document_description: This document outlines the provisions concerning trustees in a trust agreement. It includes sections on the appointment of successor trustees, resignation of trustees, handling of vacancies, elimination of bond requirements, and exculpation and indemnification of trustees.

title: Article V Provisions Concerning Trustees


source: doj

document_description: The document outlines the responsibilities and protections for Trustees managing a Trust, including relief from certain statutory provisions in the Virgin Islands and guidelines for legal actions against Trustees. It also includes provisions for simultaneous deaths and the governing law of the Trust.

document_type: legal

document_subtype: Trust Agreement

reference_numbers:
Section 1212, Title 15
Chapter 59, Title 15
Section 1107, Title 15
Chapter 57, Title 15


document_description: This document outlines the terms and conditions of a Trust Agreement, specifying the jurisdiction and laws governing the trust, the powers of the Trustee, and the consequences for beneficiaries who contest the agreement. The U.S. Virgin Islands courts have primary supervision over the trust, but the Trustee has the discretion to transfer the trust's situs to another jurisdiction. The document also defines key terms and includes a no-contest clause for beneficiaries.


document_description: This document is a certificate of resolutions for a Limited Liability Company (LLC) named Prytanee, LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the company's managers, members, officers, employees, and agents to manage accounts with the bank, execute agreements, and take necessary actions related to the accounts. The document also includes indemnification clauses for the bank and provisions for delegation of authority by the authorized signers.

title: Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas

document_type: financial

key_organizations:
Deutsche Bank Trust Company Americas
Prytanee, LLC


document_description: The document appears to be a form or template related to authorized signatories, possibly for a financial or legal entity. It includes sections for selecting authorized signatories, checking options, and providing signatures. There are references to various names and positions, including Jeffrey Sporten, president of Southern Tourt Company, Inc. The document contains several changes and corrections, indicating it might be a draft or a working document.

document_type: correspondence


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0075838, SDNY_GM_00222022, and EFTA01378628, indicating it is part of a legal case or investigation.

document_type: other


document_description: A note from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, regarding the relationship between a client and a counterparty, and the source of wealth/business activities of the counterparty.

document_subtype: note

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a communication from Deutsche Bank regarding Key Client Partners (KCP) products and services, intended for sophisticated institutional investors. It outlines the conditions for engaging in trades and transactions, emphasizing the need for internal approvals and client status with Deutsche Bank. The document is confidential and prohibits unauthorized distribution.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: A confidential communication from Deutsche Bank indicating that they do not provide legal or tax advice.


document_description: The document is a daily deposit report dated October 10, 2018, listing large, zero, and negative balances for various accounts. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

document_type: tabular

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial information related to various trusts and LLCs associated with individuals such as Kati Wanek-Forsythe, Shari Wagner, and others. It includes account balances, some of which are zero or negative, and details of large transactions involving trusts and LLCs.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Cameron Wanek
Travis Wagner
Robert S. Forsythe
Laura A. Forsythe
Todd R. Wanek
Ronald Wanek
Joyce Wanek
Nancy Devane
Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: The document appears to be a financial record related to Ashley Holdings Inc. and the Ronald & Joyce Wanek Irrevocable Dyna C. It lists several amounts, possibly indicating transactions or balances.

key_people:
Ronald Wanek
Joyce Wanek


document_description: A confidential fax related to securities offered through Deutsche Bank Securities Inc.

document_subtype: fax


document_description: Corinna Reibchen, CEO of passcon LLC, outlines a client outreach process for a client portfolio. The process includes compiling a client portfolio, discussing client outreach strategies, and providing regular reporting and updates. The letter emphasizes collaboration and communication with the client to ensure a successful remediation in 2019.

document_subtype: letter


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It is produced in native format and is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document contains a table of financial data with names, categories, and balances. It lists various individuals and entities with their respective financial balances, some of which are zero or negative. Additionally, there are account details for individuals with large balances, categorized under 'C'.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Travis Wagner
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000


document_description: The document lists various financial transactions involving trusts and holdings, with specific amounts associated with each entity. It includes entries for Shari Wagner, Robert S Forsythe, Laura A Forsythe, Kati Wanek-Forsythe, Todd R Wanek, Ronald & Joyce Wanek, and Ashley Holdings Inc. The amounts range from $100,000 to $50,000,000.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek


document_description: This is a confidential communication from Deutsche Bank, which includes a disclaimer about the unauthorized use of the information and a note that the bank does not provide legal or tax advice.


document_description: Liam O'Sullivan from Deutsche Bank Wealth Management confirms the sale of 2,400 BMY shares at $47.50 from the Foundation account to Richard and Darren.

key_people:
Liam O'Sullivan
Richard
Darren

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc
Pershing NetX 360


document_description: A communication from Deutsche Bank Securities Inc. containing disclaimers about confidentiality, privilege, and the nature of the information provided. It includes a link for additional EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a link for EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and regulatory disclosures.


document_description: Email correspondence regarding the need for a valid KYC for a high-risk client to approve a request related to returned funds to Caterpillar.

key_people:
Sunil Kumar
Brigid Macias
Ruchi Lohani
Natalie Barak

key_locations:
Jaipur, India
New York, NY

document_subtype: email correspondence

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This document contains a confidentiality notice from Deutsche Bank, advising unintended recipients to notify the sender and destroy the communication. It includes a disclaimer that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: This document contains a disclaimer from Deutsche Bank regarding legal and tax advice, confidentiality notice, and references to EU corporate and regulatory disclosures.


document_description: The document is marked as confidential and contains a note indicating that the file is corrupted or unprintable and cannot be produced.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, risks, and disclaimers. The statement is intended for internal use and highlights that valuations may change over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pined
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morns
Anane Dwyer

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, and FX options as of September 23, 2015. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: financial statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an equity-swap hybrid transaction with a notional amount of 2,646,000 USD and a mark-to-market value of (31,396.48) USD as of September 23, 2015.

title: Deutsche Bank Group Valuation Statement


document_description: The document is marked as confidential and is not producible due to corruption or being unprintable.


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00222088 and EFTA01378679. It is noted that the file is corrupted or unprintable and cannot be produced.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: This document is a United States passport issued to Darren Keith Indyke. It includes personal details such as name, nationality, date of birth, place of birth, sex, date of issue, date of expiration, and authority. The passport was issued on March 8, 2012, and expires on March 7, 2022.

title: Passport of Darren Keith Indyke

document_type: government

document_subtype: passport


document_description: Confidential communication from Deutsche Bank with disclaimers about confidentiality, legal, and tax advice.


document_description: An internal memo assigning Vijay to the role of KYC case manager for 2018, supporting Tern and her team. The memo outlines responsibilities, including managing KYC completion, liaising with various teams, and specific tasks such as updating KYC information, performing due diligence, and completing questionnaires.

title: 2018 KYC Case Manager III Assignment

key_people: Vijay Tern Adrienne

document_subtype: internal memo

key_organizations:
Client On-Boarding
Research team in Jaipur


document_description: A confidential document from Deutsche Bank Trust Company Americas, related to wealth management, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc


document_description: The document appears to list various trusts and individuals, possibly related to financial transactions or holdings, along with a table of amounts. The amounts listed include 1,128,340.54 and 13,471,909.85, among others, with many entries showing .00, indicating no value or zero balance.

key_people:
Kati Wanek-Forsythe
Noel Volpe
Mandy Jane Volpe
Steven D. Forsythe
Caitlin A. Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Leah M
Mara Wagne
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek

key_organizations:
2016 GRAT
2017 Caterpillar Trust
2015 GRAT
2012 Irrevocable Trust
Revocable Trust
Irrevocable Dynastic Trust


document_description: The document is a daily deposit report dated June 18, 2018, listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Butterfly Trust
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A list of trusts and financial distributions, mostly with zero amounts, except for Travis Wagner and Robert S Forsythe Revocable Trust, both with $149,967.76.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Leah M
Mara Wagne
Robert S Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek


document_description: A check issued by NES, LLC to A.D. Winston Service, Inc. for the amount of $9,199.94, related to invoice #9208 for maintenance contract.

document_subtype: check

key_organizations:
NES, LLC
A.D. Winston Service, Inc.
Deutsche Bank Trust Company Americas


document_description: The document is a daily deposit report listing account balances for various entities, including Jeffrey Epstein, with large, zero, and negative balances.

title: RM0082289 Daily Deposit Report

key_organizations:
The Jockey Club
Equibase Company
Axcis Information Network, Inc.
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc.
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial data in tabular format, listing various individuals, trusts, and companies along with their respective financial balances. It includes details of large, zero, and negative balances, categorized by account names and categories. The document is marked as confidential and is related to a legal proceeding under Federal Rule of Criminal Procedure 6(e).


document_description: Tazia Smith from Deutsche Asset & Wealth Management discusses trading volume and strategy with Jeffrey Epstein, mentioning the difficulty of completing a 200k trade in one day due to low average daily volume. Tazia offers to be more aggressive if needed.

key_people:
Tazia Smith
Jeffrey Epstein
Daniel Sabba
Paul Morris
Richard Kahn
Stewart Oldfield
Vahe Stepanian

key_organizations:
Deutsche Asset & Wealth Management
DB Securities Inc


document_description: A scanned document marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Passport document for Darren Keith Indyke, issued by the United States Department of State, valid from March 8, 2012, to March 7, 2022.


