document_description: This document is a financial statement from TD Ameritrade for the account of Southern Financial LLC, managed by Jeffrey Epstein, covering the period from May 1, 2014, to May 31, 2014. It includes detailed information on portfolio summary, cash activity, income and expense summary, account positions, and trades pending settlement. The statement provides a comprehensive overview of the account's financial activities, including securities purchased and sold, funds deposited, and interest income. It also outlines the account's performance, including unrealized gains and losses, and provides a detailed account of transactions and positions held in various stocks, options, and other investments.

title: TD Ameritrade Statement for Account # 867-730320

document_subtype: Investment Statement

key_organizations:
TD Ameritrade
Southern Financial LLC


source: doj

document_description: TD Ameritrade transfer form for partial transfer of 180,000 AAPL shares to Interactive Brokers LLC.

document_type: financial

document_subtype: Transfer Form

key_organizations:
TD Ameritrade
Interactive Brokers LLC
Southern Financial LLC


document_description: TD Ameritrade transfer form for partial transfer to Interactive Brokers LLC. Includes account and transfer details, asset information, and instructions for third-party transfers.

key_people:
Jeffrey Epstein
Melinda McMurphy

key_organizations:
TD Ameritrade
Interactive Brokers LLC
Southern Trust Company Inc.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts from Deutsche Bank Private Wealth Management to TD Ameritrade. It includes account information, transfer instructions, and authorization sections.

title: TD Ameritrade Account Transfer Form

key_locations:
Omaha, NE
345 Park Ave, 26th Floor, NY, NY 10154

document_subtype: Account Transfer Form

key_organizations:
TD Ameritrade
Deutsche Bank Private Wealth Management
Southern Financial LLC


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts from Deutsche Bank to TD Ameritrade. It includes sections for account information, transfer instructions, and client authorization. The form specifies a partial transfer of assets including cash and various stocks. It requires signatures for authorization and includes instructions for different types of transfers such as brokerage, bank, and mutual fund transfers.

title: TD Ameritrade Account Transfer Form

key_locations:
Omaha, NE
NY, NY

key_organizations:
TD Ameritrade
Deutsche Bank
Southern Financial LLC


document_description: This document is a TD Ameritrade Account Transfer Form for transferring assets from Deutsche Bank Private Wealth Management to a TD Ameritrade account registered under Southern Financial LLC. It includes instructions for transferring different types of accounts and assets, such as brokerage, bank, annuity, and mutual fund transfers. The form requires signatures from account holders and includes sections for registration differences and client authorization.

title: TD Ameritrade Account Transfer Form

key_locations:
Omaha, NE
345 Park Ave, NY


document_description: A transfer form for a partial transfer of assets from TD Ameritrade to Charles Schwab and Company, signed by Jeffrey Epstein. The transfer involves several securities and is related to account liquidation for an affiliated entity, Southern Country International, LTD.

title: TD Ameritrade Transfer Out - Depository Trust and Clearing (DTC) Transfer Form

key_people:
Jeffrey Epstein
Richard Kahn
Wade Heigh

key_organizations:
TD Ameritrade
Charles Schwab and Company
Southern Country International, LTD


document_description: A transfer form for a partial outbound transfer from TD Ameritrade to Charles Schwab and Company, involving a charitable gift and account liquidation. The receiving account is Southern Country International LTD.

key_organizations:
TD Ameritrade
Charles Schwab and Company
Southern Country International LTD

reference_numbers:
967730689
DTC Number: 0164
Receiving Account Number: 14332170


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring assets between accounts. It includes sections for account information, transfer instructions, client authorization, and registration differences. The form specifies the types of accounts that can be transferred, the process for partial and full transfers, and the necessary client signatures for authorization.

title: TD Ameritrade Account Transfer Form

key_locations:
Omaha, NE
New York, NY

key_organizations:
TD Ameritrade
Deutsche Bank


document_description: This document is an agent authorization form from TD Ameritrade, granting limited account inquiry access to Richard Kahn and Darren K. Indyke for accounts associated with Jeffrey Epstein for the benefit of Southern Trust Company, Inc. The authorization allows the agents to inquire about account status, transfers, positions, and balances. It includes indemnity clauses and conditions for revocation.

key_people:
Jeffrey Epstein
Richard Kahn
Darren K. Indyke

document_subtype: Agent Authorization

key_organizations:
TD Ameritrade
Southern Trust Company, Inc.
HBPK Associates Inc.
James K. Indyke, PLLC


document_description: Request to remove Bruce Galloway as an authorized trading agent for Southern Financial LLC account.

key_people:
Jeffrey Epstein
Bruce Galloway

document_type: email

document_subtype: correspondence

key_organizations:
Southern Financial LLC
TD Ameritrade


document_description: TD Ameritrade informs Jeffrey Epstein of the termination of their business relationship, requiring him to transfer or liquidate his account by April 11, 2019.

document_type: correspondence

document_subtype: letter


document_description: This document is an Entity Authorized Agent Form for Southern Trust Company, Inc., detailing the entity's information, authorized agent details, affiliations, permitted investments, and account agreement with TD Ameritrade. Jeffrey Epstein is listed as the President and authorized agent. The form includes information about the entity's business address, type of business, and investment permissions. It also outlines the account agreement terms and the requirement for authorized agents to provide signatures.

key_people:
Jeffrey Epstein
Darren Indyke

key_locations:
St. Thomas, USVI
Omaha, NE

document_subtype: Entity Authorized Agent Form

key_organizations:
Southern Trust Company, Inc.
TD Ameritrade


document_description: This document is a Certificate of Existence issued by the Government of the Virgin Islands of the United States for Southern Financial, LLC, confirming its registration and legal existence as a Limited Liability Company as of February 25, 2013. It includes the Articles of Organization detailing the company's perpetual duration, management structure, initial capital, and limitation of liability. The document is signed by Greg J. Ferguson as the organizer and notarized by Brett A. Geary.

title: Certificate of Existence for Southern Financial, LLC

key_people:
Gregory R. Francis
Greg J. Ferguson
Brett A. Geary

document_type: government

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence and Articles of Organization


document_description: Financial transfer record involving Jeffrey Epstein and Southern Financial LLC, with details on account types, net cash values, and transfer status.

document_type: tabular

document_subtype: financial transfer record

key_organizations:
Southern Financial LLC
Pershing Division of Donaldson


document_description: This document is a transfer rejection notice for Jeffrey Epstein, indicating a rejected outgoing transfer with Interactive Brokers LLC. The rejection status is ROA-1 due to an SSN tax ID mismatch. The account type is Limited Liability, associated with Southern Financial LLC. The document includes control numbers, account details, and comments history.

title: Transfer Rejection Notice for Jeffrey Epstein

document_subtype: Transfer Rejection Notice

key_organizations:
Interactive Brokers LLC
Southern Financial LLC


document_description: This document is an outgoing transfer record for Jeffrey Epstein, associated with Southern Financial LLC. The transfer was rejected due to a mismatch in SSN-Tax ID. The document includes details about the account type, market value, and broker information.

title: Outgoing Transfer Document

key_organizations:
Southern Financial LLC
Interactive Brokers LLC


document_description: This document is a Trading Authorization Agreement for Southern Financial LLC, authorizing Richard David Kahn as the agent with full trading authorization, including privileges to withdraw money and/or securities. The agreement outlines the responsibilities and indemnities of the account owner and the authorized agent, and it supersedes any prior agreements. It includes personal and employment details of Richard David Kahn, who is the Treasurer and CFO of HBRK Associates Inc.

document_subtype: Trading Authorization Agreement

key_organizations:
Southern Financial LLC
TD Ameritrade
HBRK Associates Inc


document_description: This document is a trading authorization form for a Limited Liability Company (LLC) account with TD Ameritrade. It authorizes Bruce R. Galloway as an agent to trade on behalf of Southern Financial LLC, organized in the U.S. Virgin Islands. The document outlines the powers granted to the authorized agent, including buying and selling securities, and the responsibilities of the LLC members. It includes personal information about Bruce R. Galloway and signatures from LLC members, including Jeffrey Epstein as President of Southern Trust Company, Inc.

title: Trading Authorization for Limited Liability Company Account

key_people:
Bruce R. Galloway
Jeffrey Epstein

key_locations:
U.S. Virgin Islands
Omaha, NE
Sunny Isles Beach, FL

document_subtype: Trading Authorization

key_organizations:
TD Ameritrade
Southern Financial LLC
Southern Trust Company, Inc.
Jacombs Investments, Inc.


document_description: TD Ameritrade transfer form for a partial transfer to another financial institution, involving a charitable gift and third-party transfer. The document includes account information, transfer details, and instructions for completing the transfer.

key_people:
Jeffrey Epstein
Mike Northrop


document_description: This document is a Trading Authorization Agreement from TD Ameritrade, allowing an Authorized Agent to act on behalf of the Account Owner(s) for trading securities. It outlines the rights and responsibilities of the Authorized Agent and the Account Owner(s), including indemnification clauses and conditions under which the authorization can be revoked. The document also includes sections on affiliations, agent compensation, and required signatures.

title: TD Ameritrade Trading Authorization Agreement

key_people:
Authorized Agent
Account Owner

key_organizations:
TD Ameritrade
TD Ameritrade Clearing, Inc.


document_description: Wire transfer records involving Southern Financial LLC and Jeffrey Epstein, detailing multiple transactions with Deutsche Bank Trust Co. Americas and TD Ameritrade Clearing Inc.

key_locations: St. Thomas, United States Virgin Islands

document_subtype: wire transfer

key_organizations:
Southern Financial LLC
Deutsche Bank Trust Co. Americas
TD Ameritrade Clearing Inc.
HBRK Associates, Inc.


document_description: This document is an outbound wire request form from TD Ameritrade for Jeffrey Epstein, detailing two wire transfers. The first transfer is for $1,000,000 to COCOATUE ENTERPRISES LLC via JP Morgan Chase. The second transfer is for $2,000,000 to HARlequin Dane, LLC via TD Bank NA. The document includes instructions for completing the wire transfer and requires signatures from account holders.

