document_description: The document outlines indemnification provisions for managers, members, employees, or agents of a company, detailing conditions under which they are indemnified for legal expenses. It also includes provisions for the company's liquidation and miscellaneous provisions regarding section headings, severability, and amendments.

document_subtype: Indemnification and Liquidation Provisions


source: doj

document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as President. It outlines the binding effect and governing law of the agreement, specifying that it is subject to the laws of the U.S. Virgin Islands.

title: Operating Agreement of Southern Trust Company, Inc.

document_type: legal

document_subtype: Operating Agreement


document_description: This document is an alert from Deutsche Bank Private Bank dated 10/02/2013, regarding an entity named SEAPRIDE, which is associated with Neptune, LLC, located in the Virgin Islands, U.S. The entity appears on the OFAC SDN list and is associated with various aliases and vessel identifications. The alert is for informational purposes only and is not to be used for FCRA permissible purposes.

title: Deutsche Bank Private Bank Alert

document_type: financial

key_locations:
Virgin Islands, U.S.
Tanzania, United Republic of
Malta
Tuvalu

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
Neptune, LLC
Treasury Dept. OFAC


document_description: Wire transfer instruction from Jeffrey Epstein to Amenda Kirby to transfer EUR 2395.76 to Deco D'Ame at Credit Agricole d'lle-de-France.

key_people:
Jeffrey Epstein
Amenda Kirby
Bella Klein

document_subtype: wire transfer instruction

key_organizations:
Credit Agricole d'lle-de-France
Deco D'Ame


document_description: A wire transfer instruction for EUR 2,307.69 from Jeffrey E. Epstein's account to a beneficiary in France. The transaction is a recurring monthly transfer.

key_people:
Jeffrey E. Epstein
Harry Beller
Amenda Kirby
Honoré Belle
Monsieur Valdson Vieira Cotrin
Bela Klein

document_subtype: wire transfer


document_description: Deutsche Asset & Wealth Management signature card for Deutsche Bank Trust Company Americas. The document includes account details and signatures for Darian K. Culfer, with a power of attorney section.

document_subtype: signature card

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: Trade report detailing a European Option executed by Jeffrey E. with PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. The transaction involves buying a CP Put with a notional of 25,000,000 EUR and a strike of 1.05. The premium is 387,500 USD.

key_people:
Jeffrey E.
Vahe Stepanian
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

document_type: email

document_subtype: trade report


document_description: The document is a trade report detailing a European option transaction executed by Jeffrey per a conversation with Daniel. The client involved is PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. The report includes details such as the product type, client, buy/sell action, currency, and other financial specifics.

title: Trade Report 7/2/2015

key_people:
Vahe Stepanian
Jeffrey E.
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

document_type: correspondence


document_description: This document contains details of two European option trades executed by Deutsche Bank for a private client. The trades involve currency exchanges between EUR and USD with specified notional amounts, strike prices, and premium terms. The document also includes disclaimers about the provisional nature of the information provided.

document_subtype: trade execution report

key_organizations: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC


document_description: Internal communication regarding a USD wire transfer case involving Jeffrey Epstein. The document includes a reference to a debit to an account dated 12/12/2013 for USD 1,000.00, with further credit details and a request to credit USD 20.00 as investigation charges.

key_people:
Raunak Tanwar
Deepak Ramchandani
Jeffrey Epstein

key_organizations:
Private Wealth Management
BTCO USA
IRVTUS3NXXX


document_description: Janice P. Franklin requests Amanda to call her. The email is related to compliance matters at Deutsche Bank Trust Company Americas.

key_people:
Janice P. Franklin
Amanda Kirby
Jacqueline Lightbody

document_subtype: email


document_description: A note from Vahe Stepanian at Deutsche Bank Securities Inc. regarding trade execution information and premium details. A separate email will follow with a second execution.

document_subtype: note


document_description: A communication from Deutsche Bank AG, London Branch, regarding outstanding confirmations in their system. The bank requests prompt attention and return of signed confirmations.

title: Deutsche Bank outstanding confirmation-(First Chaser)

key_locations: London Germany

document_subtype: fax

key_organizations:
Deutsche Bank AG
Financial Services Authority
London Stock Exchange


document_description: This document is an amended confirmation letter from Deutsche Bank AG, London Branch, regarding a currency option transaction with PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It outlines the terms and conditions of the transaction, referencing the 1998 FX and Currency Option Definitions and the ISDA Master Agreement. The document serves as a binding agreement between the parties until a formal ISDA Master Agreement is executed.

key_locations:
London
Baltimore
Frankfurt am Main

document_subtype: Currency Option Transaction Confirmation

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document is a currency option confirmation from Deutsche Bank AG detailing a transaction between Party A and Party B. The trade involves a USD Put/EUR Call with specific terms including trade date, expiration date, settlement date, and premium details. Both parties confirm their understanding and acceptance of the transaction terms.

key_locations:
New York
London
Federal Republic of Germany

document_subtype: Currency Option Confirmation


document_description: A fax from Deutsche Bank AG providing regulatory and registration information about the bank and its London branch.

key_locations:
Frankfurt am Main
London

key_organizations: BaFin Federal Financial Supervising Authority


document_description: A memorandum from Jeffrey Epstein to Amanda Kirby regarding a financial transaction with details of the receiving bank and account numbers.

title: Memorandum from Jeffrey Epstein to Amanda Kirby

key_people:
Jeffrey Epstein
Amanda Kirby

document_subtype: memorandum


document_description: A letter from Deutsche Bank AG, London Branch, regarding outstanding confirmations in their system. The letter requests prompt attention and return of signed confirmations.

key_locations:
London
Frankfurt am Main

document_subtype: letter

key_organizations: BaFin - Federal Financial Supervising Authority


document_description: This document is a letter agreement confirming the terms and conditions of a Currency Option transaction between Deutsche Bank AG, London Branch (Party A) and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC (Party B). It incorporates definitions and provisions from the 1998 FX and Currency Option Definitions and outlines the relationship to ISDA agreements.

title: Currency Option Transaction Confirmation between Deutsche Bank AG and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC

key_locations:
London, United Kingdom
Baltimore, Maryland, United States


document_description: This document is a confirmation of a currency option transaction between Party A and Party B, facilitated by Deutsche Bank AG. The transaction involves a European style EUR Put/USD Call option with a put currency amount of EUR 50,000,000.00 and a call currency amount of USD 52,000,000.00. The trade date is 02 July 2015, with an expiration date of 04 January 2016 and a settlement date of 06 January 2016. The strike price is set at USD 1.04000 per EUR 1.00, and the premium of USD 663,000.00 is payable by Party B on 06 July 2015. The document includes representations from both parties regarding non-reliance, assessment and understanding, and the status of parties.


title: Deutsche Bank outstanding confirmation - (First Chaser)


document_description: This document is a confirmation letter from Deutsche Bank AG, London Branch, regarding a currency option transaction with PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It outlines the terms and conditions of the transaction, referencing the 1998 FX and Currency Option Definitions and the ISDA Master Agreement. The document serves as an amended confirmation, replacing a previous reference.


document_description: This document is a confirmation of a currency option transaction between Party A and Party B, facilitated by Deutsche Bank AG. The transaction involves a USD Put/EUR Call with specific terms including trade date, expiration date, settlement date, and premium details. Both parties have made representations regarding non-reliance, assessment, and understanding of the transaction terms.

key_locations:
New York
London


document_description: A Regulation E Disclosure for a remittance transfer from Deutsche Bank Trust Company Americas, detailing a transfer of 2,000.00 EUR from Jeffrey Epstein on July 24, 2015, with funds available by August 7, 2015.

document_subtype: Regulation E Disclosure

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire federal funds to First Command Bank for NES, LLC. The document includes provisions for checks, journals, and free deliveries, with standing authorization options and acknowledgment of transmission risks.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank
NES, LLC


document_description: A letter from Deutsche Bank AG, London Branch, regarding outstanding FX Options confirmations that need prompt attention and return of signed confirmations.


document_description: This document is a confirmation of the terms and conditions of a Currency Option transaction between Deutsche Bank AG, London Branch (Party A) and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC (Party B). It incorporates definitions and provisions from the 1998 FX and Currency Option Definitions and outlines the agreement's relationship to ISDA Master Agreements.

key_locations:
London, UK
Baltimore, Maryland, USA

key_organizations: International Swaps and Derivatives Association Inc


document_description: Authorization for asset movement for non-retirement accounts by Deutsche Bank Alex. Brown for NES, LLC. Includes instructions for wire transfer of $2308.65 to First Command Bank, with additional instructions for expense reimbursement and services from 6/12-6/26/15. Contains provisions for standing authorization and verbal instructions.


document_description: Authorization form for asset movement for Jeffrey E Epstein's account at Deutsche Bank Alex. Brown, allowing wire transfers, checks, journals, and free deliveries. Includes standing authorization and verbal instruction provisions.

key_people:
Jeffrey E Epstein
Darren K Indyke

key_organizations:
Deutsche Bank Alex. Brown
Bank of America


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to Mark Lloyd, processed by Deutsche Bank Trust Company Americas. The transfer amount is $160,000.00 with no additional fees, and the funds are expected to be available by May 7, 2015. The document outlines the rights to dispute errors and conditions for cancellation.

