document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations involving insider trading and securities fraud by Southern Financial Group and Tracy Calvin Dunlap, Jr. The alert references a court case from 2002 where the defendants were found in contempt for not complying with court orders.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
North Carolina

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group
SEC


source: doj

document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations and disciplinary actions against Southern Financial Group, Inc. for insider trading and securities fraud. The alert references specific SEC administrative proceedings and civil actions involving the company and its executives.

title: Deutsche Bank Private Bank Alert

key_people:
Richard M. Wooten
Charles Dennis McKittrick
Gerald F. Hunter, Jr.

document_type: financial

key_locations:
South Carolina
United States

document_subtype: Alert

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
Securities and Exchange Commission
Deutsche Bank Private Bank


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations related to insider trading and securities fraud by Southern Financial Group. The alert references litigation releases and disciplinary actions against the group and its associates for fraudulent investment schemes.

title: Deutsche Bank Private Bank Alert

key_organizations:
Southern Financial LLC
Southern Financial Group
SEC
Deutsche Bank Private Bank


document_description: An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations including insider trading and securities fraud involving Southern Financial Group, Inc. and associated individuals. The alert references multiple SEC litigation releases and disciplinary actions.

title: Deutsche Bank Private Bank Alert

document_type: correspondence

key_locations:
United States
South Carolina
Charleston Division

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
Securities and Exchange Commission
Springdale Investments, Inc.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations, insider trading, and securities fraud involving Southern Financial Group. The alert references a disciplinary and regulatory action from 2008 and a litigation release from the SEC against Elfindepan S.A. and others for a fraudulent high-yield investment scam.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
Middle District of North Carolina

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group
SEC
Elfindepan S.A.
Strategic Asset Funds S.A.


document_description: An alert regarding Southern Financial Services Inc. and its association with fraud and tax-related offenses. James W. 'Bill' Bailey, Jr. was charged with securities fraud, mail fraud, and filing false tax returns related to a Ponzi scheme defrauding investors of over $13 million from January 2000 to December 2010. The alert references a U.S. Attorney's announcement and court documents detailing Bailey's fraudulent activities through Southern Financial Services Inc. and related entities.

title: Deutsche Bank Private Bank Alert

key_people:
James W. 'Bill' Bailey, Jr.
Anne M. Tompkins

document_type: government

key_organizations:
Southern Financial Services Inc.
Deutsche Bank Private Bank
U.S. Attorney's Office
1031 Exchange Services, LLC
AVL Properties, LLC


document_description: A check issued by JEGE, Inc. to Big Sky Aviation, Inc. for the amount of $21,772.11, processed through Deutsche Bank Trust Company Americas. The check is endorsed for deposit only to Big Sky Aviation Inc, with endorsement guaranteed by Regions Bank, West Palm Beach.

key_locations:
St. Thomas, USVI
New York, New York
West Palm Beach, Florida

document_subtype: check

key_organizations:
JEGE, Inc.
Big Sky Aviation, Inc.
Deutsche Bank Trust Company Americas
Regions Bank


document_description: The document details SEC violations by Southern Financial Group, Inc. for insider trading and securities fraud. The Commission alleged inaccuracies in Southern's financial records and failure to report net capital deficiencies. A civil action was named against Southern Financial Group, Inc. and associated individuals in the United States District Court for the District of South Carolina.

key_locations: United States District Court for District of South Carolina, Charleston Division

document_subtype: regulatory action summary

key_organizations:
Southern Financial Group, Inc.
Securities and Exchange Commission


document_description: The Court adjudged defendants Elfindepan, Southern Financial Group, and Tracy Calvin Dunlap, Jr., to be in contempt of court and ordered Dunlap incarcerated for refusing to obey court orders requiring them to produce documents and account for and repatriate investor funds.

document_type: legal

document_subtype: Court Order

key_organizations:
Southern Financial Group
Elfindepan


document_description: An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations including insider trading and securities fraud. The alert references a final judgment entered by Judge David C. Norton against Southern Financial Group, Inc. and individuals Richard M. Wooten and Charles Dennis McKittrick.

title: Deutsche Bank Private Bank Alert

key_people:
David C. Norton
Richard M. Wooten
Charles Dennis McKittrick

document_subtype: alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group, Inc.
Securities and Exchange Commission


document_description: This document is an alert from Deutsche Bank Private Bank regarding SEC violations by Southern Financial Group. It details disciplinary and regulatory actions taken against the entity for insider trading and securities fraud, including civil contempt of court for refusal to obey court orders related to fraudulent investment schemes.

title: Deutsche Bank Private Bank Alert

document_subtype: SEC Violations Alert

key_organizations: U.S. District Court for the Middle District of North Carolina


document_description: Alert regarding Southern Financial Group, Inc. for alleged fraud involving the sale of short-term notes on behalf of UC Properties LLC, raising at least $25 million through a fraudulent scheme.

title: Fraud Alert for Southern Financial Group, Inc.

document_subtype: Fraud Alert

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
UC Properties LLC


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting fraud-related activities associated with James W. 'Bill' Bailey, Jr. It details Bailey's involvement in a Ponzi scheme from January 2000 to December 2010, defrauding investors of over $13 million. The alert references Bailey's initial appearance on federal criminal counts including Securities Fraud, Mail Fraud, and Filing False Tax Returns, as announced by U.S. Attorney Anne M. Tompkins.

title: Deutsche Bank Private Bank Alert

key_organizations:
Southern Financial LLC
Southern Financial Services Inc.
1031 Exchange Services, LLC
AVL Properties, LLC
Deutsche Bank Private Bank


document_description: Alert regarding Southern Financial Mortgage Corporation related to mortgage license revocations due to failure to file an annual report as required by §6.1-418. The alert is issued by Deutsche Bank Private Bank on 05/29/2013.

key_locations:
United States
Virginia

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Mortgage Corporation
VA State Corp Commission


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The document authorizes a wire transfer of $3374.26 to First Command Bank for Marites S McCorquodale, with additional instructions for expense reimbursement and services from 6/30-7/25/14. It includes provisions for standing authorization and verbal instructions.

key_people:
Darren K Indyke
Marites S McCorquodale

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: A memo regarding a debit transaction of USD 1,000.00 from Jeffrey Epstein's account, processed on 12/12/2013, with a request to credit USD 20.00 as investigation charges. The transaction was credited to a beneficiary in Warsaw, Poland.

key_people:
Raunak Tanwar
Deepak Ramchandani
Jeffrey Epstein

document_subtype: memo

key_organizations:
DBOI Global Services Pvt. Ltd
Private Wealth Management
BTCO USA
BK of NYC


document_description: Informal trade execution information provided by Deutsche Bank, subject to change before official confirmation. Official trade confirmations and account statements will govern.


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to various financial instruments including wire transfer, check issuance, and journal funds. The document includes instructions for a wire transfer of $14,000 to JPMorgan Chase for the benefit of Susan M. Hanblin.

key_people:
Jeffrey E Epstein
Susan M. Hanblin
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: A memorandum from Harry Beller to Amanda Kirby requesting a wire transfer of 5,000 Euros from a specified debit account to a beneficiary account at Alior Bank.

key_people:
Harry Beller
Amanda Kirby
Bella Klein

document_subtype: wire transfer request


document_description: Authorization form for asset movement from Deutsche Bank Alex. Brown account of Jeffrey E. Epstein, including a wire transfer of $14,000 to Bank of America.

key_people:
Jeffrey E. Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
Bank of America


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to various financial instruments including wire transfer to MC2 Model Management.

key_people:
Jeffrey E Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
TD Bank
MC2 Model Management


document_description: Janice Franklin inquires about updates to KYC records, specifically asking if KYC #1121718 is being updated and if Mr. Indyke and Mr. Beller are being added to certain accounts. Amanda Kirby responds that she will resubmit all KYC's the following morning.

key_people:
Janice P. Franklin
Mr. Indyke
Mr. Beller
Amanda Kirby

document_subtype: email correspondence

key_organizations:
Deutsche Bank Trust Company Americas
Southern Trust Company


document_description: A confidential communication from Daniel Sabba at Deutsche Bank Securities Inc. The message emphasizes the confidentiality and privileged nature of the information, warning against unauthorized use, disclosure, or copying. It also clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: Authorization for asset movement for non-retirement accounts, specifically for a wire transfer of 2,400 Pound Sterling from Jeffrey E Epstein's account at Deutsche Bank Alex. Brown to NatWest Bank. The document includes instructions for wire, check, journal, and free deliveries, with standing authorization options.

key_people:
Jeffrey E Epstein
Darien Judyh
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
NatWest Bank
Mishcon de Reya


document_description: A memorandum from Darren K Indyke to Amenda Kirby requesting a wire transfer of $5,400 to the National Bank for Foreign Economic Activity of the Republic of Uzbekistan.

key_people:
Darren K Indyke
Amenda Kirby
Bella Klein


document_description: A memorandum from Darren Indyke to Amanda Kirby requesting a wire transfer of $3,600 from a specified account to a beneficiary in Stockholm, Sweden.

