document_description: The document outlines additional representations applicable to a transaction agreement. It includes representations of all parties regarding non-reliance, assessment and understanding, and status of parties. It also covers securities ad representations, acknowledging the involvement of securities under the U.S. Securities Act of 1933 and the qualifications of parties as 'account-buyers' or 'accredited investors.'


source: doj

document_description: This document outlines the terms and conditions of an agreement between two parties, Party A and Party B. It includes representations and warranties regarding the assets of Party B, compliance with ERISA and other regulations, and provisions for elective termination of transactions. The document also includes consent to recording of telephone conversations related to the agreement.

document_type: legal

document_subtype: contract


document_description: This document outlines provisions related to tax and representations between Party A and Party B, including the incorporation of the ISDA 2010 Short Form HIRE Act Protocol and details on FATCA Withholding Tax. It also includes representations and acknowledgments by Party B regarding the risks and liabilities associated with transactions.

key_people:
Party A
Party B

document_subtype: agreement

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B, focusing on financial and legal obligations. It includes clauses on the financial status and compliance of Party B, as well as set-off provisions in case of early termination.


document_description: This document outlines amendments to a legal agreement, including provisions for escrow payments, waiver of jury trial rights, and acknowledgments related to Deutsche Bank Securities Inc. and the U.S. Bankruptcy Code. It specifies conditions under which payments can be made in escrow and details the roles and liabilities of parties involved.


document_description: This document outlines amendments to a legal agreement, specifically related to bankruptcy code protections, foreign exchange transactions, and disclosure permissions. It modifies sections related to electronic messaging and confirms the incorporation of specific definitions into transactions.

document_subtype: Agreement Amendment

key_organizations: International Swaps and Derivatives Association Inc.


document_description: The document is an agreement incorporating the provisions of the 2002 Master Agreement Protocol by the International Swaps and Derivatives Association, Inc. It includes representations and compliance obligations under the Dodd-Frank Act and related CFTC regulations.

document_subtype: Agreement


document_description: Draft agreement involving Deutsche Bank AG, Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke as trustee for the Haze Trust. The agreement mentions the exchange of questionnaires and specifies addresses for notices.

document_type: correspondence

key_locations: 6100 Redd Hook Quarter, B3, St. Thomas, Virgin Islands (US)

key_organizations:
Deutsche Bank AG
Southern Financial LLC
Southern Trust Company Inc.


document_description: Draft document related to Southern Trust Company, Inc. and The Haze Trust, with confidential markings and references to legal confidentiality under Federal Rules.

key_organizations:
Southern Trust Company, Inc.
The Haze Trust


document_description: This document is an appendix detailing financial information for various entities, including Southern Financial LLC and Southern Trust Company Inc. It outlines total assets, liquid assets, and net worth for the purposes of specific parts of a schedule to an agreement. The document includes changes and clarifications regarding asset levels and thresholds.

document_type: tabular

document_subtype: financial schedule

key_organizations:
Southern Financial LLC
Southern Trust Company Inc.
The Haze Trust


document_description: A memo from Tazia Smith to Darren discussing Draft 2 of a bilateral CSA related to Jeffrey Epstein. The memo covers legal language, ownership amendments, and processing agent details. A conference call is proposed for further discussion.

key_people:
Tazia Smith
Darren
Jeffrey Epstein
Harry

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Drafted two separate ISDA/CSAs with various amendments and specifications. The document outlines changes to specified transactions, cross default terms, payee tax representations, and additional representations for Party B. It also discusses the delivery of documents, execution of agreements, and collateral provisions.

document_subtype: ISDA/CSA Draft

key_organizations:
Southern Trust Company Inc
Southern Financial LLC
DB


document_description: This document is a draft agreement between Deutsche Bank AG (Party A) and multiple counterparties (Party B) listed in Appendix I. It outlines the terms of separate agreements with each counterparty, specifying obligations, credit support obligations, and eligible collateral. The document includes provisions for delivery amount, return amount, and credit support amount, with specific percentages for cash and U.S. Treasury debt obligations as eligible collateral.


document_description: This document outlines the terms and conditions related to negotiable debt obligations, eligible accounts, and other eligible support between Party A and Party B. It specifies the thresholds for Independent Amount, Threshold, and Minimum Transfer Amount for both parties.

document_subtype: financial agreement


document_description: This document outlines the terms and conditions related to valuation, timing, conditions precedent, secured party's rights and remedies, substitution, and dispute resolution between Party A and Party B. It specifies the roles of the Valuation Agent, Valuation Date, and Notification Time. It also details the conditions under which termination events occur and the process for dispute resolution.


document_description: This document outlines the terms and conditions related to the handling and use of posted collateral between Party A and Party B. It includes provisions for the transfer of undisputed credit support, eligibility to hold posted collateral, use of collateral accounts, and conditions for eligible accounts. The document specifies the roles and responsibilities of Party A and its custodian, Deutsche Bank AG, New York Branch, in managing the collateral.


document_description: This document outlines the terms related to distributions and interest amounts between Deutsche Bank AG and another party. It specifies the interest rate, transfer of interest amount, and other eligible support. It also includes provisions for demands and notices, addresses for transfers, and limits on the secured party's liability.


document_description: This document outlines the terms of an agreement between two parties, Party A and Party B, regarding the handling of collateral and security interests. It specifies the roles of the Secured Party and the Pledgor, the transfer of eligible collateral, and tax implications on interest amounts related to posted collateral.


document_description: Exhibit A lists eligible accounts for the Credit Support Annex, detailing primary and secondary account numbers for various entities associated with Deutsche Bank Securities Inc.

document_type: financial

document_subtype: Credit Support Annex

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC
Southern Trust Company Inc.


document_description: This document is a draft schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and various counterparties listed in Appendix I. It outlines the terms of separate agreements with each counterparty, specifying that no party is liable for the obligations of others. It includes termination provisions and amendments to the definition of 'Specified Transaction' and 'Cross Default' provisions.

document_subtype: ISDA Master Agreement Schedule


document_description: This document is a draft amendment to a financial contract, detailing changes to the terms regarding events of default, specified indebtedness, and threshold amounts for parties involved. It includes provisions for errors or omissions of an administrative nature, force majeure, and specific financial market transactions.

document_subtype: contract amendment


document_description: Draft contract clauses related to termination events and currency selection. The document includes provisions for termination events such as change of ownership, failure to maintain financial thresholds, adverse regulatory changes, and material adverse changes in financial condition. It also discusses the selection of termination currency, with a preference for USD.

key_organizations:
Southern Financial, LLC
Southern Trust, Inc.


document_description: The document outlines tax representations related to a financial agreement involving Southern Trust, Inc., Southern Financial, LLC, and Deutsche Bank. It specifies the tax status and obligations of the parties involved, including representations about withholding tax exemptions and the treatment of transactions for U.S. income tax purposes.

key_locations:
US Virgin Islands
New York
London

key_organizations:
Southern Trust, Inc.
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: The document outlines tax representations related to transactions and payments under a specified agreement. It discusses eligibility for benefits under various income tax treaty provisions between Germany and the jurisdiction of payment, as well as the United States and Germany. It includes representations for Party B concerning payments made by Party A's branches and the eligibility for treaty benefits. The document also contains draft changes and requests for confirmation regarding the appropriate tax representations for Southern Financial LLC and Southern Trust Company Inc.

key_locations:
United States
Germany
New York
London
Tennessee

document_subtype: tax representation

key_organizations:
The Haze Trust
Southern Financial LLC
Southern Trust Company Inc.
Deutsche Bank Securities Inc.
Deutsche Bank AG


document_description: This document outlines the agreement between Party A and Party B regarding the delivery of specific tax-related documents. It specifies the forms required, such as IRS Form W-9, W-8BEN, and W-8IMY, and the conditions under which they must be delivered. The document also mentions the jurisdictions involved and the relevant tax treaties.