title: Regulation E Disclosure for Remittance Transfer

key_people:
Jeffrey Epstein
Mark Lloyd


document_description: The document provides information about Southern Financial Mortgage Corporation, including its entity ID, name, address, and an event related to mortgage license revocations due to failure to file an annual report as required by §6.1-418. The source of this information is the VA State Corp Commission Mortgage License Revocations dated 01/29/2010.

title: Southern Financial Mortgage Corporation Information

document_subtype: regulatory document

key_organizations:
Southern Financial Mortgage Corporation
VA State Corp Commission


document_description: The document details the federal criminal charges against James W. 'Bill' Bailey, Jr., who was associated with Southern Financial Services Inc. He was charged with securities fraud, mail fraud, and filing false tax returns as part of a Ponzi scheme that defrauded investors of over $13 million from January 2000 to December 2010. The charges were announced by U.S. Attorney Anne M. Tompkins on February 4, 2011, following a Bill of Information filed on February 1, 2010.

title: Fraud and Securities Violations by Southern Financial Services Inc.

key_people:
James W. 'Bill' Bailey, Jr.
Anne M. Tompkins

document_type: government

document_subtype: press release

key_organizations:
Southern Financial Services Inc.
1031 Exchange Services, LLC
AVL Properties, LLC
U.S. Attorney's Office


document_description: Southern Financial Group, Inc. allegedly raised at least $525 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Properties LLC.

title: Fraud Allegation Report on Southern Financial Group, Inc.

document_subtype: report

key_organizations:
Southern Financial Group, Inc.
UC Properties LLC


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It details SEC violations involving insider trading and securities fraud by Southern Financial Services, Inc. and other parties. The SEC filed civil charges in 2003 against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters, including Southern Financial Services, for securities fraud through misleading financial projections and undisclosed compensation agreements.

title: Deutsche Bank Private Bank Alert

key_locations:
Boca Raton, Florida
Miami, Florida

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Services, Inc.
SEC
Dicom Imaging Systems, Inc.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations involving insider trading and securities fraud by Southern Financial Group and Tracy Calvin Dunlap, Jr. The court adjudged them in contempt for not complying with orders to produce documents and repatriate investor funds.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
North Carolina

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group
SEC


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations and disciplinary actions against Southern Financial Group, Inc. for insider trading and securities fraud. The alert references specific SEC administrative proceedings and civil actions.

title: Deutsche Bank Private Bank Alert

key_people:
Richard M. Wooten
Charles Dennis McKittrick
Gerald F. Hunter, Jr.

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
Securities and Exchange Commission


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It details SEC violations and disciplinary actions against Southern Financial Group, including insider trading and securities fraud. The document references litigation releases and court actions against the entity and its associates for fraudulent investment schemes.

title: Deutsche Bank Private Bank Alert

key_organizations: U.S. District Court for the Middle District of North Carolina


document_description: An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations including insider trading and securities fraud. The alert references a litigation release from 2008 involving Southern Financial Group and others in a fraudulent high-yield investment scam.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
Middle District of North Carolina

document_subtype: alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group
SEC
Elfindepan S.A.
Strategic Asset Funds S.A.


document_description: Alert regarding Southern Financial Group, Inc. for alleged fraud involving the sale of short-term notes on behalf of UC Properties LLC, raising at least $25 million.

document_subtype: fraud alert

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
UC Properties LLC
Deutsche Bank Private Bank


document_description: An alert from Deutsche Bank Private Bank regarding Southern Financial LLC and Southern Financial Mortgage Corporation, highlighting a mortgage license revocation event due to failure to file an annual report as required by §6.1-418.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
Virginia

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Mortgage Corporation
VA State Corp Commission


document_description: The document details SEC violations by Southern Financial Group, including insider trading and securities fraud. It includes litigation releases and court actions against the group and its associates for fraudulent investment schemes and contempt of court.

title: SEC Violations by Southern Financial Group

document_subtype: SEC Litigation Release

reference_numbers:
1:00CV00742
LITIGATION RELEASE NO. 16977
LITIGATION RELEASE NO. 16892


document_description: The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick for SEC violations including insider trading and securities fraud.

title: SEC Violations by Southern Financial Group, Inc.

key_people:
David C. Norton
Richard M. Wooten
Charles Dennis McKittrick

document_subtype: regulatory action summary

key_organizations:
Southern Financial Group, Inc.
Securities and Exchange Commission


document_description: The Court adjudged defendants Elfindepan, Southern Financial Group, and Tracy Calvin Dunlap, Jr., to be in contempt of court and ordered Dunlap incarcerated for refusing to obey court orders requiring them to produce documents and account for and repatriate investor funds.

document_subtype: SEC Violations

key_organizations:
Southern Financial Group
Elfindepan


document_description: An alert regarding Southern Financial Services, Inc. related to SEC violations including insider trading and securities fraud. The SEC filed civil charges against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters, including Southern Financial Services, for securities fraud through misleading financial projections and undisclosed compensation agreements.

title: Deutsche Bank Private Bank Alert

key_organizations:
Southern Financial LLC
Southern Financial Services, Inc.
SEC
Dicom Imaging Systems, Inc.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations involving insider trading and securities fraud by Southern Financial Group and Tracy Calvin Dunlap, Jr. The alert references a court case from 2002 where the defendants were found in contempt for not complying with court orders.

title: Deutsche Bank Private Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations involving insider trading and securities fraud, as well as disciplinary and regulatory actions. The alert references a litigation release from the SEC against Elfindepan, S.A., Strategic Asset Funds S.A., and Southern Financial Group for a fraudulent high-yield investment scam.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group
SEC
Elfindepan, S.A.
Strategic Asset Funds S.A.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It details the involvement of James W. 'Bill' Bailey, Jr. in a Ponzi scheme from January 2000 to December 2010, defrauding investors of over $13 million. Bailey operated Southern Financial Services Inc., 1031 Exchange Services, LLC, and AVL Properties, LLC in Asheville. The alert includes information about Bailey's initial appearance on federal criminal counts of Securities Fraud, Mail Fraud, and Filing False Tax Returns.

title: Deutsche Bank Private Bank Alert

key_organizations:
Southern Financial LLC
Southern Financial Services Inc.
1031 Exchange Services, LLC
AVL Properties, LLC
Deutsche Bank Private Bank


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about a mortgage-related event involving Southern Financial Mortgage Corporation, specifically a mortgage license revocation due to failure to file an annual report as required by Virginia law.

title: Deutsche Bank Private Bank Alert


document_description: The document outlines issues and tasks related to financial accounts and KYC (Know Your Customer) processes for entities associated with Jeffrey Epstein, including Hyperion Air Inc, JEGE Inc, and JEGE LLC. It highlights missing information and corrections needed for financial accounts and KYC documentation.

key_people:
Jeffrey Epstein
H. Beller

key_organizations:
Hyperion Air Inc
JEGE Inc
JEGE LLC


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to JPMorgan Chase, including wire transfer instructions.

key_people:
Jeffrey E Epstein
Ion Nicola

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: Notification of rejection for Due Diligence Case 6913073 related to Darren K. Indyke. The message is automatically generated by the Due Diligence system and advises not to reply.

title: Due Diligence Notification

document_subtype: notification


document_description: Confidential communication regarding Citi 5.80% PFD, possibly containing attorney-client privileged or inside information. Intended only for the addressee and prohibits unauthorized use, disclosure, or copying.


document_description: Document related to Internet Banking Services, specifically DB Private Wealth Online Plus and linking to an existing online relationship.

title: Private Wealth Premium™M

document_subtype: banking service


document_description: This document is a Form W-9 used for requesting a taxpayer identification number and certification. It is associated with Tharren to k Indlyke PLLC, specifically for their Attorney Trust Account.

title: Request for Taxpayer Identification Number and Certification

document_subtype: Form W-9


document_description: The document outlines issues related to financial accounts and KYC (Know Your Customer) requirements for entities associated with Jeffrey Epstein, including Hyperion Air Inc, JEGE Inc, and JEGE LLC. It notes missing information such as signers on accounts, incorrect country information, and missing details for Mr. Beller.

document_subtype: memo


document_description: A memorandum from Jeffrey Epstein to Amenda Kirby instructing a wire transfer of EUR 2395.76 to Deco D'Ame in Paris, France.

document_subtype: wire transfer

key_organizations:
Credit Agricole d'lle-de-France
Deco D'Ame


document_description: James W. "Bill" Bailey, Jr. was charged with Securities Fraud, Mail Fraud, and Filing False Tax Returns in a Ponzi scheme defrauding investors of over $13 million through Southern Financial Services Inc. and other entities.

title: Fraud and Tax Related Offenses by James W. "Bill" Bailey, Jr.

key_people:
James W. "Bill" Bailey, Jr.
Anne M. Tompkins

key_organizations:
Southern Financial Services Inc.
1031 Exchange Services, LLC
AVL Properties, LLC
U.S. Attorney's Office


document_description: Southern Financial Group, Inc. allegedly raised at least $525 million through a fraudulent scheme involving the sale of short-term notes on behalf of UC Properties LLC.