key_people:
Darren Indyke
Amanda Kirby
Bella Klein

document_subtype: wire transfer


document_description: A remittance transfer from Mie Athena Sellier to Jeffrey Epstein for 1,000.00 EUR, with details on transfer fees, rights to dispute errors, and cancellation policy.

key_people:
Mie Athena Sellier
Jeffrey Epstein

document_subtype: Regulation E Disclosure for Remittance Transfer


document_description: A memorandum from Darren K Indyke to Amanda Kirby instructing a wire transfer of 1000 Euros from a specified account to a beneficiary in Stockholm, Sweden.

key_people:
Darren K Indyke
Amanda Kirby


document_description: A memorandum from Darren Indyke to Arthur Tendler instructing a wire transfer of 2,500 Euros from a specified debit account to Societe Generale in Bois-Colombes.

key_people:
Darren Indyke
Arthur Tendler


document_description: A memorandum from Darren Indyke to Arthur Tendler instructing a wire transfer of 2,500 Euros from a specified account to a beneficiary via SWEDBANK.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving wire transfer instructions for Jeffrey E Epstein's account.

key_people:
Jeffrey E Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Bank of America
University of California Regents


document_description: Authorization form for asset movement for Jeffrey Epstein's non-retirement account at Deutsche Bank Alex Brown, including wire transfer instructions to JP Morgan Chase.

key_people:
Jeffrey Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex Brown
JP Morgan Chase


document_description: A confidential note or letter signed by Bella, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Authorization for asset movement for non-retirement accounts by Deutsche Bank Private Wealth Management. The document authorizes the transfer of $1,000,000.00 from Southern Trust Company Inc. to Citibank, with further credit to Morgan Stanley. It includes indemnification and verification clauses, and outlines the responsibilities and risks associated with the transmission of instructions.

key_organizations:
Deutsche Bank
Southern Trust Company Inc.
Citibank
Morgan Stanley


document_description: Authorization for asset movement from Deutsche Bank Alex. Brown for Southern Financial LLC, signed by Darren Indyke. Includes wire transfer instructions for $7,000,000 to Boothbay Absolute Strategies Fund LP via BMO Harris Bank NA.

key_organizations:
Deutsche Bank Alex. Brown
Southern Financial LLC
BMO Harris Bank NA
Boothbay Absolute Strategies Fund LP


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren K Indyke for Jeffrey E Epstein's account. Includes instructions for wire transfer of $3000 to TD Bank.

key_people:
Jeffrey E Epstein
Darren K Indyke

key_organizations:
Deutsche Bank Alex. Brown
TD Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex Brown. Includes instructions for wire transfer of $2188.27 to First Command Bank. Contains provisions for checks, journal funds, and free deliveries. Standing authorization and verbal instruction acceptance are outlined. Signed by Darren K Indyke.

key_organizations:
Deutsche Bank Alex Brown
First Command Bank


document_description: An alert for a party requires clearance from compliance before KYC approval. Instructions include forwarding an explanation to compliance and receiving confirmation that the alert can be removed from the queue. Attachments related to the alert have been deleted by Monifa Crawford.

key_people:
Urvashi
Monifa Crawford


document_description: A memorandum from Richard Kahn to Amanda Kirby requesting a wire transfer of $10,000 from a specified debit account to a beneficiary at Banca Del Fucino.

key_people:
Richard Kahn
Amanda Kirby


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including instructions for wire transfer of $4000 to Bank of America. The document outlines the terms and conditions for asset movement, including standing authorization and verbal instructions.

key_people:
Jeffrey Epstein
Harry Beller


document_description: Authorization for asset movement for non-retirement accounts, specifically for Jeffrey E Epstein's account at Deutsche Bank Alex. Brown. Includes instructions for wire transfer, check issuance, and journal entries.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren K Indyke, authorizing a wire transfer of $980 to TD Bank.

key_people:
Darren K Indyke
Jeffrey E Epstein


document_description: A check issued to USCIS for the amount of $1,070 from Deutsche Bank Trust Company Americas.

key_organizations:
USCIS
Deutsche Bank Trust Company Americas


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for Jeffrey E Epstein's account.

key_organizations:
Deutsche Bank Alex. Brown
1st United Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer of $5,000 to JPMorgan Chase for the benefit of Mehmet Arda Beskardes, Esq. The document includes provisions for checks, journal funds, and free deliveries, with standing authorization options and acknowledgment of transmission risks.

key_people:
Jeffrey E Epstein
Darren Indyke
Mehmet Arda Beskardes, Esq


document_description: A communication from Richard Kahn of HBRK Associates Inc. requesting to call Harry for confirmation. The message includes a note about an attachment related to a wire transfer and a disclaimer about confidentiality and legal advice.

key_people:
Richard Kahn
Harry
Amanda Kirby
Damien Vannieenwenhove

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for $2183.25 to First Command Bank. The document outlines procedures for wire transfers, checks, journals, and free deliveries, and includes standing authorization terms and conditions.

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank
NES, LLC


document_description: Authorization for asset movement from Deutsche Bank Alex. Brown account of Jeffrey E Epstein to Suntrust Bank for the benefit of MC2 Model Management.

key_people:
Jeffrey E Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
Suntrust Bank
MC2 Model Management


document_description: A memorandum from Harry Beller to Amanda Kirby instructing a wire transfer of 1,000 Euros from a specified debit account to a beneficiary in Slovakia. The memo includes banking details and a contact for questions.

key_people:
Harry Beller
Amanda Kirby
Bella Klein


document_description: Authorization for asset movement for non-retirement accounts, directing Deutsche Bank Alex. Brown to follow specified asset movement instructions for Jeffrey Epstein's account. Includes wire transfer instructions to Suntrust Bank for MC2 Model Management.


document_description: Wire transfer instruction for One Thousand Euros from a specified account to Tatra Banka in Slovakia.

document_subtype: wire transfer instruction


document_description: Request to send out wire transfers of 225k and 10k, with attachments related to wire transfers involving Larry Visoski.

key_people:
Richard Kahn
Larry Visoski
Amanda Kirby

key_locations: 575 Lexington Avenue, New York, New York 10022


document_description: Internal communication regarding a financial transaction involving a debit authorization and account details for sending funds. Amanda Kirby seeks clarification on crediting 520 USD.

key_people:
Raunak Tanwar
Amanda Kirby
Aracely Sanchez

key_organizations:
DBOI Global Services Pvt. Ltd
Deutsche Bank Trust Company Americas


document_description: Debit of USD 1,000.00 from Jeffrey Epstein's account for credit to Alior Bank SA in Warsaw, Poland. Includes a request for USD 20.00 as investigation charges.

key_people:
Jeffrey Epstein
Deepak Ramchandani

key_organizations:
Legal Workstation BTCO USA
BK of NYC
Alior Bank SA

reference_numbers: PLS CREDIT OUR USD ACT AT YR BK WITH USD 20.00 AS OUR INVEST CHARGES


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: The document discusses the challenges faced by the central bank in achieving a 2% inflation target. It highlights the discrepancy between expected and actual economic indicators, such as GDP demand components and corporate profits. The likelihood of achieving the 2% inflation trend is low, with a shift in probability towards a 1% trend. The central bank chief is cautious about missing the original 2-year timeframe for inflation and emphasizes the importance of the government's fiscal consolidation plan.

key_organizations:
Bank of Japan
Deutsche Bank


document_description: A memorandum from Harry Beller to Amanda Kirby requesting a wire transfer of 700 Euros from a specified debit account to a beneficiary in Slovakia.


document_description: A note from Richard Kahn of HBRK Associates Inc. requesting to call Darren for confirmation if required. The note mentions an attachment related to the Epstein VI Foundation dated 3-19-2014, which was deleted by Amanda Kirby. It includes a confidentiality notice and a disclaimer from Deutsche Bank.

key_people:
Richard Kahn
Darren
Amanda Kirby

key_locations: 575 Lexington Avenue, 4th Floor, New York, New York 10022

document_subtype: note

key_organizations:
HBRK Associates Inc.
Deutsche Bank
Epstein VI Foundation


document_description: This document contains financial data related to Viacom Inc, including earnings history, analyst coverage, and earnings estimates. It provides details on earnings per share (EPS), sales, net income, operating profit, and EBITDA. The document also includes information on earnings trends and estimate revisions.

title: Viacom Inc Financial Data

document_type: tabular

key_organizations:
Viacom Inc
Deutsche Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. Includes instructions for wire transfer, check issuance, journal funds, and free deliveries. Contains standing authorization and verbal instruction clauses.

