document_description: This document outlines the rights and remedies of the Trustee and Holders under the Indenture. It includes provisions for the restoration of rights if proceedings are discontinued, the cumulative nature of rights and remedies, the non-waiver of rights due to delay or omission, and the control by Holders over proceedings. It also specifies conditions under which the Trustee may act or refrain from acting based on indemnity and liability considerations.


source: doj

document_description: This document outlines the powers and procedures related to the sale of collateral under an indenture agreement. It specifies the rights and responsibilities of the Trustee in executing sales of collateral, including the ability to postpone sales, bid for collateral, and manage acquired property. It also addresses the handling of unregistered securities and the Trustee's authority to transfer interests in collateral.

title: Sale of Collateral

key_people:
Trustee
Controlling Party
Investment Manager
Hedge Counterparty

document_type: legal

document_subtype: Indenture


document_description: The document outlines the rights of the Trustee to seek and recover judgment on the Securities or under the Indenture, and clarifies that these rights are not impaired by other legal actions or judgments. It also mentions the ability of the Investment Manager and related parties to bid for and acquire any portion of the Collateral in a public sale.

title: Action on the Securities

key_organizations:
Investment Manager
Trustee
Co-Issuers


document_description: This section outlines the duties and responsibilities of the Trustee under the Indenture. It specifies the Trustee's obligations during normal operations and in the event of a default. The Trustee is required to act in good faith and is protected from liability except in cases of negligence or willful misconduct. The document also details the Trustee's reliance on certificates or opinions and the process for addressing non-conforming documents.

key_people:
Trustee
Investment Manager
Co-Issuers
Holders

document_subtype: Trustee Duties and Responsibilities


document_description: The document outlines the responsibilities and protections of the Trustee in the administration of an Indenture. It specifies the conditions under which the Trustee can rely on documents, consult with counsel, and conduct investigations. The Trustee is protected from liability when acting in good faith and is not obligated to act on requests from Holders without reasonable security or indemnity.

key_organizations:
Issuer
Co-Issuers
Investment Manager


document_description: The document outlines the rights, responsibilities, and limitations of the Trustee and its Affiliates in managing Eligible Investments. It includes provisions for additional compensation, indemnities, and compliance with laws related to banking and anti-money laundering. It also discusses the appointment of Authenticating Agents for securities transactions.

document_subtype: Trustee Agreement

key_organizations:
Bank
Trustee
Collateral Administrator
Co-Issuers


document_description: The document outlines the roles and responsibilities of the Authenticating Agent, Trustee, and Issuer in relation to securities issuance and management. It includes provisions for resignation and termination of the Authenticating Agent, compensation, and responsibilities regarding recitals and securities issuance. It also details the handling of funds in trust and the criteria for eligible accounts.

key_organizations:
Trustee
Issuer
Authenticating Agent
Co-Issuers
Fiscal Agent


document_description: This document outlines the terms and conditions related to the payment and security interests of the Trustee under an Indenture agreement. It specifies the Trustee's rights to a lien on collateral, eligibility requirements for the Trustee, and procedures for resignation, removal, and appointment of a successor Trustee.

key_organizations:
Trustee
Fiscal Agent
Moody's
S&P


document_description: This document outlines the procedures for the resignation, removal, and appointment of a trustee. It specifies the conditions under which a trustee may be removed or must resign, the process for appointing a successor trustee, and the responsibilities of the successor trustee upon acceptance of the appointment. It also details the notification requirements for changes in trustee status.

key_people:
Trustee
Issuer
Holder
Controlling Party

document_subtype: Trustee Appointment and Resignation

key_organizations:
Hedge Counterparty
Investment Manager
Rating Agency


document_description: This document outlines the provisions related to the appointment, merger, conversion, consolidation, and succession of trustees, as well as the appointment of co-trustees for the purpose of meeting legal requirements in different jurisdictions. It specifies the conditions under which a successor trustee can assume responsibilities and the process for appointing co-trustees, including the execution of necessary instruments and agreements.

key_organizations:
Trustee
Issuer
Co-Issuers
Investment Manager
Rating Agency


document_description: This document outlines the rights, powers, duties, and obligations of a Trustee in relation to co-trustees and the management of Pledged Obligations. It specifies the conditions under which a co-trustee can be appointed, removed, or replaced, and details the Trustee's responsibilities in the event of delayed payments. The document also addresses the liability of co-trustees and the Trustee, and the procedures for handling delayed payments and related actions.

key_people:
Trustee
Issuer
Investment Manager


document_description: The section outlines the role of the Trustee in relation to security interests, stating that the Trustee acts as a fiduciary for Holders and as an agent for other Secured Parties, but does not have fiduciary duties to Secured Parties other than the Holders.

title: Fiduciary for Holders Only; Agent for Other Secured Parties

key_organizations:
Trustee
Holders
Secured Party


document_description: The document outlines the responsibilities of the Issuer and Trustee in securing the rights and remedies of the Secured Parties. It includes provisions for granting, maintaining, and perfecting collateral, enforcing pledged obligations, and defending title against claims. The Issuer appoints the Trustee as its agent for filing necessary financing statements. The document also specifies conditions under which the Trustee can manage the collateral and the Issuer's obligations under related agreements.

key_organizations:
Issuer
Trustee
Secured Parties


document_description: This document outlines restrictions and covenants related to an Indenture Agreement, including limitations on incurring debt, issuing securities, amending agreements, and conducting business activities. It specifies conditions under which the Issuer and Co-Issuer must operate to maintain the validity and priority of the Indenture's lien on collateral.

document_subtype: Indenture Agreement


document_description: The document outlines the responsibilities and appointment of a Calculation Agent for Floating Rate Notes, including the calculation of LIBOR and communication of interest rates. The Bank is appointed as the initial Calculation Agent, with provisions for replacement if necessary.

key_locations:
London
New York

document_subtype: contract

key_organizations:
Issuer
Bank
Investment Manager
Trustee
Depository
Euroclear
Clearstream
Paying Agent


document_description: The document outlines the conditions under which the Co-Issuers and the Trustee can enter into supplemental indentures without the consent of holders. It specifies various purposes for which such indentures can be made, including succession, covenant additions, property conveyance, trustee appointments, property description corrections, resale restrictions modifications, and error corrections.

document_subtype: Supplemental Indentures

key_organizations: Co-Issuers Trustee S&P


document_description: The document outlines various amendments to an indenture agreement, including provisions for issuing additional securities, tax compliance, stock exchange listing requirements, and changes required by law. It also addresses securities lending and redemption financing.

document_subtype: Indenture Amendment

key_organizations: Co-Issuers Trustee Issuer DTC Euroclear Clearstream


document_description: This document outlines the conditions under which supplemental indentures can be made to the original indenture. It specifies the limitations on modifications that can impair or affect the collateral, create liens, or change voting requirements. It also details the consent required from various parties for different types of modifications, such as changes to collateral quality tests, investment manager fees, and issuance of replacement notes.

key_organizations:
Trustee
Issuer
Investment Manager
Rating Agency


document_description: This document outlines the terms and conditions for the optional redemption of Rated Notes and Subordinated Securities by the Issuer. It specifies the conditions under which the redemption can occur, including the direction from the Required Redemption Percentage, the use of Sale Proceeds, and the involvement of the Investment Manager. It also details the process for obtaining Redemption Financing and the necessary certifications required for a Rated Notes Redemption.


document_description: The document outlines the conditions and procedures for Redemption Financing, Redemption Sale Agreements, Equity Redemption, and Refinancing related to Pledged Collateral Obligations. It specifies the requirements for the Investment Manager to certify and direct the sale or financing of collateral to meet the Rated Notes Redemption Amount. It also details the issuance of Replacement Notes and conditions for Refinancing.

key_people:
Investment Manager
Trustee

document_subtype: financial agreement

key_organizations:
Issuer
Rating Agency
Hedge Counterparty


document_description: The document outlines the conditions and procedures for the redemption of Rated Notes, including the payment of the Redemption Price and accrued interest. It specifies the requirements for final payment on a Definitive Security and the process for Special Redemption during the Reinvestment Period.

document_type: financial

document_subtype: bond redemption notice

key_organizations:
Co-Issuers
Trustee
Investment Manager


document_description: This section outlines the responsibilities and procedures for the Trustee in collecting, managing, and investing funds related to the Pledged Obligations. It specifies the establishment of accounts, investment of funds, and the legal framework governing these activities.

title: ARTICLE X ACCOUNTS, ACCOUNTINGS, RELEASES AND PAYMENTS


document_description: This document outlines the responsibilities and procedures related to the Trustee's management of the Collection Account, including deposits and withdrawals. It specifies the types of funds to be deposited, the conditions under which withdrawals can be made, and the roles of the Trustee, Issuer, and Investment Manager.

document_subtype: Trustee and Collection Account Provisions


document_description: The document outlines the procedures for handling funds in the Hedge Counterparty Collateral Account and the Securities Lending Account. It specifies the conditions under which deposits and withdrawals can be made, as well as the investment of funds. The document also mentions the transfer of funds from the Pre-Funded Letter of Credit Reserve Account to the Interest Collection Account as Interest Proceeds.

key_organizations:
Trustee
Issuer
Investment Manager


document_description: The document outlines the responsibilities of the Trustee in relation to the Securities Lending Agreement, including investment instructions, reporting obligations, and accountings. It specifies the Trustee's duty to provide information to Co-Issuers, the Administrator, and the Investment Manager, and to forward notices and financial reports to relevant parties. It also details the process for compiling and distributing the Monthly Report and resolving discrepancies.

