shari Wagner

key_organizations:
PRYTANEE, LLC
THE HAZE TRUST
CRW 2007 LLC
GEW 2007 LLC
WANEK TRUST OF 2000
AXCIS INFORMATION NETWORK INC
SOUTHERN TRUST COMPANY, INC.
GRATITUDE AMERICA, LTD
DARREN K. INDYKE PLLC
SOUTHERN FINANCIAL LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
THE 2017 CATERPILLAR TRUST


document_description: The document discusses the need for ACO attestation or confirmation from AFC/COB regarding certain accounts. It also mentions data issues and CIB claims that have been deemed off-boards unless an ACO is found or stated otherwise.

key_organizations: ACO AFC COB


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0082289 Daily Deposit Report 20170428

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Todd R. Wanek
Shari Wagner
Kati Wanek-Forsythe

document_subtype: Daily Deposit Report

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
Southern Trust Company, Inc.
The Haze Trust
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC


document_description: A check issued by JEGE, LLC to World Fuel Services, Inc. for the amount of $8,869.17, processed through Deutsche Bank Trust Company Americas. The check number is 1343 and it includes a memo referencing Customer # 116809 and Invoice # 10013305-21101.

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802-1348

key_locations: 2458 Paysphere Circle, Chicago, IL 60674-0024

document_subtype: check

key_organizations:
World Fuel Services, Inc.
JEGE, LLC
Deutsche Bank Trust Company Americas
Bank of America


document_description: A status report related to the PWM AML Surveillance by Deutsche Bank, marked for internal use and confidential under federal rules.

title: PWM AML Surveillance Status Report

document_date: June 2014

document_subtype: status report


document_description: The document provides a summary of transactions and alerts monitored by Deutsche Bank in June 2014, including Prime and Actimize systems, as well as various compliance requests and filings.


document_description: The document is a report from Deutsche Bank detailing various request types and filings. It includes a table showing the count and percentage of different request types, such as General/Legal requests, OFAC requests, FinCEN 314(a) requests, Dept of Commerce Denied Persons List, and International Inquiries/Static Data Embargo. Additionally, it provides information on US PWM CTR and SAIF filings for June 2014, with a graphical representation of filings over time.

document_subtype: report

key_organizations:
Deutsche Bank
OFAC
FinCEN
Dept of Commerce


document_description: A check issued by DEUTSCHE BANK TRUST COMPANY AMERICAS to Sawyers Control Systems, Inc. for the amount of $12,918.99 as final payment on a metric entry and intercom system.

key_locations:
New York, New York
St. Thomas
Hampton, NJ

key_organizations:
DEUTSCHE BANK TRUST COMPANY AMERICAS
NES, LLC
Provident Bank


document_description: This document contains disclaimers and confidentiality notices from Deutsche Bank, emphasizing that the communication should not be considered legal or tax advice and may contain confidential information. It includes references to EU corporate and regulatory disclosures.


document_description: A confidential communication from Deutsche Bank Securities Inc. (DBSI) discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. The memo emphasizes that the information is for discussion purposes only and not investment advice. It also includes disclaimers about confidentiality and the non-binding nature of the communication.

document_subtype: memo


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A memo from Vijay Sawant, KYC Case Representative at Deutsche Bank, regarding confidential information pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank Group
Deutsche CI8 Centre Private Limited


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying the legal existence of PRYTANÉE, LLC as a Limited Liability Company registered on July 22, 2016.

title: Certificate of Existence for PRYTANÉE, LLC

document_type: government

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations: Government of the Virgin Islands of the United States


document_description: This document outlines the Articles of Organization for Prytanée, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the Virgin Islands. It includes details about the company's name, address, principal office, and resident agent.

title: Articles of Organization of Prytanée, LLC

key_locations: Royal Palms Professional Building, 62-3A & 62-3B Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

key_locations: Royal Palms Professional Building, 9053 Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

document_subtype: Articles of Organization


document_description: This document outlines the formation of a limited liability company under the laws of the U.S. Virgin Islands. It includes the purpose, duration, organizer, management, and capital of the company.