document_description: Draft document outlining the delivery of various forms and documents by Party A and Party B as part of an agreement. It specifies the types of documents required, the parties responsible for delivering them, and the timing of delivery. The document also includes changes to the types of documents required from Party B and specifies the need for financial statements and resolutions from Party B's Board of Directors.

key_organizations:
Party A
Party B


document_description: This document outlines the requirements for Party B to deliver certain documents and certificates to Party A, including a legal opinion and a Credit Support Document. It specifies the addresses for notices and communications for both parties, with Party A's notices directed to Deutsche Bank AG in Frankfurt, Germany, and Party B's notices as specified in Appendix I.

key_people:
Harry Beller
Jeffrey Epstein


document_description: Draft of a legal agreement with sections on process agents, multibranch parties, credit support documents, and governing law. Includes changes and highlights for client review.

key_locations:
New York
London
Tokyo
Paris
Singapore
Brussels
Sydney
Amsterdam
Vienna
Canada
New Zealand
Zurich
Frankfurt


document_description: The document outlines additional representations applicable to a transaction agreement, including non-reliance, assessment and understanding, and status of parties. It also covers securities representations under the U.S. Securities Act of 1933.


document_description: This document outlines the terms and conditions of an agreement between two parties, Party A and Party B. It includes representations and warranties regarding the assets of Party B, ensuring they do not constitute 'plan assets' under ERISA or 'governmental plan' assets. It also addresses the conditions under which either party can electively terminate a transaction, and the consent to recording communications related to the agreement.


document_description: This document outlines provisions related to tax and party representations in an agreement between Party A and Party B. It incorporates the ISDA 2010 Short Form HIRE Act Protocol and addresses withholding tax under the U.S. Foreign Account Tax Compliance Act (FATCA). Party B acknowledges the risks involved in transactions and confirms reliance on its own judgment and advisors.


document_description: This document is a draft agreement outlining the terms and conditions under which Party B enters into a transaction with Party A. It specifies that Party B is acting as a principal and has the financial capacity to bear the risks associated with the transaction. The agreement also includes a set-off clause allowing Party X to offset obligations with Party Y under certain conditions.


document_description: This document outlines specific clauses and agreements related to financial transactions, including escrow arrangements, waiver of jury trial rights, and acknowledgments regarding Deutsche Bank Securities Inc. and the U.S. Bankruptcy Code. It specifies the conditions under which payments can be made in escrow and the responsibilities of the parties involved. It also includes additional agreements such as the waiver of the right to a trial by jury and the role of Deutsche Bank Securities Inc. as an agent in certain transactions.


document_description: The document discusses amendments to certain sections of a legal agreement related to the Bankruptcy Code, including modifications to electronic messaging systems and the incorporation of definitions for foreign exchange and commodity transactions. It also includes provisions for disclosure of information to affiliates and regulatory authorities.

document_subtype: Bankruptcy Code Amendment

key_organizations: International Swaps and Derivatives Association (ISDA)


document_description: The document is a draft agreement incorporating provisions from the 2002 Master Agreement Protocol by the International Swaps and Derivatives Association, Inc. It includes representations and compliance obligations related to the Dodd-Frank Wall Street Reform and Consumer Protection Act.


document_description: This draft agreement outlines the terms under which the parties agree to exchange Questionnaires prior to the date of the Agreement, making it a Protocol Covered Agreement. The document includes signature lines for representatives of Deutsche Bank AG, Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for the Haze Trust. Appendix I provides addresses for notices and process agent details for Southern Financial LLC.

title: Draft Agreement between Deutsche Bank AG, Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke

key_organizations:
Deutsche Bank AG
Southern Financial LLC
Southern Trust Company Inc.
Haze Trust


document_description: Draft document related to Southern Trust Company, Inc. and The Haze Trust, with mention of Darren K. Indyke acting as trustee.


document_description: This document is an appendix detailing financial information for various entities, including Southern Financial LLC and Southern Trust Company Inc. It outlines total assets, liquid assets, and net worth for the purposes of specific parts of a schedule to an agreement. The document includes changes and clarifications regarding asset levels and thresholds.


document_description: The document is marked as confidential and is related to the Jeffrey Epstein case. It includes references to federal rules and specific document identifiers.

document_type: other


document_description: A memorandum from Jeffrey Epstein instructing a wire transfer of 75,000 Euros to a BNP Paribas account.

key_people:
Jeffrey Epstein
Amenda Kirby
Bella Klein


document_description: Authorization for asset movement for non-retirement accounts by Deutsche Bank Alex. Brown for Southern Trust Company, Inc. Includes instructions for wire transfer of $75,000 to First Bank, Puerto Rico. Contains provisions for checks, journal funds, and free deliveries. Standing authorization and verbal instruction provisions included.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Southern Trust Company, Inc.
First Bank, Puerto Rico


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire $100,000 to First Bank, Puerto Rico for Southern Trust Company, Inc. Includes provisions for checks, journals, and free deliveries, with standing authorization and verbal instruction options.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for $3,000,000 to Jeffrey E Epstein.


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rules of Criminal Procedure 6(e).


document_description: Financial statement from Southern Financial, LLC showing balances in Pound Sterling and US Dollar.

document_subtype: financial statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and several companies.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Southern Trust Company, Inc.


title: Daily Deposit Report


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
Plan D, LLC
Southern Trust Company, Inc.


document_description: The document discusses various investment strategies and trades in the financial markets, focusing on carry trades, credit compression in Europe, European small caps, IT stocks, Italian banks, euro inflation floors, and KOSPI calls. It highlights the supportive environment for carry trades, the structural reach for yield in Europe, the potential for European small and mid caps, the growth in IT spending, the recovery in the European periphery, opportunities in euro inflation options, and the low volatility in KOSPI.

key_locations:
Europe
Italy
Germany
European periphery

key_organizations: RBA LIS Unicredit UCG


document_description: The document discusses various financial market insights, including the performance of UK banks, macroeconomic factors affecting the market, and technical analysis of gold prices. It highlights the impact of weak FICC earnings on Barclays and anticipates a recovery in rates and credit in 2014. The document also emphasizes the importance of US labor market data and Eurozone inflation as key market drivers.

key_organizations: Barclays ECB


document_description: The document discusses signing and verbal authority for accounts related to Plan D, LLC, specifically mentioning individuals JE and HB/HE. It is a communication from Amanda Kirby, an associate at Deutsche Bank Trust Company Americas.

key_people:
Amanda Kirby
JE
HB
HE

key_organizations:
Deutsche Bank Trust Company Americas
Plan D, LLC


document_description: A confidential fax document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: fax


document_description: A confidential communication from Amanda Kirby, an associate at Deutsche Bank Trust Company Americas, containing a disclaimer about the confidentiality and privilege of the information. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: Internal meeting notice for a pre-meeting regarding Epstein, scheduled for October 21, 2013, from 3:00 PM to 3:30 PM. The meeting is classified as confidential and for internal use only.

title: Epstein Pre-Meeting

key_people:
Tazia Smith
Kirby
Vahe Stepanian
Caroline Kitidis
Amanda
Paul Morris

document_subtype: meeting notice


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts, as well as large transactions involving transfers of funds.

title: Daily Deposit Report 20131022

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
Southern Trust Company, Inc.
Plan D, LLC


document_description: Meeting notice for Southern Financial Meeting scheduled on October 22, 2013, at 9 E 71st from 11:00 AM to 12:00 PM. The meeting is classified as public and marked as busy on the calendar.

