document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It is marked as proprietary and confidential, and is subject to confidentiality under Federal Rule of Criminal Procedure 6(e).

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partner Subscription Agreement

document_subtype: Limited Partner Subscription Agreement


source: doj

document_description: Instructions for investors interested in purchasing a limited partner interest in Glendower Access Secondary Opportunities IV (U.S.), L.P. The document outlines the steps to complete the Subscription Agreement, including the necessary sections for individuals and entities, the requirement for an initial capital contribution, and the submission of client identification documents.

title: Instructions for Investors in Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_type: financial

document_subtype: Investment Instructions


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware limited partnership. It references the Private Placement Memorandum and the Amended and Restated Limited Partnership Agreement. The agreement outlines the terms for subscribing to a limited partnership interest in the Partnership, including the minimum subscription amount and the binding nature of the agreement upon acceptance.

document_type: legal

key_organizations: Glendower Access Secondary Opportunities IV GP LLC

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: This document outlines the terms and conditions of an investment agreement between an investor and a partnership. It includes details on the discretion of the General Partner regarding the commitment of funds, representations and warranties of the investor, and restrictions on the transfer of interests.

key_people:
General Partner
Investor

document_subtype: Investment Agreement


document_description: This document outlines the terms and conditions for an investor purchasing an interest in a partnership. It includes representations and warranties by the investor, restrictions on transfer and resale, and the investor's status as an accredited investor and U.S. person. The document also highlights the risks associated with the investment and the lack of a public market for the interest.

document_subtype: investment agreement

key_organizations:
Partnership
General Partner


document_description: The document outlines the representations and warranties made by an investor in a partnership, including their status as a qualified purchaser under the Investment Company Act. It details the investor's acknowledgment of conflicts of interest, additional risk factors, and restrictions on transferability of interests. The investor consents to potential conflicts of interest and waives claims related to them. The document also highlights the lack of financial history of the partnership and the Underlying Fund, and the limited marketability of interests.

key_organizations:
Partnership
General Partner
Investment Manager
Underlying Fund


document_description: This document outlines the terms and conditions for an investor's capital contribution to a partnership. It includes clauses on full contribution requirements, the investor's review of exhibits, liquidity needs, investment objectives, securities laws compliance, and exemptions from CFTC registration for the General Partner and Investment Manager.

document_subtype: Partnership Agreement

key_organizations: U.S. Commodity Futures Trading Commission (CFTC)


document_description: This document outlines the terms and conditions for an investor, who may be a corporation, trust, partnership, limited liability company, or other entity, in relation to the Securities Exchange Act of 1934. It includes provisions regarding the formation and use of the investor entity, disclosure of disqualifying events, and the investor's power and authority to execute agreements. The document also covers the due execution and binding nature of the agreement.


document_description: This document outlines the terms and conditions of an agreement between an Investor and a Partnership. It includes clauses on the enforceability of the agreement, the Investor's knowledge and experience, tax considerations, and the status of the Investor as a disregarded entity. The document also addresses the Investor's consents and authorizations required for the execution of the agreement.


document_description: This document outlines the terms and conditions related to the partnership agreement involving the Sole Owner and the Partnership. It specifies the tax status of the Sole Owner, restrictions on transferring interests, and legal representation disclaimers. It also includes a privacy notice regarding the handling of financial information under Regulation P.

key_organizations: Glendower Access Secondary Opportunities IV (International), L.P.


document_description: This document outlines the terms and conditions for an investor's purchase of an interest in a partnership. It includes clauses on nominees and custodians, the final form of the agreement, restrictions on general solicitation, and compliance with sanctions and anti-money laundering laws.

key_organizations: U.S. Treasury Department's Office of Foreign Assets Control

key_organizations: Her Majesty's Treasury of the United Kingdom


document_description: The document outlines restrictions and conditions related to investments, focusing on compliance with international sanctions and anti-money laundering regulations. It specifies prohibited parties and jurisdictions, including those on U.S. or UK government lists, non-cooperative jurisdictions, senior foreign political figures, and foreign shell banks. It also details the origin of funds and property contributed to the partnership.

document_subtype: legal agreement

key_organizations:
OFAC
Financial Action Task Force
Financial Crimes Enforcement Network
U.S. Treasury Department


document_description: The document outlines the legal obligations and representations of an investor in a partnership, focusing on compliance with anti-money laundering laws and sanctions. It specifies that the investor's funds must not be derived from illegal activities and must comply with U.S. and UK laws. The investor must also ensure that no sanctioned parties have an interest in their investment and must conduct due diligence on beneficial owners. The document also details the actions the General Partner may take if any representations are found to be inaccurate or if required by law.

key_locations:
United States
UK

document_subtype: Subscription Agreement


document_description: This document outlines the confidentiality obligations of an investor in a partnership, detailing the handling of non-public information and exceptions for disclosure under legal or tax circumstances. It also addresses the investor's obligations under the Freedom of Information Act (FOIA) and similar laws.

document_type: correspondence

document_subtype: confidentiality agreement

key_organizations:
General Partner
Partnership
Investment Manager
Underlying Fund
U.S. Internal Revenue Service


document_description: The document outlines the terms and conditions for an investor in Glendower Capital Secondary Opportunities IV, LP, an English private fund limited partnership. It specifies that the investor will not be a limited partner of the fund, will have no direct interest or voting rights, and waives rights against the fund and its manager. It also details the fees and expenses the investor will be subject to and includes representations for 'Plan Investors' under ERISA.


document_description: This document outlines the terms of a Partnership Agreement, emphasizing compliance with governing laws and the responsibilities of the General Partner and Investor. It clarifies that the General Partner has discretion over investment decisions and that neither the General Partner nor iCapital Securities, LLC is providing investment advice. The Investor Fiduciary is responsible for independent judgment and understanding the risks and conflicts of interest associated with the investment. The document also highlights the importance of the Investor and Investor Fiduciary's capability to evaluate investment risks independently.

key_people:
General Partner
Investor Fiduciary


document_description: This document outlines the terms and conditions of an investment management agreement involving an Investor and the Investor Fiduciary. It details the responsibilities and acknowledgments of the Investor Fiduciary, including understanding the risks, fees, and conflicts of interest associated with the Partnership. The document also confirms that the Investor Fiduciary is not affiliated with any entity receiving compensation from the Partnership and that no fees are paid to iCapital or its affiliates for investment advice. Additionally, it ensures that the execution of the agreement does not violate any governing documents or laws.


document_description: This document outlines the conditions and representations required for an Investor Fiduciary to make a proposed purchase of an Interest under ERISA and the Code. It includes fiduciary independence, discretionary authority, plan asset identification, compliance with diversification requirements, and exemption from prohibited transaction rules.

key_organizations:
iCapital
General Partner


document_description: This document outlines the terms and conditions for investors acquiring interests in a partnership, including provisions for individual retirement accounts, insurance company general accounts, and non-U.S. employee benefit plans. It includes representations and covenants related to ERISA and other regulatory compliance.


document_description: This document outlines the terms and conditions for the sale and purchase of an interest in a partnership, including capital contributions, agreements with other limited partners, and representations and warranties of the partnership and the general partner. It specifies the organizational standing of the partnership, governmental and regulatory approvals, sale of interests, and due execution and delivery of the agreement.

key_organizations:
Partnership
U.S. Securities and Exchange Commission


document_description: This document is a Subscription Agreement related to a partnership investment. It outlines the status of the partnership under the Investment Company Act, grants power of attorney to the General Partner and Investment Manager, details the handling of expenses, and specifies conditions for amendments and subscription acceptance.


document_description: This document is an investment agreement outlining the terms and conditions for an investor's participation in a partnership. It includes representations and warranties by the investor, requirements for additional information, indemnity clauses, and conditions related to financial advisor accounts.

key_organizations:
Partnership
General Partner
Investment Manager
Underlying Fund Manager


document_description: This document outlines the obligations and agreements of an investor in a partnership, including the provision of withholding forms and additional information for tax compliance, consent to receive electronic Schedule K-1, and the responsibilities of the investor in relation to tax matters.

key_organizations:
Partnership
IRS
U.S. Treasury


document_description: This document outlines the terms and conditions of a partnership agreement involving an investor and iCapital Network. It includes details on how an investor can withdraw consent, update contact information, and access Schedule K-1 electronically. The agreement is governed by the laws of the State of Delaware and any legal proceedings will be under the jurisdiction of the State of New York courts.

key_locations: 60 East 42nd Street, 26th Floor, New York, NY, 10165


document_description: This document is a fee acknowledgement and investor signature page related to a private placement memorandum. It includes acknowledgements of receipt and review of fee information, upfront placement fee details, and an agreement to be bound by the terms of the partnership. The document is intended for the investor to sign, acknowledging their understanding and agreement.

title: Fee Acknowledgement and Investor Signature Page

document_subtype: Fee Acknowledgement


document_description: The document contains confidential information related to an account associated with Gerald Ford, labeled as GLOUSI25. It is marked as proprietary and confidential, and is subject to confidentiality under Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: A form for prospective investors to complete, indicating whether they are investing as an individual or entity, and whether they are a U.S. person. The form requires personal or entity information such as type, residence for tax purposes, and contact details, all of which are currently empty.