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00222128 and EFTA01378708. It is noted that the file is corrupted or unprintable and cannot be produced.


document_description: A confidential document related to signature verification, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A check issued by Neptune, LLC to the Insurance Office of Central Ohio for the amount of $50,819.00. The check is associated with policy 0002406962 and invoice #245071. The check was flagged for high dollar pull due to a signature not being on file.

key_locations:
St. Thomas, USVI
New York, New York
New Albany, OH

key_organizations:
Neptune, LLC
Deutsche Bank Trust Company Americas
Insurance Office of Central Ohio
Fifth Third


document_description: A check issued by Darren K. Indyke to The Ritz-Carlton Club, St. Thomas for the amount of $11,133.34. The check is drawn on Deutsche Bank Trust Co Americas and is marked as 'No Signature Required'.

key_organizations:
Deutsche Bank Trust Co Americas
The Ritz-Carlton Club, St. Thomas


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and regulatory disclosures.


document_description: Bella Klein requests the closure of two bank accounts associated with Jeffrey Epstein Insurance Trust and Mort Inc.

key_people:
Bella Klein
Brad

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: The document contains financial information related to various trusts and individuals, including balances and account details. It lists large, zero, and negative balances for accounts associated with Shari Wagner, Robert S. Forsythe, Laura A. Forsythe, Kati Wanek-Forsythe, Todd R. Wanek, Ronald & Joyce Wanek, and others. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to Ashley Holdings Inc. and the Ronald & Joyce Wanek Irrevocable Dyna C. It lists several amounts, possibly indicating transactions or financial holdings.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: An email from Ankit Kumar Sharma, an Analyst at PWM-US Ops — Banking, regarding banking-related queries. The email contains a confidentiality notice and information about privacy of communications.

key_organizations:
DBOI Global Services Private Limited
Wealth Management Operations


document_description: This document is a KPI report for Stewart Oldfield, detailing financial metrics such as revenues, CBV, NNA, and ROA for June 2019 and year-to-date comparisons with 2018. It includes growth percentages and other financial data for various clients.

title: KPI Report (Client-Level) - 1.CRM: Stewart Oldfield

document_date: June 2019

document_subtype: KPI Report


document_description: This is a confidential communication from Deutsche Bank intended for sophisticated, experienced investors who qualify as institutional accounts under FINRA Rule 4512(c)(3). It discusses KCP products and services, which are available only to clients of Deutsche Bank and the Key Client Partners group. The communication emphasizes that it is for discussion purposes only and does not create any legally binding obligation. It also contains disclaimers about the non-advisory nature of the services and the confidentiality of the information.

key_organizations:
Deutsche Bank
Key Client Partners group
FINRA


document_description: A memorandum from Darren K Indyke instructing a wire transfer of $670,009.42 from a specified account to Deutsche Bank Trust Company Americas, with instructions to close the account after the transfer.

key_people:
Darren K Indyke
Liam
Doreen Lusky

document_subtype: wire transfer


document_description: The document contains financial information related to various trusts, LLCs, and individuals, detailing balances and categories. It includes large, zero, and negative balances for different accounts.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe

document_subtype: financial ledger

key_organizations:
BUTTERFLY TRUST
KEYHOLE PARTNERS, LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
SHARI WAGNER 2014 GRAT
KATI FORSYTHE 2014 GRAT
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC
THE 2017 CATERPILLAR TRUST
ASHLEY HOLDINGS INC
RAHUL VAID
ALI RASHID
THIRD LAKE PARTNERS, LLC
ADDISON AT MILLENIA HOLDINGS, LLC
MIZNER COURT HOLDINGS, LLC
SOLSTICE LOOP HOLDINGS, LLC
SABAL CLUB HOLDINGS, LLC
SAN MARCO HOLDINGS, LLC
SUN LAKE MULTIFAMILY HOLDINGS, LLC
VERONA APARTMENTS HOLDINGS, LLC
SUMMER COVE HOLDINGS, LLC
MARINA LANDING HOLDINGS, LLC


document_description: The table contains financial information related to various entities and individuals, including Ronald & Joyce Wanek, Ashley Holdings Inc, Mara Wagner, Leah Kubis, and Keyhole Partners, LLC. The amounts listed are significant, with Ashley Holdings Inc having the largest amounts.

key_people:
Ronald Wanek
Joyce Wanek
Mara Wagner
Leah Kubis

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC


document_description: The document contains a financial ledger with account balances for various entities, including LLCs and trusts. It lists large, zero, and negative balances for accounts associated with names like CRW 2007 LLC, GEW 2007 LLC, and individuals such as Todd R. and Karen A. Wanek. The ledger includes categories and balance amounts, with some accounts having significant balances.

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC


document_description: The document contains financial data in tabular format, listing various entities and associated monetary amounts. It includes entries for trusts, LLCs, and individuals with corresponding balances. The document is marked as confidential and is related to financial transactions or balances.

key_people:
Travis Wagner
Shari Wagner
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek

key_organizations:
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: The document appears to be a financial record involving Ashley Holdings Inc, Mara Wagner, Leah Kubis, and Keyhole Partners, LLC. It includes financial figures such as 25,000,000.00 and 500,000.00.

key_people:
Mara Wagner
Leah Kubis


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts. It includes account names, categories, and balances, with notable entries for Jeffrey Epstein and several LLCs.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Mara Wagner
Leah Kubis

document_subtype: Daily Deposit Report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document contains financial information related to various entities, including balances and account details. It lists entities such as Southern Financial LLC, Southern Trust Company, Inc., and various LLCs and trusts associated with individuals like Todd R. Wanek and Karen A. Wanek. The document also includes a section on large, zero, and negative balances for different accounts, with some balances reaching up to $21,441,114.53.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe
Cameron Wanek
Travis Wagner
Mara Wagner
Leah Kubis
Rahul Vaid
Ali Rashid

key_organizations:
Southern Financial LLC
Southern Trust Company, Inc.
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
CRW 2007 LLC
GEW 2007 LLC


document_description: The document contains financial data in tabular format, listing various entities and their associated balances. It includes information on trusts, LLCs, and individuals, with specific account numbers, categories, and balance amounts. The data is marked as confidential and is related to a legal proceeding, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to various trusts and companies, including balances and account details. It lists entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Ashley Holdings Inc, and Ashley Furniture Industries Inc, among others, with their respective balances. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Keyhole Partners, LLC
Ashley Homestores Ltd


document_description: The document lists entities related to Ashley Real Estate, LLC, Ashley Distribution Services Ltd, and Ashley Global Retail, LLC, along with financial figures.

key_organizations:
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains reference numbers that suggest it is part of a legal case or investigation in the Southern District of New York.


document_description: This document contains a confidentiality notice and privacy policy from Deutsche Bank, indicating that the email may contain confidential or privileged information. It also outlines the bank's policy on monitoring communications for compliance with legal and regulatory obligations.


document_description: This document is a communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and references to EU corporate and regulatory disclosures. It emphasizes the importance of notifying the sender if the communication is received in error and destroying the communication to prevent unauthorized distribution.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts. It includes names such as Jeffrey Epstein and several LLCs and trusts, with specific balances noted for each.

title: RM0082289 Daily Deposit Report 20190518

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Mara Wagner
Leah Kubis

key_organizations: Ronald & Joyce Wanek Irrevocable Dynasty Trust


document_description: The document contains financial data related to various entities, including Ashley Distribution Services Ltd, Todd R. Wanek and Karen A. Wanek, and several LLCs. It lists balances, some of which are zero or negative, and includes large amounts associated with different entities.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe
Cameron Wanek
Travis Wagner
Rahul Vaid

key_organizations:
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC


document_description: The document contains financial data related to various trusts and companies, including balances and account details. It lists entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Ashley Holdings Inc, and Ashley Furniture Industries Inc, among others, with their respective balances. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A financial document related to Ashley Distribution Services Ltd and Ashley Global Retail, LLC, mentioning an amount of 25,000,000.00.