key_people:
Brett Geary
Etienne Binant

key_locations:
St. Thomas, Virgin Islands
Paris, France

document_subtype: Company Formation Document


document_description: The document outlines the limitation of liability for managers and members of the Company. Managers are not liable for monetary damages except in cases of breach of duty, intentional misconduct, or statutory violations. Members are not liable for the Company's debts and obligations under the Uniform Limited Liability Company Act. The severability clause ensures that if any part of the Articles is void or illegal, the rest remains effective.

title: Limitation of Liability and Member Liability


document_description: This document is a notarized statement by Brett Geary, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. The notarization took place in the United States Virgin Islands on July 22, 2016, by Notary Public Gina Marie Bryan.

key_people:
Brett Geary
Gina Marie Bryan

key_locations:
United States Virgin Islands
St. Thomas/St. John, USVI

document_subtype: Notarized Document


document_description: This document is the operating agreement for Prytanée, LLC, a United States Virgin Islands limited liability company. It outlines the rights and obligations of the company's sole members, Southern Trust Company, Inc. and The Pierre Trust, as well as the company's manager, Etienne Binant. The agreement includes definitions of terms and details regarding the ownership, management, and governance of the company.

title: Prytanée, LLC Operating Agreement

key_people:
Etienne Binant
Caroline Sophie Camille Lang

key_locations:
United States Virgin Islands
Paris, France

document_subtype: Operating Agreement

key_organizations:
Prytanée, LLC
Southern Trust Company, Inc.
The Pierre Trust


document_description: This document outlines definitions and provisions related to an Operating Agreement, including terms such as 'Adjusted Capital Account Balance', 'Affiliate', 'Agreement', 'Artwork', and 'Capital Account'. It specifies how Capital Accounts are maintained and adjusted in compliance with relevant regulations.


document_description: This document outlines the definitions and terms related to the operating agreement of Prytanée, LLC. It includes definitions for terms such as Capital Contributions, Cash Flow, Certificate, Code, Company, Consent, and Depreciation. The document specifies the conditions under which modifications can be made and the financial implications of such modifications.

key_organizations:
Prytanée, LLC
STC


document_description: This document outlines definitions related to a membership agreement, including terms such as 'Membership Interest,' 'Notice,' 'Person,' 'Profits,' and 'Losses.' It specifies the rights and obligations of members, the communication requirements for notices, and the calculation of profits and losses for tax purposes.

document_subtype: Agreement Definitions


document_description: The document outlines the formation and operation of Prytanee, LLC, a limited liability company organized for investment in artwork. It details the company's purpose, registered agent, and provisions for qualification in additional jurisdictions.

document_subtype: LLC Operating Agreement

key_organizations:
Prytanee, LLC
Business Basics VI, LLC


document_description: This document outlines the membership interests, capital contributions, and financial allocations for a company. It specifies voting rights, initial capital contributions, and conditions for additional contributions and membership interests. It also details the allocation of profits and losses among members.


document_description: This document outlines the allocation of income, gain, loss, and deduction for tax purposes among members of a company, as well as the distribution of cash flow. It also details the management structure of the company, including the appointment of an initial manager and the terms of a management agreement.


document_description: The document outlines the terms of a Management Agreement, including the compensation structure for the Manager, management authority, and expense reimbursement policies. The Manager is responsible for the day-to-day operations of the Company and has the authority to incur reasonable business expenses, enter into shipping and insurance contracts, and bind the Company in business matters.

document_subtype: Management Agreement


document_description: This document outlines the authority and responsibilities of the Manager in acting on behalf of the Company. It specifies that certain decisions or actions require the approval of the Members, including purchases of artwork exceeding $10,000, leasing or purchasing office space, executing management agreements, setting compensation, and opening or closing bank accounts.

document_subtype: agreement


document_description: This document outlines the roles, responsibilities, and limitations of the Manager in a company, including the process for removal, resignation, and appointment of a new Manager. It specifies the requirement for written approval from legal counsel for certain actions and details the limitation on liability for the Manager.

key_people:
Darren K. Indyke
Etienne Binant

document_subtype: contract


document_description: This document outlines the procedures for the dissolution of a company, including the conditions under which dissolution may occur, such as the death of Jeffrey E. Epstein, consent of the members, or a voting deadlock. It details the order of priority for distributing the company's assets upon liquidation, including payment of debts, creation of reserves, repayment of member loans, and distribution to members. It also specifies the conduct of business affairs during the dissolution process.

