document_description: This document is a financial report prepared by Deutsche Bank AG, providing insights and opinions on fixed income markets. It discusses the risks associated with fixed income instruments, including macroeconomic fluctuations, interest rate changes, and derivative transactions. The report emphasizes the importance of understanding these risks and the need for expert legal and financial advice before engaging in related transactions.

title: US Fixed Income Weekly

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


source: doj

document_description: This document is a publication by Deutsche Bank discussing the risks associated with futures trading, options, and foreign exchange transactions. It outlines the regulatory approvals and distribution details for various countries including the United States, Germany, United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan. The document emphasizes the risks of currency fluctuations, devaluation, and government-imposed exchange controls.

title: US Fixed Income Weekly

document_type: correspondence

key_locations:
United States
Germany
United Kingdom
Hong Kong
Korea
South Africa
Singapore
Japan

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: This document is a financial report by Deutsche Bank AG, providing information on various financial services and regulations in different countries including Malaysia, Qatar, Russia, Saudi Arabia, UAE, and Australia. It includes disclaimers and regulatory information specific to each region.

title: US Fixed Income Weekly

document_type: other

key_locations:
Malaysia
Qatar
Russia
Saudi Arabia
United Arab Emirates
Australia

key_organizations: Qatar Financial Centre Regulatory Authority


document_description: Contact information for key personnel and international locations of Deutsche Bank AG.

key_people:
David Folkerts-Landau
Raj Hindocha
Marcel Cassard
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
London, United Kingdom
Frankfurt, Germany
New York, USA
Hong Kong
Tokyo, Japan

document_subtype: contact information

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Securities Inc.


document_description: This is a confidential communication from Deutsche Bank, which may contain privileged information. It includes a disclaimer about the unauthorized use of the communication and a link to EU corporate and regulatory disclosures. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This is a confidential communication from Deutsche Bank, containing a disclaimer about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer about the bank not providing legal or tax advice.


document_description: A communication from Rishabh Sharma, COO Wealth Management Operations at 0801Global Services Private Limited, regarding banking-related queries and confidentiality notice.

key_organizations:
0801Global Services Private Limited
Deutsche Bank


document_description: Correspondence related to NPO Baleto teatras, including contact and banking information.

key_organizations:
NPO Baleto teatras
SEB bank


document_description: A confidential communication possibly involving attorney-client privilege and inside information. The message is forwarded and marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_locations: 575 Lexington Avenue, New York, NY 10022


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The document authorizes the movement of assets including wire transfers, checks, journals, and free deliveries. It includes specific instructions for a wire transfer of 15,000 EURO to SEB Bank for the ultimate beneficiary NPO Baletu Teatras. The document outlines the responsibilities and risks associated with the transmission of instructions and includes a standing authorization clause.

key_people:
Richard Kahn
Michael Kohn

document_type: financial

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Gratitude America, Ltd.
SEB Bank
NPO Baletu Teatras


document_description: A memo regarding a portfolio alert for a specific party, marked for internal use only and confidential under federal rules.

document_subtype: memo

key_organizations:
DBOI Global Services Private Limited
COO Wealth Management Operations


document_description: A portfolio alert from Deutsche Bank Private Bank regarding a critical risk priority entity associated with a politically exposed person (PEP) in the United States. The alert includes entity information, addresses, and source information.

document_subtype: Portfolio Alert

key_organizations:
Deutsche Bank Private Bank
Council of Monroe, Kentucky
PEP Connect - United States


document_description: A memo from DBOI Global Services Private Limited regarding banking-related queries and a new group email ID for such queries.


document_description: Overdraft notice from Deutsche Bank Trust Co. Americas indicating an overdraft of $5,989.99 on Amanda F. French's personal checking account as of 02-28-18. The notice requests a deposit to cover the overdraft amount and mentions that a fee has been deducted for handling returned items.

key_people:
Amanda F. French
Cynthia Rodriguez

document_subtype: bank statement


document_description: An overdraft notice from Deutsche Bank Trust Co. Americas addressed to Karyna Shuliak, indicating an overdraft of $11,171.92 as of February 28, 2018. The notice requests a deposit to cover the overdraft and mentions a fee deducted for handling the overdraft. It also lists a preauthorized debit of $1,402.94 that contributed to the overdraft.

key_locations:
345 Park Avenue, New York, NY 10154
301 E 66 St Apt 8K, New York, NY 10065


document_description: A request for information via authenticated message with reference number 161109 601042. The communication is from Annanya Pareek of DBOI Global Services Private Limited, requesting a Customer Research ticket for amending details.

document_subtype: fax

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


document_description: A document marked as confidential and related to signature verification, with references to Federal Rules of Criminal Procedure and specific document identifiers.


document_description: The Board of Trustees of J. Epstein Virgin Islands Foundation, Inc., also known as Enhanced Education, adopts resolutions to open and maintain bank and brokerage accounts with Deutsche Bank, as determined by the President, Jeffrey Epstein.

title: Unanimous Consent in Lieu of Meeting of the Board of Trustees of J. Epstein Virgin Islands Foundation, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Erika Kellerhals

document_subtype: Board Resolution


document_description: Resolution granting the President of the Corporation signing authority for accounts with Deutsche Bank, allowing for deposits, withdrawals, and other transactions without further approvals from the Trustees.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Erika Kellerhals


document_description: A confidential document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Alvaro Bandeira from Orama Asset Management comments on the negative market mood due to uncertainty regarding Greece, leading to cautious investor behavior globally. The report includes related news and information links and contact details for the reporter and editors.

key_people:
Alvaro Bandeira
Katherine Burton
Denyse Godoy
Brendan Walsh
Rita Nazareth

key_locations:
Rio de Janeiro
Sao Paulo
New York
Greece

key_organizations:
Orama Asset Management
Deutsche Bank


document_description: Yvette Tirrito from Deutsche Bank Wealth Management is inquiring about the legitimacy of a transaction related to account 42-953-715. The transaction involves HBRK Associates and Oxford Health, with a total amount of $6,711.04. The account is closed, and there is a request for confirmation on whether the transaction is fraudulent. If fraudulent, the team is instructed to report it to PBFraudReporting and follow fraud procedures.

key_people:
Yvette Tirrito
Halina Laczny
Debra Jasper

key_locations: 60 Wall Street, New York, NY, 10005-2836, USA

document_subtype: email

key_organizations:
Deutsche Bank Wealth Management
HBRK Associates
Oxford Health


document_description: A memo regarding the rejection of a case related to Gratitude America Ltd due to incomplete review. The memo requests additional documentation for KYC compliance, including information on a significant donor, BV70 LLC, and ExCo approval. It also discusses criteria for identifying UBOs in charitable organizations.

key_organizations:
Gratitude America Ltd
BV70 LLC
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and intended recipient of the message. It also includes a link for EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A communication from DBOI Global Services Private Limited regarding banking queries and confidentiality notice.


document_description: This document contains a disclaimer about the confidentiality and monitoring of communications, including emails and instant messages, by the organization. It also provides links to the organization's Privacy Policy and EU corporate and regulatory disclosures.


document_description: A memo discussing a financial strategy involving long dated EUR downside through Digital Risk Reversals, highlighting a premium neutral trade with observation at expiry. The memo compares this strategy with vanilla risk reversals.

key_people:
Jeffrey
Daniel Sabba


document_description: This document contains a confidentiality notice indicating that the information is confidential, may be attorney-client privileged, and is intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited. It mentions Deutsche Bank and includes a disclaimer about not providing legal or tax advice. The document also includes reference numbers DB-SDNY-0051411, SDNY_GM_00197595, and EFTA01362104.


document_description: A request for trade ideas for shorting Asian currencies sent to Jeffrey and the sender.


document_description: The report discusses the end of a rapid RMB depreciation phase and revises forecasts for USD/CNY to 6.5 by end-2015 and 6.9 by end-2016. It anticipates one more interest rate cut in 2015 and more RRR cuts in the coming quarters of 2015 and 2016. The report also maintains growth and CPI forecasts for the year.

title: The RMB depreciation series 2: CNY forecast revision

key_people:
Zhiwei Zhang
Jun Ma

key_locations:
Hong Kong
China

document_subtype: research report

key_organizations:
Deutsche Bank
PBoC


document_description: The document provides data on the RMB depreciation series, including mid and closing spot rates from August 10 to August 14, 2015. It also includes a figure on China's reserve requirement ratio for small, medium, and large financial institutions from 2000 to 2015.

title: RMB Depreciation Series 2

document_type: tabular

document_subtype: financial report


document_description: The document is a financial report discussing the RMB depreciation and includes forecasts and revisions. It contains important disclosures, analyst certification, and regulatory disclosures related to Deutsche Bank's equity research.

title: Data Flash: The RMB depreciation series 2: CNN forecast revision


document_description: This document is a financial report by Deutsche Bank discussing the RMB depreciation and CNY forecast revision. It includes disclaimers about the reliability of the information, potential conflicts of interest, and risks associated with financial instruments and macroeconomic factors.

title: RMB Depreciation Series 2: CNY Forecast Revision


document_description: This document discusses the risks associated with futures trading, options, and foreign exchange transactions. It highlights the potential for substantial losses due to leverage and market volatility. The document also outlines the regulatory approvals and distribution details for Deutsche Bank across various countries.

title: Data Flash: The RMB depreciation series 2: CM' forecast revision


document_description: This document is a financial report by Deutsche Bank AG discussing the RMB depreciation and CNY forecast revision. It includes regulatory disclosures for various countries and regions, including Japan, Malaysia, Qatar, Russia, Saudi Arabia, UAE, and Australia. The report is intended for specific client categories in these regions and includes disclaimers about the availability of financial products and services.