document_subtype: Wire Transfer Request

key_organizations:
TD Ameritrade
JP Morgan Chase
COCOATUE ENTERPRISES LLC
TD Bank NA
HARlequin Dane, LLC


document_description: This document contains wire transfer records detailing transactions involving various banks and financial entities. It includes information on beneficiary banks, FBO names, transaction dates, amounts, and wire types.

key_locations:
New York, NY
CHERRY HILL, NJ

document_subtype: wire transfer records

key_organizations:
JPMCHASE
TD BANK, NA
Deutsche Bank
Pershing LLC
Charles Schwab & Co., Inc.
coatue enterprises LLC
harlequin dane, llc
Southern Financial LLC


document_description: Passport issued to Jeffrey Edward Epstein by the United States Department of State, valid from 27 May 2010 to 26 May 2020.

title: United States Passport

document_type: other

document_subtype: passport


document_description: This document is a financial statement from TD Ameritrade detailing account positions, balances, and transaction history as of February 11, 2019. It includes information on cash and cash alternatives, margin balance, stock and options buying power, and specific equity positions with their market values and gains/losses.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes sections for account information, delivering account details, transfer instructions, registration differences, and client authorization. The form requires signatures from account holders and includes options for full or partial transfers of various account types, including brokerage, bank, annuity, and mutual fund transfers.

title: TD Ameritrade Account Transfer Form

key_people: Client Co-Owner Representative

key_locations:
Omaha, NE
345 Park Ave, NY, NY 10154

key_organizations:
TD Ameritrade
Deutsche Bank Private Wealth Management


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring assets between accounts. It includes sections for account information, delivering account details, transfer instructions, and client authorization. The form is intended for corporate/business accounts and involves transferring assets from Deutsche Bank Private Wealth Management to TD Ameritrade. The document also includes instructions for different types of transfers such as brokerage firm transfer, bank/credit union transfer, and mutual fund company transfer.

title: TD Ameritrade Account Transfer Form

key_people: Deutsche Bank Private Wealth Management Representative


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes sections for account information, delivering account details, transfer instructions, and client authorization. The form requires signatures from account holders and representatives for processing.

title: TD Ameritrade Account Transfer Form


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes instructions for completing the form, account information, transfer instructions for brokerage, bank, annuity, and mutual fund transfers, and authorization sections for client and representative signatures.

title: TD Ameritrade Account Transfer Form


document_description: This document is a Trading Authorization Agreement for the account of Southern Financial LLC with TD Ameritrade. It authorizes Paul Simon Barrett as an agent with limited trading authorization for the purchase and sale of securities. The agreement outlines the responsibilities and indemnities of the account owner and the authorized agent, and includes personal and employment details of the agent.

key_organizations:
TD Ameritrade
Southern Financial LLC
Alpha Group Capital


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring assets from one account to another. It includes sections for account information, transfer instructions, client authorization, and registration differences. The form specifies the types of accounts that can be transferred, such as Corp/Business accounts, and provides options for full or partial transfers of securities and cash. It also includes instructions for transferring mutual funds, bank accounts, annuities, and life insurance policies. The form requires signatures from account holders and includes a section for office use only.

title: TD Ameritrade Account Transfer Form

key_organizations:
TD Ameritrade
Deutsche Bank
Southern Financial LLC


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes sections for account information, transfer instructions, client authorization, and other necessary details for processing the transfer. The form requires signatures from account holders and provides options for different types of transfers, including partial and full transfers of securities and cash.

title: TD Ameritrade Account Transfer Form


document_description: Rafael Otoya updates Richard on the status of a cash incentive related to new assets brought in. Due to the entity being an LLC, gift cards were not an option, and the cash incentive requires several approvals, with a few already obtained.


document_description: The document with identifier EFTA01268414 does not contain any specific information or context that can be extracted. It appears to be a placeholder or reference number without additional content provided.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts to TD Ameritrade. It includes instructions for completing the form, account information for both the TD Ameritrade account and the delivering account, transfer instructions for brokerage, bank/credit union, annuity, and mutual fund company transfers, and sections for client authorization and registration differences. The form requires signatures from account holders and includes a section for a Medallion Signature Guarantee for TD Ameritrade use only.


document_description: This document is a financial statement from TD Ameritrade detailing the account positions and balances as of February 11, 2019. It includes information on cash and cash alternatives, margin balance, stock and options buying power, and specific equity positions with their market values, day gains, and overall gains.


document_description: A confidential message from Geoff Cosgriff, a Senior Fixed Income Specialist at TD Ameritrade, intended for a specific recipient. The message includes a disclaimer about confidentiality and the nature of the communication.


document_description: The document contains contact information for Richard Kahn from HBRK Associates Inc., located at 575 Lexington Avenue, 4th Floor, New York, NY 10022. It includes a reference number EFTA01268446.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes instructions for completing the form, account information for both the receiving and delivering accounts, and options for different types of transfers such as brokerage firm transfer, bank/credit union transfer, and mutual fund company transfer. The form requires signatures from account holders and includes a section for TD Ameritrade's acceptance as successor custodian.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes sections for account information, transfer instructions, and client authorization. The form requires details about the delivering and receiving accounts, including account numbers, registration titles, and types. It also provides options for full or partial transfers of securities, cash, or mutual funds. The form must be signed by all account holders and includes a section for a Medallion Signature Guarantee for TD Ameritrade use only.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes sections for account information, delivering account details, transfer instructions, and client authorization. The form requires signatures from account holders and includes instructions for different types of transfers such as brokerage firm transfers, bank/credit union transfers, and mutual fund company transfers.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes sections for account information, transfer instructions, and client authorization. The form requires details about the delivering account, transfer instructions for brokerage, bank, annuity, or mutual fund transfers, and signatures for authorization.


document_description: This document is a TD Ameritrade Account Transfer Form used for transferring accounts between financial institutions. It includes sections for account information, transfer instructions, and client authorization. The form specifies the types of accounts that can be transferred and provides instructions for partial or full transfers of securities, cash, or mutual funds. It also includes sections for handling registration differences and obtaining client signatures for authorization.


document_description: TD Ameritrade informs Jeffrey Epstein of the termination of their business relationship, requiring him to transfer or liquidate his account by April 11, 2019. The account is restricted to liquidating transactions only, and failure to act will result in liquidation and mailing of proceeds.


document_description: Confidential fax from Richard Kahn of HBRK Associates Inc. with contact information and reference numbers.


document_description: LaTisha R. Hough, Legal Process Manager/Paralegal at TD Ameritrade, certifies that attached documents are true copies of records made in the regular course of business. The declaration is sworn before a notary public.


document_description: TD Ameritrade responds to a Grand Jury Subpoena related to Jeffrey Epstein, providing various financial documents associated with Southern Financial LLC.


document_description: This document is a Purchase and Sales Agreement dated November 20, 2019, between Richard Yospin, Trustee of The Richard Yospin Family Trust, as the seller, and Granite Reality LLC as the buyer, for the property located at 338 East Washington Road, Bradford, NH. The selling price is $1,075,000 with a deposit of $10,000 and an additional deposit of $90,000 upon satisfactory inspection results. The agreement includes provisions for inspections, insurance, title transfer, and additional personal property to remain with the real estate. The closing date is on or before December 13, 2019.


document_description: This document is a settlement statement for the property located at 338 East Washington Road, Bradford, NH, detailing the financial transactions between the buyer, Granite Reality LLC, and the seller, Richard Yospin, Trustee of the Richard Yospin Family Trust. The settlement date is December 13, 2019, with a contract sales price of $1,070,750.00. The document includes details of the buyer's and seller's transactions, settlement charges, and adjustments for taxes and utilities.


document_description: This is a Purchase and Sales Agreement for a property located in Bradford, NH, between Richard Yospin, Trustee of The Richard Yospin Family Trust, as the seller, and Granite Reality LLC as the buyer. The selling price is $1,075,000 with a deposit of $10,000 and an additional deposit of $90,000 upon satisfactory inspection results. The agreement includes details on the transfer of title, possession, insurance, inspections, and financing. The agreement is not contingent upon the buyer obtaining financing. The buyer requests certain personal property to remain with the real estate. The agreement is contingent upon the buyer's satisfactory review of a completed Seller Property Disclosure for an Antique 2 Bedroom Cape Cod Style with an attached barn on the property.


document_description: A list of tasks and notes related to various business and legal matters, including instructions for Bangor, ordering items, and real estate transactions. It includes references to a purchase price, closing dates, and legal entities involved.


document_description: Jen Johnson submitted an offer and created an LLC. The legal firm involved is Nutter McEllend Fish from Massachusetts.


document_description: A warranty deed document, likely related to property transfer, marked as confidential with multiple reference numbers.


document_description: This document includes the HUD Settlement Statement for a real estate transaction involving Granite Reality LLC as the buyer and Richard Yospin, Trustee of the Richard Yospin Family Trust, as the seller. The transaction took place on December 13, 2019, for a property located at 338 East Washington Road, Bradford, NH 03221. The document also contains various affidavits, tax declarations, and compliance agreements related to the transaction.


document_description: This document outlines the details of a real estate closing for the property located at 338 East Washington Road, Bradford, NH 03221. The buyer is Granite Reality LLC, managed by Jeffrey W. Roberts, and the seller is Richard Yospin, Trustee of the Richard Yospin Family Trust. The purchase price is $1,070,750.00, with various financial transactions and tax details included. The document also contains wire transfer records and instructions for post-closing procedures.


document_description: The document is a HUD Settlement Statement for a real estate transaction involving Granite Reality LLC as the buyer and Richard Yospin, Trustee of the Richard Yospin Family Trust, as the seller. The transaction was settled on December 13, 2019, with a contract sales price of $1,070,750.00. The document includes details of settlement charges, adjustments, and tax declarations.


