document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity options. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


source: doj

document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 30, 2014. It provides the economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions in the valuation process.

title: Deutsche Bank Group Valuation Statement

document_type: financial

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options and Base Metal Derivatives trades as of June 30, 2014. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement

document_type: tabular


document_description: The report discusses the positive performance of most global assets in the first half of 2014, driven by central bank liquidity. It highlights concerns about asset valuations and potential changes in Federal Reserve policy. The report also notes the historic lows in European Government bond yields, particularly the Dutch 10-year yield.

title: Early Morning Reid - Macro Strategy

key_people:
J. Reid
N. Burns
A. Ip

document_type: correspondence

key_locations: Europe Netherlands

document_subtype: report


document_description: The document discusses various geopolitical and economic developments, including the end of a cease-fire in Ukraine, Kurdish plans for independence in Iraq, changes in Chinese banking regulations, and global manufacturing PMIs/ISMs. It also reviews year-to-date performance of major indices and commodities, highlighting top performers and those with negative returns. Additionally, it provides market data for various financial indices and commodities.

key_locations: Ukraine Russia Iraq China Macau


document_description: This document contains financial market data, key economic data releases, and a list of Deutsche Bank publications with links. It also includes contact information for Deutsche Bank employees and a promotional note about the Autobahn Mobile app.

key_people:
Jim Reid
Nick Burns
Anthony Ip
Tazia Smith

document_type: other

key_organizations:
Deutsche Bank
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The document discusses various macroeconomic and geopolitical developments as of July 1, 2014. Key topics include the strong performance of the Indonesian rupiah and the Australian dollar, the underperformance of European banks, US economic indicators, and global M&A activity. It also touches on geopolitical tensions in Ukraine and Iraq.

title: Early Morning Reid: Macro Strategy

key_people:
President Poroshenko
SF Fed's Williams

key_locations: Indonesia Portugal Luxembourg Chicago Dallas Ukraine Russia Iraq

key_organizations:
Bank of Indonesia
RBA
S&P 500
Banco Espirito Santo
Reuters
Portuguese securities regulator
Stoxx 600
Chicago PMI
Dallas Fed
Bloomberg
Oracle
Micros Systems
Deutsche Bank AG


document_description: The document is a table showing the total return performance of major global financial assets across various categories such as Credit, Governments, Equity, EM Equities, EM Bonds, Commodity, and DM FX for the first half of 2014. It includes monthly returns from January to June 2014, quarterly returns, and year-to-date returns, with some columns re-based in USD.

title: Total Return Performance of Major Global Financial Assets

key_organizations:
Deutsche Bank
Bloomberg Finance LLP
Mark-it


document_description: This document is a research report titled 'Early Morning Reid: Macro Strategy' from July 2014. It includes important disclosures and an analyst certification. The report is authored by Jim Reid, Mick Burns, and Anthony Ip from Deutsche Bank AG, London.

title: Early Morning Reid: Macro Strategy

key_people:
Jim Reid
Mick Burns
Anthony Ip

document_date: July 2014

document_subtype: research report


document_description: The document outlines various regulatory disclosures and conflict disclosures related to Deutsche Bank's equity research. It includes information on short-term trade ideas, country-specific disclosures, and risks to fixed income positions. The document is intended for wholesale clients in Australia and New Zealand, and provides specific regulatory information for countries like Brazil, EU countries, Japan, Malaysia, Qatar, Russia, Saudi Arabia, and the UAE.

title: Regulatory Disclosures

key_locations:
Australia
New Zealand
Brazil
EU countries
Japan
Malaysia
Qatar
Russia
Saudi Arabia
United Arab Emirates

key_organizations:
Deutsche Bank
Deutsche Securities Inc.
Deutsche Securities Saudi Arabia LLC


document_description: The document discusses the risks associated with fixed income instruments in the context of macroeconomic shocks. It highlights factors such as inflation, fiscal funding needs, FX depreciation, counterparty exposure, issuer creditworthiness, client segmentation, regulation, tax policies, currency convertibility, and settlement issues. It also covers the importance of indexing cash flows to inflation, FX depreciation, or interest rates, particularly in emerging markets, and the risks associated with swaps and swaptions.

title: Macro Strategy


document_description: Intraday financial data for BES PL Equity on July 1, 2014, including last price, close, high, average, and low values.

title: BES PL Equity Intraday Chart

document_subtype: financial data


document_description: This is a stock chart for 'BES PL Equity' from July 2013 to June 2014. The current price is 0.624. The chart also displays historical high and low prices, average price, and volume.

title: BES PL Equity Stock Chart

document_subtype: stock chart


document_description: The document provides a tabular representation of Banco Espirito's 1-year price history and key market data, including metrics such as last price, high, low, average, and volume. It also includes Deutsche Bank's fixed income research report summary for July 1, 2014.

title: Banco Espirito (BES PL) 1-Year Price History and Key Market Data

key_organizations:
Banco Espirito
Deutsche Bank


document_description: The document is a macro strategy memo discussing market performance and economic indicators. It reviews the positive performance of global assets in the first half of the year, driven by central bank liquidity. Concerns about asset valuations and potential Fed policy changes are noted. European government bonds have hit yield lows, and Asian markets show strength. The memo also highlights the underperformance of European banks, particularly Banco Espirito Santo, and discusses US economic data.

key_locations:
Europe
Asia
Japan
Hong Kong
Indonesia
Portugal
Luxembourg
US
Chicago

document_subtype: memo

key_organizations:
ECB
Fed
Banco Espirito Santo
Reuters
Bank of Indonesia
RBA


document_description: The document provides an overview of various economic indicators and market performances as of mid-2014. It discusses regional manufacturing outlooks, M&A activity, geopolitical developments, and financial market data. Key highlights include a rise in pending home sales, a surge in global M&A activity, geopolitical tensions in Ukraine and Iraq, and mixed economic signals from China. The document also reviews year-to-date performance of major indices and commodities, noting strong performances in European markets and challenges in Chinese equities.

key_people:
SF Fed's Williams
Ukrainian President Poroshenko

key_locations:
Europe
North America
Ukraine
Iraq
China
Macau

key_organizations:
Dallas Fed
Bloomberg
Reuters


document_description: The document contains financial market data, key economic data releases, and a list of Deutsche Bank publications with links. It also includes contact information for Tazia Smith, Director at Deutsche Asset & Wealth Management, and subscription details for research reports by Jim Reid.


document_description: The document discusses macroeconomic strategies and market updates as of July 1, 2014. It highlights the strong performance of the Indonesian rupiah and the Australian dollar, the underperformance of European banks, and the impact of geopolitical events in Ukraine and Iraq. It also notes the surge in global M&A activity in the first half of 2014.

key_people:
Reid
President Poroshenko
SF Fed's Williams

key_organizations:
Bank of Indonesia
RBA
S&P 500
Banco Espirito Santo
Reuters
Stoxx 600
Chicago PMI
Dallas Fed
Bloomberg
Oracle
Micros Systems
Deutsche Bank AG


document_description: The document discusses various macroeconomic strategies and updates as of July 1, 2014. It covers topics such as the Kurdish referendum for independence, changes in China's banking regulations, Macau gaming revenue decline, and global manufacturing PMIs/ISMs. It also reviews year-to-date performance of major indices and commodities, highlighting top performers and underperformers.

key_locations: Kirkuk China Macau Europe US Spain Portugal Italy Netherlands

key_organizations:
Reuters
Deutsche Bank
Kurdish Regional Government


document_description: The document provides a tabular representation of the total return performance of major global financial assets for June 2014. It includes various asset classes such as equities, commodities, and currencies, highlighting the highest and lowest performing assets. Silver and Gold were the highest performers, while Wheat and Corn were the lowest. The data is sourced from Deutsche Bank, Bloomberg Finance LLP, and Mark-it.

title: Total Return Performance of Major Global Financial Assets - June 2014


document_description: The document provides a tabular representation of the total return performance of major global financial assets for the year-to-date 2014. It includes various asset categories such as corporate bonds, government bonds, equities, emerging market equities, emerging market bonds, commodities, and foreign exchange. The performance is measured in percentage returns and is presented in both local currency and USD.

title: Total Return Performance of Major Global Financial Assets - YTD 2014


document_description: This document is a table showing the total return performance of major global financial assets across various categories such as Credit, Governments, Equity, EM Equities, EM Bonds, Commodity, and DM FX for the first half of 2014. The data is presented in percentage returns for each month from January to June 2014, as well as quarterly and year-to-date returns, with a focus on returns re-based in USD.