key_locations:
Japan
Malaysia
Qatar
Russia
Saudi Arabia
United Arab Emirates
Australia

key_organizations:
Deutsche Bank AG
Moody's
Standard & Poor's
Fitch
Deutsche Securities Saudi Arabia LLC


document_description: A list of key personnel and international locations for Deutsche Bank, including contact details for various regional offices.

key_people:
David Folkerts-Landau
Raj Hindocha
Marcel Cassard
Michael Spencer
Ralf Hoffmann
Steve Pollard
Andreas Neubauer

key_locations:
Sydney, Australia
London, United Kingdom
Frankfurt am Main, Germany
New York, United States
Hong Kong
Tokyo, Japan

document_subtype: contact list


document_description: Request to re-open account for Mort, Inc. at Deutsche Bank Trust Company Americas. The account was closed on 5/26/2015 but the client did not send a closure letter. The account was originally opened on 2/6/2015 and the KYC is still valid.

key_locations: 345 Park Avenue, 24th Floor, New York, New York 10154

document_subtype: business communication

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Mort, Inc.


document_description: Request to re-open account 42959017 for Mort, Inc. to facilitate a money transfer. The account was closed on 5/26/2015 but still appears on FIS Metavante. It was initially opened on 2/6/2015, and the KYC is still valid.

document_subtype: internal communication


document_description: A list of beneficiaries for the Butterfly Trust, including names and addresses.

title: Butterfly Trust List of Beneficiaries

key_people:
Darren Indyke
Karyna Shuliak
Richard Kahn

key_locations: 301 East 66th Street, New York, NY 10065

document_subtype: List of Beneficiaries


document_description: Amendment to the Butterfly Trust to add beneficiaries under Article Third of the Trust Agreement, executed by trustees Harry I. Beller and Erika A. Kellerhals.

title: Butterfly Trust Addition of Beneficiaries

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals

document_type: legal

document_subtype: Trust Agreement Amendment


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The current acting trustees, Harry I. Beller and Erika A. Kellerhals, are adding beneficiaries to the Trust.

title: Butterfly Trust - Addition of Beneficiaries

document_subtype: Trust Document


document_description: Notarized acknowledgment of Erika A. Kellerhals executing an instrument in her individual capacity, received by Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Gina Marie Bryan

key_locations:
St. Thomas
St. John
US Virgin Islands


document_description: The document is an addition of beneficiaries to the Butterfly Trust, executed by trustees Harry I. Beller and Erika A. Kellerhals, under the authority of the Trust Agreement dated December 27, 2006. The addition is acknowledged by a notary public.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Eli Z. Mendlowitz


document_description: Amendment to the Butterfly Trust to add a new beneficiary, executed by trustees Harry I. Beller and Erika A. Kellerhals.


document_description: Amendment to the Butterfly Trust to add a beneficiary under Article Third of the Trust Agreement, executed by current acting trustees Harry I. Beller and Erika A. Kellerhals.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Eli Z. Mendoza


document_description: This document pertains to the addition of beneficiaries to the Butterfly Trust, as per the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, have executed the addition of a beneficiary under Article Third of the Trust Agreement.


document_subtype: notarized document


document_description: The document is an amendment to the Butterfly Trust Agreement, allowing the addition of a new beneficiary. The acting trustees, Harry I. Beller and Erika A. Kellerhals, exercise their authority to add a beneficiary under Article Third of the Trust Agreement.


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The current acting trustees, Harry I. Beller and Erika A. Kellerhals, are adding a beneficiary to the Trust Agreement.


document_description: Acknowledgment of execution of an instrument by Erika A. Kellerhals, witnessed by a notary public, Gina Marie Bryan, in the Virgin Islands. The document was received by Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Gina Marie Bryan
Jeffrey E. Epstein


document_description: The document is an addition of a beneficiary to the Butterfly Trust, pursuant to Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, add a beneficiary under the authority conferred by the Trust Agreement.

title: Butterfly Trust - Addition of Beneficiary


document_description: The document is an addition of a beneficiary to the Butterfly Trust, pursuant to Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, add a beneficiary under the authority conferred upon them by the Trust Agreement.

title: Butterfly Trust Addition of Beneficiary


document_description: A notarized document acknowledging the execution of an instrument by Erika A. Kellerhals, with Jeffrey E. Epstein as the grantor.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
William A. Thomas


document_description: This document outlines the deletion and addition of beneficiaries to the Butterfly Trust, as per Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The current acting trustees, Harry I. Beller and Erika A. Kellerhals, have decided to delete Ghislaine Maxwell as a beneficiary and add Karyna Shuliak, Darren K. Indyke, and Richard Kahn as beneficiaries.

title: Butterfly Trust Deletion and Addition of Beneficiaries

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Ghislaine Maxwell
Karyna Shuliak


document_description: Notarized acknowledgment of execution of an instrument by Erika A. Kellerhals and Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Habibe Avdiu
Gina Marie Bryan

key_locations:
State of New York
Richmond County
Territory of the Virgin Islands
Division of St. Thomas & St. John


document_description: Amendment to the Butterfly Trust to add beneficiaries as per Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. Trustees Darren K. Indyke and Richard Kahn execute the amendment, acknowledged by Jeffrey E. Epstein, the Grantor.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller


document_description: Designation of Erika A. Kellerhals as successor trustee of the Butterfly Trust, effective upon the death, resignation, or removal of current trustees Darren K. Indyke and Richard Kahn. Erika A. Kellerhals accepts the designation and agrees to execute her duties as trustee.

title: Butterfly Trust Designation and Acceptance of Successor Trustee

key_people:
Darren K. Indyke
Richard Kahn
Erika A. Kellerhals
Jeffrey E. Epstein

document_subtype: Trust Designation


document_description: Designation of Harry I. Beller as successor trustee of the Butterfly Trust, effective upon the death, resignation, or removal of current trustees Darren K. Indyke and Richard Kahn. Acceptance by Harry I. Beller and acknowledgment by Jeffrey E. Epstein.

key_people:
Darren K. Indyke
Richard Kahn
Harry I. Beller
Jeffrey E. Epstein

document_subtype: Trust Designation and Acceptance


document_description: Darren K. Indyke resigns as Trustee of the Butterfly Trust, effective October 31, 2014. Receipt of resignation acknowledged by Jeffrey E. Epstein, Richard Kahn, Erika A. Kellerhals, and Harry I. Beller.

title: Butterfly Trust Resignation of Trustee

key_people:
Darren K. Indyke
Jeffrey E. Epstein
Richard Kahn
Erika A. Kellerhals
Harry I. Beller

document_subtype: resignation letter


document_description: Richard Kahn resigns as Trustee of the Butterfly Trust, effective October 31, 2014. The resignation is acknowledged by successor trustees Harryl Beller and Erika A. Kellerhals, with Jeffrey E. Epstein as the Grantor and Darren K. Indyke as Trustee.

title: Butterfly Trust Resignation of Trustee

key_people:
Richard Kahn
Harryl Beller
Erika A. Kellerhals
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: Trustee Resignation


document_description: A report detailing a stop payment on a check for $158,025.02 deposited to account #35269691. The check was returned due to a stop payment notice.

key_people:
Naveen Bagaria
Stewart Oldfield
Divya Rajawat
Bradley Gillin
Hildegarde Berrios
Daphne Cales
Michele-M Quattrocchi

document_subtype: bank report

reference_numbers:
INCCS5192.prt
Check ISN: 50002790
Check Serial Num: 1148
Check RT Num: 31201360
A/c #35269691


document_description: A communication from Divya Rajawat, COO of Wealth Management Operations at DBOI Global Services, regarding a check attachment and banking queries. The email emphasizes confidentiality and provides a new group email for banking-related queries.


document_description: An email from Rishabh Shah at Deutsche Bank Group, containing a confidentiality notice and information about privacy of communications. It includes a link to Deutsche Bank's disclosures and mentions compliance monitoring.

key_organizations:
Deutsche Bank Group
DBOI Global Services Pvt Ltd.


document_description: This document is a Know Your Customer (KYC) form for the Southern Financial Relationship managed by Paul Morris at Deutsche Bank. It includes details about the relationship, accounts involved, and primary contact person. Jeffrey Epstein is mentioned as a client of the bank.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Paul Morris
Jeffrey Epstein
Darren Indyke

document_subtype: KYC Document

key_organizations:
Deutsche Bank
Gratitude America, Ltd


document_description: This document is a KYC (Know Your Customer) form for the account of Gratitude America, Ltd. It outlines the purpose of the account, expected inflows and outflows, and related parties. The account is managed by Paul Morris and is intended as a money market account to hold funds and earn interest. The document lists Darren Indyke and Jeffrey Epstein as related parties, with Epstein identified as the ultimate beneficial owner.

title: Account Ownership Summary for Gratitude America, Ltd

key_people:
Paul Morris
Darren Indyke
Jeffrey Epstein

key_organizations:
Gratitude America, Ltd
DB Group


document_description: This document provides a summary of the account ownership and expected financial activities for Gratitude America, Ltd. It includes details about the account's purpose, expected asset inflows and outflows, and related parties.


document_description: Know Your Customer (KYC) document for Jeffrey Epstein, detailing personal, professional, and financial information. Includes details on his business activities, wealth sources, and relationship with Deutsche Bank.

key_people:
Jeffrey Epstein
Paul Morris
Leslie Wexner

key_locations:
Little Saint James, US Virgin Islands
St. Thomas, US Virgin Islands

key_organizations:
Southern Financial LLC
The Financial Trust Company
Bear Stearns
Deutsche Bank


document_description: A KYC document detailing information about an institution with estimated assets under management and a request for family situation details.


document_description: KYC form for Darren Indyke, detailing personal and professional information, including residence, occupation, and employer details. The form also includes questions about political exposure and relationships with Deutsche Bank.

