document_description: This document provides detailed information about the private fund GOLDENTREE CREDIT OPPORTUNITIES 2012-1 FINANCING, LTD., including its identification number, organizational details, and regulatory status. It specifies the fund's exclusion under the Investment Company Act of 1940, its non-participation in master-feeder arrangements, and its classification as a securitized asset fund.

title: Private Fund Information for GOLDENTREE CREDIT OPPORTUNITIES 2012-1 FINANCING, LTD.

key_people:
CHRISTOPHER WATLER
DIANNE FARJALLAH


source: doj

document_description: This document provides detailed information about a private fund, including its gross asset value, ownership details, advisory services, and service providers. The fund has a gross asset value of $588,015,193, with a minimum investment commitment of $1,000,000. It is 100% owned by non-United States persons and has no beneficial ownership by the fund's advisers or funds of funds. The fund does not rely on Regulation D exemption and its financial statements are audited annually in accordance with U.S. GAAP.

document_type: financial

document_subtype: Private Fund Information


document_description: The document provides detailed information about the auditing firm and custodian used by a private fund. It includes the name and location of the auditing firm, its independence and registration status, and details about the custodian holding the fund's assets.

document_type: correspondence

key_locations:
NEW YORK, New York, United States
HOUSTON, Texas, United States

document_subtype: audit and custodian information

key_organizations: Public Company Accounting Oversight Board


document_description: This document provides information about the private fund GOLDENTREE CREDIT OPPORTUNITIES EUROPEAN CLO 2013-1 B.V., including its administration, valuation, and marketing practices. It also includes details about the fund's organization and regulatory status.


document_description: This document provides information about a private fund, including its type, asset value, ownership details, and advisory services. The fund is identified as a securitized asset fund with a current gross asset value of $352,536,126. It requires a minimum investment commitment of $1,000,000 and is 100% owned by non-United States persons. The document also confirms that the fund is not a 'fund of funds' and did not invest in securities issued by registered investment companies during the last fiscal year.


document_description: This document contains information about a private fund, including details about investment advisers, client solicitation, private offering exemptions, and service providers such as auditors and prime brokers. The fund's financial statements are audited by PricewaterhouseCoopers LLP, located in New York, and are prepared in accordance with U.S. GAAP. The auditing firm is an independent public accountant registered with the Public Company Accounting Oversight Board and subject to regular inspection. The fund does not use prime brokers.


document_description: The document provides information about the custodians and administrators used by a private fund. It includes details about the custodian BANK OF NEW YORK MELLON (IRELAND) LIMITED and the administrator TMF STRUCTURED FINANCE B.V., including their locations and whether they are related persons to the firm.

key_locations:
Dublin, Ireland
Amsterdam, Netherlands

document_subtype: Private Fund Custodian and Administrator Information


document_description: This document provides detailed information about the GOLDENTREE CREDIT OPPORTUNITIES MASTER FUND LTD, including its registration details, organizational structure, and regulatory compliance. It confirms that the fund does not use external marketers and is organized under the laws of the Cayman Islands. The fund qualifies for exclusion under section 3(c)(7) of the Investment Company Act of 1940 and is part of a master-feeder arrangement.

title: Private Fund Information for GOLDENTREE CREDIT OPPORTUNITIES MASTER FUND LTD

key_people:
Martin Byrne
Tim Woolaver
Steven A. Tananbaum


document_description: The document provides information about two feeder funds under a master-feeder arrangement. The first fund, GOLDENTREE CREDIT OPPORTUNITIES LP, is organized in Delaware, United States, with GOLDENTREE CREDIT OPPORTUNITIES GP LLC as the general partner. It qualifies for exclusion under section 3(c)(1) of the Investment Company Act of 1940. The second fund, GOLDENTREE CREDIT OPPORTUNITIES LTD, is organized in the Cayman Islands with Martin Byrne, Tim Woolaver, and Steven A. Tananbaum as directors. It also qualifies for exclusion under section 3(c)(1) of the Investment Company Act of 1940 and is registered with the Cayman Islands Stock Exchange Authority.

key_locations:
Delaware, United States
Cayman Islands

document_subtype: Feeder Fund Information

key_organizations:
GOLDENTREE CREDIT OPPORTUNITIES LP
GOLDENTREE CREDIT OPPORTUNITIES GP LLC
GOLDENTREE CREDIT OPPORTUNITIES LTD
Cayman Islands Stock Exchange Authority


document_description: This document is a questionnaire related to a private fund, detailing its structure, investments, and ownership. It confirms that the fund is a hedge fund, not a fund of funds, and does not invest in registered investment companies. The document provides financial details such as the fund's gross asset value and minimum investment commitment, as well as ownership percentages by various entities.

document_type: tabular

document_subtype: questionnaire


document_description: This document provides information about a private fund's reliance on an exemption from registration under Regulation D of the Securities Act of 1933, its auditing practices, and its use of prime brokers. The fund's financial statements are audited annually by PricewaterhouseCoopers in New York, and the firm is registered with the Public Company Accounting Oversight Board. The fund also uses Barclays Capital Inc. as a prime broker, which is registered with the SEC.


document_description: The document provides information about the prime brokers and custodians used by a private fund. It includes details about the prime brokers Goldman Sachs & Co. LLC and J.P. Morgan Clearing Corp., both located in New York, and their role as custodians. Additionally, it mentions the Bank of New York Mellon as a custodian.

document_subtype: Prime Broker and Custodian Information

key_organizations:
Goldman Sachs & Co. LLC
J.P. Morgan Clearing Corp.
Bank of New York Mellon


document_description: This document provides information about custodians used by a private fund, including their legal names, primary business names, locations, and SEC registration numbers.

key_locations:
Houston, Texas, United States
New York, New York, United States

document_subtype: custodian information

key_organizations:
BARCLAYS CAPITAL INC.
GOLDMAN SACHS & CO. LLC
J.P. MORGAN CLEARING CORP.


document_description: This document provides information about the custodian and administrator of a private fund. It includes details about the custodian, JPMorgan Chase Bank, N.A, located in New York, and the administrator, State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited, located in Dublin, Ireland. The document confirms that the custodian is not a related person to the firm and provides the SEC registration number for the custodian. It also confirms that the administrator is not a related person to the firm and that it prepares and sends investor account statements to all investors.

key_locations:
New York, United States
Dublin, Ireland

document_subtype: Custodian and Administrator Information


document_description: The document provides information about the valuation of a private fund's assets and the use of external marketers for the fund. It states that 99% of the fund's assets were valued by an external person, not related to the fund. The document also confirms the use of external marketers, specifically Benjamin & Jerold Brokerage I, LLC and CAIS Capital LLC, for marketing purposes.

key_people:
BENJAMIN & JEROLD BROKERAGE I, LLC
CAIS CAPITAL LLC


document_description: This document is a questionnaire related to the use of marketers by a private fund. It includes questions about the relationship of the marketer to the firm, the marketer's registration details, office location, and whether the marketer uses websites for marketing.

key_people: Merrill Lynch, Pierce, Fenner & Smith Incorporated


document_description: The document provides information about marketers associated with a private fund, including their names, locations, and registration details. It also includes details about the private fund itself.

key_people:
RT FINANCIAL SERVICES AG
WELLS FARGO INVESTMENT INSTITUTE, INC.

key_locations: Charlotte, North Carolina, United States

document_subtype: Private Fund Marketing Information

key_organizations: GOLDENTREE DISTRESSED DEBT FUND (CAYMAN) LP


document_description: This document provides information about the GOLDENTREE DISTRESSED DEBT FUND GP LLC, including its classification under the Investment Company Act of 1940, registration with foreign financial regulatory authorities, master-feeder arrangement status, fund of funds status, investment in securities, type of fund, current gross asset value, and minimum investment commitment required.


document_description: This document provides details about a private fund, including ownership percentages, advisory services, and service providers. It includes information about the fund's beneficial owners, investment advisers, client investments, and reliance on Regulation D exemptions. Additionally, it details the auditing firm responsible for the fund's financial statements.


document_description: The document provides information about the auditing and prime brokerage arrangements for a private fund. It confirms that the auditing firm is subject to regular inspection by the Public Company Accounting Oversight Board and that the fund's audited financial statements are distributed to investors. J.P. Morgan Clearing Corp. is identified as the prime broker and custodian for the fund, with details about its registration and location provided.


document_description: This document provides information about the custodians and administrators used by a private fund. It includes details about JPMorgan Chase Bank, N.A as the custodian and State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited as the administrator. It also mentions the percentage of assets valued by non-related persons.


document_description: The document provides information about the marketing practices of a private fund, specifically the use of external marketers. It includes details about the marketer RT Financial Services AG, based in Zurich, Switzerland, and the private fund GoldenTree Distressed Debt Fund LP, organized in Delaware, USA.

key_people:
RT Financial Services AG
GoldenTree Distressed Debt Fund GP LLC

key_locations:
Zurich, Switzerland
Delaware, United States

key_organizations:
GoldenTree Distressed Debt Fund LP
RT Financial Services AG


document_description: This document provides detailed information about a private hedge fund, including its structure, investment strategy, and ownership details. It confirms that the fund is not part of a master-feeder arrangement, is not a fund of funds, and did not invest in registered investment companies during the last fiscal year. The fund is identified as a hedge fund with a current gross asset value of $213,991,000. The minimum investment commitment required is $1,000,000, with 51 beneficial owners. The fund is 21% owned by the advisor and related persons, with no ownership by funds of funds or non-U.S. persons.


document_description: This document contains information about a private fund, including details about subadvisers, investment advisers, client investments, and exemptions from registration under Regulation D. It also includes information about the fund's auditors and their compliance with U.S. GAAP and PCAOB regulations.