document_description: This document is a warranty deed recorded in Merrimack County, NH, transferring property from Donald A. Jackson and Juanita W. Jackson to Richard Yospin, Trustee of The Richard Yospin Family Trust. The property is located in Bradford, NH, and is described in detail with boundaries and measurements. The deed was signed on December 14, 2017, and includes a release of homestead rights.


document_description: A table listing property owners, descriptions, and acreage for land located in Bradford for current use taxation purposes.


document_description: A land plan for Bradford, New Hampshire, associated with Bertha S. Williams, scaled at 1:200, dated November 1977. The plan includes details such as location references and agent information.


document_description: This document is a property card for 338 East Washington Road in Bradford, NH, detailing ownership, assessed value, sale history, and building details. The property is owned by the Yospin, Richard Family Trust and is located in a conservation zone with a land area of 156 acres. The assessed total value is $788,280, and it was last sold on December 20, 2017, for $1,050,000.


document_description: This is a Purchase and Sales Agreement for a property located in Bradford, NH, between Richard Yospin, Trustee of The Richard Yospin Family Trust, and Granite Reality LLC. The selling price is $1,075,000 with deposits and conditions outlined. The agreement includes provisions for inspections, insurance, and additional personal property to remain with the real estate. The agreement is contingent upon the buyer's receipt and satisfactory review of a completed Seller Property Disclosure.


document_description: This document is a checklist for opening a business account for J Epstein Virgin Islands Foundation Inc at 1First Bank. It includes a list of required documents and disclosures for account opening, such as signature cards, due diligence forms, and various certificates. The document also outlines the necessary steps for compliance with the USA Patriot Act and other regulatory requirements.


document_description: This document contains various forms and agreements related to the bank account of IGO Company, LLC with FirstBank. It includes client due diligence, account opening procedures, authorized signers, and compliance checklists. The document outlines the company's structure, authorized signers, and compliance with banking regulations.


document_description: This document contains various forms and agreements related to the opening and management of a bank account for Jeepers, Inc. at FirstBank. It includes account opening procedures, due diligence checklists, corporate resolutions, and other related financial documents. The documents detail the account's authorized signers, expected transactions, and compliance with legal and regulatory requirements.


document_description: This document contains various business account documentation for FT Real Estate, Inc., including articles of incorporation, corporate resolutions, and due diligence forms. It outlines the establishment and management of the corporation, its authorized signers, and its banking relationship with FirstBank. The document also includes certifications of good standing and other legal documents related to the corporation's operations in the U.S. Virgin Islands.


document_description: This document contains various forms and agreements related to the opening and maintenance of a bank account for Thomas World Air, LLC at First Bank. It includes customer due diligence forms, account agreements, and authorization documents. The account is used for operational purposes related to the storage and maintenance of aircraft. Key individuals involved include Jeffrey Epstein, Jeanne Brennan, and Harry Beller.


document_description: The document contains various bank account documents related to Thomas World Air LLC, including checklists for special partnership accounts, customer due diligence forms, certificate of deposit, and operating agreements. It details the account opening procedures, authorized signers, and financial transactions associated with the account.


document_description: This document is a personal account signature card for an individual checking account under the name of Jeffrey E. Epstein. It includes details such as the account type, account description, account number, and mailing address. The document also contains sections for the account holder's and joint party's information, including birth date, birthplace, and citizenship. Additionally, it outlines terms and conditions related to automatic transfers, tax reporting, and security procedures for telephone/fax issuance of payment orders.


document_description: The document contains various financial and legal documents related to the Financial Trust Company, including a business account signature card, corporate resolutions, articles of incorporation, and due diligence forms. It details the authorized signers, account types, and compliance requirements for high-risk business accounts. The documents also include certifications of good standing and licenses for the company.


document_description: This document is a signature card and account agreement for Michelle's Transportation Company, LLC with FirstBank Virgin Islands. It includes details about the account type, authorized signers, and account agreement acceptance. The document lists Jeffrey Epstein, Darren Indyke, and Harry Beller as authorized signers. It outlines the company's business information, expected transactions, and related accounts. The document also includes a letter and security agreement for the limited liability company, detailing the authority of signers and the bank's role as a depository.


document_description: This document contains various corporate documents related to Financial Strategy Group, Ltd. and Southern Country International, Ltd., including certificates of incorporation, amendments, resolutions, consents, and bylaws. It details the corporate structure, authorized shares, and changes in corporate names and directors. The documents also include certifications of good standing and licensure for conducting business as an International Banking Entity in the U.S. Virgin Islands.


document_description: This document is a corporate resolution for Gratitude America, LTD., a corporation organized under the laws of the US Virgin Islands. It authorizes the officers of the corporation to open bank accounts with FirstBank, sign financial instruments, and manage financial transactions. Jeffrey Epstein and Darren Indyke are authorized as signatories. The resolution also approves loans and advances for the corporation and provides a continuing lien to the bank for any liabilities. The document includes a certification of the officers and their signatures.


document_description: This document is a deposit/account form for a Commercial Checking account, dated September 8, 2016. It includes details such as the address of Great ST Jim LLC, the company name, and acknowledgment of receipt of various banking agreements and policies. The form is prepared by Denville Etienne and authorized by an individual with initials/signature 'Q'.


document_description: This document contains various financial records and agreements related to Nautilus, Inc., including account opening forms, customer due diligence, and corporate resolutions for banking with FirstBank. It includes details about authorized signers, expected transactions, and account purposes. The document also contains an affidavit stating that Nautilus, Inc. is not conducting business and is intended for holding real estate.


document_description: This document contains various banking and corporate documents related to Cypress, Inc., including certification of beneficial ownership, account maintenance forms, customer due diligence, articles of incorporation, and corporate resolutions. Key individuals involved include Jeffrey Epstein, Darren Indyke, and Richard Kahn. The documents detail the establishment and management of bank accounts, corporate structure, and financial transactions.


document_description: This document contains various financial records and certifications related to the bank accounts of Laurel, Inc., a corporation associated with Jeffrey Epstein. It includes account opening forms, corporate resolutions, beneficial ownership certifications, and other related financial documents. The documents detail the establishment and management of bank accounts, authorized signatories, and corporate governance resolutions.


document_description: This document contains various financial records and account details related to Southern Trust Company, Inc., including account numbers, authorized signers, and transaction details. It includes information about the company's business checking accounts, EIN, and authorized signers such as Jeffrey Epstein, Darren Indyke, and Jeanne Brennan. The document also includes a certificate of amendment to the articles of incorporation, a certificate of good standing, and a corporate resolution for banking activities.


document_description: This document contains customer due diligence and account information for Southern Trust Company, Inc. It includes details about authorized signers, account numbers, income sources, client classification, and account opening authorization. The document also provides information about the business entity, Southern Trust Company, Inc., including its EIN, physical and mailing addresses, and business phone number. The document outlines the expected transactions for the account, including credits, debits, and international transfers.

title: Customer Due Diligence and Account Information for Southern Trust Company, Inc.

key_people:
Cecile deJongh
Jeanne K Brennan
Jeffrey E Epstein
Darren K Indyke

key_locations:
St. Thomas, VI
Little Saint James Island
Livingston, NJ
New York, NY

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
FirstBank


document_description: This document is a client due diligence form for LSJ, LLC, a holding company established in 1998, with its business account at First Bank, Virgin Islands. It includes business information, account type, authorized signers, account agreement acceptance, initial deposit, expected transactions, related accounts, and management review. Jeffrey Epstein is listed as an authorized signer and member of the company.

title: Client Due Diligence for LSJ, LLC

key_people:
Jeffrey Epstein
Jeanne Brennan
Harry Beller
Darren Indyke
Gary Kerney

document_subtype: Client Due Diligence

key_organizations:
LSJ, LLC
First Bank Virgin Islands


document_description: This document is a checklist for opening business accounts at First Bank, detailing required documents for various business types including corporations, partnerships, sole proprietorships, and others. It includes due diligence requirements for high-risk businesses and individuals, and outlines the necessary steps for account opening and compliance with regulations.

title: Document Checklist for Business Accounts File

key_people:
Jeffrey Epstein
Madelin Colon
Janice Stridiron
Maria Tankenson Hodge
Denise Francois

key_locations:
St. Thomas, US Virgin Islands
American Yacht Harbor
Charlotte Amalie

document_subtype: Bank Account Documentation

key_organizations:
First Bank
FSF, LLC
Division of Corporations
BSA Compliance Office


document_description: This document contains various forms and agreements related to the bank account of LSJE, LLC, including account opening procedures, customer due diligence, and operating agreements. It includes details about the company's change of name from LSJ Employees, LLC to LSJE, LLC, and the roles of key individuals such as Jeffrey Epstein, Jeanne Brennan, and Darren Indyke. The document also outlines the company's financial activities, authorized signatories, and beneficial ownership information.

title: LSJE, LLC Bank Account Documentation

key_people:
Jeffrey Epstein
Jeanne Brennan
Darren Indyke
Harry Beller

key_locations:
St. Thomas, USVI
Little Saint James Island

key_organizations:
LSJE, LLC
First Bank
Government of the U.S. Virgin Islands


document_description: This document contains various financial records and agreements related to LSJ Employees LLC, including account opening procedures, customer due diligence, operating agreements, and other financial documentation. It includes details about the company's structure, authorized signatories, and financial transactions.

title: LSJ Employees LLC Financial Documents

key_organizations:
LSJ Employees LLC
First Bank
Financial Trust Company, Inc.


document_description: This document is a checklist for opening a business account for Freedom Air Petroleum, LLC at First Bank. It includes a list of required documents such as signature cards, customer due diligence forms, and various certifications and agreements. The document also outlines the expected transactions and account purpose for the business, which is involved in gasoline storage. The account was opened on February 10, 2012, and the document includes details about the business's physical and mailing addresses, as well as its EIN and NAICS code.