key_locations:
Livingston, NJ, USA
Livingston, NY, USA

document_subtype: KYC Form

key_organizations:
Southern Financial LLC
Deutsche Bank


document_description: A Know Your Customer (KYC) document with empty fields for institution, country, and estimated assets under management. It also requests information on the family situation of the individual.


document_description: This document provides Know Your Customer (KYC) details for the legal entity Gratitude America, a 501(c)3 foundation. It includes information about the entity's structure, management, and financial profile. The foundation is led by Jeffrey Epstein as president, Darren Indyke as treasurer, and Erika Kellerhals as secretary. The foundation is yet to start distributing funds and plans to support various philanthropic efforts.

title: KYC Document for Gratitude America

key_people:
Jeffrey Epstein
Darren Indyke
Erika Kellerhals

key_locations: USVI USA


document_description: This is a confidential KYC (Know Your Customer) document related to a case in the Southern District of New York. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a Know Your Customer (KYC) form for a relationship named 'SOUTHERN FINANCIAL RELATIONSHIP' with Deutsche Bank. It includes compliance checks, database search results, and risk assessments. The document indicates high risk and includes checks for various compliance databases with no negative results except for media mentions related to Darren Indyke and Jeffrey Epstein. It confirms no litigation against Deutsche Bank and no associations with sanctioned or high-risk countries.

title: DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B

key_people:
Yoonsun Chung
Darren Indyke
Jeffrey Epstein

key_organizations:
Deutsche Bank
GRATITUDE AMERICA


document_description: A KYC form with a section for undisclosed principal form completion and a note on providing English summaries for non-English documents.


document_description: This document contains approval signatures for a KYC process related to Deutsche Bank Private Wealth Management. It includes onshore and LATAM/international approvals with various roles such as Client Facing Professional, Office Director, and AML Compliance.

key_people:
Paul Morris
Kimberly Hart
G. Hill
M. Crawford
Yoonsun Chung

document_subtype: KYC Approval Document


document_description: A declaration form for Client Facing Professionals (CFPs) at Deutsche Bank Americas, New York, outlining the responsibilities of CFPs to establish and maintain business relationships with clients who meet high standards of suitability, background, and character. The form includes a declaration by the signers confirming the accuracy of the information and adherence to anti-money laundering procedures.

document_subtype: KYC Declaration


document_description: This document is a wire transfer confirmation from Deutsche Bank Wealth Management, confirming a successful transmission of a wire transfer request. The transfer was made from LSJE, LLC-DDA-*9295-DBTCA Checking account with a debit amount of $4,846.73 USD. The transaction was transmitted on March 21, 2019, by BELLAKLEIN.

title: Deutsche Bank Wire Confirmation

document_subtype: wire transfer confirmation

key_organizations:
Deutsche Bank
LSJE, LLC


document_description: A communication from Deutsche Bank's Signature Verification team regarding potential fraudulent transactions and the need for immediate reporting to PBFraudReporting. The message emphasizes the urgency of a reply by 3:15 p.m. (EST) to comply with Federal Reserve Check Clearing returns guidelines.

key_organizations:
Deutsche Bank
PBFraudReporting
Federal Reserve


document_description: A request for a reply by 3:15 p.m (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: Notification of a status change for an outgoing wire transfer of $5,000.00 from account *9295, confirmed on April 30, 2018.

document_subtype: wire transfer notification

key_organizations:
The Haze Trust
Deutsche Bank


document_description: Chat log discussing KYC requirements, LLC management, and meeting arrangements.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: The document is an overdraft notice from Deutsche Bank Trust Co. Americas indicating an overdraft of $717.01 as of August 2, 2018. It requests a deposit to cover the overdraft amount and mentions a fee deducted for handling the overdraft. The document includes a section for waiving the fee with a signature line for a VP. It also lists a preauthorized debit of $1,462.54 that contributed to the overdraft.

document_subtype: bank statement


document_description: A memo from Vahe Stepanian of Deutsche Bank Securities discussing Key Client Partners (KCP) products and services, intended for sophisticated institutional investors. It emphasizes the non-advisory nature of the information and the confidentiality of the communication.

document_subtype: memo


document_description: This document is a confidentiality notice from Deutsche Bank, indicating that the email may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the email. The notice also mentions that Deutsche Bank may monitor communications for compliance with legal and regulatory obligations. It includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A request for a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: A check issued by Gratitude America, Ltd to International Peace Institute, Inc for the amount of $100,000.00. The check is drawn on Deutsche Bank Trust Company Americas, New York. The check is marked for deposit only and has a note indicating 'Signature not on file'.

title: Check from Gratitude America, Ltd to International Peace Institute, Inc

key_people:
Dana West
Terje Rod Larsen

document_subtype: check

key_organizations:
Gratitude America, Ltd
International Peace Institute, Inc
Deutsche Bank Trust Company Americas


document_description: A financial document detailing a check transaction from Southern Trust Company, Inc. to Islands Engaged, Inc. The check amount is $50,000.00, and it was processed through Deutsche Bank Trust Company Americas and Banco Popular de PR. The document includes account and routing numbers, as well as a note that the signature is not on file.

key_locations:
St Thomas, USVI
New York, New York

key_organizations:
Southern Trust Company, Inc.
Islands Engaged, Inc.
Deutsche Bank Trust Company Americas
Banco Popular de PR


document_description: A communication from Kavish Sharma requesting a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines. The message contains a confidentiality notice and a disclaimer about legal or tax advice.

key_organizations:
Deutsche Bank
Federal Reserve


document_description: A confidential document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A communication from Deutsche Bank's Signature Verification team requesting a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for 15,000 EURO to SEB Bank Vilnius, Lithuania, with ultimate beneficiary NPO Baleto Teatras.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
SEB Bank Vilnius
NPO Baleto Teatras


document_description: This document is a communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and EU corporate and regulatory disclosures. It emphasizes that unauthorized copying, disclosure, or distribution of the material is strictly forbidden.


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A memorandum from Darren K Indyke to Amenda Kirby requesting a wire transfer of $2500 from a specified debit account. The document includes fields for bank transfer details and a contact person, Bella Klein, for inquiries.

key_people:
Darren K Indyke
Amenda Kirby
Bella Klein

document_subtype: wire transfer request


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions to SEB Bank in Vilnius, Lithuania, for the beneficiary NPO Baleto Teatras.

key_people:
Fredley Gillin
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Gratitude America, Ltd.
SEB Bank
NPO Baleto Teatras


document_description: A forwarded message requesting confirmation of receiving wire transfer instructions for an international wire in US Dollars.

key_people:
Bella
Margaux Mcgrath

document_subtype: forwarded message


document_description: Request for pay/no pay decision on transactions mentioned in the attachment, with instructions to report any fraudulent transactions.

key_organizations:
The New York Times
Federal Reserve
PBFraudReporting


document_description: Request for pay/no pay decision on transactions with missing signature. Urgent response required by 3:15 p.m. EST to comply with Federal Reserve Check Clearing returns guidelines. Includes instructions for reporting fraudulent transactions.


document_description: A memorandum from Karyna Shuliak instructing a wire transfer of $13,370.68 from a specified account at JPMorgan Chase, with instructions to close the account after the transfer.

key_people:
Karyna Shuliak
Brigid Liam

document_subtype: wire transfer


document_description: A request from Bella to Brigid to provide the balance in a specific account number (EFTA01362250).

key_people: Brigid Bella


document_description: Vinita Advani provides an update on the management of high-risk accounts due in 2018, detailing the number of cases in progress and those yet to be started. The email discusses the reallocation of cases among case managers to meet targeted dates and requests support from Terri Sohrab.

title: Update: Case management on High Risk accounts [I]

key_people:
Vinita Advani
Terri Sohrab
Thomas Klemm
Daphne Cales
Emily Craig
Vijay
Alka
Mayur
Krupa
Priyanka
Lezal

key_organizations:
Deutsche CUB Centre Private Limited
Deutsche Bank Group Wealth Management


document_description: A memo from Vijay Sawant regarding the periodic review of high-risk accounts for JEGE Inc, JEGE LLC, and Jeepers, Inc. The memo requests clarification on authorized signatories, specifically adding Darren Indyke, and requires documents from US Virgin Islands for Jeepers Inc. It also questions the inclusion of certain DB accounts in the case due to discrepancies in their active status.

key_people:
Vijay Sawant
Darren Indyke
Bradley Gil
Stewart Oldfield
Alka Babu

key_locations:
US Virgin Islands
Mumbai
Nirlon Knowledge Park
Western Express Highway
Goregaon East

key_organizations:
JEGE Inc
JEGE LLC
Jeepers Inc
Deutsche Bank Group


document_description: A memo discussing the KYC remediation process for accounts associated with Jeffrey Epstein, including JEGE, LLC and Peepers, Inc. The memo requests confirmation of material changes to the accounts and assistance in procuring documents from the US Virgin Islands registry. It highlights discrepancies in corporate resolutions and seeks guidance on proceeding with KYC cases.