title: Trustee Reports and Accountings

key_people:
Trustee
Investment Manager
Collateral Administrator

document_subtype: Trustee Report and Accountings

key_organizations:
Co-Issuers
Clearing Agency
Rating Agency


document_description: The document outlines the procedures for reviewing and revising Monthly Reports and Distribution Date Reports related to the Indenture. It specifies the responsibilities of the Trustee, Collateral Administrator, and Investment Manager in providing accurate reports and instructions for distributions. It also details the process for handling discrepancies and the use of independent accountants if necessary.

key_people:
Trustee
Collateral Administrator
Investment Manager

document_subtype: Indenture and Reporting Requirements

key_organizations:
Issuer
Rating Agency
Hedge Counterparty
Initial Purchaser


document_description: The document outlines tax compliance obligations for the Issuer and Co-Issuer, including maintaining corporate tax status, filing requirements, asset ownership restrictions, and FATCA compliance.

document_subtype: tax compliance agreement

key_organizations:
Issuer
Co-Issuer
Investment Manager


document_description: This document outlines the payment priorities and procedures for the distribution of proceeds in an investment management agreement. It details the order of payments for subordinated investment management fees, principal proceeds, and interest proceeds during various periods, including the reinvestment period and upon achieving the target return. It also specifies actions in case of ratings confirmation failure and special redemption.

document_subtype: investment management agreement


document_description: This document outlines the payment priorities and sequences for Rated Notes and Subordinated Securities, including during and after the Reinvestment Period, and in the event of default. It specifies the order of payments to various classes of notes and the allocation of proceeds to the Investment Manager.


document_description: This document outlines the payment priorities for various financial obligations, including administrative expenses, investment management fees, hedge counterparty payments, and interest and principal on different classes of notes. Payments are made in a specified order, with certain caps and conditions applied.


document_description: The document outlines the payment structure and disbursement procedures for investment management fees, subordinated securities, and refinancing proceeds. It specifies the allocation of proceeds until the Target Return is achieved and details the disbursement of funds for certain expenses, provided no Event of Default has occurred.

document_subtype: Investment Management Agreement

key_organizations: Issuer Trustee


document_description: This document outlines the conditions under which the Investment Manager, on behalf of the Issuer, may direct the Trustee to sell various types of obligations, including Defaulted Obligations, Equity Securities, Credit Risk Obligations, and Appreciated Obligations. It specifies the conditions for Discretionary Sales and the efforts required to sell Defaulted Obligations and Margin Stock. It also addresses the transfer of ownership to a Tax Subsidiary for tax purposes.

title: Sale of Collateral Obligations; Substitution

key_organizations:
Issuer
Investment Manager
Trustee


document_description: The document outlines procedures for the sale of Collateral Obligations and Unsaleable Assets by the Trustee at the direction of the Investment Manager, particularly when the Aggregate Principal Balance is below $10 million or after the Reinvestment Period. It includes auction procedures for Unsaleable Assets and actions to be taken if no bids are received. It also addresses actions during an Event of Default.

key_organizations: Issuer S&P


document_description: The document outlines the conditions and restrictions related to the management and trading of Collateral Obligations by the Investment Manager on behalf of the Issuer. It specifies the eligibility criteria for obligations to be included as Pledged Collateral Obligations, conditions for transactions involving sale or grant, and the responsibilities of the Trustee and Investment Manager.


document_description: The document outlines the conditions under which the Issuer can engage in securities lending of Collateral Obligations, including obtaining Rating Agency Confirmation, limiting the amount to 20% of the Aggregate Principal Balance, and ensuring agreements do not exceed 90 days unless renewable. It also specifies the requirements for collateral and the responsibilities of the Securities Lending Counterparty.

document_subtype: Securities Lending Agreement

key_organizations:
Issuer
Investment Manager
Securities Lending Counterparty
Rating Agency


document_description: The document outlines the procedures and responsibilities related to the release and management of Collateral Obligations under a Securities Lending Agreement. It specifies the roles of the Issuer, Trustee, and Investment Manager in the administration of these agreements, including the release of liens, acknowledgment of agreements, and handling of collateral. The Trustee's responsibilities and limitations are detailed, emphasizing the need for specific instructions from the Investment Manager and disclaiming fiduciary duties to Securities Lending Counterparties.

key_people:
Trustee
Investment Manager


document_description: The document outlines the terms and conditions related to the handling of Loaned Collateral Obligations and Securities Lending Agreements. It specifies actions to be taken if a Securities Lending Counterparty no longer meets required ratings, and the procedures to follow upon termination of a Securities Lending Agreement or an event of default.

key_organizations:
Issuer
Securities Lending Counterparty
Rating Agency


document_description: The document outlines conditions related to the deposit of proceeds in a Collection Account and restrictions on renewing or extending Securities Lending Agreements in the event of a default.


document_description: This section of the Indenture outlines the subordination of Lower Ranking Classes to Higher Ranking Classes in terms of payment and distribution rights. It specifies that in the event of default, Higher Ranking Classes must be paid in full before any payments are made to Lower Ranking Classes. It also details the standard of conduct for Holders in exercising their voting rights, emphasizing that they have no obligation to consider the interests of others.

title: Holders' Relations

document_subtype: Indenture


document_description: This section outlines the procedures for delivering documents to the Trustee, including the certification and opinion requirements for various parties involved. It also details the process for consolidating multiple instruments into one and the conditions under which the Trustee can act without knowledge of a Default or Event of Default. Additionally, it describes the voting rights and procedures for Holders under the Indenture.

title: ARTICLE XIV MISCELLANEOUS

key_organizations:
Co-Issuers
Investment Manager
Trustee


document_description: This document outlines the procedures and requirements for executing and proving instruments or writings related to the Indenture, including voting rights and notices to designated persons other than holders. It specifies the roles and responsibilities of the Trustee, Co-Issuers, and Certifying Persons in relation to Global Securities and voting processes.

key_organizations:
Trustee
Co-Issuers
Certifying Persons
Indenture Registrar
Fiscal Agent
Collateral Administrator


document_description: This document outlines the communication protocols and contact information for various parties involved in the ING IM CLO 2011-1 transaction. It specifies the addresses, facsimile numbers, and attention contacts for the Issuer, Co-Issuer, Investment Manager, Administrator, Irish Stock Exchange, Hedge Counterparty, and Initial Purchaser. It also details the acceptance of instructions via unsecured electronic methods by the Bank and the associated risks.

key_people:
Melissa Stark
Elliot A. Rosen

document_type: correspondence

key_locations:
Grand Cayman, Cayman Islands
Chicago, IL
Scottsdale, Arizona
Dublin, Ireland
New York, New York

document_subtype: indenture

key_organizations:
ING IM CLO 2011-1, Ltd.
MaplesFS Limited
CICS, LLC
Irish Stock Exchange
Maples and Calder


document_description: This document outlines various legal provisions related to jurisdiction, execution of counterparts, liability of co-issuers, severability, and waiver of jury trial in connection with an Indenture agreement. It specifies the submission to the jurisdiction of New York courts, the execution of the document in multiple counterparts, the non-liability of co-issuers to each other, the severability of invalid provisions, and the waiver of jury trial rights.

key_locations: United States District Court for the Southern District of New York


document_description: The document outlines the terms and conditions under which the Issuer may enter into Hedge Agreements, including the responsibilities of the Trustee and the procedures for handling early termination of such agreements. It specifies the actions to be taken in case of default or termination events and the process for entering into replacement Hedge Agreements.

document_subtype: Hedge Agreement


document_description: The document outlines the actions required if the Moody's or S&P ratings of a Hedge Counterparty or its guarantor are downgraded. It specifies the timeframes for providing credit support or assigning the Hedge Agreement to another counterparty. It also details the issuer's obligations to notify rating agencies and manage collateral. Additionally, it covers the issuer's rights to enter into, assign, or amend Hedge Agreements.

document_subtype: Hedge Agreement Provisions

key_organizations: Moody's S&P Issuer


document_description: This document is an indenture executed as a deed by ING IM CLO 2011-1, LTD. as Issuer, ING IM CLO 2011-1 LLC as Co-Issuer, and The Bank of New York Mellon Trust Company, National Association as Trustee. It includes signatures and witness information.

title: Indenture Execution

key_people:
Desiree Lawson
Richard Gordon


document_description: This document is an indenture executed as a deed by ING IM CLO 2011-1, LTD. as Issuer, ING IM CLO 2011-1 LLC as Co-Issuer, and The Bank of New York Mellon Trust Company, National Association as Trustee. Melissa Stark signed as Manager for the Co-Issuer.

title: Indenture Execution

document_subtype: Deed


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and other entities. It includes account names, categories, and balances as of September 25, 2018.

title: RM0082289 Daily Deposit Report 20180926

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Cameron Wanek
Shari Wagner
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe

document_type: tabular

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Quibase Company
Ncompass Solutions Inc
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
Dege, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
The Haze Trust
CIS Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
RW 2007 LLC
EW 2007 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing confidential and/or privileged information. It includes disclaimers about unauthorized copying, disclosure, or distribution, and notes that Deutsche Bank does not provide legal or tax advice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Email correspondence discussing the dismissal of a lawsuit against Jeffrey Epstein and the continuation of the KYC approval process for him at Deutsche Bank. The email seeks approval from Kimberly Hart to proceed with the KYC process after the lawsuit dismissal.

key_people:
Jeffrey Epstein
Kimberly Hart
Richard Larossi
Bradley Gillin
Stewart Oldfield
Andrew
Hoffenberg

document_subtype: email correspondence

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc


document_description: The document discusses inconsistencies in KYC information related to Jeffrey Epstein's financial entities, including NES LLC, The Haze Trust, and Plan D LLC. It highlights discrepancies in account purposes, signatories, and business nature, and requests updates to KYC documentation. It also mentions Lawrence Visoski as a manager of Plan D LLC.

key_people:
Jeffrey Epstein
Darren Indyke
Harry Beller
Jean Anne Wiebracht
Paul Barrett
Lawrence Visoski
Alka Babu

key_locations:
New York
Mumbai

document_subtype: memo

key_organizations:
NES LLC
The Haze Trust
Plan D LLC
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: A communication from Deutsche Bank AG regarding compliance with margin and collateral requirements for uncleared swap agreements. It states that no action is required from the recipient and does not change any terms of existing agreements. The communication may not be relevant if the agreement is uncollateralized or if there is no collateral handling agreement.

document_subtype: letter


document_description: Email from Davide-A Sferrazza to Stewart Oldfield and others discussing Southern Financial LLC's financial positions, including a EUR 2.5mm face of COFP and a EURUSD forward. Details of AAPL shares held as collateral are also included.

title: Southern Financial OTC trade on the books

key_people:
Davide-A Sferrazza
Stewart Oldfield
Martin Zeman
Liam Osullivan
Alan Brody

document_subtype: email


document_description: A memo from Davide Sferrazza at Deutsche Bank Securities Inc. discussing IWP products and services intended for sophisticated investors. It emphasizes that transactions require internal approvals and are for discussion purposes only. The memo is confidential and not legally binding.

