document_description: This document is a financial statement for Southern Financial, LLC, detailing transactions for the period from August 1, 2013, to August 31, 2013. It includes foreign exchange outflows and trade activity in Euros, with specific purchases of securities such as Volkswagen AG, JC Decaux International, Autogrill SA, Carrefour Supermarche, Accor SA, Renault SA, and Compagnie de Saint-Gobain.


source: doj

document_description: The document is a financial statement for Southern Financial, LIC account for the period of August 1, 2013, to August 31, 2013. It details various securities purchases, including trade and settlement dates, types, descriptions, quantities, per unit amounts, market costs, and currency gains/losses. The total settled securities purchased amount to ($2,963,524.14) with a currency gain/loss of $21,419.13.

title: SOUTHERN FINANCIAL, LIC ACCT. For the Period 8/1/13 to 8/31/13

document_type: tabular

document_subtype: financial statement

key_organizations:
J.P. Morgan
Southern Financial


document_description: This document is a portfolio activity summary for Southern Financial, LLC, detailing inflows and outflows in Japanese Yen for the period of August 2013. It includes US Dollar and Local Value transactions, beginning and ending cash balances, and year-to-date values.

title: Portfolio Activity Summary - Japanese Yen

document_type: financial

document_subtype: Portfolio Activity Summary

key_organizations:
J.P. Morgan
Southern Financial, LLC


document_description: The document is a financial statement from J.P. Morgan for Southern Financial, LLC, detailing portfolio activity in Japanese Yen for the period of August 2013. It includes inflows and outflows from foreign exchange transactions, specifically forward contracts and spot currency transactions involving JPY, CAD, and USD.

document_subtype: Bank Statement


document_description: This document is a portfolio activity summary for Southern Financial, LLC account at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details the transactions in US Dollar and Local Value, including inflows from foreign exchange and trade activity, resulting in an ending cash balance of 0.00.

title: Portfolio Activity Summary - Pound Sterling


document_description: The document is a financial statement detailing the portfolio activity for Southern Financial LLC account W91850003 for the period of August 1, 2013, to August 31, 2013. It includes foreign exchange inflows and outflows in Pound Sterling, with specific transactions listed by settle date, type, description, quantity, and amount in USD.

title: SOUTHERN FINANCIAL LLC ACCT. W91850003 Portfolio Activity Detail

key_organizations:
Southern Financial LLC
J.P. Morgan


document_description: Account statement for SOUTHERN FINANCIAL, LLC for the period 8/1/13 to 8/31/13, detailing trade activity in Pound Sterling including purchases of LLOYDS BANKING GROUP PLC and COCA-COLA HBC AG securities.

title: SOUTHERN FINANCIAL, LLC Account Statement

document_subtype: account statement

key_organizations:
SOUTHERN FINANCIAL, LLC
J.P. Morgan
LLOYDS BANKING GROUP PLC
COCA-COLA HBC AG


document_description: This document is a portfolio activity summary for Southern Financial LLC account W91850003 for the period of August 1, 2013, to August 31, 2013. It includes details of inflows and outflows in both US Dollar and Swiss Franc values, as well as trade activity and ending cash balance.

title: SOUTHERN FINANCIAL LLC ACCT. W91850003 For the Period 8/1/13 to 8/31/13

key_organizations:
J.P. Morgan
Southern Financial LLC


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 2013. It details portfolio activity in Swiss Francs, including foreign exchange inflows and outflows. The statement includes transactions such as forward currency contracts and spot FX linked currency transactions.

title: J.P. Morgan Southern Financial, LLC Account Statement


document_description: This document is a financial statement for Southern Financial LLC, detailing trade activity in Swiss Franc for the account number W91850003 at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of securities purchased, including quantities, per unit amounts, and market costs in USD.

title: Southern Financial LLC Account Statement


document_description: The document is a financial statement from J.P. Morgan for the Southern Financial I.I.0 account, detailing settled foreign exchange contracts for the period of August 1, 2013, to August 31, 2013. It includes information on trade dates, currencies, amounts, contract rates, revaluation rates, contracted base amounts in USD, revalued amounts in USD, and currency gains/losses.

title: SOUTHERN FINANCIAL I.I.0 ACCT. For the Period 8/1/13 to 8/31/13


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes detailed trade information, currency exchanges, and revaluation rates for various currencies including Swiss Franc, US Dollar, Japanese Yen, Euro, and Canadian Dollar.


document_description: A derivatives account statement for Southern Financial LLC from JPMorgan Chase Bank for the period 8/1/13 to 8/31/13. No market value or activity reported during this period.

title: JPMorgan Chase Bank Derivatives Account Statement

key_people:
Justin Nelson
Janet Young
Gina Magliocco
Jason Grosse

key_locations: 270 Park Avenue, New York, NY 10017-2014

key_organizations:
JPMorgan Chase Bank
Southern Financial LLC


document_description: This document is a bank statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013. It includes an account summary, holdings, equity, cash & fixed income, and portfolio activity. The statement is managed by a team at J.P. Morgan, including Justin Nelson, Paul Barrett, Janet Young, Gina Magliocco, and Jason Grosse.

title: Southern Financial, LLC Account Statement

key_people:
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse

key_organizations:
Southern Financial, LLC
J.P. Morgan


document_description: This document is a financial statement for Southern Financial LLC's account with J.P. Morgan for the period from August 1, 2013, to August 31, 2013. It includes details on asset allocation, portfolio activity, and market value changes.

title: J.P. Morgan Southern Financial LLC Account Summary


document_description: The document is a financial statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013. It includes income and cost summaries, detailing domestic dividends, foreign dividends, currency gain/loss, interest income, partnership/alternative asset distributions, and other income. It also provides realized and unrealized gain/loss figures.

title: Southern Financial, LLC Account Summary

key_organizations:
Southern Financial, LLC
J.P Morgan


document_description: This document is an equity summary for SOUTHERN FINANCIAL, LLC, associated with J.P. Morgan, covering the period from August 1, 2013, to August 31, 2013. It details the beginning and ending market values of various asset categories, changes in value, and current allocation percentages. The document also includes a breakdown of market value, cost, unrealized gain/loss, estimated annual income, and yield.

title: Equity Summary for SOUTHERN FINANCIAL, LLC

key_organizations:
J.P. Morgan
SOUTHERN FINANCIAL, LLC


document_description: This document is a financial statement for Southern Financial LLC for the period of August 1, 2013, to August 31, 2013, detailing equity holdings and their values.

title: Southern Financial LLC Equity Detail

key_organizations:
Southern Financial LLC
J.P. Morgan
ASCENA RETAIL GROUP INC
JP MORGAN CHASE & CO
APOLLO GLOBAL MANAGEMENT LLC
BOMBARDIER INC


document_description: This document is a financial statement from J.P. Morgan for SOUTHERN FINANCIAL, LLC, covering the period from August 1, 2013, to August 31, 2013. It provides a summary of cash and fixed income assets, including market values, changes in value, and allocations. The statement also includes summaries by maturity and type of assets.

title: J.P. Morgan SOUTHERN FINANCIAL, LLC Account Statement


document_description: This document is a financial account statement from J.P. Morgan for Southern Financial LLC, covering the period from August 1, 2013, to August 31, 2013. It includes details on cash and fixed income, with specific entries for US Dollar and Pound Sterling holdings.


document_description: This document is a financial statement for SOUTHERN FINANCIAL, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes a portfolio activity summary in U.S. dollars, detailing transactions such as inflows, outflows, and trade activity. The statement shows a beginning cash balance of $14,083,024.24 and an ending cash balance of $14,443,015.15.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It details inflows and outflows, including income from dividends, interest, and partnership distributions, as well as contributions via internal transfers and Fedwire credits.

title: Portfolio Activity Detail - U S Dollar

key_locations:
St Thomas, VI
New York, NY

key_organizations:
J.P. Morgan
Southern Financial, LLC
Apollo Global Management LLC
The Bank of New York Mellon


document_description: J.P. Morgan financial statement for Southern Financial, LLC account for the period 8/1/13 to 8/31/13, detailing contributions and miscellaneous credits.

document_subtype: bank statement

key_organizations:
J.P. Morgan
Southern Financial, LLC
J P Morgan Clearing Corp


document_description: This document is a margin account statement from J.P. Morgan Securities LLC for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes details about the J.P. Morgan team involved, online access information, and a table of contents for the account summary, holdings, cash & fixed income, and portfolio activity.

title: J.P. Morgan Securities LLC Margin Account Statement

key_locations: Three Chase Metrotech Center, Brooklyn, NY 11245-0001

document_subtype: Margin Account Statement

key_organizations:
J.P. Morgan Securities LLC
Southern Financial, LLC
J.P. Morgan Clearing Corp.


document_description: This document is a financial account summary for Southern Financial, LLC, provided by J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes asset allocation and investment objectives.

title: J.P. Morgan Account Summary


document_description: A financial statement from J.P. Morgan for Southern Financial, LLC, detailing cash and fixed income assets for the period of August 2013. The document includes a summary and detailed breakdown of cash and fixed income assets, showing changes in market value and allocation.

title: Cash & Fixed Income Summary


document_description: The document is a portfolio activity summary for Southern Financial, LLC for the period 8/1/13 to 8/31/13. It includes details of transactions, beginning and ending cash balances, inflows, and outflows for the current period and year-to-date.

title: Portfolio Activity Summary for Southern Financial, LLC


document_description: A financial statement for Southern Financial, LLC for the period of August 2013, detailing portfolio activity including inflows and outflows.


document_description: This document is a financial statement from J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes important disclosures related to various account types, pricing, valuations, and securities. The statement provides information on market values, auction rate securities, over-the-counter derivatives, and illiquid assets. It also discusses the limitations of quoted values and the handling of unpriced securities.

title: J.P. Morgan Financial Statement

key_locations: London Nassau


document_description: This document is a financial disclosure statement from J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes information about deposits in foreign branches, investment products, and asset accounts linked to JPMS. It also provides instructions for reporting errors or discrepancies in asset account statements and details about SIPC protection.