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke
Jeanne Brennan
Vijay Sawant

key_locations:
US Virgin Islands
Mumbai, India

key_organizations:
JEGE, LLC
Peepers, Inc
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: A confidential document related to signature verification, marked as confidential under Federal Rules of Criminal Procedure.


document_description: The document provides an update on the status of various high-risk accounts and their pending documentation requirements. It includes details on relationships with entities such as Khullar, Jefferies, Cerberus, Sillerman, and Southern Financial/Epstein, with specific due dates and pending documents noted for each entity.

title: Update: Case management on High Risk accounts

key_people:
Vinita Advani
Terri Sohrab
Thomas Klemm
Daphne Cales
Emily Craig
Deepak Kimliar

key_organizations: J. Epstein Virgin Islands Foundation, Inc


document_description: Wire transfer confirmation from Deutsche Bank for LSJE, LLC-DDA-9295-DBTCA Checking account. The transfer amount is $4,846.73 USD, transmitted on 03/21/2019.


document_description: A confidential document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Email correspondence regarding a wire transfer issue with SWIFT code CHASUS33 and masked reference LSJE xxxx9295. The sender mentions a skipped 'S' in the SWIFT code and plans to consult the operations team.

document_type: email


document_description: This document is a standard confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice and includes a link for additional EU corporate and regulatory disclosures.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A request for a reply by 3:15 p.m (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: Instructions for reporting fraudulent transactions and a deadline for response to meet Federal Reserve Check Clearing returns guidelines.

key_organizations:
PBFraudReporting
Federal Reserve


document_description: A brief correspondence signed by Hemant K Sharma, related to signature verification.


document_description: This document is a wire transfer confirmation from Deutsche Bank Wealth Management, indicating a successful transmission of a wire transfer request. The transfer was made from LSJE, LLC-DDA-9295-DBTCA Checking account with a balance of $176,861.50 at the time of request. The amount transferred was $4,846.73 USD. The document includes sections for recipient and intermediary bank information, though these fields are not filled in.

title: Deutsche Bank Wire Confirmation


document_description: A communication from Deutsche Bank's Signature Verification team requesting a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: This document is a certification form from Deutsche Bank Wealth Management regarding the beneficial owners of legal entity customers. It is required by Federal regulation to help fight financial crime by obtaining, verifying, and recording information about beneficial owners of legal entities. The form must be completed by individuals opening new accounts on behalf of legal entities with certain U.S. financial institutions. It requires information about individuals who own or control a legal entity, including their name, address, date of birth, and Social Security number or passport number. The form aims to assist law enforcement in investigating and prosecuting financial crimes.

title: Certification Regarding Beneficial Owners Of Legal Entity Customers

document_subtype: Certification Form


document_description: Certification of beneficial owner(s) for an account opened by Darren K. Indyke on behalf of Gratitude America, Ltd., a U.S. Virgin Islands not-for-profit corporation. The document includes details of the legal entity and the individual with significant responsibility for managing it.

key_locations:
St. Thomas, USVI
Livingston, NJ

document_subtype: Certification of Beneficial Owner(s)

key_organizations:
Gratitude America, Ltd.
Deutsche Bank AG


document_description: This document is a certification form required by Federal regulation for financial institutions to obtain information about the beneficial owners of legal entity customers. It aims to help fight financial crime by disclosing key individuals who own or control a legal entity.

key_organizations:
Deutsche Bank
Federal regulation


document_description: A check issued by Gratitude America, Ltd through Deutsche Bank Trust Company Americas, payable to International Peace Institute, Inc for the amount of $100,000.00. The check is dated November 1, 2017, and is addressed to the International Peace Institute at 777 United Nations Plaza, New York, NY. The check has a note indicating 'Signature not on file'.

key_organizations:
Gratitude America, Ltd
Deutsche Bank Trust Company Americas
International Peace Institute, Inc


document_description: The document contains references to Deutsche Bank's EU corporate and regulatory disclosures, and mentions that Deutsche Bank does not provide legal or tax advice. It includes references to confidential FinCEN CDD forms for MARSA HOLDINGS, AMAAN HOLDINGS, and HATTAN HOLDINGS. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank
MARSA HOLDINGS
AMAAN HOLDINGS
HATTAN HOLDINGS


document_description: This document is a high-importance email correspondence regarding the periodic review of high-risk accounts, specifically the Butterfly Trust and Neptune, LLC, under the Southern Financial Relationship. The email discusses the need for remediation by 08/31/2018, lists key account holders and trustees, and outlines required actions and confirmations regarding account changes and documentation.


document_description: Vijay Sawant, a KYC Case Representative at Deutsche Bank, requests advice to launch KYC for all accounts and begin remediation.

key_organizations:
Deutsche CM Centre Private limited
Deutsche Bank Group
Wealth Management


document_description: This document is a Volcker Questionnaire used for onboarding new Wealth Management (WM) clients who are not natural persons. It includes classifications to determine if the client is out of scope for Volcker Covered Fund Determination. The client in question is the Butterfly Trust, classified as a family trust established by family members.

title: Volcker Questionnaire for Onboarding of WM Vehicles

document_subtype: questionnaire


document_description: A form related to the classification of a vehicle as an operating company, requiring client certification and attestation by a client representative. It includes instructions for contacting a specific email for approval if certain conditions are met.

key_people:
Richard Kahr
Cynthia Rodriguez

document_subtype: form

key_organizations:
DB
Butterfly INST


document_description: This document is a certification form required by Federal regulation for financial institutions to obtain information about the beneficial owners of legal entity customers. It is intended to help fight financial crime by disclosing key individuals who own or control a legal entity.

key_organizations:
Deutsche Bank
U.S. financial institutions


document_description: Email correspondence regarding KYC requirements for Cerberus Executive, LLC account review. Includes requests for updated documentation and responses to specific questions for compliance purposes.

key_people:
Vijay Sawant
Bradley Gillin
Daphne Cales
Stephen A Feinberg
Jennifer Topping

key_locations:
Mumbai, India
Jacksonville
Delaware
Cayman

document_subtype: email correspondence

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Cerberus Executive, LLC
CEREBERUS CAPITAL

reference_numbers:
KYC Case#0196384S
GCIS#547540
KYC approved case #01690832


document_description: Discussion about the requirements for adding guarantors to KYC as related parties, including necessary documentation and exceptions.

key_people:
Vanessa Thompson
Vijay Sawant
Morgan Trichel
Vinita Advani
Bradley Gillinl

key_organizations:
Deutsche Bank Wealth Management
Cerberus Executive, LLC
Cereberus Capital


document_description: A review of a high-risk account due for remediation, identifying key responsible parties and requesting confirmation on identified parties and any material changes to the account. Missing ID documents for senior managing directors are noted, and a Fincen form is required.

key_people:
Stephen A. Feinberg
Mark A. Neporent
Jeffrey L. Lomasky
Seth P. Plattus
Vijay Sawant

key_organizations:
Cerberus Executive, LLC
Cerberus Employees, LLC
Cerberus Capital Management LP
Deutsche CIB Centre Private Limited
Deutsche Bank Group Wealth Management


document_description: A confidential document related to wealth management, possibly associated with a legal or financial investigation, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Wealth Management
DB Centre Mumbai


document_description: A note from Vijay Sawant, a KYC Case Representative at Deutsche CIB Centre Private Limited, part of Deutsche Bank Group, regarding confidential information pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: note

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: The document is a correspondence regarding the verification and update of account details for entities associated with Jeffrey Epstein. It requests confirmation of the accuracy of identified responsible parties (RP) and any material changes in the accounts. It also seeks Statements of Status (SoS) from the British Virgin Islands and US Virgin Islands websites for the account holding entities, which are required to confirm the entities' active registration. Additionally, it addresses a correction needed in the Customer Due Diligence (CDD) form regarding Jeffrey Epstein's legal address. The document mentions the launch of a KYC case upon confirmation of material changes.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn
Brice M Gordon

key_locations:
British Virgin Islands
US Virgin Islands

key_organizations:
Southern Trust Company, Inc
Financial Trust Company
Zorro Management, LLC


document_description: A confidential memo from Vijay Sawant, a KYC Case Representative at Deutsche CIB Centre Private Limited, part of Deutsche Bank Group, related to wealth management. The memo is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Bradley Gitlin from Deutsche Bank Wealth Management discusses FinCEN forms related to Epstein Virgin Islands Foundation, Inc and Gratitude America Ltd.

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
Epstein Virgin Islands Foundation, Inc
Gratitude America Ltd


document_description: Certification of beneficial owner(s) for an account opened by Jeffrey E. Epstein on behalf of J. Epstein Virgin Islands Foundation, Inc., a 501(c)(3) private foundation/USVI corporation. The document includes details of the legal entity, the natural person opening the account, and individuals with significant responsibility for managing the entity.

key_people:
Jeffrey E. Epstein
Brad Gillin

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802

document_subtype: Certification of Beneficial Owner


document_description: Certification of beneficial ownership for JEGE, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal information and certification signatures.

key_people:
Jeffrey E. Epstein
B. Gillin


document_description: Certification of beneficial ownership for LSJE, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_people:
Jeffrey E. Epstein
B. Gilli


document_description: Certification of beneficial ownership for NES, LLC, a New York limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal details of Epstein and the legal entity's address.


document_description: Certification of beneficial owner(s) for an account being opened on behalf of PLAN D, LLC, a USVI limited liability company. Jeffrey E. Epstein is identified as the sole member and beneficial owner with significant responsibility for managing the entity.


document_description: Certification of beneficial owner(s) for an account opened on behalf of Southern Financial, LLC, a USVI limited liability company. Jeffrey E. Epstein is listed as the manager and beneficial owner.


document_description: Certification of beneficial owner for Zorro Management, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and individual with significant responsibility for managing the entity.


document_description: A high-risk entity related to the Southern Financial/Jeffrey Epstein relationship is seeking to open a new DB AG Checking account. The most recent approved KYC is outdated, and the entity is prioritized over other Southern Financial accounts. A COGS document within 6 months is requested from the client.

key_organizations:
Deutsche Bank Wealth Management
Southern Financial


document_description: This document is a resolution from the Board of Directors of Gratitude America, Ltd., a not-for-profit organization, designating Deutsche Bank Trust Company Americas as a depositary for the organization's accounts. It outlines the authorization for handling drafts, checks, and electronic payments, and specifies the roles of officers authorized to endorse transactions. The resolution also includes provisions for the bank to accept deposits and apply payments without inquiry into the disposition of funds.