document_description: This document provides information about the custody and administration of a private fund associated with JPMorgan Chase Bank, N.A. It details the custodian and administrator of the fund, including their locations and relationships to the firm. The document also covers the valuation of the fund's assets and the use of external marketers.

document_subtype: Private Fund Custody and Administration

key_organizations: State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited


document_description: Details about the GoldenTree Distressed Debt Master Fund LP, including its organization, general partner, and regulatory status.

key_organizations: GOLDENTREE DISTRESSED DEBT MASTER FUND LP

key_organizations: GOLDENTREE DISTRESSED DEBT INTERMEDIATE FUND LTD


document_description: This document provides detailed information about a private fund, including its classification, regulatory status, investment strategy, asset value, ownership structure, and advisory services.


document_description: The document is a financial questionnaire related to private funds, covering topics such as client solicitation, private offering exemptions, and service providers like auditors and prime brokers. It includes questions about the use of Regulation D exemptions, auditing firms, and prime brokers.

document_subtype: financial questionnaire


document_description: This document provides information about the prime broker and custodians used by a private fund. J.P. Morgan Clearing Corp. is listed as both the prime broker and a custodian, with its office located in New York, United States. The document confirms that the prime broker acts as a custodian for the fund's assets. Additionally, JPMorgan Chase Bank, N.A. is also listed as a custodian. Both entities are not related persons to the firm.

key_organizations:
J.P. Morgan Clearing Corp.
JPMorgan Chase Bank, N.A.


document_description: This document provides information about a private fund, including details about its administrator and marketing practices. The fund uses an administrator located in Dublin, Ireland, and 99% of its assets were valued by a non-related person. The fund does not use external marketers.

document_type: other

key_organizations: STATE STREET ALTERNATIVE INVESTMENT SOLUTIONS OF INTERNATIONAL FUND SERVICES (IRELAND) LIMITED

key_organizations: GOLDENTREE DISTRESSED FUND 2014 (CAYMAN) LP


document_description: This document provides information about a private fund, GOLDENTREE DISTRESSED FUND 2014 GP LLC, including its classification under the Investment Company Act of 1940, its status as a fund of funds, and its investment commitments.


document_description: This document provides detailed information about a private fund, including ownership percentages, advisory services, private offering exemptions, and auditing details.


document_description: The document contains information about the auditing firm and prime broker used by a private fund. It confirms the auditing firm's independence, registration, and inspection status. It also details the prime broker and custodian information, including their registration and location.

document_subtype: audit and brokerage information


document_description: The document provides information about the custodian and administrator used by a private fund. JPMorgan Chase Bank, N.A. is the custodian, located in New York, USA, and is not a related person to the firm. State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited is the administrator, located in Dublin, Ireland, and is also not a related person to the firm. The administrator prepares and sends investor account statements to all investors. 99% of the private fund's assets were valued by a non-related person during the last fiscal year.

key_locations:
New York, USA
Dublin, Ireland


document_description: The document is a questionnaire related to the use of marketers by a private fund. It includes questions about whether the fund uses external marketers, details about the marketers, and their registration and location information.

key_locations:
George Town, Cayman Islands
New York, United States

key_organizations: AGC EQUITY PARTNERS INVESTMENT MANAGEMENT


document_description: This document provides information about the private fund GOLDENTREE DISTRESSED FUND 2014 LP, including its organization under Delaware law, its general partner, and its qualification under the Investment Company Act of 1940. It also mentions the marketer RT FINANCIAL SERVICES AG located in Zurich, Switzerland, with no SEC registration or website marketing information provided.

title: Private Fund Information for GOLDENTREE DISTRESSED FUND 2014 LP

key_people:
RT FINANCIAL SERVICES AG
GOLDENTREE DISTRESSED FUND 2014 GP LLC

document_subtype: Private Fund Information Form

key_organizations:
GOLDENTREE DISTRESSED FUND 2014 LP
RT FINANCIAL SERVICES AG


document_description: This document provides detailed information about a private fund, including its identification number, type, asset value, ownership structure, and advisory services. It specifies that the fund is a hedge fund with a current gross asset value of $163,718,000 and a minimum investment commitment of $1,000,000. The fund has 63 beneficial owners, with 30% owned by related persons and 9% by funds of funds. It also confirms that the fund is not a 'fund of funds' and did not invest in registered investment companies during the last fiscal year.


document_description: This document contains information about a private fund, including details about its auditors and prime brokers. It confirms that the private fund's financial statements are audited annually by PricewaterhouseCoopers, which is an independent public accountant registered with the Public Company Accounting Oversight Board. The fund's audited financial statements are distributed to investors, and the audit report contains an unqualified opinion. The document also notes that the private fund uses one or more prime brokers.


document_description: The document provides information about the prime brokers and custodians used by a private fund. It includes details such as the name, registration number, and location of the prime broker and custodians, as well as whether they are related persons to the firm.

key_organizations:
J.P. MORGAN CLEARING CORP.
JPMORGAN CHASE BANK, N.A


document_description: This document contains information about the administration and marketing of a private fund, including details about the fund's administrator and marketer.

document_subtype: administrative questionnaire


document_description: This document provides information about a private fund, including details about its marketer and organizational structure. The marketer, Benjamin & Jerold Brokerage I, LLC, is not a related person of the firm and does not market through websites. The private fund, GoldenTree Distressed Master Fund 2014 Ltd, is organized under the laws of the Cayman Islands and is managed by GoldenTree Distressed Fund 2014 GP LLC. The fund qualifies for exclusions under the Investment Company Act of 1940.

key_people:
Benjamin & Jerold Brokerage I, LLC
GoldenTree Distressed Fund 2014 GP LLC

document_subtype: private fund information


document_description: The document provides information about a private fund, GOLDENTREE DISTRESSED INTERMEDIATE FUND 2014 LLC, including its status in a master-feeder arrangement, its organization under Delaware, USA laws, and its general partner. It also confirms the fund's exclusion from the definition of an investment company under specific sections of the Investment Company Act of 1940.

key_locations:
Delaware
United States


document_description: This document is a financial disclosure related to a private fund, detailing its investment type, asset value, ownership structure, advisory services, and regulatory compliance.

document_subtype: financial disclosure


document_description: The document provides information about the private fund's financial audit and prime brokerage arrangements. The fund's financial statements are audited annually by Ernst & Young, located in New York, and are prepared in accordance with U.S. GAAP. The auditing firm is an independent public accountant, registered with the Public Company Accounting Oversight Board, and subject to regular inspections. The audited financial statements are distributed to investors and contain an unqualified opinion. The private fund also uses J.P. Morgan Clearing Corp. as a prime broker, which is registered with the SEC and located in New York. The prime broker acts as a custodian for some of the fund's assets.


document_description: The document provides information about custodians and administrators used by a private fund. It includes details for two custodians, J.P. Morgan Clearing Corp. and JPMorgan Chase Bank, N.A., and one administrator, State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited.


document_description: This document is a questionnaire related to the administration and marketing of a private fund. It includes information about the administrator's location, relationship to the firm, and responsibilities regarding investor account statements. It also covers the valuation of the fund's assets and the use of external marketers.

key_locations:
Dublin, Ireland
George Town, Cayman Islands


document_description: This document provides information about marketers associated with a private fund, including their names, registration details, and office locations. It also includes details about the private fund itself, such as its name, identification number, and the jurisdiction under which it is organized.

key_people:
BENJAMIN & JEROLD BROKERAGE I, LLC
RT FINANCIAL SERVICES AG
GOLDENTREE SPC LLC

key_locations:
New York, United States
Zurich, Switzerland
Cayman Islands

document_subtype: private fund marketing information


document_description: This document provides information about a private fund, including its qualification under the Investment Company Act of 1940, registration with foreign financial regulatory authorities, master-feeder arrangement status, fund of funds status, investment in registered investment companies, type of fund, current gross asset value, minimum investment commitment, and number of beneficial owners.

document_subtype: Private Fund Information


document_description: This document provides information about the ownership and advisory services related to a private fund, including the percentage of ownership by related persons, funds of funds, and non-U.S. persons. It also covers advisory services, client solicitation, and private offering exemptions. Additionally, it details the auditing services provided by Ernst & Young, including their location and registration status with the Public Company Accounting Oversight Board.


document_description: The document provides information about a private fund's use of prime brokers and custodians. It confirms that the private fund's audited financial statements are distributed to investors and contain an unqualified opinion. The fund uses J.P. Morgan Clearing Corp. as both a prime broker and custodian, located in New York, USA. The document also confirms that the custodian is not a related person of the firm.


document_description: This document provides information about the custodians and administrators used by a private fund. It includes details about JPMorgan Chase Bank, N.A as the custodian and State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited as the administrator. It also covers the relationship of these entities with the firm and their roles in asset custody and investor account statement preparation.

key_locations:
NEW YORK, New York, United States
DUBLIN, Ireland


document_description: This document provides information about the private fund GOLDENTREE E DISTRESSED DEBT FUND II LP, including its organization under Delaware law, its general partner GOLDENTREE SPC LLC, and its qualification under section 3(c)(7) of the Investment Company Act of 1940. It also addresses the fund's status in master-feeder arrangements and its registration with foreign financial regulatory authorities.

title: Private Fund Information for GOLDENTREE E DISTRESSED DEBT FUND II LP

key_organizations:
GOLDENTREE E DISTRESSED DEBT FUND II LP
GOLDENTREE SPC LLC


document_description: This document is a questionnaire related to a private fund, detailing its investment activities, ownership structure, advisory services, and regulatory compliance. The fund is identified as a hedge fund with a current gross asset value of $4,457,000. It has two beneficial owners, with 99% ownership by funds of funds and 1% by related persons. The minimum investment commitment is $100,000. The fund does not invest in registered investment companies and does not solicit clients to invest. It relies on an exemption from registration under Regulation D of the Securities Act of 1933.