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: This is a confidential communication from Deutsche Bank, indicating that the attached document was deleted by Amanda Kirby. The communication includes a disclaimer about the confidentiality and privilege of the information, and a notice that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication from Deutsche Bank to Richard Kahn of HBRK Associates Inc. The attachment 'DB JEE Euros_WT_Wandi_1-23-2014.pdf' was deleted by Amanda Kirby. The communication includes a disclaimer about the confidentiality and privilege of the information, and a note that Deutsche Bank does not provide legal or tax advice.

key_people:
Amanda Kirby
Richard Kahn

document_subtype: fax

key_organizations:
Deutsche Bank
HBRK Associates Inc.


document_description: Wire transfer of 5,000 Euros from Jeffrey E. Epstein's account to SARL Glustin in France for the purchase of 2 paintings for New York.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Harry Beller
Bella Klein

key_locations:
France
138 Rue Des Rosiers, 93400 St Quen


document_description: Authorization form for asset movement from Jeffrey E Epstein's Deutsche Bank account to Citibank, including wire transfer instructions and standing authorization terms.

key_people:
Jeffrey E Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Citibank


document_description: The document is an overdraft notice from Deutsche Bank Trust Co. Americas for an account held by Karyna Shuliak. The account shows an overdraft of $1,491.86 as of November 5, 2014. The document requests a deposit to cover the overdraft amount and mentions a fee that has been deducted from the account. It includes a description of a POS purchase and a request to waive the fee.

key_people:
Karyna Shuliak
Natalie Barrak

document_subtype: Overdraft Notice


document_description: An alert from Deutsche Bank Private Bank regarding an entity involved in organized crime, criminal association, racketeering, and conspiracy. The entity was sued for civil racketeering and conspiracy on 03/18/2008, as reported by The Palm Beach Post.

title: Deutsche Bank Private Bank Alert

key_locations:
New York City
United States

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
The Palm Beach Post
RiskConnect


document_description: This document is a financial alert from Deutsche Bank Private Bank dated 02/05/2015. It involves sex offenses and obscenity-related charges, including recruitment for sex acts and erotic massages. The alert references a Factiva article from the South Florida Sun-Sentinel.

key_organizations:
Deutsche Bank Private Bank
South Florida Sun-Sentinel
FACTIVA


document_description: The document provides information about an entity involved in organized crime, criminal association, and racketeering. It mentions lawsuits for civil racketeering and conspiracy, with references to media articles from The Palm Beach Post.

document_subtype: Entity Information

key_organizations:
Regulatory DataCorp, Inc.
The Palm Beach Post
RiskConnect


document_description: A former student has sued Jeffrey Epstein and two others, alleging they conspired in procuring underage girls for sexual massages at Epstein's Palm Beach mansion. The lawsuit, filed under the name Jane Doe, seeks damages for sexual assault and emotional distress. Epstein's lawyer denies the allegations, claiming the family is seeking money. Other similar lawsuits and a felony charge of solicitation of prostitution are pending against Epstein.

title: Girl Sues Epstein, Two Others She Says Conspired in Massages

key_people:
Jeffrey Epstein
Jane Doe
Ted Leopold

document_type: media

key_locations:
West Palm Beach
Palm Beach
Manhattan
New Mexico
Virgin Islands


document_description: The document is a report from the South Florida Sun-Sentinel, published by Tribune Publishing Company, discussing sex offenses and obscenity-related charges involving a defendant who recruited a girl for sex acts and an erotic massage. The report is sourced from Factiva and is marked confidential.

title: Factiva Article - FLSS000020081205e4c50005l

document_subtype: report

key_organizations:
South Florida Sun-Sentinel
Tribune Publishing Company


document_description: Billionaire Jeffrey Epstein, serving time for soliciting erotic massages and sexual acts from underage girls, faces another lawsuit for similar allegations. Filed by attorney Spencer Kuvin, the suit involves a girl identified as B.B., who was 15 in 2005 when recruited by Epstein's assistant for an erotic massage and sex acts. Kuvin seeks over $15,000 for damages. Epstein's attorney, Robert Critton Jr., was unavailable for comment. Epstein is serving an 18-month sentence in Palm Beach County Jail.

title: Underage Girl Second to Sue Billionaire

key_people:
Jeffrey Epstein
Spencer Kuvin
B.B.
Robert Critton Jr.

key_locations:
Palm Beach
Palm Beach County Jail

document_subtype: news article


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to wire federal funds, issue checks, or journal funds as per instructions. Includes standing authorization and verbal instruction provisions.

key_people:
Jeffrey E Epstein
Itzhak Koren
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Citibank, NA


document_description: A remittance transfer from Jeffrey Epstein to Artcurial Briest Poulain F Tajan for 7,540.00 EUR with no transfer fees. The funds are expected to be available by April 14, 2015. The document includes information on the right to dispute errors and cancel the transfer.

key_organizations: New York State Department of Financial Services


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer from Jeffrey Epstein to Tajan, amounting to 48,488.00 EUR, with no transfer fees. The document includes information on the right to dispute errors and cancellation policies.


document_description: This document is a confidential communication, possibly related to legal or financial matters, with disclaimers about unauthorized use and confidentiality. It mentions Deutsche Bank and includes reference numbers.


document_description: A memorandum from Darren K Indyke to Amanda Kirby instructing a wire transfer of $5,000 to a bank in Uzbekistan.

key_people:
Darren K Indyke
Amanda Kirby
Bella Klein

key_organizations: National Bank for Foreign Economic Activity of the Republic of Uzbekistan


document_description: A remittance transfer disclosure from Deutsche Bank AG, New York Branch, detailing a transfer initiated by Jeffrey Epstein on May 20, 2014, with a transfer amount of $2,500.00. The funds are expected to be available by June 4, 2014. The document outlines the rights to dispute errors and cancellation policies.


document_description: A note regarding a W-9 Tax form issue where the 'Other' box is blank under the federal tax classification grid. The sender requests updated documents or corrections in KYC# accordingly.

key_organizations:
Gratitude America
DBOI Global Services Private Limited


document_description: This document is a communication related to a securities offering, involving bookrunners and co-managers such as JPMorgan, Deutsche Bank, William Blair, Wells Fargo, and SunTrust. It includes information about obtaining the prospectus and legal disclaimers regarding confidentiality and the nature of the information.

key_locations: 60 Wall Street, New York, New York 10016

key_organizations:
JPMorgan
Deutsche Bank
William Blair
Wells Fargo
SunTrust
SEC
Deutsche Bank Securities Inc.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer from Jeffrey Epstein to Johanna Thringer. The transfer amount is 3,100.00 EUR with no transfer fees. The document includes information on the right to dispute errors and cancellation policies.

key_people:
Jeffrey Epstein
Johanna Thringer


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex Brown. Includes instructions for wire transfer of $1876.73 to First Command Bank, with additional instructions for expense reimbursement and services from 03/22/15 to 04/14. Other sections for checks, journal funds, and free deliveries are unfilled. Standing authorization and verbal instruction provisions are included.

key_people:
Darren K. Indyke
Judyh

key_organizations:
Deutsche Bank Alex Brown
First Command Bank
NES, LLC


document_description: A confidential note or letter signed by Bella, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Authorization form for asset movement for Jeffrey E Epstein's non-retirement account at Deutsche Bank Alex. Brown. Includes instructions for wire transfers, checks, journals, and free deliveries. Contains standing authorization and verbal instruction clauses.

key_people:
Jeffrey E Epstein
Darren K Indyke

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer of 5,000.00 EUR from Jeffrey Epstein to Amar Siad. The document includes details about the transfer amount, fees, and recipient information, as well as rights to dispute errors and cancellation policies.

key_people:
Jeffrey Epstein
Amar Siad

key_organizations: New York State Department of Financial Institutions


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex Brown, signed by Darren K Indyke on behalf of Jeffrey E Epstein. The form authorizes wire transfer of $13,800 to beneficiaries Jennifer Kalin and Karyna Shullak. It includes provisions for standing authorization and verbal instructions.

key_people:
Jeffrey E Epstein
Darren K Indyke
Jennifer Kalin
Karyna Shullak


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex Brown, signed by Jeffrey E Epstein. It includes instructions for wire transfers, checks, journals, and free deliveries. The document specifies a wire transfer of $21,600 to beneficiaries Jennifer Kalln and Karyna Shuliak. It also outlines the terms for standing authorization and the responsibilities of the undersigned regarding transmission methods and potential risks.

title: Authorization for Asset Movement for Non-Retirement Accounts

key_people:
Jeffrey E Epstein
Jennifer Kalln
Karyna Shuliak
Darren K Indyke


document_description: Wire transfer instruction to transfer 5,000 Euros from a specified account to a beneficiary account at JP Morgan Chase.

key_people:
Darren K Indyke
Amanda Kirby
Arthur Tendler
Bella Klein

key_locations: 270 Park Avenue, 43rd Floor, New York, NY 10017


document_description: A request for a federal reference number for a wire transfer that has not been received. The communication includes a forwarded message from Richard Kahn regarding confirmation of the transaction.

key_people:
Richard Kahn
Darren

key_organizations:
HBRK Associates Inc.
Deutsche Bank
Epstein VI Foundation


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to follow specified asset movement instructions for Jeffrey E Epstein's account. Includes wire transfer instructions to Bank of America for beneficiary Alina Doronina.

key_people:
Jeffrey E Epstein
Alina Doronina
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
Bank of America


document_description: Details of a financial deal involving the Federative Republic of Brazil and Southern Financial LLC, with specifics on notional amount, effective and maturity dates, payment frequency, and spreads.