key_organizations:
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document is a financial report listing large, zero, and negative balances for various accounts as of August 24, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report 20180825

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner

key_organizations:
The Jockey Club
Equibase Company
Incompass Solutions Inc
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains a table of financial transactions involving various individuals and entities, with amounts listed in debit (D) and credit (C) columns. It includes large balances and zero balances for different accounts, with specific amounts for each entry.

key_people:
Cameron Wanek
Travis Wagner
Shari Wagner
Kati Wanek-Forsythe
Todd R. Wanek
Ronald & Joyce Wanek
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Nancy and Michael Devane

key_organizations:
Ashley Holdings Inc
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: The document contains financial information related to various trusts, individuals, and companies, including balances and account details. It lists large, zero, and negative balances for different entities, with specific amounts mentioned for each.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Todd R. Wanek
Karen A. Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
The 2017 Caterpillar Trust
Ashley Holdings Inc
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: Vijay Sawant from Deutsche Bank Group is addressing a periodic review of high-risk accounts, specifically Butterfly Trust and Neptune LLC. Richard Kahn has been added as a manager to Neptune LLC, but not as an RP in a previously approved KYC case. The email seeks confirmation on the nature of Butterfly Trust and the addition of Richard Kahn to Neptune LLC to proceed with AML approval.

key_people:
Vijay Sawant
Richard Kahn
Stewart Oldfield
Richard Iarossi
Mayur Rathod
Bradley Gillin

document_subtype: email

key_organizations:
Deutsche Bank Group
Neptune LLC
Butterfly Trust


document_description: Vijay Sawant from Deutsche Bank requests advice to launch KYC for all accounts and begin remediation.

key_organizations:
Deutsche CM Centre Private Limited
Deutsche Bank Group
Wealth Management


document_description: A memo from Liam O'Sullivan, AVP at Deutsche Bank Securities Inc, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. It emphasizes that the information is confidential, non-advisory, and for discussion purposes only.

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc
Deutsche Bank Wealth Management


document_description: The document is a stock chart for EP044023 Pfd covering the period from 10/28/2013 to 10/28/2014. It includes key financial data such as last price, high, low, average, volume, and a 15-day simple moving average.


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands for PLAN D, LLC, confirming its organization and good standing as of September 13, 2018.

title: Certificate of Existence for PLAN D, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence


document_description: Proposal to open the Butterfly Trust with the KCP team under the N4G prefix, with a new CA number for Martin Zeman to separate it from accounts with KCP packages. Martin will sign a quarterly attestation regarding the account's use.

key_people:
Liam O'Sullivan
Ziggy
Ian
Martin Zeman

key_organizations:
Deutsche Bank
DB Securities Inc


document_description: A memo from Bradley Gillin, Vice President at Deutsche Bank Wealth Management, discussing financial institutions used by Jeffrey Epstein, sources of wealth, and residency status.

key_people:
Jeffrey Epstein
Bradley Gillin

key_locations:
USA
US Virgin Islands

key_organizations:
Deutsche Bank
Southern Trust Company Inc
J. Epstein & Co
Radar


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, inquiring about financial institutions used by Jeffrey Epstein, sources of wealth, and residency status.

key_people:
Vijay Sawant
Jeffrey E. Epstein

key_locations:
US Virgin Islands
Mumbai
India

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Southern Trust Company Inc
J. Epstein & Co
Radar


document_description: Discussion regarding the nature of business and legal representation for Plan D LLC, a company associated with Jeffrey Epstein. The memo seeks confirmation on the business nature as equipment rental/leasing and requests updates on legal representatives, specifically Lawrence Visoski, the initial manager.

key_people:
Jeffrey Epstein
Darren Indyke
Harry Beller
Jean Anne Wiebracht
Paul Barrett
Lawrence Visoski
Alka Babu

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Plan D LLC


document_description: This document is a trading authorization for The Maze Trust account at Deutsche Bank, allowing an authorized agent to buy, sell, and trade securities on behalf of the account holder, Jeffrey Epstein. The authorization is effective until revoked in writing and indemnifies Deutsche Bank against losses.

title: Trading Authorization Limited to Purchases and Sales of Securities

key_people:
Jeffrey Epstein
Joshua Shoshua

document_subtype: Trading Authorization

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document contains financial data including price, volume, and trade information for a specific date.

document_subtype: financial data


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with DBSI, appointing Harry Beller or Joanne Brennan as agents with authority to manage the principal's accounts. It includes a cautionary note about the responsibilities and limitations of the power of attorney under New York law.

key_people:
Harry Beller
Joanne Brennan

document_subtype: Power of Attorney


document_description: This document outlines the terms and conditions under which DBSI (Deutsche Bank Securities Inc.) will follow the instructions of an authorized agent regarding the account(s) of the undersigned. It specifies the limitations and authorizations granted to the agent, including the ability to receive account statements, make trades, and transfer assets. The document also details the conditions under which the authorization can be revoked and clarifies that it is not a durable power of attorney.

document_subtype: authorization document


document_description: This document outlines the terms and conditions under which DBSI may require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also mentions the responsibilities of the undersigned regarding the actions of their agents.

key_people:
Harry Belfer
Jeanne Brennan


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It mentions the requirement for all account holders to sign for joint accounts.


document_description: Acknowledgement of Jeffrey Epstein's signature by Notary Public Harry Beller in New York State.

key_people:
Jeffrey Epstein
Harry Beller

key_locations:
New York State
Rockland County

document_subtype: notarized document


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent, including acting in the principal's best interest, avoiding conflicts of interest, and maintaining separate records of transactions. The document also details the conditions under which the agent may resign and the potential liabilities for violating the terms of the agreement.

key_people:
Jeanne Brenau
Harry Beller
Jan Hoy


document_description: This document contains notarized acknowledgements of agent signatures in and outside New York State. It includes the names of individuals who appeared before notaries to acknowledge their signatures on certain instruments.

key_people:
Jonne Brekken
Harry Belfer
Yolanda Richardson
Harry Bells

key_locations:
New York
Rockland County
Queens County

document_subtype: notarized acknowledgement


document_description: Driving license issued to Brennan-Mebracht, Anne in St. Thomas, VI, valid from 2/24/2012 to 9/2/2017. The license includes personal details such as sex, height, weight, hair color, eye color, and blood type.

title: Driving License of Brennan-Mebracht, Anne

document_subtype: Driving License


document_description: New York State Driver License for Harry I. Beller, issued on April 20, 2011, and expiring on May 9, 2019. The license class is D, and the license number is HXQIHIT301.

document_subtype: Driver License


document_description: The email discusses the onboarding of Jeffrey Epstein as a new client, who has transferred over $120 million across his accounts. The email requests exceptions for using DB POA for entity accounts, approval of Full POA for a professional relationship, and addresses notarization issues. Fran Wickman is involved in the discussion, and the email is marked for internal use only.

key_people:
Jeffrey Epstein
Fran Wickman
Vahe Stepanian
Jean Anne Brennan
Jay Lipman
Zbynek Kozelsky

document_subtype: email correspondence

key_organizations: DB BSO


document_description: A confidential fax from Fran Wickman at Deutsche Bank Securities Inc. regarding private and institutional client services.

document_subtype: fax


document_description: This document is a Trust Authorization for The Haze Trust, managed by Deutsche Bank Securities Inc. It outlines the powers granted to the trustees under the trust instrument dated February 9, 1999, including the ability to manage brokerage accounts, invest and reinvest trust assets, and appoint third parties for securities transactions.

title: Trust Authorization for The Haze Trust

document_subtype: Trust Authorization


document_description: A fax document related to a trust agreement, where Jeffrey Epstein and others agree to provide documents to DBSI, comply with trust restrictions, and notify DBSI of any changes. They also agree to indemnify DBSI against liabilities related to the trust.

key_people:
Jeffrey Epstein
Darren K Indykee


document_description: Darren K. Indyke accepts his appointment as Trustee of The Haze Trust, succeeding Jeffrey E. Epstein, as per the Trust Agreement dated February 9, 1999.

title: Acceptance of Successor Trustee of The Haze Trust

key_people:
Jeffrey E. Epstein
Darren K. Indyke


document_description: Designation of Darren K. Indyke as Trustee of The Haze Trust by Jeffrey E. Epstein.

key_organizations:
Deutsche Bank
The Haze Trust


document_description: The Haze Trust Agreement, dated February 9, 1999, involves Jeffrey E. Epstein as both the Grantor and Trustee. The agreement outlines the transfer of property to the Trustee to be managed and disposed of according to the terms specified. The Trustee has the discretion to pay income or principal to the Grantor and, upon the Grantor's death, to dispose of the remaining assets to the Grantor's estate.