document_subtype: private fund questionnaire


document_description: The document provides information about the service providers for a private fund, including auditors and prime brokers. It confirms that the fund's financial statements are audited annually by Ernst & Young, which is an independent public accountant registered with the PCAOB. The fund's audited financial statements are distributed to investors and contain an unqualified opinion. The prime broker for the fund is J.P. Morgan Clearing Corp., located in New York, which also acts as a custodian for the fund's assets.

document_subtype: service providers


document_description: The document provides information about custodians and administrators used by a private fund. It lists two custodians, J.P. Morgan Clearing Corp. and JPMorgan Chase Bank, N.A., both located in New York, USA. Neither custodian is a related person to the firm. The document also mentions the use of an administrator, but the name is confidential.

document_subtype: custodian and administrator information


document_description: This document provides information about the private fund GOLDENTREE E DISTRESSED DEBT MASTER FUND II LP, including details about its administration, valuation, and marketing practices. It specifies the location of the fund's administrator, the percentage of assets valued by non-related persons, and the fund's registration status under the Investment Company Act of 1940. The document also mentions the general partner and the fund's organization under Cayman Islands law.

title: Private Fund Information for GOLDENTREE E DISTRESSED DEBT MASTER FUND II LP

document_date: Not specified

key_locations:
Dublin, Ireland
Cayman Islands


document_description: This document provides information about the GOLDENTREE E DISTRESSED DEBT INTERMEDIATE FUND II LTD, including its identification number, organizational details, and investment classifications. It confirms that the fund is not a feeder fund in a master-feeder arrangement, is organized in the Cayman Islands, and qualifies for exclusion under section 3(c)(7) of the Investment Company Act of 1940. The fund is classified as a hedge fund and did not invest in securities issued by registered investment companies during the last fiscal year.


document_description: This document provides financial and ownership details of a private fund, including its current gross asset value, minimum investment commitment, number of beneficial owners, and ownership percentages by related persons, funds of funds, and non-U.S. persons. It also covers advisory services, client solicitation, private offering exemptions, and auditing information.


document_description: This document provides details about the auditing firm, prime broker, and custodian used by a private fund. It includes information about the auditing firm's independence, registration, and inspection status, as well as the distribution of audited financial statements. It also details the prime broker's registration and custodian status.

document_subtype: Private Fund Audit and Prime Broker Information

key_organizations:
ERNST & YOUNG
J.P. MORGAN CLEARING CORP.


document_description: The document provides information about custodians and administrators used by a private fund. It lists J.P. Morgan Clearing Corp. and JPMorgan Chase Bank, N.A as custodians, both located in New York, USA, and not related to the firm. It also mentions State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited as an administrator located in Dublin, Ireland, which is not related to the firm but prepares and sends investor account statements to all investors.


document_description: This document contains a series of questions related to the operations and structure of a private fund, specifically the GOLDENTREE EMERGING MARKETS MASTER FUND ICAV. It includes questions about investor account statements, asset valuation, marketing practices, and the fund's organizational details.

key_people:
Paul Sullivan
Aogan Foley
Thomas Gengler

document_subtype: questionnaire


document_description: This document contains information about two private funds under a master-feeder arrangement. It includes details such as the name of the private funds, their identification numbers, the jurisdiction of organization, names of key individuals involved, and regulatory details.

key_locations:
Ireland
Delaware, United States

key_organizations:
GOLDENTREE EMERGING MARKETS ICAV
GOLDENTREE EMERGING MARKETS LP
GOLDENTREE EMERGING MARKETS GP LLC
Central Bank of Ireland


document_description: This document provides detailed information about a private hedge fund, including its exclusion from the definition of an investment company under the Investment Company Act of 1940, its registration status with foreign financial regulatory authorities, and its investment structure. It also covers the fund's gross asset value, ownership details, and advisory services.

document_subtype: Investment Fund Information


document_description: This document provides information about a private fund, including its solicitation practices, investment percentages, reliance on Regulation D exemptions, and service providers such as auditors and custodians. It includes details about the auditing firm PricewaterhouseCoopers, located in Dublin, Ireland, and confirms the firm's independence and registration with the Public Company Accounting Oversight Board. The document also addresses the distribution of audited financial statements to investors and the use of custodians for holding assets.


document_description: The document provides information about the custodians and administrators used by a private fund. It includes details about the legal and primary business names, locations, and relationships to the firm for both custodians and administrators. It also covers the percentage of the fund's assets valued by non-related persons.

document_subtype: Custodian and Administrator Information


document_description: This document provides detailed information about the private fund GOLDENTREE ENTRUST DISTRESSED DEBT FUND (CAYMAN) LP, including its organization, general partner, and regulatory status. It confirms that the fund does not use external marketers and is not part of a master-feeder arrangement.

title: Private Fund Information for GOLDENTREE ENTRUST DISTRESSED DEBT FUND (CAYMAN) LP


document_description: This document is a financial questionnaire related to a private fund, detailing its classification, investment activities, ownership structure, and regulatory compliance. It confirms the fund is a 'fund of funds' investing in related funds, primarily a hedge fund with a gross asset value of $54,060,000. The document outlines ownership percentages, minimum investment commitments, and regulatory exemptions.


document_description: The document provides information about the service providers for a private fund, including auditors and prime brokers. The fund's financial statements are audited annually by Ernst & Young, which is an independent public accountant registered with the PCAOB and subject to regular inspections. The audited financial statements are distributed to investors and contain an unqualified opinion. The fund also uses J.P. Morgan Clearing Corp. as a prime broker, which is registered with the SEC and acts as a custodian for the fund's assets.

key_organizations: Public Company Accounting Oversight Board


document_description: The document provides information about custodians and administrators used by a private fund. It lists two custodians, J.P. Morgan Clearing Corp. and JPMorgan Chase Bank, N.A., both located in New York, United States. Neither custodian is a related person to the firm. The document also confirms the use of an administrator other than the firm.


document_description: This document provides information about a private fund, including details about its administrator, valuation, and marketing practices. It also includes information about the private fund's organization and regulatory status.

key_locations:
Dublin, Ireland
Delaware, United States

key_organizations: GOLDENTREE ENTRUST DISTRESSED DEBT FUND LP


document_description: This document provides detailed information about a private fund, including its structure, investment strategy, and ownership details. It confirms that the fund is not part of a master-feeder arrangement and is classified as a hedge fund. The document also outlines the fund's gross asset value, minimum investment commitment, and ownership distribution.


document_description: This document provides information about advisory services and service providers related to a private fund. It includes details on whether the advisory services are subadvised, other investment advisers involved, client solicitation, and private offering exemptions. It also covers the auditing firm responsible for the private fund's financial statements, including its independence, registration, and inspection status.

document_subtype: Private Fund Advisory and Service Provider Information


document_description: The document provides information about the prime brokers and custodians used by a private fund. J.P. Morgan Clearing Corp. is listed as both a prime broker and a custodian, with its office located in New York, United States. It is registered with the SEC under registration number 8-43724 and CRD number 28432. JPMorgan Chase Bank, N.A is also listed as a custodian. The document confirms that the private fund uses these entities to hold its assets.

document_subtype: Prime Broker and Custodian Information

key_organizations:
J.P. Morgan Clearing Corp.
JPMorgan Chase Bank, N.A


document_description: This document provides information about the custody and administration of a private fund associated with JPMorgan Chase Bank, N.A. It details the custodian and administrator of the fund, including their locations and relationships to the firm. The document also covers the valuation of the fund's assets and the use of external marketers.

document_subtype: Private Fund Custody and Administration


document_description: This document provides detailed information about the GoldenTree EnTrust Distressed Debt Master Fund LP, including its identification number, organizational details, and regulatory status. It also includes information about related feeder funds.

title: GoldenTree EnTrust Distressed Debt Master Fund LP Information

key_organizations: GOLDENTREE ENTRUST DISTRESSED DEBT MASTER FUND LP

key_organizations: GOLDENTREE ENTRUST DISTRESSED DEBT INTERMEDIATE FUND LTD


document_description: This document provides information about a private fund, including its qualification under the Investment Company Act of 1940, its type, asset value, ownership structure, and advisory services.

document_subtype: investment fund disclosure


document_description: The document contains information about client solicitation, private offering reliance on Regulation D, service providers including auditors and prime brokers, and additional auditor information. It includes questions about client solicitation, investment percentages, and financial statement audits.

document_subtype: financial


document_description: This document provides information about the prime broker and custodians used by a private fund. J.P. Morgan Clearing Corp. is listed as both the prime broker and a custodian, with its office located in New York, United States. JPMorgan Chase Bank, N.A is also listed as a custodian. Both entities are not related persons to the firm. The document includes SEC registration numbers for J.P. Morgan Clearing Corp.


document_description: This document provides details about a private fund registered in the Cayman Islands, including information about its general partners, its status as a master fund, and its exclusion under the Investment Company Act of 1940.

title: Private Fund Registration Details

document_subtype: Private Fund Registration

key_organizations: GOLDENTREE ENTRUST INTERMEDIATE FUND SPC


document_description: This document provides information about the GOLDENTREE ENTRUST OFFSHORE FUND SPC ON BEHALF OF AND FOR THE ACCOUNT OF SEGREGATED PORTFOLIO I, including its organization in the Cayman Islands, general partners, and its classification as a hedge fund. It also details the fund's gross asset value and minimum investment commitment.


document_description: This document provides details about a private fund, including ownership percentages, advisory services, and service providers. It includes information about the fund's beneficial owners, investment advisers, client investments, and auditing firm.