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Securities Investor Protection Corp


document_description: J.P. Morgan financial statement for the period 8/1/13 to 9/31/13, including information on error reporting, non-electronic transfers, margin accounts, and alternative investments.

key_locations:
Newark, DE
Brooklyn, NY

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.


document_description: The document is a financial statement from J.P. Morgan for the period 8/1/13 to 8/31/13, detailing valuation methodologies for direct and pooled private equity investments, hedge funds, and alternative assets. It includes information on capital calls, distributions, subscriptions, redemptions, and disclosures related to J.P. Morgan funds.

document_subtype: investment statement


document_description: The document provides information about JPMorgan funds for the period of August 2013, including details on how to obtain prospectuses and fund information, compensation to J.P. Morgan affiliates, and disclaimers about asset management responsibilities.

document_subtype: financial disclosure

key_organizations:
J.P. Morgan
JPMorgan Distribution Services, Inc.


document_description: This document is a bank statement from JPMorgan Chase for Southern Financial, LLC, covering the period from August 1, 2013, to August 30, 2013. It includes a summary of the checking account with a beginning balance of $330,496.05, one check paid for $175.00, and an ending balance of $330,321.05.

title: JPMorgan Chase Bank Statement for Southern Financial, LLC

key_people:
Janet Young
Gina Magliocco

key_locations:
Newark, DE
St Thomas, VI

key_organizations:
JPMorgan Chase Bank
Southern Financial, LLC


document_description: J.P. Morgan account statement for Southern Financial, LLC for the period 8/1/13 to 8/30/13. Includes information on account closing policy, checks paid, daily ending balance, and fees.

title: J.P. Morgan Account Statement


document_description: JPMorgan Classic Business Checking account statement for Southern Financial, LLC for the period 8/1/13 to 8/30/13. Includes a transaction on August 8 for $175.00 to VI Employment Security Agency.

key_organizations:
JP Morgan
Southern Financial, LLC
VI Employment Security Agency


document_description: J.P. Morgan bank statement for the period 8/1/13 to 8/30/13, including information on how to address errors or questions about electronic and non-electronic funds transfers. It also provides details on mutual funds and securities offered by JPMorgan Chase & Co. and its affiliates.

key_organizations:
JPMorgan Chase Bank, N.A.
JPMorgan Distribution Services, Inc.
J.P. Morgan Securities LLC


document_description: This document is a financial account statement for Southern Trust Company, Inc. for the period of August 1, 2013, to August 31, 2013. It includes details on asset allocation, portfolio activity, and market values.

title: Southern Trust Company, Inc. Account Statement

document_subtype: Account Statement

key_organizations:
Southern Trust Company, Inc.
J.P. Morgan


document_description: Account statement for Southern Trust Company, Inc for the period 8/1/13 to 8/31/13, detailing income summary, cost summary, and investment objectives.

title: Southern Trust Company, Inc Account Statement

key_organizations:
Southern Trust Company, Inc
J.P. Morgan


document_description: This document is a financial statement for Southern Trust Company, Inc's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes an equity summary and details of concentrated and other equity assets, including unrealized gains and losses.


document_description: This document is a financial statement for Southern Trust Company, Inc, detailing cash and fixed income assets for the period of August 2013. It includes summaries by maturity and type, with all assets in cash, totaling a market value of $98,288.87.

title: Southern Trust Company, Inc - Cash & Fixed Income Summary

key_organizations:
Southern Trust Company, Inc
J.P Morgan


document_description: This document is a financial statement for Southern Trust Company, Inc for the period of August 1, 2013 to August 31, 2013. It details cash and fixed income holdings, including US Dollar cash and margin accounts, with a total cash value of $98,288.87.

key_organizations:
J.P. Morgan
Southern Trust Company, Inc


document_description: This document is a portfolio activity summary for SOUTHERN TRUST COMPANY, INC for the period of August 1, 2013, to August 31, 2013. It includes details of cash balances, inflows, outflows, and trade activity for the account managed by J.P. Morgan.

title: Portfolio Activity Summary for SOUTHERN TRUST COMPANY, INC

key_organizations:
J.P. Morgan
SOUTHERN TRUST COMPANY, INC


document_description: This document is a bank statement for Southern Trust Company, Inc for the period of August 2013, detailing portfolio activity including inflows and outflows. The total contributions for the period amount to $2,400.00.


document_description: A derivatives account statement for Southern Trust Company, Inc for the period 8/1/13 to 8/31/13 from J.P. Morgan. No market value or activity reported during this period.

key_locations: 270 Park Avenue, New York, NY 10017-21)14


document_description: J.P. Morgan combined statement for various accounts for the period 8/1/13 to 8/31/13, including important disclosures about pricing, valuations, and securities.


document_description: J.P. Morgan financial statement for the period 8/1/13 to 8/31/13, including information on error reporting, non-electronic transfers, margin accounts, and securities transactions.

key_locations: Three Chase Metrotech Center, Brooklyn, NY


document_description: Correspondence indicating Jeffrey Epstein sending over about $5200 from an account, mentioned by Paul Morris, Managing Director at Deutsche Bank Private Bank.

key_people:
Jeffrey Epstein
Paul Morris

document_type: correspondence


document_description: A communication from Amanda Kirby, Associate at Deutsche Bank Trust Company Americas, containing a confidentiality notice and disclaimer about legal or tax advice.


document_description: Amanda Kirby from Deutsche Bank informs that Jeffrey Epstein would like to meet the week of October 8, and his assistant will send over dates and times.

key_people:
Jeffrey Epstein
Amanda Kirby


key_locations: 345 Park Avenue, 27th Fl, New York, NY, USA, 10154-0004


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and several companies.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Jeepers, Inc
The Haze Trust


document_description: Confidential communication possibly containing privileged information, intended for a specific recipient. Unauthorized use, disclosure, or copying is prohibited. The communication is associated with Deutsche Bank and Jeffrey Epstein.


document_description: This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG (Party A) and various counterparties (Party B). It outlines the terms and conditions applicable to each counterparty, including termination provisions, specified transactions, cross default provisions, and other legal terms. Each counterparty is treated as having a separate agreement with Party A.

title: Schedule to the 2002 ISDA Master Agreement

document_type: legal

document_subtype: ISDA Master Agreement Schedule


document_description: The document outlines termination events and tax representations related to an agreement involving Jeffrey Epstein. Termination events include changes in ownership, failure to maintain specified financial conditions, adverse regulatory changes, and material adverse changes in financial condition. Tax representations state that no deductions or withholdings for taxes are required under applicable law.

document_subtype: contract

key_organizations:
Party A
Party B


document_description: Draft of a convention between the United States and Germany regarding tax representations and document delivery requirements. It includes tax representations for Darren K. Indyke acting as trustee for The Haze Trust, Southern Financial LLC, and Southern Trust Company Inc. It also outlines eligibility for benefits under specified income tax treaties and specifies document delivery requirements for Party A.

key_locations:
United States
Germany
Tennessee

document_subtype: Agreement Draft

key_organizations:
The Haze Trust
Southern Financial LLC
Southern Trust Company Inc.


document_description: The document outlines the requirements for Party A and Party B to deliver various IRS forms and other documents as part of an agreement. It specifies the types of forms required, the conditions under which they must be delivered, and the representation covered by Section 3(d) of the Agreement.


document_description: This document outlines the requirements for delivering various documents and certificates between Party A and Party B, including financial statements, board resolutions, and legal opinions. It specifies the timelines for delivery and whether they are covered by Section 3(d) Representation.

document_subtype: agreement


document_description: This document outlines the notice provisions and other contractual details between Party A and Party B under the Agreement. It specifies the contact details for notices, process agent appointments, multibranch party designations, and credit support documents.

title: Agreement Notices and Provisions

key_people:
Harry Beller
Jeffrey Epstein

key_locations:
Frankfurt
New York
London
Tokyo
Paris
Singapore
Brussels
Sydney
Amsterdam
Vienna
Toronto
Auckland
Zurich


document_description: This document outlines the terms of an agreement where Jeffrey Epstein is designated as a Credit Support Provider for Party B. The agreement is governed by New York State law and includes provisions for multiple transaction payment netting, absence of litigation, and additional representations by the parties involved. It emphasizes non-reliance on the other party for investment advice and clarifies the status of parties in transactions.

document_subtype: Agreement


document_description: The document outlines representations and warranties related to transactions under an agreement, including compliance with the U.S. Securities Act of 1933, ERISA, and the Dodd-Frank Act. It specifies conditions under which securities may be transferred and the status of Party B's assets. It also includes provisions for elective termination of transactions.


document_description: This document outlines terms related to Elective Termination, consent to recording, tax provisions, and representations between Party A and Party B under an agreement. It includes references to the ISDA 2010 Short Form HIRE Act Protocol and the United States Foreign Account Tax Compliance Act (FATCA).