document_subtype: investment form


document_description: The document contains sections related to employment status, employer, occupation, tax year end, and FOIA Partner status. It is marked as proprietary and confidential, and is subject to confidentiality under Federal Rules of Criminal Procedure.


document_description: This document is a signature page for the General Partner of a partnership, accepting a subscription for an amount of interest either specified or the entire requested amount by the Limited Partner.

document_subtype: General Partner Signature Page


document_description: Wire instructions for initial capital contribution and distributions for a partnership investment. Includes fields for beneficiary and intermediary bank details, as well as source of funds options.

document_subtype: wire instructions


document_description: A form for providing advisor and investor contact information for communications related to a partnership investment. It includes options for copying advisors and additional individuals on correspondence.

document_subtype: investment communication


document_description: The document contains placeholders for names, relationships, emails, and phone numbers, indicating it might be a form or template. It is marked as proprietary and confidential, with references to confidentiality under Federal Rules of Criminal Procedure. It includes several reference numbers.


document_description: This document is an investor status form for individuals, requiring the investor to represent and warrant their financial status, including net worth, income levels for 2016 and 2017, and investment ownership. The form is proprietary and confidential.

document_subtype: Investor Status Form


document_description: This document is an investment questionnaire for investors to disclose whether they are investing assets from retirement or employee benefit plans subject to Section 4975 of the U.S. Internal Revenue Code. It includes questions about the percentage of assets from such plans and whether the investor is subject to other laws that could affect the partnership's assets.

document_subtype: investment questionnaire


document_description: This document is an exhibit for entities such as partnerships, trusts, and corporations to declare their accredited investor status. It includes checkboxes for various categories of accredited investors as defined by the Securities Act and related regulations.

document_subtype: Accredited Investor Status Form


document_description: The document outlines criteria for an employee benefit plan to qualify as an accredited investor under the Employee Retirement Income Security Act of 1974. It specifies conditions such as having total assets in excess of $5,000,000 or being managed by a fiduciary that is a bank, savings and loan association, insurance company, or registered investment adviser.

document_subtype: investment document


document_description: This document is an exhibit related to the Investment Company Act, detailing representations for entities such as partnerships, trusts, and corporations to qualify as 'qualified purchasers' under the Act. It outlines criteria for different types of investors to meet the definition of a qualified purchaser, including ownership of investments worth a certain amount and specific organizational structures.

title: Exhibit D - Investment Company Act Representations

document_subtype: Investment Company Act Representations


document_description: This document is an investment questionnaire for an investor, likely a corporation, trust, partnership, limited liability company, or other organization. It includes questions to determine the investor's status under the Investment Company Act, such as whether it is an investment company, a business development company, or managed as a collective investment vehicle. It also inquires about the investor's formation and purpose related to acquiring interests in a partnership.


document_description: This document is an investment questionnaire for an investor, asking about their investment commitments, ultimate beneficiaries, and whether they or their beneficiaries are publicly traded or regulated entities. It includes a chart for additional information if any of the questions are answered affirmatively.


document_description: This document outlines representations and warranties applicable to 'Plan Investors' under ERISA and the Internal Revenue Code. It includes a checklist for investors to confirm their status as employee benefit plans, governmental plans, or church plans, and their handling of 'plan assets.'

title: Plan Investor Representations

document_subtype: Exhibit

key_organizations: Employee Retirement Income Security Act of 1974


document_description: This document is an investment agreement exhibit related to a Plan Investor's involvement in a partnership. It includes questions about the investor's status as an employee benefit plan organized outside the U.S. and conditions if the investor answered 'Yes' to any questions. It outlines representations and warranties the investor must agree to if they answered 'Yes', including independent fiduciary decision-making and compliance with governing instruments and laws.

key_organizations:
General Partner
Administrator
iCapital


document_description: This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates, iCapital Advisors, LLC and iCapital Securities, LLC, regarding the collection and disclosure of nonpublic personal information of investors. It outlines the types of information collected, the entities it may be disclosed to, and the measures taken to protect this information.

title: NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION

document_subtype: notice

key_organizations:
Institutional Capital Network, Inc.
iCapital Advisors, LLC
iCapital Securities, LLC
Consumer Financial Protection Bureau


document_description: This document provides confidential information about the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P., including its investment strategy, structure, terms, fees, and reporting requirements. The fund invests in the Glendower Capital Secondary Opportunities Fund IV, L.P. and outlines details for both the Access Fund and the Underlying Fund.

key_locations: Delaware English

document_subtype: fund information

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: The document provides information about the Glendower Access Secondary Opportunities IV (U.S.), L.P. and its relationship with the Underlying Fund. It discusses fees, expenses, and performance compensation associated with the Access Fund and the Underlying Fund. It also outlines the terms and conditions for investors, including the potential risks and conflicts of interest. The document emphasizes the importance of consulting the Private Placement Memorandum for detailed information.

key_people:
General Partner
Advisory Committee

document_subtype: investment fund information

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: The document provides information about the Glendower Access Secondary Opportunities IV (U.S.), L.P., highlighting the potential risks and fees associated with investing in the Access Fund compared to the Underlying Fund. It warns investors about the speculative nature of alternative investments, potential loss of investment, lack of liquidity, and other risks. The document also clarifies the limited rights of investors in the Access Fund compared to those in the Underlying Fund.

document_subtype: investment information


document_description: This document outlines the offering for Glendower Capital Secondary Opportunities Fund IV, LP, a private equity secondary fund. It includes details about the fund's formation, strategy, track record, and key terms. The fund aims to raise US$1.75 billion and has a strong performance history with a mature program at 1.7x TVPI and >20% Net IRR. The document is intended for accredited investors and qualified purchasers only.

title: Glendower Capital Secondary Opportunities Fund IV, LP Offering

key_people:
Cario Pirzio-Biroli
Charles Smith
Joshua C. Glaser

document_type: tabular

key_locations:
London
New York

document_subtype: financial report


document_description: The document outlines the investment strategy of Glendower Capital SOF IV, L.P., focusing on Fund Secondaries, GP-led Secondaries, and Single Asset Deals. It describes a barbell approach to portfolio construction, emphasizing discounted fund secondaries during market corrections and less competitive GP-led secondaries during normalized conditions. The document also highlights the team's experience and key personnel.

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

document_subtype: investment strategy document

key_organizations:
Glendower Capital
Deutsche Bank
CDB Web Tech
General Electric
The Boston Consulting Group
Bankers Trust
Coopers & Lybrand
Pomona
Lehman Brothers
Chatterjee/Soros
Cowen
ABN Amro
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Gallo & Co.


document_description: This document provides endnotes and key definitions related to the Glendower Capital Secondary Opportunities Fund IV, L.P. It includes performance figures, fund structures, and investment strategies as of September 30, 2017. The document outlines the performance of various funds under the SOF Program, benchmark comparisons, and key financial metrics. It also defines terms such as 'Single Asset Deal', 'Fund Secondary', and 'GP-led Secondary'.

title: Glendower Capital Secondary Opportunities Fund IV, L.P. Endnotes

key_locations:
North America
Europe
Asia

document_subtype: investment fund document

key_organizations: United Kingdom Financial Conduct Authority


document_description: This confidential presentation by Glendower Capital, LLP provides summary information about existing and future funds managed by Glendower, specifically the Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for sophisticated investors evaluating potential investments. The presentation emphasizes confidentiality, the non-binding nature of the information, and the risks involved in investing in the fund. It also outlines the role of Credit Suisse as the fund's placement agent and the potential conflicts of interest. The document stresses that past performance is not indicative of future results and that the information has not been independently verified.

title: Glendower Capital SOF IV, L.P. Presentation

key_people:
Glendower Capital, LLP
Mirabella Advisers LLP
Credit Suisse Asset Management Limited

document_subtype: confidential presentation

key_organizations:
Glendower Capital
Mirabella Advisers LLP
Credit Suisse


document_description: The document is a confidential investment presentation for Glendower Capital SOF IV, L.P., detailing forward-looking statements, investment performance, and track record information. It includes disclaimers about the reliability of projections and the responsibility of Credit Suisse and its affiliates. The document also outlines the history of the Glendower SOF Team's spin-off from Deutsche Bank and provides performance metrics such as Gross IRR, Net IRR, DPI, RVPI, and TVPI. It emphasizes the high risks and lack of liquidity associated with the investment, suitable only for sophisticated investors.

title: Glendower Capital SOF IV, L.P. Investment Presentation

key_people:
Carlo Pirzio-Biroll
Charles Smith
Chi Cheung
Francesco Rigamonti
Adam Graey

document_subtype: Investment Presentation

key_organizations: Deutsche Alternative Asset Management (Global) Limited


document_description: This document contains legal disclaimers for the distribution of a presentation related to Glendower Capital SOF IV, LP. It outlines the legal restrictions and requirements for distributing the presentation in various jurisdictions, including the EEA, UK, Australia, Bahrain, Brazil, Brunei, Canada, Chile, and China. The document specifies the conditions under which the presentation can be shared and emphasizes that it is not a prospectus or an offer to sell securities.