document_description: The document contains information about the auditing and prime brokerage arrangements for a private fund. It confirms that the auditing firm is registered with the Public Company Accounting Oversight Board and that the fund's audited financial statements are distributed to investors with an unqualified opinion. The document also lists prime brokers used by the fund, including Barclays Capital Inc. and Goldman Sachs & Co. LLC, with details about their registration and location.


document_description: The document provides information about the prime broker and custodians used by a private fund. J.P. Morgan Clearing Corp. is identified as the prime broker, with its office located in New York, USA. The document also lists Barclays Capital Inc. and Goldman Sachs & Co. LLC as custodians, both located in New York, USA. It includes details about their registration and relationship with the firm.

key_organizations:
J.P. Morgan Clearing Corp.
Barclays Capital Inc.
Goldman Sachs & Co. LLC


document_description: The document provides information about the custodians and administrators used by a private fund. It includes details about J.P. Morgan Clearing Corp. as the custodian and State Street Alternative Investment Solutions International Fund Services (Ireland) Limited as the administrator. The document also covers the relationship of these entities with the firm, their locations, and their roles in asset custody and investor account statement preparation.

document_type: legal


document_description: This document provides information about the private fund GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE (STRATEGIC) LTD, including its identification number, organizational details, and regulatory status. It also addresses the fund's status in master-feeder arrangements and its classification under the Investment Company Act of 1940.

title: Private Fund Information for GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE (STRATEGIC) LTD

key_people:
Deanna Derrick
Robert Meschi
Steven A. Tananbaum


document_description: This document is a questionnaire related to a private fund, detailing its investment activities, ownership structure, advisory services, and regulatory compliance. It includes information on the fund's investment in securities, type, asset value, ownership distribution, and advisory relationships.

document_subtype: investment fund questionnaire


document_description: The document provides information about the service providers for a private fund, including auditors and custodians. It confirms that the private fund's financial statements are audited annually by PricewaterhouseCoopers, which is an independent public accountant registered with the Public Company Accounting Oversight Board. The fund does not use a prime broker but uses JPMorgan Chase Bank, N.A. as a custodian for its assets.

document_subtype: Service Providers Information


document_description: This document provides information about a private fund, including details about its custodian and administrator. The custodian is located in New York, United States, and is not a related person to the firm. The administrator is CIBC Bank and Trust Limited Ltd, located in Georgetown, Cayman Islands, and is also not a related person to the firm. The administrator prepares and sends investor account statements to all investors. 99% of the private fund's assets were valued by a non-related person during the last fiscal year. The fund does not use external marketers for marketing purposes.

key_locations:
New York, United States
Georgetown, Cayman Islands


document_description: This document provides detailed information about the private fund GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE II LTD, including its identification number, organizational details, and regulatory status. It specifies the fund's exclusion under the Investment Company Act of 1940, its non-participation in master-feeder arrangements, and its classification as a 'LONG-ONLY' fund.

title: Private Fund Information for GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE II LTD

key_people:
DEANNA DERRICK
ROBERT MESCHI
STEVEN A. TANANBAUM


document_description: This document provides detailed information about a private fund, including its current gross asset value, ownership details, advisory services, and private offering status. It also includes information about the fund's auditors and compliance with U.S. GAAP.


document_description: The document provides information about the auditing firm and custodian used by a private fund. PricewaterhouseCoopers is the auditing firm, located in New York, and is an independent public accountant registered with the PCAOB. JPMorgan Chase Bank, N.A. is the custodian, also located in New York, and is not a related person of the firm.

document_subtype: Auditor and Custodian Information


document_description: The document provides information about a private fund's administrator and marketing practices. It includes details about the administrator, State Street Alternative Investment Solutions of International Fund Services Ltd, located in Dublin, Ireland. The administrator is not a related person to the firm and prepares and sends investor account statements to all investors. Additionally, 99% of the private fund's assets were valued by a non-related person. The document also mentions the private fund's name, GoldenTree High Yield Value Master Unit Trust, and its identification number.

document_subtype: Private Fund Information


document_description: This document is a financial regulatory filing related to a private fund. It includes information about the general partner, trustee, or director, the fund's qualification under the Investment Company Act of 1940, and details about master-feeder arrangements.

key_people: GOLDENTREE HIGH YIELD VALUE OFFSHORE GP LTD

key_locations:
Ireland
Cayman Islands

document_subtype: financial regulatory filing

key_organizations: GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE LP

key_organizations: GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE PLC


document_description: The document provides information about two private funds: GOLDENTREE HIGH YIELD VALUE FUND OFFSHORE PLC and GOLDENTREE HIGH YIELD VALUE PARTNERS LP. It includes details such as the country of organization, names of general partners or directors, and the exclusions they qualify for under the Investment Company Act of 1940. No foreign financial regulatory authority registration information is provided.

key_people:
PAUL SULLIVAN
AOGAN FOLEY
THOMAS GENGLER


document_description: This document is a questionnaire related to a private fund, detailing its structure, investments, and ownership. It confirms that the fund is not a 'fund of funds' and does not invest in registered investment companies. The fund is classified as 'Other private fund' with a long-only strategy. It has a gross asset value of $1,073,717,000, with a minimum investment commitment of $1,000,000. The fund has 33 beneficial owners, with 51% owned by non-U.S. persons. The document also confirms that the advisor is not a subadviser and no other investment advisers are involved.

document_subtype: private fund questionnaire


document_description: This document contains information about a private fund's reliance on Regulation D exemption, auditing details, and prime broker information. It includes Form D file numbers, auditor details, and prime broker registration information.

document_subtype: financial disclosure

key_organizations:
PRICEWATERHOUSE COOPERS IRELAND
GOLDMAN SACHS & CO. LLC


document_description: The document provides information about the prime brokers and custodians used by a private fund. It includes details about J.P. Morgan Clearing Corp. and Goldman Sachs & Co. LLC, both located in New York, United States. The document confirms that J.P. Morgan acts as a custodian for the fund's assets and provides registration numbers for the entities involved.

key_organizations:
J.P. Morgan Clearing Corp.
Goldman Sachs & Co. LLC


document_description: The document provides information about custodians and administrators used by a private fund. It includes details about the custodians J.P. Morgan Clearing Corp. and JP Morgan Bank (Ireland) PLC, as well as the administrator State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited.


document_description: The document contains a questionnaire related to private fund management, including details about investor account statements, asset valuation, and marketing practices. It includes specific information about a marketer used by the private fund and details about the private fund itself.

key_locations:
Cayman Islands
Los Angeles, California, United States


document_description: This document provides information about a private fund, including its qualification under the Investment Company Act of 1940, registration with foreign financial regulatory authorities, master-feeder arrangement status, fund type, and financial details such as gross asset value and minimum investment commitment.

key_people:
Christopher Watler
Dianne Farjallah


document_description: This document provides information about a private fund, including ownership percentages, advisory services, private offering exemptions, and service providers. It indicates that 0% of the fund is owned by the filer and related persons, 0% by funds of funds, and 7% by non-U.S. persons. The filer is not a subadviser, and no other investment advisers are involved. Clients are not solicited to invest, and none have invested. The fund does not rely on Regulation D exemption, and its financial statements are not audited or prepared according to U.S. GAAP. No prime brokers are used.


document_description: Information about the private fund GOLDENTREE LOAN OPPORTUNITIES IV LTD, including its organization in the Cayman Islands, general partners, and regulatory details.

key_people:
CHRISTOPHER WATLER
DANIEL REWALT


document_description: This document provides detailed information about a securitized asset fund, including its current gross asset value, ownership details, advisory services, and private offering status. It also addresses the fund's service providers and auditing practices.


document_description: This document provides information about a private fund's financial arrangements, including auditing, prime brokerage, custodianship, and administration. The fund's audited financial statements contain an unqualified opinion, and it does not use a prime broker. The fund uses BANK OF NEW YORK TRUST COMPANY, N.A. as its custodian, located in Houston, Texas, and the custodian is not a related person. The fund does not use an external administrator, and 99% of the fund's assets were valued by a non-related person during the last fiscal year.

key_organizations:
BANK OF NEW YORK TRUST COMPANY, N.A.
BNY MELLON GLOBAL CORPORATE TRUST


document_description: This document provides information about the private fund GOLDENTREE LOAN OPPORTUNITIES IX LTD, including its organization in the Cayman Islands, and the names of its General Partner, Manager, Trustee, or Directors. It also addresses the fund's qualification under the Investment Company Act of 1940 and its status in a master-feeder arrangement.

key_people:
CHRISTOPHER WATLER
EDMOND KING


document_description: This document is a questionnaire related to a private fund, detailing its structure, investments, and ownership. It confirms that the fund is not a 'fund of funds' and does not invest in registered investment companies. The fund is classified as a 'securitized asset fund' with a current gross asset value of $663,743,000. The minimum investment commitment required is $250,000, with 3 beneficial owners. The fund is 33% owned by non-United States persons. The document also confirms that the advisor is not a subadviser and no other investment advisers advise the fund. Clients are not solicited to invest in the fund, and none have invested.


document_description: The document provides information about a private fund's reliance on exemptions, auditing practices, and service providers including auditors, prime brokers, and custodians. It specifies that the fund does not rely on Regulation D exemption, its financial statements are not subject to an annual audit, and it uses BNY Mellon Global Corporate Trust as a custodian.

document_subtype: Private Fund Service Providers


document_description: This document provides information about the private fund GOLDENTREE LOAN OPPORTUNITIES V LTD, including its valuation practices, marketing practices, and organizational details.