document_description: This document is a research report titled 'Early Morning Reid: Macro Strategy' from July 2014, authored by Jim Reid, Mick Burns, and Anthony Ip from Deutsche Bank AG, London. It includes important disclosures and an analyst certification stating that the views expressed are personal and not influenced by compensation.

title: Early Morning Reid: Macro Strategy


document_description: The document outlines various regulatory disclosures and country-specific information related to Deutsche Bank's equity research and financial services. It includes conflict disclosures, short-term trade ideas, and specific regulations for countries like Australia, Brazil, EU countries, Japan, Malaysia, Qatar, Russia, Saudi Arabia, and UAE. It also discusses risks associated with fixed income positions.

title: Regulatory Disclosures

key_locations:
Australia
New Zealand
Brazil
EU countries
Japan
Malaysia
Qatar
Russia
Kingdom of Saudi Arabia
United Arab Emirates

key_organizations:
Deutsche Bank
Deutsche Securities Inc.
Deutsche Securities Saudi Arabia LLC
Deutsche Bank AG - QFC Branch
Deutsche Bank AG - DIFC Branch


document_description: The document discusses the risks associated with fixed income instruments in the context of macroeconomic shocks. It highlights factors such as inflation, fiscal funding needs, FX depreciation, counterparty exposure, issuer creditworthiness, and regulatory changes. The document also covers the importance of indexing cash flows to inflation or interest rates, particularly in emerging markets, and the risks associated with currency mismatches and swaptions.

title: Macro Strategy


document_description: A macro strategy memo discussing market performance in the first half of 2014, highlighting positive asset performance, central bank liquidity, and concerns over valuations. It also covers European Government bond yield lows, Asian market performance, and subdued trading activity on the last day of 1H14.

key_locations:
Europe
Asia
China
Indonesia
Taiwan
Japan
Hong Kong
Portugal

key_organizations:
ECB
Fed
HSBC
Bank of Indonesia
RBA
S&P 500
Banco Espirito Santo


document_description: The document discusses various financial and geopolitical events, including investigations into a bank's holding company, market reactions to economic data, and geopolitical developments in Ukraine and Iraq. It also covers M&A activity and changes in Chinese banking regulations.

key_people:
Ukrainian President Poroshenko
SF Fed's Williams

key_locations: Luxembourg Portugal Chicago Ukraine Iraq China Macau

key_organizations:
Reuters
Bloomberg
Dallas Fed
SF Fed


document_description: Year-to-date (YTD) performance review of various financial indices and commodities. The FTSE-MIB and IBEx indices have shown strong performance, while certain commodities like wheat and copper have declined. Chinese equities and the Nikkei index have also seen negative performance. Credit markets have performed well in 2014. Additional market data and key economic data are provided, along with references to Deutsche Bank publications.

key_locations: Spain Portugal Italy China


document_description: An email from Tazia Smith, Director at Deutsche Asset & Wealth Management, providing a link to a report and instructions for accessing it. The email includes promotional content about the Deutsche Bank Autobahn app.

key_people:
Jim Reid
Nick Burns
Anthony ip
Tazia Smith

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: The document discusses various financial and economic updates as of 2014, including European government bond yields, Asian market performance, US economic indicators, and global M&A activity. It also touches on geopolitical issues in Ukraine and Iraq, and regulatory changes in China.

key_people: Poroshenko Williams

key_locations:
Europe
Asia
Japan
Hong Kong
Portugal
North America
Ukraine
Iraq
China

key_organizations:
Banco Espirito Santo
Bank of Indonesia
S&P 500
Reuters
Bloomberg
Oracle
Micros Systems


document_description: The document provides an overview of economic and market data as of June 2014. It discusses a 3.7% year-over-year revenue decline attributed to the World Cup, upcoming global manufacturing PMIs/ISMs, and US economic indicators. It reviews year-to-date performance of various indices, highlighting the FTSE-MIB and IBEX as top performers, and notes the performance of commodities and credit. The document also lists market data and key economic data releases, and references Deutsche Bank publications.

key_people:
Jim Reid
Nick Bums

key_locations: Europe US Spain Portugal Italy China


document_description: An email from Tazia Smith, Director at DB Securities Inc, providing a link to access a report. The email includes instructions for accessing the report and subscription management.

key_people:
Tazia Smith
Jim Reid

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The document discusses various economic indicators and market performances as of the start of the second half of 2014. It highlights the Dutch 10-year yield, Asian market performance, European bank underperformance, US economic indicators, and global M&A activity in the first half of 2014.

key_locations:
Netherlands
China
Indonesia
Taiwan
Japan
Hong Kong
Portugal
Luxembourg
United States
Europe
North America

key_organizations:
Banco Espirito Santo
Reuters
Bank of Indonesia
RBA
S&P 500
Stoxx 600
European senior financials index
Main
Dallas Fed
SF Fed
Bloomberg


document_description: The document discusses various financial and geopolitical updates. It highlights a surge in M&A due to accommodative capital markets, with Oracle's large bond deal to fund the purchase of Micros Systems. Geopolitical updates include Ukraine's cease-fire end and concessions, Russia's border post concessions, and Kurdish independence plans. In China, changes in loan-to-deposit ratio calculations and a drop in Macau gaming revenues are noted. The document also reviews YTD performance of various indices and commodities, with a focus on credit performance in 2014. Market data for various indices is provided.

key_organizations:
Oracle
Micros Systems
Bloomberg
Reuters


document_description: Details of a Euro Medium Term Note (MTN) issuance by Banco Espirito Santo SA, including coupon rate, maturity, and bond ratings.

title: Banco Espirito Santo SA Euro MTN Issuance

document_subtype: financial instrument

key_organizations:
Banco Espirito Santo SA
BESI
BAML
C
MS


document_description: A confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Tazia Smith from Deutsche Asset & Wealth Management discusses a euro position with Rich, mentioning a recent euro strength and a current mark to market down by 25k. The communication is confidential and not intended for unauthorized recipients.

key_people:
Tazia Smith
Rich
Nav

key_organizations:
KCP Cap Mkts London
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: A communication from Tazia Smith, Director at Deutsche Asset & Wealth Management, containing a confidentiality notice. It advises that if the recipient is not the intended one, they should notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 30, 2014. It includes contact information for sales inquiries and valuation questions, exchange rates, and a disclaimer about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group, prepared by Southern Financial, LLC, as of June 30, 2014. It includes details of FX options and base metal derivatives trades, including trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 30, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn12
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group, prepared by Southern Financial, LLC, as of June 30, 2014. It includes detailed information on FX options and base metal derivatives, with trade details such as trade type, trade date, maturity, settlement date, notional amounts, currencies, option styles, and market-to-market values in USD. The total market-to-market value is reported as -333,572.99 USD.

title: Deutsche Bank Group Valuation Statement


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains reference numbers but no specific content is provided.


document_description: The document provides a detailed financial analysis of Alpha Bank AE, including consensus ratings, target prices, and analyst recommendations as of June 26, 2014. It includes a table of historical price data and analyst recommendations from various firms.

title: Alpha Bank AE Analyst Recommendations

key_people:
Alexandros Bouloug
Maria Kanellopoulo
Nikolaos Lianeris
Alex Koagne
Paris Mantzavras
Daragh Quinn
Hugo Swann
Kiri Vijayarajah
Pawel Dziedzic
Tamer Sengun
Konstantinos Manol
Rahul Shah

key_locations:
Australia
Brazil
Europe
Germany
Hong Kong
Japan
Singapore
U.S.

document_subtype: financial analysis

key_organizations:
Alpha Bank AE
Wood & Company
Euroxx Securities
Alpha Finance
Natixis
Pantelakis Securities
Nomura
Credit Suisse
Barclays
Goldman Sachs
HSBC
IBG Research (ESN)
Deutsche Bank


document_description: This document contains financial metrics for Alpha Bank AE, including last price, high, average, low, volume, and 15-day simple moving average over the period from June 26, 2013, to June 26, 2014.

title: Alpha Bank AE Equity Metrics

key_organizations:
Alpha Bank AE
Bloomberg Finance L.P.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 1, 2014. It includes detailed information on various trades, including trade IDs, counterparties, trade types, trade dates, maturity dates, settlement dates, notional amounts, currencies, long/short positions, option styles, and mark-to-market values in USD. The statement also includes subtotals and a total valuation.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with individuals and entities, including Jeffrey Epstein and Southern Trust Company, Inc.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Leon D Black
Dominique Leimer
Darren K. Indyke