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document is a draft agreement outlining the terms and conditions between Party A and Party B regarding certain transactions. It details the risks involved, the responsibilities of each party, and the financial capabilities of Party B. It also includes a clause on set-off rights in the event of an early termination date.

key_people:
Party A
Party B


document_description: The document outlines provisions related to set-off amounts, escrow arrangements, and additional acknowledgments and agreements between parties, including a waiver of the right to a jury trial and the role of Deutsche Bank Securities Inc. as an agent.


document_description: The document outlines the process for submitting the March 2013 DF Protocol Questionnaire to Party A, either via ISDA Amend or email. It specifies the incorporation of DF Schedules 3 and 4 into the Agreement and the requirement for Designated Evaluation Agents, QIRs, or Fiduciaries to countersign the August 2012 DF Protocol Questionnaire. The agreement is considered a Protocol Covered Agreement if the Questionnaires are exchanged before the Agreement date.

title: March 2013 DF Protocol Questionnaire

document_date: March 2013

key_organizations:
Deutsche Bank AG
Southern Financial LLC
Southern Trust Company Inc.


document_description: The document is an appendix listing parties and their addresses for notices and process agents. It includes Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for The Haze Trust.

title: Appendix I

key_locations: 6100 Redd Hook Quarter, B3, St. Thomas, Virgin Islands (U.S)

document_subtype: Appendix

key_organizations:
Southern Financial LLC
Southern Trust Company Inc.
The Haze Trust


document_description: A guaranty agreement made by Jeffrey Epstein in favor of Deutsche Bank AG, ensuring payment of obligations under a Master Agreement with various counterparties.

document_subtype: Guaranty Agreement


document_description: This document outlines the terms and conditions of a Guaranty Agreement, detailing the rights and obligations of the Bank and the Guarantor. It specifies the Bank's rights to modify terms, exercise or refrain from exercising rights, and deal with collateral without notice to the Guarantor. The Guaranty remains unaffected by various events such as defaults, insolvency, or changes in law, and is a primary obligation of the Guarantor.

key_organizations:
The Bank
The Guarantor


document_description: This document outlines the terms of a continuing Guaranty agreement, including conditions for reinstatement, termination, and payment obligations. It specifies the rights of the Bank in case of non-payment by the Guarantor and the requirement for payments to be made without tax deductions. The Guarantor also makes representations and warranties regarding the accuracy of financial information and certificates provided to the Bank.


document_description: This document outlines the covenants and obligations of the Guarantor to the Bank under a Guaranty Agreement. It includes provisions for maintaining necessary consents, compliance with laws, and performance of agreements. It also addresses subrogation rights and the conditions under which the Guarantor must pay amounts received to the Bank. The agreement is binding on successors and assigns, with restrictions on assignment by the Guarantor.


document_description: This document is a Guaranty Agreement outlining the terms and conditions under which the Guarantor agrees to certain obligations with the Bank. It includes clauses on amendments, waivers, notices, jury trial waiver, interpretation and definitions, jurisdiction and governing law, integration of terms, and headings. The agreement is governed by New York State law and is executed in New York City.

key_locations:
New York City
State of New York
Borough of Manhattan

key_organizations: Bank Guarantor


document_description: This document lists counterparties involved in financial transactions related to Jeffrey Epstein's case.

document_subtype: financial record


document_description: This document outlines a separate agreement between Deutsche Bank AG (Party A) and each counterparty listed in Appendix I (Party B). Each agreement is independent, and no party is liable for the obligations of another. It includes terms related to security interests, credit support obligations, and eligible collateral.

title: Agreement between Deutsche Bank AG and Counterparties


document_description: This document outlines the terms and conditions related to eligible collateral and other eligible support between Party A and Party B. It specifies the criteria for accounts or deposits to qualify as Eligible Accounts, the agreement on other collateral, and the thresholds for Independent Amount, Threshold, and Minimum Transfer Amount. The document also includes provisions for rounding the Delivery Amount and Return Amount.


document_description: This document outlines the terms and conditions related to valuation, timing, conditions precedent, secured party's rights and remedies, substitution, and dispute resolution between Party A and Party B. It specifies the roles of the Valuation Agent, Valuation Date, and Valuation Time, as well as the Notification Time. It also details the conditions under which termination events are considered specified conditions for each party, and the requirements for substitution and dispute resolution.


document_description: This document outlines the provisions related to the handling and use of posted collateral between Party A and Party B. It specifies the conditions under which collateral can be transferred, held, and used, including the roles of custodians and the management of collateral accounts. It also details the rights and responsibilities of both parties regarding eligible accounts and entitlement orders.


document_description: This document outlines the terms related to interest rates, transfer of interest amounts, and other provisions concerning eligible collateral and support between Deutsche Bank AG and another party. It includes details on interest rates, transfer schedules, and liability limits for the secured party.

document_subtype: Collateral Agreement


document_description: This document outlines the terms of a pledge agreement between two parties, Party A and Party B. It details the rights and responsibilities of each party regarding the transfer and management of eligible collateral, including the appointment of the Secured Party as the Pledgor's agent and attorney-in-fact. The agreement specifies the conditions under which collateral is transferred and held, and addresses tax implications related to interest amounts on posted collateral.

document_subtype: Pledge Agreement


document_description: This document is an annex agreement involving Deutsche Bank AG, Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for the Haze Trust. It includes signatures and titles for representatives of the involved parties, although many fields are left empty.

key_organizations:
Deutsche Bank AG
Southern Financial LLC
Southern Trust Company Inc.
Deutsche Bank Securities Inc.


document_description: This document is an exhibit attached to a Credit Support Annex, listing eligible accounts associated with Deutsche Bank Securities Inc. for various entities including Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for the haze trust. The primary and secondary account numbers are not provided.

title: Exhibit A - Eligible Accounts

document_subtype: Credit Support Annex

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC
Southern Trust Company Inc.


document_description: This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG (Party A) and various counterparties (Party B). It outlines the terms and conditions applicable to each counterparty, including termination provisions, specified transactions, cross default provisions, credit event upon merger, bankruptcy provisions, and termination currency. Each counterparty is treated as a separate agreement with no joint liability.


document_description: The document outlines termination events and tax representations related to an agreement involving Jeffrey Epstein. Termination events include changes in ownership, failure to maintain specified financial metrics, adverse regulatory changes, and material adverse changes in financial condition. Tax representations state that no deductions or withholdings for taxes are required under applicable law.


document_description: This document outlines the tax representations and agreements between Deutsche Bank AG and its branches in relation to transactions for United States income tax purposes. It specifies the treatment of transactions, eligibility for tax treaty benefits, and conditions under which payments are made and received.

key_locations:
New York
London
Germany
United States

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: Draft of a convention between the United States and Germany regarding tax representations and document delivery requirements. It includes tax representations for Darren K. Indyke acting as trustee for The Haze Trust, Southern Financial LLC, and Southern Trust Company Inc. The document outlines eligibility for treaty benefits and specifies document delivery obligations under the agreement.


document_description: The document outlines the requirements for Party A and Party B to deliver various IRS forms and other documents as part of an agreement. It specifies the types of forms required, the conditions under which they must be provided, and the deadlines for their delivery. It also includes a section on additional documents to be delivered, covered by a representation clause in the agreement.


document_description: This document outlines the terms of an agreement involving Jeffrey Epstein as a Credit Support Provider for Party B. It includes clauses on governing law, multiple transaction payment netting, absence of litigation, no agency, and additional representations. The agreement is governed by New York State law and includes representations regarding non-reliance, assessment and understanding, and the status of parties.


document_description: The document outlines representations and warranties related to transactions involving securities under the U.S. Securities Act of 1933. It specifies conditions under which securities may be transferred and the qualifications of the parties involved. It also includes representations regarding ERISA and the Dodd-Frank Act, and provisions for elective termination of transactions.


document_description: This document outlines terms related to Elective Termination, consent to recording, tax provisions, and representations and acknowledgements between Party A and Party B. It includes references to the ISDA 2010 Short Form HIRE Act Protocol and FATCA Withholding Tax.