key_locations: LDN NYC

document_subtype: Trade Details

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank AG, New York Branch, involving Jeffrey Epstein as the sender and Monsieur Frederic Vaysse as the recipient. The transfer amount is 2,782.34 USD, with an exchange rate of US$1.00 to EUR 0.71882, resulting in 2,000.00 EUR to the recipient. No transfer fees are applied. The document outlines the rights to dispute errors and conditions for cancellation.

key_people:
Jeffrey Epstein
Monsieur Frederic Vaysse


document_description: The Bank of Japan's semiannual Outlook for Economic Activity and Prices report indicates a shift in language regarding price risks, now stating that risks are 'skewed to the downside.' A research study suggests that further increases in inflation expectations are necessary to achieve the 2% price stability target. The study also notes weaker than expected improvements in private consumption, despite better than expected corporate profits and employee income. An empirical model shows a low likelihood of inflation reaching a 2% trend, with a higher probability of a 1% trend. The central bank chief acknowledges missing the original 2-year timeframe for inflation but emphasizes the importance of the government's fiscal consolidation plan.


document_description: Confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. The message is intended for the addressee only and may contain privileged information. Unauthorized use or disclosure is prohibited.


document_description: A table listing various entities and individuals associated with KCP LATAM and KCP US, including dates and names.

key_people:
Rodrigo G
Nina T
Billy O
Martin Z
Josh S

document_type: email

document_subtype: tabular

key_organizations:
KCP LATAM
KCP US
Colina Insurance Limited
Armory Fund LDC
Amzak Capital Management LLC
MSD Capital L.P.
Centaurus Capital LP
Somerston Investments Ltd,GB
Monex Inversiones SA


document_description: A table listing various investment companies and their associated dates, along with a series of email exchanges regarding the GM KCP Bible action plan update.

key_people:
Nina Tona
Xavier Avila
Davide-A Sferrazza
Alastair Mackinlay
Martin Zeman
Joshua Shoshan
Billy Obregon

key_organizations:
Investment Company Ltd,BS
JMB Capital Partners LP
Somerston Investments Ltd,GB
Southern Financial LLC
West Family Investments Inc
MSD Capital L.P.
Centaurus Capital LP


document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as President. It outlines the binding effect of the agreement, its governance under the laws of the U.S. Virgin Islands, and its execution by the sole member.

title: Operating Agreement of Southern Trust Company, Inc.

document_subtype: Operating Agreement


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, and purpose.

key_locations: 9100 Port of Sale Mall, Suite 15, St. Thomas, U.S. Virgin Islands 00802

document_subtype: Articles of Organization


document_description: Greg J. Ferguson signed as the Organizer of a company in the United States Virgin Islands, with the document notarized by Brett A. Geary.

key_people:
Greg J. Ferguson
Brett A. Geary

key_locations:
United States Virgin Islands
St. Thomas
St. John

document_subtype: notarized statement


document_description: Business Basics VI, LLC consents to act as the resident agent for Southern Financial, LLC for service of process in the United States Virgin Islands.

title: Consent of Agent for Service of Process

document_subtype: Resident Agent Form

key_organizations: Office of the Lieutenant Governor Division of Corporations and Trademarks


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration and legal existence as a Limited Liability Company as of February 25, 2013.

title: Certificate of Existence for Southern Financial, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations:
Southern Financial, LLC
Government of the Virgin Islands


document_description: The document is a board resolution from Southern Trust Company, Inc., certifying the unanimous adoption of certain resolutions by the Board of Directors on March 19, 2013. It includes decisions regarding the transfer and distribution of shares of Jeepers, Inc. to Jeffrey Epstein, making him the sole shareholder, and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: The document outlines resolutions related to a merger agreement involving Jeffrey Epstein. It details the surrender and issuance of shares, the intended tax-free reorganization status, and authorizations for corporate officers to execute necessary documents.

document_subtype: Merger Agreement Resolution

key_organizations: FTC SF Corporation


document_description: This document is a board resolution for Financial Infomatics, Inc., certifying the unanimous adoption of resolutions by the Board of Directors on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.

title: Consent of the Board of Directors of Financial Infomatics, Inc.

key_people:
Jeffrey Epstein
Darren Indylte
Richard Kahn


document_description: Corporate resolution detailing the roles of officers, stock issuance, and other corporate formalities for a corporation involving Jeffrey Epstein.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn

document_subtype: corporate resolution


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of Common Stock of Financial Infomatics, Inc. at $0.10 per share, with payment due upon call by the Board of Directors. The subscription is accepted by Darren K. Indyke, Vice President of the corporation.

title: Subscription for Common Stock

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: stock subscription


document_description: Confidential financial report for Southern Financial LLC as of June 30, 2017.

title: Southern Financial LLC Financial Report

document_subtype: financial report


document_description: A table listing various clients and their KYC review details, including review dates, responsible individuals, and comments.

key_people:
Billy O
Nina T
Mauricio P
Rodrigo G

key_locations: LATAM US

document_subtype: KYC Review Table

key_organizations:
KCP LATAM
Armory Fund LDC
Blue Media Investments Inc
Bradwell Commercial Ltd
Drake Aurora Fund
Fratelli Investments Limited
Inverban
Proaltus Capital Partners SL
Puerto Asis Corporation
Signature Capital
Tonelle Limited
Transacciones e Inversiones Arizona SA
Colina Insurance Limited
Amzak Capital Management LLC
Canyon Green Solemint LLC
DAVID H MURDOCK


document_description: A table listing various entities associated with KCP US and their respective dates, with some entries marked as 'Yes' and associated with specific individuals.

key_people:
Rodrigo G
Xavi A
Davide S
Martin Z
Nina T
Zack Bunimovich

key_organizations:
KCP LATAM AB
Colina Insurance Limited
Amzak Capital Management LLC
Canyon Green Solemint LLC
MURDOCK LIVING TRUST
Dean Holdings Inc
Gapstow
George Kaiser Family Foundation
Guardian Investment Company Ltd
JMB Capital Partners LP
Somerston Investments Ltd
Southern Financial LLC
West Family Investments Inc
MSD Capital L.P.
Centaurus Capital LP


document_description: A communication from Nina Tona, Associate Business Control Manager at Deutsche Bank Wealth Management, regarding clients that the bank has decided not to retain. The message emphasizes the confidentiality of the information and the non-advisory nature of the Key Client Partners products and services.


document_description: A memo from the FATCA Outreach Team at Deutsche Bank Birmingham regarding a remediation exercise and potential future contact about other clients.

document_subtype: memo


document_description: A memo from Nina Tona to Zack Bunimovich and others, discussing the ownership and financial details of Southern Financial LLC and Southern Trust Company Inc. It includes information about Jeffrey Epstein's financial career and his role as the sole UBO. The memo also references attachments with financial statements and legal representatives.

key_people:
Jeffrey Epstein
Nina Tona
Zack Bunimovich
Darren K. Indyke
Richard Kahn
Leslie Wexner

key_locations:
St. Thomas
US Virgin Islands

key_organizations:
Southern Financial LLC
Southern Trust Company Inc.
J. Epstein & Co.
The Financial Trust Company
Bear Stearns


document_description: Internal communication regarding the adoption location status for a high-risk client at Deutsche Bank. The GB adoption location is marked as Red, while the US adoption location is Green for CIB. The memo discusses the retention of GM products by another business and highlights the client's KYC deficiency last reviewed in 2015.

key_people:
Monika Valantiejute
Xavier Avila
Jane
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus
Nina Tona
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza

key_locations: Winchester House, 1 Great Winchester Street, London, EC2N 2DB

document_subtype: internal memo


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of the Company, detailing conditions under which they are indemnified for legal expenses. It also describes the process for determining the appropriateness of indemnification and the conditions for the Company's dissolution.

document_subtype: indemnification and liquidation provisions


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's name, address, principal office, resident agent, and purpose.

title: Articles of Organization of Southern Financial, LLC


document_description: The document outlines the Articles of Organization for a company, detailing the limitation of liability for managers and members, and the severability of the document's provisions.


document_description: This document is a consent form where Business Basics VI, LLC agrees to act as the resident agent for Southern Financial, LLC for service of process in the United States Virgin Islands.

title: Consent of Agent for Service of Process

key_locations: St. Thomas, United States Virgin Islands

key_organizations: Office of the Lieutenant Governor, Division of Corporations and Trademarks


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands for SOUTHERNFINANCIAL, LLC, confirming its organization and good standing as of June 25, 2013.

title: Certificate of Existence for SOUTHERNFINANCIAL, LLC


document_description: The Board of Directors of Southern Trust Company, Inc. unanimously adopted resolutions on March 19, 2013, regarding corporate restructuring. Jeffrey Epstein, Darren K. Indyke, and Richard Kahn, as directors, consented to actions including the transfer of shares of Jeepers, Inc. to Jeffrey Epstein and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.


document_description: This document is a consent resolution by the Board of Directors of Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying the adoption of resolutions on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.


document_description: This document outlines resolutions for a corporation regarding the management of its financial accounts and operations. It includes designating depositories for funds, authorizing officers to manage accounts, and setting the fiscal year. It also authorizes the corporation to conduct business in various jurisdictions by appointing agents and filing necessary documents.