key_people:
Jeffrey E. Epstein
Etienne Binant

document_subtype: Company Dissolution Procedures


document_description: This document outlines miscellaneous provisions of a legal agreement, including binding terms, execution in counterparts, effects of consent or waiver, enforceability, entire agreement clause, and governing law jurisdiction. The agreement is governed by the laws of the United States Virgin Islands.


document_description: The document outlines the terms and conditions of an agreement, including jurisdiction, liability among members, partnership intentions, amendment procedures, notice requirements, and business pursuits of members and managers. It specifies that the company and parties agree to jurisdiction in St. Thomas, US Virgin Islands, and details the liability and partnership intentions among members. It also covers amendment procedures and notice requirements, allowing members and managers to engage in other business activities.

key_locations: St. Thomas, United States Virgin Islands

document_subtype: Agreement


document_description: The document outlines the rights and limitations of Members and Managers in pursuing independent ventures, clarifies the interpretation of references, and discusses the validity of electronic signatures.


document_description: This document is an agreement executed by Prytanée, LLC, Southern Trust Company, Inc., and The Pierre Trust. It includes signatures from Etienne Binant as Manager, and representatives from the member organizations.

key_people:
Etienne Binant
Caroline Long Jaug


document_description: This document lists the names, addresses, and membership interests of the members of a company, including their percentage ownership and initial capital contributions.

title: Exhibit A - Membership Interests

key_people:
Darren K Indyke
Caroline Lang
Etienne Binant

key_locations:
St. Thomas, USVI
New York, NY
Paris, France

document_subtype: Membership Interests

key_organizations:
Southern Trust Company, Inc.
The Pierre Trust


document_description: The IRS assigned an Employer Identification Number (EIN) to PRYTANEE LLC, represented by Southern Trust Company Inc. The notice includes filing requirements and tax classification information.

title: IRS EIN Assignment Notice

key_people:
PRYTANEE LLC
Southern Trust Company Inc

key_locations:
Cincinnati, OH
St Thomas, VI

document_subtype: IRS Notice

key_organizations:
IRS
Department of the Treasury


document_description: IRS notice regarding Employer Identification Number (EIN) for PRYTANEE LLC, including important reminders about using the EIN on federal tax forms and tax-related correspondence.

key_organizations:
PRYTANEE LLC
Southern Trust Company Inc


document_description: The Pierre Trust Agreement, established in November 2016, outlines the terms under which Caroline Sophie Camille Lang, as both Grantor and Trustee, manages the trust. The trust's income is to be paid to the Grantor or accumulated as directed. The Grantor reserves rights to amend, revoke, or withdraw from the trust, and to transfer additional property to it.

title: The Pierre Trust Agreement

document_date: November 2016

document_subtype: Trust Agreement


document_description: This document outlines the provisions for the distribution and administration of a Trust Estate after the death of the trustor. It specifies the disbursement of the trust's income and principal to the trustor's daughters, conditions if the beneficiaries predecease the trustor, and the administration of discretionary powers by the Trustee.

key_people:
ANNA LEA ELVIRE LAIK
REBECCA ZOE BERTHS LAIK

document_subtype: Trust Document


document_description: The document outlines the terms of a trust agreement, including provisions for asset distribution, accounting allocations, and a spendthrift provision. It specifies how assets should be valued and distributed, how receipts and disbursements should be allocated, and restrictions on beneficiaries' ability to pledge or assign their interests in the trust.


document_description: The document outlines the powers and discretions granted to a Trustee in managing a trust. It includes provisions for reimbursement from trust assets without judicial approval, general investment powers, and specific powers related to the management of natural resources.


document_description: This document outlines the powers and responsibilities of a trustee in managing a trust. It includes provisions for managing property, employing personnel, conducting geological surveys, and handling financial transactions. The trustee is empowered to litigate, settle claims, loan or borrow money, invest in entities, manage business enterprises, and engage in transactions with entities in which the trustee has an interest.