title: Southern Financial Meeting

key_people:
Paul Morris
Kirby
Vahe Stepanian
Caroline Kitidis
Amanda
Tazia Smith


document_description: The document is marked as corrupted/unprintable and cannot be produced. It is labeled as confidential.


document_description: A meeting notice for a Southern Financial Meeting scheduled on October 22, 2013, from 11:00 AM to 12:00 PM. The meeting is classified as public and marked as busy on the calendar.

title: Hold for Southern Financial Meeting

key_people:
Paul Morris
Kirby
Amanda
Caroline Kitidis


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and several LLCs and trusts.

title: Daily Deposit Report 20131023


document_description: The document lists various financial accounts associated with different entities, including Southern Trust, Southern Financial, Jeepers, Haze Trust, J.E VI Foundation, Personal Accounts, Butterfly Trust, Neptune LLC, and JEGE, Inc. It details the types of accounts held, such as checking, money market, and brokerage accounts, and notes the signing authorities and power of attorney (POA) for each account.

key_people: JB HB JE

document_subtype: Account Summary

key_organizations:
Southern Trust
Southern Financial
Jeepers
Haze Trust
J.E VI Foundation
Butterfly Trust
Neptune LLC
JEGE, Inc


document_description: The document lists various entities and their financial account details, including checking and money market accounts. It specifies the signing and verbal authority for each entity, primarily involving individuals identified as JE, HB, DK, and RK. Some entities are noted as 'NOT OPEN' with questions about check amounts.

key_people: JE HB DK RK

key_organizations:
JEGE, LLC
Hyperion Air, LLC
Hyperion Air, Inc
Plan D, LLC
NES, LLC
Mort, Inc
New York Strategy Group, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
2007 JE Insurance Trust #3


document_description: This document is an account agreement between The Haze Trust and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, and order execution rules.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
The Haze Trust
Pershing LLC


document_description: This document outlines the terms and conditions for trading securities with DBSI, including purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement, aggregation of orders, transmission of instructions, role of third parties, and liens. It specifies the responsibilities and rights of the client and DBSI, including the use of third-party clearing agent Pershing, and the security interest granted to DBSI and its affiliates.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts. The agreement specifies the client's obligations, rights, and the procedures for handling disputes and account management.

key_organizations: Federal Deposit Insurance Corporation (FDIC)


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various clauses including the handling of account ownership upon death, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to amend or terminate the agreement. It also specifies that the agreement is governed by the laws of the State of New York.


document_description: This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, except as allowed by arbitration forum rules or applicable law. Arbitration awards are final and binding, with limited court intervention. Discovery is limited compared to court proceedings, and arbitrators are not required to explain their decisions unless requested. The arbitration panel will include some members affiliated with the securities industry. Time limits for claims may apply, and arbitration will be conducted under FINRA or a national securities exchange's rules. The agreement is governed by the Federal Arbitration Act and New York law. Class actions are excluded from arbitration until certain conditions are met.

key_people: Client DBSI Pershing

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is a tax election/declaration of tax status form for HAZE TRUST, indicating the tax classification and certification of U.S. citizenship or residency for tax purposes. It includes a Form W9 request for taxpayer identification number and certification, signed by Klaus on 9/16/13.

title: Tax Election/Declaration of Tax Status

document_subtype: Tax Document

key_organizations:
HAZE TRUST
DBSI


document_description: This document is an account agreement acknowledgment form for clients, including terms and conditions, arbitration clause, and tax compliance responsibilities. It includes sections for individual or joint accounts and corporate entities, with specific instructions for ERISA employee benefit plan clients.

key_organizations:
DBSI
Internal Revenue Service
U.S. Department of Labor


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions. It covers topics such as confirmations of transactions, consent to loan or pledge securities, corrected and late trade reports, effects of account attachment or sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

title: Appendix to Account Agreement: Disclosures and Definitions

document_subtype: account agreement appendix


document_description: The document outlines terms and conditions related to client accounts with DBSI, including notices, conflicts of interest, SIPC coverage, and tax-exempt entities. It also provides definitions for terms used in the agreement.

document_subtype: account agreement

key_organizations:
DBSI
Deutsche Bank AG
Pershing
SIPC


document_description: This document outlines definitions related to a client's account management with DBSI, including terms like Branch Supervisor, Cash Sweep Options, DBSI Privacy Statement, Restricted Securities, and Securities and Other Property.


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which securities may be loaned or sold. It also covers the implications of short sales and the firm's ability to change margin requirements without notice.

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge of securities, and margin maintenance. The addendum specifies the rights of Deutsche Bank Securities Inc. (DBSI) and Pershing regarding the handling of securities and other property in the margin account.

document_subtype: Margin Addendum

key_organizations:
Deutsche Bank Securities Inc. (DBSI)
Pershing


document_description: This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin trading. It also covers the handling of restricted securities and collection remedies.


document_description: This document is a margin agreement for The Haze Trust, signed by trustees Jeffrey Epstein and Darren K Indyke, confirming authority to borrow under the terms of the trust.

key_people:
Jeffrey Epstein
Darren K Indyke

document_subtype: Margin Agreement


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank.

document_subtype: consent form


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Jeffrey Epstein and Darren K. Indyke as trustees of The Haze Trust.

title: Consent to Electronic Delivery of Materials and Communications

key_people:
Jeffrey Epstein
Darren K. Indyke

document_subtype: Consent Form

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware


document_description: This document is a Trust Authorization for The Haze Trust, managed by Deutsche Bank Securities Inc. It outlines the powers granted to the Trustees under the Trust Instrument dated February 9, 1999, including the ability to manage brokerage accounts, invest in various securities, and borrow money.

title: Trust Authorization for The Haze Trust

document_subtype: Trust Authorization

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG


document_description: Authorization agreement where the undersigned agree to provide DBSI with requested documents related to the Trust, comply with restrictions as Trustees, notify of any changes, and indemnify DBSI against liabilities related to the Trust.

key_people:
Jeffrey Epstein
Darren k Indykee

document_subtype: authorization agreement


document_description: This document is an account agreement between Jeffrey Epstein and Deutsche Bank Securities Inc. It outlines the terms and conditions governing Epstein's brokerage account, including representations, rights of DBSI, cash account classification, order execution, rules and regulations, and purchase of securities.

title: Deutsche Bank Private Wealth Management Account Agreement

key_locations: 6100 RED Hook Quarte B3, ST THOMAS, USVI, 00802

key_organizations:
Deutsche Bank Securities Inc.
Pershing LLC


document_description: This document outlines the terms and conditions of a securities account agreement between a client and DBSI. It covers various aspects such as the sale of securities, trading restrictions, handling of restricted securities, order placement, aggregation of orders, transmission of instructions, the role of third parties, liens, satisfaction of indebtedness, and fees. The agreement specifies the client's obligations and the rights of DBSI and its affiliates, including Pershing, the third-party clearing agent.


document_description: This document outlines the terms and conditions of a client's account with DBSI, including details on FDIC insurance, cash sweep selection, credit information, confirmations, joint accounts, and confidentiality of non-public information.

key_organizations:
DBSI
Deutsche Bank AG
Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers third-party authorizations, limitations of liability, customer inquiries, and the arbitration process. The agreement specifies that DBSI does not provide legal, tax, or accounting advice and limits its liability except in cases of gross negligence or willful misconduct. It also includes provisions for termination, amendment, and controlling law, which is the State of New York.


document_description: The document outlines the arbitration agreement between the client and DBSI or Pershing. It specifies that any disputes arising from the account agreement or related transactions will be arbitrated by a FINRA panel or an exchange of which DBSI is a member. The client has the initial choice of arbitration forum, but if not elected within five days, DBSI can choose. The agreement is governed by the Federal Arbitration Act and New York laws. It also states that neither party waives the right to seek equitable relief pending arbitration and addresses class action arbitration limitations.


document_description: This document is a tax election/declaration of tax status form for Jeffrey Elster, certifying his tax status as a U.S. citizen or resident alien. It includes a substitute Form W9 for requesting a taxpayer identification number and certification, with a signature dated 9/9/13.

title: Tax Election/Declaration of Tax Status


document_description: This document is an account agreement acknowledgment signed by Jeffrey Epstein, confirming receipt and agreement to the terms and conditions, including a pre-dispute arbitration clause. It also includes tax and compliance responsibilities and options for account ownership.