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.


document_description: The document appears to be related to executing retrofit projects using a core ESA (Energy Services Agreement) strategy. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Executing Retrofit Projects through a Core ESA Strategy


document_description: The document outlines the typical components involved in a retrofit project, which includes replacing or upgrading existing building energy equipment and systems with more energy-efficient options. It details four principal components: New Equipment, New Controls, Integrated Design, and Active Energy Management.

title: Typical Elements of a Retrofit Project

document_date: June 2014

key_organizations:
Deutsche Asset & Wealth Management
RREEF Retrofit Partners, L.P.


document_description: The document outlines a typical Energy Services Agreement (ESA) structure involving various entities such as Property Owner, Tenants, Project Control Account 'Lockbox', Utility Company, and Partnership/Energy Efficiency Manager. It describes the flow of money, services, agreements, and capital among these entities. The document also notes that the Partnership may modify the ESA structure for specific projects or transactions.

title: RRP73 - Elysium

document_subtype: ESA Structure

key_organizations: Deutsche Asset RREEF Retrofit Partners L.P.


document_description: The document discusses the potential investment requirements for energy efficiency retrofits in the U.S., estimating between $270bn and $520bn needed over six years. It breaks down potential project activity by sector: Industrial ($113bn), Residential ($229bn), Commercial ($125bn), and Combined Heat and Power ($56bn). It includes a table detailing energy consumption by sector and category. The report is intended for U.S. Person Clients of the U.S./Americas Key Client Partners Desk and is marked confidential.

title: The Energy Efficiency Retrofit Market

key_organizations:
Deutsche Bank
McKinsey & Co.
Deutsche Asset & Wealth Management
RREEF Retrofit Partners, L.P.


document_description: The document outlines potential retrofit projects for various building types, including commercial offices, educational institutions, and other facilities. It provides a breakdown of building categories and their percentages, as well as specific targets for education and other buildings. The document also discusses factors affecting the Partnership's ability to source retrofit opportunities.

title: The Pool of Target Buildings


document_description: The document outlines the criteria for sourcing and evaluating potential project opportunities for Deutsche Asset RREEF Retrofit Partners, L.P. It includes target characteristics such as geographic location, building size, sector, owner profile, and project profile. The document also notes that the partnership may pursue projects outside the specified criteria if they meet return and other objectives.

title: RRP73- Elysium Project Targeting — Illustrative Project Criteria

key_locations: US Canada

document_subtype: Project Criteria


document_description: The document outlines the project management process for sourcing, developing, building, and managing projects using experienced service providers. It includes key activities, supply chain roles, team roles, and milestones/approvals for different stages of project management.

title: RRP73 - Elysium

document_subtype: Project Management Process Overview

key_organizations: Deutsche Asset RREEF Retrofit Partners, L.P.


document_description: This document appears to be an overview of a team and their experience, marked as confidential and subject to Federal Rule of Criminal Procedure 6(e).

title: RRP73- Elysium Overview of Team and Experience


document_description: The document provides an overview of the Energy Efficiency Retrofit Team based in New York, detailing team roles, metrics, and the broader DB Platform's senior leadership experience. It also outlines U.S. Real Estate Investment Functions and Resources.

title: RREEF Retrofit Partners, L.P. Overview

key_people:
Jeff Baer
Ron Herbst
Brad Wollmer
Andy Goldstrom
Jake Baker
Pierre Cherki
Todd Henderson
Marc Feliciano
Tim Ellsworth
Al Diaz
Mike Nigro
Laura Gaylord
Aimee Samford


document_description: Deutsche Bank has been recognized for its leadership in building energy efficiency and retrofit projects. It has received several awards, including the International Leadership Award at Greenbuild 2011 and the Best Green Intelligent Buildings Award at the International Green Awards 2011. The bank has also achieved 32 LEED certifications, with 23 at Gold and Platinum levels.

title: Deutsche Bank Awards for Building Energy Efficiency

document_type: media

document_subtype: news clipping

key_organizations:
Deutsche Bank
Urban Green Council
U.S. Green Building Council
Deutsche Asset & Wealth Management
RREEF Retrofit Partners, L.P.


document_description: A confidential document summarizing key partnership terms, marked pursuant to Federal Rule of Criminal Procedure 6(e).

title: Summary of Key Partnership Terms


document_description: This document outlines the key partnership terms for RREEF Retrofit Partners, L.P., a Delaware limited partnership. It includes details about the general partner, advisor, Deutsche Bank's commitment, target size, minimum investment, term, commitment period, geographic focus, project concentration limit, preferred return, carried interest, clawback, advisory fees, ancillary fees, and organizational expenses. The document emphasizes that the summary is not complete and is subject to the definitive documents of the partnership.

title: RRP73 - Elysium Summary of Key Partnership Terms

key_people:
GSS Holdings (Retrofit), Inc.
RREEF America LLC

document_subtype: Partnership Terms Summary

key_organizations:
RREEF Retrofit Partners, L.P.
Deutsche Bank


document_description: Biographies of key team members involved in energy retrofit strategy at Deutsche Bank, highlighting their roles, responsibilities, and previous experience.

title: Appendix A: Team Biographies

key_people:
Jeff Baer
Ron Herbst

key_locations:
Las Vegas
University of California Santa Cruz
Trinity University

document_subtype: Appendix

key_organizations:
Deutsche Bank
Mitchell Madison Group
CB Richard Ellis
EMCOR Group
US Green Building Council
Greenprint Foundation
Deutsche Asset & Wealth Management
RREEF Retrofit Partners, L.P.


document_description: Biographies of Brad Wollmer and Andy Goldstrom, directors at Deutsche Bank, detailing their roles and previous experience in real estate and energy efficiency investments.

title: Appendix A: Team Biographies

key_people:
Brad Wollmer
Andy Goldstrom

key_locations:
Europe
North America
India

key_organizations:
Deutsche Bank
Global Climate Partnership Fund
European Energy Efficiency Fund
Forest City International
Orchard Supply Hardware
Williams-Sonoma, Inc.
Ernst & Young
GTE
United Systems Integrators
Johnson Controls
International Environmental Management
Waste Management


document_description: Confidential investment document related to Deutsche Asset & Wealth Management's RREEF Retrofit Partners, L.P., intended for U.S. person clients of the U.S./Americas Key Client Partners Desk.

title: RREEF Retrofit Partners, L.P. For U.S. Person Clients of the U.S./Americas Key Client Partners Desk Only

document_subtype: investment document


document_description: Biographies of senior advisors Pierre Cherki and W. Todd Henderson from Deutsche Asset & Wealth Management, detailing their roles, responsibilities, and career backgrounds.

title: Senior Advisors Biographies

key_people:
Pierre Cherki
W. Todd Henderson

key_locations:
New York
Central and Eastern Europe
Washington, D.C.

document_subtype: biographies

key_organizations:
Deutsche Asset & Wealth Management
RREEF Real Estate
Banker's Trust
Deutsche Bank
The J.E. Robert Company
First Gibraltar Bank
Resolution Trust Company


document_description: Biographies of key members of the Project Review Committee for Deutsche Asset & Wealth Management's Alternatives and Real Assets platform, including their roles, responsibilities, and career backgrounds.

title: Project Review Committee Biographies

key_people:
Pierre Cherki
W. Todd Henderson
Jeff Baer
James N. Carbone
Al Diaz
Timothy Ellsworth

key_locations:
Americas
Chicago
Western United States
Midwestern United States
Florida

key_organizations:
Deutsche Asset & Wealth Management
RREEF Real Estate
The Balcor Company
Cornerstone Real Estate Advisors
General Electric Capital


document_description: The document details 28 energy and water conservation projects at Winchester House in London, highlighting energy and water savings achieved through various upgrades and optimizations. The projects resulted in significant energy savings of 6,411,721 kWh and water savings of 1,724 liters, representing 17.77% of the 2007 baseline energy consumption. The document also notes ongoing projects and provides building data for the mid-rise office with trading operations located at 1 Great Winchester Street, London, UK.

title: Winchester House - London Energy and Water Conservation Projects

document_subtype: case study

key_organizations: ERAS Certification and Verification Services


document_description: The document details 24 energy and water projects at a commercial office building in Frankfurt, Germany, with significant energy and water savings reported for the year ending 2012. The projects include HVAC upgrades, electric motor retrofits, and water conservation systems, with a total energy savings of 6,163,824 kWh and water savings of 1,838 liters. Some projects are still in progress.