key_organizations:
Southern Financial Group, Inc.
UC Properties LLC


document_description: This document is an alert from Deutsche Bank Private Bank dated May 29, 2013, regarding Southern Financial LLC. It includes information about SEC violations involving insider trading and securities fraud by Southern Financial Services, Inc. and other parties. The SEC filed civil charges in 2003 against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters, including Southern Financial Services, for securities fraud through misleading financial projections and undisclosed compensation agreements.

title: Deutsche Bank Private Bank Alert

key_people: Gane Welsh Tamburello

key_organizations:
Southern Financial LLC
Southern Financial Services, Inc.
Dicom Imaging Systems, Inc.
SEC


document_description: An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations and disciplinary actions against Southern Financial Group and associated individuals for insider trading and securities fraud.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group
SEC


document_description: Alert regarding Southern Financial LLC for SEC violations including insider trading and securities fraud. Final judgments entered against Elfindepan S.A., Strategic Asset Funds S.A., and Southern Financial Group for a fraudulent high-yield investment scam.

title: Deutsche Bank Private Bank Alert

key_organizations:
Southern Financial LLC
Southern Financial Group
Deutsche Bank Private Bank
SEC
Elfindepan S.A.
Strategic Asset Funds S.A.


document_description: Alert regarding alleged fraud by Southern Financial Group, Inc. involving the sale of short-term notes on behalf of UC Properties LLC, raising at least $25 million through a fraudulent scheme.

title: Fraud Alert for Southern Financial Group, Inc.

document_subtype: Fraud Alert

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
UC Properties LLC


document_description: A communication from Vahe Stepanian of Deutsche Bank Securities Inc. regarding a potential trade execution involving a European EUR Call on EUR/USD with specific notional, expiry, and premium details.

document_subtype: trade communication


document_description: The document details SEC violations involving insider trading and securities fraud by Southern Financial Group, Inc. and associated individuals. Legal actions were filed in the United States District Court for the District of South Carolina, Charleston Division.

document_type: tabular

document_subtype: SEC Violations Report

key_organizations:
Southern Financial Group, Inc.
Securities and Exchange Commission
Springdale Investments, Inc.


document_description: The document details SEC violations by Southern Financial Group, including insider trading and securities fraud. The U.S. District Court for the Middle District of North Carolina adjudged defendants Elfindepan, S.A., Southern Financial Group, and Tracy Calvin Dunlap, Jr. to be in civil contempt for refusing to obey court orders related to fraudulent investment schemes.


document_description: The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick for SEC violations including insider trading and securities fraud.


document_description: This document is an alert from Deutsche Bank Private Bank dated May 29, 2013, regarding Southern Financial Services, Inc. The alert details SEC violations involving insider trading and securities fraud by Southern Financial Services and other parties. The SEC filed civil charges in 2003 against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters, including Southern Financial Services, for securities fraud through misleading financial projections and undisclosed compensation agreements.

title: Deutsche Bank Private Bank Alert

key_people: Former president of Dicom Imaging Systems, Inc.

key_organizations:
Southern Financial Services, Inc.
Dicom Imaging Systems, Inc.
SEC


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations and disciplinary actions against Southern Financial Group and Tracy Calvin Dunlap, Jr. The alert references a contempt of court ruling from 2002 related to insider trading and securities fraud.

title: Deutsche Bank Private Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations related to insider trading and securities fraud by Southern Financial Group, Inc. The alert references disciplinary and regulatory actions taken by the SEC in 2005, including inaccuracies in financial records and failure to report net capital deficiencies.

title: Deutsche Bank Private Bank Alert

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
Securities and Exchange Commission


document_description: An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations including insider trading and securities fraud. The alert references a final judgment entered by Judge David C. Norton against Southern Financial Group, Inc. and individuals Richard M. Wooten and Charles Dennis McKittrick.

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group, Inc.
Securities and Exchange Commission


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations, insider trading, and securities fraud involving Southern Financial Group. The alert references a disciplinary and regulatory action from 2008 and a litigation release from the SEC against Elfindepan S.A. and others for a fraudulent high-yield investment scam.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group
SEC
Elfindepan S.A.
Strategic Asset Funds S.A.


key_organizations:
Southern Financial Group, Inc.
UC Properties LLC
Deutsche Bank Private Bank


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting fraud-related activities associated with James W. 'Bill' Bailey, Jr. The alert details Bailey's involvement in a Ponzi scheme from January 2000 to December 2010, defrauding investors of over $13 million. Bailey operated Southern Financial Services Inc., 1031 Exchange Services, LLC, and AVL Properties, LLC in Asheville. The alert references Bailey's initial appearance on federal criminal counts including Securities Fraud, Mail Fraud, and Filing False Tax Returns.

title: Deutsche Bank Private Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about a mortgage-related event involving Southern Financial Mortgage Corporation, specifically a mortgage license revocation due to failure to file an annual report as required by Virginia law.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Mortgage Corporation
VA State Corp Commission


document_description: Authorization of inquiry capabilities for Southern Trust Company, Inc. accounts with Deutsche Bank, signed by Jeffrey Epstein.

key_people:
Jeffrey Epstein
Richard Kahn
Jeanne Brennan
Harry Beller

document_subtype: Authorization

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank


document_description: Authorization of inquiry capabilities for Southern Financial, LLC accounts with Deutsche Bank, granted to Richard Kahn, Jeanne Brennan, and Harry Beller.

document_subtype: Authorization Document

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Deutsche Bank


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., confirming its incorporation and authorization to conduct business in the Virgin Islands.

key_locations:
Virgin Islands
Charlotte Amalie
Christiansted

document_subtype: Certification of Good Standing

key_organizations: Office of the Lieutenant Governor, Virgin Islands


document_description: Driving License issued to Jeffrey E. Epstein by the United States Virgin Islands (VI) GSA, valid from 1/15/2010 to 1/20/2015.

title: Driving License of Jeffrey E. Epstein

document_type: other

document_subtype: Driving License


document_description: This document is a passport issued to Jeffrey Edward Epstein, a citizen of the United States, by the National Passport Center. It includes personal details such as his date of birth, place of birth, and passport number. The passport was issued on October 11, 2002, and is set to expire on October 10, 2012.

document_subtype: passport


document_description: Confirmation request for monthly Twitter swap settlement details and wire transfer to DBAG London.

key_people:
Rich
Ari
Darren
Ariane Dwyer

document_subtype: wire transfer confirmation

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration as a Limited Liability Company on February 25, 2013.

title: Certificate of Existence for Southern Financial, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations:
Southern Financial, LLC
Government of the Virgin Islands


document_description: This document outlines the Articles of Organization for a company, detailing its purpose, duration, organizer, management, capital, and limitation of liability. The company is to have a perpetual duration and is manager-managed, with Jeffrey Epstein as the initial manager. The company begins with a capital of $1,000. The document also limits the liability of managers under certain conditions.

title: Company Articles of Organization

key_people:
Jeffrey Epstein
Greg J. Ferguson

key_locations: 9100 Port of Sale Mall, Suite 15, St. Thomas, U.S. Virgin Islands 00802

document_subtype: Company Articles of Organization


document_description: The document outlines the Articles of Organization for a company, detailing the limitation of liability for managers and members, severability clauses, and the impact of amendments to the Uniform Limited Liability Company Act.

document_subtype: Articles of Organization


document_description: This document is a notarized statement by Greg J. Ferguson, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. It was signed and sworn before a Notary Public in the United States Virgin Islands.

key_people:
Greg J. Ferguson
Brett A. Geary

key_locations:
United States Virgin Islands
St. Thomas
St. John

document_subtype: Notarized Document


document_description: The IRS assigned an Employer Identification Number (EIN) to Southern Financial LLC & Southern Trust Company Inc. The notice includes instructions for using the EIN in tax documents and correspondence.

title: IRS EIN Assignment Notice

key_locations:
Cincinnati, OH
St. Thomas, VI

document_subtype: EIN Assignment Notice

key_organizations:
IRS
Southern Financial LLC
Southern Trust Company Inc


document_description: This document is the Operating Agreement for Southern Financial, LLC, a U.S. Virgin Islands Limited Liability Company, formed by Southern Trust Company, Inc. The agreement outlines the organization, formation, and capital structure of the company, including its purpose, duration, registered office, and capital contributions by the sole member.

title: Operating Agreement of Southern Financial, LLC

document_subtype: Operating Agreement

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Business Basics VI, LLC


document_description: The document outlines the terms related to capital contributions, transfer of membership units, and capital accounts for a company. It specifies that the Sole Member can transfer membership units and assign membership interests, but assignees do not automatically gain management rights. Capital contributions do not earn interest unless specified, and the Sole Member cannot withdraw capital contributions. The document also details how capital accounts are maintained and increased.


document_description: This document outlines the allocations and distributions of net profits, net losses, expenses, and other items of income, gain, loss, and credit for the Sole Member of the Company. It specifies how the Capital Account of the members is adjusted based on various financial activities and liabilities. The document also details the priority and conditions under which net cash flow distributions are made to the Sole Member.

title: Allocations and Distributions Agreement

document_subtype: Agreement


document_description: This document outlines the procedures for the distribution of assets upon the liquidation of a company, management structure, voting rights, and indemnification policies. Upon liquidation, assets are distributed to the sole member and dissociated members based on their capital interests. Jeffrey Epstein is designated as the initial manager with full authority over the company's operations. The document also details voting rights for membership units and provides indemnification for the manager and potentially other employees or agents.