title: Private Fund Information for GOLDENTREE LOAN OPPORTUNITIES V LTD

key_people:
Christopher Watler
Betsy Mortel


document_description: This document provides detailed information about a private fund, including its classification as a securitized asset fund, its gross asset value, ownership details, and investment commitments. It confirms that the fund is not a feeder fund, fund of funds, or investing in registered investment companies. The document also outlines the minimum investment commitment, number of beneficial owners, and ownership percentages by various entities.


document_description: This document is a questionnaire related to a private fund, addressing various aspects such as investment advisers, client investments, exemptions from registration, and service providers like auditors, prime brokers, and custodians. It includes questions about the fund's financial audits, use of prime brokers, and custodians for asset holding.

document_subtype: questionnaire


document_description: This document provides information about the custodian and private fund details related to GOLDENTREE LOAN OPPORTUNITIES VI LTD. It includes details about the custodian, BNY Mellon Global Corporate Trust, and its location in Houston, Texas. The document also covers the use of administrators and marketers for the private fund.

key_people: General Partner, Manager, Trustee, or Directors (Confidential)

key_locations:
Houston, Texas, United States
Cayman Islands

document_subtype: Custodian and Private Fund Information

key_organizations:
BANK OF NEW YORK TRUST COMPANY, N.A.
BNY MELLON GLOBAL CORPORATE TRUST
GOLDENTREE LOAN OPPORTUNITIES VI LTD


document_description: This document provides information about a private fund, including its classification under the Investment Company Act of 1940, its status in a master-feeder arrangement, its type, and financial details such as current gross asset value and minimum investment commitment.


document_description: This document provides details about a private fund, including ownership percentages, advisory services, and service providers. It specifies that the fund has 14 beneficial owners, with 21% owned by non-U.S. persons. The document confirms no subadvisers or other investment advisers are involved, and no clients are solicited to invest. It also states the fund does not rely on Regulation D exemption and does not use prime brokers. The fund's financial statements are not audited according to U.S. GAAP, but an unqualified opinion is provided by the auditing firm.


document_description: The document provides information about the custodians and administrators used by a private fund. It confirms the use of BANK OF NEW YORK TRUST COMPANY, N.A. as a custodian, with details about its location and relationship to the firm. It also mentions that 99% of the fund's assets were valued by an external person or entity. No information is provided about administrators or marketers.

document_subtype: Private Fund Custodian and Administrator Information


document_description: This document provides detailed information about the private fund named GOLDENTREE LOAN OPPORTUNITIES VII LTD, including its identification number, organizational details, and regulatory status. It also addresses the fund's structure, such as its status as a master or feeder fund, and its investment activities.

title: Information About the Private Fund

key_people:
E Christopher Watler
Dianne Farjallah


document_description: This document provides detailed information about a private fund, including its type, asset value, ownership structure, advisory services, and regulatory compliance. It specifies that the fund is a securitized asset fund with a current gross asset value of $666,732,000. The minimum investment commitment required is $250,000, and the fund has 8 beneficial owners. The document also addresses advisory services and regulatory exemptions.


document_description: The document contains information about the auditing, prime broker, custodian, and administrator details of a private fund. It includes questions about the distribution of audited financial statements, the opinion of the auditing firm, and details about custodians and administrators used by the fund.

document_subtype: form


document_description: This document provides detailed information about the private fund GOLDENTREE LOAN OPPORTUNITIES VIII LTD, including its organization under Cayman Islands law, general partners, and its qualification under the Investment Company Act of 1940. It also addresses the fund's marketing practices and master-feeder arrangement status.

title: Private Fund Information for GOLDENTREE LOAN OPPORTUNITIES VIII LTD


document_description: This document is a financial disclosure related to a private fund, detailing its structure, investments, and ownership. It confirms that the fund is a securitized asset fund with a gross asset value of $610,724,000. The minimum investment commitment required is $100,000, and the fund has three beneficial owners. It is not a fund of funds and does not invest in registered investment companies. The document also states that the fund is not advised by other investment advisers and that clients are not solicited to invest in the fund.


document_description: This document provides information about the service providers for a private fund, including auditors, prime brokers, and custodians. It includes details about the fund's reliance on Regulation D, the use of auditors and custodians, and specific information about the custodian used by the fund.


document_description: This document provides information about the private fund GOLDENTREE LOAN OPPORTUNITIES X, LTD, including its organization in the Cayman Islands, general partners, and regulatory details. It also addresses the use of administrators and marketers for the fund.

title: Private Fund Information for GOLDENTREE LOAN OPPORTUNITIES X, LTD

key_people:
Christopher Watler
Edmond King


document_description: This document provides detailed information about a private fund, including its classification, investment strategy, and ownership details. It confirms that the fund is not part of a master-feeder arrangement and is classified as a securitized asset fund. The document also outlines the fund's gross asset value, minimum investment commitment, and ownership distribution.


document_description: This document contains information about a private fund, including details about subadvisers, investment advisers, client solicitation, private offering exemptions, and service providers such as auditors and custodians. The document indicates that the private fund does not have subadvisers or other investment advisers, does not solicit clients to invest, and does not rely on Regulation D exemption. The fund's financial statements are not subject to an annual audit, and it does not use prime brokers but does use custodians for asset holding.


document_description: This document provides information about the custodian and administrator of a private fund, including details about the custodian's legal name, business name, location, and relationship to the firm. It also includes information about the valuation of the fund's assets and the use of marketers.

document_subtype: Custodian and Administrator Information


document_description: This document provides information about a private fund, including details about its general partners, regulatory status, master-feeder arrangements, fund type, and financial metrics.


document_description: This document provides information about a private fund, including details about its beneficial owners, advisory services, private offering, and service providers. It includes questions about the fund's ownership, advisory services, client investments, and financial audits.


document_description: This document provides information about the custodians and administrators used by a private fund. It confirms the use of a custodian, BANK OF NEW YORK TRUST COMPANY, N.A., and provides details about its location and relationship to the firm. It also notes that the private fund does not use an external administrator or marketer.


document_description: Details about the private fund GOLDENTREE LOAN OPPORTUNITIES XII LTD, including its organization in the Cayman Islands, general partners, and its status as a master fund in a master-feeder arrangement.

title: Information About the Private Fund


document_description: This document provides detailed information about a private fund classified as a securitized asset fund. It includes financial details such as the current gross asset value, minimum investment commitment, and ownership distribution. The document also covers advisory services, private offering exemptions, and auditing information.


document_description: The document contains information about the private fund's use of custodians, prime brokers, and administrators. It specifies that the private fund uses a custodian, BANK OF NEW YORK TRUST COMPANY, N.A., with details about its location and relationship to the firm. It also mentions that the private fund does not use an administrator other than the firm itself.

document_subtype: Form ADV


document_description: This document provides detailed information about the private fund GOLDENTREE MASTER FUND II LTD, including its identification number, organizational details, and regulatory status. It confirms that the fund qualifies for exclusion under section 3(c)(7) of the Investment Company Act of 1940 and is registered with the Cayman Islands Stock Exchange Authority. The document also outlines the master-feeder arrangement involving several feeder funds.

title: Information About the Private Fund

key_people:
Martin Byrne
Tim Woolaver
Steven A. Tananbaum

key_organizations:
GOLDENTREE MASTER FUND II LTD
Cayman Islands Stock Exchange Authority


document_description: This document contains information about master-feeder arrangements for private funds, specifically GOLDENTREE OFFSHORE FUND II LTD and GOLDENTREE OFFSHORE INTERMEDIATE FUND II LP, including their organization details, general partners, and regulatory status.

document_subtype: Schedule D, Section 7.B.(1) filing


document_description: The document provides information about private funds, including their registration details, organizational structure, and regulatory compliance. It includes details about two private funds: GOLDENTREE PARTNERS II LP and GOLDENTREE SELECT PARTNERS II LP, both organized under Delaware, United States, and managed by GOLDENTREE CAPITAL PARTNERS LLC. The document also notes the lack of foreign financial regulatory authority registration for these funds.

key_organizations:
GOLDENTREE PARTNERS II LP
GOLDENTREE SELECT PARTNERS II LP


document_description: This document provides details about a private hedge fund, including its asset value, investment commitments, ownership distribution, and advisory relationships.


document_description: This document contains information about a private fund's reliance on Regulation D exemption, auditing details, and prime broker information. It includes Form D file numbers, auditor details, and prime broker registration numbers.

key_organizations:
ERNST & YOUNG LLP
BARCLAYS CAPITAL INC.


document_description: The document provides information about the prime brokers and custodians used by a private fund. It lists Goldman Sachs & Co. LLC and J.P. Morgan Clearing Corp. as prime brokers, both located in New York, USA, and confirms that they act as custodians for the fund's assets. Additionally, Barclays Capital Inc. is mentioned as a custodian.

document_subtype: Prime Broker and Custodian Information

key_organizations:
Goldman Sachs & Co. LLC
J.P. Morgan Clearing Corp.
Barclays Capital Inc.


document_description: This document provides information about the custodians and administrators used by a private fund. It includes details such as the legal and primary business names of the custodians, their office locations, and their SEC registration and CRD numbers. It also confirms whether the custodians are related persons to the firm and whether the private fund uses an administrator other than the firm.

key_organizations:
GOLDMAN SACHS & CO. LLC
J.P. MORGAN CLEARING CORP.


document_description: The document provides information about the administrator and marketer used by a private fund. It includes details about the administrator, State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited, located in Dublin, Ireland, and confirms that they are not a related person to the firm. The administrator prepares and sends investor account statements to all investors. Additionally, 99% of the private fund's assets were valued by a non-related person. The document also details the marketer, J.P. Morgan Securities LLC, located in New York, USA, and confirms that they are not a related person to the firm. The marketer does not market the private fund through websites.