title: Case Study #5: Theodor-Heuss-Allee - Frankfurt, Germany

document_subtype: energy and water savings report

key_organizations: ERM Certification and Verification Services


document_description: The document details 12 energy and water projects at Wilhelm-Fey Strasse in Frankfurt, Germany, highlighting energy and water savings achieved through various conservation systems and optimizations. The projects resulted in significant energy savings of 1,409,348 kWh and water savings of 1,069 liters, representing 16.50% of the 2007 baseline. The document also notes ongoing projects and provides building data for the site.

title: Case Study #7: Wilhelm-Fey Strasse - Frankfurt, Germany

key_locations: Wilhelm-Fay-strasse 31-37, Frankfurt, Germany

document_subtype: Case Study


document_description: The document is a case study of energy and water projects at 345 Park Ave, New York City. It details 16 projects aimed at energy and water savings, including building automation systems, HVAC controls, lighting improvements, and water conservation systems. The projects resulted in significant energy and water savings, with a total energy savings of 576,028 kWh and water savings of 577 liters. The document also notes ongoing projects and provides building data for the multi-tenant high-rise commercial office space.

title: Case Study #8: 345 Park Ave - New York City


document_description: This document is a certification form for BREEF Retrofit Partners, L.P., collecting information about a company's responsible contractor status, including fair wage, benefits, and minority/women-owned status. It is part of the Responsible Contractor Program Policy, requiring contractors with contracts over $10,000 to complete it.

title: Certification of Responsible Contractor Status

document_subtype: Certification Form

key_organizations:
BREEF Retrofit Partners, L.P.
Deutsche Asset & Wealth Management
RREEF Retrofit Partners


document_description: The document is a sample job creation report by RREEF Retrofit Partners, L.P., detailing employment impact by city, trade, and project. It includes cumulative employment impact by top cities and trade categories, with person hours of union and non-union labor. The report is illustrative and subject to change based on information from service providers.

title: Sample Job Creation Report

document_subtype: Job Creation Report

key_organizations:
RREEF Retrofit Partners, L.P.
Deutsche Asset & Wealth Management


document_description: The document is a sample CO2 reduction report by RREEF Retrofit Partners, LP, detailing expected quarterly CO2 reduction statistics. It includes key stats such as cost and volume of CO2 by city, project, and technology type, and provides illustrative data on cumulative CO2 reductions by top cities, retrofit vehicle savings, and other equivalencies.

title: Sample CO2 Reduction Report

document_subtype: CO2 Reduction Report

key_organizations:
RREEF Retrofit Partners, LP
Deutsche Asset


document_description: The document discusses potential benefits of comprehensive retrofit projects on building ratings, specifically targeting improvements in green ratings such as Energy Star, EPC, LEED, and GRESB. It outlines the expected impact on ratings and other benefits such as attracting higher-value tenants and meeting regulatory requirements.

title: Appendix E: Potential Building Ratings Benefits

document_subtype: report

key_organizations: Global Real Estate Sustainability Benchmark


document_description: This document is an appendix to a presentation, providing important information about the partnership's strategy, risks, and disclaimers. It emphasizes the precedence of the detailed confidential offering memorandum over the presentation, outlines the strategy involving capital funding into equipment for real estate properties, and highlights the risks and lack of assurance of returns. It also includes disclaimers about forward-looking statements, the non-specific nature of the information, and the lack of liability for errors or omissions.

title: Appendix G: Important Information

key_locations:
United States
Germany
Australia
Japan
Hong Kong
Singapore
United Kingdom
Italy
Denmark
Finland
Norway
Sweden

document_subtype: presentation appendix

key_organizations: Deutsche Investment Management Americas Inc.

key_organizations: Deutsche Asset Management (Australia) Limited

key_organizations: Deutsche Asset Management (Hong Kong) Limited

key_organizations: Deutsche Asset Management (Asia) Limited

key_organizations: Deutsche Alternative Asset Management (UK) Limited


document_description: The document provides an overview of Deutsche Bank's Asset & Wealth Management division, highlighting its significant coverage in alternative investments with over €98.8/US$136 billion of AUM. It includes an organizational chart detailing the structure under the Asset & Wealth Management division, with a focus on alternatives and real assets. The document also presents a breakdown of asset categories by percentage.

title: Deutsche Bank's Asset & Wealth Management Division Overview

key_people:
Michele Faissola
Pierre Cherki
Stephane Farouze

document_subtype: organizational chart

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management
Towers Watson


document_description: A comprehensive overview of Deutsche Asset & Wealth Management's real estate business, highlighting assets under management, client base, and regional operations.

title: Southern Financial - DB's Real Estate Business

key_locations:
Americas
Europe
Asia Pacific

document_subtype: financial report

key_organizations: Deutsche Asset RREEF Retrofit Partners, L P


document_description: The document outlines the benefits provided by the DB Platform to the Partnership, focusing on real estate and asset management capabilities. It details various platform capabilities such as disciplined investment processes, market analysis, credit underwriting, acquisition and disposition experience, leasing knowledge, and asset management experience.

title: Benefits Provided by the DB Platform

key_organizations:
Deutsche Asset & Wealth Management
RREEF Retrofit Partners L.P.


document_description: The document outlines a financial arrangement through an Energy Services Agreement (ESA) where a partnership funds energy efficiency retrofit projects. The partnership captures energy savings returns without owning the host building. The process involves a contract, project capital, and returns. The partnership funds the cost of energy-efficient equipment and earns from the difference between historical and new utility bills. The document also mentions potential modifications to the ESA structure for different projects.

title: RRP72-Southern Financial Energy Efficiency Retrofit Project Funding

key_organizations: Deutsche Asset RREEF Retrofit Partners, L.P.


document_description: The document outlines the typical components involved in a retrofit project, which includes replacing or upgrading existing building energy equipment and systems with more energy-efficient options. It details four principal components: New Equipment, New Controls, Integrated Design, and Active Energy Management.

title: Typical Elements of a Retrofit Project

key_organizations:
Deutsche Asset & Wealth Management
RREEF Retrofit Partners, L.P.


document_description: The document discusses various retrofit finance structures, including traditional models like DIY and ESCOs, and emerging models like ESA and PACE. It compares these models based on factors such as financing source, guarantee of savings, upfront cost, and execution difficulty.

title: Retrofit Finance Structures


document_description: The document appears to be related to a market opportunity, marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).

title: RRP72-Southern Financial


document_description: The document outlines potential retrofit projects for various building types, including commercial office, educational, and other buildings. It provides statistics on the number of buildings in different categories and their energy consumption potential. The document also highlights the 'sweet spot' for commercial office buildings and additional targets in education and other sectors.

title: RRP72-Southern Financial: The Pool of Target Buildings


document_description: The document outlines the project management process for sourcing, developing, building, and managing projects using experienced service providers. It details the roles of the supply chain and the team across different phases: Building Pre-profiling, Project Engineering and Development, Construction, and Ongoing Active Energy Management and Invoicing. It also mentions the formal control points and the potential need to adjust processes based on project risk and complexity.

title: RRP72 - Southern Financial


document_description: The document provides a summary of energy efficiency retrofit projects advised by Deutsche Bank, involving over 175 buildings. It includes a table detailing various project types, descriptions, and the number of completed projects. The document also mentions additional projects not included in the table and provides context on the team's experience in the retrofit market.

title: Southern Financial Team Experience

document_subtype: Project Summary


document_description: This document outlines the key partnership terms for RREEF Retrofit Partners, L.P., a Delaware limited partnership. It includes details about the general partner, advisor, Deutsche Bank's commitment, target size, minimum investment, term, commitment period, geographic focus, project concentration limit, preferred return, carried interest, clawback, advisory fees, ancillary fees, and organizational expenses. The terms are subject to change and should be reviewed in the Partnership's definitive documents.

title: Summary of Key Partnership Terms

key_organizations:
RREEF Retrofit Partners, L.P.
Deutsche Bank


document_description: Biographies of Jeff Baer and Ron Herbst, key figures in Southern Financial's energy retrofit strategy, detailing their roles, responsibilities, and previous experience.

title: Appendix A: Team Biographies

key_organizations:
Deutsche Bank
Mitchell Madison Group
CB Richard Ellis
EMCOR Group
US Green Building Council
Global Climate Partnership Fund
Greenprint Foundation


document_description: A confidential financial document related to RREEF Retrofit Partners, L.P. for U.S. clients, distributed by Deutsche Asset & Wealth Management.