title: Not-For-Profit Organization Resolution - Deposit Account

key_people:
Erika Kellerhals
Darren Judy Ke

key_locations:
US Virgin Islands
New York, NY

document_subtype: Not-For-Profit Organization Resolution

key_organizations:
Gratitude America, Ltd.
Deutsche Bank Trust Company Americas


document_description: Certification document for an organization doing business under an assumed name, with details on ownership and signature requirements.

document_date: February 2015

document_subtype: certification document


document_description: This document is a signature card for a non-profit account at Deutsche Bank Trust Company Americas, titled 'Gratitude America, Ltd'. It requires one signature for transactions. Jeffrey Epstein is listed as a signatory, with Darren Indyke also mentioned. The document is approved on 2/24/15.

title: Deutsche Bank Trust Company Americas Signature Card for Gratitude America, Ltd

key_people:
Jeffrey Epstein
Darren Indyke

document_subtype: Signature Card

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America, Ltd


document_description: This document is a signature card for an account held by Gratitude America, Ltd at Deutsche Bank Trust Company Americas. The account number is 42959324. The document includes the signature of Darren Indyke and mentions Jeffrey Epstein as a print name. It is marked as confidential and is related to a non-profit organization.

title: Deutsche Bank Trust Company Americas Signature Card

key_people:
Darren Indyke
Jeffrey Epstein


document_description: Correspondence from Vijay Sawant, a KYC Case Representative at Deutsche Bank, regarding the launch of a case upon confirmation of material changes in accounts.

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities, not individuals, to provide tax-related information. It is used to comply with local and international regulatory requirements. The form is specifically for entities with accounts at Deutsche Bank and includes instructions for entities that are tax residents in the US Virgin Islands.

title: Deutsche Bank Wealth Management Entity Self-Certification Form

document_subtype: Entity Self-Certification Form

key_organizations:
Deutsche Bank
Gratitude America, Ltd.


document_description: Appendix 1 of the Entity Self-Certification Form lists the Controlling Persons of an entity with tax residence outside the United States. It includes details such as name, date of birth, country of tax residence, and role. The form specifies that non-US Beneficiaries or Beneficial Owners must complete an additional form.

title: Appendix 1: Controlling Persons

key_people:
Rich Kahn
Jeffrey Epstein
Erika Kellerhals
Darren Indyke

key_locations:
US
US Virgin Islands


document_description: This document is a guideline for Relationship Managers/Investment Advisors at Deutsche Bank to affirm the accuracy of client information as part of the Client Risk Program. It includes considerations for verifying the consistency of self-certification information provided by account holders and ultimate beneficial owners, and instructions for escalation if tax evasion is suspected.

document_subtype: Client Risk Program Affirmation

key_organizations:
Deutsche Bank
Grateful America


document_description: The document is a Form 990-PF for the year 2016, detailing the balance sheets and analysis of changes in net assets or fund balances for a foundation. It includes information on assets, liabilities, and net assets or fund balances at the beginning and end of the year, as well as changes in net assets or fund balances during the year.

title: Balance Sheets and Analysis of Changes in Net Assets or Fund Balances

document_subtype: Form 990-PF


document_description: This document is a Form 990-PF for the year 2016, detailing excise tax based on investment income and statements regarding activities for a foundation. It includes calculations for excise tax, credits, and payments, as well as statements about the foundation's activities, political involvement, and compliance with IRS requirements.

title: Form 990-PF (2016)


document_description: The document provides information about the highest-paid independent contractors for professional services, indicating that none were paid more than $50,000. It also includes a summary of direct charitable activities and program-related investments, with most fields left empty.

title: Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, Part VIII and Contractors


document_description: This document contains financial information related to the minimum investment return, distributable amount, and qualifying distributions for a foundation. It includes calculations of fair market value of assets, minimum investment return, and distributable amounts, as well as qualifying distributions for charitable purposes.

title: Form 990-PF (2016) - Page 8


document_description: This document is a section of the Form 990-PF for the year 2016, detailing the undistributed income and excess distributions carryover for the year. It includes calculations for distributable amounts, qualifying distributions, and excess distributions carryover applied to 2016. The document also provides an analysis of excess distributions carryover to 2017.

title: Part XIII Undistributed Income


document_description: The document provides information on grants and contributions paid during the year or approved for future payment by the foundation. It includes details such as the recipient's name and address, relationship to any foundation manager or substantial contributor, foundation status of the recipient, purpose of the grant or contribution, and the amount.

title: Part XV Supplementary Information


document_description: This document is a section of Form 990-PF (2016) detailing the analysis of income-producing activities for a foundation. It includes gross amounts of unrelated business income, excluded income, and related or exempt function income. The document lists various sources of income such as program service revenue, interest on savings, dividends, net rental income, and gains from sales of assets. The total income reported is $134,178. Part XVI-B, which should explain how these activities contribute to the foundation's exempt purposes, is left empty.

title: Analysis of Income-Producing Activities


document_description: The document is a Form 990-PF for the year 2016, detailing the organization's lack of transactions or relationships with noncharitable exempt organizations under section 501(c) or 527. It confirms no transfers, sales, purchases, rentals, loans, or shared resources with such organizations. The form is signed under penalty of perjury by an officer or trustee on May 15, 2017, and prepared by David M. Hasson, CPA, of SHR CPAS LLC.


document_description: This document lists grants and contributions paid during the year or approved for future payment by a foundation. It includes recipient names, addresses, foundation status, purpose of the grant, and amounts.

key_locations:
PALM BEACH, FL
WASHINGTON, DC
NEW YORK, NY
CAMBRIDGE, MA
FORT LEE, NJ

document_subtype: Form 990PF Part XV Line 3

key_organizations:
BRUCE MARSHA MOSKOWITZ FOUNDATION
MELANOMA RESEARCH ALLIANCE FOUNDATION
THE HASTY PUDDING INSTITUTE
CROHN'S COLITIS FOUNDATION OF AMERICA
VERSE VIDEO EDUCATION
WOMEN GLOBAL CANCER INITIATIVE INC
NEW YORK CONCERT ARTISTS ASSOC INC
ICAHN SCHOOL OF MEDICINE MT SINAI
THE HEWITT SCHOOL


document_description: The document is a corporate stock schedule for the year 2016 for Gratitude America Ltd, detailing investments in publicly traded stocks with end-of-year book and market values.

title: TY 2016 Investments Corporate Stock Schedule

document_subtype: Investments Corporate Stock Schedule


document_description: This document is a legal fees schedule for Gratitude America Ltd for the year 2016, detailing legal fees and disbursements for charitable purposes.

title: 2016 Legal Fees Schedule for Gratitude America Ltd

document_subtype: Legal Fees Schedule


document_description: This document is a schedule of other expenses for GRATITUDE AMERICA LTD for the tax year 2016, detailing various expenses such as bank charges, consulting fees, and state filing fees.

title: TY 2016 Other Expenses Schedule for GRATITUDE AMERICA LTD

document_subtype: Other Expenses Schedule


document_description: This document is a 2016 tax schedule for GRATITUDE AMERICA LTD, detailing federal taxes and disbursements for charitable purposes.

title: 2016 Taxes Schedule for GRATITUDE AMERICA LTD

document_subtype: Tax Document


document_description: This document is a resolution from the Board of Directors of Gratitude America, Ltd., a not-for-profit organization, designating Deutsche Bank Trust Company Americas as a depositary for the organization's accounts. It outlines the authorization for financial transactions, including the signing and endorsing of drafts, checks, and other payment orders, and the handling of deposits. The resolution also specifies the roles of key officers in the organization and confirms its not-for-profit status.

key_people:
Erika Kellerhals
Jeffrey Epstein
Darren Judyke

key_locations:
U.S. Virgin Islands
New York, N.Y.


document_description: Certification document for an organization doing business under an assumed name, with instructions for signature requirements and confirmation by another officer.


document_description: This document is a Know Your Customer (KYC) form for the Southern Financial Relationship managed by Stewart Oldfield at Deutsche Bank. It is a periodic review for high-risk remediation. Jeffrey Epstein initiated contact to open a new account under Zorro Management LLC. The document lists existing accounts under the relationship and specifies Darren Indyke as the primary contact person.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Stewart Oldfield
Jeffrey Epstein
Darren Indyke

document_subtype: KYC Document

key_organizations:
Deutsche Bank
Southern Financial Relationship
Zorro Management LLC
Gratitude America
Neptune, LLC
NES, LLC


document_description: This document outlines the account ownership details for Gratitude America, Ltd, including the purpose of the account, expected asset inflows and outflows, and related parties. The account is managed by Paul Morris and is intended as a money market account to hold funds and earn interest. Expected inflows and outflows are 1-3 per month, ranging from $10,000 to $100,000. The expected volume of assets is $339,273.79 USD after 90 days and $320,655.00 USD after one year. Related parties include Darren Indyke and Jeffrey E. Epstein.

title: Account Ownership Summary for Gratitude America, Ltd

key_people:
Paul Morris
Darren Indyke
Jeffrey E. Epstein

key_organizations:
Gratitude America, Ltd
DB Group


document_description: This document provides a summary of the account ownership for Neptune, LLC, a checking account used for the daily needs of running Jeffrey Epstein's home in NYC. It includes details about the expected inflows and outflows, volume of assets, and related parties.

title: Account Ownership Summary for Neptune, LLC

key_people:
Jeffrey E. Epstein
Darren Indyke
Harry Beller
Stewart Oldfield

key_organizations:
Neptune, LLC
DB Group


document_description: This document provides a summary of the account ownership for NES, LLC, a deposit account intended to hold funds for Jeffrey Epstein's home expenses. It includes details on expected asset inflows and outflows, asset volume projections, and related parties.