key_locations:
European Economic Area
United Kingdom
Australia
Bahrain
Brazil
Brunei
Canada
Chile
China

document_subtype: legal disclaimer

key_organizations:
Glendower Capital
Credit Suisse Group
Central Bank of Bahrain
Brazilian Securities Commission
Autoriti Monetari Brunel Darussalam
Registrar of Companies
Superintendencia de Valores y Seguros
SVS


document_description: The document contains legal disclaimers for various countries regarding the distribution and offering of financial products by Glendower Capital SOF IV, L.P. It specifies the legal conditions and restrictions for offering these products in Colombia, France, Guernsey, Haiti, Hong Kong, Israel, and Japan. The document emphasizes that the presentation is for informational purposes only and does not constitute an offer to sell or buy securities.

key_locations:
Colombia
France
Guernsey
Haiti
Hong Kong
Israel
Japan

key_organizations: Securities and Futures Commission of Hong Kong

key_organizations: Credit Suisse Securities (Japan) Limited


document_description: This document contains legal disclaimers for the distribution of marketing materials related to Glendower Capital SOF IV, L.P. in various countries, including Malaysia, Mexico, Monaco, New Zealand, Oman, Qatar, Saudi Arabia, Singapore, South Korea, and Switzerland. It outlines the legal restrictions and conditions under which the document and the associated financial products can be distributed and offered in these jurisdictions.

title: Confidential Legal Disclaimer for Glendower Capital SOF IV, L.P.

document_date: unknown

key_locations:
Malaysia
Mexico
Monaco
New Zealand
Sultanate of Oman
Qatar
Saudi Arabia
Singapore
South Korea
Switzerland

document_subtype: Legal Disclaimer

key_organizations: National Banking and Securities Commission

key_organizations: Commission de Controle des Activités Financières


document_description: The document contains legal disclaimers for potential investors in St. Kitts and Nevis, UAE/Abu Dhabi/Dubai, and the United States regarding an investment fund. It outlines the non-registration of the fund with regulatory authorities in these regions and emphasizes the risks involved in investing, including the potential loss of the entire investment. The document also specifies that the fund will not be registered under the Securities Act or the Investment Company Act, and highlights restrictions on transferability and resale of interests.

key_locations:
St. Kitts and Nevis
UAE
Abu Dhabi
Dubai
United States


document_description: This document is a supplemental disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas, acting as a solicitation agent for a fund. It outlines the nature of the information provided, the risks involved in transactions, and the lack of guarantees on securities. It also clarifies that Deutsche Bank does not provide accounting, tax, or legal advice and authorizes the recipient to disclose transaction structure and tax aspects.

title: Supplemental Disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas

document_subtype: disclosure

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This document is a confidential investment overview for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors only.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview

document_date: April 2018

document_subtype: investment overview


document_description: This document is a presentation for informational and discussion purposes regarding Glendower Capital Secondary Opportunities Fund IV, LP and Glendower Access Secondary Opportunities IV (U.S.), L.P. It is not legal, tax, or investment advice, nor an offer to sell or buy interests in the funds. The presentation emphasizes the importance of consulting the Offering Memorandum for detailed information, risks, and fees associated with the funds. It highlights the high-risk nature of the investment, potential conflicts of interest, and the possibility of capital loss. Past performance is not indicative of future results.

document_subtype: investment presentation


document_description: The document provides information about the Access Fund, highlighting the risks and characteristics of alternative investments. It emphasizes that historical returns do not account for fees and expenses, and benchmarks are for illustrative purposes only. The document outlines the risks associated with alternative investments, including potential loss, lack of liquidity, and higher fees. It also clarifies the relationship between purchasers of interests and the Access Fund, noting that they will not have direct interests or voting rights in the Underlying Fund.

key_organizations:
iCapital Advisors, LLC
Institutional Capital Network, Inc.
U.S. Securities and Exchange Commission


document_description: This document outlines various risks associated with investing in private equity funds, including limited regulatory oversight, portfolio concentration, strategy risk, use of leverage, valuation issues, performance uncertainty, limited liquidity, tax risks, fees and expenses, and reliance on fund managers. It emphasizes the importance of due diligence in evaluating private equity fund managers.

title: Additional Disclosures Regarding Certain Risk Factors

document_subtype: investment risk disclosure

key_organizations:
Securities and Exchange Commission
iCapital Network


document_description: This document provides a summary of the key terms for the Access Fund, including details about the underlying fund, general partner, investment manager, structure, strategy, minimum commitment, target size, fund term, capital calls, investment period, administrator, legal counsel, reporting, placement fee, management fee, carried interest, and subsequent closing fee.

title: Summary of Key Terms for Access Fund

document_subtype: financial summary

key_organizations: Glendower Access Secondary Opportunities IV GP, LLC


document_description: This document outlines the key terms for investors in the Access Fund, including fees, expenses, and performance compensation. It details the final admission date, placement fee waivers, management fee distribution, and investment options for large investors. DBSI's role as a placement agent and fee recipient is also highlighted.

title: Summary of Key Terms for Access Fund

document_subtype: summary

key_organizations:
DBSI
iCapital Advisors
Glendower Capital, LLP


document_description: This document pertains to the Glendower Capital Secondary Opportunities Fund IV, LP for the second quarter of 2018, intended for accredited investors and qualified purchasers only. It is marked as strictly confidential and is subject to confidentiality under Federal Rule of Criminal Procedure 6(e).

title: Glendower Capital Secondary Opportunities Fund IV, LP - 2nd Quarter 2018


document_description: This confidential presentation by Glendower Capital LLP provides summary information about existing and future funds managed or advised by Glendower, specifically the Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for sophisticated persons and is strictly confidential, not to be disclosed or discussed with others except affiliates or professional advisers. The presentation is not an offer or solicitation for investment and should not be relied upon for investment decisions. It is intended for Accredited Investors & Qualified Purchasers only.

title: Glendower Capital Secondary Opportunities Fund IV, LP Presentation


document_description: The document provides an overview of primary and secondary private equity investments. It explains that primary private equity investments are direct investments into a PE fund at its inception, while secondary private equity investments involve investing in existing PE-backed companies, typically through the purchase of fund interests. The secondary market has evolved to include the sale and purchase of Limited Partner interests, direct PE investments, and bespoke liquidity solutions for General Partners.

document_subtype: informational document


document_description: The document discusses the benefits of secondary private equity investing, highlighting the attractiveness of secondary opportunities, such as earlier cash flows, pricing flexibility, mitigation of blind pool risk, and complementing portfolio construction. It includes a hypothetical graph illustrating the timing of secondary transactions and cash flows.

title: Benefits of Secondary Private Equity Investing

document_subtype: financial analysis


document_description: The slide provides an analysis of the secondary private equity market, highlighting strong market conditions with US$58 billion deal volume in 2017, stable but differentiated pricing, and the growth of GP-led deals. It also discusses bespoke liquidity solutions and the steady supply of tail-end funds.

title: Why invest in secondary private equity today?

document_subtype: presentation slide


document_description: This document contains an introduction, details about Glendower Investment Strategy, a secondary market update, updates on SOF III and IV, key terms for Glendower Capital Secondary Opportunities Fund IV, and an appendix.

title: Glendower Capital Document


document_description: Glendower Capital is launching its Secondary Opportunities Fund IV (SOF IV) to continue its value-investing strategy. The fund seeks $1.75 billion in commitments, with a first close of $1.3 billion expected in May 2018. The fund focuses on secondary private equity investments globally, with a strong performance track record from previous funds.

title: Glendower Capital Secondary Opportunities Fund IV Overview

key_locations:
United States
Europe

document_subtype: Investment Fund Overview

key_organizations:
Glendower Capital
Deutsche Asset Management


document_description: Glendower Capital is an independent investment team active in the secondary market since 2003. The team spun off from Deutsche Bank in 2017 and is privately owned by its partners. It manages US$3 billion in client assets with offices in London and New York. The team consists of 23 members, expected to grow to 28 by the second half of 2018, with 16 investment professionals averaging 12 years of experience. They have invested in over 350 fund interests across 90 deals and have screened thousands of funds over 10 years. The document outlines the team's history and key events from 2003 to 2017.

title: Glendower Capital Overview

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev

key_organizations:
Glendower Capital
Deutsche Bank


document_description: This document provides an overview of the core members of the Glendower Capital senior team, detailing their years of experience, previous affiliations, and educational backgrounds. It includes information about managing partners, partners, vice presidents, associates, and executive assistants across London and New York offices.

title: Glendower Capital Team Overview

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti
Rikesh Mohandoss
Devrup Banerjee
Aldrich Chan
Philippe Ferneini
Victoria Loidl
Elena Smirnova
Jonathan Roome
Doug O'Connell
Rafael Enriquez - Hesles
Sheldon Lee
Helena Turley
Louise Schoeman
Katherine Weaver
Maxine Turner
Maria Gianoli-Franklin


document_description: The document provides a detailed performance report of various SOF funds as of September 30, 2017, including fund sizes, transaction numbers, gross and net multiples, IRR, and net distributed values. It includes a table summarizing the performance metrics for SOF, SOF D, SOF II, and SOF III funds.

title: SOF Funds Performance as of September 30, 2017

document_subtype: financial report


document_description: The document compares the performance of SOF Funds against Cambridge Associates' secondary funds, focusing on net IRR, DPI, and RVPI metrics from 2004 to 2014. It includes a table of Index DPI and RVPI for each year and discusses quartile rankings and benchmarks.