key_locations:
Dublin, Ireland
New York, USA

document_subtype: Administrator and Marketer Information


document_description: This document provides detailed information about the private fund named GOLDENTREE MASTER FUND LTD, including its organization under the laws of the Cayman Islands, the names of its general partners, managers, trustees, or directors, and its registration with the Cayman Islands Stock Exchange Authority. It also discusses the fund's status in a master-feeder arrangement and lists associated feeder funds.

title: Information About the Private Fund

key_organizations: GOLDENTREE OFFSHORE INTERMEDIATE FUND LP

key_organizations: GOLDENTREE SELECT OFFSHORE INTERMEDIATE FUND LP


document_description: This document provides details about private funds, including identification numbers, organizational details, and regulatory information. It includes information about the private fund organized in the Cayman Islands, with details about its general partners and regulatory authorities.


document_description: This document provides information about private funds organized under Delaware and Cayman Islands laws, including their general partners, exclusions under the Investment Company Act of 1940, and foreign financial regulatory authorities.

key_people:
GOLDENTREE CAPITAL PARTNERS LLC
MARTIN BYRNE
TIM WOOLAVER
STEVEN A. TANANBAUM

key_locations:
Delaware
United States
Cayman Islands


document_description: This document provides information about a private fund organized in the Cayman Islands and Delaware, managed by Goldentree Capital Partners LLC. It includes details about the fund's regulatory status and exclusions under the Investment Company Act of 1940.

key_locations:
Cayman Islands
Delaware
United States

key_organizations:
Goldentree Capital Partners LLC
Cayman Islands Stock Exchange Authority


document_description: This document provides detailed information about a private hedge fund, including its current gross asset value, ownership details, advisory services, and private offering status. The fund is a hedge fund with a current gross asset value of $5,692,352,000. The minimum investment commitment required is $1,000,000, and it has approximately 583 beneficial owners. The document also outlines the percentage of ownership by related persons, funds of funds, and non-United States persons. It confirms that the fund does not have a subadviser, does not have other investment advisers, and does not solicit clients to invest in the fund. The fund relies on an exemption from registration under Regulation D of the Securities Act of 1933, with multiple Form D file numbers provided.


document_description: The document provides information about the private fund's financial audit and prime brokerage arrangements. The fund's financial statements are audited annually by Ernst & Young, located in New York, and are prepared in accordance with U.S. GAAP. The auditing firm is an independent public accountant, registered with the PCAOB, and subject to regular inspections. The audited financial statements are distributed to investors and contain an unqualified opinion. The private fund also uses Barclays Capital Inc. as a prime broker, which is registered with the SEC and acts as a custodian for the fund's assets.

document_subtype: audit and brokerage information

key_organizations: Public Company Accounting Oversight Board


document_description: The document provides information about the prime brokers and custodians used by a private fund. It includes details about their registration numbers, locations, and whether they act as custodians for the fund's assets.


document_description: The document provides information about custodians and administrators used by a private fund. It includes details about two custodians, Goldman Sachs & Co. LLC and J.P. Morgan Clearing Corp., and one administrator, State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited.

document_subtype: custodian and administrator information

key_organizations: STATE STREET ALTERNATIVE INVESTMENT SOLUTIONS OF INTERNATIONAL FUND SERVICES (IRELAND) LIMITED


document_description: The document is a questionnaire related to a private fund's operations, including investor account statements, asset valuation, and marketing practices. It confirms that investor account statements are provided to all investors, 99% of the fund's assets are valued by an external person, and the fund uses external marketers for promotion.

key_organizations: AGC EQUITY PARTNERS INVESTMENT MANAGEMENT


document_description: This document is a questionnaire related to the marketing of a private fund, detailing information about marketers used by the fund. It includes questions about the marketers' relationship to the firm, registration details, office locations, and website usage.

key_organizations:
CAIS CAPITAL LLC
CITIGROUP ALTERNATIVE INVESTMENTS LLC


document_description: The document contains a questionnaire regarding the use of marketers by a private fund. It includes questions about the relationship of the marketer to the firm, the marketer's registration details, office location, and whether they market through websites. Two marketers are mentioned: Greensledge Capital Markets LLC and J.P. Morgan Securities LLC.

key_organizations:
Greensledge Capital Markets LLC
J.P. Morgan Securities LLC


document_description: This document provides information about marketers associated with a private fund, including their registration details, office locations, and whether they market through websites. It also includes details about the private fund itself, such as its name, identification number, and the names of key individuals involved.

key_people:
THOMAS GENGLER
PAUL SULLIVAN
AEGON FOLEY

key_locations:
NEW YORK, New York, United States
ZURICH, Switzerland
Ireland

document_subtype: private fund marketing information

key_organizations: GOLDENTREE MULTI-SECTOR MASTER FUND ICAV


document_description: The document provides information about a private fund's registration and compliance with the Investment Company Act of 1940. It includes details about the fund's master-feeder arrangement, regulatory registration, and key personnel.

key_people:
Thomas Gengler Jr
Scott Lennon
Lisa Alexander

document_subtype: Investment Fund Registration

key_organizations:
GOLDENTREE MULTI-SECTOR CAYMAN, LTD
GOLDENTREE MULTI-SECTOR LP
Central Bank of Ireland


document_description: This document is a Schedule D filing for a master-feeder arrangement involving the private fund GOLDENTREE MULTI-SECTOR LP. It includes details about the fund's organization, management, regulatory status, and investment characteristics.

title: Schedule D, Section 7.6.(1) for a master-feeder arrangement

document_subtype: Schedule D


document_description: This document provides information about a private fund, including ownership percentages, advisory services, and service providers. It details the percentage of the fund owned by non-U.S. persons, the involvement of subadvisers, and the use of exemptions under Regulation D. It also includes information about the fund's auditors, PricewaterhouseCoopers, located in Dublin, Ireland.

document_subtype: Private Fund Information


document_description: The document provides information about a private fund's audited financial statements, prime broker, and custodian details. The fund's audited financial statements are distributed to investors and contain an unqualified opinion. J.P. Morgan Clearing Corp. is the prime broker, registered with the SEC, and acts as a custodian for the fund's assets. State Street Bank & Trust is the custodian, not related to the firm, and located in Boston, Massachusetts.

key_locations:
New York, New York, United States
Boston, Massachusetts, United States

key_organizations:
J.P. Morgan Clearing Corp.
State Street Bank & Trust


document_description: This document provides information about the private fund GOLDENTREE PARTNERS (100) LP, including details about its administrator and marketer usage. It specifies the administrator's name, location, and relationship to the firm, as well as the percentage of assets valued by non-related persons. It also includes the private fund's identification number and organizational details.

title: Private Fund Administrator and Marketer Information

key_organizations:
GOLDENTREE PARTNERS (100) LP
INTERNATIONAL FUND SERVICES LTD


document_description: This document provides information about a private fund managed by Goldentree Capital Partners LLC. It specifies the fund's qualification under the Investment Company Act of 1940, its status in master-feeder arrangements, its classification as a hedge fund, and financial details such as the current gross asset value and minimum investment commitment.


document_description: This document provides details about a private fund, including ownership percentages, advisory services, and service providers. It specifies the percentage of the fund owned by related persons, funds of funds, and non-U.S. persons. It confirms that the fund is not advised by other investment advisers and that clients are not solicited to invest in the fund. The fund relies on an exemption from registration under Regulation D. The document also includes information about the fund's auditor, Ernst & Young, located in New York, which is an independent public accountant registered with the PCAOB.


document_description: The document provides information about the auditing and prime brokerage arrangements for a private fund. It confirms that the auditing firm is subject to regular inspection by the Public Company Accounting Oversight Board and that the fund's audited financial statements are distributed to investors. The report contains an unqualified opinion. The document also lists three prime brokers used by the fund: Barclays Capital Inc., Goldman Sachs & Co. LLC, and J.P. Morgan Clearing Corp., all located in New York, USA.

document_subtype: Private Fund Financial Information


document_description: This document provides information about the prime broker and custodians used by a private fund. It includes registration numbers, locations, and whether the custodians are related persons to the firm.

document_subtype: Custodian Information

key_organizations:
BARCLAYS CAPITAL INC.
GOLDMAN SACHS & CO. LLC


document_description: This document contains responses to a questionnaire regarding the custodians and administrators used by a private fund. It includes details about the legal and primary business names of the custodian, their location, and whether they are related to the firm. It also covers information about the administrator, their location, and their role in preparing investor account statements. Additionally, it provides information on the valuation of the private fund's assets and the use of marketers.

key_locations:
New York, United States
Dublin, Ireland

document_subtype: questionnaire

key_organizations: State Street Alternative Investment Solutions of International Fund Services (Ireland) Limited


document_description: This document provides detailed information about the GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES MASTER FUND 2013, LTD., including its organization under the laws of the Cayman Islands, its general partners, and its registration with the Cayman Islands Monetary Authority. It also details the master-feeder arrangement with associated feeder funds.

title: Private Fund Information for GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES MASTER FUND 2013, LTD.

key_people:
Scott Lennon
USA Alexander
Steven A. Tananbaum


document_description: This document provides details about private funds, including their identification numbers, organizational details, and regulatory status. It includes information about the general partners, managers, trustees, or directors of the funds, as well as their registration status with foreign financial regulatory authorities.

key_people:
SCOTT LENNON
LISA ALEXANDER
STEVEN A. TANANBAUM

key_organizations: GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES FUND 2013, LTD

key_organizations: GOLDENTREE STRUCTURED PRODUCTS OPPORTUNITIES INTERMEDIATE FUND 2013 LP


document_description: This document provides detailed information about a private fund organized in the Cayman Islands. It includes details about the fund's general partner, its exclusions under the Investment Company Act of 1940, registration with foreign financial regulatory authorities, and its classification as a hedge fund. The document also outlines the fund's gross asset value, minimum investment commitment, number of beneficial owners, and ownership percentages by related persons, funds of funds, and non-United States persons.