document_description: This document outlines the terms and conditions of a financial transaction agreement between Party A and Party B. It details the risks involved, the responsibilities of each party, and the financial condition of Party B. It also includes a clause on set-off rights in the event of an early termination date.


document_description: The document outlines provisions related to set-off amounts, escrow arrangements, and additional acknowledgments and agreements between parties, including a waiver of the right to a trial by jury and the role of Deutsche Bank Securities Inc. as an agent.


document_description: This document outlines amendments and agreements related to transactions under the U.S. Bankruptcy Code. It specifies that transactions will be considered 'forward contracts,' 'swap agreements,' or 'commodity contracts' as defined by the Bankruptcy Code. The document also details modifications to sections regarding electronic messaging and confirms the incorporation of FX and Commodity Definitions into transactions.


document_description: This document outlines the terms and conditions of a legal agreement between two parties, incorporating provisions from the 2002 Master Agreement Protocol by the International Swaps and Derivatives Association, Inc. It includes clauses on disclosure, master representations, eligible contract participant representation, and compliance with the Dodd-Frank Act. The agreement specifies the incorporation of ISDA protocols and questionnaires for transactions.


document_description: This document outlines the agreement between Deutsche Bank AG, Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for the Haze Trust. It involves the exchange of Protocol Questionnaires and the incorporation of Schedules 3 and 4 into the agreement. The document specifies the use of ISDA Amend for submission and countersigning requirements for designated agents.

title: Protocol Covered Agreement


document_description: This document is an appendix listing parties and their addresses for notices and process agents. It includes Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for The Haze Trust.

title: Appendix I


document_description: This document is a financial schedule listing the total assets, liquid assets, and net worth of various entities for specific parts of an agreement. It includes Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for The Haze Trust.

title: Appendix II

document_subtype: financial schedule


document_description: This document is a Guaranty Agreement dated September 2013, made by Jeffrey Epstein in favor of Deutsche Bank AG. It outlines Epstein's unconditional and irrevocable guarantee to pay any and all obligations and liabilities of the Obligor to the Bank under a Master Agreement. The Guaranty is a primary obligation and is not contingent upon the Obligor's performance. It includes waivers of notice and other formalities by the Guarantor.

title: Guaranty Agreement by Jeffrey Epstein


document_description: This document outlines the terms and conditions of a Guaranty Agreement, where the Guarantor agrees to fulfill the obligations of the Obligor in case of default. The Bank has the right to modify terms, exercise rights, and deal with collateral without notice to the Guarantor. The Guaranty remains unaffected by the Obligor's insolvency or legal changes, except for complete payment.


document_description: This document outlines the terms of a continuing Guaranty agreement, including conditions for reinstatement, termination, and payment obligations. It specifies the rights of the Bank in case of non-payment by the Guarantor and the requirement for payments to be made without tax deductions. The Guarantor also makes representations and warranties regarding the accuracy of financial information and certificates provided to the Bank.


document_description: This document outlines the covenants and obligations of the Guarantor to the Bank under a Guaranty Agreement. It includes provisions for maintaining necessary consents, compliance with laws, and performance of agreements. It also addresses subrogation rights and the binding nature of the agreement on successors and assigns.


document_description: This document is a Guaranty Agreement outlining the terms and conditions under which the Guarantor agrees to certain obligations with the Bank. It includes clauses on amendments, waivers, notices, waiver of jury trial, interpretation and definitions, jurisdiction and governing law, integration of terms, and headings. The agreement is governed by the laws of the State of New York and is executed in New York City.

key_locations:
New York City
State of New York


document_description: A confidential document related to Jeffrey Epstein, marked pursuant to Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: This document lists counterparties involved in financial transactions related to Jeffrey Epstein's case.


document_description: This document outlines the terms and conditions related to valuation, timing, conditions precedent, secured party's rights and remedies, substitution, and dispute resolution between Party A and Party B. It specifies the roles of the Valuation Agent, Valuation Date, and Valuation Time, as well as conditions under which termination events occur. It also details the process for substitution and dispute resolution.


document_description: This document outlines the provisions related to the handling and use of posted collateral between Party A and Party B. It specifies the conditions under which collateral can be transferred, held, and used, including the roles of custodians and the management of collateral accounts. It also details the rights and responsibilities of both parties regarding eligible accounts and entitlement orders.


document_description: This document outlines the terms related to interest rates, transfer of interest amounts, and other provisions concerning eligible collateral between Deutsche Bank AG and another party. It specifies the interest rate as per Federal Reserve publications, the transfer schedule of interest amounts, and the inapplicability of certain terms related to other eligible support. It also includes provisions for demands and notices, addresses for transfers, and limits on the secured party's liability.


document_description: This document outlines the terms of a pledge agreement between two parties, Party A and Party B. It details the rights and responsibilities of the Secured Party (Party A) and the Pledgor (Party B), including the transfer of eligible collateral, the role of the Secured Party as an agent and attorney-in-fact, and tax implications on interest amounts related to posted collateral. The agreement specifies that Party A is the sole Secured Party and Party B is the sole Pledgor, with Party B responsible for transferring eligible credit support.


document_description: This document is an annex to an agreement involving Deutsche Bank AG, Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for the Haze Trust. It includes execution sections for these entities, indicating their agreement to a specific paragraph of the document.


document_description: This document is an exhibit attached to a Credit Support Annex, listing eligible accounts associated with Deutsche Bank Securities Inc. for various entities including Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for the haze trust. Account numbers are not provided.

title: Exhibit A - Eligible Accounts


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0105328, SDNY_GM_00251512, and EFTA01449852.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0105329, SDNY_GM_00251513, and EFTA01449853, which may be case or document numbers.


document_description: Confidential document with contact information and confidentiality notice.

key_locations: 34S Park Avenue, 26th Floor, New York, NY 10154


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a legal case or investigation.


document_description: Email from Tazia Smith to Darren regarding ISDA draft for Jeffrey Epstein's Deutsche Bank accounts.

title: DB ISDA - Draft [C]

key_people:
Tazia Smith
Darren
Jeffrey Epstein

document_subtype: email

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, including DB-SDNY-0105337, SDNY_GM_00251521, and EFTA01449861.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains reference numbers DB-SDNY-0105338, SDNY_GM_00251522, and EFTA01449862, indicating it is part of a legal case or investigation.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0105339, SDNY_GM_00251523, and EFTA01449863, which may relate to legal proceedings or investigations in the Southern District of New York.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0105340, SDNY_GM_00251524, and EFTA01449864, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, including DB-SDNY-0105343, SDNY_GM_00251527, and EFTA01449867.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0105344, SDNY_GM_00251528, and EFTA01449868, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: The document references several draft documents related to Jeffrey Epstein, including an ISDA Schedule, a Guaranty, and a CSA, all dated September 27, 2013. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of September 30, 2013. It includes account names such as Jeffrey Epstein, Dominique Leimer, Summit Equities LLC, Southern Trust Company, Inc., Southern Financial LLC, Jeepers, Inc, and The Haze Trust.

title: RM0081851 Daily Deposit Report


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires attachment of the most recent statement and must be signed and dated within 90 days of receipt.

key_locations: One Pershing Plaza, Jersey City, New Jersey

document_subtype: Account Transfer Form Instructions

key_organizations: National Securities Clearing Corporation (NSCC)


document_description: This document is an account transfer form detailing the receiving and delivering firm information, transfer type options, and necessary signatures for processing. It includes sections for receiving firm information, delivering account information, and transfer type selection. The form is associated with JP Morgan and Southern Trust Company, Inc.

document_subtype: Account Transfer Form

key_organizations:
JP Morgan
Southern Trust Company, Inc


document_description: This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend options, and capital gain options. The document also outlines retirement plan restrictions and certifications, including rollover certifications and participant signatures. It requires the attachment of a recent brokerage account statement for processing.

document_subtype: account transfer form


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account liquidations.

key_organizations:
JP Morgan
Southern Trust Company Inc


document_description: This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend options, and retirement plan restrictions. The form requires participant signatures and certifications for transferring assets to Pershing LLC as the successor custodian.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of October 1, 2013. It includes account names such as Jeffrey Epstein, Dominique Leimer, Summit Equities LLC, Southern Trust Company, Inc., Southern Financial LLC, Jeepers, Inc, and The Haze Trust, with their respective categories and balances.

title: Daily Deposit Report

document_subtype: financial report


document_description: Meeting postponed until ISDA's are in place. New dates to be announced.

key_people:
Amanda Kirby
Paul
Jeffrey

key_locations: 345 Park Avenue, 27th Fl, York, NY, USA, 10154-0004

document_subtype: memo


document_description: The document contains links and instructions for accessing DB Force, a Salesforce platform, and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a link to a Salesforce record and instructions for logging into DB Force. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as corrupted/unprintable and cannot be produced. It is labeled as confidential.


document_description: A meeting notice for a Southern Financial Meeting scheduled on October 4, 2013, from 11:45 AM to 1:15 PM. The meeting is marked as confidential and public classification is noted.

title: HOLD: Southern Financial Meeting

key_people:
Paul Morris
Kitidis
Caroline

document_subtype: meeting notice


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and several companies.