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
Institutional Wealth Partners


document_description: The document is an offering memorandum for ING IM CLO 2011-1, Ltd. and ING IM CLO 2011-1 LLC, detailing the issuance of various classes of floating rate notes and subordinated securities. The notes are secured by leveraged bank loans and are not registered under the U.S. Securities Act. The memorandum outlines the conditions of the offering, including ratings requirements and restrictions on sale and transfer.

title: Offering Memorandum for ING IM CLO 2011-1, Ltd.

document_subtype: Offering Memorandum

key_organizations: The Bank of New York Mellon Trust Company


document_description: The document outlines the terms and conditions related to the interest, payment, and redemption of various classes of notes, including Class A, B, C, and D Notes, collectively referred to as Senior Notes and Rated Notes. It details the payment schedule, subordination of payments, redemption conditions, and securities issuance under Rule 144A and Regulation S. It also discusses the requirements for holding securities in different forms and the restrictions on resale or transfer of interests in the securities.


document_description: This document is the table of contents for an Offering Memorandum, detailing various sections such as risk factors, issuer and co-issuer, use of proceeds, security for the notes, investment manager, and legal matters. It includes a glossary and index of defined terms, with references to currency definitions for U.S. Dollars and Euros. The document is in English and any foreign language text is for convenience only. It is marked confidential under Federal Rule of Criminal Procedure 6(e).

title: Offering Memorandum Table of Contents


document_description: This offering memorandum is prepared for the offering and listing of securities. It contains information from co-issuers and other sources, with certain sections provided by the investment manager. The Bank of New York Mellon Trust Company has not participated in its preparation. The document is subject to change and should not be construed as investment, legal, or tax advice. Investors are advised to consult their own advisors.

document_subtype: offering memorandum


document_description: This document is an offering memorandum outlining the terms and conditions for the offer and sale of securities. It includes legal disclaimers about the distribution and sale of securities, confidentiality agreements, and specific notices to residents of New Hampshire and Connecticut regarding state securities laws.

key_locations:
New Hampshire
Connecticut

key_organizations: United States Securities and Exchange Commission


document_description: The document contains legal notices to residents of Bahrain, Belgium, and Canada regarding the offering and resale of securities. It outlines restrictions and legal requirements for the distribution and resale of securities in these regions, including compliance with local laws and regulations. Specific rights of action for Ontario purchasers are also detailed.

key_locations: Bahrain Belgium Canada Ontario

document_subtype: notice

key_organizations:
Co-Issuers
Investment Manager
Initial Purchaser


document_description: This document contains legal notices regarding the offering and sale of securities in various countries, including Greece, Hong Kong, Indonesia, Israel, Italy, Japan, and Korea. It outlines restrictions and legal requirements for offering securities in these jurisdictions.

key_locations:
Greece
Hong Kong
Indonesia
Israel
Italy
Japan
Korea

key_organizations: Securities and Futures Ordinance of Hong Kong

key_organizations: Italian Commissione Nazionale per la Societa e la Borsa

key_organizations: Financial Instruments and Exchange Law of Japan


document_description: This document contains notices to residents of various countries regarding the offering and sale of securities. It outlines restrictions and legal requirements for offering securities in Korea, Malaysia, New Zealand, Oman, China, the Philippines, Qatar, Saudi Arabia, and Singapore. Each section specifies the legal framework and conditions under which securities may or may not be offered or sold in these jurisdictions.

key_locations:
Korea
Malaysia
New Zealand
Oman
China
Philippines
Qatar
Saudi Arabia
Singapore

document_subtype: legal notice

key_organizations: Philippine Securities and Exchange Commission


document_description: This document outlines the legal conditions and restrictions for the subscription or purchase of securities under Section 275 of the SFA, including specific provisions for corporations and trusts. It also includes notices to residents of Spain, Switzerland, Taiwan, Thailand, and Turkey regarding the offering and distribution of securities in these regions, highlighting the legal limitations and requirements in each jurisdiction.

key_locations: Spain Switzerland Taiwan Thailand Turkey

key_organizations: Comision Nacional del Mercado de Valores


document_description: The document is a notice regarding the offering of securities, with specific instructions and restrictions for residents of the United Arab Emirates and the United Kingdom. It also includes information about potential stabilization actions related to the securities.

key_locations:
United Arab Emirates
United Kingdom

key_organizations: Financial Services and Markets Act of 2000


document_description: This document is a summary of terms for the issuance of Notes and Preferred Shares by ING IM CLO 2011-1 Ltd. The Notes are issued in various classes with specified principal amounts, and the Issuer will issue Preferred Shares. The document outlines the structure and purpose of the Issuer and Co-Issuer, the role of the Initial Purchaser, and the Trustee and Fiscal Agent. It also details the recourse and voting rights associated with the securities.

key_locations:
Cayman Islands
Delaware

document_subtype: Offering Memorandum Summary

key_organizations: The Bank of New York Mellon Trust Company, National Association


document_description: This document outlines the terms and conditions related to the investment management and distribution of notes, including details on the closing date, distribution dates, reinvestment period, stated maturity, priority of payments, and interest rates for different classes of notes.

key_organizations:
ING Alternative
Investment Manager
LLC


document_description: The document outlines the payment distribution process for Deferrable Classes, including Class B, C, and D Notes, and the conditions under which interest payments may be deferred. It details the Priority of Payments, the conditions for purchasing additional Collateral Obligations, and the subordination of interest payments to higher-ranking classes. It also describes the distribution of principal on the Stated Maturity and conditions for principal payments on Outstanding Rated Notes. Additionally, it covers the distribution process post-acceleration in the event of a default.

document_subtype: payment distribution


document_description: This document outlines the terms and conditions related to the issuance of certain Notes, including ratings, governing law, offer and transfer restrictions, and listing and trading information. The Notes are governed by New York law, while the Preferred Shares are governed by Cayman Islands law. The document also details the ratings required for different classes of Notes and the restrictions on offering and transferring the Securities.

key_locations:
State of New York
Cayman Islands
United States

document_subtype: financial document

key_organizations:
Moody's
S&P
Central Bank
Irish Stock Exchange


document_description: The document outlines the financial structure and risks associated with securities issued by an entity. It details the obligations of the issuer and co-issuers, the equity status of preferred shares, and the leveraged credit risk involved. The document emphasizes that losses will be borne by the holders of the securities, particularly the subordinated securities, which are the most junior classes. It also discusses the use of leverage, the application of proceeds, and the potential for insufficient returns on subordinated securities.


document_description: The document discusses the impact of uninvested cash balances and unpaid accrued interest on collateral in relation to securities distributions. It highlights potential reductions in portfolio income and the effects of mismatched payment dates on the issuer's ability to make payments. It also covers the calculation of overcollateralization tests, valuation information, control of remedies, amendments to the indenture, and average life and prepayment considerations.

document_subtype: financial disclosure

key_organizations:
Investment Manager
Issuer
Co-Issuers
Trustee


document_description: The document discusses the financial and legal considerations related to the redemption and management of Collateral Obligations by an Issuer. It covers topics such as interest rates, default rates, reinvestment, tax considerations, and the impact of U.S. federal income tax on the Issuer's financial ability to make payments on securities. It also addresses the conditions under which the Issuer may redeem notes and the tax implications of such actions.

key_organizations:
Issuer
Investment Manager
U.S. Internal Revenue Service


document_description: The document discusses tax implications for the Issuer related to withholding taxes and compliance with U.S. tax laws. It outlines potential withholding tax liabilities on payments made to the Issuer, especially in relation to U.S. Collateral Obligations and the need for information reporting agreements with the IRS. The document also covers the consequences of the Issuer being classified as a passive foreign investment company and the tax obligations of U.S. holders of Subordinated Securities.

key_organizations: Issuer IRS


document_description: The document discusses various risk factors and considerations related to the investment in securities, particularly focusing on the role of the Investment Manager, potential for unsolicited ratings, and recent developments in the leveraged loan market. It highlights the dependency on key personnel of the Investment Manager, the impact of unsolicited ratings on the value and liquidity of the Notes, and the risks associated with economic conditions affecting the leveraged loan market.

key_organizations: Nationally recognized statistical rating organizations (NRSROs)


document_description: The document discusses the risks associated with below investment grade debt obligations, including credit and liquidity risks, interest rate mismatches, and limitations of portfolio diversification. It highlights the potential for increased default rates and financial stress during economic downturns. The document also addresses the limitations of the Issuer's control over loan workouts and restructurings.