document_description: This document contains information about a private fund, including details about subadvisers, investment advisers, client solicitation, private offering exemptions, and service providers such as auditors. The fund does not have subadvisers or other investment advisers, and clients are not solicited to invest. The fund relies on an exemption from registration under Regulation D. The financial statements are audited by Ernst & Young LLP, which is an independent public accountant registered with the PCAOB and subject to regular inspections. The audited financial statements are distributed to investors and contain an unqualified opinion.


document_description: The document provides information about the prime broker and custodian used by a private fund. J.P. Morgan Clearing Corp. is listed as the prime broker, and JPMorgan Chase Bank, N.A. is listed as the custodian. The document includes details about their locations and registration numbers.

key_organizations:
J.P. Morgan Clearing Corp.
JPMorgan Chase Bank, N.A.


document_description: This document provides information about a private fund's financial arrangements, including auditing, prime brokerage, custodianship, and administration. It confirms that the fund's audited financial statements contain an unqualified opinion and that the fund uses custodians, specifically the Bank of New York Trust Company, N.A., for asset custody. The document also notes that 99% of the fund's assets were valued by an unrelated person during the last fiscal year.

key_organizations:
Bank of New York Trust Company, N.A.
BNY Mellon Global Corporate Trust


document_description: The document provides information about the use of external marketers by a private fund, including details about the marketer and the private fund itself.

key_locations:
Tokyo, Japan
Ireland

key_organizations: LAURELIN 2016-1 DESIGNATED ACTIVITY COMPANY


document_description: This document contains information about a private fund, including its registration with foreign financial regulatory authorities, its status in a master-feeder arrangement, its classification as a fund of funds, and its investment activities. It also details the fund's type, current gross asset value, minimum investment commitment, number of beneficial owners, and ownership percentages.


document_description: This document provides information about a private fund, including advisory services, investment adviser details, client investment percentages, private offering exemptions, and audit details. It includes responses to questions about the fund's advisory services, investment advisers, client solicitation, and audit practices.

document_subtype: Private Fund Advisory and Audit Information

key_organizations:
GOLDENTREE ASSET MANAGEMENT UK LLP
PRICEWATERHOUSECOOPERS (NETHERLANDS)


document_description: The document is a Form ADV filing related to a private fund, indicating the use of custodians and administrators. It confirms an unqualified opinion from an auditing firm, no use of prime brokers, and details about the custodian and administrator used by the fund.

key_locations:
Dublin, Ireland
Amsterdam, Netherlands

key_organizations: BANK OF NEW YORK MELLON (IRELAND) LIMITED


document_description: The document provides information about a private fund named LAURELIN II B.V., organized under the laws of the Netherlands. It includes details about the fund's administrators, valuation procedures, and marketing practices. The fund qualifies for exclusion from the definition of an investment company under section 3(c)(7) of the Investment Company Act of 1940.

key_people:
M. CHR. VAN DER SLUUS-PLANTZ
TH. F.C. WUNEN
H. P.C. MOURITS


document_description: This document provides detailed information about a private fund, including its identification number, type, asset value, ownership structure, and advisory services. It specifies that the fund is a securitized asset fund with a current gross asset value of $211,091,000. The minimum investment commitment required is $1, and the fund has approximately 5 beneficial owners, all of whom are non-United States persons. The document also confirms that the fund is not a 'fund of funds' and did not invest in securities issued by registered investment companies during the last fiscal year.


document_description: This document provides information about a private fund, including details about investment advisers, client solicitation, private offering exemptions, and service providers such as auditors. It specifies that the private fund is advised by GOLDENTREE ASSET MANAGEMENT UK LLP and audited by PRICEWATERHOUSECOOPERS (Netherlands). The fund does not solicit clients to invest and does not rely on Regulation D exemption. The financial statements are audited annually but not prepared in accordance with U.S. GAAP.

key_organizations:
GOLDENTREE ASSET MANAGEMENT UK LLP
PRICEWATERHOUSECOOPERS (Netherlands)


document_description: This document provides information about the custodians and administrators used by a private fund. It includes details about the legal and primary business names, locations, and relationships to the firm for both custodians and administrators.

document_subtype: Private Fund Custodian and Administrator Information


document_description: This document contains private fund reporting information for CORBIN ERISA OPPORTUNITY FUND LTD and CORBIN OPPORTUNITY FUND, L.P. It includes details about the use of marketers, private fund identification numbers, and the solicitation of clients for investment.

title: Private Fund Reporting for CORBIN ERISA OPPORTUNITY FUND LTD and CORBIN OPPORTUNITY FUND, L.P.

document_subtype: Private Fund Reporting


document_description: The document provides information about two private funds, including their names, identification numbers, and the advisers associated with them. It also includes questions about client solicitation and participation or interest in client transactions, highlighting potential conflicts of interest.

key_organizations: GOLDENTREE INSURANCE FUND SERIES INTERESTS OF THE SALT MULTI-SERIES FUND LP

key_organizations: ROCK BLUFF STRATEGIC FIXED INCOME PARTNERSHIP, LP


document_description: This document is a questionnaire related to brokerage and advisory services, covering topics such as securities trades, investment discretion, broker recommendations, soft dollar benefits, client referrals, and custody of client assets. It includes responses indicating involvement in agency cross transactions, discretionary authority over client accounts, receipt of soft dollar benefits, and custody of client assets.


document_description: This document provides information about the custody of client funds and securities by an investment advisory firm. It includes details about the total assets under management, the number of clients, and the engagement of an independent public accountant for auditing purposes. The document also addresses whether the firm or its related persons act as qualified custodians and provides information about the independent public accountant, Ernst & Young LLP, responsible for auditing the pooled investment vehicle.

key_locations: 5 TIMES SQUARE, NEW YORK, New York, United States, 10036

document_subtype: Investment Advisory Custody Information


document_description: This document is a Form ADV filing related to the independent public accountant and control persons of an investment adviser. It includes information about the independent public accountant, PricewaterhouseCoopers LLP, their registration and inspection status with the Public Company Accounting Oversight Board, and the services they are engaged to perform. It also covers control persons and disclosure information regarding disciplinary history.

key_locations: 300 Madison Avenue, 24th Floor, New York, New York, United States, 10017

document_subtype: Form ADV


document_description: This document is a disclosure form requiring individuals or their advisory affiliates to report any criminal, regulatory, or civil judicial actions taken against them in the past ten years. It includes questions about convictions, charges, and regulatory findings related to felonies, misdemeanors, and investment-related activities. Respondents must complete a Disclosure Reporting Page (DRP) for 'yes' answers to specific questions.

document_subtype: disclosure form

key_organizations: Commodity Futures Trading Commission (CFTC)


document_description: This document is a section of the SEC Form ADV, which includes questions about civil proceedings, small business status, and ownership details for investment advisers. It includes questions about past civil actions, current proceedings, and small business qualifications. It also outlines requirements for reporting direct and indirect owners and executive officers.

document_subtype: SEC Form ADV


document_description: The document provides detailed ownership information for GoldenTree Asset Management LLC and its indirect owners. It includes names, statuses, acquisition dates, ownership codes, and control person status for each owner. It also outlines the requirements for listing indirect owners and their ownership codes.

title: Schedule A and B - Ownership Information

key_people:
Steven Andrew Tananbaum
Barry Ian Ritholz
George NMN Travers
William Daniel Christian
Robert NMN Matza
Joseph Ali Naggar
Lee Spencer Kruter
Pierre Marie De Chillaz
Neil Anthony Scanlon

document_subtype: ownership information


document_description: This document is a Form ADV Execution Page for both domestic and non-resident investment advisers. It includes a certification by George Travers, the Chief Compliance Officer, regarding the accuracy of the information provided and the preservation of records. It also appoints agents for service of process in legal matters related to investment advisory business.

document_subtype: Form ADV Execution Page


document_description: This document is a Form ADV Execution Page, which includes the appointment of agents for service of process, the effect on partnerships, and an undertaking regarding books and records for non-resident investment advisers. It includes a certification under penalty of perjury that the information provided is true and correct.

document_date: MM/DD/YYYY


document_description: This document is a KYC (Know Your Customer) form for the GoldenTree Relationship managed by Terri Sohrab at Deutsche Bank. It details the relationship status, introduction method, and account information for GoldenTree Partner MF1 SPV LLC.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Terri Sohrab
Neil Scanlon

document_subtype: KYC Document

key_organizations:
Deutsche Bank
GoldenTree Partner MF1 SPV LLC


document_description: This document outlines the account ownership and related parties for GoldenTree Partner MF1 SPV LLC. It includes details on the purpose of the account, expected asset inflows and outflows, and relationships of various entities and individuals to the account.

title: Account Ownership Summary for GoldenTree Partner MF1 SPV LLC

key_people:
Terri Sohrab
Steven A. Tananbaum

key_organizations:
GoldenTree Partner MF1 SPV LLC
Goldentree Asset Management LLC
GoldenTree Asset Management, LP


document_description: A KYC document listing individuals associated with Goldentree Asset Management LLC, including Neil Scanlon, Thomas Gengler, Barry Ritholz, William Christian, and Joshua Feiler. The document includes checkboxes and symbols indicating various statuses or actions related to these individuals.

key_people:
Neil Scanlon
Thomas Gengler
Barry Ritholz
William Christian
Joshua Feiler


document_description: Know Your Customer (KYC) document for Steven A. Tananbaum, detailing personal, professional, and financial information.

key_locations: 300 Park Avenue, 21th Floor Rye NY United States 10022

key_organizations:
GoldenTree Asset Management
MacKay Shields
Kidder, Peabody & Co.