title: Account Ownership Summary for NES, LLC - Deposit

key_organizations:
NES, LLC
DB Group


document_description: Know Your Customer (KYC) document for Darren Indyke, detailing personal and professional information, including residence, occupation, and relationship with Deutsche Bank.

key_organizations:
Southern Financial LLC
Deutsche Bank


document_description: Know Your Customer (KYC) document for Harry Beller, detailing personal, professional, and financial information as part of account ownership verification.

key_locations: 12 Golar Drive Monsey NY 10952 United States

key_locations: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022

key_organizations:
HBRK Associates, Inc
Deutsche Bank


document_description: A Know Your Customer (KYC) form with fields for financial information, other known financial institutions, and family situation, but no values filled in.

document_subtype: KYC Form


document_description: Know Your Customer (KYC) document for Jeffrey E. Epstein detailing personal, professional, and financial information.

title: KYC Print for Jeffrey E. Epstein

key_people:
Jeffrey E. Epstein
Bill Clinton
Prince Andrew

key_locations: 6100 Red Hook Quarter B3, St. Thomas, United States


document_description: This document provides a detailed financial and organizational profile of Jeffrey Epstein, including his estimated annual income, net worth, and details about his financial management firm and philanthropic foundation. It includes information about his legal entity, Gratitude America Ltd, and its organizational structure.

key_people:
Jeffrey Epstein
Darren Indyke
Erika Kellerhals
Leslie Wexner
Alan C. Greenberg

key_locations:
US Virgin Islands
Manhattan
St. Thomas

key_organizations:
J. Epstein & Co.
Bear Stearns
Financial Trust Company
Southern Trust Company Inc
Gratitude America Ltd


document_description: This document is a Know Your Customer (KYC) form for the entity Gratitude America, detailing its legal and financial information. Jeffrey Epstein is the president, Darren Indyke is the treasurer, and Erika Kellerhals is the secretary. The foundation is funded by Jeffrey Epstein and has an estimated gross receipt of $500,000 annually. It is a philanthropic/charitable foundation incorporated in the US Virgin Islands on April 25, 2012.

title: KYC Document for Gratitude America

key_people:
Jeffrey Epstein
Darren Indyke
Erika Kellerhals

key_locations: USA USVI

key_organizations:
Gratitude America
Deutsche Bank


document_description: KYC document for a 501(c)3 foundation associated with Jeffrey Epstein, detailing organizational structure, ownership, and financial information.

key_locations:
St. Thomas
USA
USVI

key_organizations:
Neptune LLC
Deutsche Bank


document_description: KYC document for a single member LLC owned by Jeffrey Epstein, detailing its organizational structure, ownership, and financial profile. The LLC is formed to manage funds for Jeffrey Epstein's NYC home.

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations:
USA
St. Thomas


document_description: This document provides Know Your Customer (KYC) information for NES, LLC, a company associated with Jeffrey Epstein. It includes details about the legal entity, its purpose, ownership structure, and financial information.

title: KYC Information for NES, LLC

key_people:
Jeffrey Epstein
Darren Indyke
Harry Beller

key_locations:
USA
St. Thomas, US Virgin Islands

key_organizations:
NES, LLC
Deutsche Bank


document_description: A document containing a table with columns for Institution, Country, and Estimated Assets Under Management. The table appears to be part of a KYC (Know Your Customer) process.

document_subtype: KYC Print


document_description: This document is a KYC (Know Your Customer) form for Southern Financial Relationship, marked as high risk, with compliance signature by Yoonsun Chung. It includes checks for various databases and summarizes findings related to Jeffrey Epstein and associated entities. No negative media or court cases were found for Gratitude America and Darren Indyke. Jeffrey Epstein's previous KYC numbers are noted, and all negative media pertains to previously approved court cases. Neptune LLC's court case is a false positive. Epstein is noted as a PEP and has a criminal conviction. No litigation against Deutsche Bank or associations with sanctioned countries were found.

title: DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B

key_people:
Jeffrey Epstein
Darren Indyke
Yoonsun Chung
Salvatore Judice

key_locations: USVI NYC

key_organizations:
Deutsche Bank
Neptune LLC
Gratitude America


document_description: A Know Your Customer (KYC) form assessing the risk factors associated with a client or related party. The form indicates no financial or other associations with high-risk countries, no complex account structures, and no prohibited business relationships. Corporate documentation is attached, and no undisclosed principal form is applicable.


document_description: The document outlines the policy statement for Deutsche Bank Private Wealth Management (PWM) regarding AML compliance and KYC procedures. It emphasizes the responsibility of Client Facing Professionals (CFPs) to establish and maintain business relationships with clients who meet high standards of suitability, background, and character. The document also includes a declaration for signers to confirm the accuracy of information and adherence to procedures.

title: Deutsche Bank Private Wealth Management Policy Statement

document_subtype: policy statement


document_description: The first meeting of Incorporators of Mort, Inc. was held on April 12, 2011, in St. Thomas, U.S. Virgin Islands. William S. McConnell was chosen as Chairman and Denise J. Richards as Secretary. The Articles of Incorporation were presented and confirmed filed with the Lieutenant Governor's office.

title: Minutes of the First Meeting of Incorporators of Mort, Inc.

key_people:
William S. McConnell
Denise J. Richards
Michelle Connor

key_locations: Charlotte Amalie, St. Thomas, U.S. Virgin Islands

document_subtype: meeting minutes

key_organizations:
Mort, Inc.
Dudley, Topper and Feuerzeig


document_description: The document details the adoption of bylaws for a corporation, the election of a Board of Directors, and the authorization for the Board to issue shares. Jeffrey Epstein, Darren Indyke, and Richard Kabn were elected as directors.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kabn

document_subtype: corporate minutes


document_description: The document contains the minutes of a meeting chaired by William S. McConnell and attended by Denise J. Richards and Michelle Connor. The meeting was adjourned after all business was concluded. The minutes were acknowledged by all incorporators without protest of absence of notice.

title: Meeting Minutes


document_description: Signature card for Deutsche Bank Trust Company Americas account under Mort, Inc. with Jeffrey Epstein and Darren Indyke as signatories.

key_people:
Jeffrey Epstein
Darren Indyke
Samen Judge

document_subtype: signature card

key_organizations:
Deutsche Bank Trust Company Americas
Mort, Inc


document_description: A note from Vijay Sawant, a KYC Case Representative at Deutsche Bank, regarding the launch of KYC cases upon confirmation of material changes on accounts.

document_subtype: note

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: This document outlines the authorized signers for an LLC, including Jeffrey Epstein and Darren Indyke, and specifies their signing authority. It confirms the validity of the LLC resolutions and the authority of the signers.

document_subtype: LLC Resolutions


document_description: This document is a certificate of resolutions for LIEGE LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the company's managers, members, officers, employees, and agents to manage accounts with the bank, and includes indemnification clauses for the bank.

title: Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas

key_organizations:
Deutsche Bank Trust Company Americas
LIEGE LLC


document_description: This document outlines the authorized signers for a corporation, specifically naming Jeffrey Epstein and Darren Indyke as authorized signers. It specifies the conditions under which they are authorized to act individually or jointly. The document also confirms the validity of the corporate resolutions and the authority of the signers.

document_subtype: Corporate Resolutions


document_description: Request for updated identification documents and Fincen CDD form for the 2007 Jeffrey E Epstein Insurance Trust#3 account. Confirmation of material changes and address verification needed.

key_people:
Jeffrey E. Epstein
Darren Indyke
Richard Kahn
Vijay Sawant

document_subtype: memo


document_description: This document is a Certificate of Corporate Resolutions for a corporation, listing authorized signers including Jeffrey Epstein and Darren Indyke. It outlines the authority granted to these signers and confirms the validity of the corporate resolutions as of the date specified.

key_people:
Jeffrey Epstein
Darren Indyke

document_subtype: Corporate Resolution


document_description: This document is a certificate of resolutions for Plan O, LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the company's managers, members, officers, employees, and agents to manage accounts with the bank, and includes indemnification clauses for the bank.

document_subtype: Certificate of Limited Liability Company Resolutions

key_organizations:
Deutsche Bank Trust Company Americas
Plan O, LLC


document_description: This document is a KYC (Know Your Customer) record for various legal entities associated with Jeffrey Epstein, detailing account names, numbers, and opening dates. It includes relationship details such as the relationship name, booking center, relationship manager, and client introduction details.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Jeffrey Epstein
Stewart Oldfield
Darren Indyke

key_organizations:
Zorro Management, LLC
LSJE, LLC
Mort, Inc
Jeepers Inc
Hyperion Air, LLC
Plan D LLC
JEGE LLC
JEGE Inc
Deutsche Bank


document_description: This document provides a summary of the account ownership for Zorro Management, LLC, including account purpose, expected asset inflows and outflows, and related parties.

title: Account Ownership Summary for Zorro Management, LLC

key_people:
Stewart Oldfield
Jeffrey E. Epstein
Darren Indyke

key_organizations:
Zorro Management, LLC
DB Group


document_description: This document provides a summary of the account ownership for Zorro Management, LLC, managed by Stew Oldfield. The account is intended to manage the monthly expenses of the company, with expected inflows/outflows of no more than 15k monthly. The document lists related parties including Jeffrey E. Epstein and Darren Indyke, and details expected asset volumes and currency.

key_people:
Stew Oldfield
Jeffrey E. Epstein
Darren Indyke


document_description: This document provides a summary of the account ownership for LSJE, LLC, managed by Stewart Oldfield. The account is intended to manage the monthly expenses of the company, with expected inflows/outflows of $0-$30k monthly. Initial asset volume is expected to be $121,165 USD, growing to $350,000 USD after one year. Jeffrey E. Epstein and Darren Indyke are listed as signatories or with full power of attorney.