title: The Haze Trust Agreement

document_subtype: Trust Agreement

key_organizations:
The Haze Trust
Deutsche Bank


document_description: The document outlines the discretionary powers granted to a Trustee by the Grantor, allowing the Trustee to manage, sell, and invest in various types of properties and securities without court application or adherence to certain legal restrictions.


document_description: The document outlines various powers and authorities related to investment and management of securities, partnerships, and properties. It includes provisions for participating in reorganizations, retaining interests in partnerships, investing in properties, employing professionals, and distributing income or principal.


document_description: The document outlines various powers and authorities related to the management and operation of real property, including the ability to lease, mortgage, insure, and manage properties. It also discusses the delegation of powers to trustees and the ability to transfer property to different jurisdictions.


document_description: The document is a fax from Deutsche Bank discussing the powers and authorizations granted to a Trustee by the Grantor. It outlines the Trustee's authority to sell, continue, or liquidate the Trust's interest in various business entities, and to acquire and conduct business activities. The Trustee is exonerated from personal loss or liability related to these activities.

key_people: Trustee Grantor


document_description: The document outlines the provisions related to the appointment, resignation, and responsibilities of Trustees in a Trust agreement. It specifies the rights of the Grantor to amend or revoke the Trust.


document_description: The document is a Trust Agreement for The Haze Trust, which can be revoked or amended by the Grantor, Jeffrey E. Epstein, during his lifetime. The agreement becomes irrevocable upon the Grantor's death and is governed by the laws of the State of New York.


document_description: A financial document from Deutsche Bank with a schedule and a monetary amount of $100.00. It is marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A notarized document acknowledging the execution of an instrument by Jeffrey E. Epstein.

key_people:
Jeffrey E. Epstein
Harry & Beller


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees are Darren K. Indyke and Lawrence Newman.

title: Grantor's Revocation of Designation of Successor Trustees

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman
Bradley Gillin


document_description: Email chain discussing pending rejection items related to KYC cases for Hyperion LLC and Epstein Virgin Islands Foundation Inc. Stewart Oldfield mentions being away for sales training and plans to contact the client. Mayur Rathod follows up on Vijay's email regarding the pending items.

key_people:
Stewart Oldfield
Mayur Rathod
Vijay-A Sawant
Bradley Gillin
Richard Larossi
Alka Babu
Vinita Advani

key_locations:
New York, NY
Mumbai, India

document_subtype: email chain

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche CIB Centre Private Limited
Hyperion LLC
Epstein Virgin Islands Foundation Inc


document_description: The email discusses pending KYC (Know Your Customer) case rejections related to Jeffrey Epstein and associated entities. It requests confirmation of KYC information accuracy, evidence of management for Hyperion Air LLC, signing authority for a brokerage account, and source of funds for Mort Inc. The email also mentions Lawrence Visoski in relation to Hyperion Air LLC and Erika Kellerhals and Paul Barrett in relation to brokerage accounts.

key_people:
Vijay Sawant
Stewart Oldfield
Lawrence Visoski
Erika Kellerhals
Paul Barrett
Jeffrey Epstein

key_organizations: J. Epstein Virgin Islands Foundation Inc


document_description: Request to close an account by JEGE, Inc addressed to Brad.

key_people:
Doreen Lusky
Darren Indyke


document_description: A request to close an account with reference number partially redacted.

key_people:
Daven Indighe
Darren Indyke

reference_numbers: account #███████████5


document_description: A wire transfer message failed format validation and was cancelled. The transfer involved USD 150,000 from Butterfly Trust to JPMS LLC via JPMorgan Chase Bank, NA.

document_subtype: wire transfer

key_organizations:
Butterfly Trust
HBRK Associates, Inc
JPMorgan Chase Bank, NA
JPMS LLC


document_description: A memo from Deutsche Bank AG's Global Messaging Operations (GMO) providing contact information for first and second level escalations and instructions for posting queries. It includes confidential information pursuant to federal rules.

key_people:
Rijosh KC
Sunil Varghese
Anupam-A Kala
Abhishek S Mohan

key_organizations:
Deutsche Bank AG
Global Messaging Operations


document_description: The document contains financial information about various trusts, companies, and individuals, including account balances and categories. It lists entities with large, zero, and negative balances, along with account numbers and categories. The document is marked as confidential under federal rules.


document_description: The document contains financial data related to various trusts, LLCs, and individuals, listing their respective balances. It includes entities such as Kati Forsythe 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, Wanek Trust of 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like Nancy and Michael Devane, Ali Rashid, Steven D. Forsythe, Caitlin A. Forsythe, and others. The document also mentions large, zero, and negative balances, and categorizes them under different account names.


document_description: The document contains a table of financial transactions involving various trusts and companies, including Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Dyna, and Ashley Holdings Inc. It also lists account balances for Leah Kubis and Keyhole Partners, LLC.

key_people:
Todd R Wanek
Ronald Wanek
Joyce Wanek
Leah Kubis

key_organizations:
Todd R Wanek 2015 GRAT Trust
Ronald & Joyce Wanek Irrevocable Dyna
Ashley Holdings Inc
Keyhole Partners LLC


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0076099, SDNY_GM_00222283, and EFTA01378835.


document_description: The document contains financial data for various LLCs, trusts, and individuals, listing their balances and categories. It includes two tables: one showing balances for different entities, and another highlighting large, zero, and negative balances. Some entities have significant balances, while others have zero balances.


document_description: The document contains financial data related to various trusts, LLCs, and individuals, listing their respective balances. It includes entities such as KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, STEVEN D. FORSYTHE, among others. The document also highlights large, zero, and negative balances for certain accounts.


document_description: The document contains financial information related to various trusts and entities, including balances and transactions. It lists the Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable Trust, Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, Mara Wagner, Leah Kubis, and Keyhole Partners, LLC. The document also mentions large, zero, and negative balances.

key_people:
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Mara Wagner
Leah Kubis

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC


document_description: The document contains a financial summary of various trusts, LLCs, and individuals with their respective balances. It includes large, zero, and negative balances for accounts associated with entities such as CRW 2007 LLC, GEW 2007 LLC, and individuals like Todd R. and Karen A. Wanek. The document is marked confidential and is related to financial transactions.

key_people:
Kati Forsythe
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Todd R. Wanek
Karen A. Wanek
Rahul Vaid
Ali Rashid

document_subtype: financial summary

key_organizations:
KATI FORSYTHE 2014 GRAT
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC
THE 2017 CATERPILLAR TRUST
ASHLEY HOLDINGS INC
KEYHOLE PARTNERS, LLC
THIRD LAKE PARTNERS, LLC
ADDISON AT MILLENIA HOLDINGS, LLC
MIZNER COURT HOLDINGS, LLC
SOLSTICE LOOP HOLDINGS, LLC
SABAL CLUB HOLDINGS, LLC
SAN MARCO HOLDINGS, LLC
SUN LAKE MULTIFAMILY HOLDINGS, LLC
VERONA APARTMENTS HOLDINGS, LLC
SUMMER COVE HOLDINGS, LLC
MARINA LANDING HOLDINGS, LLC
ASHLEY FURNITURE INDUSTRIES INC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC


document_description: The document contains financial data related to various LLCs and trusts, including balances and account information. It lists entities such as KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, and individuals like Nancy and Michael Devane, Ali Rashid, Steven D. Forsythe, and Caitlin A. Forsythe. The document also includes a section on large, zero, and negative balances for accounts associated with individuals and trusts, with amounts ranging from $100,000 to $2,500,000.


document_description: The document contains financial information related to various trusts and accounts, including balances and transactions. It lists several trusts and accounts with their respective amounts, highlighting large, zero, and negative balances. Key entities include Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable Trust, Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Trust, Ashley Holdings Inc, and others.

key_people:
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek


document_description: This document is a Form 990-PF for the year 2015, filed by Gratitude America Ltd, detailing their financial activities, revenue, and expenses. The form includes information on contributions, net investment income, and disbursements for charitable purposes.

title: Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation

document_subtype: Form 990-PF


document_description: This document is a Form 990-PF for the year 2015, detailing the balance sheets of an organization. It includes information on assets, liabilities, and net assets or fund balances at the beginning and end of the year. The total assets and net assets at the end of the year are both $10,006,564, with no liabilities reported.

title: Form 990-PF (2015) Balance Sheets


document_description: This document contains Part IV and Part V of the Form 990-PF for the year 2015. Part IV details capital gains and losses for tax on investment income, while Part V discusses qualification under Section 4940(e) for reduced tax on net investment income. The tables in Part IV are largely empty, indicating no specific property sales or gains/losses were reported. Part V includes questions about the foundation's liability for section 4942 tax and calculations related to net investment income, but all fields are empty.