title: SOF Funds vs Cambridge Associates' Secondary Funds Performance

document_subtype: financial performance report

key_organizations:
Glendower Capital
Cambridge Associates


document_description: The document provides a performance comparison of SOF Funds against the Cambridge Associates buyout top-quartile benchmark as of September 30, 2017. It includes metrics such as TVPI, DPI, and Net IRR for various SOF funds across different vintage years, highlighting their risk/reward profiles and performance relative to top-quartile buyout funds.

title: SOF Funds Performance Report

key_organizations:
Cambridge Associates
Glendower
SOF Funds


document_description: The document compares the performance of SOF Funds to major public market indices as of September 30, 2017. It includes performance data for various SOF Funds and compares them to indices like MSCI World, Russell 2000, and Thomson Reuters. The document emphasizes that past performance is not indicative of future results and provides a methodology for performance calculation.

title: SOF Program Performance Comparison


document_description: The document provides a performance overview of SOF, SOF II, and SOF III funds, showing consistent performance across different fund sizes, vintages, and economic cycles. It includes metrics such as Net Contributed Capital, Net IRR, DPI, and TVPI over various quarters from inception. The performance figures are based on unaudited results as of September 30, 2017.

title: SOF Funds Performance Overview


document_description: This document is a confidential report from Glendower Capital, containing sections on investment strategy, market updates, and fund terms.

title: Glendower Capital Report


document_description: The document provides a market segmentation analysis by Glendower Capital, categorizing funds into large, medium, and small based on their investment strategies and market positions from 1996 to 2018. It includes data on the number of players and descriptions of each category.

title: Glendower Capital Market Segmentation Analysis

document_subtype: market analysis


document_description: Glendower Capital's investment strategy focuses on disciplined bottom-up underwriting of attractive assets managed by quality managers. The strategy includes sourcing less competitive deals globally, pursuing a selective value approach, buying with a margin of safety, and focusing on efficient portfolio construction. The document outlines average deal sizes, transaction percentages, and risk mitigation strategies.

title: Glendower Investment Strategy


document_description: The document outlines Glendower Capital's disciplined barbell approach to market cycles, focusing on fund secondaries, GP-led secondaries, and single asset deals. It details the expected returns, deal sizes, and market strategies based on volatility and liquidity conditions.

document_subtype: investment strategy presentation


document_description: The document discusses the evolution and advantages of GP-led transactions, highlighting Glendower Capital's experience and strategy in this space. It outlines the benefits of GP-led opportunities over traditional LP interest acquisitions, including accretive strategies, in-depth due diligence, bespoke fund design, and limited leverage use. Performance figures as of September 30, 2017, are mentioned, with a note on the importance of reviewing these figures with additional information provided in the presentation.

title: Glendower Capital GP-Led Transactions Overview


document_description: The document outlines Glendower Capital's investment strategy, sourcing process, and deal experience. It highlights their extensive industry network, proactive approach, and significant experience in GP-led and single asset deals. The document also provides a summary of their transaction history and investment criteria.

title: Glendower Capital Investment Summary

document_subtype: investment summary

key_organizations:
Glendower Capital
DB Wealth Management
Raymond James
Alex Brown


document_description: This document provides a table of illustrative case studies for fund secondaries transactions, detailing project/fund names, deal sizes, discounts, fund/assets/region, sellers, descriptions, and other attributes. It includes transactions involving Modigliani, Whitney, Flute, and Amy, with sellers ranging from European family offices to US pension funds and sovereign wealth funds.

title: Fund Secondaries Transactions - Illustrative Case Studies

key_locations: Europe US Asia

key_organizations:
Glendower Capital
CD&R
Apollo
Carlyle
KKR
Apax
MidOcean
MSREF
CDH
Affinity
Calera
CVC
Blackstone
Bridgepoint


document_description: The document contains illustrative case studies of GP-led transactions and single asset deals, detailing project/fund names, deal sizes, regions, sellers, and descriptions of the deals.

document_subtype: case studies


document_description: This document contains information about Glendower Capital's investment strategies, market updates, and fund terms. It includes sections on Glendower Investment Strategy, Secondary Market Update, SOF III and IV Update, and Glendower Capital Secondary Opportunities Fund IV Key Terms.

title: Glendower Capital Document


document_description: The document provides an analysis of secondary market volumes from 2006 to 2018, highlighting that the market is evolving with GP-led transactions now representing 25% of the volume. The forecast for 2018 is over $60 billion.

title: Secondary Market Volume Analysis

key_organizations:
Glendower Capital
Greenhill GP Solutions
Dow Jones Private Equity Analyst


document_description: The document provides data on the growth of the global private equity (PE) market, highlighting the increase in total PE assets to US$2.8 trillion. It includes tables showing unrealized portfolio values, dry powder, and total PE assets from 2007 to 2017, as well as annual secondary volumes as a percentage of total PE assets. The data is sourced from the 2018 Preqin Global Private Equity & Venture Capital Report and other industry reports.

key_organizations:
Glendower Capital
Preqin
Greenhill


document_description: The document provides an analysis of secondary market pricing for private equity fund interests, highlighting stable pricing trends driven by rational participants. It includes a table showing secondary market volume and pricing from 2005 to 2017, indicating a bubble phase in 2005-2007, a crisis phase in 2008-2010, and a normalized phase from 2011 onwards.

title: Secondary Market Pricing Analysis

key_organizations:
Glendower Capital
Greenhill
Cogent Partners
Dow Jones Private Equity Analyst


document_description: The document provides an analysis of the secondary market capitalization, highlighting a balanced capital supply with specific figures for dry powder and annual deal volume. It includes estimates from Glendower Capital and references to various reports.

key_organizations:
Glendower Capital
Greenhill
Bain & Company


document_description: The document provides an analysis of unrealized private equity value in pre-crisis vintages and a breakdown of seller composition. It highlights significant unrealized value in tail-end funds, with a total of US$600bn in pre-crisis vintages. The seller composition is diverse, with General Partners and Public Pensions/SWF each holding 24%.

title: Unrealized Private Equity Value and Seller Composition


document_description: The document provides an analysis of GP-led transactions in the secondary market, highlighting their growth as a source of supply. It includes a table showing the annual volume and percentage of GP-led secondaries from 2006 to 2017.

title: GP-led Transactions in Secondary Market

key_organizations:
Glendower Capital
Greenhill
Dow Jones Private Equity Analyst


document_description: This document is a report from Glendower Capital, containing sections on investment strategy, market updates, and fund terms. It is marked as strictly confidential and is subject to federal confidentiality rules.

title: Glendower Capital Report


document_description: The document provides a financial overview of the SOF Ill Portfolio as of September 30, 2017, including gross invested capital breakdown, sector composition, investment strategy, asset geography, and vintage year distribution.

title: SOF Ill Portfolio - Highlights


document_description: The document lists 28 General Partners (GPs) representing approximately 90% of SOF III's current exposure as of September 30, 2017. It includes various investment firms and funds across different sectors such as buyout, real estate, and growth equity.

title: SOF III Portfolio Exposure

key_organizations:
Gilde
KKR
NAVIS
HIGHSTAR CAPITAL
CENTRE
Bridgepoint
NEUBERGER BERMAN
TDR Capital
LANE
LONG POINT CAPITAL
GMT
COLONY
NORTHSTAR
DUKE STREET
ASTRA
HOSPITAL DIAGNOSTIC
Quadrangle
Morgan Stanley
STAGE
ARCO REAL ESTATE
CANTAL
TURKVEN
UNLU & Co
SMITHFIELD
TCV
Zurmont Madison
PRIVATE EQUITY ENHANCED
octopus ventures
AUGENS
Amadeus Capital Partners
Palamon Capital Partners
Glendower Capital


document_description: The document outlines the near-term investment pipeline for SOF IV as of March 31, 2018. It includes various projects with details such as project code, deal type, region, stage, sourcing, deal size, and SOF IV investment. The projects span across different regions including North America, EMEA, APAC, and Global, with investments in sectors like restaurant, fitness, consumer services, educational, industrial, insurance, corporate credit, private equity, and home décor.

title: SOF IV - Near term pipeline


document_description: This document outlines the investment details for Project Sunrise, a GP-led secondary deal expected to close in April 2018. The investment involves a mid-market buyout strategy in the US consumer industry, focusing on five companies, including franchisees of well-known dining brands and a fitness brand. The investment rationale highlights Glendower's ability to deliver bespoke solutions and perform extensive diligence, with a conservative capital structure and strong free cash flow.

title: SOF IV - Project Sunrise

document_subtype: Investment Summary


document_description: This document outlines an exclusive GP-led secondary deal for Project Klein under SOF IV, expected to close in June 2018. It involves a mid-market buyout strategy in Europe/UK, focusing on business and healthcare services. The investment includes four companies, with key assets in UK premium distribution and medical/cosmetics clinics. The deal is positioned to leverage market tailwinds and cost efficiency initiatives.

title: SOF IV — Project Klein

document_date: June 2018

key_locations: Europe UK Italy


document_description: This document contains information about Glendower Capital's investment strategies, secondary market updates, and key terms for their Secondary Opportunities Fund IV. It is marked as strictly confidential and is subject to confidentiality rules under Federal Rules of Criminal Procedure.