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and account management. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account attachment or sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, additional disclosures for non-U.S. residents, and communication notices.

key_organizations:
DBSI
Pershing
Federal Reserve Board
Securities and Exchange Commission


document_description: The document outlines potential conflicts of interest in services provided by DBSI, SIPC coverage, considerations for tax-exempt entities, and definitions of terms used in the account agreement. It highlights that DBSI may have differing strategies and financial incentives, provides SIPC coverage information, and advises tax-exempt entities on unrelated business taxable income. Definitions include terms like 'Account Agreement', 'Affiliate', 'Applicable Law', and 'Restricted Securities'.

key_organizations:
DBSI
Deutsche Bank AG
SIPC
Pershing
FINRA
Options Clearing Corporation


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which securities may be loaned or sold. It also covers the implications of short sales and the lack of entitlement to choose which securities are liquidated or to receive extensions on margin calls.

title: Margin Disclosure

document_subtype: disclosure document


document_description: This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for opening a margin account. It includes details on the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge of securities, and margin maintenance. The document specifies the rights of DBSI and Pershing in managing the margin account, including the ability to demand payment, liquidate securities, and handle collateral.

document_subtype: Margin Account Agreement

key_organizations:
DBSI
Pershing
Deutsche Bank


document_description: This document outlines the terms and conditions related to margin accounts managed by DBSI and Pershing. It covers topics such as the rights of DBSI and Pershing to sell or buy without notice, Reg T extensions, short sales of securities, mandatory close-out of short sales, tax treatment of earnings on pledged municipal securities, rehypothecation, and additional risks associated with margin accounts. It also includes clauses on restricted securities and collection remedies.

key_organizations:
DBSI
Pershing
Federal Reserve Bank
FINRA


document_description: This document is a margin agreement signed by Jeffrey Epstein, acknowledging receipt and agreement to the terms of the margin agreement, including the margin disclosure. It includes a pre-dispute arbitration clause and requires signatures from account owners or authorized parties for joint or entity accounts.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank. Optional and revocable at any time without charge.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank Private Wealth Management, signed by Jeffrey Epstein.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, NA
Deutsche Bank Trust Company Delaware


document_description: This document is an account agreement between Jeepers, Inc and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for securities transactions between a client and DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. The document specifies the responsibilities and rights of both the client and DBSI, including the handling of unpaid balances, interest charges, and the use of third-party clearing agents like Pershing.

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as the procedure in the event of an account owner's death, non-disclosure of confidential information, third-party authorizations, and limitations of liability. It also includes clauses on customer inquiries, the entire understanding of the agreement, the right to terminate or amend the agreement, controlling law, and assignment separability and survivability.


document_description: This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method for resolving disputes. The document details the arbitration process, including the limitations on discovery, the composition of the arbitration panel, and the rules governing the arbitration forum. It also addresses the conditions under which class actions may be brought to arbitration.

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is an account agreement for Jeepers, Inc., acknowledging the terms and conditions, tax and compliance responsibilities, and includes a pre-dispute arbitration clause. It is signed by Jeffrey Epstein as an officer of the entity.

key_organizations:
Jeepers, Inc.
DBSI


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and securities. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

document_subtype: Account Agreement Appendix


document_description: This document outlines definitions and terms related to a client's account management with DBSI, including branch supervision, cash sweep options, privacy policies, and securities definitions.


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the ability of DBSI to sell securities without prior notice, and the conditions under which securities may be loaned or sold. It also covers the rights of DBSI to change margin requirements and the lack of entitlement to choose which securities are sold or to receive an extension on margin calls.

title: Margin Disclosure Document from Deutsche Bank Securities Inc.


document_description: This document outlines the supplemental terms and conditions for opening a margin account, including mechanics and risks of margin, financing, interest and costs, demand loan terms, liens, and consent to loan or pledge securities. It specifies the rights of DBSI and Pershing regarding collateral and the client's obligations.

title: Margin Addendum to Account Agreement

key_organizations:
Deutsche Bank
DBSI
Pershing


document_description: This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin trading. The document also addresses the handling of restricted securities and collection remedies.


document_description: A margin agreement document for Jeepers Inc, signed by Jeffrey Epstein, confirming authority to borrow under a trust or other fiduciary account.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Jeffrey Epstein as President of Jeepers Inc.

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware
Jeepers Inc


document_description: This document is an officer's certificate for Jeepers, Inc., authorizing certain individuals to open and manage brokerage accounts with Deutsche Bank Securities Inc. The resolutions were adopted by the Board of Directors on September 11, 2013. Jeffrey Epstein is listed as the President and authorized to perform the powers enumerated in the resolutions.

title: Corporate Account Authorization and Terms and Conditions

key_people:
Jeffrey Epstein
Davenk Indyke

document_subtype: Corporate Account Authorization

key_organizations:
Jeepers, Inc.
Deutsche Bank Securities Inc.


document_description: A corporate resolution certifying the powers and actions of a corporation organized under the laws of the U.S. Virgin Islands. It confirms that no actions have been taken to rescind or amend the resolutions, and that the corporation solely holds interest in its accounts. The document includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in section 2.

document_subtype: corporate resolution

reference_numbers: 09-PVVM-0186Corp Acct Ruth & T&C (02/12) CORP


document_description: Terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI), outlining client responsibilities, transaction confirmations, cash account requirements, short and long order handling, liens, borrowing authority, interest charges, and credit information sharing. The document specifies the legal framework and obligations of both the client and DBSI, including the role of Pershing LLC as the clearing broker.

document_subtype: Terms and Conditions

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Pershing LLC

reference_numbers: 09-PWM,0188 Corp Acct Auth& TIC (02/12) CORP


document_description: This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers topics such as satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, arbitration, and important disclosures regarding account protection and payment for order flow.

key_locations: 60 Well Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836

document_subtype: agreement

key_organizations: Securities Investor Protection Corporation

reference_numbers: 09-PWM-0186 Corp Am Auth & T&C 1021121 CORP


document_description: This document is an account agreement between Epstein Virgin Islands Foundation, Inc and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Epstein Virgin Islands Foundation, Inc


document_description: This document outlines the terms and conditions for trading securities with DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. It specifies the responsibilities and rights of both the client and DBSI, including the use of a third-party clearing agent, Pershing.

document_subtype: contract


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts.

key_organizations: Federal Deposit Insurance Corporation (FDIC)


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as the handling of accounts upon the death of an owner, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to terminate or amend the agreement. It also specifies that the agreement is governed by the laws of the State of New York.


document_description: This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, except as allowed by arbitration forum rules or applicable law. Arbitration awards are final and binding, with limited court intervention. Discovery is limited compared to court proceedings, and arbitrators are not required to explain their decisions unless requested. The arbitration panel will include members affiliated with the securities industry. Time limits may apply for bringing claims, and the rules of the arbitration forum are incorporated into the agreement. The Client agrees to arbitrate disputes with DBSI or Pershing, with arbitration conducted by FINRA or a securities exchange. The agreement is governed by the Federal Arbitration Act and New York law. Class actions are excluded from arbitration until certain conditions are met.

document_subtype: arbitration agreement

key_organizations:
FINRA
Deutsche Bank Securities Inc.


document_description: Account agreement for J. Epstein Virgin Islands Foundation, Inc with DBSI, acknowledging terms, tax responsibilities, and arbitration clause.

document_subtype: account agreement


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and account management. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

document_subtype: account agreement appendix


document_description: This document outlines the terms and conditions of the Account Agreement between the client and DBSI, including notices, possible conflicts of interest, SIPC coverage, and considerations for tax-exempt entities. It also provides definitions for key terms used in the agreement.