title: Form 990-PF (2015) Part IV and V


document_description: This document is a Form 990-PF for the year 2015, detailing the excise tax based on investment income and statements regarding activities for a foundation. It includes information on tax calculations, credits/payments, and activities related to political influence and changes in governing instruments.

title: Form 990-PF (2015)


document_description: This document contains statements regarding the activities of a foundation for the year 2015, including compliance with public inspection requirements, financial interests in foreign accounts, and activities that may require Form 4720. It confirms that the foundation did not engage in transactions with disqualified persons, did not have undistributed income from previous years, and did not hold significant business interests or make jeopardizing investments.

title: Form 990-PF (2015) Part VII -A and VII-B Statements Regarding Activities


document_description: This document is a Form 990-PF for the year 2015, detailing the activities and financial information of a foundation. It includes statements regarding activities for which Form 4720 may be required, information about officers, directors, trustees, foundation managers, and compensation details.

title: Form 990-PF (2015)

key_people:
Richard Kahn
Darren K Indyke
Erika A Kellerhals

key_locations: 575 Lexington Ave 4th Floor, New York, NY 10022

key_locations: 9053 Estate Thomas Suite 101, St Thomas, VI 00802


document_description: The document is a Form 990-PF for the year 2015, detailing information about officers, directors, trustees, foundation managers, highly paid employees, and contractors. It includes sections on the highest-paid independent contractors, direct charitable activities, and program-related investments. No contractors were paid more than $50,000, and no expenses or investments are listed for charitable activities or program-related investments.

title: Form 990-PF (2015)


document_description: This document is a section of the Form 990-PF for the year 2015, detailing the Minimum Investment Return, Distributable Amount, and Qualifying Distributions for a foundation. It includes calculations of fair market value of assets, taxes, and qualifying distributions.

title: Form 990-PF (2015) - Part X, XI, XII


document_description: This document is a section of Form 990-PF for the year 2015, detailing undistributed income and related financial information. It includes data on distributable amounts, excess distributions carryover, and qualifying distributions for the year 2015.

title: Part XIII Undistributed Income


document_description: This document is a Form 990-PF for the year 2015, specifically focusing on Part XIV and Part XV. It includes sections on private operating foundations, alternative tests for qualification, and supplementary information regarding foundation managers and contribution programs. Most fields are empty, indicating no data was provided for the years 2012-2015.

title: Form 990-PF (2015) Page 10


document_description: The document is a Form 990-PF for the year 2015, specifically focusing on Part XV which details grants and contributions paid during the year or approved for future payment. However, all fields related to recipient information, purpose, and amounts are empty.

title: Form 990-PF (2015) Part XV Supplementary Information


document_description: This document is a section of Form 990-PF (2015) detailing the analysis of income-producing activities for a foundation. It includes gross amounts of unrelated business income and income excluded by sections 512, 513, or 514. The document lists various sources of income such as program service revenue, fees from government agencies, membership dues, interest on savings, dividends, rental income, and other investment income. The total income reported is $4,332. Part XVI-B, which should explain how these activities contribute to the foundation's exempt purposes, is left empty.

title: Analysis of Income-Producing Activities


document_description: Form 990-PF Part XVII details information regarding transfers to and transactions and relationships with noncharitable exempt organizations. The organization did not engage in any transactions with noncharitable exempt organizations and is not affiliated with any tax-exempt organizations described in section 501(c) or 527. The form is signed by an officer or trustee on 2016-11-09. The preparer is David M. Hasson, CPA, from SHR CPAS LLC.

key_locations: 3000 Marcus Ave Ste 3W4 Lake Success, NY 110421009


document_description: This document is a legal fees schedule for GRATITUDE AMERICA LTD for the tax year 2015, detailing legal fees and disbursements for charitable purposes.

title: TY 2015 Legal Fees Schedule for GRATITUDE AMERICA LTD

document_subtype: Legal Fees Schedule


document_description: This document is a financial schedule detailing other expenses for GRATITUDE AMERICA LTD for the tax year 2015. It includes descriptions of expenses such as state filing fees and supplies, along with their respective amounts.

title: TY 2015 Other Expenses Schedule for GRATITUDE AMERICA LTD

document_subtype: Financial Document


document_description: This document is a Substantial Contributors Schedule for the year 2015, listing entities such as GRATITUDE AMERICA LTD and BV70 LLC.

title: TY 2015 Substantial Contributors Schedule

document_subtype: Substantial Contributors Schedule

key_organizations:
GRATITUDE AMERICA LTD
BV70 LLC


document_description: This document is a Schedule B form attached to Form 990, 990-EZ, or 990-PF for the year 2015, related to GRATITUDE AMERICA LTD, an exempt private foundation under section 501(c)(3). It outlines the general and special rules for reporting contributions from donors, specifically those totaling $5,000 or more from any one contributor. The form indicates that the organization is covered by the General Rule for reporting such contributions.

title: Schedule of Contributors

document_subtype: Schedule B (Form 990, 990-EZ, or 990-PF)


document_description: This document is a Schedule B form for the organization GRATITUDE AMERICA LTD, detailing contributions received. The form lists a significant contribution of $10,000,000 from 445 PARK AVE BV 70 LLC, located in New York, NY 10022, marked as a noncash contribution.

title: Schedule B (Form 990, 990-EZ, or 990-PF)

document_subtype: Form 990 Schedule B

key_organizations:
GRATITUDE AMERICA LTD
445 PARK AVE BV 70 LLC


document_description: This document is a Schedule B form for the organization Gratitude America Ltd, detailing contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year. The form is largely incomplete with empty fields for the purpose, use, and transfer of gifts.

title: Schedule B (Form 990, 990-¢, or 990-PF)


document_description: Deutsche Bank Wealth Management informs Jeffrey Epstein, Darren Indyke, and Richard Kahn of its decision to discontinue its relationships with them and any related entities. They are requested to transfer their assets to another financial institution by February 28, 2019. Deutsche Bank will facilitate the transfer and allow use of accounts until that date.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn
Stewart Oldfield
Armen Brash


document_description: Notification to banking officer about a money market account exceeding allowed transactions, with instructions for handling violations and potential conversion to a transactional account.

document_subtype: notification

key_organizations:
Southern Trust Company
DROI Global Services Private Limited


document_description: This document is a bank statement for a Money Market Account at Southern Trust Company, detailing transactions from 10/15/2018 to 03/31/2019. The statement includes daily balances, interest payments, and various money transfers.

document_subtype: Bank Statement


document_description: A notice from Deutsche Bank to Southern Trust Company, Inc. regarding excessive transactions in their Money Market Deposit Account, requesting compliance with federal transaction limits.

title: Notice of Excessive Transactions in Money Market Deposit Account

document_subtype: notice

key_organizations:
Deutsche Bank
Southern Trust Company, Inc.
Deutsche Bank Trust Company Americas


document_description: The document contains financial data related to stock prices and trading volumes. It includes information such as last price, high, low, average, volume, and other trading metrics over a specified date range.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal, and tax advice. It includes contact information for the New York office and a link for EU corporate and regulatory disclosures.

key_locations: 575 Lexington Avenue, New York, NY 10022


document_description: This document contains a confidentiality notice and disclaimers from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential memo from Sylvia Escobar, Vice President at Deutsche Bank Securities Inc., related to Wealth Management-Americas.

document_subtype: memo


document_description: The document contains two tables with financial data related to various entities, including individuals, trusts, and companies. The first table lists entities with their respective categories and balances, while the second table highlights large, zero, and negative balances for specific accounts. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains two tables listing financial information related to various trusts, LLCs, and individuals. The first table lists entities with associated amounts, while the second table lists account numbers, names, categories, and balances. The document is marked as confidential and is related to financial transactions or holdings.


document_description: A note from Stewart Oldfield of Deutsche Bank Trust Company Americas expressing interest in discussing details and catching up.

document_subtype: note

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: The document provides a profile of the GTIS Qualified Opportunity Zone Fund for 2019, managed by GTIS Partners LP. It includes examples of prior investments in opportunity zones, detailing project overviews, financial commitments, and projected returns for projects in Boulder, Las Vegas, and Phoenix.

title: GTIS Qualified Opportunity Zone Fund "QOZF"

key_locations:
Boulder, CO
Las Vegas
Phoenix

document_subtype: Investment Fund Profile

key_organizations:
GTIS Partners LP
Google
Harvard Investments


document_description: The image shows several architectural and landscape views, including cityscapes with modern buildings, an aerial view of a campus or community center, a residential building with palm trees, urban views with different types of buildings, and a lakeside city with complex urban planning.