title: Account Ownership Summary for LSJE, LLC

key_organizations:
LSJE, LLC
DB Group


document_description: KYC document for Jeepers Inc- Brokerage account managed by Stewart Oldfield, detailing account purpose, asset origin, inflows/outflows, expected assets, and parties related to the account.

title: Jeepers Inc- Brokerage Account KYC

key_people:
Stewart Oldfield
Jeffrey E. Epstein
Darren Indyke
Jean Anne Brennan Wiebracht
Harry Beller

key_organizations:
Jeepers Inc
DB Group


document_description: This document is a Know Your Customer (KYC) account ownership summary for Hyperion Air, LLC. It details the purpose of the account, expected asset inflows and outflows, and lists related parties including Jeffrey E. Epstein, Darren Indyke, and Harry Beller. The account is managed by Stewart Oldfield and is used to manage the monthly expenses of the company.

title: KYC Print - Hyperion Air, LLC Account

key_people:
Stewart Oldfield
Jeffrey E. Epstein
Darren Indyke
Harry Beller

document_subtype: Account Ownership Summary

key_organizations:
Hyperion Air, LLC
DB Group


document_description: This document provides a summary of the account ownership and related details for Plan D LLC's deposit account managed by Stewart Oldfield. The account is intended to manage the company's monthly expenses with expected inflows/outflows of $10k to $150k monthly. The document lists related parties including Jeffrey E. Epstein as the Ultimate Beneficial Owner and signatories Darren Indyke and Harry Beller.

title: Account Ownership Summary for Plan D LLC

key_organizations:
Plan D LLC
DB Group


document_description: This document provides a summary of the account ownership for JEGE Inc - Deposits, managed by Stewart Oldfield. The account is intended to manage the monthly expenses of the company, with expected inflows/outflows of less than $5k monthly. The expected volume of assets is $963,187.55 after 90 days and $950,500 after one year. Jeffrey E. Epstein and Darren Indyke are signatories or have full POA for the account.

title: Account Ownership Summary for JEGE Inc - Deposits

key_organizations:
JEGE Inc
DB Group


document_description: This document provides detailed information about an individual, Darren Indyke, including personal details, professional background, and relationship with Deutsche Bank. It includes information about his residence, citizenship, occupation, and interactions with bank officers. The document also addresses his wealth details, although many fields are left empty.

key_people:
Darren Indyke
Stewart Oldfield

key_locations:
Livingston, USA
Lexington Ave, NY, USA

key_organizations:
Southern Financial LLC
Deutsche Bank


document_description: A KYC form page listing other known financial institutions and family situation details for an individual. The form is incomplete with placeholders for institution names, countries, and estimated assets under management.

document_subtype: KYC (Know Your Customer) form


document_description: KYC form for Brice M. Gordon, detailing personal and professional information, including residence, occupation, and relationship with Deutsche Bank.

key_locations: 49 Zorro Ranch Rd, Stanley, United States

document_subtype: KYC (Know Your Customer) Form

key_organizations:
Zorro Management LLC
Deutsche Bank


document_description: A KYC form page listing other known financial institutions and family situation details of an individual. The form is incomplete with placeholders for institution names, countries, and estimated assets under management.


document_description: This document contains Know Your Customer (KYC) information for an individual named Harry Beller. It includes personal details, employment information, and questions related to political exposure and relationships with Deutsche Bank. The document also has sections for wealth details, which are not filled in.

title: KYC Print - Individual Details

key_locations: Lexington Avenue, Monsey, NY, United States

key_organizations:
HBRK Associates, Inc
Deutsche Bank


document_description: Know Your Customer (KYC) document for Jeffrey E. Epstein, detailing personal, professional, and financial information as part of account ownership summary.

key_people:
Jeffrey E. Epstein
Bill Clinton
Prince Andrew


document_description: KYC form for Jean Anne Brennan Wiebracht, detailing personal and financial information including residence, occupation, and relationship with Deutsche Bank.

key_organizations:
Southern Financial, LLC
Deutsche Bank


document_description: Know Your Customer (KYC) document for Zorro Management, LLC, detailing its legal entity information, ownership, and signatories.

key_locations: 6100 Red Hook Quarter, B3 St. Thomas, USVI 00802, United States

key_organizations:
Zorro Management, LLC
Deutsche Bank


document_description: KYC document for LSJE, LLC, a real estate holding company owned by Jeffrey Epstein, detailing its legal entity details, wealth profile, and ownership structure.

key_locations:
US Virgin Islands
USA
St. Thomas


document_description: KYC document detailing the financial and legal entity information related to Jeffrey Epstein's private residence and associated entities.

key_locations:
USA
USVI
St. Thomas

key_organizations:
LSJE, LLC
Mort, Inc
Deutsche Bank


document_description: This document provides Know Your Customer (KYC) information for Jeepers, Inc, an investment holding company owned by Jeffrey Epstein. It includes details about the company's business activities, legal entity information, and financial profile.

title: KYC Document for Jeepers, Inc

key_locations:
United States Virgin Islands
United States

key_organizations:
Jeepers, Inc
Deutsche Bank


document_description: This document provides a Know Your Customer (KYC) profile for Jeffrey Epstein, focusing on his ownership of Jeepers Inc and Hyperion Air, LLC. It includes details about the legal entities, their business activities, financial estimates, and other known financial institutions associated with Epstein.

title: KYC Print for Jeffrey Epstein

key_people:
Jeffrey Epstein
Jeanne Brennan
Harry Beller
Darren Indyke

key_locations:
USA
US Virgin Islands

key_organizations:
Jeepers Inc
Hyperion Air, LLC
Deutsche Bank


document_description: KYC document for JEGE, LLC, a single member LLC owned by Jeffrey Epstein. The entity is created to hold funds for costs associated with one of Epstein's planes. The document includes details about the entity's structure, ownership, and financial estimates.

key_people:
Jeffrey Epstein
Harry BeNer
Darren Indyke

key_organizations:
JEGE, LLC
Deutsche Bank


document_description: KYC document for JEGE, Inc, a single-member LLC owned by Jeffrey Epstein, formed to hold funds for taxes and payments related to one of Epstein's airplanes. The document includes details on the entity's incorporation, ownership, and financial profile.

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations: 6100 Red Hook, Quarter B3 St, Thomas 00802 United States

key_organizations:
JEGE, Inc
Deutsche Bank


document_description: KYC document assessing special risk factors for an account. The account does not have a nexus to high-risk countries, is not unusually complex, and there is no indication of a non-operating company set up for transferring shares to third parties. No prohibited business relationships or acceptable controls on bearer shares are identified.


document_description: This document contains KYC comments and approvals related to high-risk clients associated with Jeffrey Epstein. It includes comments from Cynthia Rodriguez and Kshitij Golani, detailing the KYC process, risk factors, and approvals. The document also lists onshore and LATAM/international approvals with signatures from various professionals.

key_people:
Cynthia Rodriguez
Kshitij Golani
Jeffrey Epstein
Bill Clinton
Prince Andrew
Stewart Oldfield
Andrew F Gallivan
Yoonsun Chung

document_subtype: KYC Comments and Approvals

key_organizations:
Zorro Management, LLC
LSJE, LLC
Mort, Inc
Jeepers Inc
Hyperion Air, LLC
Plan D LLC
JEGE LLC
JEGE Inc
Southern Trust Company Inc


document_description: The document outlines Deutsche Bank Private Wealth Management's commitment to serving clients professionally, emphasizing the importance of due diligence and knowing the client. It includes a declaration for signers to confirm the accuracy of information and adherence to anti-money laundering procedures.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It is produced in native format and is subject to confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, seeking confirmation on account details and tax status for entities associated with Jeffrey Epstein. The memo requests verification of responsible parties and material changes for accounts held by J. Epstein Virgin Islands Foundation, Inc and Hyperion Air, LLC. It also seeks assistance in obtaining a Statement of Status (SoS) from the US Virgin Islands government registry.

key_people:
Jeffrey Epstein
Darren K. Indyke
Erika Kellerhals
Harry Beller
Vijay Sawant


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: Request for confirmation of material changes to an account and FinCen CDD form requirement for GoldenTree Asset Management UK LLP & GoldenTree Asset Management, LP.

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
GoldenTree Asset Management UK LLP
GoldenTree Asset Management, LP


document_description: Wire transfer instruction from Darren K Indyke to Bradly for transferring EUR 948.60 from account #35269691 to THEOTECH in France.

key_people:
Darren K Indyke
Bradly
Jeffrey E. Epstein

document_subtype: wire transfer

key_organizations:
LCL Bank
THEOTECH


document_description: A confidential note or letter signed by Bella, including a contact telephone number.


document_description: This document appears to be a spreadsheet related to deposit returns, possibly containing financial data.

title: Copy of DEPOSIT RETURN

document_subtype: spreadsheet


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0051866, SDNY_GM_00198050, and EFTA01362452, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: A request for a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: The email discusses issues related to the KYC (Know Your Customer) process for accounts associated with Jeffrey Epstein, including The 2007 Jeffrey E. Epstein Insurance Trust #3, The Haze Trust, NES, LLC, and Plan D, LLC. The email highlights rejection points that need to be addressed, such as confirmation of information accuracy, approval dates, and inconsistencies in business narratives. The email requests assistance in resolving these issues.

title: Assistance require in resolving points - KYC 101977695 (I)

key_people:
Alka Babu
Bradley Gillin
Richard larossi
Vinita Advani
Vijay-A Sawant
Andrew Gallivan
Darren

document_subtype: email


document_description: Request for identification and verification of legal representatives for a company, with a focus on the status of Lawrence Visoski as the initial manager.

key_people:
Lawrence Visoski
Alka Babu

key_organizations:
Deutsche CM Centre Private Limited
Deutsche Bank Group


document_description: Internal memo from Bradley Gillin at Deutsche Bank Wealth Management to Vijay regarding KYC remediation for Jeffrey Epstein's entities. The memo requests confirmation on the need for Certificates of Good Standing for various entities and discusses FinCEN forms related to tax-exempt status inquiries.

key_people:
Bradley Gillin
Vijay
Jeffrey Epstein

document_subtype: internal memo

key_organizations: J. Epstein Virgin Islands Foundation, Inc

key_organizations: The 2007 Jeffrey E. Epstein Insurance Trust #3


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0051881, SDNY_GM_00198065, and EFTA01362464.