document_description: Biographies of senior advisors Pierre Cherki and W. Todd Henderson from Deutsche Asset & Wealth Management, detailing their roles and career backgrounds.

title: Senior Advisors Biographies

document_subtype: biography

key_organizations:
Deutsche Asset & Wealth Management
RREEF Real Estate
Deutsche Bank
The J.E. Robert Company
First Gibraltar Bank
Resolution Trust Company


document_description: Biographies of key members of the Project Review Committee at Deutsche Asset & Wealth Management, including their roles, responsibilities, and previous experience.

title: Appendix A: Project Review Committee Biographies

key_people:
Marc Feliciano
Michael Nigro
Mark G. Roberts

key_locations: University of Illinois at Urbana-Champaign

key_organizations: National Council of Real Estate Investment Fiduciaries


document_description: The document is a case study of energy and water savings projects at 60 Wall Street, New York. It includes a table detailing various projects, their energy and water savings, and other related data. The case study is part of a report by Deutsche Asset RREEF Retrofit Partners, L.P. for U.S. Person Clients of the U.S./Americas Key Client Partners Desk Only & Wealth Management, dated June 2014.

title: 60 Wall Street — New York

key_organizations: ERM Certification and Verification Services


document_description: The document is a case study of energy and water projects at the Deutsche Bank building in Eschborn, Germany. It details 17 projects aimed at energy and water savings, including HVAC upgrades, lighting improvements, and commissioning. The building is a single-tenant commercial office with 647,200 sq ft of space. The document includes energy savings data and mentions projects in progress and not yet completed.

title: Alfred-Herrhousen-Allee (TZE) - Eschborn, Germany


document_description: The document provides a detailed case study of energy and water savings projects at Theodor-Heuss-Allee, Frankfurt, Germany. It includes a table of 24 projects with energy and water savings data, building data, and project data records. The projects are part of a retrofit initiative by Deutsche Asset & Wealth Management and RREEF Retrofit Partners, L.P. The data is verified by third parties, Arup Engineering and ERM Certification and Verification Services.


document_description: This document is a case study of 12 energy and water projects in a mid-rise commercial office building in Frankfurt, Germany. It includes a table of projects with energy and water savings, building data, and projects in progress. The data is validated by third-party engineering firms.

title: RRP72-Southern Financial Appendix B: Case Study #7


document_description: The document is a case study on energy and water projects at 345 Park Ave, New York City. It details 16 projects aimed at improving energy and water efficiency, including building automation systems, HVAC controls, lighting improvements, and water conservation systems. The projects resulted in significant energy and water savings. Some projects are still in progress, such as lighting improvements and a joint commissioning program with the landlord.


document_description: The document outlines the sources for identifying qualified third-party service providers for a partnership project. It includes a table listing different supplier bid participation categories and their descriptions, focusing on the General Contractor's network, building owner's preferred suppliers, and additional union qualified suppliers. The Responsible Contractor Program principles are applied uniquely to this partnership.

title: Source of Project Level Bidders and Sub-Contractors


document_description: The document is a sample job creation report by RREEF Retrofit Partners, L.P., detailing employment impact by city, trade, and project. It includes cumulative employment impact by top cities and trade categories, with person hours of employment and union vs. non-union labor statistics. The report is for illustrative purposes and subject to change based on service provider information.

title: Sample Job Creation Report

key_organizations:
RREEF Retrofit Partners, L.P.
Deutsche Asset & Wealth Management


document_description: The document discusses potential benefits of comprehensive retrofit projects on building ratings, specifically targeting improvements in green ratings such as Energy Star, EPC, LEED, and GRESB. It outlines the expected impact on ratings and other benefits such as attracting higher-value tenants and meeting regulatory requirements.

key_organizations: Global Real Estate Sustainability Benchmark


document_description: This document compares the CO2 savings and costs between retrofit projects and new green building construction, using the Bullitt Center as a reference for net-zero buildings. Retrofit projects show significantly higher CO2 savings per dollar invested compared to new construction.

title: Appendix F: Comparing CO2 Savings from Retrofit Projects and New Green Building Construction

document_subtype: comparison analysis


document_description: This confidential presentation provides preliminary information about the RREEF Retrofit Partners, L.P. and its proposed strategy. It discusses the PACE financing structure, DB Eco PMO projects, and the risks associated with the Partnership's strategy. The presentation is intended for certain persons and emphasizes the confidentiality of the information provided.

title: RREEF Retrofit Partners, L.P. Presentation

document_subtype: presentation

key_organizations:
RREEF Retrofit Partners, L.P.
Deutsche Bank
DB Eco PMO


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 2, 2014. The document includes contact information for inquiries, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group, prepared by Southern Financial, LLC, dated July 3, 2014. It includes details of FX-Options and other financial trades, including trade IDs, counterparties, trade types, dates, notional amounts, currencies, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: Invitation to a performance directed by Sir Richard Eyre, set in an 18th-century manor house in Seville, featuring Ildar Abdrazakov as Figaro. The event includes a red carpet arrival, cocktail reception, performance, and post-performance gala dinner. The event is black tie and costs 55,000 per person.

title: Masterpiece Performance and Gala Dinner Invitation

key_people:
Sir Richard Eyre
Ildar Abdrazakov
Marlis Petersen
Peter Mattei
Marina Poplayskaya
Isabel Leonard
Chloe Ching

key_locations:
Seville
Damrosch Park
Met
60 Wall Street, New York, NY

document_subtype: event invitation


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations. The statement is marked confidential and is intended for internal use only.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including FX options and cash flow fees as of July 3, 2014. It includes trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A margin call notice from Deutsche Bank AG to Southern Financial, LLC requiring the delivery of USD 140,000.00 as per the Credit Support Annex under the 2002 ISDA Master Agreement.

document_subtype: margin call notice


document_description: Business card of Juliana Batista, Summer Analyst at Deutsche Bank Trust Company Americas.

document_subtype: business card

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: An updated primary business phone number is suggested but optional. Attachment 'Morris.xlsx' was deleted by Amanda Kirby.

key_people:
Juliana Batista
Amanda Kirby


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 7, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade and maturity dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A financial document from Deutsche Bank AG to Southern Financial, LLC, requiring the delivery of USD 150,000.00 as per the Credit Support Annex under the 2002 ISDA Master Agreement. The document includes a detailed table of financial positions and calculations related to the credit support balance.


document_description: The document outlines standard settlement details for various asset classes including Cash, Government Bonds, and Third Party Monitored Collateral (TPMC). It specifies that the financial information is for collateral management with Deutsche Bank Group only and includes a disclaimer about the limitations of liability.

document_subtype: Standard Settlement Details


document_description: A notice from Deutsche Bank AG to Southern Financial, LLC regarding a required delivery of USD 150,000.00 as per the Credit Support Annex under the 2002 ISDA Master Agreement. The document includes a detailed table of financial positions and calculations related to the credit support.

document_subtype: Credit Support Annex Notice


document_description: Margin Call from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC for USD 150,000.00.

key_organizations:
DEUTSCHE BANK AG
SOUTHERN FINANCIAL, LLC


document_description: Deutsche Bank is organizing the Opening Night Gala at the Metropolitan Opera on September 22, 2014. The event will feature a performance of Le Nozze di Figaro and a gala dinner. Nominations for attendees are requested by July 11, 2014.

key_people:
Tazia
Epstein
Gottesman
Black
Chloe
James Levine
Sir Richard Eyre
Ildar Abdrazakov
Marlis Petersen
Peter Mattei
Marina Poplayskaya
Isabel Leonard
Mathew Negus

key_locations:
New York, NY
Seville

key_organizations:
Deutsche Bank
Metropolitan Opera
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: Confidential memo from Mathew Negus, Vice President at DB Securities Inc, regarding key client partnerships in the Americas.

document_subtype: memo

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: Internal memo regarding nominations for the Metropolitan Opera Opening Night Gala on September 22, 2014, sponsored by Deutsche Bank. Details include event schedule, ticket pricing, and nomination submission instructions.