key_people: President Secretary


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of Common Stock at $0.10 per share in Financial Infomatics, Inc., a corporation in the United States Virgin Islands. The subscription is accepted by Darren K. Indyke, Vice President, on November 18, 2011.

title: Subscription for Common Stock


document_description: Financial report for Southern Trust Company, Inc. as of June 30, 2017.

title: Southern Trust Company, Inc. Financial Report


document_description: This document is the Operating Agreement for Southern Financial, LLC, a U.S. Virgin Islands Limited Liability Company, formed by Southern Trust Company, Inc. The agreement outlines the formation, organization, purposes, duration, and capital structure of the company.

title: Operating Agreement of Southern Financial, LLC

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Business Basics VI, LLC


document_description: The document outlines the terms related to capital contributions, transfer of membership units, and capital accounts for a company with a sole member. It specifies the conditions under which the sole member can transfer membership units, the handling of capital contributions, and the maintenance of capital accounts.

document_subtype: fax


document_description: The document outlines the terms related to the capital account adjustments, allocations, and distributions for a company. It specifies how the capital account of members will be increased or decreased based on various financial activities and liabilities. It also details the allocation of net profits, losses, and other financial items to the Sole Member, as well as the priority of distributions of net cash flow.


document_description: This document is an Operating Agreement executed by Jeffrey E. Epstein as President of Southern Trust Company, Inc. It outlines the binding effect and governing law of the agreement, which is subject to the laws of the U.S. Virgin Islands.


document_description: This document is a notarized statement by Greg J. Ferguson, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. The notarization took place in the United States Virgin Islands.

document_subtype: notarized document


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., confirming its incorporation and authorization to conduct business in the Virgin Islands as of December 2011.

document_subtype: Certification of Good Standing


document_description: Consent of the Board of Directors of Southern Trust Company, Inc. to transfer shares and merge entities.

key_people:
Jeffrey Epstein
Danen K. Indyke
Richard Kabu


document_description: Consent filed with the Minutes of the proceedings of the Board of Directors of Financial Trust Company, Inc.

key_people:
Richard Kahn
Jeffrey E. Epstein
Darren K. Indyke

key_organizations:
Deutsche Bank
Financial Trust Company, Inc.


document_description: A fax from Deutsche Bank outlining resolutions for managing corporate bank accounts, including designating depositories, authorizing facsimile signatures, and appointing agents for business operations in various jurisdictions.


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of Common Stock of Financial Infomatics, Inc. at $0.10 per share, with a par value of $0.01 per share. The subscription is accepted by Darren K. Indyke, Vice President of Financial Infomatics, Inc.

title: Subscription for Common Stock


document_description: A table listing requests for 'Early Morning Read' with requester names, due dates, and dates sent. Includes a promotional section about Deutsche Bank's macro forecasts and a screenshot description of a DB Forecast Map interface.

title: Early Morning Read Requests

key_people:
Marc Douglay
Daniel Boorst
Chetan Kataria

document_subtype: spreadsheet

key_organizations:
Deutsche Bank
Evalueserve


document_description: A table listing various investment entities associated with KCP LATAM and KCP US, including details such as investment partners, dates, and responsible individuals.

key_people:
Xavi A
Nina T
Aisha Khan
Billy O
Rita Shteynberg
Rodrigo G
Martin Z

key_organizations:
KCP LATAM
Fratelli Investments Limited
Inversiones Alabama Limitada
Colina Insurance Limited
Armory Fund LDC
Amzak Capital Management LLC
MSD Capital L.P.
Centaurus Capital LP
W De Argentina - Inversiones S.A


document_description: A confidential memo from Zack Bunimovich at Deutsche Bank Securities Inc. related to client management and due diligence.


document_description: The table lists various entities associated with KCP LATAM and KCP US, along with dates and some additional notes. It includes entities like Bradwell Commercial Ltd, Drake Aurora Fund, Fratelli Investments Limited, and others. Some entries have associated dates and notes about actions or decisions.

key_people:
Billy O
Mauricio P
Nina T
Rodrigo G
Xavi A
Davide S

key_organizations:
KCP LATAM
Bradwell Commercial Ltd
Drake Aurora Fund
Fratelli Investments Limited
Inverban
Proaltus Capital Partners SL
Puerto Asis Corporation
Signature Capital
Tonelle Limited
Transacciones e Inversiones Arizona SA
Colina Insurance Limited
KCP US
Amzak Capital Management LLC
Canyon Green Solemint LLC
DAVID H MURDOCK LIVING TRUST
Dean Holdings Inc
Gapstow
George Kaiser Family Foundation
Guardian Investment Company


document_description: A memo from Nina Tona at Deutsche Bank Wealth Management discussing updates to the KCP Main Client List and related tabs. It outlines the responsibilities of team members for various tasks and the structure of the client list across different tabs.

key_people:
Nina Tona
Davide
Ali

key_organizations:
Deutsche Bank Wealth Management
KCP Capital Markets


document_description: This document appears to be a business document related to Deutsche Bank Wealth Management, detailing various financial products and services available in different regions, including the United Kingdom and the United States. It includes a table listing business units, adoption locations, adoption entities, and products. The document is marked as confidential and intended for sophisticated institutional investors.

key_locations:
United Kingdom
United States
Jacksonville, Florida

document_subtype: business document


document_description: A table listing various entities associated with KCP US, including Dean Holdings Inc, Gapstow, George Kaiser Family Foundation, and others, along with their respective IDs and dates. Some entries include additional notes or names.

key_people:
Xavi A
Davide S
Martin Z
Nina T
Zack Bunimovich

document_subtype: Living Trust

key_organizations:
Dean Holdings Inc
Gapstow
George Kaiser Family Foundation
Guardian Investment Company Ltd,BS
JMB Capital Partners LP
Somerston Investments Ltd,GB
Southern Financial LLC
West Family Investments Inc
MSD Capital L.P.
Centaurus Capital LP


document_description: A table listing various investment companies associated with KCP US, along with dates and some additional notes. The table includes entities like George Kaiser Family Foundation, Guardian Investment Company Ltd, and others, with dates ranging from 2013 to 2017. Some entries have additional notes such as 'Process has started'.

key_organizations:
KCP US
George Kaiser Family Foundation
Guardian Investment Company Ltd
JMB Capital Partners LP
Somerston Investments Ltd
Southern Financial LLC
West Family Investments Inc
MSD Capital L.P.
Centaurus Capital LP


document_description: The document outlines the terms for increases and decreases in the capital account of company members, as well as the allocation and distribution of net profits, losses, and other financial items. It specifies how liabilities and distributions affect the capital account and details the priority of cash flow distributions to the sole member.

document_subtype: Agreement


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of the Company, detailing conditions under which they are indemnified for legal expenses. It also covers the process for determining indemnification and the conditions for the Company's dissolution. Additionally, it includes miscellaneous provisions regarding section headings, severability, and amendment procedures.

document_subtype: indemnification and liquidation agreement


document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as the President and Sole Member. It outlines the binding effect of the agreement and specifies that it is governed by the laws of the U.S. Virgin Islands.

document_subtype: Operating Agreement


document_description: The document outlines the liability limitations for managers and members of a company under the Uniform Limited Liability Company Act. It specifies that any amendments to the Act that further limit manager liability will apply, and that members are not liable for company debts. It also includes a severability clause ensuring the rest of the document remains valid if any part is voided.

document_subtype: Articles of Organization


document_description: This document is a notarized statement by Greg J. Ferguson, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. It was signed and notarized in the United States Virgin Islands.

key_people:
Greg J. Ferguson
Brett A. Geary

document_subtype: Notarized Document

key_organizations:
LT. GOV. OFFICE
CORPORATIONS & TM


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying that Southern Financial, LLC is duly registered to conduct business in the Territory as of February 25, 2013.

document_subtype: Certificate of Existence


document_description: IRS notice assigning an Employer Identification Number (EIN) to Southern Financial LLC L Southern Trust Company Inc. The notice provides the EIN 66-0799192 and instructions for its use in tax documents and correspondence.

key_locations:
Cincinnati, OH
St. Thomas, VI

document_subtype: IRS Notice


document_description: Resolution authorizing officers of Financial Infomatics, Inc. to perform necessary acts to carry out corporate business.

document_subtype: corporate resolution


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries as of June 30, 2017. It details the assets, liabilities, and shareholder's equity of the company on an income tax basis.

title: Statement of Assets, Liabilities and Shareholder's Equity

document_subtype: financial statement

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Haze Trust


document_description: Zack Bunimovich from Deutsche Bank Securities Inc. is inquiring about RDC alerts for Jeffrey Epstein, the sole shareholder of Southern Financial, and seeking confirmation to proceed with onboarding the client.

key_people:
Zack Bunimovich
Jeffrey Epstein

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial


document_description: Settlement instructions for securities transactions involving the Depository Trust Company (DTC) and Federal Reserve Bank, with Citibank N.A. as the local agent and SIX SIS AG as the custodian. Includes SWIFT addresses and account numbers for various accounts.