document_description: The document discusses the risks and challenges associated with the acquisition and management of Collateral Obligations by an Issuer. It highlights potential delays in reaching target par values, restrictions under the Indenture and Investment Management Agreement, reinvestment risks, and the liquidity issues related to Leveraged Loans. The document also addresses the impact of these factors on the yield and distribution of securities.


document_description: The document discusses the risks and volatility associated with Collateral Obligations, particularly in the context of defaults, market volatility, and credit spreads. It highlights the potential adverse effects on securities payments, the impact of market conditions on the liquidity and market value of Collateral Obligations, and the risks associated with securities lending and credit ratings.


document_description: The document discusses the risk factors related to the issuer and its service providers, focusing on conflicts of interest involving the Investment Manager and its Affiliates. It highlights potential conflicts arising from investment activities, relationships with companies whose securities are included in the collateral, and the handling of investment opportunities.

document_subtype: risk disclosure

key_organizations:
Investment Manager
Issuer


document_description: The document discusses the potential impact of new U.S. and European regulations on the financial services industry, particularly concerning asset-backed securities. It highlights the uncertainty and potential adverse effects on issuers and holders of securities due to changes in regulatory frameworks, accounting standards, and insolvency considerations under U.S. federal bankruptcy law.

key_locations:
United States
European Union

document_subtype: regulatory analysis

key_organizations:
U.S. Securities and Exchange Commission
Financial Accounting Standards Board
European Union


document_description: The document discusses various legal considerations related to securities, including lender liability, equitable subordination, insolvency considerations for non-U.S. issuers, and the lack of registration under the Securities Act and the Investment Company Act of 1940. It highlights potential legal risks and consequences for issuers and investors, such as claims of unfair conduct, insolvency risks in different jurisdictions, and the absence of certain investor protections due to non-registration.

key_locations:
United States
European jurisdictions

document_subtype: Legal considerations for securities


document_description: The document outlines the initial proposed capitalization and indebtedness of the Issuer as of the Closing Date, detailing the amounts for various classes of notes and shares. It also describes the use of proceeds from the issuance of securities.

key_locations: 10 East 40th Street, 10th Floor, New York, NY 10016

document_subtype: financial statement


document_description: The document outlines the concentration limits for the Issuer's commitment to purchase Collateral Obligations, specifying minimum and maximum limitations for various types of collateral.

document_subtype: financial


document_description: The document outlines the responsibilities and limitations of the Investment Manager in managing the Issuer's assets, including the disposal of unsaleable assets, consent to solicitations for extending maturity of collateral obligations, and reinvestment requirements during and after the Reinvestment Period.

document_subtype: Investment Management Agreement


document_description: This document outlines the reinvestment requirements and conditions for Collateral Obligations, including compliance with S&P ratings, purchase price conditions, and various tests such as the Collateral Quality Tests and Coverage Tests. It also details the conditions under which securities lending may occur.

document_subtype: contract

key_organizations:
S&P
Investment Manager
Trustee
Issuer


document_description: The document outlines the terms and conditions of Securities Lending Agreements, including limitations on the Aggregate Principal Balance of Collateral Obligations, requirements for Securities Lending Collateral, and actions to be taken if a Securities Lending Counterparty is downgraded by a Rating Agency. It also details the role of the Investment Manager and the responsibilities of the Issuer in maintaining compliance with rating requirements.

document_subtype: Securities Lending Agreement

key_organizations:
Issuer
Investment Manager
Securities Lending Counterparty
Rating Agency
Trustee


document_description: The document outlines the roles and responsibilities of the Investment Manager, ING Alternative Asset Management LLC, in managing the Issuer's investment portfolio. It details the Investment Management Agreement, potential conflicts of interest, and financial transactions related to the Closing Date. The document also provides background information on ING Alternative Asset Management LLC and its parent company, ING Group.

key_locations:
230 Park Avenue, New York, New York
Hartford, Connecticut
Atlanta, Georgia
Scottsdale, Arizona

document_subtype: memo

key_organizations:
ING Alternative Asset Management LLC
ING Group
ING Investment Management
ING Investment Management Americas
ING Senior Loan Group


document_description: The document is an offering memorandum detailing the investment process and restructuring plan of the ING Senior Loan Group, part of ING Group. It outlines the group's management of over $9 billion in assets, the planned divestment of ING's life insurance and investment management businesses, and the potential impacts of this restructuring. The document also describes the investment process, including macroeconomic research, industry analysis, and fundamental credit analysis, as well as the role of the Investment Committee in approving investments.

key_people:
Investment Committee
ING Senior Loan Group

key_locations: U.S. Europe Asia

document_subtype: Offering Memorandum

key_organizations:
ING Group
ING Senior Loan Group
European Commission


document_description: The document provides detailed professional profiles of four key team leaders in the ING Senior Loan Group: Mare Boatwright, Mark F. Haak, Charles LeMieux, and Michel Prince. It outlines their roles, responsibilities, and career histories, highlighting their expertise in various sectors and their contributions to ING's investment management efforts.

key_people:
Mare Boatwright
Mark F. Haak
Charles LeMieux
Michel Prince

key_locations:
Minneapolis, Minnesota
Chicago, Illinois
Phoenix, Arizona
Milwaukee, Wisconsin
Toulouse, France

document_subtype: professional profiles

key_organizations:
ING Senior Loan Group
ING Investment Management
Providence Capital
Andes Industries Inc.
VillagePhone LLC
Katten Muchin & Zavis
Nonvest Bank
Bank One
Ernst & Whinney
Rabobank International
The Fuji Bank


document_description: The document outlines the terms of issuance for various classes of notes and preferred shares by the Co-Issuers. It details the conditions for issuance, ratings requirements, security status, and payment priorities. The document also discusses the potential for additional issuance of securities under certain conditions.

document_subtype: Securities Issuance Terms


document_description: This document outlines the legal provisions and payment structures related to LIBOR determination, principal payments, post-acceleration payments, and dividends on preferred shares. It specifies the roles and responsibilities of the Calculation Agent, Trustee, and Fiscal Agent, as well as the conditions under which payments are made or withheld.

key_organizations:
Co-Issuers
Trustee
Investment Manager
DTC
Euroclear
Clearstream


document_description: The document outlines the order of distribution for Interest Proceeds and Principal Proceeds on each Distribution Date. It specifies the sequence of payments, including taxes, administrative expenses, reserve accounts, management fees, hedge agreements, and interest on various classes of notes. It also addresses conditions under which principal payments are made if coverage tests are not satisfied.

document_subtype: Priority of Payments

key_organizations:
Issuer
Co-Issuers
Trustee
Investment Manager
Hedge Counterparty


document_description: This document outlines the payment priorities and procedures for principal and interest proceeds related to various classes of rated notes. It includes provisions for special redemptions, reinvestment periods, and events of default. The document specifies the order of priority for payments, including taxes, administrative expenses, and investment management fees.

document_subtype: financial agreement


document_description: The Investment Management Agreement outlines the terms under which the Investment Manager will operate, including termination conditions, compensation structure, and amendment procedures. The agreement specifies the fees payable to the Investment Manager, including a senior management fee, subordinated management fee, and an incentive fee, all subject to the Priority of Payments. The agreement also allows for amendments under certain conditions and permits the Investment Manager to engage in transactions for its own account or for clients.

key_organizations: DIG Moody's S&P


document_description: The document outlines the roles and responsibilities of the Investment Manager, Trustee, Fiscal Agent, and Indenture Registrar in managing and distributing securities. It details the procedures for selling collateral obligations, maintaining business relationships, and indemnification provisions. The plan of distribution for securities is also described, including the roles of the Initial Purchaser and conditions for resale.

key_organizations: Credit Suisse Securities (Europe) Limited


document_description: The document outlines the representations and agreements made by the Initial Purchaser regarding the communication and underwriting of securities in compliance with various financial regulations in the UK, Ireland, and the European Economic Area. It specifies adherence to the FSMA, Irish Central Bank Acts, and the Prospectus Directive, among others.

key_locations:
United Kingdom
Ireland
European Economic Area

document_subtype: investment agreement

key_organizations:
Initial Purchaser
Co-Issuers
Irish Central Bank

reference_numbers:
S.I. No. 60 of 2007
Prospectus Directive 2003/71/EC
Market Abuse Directive 2003/6/EC


document_description: The document discusses the replacement of certificates for securities, compulsory sales of notes for non-compliance with FATCA, and the establishment of segregated trust accounts by the Trustee. It also outlines transfer and exchange restrictions under Rule 144A and Regulation S, advising investors to consult legal counsel before transactions.

document_subtype: financial securities document

key_organizations:
DTC
Eurocicar
Clcarstrcam
Co-Issuers
Issuer
Trustee
Fiscal Agent
Indenture Registrar
Share Registrar
Investment Manager


document_description: This document outlines the restrictions on the transfer of certain securities, specifying that they cannot be sold, pledged, or otherwise transferred except under specific conditions. These conditions include transfers to qualified purchasers or institutional buyers, in compliance with the Securities Act and Investment Company Act, and subject to certain conditions in the indenture. It also details the consequences of unauthorized transfers and the issuer's rights regarding ineligible holders.

document_subtype: securities transfer restrictions

reference_numbers:
Rule 144A
Regulation S
Section 2.5


document_description: The document outlines the representations and agreements required under the Fiscal Agency Agreement for the transfer of securities. It specifies conditions for Benefit Plan Investors and Controlling Persons in relation to ERISA Limited Securities, including transfer restrictions and indemnification clauses.