document_subtype: trust document


document_description: The document outlines the powers and limitations of a trustee in managing a trust. It includes provisions for leasing, mortgaging, or encumbering trust assets, abandoning property deemed worthless, electing distribution modes for various plans, conducting audits for compliance with environmental laws, and restrictions on transactions involving the trustee's personal interests.

key_people: Trustee Grantor

document_subtype: trust agreement


document_description: This document outlines the powers and authorities granted to the Trustees of a Trust. It includes provisions for delegating management of trust assets, signing financial instruments, accessing safe deposit boxes, distributing property to beneficiaries, and maintaining records. It also allows for the division of the Trust into subsidiary accounts and the use of trust property by beneficiaries.


document_description: This document outlines the powers and restrictions of a Trustee in managing a Trust. It includes provisions for granting and eliminating powers of appointment, renouncing assets, and executing necessary instruments. It also details restrictions on a Trustee's powers, especially in cases of conflict of interest or legal obligations to beneficiaries.


document_description: This document outlines the provisions concerning trustees in a trust agreement. It includes sections on the appointment of successor trustees, resignation of trustees, handling of vacancies, elimination of bond requirements, and exculpation and indemnification of trustees.


document_description: The document outlines the responsibilities and protections for Trustees managing a Trust, including relief from certain statutory provisions of the Virgin Islands Code. It specifies that Trustees are not liable for negligence unless acting in bad faith and that legal fees for defending actions against Trustees will be covered by the Trust. It also addresses representation of persons under disability, simultaneous deaths, and the governing law of the Trust.

reference_numbers:
Section 1212, Title 15
Chapter 59, Title 15
Section 1107, Title 15
Chapter 57, Title 15


document_description: This document outlines the terms and conditions of a Trust Agreement, specifying the jurisdiction and laws governing the trust, the powers of the Trustee, and the consequences for beneficiaries who contest the agreement. The U.S. Virgin Islands courts have primary supervision, but the Trustee has the discretion to transfer the trust's situs to another jurisdiction. Definitions of terms like 'Trustee' and 'Executor' are provided, and a no-contest clause is included to nullify benefits for any beneficiary who challenges the agreement.


document_description: This document is a Trust Agreement executed by Caroline Sophie Camile Lang, who is both the Grantor and Trustee. It includes a Trustee Notice section advising the Trustee to seek legal advice if needed. The agreement was signed and notarized in Paris, France.

key_people:
Caroline Sophie Camile Lang
Valene Magnard


document_description: An internal status report from Deutsche Bank's AML Committee, focusing on PWM AML Surveillance, marked as confidential and for internal use only.

title: PWM AML Surveillance Status Report

document_date: March 2014

document_subtype: internal report


document_description: The document provides a summary of Deutsche Bank's US Private Wealth Management (PWM) transactions monitored in March 2014, showing an increase in transaction volume compared to March 2013. It includes data on total transactions monitored in Prime and Actimize, as well as case volumes and research activities.

title: Deutsche Bank US PWM Transactions Monitored

document_subtype: financial report


document_description: The document provides interest rates and annual percentage yields for various personal and business term deposits offered by Deutsche Bank AG NY Branch as of February 5, 2018. It includes details on minimum and maximum deposit requirements and notes on variable rates for certain terms.

document_subtype: financial rates table


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing confidential and/or privileged information. It includes references to securities offered through Deutsche Bank Securities Inc. and mentions attached documents related to pricing and rate sheets. The communication advises recipients to refer to Deutsche Bank's disclosures for additional EU corporate and regulatory information and states that Deutsche Bank does not provide legal or tax advice.

document_subtype: fax

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Martin Zeman from Deutsche Bank Wealth Management requests Nina to provide a screenshot or any information available on Third Lake Capital's account in GM as far back as possible.

key_people:
Martin Zeman
Nina

document_subtype: email

key_organizations:
Deutsche Bank Wealth Management
Third Lake Capital


document_description: A communication from Xavier Avila, Managing Director at Deutsche Bank Securities Inc, containing confidential and/or privileged information. The communication includes references to several attached documents related to financial agreements and financials of Southern Financial and Southern Trust Company Inc. It also includes disclaimers about the confidentiality and legal nature of the information.