document_type: media

document_subtype: image

key_organizations:
GTIS Partners
GTIS Qualified Opportunity Fund LLC


document_description: This document is a confidential presentation related to the GTIS Qualified Opportunity Fund LLC. It includes disclaimers about the nature of the presentation, forward-looking statements, investment risks, and the lack of guarantees regarding investment returns. It emphasizes that the presentation is not an offer to sell or a solicitation to buy securities and advises potential investors to consult their own advisors. The document also notes restrictions on distribution and the lack of regulatory approval.


document_description: The document discusses the benefits of investing in Opportunity Zones, highlighting tax benefits such as deferral, reduction, and forgiveness of capital gains tax. It also emphasizes the potential economic impact on communities and suggests real estate investment as an alternative to traditional stock market investments.


document_description: The document provides a comparative analysis of the tax benefits and after-tax returns from investing in Qualified Opportunity Zones (QOZs) versus standard taxable investments. It highlights the potential tax savings and increased returns for investors, particularly those in high-tax states, by using a tabular illustration of investment scenarios in no-tax and high-tax states.

title: Significant Incremental After-Tax Benefit From Investing in Qualified Opportunity Zones

key_locations:
No-Tax State
High-Tax State
NY State


document_description: The document outlines the investment strategy and benefits of investing with GTIS. It highlights the diversified, commingled fund structure, focus on less competitive and growing markets, and continuation of GTIS's investment strategy. The fund targets urban and suburban developments, particularly in Sunbelt markets, and emphasizes a diversified portfolio of assets.


document_description: The document contains a placeholder or redacted image with a gray textured background and some confidential identifiers.


document_description: GTIS has invested across all major property types with a focus on residential in the U.S. following the financial crisis. The company has committed over $1.6 billion of equity capital to 87 residential projects in the U.S., with a total project cost of $7.4 billion. GTIS has invested in multifamily, office, land development, homebuilding, hospitality, logistics, and single-family rentals. The global investment portfolio includes approximately $1.998 billion of equity committed to U.S. investments and $2.378 billion to Brazilian investments.

document_subtype: investment portfolio summary

key_organizations:
GTIS
Streetlane Homes


document_description: The document outlines GTIS's competitive advantages in Opportunity Zone investing, highlighting their hybrid allocator/operator model, experience in Opportunity Zone projects, market research capabilities, fund management platform, and ESG focus. It emphasizes diversification, direct development oversight, extensive deal pipeline, and a dedicated research team for evaluating Opportunity Zones. The document also mentions GTIS's commitment to environmental, social, and governance (ESG) factors.

title: GTIS Competitive Advantages in Opp Zone Investing


document_description: The document contains a placeholder image with a faint grid pattern and text related to the GTIS Opportunity Zone Strategy. It is marked as confidential under Federal Rules of Civil Procedure.


document_description: The document outlines the GTIS Opportunity Zone Strategy, which is a diversified, commingled fund focused on capital appreciation over a 10+ year hold. It emphasizes long-term economic, demographic, and social factors that will shape future living and working environments. The strategy includes a diversified approach with national execution to manage market and development risks across various sectors such as multifamily, SFR, office, logistics, and infrastructure. It targets geographically defined areas with high investment needs and growth potential, focusing on up-and-coming neighborhoods in gateway cities like NY, SF, and LA, as well as growth markets like DEN, PHX, and DAL. The strategy is development-oriented, with a focus on substantial improvement and original use projects to mitigate development risk.

title: GTIS Opportunity Zone Strategy

key_locations:
New York (NY)
San Francisco (SF)
Los Angeles (LA)
Denver (DEN)
Phoenix (PHX)
Dallas (DAL)


document_description: The document discusses a location-based investment approach balancing between established gateway cities and growth markets. Gateway cities like NY, LA, and Seattle are seen as more defensive with liquidity but face challenges like distressed areas and demographic headwinds. Growth markets in the Sunbelt, such as Phoenix and Dallas, offer more affordable opportunities with strong job growth and less competition.

key_locations:
New York
Los Angeles
San Francisco
Seattle
Phoenix
Dallas
Orlando
Miami
Austin
Houston
Nashville
Atlanta
Boston
Washington DC
Las Vegas
Denver


document_description: The document outlines a strategy for urban and suburban development, original use acquisitions, and covered land re-entitlement. It includes target loan-to-cost ratios for each strategy and emphasizes acquiring sites in urban areas, developing residential or commercial projects, and re-entitling properties for substantial improvement.

title: Strategy Drivers and Portfolio Construction


document_description: The document outlines the target strategy allocation and expected returns for a fund, focusing on different real estate investment strategies such as Urban Development, Suburban Rental, Original Use Acquisition, and Covered Land. It provides target allocations, gross IRR, gross multiples, LTC, and time horizons for each strategy. The document also discusses the potential impact of Opportunity Zone tax benefits on after-tax IRR and advises consulting accountants for tax advice.

title: Target Strategy Allocation and Returns


document_description: The document is marked as confidential and contains no discernible information or chart. It is related to investment sourcing and pipeline.


document_description: The document is a map of New York City and surrounding areas, showing GTIS's target opportunity zones and construction pipeline for sourcing deals. It includes details of a specific project, Hunters Point South, in Long Island City, planned for completion in 2022 with 394 total units.

title: GTIS Target Opp Zones and Construction Pipeline

document_type: property

key_locations:
New York City
Manhattan
Queens
New Jersey
Long Island City

document_subtype: real estate development map

key_organizations:
GTIS
Gotham Development


document_description: A table listing high priority investment opportunities with details on project location, strategy, total capital, approval stage, and status.

title: High Priority Opportunities

key_locations:
Las Vegas, NV
Phoenix, AZ
Bronx, NY
Boulder, CO
Oakland, CA
Anaheim, CA


document_description: A 322 unit Class A multifamily development project in Downtown Las Vegas, NV, with an estimated equity commitment of $35M and a total project cost of $88M. The project is fully entitled, shovel ready at closing, with GMP and all required permits obtained, and construction financing in place. It is part of a larger mixed-use master plan promoted by the city, with immediate access to major employment hubs and transportation.

title: Multifamily Development (Las Vegas, NV)

key_locations:
Downtown Las Vegas, NV
Vegas Strip
Medical District
World Market Center

document_subtype: project overview


document_description: The document provides an overview of a project site in Las Vegas, highlighting its proximity to major job centers such as Downtown Las Vegas, the Medical District, the Las Vegas Strip, Spring Valley, and Henderson. It includes a table with distances and job numbers for each location.

title: Location Overview

key_locations:
Downtown Las Vegas
Medical District
Las Vegas Strip
Spring Valley
Henderson


document_description: This document outlines the site plan for the Cadence development, detailing the main entry, mixed-use areas, residential and commercial parcels, and other key features of the development.

title: Cadence Site Plan — Phase 1 and 2

key_organizations:
Cadence
Eastmark - Meritage Homes


document_description: The document appears to be related to the Cadence Master Plan and its completed amenities. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines an off-market opportunity to develop a 67,000 sq. ft. office and retail property in the Bronx, NY. The project involves an $18M equity commitment and a total project cost of $24MM. It is located in the Mott Haven neighborhood with excellent transportation access and is expected to attract strong leasing interest due to limited new office development in the area. The sponsor owns the site through a 99-year ground lease and the project is ready to commence construction with full entitlements.

title: Office and Retail Development (Bronx, NY)

key_locations:
Bronx, NY
Mott Haven
Grand Concourse

document_subtype: Development Project Overview


document_description: The document lists various development projects in a specific area, including details about housing units, commercial spaces, and transportation access.

key_locations:
149th Street
Grand Concourse

key_organizations:
L&M Development
Lightstone
Brookfield


document_description: The document is titled 'Fund Terms and Structure' but contains no readable internal content as it is fully redacted. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Summary of fund terms for GTIS Qualified Opportunity Zone Fund LLC, a Delaware LLC structured as a private REIT. The fund has a target size of $500 million, an investment period of 3 years with two six-month extensions, and a term of up to 13 years after the final capital call. It offers an 8% preferred return to shareholders, with a catch-up distribution of 60% to GTIS and 40% to shareholders until GTIS receives 20% of total profit. The incentive fee is 20% to GTIS after the catch-up full-return waterfall. Management fees are 1.6% on shareholder subscription amount until the end of the investment period, and 1.6% on net asset value thereafter. The fund is open to accredited investors with a $100,000 minimum commitment, targets 60% leverage with a maximum of 70%, and has a sponsor commitment of the lesser of 1% or $5 million in cash commitments by GTIS employees and affiliates.