document_subtype: Fiscal Agency Agreement

key_organizations:
Issuer
Co-Issuer
Initial Purchaser
Investment Manager
Indenture Registrar
Share Registrar
Trustee
Fiscal Agent

reference_numbers: Section 4975(e)(1) of the Internal Revenue Code


document_description: This document outlines the obligations and representations of a Purchaser in relation to the acquisition, holding, and disposition of certain Securities. It includes compliance with ERISA and tax laws, transfer restrictions, and FATCA compliance requirements. The Purchaser must not be a member of the public in the Cayman Islands and agrees not to file for bankruptcy against the Issuer prematurely. Specific conditions apply to banks organized outside the U.S. acquiring ERISA Limited Securities.

key_locations:
Cayman Islands
United States

key_organizations:
Issuer
Trustee
Fiscal Agent
Purchaser
Co-Issuer
Tax Subsidiary


document_description: The document outlines the terms and conditions for the purchase of Notes and Preferred Shares, including compliance with FATCA, restrictions on sales in Japan, and representations required for purchasers of Rule 144A Global Securities.


document_description: The document outlines the transfer procedures for beneficial interests in Regulation S Global Securities and Definitive Securities. It specifies the requirements for transferors, including providing a Transfer Certificate and ensuring compliance with Rule 144A. The document also details the role of the Trustee and the Issuer in managing transfers and appointing transfer agents. It includes provisions for transfers between participants in DTC, Eureckar, and Clearstream, and the rights of the Issuer to manage Ineligible Holders.

document_subtype: Transfer Agreement

key_organizations:
Trustee
Issuer
Co-Issuer
Indenture Registrar
DTC
Eureckar
Clearstream


document_description: This document outlines the minimum authorized denominations for various classes of notes and preferred shares, as well as certain U.S. federal income tax and Cayman Islands tax considerations related to the purchase, ownership, and disposition of these securities. It includes a table detailing the minimum denominations for Regulation S Sales and Rule 144A Sales, and provides a notice regarding IRS Circular 230 compliance.

title: Authorized Denominations and Tax Considerations

key_locations:
United States
Cayman Islands

document_subtype: financial document

key_organizations:
Issuer
Co-Issuer
Trustee
Indenture Registrar
Fiscal Agent
Share Registrar
Internal Revenue Service


document_description: The document discusses tax considerations for securities, focusing on U.S. federal income tax and Cayman Islands tax implications. It outlines the responsibilities of the Co-Issuers regarding tax withholding and advises prospective purchasers to consult tax advisers. The document also details the tax treatment of the Issuer as a foreign corporation for U.S. tax purposes, including potential tax liabilities if considered engaged in U.S. trade or business.

key_locations:
United States
Cayman Islands
District of Columbia

document_subtype: tax considerations

key_organizations:
Co-Issuers
Issuer
Cleary Gottlieb Steen & Hamilton LLP


document_description: This document provides information on the tax treatment of U.S. holders of Rated Notes and Subordinated Securities, including potential capital gains, ordinary income recognition, and the implications of the Issuer being classified as a passive foreign investment company (PFIC). It discusses the potential tax consequences of different characterizations of Subordinated Securities as debt or equity and the impact of making a Qualified Electing Fund (QEF) election.

document_subtype: tax document


document_description: This document discusses the tax implications for U.S. shareholders holding Subordinated Securities in a Passive Foreign Investment Company (PFIC) or a Controlled Foreign Corporation (CFC). It covers the treatment of net capital gains, distributions, and the sale or disposition of such securities. The document also addresses the potential treatment of Subordinated Notes as debt under U.S. federal income tax regulations.


document_description: The document discusses the tax treatment of Subordinated Notes for U.S. and non-U.S. holders, including potential income tax characterization, unrelated business taxable income (UBTI) for tax-exempt U.S. holders, and withholding tax implications for non-U.S. holders. It also covers information reporting and backup withholding requirements, as well as reporting requirements for U.S. holders transferring property to foreign corporations.


document_description: The document discusses the implications of the U.S. Employee Retirement Income Security Act of 1974 (ERISA) on employee benefit plans and fiduciaries. It outlines the requirements for investment prudence and diversification, prohibited transactions, and potential penalties for non-compliance. The document also mentions exemptions and considerations for governmental, non-U.S., and certain church plans.

document_subtype: ERISA Considerations

key_organizations:
Co-Issuers
Initial Purchaser
Trustee
Collateral Administrator
Fiscal Agent
Investment Manager

reference_numbers:
Section 3(3)
Section 406
Section 4975
Section 408(b)(17)
Section 4975(dX20)
PTCE 91-38
PTCE 84-14
PTCE 95-60
PTCE 90-1
PTCE 96-23
Section 3(32)
Section 4(b)(4)
Section 3(33)


document_description: The document discusses the U.S. Department of Labor regulation, 29 C.F.R. Section 2510.3-101, which defines what constitutes the assets of a Plan with respect to its investment in an entity, particularly in relation to ERISA. It explains the conditions under which a Plan's assets include an equity interest in an entity and the implications for fiduciary responsibility. The document also outlines the Co-Issuers' intentions regarding the treatment of Rated Notes and Preferred Shares under the Plan Asset Regulation, and the limitations on equity participation by Benefit Plan Investors to avoid significant equity participation as defined by the regulation.

key_organizations:
U.S. Department of Labor
Co-Issuers


document_description: The document outlines the limitations and conditions for purchasing ERISA Limited Securities, including restrictions on Benefit Plan Investors and Controlling Persons. It also details the application for listing on the Irish Stock Exchange and related expenses, as well as the roles of various parties involved in the transaction.

key_locations:
European Union
Cayman Islands

document_subtype: Securities Offering Document

key_organizations:
Central Bank
Irish Stock Exchange
Maples and Calder


document_description: The document outlines the authorization and issuance of securities by the Issuer and Co-Issuer, including CUSIP numbers and ISINs for various classes of notes. Legal matters related to the securities are handled by Cleary Gottlieb Steen & Hamilton LLP and Maples and Calder.

key_locations:
Washington, D.C.
New York, New York
Cayman Islands

document_subtype: Securities Issuance

key_organizations:
Cleary Gottlieb Steen & Hamilton LLP
Maples and Calder


document_description: This document contains definitions and terms related to financial instruments, obligations, and criteria used in legal and financial contexts. It includes definitions for terms such as Aggregate Outstanding Amount, Aggregate Principal Balance, Applicable Break-Even Default Rate, and others. These terms are likely used in the context of financial agreements or legal contracts.

key_locations:
New York, New York
Houston, Texas


document_description: This document provides definitions and tests related to collateral obligations, excess amounts, and coverage tests for different classes of notes. It includes terms like Caa Collateral Obligation, CCC Collateral Obligation, and various coverage and overcollateralization tests for Class A and Class B notes.

document_subtype: financial definitions

key_organizations:
Moody's
S&P
Central Bank of Ireland


document_description: The document provides definitions for terms related to Collateral Obligations, including 'Current Pay Obligation', 'Current Portfolio', 'Defaulted Loaned Collateral Obligation', and 'Defaulted Obligation'. These definitions outline conditions under which obligations are considered current or defaulted, including payment status, bankruptcy proceedings, and credit ratings.

document_subtype: legal definitions

key_organizations: Moody's S&P


document_description: The document provides definitions and conditions related to financial obligations and securities, including terms like Defaulted Obligations, Definitive Security, Delayed Funding Loan, Designated Maturity, DIP Loan, and Discount Obligation. It outlines specific criteria and conditions under which these financial instruments are categorized and managed.


document_description: The document outlines various financial terms and conditions related to Collateral Obligations, including definitions for Discount Obligation, Dissolution Expenses, Distressed Exchange Offer, Diversity Test, Due Period, Effective Date, and Effective Date Moody's Condition. It specifies criteria for determining Discount Obligations, expenses related to dissolution, conditions for distressed exchange offers, and the calculation of diversity scores. It also details the effective date conditions and requirements for Moody's conditions.

document_subtype: contract

key_organizations:
Moody's
Investment Manager
Collateral Administrator


document_description: This document contains definitions and terms related to financial agreements and compliance, including definitions for 'Excepted Company', 'Excess Interest', 'FATCA Compliance', 'Finance Lease', and others. It outlines specific financial and legal terms used in agreements, such as Fiscal Agency Agreement, Floating Rate Notes, and Global Security.

key_organizations:
Moody's
Standard & Poor's
U.S. Internal Revenue Service


document_description: This document contains legal definitions related to financial instruments and agreements, including terms like 'Minimum Weighted Average Spread', 'Moody's Weighted Average Recovery Rate', 'Offer', and others. These definitions are likely part of a larger legal or financial agreement.


document_description: This document contains definitions and terms related to financial instruments and obligations, such as Participation, Permissible Replacement Collateral Obligation, PIK Securities, and Pre-Funded Letter of Credit. It outlines the conditions and requirements for these financial instruments within a credit facility.


document_description: This document contains legal definitions and terms related to financial transactions, collateral obligations, and securities. It includes definitions for terms such as 'Proposed Portfolio,' 'Prospectus,' 'Qualified Institutional Buyer,' and 'Recovery Approved Country.' The document outlines the conditions and entities involved in financial agreements and transactions, including the roles of rating agencies and the criteria for qualified purchasers.

key_locations:
Australia
Austria
Belgium
Canada
Denmark
Finland
France
Germany
Iceland
Ireland
Liechtenstein
Luxembourg
Netherlands
New Zealand
Norway
Spain
Sweden
Switzerland
United Kingdom
United States

document_subtype: legal definitions and terms

key_organizations:
Moody's
S&P
Irish Stock Exchange


document_description: The document outlines various financial terms and tests related to Collateral Obligations, including definitions for Unscheduled Principal Payments, Voting Rights, Weighted Average Life Test, Weighted Average Moody's Rating Factor, and Weighted Average Rating Factor Test. It includes a table specifying the weighted average life for different dates.

document_subtype: financial terms and tests


document_description: The document outlines the criteria for the Weighted Average Recovery Rate Test and the Weighted Average Spread in relation to Collateral Obligations and LIBOR.

document_subtype: financial agreement


document_description: This document outlines the methodology for determining the Moody's Equivalent Senior Unsecured Rating for a Collateral Obligation and its Obligor. It specifies the order of priority for using various ratings, including Assigned Moody's Ratings, Issuer Ratings, and Corporate Family Ratings, as well as ratings from S&P.


document_description: The document outlines the determination of Moody's Obligation Rating for Collateral Obligations, including the order of priority for different types of obligations such as non-senior secured loans, DIP loans, and others. It also addresses adjustments to ratings under review for possible downgrade or upgrade and provides guidance on using alternative rating agencies if Moody's ceases to provide rating services.

key_organizations:
Moody's
Investment Manager
Issuer
Trustee


document_description: The document outlines the calculation of Moody's Spread Modifier based on the Moody's Weighted Average Recovery Rate. It specifies different conditions and corresponding values for the modifier. Additionally, it defines the term 'Obligor' as the issuer of a Bond or the obligor under a Loan.

document_type: other


document_description: The document contains two tables related to asset recovery ratings and credit ratings. Table I outlines the notches required to derive ratings from issue ratings based on asset-specific recovery ratings. Table 2 provides a list of credit ratings and their corresponding points. The document also mentions procedures if S&P ceases to provide rating services, allowing for alternative rating agencies to be used.


document_description: The document outlines the S&P Recovery Rate determination process for Collateral Obligations based on S&P Asset Specific Recovery Ratings. It includes tables for recovery rates across different note rating categories.

document_subtype: financial


document_description: The document provides a table of S&P Tiered Corporate Recovery Rates categorized by asset class and class of notes. It includes recovery rates for different groups and note rating categories such as AAA, AA, A, BBB, BB, and B/CCC. The groups are divided based on geographical regions.


document_description: This document is an index of defined terms with corresponding page numbers. It includes terms related to financial and legal concepts such as 'Accredited Investor', 'Additional Equity Issuance', 'Administration Agreement', and others. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: index


document_description: This document is an offering memorandum containing various financial terms and conditions related to securities, redemption, and collateral obligations. It includes details on ordinary shares, overcollateralization, PIK securities, and redemption financing among others.

title: Offering Memorandum

document_subtype: Offering Memorandum


document_description: The document is a table containing various financial and legal terms along with associated numerical values. It appears to be related to financial securities, regulations, and agreements.


document_description: This document is a valuation statement from Deutsche Bank Group as of February 5, 2019. It provides the bank's economic assessment of transactions or instruments, which may include model prices, external sources, market prices, and internal records. The statement includes disclaimers about the potential for changes in valuation methodology and the impact of market conditions on valuations.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement


document_description: The document is a daily deposit report detailing large, zero, and negative balances for account number 35269691 belonging to Jeffrey Epstein with a balance of $839,131.97.

title: RM0082289 Daily Deposit Report

document_subtype: Daily Deposit Report


document_description: A redacted financial statement or ledger for Jeffrey Epstein, indicating a balance of $5,947,421.26 as of 02/26/19. The document mentions large, zero, and negative balances, with visual elements likely representing transaction details.

document_subtype: financial statement


document_description: A financial document listing entities and amounts associated with Ashley Holdings Inc, Keyhole Partners, LLC, and individuals Mara Wagner and Leah Kubis. It includes large monetary figures and a contact email for assistance.

key_people:
Mara Wagner
Leah Kubis

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC


document_description: The document is a daily deposit report dated March 29, 2019, listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Mara Wagner
Leah Kubis
Gabrielle E. Wanek

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
Dege, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd


document_description: Overdraft notice from Deutsche Bank Trust Co. Americas for Zorro Management, LLC (House Account) associated with Jeffrey E. Epstein, indicating an overdraft of $1,226.83 as of April 1, 2019. The notice requests a deposit to cover the overdraft and mentions a fee deduction for handling returned items.

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, USVI

document_subtype: overdraft notice

key_organizations:
Deutsche Bank Trust Co. Americas
Zorro Management, LLC


document_description: This document is an indenture agreement dated January 18, 2007, between Clear Lake CLO, Ltd. (Issuer), Clear Lake CLO, Corp. (Co-Issuer), and Wells Fargo Bank, National Association (Trustee) concerning collateralized loan obligations.

title: Clear Lake CLO Indenture

document_subtype: indenture

key_organizations:
Clear Lake CLO, Ltd.
Clear Lake CLO, Corp.
Wells Fargo Bank, National Association


document_description: This document is a table of contents for a legal or financial document, detailing various sections and articles related to securities, conditions precedent, and satisfaction and discharge of indenture.

document_subtype: table of contents


document_description: This document is a table of contents for a legal or financial document, detailing sections related to redemption of notes, accounts, application of monies, sale and purchase of collateral obligations, noteholders' relations, and miscellaneous provisions.

document_subtype: Table of Contents


document_description: The document contains a list of schedules and exhibits related to financial instruments and legal opinions. It includes forms for notes, transfer and exchange certificates, and various legal opinions.

key_organizations:
Moody's
S&P
Cleary Gottlieb Steen & Hamilton LLP
Walkers
Trustee Counsel
Collateral Manager Counsel


document_description: This document is an Indenture dated January 18, 2007, among Clear Lake CLO, Ltd., Clear Lake CLO, Corp., and Wells Fargo Bank, National Association, as trustee. It outlines the terms for the issuance of securities and the granting of collateral to the trustee for the benefit of noteholders and other secured parties.

title: Indenture Agreement

key_locations:
Cayman Islands
State of Delaware

document_subtype: Indenture


document_description: This document outlines various definitions and agreements related to financial and administrative operations, including terms like 'Account Agreement,' 'Accountants' Certificate,' 'Accredited Investor,' and 'Administration Agreement.' It specifies roles and responsibilities of entities like the Issuer, Administrator, and Trustee, and details the order of priority for administrative expenses.

key_organizations:
Issuer
Collateral Manager
Administrator
Trustee
Walkers SPV Limited


document_description: This document contains definitions and terms related to financial securities, including concepts like Aggregate Principal Amount, Aggregate Principal Balance, and Applicable Advance Rate. It also includes a table detailing the Applicable Advance Rate for different types of collateral obligations based on Moody's ratings and market value.

document_subtype: financial glossary and terms


document_description: This document contains definitions and terms related to securities, including roles such as Authenticating Agent, Authorized Officer, and Bank. It also defines terms like Bankruptcy Code, Benefit Plan Investor, and Board of Directors. The document outlines the responsibilities and authorities of various parties involved in securities transactions.

document_subtype: contract

reference_numbers:
29 C.F.R. Section 2510.3-101(O(2)
Section 3(42) of ERISA


document_description: The document outlines terms related to the Priority of Payments, definitions of business days, and classifications of collateral obligations in a financial agreement. It includes definitions for terms such as 'Business Day', 'Cu Collateral Obligation', 'Caa Excess', and 'CCC Excess'.

key_locations:
New York City
Dublin, Ireland


document_description: This document outlines the terms and definitions related to Class C and Class D Notes, including coverage tests, interest amounts, interest rates, and clearing agencies. It specifies the characteristics of the notes and the applicable interest calculations based on LIBOR and specified spreads. The document also defines terms related to clearing agencies and corporations, and references the United States Internal Revenue Code.

key_organizations:
Clearstream Banking
DTC
Euroclear


document_description: This document outlines definitions and agreements related to the Co-Issuer, Collateral, and related entities and agreements. It includes definitions for terms such as Co-Issuer, Collateral, Collateral Administration Agreement, Collateral Manager, and Collateral Obligation, among others.


document_description: This document outlines various conditions and requirements for obligations related to payments, tax implications, domicile, credit ratings, and other financial terms. It specifies criteria for obligations such as Revolving Loans, Term Loans, Synthetic Securities, and Structured Finance Obligations, ensuring compliance with U.S. federal income tax laws and credit rating standards.


document_description: The document outlines conditions under which various financial obligations are considered defaulted or deferred. It includes definitions for terms such as 'Deferred Interest', 'Deferred Interest Notes', 'Deferring PIK Obligation', and 'Definitive Note'. The document specifies criteria for default in loans, participation interests, structured finance obligations, and synthetic securities.

key_organizations: S&P Moody's


document_description: The document outlines procedures for handling various types of securities and financial assets by a Securities Intermediary. It includes instructions for certificated and uncertificated securities, clearing corporation securities, financial assets in book-entry form, cash, and general intangibles. The document also addresses participation interests in loans.


document_description: This document outlines various financial and legal definitions and terms related to deposit accounts, securities accounts, deliverable obligations, depositaries, determination dates, DIP loans, diversity scores, and domicile. It includes specific conditions and requirements for each term, particularly in the context of U.S. law and financial regulations.

key_organizations: DTC Euroclear Clearstream Moody's S&P


document_description: The document outlines definitions and terms related to financial securities and investments, including restrictions on Eligible Investments, definitions of financial terms like 'EOD Ratio' and 'F-quitv Security', and details about the 'Excel Default Model Input File' which contains information on Collateral Obligations.

key_organizations:
Euroclear Bank S.A/N.V.
S&P


document_description: This document contains definitions and terms related to a financial contract, including terms like 'Excess', 'Exchange Act', 'Exchange Date', 'Excluded Property', 'Expense Cap Amount', 'Expense Reserve', 'Expense Reserve Account', 'Federal Reserve Board', 'Fee Basis Amount', 'Financial Asset', 'Financing Statements', 'First Lien Loan', and 'Form-Approved Synthetic Security'.

key_organizations:
Federal Reserve Board
Moody's
S&P


document_description: A table showing the Weighted Average Rating Factor based on Diversity Score WAS for various years. It includes definitions for 'Minimum Adjusted Spread' and 'Spread Modifier' based on Moody's Weighted Average Recovery Rate.

document_subtype: financial table


document_description: This document contains definitions and clauses related to financial instruments and agreements, including terms like Gross Excess Coupon, Gross Excess Spread, Holder, Incentive Management Fee, and others. It outlines the conditions and calculations for various financial metrics and fees.


document_description: This document contains definitions and terms related to financial instruments and obligations, including definitions for Independent Accountants, Index Maturity, Initial Collateral Obligations, and Interest Coverage Ratio. It outlines the roles and responsibilities of various parties, including the Initial Purchaser and the Trustee, and specifies conditions for interest payments and coverage tests.

key_organizations: American Institute of Certified Public Accountants


document_description: The document outlines financial terms related to 'Interest Proceeds' and 'Interim Targets' for a collection period. It includes definitions and conditions for interest proceeds and a table of interim financial targets.


document_description: This document contains legal definitions related to financial instruments and obligations, including terms such as 'Margin Stock', 'Market Value', 'Maturity', 'Maturity Date', 'Measurement Date', 'Memorandum and Articles', 'Merging Entity', and 'Minimum Redemption Amount'. These definitions are likely part of a larger legal or financial agreement.

document_subtype: legal definitions


document_description: The document outlines the methodology for determining Moody's Default Probability Rating and Moody's Equivalent Senior Unsecured Rating for various types of Collateral Obligations. It specifies the order of priority for ratings based on the type of loan or bond and the presence of Moody's ratings. Adjustments to ratings are also mentioned if they are on watch for downgrade or upgrade.


document_description: The document contains a table of Moody's ratings and their corresponding rating factors. It also includes explanations for determining the Weighted Average Rating, Moody's Recovery Amount, and Moody's Recovery Rate for Collateral Obligations.

document_subtype: financial ratings table


document_description: The document contains a table showing the percentage differences between Moody's Obligation Rating and Moody's Default Probability Rating for different types of loans and bonds. It also includes definitions and conditions for Moody's Senior Secured Loans.

document_subtype: financial data


document_description: The document outlines the conditions under which a loan is secured by a second priority perfected security interest or lien, the adequacy of the collateral, and the Moody's Structured Finance Recovery Rates for Collateralized Debt Obligations based on the diversity score and initial rating of the underlying asset.

document_subtype: financial document


document_description: This document provides a table detailing the initial rating of underlying assets for Low Diversity Collateralized Debt Obligations, along with definitions of financial terms such as Moody's Weighted Average Recovery Rate, Non-Call Period, Non-Permitted ERISA Holder, Noteholder, Note Interest Amount, Note Interest Rate, and Note Payment Sequence.

document_subtype: financial


document_description: This document outlines the terms related to the redemption and payment of various classes of notes (Class B, C, and D) under an indenture agreement. It includes definitions for terms such as 'Notes', 'Notice of Default', 'Obligor', 'OC Numerator', 'Offer', 'Offering', 'Offering Circular', and 'Officer'. The document is related to the offering of securities as per the Offering Circular dated January 17, 2007.


document_description: This document outlines definitions and terms related to a financial agreement, including definitions for terms such as 'Permanent Regulation S Global Security', 'Person', 'PIK Obligation', 'Placement Agency Agreement', 'Placement Agent', 'Plan', 'Pledged Obligations', 'Pledgor Counterparty', and 'Portfolio Profile Test'. It specifies the agreement between the Issuer and the Placement Agent, Citigroup Global Markets Inc., for the placement of Income Notes.

title: Placement Agency Agreement


document_description: This document outlines various financial constraints and limits related to Collateral Principal Amounts, including restrictions based on country groupings, domicile of obligors, types of loans, interest rates, and industry classifications.


document_description: The document outlines the definitions and conditions related to the pricing source and principal balance for collateral obligations, eligible investments, and revolving loans. It specifies how principal balances are calculated for different types of obligations, including synthetic securities, equity securities, deferring PIK obligations, deep discount collateral obligations, defaulted obligations, and obligations without a first priority perfected security interest.

key_organizations:
Loan Pricing Corporation
Markit Group Limited


document_description: This document contains definitions and terms related to a financial agreement, including terms like Principal Collection Subaccount, Principal Financed Accrued Interest, and Purchase Agreement. It outlines the hierarchy of payments and classifications of notes, as well as definitions for Qualified Institutional Buyer and Qualified Purchaser.


document_description: This document contains definitions and terms related to financial instruments and agreements, such as LIBOR determination, reference entities, obligations, and securities. It also outlines specific periods and conditions related to reinvestment and coverage ratios.


document_description: The document contains financial ratios for different classes and definitions related to financial instruments and agreements.

key_organizations:
Standard & Poor's
The McGraw-Hill Companies, Inc.


document_description: The document outlines the definitions and methodologies for determining S&P ratings for various financial obligations, including Defaulted Obligations, Deferring PIK Obligations, and Collateral Obligations. It specifies how S&P Collateral Value and S&P Industry Classification are determined, and provides a detailed explanation of how S&P Ratings are assigned based on issuer credit ratings, senior secured obligations, and other factors.


document_description: This document outlines the procedures for assigning S&P credit ratings to Collateral Obligations when they are not rated by S&P or Moody's. It details the conditions under which the Collateral Manager may apply for a credit rating estimate from S&P and the default ratings to be applied in the interim. It also specifies the requirements for requesting credit estimates and the impact of credit watch lists on ratings.


document_description: This document contains definitions and terms related to financial securities and obligations, including Senior Management Fee, Senior Notes, Special Redemption, Step-up Obligation, Structured Finance Obligation, and Subordinated Lien Loan. It outlines the conditions and characteristics of these financial instruments.


document_description: This document contains definitions and terms related to synthetic securities, tax implications, and roles within a financial agreement. It includes definitions for terms such as 'Synthetic Security Counterparty', 'Tax Advantaged Jurisdiction', and 'Trust Officer'.

key_locations:
Cayman Islands
Bermuda
Netherlands Antilles
Channel Islands


document_description: This document contains definitions and terms related to an Indenture, including terms like Trustee, UCC, Uncertificated Security, Unfunded Commitment, and others. It outlines financial terms and conditions related to loans, securities, and obligations.


document_description: The document outlines the provisions related to the issuance and management of Global Securities and Certificated Notes under an Indenture. It includes details on adjustments to the principal amount, issuance of Certificated Notes to U.S. persons, book-entry provisions for Global Securities, and the conditions under which Definitive Notes may be issued. The document also specifies the authorized amount, maturity date, and denominations of the Securities.

key_organizations: DTC Euroclear Clearstream


document_description: This document contains a table detailing financial information related to various classes of notes, including principal amounts, maturity dates, interest rates, and ratings. It also includes sections on the issuance and execution of securities.


document_description: This document outlines the terms and conditions for the registration, transfer, and exchange of securities issued by the Co-Issuers. It specifies the procedures for surrendering securities for registration of transfer or exchange, the execution and authentication of new securities, and the conditions under which securities can be sold or transferred. It also details the exemptions from registration requirements under the Securities Act and applicable state and foreign securities laws.

key_organizations: Co-Issuers Trustee Registrar


document_description: This document outlines the conditions and restrictions on the transfer of Income Notes and Class D Notes, particularly concerning Benefit Plan Investors and compliance with various securities laws. It specifies the responsibilities of the Trustee in monitoring these transfers and the conditions under which Global Securities can be transferred.


document_description: The document outlines the procedures for exchanging interests in Global Securities, including Rule 144A Global Securities and Regulation S Global Securities. It specifies the conditions under which these securities can be exchanged, transferred, or converted, particularly focusing on Qualified Institutional Buyers, Qualified Purchasers, and compliance with Rule 144A and Regulation S under the Securities Act.

document_subtype: Securities Exchange Agreement


document_description: This document outlines the terms and conditions for the transfer, exchange, or replacement of securities, including the requirements for removing legends on securities and the representations and agreements required from investors and transferees of Rule 144A Global Notes.


document_description: The document outlines the acknowledgments and representations made by investors in securities, emphasizing the lack of governmental endorsement, the involvement of various service providers, and the risks associated with the investment. It also details the reliance on Regulation S for the sale of notes and the conditions under which beneficial interests in notes must be held and transferred.

key_organizations:
Co-Issuers
Trustee
Collateral Manager
Initial Purchaser
Placement Agent
Collateral Administrator


document_description: The document outlines the transfer restrictions and conditions for holding and transferring Income Notes. It specifies compliance with the Securities Act and applicable state laws, and details the qualifications required for purchasers and transferees. It also addresses prohibited transactions under ERISA and the Code, and includes indemnification clauses for the Issuer and related parties.

key_organizations:
Issuer
Trustee
Initial Purchaser
Placement Agent
Collateral Manager


document_description: The document outlines the conditions and representations related to the holding and transfer of Income Notes under a specific Indenture. It details the consequences of false representations by holders, including the potential forced sale of their interests. It also specifies compliance requirements with Regulation S and U.S. securities laws, and the tax treatment of the Issuer. The document emphasizes the need for holders to comply with specific transfer conditions and acknowledges the representation of Notes through Temporary and Permanent Regulation S Global Securities.

key_organizations: Issuer Trustee Euroclear Clearstream


document_description: This document outlines the procedures for handling mutilated, defaced, destroyed, lost, or stolen securities, including the issuance of new securities and the payment of principal and interest. It specifies the rights and obligations of the Applicable Issuers, Trustee, and Transfer Agent, and details the accrual and payment of interest on Senior Notes and Income Notes, including provisions for Deferred Interest.


document_description: The document outlines the conditions under which Global Securities can be exchanged for Definitive Notes, including events of default and transfer restrictions. It also addresses the transfer of beneficial interests in Global Securities to non-permitted holders.

key_locations: Borough of Manhattan, the City of New York

key_organizations: DTC Co-Issuers

reference_numbers:
Section 2.11
Section 2.12
Rule 144A


document_description: This document outlines the conditions and certifications required for the authentication and delivery of securities, including officer and accountant certificates, collateral management agreements, and the grant of collateral obligations. It ensures all representations and warranties are true as of the closing date.

key_people:
Issuer
Authorized Officer


document_description: This document outlines the terms and conditions related to the granting of security interests in collateral obligations by the Issuer to the Trustee. It includes provisions for the establishment of accounts, deposit of funds, and custodianship of collateral obligations and eligible investments. The document also references rating letters confirming the ratings of senior notes and specifies the amounts to be deposited into various accounts from the issuance of notes.

key_organizations:
Issuer
Trustee
Rating Agency
Collateral Manager


document_description: The document outlines the obligations and representations concerning collateral in a legal agreement. It specifies the security interests, ownership, and conditions related to the collateral, ensuring that the trustee holds a valid security interest in favor of the secured parties. The document also details the types of collateral involved and the legal compliance required for their transfer.

key_organizations:
Trustee
Issuer
Secured Parties
S&P


document_description: This document outlines the conditions for the satisfaction and discharge of an Indenture, including the delivery and cancellation of securities, payment of sums due, and the provision of certificates and opinions by the Co-Issuers. It also specifies the rights and obligations that survive the discharge of the Indenture.


document_description: This document outlines the conditions under which an Event of Default is triggered for the Co-Issuers under the Indenture. It includes various scenarios such as failure to perform covenants, bankruptcy proceedings, and failure to maintain financial ratios.

document_subtype: Event of Default Clause


document_description: This section outlines the conditions under which the maturity of notes can be accelerated due to an Event of Default, and the conditions under which such acceleration can be rescinded and annulled. It specifies the roles of the Trustee and the Requisite Noteholders in these processes.


document_description: This section outlines the Trustee's rights and responsibilities in the event of a default by the Issuer or Co-Issuer. It details the Trustee's authority to initiate proceedings to protect and enforce the rights of the Noteholders, including filing claims in bankruptcy or insolvency proceedings, voting on behalf of Noteholders, and collecting payments. The Trustee is also entitled to reasonable compensation and reimbursement for expenses incurred, except in cases of negligence or bad faith.

key_people:
Trustee
Requisite Noteholders

document_subtype: Indenture Enforcement Clause

key_organizations: Issuer Co-Issuer


document_description: The document outlines the limitations and powers of the Trustee in relation to the Notes, particularly in the event of default. It specifies that the Trustee cannot authorize or consent to any reorganization plan affecting the Notes without specific provisions. It also details the remedies available to the Trustee if an Event of Default occurs, including instituting proceedings for collection, selling collateral, and exercising secured party remedies under the UCC, subject to certain conditions.


document_description: This document outlines the rights and limitations of the Trustee and Note Holders under the Indenture. It specifies the application of cash collected by the Trustee, limitations on suits by Note Holders, and the Trustee's discretion in case of conflicting requests from Note Holders.


document_description: This document outlines the rights and remedies of Noteholders and the Trustee under an Indenture agreement. It specifies conditions under which Noteholders can seek remedies, the unconditional rights to receive payments, restoration of rights after proceedings, cumulative rights and remedies, and the impact of delays or omissions on rights and remedies.


document_description: The document outlines the Trustee's rights and responsibilities in connection with the sale of collateral, including handling unregistered securities and executing conveyance instruments. It also details the Trustee's duties during an Event of Default and the conditions under which the Trustee can rely on certificates or opinions.


document_description: This document outlines the responsibilities and liabilities of the Trustee under the Indenture agreement. It specifies the conditions under which the Trustee must act, the limitations of its liability, and the circumstances under which it is not required to expend its own funds. It also details the Trustee's obligations in the event of a default and the conditions under which it is deemed to have notice of such events.

key_people:
Trustee
Collateral Manager
Noteholders

reference_numbers:
Section 6.1
Section 5.1
Section I I.1(a)(iXA)
Section 6.7(a)


document_description: This document outlines the responsibilities and rights of the Trustee in the event of a Default or Event of Default under the Indenture. It specifies the Trustee's obligations to notify relevant parties of any known Defaults and the protections afforded to the Trustee when acting in good faith based on certain documents and advice.

key_organizations:
Issuer
Co-Issuer
Collateral Manager
Irish Stock Exchange
S&P


document_description: This document outlines the obligations and limitations of the Trustee under the Indenture agreement. It specifies that the Trustee is not obligated to act on requests from Securityholders unless indemnified, is not required to investigate documents unless directed by a majority, and can execute powers through agents. The Trustee is not liable for actions taken in good faith, is not required to verify reports unless specified, and is not responsible for actions of non-affiliated entities.

key_organizations:
Trustee
Securityholders
Co-Issuers
Collateral Manager
Rating Agency
Issuer


document_description: This document outlines the responsibilities and limitations of the Trustee in relation to the Securities and the Indenture. It specifies that the Trustee is not responsible for the recitals or the issuance of the Securities, may hold Securities, and is not liable for interest on cash held in trust unless agreed otherwise. It also details the compensation and reimbursement terms for the Trustee's services.

key_organizations:
Trustee
Co-Issuers
Applicable Issuers


document_description: This document outlines the responsibilities and compensation of the Trustee in relation to the administration of a trust. It includes provisions for indemnification, compensation, and eligibility requirements for the Trustee. The Trustee is indemnified against losses incurred without negligence or misconduct and is entitled to reasonable compensation and expenses. The Trustee must be an independent organization with a minimum capital and surplus, and it agrees not to file for bankruptcy against the Co-Issuers for non-payment for a specified period.

document_subtype: Trust Indenture

key_organizations:
Trustee
Collateral Manager


document_description: The document outlines the duties and responsibilities of a Trustee, including the handling of co-trustee resignations, liability limitations, and procedures for delayed payments of pledged obligations. It also covers the appointment of Authenticating Agents for securities authentication.

document_subtype: Trustee Duties and Responsibilities


document_description: The document outlines the responsibilities of the Issuer and Co-Issuer under the Indenture, including maintaining corporate formalities, ensuring separate existence, and protecting collateral. It specifies actions to maintain the security interest of the Trustee in the Collateral and to prevent consolidation in insolvency proceedings.

key_organizations:
Issuer
Co-Issuer
Trustee
Secured Parties


document_description: The document outlines the responsibilities of the Issuer and Trustee regarding the management and security of the Collateral. It includes provisions for tax payments, registration of the Indenture, and the filing of necessary statements. The Trustee is designated as the Issuer's agent for certain actions, and opinions of counsel are required annually to confirm the security interest's effectiveness.


document_description: The document outlines the obligations and restrictions of the Applicable Issuers under the Collateral Management Agreement and the Indenture. It specifies the conditions under which the Applicable Issuers can contract with other parties for performance of obligations, and details negative covenants restricting certain actions by the Issuer and Co-Issuer.

key_organizations:
Applicable Issuers
Collateral Manager
Trustee
Collateral Administrator


document_description: The document outlines the responsibilities of the Calculation Agent in determining and communicating the Note Interest Rate and Note Interest Amount for Senior Notes, as well as certain tax matters related to the Issuer and Income Notes.

key_organizations:
Calculation Agent
Co-Issuers
Trustee
Paying Agent
Collateral Manager
Euroclear
Clearstream
Irish Stock Exchange
Issuer
Independent Accountants
Registrar


document_description: This document outlines the responsibilities of the Issuer and Co-Issuer regarding tax filings and compliance with U.S. federal income tax laws. It includes provisions for filing tax returns, providing information to holders of income notes, and restrictions on asset ownership and activities to avoid U.S. federal income tax. Additionally, it details actions to be taken by DTC in connection with Global Securities, including security descriptors and delivery order tickets.

key_organizations: Issuer Co-Issuer DTC


document_description: The document outlines the obligations of the Issuer regarding the Rule 144A Global Securities, including requests to DTC and third-party vendors, and the management of CUSIP or CINS numbers. It also details the Issuer's responsibilities during the Ramp-Up Period, including purchasing Collateral Obligations, meeting Interim Targets, and providing reports to Rating Agencies.

key_organizations:
DTC
Bloomberg, L.P.


document_description: The document outlines the procedures and conditions under which supplemental indentures can be executed with or without the consent of the holders of notes. It specifies the requirements for obtaining consent from rating agencies and noteholders, and the limitations on modifications that can be made to the indenture without unanimous consent from affected security holders.

document_subtype: Supplemental Indenture

key_organizations:
Co-Issuers
Trustee
Collateral Manager
Rating Agency


document_description: This document outlines the provisions for modifying the Priority of Payments or definitions related to securities, requiring prior notice to Rating Agencies and consent from Holders of Senior Notes. It details the process for executing supplemental indentures, including obtaining Rating Agency confirmation and notifying Noteholders. The Trustee's role and responsibilities in determining the impact of changes on Noteholders are also described.