key_locations: 345 Park Avenue, New York, NY, 10154-0004

key_organizations:
Deutsche Bank Securities Inc
Southern Financial
Southern Trust Company Inc


document_description: Contact information for Vahe Stepanian, a key client partner at Deutsche Bank Securities Inc.

document_subtype: contact information


document_description: Uber ride receipt for a trip from 125 Roosevelt Ave, Corona, NY. The trip was 8.25 miles long and lasted 49 minutes and 59 seconds. The total charge was $52.35, including sales tax and Black Car Fund contributions. The ride was with driver Andreas, affiliated with DANACH NY LLC.

document_subtype: ride receipt

key_organizations:
DANACH NY LLC
Uber


document_description: Business card of Stewart Oldfield, Director at Deutsche Bank Trust Company Americas.

document_subtype: business card

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: A status report for the AML Committee regarding PWM AML Surveillance for November and December 2013. The document is marked confidential and for internal use only.

title: AML Committee PWM AML Surveillance Status Report

document_subtype: status report


document_description: The document is a management summary from Deutsche Bank focusing on risk management, regulatory/audit updates, and project/work efforts. It includes details on the Fed Exam, internal audits, and the 2012/2013 Prime BSA Upgrade project. The document also covers semi-annual fuzzy logic testing and the annual AML monitoring program review.

title: Deutsche Bank Risk Management Summary

document_subtype: management summary

key_organizations:
Deutsche Bank
Fed
FIS
GTO


document_description: The document is a risk report from Deutsche Bank detailing transaction monitoring and compliance activities for December 2013. It includes statistics on transactions monitored, cases and alerts to be researched, account profiles set up or modified, and compliance requests received.

document_subtype: risk report


document_description: A check issued by Jeffrey Epstein from Deutsche Bank Trust Company Americas for $7,500, payable to cash, dated December 8, 2016. The check was cashed at DBTCA Americas with teller TT. The check has a high dollar pull exception and a signature irregularity noted.

document_subtype: check


document_description: Vahe Stepanian from Deutsche Bank Securities informs Richard about the settlement timeline for stock sales, indicating that proceeds from sales made yesterday can be wired externally by Friday.

key_people:
Vahe Stepanian
Richard
Darlene


document_description: Informal trade execution information provided by Deutsche Bank Wealth Management as an accommodation prior to official trade confirmations. Terms may change before settlement, and official confirmations govern.

key_locations: 345 Park Avenue, New York, NY 10154-0004

document_subtype: trade execution information


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of March 27, 2017. It includes account names, categories, and balances, as well as large transactions involving PLAN D, LLC and THE HAZE TRUST.

title: RM0082289 Daily Deposit Report

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Southern Trust Company, Inc.
Southern Financial LLC
Todd R. Wanek and Karen A. Wanek
SSW 2007 LLC
KWF 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT


document_description: Confidential correspondence related to financial crimes risk assessments at Deutsche Bank Americas.

key_people: Director, Financial Crimes Risk Assessments


document_description: Confidential communication from Deutsche Bank with disclaimers about legal and tax advice.


document_description: The document contains a table of financial data with account numbers, names, categories, and balances. It includes large, zero, and negative balances for various entities, including LLCs, trusts, and individuals. The data appears to be confidential and related to financial transactions or holdings.

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek
Rahul Vaid
Gabrielle E. Wanek

key_organizations:
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Global Retail, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd


document_description: The document contains financial information related to various trusts and companies, including balances and account details. It lists entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable, Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, Ashley Furniture Industries Inc, and others. The document highlights large, zero, and negative balances.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Ronald Wanek
Joyce Wanek
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: Instructions to distribute balances and close deposit accounts for Butterfly Trust and Jeffrey Epstein's Global Deposits accounts.

key_people:
Kimberly Hart
Jeffrey Epstein

document_subtype: memo

key_organizations:
Southern Trust Company Inc
The Haze Trust
Deutsche Bank Trust Company Americas


document_description: A collection of top stories from Bisnow.com, including topics on tech industry demand for office space, Jeffrey Epstein's properties, Prologis' acquisition, and the importance of data gathering for opportunity zones.

title: Top Stories on Bisnow.com

document_type: media

key_organizations:
Prologis
Industrial Property Trust


document_description: Deutsche Bank is reducing its office space at Time Warner Center by 60,000 square feet amid global job cuts as part of its restructuring efforts.