key_people:
Jeffrey Epstein
Larry Visoski
Madelin Colon
Sanai Massicot
Jeanne Brennan
Darren Indyke
Harry Beller

key_locations:
St Thomas, VI
Middle Bay General Aviation Hanger
Cyril E King Airport

key_organizations:
Freedom Air Petroleum, LLC
First Bank
Financial Trust Company, Inc
HBRK Associates


document_description: The document contains financial transactions related to the Estate of Jeffrey Epstein, including official checks issued by FirstBank VI. The transactions involve various entities such as PSP LLC, FT Real Estate Inc, Jeepers Inc, SIE LLC, and Thomas World Air LLC. The checks are issued for significant amounts and are marked as confidential.

document_subtype: bank statement

key_organizations:
FirstBank VI
PSP LLC
FT Real Estate Inc
Jeepers Inc
SIE LLC
Thomas World Air LLC


document_description: Check requests for closing accounts of entities associated with Jeffrey Epstein and transferring funds to the estate account. Entities include Thomas World Air LLC, FSF LLC, and Jeepers, Inc. The purpose is to dissolve these companies and transfer assets to the Estate of J. Epstein.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard D. Kahn
Michelle Smith-Roberts
Erika Kellerhals

document_subtype: Check Request

key_organizations:
First Bank
Kellerhals Ferguson Kroblin PLLC
Thomas World Air LLC
FSF LLC
Jeepers, Inc.
Estate of Jeffrey E. Epstein


document_description: This document is a bank statement from Financial Trust Company Inc. for a commercial checking account. It includes details of deposits, checks, and other debits for the period ending February 29, 2012. The statement shows a beginning balance of $110,523.71, credits totaling $100,000.00, debits totaling $61,354.15, and an ending balance of $149,169.56.

title: Financial Trust Company Inc. Statement of Account

document_subtype: Bank Statement


document_description: This document is a bank statement for Island Grounds Inc. It details the transactions for the commercial checking account for the period ending February 29, 2012. The statement includes deposits, checks, and other debits, along with daily balance information.

title: Statement of Account

key_organizations:
Island Grounds Inc.
FirstBank


document_description: This document contains a series of bank statements for IGO Company LLC's commercial checking account with First Bank, covering the period from February 2012 to March 2014. The statements detail the account's beginning and ending balances, credits, debits, and daily balance information. The account consistently shows a balance of $1,674.96 with no significant transactions recorded during this period.

title: IGO Company LLC - First Bank Statement

key_organizations:
First Bank
American Yacht Harbor


document_description: This document is a bank statement for Jeepers Inc. from First Bank, Virgin Islands, covering the period from February 29, 2012, to June 30, 2014. The statement details the account balance, credits, debits, and service charges for each month. The account consistently maintains a balance of $672.08 or $522.08, with no credits or debits recorded during the period. The document includes instructions for balancing the statement and information on electronic funds transfers.

title: Statement of Account


document_description: This document contains a series of bank statements for Lafayette Contractors LLC, detailing transactions from February 29, 2012, to May 31, 2013. The statements include beginning and ending balances, credits, debits, and service charges for a commercial checking account. Key transactions include wire transfers, ACH debits for payroll and IRS payments, and check payments. The statements also provide daily balance information and instructions for reconciling the account balance.

title: Lafayette Contractors LLC Bank Statements


document_description: This document contains a series of bank statements for F T Real Estate Inc. from First Bank Virgin Islands, detailing account balances, deposits, and debits over several months in 2012. The statements include daily balance information and transaction details such as check numbers and amounts. The statements also provide information on how to report errors or lost/stolen ATM cards, and details about electronic funds transfers.

title: Statement of Account

key_organizations:
F T Real Estate Inc
First Bank Virgin Islands


document_description: This document is a bank statement from I First Bank for the account named Island Ground. It includes a table of transactions with dates, interest, and balances from 2010 to 2013. The statement also includes details of a certificate of deposit transaction and an official check issued to Island Grounds Inc. for $79,028.11 on October 24, 2013.


document_description: This document contains financial transactions related to a certificate of deposit and a manager's check from First Bank. It includes details of deposits, withdrawals, and penalties, as well as a manager's check issued to Financial Trust Co.


document_description: This document contains a series of monthly bank statements for Jeffrey Epstein's individual checking account at FirstBank Virgin Islands, covering the period from February 2012 to November 2013. The statements detail deposits, credits, debits, and ending balances for each month, along with daily balance information and overdraft fee summaries. The account shows regular ACH credits labeled as 'Payroll' or 'SOTR STC Inc.' and occasional debit memos for fund transfers.


document_description: This document is a bank statement from Financial Trust Company for a commercial checking account. It includes details of credits, debits, and service charges for the period ending February 29, 2012. The statement shows a beginning balance of $6,095.60, total credits of $130,000.00, total debits of $64,523.51, and an ending balance of $71,512.09. It lists specific transactions including incoming wire transfers, checks, and other debits such as pre-funding and IRS payments.


document_description: This document contains a series of bank statements for Michelle's Transportation Co LLC from FirstBank Virgin Islands, covering the period from 2012 to 2015. The statements detail the beginning and ending balances, deposits, credits, checks, debits, and service charges for the company's commercial checking account. The statements also include daily balance information and instructions for reconciling the account. Additionally, there are sections on important information regarding credit lines and electronic funds transfers.


document_description: This document is a bank statement for Financial Strategy Group, Ltd, detailing transactions for a commercial checking account at First Bank. The statement covers the period ending January 31, 2015, with a beginning balance of $0.00 and an ending balance of $494,989.00. It includes deposits totaling $500,010.00, checks totaling $5,010.00, and service charges of $11.00. Key transactions include a $450,000 incoming wire transfer and a $5,000 check.


document_description: This document is a bank statement for Gratitude America, Ltd, detailing transactions for a commercial checking account. The statement includes deposits, checks, and other debits, with a beginning balance of $0.00 and an ending balance of $1,000.00. A deposit of $1,000.00 was made on 02/26/2015.


document_description: This document is a bank statement for GREAT ST JIM, LLC, detailing account activity for a commercial checking account with First Bank. The statement covers the period ending September 30, 2016, showing a beginning balance of $0.00, a deposit of $2,000.00, and an ending balance of $2,000.00. There are no checks or other debits recorded, and no service charges applied. The document includes instructions for balancing the statement and information on finance charges and electronic funds transfers.


document_description: This document is a bank statement for Poplar, Inc. from First Bank, covering the period ending September 30, 2016. It includes account balance information, details on deposits and debits, and important notices regarding currency exchange fees and electronic funds transfers.


document_description: This document contains a series of bank statements for Little St James LLC, detailing account balances, credits, debits, and daily balance information over several months in 2012 and 2013. The statements show transactions such as deposits, debits, and checks, with specific amounts and dates. The account consistently maintains a balance, with occasional deposits and debits.


document_description: This document contains a series of bank statements for Freedom Air Petroleum, LLC, detailing account transactions from February 2012 to March 2014. The statements include information on deposits, debits, service charges, and daily balances. The account consistently maintains a balance of $24,042.01 with minimal transactions, primarily service charges.


document_description: This document is a Fedwire Payment Debit Advice from FirstBank Puerto Rico to various beneficiaries, detailing transactions for loans and real estate purchases. It includes transaction details such as instructed, debited, and paid amounts, all of which are marked as confidential and certified as true copies of the original.

key_locations:
St Thomas, VI
San Juan, PR
San Francisco, CA
Virgin Islands (U.S.)
Birmingham, AL
New York, NY

document_subtype: Fedwire Payment Debit Advice

key_organizations:
F T Real Estate, Inc
FirstBank Puerto Rico
First Republic Bank
Kellerhals Ferguson Kroblin PLLC
Merchants Commercial Bank
Alostar Bank of Commerce
Osborne Lane Capital LLC
Bank of America, N.A.


document_description: This document contains multiple Fedwire credit and debit advices for JEEPERS INC, detailing transactions from July 8, 2016, to December 19, 2019. The transactions involve various amounts credited to JEEPERS INC from different originators, including Fortress Value Recovery Fund I LLC, with the receiving bank being FirstBank Puerto Rico. The document also includes a book transfer debit advice for a funds transfer fee.

title: Fedwire Credit and Debit Advice for JEEPERS INC

key_people:
JEEPERS INC
FORTRESS VALUE RECOVERY FUND I LLC

key_locations:
ST THOMAS VI
Jersey City, NJ
New York, NY
San Juan, PR
Dover, DE

document_subtype: Fedwire Credit and Debit Advice

key_organizations:
FirstBank Puerto Rico
Bank of America, N.A.
Pershing LLC
The Bank of New York Mellon


document_description: This document contains multiple Fedwire credit and debit advices related to F T Real Estate, Inc. It includes transactions involving Jeffrey Epstein, David J. Mitchell, and other entities. The transactions detail various financial activities such as real estate transactions, loan repayments, and donations. The document is marked as confidential and certified as true copies by 1 First Bank.

title: Fedwire Credit and Debit Advices for F T Real Estate, Inc.

key_people:
Jeffrey Epstein
David J. Mitchell
Larry Visoski

key_locations:
St Thomas, VI
New York, NY
San Juan, PR

document_subtype: Fedwire Credit and Debit Advices

key_organizations:
F T Real Estate, Inc
Deutsche Bank Trust Company Americas
FirstBank Puerto Rico
1 First Bank


document_description: This document contains multiple Fedwire payment debit and credit advices related to Jeffrey Epstein, detailing transactions between 2016 and 2019. The transactions include expense reimbursements and interbank transfers involving various banks such as FirstBank Puerto Rico, Deutsche Bank Trust Company Americas, and others. The document also includes certifications of authenticity by 1 First Bank.

title: Fedwire Payment Debit and Credit Advices for Jeffrey Epstein

key_locations: Little Saint James Island, St Thomas, VI

key_organizations:
FirstBank Puerto Rico
Deutsche Bank Trust Company Americas
Sberbank
Lloyds Bank PLC
Societe Generale
JPMorgan Chase Bank, NA
National Financial Services LLC
Bank of America, N.A.