document_subtype: Company Liquidation and Management Agreement


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of a company, detailing conditions under which they are indemnified for legal expenses. It also covers the process for company dissolution and miscellaneous provisions regarding section headings, severability, and amendments.

document_subtype: indemnification and liquidation provisions


document_description: The document is a board resolution from Southern Trust Company, Inc., a U.S. Virgin Islands Corporation, certifying the unanimous adoption of certain resolutions by the Board of Directors. The resolutions include the transfer of shares of Jeepers, Inc. to Jeffrey E. Epstein, making him the sole shareholder, and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: The document outlines resolutions related to a merger involving FTC and SF, with Jeffrey Epstein surrendering 10,000 shares of FTC's Common Stock in exchange for 10,000 shares of the Corporation's Common Stock. The merger is intended to qualify as a tax-free reorganization under section 368(2)(1)(A) of the Internal Revenue Code. The Board of Directors has authorized the merger and the issuance of additional shares to Epstein, and officers are empowered to execute necessary documents.

document_subtype: Merger Agreement Resolution

key_organizations: FTC SF Corporation


document_description: Resolution executed by the directors of Financial Trust Company, Inc. to be filed with the Minutes of the Board of Directors' proceedings.

key_people:
Richard Kahn
Jeffrey E.
Darren K. Indyke
Auliard

document_subtype: resolution


document_description: This document is a board resolution for Financial Infomatics, Inc., a corporation organized under the laws of the U.S. Virgin Islands. It certifies the unanimous adoption of resolutions by the Board of Directors on November 1, 2011. The document outlines the formation of the corporation, the establishment of a depository for funds, and the appointment of corporate officers.

title: Consent of the Board of Directors of Financial Infomatics, Inc.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn


document_description: Corporate resolution detailing the appointment of officers, authorization of stock issuance, and other corporate governance matters for a corporation involving Jeffrey Epstein.

document_subtype: corporate resolution


document_description: Resolution authorizing officers of Financial Infomatia, Inc. to perform necessary actions to carry out the corporation's business purposes.

key_people:
Jeffrey Epstein
Unbord Kalin
Darmn Indykc
Richard Kahn


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of Common Stock of Financial Infomatics, Inc. at $.01 par value, with payment to be made upon call of the Board of Directors. Subscription accepted by Darren K. Indyke, Vice President.

title: Subscription for Common Stock

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: stock subscription


document_description: Certification of amendment for Financial Informatics, Inc. changing its name to Southern Trust Company, Inc. by the Lieutenant Governor of the Virgin Islands.

document_subtype: Certificate of Amendment

key_organizations: Government of the United States Virgin Islands


document_description: The IRS assigned an Employer Identification Number (EIN) to Financial Informatics Inc. The notice includes filing requirements for Forms 94188 and 1120, and provides information on tax classification and S Corporation election.

key_locations:
Cincinnati, OH
St Thomas, VI

document_subtype: IRS Notice

key_organizations:
IRS
Financial Informatics Inc


document_description: This document certifies the incorporation of Financial Informatics, Inc. as a Business Corporation in the Virgin Islands, filed on November 18, 2011, and declared on December 8, 2011, by Lieutenant Governor Gregory R. Francis.

title: Certificate of Incorporation for Financial Informatics, Inc.

document_subtype: Certificate of Incorporation

key_organizations:
Financial Informatics, Inc.
Government of the Virgin Islands


document_description: The document outlines the Articles of Incorporation for Financial Infomatics, Inc., a corporation established under the laws of the Virgin Islands. It details the corporation's name, principal office location, resident agent, and the purposes, objects, and powers of the corporation, including engaging in lawful business, entering contracts, conducting business in the Virgin Islands, borrowing money, and exercising powers conferred by law.

title: Articles of Incorporation of Financial Infomatics, Inc.

key_locations: 9100 Havensight, Port of Sale, Suite 15-16, St. Thomas, U.S. Virgin Islands

document_subtype: Articles of Incorporation

key_organizations:
Financial Infomatics, Inc.
Kellerhals Ferguson LLP


document_description: This document outlines the articles of incorporation for a corporation, detailing the authorized shares, initial capital, names and residences of the incorporators, perpetual existence, and the powers and management structure of the corporation.

key_people:
Erika A. Kellerhals
Gregory J. Ferguson
Brett Geary

document_subtype: corporate charter


document_description: This document outlines the powers and responsibilities of the Board of Directors of a corporation, including setting reserves, establishing incentive plans, issuing stock options, and managing stock transfers. It also details the process for stockholders to sell or transfer shares, requiring offers to be made first to the corporation and then to other stockholders before selling to external parties.

document_subtype: corporate governance document

key_organizations:
Board of Directors
Corporation

reference_numbers: Sections 91 and 97, Chapter 13, Virgin Islands Code


document_description: The document outlines the bylaws of a corporation, including voting rights of stockholders, conditions for transactions involving directors or officers with potential conflicts of interest, and indemnification provisions for directors, officers, employees, or agents involved in legal proceedings.

document_subtype: corporate bylaws


document_description: The document outlines the indemnification provisions for directors, officers, employees, or agents of a corporation. It specifies conditions under which indemnification is applicable, including acting in good faith and in the best interests of the corporation. It also details the process for determining eligibility for indemnification and the possibility of advance payment of expenses. The indemnification is not exclusive and may be supplemented by other rights.

document_subtype: indemnification clause


document_description: The document outlines the corporation's power to purchase and maintain insurance for its directors, officers, employees, or agents against liabilities. It also reserves the right to amend the Articles of Incorporation as per the laws of the Virgin Islands.


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., confirming its incorporation and authorization to conduct business in the Virgin Islands.

document_subtype: Certification of Good Standing


document_description: Form W-9 for Southern Trust Company, Inc, an S Corporation, providing their Employer Identification Number (EIN) for tax purposes. The form certifies the correctness of the TIN and exemption from backup withholding.

document_subtype: Form W-9


document_description: Form W-9 for Southern Trust Company, Inc. to provide taxpayer identification number and certification. The form is used to certify the correct TIN, exemption from backup withholding, and U.S. person status.

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC


document_description: Authorization for asset movement for non-retirement accounts, specifically for a wire transfer of $600 to JP Morgan from Jeffrey E Epstein's account at Deutsche Bank Alex. Brown.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, specifically for Jeffrey Epstein's Virgin Islands Foundation Inc. The document includes instructions for wire transfer of $35,000 to Comdirect Bank Quickborn for travel and moving expenses, with additional provisions for checks, journal funds, and free deliveries. It also outlines standing authorization terms and the responsibilities of the undersigned.

key_organizations: J. Epstein Virgin Islands Foundation Inc.


document_description: A confidential document related to Richard Kahn from FIBRK Associates Inc. located at 575 Lexington Avenue, New York, NY 10022. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Authorization for asset movement for Jeffrey E. Epstein's non-retirement account at Deutsche Bank Alex. Brown, including a wire transfer of $100,000 to NES LLC.

key_people:
Jeffrey E. Epstein
Darren K. Indyres

key_organizations:
Deutsche Bank Alex. Brown
NES LLC


document_description: A request for information regarding an incoming wire from BV70 LLC, including its purpose, relationship with the client, and the nature of its business. The sender also requests resources for BV70 LLC and inquires about the continuation of such activities.

key_locations: 60 Wall St., 23 Floor, New York, NY 10005 - 2836

document_subtype: fax

key_organizations:
Deutsche Bank
BV70 LLC


document_description: Authorization for asset movement for non-retirement accounts by Jeffrey E Epstein, directing Deutsche Bank Alex. Brown to wire $2500 to TD Bank for Renata Bolotova as rent for May 2014.

key_people:
Jeffrey Epstein
Renata Bolotova

key_organizations:
Deutsche Bank Alex. Brown
TD Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving wire transfer instructions for Jeffrey E Epstein's account.

key_people:
Jeffrey E Epstein
Darren Indyke
Sophie M. Biddle

key_organizations:
Deutsche Bank Alex. Brown
Citibank


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren K Indyke on behalf of Jeffrey E Epstein. The form includes instructions for wire transfers, checks, journals, and free deliveries, with specific details for a wire transfer to JP Morgan.

key_people:
Jeffrey E Epstein
Darren K Indyke


document_description: Authorization for asset movement for non-retirement accounts, specifically for Jeffrey E Epstein's account at Deutsche Bank Alex. Brown. Includes instructions for wire transfer of $9407.42 to TD Bank and provisions for checks, journals, and free deliveries. Contains standing authorization and verbal instruction clauses.


document_description: Authorization form for asset movement for Jeffrey E Epstein's non-retirement account at Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, checks, journals, and free deliveries, with specific details for a wire transfer to TD Bank. The form also includes standing authorization terms and conditions.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The document authorizes the transfer of $3643.03 to First Command Bank for beneficiary Marites S McCorquodala. It includes provisions for wire transfers, checks, journals, and free deliveries, with standing authorization options and risk acknowledgments.

key_people:
Darren K Indyke
Marites S McCorquodala

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to wire federal funds, issue checks, journal funds, or deliver securities as per instructions. Includes a specific wire transfer instruction for $10,000 to Bank of America for beneficiary Yulia Silinskaya.