title: RM0081851 Daily Deposit Report


document_description: The image displays a complex interface with multiple windows, likely a desktop environment with various applications open. Key visible elements include a financial or account management interface, an email client, and financial data resembling stock market tickers or trading platforms.


document_description: An article from Cox News Service discussing an entity accused of being a co-conspirator of Jeffrey Epstein in multiple federal offenses involving sex acts with minors.

title: Factiva Article - COXNS00020091017e5ah0060p

document_subtype: article

key_organizations:
Cox News Service
Cox Newspapers, Inc.


document_description: The article discusses the ongoing legal cases involving high-profile individuals such as Jeffrey Epstein and Bernard Madoff. Jeffrey Epstein, a convicted sex offender, was released from jail and is facing multiple lawsuits from women alleging sexual abuse. Bernard Madoff is serving a 150-year sentence for a Ponzi scheme, with ongoing investigations into his associates. The article also mentions Lin Gosman's sentencing related to bankruptcy fraud.

title: Bernie Madoff, Jeffrey Epstein, Conrad Black and Michael Kagdis court cases evolve

key_people:
Jeffrey Epstein
Bernard Madoff
Lin Gosman
Robert Jaffe
Irving Picard
Peter Madoff
Andrew Madoff
Mark Madoff
Shana Madoff

document_type: media

key_locations:
Palm Beach
West Palm Beach
Manhattan

key_organizations:
Cox News Service
U.S. Securities and Exchange Commission
U.S. Attorney's Office in New York


document_description: An alert regarding an individual accused of being a co-conspirator with Jeffrey Epstein in multiple federal offenses involving sex acts with minors. The alert includes entity information and source details.

title: Deutsche Bank Private Bank Alert

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
Cox News Service
FACTIVA


document_description: The document appears to be a report from Norkom Technologies detailing Dow Jones information. It includes sections for descriptions, roles, profile notes, external sources, images, and states, but no data is found in these sections. The document is marked as confidential under federal rules.

title: Norkom 6.1.0 - Dow Jones Details

document_subtype: report


document_description: A confidential communication from Deutsche Bank, possibly related to Jeffrey Epstein, emphasizing confidentiality and legal disclaimers. It mentions reaching out to Tazia and includes instructions for handling if received in error.

key_people:
Tazia
Jeffrey Epstein


document_description: A confidential letter from Deutsche Asset & Wealth Management, located at 345 Park Avenue, New York, NY, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: letter


document_description: This document outlines the security interest and credit support obligations between Deutsche Bank AG (Party A) and Southern Trust Company, Inc. (Party B). It defines 'Obligations' for both parties, specifies credit support obligations, and lists eligible collateral with valuation percentages.

title: Security Interest and Credit Support Agreement

document_subtype: contract

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.


document_description: This document outlines the terms and conditions related to eligible accounts and collateral support between Party A and Party B. It specifies the thresholds, minimum transfer amounts, and rounding rules for financial transactions between the parties.


document_description: This document outlines the terms related to valuation, timing, conditions precedent, and substitution in a legal agreement. It specifies the roles of Party A and Party B, including the Valuation Agent, Valuation Date, and Valuation Time. It also details the conditions under which a Termination Event becomes a Specified Condition for each party, and the requirements for substitution.


document_description: This document outlines the dispute resolution and collateral holding procedures between Party A and Party B. It specifies the resolution time for disputes, the calculation of the value of posted credit support, and the conditions under which posted collateral can be held and used. It also details the eligibility criteria for custodians and the management of collateral accounts.

key_organizations:
Deutsche Bank AG New York Branch
Standard & Poor's
Moody's Investors Service, Inc.


document_description: This document outlines the terms and conditions related to the use and management of Posted Collateral between Party A and Party B. It specifies the responsibilities of Party A and Party B regarding Eligible Accounts, distributions, interest amounts, and other support. It also includes provisions for demands and notices.


document_description: This document outlines provisions related to collateral management, including limits on the Secured Party's liability, further assurances by the Pledgor, and transfer of eligible collateral. It also addresses withholding tax on interest amounts related to posted collateral comprised of cash.

document_subtype: Collateral Management Agreement


document_description: Amendment to a financial agreement between Deutsche Bank AG and Southern Trust Company, Inc., addressing tax matters related to the Interest Amount.

document_subtype: contract amendment

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.
Deutsche Bank Securities Inc.


document_description: Exhibit A outlines eligible accounts for the Credit Support Annex, specifically mentioning Deutsche Bank Securities Inc. with primary and secondary account numbers to be determined.


document_description: This document is a draft schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Trust Company, Inc. It outlines termination provisions, amendments to the definition of 'Specified Transaction', and cross default provisions.

document_subtype: ISDA Master Agreement Schedule


document_description: This document outlines the terms and conditions related to payment failures, specified indebtedness, threshold amounts, credit events upon merger, bankruptcy provisions, and termination events between Party A and Party B. It includes clauses on administrative errors, force majeure, and adverse regulatory changes. Jeffrey Epstein's ownership stake in Party B is a key factor in termination events.

key_organizations:
Party A
Party B


document_description: This document outlines the terms and conditions related to termination events and tax representations between Party A and Party B. It specifies conditions under which Party B is considered an affected party, including changes in financial condition, net worth, and liquidity. It also includes tax representations by both parties regarding deductions or withholdings on payments.


document_description: The document outlines the tax treatment of transactions involving Deutsche Bank AG's New York and London branches. It specifies the tax status of these transactions for U.S. income tax purposes and eligibility for benefits under tax treaties. It also includes representations by Party B regarding its status as a U.S. person and its eligibility for treaty benefits.

key_locations:
New York
London
Germany
United States
US Virgin Islands

document_subtype: tax document


document_description: This document outlines the agreement between two parties regarding the delivery of specific tax-related documents. It specifies the forms required by the United States Internal Revenue Service (IRS) and the conditions under which these forms must be delivered. The agreement also references compliance with international tax treaties and intergovernmental agreements.

key_locations:
United States
United Kingdom
France
Singapore
Belgium
Australia
Netherlands
Austria
Canada
New Zealand
Switzerland
Germany

document_subtype: Agreement


document_description: This document outlines the requirements for delivering various forms, documents, and certificates by Party A and Party B in connection with an agreement. It specifies the types of documents required, the timeline for their delivery, and whether they are covered by a specific representation section of the agreement.


document_description: This document outlines the delivery requirements and miscellaneous provisions for a Credit Document Agreement between Party A (Deutsche Bank AG) and Party B (Southern Trust Company, Inc.). It includes details on the addresses for notices, process agents, and multibranch party provisions.

title: Credit Document Agreement

key_people:
Harry Beller
Jeffrey Epstein
Darren K. Indyke

key_locations:
Frankfurt, Germany
St. Thomas, Virgin Islands
New York, NY


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B. Party A is a Multibranch Party with offices in various global locations, while Party B is not a Multibranch Party. The agreement specifies Party A as the Calculation Agent and includes details about the Credit Support Document, governed by New York State law. It also covers multiple transaction payment netting, absence of litigation, and additional representations by both parties.

key_locations:
New York
London
Tokyo
Paris
Singapore
Brussels
Sydney
Amsterdam
Vienna
Toronto
Auckland
Zurich
Frankfurt


document_description: This document outlines the representations and warranties related to transactions under a specific agreement. It includes clauses on the assessment and understanding of transaction risks, the status of parties, securities representations, and additional representations by Party B regarding ERISA and governmental plan laws.

key_organizations: Dodd-Frank Wall Street Reform and Consumer Protection Act

reference_numbers:
Section 3(42)
Section 4975
Section 3(32)
Title VII, Sections 731 or 764


document_description: This document is a draft agreement outlining various provisions including elective termination, consent to recording, and tax provisions. It specifies conditions under which either party can terminate a transaction, consent to recording of conversations, and tax implications under the ISDA 2010 Short Form HIRE Act Protocol and the U.S. Foreign Account Tax Compliance Act.

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the representations and acknowledgements of Party B in relation to a financial transaction agreement with Party A. It includes clauses on FATCA Withholding Tax, the risks and liabilities associated with the transaction, and Party B's financial condition and compliance with applicable laws.

document_subtype: agreement


document_description: This document is a draft of a legal agreement amendment, specifically modifying Section 6(f) regarding set-off rights and escrow arrangements. It outlines the conditions under which parties can set off obligations and make payments in escrow, including the procedures and responsibilities involved.


document_description: This document outlines various legal provisions related to transactions between parties, including waiver of trial by jury, designation of Deutsche Bank Securities Inc. as an agent, applicability of the U.S. Bankruptcy Code, and amendments to certain sections. It also covers foreign exchange, currency option, commodity, and bullion transactions.


document_description: This document is a draft of a legal agreement that outlines the terms and conditions for transactions, including FX Transactions and the incorporation of the 2002 Master Agreement Protocol. It includes provisions for disclosure, master representations, and eligible contract participant representation.

key_organizations: International Swaps and Derivatives Association, Inc


document_description: This document outlines the agreement between Party A and Party B to comply with obligations under the Dodd-Frank Wall Street Reform and Consumer Protection Act. It includes adherence to the ISDA August 2012 and March 2013 DF Protocol Agreements and submission of related questionnaires.

title: Dodd-Frank Compliance Agreement


document_description: This document outlines the security interest and credit support obligations between Deutsche Bank AG (Party A) and Southern Financial, LLC (Party B). It defines the term 'Obligations' for both parties, specifies the delivery, return, and credit support amounts, and lists eligible collateral with valuation percentages.