key_people:
Nina Tona
Martin Zeman
Xavier Avila
Alastair Mackinlay
Mathew Negus
Joshua Shoshan

key_locations:
New York
Zurich

document_subtype: settlement instructions

key_organizations:
Depository Trust Company
Federal Reserve Bank
Citibank N.A.
SIX SIS AG


document_description: A memo discussing the retention of Southern Financial LLC as a client, including pending business items and approvals needed from various parties.

key_people:
Xavier Avila
Nina Tona

document_subtype: memo

key_organizations:
Southern Financial LLC
Deutsche Bank Wealth Management
DBAG (LDN)
DB SI
DB AG (LDN)
DBSI & DE AG (LDN)


document_description: The table contains information about various entities and their associations with KCP US and KCP Latam, including dates and some individuals involved.

key_organizations:
KCP Latam
Fratelli Investments Limited
Colina Insurance Limited
Amzak Capital Management LLC
Canyon Green Solemint LLC
DAVID H MURDOCK LIVING TRUST
Dean Holdings Inc
Gapstow
George Kaiser Family Foundation
Guardian Investment Company Ltd
JMB Capital Partners LP
Somerston Investments Ltd
Southern Financial LLC
West Family Investments Inc
MSD Capital L.P.
Centaurus Capital LP


document_description: This document is a Deutsche Bank Private Bank Alert for Richard D Kahn, indicating a regulatory action and disciplinary action by NYSE Arca for failing to provide testimony as requested by FINRA. Richard Kahn is permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 days from the decision date.

title: Deutsche Bank Private Bank Alert

document_subtype: Bank Alert

key_organizations:
Deutsche Bank
NYSE Arca
FINRA


document_description: A table listing priority ranks for KYC (Know Your Customer) processes for various clients, including details such as team, account name, dbcar ID, KYC status, review date, responsible persons, case manager, and target due date.

key_people:
Xavi A
Nina T
Rital Shteynberg
Martin Z
Zack Bunimovich
Aisha Khan
Billy O
Rodrigo G

document_subtype: table

key_organizations:
KCP LATAM
KCP US
03 Capital Global Fund
Southern Financial LLC
Tonelle Limited
Anschutz Investments Co
Blue Media Investments Inc
Fratelli Investments Limited
Inversiones Alabama Limitada
Colina Insurance Limited
Armory Fund LDC
Amzak Capital Management LLC


document_description: The table lists various entities associated with KCP US, including dates and some additional notes. It appears to be a record of financial or investment relationships.

key_people:
Geoffrey H Palmer
David H Murdock
Xavi A
Davide S
Martin Z
Nina T
Zack Bunimovich

key_organizations:
LATAM AB
Insurance Limited
Amzak Capital Management LLC
Canyon Green Solemint LLC
DAVID H MURDOCK LIVING TRUST
Dean Holdings Inc
Gapstow
George Kaiser Family Foundation
Guardian Investment Company Ltd
JMB Capital Partners LP
Somerston Investments Ltd
Southern Financial LLC
West Family Investments Inc
MSD Capital L.P.
Centaurus Capital LP


document_description: A confidential communication from Nina Tona, Associate Business Control Manager at Deutsche Bank Wealth Management, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. The communication emphasizes that the information is for discussion purposes only and not investment advice. It also highlights the confidentiality of the information and the requirement for written consent for any reproduction or redistribution.


document_description: A table listing clients whose KYC review dates are overdue, with details on whether KYC needs renewal and responsible contacts for information and documentation.

key_people:
Billy O
Nina T
Mauricio P
Rodrigo G

document_subtype: KYC Review Table

key_organizations:
KCP LATAM
KCP LATAM AB
KCP US


document_description: A table listing various entities associated with KCP US, including dates and some names. The table is followed by email correspondence regarding an action plan update.

key_people:
David H Murdock
Xavi A
Davide S
Martin Z
Nina T
Zack Bunimovich

key_locations: US BS GB

key_organizations:
DAVID H MURDOCK LIVING TRUST
Dean Holdings Inc
Gapstow
George Kaiser Family Foundation
Guardian Investment Company Ltd,BS
JMB Capital Partners LP
Somerston Investments Ltd,GB
Southern Financial LLC
West Family Investments Inc
MSD Capital L.P.
Centaurus Capital LP


document_description: A memo from Deutsche Bank Wealth Management discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. It emphasizes that the information is for discussion purposes only and not investment advice. The memo is confidential and not legally binding.

key_organizations:
Deutsche Bank Wealth Management
Key Client Partners
DBSI


document_description: A memo regarding a trade booked in the Summit application for an OTC Derivative Product, highlighting a KYC violation due to the client's non-adoption for the Frankfurt location. The memo requests a review and possible rebooking of the trade to comply with Deutsche Bank's internal policies.

key_people:
Alex
Akash Malhotra

key_locations:
Frankfurt
Jaipur, India

key_organizations:
Southern Financial, LLC
Deutsche Bank
DBOI Global Services Private Limited


document_description: Richard Kahn and other respondents violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. They are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance of this Decision.

document_subtype: regulatory action

key_organizations:
NYSE Arca
FINRA
Regulatory DataCorp, Inc.


document_description: A confidential communication from Nina Tona, Associate Business Control Manager at Deutsche Bank Wealth Management, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. The communication emphasizes that the information is for discussion purposes only and not investment advice. It also highlights the confidentiality of the information and the requirement for internal approvals for trades and transactions.


document_description: The document contains information about various financial accounts and their statuses related to Southern Financial LLC. It includes details about business units, adoption locations, products, and account statuses. The document also lists various financial instruments and their active status.


document_description: The document contains information about Southern Financial, LLC, including its registered address in the Virgin Islands. It also includes a table detailing business units, adoption locations, adoption entities, and products related to financial markets in the United Kingdom and the United States.

key_locations:
St Thomas, Virgin Islands, US
United Kingdom
United States

key_organizations:
Southern Financial, LLC
DB AG (London)
DBSI


document_description: A table listing various entities and individuals associated with KCP LATAM and KCP US, along with dates and names of individuals involved.

key_people:
Rodrigo G
Nina T
Billy O
Martin Z
Xavi A
Rita Shteynberg

key_organizations:
KCP LATAM
Colina Insurance Limited
Armory Fund LDC
Amzak Capital Management LLC
MSD Capital L.P.
Centaurus Capital LP
W De Argentina - Inversiones S.A


document_description: A memo from Nina Tona, Associate Business Control Manager at Deutsche Bank Wealth Management, discussing client account management and product offerings. It mentions different tabs for client information and off-boarding decisions.


document_description: Business card of Davide Sferrazza, Analyst at Deutsche Bank Securities, Inc. and Deutsche Bank Wealth Management.

document_subtype: business card

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Bank Wealth Management


document_description: The email discusses the ownership breakdown, legal representatives, UBOs, source of funds, and other compliance-related information for Southern Financial. Jeffrey Epstein is identified as the sole UBO and shareholder of Southern Trust Company Inc. The email also references attachments with financial statements and operating agreements.

title: RE: SF [I] [C]

key_people:
Jeffrey Epstein
Zack Bunimovich
Martin Zeman
Xavier Avila
Rita Shteynberg
Mathew Negus
Jitan Patel
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Darren K. Indyke
Richard Kahn
Leslie Wexner

document_subtype: email

key_organizations:
Southern Financial
Southern Trust Company Inc.
J. Epstein & Co.
The Financial Trust Company
Bear Stearns


document_description: The document outlines the terms related to the capital accounts of members, including increases and decreases in capital accounts, allocations, and distributions. It specifies how liabilities and distributions are handled within the company.

document_subtype: fax


document_description: The document outlines the Articles of Organization for Southern Financial, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It includes details about the company's name, address, principal office, resident agent, and purpose.

key_organizations:
Southern Financial, LLC
Business Basics VI, LLC


document_description: This document is a fax from Deutsche Bank dated September 20, 2013, detailing the articles of a company. It includes information on the company's duration, organizer, management, capital, and limitation of liability. The company is manager-managed with Jeffrey Epstein as the initial manager.

key_people:
Jeffrey Epstein
Greg J. Ferguson

key_locations:
St. Thomas, U.S. Virgin Islands
9100 Port of Sale Mall

key_organizations:
Deutsche Bank
LT. FEB CORPORATION GAY


document_description: This document is a notarized statement by Greg J. Ferguson, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. The notarization was conducted by Brett A. Geary, a Notary Public in the United States Virgin Islands.

document_subtype: notarized document


document_description: Consent of Business Basics VI, LLC to act as resident agent for Southern Financial, LLC for service of process in the United States Virgin Islands.

document_subtype: Consent of Agent for Service of Process

key_organizations: United States Virgin Islands Office of the Lieutenant Governor


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly known as Financial Informatics, Inc., confirming its incorporation and authorization to conduct business in the Virgin Islands as of December 2011.

key_locations:
Virgin Islands
Charlotte Amalie
Christiansted

document_subtype: Certification of Good Standing

key_organizations: Office of the Lieutenant Governor, Virgin Islands


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying that Southern Financial, LLC was duly registered to conduct business in the Territory on February 25, 2013, and has a legal existence as a Limited Liability Company.