key_people:
Jeffrey E Epstein
Darren K Indyke
Yulia Silinskaya

key_organizations:
Deutsche Bank Alex. Brown
Bank of America


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, authorizing a wire transfer of $20,000 to TD Bank. The form includes options for issuing checks, journaling funds, and free deliveries, with standing authorization and verbal instruction provisions.


document_description: Authorization form for asset movement from Deutsche Bank Alex. Brown for the Butterfly Trust account, including wire transfer instructions to JPMorgan Chase for $15,000. The form includes options for issuing checks, journaling funds, and free deliveries, with standing authorization and verbal instruction provisions.

key_organizations:
Deutsche Bank Alex. Brown
Butterfly Trust
JPMorgan Chase


document_description: A memorandum from Darren K Indykc to Amanda Kirby and Damen Lyndsey, instructing a wire transfer of $5,000 to a beneficiary in Moscow via Sberbank.

key_people:
Darren K Indykc
Amanda Kirby
Damen Lyndsey
Bella Klein

document_subtype: memo


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A note regarding the legal entity Gratitude America and its classification on a W-9 tax form. The note requests updates or corrections in KYCA.

document_subtype: note

key_organizations:
Gratitude America
DBOI Global Services Private Limited


document_description: The document is an overdraft notice from Deutsche Bank Trust Co. Americas addressed to Karyna Shuliak, indicating an overdraft of $51,439.77 as of March 9, 2015. It requests a deposit to cover the overdraft and mentions a fee deducted for the overdraft. A check for $2,925.08 was presented against the account, contributing to the overdraft.

document_subtype: bank statement


document_description: A Regulation E Disclosure document for a remittance transfer from Jeffrey Epstein through Deutsche Bank Trust Company Americas, detailing the transfer amount, fees, and recipient information.

document_subtype: Regulation E Disclosure


document_description: Overdraft notice for Karyna Shuliak's account at Deutsche Bank Trust Co. Americas, indicating an overdraft of $1,491.86 as of November 5, 2014. The document includes a request to make a deposit to cover the overdraft and mentions a fee waiver by a VP signature.

key_people:
Karyna Shuliak
Natasha / Natana Barak
A.C


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to wire federal funds, issue checks, or journal funds as per instructions. The document includes a wire transfer instruction for $10,000 to Bank of America. The authorization is signed by Darren K Indyke.

key_people:
Jeffrey Epstein
Darren K Indyke


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire federal funds in the amount of $2,661.20 to Capital City Bank for the benefit of Ausley & McMullen, P.A. The document includes instructions for wire transfers, checks, journals, and free deliveries, with a standing authorization option. The document is signed by Darren Indyke on January 30, 2015.

key_people:
Jeffrey Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Capital City Bank
Ausley & McMullen, P.A.


document_description: A memorandum from Darren K Indyke to Amanda Kirby instructing a wire transfer of $5,000 to Sberbank in Moscow.

key_people:
Darren K Indyke
Amanda Kirby
Bella Klein

document_subtype: wire transfer instruction


document_description: Authorization form for asset movement from Deutsche Bank Alex. Brown account of Jeffrey E Epstein, including wire transfer instructions to TD Bank.


document_description: A note requesting the completion of a wealth profile for Butterfly Trust with a link to view the KYC document.


document_description: The KYC for Darren Indyke has been rejected due to incomplete information and incorrect details related to various accounts associated with Jeffrey Epstein. Specific issues include incorrect country details, missing signatory information, and unclear account purposes. Additional clarifications are requested regarding Richard Kahn's NYSE Arca membership status, ownership details for HBRK Associates Inc, and NY Strategy Group LLC, and Darren Indyke's professional status.

title: KYC Rejection Notice for Darren Indyke

key_people:
Darren Indyke
Jeffrey Epstein
J. Lightbody
J. Franklin
Richard Kahn

document_subtype: KYC Rejection Notice

key_organizations:
Jeffrey E. Epstein Insurance Trust #3
HBRK Associates, Inc.
Darren K. Indyke PLLC
New York Strategy Group, LLC
NYSE Arca


document_description: The document contains a table displaying financial metrics for CL1 Comdty (Generic 1st 'C' Future) on a daily basis from August 25, 2014, to August 25, 2015. It includes metrics such as 'Last Price,' 'High,' 'Average,' 'Low,' and 'Open Interest.'

document_subtype: financial data

key_organizations:
Deutsche Bank Securities Inc.
Bloomberg Finance LP


document_description: A memorandum instructing a wire transfer of EUR 3,650.00 from account #35266976 to a beneficiary account at Credit Lyonnais.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Harry Beller
Damien Vannieenwenhove

document_subtype: wire transfer


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer of $945.00 to 1st United Bank for the benefit of W. Chester Brewer, Jr., P.A. The document includes terms for standing authorization and verbal instructions.

key_people:
Jeffrey E Epstein
Harry Beller
W. Chester Brewer, Jr.

key_organizations:
Deutsche Bank Alex. Brown
1st United Bank


document_description: Wire transfer instruction from Harry Beller to Amanda Kirby to transfer 3,000 Euros from account #35266976 to Amar Siad in Sweden.

key_people:
Harry Beller
Amanda Kirby
Amar Siad
Bella Klein


document_description: A memo discussing financial activities related to Jeffrey Epstein's accounts, including wire transfers, check activities, and cash activities. It also requests KYC information for Epstein and a review of account activity beyond specified dates.

key_people:
Jeffrey Epstein
Peggy McGarvey

key_organizations:
Deutsche Bank Trust Company Americas
301/66 Owners Corp
SLK Designs LLC
LSJE LLC
UBS Financial Services
FJ Turbine Power


document_description: The document is a memo from Cherie Quigley to Tammy McFadden discussing issues with case reviews related to Jeffrey Epstein. It highlights discrepancies in financial documentation and case summaries, and mentions past approval processes. The memo expresses concern over changes in review standards and suggests a theory of retaliation.

key_people:
Cherie Quigley
Tammy McFadden
Jeffrey Epstein

key_organizations:
Laurel, Inc.
BNP Paribas
Société Générale
Swedbank
Crédit Lyonnais


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer of $3,600 to Citibank for beneficiary Mihai Serban. The document includes provisions for checks, journals, and free deliveries, with standing authorization options and acknowledgment of transmission risks.

key_people:
Jeffrey E Epstein
Harry Beller
Mihai Serban


document_description: A memorandum from Harry Beller instructing a wire transfer of 10,000 Euros from account #35266976 to Societe Generale for Monsieur Frederic Vaysse, referencing a pro forma for a Black Lacquered Buffet Circa 1950.

key_people:
Harry Beller
Monsieur Frederic Vaysse


document_description: Authorization for asset movement for non-retirement accounts, including wire transfer instructions for Jeffrey E Epstein's account at Deutsche Bank Alex. Brown to JPMorgan Chase.

key_people:
Jeffrey E Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: A memorandum instructing a wire transfer of EUR 1,145 from a specified debit account to a beneficiary named MLLE Wandy Zhu at BNP Paribas.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Harry Beller
MLLE Wandy Zhu


document_description: Email correspondence discussing the addition of Darren as POA and a wire transfer confirmation.

key_people:
Amanda Kirby
Richard Kahn
Vahe Stepanian
Darren Indyke

document_subtype: email correspondence

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
HBRK Associates Inc.


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire federal funds to First Command Bank for beneficiary Marites S McCorquodale. The document includes provisions for checks, journals, and free deliveries, with standing authorization options and acknowledgment of transmission risks.

key_people:
Jeffrey Epstein
Marites S McCorquodale


document_description: This document is a Durable General Power of Attorney form for New York, designating Jeffrey Epstein as the principal and Darren Indyke as the agent. It outlines the powers granted to the agent, the responsibilities of the agent, and the conditions under which the power of attorney can be revoked or terminated. The document also provides legal references and cautions for both the principal and the agent.

title: Durable General Power of Attorney New York Statutory Short Form

key_locations: 6100 Red Hook Quarter B3, St. Thomas, USVI 00802

document_subtype: Power of Attorney


document_description: This document is a Power of Attorney granting specific authorities to an agent, including real estate, banking, and bond transactions, with modifications for brokerage and banking transactions.


document_description: This document is a Power of Attorney signed by Jeffrey Epstein on March 13, 2014, in New York. It includes clauses on indemnification of third parties, termination conditions, and acknowledgments both within and outside New York State.

key_people:
Jeffrey Epstein
Lesley K Groff


document_description: This document is a Power of Attorney involving Jeffrey Epstein as the principal and Darren Indyke as the agent. It outlines the legal responsibilities of the agent, including acting in the principal's best interest, avoiding conflicts of interest, keeping the principal's property separate, maintaining records, and disclosing the agent's identity when acting on behalf of the principal. The document also includes an acknowledgment of appointment by the agent and a notary public acknowledgment in New York State.

key_people:
Jeffrey Epstein
Darren Indyke
Lesley K Groff

key_locations:
St. Thomas, USVI
Livingston, NJ
New York, NY


document_description: A Regulation E Disclosure for a remittance transfer from Jeffrey Epstein through Deutsche Bank AG, New York Branch. The transfer amount is $4,000.00 with no additional fees, totaling $4,000.00 to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to follow specified asset movement instructions for Jeffrey E. Epstein's account. Includes wire transfer instructions to JPMorgan Chase for $25,000 to beneficiary Karyna Shuliak.