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document outlines definitions related to a financial agreement, including terms like 'Branch Supervisor', 'Cash Sweep Options', 'DBSI Privacy Statement', 'Party or Parties', 'Restricted Securities', and 'Securities and Other Property'. It specifies the roles and responsibilities of the parties involved and the handling of client accounts and securities.


document_description: This document is a margin disclosure provided by Deutsche Bank Securities Inc. (DBSI) to inform clients about the risks and terms associated with trading securities on margin. It outlines the potential risks, such as losing more funds than deposited, forced sale of securities, and the firm's rights to liquidate assets without prior notice. It also covers the conditions under which securities can be loaned and the implications of short sales.

title: Margin Disclosure Document

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge of securities, and margin maintenance. The addendum specifies the rights of Deutsche Bank and Pershing in relation to the client's securities and obligations.

document_subtype: Margin Addendum

key_organizations:
Deutsche Bank
Pershing
DBSI


document_description: This document outlines the rights and responsibilities of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, handling short sales, Reg T extensions, and tax treatments. It also discusses the risks associated with margin trading and the handling of restricted securities.

key_organizations:
DBSI
Pershing
Federal Reserve Bank
FINRA


document_description: This document is a margin agreement for the J. Epstein Virgin Islands Foundation, Inc, confirming authority to borrow under the terms of the agreement. It includes a pre-dispute arbitration clause and requires signatures from authorized parties.

document_subtype: Margin Agreement


document_description: Optional form for consenting to electronic delivery of materials and communications from Deutsche Bank. Allows revocation of consent at any time without charge.

document_subtype: consent form


document_description: Corporate account authorization and terms and conditions for J. Epstein Virgin Islands Foundation, Inc. at Deutsche Bank Securities Inc. The document certifies resolutions adopted by the Board of Directors authorizing designated persons to open and maintain brokerage accounts, manage funds and securities, and execute necessary documents on behalf of the Corporation.

key_people:
Jeffrey Epstein
Darren Indyke


document_description: A corporate resolution certifying the powers and actions of a corporation organized under the laws of the US Virgin Islands. It includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in a specific section.


document_description: This document outlines the terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as confirmations and transmission of instructions, cash account requirements, short and long orders, liens, authority to borrow, interest charges, and credit information. The document specifies the responsibilities and obligations of the client and DBSI, including the handling of securities, payment terms, and the granting of security interests.


document_description: This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers the client's obligations to satisfy indebtedness, the loan or pledge of securities, aggregation of orders, and arbitration procedures. It also includes important disclosures regarding account protection by the Securities Investor Protection Corporation (SIPC) and payment for order flow.

document_subtype: Agreement


document_description: This document outlines the terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as confirmations and transmission of instructions, cash account requirements, short and long orders, liens, authority to borrow, interest charges, and credit information. The document specifies the responsibilities and obligations of the client and DBSI, including the handling of securities and other property, and the application of New York State and United States laws.

key_organizations:
Deutsche Bank Securities Inc.
Pershing LLC
Deutsche Bank AG


document_description: This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It includes clauses on satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The document also provides important disclosures regarding SIPC protection and payment for order flow.

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: Correspondence from Amanda Kirby, Associate at Deutsche Bank Trust Company Americas, regarding deleted attachment 'Foundation Brokerage Docs.pdf'.

key_people:
Amanda Kirby
Tazia Smith


document_description: A communication from Tazia Smith, Director at Deutsche Bank Securities Inc, discussing a New York Times article on yeast engineering. The email contains confidentiality notices and disclaimers about unauthorized use and legal advice.

key_people:
Tazia Smith
Jeffrey Epstein

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: A disclaimer from Deutsche Bank regarding the nature of the information in the communication, emphasizing that it does not constitute legal or tax advice. The email is confidential and subject to disclaimers related to offers for securities, information accuracy, viruses, confidentiality, legal privilege, and legal entity disclaimers.

key_organizations:
Deutsche Bank
JPMorgan


document_description: A confidential fax document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: fax


document_description: Business card of Vahe Stepanian, Associate at Deutsche Bank Securities Inc.

key_locations: 345 Park Avenue, New York, NY 10154-0004

document_subtype: business card

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: Contact information for Tazia Smith, Director at Deutsche Bank Securities Inc, including address and phone numbers. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154


document_description: This document contains disclaimers and confidentiality notices from Deutsche Bank and JPMorgan regarding legal and tax advice, securities offers, and privileged information. It emphasizes the confidentiality of the communication and provides a link to disclaimers and conditions.


document_description: This document is a pricing supplement for HSBC USA Inc.'s $11,525,000 Bather Notes linked to the performance of the Brazilian Real relative to the U.S. Dollar, maturing on April 21, 2014. It outlines the terms, conditions, and potential returns based on the performance of the reference currency.

title: HSBC USA Inc. $11,525,000 Bather Notes with Step Up DigitalReturn Linked to the Performance of the Brazilian Real Relative to the U.S. Dollar due April 21, 2014

document_subtype: Pricing Supplement


document_description: This document is a pricing supplement for notes related to the exchange rate between the Brazilian real and the U.S. dollar. It includes details on the spot rate, initial spot rate, final spot rate, calculation agent, and CUSIP/ISIN. The notes are not listed on any U.S. securities exchange and involve certain risks. The document also outlines the price to the public, fees, and proceeds to the issuer.

key_people:
HSBC
J.P. Morgan Securities LLC

key_organizations:
Banco Central do Brasil
HSBC
FISBC Securities (USA) Inc.
J.P. Morgan Securities LLC


document_description: This document is a pricing supplement related to a single note offering linked to a Reference Currency by HSBC USA Inc. It should be read in conjunction with the prospectus and prospectus supplement dated March 22, 2012. The document outlines the terms of the note offering, risk considerations, and provides links to the prospectus and prospectus supplement on the SEC website.

document_subtype: pricing supplement

key_organizations:
HSBC USA Inc.
SEC
HSBC Securities (USA) Inc.


document_description: This document outlines the characteristics and risks of a financial investment note linked to the Brazilian Real and U.S. Dollar exchange rate. It details the potential returns and losses, maturity period, and settlement terms. The document also highlights various risk considerations associated with the investment, including currency exchange risk, credit risk, and market volatility.

document_subtype: investment note

key_organizations:
HSBC USA Inc.
JPMorgan


document_description: The document outlines the potential returns and risks associated with investment notes linked to the Brazilian Real versus the U.S. Dollar. It discusses appreciation potential, loss of principal, exposure to currency fluctuations, and tax treatment. The notes offer a 5% return if the currency return is greater than 0% and a 28.50% return if greater than 3%. If the currency return is below the barrier level of -15%, investors may lose principal. Tax treatment is uncertain, with potential for ordinary income or capital gain/loss depending on elections made under Section 988 of the Internal Revenue Code.

title: Selected Purchase Considerations

document_subtype: investment notes

key_organizations:
Internal Revenue Service
U.S. federal income tax

reference_numbers:
Section 988
Section 1256
Section 1092


document_description: The document discusses withholding and reporting requirements under legislation enacted on March 18, 2010, which generally apply to payments made after December 31, 2013. However, the withholding tax will not be imposed on payments pursuant to obligations outstanding on January 1, 2014.