document_description: The document contains multiple Fedwire receive credit advices for transactions involving Jeffrey Epstein and Michelle's Transportation Company. The transactions detail amounts received by Michelle's Transportation Company from Jeffrey Epstein through Deutsche Bank Trust Company America, with the receiving bank being FirstBank Puerto Rico.

key_locations:
Little Saint James Island
St Thomas VI
New York, NY
San Juan, PR

document_subtype: Wire Transfer Records

key_organizations:
Michelle's Transportation Company
Deutsche Bank Trust Company America
FirstBank Puerto Rico
HBRK Associates, Inc


document_description: The document contains multiple Fedwire credit and debit advices involving various entities such as Gratitude America, Ltd, Financial Strategy Group, Ltd, Jeffrey Epstein, and others. Transactions include large sums of money being transferred between banks in the United States and internationally, with some transactions involving fees. The document lists details such as transaction numbers, sending and receiving banks, and amounts credited or debited.

key_people:
Jeffrey Epstein
Darren K Indyke
Lutfi Hassan Abdallah

key_locations:
St Thomas, VI
New York, NY
San Juan, PR
Ramallah, Palestine

key_organizations:
Gratitude America, Ltd
Financial Strategy Group, Ltd
Deutsche Bank Trust Company America
FirstBank Puerto Rico
TD Bank, NA
Arab Bank PLC


document_description: The document contains multiple Fedwire Receive Credit Advices for transactions involving Gratitude America, Ltd. The transactions detail received amounts, credit amounts, and charge amounts for various dates. The originator and beneficiary for all transactions is Gratitude America, Ltd, with addresses in St. Thomas, VI and New York, NY. The transactions involve multiple banks including Deutsche Bank Trust Company Americas, Morgan Stanley Smith Barney LLC, and Citibank, N.A. The receiving bank for all transactions is FirstBank Puerto Rico.

key_locations:
St. Thomas, VI
New York, NY
San Juan, PR

document_subtype: Fedwire Receive Credit Advice

key_organizations:
Gratitude America, Ltd
Deutsche Bank Trust Company Americas
Morgan Stanley Smith Barney LLC
Citibank, N.A.
FirstBank Puerto Rico


document_description: A Fedwire receive credit advice for a transaction involving Jeffrey Epstein as the originator and Nautilus, Inc as the beneficiary. The transaction amount is $50,000.00 USD.

key_locations:
Little St James Island, St Thomas, VI
New York, NY
San Juan, PR

key_organizations:
Nautilus, Inc
HBRK Associates, Inc
Deutsche Bank Trust Company America
FirstBank Puerto Rico


document_description: Two wire transfer transactions from Jeffrey Epstein to Nautilus, Inc. on Little St James Island, St Thomas, VI. The first transaction on 22-Feb-2019 was for 150,000.00 USD and the second on 29-Mar-2019 was for 100,000.00 USD. Both transactions were processed through Deutsche Bank Trust Company America and received by FirstBank Puerto Rico.


document_description: This document contains wire transfer records from 2012 to 2015, detailing financial transactions.

title: Wire Transfers from 2012-2015

document_subtype: wire transfers


document_description: The document contains multiple Fedwire Receive Credit Advices detailing transactions from Jeffrey Epstein to Cypress, Inc. Each transaction includes details such as transaction number, sending bank reference, received amount, credit amount, and charge amount. The transactions are certified by 1 First Bank as true copies of the original documents.

key_locations:
New York, NY
St Thomas, VI
San Juan, PR

key_organizations:
Cypress, Inc
HBRK Associates, Inc
Deutsche Bank Trust Company Americas
FirstBank Puerto Rico


document_description: This document contains multiple Fedwire receive credit advices detailing wire transfers from Jeffrey Epstein to Laurel, Inc. The transactions occurred between October 7, 2016, and March 29, 2019, with amounts ranging from $10,000 to $225,000 USD. The originator's bank is Deutsche Bank Trust Company America, and the receiving bank is FirstBank Puerto Rico.

title: FEDWIRE RECEIVE CREDIT ADVICE

key_organizations:
Laurel, Inc
Deutsche Bank Trust Company America
FirstBank Puerto Rico
HBRK Associates, Inc


document_description: This document contains wire transfer records from 2013 to 2015.

title: Wire Transfers 2013-2015


document_description: The document contains multiple Fedwire Receive Credit Advices for Southern Trust Company Inc, detailing various transactions including transaction numbers, sending bank references, received amounts, credit amounts, and charge amounts. The transactions involve multiple originators and sending banks, with the beneficiary being Southern Trust Company Inc. The document also includes certification stamps from 1 First Bank, indicating that the documents are true and exact copies of the originals.

key_people:
Darren K Indyke
Richard Kahn
Erika A Kellerhals

key_locations:
St Thomas, VI
New York, NY
San Juan, PR
Wilmington, DE
Boston, MA
Greenwich, CT

key_organizations:
Southern Trust Company Inc
Deutsche Bank Trust Company Americas
FirstBank Puerto Rico
TD Bank, NA
JPMorgan Chase Bank, NA
Banco Popular de Puerto Rico
Interactive Brokers LLC
Citibank, N.A.
National Financial Services LLC
HBRK Associates Inc


document_description: This document contains wire transfer records from 2009 to 2013, detailing financial transactions.

title: Wire Transfers from 2009-2013


document_description: The document contains multiple Fedwire credit and debit advices related to transactions involving LSJ Employees LLC and Jeffrey Epstein. The transactions detail various amounts received and debited, with associated bank and intermediary information. The document includes certifications from 1 First Bank, confirming the authenticity of the records.

key_organizations:
LSJ Employees LLC
HBRK Associates, Inc
Deutsche Bank Trust Company America
FirstBank Puerto Rico
1 First Bank
Charles Schwab and Co., Inc.
Wells Fargo Bank, NA
Southern Trust Company Inc


document_description: This document contains wire transfer records from 2012 to 2016, detailing financial transactions.

title: Wire Transfers from 2012-2016


document_description: The document contains multiple Fedwire credit and debit advices related to transactions involving LSJ Employees LLC and Jeffrey Epstein. The transactions detail various amounts credited and debited to and from accounts associated with LSJ Employees LLC, with Deutsche Bank Trust Company America and FirstBank Puerto Rico frequently involved as the originator's and receiving banks. The transactions cover a range of dates from 2016 to 2019, with amounts ranging from a few thousand to over two million USD. The document includes references to invoices and payments for services such as kitchen countertops, electrical work, and consulting fees.

key_organizations:
LSJ Employees LLC
Deutsche Bank Trust Company America
FirstBank Puerto Rico
HBRK Associates, Inc
Charles Schwab & Co., Inc
Wells Fargo Bank, NA
JPMorgan Chase Bank, NA
Citibank, N.A.
Bank of America, N.A.
HSBC Bank PLC


document_description: Holland & Knight LLP, representing FirstBank Puerto Rico, responds to a Grand Jury Subpoena dated December 31, 2019, by producing documents via iManage Share. The documents include bank opening records, manager's checks, monthly account statements, and wire transfer records. The letter emphasizes that the production does not waive any applicable privilege or confidentiality.

title: Grand Jury Subpoena to FirstBank Puerto Rico

key_people:
Michael E. Hantman
Alex Rossmiller

key_locations:
Miami, FL
New York, NY
San Juan, PR

document_subtype: letter

key_organizations: U.S. Attorney's Office Southern District of New York


document_description: This document is a signature page for a UBS Client Relationship Agreement, including a Margin Agreement, Electronic Delivery Consent, and W-9 Form Certification. It outlines the terms and conditions for margin privileges, electronic delivery of documents, and tax certification requirements.

key_people:
Ghislaine Maxwell
Scott Stackman
Lyle Casriel

document_subtype: Client Relationship Agreement

key_organizations:
UBS
Internal Revenue Service


document_description: This document is a signature page for a UBS Client Relationship Agreement, including a Margin Agreement, Electronic Delivery Consent, and W-9 Form Certification. It includes a pre-dispute arbitration clause and requires the signatory to acknowledge terms related to margin privileges and electronic document delivery.


document_description: This document is a signature page for a UBS Client Relationship Agreement, including a Margin Agreement, Electronic Delivery Consent, and W-9 Form Certification. It acknowledges the terms and conditions of the agreement, margin privileges, and electronic delivery of documents. It also includes a W-9 certification under penalty of perjury and mentions a pre-dispute arbitration clause.


document_description: This document is a signature page for a UBS Client Relationship Agreement, including a Margin Agreement, Electronic Delivery Consent, and W-9 Form Certification. It includes acknowledgments and agreements related to margin privileges, electronic delivery of documents, and tax certifications. The document is signed by Ghislaine Maxwell.


document_description: This document is a signature page for a UBS Client Relationship Agreement, including a Margin Agreement, Electronic Delivery Consent, and W-9 Form Certification. It outlines the terms and conditions for margin privileges, electronic delivery of documents, and tax certification. The document is signed by Ghislaine Maxwell.

key_people:
Ghislaine Maxwell
Scott Stedman
Lyle Casriel

key_locations: 116 E 65th Street, New York, NY 10065-7007


document_description: This document is a signature page for a UBS Client Relationship Agreement, including a Margin Agreement and Electronic Delivery Consent. It includes a W-9 Form Certification and mentions a pre-dispute arbitration clause. Ghislaine Maxwell is the account holder, and the document lists several account numbers.


document_description: This document is a signature page for a Limited Liability Company (LLC) to acknowledge and agree to the terms and conditions of the UBS Client Relationship Agreement, including margin agreements and electronic delivery consent. It includes a W-9 form certification and requires the signature of an authorized individual, Ghislaine Maxwell, on behalf of ELLMAX, LLC.