key_people:
Jeffrey E. Epstein
Karyna Shuliak
Darren K Indyke


document_description: Contact information for Amanda Kirby, Associate at Deutsche Bank Trust Company Americas, including address and phone numbers. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_locations: 345 Park Avenue, 27th Fl, New York, NY, USA, 10154-0004


document_description: Confidential correspondence related to payment investigations by Deepak Ramchandani.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank AG, New York Branch, involving Jeffrey Epstein as the sender. It includes details about the transfer amount, fees, exchange rate, and recipient information. It also outlines the rights to dispute errors and conditions for cancellation.


document_description: Notification of KYC rejection for a customer associated with Southern Financial. The rejection is due to insufficient information and potential negative information related to the Jeffrey Epstein criminal matter. The document requests additional information and AML clearance.

key_organizations:
Southern Financial
NES, LLC


document_description: Daniel Sabba from Deutsche Bank Securities Inc. discusses pricing for smaller sizes and seeks advice on how to proceed. The communication contains confidentiality notices and disclaimers about unauthorized use and legal/tax advice.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer of $150,000 to Darren K Indyke LLC. The document includes instructions for wire transfers, checks, journals, and free deliveries, with a standing authorization clause. It outlines the responsibilities and risks associated with transmission methods and the bank's rights to verify or refuse instructions.

key_people:
Jeffrey E. Epstein
Darren K Indyke
Harry Beller


document_description: Authorization for asset movement for non-retirement accounts, specifically for wire transfer of $21,849.82 from Jeffrey E Epstein's Deutsche Bank account to Bank of America for World Fuel Services.

key_organizations:
Deutsche Bank Alex. Brown
Bank of America
World Fuel Services


document_description: Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to Assiya Daddi, processed by Deutsche Bank Trust Company Americas. The transfer amount is 2,500.00 EUR with no transfer fees, totaling 2,600.00 EUR to the recipient. The funds are available by August 4, 2014.

key_people:
Jeffrey Epstein
Assiya Daddi


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to Amar Sied, processed by Deutsche Bank Trust Company Americas. The transfer amount is 2,500.00 EUR with no transfer fees, and the funds are expected to be available by August 4, 2014. The document outlines the rights to dispute errors and conditions for cancellation.

key_people:
Jeffrey Epstein
Amar Sied


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to various financial instruments including wire transfer to TD Bank for Renata Bolotova.

key_people:
Jeffrey E Epstein
Renata Bolotova
Darren K Indyke


document_description: Authorization form for asset movement from Deutsche Bank Alex. Brown account of Jeffrey E Epstein, including wire transfer instructions to TD Bank for $2,500.


document_description: The document contains confidential information related to a legal case, possibly involving Deutsche Bank and the Southern District of New York (SDNY).

key_organizations:
Deutsche Bank
Southern District of New York


document_description: The document contains account information for HBRK Associates, Inc, including a table with columns for Account#, Title, Desc., Type, APY, Term, Target, and Trigger. Two entries with the Title 'HBRK Associates, Inc' are listed, but the 'Type' column is empty for both entries. The document also includes client details with a partially obscured Tax ID.

title: M & I Form

document_subtype: Account Information


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown for Jeffrey E Epstein. Includes instructions for wire transfers, checks, journals, and free deliveries. Contains standing authorization terms and conditions.

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Jeffrey E Epstein. The form includes instructions for wire transfers, checks, journals, and free deliveries, with specific details for a wire transfer of $1065.80 to TD Bank. The form also outlines standing authorization terms and the responsibilities of the undersigned regarding transmission methods and verification procedures.

key_organizations:
Deutsche Bank Alex. Brown
TD Bank


document_description: A communication from Richard Kahn of HBRK Associates Inc. containing a confidentiality notice and disclaimer about legal or tax advice from Deutsche Bank.

key_locations: 575 Lexington Avenue, New York, New York 10022

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank AG, New York Branch, involving Jeffrey Epstein as the sender. It includes details about the transfer amount, fees, exchange rate, and recipient information. The document outlines the rights to dispute errors and conditions for cancellation of the transfer.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for $2056.40 to First Command Bank. The document outlines procedures for wire transfers, checks, journals, and free deliveries, and includes standing authorization terms.

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: A fax communication from Richard Kahn to Arthur Tendler, with a CC to Darren Indyke and another recipient, regarding trading instructions and the need for confirmation from Deutsche Bank for mutual fund and Corporate Action transactions. The communication emphasizes the importance of receiving confirmation from a Bank representative for trading instructions and clarifies that automated responses do not constitute confirmation.

key_people:
Richard Kahn
Arthur Tendler
Darren Indyke

key_locations: 575 Lexington Avenue, 4th Floor, New York, New York 10022

key_organizations:
Deutsche Bank Trust Company Americas
HBRK Associates Inc.


document_description: A memorandum from Darren Indyke instructing a wire transfer of 10,000 Euros from account #680519 to Amar Siad in Sweden.

key_people:
Darren Indyke
Amanda Kirby
Arthur
Amar Siad
Bella Klein


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank AG, New York Branch, involving a transfer of $2,500.00 from Jeffrey Epstein. The transfer date is May 9, 2014, and the funds are expected to be available by May 23, 2014. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: Authorization for asset movement for non-retirement accounts from Deutsche Bank Alex. Brown for J. Epstein Virgin Islands Foundation Inc. Includes instructions for wire transfer of $15,000 to EasCorp Federal Credit Union for beneficiary Joscha Bach.

key_people:
Darren Indyke
Joscha Bach

key_organizations:
Deutsche Bank Alex. Brown
Virgin Islands Foundation Inc.
EasCorp Federal Credit Union
MIT Federal Credit Union


document_description: Authorization for asset movement for non-retirement accounts, specifically for wire transfer of $294.86 from Jeffrey E Epstein's account at Deutsche Bank to JP Morgan. Includes provisions for checks, journals, and free deliveries, with standing authorization options.

key_people:
Jeffrey E Epstein
Darren K Indyke


document_description: Details regarding the Butterfly Trust associated with Jeffrey Epstein, including reasons for rejection and required actions for beneficiaries.

document_subtype: Trust Document


document_description: Internal communication regarding an alert for a party requiring compliance clearance before KYC approval. Instructions provided for forwarding explanation to compliance and receiving confirmation.

key_people:
Ahsan Manzoor
Amanda Kirby

key_organizations: DB dbcom


document_description: Authorization form for asset movement for Jeffrey E Epstein's non-retirement account at Deutsche Bank Alex. Brown. Includes instructions for wire transfer of $1,200 to TD Bank and options for checks, journals, and free deliveries. Contains standing authorization and verbal instruction clauses.


document_description: A memorandum from Jeffrey Epstein to Amanda Kirby regarding a financial transaction with details about the receiving bank and account numbers.

key_people:
Jeffrey Epstein
Amanda Kirby
Bella Klein


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Harry Beller on behalf of Jeffrey E Epstein. The form includes instructions for wire transfers, checks, journals, and free deliveries, with specific details for a wire transfer to TD Bank. The form also includes standing authorization and verbal instruction clauses.

key_people:
Jeffrey E Epstein
Harry Beller


document_description: Wire transfer instruction to transfer 2,000 Euros from a specified account to a beneficiary in Slovakia via Tatra Banka.

key_people:
Harry Beller
Amanda Kirby
Bella Klein


document_description: The document outlines Deutsche Asset & Wealth Management's proprietary asset allocation process, emphasizing a forward-looking, quantitative and qualitative approach. It highlights the dynamic nature of allocations in response to global macroeconomic changes and the inclusion of alternative assets for potentially higher returns. The process is tailored to individual investor risk/return objectives and subject to regulatory requirements for alternative investments.


document_description: This document outlines proposed strategic and tactical asset allocations for taxable clients where hedge funds are suitable. It includes allocations for different investment strategies: Income, Growth & Income, Growth, and Maximum Growth. The allocations are formulated by the Regional Investment Committee within Wealth Management and are subject to change based on market judgments.

title: Strategic and Tactical Allocations for Taxable Clients

document_subtype: Investment Allocation Proposal

key_organizations:
Deutsche Bank
Regional Investment Committee
Wealth Management


document_description: The document provides performance data for CIO Strategies using U.S. Core Equity as a U.S. Large Cap Vehicle compared to a Blended Benchmark for a taxable client ending on March 31, 2015. It includes performance metrics over various periods and annual returns from 2005 to 2014. The document notes that the returns are model returns and do not reflect Deutsche Bank management fees.

title: Income Strategy Returns

document_subtype: financial performance report

key_organizations:
Deutsche Bank
Wealth Management


document_description: The document provides performance returns for the Growth & Income Strategy for taxable clients, ending on March 31, 2015. It includes a comparison between CIO Strategies using U.S. Core Equity as the U.S. Large Cap Vehicle and a Blended Benchmark over various periods, including quarterly, yearly, and multi-year spans. The document also notes that the returns do not reflect Deutsche Bank management fees and are model returns, not actual client returns.