key_people:
Amanda
Tazia
Epstein
Gottesman
Black
Chloe
James Levine
Sir Richard Eyre
Ildar Abdrazakov
Marlis Petersen
Peter Mattei
Marina Poplayskaya
Isabel Leonard

key_locations:
Seville
Damrosch Park

document_subtype: internal memo

key_organizations:
Deutsche Bank
Metropolitan Opera


document_description: Contact information for Mathew Negus, Vice President at Deutsche Asset & Wealth Management, including address and confidentiality notice.


document_description: Invitation to a black-tie event at the Met, including a performance and post-performance gala dinner. The event starts with a cocktail reception at 5:15 pm, followed by a performance at 6:15 pm, and a gala dinner at 9:45 pm. Tickets cost $5,000 per person.

key_locations:
345 Park Avenue, New York, NY, USA
Damrosch Park
Metropolitan Opera House


document_description: Internal correspondence regarding nominations for the Metropolitan Opera Opening Night Gala on September 22, 2014. Deutsche Bank is the lead corporate sponsor. Details of the event schedule and nomination process are provided.

key_people:
Amanda
Tazia
Epstein
Gottesman
Black
Chloe Ching
Paul Morris
Caroline Kitidis


document_description: Invitation to an exclusive cocktail reception and gala dinner event at the Met, with a ticket cost of $5,000 per person. The event includes a performance and is a Black Tie event.

key_locations:
Met
345 Park Avenue, New York, NY, USA


document_description: Internal communication regarding nominations for the Metropolitan Opera Opening Night Gala on September 22, 2014, mentioning Epstein, Gottesman, and Black. Amanda Kirby from Deutsche Bank is involved in the correspondence.

key_people:
Amanda Kirby
Paul Morris
Noam Gottesman
Mathew Negus
Tazia
Chloe
Epstein
Black

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
TOMS Capital LLC
GLG


document_description: Deutsche Bank is the lead corporate sponsor for the Metropolitan Opera's Opening Night Gala on September 22, 2014. The event will feature a performance of Le Nozze di Figaro and a gala dinner. Nominations for attendees are requested by July 11, 2014.

key_people:
Mathew Negus
James Levine
Sir Richard Eyre
Ildar Abdrazakov
Marlis Petersen
Peter Mattei
Marina Poplayskaya
Isabel Leonard

key_locations:
New York, NY
Seville
Damrosch Park


document_description: Invitation to the Night Gala at the Metropolitan Opera featuring Le Nozze di Figaro, conducted by James Levine and directed by Sir Richard Eyre. The event includes a red carpet arrival, cocktail reception, performance, and post-performance gala dinner. The cost per ticket is $5,000, and it is a Black Tie event.

title: Night Gala at the Metropolitan Opera

key_people:
James Levine
Sir Richard Eyre
Ildar Abdrazakov
Marlis Petersen
Peter Mattel
Marina Poplayskaya
Isabel Leonard
Mathew Negus

key_locations:
Metropolitan Opera
Damrosch Park
New York, NY

key_organizations:
Metropolitan Opera
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: An internal memo listing client nominations for the Metropolitan Opera Opening Night Gala on September 22, 2014. The memo includes client names, titles, companies, and AWM contact Paul Morris.

title: Nominations: Metropolitan Opera Opening Night Gala

key_people:
Leon Black
Noam Gottesman
Don Marron
Todd Wanek
Glenn Furman
Larry Gagosian
Amanda Kirby
Paul Morris

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Elysium Management LLC
Apollo Global
TOMS Capital LLC
GLG
Marron Capital
Lightyear Capital
Third Lake Capital
Ashley Furniture
MSD Capital
Gagosian Gallery


document_description: Details for an event involving Epstein, Gottesman, and Black, sponsored by Deutsche Bank for the Opening Night Gala at the Metropolitan Opera on September 22, 2014. The event includes a performance of Le Nozze di Figaro and a gala dinner. Nominations for attendees are requested by July 11, 2014.

key_people:
Epstein
Gottesman
Black
James Levine
Sir Richard Eyre
Ildar Abdrazakov
Marlis Petersen
Peter Mattel
Marina Poplayskaya
Isabel Leonard
Mathew Negus


document_description: Contact information for a Vice President at DB Securities Inc, part of Deutsche Asset & Wealth Management, located in New York, NY, USA. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Internal communication regarding nominations for the Metropolitan Opera Opening Night Gala. Details of nominees Leon Black and Noam Gottesman are provided.

key_people:
Leon Black
Noam Gottesman
Amanda Kirby
Paul Morris
Chloe Ching
Caroline Kitidis
Mathew Negus

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Apollo Global
TOMS Capital LLC
GLG


document_description: Deutsche Bank is the lead corporate sponsor for the Metropolitan Opera's opening Night Gala on September 22, 2014. The event features a performance of Le Nozze di Figaro and includes a cocktail reception and gala dinner. The cost per ticket is $45,000, billed to business lines.

key_people:
James Levine
Richard Eyre
Ildar Abdrazakov
Marlis Petersen
Peter Mattel
Marina Poplayskaya
Isabel Leonard
Mathew Negus


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 8, 2014. The document includes contact information for inquiries, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A confidential financial document from Deutsche Bank AG to Southern Financial, LLC, requiring the delivery of USD 170,000.00 as per the Credit Support Annex under the 2002 ISDA Master Agreement. The document includes a detailed table of financial positions and calculations related to the credit support balance.


document_description: The document outlines standard settlement details for various asset classes including Cash, Government Bonds, and Third Party Monitored Collateral (TPMC). It specifies the asset type, custodian, account number, account name, beneficiary number, and beneficiary name for each asset class. The document also includes a disclaimer regarding the use of financial information and valuations provided by Deutsche Bank Group.


document_description: A financial document from Deutsche Bank AG to Southern Financial LLC, requiring the delivery of USD 170,000.00 as per the Credit Support Annex agreement. The document includes a table detailing financial positions and amounts related to the agreement.

key_organizations:
Deutsche Bank AG
Southern Financial LLC


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 9, 2014. The document includes contact information for sales inquiries and valuation questions, and notes on the methodology and potential adjustments in valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade dates, maturity dates, settlement dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report 20140710

key_people:
Jeffrey Epstein
Leon D Black
Dominique Leimer
Darren K. Indyke

document_subtype: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
Zorro Development Corp.


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 10, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Amanda Kirby
Paul Morris
Joseph Cothron


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 11, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 11, 2014. It includes details of various FX options trades, including trade IDs, counterparties, trade types, dates, amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details, disclaimers, and contact information for inquiries. The statement outlines the methodology and potential adjustments in valuations, emphasizing that these are for internal use only and may change over time.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Pinedo
Richard Kahn
Vahe Stepanian
Joseph Cothron
Paul Morris
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade dates, maturity dates, settlement dates, and financial amounts in USD, EUR, and JPY. The total valuation is noted as (1,832.17) USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report 20140715


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 15, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahnt
Gedeon Pinedo
Vahe Stepanian
Paul Morris
Joseph Cothron
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 16, 2014. It provides economic assessments of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes disclaimers about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 17, 2014. It includes contact information for sales inquiries and questions related to the statement, as well as exchange rates and disclaimers about the nature of the valuations provided. The statement emphasizes that valuations are for internal use only and may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, prepared by Southern Financial, LLC, as of July 17, 2014. It includes details of FX-Options trades, including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


title: RM0081851 Daily Deposit Report 20140718

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations. The statement is marked confidential and is intended for internal use only.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Paul Morris
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades with trade IDs, counterparties, trade types, dates, amounts, and other financial details.

title: Deutsche Bank Group Valuation Statement


document_description: Internal memo detailing the ticket request process for the 2014 US Open Tennis event, including criteria for ticket allocation, request and approval procedures, and ticket distribution timelines.

title: 2014 US Open Tennis - Ticket Request Process

key_organizations:
DB
USTA National Tennis Center


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rules of Criminal Procedure 6(e).


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are provided for internal use only and may be subject to adjustments based on various factors. The statement includes a disclaimer regarding the potential for differences in future valuations and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of July 21, 2014.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc.
JEGE, LLC
HBRK Associates, Inc.
Zorro Development Corp.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes details on the valuation methodology, potential adjustments, and disclaimers regarding the use of the valuations. The statement is intended for internal use only and highlights that valuations may change over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options trades with various financial metrics.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities. It includes account balances and a large transaction for HBRK Associates, Inc.

title: RM0081851 Daily Deposit Report 20140723


document_description: Internal communication regarding nominations for the Metropolitan Opera Opening Night Gala on September 22, 2014, sponsored by Deutsche Bank. Details of the event, including schedule and ticket pricing, are provided. Nominations are to be submitted by July 11, 2014.