document_subtype: LLC Signature Page

key_organizations:
UBS
ELLMAX, LLC


document_description: The document outlines corporate resolutions for Max Hotel Services Corp. to open and maintain accounts with UBS Financial Services Inc. It authorizes the corporation to engage in various financial activities, including trading securities, borrowing, and appointing authorized persons to act on behalf of the corporation. The resolutions also provide indemnity to UBS and its affiliates for actions taken in reliance on these resolutions.

title: Corporate Resolutions for Max Hotel Services Corp.

document_subtype: Corporate Resolutions

key_organizations:
Max Hotel Services Corp.
UBS Financial Services Inc.


document_description: This document is a corporate signature page for Max Hotel Services Corp. related to their account with UBS. It includes acknowledgments of the UBS Client Relationship Agreement, Margin Agreement, and Electronic Delivery Consent. It also contains a W-9 Form Certification and requires signatures from authorized individuals, including Ghislaine Maxwell as President. The document specifies the tax classification as a corporation and provides an address of record in New York, NY.

title: Max Hotel Services Corp. Signature Page

document_subtype: Corporate Signature Page

key_organizations:
Max Hotel Services Corp.
UBS


document_description: The document outlines corporate resolutions for TerraMar Project, Inc. to open and maintain accounts with UBS Financial Services Inc. The resolutions authorize the corporation to engage in various financial activities, designate UBS as an agent, and empower certain corporate officers to act on behalf of the corporation. The document is signed by Ghislaine Maxwell, President, and Dana Bur, Assistant Secretary, on February 18, 2014.

title: Corporate Resolutions for TerraMar Project, Inc.

key_people:
Ghislaine Maxwell
Dana Bur

key_organizations:
TerraMar Project, Inc.
UBS Financial Services Inc.


document_description: This document is a corporate signature page for TerraMar Project, Inc. It includes account details, signature requirements, margin agreement, electronic delivery consent, and W-9 form certification. Ghislaine Maxwell and Dana Burns have signed as President and Assistant Secretary, respectively.

title: TerraMar Project, Inc. Corporate Signature Page

key_people:
Ghislaine Maxwell
Dana Burns

key_organizations:
TerraMar Project, Inc.
UBS


document_description: Certification for ELLMAX, LLC authorizing UBS Financial Services Inc. to manage accounts for securities trading and other financial activities. Ghislaine Maxwell is listed as the managing member and authorized person.

document_subtype: LLC Certification

key_organizations:
UBS Financial Services Inc.
ELLMAX, LLC


document_description: Signature page for UBS Client Relationship Agreement for ELLMAX, LLC, signed by Ghislaine Maxwell. Includes acknowledgments for margin agreement, electronic delivery consent, and W-9 form certification.

document_subtype: signature page


document_description: This document is a signature page for a Limited Liability Company (LLC) to acknowledge and agree to the terms and conditions of the UBS Client Relationship Agreement, including margin agreement and electronic delivery consent. It also includes a W-9 form certification for tax purposes.

key_organizations:
UBS
Pot & Kettle, LLC


document_description: This document is a signature page for a Limited Liability Company (LLC) account with UBS. It includes acknowledgments of understanding and agreement to the terms and conditions of the UBS Client Relationship Agreement, Margin Agreement, and Electronic Delivery Consent. It also includes a W-9 Form Certification for tax purposes.

key_locations: 116 East 65th Street, New York, NY 10065-7007

key_organizations:
UBS
116 East 65th Street LLC


document_description: This document is a signature page for the Max Foundation's account with UBS. It includes acknowledgments of the terms and conditions of the UBS Client Relationship Agreement, margin agreement, and electronic delivery consent. It also contains a W-9 form certification and mentions a pre-dispute arbitration clause. Ghislaine Maxwell, as President, is the signatory.

document_subtype: Signature Page

key_organizations:
MAX FOUNDATION
UBS


document_description: Signature page for Ghislaine Maxwell's Traditional IRA account with UBS, including beneficiary designation and electronic delivery consent.

key_people:
Ghislaine Maxwell
Scott Stedman
Lyle Cavielat

document_subtype: IRA Account Document


document_description: This document is an investor application form for Ghislaine Maxwell's investment in the Atlas Enhanced Fund, L.P. It includes detailed instructions for completing the application, representations regarding accredited investor and qualified purchaser status, and various certifications related to investment suitability, controlling person status, and government entity status. The document also outlines the capital contribution amount, investor information, and the requirement for a placement fee. It includes sections for financial advisors and branch managers to certify the suitability of the investment for the client.

title: Atlas Enhanced Fund, L.P. Investor Application Form

key_people:
Ghislaine Maxwell
Scott Stackman
Heather Spellman

document_subtype: Investor Application Form

key_organizations:
UBS Financial Services Inc.
Atlas Enhanced Fund, L.P.
BALVASNY ASSET MANAGEMENT P


document_description: This document is a signature page for Edgarley, LLC, acknowledging agreement to the terms and conditions of the UBS Client Relationship Agreement, including margin and electronic delivery consent.

title: Limited Liability Company (LLC) Signature Page

key_organizations:
Edgarley, LLC
UBS


document_description: This document is an investor application form for Ghislaine Maxwell to invest in the AlphaKeys Millennium Fund LLC through UBS Financial Services Inc. It includes detailed instructions for completing the application, investor information, and various certifications required for investment. The form outlines the capital contribution amount, investor's accredited and qualified purchaser status, and other legal and financial representations. It also includes a Form W-9 for tax purposes.

title: UBS Financial Services Inc. - AlphaKeys Millennium Fund LLC Investor Application Form

key_organizations:
UBS Financial Services Inc.
AlphaKeys Millennium Fund LLC


document_description: This document is a financial statement from UBS Financial Services Inc. for Ghislaine Maxwell's Resource Management Account for May 2014. It details the account's value, asset allocation, and account activity, including dividends and interest income.

title: UBS Financial Services Inc. Resource Management Account Statement for Ghislaine Maxwell

document_subtype: Bank Statement


document_description: This document is a financial statement from UBS Financial Services for Ghislaine Maxwell, detailing account activities, balances, and investment performance for October 2015. It includes information on cash balances, equities, dividends, and realized gains and losses.

title: UBS Financial Services Statement for Ghislaine Maxwell


document_description: This document is a financial statement from UBS for Ghislaine Maxwell's account for July 2014. It details the account's value, asset allocation, and investment performance. The account's value decreased slightly from $969,515.06 to $968,730.08. The statement includes information on dividends, interest income, and changes in market value. It also provides a detailed breakdown of mutual fund holdings and their performance.

title: UBS Strategic Advisor July 2014 Statement for Ghislaine Maxwell


document_description: This document is a series of financial statements from UBS Financial Services for Ghislaine Maxwell, covering the period from October 2015 to February 2016. It details the account balance, asset allocation, and transactions including deposits, withdrawals, dividends, and interest income. The statements also include realized gains and losses, and adjustments to prior transactions. The account shows a significant decrease in value over the period, with the final balance being zero as of February 2016.

title: UBS Financial Services Account Statement for Ghislaine Maxwell


document_description: This document is a series of monthly account statements from UBS Financial Services for Ghislaine Maxwell, covering the period from February 2014 to May 2014. It details the account's financial activities, including deposits, dividends, interest income, and investment transactions. The statements provide a comprehensive overview of the account's value, asset allocation, and performance over the specified months.

document_date: February 2014 - May 2014


document_description: This document is a series of financial statements from UBS Financial Services for Ghislaine Maxwell, covering the period from February 2014 to May 2014. It details account balances, investment holdings, dividends, interest income, and account activities including deposits, withdrawals, and fees. The statements provide a comprehensive overview of the account's performance, including changes in market value and unrealized gains or losses.

key_organizations:
UBS Financial Services
UBS Bank USA


document_description: This document is a financial statement from UBS Financial Services for Ghislaine Maxwell, covering the period of October 2015. It includes details of account balances, asset allocations, and transactions. The statement provides a comprehensive overview of the account's performance, including dividends, interest income, and realized/unrealized gains and losses.


document_description: The UBS Strategic Advisor statement for July 2014 details the financial activities and holdings of Ghislaine Maxwell's account. The account value decreased from $1,702,055.92 on June 30, 2014, to $1,668,807.77 on July 31, 2014. The statement includes information on deposits, withdrawals, dividends, interest income, and changes in market value. It also provides a detailed breakdown of assets, including equities, fixed income, commodities, and other investments.

key_organizations:
UBS Financial Services Inc.
UBS Bank USA
UBS AG Stamford Branch


document_description: This document is a financial statement from UBS Financial Services for Ghislaine Maxwell, detailing the account activities and balances for April 2016. The statement includes information on cash balances, equities, fixed income, and municipal securities. It also provides a summary of gains and losses, dividend and interest income, and changes in account value. The document outlines the account's investment objectives and risk profile, and includes important information about the statement and account protection.

document_date: April 2016


document_description: This document is a financial statement from UBS Financial Services for Ghislaine Maxwell, covering the period up to November 28, 2014. It details the account's value, transactions, and investment performance. The account balance as of November 28, 2014, is $6,170,693.66, with no liabilities. The statement includes information on deposits, withdrawals, and dividend income, as well as a summary of the account's asset allocation, which is entirely in cash alternatives.


document_description: The document contains monthly financial statements for Ghislaine Maxwell's UBS Resource Management Account from March 2019 to August 2019. It details account balances, asset allocations, cash activities, and investment transactions. The statements show significant withdrawals and deposits, with a focus on money market funds and cash alternatives. The account experienced fluctuations in value due to deposits, withdrawals, and investment returns.

title: UBS Financial Services Inc. Resource Management Account Statements for Ghislaine Maxwell

key_locations:
New York, NY
Boston, MA

key_organizations:
UBS Financial Services Inc.
UBS Bank USA
Cohen and Gresser LLP
Haddon, Morgan and Foreman
Leah Saffian Inc.
Isabel Maxwell


document_description: This document is a series of monthly account statements from UBS Financial Services for Ghislaine Maxwell, covering the period from February 2019 to August 2019. It details account balances, deposits, withdrawals, interest income, and other financial activities. The statements include information about cash and money balances, investment objectives, and account instructions. Notable transactions include a significant withdrawal of $150,000 to Leah Saffian Inc. in August 2019.