title: Amid Mass Layoffs, Deutsche Bank Is Shrinking Its Future HQ At Columbus Circle

key_locations:
Time Warner Center
Columbus Circle


document_description: The document discusses the impact of new rent regulation laws in New York on the real estate market, highlighting opportunities for investors as some landlords may sell their assets at low prices.

document_subtype: news clipping


document_description: Request for confirmation on whether a donation constitutes 10% or more of Gratitude's total assets, and if so, request for constitutional documents for BV70, LLC. Additionally, requests for ExCo approval, FinCEN form, and revised CDD form if BV70, LLC is considered as UBO.

key_people:
Vijay Sawant
Mayur Rathod

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
BV70, LLC


document_description: Business card of Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management.


document_description: The email discusses pending responses on rejection cases related to KYC for Hyperion LLC and J. Epstein Virgin Islands Foundation Inc. It requests specific documents and confirmations regarding management, signing authority, and source of funds.

key_people:
Stewart
Lawrence Visoski
Erika Kellerhals
Paul Barrett
Jeffrey Epstein
Vijay Sawant

key_organizations:
Hyperion LLC
Epstein Virgin Islands Foundation Inc
Deutsche CM Centre Private Limited
Deutsche Bank Group
Wealth Management


document_description: This document is a daily deposit report listing account balances for various entities, including Jeffrey Epstein, with large, zero, and negative balances as of November 1, 2018. It includes account numbers, names, categories, and balances.

title: RM0082289 Daily Deposit Report 20181102

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Cameron Wanek
Shari Wagner
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
TJC Media Ventures, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSw 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial information related to various trusts, LLCs, and individuals, detailing credits and debits with specific amounts. It includes large, zero, and negative balances for different accounts.


document_description: A letter from Darren K Indyke requesting the closure of an account.

key_people:
Darren Indyke
Brad

document_subtype: letter


document_description: The document contains information about wire transfers processed by Deutsche Bank. It includes details of three wire transfers, their amounts, dates, and destinations. The communication is between Brigid Macias and Bella Klein regarding the status and tracking of these wires.

key_people:
Brigid Macias
Bella Klein

key_locations:
Moscow
Madrid
New York

document_subtype: wire transfer


document_description: A letter from Deutsche Bank Wealth Management, signed by Stewart Oldfield, addressed to Mile Lukic at LGT Bank Liechtenstein. The letter discusses the account of Southern Trust Company, Inc. at Deutsche Bank, stating that there have been no known issues with the operation or use of its accounts since 2013.

key_people:
Stewart Oldfield
Mile Lukic

key_locations:
New York, NY
Tel-Aviv, Israel

key_organizations:
Deutsche Bank
LGT Bank Liechtenstein
Southern Trust Company, Inc.
Bank Leumi Le Israel Ltd.


document_description: Request to order 50,000 Euros in large bills for Darren to pick up at AFEX.

key_people:
Bella Klein
Darren

document_subtype: note

key_organizations:
HBRK Associates Inc
AFEX


document_description: Internal communication regarding the approval of transactions related to Hyperion Air, with a note that the account is closed. It includes instructions for reporting fraudulent transactions.

key_organizations:
DBOI Global Services Private Limited
Hyperion Air
Manufacturers and Traders Trust Co
International Jet Interiors, Inc.


document_description: This document contains a disclaimer about confidential and privileged information, directing recipients to Deutsche Bank's website for privacy policy and regulatory disclosures. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Discussion about non-post transactions for a closed account that requires reopening to process transactions.

key_people:
Naveen Bagaria
Brigid Macias
Ankit-Kumar Sharma
Bhavesh Chandani
Stewart Oldfield
Natalie Barak

document_subtype: email correspondence

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A communication from DBOI Global Services Private Limited regarding banking queries and privacy of communications. It includes contact information and a disclaimer about confidentiality and legal advice.