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document outlines the terms and conditions related to eligible accounts, thresholds, and other eligible support between Party A and Party B. It specifies the criteria for accounts to qualify as eligible, the thresholds for independent amounts, and the minimum transfer amounts. It also includes provisions for rounding delivery and return amounts.

document_subtype: Collateral Agreement


document_description: This document outlines the dispute resolution and collateral holding procedures between Party A and Party B. It specifies the resolution time for disputes, the calculation of the value of posted credit support, and the conditions under which posted collateral can be held and used. It also details the eligibility criteria for custodians and the management of collateral accounts.


document_description: This document outlines provisions related to collateral management, including limits on the Secured Party's liability, further assurances required from the Pledgor, and conditions for the transfer of eligible collateral. It also addresses withholding tax on interest amounts related to posted collateral comprised of cash.


document_description: Amendment to a financial agreement between Deutsche Bank AG and Southern Financial, LLC, specifically addressing tax matters related to the Interest Amount.

key_organizations:
Deutsche Bank AG
Southern Financial, LLC
Deutsche Bank Securities Inc.


document_description: Exhibit A outlines eligible accounts for the Credit Support Annex, specifically mentioning Deutsche Bank Securities Inc. with primary and secondary account numbers to be determined.

document_subtype: Credit Support Annex


document_description: This document is a draft schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC. It outlines termination provisions, amendments to the definition of 'Specified Transaction', and cross default provisions.


document_description: This document outlines the terms and conditions related to payment failures, specified indebtedness, threshold amounts, credit events upon merger, bankruptcy provisions, and termination events between Party A and Party B. It includes provisions for automatic early termination, termination currency, and additional termination events related to ownership and regulatory changes.


document_description: This document outlines the terms and conditions of a financial agreement between Party A and Party B, including termination events, tax representations, and financial thresholds. It specifies conditions under which Party B's financial status may trigger a termination event and details tax representations made by both parties.

key_locations:
New York
London

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: The document outlines the tax treatment and representations related to transactions involving Deutsche Bank AG, New York branch, and Party B, a US Virgin Islands limited liability company. It discusses the tax status of transactions under U.S. Treasury Regulations and the applicability of income tax treaties between Germany and the jurisdiction of payment.

key_locations:
New York
US Virgin Islands
Germany

key_organizations: Southern Trust S-corporation Company, Inc


document_description: The document outlines the eligibility for benefits under various provisions of a Specified Treaty related to business profits, interest, dividends, or other income. It specifies the requirement for Party A and Party B to deliver certain tax forms, such as IRS Form W-9 and Form W-8BEN, upon execution of the agreement or upon demand.

key_organizations:
United States Internal Revenue Service
Southern Trust Company, Inc.


document_description: This document outlines the requirements for delivering various forms and documents between Party A and Party B as part of an agreement. It specifies the types of documents, the parties responsible for delivering them, and the deadlines for delivery. The document also includes representations under Section 3(d) of the Agreement.

key_organizations:
Party A
Party B
IRS


document_description: Draft agreement outlining document delivery requirements, legal opinions, and addresses for notices between Party A (Deutsche Bank AG) and Party B (Southern Financial, LLC).

key_locations:
Frankfurt, Germany
St. Thomas, Virgin Islands (U.S)

document_subtype: Agreement Draft


document_description: This document outlines the appointment of process agents for Party A and Party B, specifies the offices and branches through which Party A may act, and details the governing law and other provisions of the agreement. It includes information about the calculation agent, credit support documents, and additional representations.

key_locations:
New York, NY
New York, New York 10022

key_organizations:
Deutsche Bank AG – New York branch
Darren K. Indyke, PLLC


document_description: The document outlines the terms and conditions for a transaction between two parties, emphasizing non-reliance on the other party for investment advice, the capability of assessing risks independently, and the status of parties not acting as fiduciaries. It includes representations related to the U.S. Securities Act of 1933, acknowledging that certain transactions may involve unregistered securities and the parties' status as institutional accounts or accredited investors. Additional representations by Party B are also included.


document_description: The document outlines legal provisions related to the classification of assets under ERISA, the conditions under which Party B's assets are not considered governmental plan assets, and the non-classification of Party B as a Special Entity under the Dodd-Frank Act. It also details the terms for elective termination of transactions, consent to recording of communications, and tax provisions under the ISDA 2010 Short Form HIRE Act Protocol.

key_organizations: Employee Retirement Income Security Act of 1974

key_organizations: Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010


document_description: This document is a legal agreement draft dated November 30, 2010, which incorporates the Short Form Protocol by reference. It addresses withholding tax under the United States Foreign Account Tax Compliance Act (FATCA) and outlines representations and acknowledgments by Party B. Party B acknowledges the risks involved in transactions, the absence of guarantees from Party A, and confirms its financial capacity.


document_description: This document outlines the terms and conditions of a financial transaction agreement between two parties, Party A and Party B. It includes clauses on financial risk, compliance with laws, financial condition representation, early termination, set-off rights, and escrow arrangements.


document_description: This document outlines amendments and additional agreements to a financial contract, including escrow arrangements, waiver of jury trial rights, and acknowledgments related to the U.S. Bankruptcy Code. It specifies the role of Deutsche Bank Securities Inc. as an agent and details modifications to communication methods for confirmations.


document_description: The document outlines the terms of transactions between parties, incorporating definitions from the 1998 FX and Currency Option Definitions and the 2005 ISDA Commodity Definitions. It specifies conditions under which these definitions apply and includes provisions for disclosure and incorporation of the 2002 Master Agreement Protocol.


document_description: This document is a draft of a legal agreement between Deutsche Bank AG and Southern Financial, LLC. It includes amendments to representations related to ERISA, the Commodity Exchange Act, and the Dodd-Frank Act. The parties agree to adhere to ISDA protocols and submit related questionnaires. The document outlines the eligibility of the parties as contract participants and their classification as U.S. persons.


document_description: This document is a Credit Support Annex to the ISDA Agreement, subject to New York law. It outlines the terms of security interests and pledges between two parties, referred to as Party A and Party B. The annex forms part of the schedule to the ISDA Agreement and specifies the interpretation of terms, the roles of Secured Party and Pledgor, and the conditions under which security interests are granted and released.

title: CREDIT SUPPORT ANNEX

document_subtype: ISDA Agreement


document_description: This document outlines the credit support obligations between the Secured Party and the Pledgor, including conditions for delivery and return of credit support, transfer timing, and calculation methods. It specifies the conditions under which credit support must be transferred and the timing for such transfers, as well as the role of the Valuation Agent in calculating values and exposures.


document_description: This document outlines the procedures for substituting and disputing credit support in a financial agreement. It specifies the conditions under which a pledgor can transfer substitute eligible credit support to a secured party and the obligations of the secured party to transfer the original posted credit support back to the pledgor. It also details the dispute resolution process for disagreements over valuation calculations, including the roles of the disputing party and the valuation agent.


document_description: This document outlines the terms and conditions for holding and using posted collateral between a Secured Party and a Pledgor. It details the care, eligibility, and use of posted collateral, including the rights and obligations of the parties involved. The document also covers the liability of the Secured Party for the acts or omissions of its Custodian and the handling of distributions and interest amounts.


document_description: This document outlines the rights and remedies of the Pledgor in the event of an Early Termination Date due to an Event of Default or Specified Condition with respect to the Secured Party. It details the actions the Pledgor can take regarding Posted Collateral and the obligations of the Secured Party to transfer collateral and interest amounts. It also covers deficiencies, excess proceeds, and final returns of credit support. Additionally, it includes representations by each party regarding their authority and ownership of collateral.


document_description: This document outlines the expenses and miscellaneous provisions related to the obligations under an annex. It specifies that each party will pay its own costs unless otherwise stated, and details the responsibilities regarding taxes, liquidation costs, and default interest. It also includes clauses on further assurances, protection, good faith, and the handling of demands and notices.


document_description: This document provides definitions for terms used in a legal annex, including 'Cash', 'Credit Support Amount', 'Custodian', 'Delivery Amount', 'Disputing Party', 'Distributions', 'Eligible Collateral', 'Eligible Credit Support', 'Exposure', 'Independent Amount', 'Interest Amount', 'Interest Period', 'Interest Rate', and 'Local Business Day'.

document_subtype: definitions


document_description: This document outlines definitions and terms related to credit support and collateral under a legal agreement. It specifies various terms such as Minimum Transfer Amount, Notification Time, Obligations, Other Eligible Support, Posted Collateral, and more, as defined in Paragraph 13 of the agreement.