key_organizations:
Southern Financial, LLC
Government of the Virgin Islands


document_description: The IRS assigned an Employer Identification Number (EIN) 66-0799192 to Southern Financial LLC Southern Trust Company Inc. The notice provides instructions on using the EIN for tax documents and correspondence.

title: IRS EIN Assignment Notice

key_organizations:
IRS Department of the Treasury
Southern Financial LLC
Southern Trust Company Inc


document_description: The document is a consent resolution from the Board of Directors of Southern Trust Company, Inc., certifying resolutions adopted on March 19, 2013. It involves the transfer of shares of Jeepers, Inc. to Jeffrey Epstein, making him the sole shareholder, and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

key_people:
Jeffrey Epstein
Danen K. Indyke
Richard Kabu

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: The document is a consent resolution from the Board of Directors of Financial Infomatics, Inc., a U.S. Virgin Islands Corporation, certifying resolutions adopted on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of common stock in Financial Informatics, Inc., a U.S. Virgin Islands corporation, at $0.10 per share. The subscription is accepted by Darren K. Indyke, Vice President of the corporation.

title: Subscription for Common Stock

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: stock subscription


document_description: This document is a self-certification form for entity clients of Deutsche Bank, related to the UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS). It includes sections for identifying controlling persons of entities, particularly in the context of anti-money laundering requirements. The form requires details about controlling persons, such as their name, address, date of birth, and tax identification numbers, although these fields are left empty in the provided document.

title: Deutsche Bank Self Certification for Entity Clients

document_subtype: Self Certification Form


document_description: A document related to client onboarding at DBOI Global Services Private Limited, located in Jaipur, India. It includes contact information for Akash Malhotra and an escalation contact.


document_description: An update on Southern Financial's verification process, requesting a new CRS Self Cert file for review.

key_people:
Zack
Anthony Lentini

document_subtype: internal memo

key_organizations:
Southern Financial
COO DBUSA Core Corp


document_description: A memo from Ian Salters, COO Americas - Institutional Wealth Partners at Deutsche Bank, discussing the nature of WP products and services intended for sophisticated investors. It emphasizes the confidentiality and non-binding nature of the communication.

key_people:
Ian Salters
Robert Lewis Allbritton
Douglas Robertson
Stewart Oldfield
Rosemary Vrablic
Josh Shoshan

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc
Southern Financial LLC
Southern Trust Company Inc


document_description: A communication from Kavish Sharma requesting a reply by 3:15 p.m (EST) to meet Federal Reserve Check Clearing returns guidelines.

key_organizations:
Deutsche Bank
Federal Reserve


document_description: A check issued by Deutsche Bank Trust Company Americas to Noam Chomsky for the amount of $20,000. The check is associated with Gratitude America, Ltd and is marked with an exception due to 'Signature not on file'.

key_locations:
New York, New York
Cambridge, MA

document_subtype: check

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America, Ltd


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer to Del Norte Credit Union for Zorro Development Corp.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Zorro Development Corp
Del Norte Credit Union


document_description: The document contains a table of wire transfers processed on April 26, 2019, involving various companies including Bridgeton Holdings, LLC, T.CO METALS LLC, and The Haze Trust. The table lists details such as company name, wire type, effective date, amount, status, and sequence number.

document_subtype: wire transfer records

key_organizations:
Bridgeton Holdings, LLC
T.CO METALS LLC
The Haze Trust
DBOI Global Services Private Limited
Deutsche Bank


document_description: A check issued by Deutsche Bank Trust Company Americas to Jeremy Rubin for the amount of $25,000.00 as the 3rd quarterly payment of 4 from Gratitude America, Ltd.


document_description: A check issued by Gratitude America, Ltd through Deutsche Bank Trust Company Americas to Leon Botstein for the amount of $37,500.00 as the 3rd quarterly payment of 4. The check was deposited at KeyBank NA.

key_locations:
New York, NY
Annandale-On-Hudson, NY

key_organizations:
Gratitude America, Ltd
Deutsche Bank Trust Company Americas
KeyBank National Association
Bard College


document_description: A check issued by Gratitude America, Ltd through Deutsche Bank Trust Company Americas to International Peace Institute, Inc for the amount of $125,000.00. The check is marked with an exception type of 'High dollar pull' due to a 'Signature not on file'.

key_locations:
New York, NY
United Nations Plaza, New York, NY

key_organizations:
Gratitude America, Ltd
Deutsche Bank Trust Company Americas
International Peace Institute, Inc


document_description: A check issued by Gratitude America, Ltd through Deutsche Bank Trust Company Americas for $125,000.00 to the International Peace Institute, Inc.


document_description: A check issued by Deutsche Bank Trust Company Americas to Met Orchestra Musicians for $50,000. The check is associated with Gratitude America, Ltd and is addressed to Jessica Phillips, Chairperson.

key_people:
Jessica Phillips
Daren Gudy

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America, Ltd
Met Orchestra Musicians


document_description: A correspondence from Shalini Goyal, an Analyst in Banking Transactions at DBOI Global Services Private Limited, regarding the coverage of an OD (Overdraft). The email includes a confidentiality notice and information about privacy of communications.

key_locations: Mahindra Technology Park, Inside Mahindra World City - SEZ, Jaipur, India

key_organizations:
DBOI Global Services Private Limited
COO Wealth Management Operations


document_description: This document appears to be a bank notice from Deutsche Bank Trust Co. Americas regarding insufficient funds. It includes contact information for personal assistance and mentions an account associated with Caroline Camory and Caroline Carry in Sarasota, FL.

key_people:
Caroline Camory
Caroline Carry

key_locations:
Sarasota, FL
New York, NY

document_subtype: bank notice


document_description: This document is an overdraft and insufficient funds notice from Deutsche Bank Trust Americas addressed to Eldenberry, LLC. It includes details about insufficient funds and potential actions such as paying, waiving fees, or an incoming wire on 10/5.

key_organizations:
Deutsche Bank Trust Americas
Eldenberry, LLC


document_description: This is a confidential communication from Deutsche Bank, which may contain privileged information. It includes a disclaimer about the unauthorized copying, disclosure, or distribution of the material. The communication also states that Deutsche Bank does not provide legal or tax advice.


document_description: A communication from Signature Verification requesting a reply by 3:15 p.m (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex Brown to wire $50,000 to First Bank, Puerto Rico for the benefit of Thomas World Air, LLC. The document includes provisions for checks, journals, and free deliveries, with standing authorization and verbal instruction options.

key_people:
Jeffrey E. Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex Brown
First Bank, Puerto Rico
Thomas World Air, LLC


document_description: Wire transfer instruction from Darren Indyke to Cynthia for transferring $1,100 to Nikolay Aleksandrovich Gyrov via SBERBANK of Russia.

key_people:
Darren Indyke
Cynthia
Bradley J. Gillin
Nikolay Aleksandrovich Gyrov
Bella Klein

document_subtype: wire transfer instruction


document_description: A request for a reply by 3:15 p.m (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: A communication from Kavish Sharma emphasizing the need for a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines. The message contains confidentiality and privilege notices.


document_description: A check issued by Gratitude America, Ltd through Deutsche Bank Trust Company Americas to Women Global Cancer Initiative Inc. for the amount of $10,000.

key_organizations:
Gratitude America, Ltd
Deutsche Bank Trust Company Americas
Women Global Cancer Initiative Inc.


document_description: The document is marked as confidential and pertains to signature verification under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: A memorandum from Darren K. Indyke instructing a wire transfer of 120 Euros from a specified account to Andre Chenue SA at BNP Paribas.

key_locations: 85 Avenue du President Wilson, 93210 La Plane Saint Denis

document_subtype: memo

key_organizations:
The Haze Trust
BNP Paribas
Andre Chenue SA

reference_numbers:
Client 502636
Facture FAC170000255


document_description: A request for a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: This document is marked as confidential and is related to a legal matter, possibly involving signature verification. It references federal rules of criminal procedure, indicating its use in a legal context.


document_description: A check issued by Deutsche Bank Trust Company Americas to Met Orchestra Musicians for $50,000. The check is associated with Gratitude America, Ltd and is marked for deposit to account #709376631 for orchestra musicians.


document_description: This is a confidential communication from Deutsche Bank, containing a disclaimer about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer about the bank not providing legal or tax advice.


document_description: A check issued by Zorro Management, LLC to R&S Powersport Group for the amount of $49,441.75, dated September 19, 2018. The check is for 4 units for Zorro Ranch. The check was deposited to Bank of America by R&S Kawasaki/KTM/Sea-Doo/Suzuki.

title: Check from Zorro Management, LLC to R&S Powersport Group

key_people:
Galen Soden
Dan

key_locations:
St. Thomas, USVI
New York, New York
Albuquerque, NM

key_organizations:
Zorro Management, LLC
R&S Powersport Group
Deutsche Bank Trust Company Americas
Bank of America
R&S Kawasaki/KTM/Sea-Doo/Suzuki


document_description: Overdraft notice from Deutsche Bank Trust Co. Americas for Jeffrey Epstein's business checking account under Neptune, LLC. The account shows an overdraft of $579.22 as of May 17, 2019. A fee has been deducted for handling the overdraft.