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It includes reference numbers that suggest it is part of a legal case or investigation.


document_description: Certification of beneficial ownership for an account opened by Jeffrey E. Epstein for Hyperion Air, LLC, a USVI limited liability company. Epstein is listed as the sole member and beneficial owner with significant responsibility for managing the entity.

key_people:
Jeffrey E. Epstein
Brad Billin

document_subtype: Certification of beneficial owner(s)


document_description: Certification of beneficial ownership for J. Epstein Virgin Islands Foundation, Inc., a 501(c)(3) private foundation/USVI corporation. Jeffrey E. Epstein is listed as the President and the individual with significant responsibility for managing the legal entity.

key_people:
Jeffrey E. Epstein
Brad Gillin

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802

document_subtype: Certification of Beneficial Owner


document_description: Certification of beneficial ownership for JEEPERS, INC., a USVI corporation, with Jeffrey E. Epstein as the president and beneficial owner. The document includes personal and legal entity information required for opening a financial account.

key_people:
Jeffrey E. Epstein
Brd Gillin


document_description: Certification of beneficial ownership for JEGE, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal information and certification signatures.

key_people:
Jeffrey E. Epstein
B. Gillin

document_subtype: Certification of Beneficial Owner(s)


document_description: Certification of beneficial ownership for LSJE, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal details and certification signatures.

key_people:
Jeffrey E. Epstein
B. Gilla


document_description: Certification of beneficial ownership for NES, LLC, a New York limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal information and addresses for compliance with financial regulations.


document_description: Certification of beneficial owner(s) for an account being opened on behalf of a legal entity. The document lists Jeffrey E. Epstein as the sole member and beneficial owner of the entity, St PLAN 6100 THOMAS, RED 0, LLC, a limited liability company based in St. Thomas, USVI.


document_description: Certification of beneficial owner(s) for an account opened by Jeffrey E. Epstein on behalf of Southern Financial, LLC, a USVI limited liability company. The document includes details of ownership and management responsibilities.


document_description: Certification of beneficial owner for Zorro Management, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_people:
Jeffrey E. Epstein
Bred Gillin


document_description: Due diligence research conducted by PWM BIS-RESEARCH on Plan D, LLC, following AML Compliance standards. The report includes results from various databases, indicating no significant negative media or alerts found. Prepared by Priyanka Sharma.

document_subtype: due diligence report

key_organizations:
PWM BIS-RESEARCH
AML Compliance


document_description: The document contains OFAC and D&B results for Plan D, LLC, registered in the U.S. Virgin Islands. No matches or alerts were found in OFAC and FIRCOSOFT checks. No negative media information was found.

key_locations:
Virgin Islands
St Thomas

document_subtype: OFAC and D&B Results

key_organizations:
Plan D, LLC
Dun & Bradstreet


document_description: This document is a business report for Plan D, LLC, a private proprietorship founded in 2018, located in Ruidoso, NM. The company is involved in equipment rental and leasing, with an estimated total of 2 employees. The report includes various company identifiers, market and industry information, and a summary of public records.

title: SmartLinx® Comprehensive Business Report

key_locations:
Ruidoso, NM
Lincoln County

document_subtype: business report

key_organizations:
Plan D, LLC
LexisNexis


document_description: Business profile for PLAN D LLC, including incorporation details, operating locations, and industry information. No real property, personal property, secured assets, executives, or sales records found. The business is incorporated in an unspecified state with a filing date of 10/20/2006 and an expiration date of 11/20/2008. The business operates in the miscellaneous personal services industry.

key_locations: 2629 Sudderth Dr, Ruidoso, NM 88345-6302, Lincoln County

document_subtype: business profile


document_description: The document contains UCC filings with one debtor and no creditor. The filing is active and was originally filed on 05/23/2013 with the file number 20130008935B in New Mexico. It includes an amendment filed on 10/25/2017 with expiration on 05/23/2018. The debtor is DREAM CATCHER CAFE located in Ruidoso, NM, and the secured party is MERCHANT CAPITAL SOURCE LLC located in Huntington Beach, CA. The collateral is a receivable contract.

key_locations:
Ruidoso, NM
Huntington Beach, CA
Santa Fe, NM

document_subtype: UCC Filings

key_organizations:
DREAM CATCHER CAFE
MERCHANT CAPITAL SOURCE LLC


document_description: The document provides a business report detailing executives, business associates, and sources of information. It includes one prior executive, two business associates, and four source documents. The report also highlights risk indicators and provides a disclaimer about the accuracy of public records.

key_locations:
Ruidoso, NM
Huntington Beach, CA

document_subtype: Business Report


document_description: No court case information found in the document.

document_subtype: Court Cases


document_description: An internal email from Annanya Pareek regarding an investigation on a wire transfer case. The beneficiary bank is unable to apply the payment due to missing information. The email requests additional details to amend the payment and mentions a potential FX loss if not resolved by November 28, 2016.

key_people:
Annanya Pareek
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez

key_locations:
New York, NY
Germany

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank Trust Company America
DEUTGB2LF4C DEUTSCHE BANK FX4CASH


document_description: A memo regarding a missing identification number and VO code for a banking transaction. The memo advises that the details need to be amended before November 24, 2016, to avoid funds being reconverted and returned, potentially resulting in a financial loss. The memo requests additional details to enable the beneficiary to apply funds and provides a reference number for future correspondence.

document_subtype: memo

key_organizations:
DBOI Global Services Private Limited
COO Wealth Management Operations


document_description: A check for $450,000.00 deposited to account 35269691 was returned due to the remitter's account being in 'REFER TO MAKER' status. The item will be returned only. The memo is from Divya Rajawat of DBOI Global Services Private Limited.

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


document_description: An overdraft notice from Deutsche Bank Trust Co. Americas addressed to NES, LLC and Jeffrey Epstein, indicating an overdraft of $21,333.16 as of June 7, 2019. The document requests a deposit to cover the overdraft and mentions a fee deduction for handling returned items.

key_locations: 6100 Red Hook Quarter, St. Thomas, United States Virgin Islands

document_subtype: Overdraft Notice

key_organizations:
Deutsche Bank Trust Co. Americas
NES, LLC
Oxford Health


document_description: A check issued from The 2007 Jeffrey E. Epstein Insurance Trust #3 to Jackson National Life Insurance Company for the amount of $9,382.40.

key_people:
Jeffrey E. Epstein
Drew K. Hishaw

key_locations:
New York, NY
Pittsburgh, PA

document_subtype: check


document_description: A note emphasizing the urgency of a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: A communication from Deutsche Bank's Signature Verification team requesting a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.

key_organizations:
Deutsche Bank
Federal Reserve


document_description: A request for a reply by 3:15 p.m (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: A memo regarding a payment order dated 30/08/2018 for EUR 10,000.00 that was returned by the beneficiary bank. The memo requests amendment details by COB 10.04.2019 to avoid reconversion and potential FX loss.

key_locations:
Jaipur, India
Dublin, Ireland

key_organizations:
DBOI Global Services Private Limited
Dublin Ireland Regional Service Center


document_description: Amber Davis from Deutsche Bank Securities Inc. requests a tax document for a flagged fund.

key_people:
Amber Davis
Kareen Johnson

key_organizations:
Deutsche Bank Securities Inc.
SOUTHERN FINANCIAL LLC


document_description: The email discusses pending items related to accounts under Southern Financial LLC and LSJE, LLC. It highlights the need for information on the purpose, expected size, and frequency of transactions for certain accounts, including those associated with Jeffrey Epstein.

key_people:
Vijay Sawant
Richard Iarossi
Bradley Gillin
Stewart Oldfield
Jeffrey Epstein

key_organizations: J Epstein Virgin Islands Foundation, Inc


document_description: Request for updated identification documents and Fincen CDD form for LSJE, LLC account. Confirmation of material changes needed. Certificate of Existence found, but SoS and COGS missing. KYC case to be launched upon confirmation.

key_people:
Darren Indyke
Jeanne Brennan
Jeffrey Epstein
Vijay Sawant

key_locations:
Mumbai, India
USVI

key_organizations:
LSJE, LLC
Deutsche Bank Group Wealth Management


document_description: Settlement instructions for securities transactions involving the Depository Trust Company (DTC) and Federal Reserve Bank, with Citibank N.A, New York Branch as the local agent. Includes SWIFT addresses, local clearing numbers, and custodian details.

key_locations:
New York, NY
Zurich

document_subtype: settlement instructions

key_organizations:
Depository Trust Company (DTC)
Federal Reserve Bank
Citibank N.A, New York Branch
SIX SIS AG, Zurich

reference_numbers:
DTC 00908
Agent ID. 27603
Fed. No. ABA 021000089
Euroclear 93593
CEDEL 13463


document_description: A memo from Nina Tona, Associate Business Control Manager at Deutsche Bank Wealth Management, discussing the retention of Southern Financial LLC as a client. The memo outlines pending tasks including providing sales representatives, certification of incorporation, attestation, and sales approval for various financial products. The memo emphasizes confidentiality and the non-advisory nature of the communication.

key_people:
Nina Tona
Xavier Avila

key_organizations:
Deutsche Bank Wealth Management
Southern Financial LLC