document_description: This document is a 2002 ISDA Master Agreement between two unspecified parties, outlining the terms and conditions for entering into one or more transactions governed by this agreement. It includes provisions for interpretation, obligations, and the precedence of documents in case of inconsistencies.

title: 2002 ISDA Master Agreement


document_description: This document outlines the obligations and conditions under Section 2(a)(i) of an agreement, including conditions precedent, change of account procedures, netting of payments, and tax deductions or withholdings. It specifies the conditions under which parties can change accounts, net payments, and handle tax deductions, including gross-up provisions.


document_description: This document outlines the legal obligations and representations of parties involved in an agreement, including compliance with laws, obtaining necessary consents, and ensuring the enforceability of obligations. It also covers the absence of litigation, accuracy of information, tax representations, and the principal nature of the agreement.


document_description: This document outlines the obligations and events of default under a legal agreement, including tax obligations, maintenance of authorizations, compliance with laws, and payment of stamp tax. It also details events of default such as failure to pay or deliver, breach of agreement, and repudiation of the agreement.


document_description: The document outlines various default scenarios under a financial agreement, including Credit Support Default, Misrepresentation, and Default Under Specified Transaction. It details the conditions under which a party or its Credit Support Provider may be considered in default, such as failure to comply with obligations, expiration of support documents, or misrepresentation. The document is related to ISDA 2002 standards and is marked confidential under federal rules.


document_description: This document outlines the conditions under which a cross-default or bankruptcy event is triggered for a party, its Credit Support Provider, or any applicable Specified Entity. It specifies the conditions under which specified indebtedness becomes due and payable, and the legal proceedings related to insolvency or bankruptcy.


document_description: This document outlines conditions under which a merger or consolidation without assumption of obligations is considered a termination event. It specifies various termination events such as illegality, force majeure, and tax events that can affect the obligations under the agreement.


document_description: The document outlines conditions under which a party or its Credit Support Provider may be prevented from fulfilling obligations due to force majeure, tax events, or credit events upon merger. It specifies scenarios where performance becomes impossible or impracticable due to external factors beyond control, changes in tax law, or mergers affecting creditworthiness.


document_description: This document outlines the terms and conditions of a Master Agreement, including provisions for changes in ownership, capital structure, and additional termination events. It also details the hierarchy of events such as Illegality and Force Majeure, and the deferral of payments and deliveries during waiting periods.

document_subtype: Master Agreement


document_description: This document outlines provisions related to compliance, early termination, and close-out netting in the context of a financial agreement. It specifies conditions under which an Event of Default or a Termination Event can be declared, and the rights and obligations of the parties involved in such events. The document also details procedures for transferring rights and obligations to avoid termination events.


document_description: This document outlines the conditions under which a party may terminate an agreement early due to specific events such as a Credit Event Upon Merger, Additional Termination Event, Tax Event Upon Merger, Illegality, or Force Majeure Event. It specifies the notice period required and the effects of designating an Early Termination Date.


document_description: This document outlines the procedures and calculations for determining and paying an Early Termination Amount in the event of an Early Termination Date, which can occur due to an Event of Default or a Termination Event. It specifies how the calculations should be made, the payment dates, and the responsibilities of the parties involved. The document also details the differences in handling situations with one or two affected parties.


document_description: This document outlines the terms and conditions related to early termination events, adjustments for bankruptcy, illegality, or force majeure events, and set-off provisions in a financial agreement. It specifies how early termination amounts are determined and adjusted, and the conditions under which set-off can occur.


document_description: This document outlines the terms related to obligations, transfer, and contractual currency in an agreement. It specifies the conditions under which obligations can be estimated and set off, the rules for transferring interests or obligations under the agreement, and the requirements for payments in the contractual currency. It also addresses the handling of judgments in currencies other than the contractual currency.


document_description: The document outlines the terms and conditions of an agreement, including indemnities, evidence of loss, and miscellaneous provisions such as the entire agreement clause, amendments, survival of obligations, cumulative remedies, execution in counterparts, and no waiver of rights.


document_description: This document outlines the terms related to interest and compensation for defaulted payments and deliveries prior to the early termination of a transaction. It specifies the conditions under which interest is payable on overdue amounts, compensation for defaulted deliveries, and interest on deferred payments. The document also addresses the impact of illegality or force majeure events on payment obligations.


document_description: This document outlines the terms related to interest payments and compensation for deferred deliveries in the event of default or force majeure. It includes provisions for early termination and interest calculations under the ISDA 2002 framework.


document_description: This document outlines the terms and conditions for transactions conducted through multiple offices and the responsibilities of multibranch parties. It also covers the indemnification of expenses and the effectiveness of notices under the agreement.


document_description: This document outlines the terms for communication, governing law, jurisdiction, service of process, and waiver of immunities related to an agreement. It specifies how notices should be delivered, the applicable governing law, jurisdiction for legal proceedings, and the appointment of a process agent. It also includes a waiver of sovereign immunity by the parties involved.

key_locations:
State of New York
Borough of Manhattan
New York City
English courts


document_description: This document contains definitions used in a legal agreement, specifying terms such as 'Additional Representation', 'Additional Termination Event', 'Affected Party', 'Affected Transactions', 'Affiliate', 'Agreement', and 'Applicable Close-out Rate'. It outlines the meanings and conditions under which these terms apply within the context of the agreement.


document_description: This document outlines the terms and conditions related to the payment of the Early Termination Amount in the event of an Illegality, Force Majeure Event, or default. It specifies the applicable rates such as the Applicable Deferral Rate, Default Rate, Non-default Rate, and Termination Rate. Definitions for terms like 'Automatic Early Termination', 'Burdened Party', 'Change in Tax Law', and 'Close-out Amount' are provided.


document_description: This document outlines the procedures for determining a Close-out Amount for Terminated Transactions. The Determining Party is responsible for acting in good faith and using commercially reasonable procedures to produce a commercially reasonable result. The document specifies the types of information that can be considered in determining the Close-out Amount, including quotations for replacement transactions, relevant market data, and internal sources. It also discusses the inclusion of costs of funding and the consideration of losses or costs incurred in connection with terminating, liquidating, or re-establishing any hedge related to a Terminated Transaction.


document_description: This document contains definitions and terms related to a legal agreement, including valuation methods for terminated transactions, definitions of various legal terms, and references to specific sections of the agreement.


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Indemnifiable Tax', 'Local Business Day', 'Local Delivery Day', 'Master Agreement', 'Merger Without Assumption', 'Multiple Transaction Payment Netting', 'Non-affected Party', 'Non-default Rate', 'Non-defaulting Party', 'Office', and 'Other Amounts'. It outlines conditions under which taxes are considered indemnifiable, the meaning of local business and delivery days, and various roles and rates in the context of the agreement.


document_description: This document contains definitions for terms used in a legal agreement, including 'Payee', 'Payer', 'Potential Event of Default', 'Proceedings', 'Process Agent', 'rate of exchange', 'Relevant Jurisdiction', 'Schedule', 'Scheduled Settlement Date', 'Specified Entity', 'Specified Indebtedness', 'Specified Transaction', 'Stamp Tax', and 'Stamp Tax Jurisdiction'. These definitions are likely part of a larger contractual document, possibly related to financial transactions or agreements.

document_subtype: contract definitions


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Tax', 'Tax Event', 'Terminated Transactions', 'Termination Currency', 'Termination Event', 'Termination Rate', 'Threshold Amount', 'Transaction', and 'Unpaid Amounts'. It outlines the implications of these terms in the context of early termination dates and transactions.


document_description: This document outlines the terms related to compensation obligations and waiting periods under specific sections. It includes clauses on fair market value determination and waiting periods for certain events or circumstances.


document_description: This document is a schedule to the 2002 ISDA Master Agreement, outlining termination provisions and other legal terms between two unspecified parties, referred to as Party A and Party B. The document includes placeholders for specific legal and corporate information about the parties involved.

title: ISDA 2002 Master Agreement Schedule


document_description: This document outlines various provisions and terms related to a financial agreement, including cross-default, credit event upon merger, automatic early termination, and tax representations. It specifies whether these provisions will apply to Party A or Party B and includes placeholders for certain terms that are not defined in the document.


document_description: This document contains representations and agreements between Party A and Party B under a specified agreement. It outlines the reliance on the accuracy of representations made by the other party, the satisfaction of certain agreements, and the eligibility for benefits under specified treaties. It also includes representations regarding the connection of payments to business activities in specified jurisdictions and the status of being a U.S. person for tax purposes.


document_description: This document contains representations made by Party A and Party B regarding their status as non-U.S. branches of foreign persons for U.S. federal income tax purposes. It also outlines the agreement to deliver certain tax-related documents as per the agreement's sections.


document_description: This document appears to be a legal contract or agreement with sections on document delivery and addresses for notices. It includes placeholders for parties to fill in details such as the party required to deliver documents, form/document/certificate details, and addresses for notices or communications. The document is marked as confidential under Federal Rules of Criminal Procedure.