document_subtype: prospectus supplement


document_description: This document outlines the risks and considerations associated with investing in certain Notes offered by HSBC USA Inc. It highlights the potential tax implications, suitability for investment, and the risks related to currency fluctuations, credit risk, and legal/regulatory changes. The document emphasizes that the Notes are not equivalent to direct investment in the Reference Currency and that the return is limited and subject to various risks.

document_subtype: investment prospectus


document_description: The document discusses the potential impact of limited liquidity of a reference currency on the value of financial notes. It highlights the difficulties in buying or selling currencies and derivatives contracts during adverse market conditions, and how reduced liquidity on the Final Valuation Date could adversely affect the Final Spot Rate and the return of the notes. It also mentions the role of HSBC USA Inc. or its affiliates as the Calculation Agent.

document_subtype: financial note


document_description: The document discusses the risks and considerations associated with investment notes linked to a Reference Currency, including exchange rate risks, political and economic risks in emerging markets, and the lack of interest payments. It also highlights potential conflicts of interest and built-in costs that may affect the value of the notes.

key_people: HSBC JPMorgan

key_locations:
United States
Mexico


document_description: This document discusses the potential risks and conflicts associated with investing in Notes issued by HSBC. It highlights the roles of HSBC and its affiliates, the lack of insurance or guarantees by governmental agencies, and the impact of market disruptions on returns. It also outlines various economic and market factors that could affect the value of the Notes.

document_subtype: financial disclosure

key_organizations:
HSBC
Federal Deposit Insurance Corporation


document_description: The document provides a hypothetical analysis of the total return on notes at maturity based on various performances of a reference currency. It includes a table illustrating hypothetical final spot rates, reference currency returns, and total returns on the notes. Additionally, it provides examples of how these returns are calculated under different scenarios.

title: Total Return on Notes at Maturity

document_subtype: financial analysis


document_description: The document provides a historical performance analysis of the Brazilian Real (BRL) against the U.S. Dollar (USD) from April 4, 2008, to April 4, 2013. It includes exchange rates sourced from Bloomberg Professional service and discusses the Spot Rate for the Brazilian real relative to the U.S. dollar as reported by Banco Central do Brasil.

title: Historical Performance of the Reference Currency

document_subtype: financial report

key_organizations:
Bloomberg Professional
Banco Central do Brasil
Reuters


document_description: The document outlines the terms and conditions related to market disruption events, events of default, and the distribution plan for certain Notes. It includes details on how the Calculation Agent will handle market disruptions, the definition of business days, and the process for determining accelerated payments in case of default. It also covers the distribution agreement with HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC, and the legal opinion on the validity of the Notes by Morrison & Foerster LLP.

key_organizations:
HSBC Securities (USA) Inc.
J.P. Morgan Securities LLC


document_description: This document is a pricing supplement for HSBC USA Inc.'s $5,950,000 Ranier Notes linked to the performance of the Brazilian Real relative to the U.S. Dollar, due March 27, 2014. It outlines the terms, conditions, and risks associated with the notes, including the potential for loss of principal and the calculation of returns based on currency performance.

title: HSBC USA Inc. $5,950,000 Ranier Notes with Step Up Digital Return

key_organizations:
HSBC USA Inc.
Banco Central do Brasil


document_description: This document is a pricing supplement for Notes, detailing the price, fees, and proceeds to the issuer. It includes disclaimers about the approval status by the SEC and state securities commissions, and mentions market-making transactions by HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC.


document_description: The document provides a summary of the characteristics and risk considerations of certain financial Notes, including hypothetical total returns at maturity based on various scenarios. It includes a table illustrating hypothetical returns, note characteristics, and selected risk considerations.

title: Summary of Notes Characteristics and Risk Considerations

document_subtype: financial summary


document_description: The document outlines the potential returns and risks associated with certain investment notes linked to the performance of the Brazilian Real against the U.S. Dollar. It discusses appreciation potential, loss of principal, exposure to currency fluctuations, and tax treatment. The notes offer a 5% return if the Reference Currency Return is greater than 0% and a 28.50% return if greater than 3%. If the return is less than the Barrier Level of -15%, investors may lose principal. The tax treatment is uncertain, with potential for ordinary income or capital gain/loss treatment under Section 988 of the Internal Revenue Code.


document_description: This document discusses the risks and considerations associated with investing in certain Notes. It highlights the importance of consulting tax advisors, the lack of guaranteed returns, and the potential for significant loss. The document also outlines the credit risk of the issuer, IISBC USA Inc., and the volatility of currency markets that could impact the value of the Notes.

document_subtype: investment document


document_description: The document discusses the risks associated with investing in Notes tied to a Reference Currency, including exchange rate fluctuations, political and economic risks in emerging markets, and the lack of interest payments. It highlights potential conflicts of interest, currency exchange risks, and the impact of built-in costs on the value of the Notes. The Notes are not liquid and are not listed on any securities exchange.

title: Notes on Reference Currency and Associated Risks

key_organizations:
HSBC USA Inc.
JP Morgan
HSBC Securities (USA) Inc.


document_description: This document outlines the risks and considerations associated with investing in Notes issued by IISBC Securities (USA) Inc. It discusses the potential lack of a secondary market, conflicts of interest, lack of insurance or guarantees, historical performance of the reference currency, market disruptions, and various economic and market factors that could impact the value of the Notes.

key_organizations:
IISBC Securities (USA) Inc.
Federal Deposit Insurance Corporation


document_description: The document provides a hypothetical analysis of the total return on certain financial notes at maturity, based on various performances of a reference currency. It includes a table illustrating potential returns and examples of how these returns are calculated under different scenarios.

title: Hypothetical Total Return on Notes at Maturity


document_description: The document provides a historical analysis of the Brazilian Real's performance against the U.S. Dollar from March 13, 2008, to March 13, 2013, using data from Bloomberg Professional service. It includes a graph illustrating exchange rates and discusses the Spot Rate calculation method for the Brazilian Real relative to the U.S. Dollar.


document_description: The document outlines the terms and conditions related to market disruption events, events of default, and the distribution plan for certain notes issued by HSBC. It includes details on how the Calculation Agent will handle market disruptions, the process for determining accelerated payments in case of default, and the distribution agreement with HSBC Securities (USA) Inc. The document also contains a legal opinion on the validity of the notes.

key_locations:
City of New York
State of New York

key_organizations:
HSBC
HSBC Securities (USA) Inc.
J.P. Morgan Securities LLC

reference_numbers:
Exhibit 3.1
Form 11-K


document_description: Richard Kahn and other respondents violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. They are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance of this Decision.

document_subtype: regulatory action

key_organizations:
NYSE Arca
FINRA
Regulatory DataCorp, Inc.


document_description: The document is a daily deposit report dated November 9, 2013, detailing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also lists large transactions, such as an incoming money transfer for Hyperion Air, Inc.

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke

document_subtype: Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
New York Strategy Group, LLC
Southern Trust Company, Inc.
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance
HBRK Associates, Inc
NES, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and several LLCs and corporations.

title: RM0081851 Daily Deposit Report 20131113

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
Southern Trust Company, Inc.
New York Strategy Group, LLC
NES, LLC
The 2007 Jeffrey E. Epstein Insurance
HBRK Associates, Inc


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
Southern Trust Company, Inc.
New York Strategy Group, LLC
NES, LLC
Mort, Inc
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance
HBRK Associates, Inc


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also details large transactions involving transfers of funds.

title: RM0081851 Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
Southern Trust Company, Inc.
The 2007 Jeffrey E. Epstein Insurance
NES, LLC
Mort, Inc


document_description: This document outlines two financial transactions involving currency trades between USD and JPY with specific terms including barrier levels, premiums, and settlement dates.

document_subtype: trade document


document_description: A memo from Tazia Smith, Director at Deutsche Bank Securities Inc, regarding a financial transaction with reference to a premium of 13,300 USD on November 25, 2013.