document_subtype: Fund Terms Summary


document_description: This document is an IRS Form 8949 used for reporting sales and other dispositions of capital assets. It includes sections for both short-term and long-term transactions, with instructions on how to report these transactions on Schedule D. The form requires checking specific boxes based on whether transactions were reported on Form 1099-B and whether the basis was reported to the IRS. The document includes examples of transactions involving shares of companies like AMZN, MSFT, and SHLD.

title: IRS Form 8949 - Sales and Other Dispositions of Capital Assets

document_subtype: IRS Form 8949


document_description: The document outlines a simplified two-tiered fund structure for Qualified Opportunity Zone (QOZ) investments. It describes the hierarchy and constraints of investments from a QOZ Fund into QOZ Businesses and further into QOZ Business Joint Ventures (JVs) with partners, which are connected to property assets. The document specifies minimum investment percentages in QOZ Businesses and QOZ Properties.


document_description: The document outlines the benefits of using a REIT structure for Opportunity Zone investing, highlighting ease of entry and administration, alignment of manager incentives, flexibility in managing working capital, and multiple exit strategies.

title: Benefits of the REIT Structure for Opp Zone Investing


document_description: The document outlines multiple exit strategies for a Real Estate Investment Trust (REIT), including IPO, asset-by-asset sale, and conversion to partnership. Each strategy is designed to maximize tax benefits for investors, particularly those holding Qualified Opportunity Fund (QOF) shares for at least 10 years. The strategies focus on tax-free disposition, FMV basis step-up, and protection of the 10-year Opportunity Zone tax benefit.

title: Multiple Exit Strategies for a REIT


document_description: The document compares the ability of a REIT to sell underlying properties with a single asset partnership. It outlines three pathways involving different investor groups and entities, detailing their contributions and exit strategies.

key_people:
Investor 1
Existing Investors
New Investors

document_subtype: financial structure analysis

key_organizations:
QOZF LP
QOZB
QOZPs


document_description: The document provides an overview of the GTIS investment platform by individual fund or investment vehicle, highlighting unrealized and partially realized investments, risks, and returns. It includes a detailed table of GTIS US-only investment vehicles since inception, with data on initial investment, vehicle size, committed equity, projected returns, leverage, and realization percentage.

title: GTIS US-Only Investment Vehicles Overview

document_subtype: investment overview


document_description: The document outlines various risk factors associated with investing in the GTIS Qualified Opportunity Fund LLC. It highlights the high degree of risk, potential for loss of the entire investment, and lack of assurance of returns. The document also discusses the illiquidity of investments, dependence on key personnel, general risks of real estate, and uncertainties related to compliance with QOF rules.

document_subtype: investment risk disclosure


document_description: The document contains financial data related to stock prices and trading volumes. It includes metrics such as last price, high and low prices on specific dates, average price, volume, and a simple moving average.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and legal nature of the information. It includes references to EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and intended recipient of the message. It also includes a link for EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: The document discusses various financial relationships and internal highlights at Deutsche Bank (DB) in 2017. It mentions the growth in DBNY deposits, relationships with Ashley Furniture and Southern Financial, and internal partnerships and networks within DB. It also lists management and MDs supportive of a promotion.

key_people:
Terri Sohrab
Heather Kirby
Bruce McDermott
Rosemary Vrablic
Sarah
Paula Pullano
Patrick Campion
Andrew Gallivan
Selman Mandi
Caroline Kitidis
Steve Mattus
Kim Hart
Sam Petrucci
Coley Jellinghaus
Todd Stevens
Xavier Avila

key_organizations:
Deutsche Bank (DB)
Ashley Furniture
Southern Financial
MCM
DBNY
KCP
NextGen


document_description: A list of individuals categorized by their roles or associations, possibly for networking or business purposes.

key_people:
Tazia Smith
Daniel von Heyl
Larry Adam
Paul Bartilucci
Tom Clarke
Nick Haigh
Laura Farischon
Pete Ferrara
Charlie Burrows
Terri Sohrab
Deirdre Judge
Rosemary Vrablic
Joanne Jensen
Heather Kirby
Bruce McDermott
Paula Pullano
Fabrizio Campelli
Balaji Prasanna
Bernd Amlung
Christian Nolting
Stewart Oldfield

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Form W-9 for Butterfly Trust, a trust/estate entity, providing taxpayer identification number and certification. The form includes the address in St. Thomas, U.S.V.I. and an employer identification number. The form is signed and dated 10/1/2018.

title: Form W-9 for Butterfly Trust

document_subtype: Form W-9


document_description: Client authorization document for the use of free credit balances at Deutsche Bank Securities Inc. for the Butterfly Trust account. The client elects to participate in the cash sweep program.

title: Client Authorization for use of Free Credit Balances

key_people:
Harry I Beller
Erika A Kellerhals

document_subtype: Client Authorization

key_organizations:
Deutsche Bank Securities Inc.
Butterfly Trust


document_description: This document provides information about Deutsche Bank Securities Inc.'s cash sweep options for uninvested cash balances in brokerage accounts. It describes the options available, eligibility requirements, rates of return, fees, and account protection. It also outlines the responsibilities of account holders to monitor their eligibility and the process for changing cash sweep options.

title: Deutsche Bank Wealth Management Cash Sweep Options Disclosure

document_subtype: Disclosure Document

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG New York Branch


document_description: The document outlines various cash sweep options available, including the Insured Deposit Program (IDP), DB AG NY Sweep Program, and Money Market Sweep Funds. It details the insurance coverage, risks, and benefits associated with each option. The IDP offers FDIC insurance up to certain limits, while the DB AG NY Sweep Program is not FDIC insured. Money Market Sweep Funds are subject to market risks and are covered by SIPC. The document also discusses the benefits to Deutsche Bank Securities Inc. and its affiliates from these programs.

document_subtype: Cash Sweep Options

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG New York Branch
Deutsche Bank Trust Company Americas
Pershing LLC


document_description: The document outlines the fee structures and benefits associated with the Insured Deposit Program (IDP) and the DB AG NY Sweep Program. It details the fees retained by 0851 and Pershing, the role of DBTCA as a Program Bank, and the benefits DBSI and its affiliates receive from Money Market Sweep Funds. It also explains the FDIC insurance coverage limits for deposits in the IDP.

document_subtype: financial disclosure

key_organizations:
DBSI
Pershing
DBTCA
OBTCA
DB AG NY Sweep Program


document_description: The document provides information about the Investment Deposit Program (IDP), which is available to individuals, certain nonprofit organizations, fiduciaries, and trusts. It outlines the relationships between Program Banks, DBSI, and Pershing, and details the process of deposits and withdrawals within the IDP. The document also explains the FDIC insurance coverage and the allocation of deposits among eligible Program Banks.

document_subtype: Investment Deposit Program (IDP) Information

key_organizations:
DBSI
Pershing
Program Banks
DBTCA
FDIC


document_description: The document outlines the terms and conditions of the Insured Deposit Program (IDP) offered by Deutsche Bank. It includes information on Program Banks, interest accrual, and interest rate determination based on Household Market Value. It also discusses the process for reallocating funds if a Program Bank withdraws from the IDP and provides details on how interest rates are calculated and tiered.

key_organizations:
Deutsche Bank
DBSI
Pershing
DBTCA


document_description: The document provides information about the management and protection of funds in a Deposit Account associated with a DBSI brokerage account. It details how deposits and withdrawals are handled, the role of Program Banks, and the insurance coverage provided by the FDIC. It also explains the waiver of confidentiality for regulatory audits and the process for satisfying debits in the account.

document_subtype: account information

key_organizations:
DBSI
Pershing
Federal Deposit Insurance Corporation
Program Banks


document_description: The document provides information on FDIC insurance coverage for different types of accounts, including individual, custodial, joint, revocable trust, and irrevocable trust accounts. It explains how accounts are aggregated for insurance purposes and the treatment of accounts upon the death of the owner.

key_organizations: FDIC DBSI


document_description: This document outlines the effects of a merger or acquisition involving a Program Bank on deposit insurance. It specifies that deposits assumed by another institution will remain separately insured until certain conditions are met. It also provides a list of Program Banks as of September 28, 2016.