document_description: A Know Your Customer (KYC) document with empty fields for other known financial institutions and a note on the individual's marital status as married.


document_description: Know Your Customer (KYC) document for William Christian, COO of GoldenTree Asset Management, detailing personal and professional information, including address, occupation, and relationship with Deutsche Bank.

key_locations: 300 Park Avenue, 20th Floor, New York, NY, USA

key_organizations:
GoldenTree Asset Management
Deutsche Bank


document_description: A Know Your Customer (KYC) document with empty fields for institution, country, and estimated assets under management. It also requests information on the individual's family situation, which is not provided.


document_description: KYC document for Barry Ritholz, detailing personal and professional information, including address, occupation, and employer. The document confirms that Barry Ritholz is not a Politically Exposed Person and has no known non-banking relationship with Deutsche Bank. Wealth details are not provided.

key_locations:
Port Washington, NY, USA
New York, NY, USA


document_description: A Know Your Customer (KYC) document with empty fields for institution, country, estimated assets under management, and family situation of the individual.


document_description: Know Your Customer (KYC) form for Neil Scanlon, detailing personal and professional information, including residence, occupation, employer, and potential relationships with Deutsche Bank.

key_people:
Neil Scanlon
Terri Sohrab

key_locations: 300 Park Avenue, New York, NY, United States

document_subtype: KYC Form

key_organizations:
Goldentree Asset Management LP
Deutsche Bank


document_description: A KYC form with fields for institution, country, estimated assets under management, and family situation of the individual. The form is marked confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: KYC (Know Your Customer) form


document_description: Know Your Customer (KYC) form for Thomas Gengler, detailing personal, professional, and financial information.

key_locations:
Glen Rock, NJ, USA
New York, NY, USA


document_description: A KYC (Know Your Customer) document with empty fields for institution, country, and estimated assets under management. It requests information about the individual's family situation, including marital status and other family members.


document_description: Know Your Customer (KYC) document for Joshua Feiler, detailing personal and professional information, including employment at GoldenTree Asset Management LP, and confirming no political exposure or non-banking relationship with Deutsche Bank.

key_locations: 300 Park Avenue New York NY United States 10022

key_organizations:
GoldenTree Asset Management LP
Deutsche Bank


document_description: KYC document for GoldenTree Partner MF1 SPV LLC, a commercial LLC incorporated in the USA on 4/12/2017. The managing member is Goldentree Asset Management LP. The document includes details about the entity's structure, authorized signors, and business activities.

key_people:
Barry Ritholz
Neil Scanlon
Thomas E Gengler Jr
William Christian
Joshua Feller

key_locations: 300 Park Ave 21st fl New York NY 10022 United States

key_organizations:
GoldenTree Partner MF1 SPV LLC
Goldentree Asset Management LP
Deutsche Bank


document_description: This document provides a wealth profile and legal entity details for GoldenTree Asset Management LP. It includes estimated financial figures, legal entity information, and ownership structure details.

title: KYC Wealth Profile and Legal Entity Details

key_people:
Steven Tannenbaum
Barry Ritholz
George Travers
William Christian
Robert Matza
Joseph Naggar
Lee Spencer Kruter
Marie De Chillaz
Pierre De Chillaz
Neil Scanlon
Barry Rahola
Thomas Gengler
Joshua Feiler
Leon Wagner

key_locations: 300 Park Avenue, 21st Floor New York NY 10022 United States

key_organizations:
GoldenTree Asset Management LP
GoldenTree Asset Management LLC

reference_numbers:
KYC Approval Case # 00354007
U.S. TIN/EIN: 13-4118850


document_description: KYC document for GoldenTree Asset Management LP detailing its business activities, wealth profile, and legal entity details. The document includes information about the company's assets, investment activities, and relationship with Deutsche Bank.

key_locations:
New York
London
Los Angeles
Chicago
Dallas


document_description: KYC document for GoldenTree Asset Management, detailing organizational structure, ownership, and business activities. Steve Tananbaum is the Senior Managing Member and Founding Partner, serving as CEO and Chief Investment Officer. The firm manages various investment strategies in the USA and UK with 250 employees.

key_locations: USA UK


document_description: This document is a Know Your Customer (KYC) form for the GOLDENTREE RELATIONSHIP, indicating a high-risk classification. It includes compliance checks such as RDC, PCR, OFAC, BIS, and Denial Orders, all of which returned no negative results. The document confirms no criminal convictions or litigation against Deutsche Bank AG by the client. It also confirms no associations with sanctioned or high-risk countries. Corporate documentation is attached, and no undisclosed principal form is applicable.

title: DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B

key_organizations:
Deutsche Bank AG
GOLDENTREE RELATIONSHIP


document_description: This document contains KYC (Know Your Customer) comments and approvals related to various individuals and entities. It includes case comments by Cynthia Rodriguez, Margarita Perez, and Yoonsun Chung, detailing information about account funding, identification documents, and risk assessments. The document also lists onshore and LATAM/international approvals with signatures from key personnel.

key_people:
Cynthia Rodriguez
Margarita Perez
Yoonsun Chung
Neil Scanlon
Thomas Gengler
Barry Ritholz
Leon Wagner
Steven Tananbaum
Andrew F Gallivan
tern sohrab

document_subtype: KYC Comments and Approvals


document_description: Deutsche Bank Private Wealth Management's policy statement on AML compliance and KYC procedures. It emphasizes the responsibility of Client Facing Professionals (CFPs) to establish and maintain business relationships with clients who meet high standards of suitability, background, and character. The document includes a declaration for signers to confirm the accuracy of information and adherence to procedures.

document_subtype: KYC/AML Compliance


document_description: Request for documents to complete review of an account related to GoldenTree Asset Management Transportation LLC and its associated entities and individuals.

key_people:
Vijay Sawant
Steven Tananbaum
William Christian
Neil Scanlon
Barry Ritholz
Leon Wagner
Joshua P. Feller
Keri MCGinness
Thomas E. Gengler

document_subtype: memo


document_description: This document is a certification form required by Federal regulation for financial institutions to obtain information about the beneficial owners of legal entity customers. It is used to help fight financial crime by disclosing key individuals who own or control a legal entity.

title: Certification Regarding Beneficial Owners Of Legal Entity Customers

document_subtype: Certification Form

key_organizations:
Deutsche Bank
Federal regulation


document_description: Certification form for beneficial owners of a legal entity opening an account. It requires information about individuals owning 25% or more of the entity and one individual with significant management responsibility.

document_subtype: Certification of Beneficial Owner


document_description: Vijay Sawant seeks assistance on resolving two rejection points related to Dikran lzmirlian's missing signature and incorrect details in a KYC case. Bradley Gillin confirms the case assignment to Vijay.

key_people:
Vijay Sawant
Bradley Gillin
Dikran lzmirlian
Daphne Cales

document_subtype: email correspondence

key_organizations:
Deutsche Bank Group
Techview Investments Ltd


document_description: The sole director of Techview Investments Ltd. resolves to update the signatory mandate for the company's bank accounts at Deutsche Bank Securities Inc., effective June 30, 2017. The new mandate requires joint signatures for withdrawals over $100,000 and outlines specific individuals authorized for certain transactions and administrative matters.

key_people:
Dikran S. Izmirlian
Sarkis D. Izmirlian
Daphne C. Delaney
Pascale S. Allen
Justin T. McDonald

document_subtype: written resolution

key_organizations:
Techview Investments Ltd.
Deutsche Bank Securities Inc.
Guardian Investment Company Ltd.


document_description: The document is a corporate resolution empowering Justin T. McDonald and any director of the Company's Sole Director to execute necessary documents and actions on behalf of the company. It authorizes the issuance of certified copies of the resolutions and certificates of authorized persons. It also ratifies prior actions taken by directors or officers related to these resolutions.

key_people:
Justin T. McDonald
Sarkis D. ian
Pascale S. Allen

document_subtype: corporate resolution


document_description: Restrictions and signatory mandates for Techview Investments Ltd.'s accounts with Deutsche Bank Securities Inc. effective June 30, 2017. Specific individuals must sign jointly for transactions exceeding $100,000, with exceptions for certain transactions and administrative matters.

document_subtype: corporate account authorization

key_organizations:
Techview Investments Ltd.
Deutsche Bank Securities Inc.
Deutsche Asset and Wealth Management


document_description: Restrictions regarding Techview Investments Ltd.'s accounts with Deutsche Bank Securities Inc. effective June 30, 2017. New signatory mandate requires any two of the specified individuals to sign jointly for transactions, with specific conditions for transactions exceeding $100,000 and exceptions for certain transactions and administrative matters.

title: Techview Investments Ltd. – Restrictions to Corporate Account Authorization

key_organizations:
Techview Investments Ltd.
Deutsche Bank Securities Inc.


document_description: A KYC case (Casett01882073) initially launched by Cynthia in January was rejected in May. Vijay Sawant is inquiring if the recipient is still working on the case and offers to take over if not.

key_people:
Vijay Sawant
Cynthia

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: Due diligence research conducted by PWM BIS-RESEARCH on Bradley J Wechsler, with no significant negative media results found. The document outlines the results of various compliance checks including RDC, FIRCOSOFT, and Smartlinx, all of which returned no hits or were not required. Prepared by Shrcya Parashar.

key_people:
Bradley J Wechsler
Shrcya Parashar

key_organizations:
PWM BIS-RESEARCH
AML Compliance


document_description: The document contains OFAC and BIS results for Bradley J Wechsler, indicating no matches or alerts found. It includes public record information processed by Deutsche Bank AGII.

key_locations:
Wainscott, NY
Suffolk County

document_subtype: OFAC and BIS Results

key_organizations:
OFAC
BIS
LexisNexis
Deutsche Bank AGII