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: The document contains financial transaction details including settlement dates, barrier information, premium terms, and trade types. It also includes contact information for Tazia Smith, a director at Deutsche Bank Securities Inc.


title: Daily Deposit Report 20131123

key_organizations:
Summit Equities LLC
Southern Financial LLC
Jeepers, Inc
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
Southern Trust Company, Inc.
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance
NES, LLC
Mort, Inc


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It contains disclaimers about the confidentiality and potential attorney-client privilege of the information, and instructions for handling the communication if received in error. The communication is associated with Jeffrey Epstein and includes contact information for error notifications.


document_description: This document is a notification regarding the confidentiality and privileged nature of the communication, emphasizing that it is intended only for the addressee and is the property of Jeffrey Epstein. It includes disclaimers about unauthorized use, disclosure, or copying, and provides instructions for notifying the sender in case of receipt in error.


document_description: A confidential communication with instructions to destroy the message and all copies, including attachments. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privilege of the information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A note from Paul Morris, Managing Director at Deutsche Bank Private Bank, inquiring if Jeffrey is in NYC this month.

key_people:
Paul Morris
Jeffrey

document_subtype: note


document_description: Confidential communication related to Jeffrey Epstein, with instructions for handling if received in error.


document_description: A communication from Vahe Stepanian, an associate at Deutsche Bank Securities Inc., regarding a follow-up on AAL. The message emphasizes confidentiality and legal disclaimers.

key_people:
Vahe Stepanian
Jeffrey Epstein

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A communication from Vahe Stepanian, an associate at Deutsche Bank Securities Inc., containing confidential and/or privileged information. The communication is intended for the addressee only and is the property of Jeffrey Epstein. Unauthorized use, disclosure, or copying is prohibited.


document_description: Contact information for Vahe Stepanian, Associate at Deutsche Bank Securities Inc.

document_subtype: business correspondence


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the information may be confidential, privileged, or constitute inside information. It is intended only for the use of the addressee and is the property of Jeffrey Epstein. Unauthorized use, disclosure, or copying is prohibited.


document_description: Confidential communication from Vahe Stepanian, Associate at Deutsche Bank Securities Inc., intended for Jeffrey Epstein. The communication contains disclaimers about confidentiality, privilege, and unauthorized use.


document_description: This document lists individuals authorized to manage Jeffrey Epstein's financial accounts in his absence. It specifies their roles and the extent of their authority over various accounts.

key_people:
Jeffrey Epstein
Harry Beller
Bella Klein
Richard Kahn
Jeanne Brennan

key_organizations:
NES, LLC
Southern Trust
Southern Financial


document_description: Harry Beller authorizes Richard Kahn and Bella Klein to verbally confirm wire transfer requests in his absence between December 23 and January 7 for accounts associated with Jeffrey Epstein and Southern Financial Relationship.

key_people:
Harry Beller
Richard Kahn
Bella Klein
Amanda Kirby

document_subtype: authorization letter

key_organizations:
Deutsche Bank
Southern Financial Relationship


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a daily deposit report dated December 12, 2013, listing account balances for various entities including Jeffrey Epstein, Summit Equities LLC, Southern Financial LLC, and others. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Financial LLC
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
NES, LLC
Southern Trust Company, Inc.
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance
Mort, Inc.


document_description: Confidential communication related to the equity syndicate program, intended for the addressee only. It contains a confidentiality notice and instructions for handling if received in error.


document_description: Contact information for Tazia Smith, Director at Deutsche Bank Securities Inc, including address and confidentiality notice.


document_description: A document containing contact information and confidentiality notice, likely related to a legal or financial matter.


document_description: The document outlines the creation of two new joint accounts: a checking account with interest and a Money Market Deposit Account (MMDA). It includes details such as account numbers, rate types, and annual percentage yields (APY).


document_description: Internal communication regarding the opening of new joint banking accounts with interest for individuals ███████████████ and Karyna Shuliak. Details include account types, rate types, and APY percentages.

key_people:
Karyna Shuliak
Dhruv Yadav


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also lists large transactions, such as a $300,000 transfer by Southern Trust Company, Inc.

title: RM0081851 Daily Deposit Report 20131214

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
NES, LLC
MORT, Inc
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance


document_description: Instant message conversation involving Ahsan Manzoor from the Debit Card team at Deutsche Bank AG, discussing a debit card for Karyna Shuliak.

key_people:
Ahsan Manzoor
Karyna Shuliak

document_subtype: instant message transcript


document_description: Authorization for asset movement for non-retirement accounts by Deutsche Bank Alex. Brown for Southern Trust Company, Inc. Includes instructions for wire transfer of $250,000 to First Bank, Puerto Rico. Signed by Jeffrey Epstein.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Southern Trust Company, Inc.
First Bank, Puerto Rico


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer of $175,000 to First Bank, Puerto Rico, for the account of LSJE, LLC. The document includes provisions for checks, journal funds, and free deliveries, with standing authorization options and acknowledgment of transmission risks.

key_people:
Jeffrey E. Epstein
Harvey Belker

key_organizations:
Deutsche Bank Alex. Brown
First Bank, Puerto Rico
LSJE, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
Mort, Inc
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance
NES, LLC


document_description: A confidential document with redacted contact information and embedded image, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Confidential communication with instructions for handling if received in error.


document_description: A memo from Aracely Sanchez, Assistant Vice President at Deutsche Bank Trust Company Americas, regarding securities offered through Deutsche Bank Securities Inc. The memo references an attached file related to a foreign exchange request in Euros.

key_locations: 345 Park Avenue, 24th Floor, New York, NY, USA

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: A memorandum from Harry Beller to Amanda Kirby requesting a withdrawal of 15,000 Euros from a specified account. The memo includes verification and approval steps for the transaction.

key_people:
Harry Beller
Amanda Kirby
A. Sanchez


document_description: The document discusses the economic conditions and considerations for the Federal Open Market Committee (FOMC) regarding a potential tapering of quantitative easing (QE) in December. It evaluates the pros and cons of tapering based on economic growth, inflation, costs of QE, fiscal uncertainties, and communication strategies.


document_description: The document discusses the potential for a December taper by the Federal Reserve, considering various factors such as market liquidity, leadership transition, and Bernanke's legacy. It outlines possible actions the Fed could take to maintain low interest rates, with a top ten list of potential strategies ranked by likelihood.

key_people: Bernanke Yellen

key_organizations:
Federal Reserve
FOMC


document_description: The document discusses the Federal Open Market Committee's (FOMC) considerations regarding tapering asset purchases and maintaining low interest rates. It highlights the economic conditions, including moderate economic growth, elevated unemployment, and low inflation. The FOMC plans to continue purchasing agency mortgage-backed securities and Treasury securities to support economic recovery. The memo also mentions Stanley Fischer as a candidate for Fed vice chairman and his views on forward guidance.


document_description: The document discusses the Federal Open Market Committee's (FOMC) decision to maintain a highly accommodative monetary policy to support maximum employment and price stability. It outlines the conditions under which the federal funds rate will remain low and the factors influencing future policy decisions. The document also includes voting details of FOMC members and a disclaimer from Deutsche Bank regarding the information provided.

key_people:
Ben S. Bernanke
William C. Dudley
James Bullard
Charles L. Evans
Jerome H. Powell
Eric S. Rosengren
Jeremy C. Stein
Daniel K. Tarullo
Janet L. Yellen
Esther L. George
Peter Hooper
Tazia Smith

key_organizations:
Federal Open Market Committee
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: The document contains banking information related to a case with Deutsche Bank. It includes details about online banking, DDA and MMDA rate types, and APY rates.