title: Glendower Capital Document


document_description: Key terms for Glendower Capital Secondary Opportunities Fund IV, LP, including target size, structure, investment period, term, minimum commitment, team commitment, general partner share, carried interest, hurdle rate, and clawback provisions.

title: SOF IV - Master Fund Key Terms

document_subtype: fund key terms


document_description: The document outlines the key ILPA 2 principles for SOF IV, focusing on alignment of interest, governance, and transparency. It includes best practices such as the all-contribution-plus-preferred-return-back-first model, LP favorable clawback provision, and comprehensive financial reporting.

title: SOF IV - ILPA 2 Scorecard

key_organizations: Institutional Limited Partner Association


document_description: The document provides biographies of key team members at Glendower Capital, including Carlo Pir210-Biroli, Charles Smith, Adam Graev, and Chi Cheung. It details their roles, previous experience, and educational background.

key_people:
Carlo Pir210-Biroli
Charles Smith
Adam Graev
Chi Cheung

document_subtype: team bios

key_organizations:
Glendower Capital
Deutsche Bank
General Electric
The Boston Consulting Group
Pomona Capital
Lehman Brothers
Chatterjee Group
Soros Fund Management
Cowen & Co.


document_description: Team bios for Glendower Capital, detailing the professional backgrounds and responsibilities of Deirdre Davies, Joshua Glaser, Emilio Olmos, and Francesco Rigamonti.

key_people:
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York
Milan
South Africa
Abu Dhabi
Italy

key_organizations:
Glendower Capital
Deutsche Bank
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Lafarge
Gallo & Co.


document_description: Team bios for Glendower Capital, detailing the professional backgrounds and responsibilities of key team members: Rikesh Mohandoss, Devrup Banerjee, Aldrich Chan, and Philippe Ferneini. Each bio includes previous employment, educational background, and current role at Glendower Capital.

key_people:
Rikesh Mohandoss
Devrup Banerjee
Aldrich Chan
Philippe Ferneini

key_locations:
New York
London

key_organizations:
Glendower Capital
Deutsche Bank
Bank of America
Freddie Mac
Goldman Sachs
UBS
Credit Suisse
Booz & Company


document_description: Team bios for Glendower Capital, detailing the roles and backgrounds of Victoria Loidl, Elena Smirnova, Jonathan Roome, and Douglas O'Connell. Each bio includes their educational background, previous work experience, and current responsibilities at Glendower Capital.

key_people:
Victoria Loidl
Elena Smirnova
Jonathan Roome
Douglas O'Connell

key_organizations: Russian Presidential Academy of National Economy and Public Administration

key_organizations: Carnegie Mellon's Tepper School of Business


document_description: Team bios for members of Glendower Capital, including Rafael Enriquez-Hesles, Sheldon Lee, Katherine Weaver, and Louise Schoeman, detailing their roles, previous experience, and educational background.

key_people:
Rafael Enriquez-Hesles
Sheldon Lee
Katherine Weaver
Louise Schoeman

key_locations:
New York
London
Pretoria

key_organizations:
Glendower Capital
Stifel
Citibank
Deutsche Bank
Brookfield Properties
Deloitte & Touche
London Air Ambulance
Grant Thornton


document_description: Summary of the investor base for SOF III, including fund size, investor regions, types, and commitment sizes.

title: SOF III — Investor base

key_organizations:
Deutsche Bank
Glendower Capital


document_description: This document provides a detailed summary of various financial transactions related to different projects, including sourcing, seller type, deal type, funds, companies, invested capital, funded capital, initial closing, gross multiple, and portfolio detail. It includes a table with specific data for each project and overall totals.

title: Overall transaction summary as of September 30, 2017


document_description: The document provides a breakdown of the gross invested capital for SOF II as of September 30, 2017, including fund size, capital called, distributions, remaining NAV, and total net return. It also details asset geography, investment strategy, sector composition, and vintage year distribution.

title: SOF II — Portfolio Construction

document_subtype: Portfolio Construction Report


document_description: This document provides a summary of various financial transactions managed by Glendower Capital as of September 30, 2017. It includes details on project names, sourcing, seller types, deal types, funds, companies involved, invested and funded capital, initial closing dates, gross multiples, and portfolio details.


document_description: This document provides an overview of the remaining portfolio construction by FMV1 as of September 30, 2017, including fund size, invested capital, capital called, distributions, remaining NAV, and total net return. It also details asset geography, investment strategy, vintage year, and sector composition.

title: Remaining portfolio construction by FMV1 as of September 30, 2017


document_description: This document provides a detailed summary of various financial transactions and investments managed by Glendower Capital as of September 30, 2017. It includes information on project names, sourcing, seller types, deal types, funds, companies, invested and funded capital, initial closing dates, gross multiples, and portfolio details. The document also includes notes on the performance figures and additional information about Hoover transactions.


document_description: This confidential presentation by Glendower Capital, LLP provides summary information about existing and future funds managed by Glendower, including the Glendower Capital Secondary Opportunities Fund IV, LP. It is not an offer to sell or a solicitation to buy any security. The presentation outlines the risks, illiquidity, and potential conflicts of interest associated with the fund. It emphasizes the importance of consulting offering documents for detailed information and risk factors. Credit Suisse acts as the fund's placement agent but not as a municipal advisor.

key_people:
Glendower Capital, LLP
Credit Suisse Asset Management Limited

document_subtype: confidential presentation


document_description: This document is a presentation by Glendower Capital regarding the performance and investment strategy of a fund. It emphasizes that past performance is not indicative of future results and outlines the risks and uncertainties associated with the fund's investment strategies. The presentation includes disclaimers about the reliability of forward-looking statements and the responsibility of Glendower and its affiliates. It also notes that the presentation does not constitute legal, tax, or investment advice and that participation in the fund may be restricted by law in certain jurisdictions.

document_subtype: investment presentation

key_organizations:
Glendower Capital
Credit Suisse


document_description: This document provides key definitions related to investment terms and fund structures, including Single Asset Deal, Fund Secondary, GP-led Secondary, and various Secondary Opportunities Funds (SOF). It also defines financial indices such as the Russell 2000 Index, MSCI World Index, and Thomson Reuters Private Equity Buyout Index.

document_subtype: definitions

key_organizations:
Glendower Capital
DB Secondary Opportunities Fund A, L.P.
DB Secondary Opportunities Fund B, L.P.
DB Secondary Opportunities Fund C, L.P.
DB Secondary Opportunities Fund D, L.P.
Secondary Opportunities Fund II, LP
Secondary Opportunities Fund III, LP
FTSE Russell
London Stock Exchange Group
Thomson Reuters


document_description: The document provides important information on the track record of the Glendower SOF Team, which spun off from Deutsche Bank in August 2017 to establish Glendower Capital LLP. It discusses the investment performance and track record of the SOF Funds, including details on key team members, investment returns, valuation methodologies, and target returns. The document emphasizes that the performance information is illustrative and unaudited, and outlines the factors affecting investment returns and valuations.

title: Notes to Investment Performance

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Francesco Rigamonti
Adam Graev

document_subtype: notes

key_organizations: Deutsche Alternative Asset Management (Global) Limited


document_description: This document is an investment presentation for the Glendower Capital Fund, providing important information for recipients in various jurisdictions including the European Economic Area, Australia, Bahrain, and Brazil. It outlines the legal and regulatory considerations for offering or distributing the fund's interests in these regions, emphasizing compliance with local laws and regulations such as the EU Alternative Investment Fund Managers Directive (AIFMD) and the Australian Corporations Act.

key_locations:
European Economic Area
Australia
Bahrain
Brazil

key_organizations:
Glendower Capital
Credit Suisse Group
Credit Suisse AG, Sydney Branch


document_description: This document is a presentation by Glendower Capital, providing important information for recipients in various jurisdictions including Brunei, Canada, Cayman Islands, Chile, China, Colombia, France, Guernsey, and Haiti. It outlines the legal and regulatory considerations for offering securities in these regions, emphasizing that the presentation is for informational purposes only and does not constitute a public offer.

key_locations:
Brunei
Canada
Cayman Islands
Chile
China
Colombia
France
Guernsey
Haiti

document_subtype: presentation

key_organizations:
Glendower Capital
Autoriti Monetari Brunei Darussalam
Registrar of Companies
Superintendencia de Valores y Seguros
Superintendence of Finance of Colombia
Guernsey Financial Services Commission
States of Guernsey Policy Council


document_description: This document is an investment presentation by Glendower Capital, outlining important information for recipients in Hong Kong and Israel. It specifies legal restrictions and conditions under which investment products can be offered in these jurisdictions, emphasizing that the presentation is not approved by local securities authorities and is intended for sophisticated investors only. It also advises recipients to seek local investment counseling before making investments.

key_locations:
Hong Kong
Israel

key_organizations: Securities and Futures Commission of Hong Kong


document_description: This document provides important information for recipients in various jurisdictions regarding the offering and sale of securities. It outlines the legal restrictions and requirements for offering securities in Japan, Malaysia, Mexico, Monaco, New Zealand, and the Sultanate of Oman. The document emphasizes compliance with local laws and regulations and specifies the entities authorized to distribute the material in each jurisdiction.