title: Growth & Income Strategy returns

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: The document provides a performance report for a growth strategy using U.S. Core Equity as the U.S. Large Cap Vehicle, compared against a blended benchmark. It includes performance data for various periods ending on March 31, 2015, and annual returns from 2005 to 2014. The report notes that the returns do not reflect Deutsche Bank management fees and are intended for taxable clients where hedge funds are suitable.

title: Growth Strategy Returns for Taxable Client


document_description: This document outlines the fee schedule for investment management services, detailing the percentage fees based on assets under management. Fees are billed monthly in arrears and calculated at one-twelfth of the annual fee rates. The schedule includes different rates for various asset tiers and specifies a minimum fee and account minimum.

document_subtype: Investment Management Fee Schedule


document_description: Biography of Larry V. Adam, Chief Investment Officer and Chief Investment Strategist for Deutsche Asset & Wealth Management in the Americas.

document_subtype: biography

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Alex. Brown


document_description: Biography of Paul Bartilucci, Managing Director and Senior Portfolio Consultant at Deutsche Asset & Wealth Management.

key_locations:
New York
Worcester, Massachusetts

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank
Citibank
The College of the Holy Cross
New York University


document_description: The document provides a description of various financial indices used in blended benchmarks for Composite and Model returns. It includes details about indices such as the S&P 500, Russell 2000, MSCI Europe, MSCI Japan, MSCI Pacific Free ex-Japan, MSCI EM, Barclays Municipal Short/Intermediate, 50/50 Barclays G.O./MMDI AAA 5-Year Blend, Barclays G/C Intermediate, and Merrill Lynch High Yield Master II. Each index is described in terms of its composition, weighting, and criteria for inclusion.

key_locations:
Europe
Japan
Pacific region
United States

key_organizations:
S&P
Frank Russell Company
MSCI
Barclays
Merrill Lynch
Deutsche Asset Wealth Management


document_description: The document provides information on various financial indices and investment considerations. It includes descriptions of indices such as the JP Morgan GBI Emerging Markets Index, HFRI Fund of Funds Index, S&P/Citigroup Global REIT Index, and DBLCI Diversified Commodities Index. It also discusses the risks and characteristics of emerging markets and fixed income investments. Additionally, it advises clients on the importance of understanding financial transactions and provides a reference to FINRA's online learning center for bond investing.

key_organizations:
JP Morgan
HFRI
S&P/Citigroup
Deutsche Asset
FINRA


document_description: This document is a disclaimer and informational notice from Deutsche Bank AG regarding investment risks and the nature of the information provided. It clarifies that the document is not an offer or solicitation for transactions and emphasizes the need for independent evaluation of investment risks. It also states that Deutsche Bank does not provide legal, tax, or accounting advice and that the strategies mentioned are not insured by the FDIC.

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to various destinations, including a wire transfer to Bohlke International Airways, Inc. at First Bank Puerto Rico, St Croix Branch.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Bohlke International Airways, Inc.
First Bank Puerto Rico


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to Bank of America for the amount of $1,694.66, with instructions for further credit to World Fuel Services.

key_organizations:
Deutsche Bank Alex. Brown
Bank of America
World Fuel Services


document_description: This document is the Operating Agreement for NES, LLC, a New York limited liability company, adopted by its sole member, Jeffrey E. Epstein. It outlines the formation, name, purposes, duration, and service address of the company.

title: Operating Agreement of NES, LLC

key_locations:
New York
St. Thomas, U.S. Virgin Islands

document_subtype: Operating Agreement


document_description: This document outlines the capital structure of a company, focusing on membership units and contributions. It details the capital contribution by the sole member, the transfer of membership interest, and the conditions under which a member can transfer their interest. It also covers the rules regarding the return of capital contributions and the maintenance of capital accounts for members.

document_subtype: Capital Structure Agreement


document_description: This document outlines the terms for increases and decreases in the Capital Account of each member of a company. It specifies how the Capital Account is adjusted based on contributions, distributions, profits, losses, and liabilities, in accordance with relevant Treasury Regulations and Code Sections.

document_subtype: Capital Account Agreement


document_description: This document outlines the allocations and distributions of profits, losses, and other financial items among members of a company, as well as the management structure of the company. It specifies how net cash flow and assets upon liquidation are to be distributed among members based on their membership interests. The company is member-managed, with decisions made by a majority vote of members.


document_description: This document outlines indemnification provisions for members, employees, or agents of a company, detailing conditions under which they may be indemnified for legal expenses. It also covers the process for company liquidation and miscellaneous provisions regarding section headings, severability, and amendments.

document_subtype: LLC Agreement


document_description: This document is an Operating Agreement for a Sole Member, Jeffrey E. Epstein. It outlines the binding effect and governing law of the agreement, specifying that it is subject to New York State laws. The agreement is binding upon the parties and their successors.

title: Operating Agreement of Sole Member


document_description: This document is the Operating Agreement for New York Strategy Group, LLC, a New York limited liability company. It outlines the formation, name, purposes, duration, and service address of the company. The agreement is adopted by the sole member, Darren K. Indyke, and specifies that the company is organized under the Limited Liability Company Law of the State of New York.

title: Operating Agreement of New York Strategy Group, LLC


document_description: This document outlines the capital structure and membership unit contributions for a company, detailing the sole member's 100% ownership, transfer of membership interests, and conditions for substitute members. It also states the company's election to be treated as an S Corporation for tax purposes.


document_description: The document outlines the allocations and distributions of net profits, losses, and other financial items among members of a company based on their membership interests. It also details the distribution of net cash flow and the process for distribution upon liquidation of the company. The management of the company is member-managed, granting members full authority over business decisions.


document_description: This document is an Operating Agreement that outlines the terms for amendment, binding effect, and governing law. It specifies that the agreement can be amended or revoked in writing with the consent of the Sole Member, and it is binding upon the parties and their successors. The agreement is governed by the laws of the State of New York.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke on behalf of Jeffrey Epstein. The document authorizes a wire transfer of $182,219.06 to Citibank, NA for the benefit of 301/66 Owners Corp. It includes provisions for checks, journals, and free deliveries, with standing authorization options and conditions for verbal instructions.

key_people:
Jeffrey Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Citibank, NA
301/66 Owners Corp.


document_description: The document contains details of two European option trades executed by Deutsche Bank Securities Inc. for a private client. The trades involve currency exchanges between EUR and USD with specified notional amounts, strike prices, and premium details. The document also includes contact information for Vahe Stepanian, Assistant Vice President at Deutsche Bank.


document_description: A request form from Norkom 6.1.0 with various fields related to an investigation. The request is closed with a status of 'Hit' and recommends escalation. The nationality and country of residence are both listed as the United States. The document includes alert details and process information.


document_description: A memorandum from Harry Beller to Amanda Kirby instructing a wire transfer of $1,000 from a specified account to a beneficiary at Alior Bank.

document_subtype: wire transfer memo


document_description: This document is a communication regarding a USD wire transfer case. It references a debit to an account dated 12/12/2013 for USD 1,000.00 by order of Legal Workstation BTCO USA, favoring BK of NYC for credit to Alior Bank SA in Warsaw, Poland, for further credit to Jeffrey Epstein. The document advises that the beneficiary client has been credited with the full amount as of 30/12/2013 and requests a credit of USD 20.00 for investigation charges.

key_people:
Raunak Tanwar
Deepak Ramchandani
Jeffrey Epstein

key_organizations:
DBOI Global Services Pvt. Ltd
Legal Workstation BTCO USA
BK of NYC
Alior Bank SA


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The document authorizes the movement of $1333.95 to First Command Bank and outlines procedures for wire transfers, checks, journals, and free deliveries. It includes standing authorization terms and acknowledges the risks associated with transmission methods.

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank
NES, LLC


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. Includes instructions for wire transfer of $1333.95 to First Command Bank, with additional instructions for expense reimbursement and services from 02/07-02/21/14. Contains provisions for standing authorization and verbal instructions.


document_description: A note from Janice P. Franklin regarding a Power of Attorney (POA) document signed by Mr. Epstein and Indyke, questioning its relation to Mr. Epstein's individual account and his role as an agent. The note also mentions a deadline for KYC rejection.

key_people:
Mr. Epstein
Indyke
Janice P. Franklin

document_subtype: note


document_description: Janice P. Franklin from Deutsche Bank requests Amanda to have the Relationship Manager send a tax attestation letter to Mr. Epstein, a US person with a non-US PIC, and return the executed copy.

key_people:
Janice P. Franklin
Amanda
Mr. Epstein

document_subtype: internal memo


document_description: A letter from Deutsche Bank Trust Company Americas to a client regarding U.S. tax obligations related to international investments. The letter emphasizes the client's responsibility to comply with tax laws and to provide necessary documents to Deutsche Bank upon request. It also advises the client to seek independent tax advice.

document_subtype: letter

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank AG
Deutsche Bank Securities, Inc
Deutsche Bank Trust Companies Americas
Deutsche Bank Trust Company N.A.
Deutsche Bank National Trust Company


document_description: Document related to Deutsche Bank and its affiliated companies, mentioning the need for independent tax advice. It includes placeholders for ultimate beneficial owner details and is marked confidential for internal use.

document_subtype: bank document

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities, Inc
Deutsche Bank Trust Companies Americas
Deutsche Bank Trust Company N.A.
Deutsche Bank National Trust Company


document_description: Richard Kahn and other respondents violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. They are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance of this Decision.

title: Regulatory Action Against Richard Kahn

document_subtype: regulatory action

key_organizations:
NYSE Arca
FINRA
Regulatory DataCorp, Inc.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for $2433.58 to First Command Bank. The document outlines procedures for wire transfers, checks, journals, and free deliveries, and includes standing authorization terms.