title: Effect of Merger or Acquisition Involving a Program Bank

key_locations:
Lewiston, ME
Green Bay, WI
Wilmington, DE
Lumberton, NC
Salt Lake City, UT
Sioux Falls, SD
Providence, RI
Philadelphia, PA
Birmingham, AL
New York, NY
Pasadena, CA
Lockport, NY
Lake Success, NY
Kalispell, MT
Columbus, OH
Westbury, NY
Dallas, TX
Pine Bluff, AR
Warrenton, VA
Fort Worth, TX
Richardson, TX
Pittsburgh, PA
Portland, OR

key_organizations:
Androscoggin Bank
Associated Bank
Barclays Bank Delaware
Branch Bank & Trust
CIT Bank
Citibank N.A.
RBS Citizens Bank
RBS Citizens Bank of PA
Comenity Capital Bank
Compass Bank
Deutsche Bank Trust Company Americas
East West Bank
First Niagara Bank
Flushing Savings Bank
Glacier Bank
Huntington National Bank
Israel Discount Bank
New York Community Bank
Plains Capital Bank
Simmons Bank
Sonabank
Southwest Bank
Texas Capital Bank
Tristate Capital
Umpqua Bank


document_description: The document describes the Deutsche Bank AG New York Branch (Non-FDIC Insured) Sweep Deposit Program offered by DBSI through its Wealth Management division. It outlines the eligible interest rate tiers for funds in IDPare and provides information on how to access current interest rates. The document also provides details about Deutsche Bank AG, its regulatory environment, and the regulation of its New York Branch.

key_locations:
New York
Frankfurt am Main

document_subtype: bank program description

key_organizations: German Federal Financial Supervisory Authority

key_organizations: New York State Department of Financial Services


document_description: The document outlines the eligibility criteria and operational details for the DB AG NY Sweep Program. To be eligible, participants must be accredited investors as defined under Regulation D of the Securities Act of 1933. The program is available to individuals, certain nonprofit organizations, fiduciaries, trusts, and business entities, but not to retirement accounts or governmental plans. An initial deposit of $250,000 is required. The document also details the roles of DBSI, DBTCA, and Pershing in managing the program, including deposit and withdrawal processes.

document_subtype: investment program eligibility and operations

key_organizations:
Deutsche Bank AG
DBSI
DBTCA
Pershing
Financial Industry Regulatory Authority
New York Stock Exchange


document_description: The document outlines federal banking regulations related to Money Market Deposit Accounts (MMDA) and Transaction Accounts, including transfer limits, interest rates, and account activity reporting. It also discusses the DB AG NY Sweep Program and the waiver of confidentiality for regulatory audits.

document_subtype: banking regulations and account information

key_organizations:
DBSI
Pershing
Deutsche Bank AG New York Branch


document_description: This document provides information about Money Market Sweep Funds offered through brokerage accounts, including eligibility requirements, SIPC protection, and investment risks. It highlights that these funds are not FDIC-insured and outlines the coverage provided by SIPC and additional commercial insurance.

title: The Money Market Sweep Funds

document_subtype: investment information

key_organizations:
Deutsche Bank AG
DBSI
Pershing
SIPC


document_description: This document is a trading authorization for the account named Butterfly Trust at Deutsche Bank. Richard Kahn is authorized as the agent to buy, sell, and trade securities on behalf of the account holder. The authorization includes indemnity clauses and remains in effect until revoked in writing. The document is signed by Harry Beller and includes details about the agent and the account.

title: Trading Authorization Limited to Purchases and Sales of Securities

key_people:
Richard Kahn
Harry Beller

document_subtype: Trading Authorization

key_organizations:
Deutsche Bank
Butterfly Trust
HBRK Associates Inc.


document_description: This document is a brokerage account agreement from Deutsche Bank Securities Inc. It is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e).

title: Deutsche Bank Securities Inc. Brokerage Account Agreement

document_subtype: Brokerage Account Agreement

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document explains the differences between brokerage and investment advisory services provided by Deutsche Bank Securities Inc. (DBSI). It outlines the fiduciary duties and obligations DBSI has when providing investment advisory services, as well as the regulatory requirements for brokerage services. The document also highlights the differences in fee structures and the potential conflicts of interest that may arise in brokerage services.

title: Understanding Your Brokerage and Investment Advisory Relationships with Deutsche Bank Securities Inc.

document_subtype: informational document

key_organizations:
Deutsche Bank Securities Inc.
Securities and Exchange Commission


document_description: This document is an account agreement between Butterfly Trust and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account(s) of the client, Butterfly Trust. The agreement includes client representations, rights of DBSI, and conditions for cash accounts. It specifies that the client must notify DBSI of any changes in circumstances and that DBSI has the discretion to exercise its rights under the agreement.

title: Deutsche Bank Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Butterfly Trust
Pershing LLC


document_description: This document outlines the terms and conditions of an account agreement with DBSI, covering topics such as order execution, rules and regulations, purchase and sale of securities, trading restrictions, and the role of third parties. It includes clauses on order placement, aggregation, transmission of instructions, and liens on securities and other property.


document_description: This document is an account agreement outlining the terms and conditions for a client's retirement account(s) maintained by DBSI. It covers various clauses including satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information and privacy, confirmations and communications, recording conversations, and joint accounts. The agreement specifies the client's obligations, rights, and the conditions under which DBSI operates the account.

document_subtype: account agreement

key_organizations:
DBSI
Pershing
Deutsche Bank AG


document_description: This document is an account agreement outlining the terms and conditions between the client and DBSI. It covers topics such as joint account instructions, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to terminate or amend the agreement. It also specifies that the agreement is governed by the laws of the State of New York.

key_organizations:
DBSI
Deutsche Bank Securities Inc.
Pershing


document_description: This document outlines the arbitration agreement and tax status declaration for clients of DBSI and Pershing. It specifies that disputes will be resolved through arbitration, not court, and details the arbitration process. It also includes a section for clients to declare their tax status as U.S. or non-U.S. persons and an optional section for designating a trusted contact person.

key_organizations: DBSI Pershing FINRA


document_description: This document outlines the terms and conditions of an account agreement with DBSI, including information about a Trusted Contact Person, client responsibilities, and important disclosures for ERISA employee benefit plan clients. It also includes a section for client initials and signature to acknowledge understanding and agreement.

key_organizations:
DBSI
Pershing
Internal Revenue Service
U.S. Department of Labor


document_description: This document is an Account Agreement containing a pre-dispute arbitration clause and a confirmation of tax and compliance responsibilities. It includes signatures and details for the Butterfly Trust entity.

key_organizations:
Butterfly Trust
DBSI


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to the account. It covers various topics including transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account attachment or sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

document_subtype: account agreement appendix

key_organizations:
DBSI
Pershing
Federal Reserve Board
Securities and Exchange Commission


document_description: This document is an appendix to an account agreement, detailing notices, conflicts of interest, SIPC coverage, tax-exempt entities, lost securities, and bank bonds. It includes definitions of terms used in the agreement.

document_subtype: appendix

key_organizations:
DBSI
Deutsche Bank AG
Pershing
SIPC


document_description: This document is an appendix to an account agreement, detailing definitions and terms related to services provided by DBSI, a subsidiary of Deutsche Bank AG. It includes definitions for terms such as 'Administrator', 'Affiliate', 'Applicable Law', 'Branch Supervisor', 'Cash Sweep Options', 'Investment Specialist', 'DB Wealth Management Privacy Statement', 'ERISA', 'Immediate family member', 'Party', 'Restricted Securities', and 'Securities and Other Property'. The document outlines the responsibilities and roles of various entities and individuals involved in the management and administration of client accounts.

key_people:
Branch Supervisor
Investment Specialist

document_subtype: Account Agreement Appendix

key_organizations: BNY Mellon Investment Servicing Trust Company


document_description: This document is a margin disclosure provided by Deutsche Bank Securities Inc. (DBSI) to inform clients about the risks and terms associated with trading securities on margin. It outlines the potential risks, such as losing more funds than deposited, forced sale of securities, and lack of entitlement to choose which securities are liquidated. It also explains the rights of DBSI to increase maintenance margin requirements and the conditions under which securities may be loaned out.

title: Margin Disclosure

document_subtype: disclosure document

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document is a margin addendum to an account agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loan terms, liens, consent to loan or pledge of securities, and margin maintenance. The addendum specifies the rights of DBSI and Pershing to demand payment, enforce liens, and liquidate securities if necessary.

document_subtype: Margin Addendum

key_organizations:
DBSI
Pershing
Deutsche Bank


document_description: The document outlines the terms and conditions related to margin accounts managed by DBSI and Pershing. It includes clauses on the rights of DBSI and Pershing to manage securities and other properties in the account, the process for short sales, mandatory close-out of short sales, tax treatment of earnings on pledged municipal securities, rehypothecation, and additional risks associated with margin trading. It also covers the handling of restricted securities and collection remedies.

key_organizations:
DBSI
Pershing
Federal Reserve Bank
FINRA


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank Wealth Management, signed by authorized signatories for the Butterfly Trust account.

title: Consent to Electronic Delivery of Materials and Communications

document_subtype: Consent Form

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, NA
Deutsche Bank Trust Company Delaware