key_locations:
Japan
Malaysia
Mexico
Monaco
New Zealand
Sultanate of Oman

document_subtype: legal notice

key_organizations: Credit Suisse Securities (Japan) Limited

key_organizations: Type II Financial Instruments Firms Association

key_organizations: National Banking and Securities Commission

key_organizations: Commission de Contrôle des Activités Financières

reference_numbers: Director-General of Kanto Local Finance Bureau (Kinsho) No 66

reference_numbers: Commercial Companies Law of Oman (Royal Decree 4174)

reference_numbers: Capital Market Law of Oman (Royal Decree 80;98)


document_description: This document provides important information for recipients in various jurisdictions regarding the offering of interests in a fund by Glendower Capital. It outlines specific conditions and disclaimers for recipients in Qatar, Saudi Arabia, Singapore, South Korea, and Switzerland, emphasizing the non-public nature of the offer and the need for independent investigation of risks. It also details the legal and regulatory considerations in each jurisdiction.

key_locations:
Qatar
Saudi Arabia
Singapore
South Korea
Switzerland
Geneva

document_subtype: promotional document

key_organizations:
Glendower Capital
Qatar Central Bank
Capital Market Authority
Monetary Authority of Singapore
Financial Services Commission
Credit Suisse
Hugo Fund Services SA
Banque Cantonale de Genève


document_description: This document is a presentation by Glendower Capital providing important information for recipients in St. Kitts and Nevis, UAE (Abu Dhabi/Dubai), and the United States regarding investment in a fund. It outlines the legal and regulatory considerations for investors in these jurisdictions, emphasizing that the presentation does not constitute an offer or solicitation in these regions. It also highlights the risks involved in investing and the lack of registration with regulatory authorities.

title: Important Information for Recipients in Certain Jurisdictions

key_locations:
St. Kitts and Nevis
UAE
United States


document_description: Supplemental disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas regarding investment risks and disclaimers for a fund. It emphasizes the need for independent assessment of transactions and clarifies that securities are not insured or guaranteed by Deutsche Bank or its affiliates.

document_subtype: disclosure

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: A letter from Deutsche Bank requesting consent to share client information with iCapital Parties for fund investment purposes. It outlines the information required from natural persons and corporate structures or trusts.

title: Letter of Authorization for Fund Investment

document_subtype: Letter of Authorization

key_organizations:
iCapital Advisors, LLC
Deutsche Bank Securities Inc.


document_description: This document is an authorization form for a client to allow Deutsche Bank to share information with iCapital Parties and manage fund transfers related to the client's investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. The form includes sections for client authorization and acknowledgment of terms regarding fund interests and account statements.

title: Deutsche Bank Authorization Form for Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_subtype: authorization form


document_description: The document contains confidential financial information related to a Deutsche Bank account, including placement fee and initial capital contribution amount, both of which are unspecified.

document_subtype: bank account information


document_description: This document is a supplement to the Confidential Private Placement Memorandum dated January 2018, related to the offering of limited partnership interests in Glendower Access Secondary Opportunities IV (U.S.), L.P. It is intended for investors referred by Deutsche Bank Securities Inc.

title: Supplement to the Confidential Private Placement Memorandum

document_subtype: Private Placement Memorandum Supplement

key_organizations:
Glendower Capital
Deutsche Bank Securities Inc.


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P. It updates information regarding Deutsche Bank Securities Inc.'s role as Placement Agent and related compensation and fees. The supplement modifies the original Memorandum where inconsistent and maintains confidentiality requirements.

document_subtype: Supplement to Private Placement Memorandum

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: The memorandum outlines the servicing fee arrangement between the General Partner, Investment Manager, Access Funds, and Deutsche Bank Securities Inc. (DBSI). DBSI will act as a Placement Agent, introducing clients to the Access Funds. The Investment Manager will pay a servicing fee to Deutsche Bank for each client introduced, based on their subscription amount. The fee structure varies depending on the investment period and subscription amount.

title: Summary of Principal Terms of the Access Fund

document_subtype: Memorandum

key_organizations:
Deutsche Bank Securities Inc.
Access Funds


document_description: This document outlines the placement fee structure for Deutsche Bank in relation to the Access Fund and Underlying Fund. It details the DB Placement Fee rates based on investment levels and the conditions under which Deutsche Bank may waive these fees. Additionally, it describes the Direct Investor Placement Fees for clients investing directly in the Underlying Fund and the associated risk factors and conflicts of interest for DB Introduced Persons.

title: DB Placement Fee and Direct Investor Placement Fees

document_subtype: Fee Schedule

key_organizations:
Deutsche Bank
Glendower GP
Glendower Capital, LLC


document_description: Deutsche Bank will serve as a Placement Agent for the Access Funds, charging a DB Placement Fee to DB Introduced Persons based on their subscription amounts. The fee structure varies depending on the subscription size and may be waived or reduced. Deutsche Bank will also receive a Servicing Fee for certain services provided to DB Introduced Persons. Additionally, Deutsche Bank will receive a placement fee from Glendower GP or an affiliate. The document discusses potential conflicts of interest due to these fees.

document_subtype: Investment Agreement

key_organizations:
Deutsche Bank
Access Funds
Glendower GP


document_description: The memorandum discusses amendments to the section on 'Certain Regulatory Matters', detailing settlements reached by DBSI with various regulatory bodies in connection with investigations into research analyst independence and the sale of auction rate securities.

title: Changes to Certain Regulatory Matters

document_subtype: memo

key_organizations: National Association of Securities Dealers


document_description: Form W-9 is used to request a taxpayer identification number (TIN) and certification from individuals or entities required to file an information return with the IRS. It includes sections for providing personal or business information, tax classification, and certification under penalties of perjury.

title: Form W-9 (Rev. November 2017)

document_subtype: tax form


document_description: Instructions and guidelines for filling out Form W-9, including certification requirements, definitions of U.S. persons, special rules for partnerships, backup withholding, FATCA reporting, and penalties for non-compliance.

title: Form W-9 Instructions

document_subtype: tax document


document_description: This document provides instructions for completing Form W-9, including information on backup withholding exemptions, FATCA reporting codes, and how to obtain a Taxpayer Identification Number (TIN). It also includes guidance on signature requirements and address information for the form.

title: Form W-9 Instructions

key_organizations: IRS SSA


document_description: Instructions for completing Form W-9, including details on providing TINs for various account types and guidance on identity theft protection.

title: Form W-9 Instructions

key_organizations:
IRS
Taxpayer Advocate Service


document_description: Instructions and privacy notice related to the IRS W-9 form, including information on how the IRS does not contact taxpayers via email, how to report phishing attempts, and the privacy act notice regarding the use of taxpayer information.

title: IRS W-9 Form Instructions

document_subtype: W-9 Form

key_organizations: Treasury Inspector General for Tax Administration


document_description: A KYC case representative from Deutsche Bank is inquiring about financial institutions used by Jeffrey Epstein, sources of wealth, and residency details. The letter seeks confirmation on the financial institutions and sources of wealth contributing more than 25% to Epstein's wealth, and clarification on Epstein's residency status in the US Virgin Islands.

key_people:
Vijay Sawant
Jeffrey E. Epstein

key_locations:
US Virgin Islands
Mumbai, India

document_subtype: letter

key_organizations:
Deutsche Bank
Southern Trust Company Inc
J. Epstein & Co
Radar


document_description: The email discusses pending items for rejected KYC cases related to Hyperion LLC and J Epstein Virgin Islands Foundation Inc. It requests evidence of confirmation from the client about the accuracy of KYC information, evidence of current management for Hyperion Air LLC, signing authority for a brokerage account, and limited trading authority documentation. It also requests information on the source of funds for Mort Inc.

key_people:
Vijay Sawant
Stewart Oldfield
Lawrence Visoski
Erika Kellerhals
Paul Barrett
Jeffrey Epstein

document_subtype: email

key_organizations:
Hyperion LLC
J Epstein Virgin Islands Foundation Inc
Deutsche Bank Group
Hyperion Air LLC
Mort Inc


document_description: Andrew King from Deutsche Bank Securities Inc. discusses the process of sending an introductory email once materials are received. He offers to send the email himself or provide pre-approved language for someone else to send it.

key_people:
Andrew King
Frank

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management


document_description: This document is an amendment to iCapital's brochure for 2018, updating the previous version from March 31, 2017. It includes routine updates, changes to investor servicing fees, diligence scope on certain funds, and iCapital's relationship with Fidelity Brokerage Services LLC. It also notes the acquisition of a private equity access fund platform from Deutsche Bank by iCapital's parent company.

title: iCapital Advisors, LLC Form ADV Part 2A

document_subtype: brochure amendment

key_organizations:
iCapital Advisors, LLC
Fidelity Brokerage Services LLC
Deutsche Bank
iCapital Securities, LLC


document_description: The document outlines the management and investor servicing fees associated with iCapital Advisors, LLC, including details on payments to underlying managers and service providers. It also discusses the organizational expenses each fund will bear.

document_subtype: Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Pacific Life Insurance Co
Dynasty Securities, LLC


document_description: The document outlines the expenses related to the formation and operation of the Private Access Fund and Direct Investment Funds managed by Pacific Life Insurance Co and iCapital Advisors, LLC. It details various costs including management fees, organizational expenses, taxes, legal and administrative fees, and other operational costs. The document also mentions that limited partners will bear certain costs indirectly.