key_organizations:
UBS Financial Services
Leah Saffian Inc.
Bank of America, N.A.


document_description: This document contains monthly account statements for Ghislaine Maxwell's UBS Resource Management Account from February 2014 to October 2014. It includes details of account balances, deposits, withdrawals, interest earned, and investment objectives. The statements also provide information on cash activity, card payments, and account instructions.

key_locations:
New York, NY
Weehawken, NJ


document_description: This document contains monthly account statements for Ghislaine Maxwell's UBS Resource Management Account from June 2017 to February 2018. It includes details of account balances, deposits, withdrawals, interest income, and account activity. The statements also provide information on the account's asset allocation, investment objectives, and market performance indicators.

title: UBS Financial Services - Ghislaine Maxwell Account Statements


document_description: This document is a financial statement for Ghislaine Maxwell's UBS Resource Management Account for June 2016. It details the account's opening and closing balances, deposits, withdrawals, and interest income for the month. The statement also includes information on the account's asset allocation, market indices, and interest rates.

title: UBS Financial Services Inc. Resource Management Account Statement

key_locations:
New York, NY
Teaneck, NJ

key_organizations:
UBS Financial Services Inc.
UBS Bank USA
UBS AG Stamford Branch
Christie's ECommerce SA
Barclays Bank PLC


document_description: The document is a series of monthly financial statements from UBS Financial Services for MAX HOTEL SERVICES CORP. covering the period from June 2017 to December 2017. The statements detail the account's cash and money balances, which consistently remain at $1.13 until December 2017, when the account is closed with a balance of $0.00 due to an annual fee charge. The statements include information on interest rates, market indices, and account protection details. The account is managed by financial advisors Scott Stackman and Lyle Casriel.

title: UBS Financial Services Account Statement for MAX HOTEL SERVICES CORP.

key_people:
Scott Stackman
Lyle Casriel

key_organizations:
UBS Financial Services Inc.
MAX HOTEL SERVICES CORP.


document_description: This document is a financial statement from UBS Financial Services for the account of TERRAMAR PROJECT, INC. for the period ending September 30, 2014. It includes details of account balances, transactions, and interest earned. The account had a closing balance of $73,690.19, with net deposits and withdrawals amounting to $73,687.96 and interest income of $2.23 for the year to date.

title: UBS Financial Services Account Statement for TERRAMAR PROJECT, INC.

key_organizations:
UBS Financial Services Inc.
TERRAMAR PROJECT, INC.


document_description: This document contains monthly bank statements for TERRAMAR PROJECT, INC. from June 2017 to February 2018. It includes account balances, transaction details, interest rates, and investment objectives. The statements detail deposits, withdrawals, and account activities, including credit card payments and direct deposits. The account is managed by financial advisors Scott Stackman and Lyle Casriel.


document_description: This document is a series of monthly financial statements from UBS Financial Services for the account of TERRAMAR PROJECT, INC. It includes details of account balances, transactions, and investment performance from October 2015 to May 2016. The statements provide a comprehensive overview of the account's financial activities, including deposits, withdrawals, interest income, and account value changes over time.


document_description: This document is a series of monthly financial statements from UBS Financial Services for the MAX FOUNDATION account, covering the period from February 2014 to December 2014. It details the account's assets, liabilities, and transactions, including deposits, withdrawals, and account balance changes. The statements also provide information on market indices, interest rates, and investment objectives.

title: UBS Financial Services Account Statement for MAX FOUNDATION

key_organizations:
UBS Financial Services Inc.
MAX FOUNDATION


document_description: The document contains monthly financial statements for the MAX FOUNDATION's UBS Business Services Account from February 2019 to August 2019. It includes account balances, interest income, and account activities for each month.

title: UBS Business Services Account Statements for MAX FOUNDATION

key_people:
SCOTT STACKMAN
LYLE CASRIEL

document_date: February 2019 - August 2019


document_description: The statement provides a detailed account of the financial activities and balances for MAX FOUNDATION's account for September 2016. The account experienced a withdrawal of $2,000, reducing the balance from $5,238.24 to $3,238.24. The statement includes information on cash and money balances, interest rates, and investment objectives.


document_description: The document is a financial statement from UBS Financial Services for the account named POT & KETTLE, LLC, covering the period up to December 31, 2014. It details the account's cash and money balances, investment objectives, and account activities, including deposits, withdrawals, and interest income. The account was closed with a balance of $0.00 after significant transactions in December 2014.

title: UBS Financial Services Account Statement for POT & KETTLE, LLC


document_description: This document is a financial statement from UBS Financial Services for the account of POT & KETTLE, LLC, covering the period ending August 31, 2016. The statement details the account's balance, transactions, and interest income. The account balance as of August 31, 2016, is $14,480.50, with a net deposit and withdrawal activity of $14,475.00 for the year. The statement includes interest income of $0.73 for the year.

key_organizations:
UBS Financial Services
POT & KETTLE, LLC


document_description: This document is a series of monthly financial statements from UBS Financial Services for the account of ELLMAX, LLC, covering the period from February 2014 to December 2014. It details the account's cash and money balances, interest income, and account activities, including deposits, withdrawals, and interest earned. The account is managed by financial advisors Scott Stackman and Lyle Casriel.

title: UBS Financial Services Account Statement for ELLMAX, LLC

key_locations:
New York, NY
Miami Beach, FL


document_description: The document contains monthly financial statements for ELLMAX, LLC's UBS Business Services Account from February 2019 to August 2019. It includes account balances, asset summaries, interest rates, and account activities such as deposits, withdrawals, and interest earned.

title: UBS Business Services Account Statements for ELLMAX, LLC

key_organizations:
UBS Financial Services Inc.
UBS Bank USA


document_description: This document is a financial statement for the UBS Business Services Account of 116 EAST 65TH STREET LLC for August 2014. It details the account's opening and closing balances, deposits, withdrawals, and interest earned. The statement includes a summary of assets, cash activity, and account transactions, including checks, ATM withdrawals, and card purchases.

title: UBS Business Services Account Statement

key_people:
Scott Stackman
Lyle Casriel
Ghislaine Maxwell

document_date: August 2014


document_description: This document is a series of monthly financial statements from UBS Financial Services for the account named 116 EAST 65TH STREET LLC, covering the period from October 2015 to January 2016. It includes detailed account activity, balance sheets, and summaries of assets, liabilities, and transactions. The statements provide information on cash and money balances, deposits, withdrawals, interest earned, and various purchases made using a UBS Visa debit card. The document also outlines the account's investment objectives and risk profile.

title: UBS Financial Services Account Statement

key_people:
Scott Stackman
Lyle Casriel
G. Maxwell


document_description: This document is a financial statement for Ghislaine Maxwell's Individual Retirement Account (IRA) with UBS for November 2014. It includes details about the account's value, asset allocation, and investment performance. The account value increased from $57,044.27 on October 31, 2014, to $57,142.73 on November 28, 2014. The statement also provides information on dividends and interest income earned, as well as changes in market value.

title: UBS Strategic Advisor - Ghislaine Maxwell IRA

document_date: November 2014

document_subtype: Retirement Account Statement


document_description: This document is a series of monthly account statements for Ghislaine Maxwell's Individual Retirement Account (IRA) with UBS, covering the period from February 2019 to August 2019. It includes detailed information on account balances, asset allocation, dividend and interest income, and realized gains and losses. The statements also provide market index performance and interest rates for each month.

title: UBS Strategic Advisor Account Statement for GHISLAINE MAXWELL IRA


document_description: This document is a financial statement for Ghislaine Maxwell's Individual Retirement Account (IRA) with UBS Financial Services Inc. It covers account activities, balances, and investment details for the period ending June 30, 2017. The statement includes information on cash and money balances, fixed income, mutual funds, and account growth sources. It also provides details on dividends, interest income, and gains/losses.

title: UBS Strategic Advisor - GHISLAINE MAXWELL IRA

key_organizations:
UBS Financial Services Inc.
UBS Bank USA
SIPC


document_description: This document is a financial statement from UBS Financial Services for Ghislaine Maxwell's Resource Management Account for April 2017. It details the account's value, asset allocation, and market performance. The account's value increased from $947,298.00 on March 31, 2017, to $954,042.00 on April 28, 2017. The statement includes information on the account's investment objectives and risk profile, as well as a summary of gains and losses.

document_date: April 2017

key_locations: 299 Park Avenue, New York, NY 10171-0002


document_description: This document is a financial statement from UBS for Ghislaine Maxwell's Resource Management Account for August 2015. It details the account's value, changes in market value, and asset allocation. The account value increased from $423,157.00 on July 31, 2015, to $425,763.00 on August 31, 2015, with a year-to-date change in market value of $35,189.00. The account is fully allocated to non-traditional assets, specifically hedge funds.

title: UBS Financial Statement for Ghislaine Maxwell

document_date: August 2015

document_subtype: financial

key_organizations:
UBS Financial Services Inc.
SIPC


document_description: This document is a financial statement from UBS Financial Services Inc. for Ghislaine Maxwell's Resource Management Account for June 2018. It includes account balances, asset allocation, and market performance data.

document_date: June 2018


document_description: This document is a financial statement from UBS Financial Services for Ghislaine Maxwell's Resource Management Account, covering the period up to June 2019. It details the account's assets, liabilities, and changes in value over time. The statement includes information on investment transactions, gains and losses, and account balance changes. The account experienced significant withdrawals in June 2019, resulting in a closing balance of $0.00.