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B, including provisions for process agents, multibranch status, calculation agents, credit support documents, and governing law. Specific details such as process agents, multibranch offices, and credit support providers are marked as not applicable or empty.


document_description: This document is an excerpt from an ISDA (International Swaps and Derivatives Association) agreement. It outlines various clauses related to payment netting, the definition of 'Affiliate', absence of litigation, agency provisions, additional representations, and the recording of conversations. The document specifies the terms under which multiple transaction payment netting will apply, the meaning of 'Affiliate', and the absence of litigation for specified entities. It also includes representations about non-reliance, assessment and understanding, and the status of parties in transactions. Additionally, it addresses the consent to record telephone conversations related to the agreement.

title: ISDA Agreement Excerpt


document_description: This document appears to be a section of a legal contract, specifically Part 5, titled 'Other Provisions'. It includes placeholders for the names and signatures of the parties involved, as well as their titles and dates of signing. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document lists various entities with details about check amounts and signing/verbal authority. It includes entities such as Plan D, LLC, NES, LLC, Mort, Inc, New York Strategy Group, LLC, Darren K. Indyke PLLC, HBRK Associates, Inc, and 2007 JE Insurance Trust #3. Each entity has a note on check amounts (either 500 or 1000) and individuals with signing/verbal authority.

key_people: JE HB DK RK

key_organizations:
Plan D, LLC
NES, LLC
Mort, Inc
New York Strategy Group, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
2007 JE Insurance Trust #3


document_description: The document outlines the authorization and signing authority for various financial accounts associated with Jeffrey Epstein and related entities. It specifies who has the authority to sign checks and provide verbal confirmations for checking and brokerage accounts across multiple trusts, foundations, and companies.

key_people:
JE (Jeffrey Epstein)
HB
JB

document_subtype: account authorization

key_organizations:
Southern Trust
Southern Financial
Jeepers
Haze Trust
J.E VI Foundation
Butterfly Trust
Neptune LLC
JEGE, Inc
JEGE, LLC
Hyperion Air, LLC
Hyperion Air, Inc


document_description: The document lists various entities and individuals with signing or verbal authority over checks, specifying amounts of either 500 or 1000. It includes entities such as Plan D, LLC, NES, LLC, Mort, Inc, New York Strategy Group, LLC, Darren K. Indyke PLLC, HBRK Associates, Inc, and 2007 JE Insurance Trust #3. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The image displays multiple open windows on a computer screen, including a financial account summary, an email client with a partially visible email conversation, and a complex grid of financial data likely related to the stock market. A pop-up window asks for a screenshot and mentions an account.


document_description: A memo from Tazia Smith at Deutsche Bank to Darren discussing Draft 2 of a bilateral CSA related to Jeffrey Epstein. The memo covers legal language, net worth and liquidity adjustments, ownership amendments, and processing agent details. A conference call with DB Legal/Credit is proposed for further discussion.

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Southern Trust Company Inc
Southern Financial LLC


document_description: Drafted two separate ISDA/CSAs with specific provisions and amendments. Key points include expanded coverage for third-party derivative transactions, bilateral cross default, amended thresholds, and specific tax representations for Southern Trust Company Inc and Southern Financial LLC. Additional representations and document delivery requirements are outlined, along with security interest and collateral provisions.

document_subtype: ISDA/CSA Draft

key_organizations:
Southern Trust Company Inc
Southern Financial LLC
DB


document_description: This document is a draft agreement between Deutsche Bank AG (Party A) and multiple counterparties (Party B) listed in Appendix I. It outlines the terms of separate agreements with each counterparty, specifying that each party is only liable for its own obligations. The document includes details on security interests, credit support obligations, and eligible collateral.

document_subtype: contract


document_description: The document outlines financial terms related to negotiable debt obligations, accounts, and collateral agreements between Party A and Party B. It specifies conditions for 'Other Eligible Support', 'Independent Amount', 'Threshold', and 'Minimum Transfer Amount'.

document_subtype: financial terms


document_description: This document outlines the terms and conditions related to valuation, timing, conditions precedent, secured party's rights and remedies, substitution, and dispute resolution between Party A and Party B. It specifies the roles of the Valuation Agent, Valuation Date, and Notification Time. It also details the conditions under which termination events occur and the process for dispute resolution.


document_description: This document outlines the terms and conditions related to the handling and use of posted collateral between Party A and Party B. It specifies the procedures for transferring undisputed credit support, holding and using posted collateral, and managing collateral accounts. It also details the responsibilities and authorizations of Party A and Party B regarding eligible accounts and entitlement orders.


document_description: This document outlines the terms related to interest rates, transfer of interest amounts, and other provisions concerning eligible collateral between Deutsche Bank AG and another party. It specifies the interest rate applicable to cash collateral, the schedule for transferring interest amounts, and the inapplicability of certain provisions for other eligible support. It also details the process for demands and notices, addresses for transfers, and limits on the secured party's liability.


document_description: The document outlines the terms of a pledge agreement between two parties, Party A and Party B. It specifies the roles of the Secured Party and the Pledgor, the transfer of eligible collateral, and tax implications on interest amounts related to posted collateral.

document_subtype: Pledge Agreement


document_description: This document appears to be an annex or agreement involving multiple financial entities, including Deutsche Bank AG, Southern Financial LLC, Southern Trust Company Inc., and Darren K. Indyke acting as trustee for the Haze Trust. The document is marked as confidential and is related to a legal proceeding under Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank AG
Southern Financial LLC
Southern Trust Company Inc.
Deutsche Bank Securities Inc.


document_description: Exhibit A lists eligible accounts for the Credit Support Annex, detailing parties and associated Deutsche Bank Securities Inc. account numbers, which are not provided.

key_organizations:
Southern Financial LLC
Southern Trust Company Inc.
Deutsche Bank Securities Inc.


document_description: This document is a draft schedule to the ISDA Master Agreement between Deutsche Bank AG (Party A) and various counterparties listed in Appendix I (each a Party B). It outlines the terms of separate agreements with each counterparty, specifying that no party is liable for the obligations of others. It includes termination provisions, amendments to the definition of 'Specified Transaction', and cross-default provisions.

title: Schedule to the 2®2 ISDA Master Agreement

document_subtype: ISDA Master Agreement Schedule


document_description: The document outlines amendments to a financial agreement, specifically addressing conditions under which an Event of Default shall not occur, the definition of 'Specified Indebtedness,' and the 'Threshold Amount' for different parties involved. It also discusses the applicability of 'Credit Event Upon Merger,' 'Bankruptcy,' and 'Automatic Early Termination' provisions.

document_subtype: contract amendment


document_description: Draft contract clauses related to termination events and currency selection. Includes provisions for change of ownership, credit support requirements, adverse regulatory changes, and material adverse changes in financial condition.

key_organizations:
Southern Financial, LLC
Southern Trust, Inc.


document_description: The document outlines tax representations related to an agreement involving Southern Trust, Inc., Southern Financial, LLC, and Deutsche Bank. It specifies that Southern Trust and Southern Financial are exempt from withholding tax and are not considered foreign entities. The document also details the tax representations made by Party A and Party B, including the treatment of transactions for U.S. income tax purposes and the status of Deutsche Bank branches as foreign persons for tax reporting.

key_locations:
US Virgin Islands
New York
London

key_organizations:
Southern Trust, Inc.
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: This document outlines the tax representations and eligibility for treaty benefits related to transactions between parties, including Party A and Party B, under a specified agreement. It discusses eligibility for benefits under various provisions of income tax treaties, particularly between the United States and Germany, and addresses the tax status of entities like Southern Financial LLC and Southern Trust Company Inc.

key_locations:
United States
Germany
New York
London

key_organizations:
The Haze Trust
Southern Financial LLC
Southern Trust Company Inc.
Deutsche Bank Securities Inc.
Deutsche Bank AG


document_description: This document outlines the agreement between Party A and Party B regarding the delivery of specific tax-related documents. It specifies the forms required, such as IRS Form W-9, W-8IMY, and W-SBEN, and the conditions under which these forms must be delivered. The agreement also mentions compliance with sections 1471(b) and 1472(b)(1) of the Internal Revenue Code of 1986 and any related international laws.


document_description: Draft document outlining the delivery of specific documents and representations required under a legal agreement between Party A and Party B. It specifies the types of documents to be delivered, the parties responsible for delivering them, and the timing of delivery. It also includes changes to certain document requirements for Party B.

key_organizations:
Party A
Party B


document_description: This document outlines the requirements for delivering certain legal documents and opinions between Party A and Party B, as part of a transaction agreement. It specifies the types of documents required, the parties responsible for delivering them, and the deadlines for delivery. Additionally, it provides the addresses for notices and communications for both parties involved in the agreement.


document_description: Draft contract document outlining the roles and responsibilities of Party A and Party B, including process agent appointments, multibranch party designations, and credit support documents. The agreement is governed by New York law and includes provisions for multiple transaction payment netting and absence of litigation.