title: Form ADV Part 2A - Pacific Life Insurance Co and iCapital Advisors, LLC

key_organizations:
Pacific Life Insurance Co
iCapital Advisors, LLC


document_description: The document outlines the expenses, performance-based fees, types of clients, and side agreements related to iCapital Advisors, LLC. It details the investment and operating expenses borne by Direct Investment Funds, performance-based fees charged to the Funds, and the types of clients eligible to invest. It also discusses the possibility of side agreements with investors providing different rights.

title: iCapital Advisors, LLC - Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Pacific Life Insurance Co


document_description: The document outlines iCapital Advisors, LLC's investment strategies and due diligence process for selecting fund managers and sub-advisers for Private Access Funds and Direct Investment Funds. It details the methods of analysis, investment strategies, and risk of loss, focusing on providing investors access to select fund managers at lower investment minimums. The due diligence process includes quantitative and qualitative assessments, market mapping, benchmarking, and comprehensive evaluations of fund managers.

document_subtype: investment strategy document


document_description: The document outlines the due diligence process of iCapital Advisors, LLC for evaluating investment opportunities, particularly in hedge funds. It describes a multi-stage process involving market opportunity assessment, manager evaluation, and comprehensive reviews, including collaboration with Castle Hall Alternatives Inc. for independent evaluations. The findings are presented to iCapital's Investment Committee for approval.

document_subtype: investment diligence process

key_organizations:
iCapital Advisors, LLC
Castle Hall Alternatives Inc.


document_description: The document is a Form ADV Part 2A from iCapital Advisors, LLC, discussing the risks and conflicts of interest associated with investing in Private Access Funds. It highlights potential issues such as lack of diversification, higher fees, illiquidity, and the possibility of losing the entire investment. The document also outlines the relationship between Private Access Funds and Underlying Funds, emphasizing that iCapital is not the General Partner or manager of the Underlying Fund and does not control its management strategies. It warns of risks related to the general partner's potential misconduct and the impact of additional expenses on investor returns.


document_description: The document is a Form ADV Part 2A from iCapital Advisors, LLC, related to Private Access Funds and their investments in Underlying Funds, primarily private equity funds. It discusses tax implications, including the need for investors to obtain tax filing extensions and potential tax liabilities exceeding cash distributions. It also highlights the illiquidity of investments, economic and market risks, and consequences of default on capital contributions.

document_subtype: investment advisory document


document_description: The document discusses the terms and conditions related to capital contributions, default scenarios, and legal remedies for investors in iCapital Advisors, LLC. It also covers the structure and liabilities of series limited partnerships under the Delaware Act, and the reliance on sub-advisers for fund management.


document_description: The document is a Form ADV Part 2A from iCapital Advisors, LLC and Pacific Life Insurance Co, discussing investment risks associated with securities. It covers general economic and market conditions, issuer risk, equity securities risks, and investments in non-U.S. issuers. The document highlights various risk factors such as market volatility, economic conditions, and specific risks related to foreign investments.


document_description: The document discusses various financial risks associated with investments, including currency exchange rate fluctuations, credit risk, concentration risk, and settlement risk in foreign markets. It highlights the factors influencing these risks and their potential impact on investment values.

document_subtype: financial document


document_description: The document discusses various investment risks associated with funds managed by iCapital Advisors, LLC, including risks related to settlement delays, investments in small or medium-sized companies, liquidity of investments, convertible securities, and participation certificates. It highlights the potential for increased volatility, liquidity issues, and counterparty risks.


document_description: The document discusses various financial risks associated with investment funds managed by iCapital Advisors, LLC, including cash position risk, leverage, and derivatives risk. It outlines the potential impacts of these risks on the fund's performance and the obligations of the fund to manage these risks effectively.


document_description: The document discusses various financial risks associated with investment funds, including the use of derivatives, warrants, stock purchase rights, and debt securities. It highlights the potential for high volatility, illiquidity, and the speculative nature of certain investments, such as high yield 'junk bonds.'

title: Form ADV Part 2A


document_description: The document discusses various risks associated with investments, particularly focusing on default risk, interest rate risk, and the use of swaps. It highlights the potential for greater price volatility and liquidity issues with lower-rated bonds, the impact of interest rate changes on debt instruments, and the risks associated with swaps, including counterparty default and market liquidity.

title: Form ADV Part 2A


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing investment strategies, risks, and affiliations. It discusses the risks associated with investing in Real Estate Investment Trusts (REITs) and cybersecurity risks for private equity funds. It also provides information on iCapital's affiliations, including iCapital Securities, LLC, a registered broker-dealer, and Gen II Fund Services, LLC, a fund administrator. The document states that iCapital has no material legal or disciplinary events affecting its advisory business.

key_organizations:
iCapital Advisors, LLC
Pacific Life Insurance Co
iCapital Securities, LLC
Institutional Capital Network, Inc.
Gen II Fund Services, LLC
Gen II Hedge Fund Services


document_description: The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its parent company Institutional Capital Network, Inc., and various financial institutions. It discusses the ownership interests and investments by companies like BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS in iCapital's parent company. The document also covers iCapital's Code of Ethics, which aims to prevent conflicts of interest and insider trading among its employees.

key_organizations:
iCapital Advisors, LLC
Institutional Capital Network, Inc.
BNY Capital Corporation
BlackRock, Inc.
Credit Suisse Group AG
Morgan Stanley Smith Barney
UBS Financial Services


document_description: This document outlines the brokerage practices, review of accounts, and client referrals and compensation policies of iCapital Advisors, LLC. It details the brokerage practices for Private Access Funds and Direct Access Funds, including the selection of brokers and the use of 'soft dollar' credits. The review of accounts section describes the periodic review of fund performance and the provision of financial statements to investors. The client referrals section explains the role of iCapital Securities, LLC as a broker-dealer and the handling of placement fees.

key_organizations:
iCapital Advisors, LLC
iCapital Securities, LLC
Pacific Life Insurance Co


document_description: This document is a Brochure Supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It supplements the iCapital Advisors, LLC's Form ADV Brochure.

title: FORM ADV PART 2B: Brochure Supplement

key_people:
Eileen Duff Blalock
Phil Pool
John Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

key_locations: 60 East 42nd Street, 26th Floor, New York, NY 10165

document_subtype: Brochure Supplement


document_description: This document provides the educational background and business experience of John C. Robertshaw, a co-founder and special advisor to iCapital Network. It details his previous roles at Credit Suisse and Salomon Brothers, his educational background, and his current role at iCapital Network. It also includes information on disciplinary history, other business activities, additional compensation, and supervision.

title: John C. Robertshaw - Educational Background and Business Experience

key_people:
John C. Robertshaw
Michael Stanton

document_subtype: Form ADV Part 2B

key_organizations:
iCapital Advisors LLC
Credit Suisse Securities (USA) LLC
Donaldson, Lufkin & Jenrette
Salomon Brothers
iCapital Network
iCapital Securities LLC


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes articles on default, distributions, capital accounts, duration of the partnership, liquidation of assets, and limitations on transfers and withdrawals.

title: Amended and Restated Limited Partnership Agreement

document_subtype: Limited Partnership Agreement


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., dated April 11, 2018. It outlines the continuation of the partnership under the Delaware Revised Uniform Limited Partnership Act, the withdrawal of the Initial Limited Partner, and the admission of additional Limited Partners.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement

key_people:
General Partner
Initial Limited Partner

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document outlines the terms of the limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes details about the partnership's name, offices, purpose, powers, and the roles and responsibilities of the partners. The partnership is primarily focused on making, holding, and disposing of investments in an underlying fund. The document also specifies the limited liability of the partners and the conditions under which they are required to contribute capital.

key_locations: Corporation Trust Center, 1209 Orange Street, Wilmington, County of New Castle, Delaware


document_description: This document outlines the terms and conditions of the partnership agreement, including the obligations of limited partners, the effect of death or bankruptcy on partnership interests, and the admission of additional limited partners. It specifies the rights and limitations of limited partners, including their inability to control the partnership or withdraw contributions. The document also details the process for admitting additional limited partners and the financial obligations associated with such admissions.

key_organizations: Glendower Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document outlines the powers and responsibilities of the General Partner in managing the Partnership, including making elections under tax laws, executing agreements, and disclosing nonpublic information. It also clarifies that the General Partner and its affiliates can engage in other business ventures independently of the Partnership.

key_organizations:
Pacific Life Insurance Co
Partnership
Underlying Fund
Investment Manager


document_description: The document outlines provisions for alternative investment vehicles within a partnership agreement. It allows the General Partner to structure investments outside the Partnership for legal, tax, or regulatory reasons, using alternative investment vehicles. Limited Partners may be required to make capital contributions to these vehicles, which will be treated as if made to the Partnership. The economic provisions aim to ensure that all parties receive the same allocations and distributions as if all transactions were made through the Partnership.

key_people:
General Partner
Limited Partners


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms related to allocations, distributions, and transfers of interests among Limited Partners and Alternative Investment Vehicles. It also addresses the treatment of defaulting partners and the establishment of Investment Subsidiaries for legal, tax, or regulatory reasons.