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document contains financial trading information related to various currency and commodity trades associated with the Epstein account, managed by Morris. It includes details such as trade descriptions, trade dates, and amounts in USD for SC, Total RC, and KCP RC. Some entries have empty or TBD values. The document also provides totals for OTC, Listed, and overall amounts.

key_people:
Epstein
Morris
Andrew McNeill


document_description: This document is a financial summary of various trades associated with the Epstein account, managed by Morris. It includes details of trades such as USDCAD Call Spread, USDJPY 3mo Call, USDCAD Unwind, USDRUB Binary, WTI Risk Reversal, Copper Call, NationWide, EURUSD Risk Reversal, and Copper Call Unwind. The document lists trade dates, SC (USD), Total RC (USD), and KCP RC (USD) for each trade. It also provides conversion rates and totals for OTC and listed trades.

key_people:
Epstein
Morris
Andrew McNeiil

document_subtype: financial summary


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations. The statement is intended for internal use only and highlights the potential for valuation changes over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Rnedo
Vahe Stepanian
Richard Kahn
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group, provided by Southern Financial, LLC, dated July 23, 2014. It includes details of various FX-Options trades, including trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also lists large transactions, such as a $700,000 transfer by HBRK Associates, Inc.

title: RM0081851 Daily Deposit Report 20140724

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
Zorro Development Corp.
HBRK Associates, Inc


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 24, 2014. The document includes exchange rates and notes on valuation methodologies and disclaimers.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 25, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Pinedo
Vahe Stepanian
Paul Morris
Joseph Cothron
Amanda Kirby


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Authorization for asset movement from Deutsche Bank Alex. Brown for Jeffrey Epstein's account, including wire transfer instructions to Sabadel United Bank for $23,757.50 to beneficiary G Richard Strafer, P.A Operating Account.

key_people:
Jeffrey Epstein
Darren Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Sabadel United Bank


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to wire federal funds, issue checks, or journal funds as per instructions. Includes a specific wire transfer instruction for $18,000 to Sovereign Bank for the benefit of Martin G. Weinberg, PC.

key_people:
Jeffrey E. Epstein
Martin G. Weinberg
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Sovereign Bank


document_description: A confidential memo from Richard Kahn of HBRK Associates Inc. with contact information and confidentiality notice pursuant to Federal Rule of Criminal Procedure 6(e).

key_locations: 575 Lexington Avenue, New York, NY 10022


document_description: A communication from Richard Kahn of HBRK Associates Inc. requesting confirmation of receipt for two wire transfers dated 6-12-2014. Attachments related to the wire transfers were deleted by Amanda Kirby.

key_people:
Richard Kahn
Amanda Kirby

document_subtype: fax

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: The document contains a table of financial transactions, specifically outgoing money transfers from an account managed by Richard Kahn of HBRK Associates Inc. The transactions are directed to Sovereign Bank and Sabadell United Bank.

key_people:
Richard Kahn
Martin G Weinberg
G Richard Strafer

document_subtype: bank statement

key_organizations:
HBRK Associates Inc.
Sovereign Bank
Sabadell United Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer of $23,757.50 to Sabadel United Bank for the beneficiary G Richard Strafer, P.A Operating Account. The document includes provisions for checks, journals, and free deliveries, with standing authorization options and acknowledgment of transmission risks.


document_description: Authorization for asset movement from Jeffrey Epstein's Deutsche Bank account to Sovereign Bank for the benefit of Martin G. Weinberg, PC. The document includes instructions for wire transfers, checks, journals, and free deliveries, with a standing authorization option.

key_people:
Jeffrey Epstein
Martin G. Weinberg
Darren Indyke


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 28, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group, provided by Southern Financial, LLC, dated July 28, 2014. It includes a table of FX-Options trades with details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option style, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of July 28, 2014. It includes account names and balances.

title: RM0081851 Daily Deposit Report 20140729

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC


document_description: The image displays a golf course and several buildings associated with 'Les Bordes, France.' Key visual elements include a golf course, a modern house, a logo, and an estate/mansion.

title: Les Bordes Opportunity

document_subtype: image


document_description: This document is a disclaimer from Deutsche Bank AG, acting through its London branch, regarding marketing materials prepared for Blue Star International Group (BSIG) in relation to a potential sale of real estate assets. It outlines the non-fiduciary role of Deutsche Bank, the confidentiality of the materials, and the limitations of liability for the information provided. The document emphasizes that the materials are for informational purposes only and do not constitute investment advice or a contractual commitment. It also includes a disclaimer about forward-looking statements and the governing law.

key_people:
Deutsche Bank AG
Blue Star International Group

document_subtype: disclaimer


document_description: Overview of an exclusive residential development and country club in the Loire Valley, France, on a 1,600-acre estate with historical significance. The development includes Europe's number one golf course and plans for extensive residential and leisure facilities.

title: Les Bordes Residential Development Opportunity

key_people:
Baron Marcel Bich
Robert Von Hagge

document_type: property

key_locations:
Loire Valley
Les Bordes
Paris
Château de Chambord

key_organizations:
Les Bordes
Golf World
Wall Street Journal
Financial Times
The Daily Telegraph
The Guardian


document_description: Key investment highlights for Les Bordes Golf, a unique trophy asset, including its ranking as the number 1 golf course in Europe, unique planning permission for a landmark resort, strong market demand, and a low-risk profile with attractive returns.

key_locations:
Western Europe
France
Château de Chambord

document_subtype: investment highlights


document_description: The document describes the existing and proposed developments at Les Bordes Golf, Europe's number 1 golf course. The existing site includes a championship 18-hole golf course, additional golf courses, a chateau, and equestrian property. Proposed developments include super prime estates, prime golf homes, a refurbished boutique hotel, and a master-planned community with various amenities.

title: Les Bordes Golf and Proposed Developments

key_locations:
Les Bordes Golf
Château Bel-Air


document_description: The document outlines a 10-year development plan for Les Bordes and Le Ganay Golf, including phases for luxury homes, lodges, and amenities. It includes dates for permits and authorizations received.

key_locations:
Les Bordes
Le Ganay Golf

document_subtype: project development plan


document_description: The document provides a financial summary of a self-financing project in its third year of development, focusing on residential phased sales. It includes details on the sale price, net sales, costs, and profits for different types of developments such as luxury estates, golf lodges, and hotel-branded residences. Additional value from hotel and other facilities is also considered, along with infrastructure development costs. The total estimated profit is highlighted, with a time horizon of 10 years and a profit on costs ratio of 1.8x.


document_description: The document outlines a professional team of advisors across various departments and sub-departments, along with 2013 sales volume by region and additional sales breakdown. It also notes the engagement of additional local team members through a competitive bid process.

title: Highly experienced team of advisors in place

key_locations:
UK
APAC
Continental Europe
US
Canada
S. America
Europe
Africa

document_subtype: Professional Team and Sales Data

key_organizations:
Gleeds
Cushman & Wakefield
Hart Howerton
Les Bordes
Riko Group
Troon Golf
Veolia
Dalkia
Cabinet Perronnel
HKS
Anderson Orr
Von Hagge
EDSA
Savills
Christie's
Lefevre Pelletier
PRCo


document_description: The document provides information on taxation for holiday homes in France, focusing on rental income and capital gains tax for non-residents.

document_subtype: informational


document_description: The document contains tabular data and charts related to the 10-year JPY Swap rate from 2004 to 2014 and 1-year implied volatility into 10-year Yen swaps from 2009 to 2014. It includes observations on trends and peaks in the data, with a focus on financial indicators provided by Bloomberg Finance L.P.

title: JPY Swap Rate and Implied Volatility Data

document_subtype: financial data

key_organizations:
Bloomberg Finance L.P.
Deutsche Bank


document_description: Key investment highlights for Les Bordes Golf, a top-ranked golf course in Europe, with unique planning consent for a landmark resort development. The project is expected to generate significant employment and attract high-end residential demand. It has a low-risk profile with attractive returns and is supported by a highly experienced advisory team.

key_locations:
Europe
France
Château de Chambord


document_description: The document outlines a 10-year development plan for Les Bordes and Le Ganay Golf, including permits and authorizations received, and details of project phases.


document_description: The document provides data on international tourism, luxury residential demand, and key demand factors for second homes. It includes tables on international tourist numbers, length of golf stays, and demand factors for second homes, as well as a list of top visited historic sites.