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


document_description: Internal communication regarding the approval of transactions related to Hyperion Air and Manufacturers and Traders Trust Co. The account is noted as closed, and there is a directive to report any fraudulent transactions.

document_subtype: internal communication

key_organizations:
DBOI Global Services Private Limited
Hyperion Air
Manufacturers and Traders Trust Co.
International Jet Interiors, Inc.


document_description: This document contains disclaimers and privacy policy information from Deutsche Bank. It includes references to confidentiality, legal and tax advice disclaimers, and monitoring of communications for compliance purposes. It also provides links to EU corporate and regulatory disclosures.


document_description: A letter from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, discussing the terms and conditions of Deutsche Bank AG NY Preferred Certificate of Deposit, including interest rates, minimum and maximum deposit amounts, and penalties for early withdrawals.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: This document is a rate sheet for banking accounts, specifically for Deutsche Bank's New York branch, dated February 5, 2018. It includes information on preferred CD rates and other banking account details.

title: Banking Account External Rate Sheet

document_subtype: rate sheet


document_description: This document is an application form for opening an individual deposit account with Deutsche Bank Wealth Management. It includes sections for personal information, account type selection, and banking services options. The form is largely unfilled, with placeholders for applicant details, account preferences, and additional banking services.

title: Deutsche Bank Wealth Management Individual Deposit Account Opening Application

document_subtype: Bank Account Application


document_description: This document outlines Deutsche Bank's customer identification policy, emphasizing compliance with federal laws to combat terrorism financing and money laundering. It details the bank's obligations to verify customer identities, share information as per legal requirements, and manage joint accounts. It also covers ATM/Debit card usage, Internet Banking Services, and tax responsibilities for non-U.S. individuals.

document_subtype: Notice of Customer Identification Policy

key_organizations:
Deutsche Bank
DBTCA


document_description: A bank application form requiring W-8 or W-9 documentation, acknowledgment of terms and conditions, and acceptance by DBTCA. Includes sections for account holder signatures and bank use only.

document_subtype: bank application


document_description: A signature card for a Deutsche Bank Trust Company Americas account, with fields for account holder title, account number, number of signatures required, and types of account ownership. The document is largely unfilled, with empty fields for signatures, print names, approval, and date. It also includes a section for Power of Attorney with empty fields for specimen signature and date.

title: Deutsche Bank Wealth Management Signature Card

document_subtype: signature card


document_description: This document is a Form W-9 used to request a taxpayer's identification number and certification. It includes sections for the taxpayer's name, business name, tax classification, exemptions, address, and taxpayer identification number (TIN). The form also includes a certification section where the taxpayer certifies the accuracy of the TIN, their exemption from backup withholding, and their status as a U.S. person. The form is intended for U.S. persons to provide their correct TIN to a requester who must file an information return with the IRS.

title: Form W-9 Request for Taxpayer Identification Number and Certification

document_date: December 2014

document_subtype: Form W-9


document_description: Instructions for completing Form W-9, which is used to provide taxpayer identification information to entities that report income to the IRS. It includes definitions of U.S. persons, special rules for partnerships, backup withholding information, FATCA reporting, and penalties for non-compliance.

title: Form W-9 Instructions

document_subtype: tax form instructions

key_organizations:
IRS
Social Security Administration


document_description: Instructions for completing Form W-9, including details on business names, tax classification, exemptions from backup withholding, and FATCA reporting codes. Provides guidance on entering taxpayer identification numbers and addresses.

title: Form W-9 Instructions

document_subtype: tax form


document_description: This document is a Form W-9 used for tax purposes to provide a correct Taxpayer Identification Number (TIN) to persons required to file information returns with the IRS. It includes instructions for certification, signature requirements, and guidelines for different types of accounts. It also provides information on identity theft prevention and privacy act notice.

title: Form W-9 (Rev. 12-2014)

document_subtype: tax document

key_organizations: Treasury Inspector General for Tax Administration


document_description: The document is a Depositor Information Sheet from Deutsche Bank AG, informing the customer about the statutory Deposit Guarantee Scheme as per the German Banking Act. It details the protection limit of EUR 100,000 per depositor per credit institution, the reimbursement period, and contact information for the Entschädigungseinrichtung deutscher Banken GmbH. It also explains the coverage for joint accounts and business partnerships, and provides additional information on the statutory and contractual Deposit Guarantee Schemes.

document_subtype: Depositor Information Sheet


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: A confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.