document_subtype: banking information

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


title: RM0081851 Daily Deposit Report 20131219

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
MORT, Inc
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance
NES, LLC


document_description: The document details the creation of a new joint checking account with interest and a new joint MMDA account. It includes account numbers, rate types, and APY percentages.

key_people:
Dhruv Yadav
Karyna Shuliak

document_subtype: bank account information


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to case files or evidence documentation.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0106389, SDNY_GM_00252573, and EFTA01450627.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0106391, SDNY_GM_00252575, and EFTA01450628.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to the Southern District of New York (SDNY) and EFTA.


document_description: This document is marked as confidential and is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY). It references specific case or document numbers, indicating it is part of a legal proceeding or investigation.


document_description: The document contains information about new banking accounts, including a joint checking account with interest and a joint MMDA account. It includes details such as account numbers, rate types, and APY.


document_description: A communication from Dhruv Yadav at PwM AOG, DBOI Global Services Private Limited, mentioning an APY of -0.40. The communication includes a confidentiality notice and a disclaimer about legal or tax advice.

key_organizations:
PwM AOG
DBOI Global Services Private Limited
Deutsche Bank


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0106409, SDNY_GM_00252593, and EFTA01450636.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: This document is marked as confidential and is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY). It references specific case or document numbers: DB-SDNY-0106418, SDNY_GM_00252602, and EFTA01450638. The document is subject to confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: This document is marked as confidential and is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to the secrecy of grand jury proceedings.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York (SDNY).


document_description: The document contains information about new joint checking and IDA accounts, including account numbers, queue number, and DB Force Case number. It also provides details on online banking, DDA and IDA rate types, and APY rates.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0106443, SDNY_GM_00252627, and EFTA01450649.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers related to the Southern District of New York (SDNY) and possibly pertains to a legal case or investigation.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references specific document identifiers, which may pertain to a case or investigation under the Federal Rules of Criminal Procedure.


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing several FX option trades with their respective trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also details a large transaction involving NES, LLC.

title: RM0081851 Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
The Haze Trust
Neptune, LLC
Hyperion Air, LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
NES, LLC
Mort, Inc
Plan D, LLC
The 2007 Jeffrey E. Epstein Insurance


document_description: The document discusses the positive outlook for Japanese equities, expecting them to double by 2015 due to Abenomics, further easing by the Bank of Japan, and strong macroeconomic data. It highlights specific companies like Toyota, Panasonic, Omron, Kawasaki Kisen, and Rakuten, providing current and target prices along with expected upsides. The document also mentions the impact of yen weakening and reflation on exporters, retailers, and banks.

key_organizations:
DB Research
Bank of Japan
GPIF
Toyota
Panasonic
Omron
Kawasaki Kisen
Rakuten
Resona


document_description: A confidential communication with instructions to notify the sender in case of error and to destroy the communication and all copies.


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references federal rules of criminal procedure, indicating it may be part of a legal investigation or proceeding.


document_description: A request to call Harry for confirmation, with multiple attached files related to financial transactions and petty cash involving Larry Visoski and others.

key_people:
Richard Kahn
Harry
Larry Visoski
Ion Nicola

key_locations: 575 Lexington Avenue, New York, New York 10022


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York.


document_description: Authorization for asset movement for non-retirement accounts, involving a wire transfer of $16,676.09 from Jeffrey E Epstein's account at Deutsche Bank to Bank of America, with ultimate beneficiary Larry Visoski. The document includes provisions for checks, journal funds, and free deliveries, with standing authorization options and acknowledgment of transmission risks.

key_people:
Jeffrey E Epstein
Larry Visoski
Harry Beller

key_organizations:
Deutsche Bank
Bank of America


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire federal funds in the amount of $8,220.35 to JPMorgan Chase for the account of Ion Nicola. The document includes options for issuing checks, journaling funds, and free deliveries, but these sections are not filled out. The authorization is signed by Harry Beller on December 20, 2013.

key_people:
Jeffrey E Epstein
Ion Nicola
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to wire $200,000 to First Bank, Puerto Rico for the account of LSJE, LLC. The document includes provisions for checks, journals, and free deliveries, with standing authorization options and acknowledgment of transmission risks.

key_people:
Jeffrey E. Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
First Bank Puerto Rico
LSJE, LLC


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire $2,000,000 to Deutsche Bank Trust Companies Americas for the benefit of Jeffrey Epstein.

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Trust Companies Americas


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire federal funds to New Mexico Bank for Poolside Services.

key_people:
Jeffrey E Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
New Mexico Bank
Poolside Services


document_description: Details of new joint checking and MMDA accounts with interest rates and APY provided. Includes a case number and online banking status.


document_description: Richard Kahn inquires about the status of checks for a new banking account for Jen and Karyna. Vahe Stepanian confirms that the debit card and checks were previously ordered and should arrive early next week.

key_people:
Richard Kahn
Vahe Stepanian
Amanda Kirby
Aracely Sanchez
Tazia Smith
Paul Morris
Karyna Shuliak

document_subtype: email correspondence

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
HBRK Associates Inc.


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: FX-Options Valuation Statement


document_description: The document provides an analysis of Japanese equities, predicting a potential doubling by 2015 due to Abenomics, BoJ easing, and strong macroeconomic data. It includes specific stock recommendations for Toyota, Panasonic, Omron, Kawasaki Kisen, and Rakuten, with target prices and expected upsides. The document also discusses themes of yen weakening and reflation, benefiting exporters, retailers, and banks.

key_organizations:
DB Research
BoJ
GPIF
Toyota
Panasonic
Omron
Kawasaki Kisen
Rakuten


document_description: A communication from Tazia Smith, Director at Deutsche Bank Securities Inc, discussing target prices and upsides for certain stocks. The document contains confidential and privileged information intended for the addressee only.

key_people:
Tazia Smith
Jeffrey Epstein

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This memo discusses the budget deal reached by House Budget Committee Chairman Paul Ryan and Senate Budget Committee Chairman Patty Murray to prevent a government shutdown and limit sequester cuts. It also covers tax reform efforts by Sen. Max Baucus and Rep. Dave Camp, and explains 'extenders' legislation, which includes temporary tax provisions set to expire at the end of 2013.

title: Budgets, tax reform and "extenders"

key_people:
Paul Ryan
Patty Murray
Max Baucus
Dave Camp
Blanche Lark Christerson

key_organizations:
House Budget Committee
Senate Budget Committee
Senate Finance Committee
House Ways and Means Committee
Deutsche Asset & Wealth Management


document_description: The document discusses the implications of temporary tax provisions, particularly those related to mortgage forgiveness, and the challenges of making them permanent. It highlights the American Taxpayer Relief Act of 2012 and its impact on tax extenders and reform. The document also touches on the political landscape affecting tax reform, including the potential nomination of Sen. Baucus as ambassador to China.

title: End of the year recap

key_people:
Rep. Camp
Sen. Baucus
Sen. Ron Wyden

key_organizations:
Congress
Joint Committee on Taxation
Senate Finance Committee


document_description: The document discusses the tax implications and legal changes following the American Taxpayer Relief Act (ATRA) and the Affordable Care Act (ACA). It highlights the changes in tax rates, including the 3.8% tax on net investment income introduced by ACA, and the permanent $5 million exclusion against gift and estate tax made by ATRA. The document also covers the IRS's extensive guidance on the new tax regulations and the impact of the Supreme Court's decision in United States v. Windsor on same-sex marriage and federal tax treatment.

title: Tax Implications and Legal Changes Post-ATRA and ACA

key_people:
Supreme Court
IRS

document_subtype: legal analysis

key_organizations:
IRS
Treasury
Supreme Court