key_locations:
France
China
Italy
Spain
United States
Turkey
Germany
United Kingdom

key_organizations:
World Wealth Report
Capgemini


document_description: The document provides a financial summary of a self-financing project in its third year of development. It includes details on residential phased sales, cash flow requirements, and a breakdown of sales, costs, and profits for various types of developments including luxury estates, golf lodges, and hotel-branded residences. Additional value from hotel and other facilities is also considered, along with infrastructure development costs. The total estimated profit is highlighted, with a time horizon of 10 years and a profit on costs ratio of 1.8x.


document_description: The document provides a list of professional teams and their roles in various departments, along with a sales volume breakdown by region for 2013. It also notes additional local team members engaged through a competitive bid process for various roles.


document_description: The document outlines a master plan for the development of the Les Bordes golf course and surrounding areas. It includes redesign plans by Robert von Hagge, the addition of a 5-star hotel with branded residences, an equestrian centre, an organic farm, a sports and fitness village, and a Mayr Spa. The plan also mentions the development of Les Bordes private estates with 150 plots for ambassadorial estates or lodges, and the Chateau Bel-Air Hunting Lodge.

title: Project Master Plan

key_locations:
Le Ganay golf course
Les Bordes golf course
Chateau Bel-Air


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 29, 2014. The document includes contact information for inquiries, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Discussion on the impact of geopolitical events on S&P equity options skew and proposed trading strategies involving buying calls and selling puts.

title: Equity Options Strategy Discussion

document_subtype: email

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of July 29, 2014. It includes account names, categories, and balances.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc.
JEGE, LLC


document_description: Internal communication regarding issues with a document and necessary revisions. The memo discusses the need for edits related to personalized comments and contact information, referencing previous similar issues.

key_people:
Tazia Smith
Siri Cowden
Zbynek Kozelsky
Nav

key_organizations:
KCP Capital Markets Global
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: A memo from Siri Cowden at Deutsche Bank regarding compliance and disclosure updates. It includes a detailed disclaimer about the informational nature of the material and advises recipients to seek independent advice. The memo emphasizes that Deutsche Bank is not acting as a legal, financial, tax, or accounting adviser.

document_subtype: memo


document_description: Nav Gupta, Managing Director at Deutsche Bank AG, discusses options pricing and market risk compensation. The correspondence emphasizes that the options are priced around the forward, not the spot, to reflect true skew. The message is intended for professional investors and is for discussion purposes only, without creating any legally binding obligations.

key_locations:
London
United Kingdom

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
DeAWM Key Client Partners


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references federal rules of criminal procedure, indicating it may be part of a legal investigation or proceeding.


document_description: Siri Cowden discusses revisions needed for a document, emphasizing compliance and disclosure requirements. The communication includes a disclaimer for Deutsche Bank's informational material.

key_people:
Siri Cowden
Tazia Smith


document_description: An email from Nav Gupta discussing a trade idea related to S&P Put options due to recent market events. The email is intended for non-advisory clients and includes trade strategies with specific expiry and strike details.

key_people:
Nav Gupta
Tazia Smith

document_subtype: email communication

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It includes reference numbers that likely pertain to a case or investigation in the Southern District of New York.


document_description: This document contains financial transactions related to various trades made by the account 'Epstein' managed by 'Morris'. It includes details of different financial instruments such as call spreads, binary options, and risk reversals, along with their respective trade dates and amounts in USD. Some amounts are marked as 'empty' or 'TBD'. The document also provides totals for SC (USD), Total RC (USD), and KCP RC (USD), as well as overall OTC and listed totals.


document_description: A list of financial transactions related to Epstein's account managed by Morris, detailing various trades, their trade dates, and associated costs in USD.

key_people:
Epstein
Morris
Tazia Smith
Paul Morris
Amanda Kirby

document_subtype: financial transactions

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: Paul Morris from Deutsche Bank requests Matt to look into commodities trades related to oil and copper and associated revenue, which he believes are not being captured.

key_people:
Paul Morris
Matt

document_subtype: note


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0113302, SDNY_GM_00259486, and EFTA01454885, which may be case or document numbers.


document_description: This document is a financial summary of various trades associated with the Epstein account, managed by Morris. It includes details of trades such as USDCAD Call Spread, USDJPY 3mo Call, USDCAD Unwind, USDRUB Binary, WTI Risk Reversal, Copper Call, NationWide, EURUSD Risk Reversal, and Copper Call Unwind. The document lists trade dates, SC (USD), Total RC (USD), and KCP RC (USD) for each trade, along with totals for SC, Total RC, and KCP RC. It also includes conversion details and total amounts for OTC and Listed trades.

document_subtype: financial summary


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, including DB-SDNY-0113304, SDNY_GM_00259488, and EFTA01454887.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains references to specific identifiers such as DB-SDNY-0113305, SDNY_GM_00259489, and EFTA01454888, which may relate to legal cases or investigations.


document_description: A table detailing various financial transactions involving Jeffrey Epstein, managed by Paul Morris. The transactions include currency trades and commodity options with specific trade dates and amounts in USD.

key_people:
Jeffrey Epstein
Paul Morris
Tazia Smith
Andrew McNeill


document_description: A note from Paul Morris, Managing Director at Deutsche Bank Private Bank, asking Matt to look into commodities trades (oil, copper) and associated revenue, which may not be captured.


document_description: This document contains a list of financial transactions related to various currency and commodity trades associated with the Epstein account, managed by Morris. It includes details such as trade descriptions, trade dates, and amounts in USD for SC, Total RC, and KCP RC.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details, disclaimers, and contact information for inquiries. The statement is intended for internal use and outlines the methodology and potential adjustments in valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn12
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade dates, maturity dates, settlement dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report 20140731

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke


document_description: A table detailing various financial transactions involving Jeffrey Epstein, managed by Paul Morris, including trades such as USDCAD Call Spread, USDJPY 3mo Call, and others, with specific trade dates and amounts in USD.

title: Financial Transactions Table

key_people:
Jeffrey Epstein
Paul Morris
Tazia Smith
Andrew McNeil


document_description: A note from Paul Morris, Managing Director at Deutsche Bank Private Bank, requesting Matt to look into commodities trades (oil, copper) and associated revenue, as they may not be captured.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0113335, SDNY_GM_00259519, and EFTA01454908, which may be case or document numbers.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, including DB-SDNY-0113340, SDNY_GM_00259524, and EFTA01454911.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0113346, SDNY_GM_00259530, and EFTA01454914, which suggest it is related to a legal case or investigation in the Southern District of New York.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York.


document_description: Email correspondence discussing a meeting schedule and a transaction related to European assets. Tazia Smith suggests including Bruce McDermott in the meeting and confirms a conversation with Paul Morris about a transaction structure.

key_people:
Tazia Smith
Paul Morris
Stelios Theodosiou
Bruce McDermott
Leslie
Amanda


document_description: Internal communication regarding discrepancies in reported oil and copper trades.

key_people:
Matt
Paul
Tazia Smith


document_description: Internal communication regarding Southern Financial revenues for 2013.

key_people:
Amanda Kirby
Vahe Stepanian
Paul
Tazia Smith

document_subtype: internal memo


document_description: A confidential letter from the Managing Director of Deutsche Bank Private Bank, located at 345 Park Avenue, New York, NY, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: letter


document_description: A table detailing financial transactions related to Jeffrey Epstein, including various trades and their respective amounts in USD.

key_people:
Epstein
Morris
Andrew McNeiil


document_description: A financial summary detailing various trades associated with the Epstein account, managed by Morris, including trade descriptions, dates, and amounts in USD.

key_people:
Paul Morris
Tazia Smith
Andrew McNeill


document_description: Internal communication requesting a review of commodities trades (oil, copper) and associated revenue.


document_description: This document contains financial trading information related to various currency and commodity trades associated with the Epstein account, managed by Morris. It includes details such as trade descriptions, trade dates, and amounts in USD for SC, Total RC, and KCP RC. The document also provides totals for OTC and listed trades.


document_description: A financial summary of various trades associated with the Epstein account, managed by RM Morris, detailing trade descriptions, dates, and amounts in USD for SC, Total RC, and KCP RC.

key_people:
Epstein
Morris
Tazia Smith
Paul Morris
Andrew McNeill


document_description: Paul Morris requests an investigation into commodities trades (oil, copper) and associated revenue, which may not be captured.


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 31, 2014. The document includes contact information for inquiries, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade dates, maturity dates, settlement dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement