document_description: Application for opening a business deposit account for Mort, Inc with Deutsche Bank Trust Company Americas. The application includes details such as the entity name, taxpayer ID, mailing address, and account preferences including checking and money market deposit accounts.

key_organizations:
Deutsche Bank Trust Company Americas
Mort, Inc


source: doj

document_description: This document outlines the customer identification policy required by Federal law to combat terrorism and money laundering. It details the obligations of financial institutions to verify and record customer information, including identity, address, and source of funds. It also covers the terms for ATM/Debit card use, Internet Banking Services, and the handling of verbal instructions. Non-U.S. organizations are reminded of their tax and compliance responsibilities. The document includes a section for acknowledgment of receipt of privacy notices and terms and conditions for deposit accounts.

document_type: financial

document_subtype: Notice of Customer Identification Policy


document_description: This document is an acceptance of a bank application by DBTCA. It includes signatures from authorized signers and bank officials, confirming the acceptance of the application.

key_people:
Amanda Kirby
Stewart Oldfield

document_subtype: bank application acceptance


document_description: Application for opening a business deposit account for LSJE, LLC with Deutsche Bank Trust Company Americas. The account includes a checking account and a money market deposit. The application also includes internet banking services and duplicate statement options.

title: Deutsche Bank Trust Company Americas Business Deposit Account Opening Application

document_subtype: Bank Account Application

key_organizations:
Deutsche Bank Trust Company Americas
LSJE, LLC


document_description: The document outlines the requirements for customer identification and anti-money laundering policies as per federal law. It includes information on the need for financial institutions to verify customer identities, the obligations of asset management firms and clients, and the terms for ATM/Debit and Internet Banking services. It also covers the responsibilities of non-U.S. organizations regarding tax and compliance, and the terms and conditions for deposit accounts.

title: Notice of Customer Identification Policy

document_type: correspondence

document_subtype: Notice


document_description: This document is an acceptance form for a financial application subject to acceptance by DBTCA. It includes signatures from authorized signers and bank associates, along with acceptance details by DBTCA.

key_people:
Daven fre
Amanda Kirby
Paul Morris

document_subtype: bank acceptance document


document_description: This document is a business deposit account opening application for Gratitude America, Ltd. with Deutsche Bank Trust Company Americas. It includes details such as the account title, date of incorporation, entity name, taxpayer ID, mailing and legal addresses, client relationship type, and selected banking services.

document_subtype: Business Deposit Account Opening Application

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America, Ltd.


document_description: This document outlines the customer identification policy required by Federal law to combat terrorism and money laundering. It details the information financial institutions must collect from clients, including identity verification and documentation requirements. It also covers terms for ATM/Debit services, Internet Banking Services, and instructions via telephone, facsimile, or email. Additionally, it addresses tax and compliance responsibilities for non-U.S. organizations.


document_description: This document is an acceptance form for a bank application subject to acceptance by DBTCA. It includes signatures from authorized signers and bank officials, along with review and acceptance details.

key_people:
Amanda Kirby
Paul Morris


document_description: Application for opening a business deposit account for Darren K. Indyke PLLC Attorney Trust Account with Deutsche Bank Trust Company Americas.

key_locations: 575 Lexington Avenue, New York, NY 10022

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: The document outlines the customer identification policy required by federal law to combat terrorism and money laundering. It details the information required from customers, including name, address, and identification documents. It also covers the obligations of asset management firms and clients in providing information and documentation. The document includes terms for ATM/Debit and Internet Banking services, acknowledgment of receipt of privacy notice, and instructions for verbal communication. It also addresses tax and compliance responsibilities for non-U.S. organizations.


document_description: An application subject to acceptance by DSTCA, reviewed by an authorized signer, Dr. K. Dealer, and accepted by DBTCA.

key_people:
Dr. K. Dealer
Filmanda Kroy

key_organizations: DSTCA DBTCA


document_description: Application for opening a business deposit account for Darren K. Indyke PLLC Attorney Trust Account with Deutsche Bank Trust Company Americas. The account is classified as an Attorney Escrow Account under a Limited Liability Company (LLC).


document_description: Notice of Customer Identification Policy outlining requirements for financial institutions to verify customer identities to combat terrorism and money laundering. Includes information on ATM/Debit services, Internet Banking Services, and responsibilities for non-U.S. organizations regarding tax and compliance. Acknowledgement of receipt of privacy notice and terms and conditions for deposit accounts are also included.

document_subtype: notice


document_description: This document appears to be an acceptance form related to an application subject to acceptance by DSTCA. It includes signatures and review information.


document_description: This document is a checklist for opening a U.S. Individual/Joint Client Custody Account at Deutsche Bank for Jeffrey Epstein. It includes account details, sweep choices, required documentation, and verification signatures.

title: Checklist for U.S. Individual/Joint Client Custody Account

key_people:
Jeffrey Epstein
Arthur Tendler
Paul Morris
Katy Cheng
Scott Goebel
Barry Morris
Josh Rosen

key_locations: 80 Wall Street, Floor 27, New York, NY 10005

document_subtype: Account Opening Checklist

key_organizations:
Deutsche Bank
DeAM, Inc.
Reich & Tang
Blackrock Provident Institutional Funds


document_description: This document is a Worldwide Custody Account Agreement for an individual account under the name Jeffrey Epstein, managed by Deutsche Bank Trust Company Americas. The account is not a retirement account covered under ERISA laws.

title: Worldwide Custody Account Agreement

document_subtype: Custody Account Agreement


document_description: This document outlines the legal residence and tax status declaration for Jeffrey Epstein, indicating his U.S. citizenship and legal residence in the United States Virgin Islands. It includes a declaration of tax status for U.S. and Non-U.S. persons, with Epstein certifying as a U.S. person. The document also discusses tax reporting for U.S. clients holding non-U.S. dollar securities, including the availability of an annual International Tax Letter for foreign securities.

key_locations:
United States Virgin Islands
St. Thomas, USVI

document_subtype: Tax Agreement

key_organizations:
Internal Revenue Service
AWM Custody
DBTCA


document_description: Document outlines remittance instructions and access options for DB InSight service. It includes options for transferring funds to a specified account and selecting the type of DB InSight service. It also requires providing email addresses and secret codes for account access.

document_subtype: banking instructions

key_organizations:
DBTCA
DB InSight


document_description: This document outlines the terms and conditions for appointing an advisor to manage a custody account. It specifies the advisor's authority, the bank's responsibilities, and the advisor's fees. The client can choose the level of authority granted to the advisor and whether the bank is authorized to pay the advisor's fees from the account.

document_type: legal


document_description: The document outlines the policy for providing account statements, handling objections, and the accuracy of prices or values for securities or other property in accounts. It also includes options for forwarding proxies and corporate actions.

document_subtype: bank statement policy


document_description: This document outlines the terms and conditions for a joint bank account with rights of survivorship and the services provided by the bank as a custodian. It details the responsibilities of the bank and the account holders, including the management of securities, cash, and other financial assets. The document also covers cash management authorization, collections, and the scope of the bank's responsibilities.

document_subtype: bank account agreement

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company N.A.
Deutsche Bank National Trust Company


document_description: Certification document acknowledging that the account is not a deposit with DBTCA and is not guaranteed by Deutsche Bank or any government agency. It outlines the investment and credit risks associated with the account.

key_people:
Jeffrey Epstein
Barry Morris
Josh Rosen

key_locations:
St. Thomas, USVI
New York, NY

document_subtype: account certification

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank-AWM


document_description: This document is a Cash Management Authorization for USD Investors, directing Deutsche Bank Trust Company Americas to invest principal and income balances in selected mutual funds. It outlines the terms of purchase and redemption of fund shares, the role of Deutsche Bank and its affiliates, and the risks associated with mutual fund investments. Jeffrey Epstein is the account holder, and the document is signed by him and accepted by Deutsche Bank on 4/9/14.

title: WorldWide Custody Agreement

document_subtype: Cash Management Authorization

key_organizations: Deutsche Investment Management Americas Inc.


document_description: Form W-9 for Jeffrey E. Epstein, providing taxpayer identification information and certification for tax purposes.

title: Form W-9 for Jeffrey E. Epstein

document_subtype: Form W-9


document_description: This document is a Durable General Power of Attorney form for New York, granting an agent authority to manage the principal's financial affairs. The principal, Jeffrey Enstein, appoints Darren Indyke as the agent. The document outlines the responsibilities and limitations of the agent, including the inability to make health care decisions. It also provides information on revocation and the legal framework governing Powers of Attorney in New York.

title: Durable General Power of Attorney New York Statutory Short Form

key_people:
Jeffrey Enstein
Darren Indyke

document_subtype: Power of Attorney


document_description: This document outlines the revocation of previous powers of attorney, except for those executed for specific or limited purposes, or as part of a contract. It specifies conditions under which a power of attorney can be revoked and provides optional sections for additional modifications, major gifts, designation of monitors, and agent compensation.

document_subtype: Power of Attorney Revocation


document_description: This document is a Power of Attorney agreement, which includes clauses on indemnification of third parties, termination conditions, and signature acknowledgements both within and outside New York State. It is signed by the principal on March 13, 2014, and acknowledged by a notary public.

key_people:
Jeffrey Grotzin
Lesley K. Groff

key_locations:
New York State
New York County


document_description: This document outlines the responsibilities and legal obligations of an agent under a Power of Attorney agreement. It specifies the duties of the agent, including acting in the principal's best interest, avoiding conflicts of interest, keeping the principal's property separate, maintaining records, and disclosing their identity as an agent. The document also includes a section for the agent's signature and acknowledgment of their appointment, as well as a notary acknowledgment section.

key_people:
Jeffrey Epstein
Darren Indyke
Lesley K Groff

key_locations:
St. Thomas, USVI
New York


document_description: Acknowledgement of an instrument outside New York State, notarized by Lesley K Groff.

document_subtype: notarized document


document_description: Affidavit affirming that the Power of Attorney is in full force, with Darren Indyke as the attorney-in-fact, made to induce Deutsche Bank to accept delivery of certain instruments.

key_people:
Darren Indyke
Lesley K Groff

document_subtype: affidavit


document_description: This document provides detailed account information for The Haze Trust, including account titles, addresses, and types of accounts held with Deutsche Bank. It also outlines the client relationship types and available banking services.

title: Deutsche Bank Wealth Management Account Information

document_subtype: Bank Account Information

key_organizations:
Deutsche Bank
The Haze Trust


document_description: This document outlines Deutsche Bank's Customer Identification Policy, which is required by Federal law to help combat terrorism and money laundering. It details the information that must be collected from customers, including name, address, and identification documents. The document also covers information sharing policies, compliance with EU regulations, ATM/Debit card terms, Internet Banking Service agreements, and tax responsibilities for non-U.S. organizations. Customers are required to acknowledge receipt of the Privacy Notice and agree to the Terms and Conditions for Deposit Accounts.

document_subtype: Notice of Customer Identification Policy

key_organizations:
Deutsche Bank
DBTCA


document_description: This document is an acceptance form for a bank application subject to acceptance by DBTCA. It includes signatures from authorized signers and bank representatives, along with review and acceptance dates.

key_people:
Darren Indyke
Cynthia Rodriguez
Brenda Gillen

document_subtype: bank application acceptance


document_description: Application for opening a business deposit account for Southern Financial LLC with Deutsche Bank. The application includes details such as the entity type, account preferences, and banking services.

title: Deutsche Bank Wealth Management Business Deposit Account Opening Application

key_organizations:
Deutsche Bank
Southern Financial LLC


document_description: This document is an acceptance form for a bank application by DBTCA, signed by authorized personnel.

key_people:
Daven
Darren Indyke
Cynthia Rodriguez
Brad Gillin


document_description: This document outlines the opening of a business deposit account for Southern Trust Company, Inc. with Deutsche Bank Wealth Management. It includes details such as the account type, client relationship, and banking services offered.

title: Business Deposit Account Opening Action

document_subtype: Bank Account Opening Document

key_organizations:
Deutsche Bank
Southern Trust Company, Inc.


document_description: This document outlines Deutsche Bank's customer identification policy, emphasizing compliance with federal laws to combat terrorism and money laundering. It details the information required from customers, including identification documents, and the bank's right to share this information as per legal requirements. It also covers obligations for non-U.S. organizations regarding tax and compliance responsibilities, and includes terms for ATM/Debit and Internet Banking services.


document_description: This document is an acceptance form for a bank application subject to acceptance by DBTCA. It includes signatures from authorized signers and bank officials, along with review and acceptance details.

key_people:
Darren Indyke
Cynthia Cedgzor
Cynthia Rodriquez
Brad Gillin


document_description: This document is an application for opening a business deposit account for 'The 2017 Caterpillar Trust' with Deutsche Bank Wealth Management. It includes details such as the account title, date of incorporation, taxpayer ID, mailing address, and selected banking services.

document_subtype: Business Deposit Account Opening Application

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust


document_description: Document related to the acceptance of an application by DBICA, reviewed and accepted by bank officials.

key_people:
Audhane S
Daphne Wallace
Lesley Groff
Cynthia Rodriguez
Bradley Gilliam

key_organizations: DBICA DBTCA


document_description: This document appears to be a correspondence from Bradley Gillin, Vice President at Deutsche Bank Wealth Management, discussing various financial reports and tools related to Deutsche Bank's Wealth Management division. It includes references to financial products, client reports, and performance metrics.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.

document_type: other


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It is produced in native format and is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: A client briefing document from Deutsche Bank Wealth Management detailing a meeting with Brad Wechsler, Managing Partner of Elysium Management, LLC, and Leon Black, Chairman and CEO of Apollo Global Management. The meeting took place on June 28, 2016, at Brad Wechsler's office in NYC. The document includes a biography of Brad Wechsler and mentions his roles and affiliations.

title: Deutsche Bank Wealth Management Client Briefing

key_people:
Leon Black
Brad Wechsler
Fabrizio Campelli
Stew Oldfield
Patty Newburger

document_subtype: Client Briefing

key_organizations: Academy of Motion Picture Arts and Sciences


document_description: Meeting notes discussing Deutsche Bank's interest in becoming a major provider for Leon Black's wealth management needs. The focus is on organizing Mr. Black's real estate, art, and other holdings, with an emphasis on future investment opportunities. Key discussion points include Deutsche Bank's desire to be a top investment provider and to secure a share of Mr. Black's lending wallet. The document also provides a biography of Leon Black, highlighting his career and philanthropic activities.

title: Deutsche Bank Wealth Management Meeting Notes

document_subtype: meeting notes

key_organizations:
Deutsche Bank
Apollo Management, L.P.
JP Morgan
Museum of Modern Art
Mt. Sinai Hospital
The Asia Society
The Council on Foreign Relations
FasterCures
Port Authority Task Force


document_description: Profile of Ron Wanek, founder and chairman of Ashley Furniture, highlighting his personal background, company profile, career history, and charitable activities.

title: DB Wealth Management - Prospective Client: Ron Wanek

key_people:
Ron Wanek
Todd Wanek
Travis Wagner
Laura Forsythe
Joyce Wanek

key_locations:
Arcadia, WI
St. Petersburg, FL
Vietnam
China
Minnesota
Wisconsin

document_subtype: prospective client profile

key_organizations:
Ashley Furniture
Third Lake Capital
American Home Furnishings Alliance
High Point University
Red Cross
St. Jude Children's Research Hospital
Mayo Foundation Medical Research
Ashley's Little Angels


document_description: This document is an Option Agreement and Approval Form for the account of Jeepers Inc. with Deutsche Bank Private Wealth Management. It includes account details, authorized persons, financial information, and investment experience.

title: Option Agreement and Approval Form for Jeepers Inc.

key_people:
Jeffrey Epstein
Harry Beller
Jeanne Brennan

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Jeepers Inc.
JPMorgan


document_description: A form detailing client objectives and strategies for options trading, including covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The form includes acknowledgments of risk and signatures for approval.

key_people:
Taziah Smith
Talia Smith

document_subtype: form

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Alex. Brown


document_description: A statement from Deutsche Bank Alex. Brown regarding the risks associated with uncovered option writing for the account Jeerers Inc. It outlines the potential losses and risks involved in writing uncovered call and put options, as well as combination writing. The document emphasizes that such strategies are suitable only for knowledgeable investors with the financial capacity to incur substantial losses. It includes a certification of understanding and approval for uncovered calls and puts.

document_subtype: financial statement

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Securities Inc.
Jeerers Inc.


document_description: This document is a Joint Account Supplement to an Option Account Agreement and Approval Form for Deutsche Bank Alex. Brown, a division of Deutsche Bank Securities Inc. It includes personal information for multiple account owners, including their names, addresses, phone numbers, employers, and their ability to control other option accounts with Deutsche Bank Securities Inc.

title: Joint Account Supplement to Option Account Agreement and Approval Form

key_people:
Jean Anne Brennan
Harry Beller

key_locations: 6100 Red Hook Qtrs, St Thomas, VI, 00802-1348

key_locations: 575 Lexington Ave, Fl 4, New York, 10022-6146

document_subtype: Joint Account Supplement

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Securities Inc.
Southern Financial, LLC


document_description: This document outlines the terms and conditions under which DBSI may require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also mentions the responsibilities of the undersigned regarding the actions of their agents.

key_people:
Harry Beller
Jeanne Brennan

key_locations:
New York, NY
St Thomas, USVI


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document.


document_description: This document outlines the responsibilities and liabilities of agents under a Power of Attorney agreement. It specifies the legal obligations of the agents, Jeanne Brennan and Harry Beller, to act in the best interest of the Principal, maintain separate property, and keep records of transactions. It also details the conditions under which agents can resign and the potential liabilities for violating the authority granted.

key_people:
Jeanne Brennan
Harry Beller


document_description: This document contains notarized acknowledgements of agent signatures in and outside New York State. It includes the names of individuals who appeared before notaries to acknowledge their signatures on certain instruments.

key_people:
Jonke Breuken
Harry Belfer
Yolanda Richardson
Harry Bells

key_locations:
New York State
Rockland County
Queens County

document_subtype: notarized acknowledgement


document_description: Driving license issued to Jean Anne Brennan-Wiebracht in the United States Virgin Islands, valid from February 24, 2017, to September 2, 2017.

title: Driving License

document_subtype: identification


document_description: A New York State Driver License for Harry I. Beller, with personal details including address, date of birth, and physical characteristics.


document_description: This document is an account agreement between Jeepers, Inc and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account(s) of the client, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for trading securities with DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties like Pershing, and the granting of liens on securities and other property. It specifies the responsibilities and rights of both the client and DBSI, including the handling of unpaid balances, interest charges, and the security interest in client assets.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts. The client agrees to satisfy any indebtedness, pay fees, and understand the risks associated with their account. The document also details the handling of joint accounts and the authority of account owners.

key_organizations:
DBSI
Pershing
Deutsche Bank AG
FDIC


document_description: This document is a section of an Account Agreement containing a pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It outlines the terms and conditions under which disputes will be resolved through arbitration rather than court proceedings. Key points include the waiver of the right to sue in court, the finality of arbitration awards, limitations on discovery, and the arbitration process under FINRA or a national securities exchange. It also addresses the conditions under which class actions may be brought to arbitration.

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: Form W-9 is used to provide a correct taxpayer identification number (TIN) to a requester. It includes certification that the TIN is correct, the individual is not subject to backup withholding, and is a U.S. person. The form is signed by a representative of Jeepers, Inc. on 2013-08-30.

title: Form W-9 Request for Taxpayer Identification Number and Certification

document_subtype: Form W-9

key_organizations:
Jeepers, Inc.
Internal Revenue Service


document_description: This document is a tax election/declaration of tax status form, indicating the client's tax status as a U.S. citizen or resident alien. It includes a substitute Form W-9 for requesting a taxpayer identification number and certification. The form is incomplete with missing personal information such as name, address, and TIN. The client certifies under penalties of perjury that the information provided is correct and that they are not subject to backup withholding. The document also provides instructions for non-U.S. persons to submit Form W-8 to certify foreign status.

document_subtype: Tax Election/Declaration of Tax Status


document_description: This document is an account agreement acknowledgment form for a client, confirming receipt and agreement to the terms and conditions, including a pre-dispute arbitration clause. It includes sections for individual or joint account holders and entities like corporations or trusts to confirm tax and compliance responsibilities. The document is signed by Jeffrey Epstein as an officer of Jeepers, Inc.

key_organizations:
Jeepers, Inc
DBSI


document_description: The document outlines terms and conditions related to client accounts with DBSI, including notices, possible conflicts of interest, SIPC coverage, and considerations for tax-exempt entities. It also provides definitions for terms used in the agreement.

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for losing more funds than deposited, the ability of DBSI to sell securities without prior notice, and the lack of entitlement to choose which securities are sold. It also covers the possibility of increased maintenance margin requirements and the risks associated with short sales and securities lending.

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: A margin agreement document for Jeepers Inc. confirming authority to borrow, with signatures required from officers or authorized parties. The document includes a pre-dispute arbitration clause and is confidential under federal rules.

key_people:
Jeffrey Epstein
Louis Osso

document_subtype: Margin Agreement


document_description: A government-issued identification document for Jeffrey E. Epstein, including personal details such as address, blood type, and allergies.

document_type: government

document_subtype: government identification


document_description: This document is a corporate account authorization for Jeepers, Inc. at Deutsche Bank Securities Inc. It certifies that Jeffrey Epstein, as President, is authorized to open and maintain brokerage accounts, manage funds and securities, and execute necessary documents on behalf of the corporation.

title: Corporate Account Authorization and Terms and Conditions

key_people:
Jeffrey Epstein
Davenk Indyke

document_subtype: Corporate Account Authorization

key_organizations:
Jeepers, Inc.
Deutsche Bank Securities Inc.


document_description: A corporate resolution certifying the powers and actions of a corporation organized under the laws of the U.S. Virgin Islands. It confirms that no actions have been taken to rescind or amend the resolutions, and that the corporation is the sole interest holder in any accounts opened in its name. The document includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in section 2.

document_subtype: corporate resolution


document_description: This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It includes clauses on satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The client agrees to satisfy any indebtedness upon demand and pay collection costs. Securities may be loaned or pledged by DBSI. Orders may be aggregated, potentially affecting pricing. Arbitration is required for disputes, with specific rules and limitations outlined. Important disclosures about SIPC protection and payment for order flow are also included.

document_subtype: Agreement

key_organizations: Securities Investor Protection Corporation


document_description: The document is the Articles of Incorporation for Jeepers, Inc., a corporation established under the laws of the Virgin Islands. It outlines the corporation's name, principal office location, resident agent, and the broad purposes and powers of the corporation, including engaging in lawful business activities and dealing in various commercial and industrial activities.

title: Articles of Incorporation of Jeepers, Inc.

document_subtype: Articles of Incorporation


document_description: The document outlines the Articles of Incorporation for a corporation, detailing its business operations, powers, and stock issuance. It specifies the corporation's ability to conduct business in the Virgin Islands and elsewhere, hold and convey property, and issue 1,000 shares of common stock. The minimum capital to commence business is $1,000.

key_locations:
Virgin Islands
St. Thomas


document_description: The document outlines the Articles of Incorporation for a corporation, detailing its perpetual existence, unlimited indebtedness, and management structure. It specifies the number of directors, their powers, and the ability to amend by-laws.

key_people:
Ena Simon
Mary R. Weber


document_description: The document outlines the powers and responsibilities of the Board of Directors, including the ability to mortgage or pledge property, declare dividends, contract with board members, dispose of property, establish reserves, and create incentive plans. It also covers issuing stock options and entering management contracts.


document_description: Articles of Incorporation for a company in the Virgin Islands, acknowledged by Barbara Mignon Weatherly before a notary public.

key_locations:
Virgin Islands
St. Thomas
St. John


document_description: Jeffrey Epstein, as President of Jeepers, Inc., certifies the appointment of Maria Tankenson Hodge as the resident agent for service of legal process in the U.S. Virgin Islands.

title: Certificate of Appointment of Resident Agent of Jeepers, Inc.

key_people:
Jeffrey Epstein
Maria Tankenson Hodge
Cecile DeJongh

document_subtype: Certificate of Appointment


document_description: Certification of Incorporation for JEEPERS, INC. in the Virgin Islands, filed on August 18, 2003, and certified by Lieutenant Governor Vargrave A. Richards.

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certification of Incorporation

key_organizations:
JEEPERS, INC.
Government of the Virgin Islands


document_description: The document is a board resolution from Southern Trust Company, Inc., certifying the unanimous adoption of resolutions by the Board of Directors on March 19, 2013. It involves the transfer of shares of Jeepers, Inc. to Jeffrey Epstein and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: This document outlines the resolutions passed by the Board of Directors regarding the merger of FTC with SF, a wholly owned subsidiary of the Corporation. Jeffrey Epstein is to surrender 19,000 shares of FTC's Common Stock for cancellation and receive 10,000 shares of the Corporation's Common Stock in return. The merger is intended to qualify as a tax-free reorganization under section 368(a)(1)(A) of the Internal Revenue Code. The President of the Corporation is authorized to execute and deliver the Merger Agreement and file necessary documents with the Office of the Lieutenant Governor of the United States Virgin Islands.

document_subtype: Merger Agreement Resolution

key_organizations: FTC SF Corporation


document_description: This document is a resolution executed by the directors of Financial Trust Company, Inc., including Richard Kahn and Jeffrey E., on March 19, 2013. It is marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).

key_people:
Richard Kahn
Jeffrey E.

document_subtype: resolution


document_description: This document is a correspondence from Deutsche Bank Wealth Management to Jeffrey Epstein, allowing him to provide trading instructions via electronic media under specific conditions. It outlines the risks and responsibilities associated with this method of communication and requires signatures from Epstein and his client advisor, Joshua Shoshan, to acknowledge and agree to the terms.

title: Deutsche Bank Wealth Management Correspondence

key_people:
Jeffrey Epstein
Joshua Shoshan
Zbynek Kozelsky
Paul Barrell

key_locations: 6100 RED HOOK QUARTER B31 ST THOMAS VI 00802

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
SOUTHERN FINANCIAL LLC
THE HAZE TRUST
JEEPERS INC
SOUTHERN TRUST COMPANY INC
JEPSTEIN VIRGIN ISLANDS FOUNDATION INC


document_description: This document is a trading authorization for the account of Jeepes Inc. at Deutsche Bank, authorizing Paul Barrett to act as an agent for buying, selling, and trading securities on behalf of Jeffrey Epstein. The authorization is effective until revoked in writing and indemnifies Deutsche Bank from any losses arising from these transactions.

title: Trading Authorization Limited to Purchases and Sales of Securities

key_people:
Jeffrey Epstein
Paul Barrett
Joshua Shurihun

document_subtype: Trading Authorization

key_organizations:
Deutsche Bank
Jeepes Inc.


document_description: The document contains a list of reference numbers and confidentiality notices, indicating it is for internal use only and is confidential pursuant to federal rules.


document_description: This document is a non-durable limited power of attorney for use in connection with brokerage and retirement accounts with Deutsche Bank Securities Inc. It appoints Darren Indyke as the agent with authority over the accounts, subject to the principal's instructions and DBSI's terms. It includes a caution to the principal about the powers granted to the agent and the legal requirements under New York law.

title: Authorization/Power of Attorney for Deutsche Bank Securities Inc.

document_subtype: Power of Attorney


document_description: A document outlining the authorization for an agent to trade and move assets on behalf of the undersigned. It includes options for limited or full trading authorization, with full authorization allowing the agent to withdraw or transfer assets. The document specifies conditions under which the power of attorney remains in effect and the rights of DBSI to require additional verification.

document_subtype: authorization form


document_description: This document is a Power of Attorney in which the undersigned, Jeffrey Epstein, agrees to indemnify and hold harmless OBSI and its affiliates from all claims related to the actions of his agents. It includes provisions for joint account holders and requires signatures in the presence of a notary.


document_description: Acknowledgement of Jeffrey Epstein's signature on a legal instrument in New York State, notarized by Lesley K Groff.

key_people:
Jeffrey Epstein
Lesley K Groff

document_subtype: notarized document


document_description: Driver license issued to Darren K. Indyke with expiration on 04-30-2014.

title: New Jersey Auto Driver License

document_subtype: Driver License


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc. (DBSI) for Southern Financial LIG, signed by Jeffrey Epstein. It affirms that the institution is capable of evaluating investment risks independently and will exercise independent judgment in evaluating DBSI's recommendations. The certificate applies to all recommended transactions and investment strategies involving securities for the account of the Institutional Account or any beneficial owner delegating decision-making authority to it.

title: Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment

document_subtype: Institutional Suitability Certificate

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LIG
Southern Trust Company Inc.


document_description: This document outlines the terms and conditions under which DBSI may require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any previous powers of attorney unless specified. It also mentions the responsibilities of the undersigned regarding the actions of their agents.


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It is intended to be effective for joint accounts, requiring all account holders to sign.


document_description: Acknowledgement of Jeffrey Epstein's signature by Notary Public Harry Beller in New York State.

key_people:
Jeffrey Epstein
Harry Beller

key_locations:
New York State
Rockland County


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent, including acting in the principal's best interest, avoiding conflicts of interest, and maintaining separate records of transactions. The document also details the conditions under which an agent may resign and the potential liabilities for violating the terms of the agreement.

key_people:
Jечные Brennan
Harry Beller


document_description: Driving license issued to Jean Anne Brennan-Wiebracht in the United States Virgin Islands, with details including date of birth, physical characteristics, and endorsements.

title: Driving License

document_subtype: identification


document_description: New York State Driver License for Harry I. Beller, issued on April 20, 2011, and expiring on May 9, 2019.


document_description: This document is an account agreement between Jeffrey Epstein and Deutsche Bank Securities Inc. It outlines the terms and conditions governing Epstein's brokerage account, including representations, rights of DBSI, cash account classification, order execution, rules and regulations, and purchase of securities.

title: Deutsche Bank Private Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Pershing LLC


document_description: The document outlines the arbitration agreement between Chant and DBSI or Pershing, covering any controversies or disputes related to the account agreement. Arbitration is to be conducted by FINRA or a securities exchange of which DBSI is a member, as per the Federal Arbitration Act and New York laws. It also addresses the conditions under which class actions may be brought to arbitration.

document_subtype: Arbitration Agreement


document_description: This document is a tax election and declaration of tax status form for Jeffrey Epstein, indicating his tax classification as an individual/sole proprietor and certifying his U.S. citizenship status. It includes a certification under penalties of perjury regarding his taxpayer identification number and backup withholding status.

title: Tax Election/Declaration of Tax Status

document_subtype: Tax Document

key_organizations:
DEISI
Internal Revenue Service (IRS)


document_description: This document is an account agreement acknowledgment form for clients, including Jeffrey Epstein, with DBSI. It outlines the client's responsibilities regarding tax obligations and regulatory reporting duties. It also includes a section for ERISA employee benefit plan clients and options for account ownership types.


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and account management. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account attachment or sequestration, foreign securities, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, additional disclosures for non-U.S. residents, and communication notices.

document_subtype: account agreement appendix

key_organizations: DBSI Pershing


document_description: This document is a margin agreement acknowledging the client's receipt, reading, and agreement to the terms, including a margin disclosure. It includes a pre-dispute arbitration clause and requires signatures from account holders or authorized parties for joint or entity accounts.

document_subtype: Margin Agreement


document_description: The document contains information about Jeffrey E. Epstein's Social Security card and United States Virgin Islands driving license. The driving license includes details such as name, issue date, physical characteristics, and expiration date.

document_subtype: identification records


document_description: This document outlines the special risks associated with uncovered option writing, which can lead to significant financial losses. It emphasizes that such strategies are suitable only for knowledgeable investors with the financial capacity to handle potential losses. The document includes a certification by Jeffrey Epstein acknowledging the risks and suitability of these strategies for his investment objectives.

title: Special Statement for Uncovered Option Writers


document_description: This document is an option agreement and approval form for Jeffrey Epstein's account with Deutsche Bank Wealth Management. It includes account details, financial information, and authorization for other individuals to place orders.

title: Deutsche Bank Wealth Management Option Agreement

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, Virgin Islands, USVI 00802

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
TD Ameritrade
Interactive Brokers
Southern Financial LLC


document_description: This document outlines the investment experience and strategies of Jeffrey Epstein, including his trading history in various financial instruments and his option trading strategies. It includes his signature and the signature of his client advisor, Martin Zeman.

title: Investment Experience of Account Owner(s)

key_people:
Jeffrey Epstein
Martin Zeman

document_subtype: Investment Experience Form


document_description: This document outlines the risks, prohibitions, and general information concerning option trading. It includes a checklist for option department approval for various trading strategies such as covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The document emphasizes the high degree of risk involved in options trading and the need for investors to assess their financial situation before engaging in such transactions. It also details the rules and regulations governing options trading, including position and exercise limits.

document_subtype: financial agreement

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document outlines the terms and conditions for trading options with DBSI, including settlement dates, margin requirements, and the rights of DBSI to take protective actions on behalf of the client. It also covers the applicability of laws and regulations, and the binding nature of the agreement.

document_subtype: agreement

key_organizations:
DBSI
Deutsche Bank AG


document_description: This document is an Option Agreement and Approval Form for Jeffrey Epstein's account with Deutsche Bank Private Wealth Management. It includes account details, financial information, and investment experience.

key_people:
Jeffrey Epstein
Harry Beller
Jeanne Brennan

key_locations:
Virgin Islands, US
Little Saint James, SL Thomas

key_organizations:
Deutsche Bank
Southern Financial LLC
JPMorgan


document_description: This document outlines the risks, prohibitions, and general information related to option trading, emphasizing the high degree of risk involved and the need for investors to assess their financial situation before engaging in such transactions. It details the responsibilities and limitations of the account holder with Deutsche Bank Alex. Brown, including compliance with FINRA and Exchange rules, margin requirements, and the bank's discretionary powers in managing accounts.

title: Risks, Prohibitions and General Information Concerning Option Trading


document_description: This document outlines the special risks associated with uncovered option writing, which can lead to significant financial losses. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The document includes a statement of understanding and approval for uncovered calls and puts, signed by Jeffrey Epstein.

document_subtype: Options Trading Agreement


document_description: Internal communication regarding coding options for the Epstein account, which currently has no dependents and no capital.

key_people:
Jay Lipman
Donna R Taylor
Vahe Stepanian
Tazia Smith
Amanda Kirby

document_subtype: internal memo

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts, granting designated agents authority over the accounts. It includes a cautionary note required by New York law and outlines the powers granted to the agents, Harry Belker and James Brennan, to manage the accounts, including buying and selling securities.

key_people:
Harry Belker
James Brennan

document_subtype: Power of Attorney


document_description: This document outlines the terms and conditions under which DBSI may require additional verification and documentation from the undersigned or their agents. It specifies the rights of DE151 to request new or verified authorizations. The document includes indemnification clauses holding DBSI harmless from claims related to the actions of the agents. It also confirms that the document does not revoke any previous powers of attorney unless specified.

key_people:
Harry Beller
Jeanne Brennan

key_locations: 6100 Red Hook Quarter B2, St Thomas, USVI 00802


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It includes a section for joint account holders, which is left blank.


document_description: Acknowledgement of Jeffrey E Epstein's signature by Notary Public Harry Beller in New York State.

key_people:
Jeffrey E Epstein
Harry Beller

document_subtype: notarized document


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. The document also mentions the conditions under which the agent can resign and the potential liabilities if the agent acts outside their authority.

key_people:
Jeshire Brennan
Houry Peller
Jon


document_description: Acknowledgement of agent(s)' signature in New York State and outside New York State for joint accounts. Includes notarization details for Harry Beller and Harry Belke.

key_people:
Harry Beller
Harry Belke
Yolanda Richardson

key_locations:
New York
Rockland County
Queens County


document_description: The document contains a list of identifiers associated with Southern Financial LLC. It is marked as confidential and is related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).

document_type: tabular


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc. It affirms that the undersigned, representing an institutional account, acknowledges their capability to evaluate investment risks independently and will exercise independent judgment in evaluating recommendations from Deutsche Bank Securities Inc. The document is signed by Jeffrey Epstein on behalf of Southern Financial LLD and Southern Trust Company Inc.

key_organizations:
Deutsche Bank
Southern Financial LLD
Southern Trust Company Inc.


document_description: The document contains a list of reference numbers and a confidentiality notice. It is marked for internal use only and is related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with Deutsche Bank Securities Inc. It appoints Darren Indyke as the agent with authority over the accounts, subject to the principal's instructions and DBSI's terms. It includes a caution to the principal about the powers granted and the responsibilities of the agent.


document_description: This document is a Power of Attorney in which the undersigned, Jeffrey Epstein, agrees to indemnify and hold harmless OBSI and its affiliates from all claims related to actions taken by his agents. It includes provisions for joint account holders and requires signatures in the presence of a notary.


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. The document also mentions the conditions under which the agent can use the Principal's assets and the process for resignation.


document_description: Acknowledgement of Jeffrey Epstein's signature on a legal instrument in New York State, notarized by Lesley K Groff.


document_description: Certification by Southern Financial LLC, represented by Jeffrey Epstein, confirming their status as a qualified institutional buyer under Rule 144A. The document outlines the conditions under which securities can be purchased and the requirement to notify of any changes in certification.

title: Certification of Qualified Institutional Buyer Status

key_people:
Jeffrey Epstein
Daniel Sabba

document_subtype: certification


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc. It affirms that the institution, Southern Financial LLC, represented by Jeffrey Epstein, is capable of evaluating investment risks independently and will exercise independent judgment in evaluating recommendations from Deutsche Bank Securities Inc. The certificate applies to all recommended transactions and investment strategies involving securities for the account of the Institutional Account or any beneficial owner delegating decision-making authority to it.

document_subtype: Institutional Suitability Certificate

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC
Southern Trust Company Inc.


document_description: A confidential legal document marked for internal use only, related to the Jeffrey Epstein case, and subject to Federal Rule of Criminal Procedure 6(e).

document_subtype: confidential legal document


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with Deutsche Bank Securities Inc. It appoints Darren Indyke as the agent with authority over the accounts, subject to the principal's instructions and DBSI's terms. It includes a cautionary note about the power of attorney's implications and legal requirements under New York law.

title: Authorization/Power of Attorney for Deutsche Bank Securities Inc. Accounts


document_description: This document is a Power of Attorney Authorization form allowing an agent to trade on behalf of the account holder. It provides options for limited or full trading authorization, specifying the extent of the agent's powers. The document outlines conditions under which the authorization remains valid and circumstances for its revocation. It includes the name of the agent, Darren Indyke, and specifies that the document does not revoke any other powers of attorney unless stated otherwise.

document_subtype: Power of Attorney Authorization


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. It also mentions the conditions under which the agent can resign and the potential liabilities for violating the law or acting outside the granted authority.


document_description: This document is an option agreement and approval form for Southern Financial, LLC, managed by Deutsche Bank Private Wealth Management. It includes account details, authorized persons, financial information, and investment experience.

title: Deutsche Bank Private Wealth Management Option Agreement and Approval Form

key_people:
Jeffrey Epstein
Jeanne Brennan
Harry Beller

key_organizations:
Deutsche Bank
Southern Financial, LLC
JPMorgan


document_description: This document outlines the option trading objectives and strategies requested by a client, including covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. It includes acknowledgments of risk and authorizations for Deutsche Bank Securities Inc. to verify information. The document is signed by the client and the client advisor, Jazia Smith, with dates provided for signatures and approvals.

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Alex. Brown


document_description: This document outlines the special risks associated with uncovered option writing, emphasizing the potential for significant loss. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The statement includes a certification of understanding and suitability for such trading strategies.

document_subtype: Statement

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Securities Inc.
Southern Financial LLC


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with DBSI, granting either limited or full authority to designated agents over the principal's accounts. It includes a caution to the principal about the implications of granting such authority and outlines the responsibilities of the agent. The document appoints Harry Beller or Ipanie Brennen as agents with authority to transact in securities and other financial instruments on behalf of the principal.

title: Authorization of Power of Attorney for Brokerage Accounts

key_people:
Harry Beller
Ipanie Brennen


document_description: This document outlines the terms and conditions under which DBSI (Deutsche Bank Securities Inc.) will accept instructions from an authorized agent on behalf of the account holder. It specifies the limitations and authorizations granted to the agent, including the ability to receive account statements, make trades, and transfer assets. The document also details the conditions under which the power of attorney can be revoked.

key_people: Undersigned Agent(s)


document_description: This document outlines the terms and conditions under which the Undersigned grants power of attorney to specified agents, allowing them to act on behalf of the Undersigned in certain transactions. It includes indemnification clauses and specifies that DBSI may require additional verification or documentation. The document does not revoke any previous powers of attorney unless specified.

key_people:
Harry Belfer
Jeanne Brennan
Jesina Brown

key_locations: 6100 Red Hook Quarter B4, ST Thomas, USVI 00802


document_description: This document is a Power of Attorney signed by Jeffrey Epstein, confirming that he has read and understood the contents, executed it of his own free will, and received necessary advice. It includes a section for joint account holders, which is left blank.


document_description: Acknowledgement of Principal's Signature in and outside New York State, involving Jeffrey Ellasten and notarized by Harry Beller.

key_people:
Jeffrey Ellasten
Harry Beller


document_description: Driving license issued to Jean Anne Brennan-Wiebracht in the United States Virgin Islands, valid from February 24, 2012, to September 2, 2017. The license includes personal details such as sex, height, date of birth, weight, hair and eye color, blood type, and allergies.

title: Driving License

document_subtype: identification document


document_description: Internal memo discussing exceptions for power of attorney (POA) related to Jeffrey Epstein's accounts, including the use of DB POA for entity accounts and approval of full POA for professional relationships. The memo also addresses notarization issues and includes reference numbers for various accounts.

key_people:
Vahe Stepanian
Fran Wickman
Jeffrey Epstein
Jean Anne Brennan
Jeanne

key_organizations: DB BSO


document_description: Jean Anne Brennan was appointed as an agent with a professional relationship requiring BSO approval. Her ID name is Jean Anne Brennan-Wiebracht. The document discusses the requirements for Deutsche Bank Power of Attorney (POA) for Natural Persons accounts and Limited Trading Authorization for corporations and LLCs. The signatures were notarized by one of the agents given power of attorney.

key_people:
Jean Anne Brennan
Fran Wickman


document_description: This document is a non-durable limited power of attorney granting Jeanne Brennan authority over specified accounts at DBSI. It includes account numbers, types, and the scope of authority granted to the agent.

title: Authorization of Power of Attorney

document_type: property


document_description: This document outlines the terms and conditions under which DBSI may require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also mentions the responsibilities of the undersigned regarding the acts of their agents.

key_locations:
ST Thonits, USVI 00802
6100 RED Hook Quarter 133


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It includes a section for joint account holders to sign, which is currently empty.


document_description: Acknowledgement of Jeffrey Epstein's signature by Notary Public Harry Beller in New York State. The document includes sections for acknowledgements both within and outside New York State, as well as for joint accounts, though some fields are left empty.

key_people:
Jeffrey Epstein
Harry Beller

document_subtype: Acknowledgement of Principal's Signature


document_description: Acknowledgement of agent's signature in New York State by notary public Harry Beller for Jeanne Brennan. Includes details of the notary's commission and qualifications.

key_people:
Jeanne Brennan
Harry Beller


document_description: Driving license issued to Jean Anne Brennan-Wiebracht in the United States Virgin Islands, with details on physical attributes and endorsements.

title: Driving License of Jean Anne Brennan-Wiebracht

document_subtype: Driving License


document_description: Internal memo discussing exceptions requested for Jeffrey Epstein's accounts, including the use of DB POA for entity accounts and approval of Full POA for professional relationships. Notarization issues are also addressed.

key_people:
Vahe Stepanian
Fran Wickman
Jeffrey Epstein
Jean Anne Brennan
Zbynek Kozelsky

key_organizations:
DB
MO CIP


document_description: This document is related to Deutsche Bank Securities Inc. and is marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: banking document


document_description: This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI). It outlines the terms and conditions governing the client's brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for trading securities with DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. Key points include DBSI's rights to cancel or liquidate orders, the requirement for client payment by settlement date, and the engagement of a third-party clearing agent, Pershing.

document_subtype: contract


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as the procedure in the event of an account owner's death, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to terminate or amend the agreement. It also specifies that the agreement is governed by the laws of the State of New York and the United States.


document_description: This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method of dispute resolution. The document details the limitations and rules of arbitration, including the finality of awards, limited discovery, and the composition of arbitrators. It also covers the procedures for electing an arbitration forum and the conditions under which class actions may not be arbitrated.

key_people: Client DBSI Pershing

document_subtype: Arbitration Agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: Form W-9 is used to provide a correct taxpayer identification number (TIN) to a requester for reporting purposes. It includes certification under penalties of perjury regarding the TIN, backup withholding status, and U.S. person status.

title: Request for Taxpayer Identification Number and Certification

document_subtype: Form W-9


document_description: This document is a tax election declaration of tax status for Southern Financial LLC, designed for both U.S. and Non-U.S. persons. It includes a substitute request for taxpayer identification number and certification, with options for U.S. citizens or resident aliens to fill out a W9 form, and for non-U.S. persons to submit a W-8 form to certify foreign status.

document_subtype: Tax Declaration

key_organizations:
Southern Financial LLC
DBSI
Internal Revenue Service


document_description: This document is an account agreement acknowledgment signed by Jeffrey Epstein, confirming receipt and agreement to the terms and conditions, including a pre-dispute arbitration clause. It also includes tax and compliance responsibilities for both individual and entity accounts, with specific instructions for ERISA employee benefit plan clients.

key_organizations:
DBSI
Southern Financial LLC


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and account management. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

document_subtype: Account Agreement Appendix

key_organizations: DBSI Pershing


document_description: This document outlines definitions related to a financial agreement involving DBSI and its clients. It includes terms such as 'Branch Supervisor,' 'Cash Sweep Options,' 'DBSI Privacy Statement,' 'Party or Parties,' 'Restricted Securities,' and 'Securities and Other Property.'


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities or assets in the account, and the conditions under which margin calls are issued. It also covers the rights of DBSI and Pershing to loan securities held in a margin account.

title: Margin Disclosure

document_subtype: disclosure document

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document outlines the supplemental terms and conditions for opening a margin account, including mechanics and risks of margin, financing, interest and costs, demand loan terms, liens, consent to loan or pledge of securities, and margin maintenance. It specifies the rights of DBSI and Pershing regarding securities and other property in the margin account.

title: Margin Addendum to Account Agreement

document_subtype: Margin Addendum

key_organizations:
DBSI
Pershing
Deutsche Bank


document_description: A margin agreement for Southern Financial LLC, signed by Jeffrey Epstein, confirming authority to borrow under the terms of the agreement.

document_subtype: Margin Agreement


document_description: Driving license issued to Jeffrey E. Epstein in the United States Virgin Islands.

title: United States Virgin Islands Driving License


document_description: This document is an account authorization and indemnity for a securities account at Deutsche Bank Securities Inc. for Southern Financial, LLC. Jeffrey Epstein is appointed as an agent and attorney-in-fact for the LLC, authorized to manage the account. The document outlines the responsibilities and indemnities of the LLC and its members towards DBSI.

title: Limited Liability Company Account Authorization & Indemnity

document_subtype: Account Authorization & Indemnity

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial, LLC


document_description: This document outlines the capital contributions, transfer of membership units, and capital account management for a company with a sole member. It specifies the conditions under which the sole member can make additional contributions, transfer membership units, and the rules for capital account increases.

document_subtype: Operating Agreement


document_description: This document outlines the procedures for the distribution of assets upon the liquidation of a company, management structure, voting rights, and indemnification policies. Upon liquidation, assets are distributed to the sole member and any dissociated members based on their capital interests. Jeffrey Epstein is designated as the initial manager with full authority over the company's operations. Membership units have voting rights only if owned by a member. The document also details exculpation of liability for the sole member and indemnification provisions for the manager and potentially other employees or agents.

document_subtype: Company Liquidation and Management Agreement


document_description: This document outlines indemnification and liquidation provisions for a company, including conditions under which indemnification is permitted and the process for company dissolution. It also includes miscellaneous provisions regarding section headings, severability, and amendment procedures.

document_subtype: Company Agreement


document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as President. It outlines the binding effect of the agreement and specifies that it is governed by the laws of the U.S. Virgin Islands.

title: Operating Agreement of Southern Trust Company, Inc.


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, and purpose.

key_locations: 9100 Port of Sale Mall, Suite 15, St. Thomas, U.S. Virgin Islands 00802

document_subtype: Articles of Organization


document_description: This document outlines the articles of organization for a company, detailing its purpose, duration, management, capital, and limitation of liability. The company is organized by Greg J. Ferguson and initially managed by Jeffrey Epstein. The company is to be manager-managed with a starting capital of $1,000.

title: Company Articles of Organization

key_people:
Greg J. Ferguson
Jeffrey Epstein

key_locations: 9100 Port of Sale Mall, Suite 15, St Thomas, U.S. Virgin Islands 00802

document_subtype: Company Articles of Organization


document_description: The document outlines the liability limitations for managers and members of a company under the Uniform Limited Liability Company Act. It specifies that managers' liability can be eliminated or limited to the fullest extent permitted by law, and that any repeal or modification of this provision will not affect existing rights. It also states that members are not liable for the company's debts and obligations. Additionally, it includes a severability clause ensuring the rest of the document remains valid if any part is void or illegal.


document_description: This document is a notarized statement by Greg J. Ferguson, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. The notarization was conducted by Brett A. Geary, a Notary Public in the US Virgin Islands.

key_people:
Greg J. Ferguson
Brett A. Geary

key_locations:
United States Virgin Islands
St. Thomas
St. John

document_subtype: Notarized Document


document_description: Consent of agent for service of process for Southern Financial, LLC, designating Business Basics VI, LLC as the resident agent in the United States Virgin Islands.

key_locations:
St. Thomas
United States Virgin Islands

document_subtype: Resident Agent Form

key_organizations: United States Virgin Islands Office of the Lieutenant Governor Division of Corporations and Trademarks


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands for SOUTHERNFINANCIAL, LLC, confirming its organization and good standing as of June 25, 2013.

title: Certificate of Existence for SOUTHERNFINANCIAL, LLC

document_subtype: Certificate of Existence

key_organizations: Government of the United States Virgin Islands


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration and legal existence as a Limited Liability Company in the territory as of February 25, 2013.

title: Certificate of Existence for Southern Financial, LLC

key_organizations:
Southern Financial, LLC
Government of the Virgin Islands


document_description: The IRS has assigned an Employer Identification Number (EIN) 66-0799192 to Southern Financial and Southern Trust Company. The notice provides instructions on using the EIN for tax documents and correspondence. It also includes information on LLC classification and S corporation election.

title: IRS Notice of Employer Identification Number Assignment

document_subtype: IRS Notice

key_organizations:
IRS
Southern Financial
Southern Trust Company


document_description: The document is a board resolution from Southern Trust Company, Inc., certifying the unanimous adoption of resolutions by the Board of Directors on March 19, 2013. It includes the transfer of shares of Jeepers, Inc. to Jeffrey Epstein and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: The document outlines resolutions related to a merger agreement involving Jeffrey Epstein. It details the surrender and issuance of shares, the intended tax-free status of the merger, and authorizes corporate officers to execute necessary documents and actions to consummate the merger.

document_subtype: Merger Agreement Resolution

key_organizations: FTC SF Corporation


document_description: Resolution executed by the directors of Financial Trust Company, Inc.

key_people:
Jeffrey E. Epstein
Richard Kahn
Darren K. Indyke
Auliand Kalm


document_description: The document is a board resolution for Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying the unanimous adoption of resolutions by the Board of Directors on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.

title: Consent of the Board of Directors of Financial Infomatics, Inc.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn


document_description: This document is a corporate resolution detailing the roles and responsibilities of the officers of the Corporation, including Jeffrey Epstein, Darren Indyke, and Richard Kahn. It authorizes the issuance of 10,000 shares of Common Stock to Jeffrey Epstein and outlines the procedures for maintaining corporate records and bank accounts.

document_subtype: corporate resolution


document_description: Resolution authorizing officers of Financial Infomatics, Inc. to perform necessary acts to carry out corporate business.


document_description: Subscription agreement for 10,000 shares of Common Stock of Financial Infomatics, Inc. at $0.10 per share, signed by Jeffrey E. Epstein and accepted by Darren K. Indyke, Vice President.

title: Subscription for Common Stock

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: stock subscription


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank Wealth Management, signed by Jeffrey Epstein for the account titled 'SOUTHERN FINANCIAL LLC'. The form outlines the terms and conditions for receiving electronic communications and the responsibilities of the account holder.

title: Consent to Electronic Delivery of Materials and Communications

document_subtype: consent form

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware
SOUTHERN FINANCIAL LLC


document_description: This document is a Structured Products Agreement and Approval Form for Southern Financial LLC, a Limited Liability Company. It includes account and owner information, financial details, and authorization for individuals to place orders for the account.

key_people:
Jeffrey Epstein
Paul Barrett
Darren Indyke

document_subtype: Structured Products Agreement


document_description: This document outlines the qualifications for being considered a 'Qualified Institutional Buyer' in connection with the acquisition of Structured Products. It includes definitions and criteria for various entities such as corporations, insurance companies, ERISA plans, state or local plans, trust funds, investment companies, investment advisors, banks, savings and loan associations, dealers, and entities owned by qualified buyers.

document_subtype: legal document

key_organizations:
Small Business Administration
Investment Company Act of 1940
Securities Exchange Act of 1934


document_description: A Structured Products Agreement and Approval Form for Southern Financial LLC, signed by Jeffrey Epstein on 10/19/17. The form includes sections for client and Deutsche Bank office use signatures.

key_people:
Jeffrey Epstein
Joshua Shoshan

key_organizations:
Southern Financial LLC
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: A letter from Deutsche Bank Securities Inc. to Jeffrey Epstein and associated entities, allowing trading instructions via electronic media with specific conditions and indemnities. The letter requires signatures from Epstein, a client advisor, and a branch supervisor.

title: Deutsche Bank Wealth Management Correspondence

key_people:
Jeffrey Epstein
Zbynek Kozelsky
Joshua Shoshan
Paul Barrell

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC
The Haze Trust
Jeepers Inc
Southern Trust Company Inc
Jepstein Virgin Islands Foundation Inc


document_description: This document is an Option Agreement and Approval Form for Southern Trust Company Inc, managed by Deutsche Bank Private Wealth Management. It includes account details, financial information, and investment experience of the account owner, Jeffrey Epstein and Jeanne Brennan, who are authorized to place orders for the account. The document outlines the account's financial status, including income sources, net worth, and investment experience across various financial instruments.

key_people:
Jeffrey Epstein
Jeanne Brennan

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Southern Trust Company Inc
JPMorgan


document_description: This document is an options trading form for Deutsche Bank Securities Inc. It outlines various options strategies, including covered-call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The form includes client acknowledgments and signatures, as well as approvals from the option department.

document_subtype: form

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Alex. Brown


document_description: This document outlines the risks, prohibitions, and general information related to option trading with Deutsche Bank Securities Inc. It details the financial risks involved, the rules and regulations governing option trading, and the policies of Deutsche Bank Alex. Brown. The agreement covers aspects such as position and exercise limits, margin requirements, and the responsibilities of the account holder.

title: Risks, Prohibitions and General Information Concerning Option Trading

document_subtype: agreement

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document outlines the special risks associated with uncovered option writing, emphasizing the potential for significant loss. It is intended for knowledgeable investors who understand these risks and have the financial capacity to incur substantial losses. The document requires the investor's acknowledgment of understanding these risks and suitability for such trading strategies.

document_subtype: Special Statement for Uncovered Option Writers

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Securities Inc.
Southern Trust Company Inc.


document_description: This document is a Joint Account Supplement to an Option Account Agreement and Approval Form for Deutsche Bank Alex. Brown, a division of Deutsche Bank Securities Inc. It includes personal information for multiple account owners, specifically focusing on the second account owner, Brennan Jean Anne, who is associated with Southern Trust Company Inc. The document details the account owner's personal and business information, including their ability to control other option accounts with Deutsche Bank Securities Inc.

title: Joint Account Supplement to Option Account Agreement and Approval Form

key_locations: 6100 Red Hook Qtrs, St Thomas, VI, 00802-1348

document_subtype: Joint Account Supplement

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Securities Inc.
Southern Trust Company Inc
Southern Financial, LLC


document_description: This is a confidential legal document intended for internal use only, marked pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: confidential legal document


document_description: This document outlines the authorization for an agent to trade on behalf of the undersigned in a financial account managed by DBSI. It provides options for limited or full trading authorization, detailing the extent of the agent's powers, including the ability to trade securities and manage assets. The document specifies conditions under which the power of attorney remains in effect and the circumstances that would lead to its termination.

document_subtype: Power of Attorney


document_description: This document is a Power of Attorney in which Jeffrey Epstein, referred to as the 'Undersigned,' agrees to indemnify and hold harmless DBSI and its affiliates from all claims related to the actions of his Agent(s). It includes provisions for joint account holders and requires signatures in the presence of a notary.


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. It also mentions the conditions under which the agent can use the Principal's assets and the process for resignation. The document is signed by Darren Indyke as an agent.


document_description: New Jersey Driver License for INDYKE DARREN K, issued on 08-12-2013 and expiring on 04-30-2014. Class D, Male.

document_subtype: Driver License


document_description: This document is a Power of Attorney authorization for brokerage and retirement accounts with DBSI. It appoints Jeanine Brennan as the agent with authority to manage the accounts, including buying and selling securities. The document includes a caution to the principal about the implications of granting such authority and outlines the agent's responsibilities. It also provides legal references and instructions for revoking the power of attorney.


document_description: This document outlines the terms and conditions under which an agent is authorized to act on behalf of the principal in managing their DBSI account(s). It specifies the limitations and authorizations granted to the agent, including the ability to receive account statements, make trades, and transfer assets. The document also details the conditions under which the power of attorney can be revoked.


document_description: This document outlines the rights and responsibilities of the Undersigned and DBSI regarding the authorization and power of attorney granted to the Agent(s). It includes provisions for additional verification, indemnification, and the validity of previous powers of attorney.


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It includes a section for joint account holders to sign, which is left blank.


document_description: Acknowledgement of Jeffrey Epstein's signature by Notary Public Harry Beller in New York State. The document includes sections for acknowledgements both within and outside New York State, as well as for joint accounts, though many fields are left empty.

document_subtype: Acknowledgement of Principal's Signature


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. It also mentions the conditions under which the agent can use the Principal's assets and the process for resignation. The document references New York's General Obligations Law for the definition of authority and potential liabilities for violations.


document_description: The correspondence discusses exceptions requested for a new client, Jetkey.Epstein, who has transferred over $120 million across accounts. The exceptions include using DB POA for entity accounts, approval of Full POA for a professional relationship, and notarization issues. The email emphasizes the urgency of reviewing these requests before a meeting with the client.

key_people:
Vahe Stepanian
Fran Wickman
Jay Lipman
Zbynek Kozelsky
Jean Anne Brennan
Jeanne

document_subtype: email correspondence


document_description: This document is an account agreement between Southern Trust Company, Inc. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and applicable rules and regulations.

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc. (FINRA)


document_description: This document outlines the terms and conditions for trading securities with DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties like Pershing, and liens on securities and other property. It specifies the responsibilities and rights of both the client and DBSI, including the handling of unpaid balances, short sales, and the security interest granted to DBSI.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various clauses including the handling of account ownership upon death, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to terminate or amend the agreement. It also specifies that the agreement is governed by the laws of the State of New York and the United States.


document_description: This document is a tax election/declaration of tax status form designed for use by both US and Non-US persons. It includes sections for certifying tax status, providing taxpayer identification numbers, and instructions for backup withholding. The form requires a signature and date, and references IRS forms and instructions.

document_subtype: Tax Declaration


document_description: This document is an account agreement for Southern Trust Company Inc, acknowledging the terms and conditions, tax and compliance responsibilities, and the confirmation of tax obligations. It includes a pre-dispute arbitration clause and requires signatures from account owners or authorized parties.

key_organizations:
Southern Trust Company Inc
DBS


document_description: This document outlines various disclosures and definitions related to an account agreement. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of legal attachments, foreign securities, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-United States residents.

document_subtype: disclosure document

key_organizations:
DBSI
Pershing
Federal Reserve Board
Securities and Exchange Commission


document_description: A government-issued identification document for Jeffrey Epstein, listing personal details such as height, weight, hair and eye color, blood type, and lack of allergies. The document is marked confidential pursuant to federal rules.

key_locations:
Little St. James
St. Thomas, VI

document_subtype: government identification


document_description: This document is an officer's certificate from Deutsche Bank Private Wealth Management authorizing certain financial activities for Southern Trust Company, Inc. The resolutions were adopted by the Board of Directors on July 24, 2013, allowing designated persons to open and maintain brokerage accounts, manage funds and securities, and execute necessary documents on behalf of the corporation. Jeffrey Epstein is listed as an authorized person.

title: Corporate Account Authorization and Terms and Conditions

key_people:
Darren K. Indyke
Jeffrey Epstein

document_subtype: Corporate Account Authorization

key_organizations:
Deutsche Bank
Southern Trust Company, Inc.
Deutsche Bank Securities Inc.


document_description: A corporate resolution certifying the powers and actions of a corporation organized under the laws of the U.S. Virgin Islands. It includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in section 2.

document_date: July 2013

document_subtype: corporate resolution


document_description: The document outlines the Articles of Incorporation for Financial Informatics, Inc., a corporation established under the laws of the Virgin Islands. It details the corporation's name, principal office location, resident agent, and the purposes, objects, and powers of the corporation, including engaging in lawful business, entering contracts, conducting business in the Virgin Islands, borrowing money, and other related activities.

title: Articles of Incorporation of Financial Informatics, Inc.

key_locations: 9100 Havensight, Port of Sale, Suite 15-16, St. Thomas, U.S. Virgin Islands

document_subtype: Articles of Incorporation

key_organizations:
Financial Informatics, Inc.
Kellerhals Ferguson LLP


document_description: This document outlines the corporate charter for a corporation, detailing the authorized shares, initial capital, founding members, perpetual existence, and management structure. It specifies the number of shares, minimum capital, names and residences of the founders, perpetual existence, and management provisions including the number of directors and their powers.

key_people:
Erika A. Kellerhals
Gregory J. Ferguson
Brett Geasy

document_subtype: corporate charter


document_description: This document outlines the powers and responsibilities of the Board of Directors of a corporation, including setting reserves, establishing employee incentive plans, issuing stock options, and managing business contracts. It also details the process for stockholders to sell or transfer shares, requiring offers to be made first to the corporation and then to other stockholders before selling to outside parties.

document_subtype: corporate governance document

key_organizations:
Board of Directors
Corporation

reference_numbers: Sections 91 and 97, Chapter 13, Virgin Islands Code


document_description: Acknowledgment of an instrument by Erika A. Kellerhals, Gregory J. Ferguson, and Brett Geary in the U.S. Virgin Islands.

key_people:
Erika A. Kellerhals
Gregory J. Ferguson
Brett Geary
Gina Marie Bryan

key_locations:
St. Thomas
St. John
U.S. Virgin Islands


document_description: Certificate issued by the Lieutenant Governor of the Virgin Islands certifying the incorporation of Financial Informatics, Inc. as a Business Corporation in the Virgin Islands, filed on November 18, 2011.

title: Certificate of Incorporation for Financial Informatics, Inc.

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Incorporation

key_organizations:
Financial Informatics, Inc.
Government of the Virgin Islands


document_description: Certificate of Amendment for Financial Informatics, Inc. changing its name to Southern Trust Company, Inc. filed and recorded in the Office of the Lieutenant Governor of the Virgin Islands.

document_subtype: Certificate of Amendment

key_organizations: Government of the United States Virgin Islands


document_description: Certification of good standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., issued by the United States Virgin Islands Office of the Lieutenant Governor, Division of Corporations and Trademarks. The corporation filed Articles of Incorporation on November 18, 2011, and was issued a Certificate of Incorporation on December 8, 2011. The corporation is authorized to conduct business in the Virgin Islands and is in good standing.

title: Certificate of Good Standing for Southern Trust Company, Inc.

document_subtype: Certificate of Good Standing


document_description: The document is a board resolution from Southern Trust Company, Inc., a U.S. Virgin Islands Corporation, dated March 19, 2013. It details the unanimous consent of the board of directors to transfer and distribute all issued and outstanding shares of Jeepers, Inc. to Jeffrey E. Epstein, making him the sole shareholder. It also discusses the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company Inc.

document_subtype: Board Resolution

key_organizations:
Southern Trust Company Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: The document outlines resolutions related to a merger between FTC and SF, a wholly owned subsidiary of the Corporation. Jeffrey Epstein is to surrender 10,000 shares of FTC's Common Stock in exchange for 10,000 shares of the Corporation's Common Stock. The merger is intended to qualify as a tax-free reorganization under section 368(a)(1)(A) of the Internal Revenue Code. The President of the Corporation is authorized to execute and deliver the Merger Agreement and file necessary documents with the Office of the Lieutenant Governor of the United States Virgin Islands.

document_subtype: Merger Agreement Resolution

key_organizations: FTC SF Corporation


document_description: Consent filed with the Minutes of the proceedings of the Board of Directors of Financial Trust Company, Inc., executed by directors on March 19, 2013.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn


document_description: This document is a consent resolution by the Board of Directors of Financial Infomatics, Inc., certifying the adoption of resolutions and actions taken by the incorporators of the Corporation. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.


document_description: This document outlines resolutions for a corporation regarding the management of its financial accounts and operations. It includes designating depositories for funds, opening and managing bank accounts, authorizing officers to handle deposits and sign checks, and using facsimile signatures. It also covers the preparation of resolutions for opening accounts and authorizing business operations in various jurisdictions.

key_people: President Secretary


document_description: Resolution authorizing officers of Financial Infomatics, Inc. to perform necessary acts and execute documents to carry out corporate purposes.


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of common stock in Financial Infomatics, Inc. at $0.10 per share, with the subscription accepted by Darren K. Indyke, Vice President, on November 18, 2011.

title: Subscription for Common Stock

document_subtype: stock subscription


document_description: A list of codes associated with Southern Financial LLC, marked as confidential under Federal Rule of Criminal Procedure 6(e).