document_description: This document is a UBS Resource Management Account statement for Ghislaine Maxwell, covering the period up to September 30, 2016. It details the account's value, asset allocation, and changes in value over the year. The account's value increased from $250,000 at the end of 2015 to $673,974 by September 30, 2016, with net deposits of $399,999.12 and a market value change of $23,974.00. The account consists entirely of non-traditional assets, specifically hedge funds.

title: UBS Resource Management Account Statement for Ghislaine Maxwell


document_description: This document contains details of multiple wire transfers involving Ghislaine Maxwell, including incoming and outgoing transactions from UBS-FINSVC accounts. The transactions involve various amounts and are directed to or from different parties, including Haddon, Morgan and Foreman, P.C., Jones Day, and Soho House New York Inc.

key_locations:
New York
Los Angeles

document_subtype: wire transfer

key_organizations:
UBS-FINSVC
Wells Fargo Bank, NA
Citibank, N.A.
Jones Day
Haddon, Morgan and Foreman, P.C.
Soho House New York Inc


document_description: The document contains multiple wire transfer records involving Ghislaine Maxwell, detailing incoming and outgoing transactions from UBS-FINSVC accounts. The records include amounts, dates, and parties involved, such as Christie's Inc. and various banks like JPMorgan Chase and Barclays. The transactions are marked as 'JOURNALED' and include reference numbers and status updates.

document_subtype: wire transfer records

key_organizations:
UBS-FINSVC
Christie's Inc.
JPMorgan Chase
Barclays Bank


document_description: The document contains details of incoming and outgoing wire transfers involving MAX HOTEL SERVICES CORP. The transactions include amounts, dates, and statuses of the wire transfers, along with information about the ordering and beneficiary parties.

key_locations: 116 EAST 65TH STREET, NEW YORK, NY 10065-7007

key_organizations:
MAX HOTEL SERVICES CORP.
JPMORGAN CHASE BANK, N.A.
UBS AG STANFORD BRANCH


document_description: This document contains details of multiple wire transfers involving Terramar Project, Inc. and various other entities. The transactions are both incoming and outgoing, with amounts ranging from small to large sums. The document includes information such as bank accounts, wire numbers, credit instructions, and beneficiary details.

key_people:
Charles Wyatt
Robert Foos
Theory and Practice
VFILES LLC
Morris and McVeigh LLP
R and C Ventures
TAPJOY

key_locations:
New York, NY
San Antonio, TX
Santa Clara, CA
Rockville Centre, NY

key_organizations:
Terramar Project, Inc.
UBS-FINSVC
Bank of America
JPMorgan Chase
USA A Federal Savings Bank
Silicon Valley Bank
Rockland Trust Company


document_description: The document contains details of multiple wire transfers conducted through the Fed Funds Transfer System. It includes information about the sender, recipient, amounts, and transaction statuses. The transactions are primarily associated with ELLMAX, LLC, and involve various amounts transferred to and from UBS-FINSVC RET OUT accounts. The document also includes transaction statuses such as 'JOURNALED' and 'TRANSFER COMPLETE'.

title: FED FUNDS TRANSFER SYSTEM

key_locations: 1000 Venetian Way, Apt. 801, Miami Beach, FL 33139-1043

document_subtype: Wire Transfer Details

key_organizations:
ELLMAX, LLC
UBS-FINSVC RET OUT
ROCKLAND TRUST COMPANY
R and C Ventures Inc


document_description: This document contains detailed records of incoming and outgoing wire transfers through the Fed Funds Transfer System from 2014 to 2016. It includes information on amounts, bank accounts, wire numbers, credit instructions, and statuses of various transactions. The document also lists third-party beneficiaries and provides reference numbers for each transaction.

title: FED FUNDS TRANSFER SYSTEM

key_people:
William Dailey
Morgan Manhattan
Monte Albers de Leon

document_subtype: Wire Transfer Records

key_organizations:
UBS-FINSVC
JPMorgan Chase Bank, NA
TD Bank, NA
Pryor Cashman LLP
Holland and Knight, LLP
Citibank, N.A.


document_description: Details of outgoing wire transfers from UBS-FINSVC RET OUT on 08/20/2015 and 09/21/2015. Includes amounts, beneficiary details, and transaction status.

key_organizations:
EDGARLEY, LLC
Cambridge Trust Company
East West Bank


document_description: This letter authorizes UBS Financial Services Inc. to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to forms 1099, 1099R, or 10990 and excludes beneficiaries or qualified plan participants.

title: Letter of Authorization for Duplicate Recipient of Tax Records

key_people:
Ghislaine Maxwell
Alan Blecher

document_subtype: Letter of Authorization


document_description: This document authorizes UBS Financial Services Inc to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to forms 1099, 1099R, or 1099Q and excludes beneficiaries or qualified plan participants.

key_people:
Alan Blecher
Ghislaine Maxwell


document_description: Authorization letter from Ghislaine Maxwell to Scott Stackman and Lyle Casriel at UBS Private Wealth Management, authorizing the transfer of $14,200,000 and entire account balances from her accounts to the Angara Trust.

key_locations: 1285 Avenue of the Americas, 38th Floor, New York, NY 10019

document_subtype: authorization letter

key_organizations:
UBS Private Wealth Management
Angara Trust


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for seven years unless terminated by UBS or the account owner. It applies only to specific tax forms and excludes beneficiaries or qualified plan participants from enrolling.


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to forms 1099, 1099R, or 10990 and excludes beneficiaries or qualified plan participants.


document_description: Ghislaine Maxwell authorizes UBS Financial Services to remove all authorities given on her accounts, including Power of Attorney.

key_people:
Ghislaine Maxwell
Scott Stackman

key_locations:
Teaneck, NJ
New York, NY


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to an interested party, Alan Blecher. The authorization is valid for seven years unless terminated by UBS or the account owner, Ghislaine Maxwell.


document_description: This document authorizes UBS Financial Services Inc to send a copy of tax forms for specified accounts to an interested party, Alan Blecher. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to forms 1099, 1099R, or 1099Q.


document_description: Authorization letter from Ghislaine Maxwell to Scott Stackman and Lyle Casriel at UBS Private Wealth Management, authorizing the transfer of $14,200,000 from her account to the Angara Trust account.


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to an interested party, Alan Blecher. The authorization is valid for ten years unless terminated by UBS or the account owner, Ghislaine Maxwell.


document_description: Ghislaine Maxwell authorizes UBS Financial Services to remove all authorities given on her accounts.


document_description: This document is a Letter of Authorization for UBS Financial Services Inc to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for ten years unless terminated by UBS or the account owner.


document_description: Ghislaine Maxwell authorizes UBS Financial Services to remove a Power of Attorney and all authorities from her accounts.


document_description: Authorization letter from Ghislaine Maxwell to Scott Stackman at UBS Financial Services to wire $2,500,000.00 from her UBS account to an account at Citizens Bank.

title: Wire Request Authorization

key_people:
Ghislaine Maxwell
Scott Stackman
Scott Borgerson

document_subtype: wire transfer authorization

key_organizations:
UBS Financial Services Inc.
Citizens Bank


document_description: Authorization letter from Ghislaine Maxwell to Scott Stackman at UBS Financial Services Inc. to wire $1,000,000.00 from her account to CargoMetrics Compass Fund LP.

document_subtype: letter

key_organizations:
UBS Financial Services Inc.
CargoMetrics Compass Fund LP


document_description: Ghislaine Maxwell authorizes the removal of a Power of Attorney from her accounts at UBS Financial Services, Inc.


document_description: This document authorizes UBS Financial Services Inc. to send a copy of tax forms for the specified account to an interested party, Robert Kuchner. The authorization is valid for ten years unless terminated by UBS or the account owner, Ghislaine Maxwell.

key_people:
Robert Kuchner
Ghislaine Maxwell


document_description: This document authorizes UBS Financial Services Inc. to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to specific tax forms and excludes beneficiaries or qualified plan participants.


document_description: Authorization letter from Ghislaine Maxwell to UBS Financial Services, Inc. to remove all authorities given on her accounts.


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to designated interested parties. The authorization is valid for seven years unless terminated by UBS or the account holder. It applies only to forms 1099, 1099R, or 10990 and excludes beneficiaries or qualified plan participants.


document_description: Ghislaine Maxwell authorizes UBS Financial Services to remove all authorities given on her accounts listed in the letter.


document_description: This document authorizes UBS Financial Services Inc to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to forms 1099, 1099R, or 10990 and excludes beneficiaries or qualified plan participants.


document_description: This document authorizes UBS Financial Services Inc. to send a copy of tax forms for specified accounts to an interested party. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to forms 1099, 1099R, or 10990 and excludes beneficiaries or qualified plan participants.


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for a specified account to designated interested parties. The authorization is valid for ten years unless terminated by UBS or the account holder. It applies only to forms 1099, 1099R, or 1099Q and excludes beneficiaries or qualified plan participants from enrolling accounts for third-party tax information.


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to designated interested parties. The authorization is valid for ten years unless terminated by UBS or the account owner. It applies only to certain tax forms and excludes beneficiaries or qualified plan participants from enrolling accounts for duplicate tax information.


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to designated interested parties. The authorization is valid for ten years unless terminated by UBS or the account holder. It applies only to certain tax forms and excludes beneficiaries or participants of qualified plans.


document_description: Authorization letter from Ghislaine Maxwell to Scott Stackman at UBS Financial Services Inc. to wire $1,807,570.25 to a specified account at Capital One Bank.

key_locations:
Miami Beach, FL
New York, NY
New Orleans, LA

key_organizations:
Pqt & Kettle, LLC
UBS Financial Services Inc.
Capital One Bank
GlobalFlows Inc


document_description: This document is a letter of authorization allowing UBS Financial Services Inc. to send a copy of tax forms for specified accounts to designated interested parties. The authorization is valid for ten years unless terminated by UBS or the account holder. It applies only to forms 1099, 10998, or 10990 and excludes beneficiaries or participants of qualified plans from enrolling accounts for duplicate tax information to third parties.

key_people:
Kuchner Robert
Ghislaine Maxwell