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: Internal email correspondence regarding missing information on deposit account opening applications and online banking application. Request for state and country name confirmation and update on KYC approval.


document_description: Internal communication regarding compliance clearance for KYC approval related to Jeffrey Epstein. Includes instructions for handling alerts and necessary documentation.

title: Internal Use Only: Compliance Clearance for KYC Approval

key_people:
Amanda
Ashish
Jeffrey Epstein


document_description: Instructions for obtaining clearance from compliance prior to KYC approval, including forwarding explanations to compliance and receiving confirmation.

key_people:
Urvashi
Amanda Kirby


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to Bank of America, with Larry Visoski as the ultimate beneficiary. The document includes instructions for wire transfers, checks, journals, and free deliveries, with a specific wire transfer of $225,000 to Bank of America. The document outlines the terms and conditions for standing authorizations and verbal instructions.

key_people:
Jeffrey E Epstein
Larry Visoski
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
Bank of America


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Harry Beller on December 11, 2013. The document authorizes Deutsche Bank to follow specified asset movement instructions, including wire transfers, checks, journals, and free deliveries. It includes a wire transfer instruction to Wells Fargo Bank for $10,000 to Bridge Union Inc. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank may refuse to execute instructions.

key_people:
Jeffrey Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
Wells Fargo Bank
Bridge Union Inc.


document_description: Authorization form for asset movement for Jeffrey E Epstein's non-retirement account at Deutsche Bank Alex. Brown. It includes instructions for wire transfer of $4,000 to US Bank and provisions for checks, journals, and free deliveries. The form outlines standing authorization terms and the responsibilities of the undersigned, Harry Beller.

key_organizations:
Deutsche Bank Alex. Brown
US Bank


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to JP Morgan Chase for the amount of $8,408.00, with Clarity Custom Inc. as the beneficiary. The document includes instructions for wire transfers, checks, journals, and free deliveries, with a standing authorization option.

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan Chase
Clarity Custom Inc.


document_description: Confidential document related to Richard Kahn and I-IBRK Associates Inc. marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Authorization for asset movement for non-retirement accounts, including wire transfer instructions for $125,000.00 from Jeffrey Epstein's account at Deutsche Bank Alex. Brown.


document_description: A remittance transfer disclosure from Deutsche Bank AG New York Branch for a transfer involving Jeffrey Epstein. The transfer amount is 6,836.58 USD with no transfer fees, resulting in a total of 5,000.00 EUR to the recipient. The document includes information on exchange rates, rights to dispute errors, and cancellation policies.

document_subtype: Regulation E Disclosure for Remittance Transfer

key_organizations: New York State Department of Financial Institutions


document_description: A memorandum from Jeffrey Epstein to Amanda Kirby instructing a wire transfer of Two Thousand Euros to a specified account in Slovakia.

document_subtype: wire transfer instruction


document_description: The document contains instructions to correct the country information for Jeffrey Epstein's KYC to US Virgin Islands instead of Liechtenstein. It also requests the addition of a Case Comment regarding the recently approved KYC and due diligence searches for Epstein's source of wealth.


document_description: The document outlines issues and tasks related to financial accounts and KYC (Know Your Customer) procedures for entities associated with Jeffrey Epstein. It includes instructions to complete certain sections, correct information, and include missing details for various accounts and individuals.

key_people:
Jeffrey Epstein
H. Beller

key_organizations:
Hyperion Air Inc
JEGE Inc
JEGE LLC


document_description: Wire transfer instruction to send 1,000 Euros from a specified account to a beneficiary account at Societte Generale.


document_description: Authorization for asset movement for non-retirement accounts, specifically a wire transfer of $450 from Jeffrey E Epstein's account at Deutsche Bank Alex. Brown to JPMorgan Chase. The document includes terms for standing authorization and verbal instructions.

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: A remittance transfer disclosure from Deutsche Bank AG, New York Branch, detailing a transfer from Jeffrey Epstein to Mr. Coupe Michel. The transfer amount is 2,662.37 USD, with an exchange rate of US$1.00 = EUR 0.71365, resulting in 1,900.00 EUR to the recipient. No transfer fees are applied. The document includes information on the right to dispute errors and cancellation policies.

key_people:
Jeffrey Epstein
Mr. Coupe Michel


document_description: Louis Osso provides updates on four accounts to Kevin, including the approval of a personal account, the status of Haze trust paperwork, and the need for certificates of good standing for two other accounts.

key_people:
Louis Osso
Kevin

key_organizations:
Haze Trust
JEVI


document_description: Certification of Good Standing for JEEPERS, INC. confirming the corporation's Articles of Incorporation filed on August 18, 2003, and Certificate of Incorporation issued on August 20, 2003, authorizing business in the Virgin Islands. The corporation is in good standing as of August 26, 2013.

document_subtype: Certification of Good Standing

key_organizations:
JEEPERS, INC.
Office of the Lieutenant Governor
Division of Corporations and Trademarks


document_description: Certification of Good Standing for J. Epstein Virgin Islands Foundation, Inc., confirming its incorporation on June 15, 2000, and its authorization to conduct business in the Virgin Islands as of July 14, 2000. The corporation is in good standing as of the date of the document.

key_organizations: Office of the Lieutenant Governor, Division of Corporations and Trademarks


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to an undisclosed recipient, processed by Deutsche Bank AG, New York Branch. The transfer amount is USD 2,731.57, with no transfer fees, and the recipient is to receive EUR 2,000.00. The document outlines the rights to dispute errors and conditions for cancellation.

title: Regulation E Disclosure for Remittance Transfer

document_subtype: Regulation E Disclosure


document_description: Authorization form for asset movement for Jeffrey E Epstein's non-retirement account with Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, checks, journals, and free deliveries. It also outlines the terms for standing authorization and the responsibilities of the undersigned regarding transmission methods and verification procedures.

key_organizations:
Deutsche Bank Alex. Brown
JP Montan


document_description: Amanda Kirby from Deutsche Bank inquires about the status of a KYC review with Melisa, noting that the initial review and approval were completed the previous day.

key_people:
Amanda Kirby
Melisa

document_subtype: email


document_description: A memorandum from Harry Beller to Amanda Kirby instructing a wire transfer of 3,000 Euros to a beneficiary in Sweden.

key_people:
Harry Beller
Amanda Kirby
Amar Siad
Bella Klein

document_subtype: memo


document_description: Authorization form for asset movement from Deutsche Bank Alex. Brown for Jeffrey E Epstein's account. It includes instructions for wire transfer, check issuance, journal funds, and free deliveries. The form specifies a wire transfer of $945.00 to 1st United Bank in North Palm Beach, FL, for beneficiary W. Chester Brewer, Jr., P.A. The document outlines the terms and conditions for standing authorization and verbal instructions.

key_people:
Jeffrey E Epstein
Harry Beller
W. Chester Brewer, Jr.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
1st United Bank


document_description: A table listing various companies with their stock prices as of June 1, 2015, along with DB Global Market Research Ratings and Target prices.

key_people:
Ari
Daniel Sabba
Paul Morris
Vahe Stepanian
Ariane Dwyer

document_subtype: financial report


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to wire federal funds to Sun Trust Bank for the benefit of Novamente LLC.

key_organizations:
Deutsche Bank Alex. Brown
Southern Trust Company Inc.
Sun Trust Bank
Novamente LLC


document_description: Confidential memo from Richard Kahn of HBRK Associates Inc. with contact information.

document_subtype: confidential memo


document_description: Notification of payment credit to beneficiary client with reference to payment investigation charges.

document_subtype: payment investigation


document_description: Wire transfer of EUR 1,145 from account #35266976 to beneficiary MLLE Wandy Zhu at BNP Paribas.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Harry Beller
Wandy Zhu

document_subtype: wire transfer


document_description: Authorization for asset movement for non-retirement accounts, including wire transfer instructions from Jeffrey E Epstein's account at Deutsche Bank to JPMorgan Chase for beneficiary Ion Nicola.

key_people:
Jeffrey E Epstein
Ion Nicola
Harry Beller


document_description: A memorandum instructing a wire transfer of Ten Thousand Euros from account #35266976 to Societe Generale for Monsieur Frederic Vaysse, referencing a pro forma invoice for a Black Lacquered Buffet Circa 1960.

key_people:
Amanda Kirby
Harry Beller
Henry Pule
Frederic Vaysse


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to Citibank for the benefit of Mihai Serban. The document outlines the terms and conditions for wire transfers, checks, journals, and free deliveries, including standing authorizations and verbal instructions.

key_people:
Jeffrey E Epstein
Mihai Serban
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
Citibank


document_description: Document related to Deutsche Bank Trust Company Americas, associated with JJ Litchford, an Associate Banker. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: banking

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management