document_description: This document outlines the fees and expenses related to the partnership, including organizational expenses, partnership expenses, and management fees. It specifies the responsibilities of the General Partner and the Investment Manager regarding expenses and provides a detailed list of what constitutes partnership expenses.

title: Glenodwer Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement


document_description: This document outlines the financial responsibilities and management fee structure for Limited Partners in the Glendower Access Secondary Opportunities IV (U.S.), L.P. It specifies how tax-related expenses and management fees are allocated among Limited Partners based on their subscriptions and investment periods.


document_description: This document outlines the rights and remedies available to the General Partner in the event of a default by a Limited Partner. It includes provisions for limiting or eliminating the Defaulting Partner's rights, reallocating their interest, and enforcing penalties. The General Partner may exercise any remedy available under the limited partnership agreement of the Underlying Fund. The document emphasizes that the remedies are cumulative and that the Defaulting Partner remains obligated to make capital contributions.

key_people:
General Partner
Defaulting Partner


document_description: This document outlines the terms of the partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions for security interests, distributions, and discretionary distributions among partners. The agreement specifies the rights and obligations of limited partners, including the assignment of interests as security and the conditions under which distributions are made.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the responsibilities and obligations of partners regarding tax liabilities, indemnification, and capital accounts. It specifies how tax liabilities are determined and allocated among partners, and the conditions under which distributions are prohibited. The document also details the creation and maintenance of capital accounts for each partner.

key_people:
General Partner
Limited Partner

document_subtype: Partnership Agreement


document_description: This document outlines the special allocations of items of loss or deduction, allocations following a default, and admission of additional partners for the partnership. It includes provisions for allocating items of loss or expense, transfer expenses, management fee deductions, and other specially allocated items. It also details the process for admitting additional partners and adjusting allocations accordingly.


document_description: This document outlines the conditions and restrictions related to the transfer of partnership interests in a limited partnership. It specifies the requirements for transferring partners and transferees, including compliance with Section 1446(f) of the Code and other legal provisions. The document also lists prohibited legal consequences that would prevent a transfer, such as causing the partnership's assets to become 'plan assets' under ERISA or resulting in a non-exempt prohibited transaction.

document_subtype: Amended and Ratified Limited Partnership Agreement


document_description: This document outlines the conditions and procedures for transferring partnership interests in Glendower Access Secondary Opportunities IV (U.S.), L.P. It specifies the requirements for transferees to be accredited investors, qualified purchasers, and qualified clients. It also details the need for a legal opinion for compliance, reimbursement of transfer expenses, and the admission of substituted limited partners.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions on look-through treatment, exculpation, and indemnification of Covered Persons. Covered Persons are protected from liability for losses suffered by the Partnership or any Partner, provided they acted in good faith and without gross negligence or willful misconduct. The document outlines the responsibilities and protections for the General Partner and other Covered Persons, including reliance on expert advice and activities of others.

key_people:
General Partner
Investment Manager


document_description: The document outlines indemnification provisions for Covered Persons and other parties associated with the Partnership. It specifies conditions under which indemnification is granted, limitations on indemnification, and the process for advance payment of expenses related to legal actions.


document_description: This document outlines the indemnification provisions for the partnership, including insurance policies, rights to indemnification from other sources, and the priority of indemnity obligations. It specifies the conditions under which the partnership may purchase insurance for indemnitees and the order of liability for indemnification payments.


document_description: This document outlines the administrative provisions and voting/consent procedures for a limited partnership agreement involving Pacific Life Insurance Co. It details the process for obtaining consents or approvals from limited partners, the voting and consent requirements, and the maintenance of accounts and records by the General Partner. The document also specifies the rights of limited partners to access certain information and the discretion of the General Partner to keep certain information confidential.

title: Amended and Ratified Limited Partnership Agreement


document_description: This document outlines the valuation procedures for Partnership assets as per the Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P. It details the methods for valuing freely tradable securities, other assets, and the exclusion of goodwill and intangible assets in valuation. It also specifies the protocol for notices and communications among partners.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines provisions related to notices, accounting, and tax matters. Notices are to be sent to addresses specified in the List of Partners, and financial statements can be posted online with proper notification. The fiscal year is the calendar year unless otherwise required for tax purposes. The General Partner is responsible for ensuring the partnership is treated as a partnership for U.S. federal income tax purposes and for appointing a tax matters partner for fiscal years ending before January 1, 2018.


document_description: The document outlines the responsibilities and obligations of the General Partner and Limited Partners in relation to tax compliance and partnership representation under the BBA. It specifies the designation of the General Partner as the 'partnership representative' and details the actions required for tax compliance, including the handling of imputed underpayments and the provision of necessary information by Partners.

document_date: Post-December 31, 2017


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the binding nature of the agreement on successors, governing law, remedies for breach, waiver of partition rights, securities law matters, and confidentiality obligations of the partners.


document_description: The document outlines confidentiality obligations for Limited Partners regarding Partnership Information, which is considered a trade secret. It specifies conditions under which this information can be disclosed, including to professional advisors and tax authorities, and details procedures for handling legal requirements to disclose such information.


document_description: This document is an amended and ratified limited partnership agreement for Glendower Accem Secondary Opportunities IV (U.S.), L.P. It outlines confidentiality obligations, the rights of the General Partner to withhold information, and the remedies available for breaches of confidentiality. It also includes provisions for contract construction and the survival of confidentiality obligations after a partner's withdrawal.


document_description: This document is an amended and restated limited partnership agreement for Glenodwer Access Secondary Opportunities IV (U.S.), L.P. It includes provisions on arbitration, side letters, the entire agreement, and bad actor disqualification information. The agreement outlines the rights and responsibilities of the General Partner and Limited Partners, including arbitration procedures, the ability to enter into side letters, and the handling of bad actor disqualifications.

key_organizations:
Pacific Life Insurance Co
American Arbitration Association


document_description: This document is an appendix from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities W (U.S.), L.P. It contains definitions of terms used in the agreement, such as '20% Holder', 'Access Fund Default', 'Additional Limited Partner', and others. The document is marked as proprietary and confidential.

title: Glendower Access Secondary Opportunities W (U.S.), L.P. Definitions


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes definitions and terms related to business days, capital accounts, carrying value, contributions, and covered company partners and persons. It also references specific sections of the agreement for detailed terms.

document_subtype: Amended and Restated Limited Partnership Agreement


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes definitions and terms related to the partnership, such as Defaulting Access Fund Investor, Defaulting Partner, Delaware Act, Delayed Payment Interest, ERISA, ERISA Partner, Exempt Entity, FATCA, Feeder Fund, Final Closing Date, and Freely Tradable Security.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes definitions and terms related to the management agreement, management fee, net gain or loss, nonrecourse liability, and non-voting interest. The document outlines the financial and operational structure of the partnership, including how profits and losses are calculated and distributed among partners.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes definitions and terms related to partnership interests, organizational expenses, and other financial and legal aspects of the partnership.

key_organizations: Glendower Access Secondary Opportunities IV (International), L.P.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes definitions and terms related to financial obligations, third-party indemnifiers, transfer regulations, and details about the underlying fund, Glendower Capital Secondary Opportunities IV, LP.

key_locations:
United States
District of Columbia
European Union

key_organizations: United States Department of the Treasury


document_description: The document outlines special allocations to reflect economic interests and tax allocations among partners in accordance with the Internal Revenue Code. It authorizes the General Partner to modify allocations to better reflect partners' economic interests and details how tax items should be allocated, especially when property values differ for tax purposes.


document_description: This document is a private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an 'Access Fund' into Glendower Capital Secondary Opportunities Fund IV, LP, offering limited partner interests.

document_date: January 2018

document_subtype: Private Placement Memorandum

key_organizations:
Pacific Life Insurance Co
Glendower Capital


document_description: This document is a confidential private placement memorandum provided by iCapital Advisors, LLC to sophisticated investors for investment in limited partner interests in Glendower Access Secondary Opportunities IV (U.S.), L.P. The memorandum includes details about the investment structure, legal disclaimers, and regulatory compliance. It emphasizes the confidential nature of the information and the lack of registration with the SEC or other regulatory bodies.

title: Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P.

key_locations: Delaware U.S. England

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: The document outlines the exemption of the General Partner from registration with the U.S. Commodity Futures Trading Commission (CFTC) as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) under specific CFTC rules. It details the conditions under which the Access Fund operates, including limitations on marketing, investor qualifications, and commodity interest exposure. The document also notes that the CFTC has not reviewed or approved the offering or memorandum.

document_subtype: exemption notice


document_description: The document discusses the aggregation of positions for CFTC position limit and large trader reporting purposes, including future requirements for swaps equivalent to commodity futures. It advises prospective investors to consult legal advisors regarding these requirements. The investment manager has filed for an exemption from CFTC registration as a CTA under specific CFTC rules, based on its registration as an investment adviser and the nature of its advice.

key_organizations:
Pacific Life Insurance Co
CFTC
NFA


document_description: This document is a table of contents for a confidential private placement memorandum related to Glendower Capital Secondary Opportunities Fund IV, LP. It includes sections on the introduction, summary of principal terms, risk factors, and tax/regulatory considerations.

title: GLDUS126 Pacific Life Insurance Co

document_subtype: Table of Contents