key_people:
Jeffrey Epstein
Stewart Oldfield
N. Barvak
Michael R.

key_locations: 6100 Red Hook Quarter, St. Thomas, United States VI

document_subtype: bank statement

key_organizations:
Deutsche Bank Trust Co. Americas
Neptune, LLC


document_description: A communication from Uplabdhi Singh emphasizing the need for a reply by 3:15 p.m (EST) to meet Federal Reserve Check Clearing returns guidelines. The message contains confidentiality notices and disclaimers regarding legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and proprietary nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a link for EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: A check issued by Deutsche Bank Trust Company Americas for $50,000 payable to the Chopra Foundation. The check is associated with Gratitude America, Ltd and is marked with a memo number 05 ⑉42959324⑈. The check was flagged for 'Signature not on file'.

key_locations:
New York, New York
Caribad, CA

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America, Ltd
Chopra Foundation


document_description: Authorization for asset movement for non-retirement accounts, specifically for Gratitude America Ltd, involving a wire transfer of $50,000 to First Bank Puerto Rico. The document outlines the terms and conditions for asset movement, including wire transfers, checks, journals, and free deliveries. It includes standing authorization terms and the responsibilities of the undersigned, Darren Indyke.

key_organizations:
Deutsche Bank Alex. Brown
Gratitude America Ltd
First Bank Puerto Rico


document_description: A check issued by Southern Trust Company, Inc. to Seckendorf, Hasson & Reilly CPA's for the amount of $8,900.00, referencing invoice numbers 6406 and 6407.

key_locations:
St Thomas, USVI
New York, NY
Lake Success, NY

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank Trust Company Americas


document_description: A check issued by Deutsche Bank Trust Americas to The Institute for Music & Brain Science for $100,000.00.

key_people:
Daren Slude
Mark Tramo MD PhD

key_locations:
New York, NY
Thousand Oaks, CA

key_organizations:
Deutsche Bank Trust Americas
Gratitude America, Ltd
The Institute for Music & Brain Science


document_description: A note emphasizing the urgency of a reply by 3:15 p.m. (EST) to meet Federal Reserve Check Clearing returns guidelines.


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the information in the communication should not be considered as such.


document_description: A memorandum instructing a wire transfer of 120 Euros from a specified debit account to Andre Chenue SA at BNP Paribas.

key_people:
Darren K. Indyke
Darren Crowley
Vahe
Taiza

document_subtype: wire transfer


document_description: Vijay Sawant from Deutsche Bank is confirming the roles of individuals associated with GoldenTree Partner MF1SPV LLC and GoldenTree Asset Management LP. There is a query regarding the role of Leon Wagner, who is not listed as a Responsible Person (RP) in a previously approved KYC. Vijay has initiated BIS requests for all RPs except Leon in a new KYC case. Bradley Gillin responds, confirming no material changes in the account and attaches requested documents.

key_people:
Vijay Sawant
Leon Wagner
Bradley Gillin
Daphne Cales
Barry Ritholz
Neil Scanlon
William Christian
Joshua Feiler
Thomas E. Gengler Jr
Steven Tananbaum

key_organizations:
GoldenTree Partner MF1SPV LLC
GoldenTree Asset Management LP
Deutsche CIS Centre Private Limited
Deutsche Bank Group


document_description: Vijay Sawant from Deutsche Bank is requesting updated ownership information for GoldenTree Asset Management LP to determine which RP IDs to collect for a KYC case. He notes that the current document is unsigned and may not be the latest version.

document_subtype: email

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
GoldenTree Asset Management LP


document_description: This document is a Form ADV, which is a uniform application for investment adviser registration and report by exempt reporting advisers. It includes identifying information for GoldenTree Asset Management LP, such as their legal name, business name, SEC file number, CRD number, principal office address, business hours, and contact information.

title: Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers

key_locations: 300 Park Avenue, New York, NY, United States

document_subtype: Form ADV

reference_numbers:
CRD Number: 112753
SEC file number: 801-58286


document_description: This document is a Form ADV, which includes information about the adviser's website addresses, Chief Compliance Officer, additional regulatory contact person, and other offices. It also includes questions about the adviser's registration with foreign financial regulatory authorities, public reporting status, and assets.

key_locations: 33 DAVIES STREET, LONDON, United Kingdom


document_description: The document provides information about various offices, other than the principal office, where investment advisory business is conducted. It includes addresses and contact details for offices in New York, Luxembourg, Dublin, and Austin.

key_locations:
New York, United States
Luxembourg
Dublin, Ireland
Austin, Texas, United States

document_subtype: investment advisory office information


document_description: The document provides information about various office locations where investment advisory business is conducted, excluding the principal office. It includes addresses in Miami, United States, and Singapore, as well as the location of books and records in London, United Kingdom. Additionally, it lists a website address for GoldenTree Asset Management.

key_locations:
Miami, United States
Singapore
London, United Kingdom

document_subtype: investment advisory business locations


document_description: The document describes the books and records kept at various locations by third-party unaffiliated recordkeepers. It includes portfolio accounting records, fund accounting records, investor information, and other related documents for clients.

key_locations:
Dublin, Ireland
Grand Cayman, Cayman Islands
Edison, New Jersey, United States

document_subtype: recordkeeping description

key_organizations: INTERNATIONAL FUND SERVICES (IRELAND) LIMITED


document_description: The document provides information about the locations where books and records are kept for GoldenTree Asset Management, LP and Bank of New York Trust Company N.A. It includes details about the types of records maintained at these locations and mentions registration with a foreign financial regulatory authority in South Korea.

key_locations: 485 Lexington Avenue, New York, NY 10017, United States

key_locations: 601 Travis St, 17th Floor, Houston, TX 77002, United States

document_subtype: Recordkeeping Information

key_organizations:
GoldenTree Asset Management, LP
Bank of New York Trust Company N.A.
Financial Supervisory Commission
Financial Supervisory Service


document_description: This document is a form related to SEC registration and reporting requirements for investment advisers. It includes criteria for eligibility to register with the SEC, such as having regulatory assets under management of $100 million or more. It also outlines state securities authority notice filings and reporting requirements for SEC-registered advisers and exempt reporting advisers.

document_subtype: SEC Registration/Reporting


document_description: This document is an SEC registration amendment form for an investment adviser. It includes sections for amending state notice filings, related adviser information, newly formed adviser exemption, multi-state adviser exemption, and SEC exemptive order. The form requires the adviser to make certain representations about their eligibility for SEC registration and to provide information if relying on specific exemptions.

key_locations: FL NY TX

document_subtype: SEC registration amendment form


document_description: This document is a Form ADV filing for a Limited Partnership (LP) organized under the laws of Delaware, United States. The fiscal year ends in December. The filing indicates that the business is not succeeding to the business of a registered investment adviser. The document provides information about the advisory business, including employee numbers and roles.


document_description: The document provides information about the number of firms or persons soliciting advisory clients, the number of clients served, the percentage of non-U.S. clients, and the types of clients and their regulatory assets under management.

document_subtype: financial advisory client information


document_description: This document outlines the compensation arrangements and advisory activities of an investment advisory business. It includes details on compensation methods, regulatory assets under management, types of advisory services provided, and participation in wrap fee programs.

document_subtype: Investment Advisory Business Information


document_description: This document is a section of Form ADV, specifically Schedule D, which provides information about a firm's involvement in wrap fee programs and other business activities. It indicates that the firm does not participate in wrap fee programs as a portfolio manager and does not provide investment advice limited to certain types of investments. The firm is engaged in business as a commodity pool operator or commodity trading advisor but not in other listed business activities.

title: Form ADV - Schedule D


document_description: This document requests information about financial industry affiliations and activities to identify potential conflicts of interest. It includes a checklist of related persons and requires completion of Section 7.A. of Schedule D for certain related persons.

document_subtype: Financial Industry Affiliations


document_description: This document is a regulatory filing related to the relationship between an entity and its related person, GOLDENTREE CREDIT OPPORTUNITIES GP LLC. It includes information about control, shared resources, and registration status with financial authorities.

document_subtype: regulatory filing


document_description: This document contains a table with questions and answers related to SEC registration and the operational independence of a related person, specifically GoldenTree Asset Management UK LLP. It includes questions about the related person's registration status, exemptions, and whether they act as a qualified custodian for clients' assets.

document_subtype: SEC registration and related person information


document_description: This document is a regulatory filing related to GOLDENTREE ASSET MANAGEMENT (IRELAND) LIMITED, a relying adviser. It includes information about the related person's registration with foreign financial regulatory authorities, shared supervised persons, and physical location. It also details the related person's SEC file number, CRD number, and business activities.

key_locations:
United Kingdom
Ireland


document_description: This document provides information about related persons associated with an entity, specifically GOLDENTREE HIGH YIELD VALUE OFFSHORE GP LTD and GOLDENTREE DISTRESSED DEBT FUND GP LLC. It includes details about their business activities, regulatory status, and relationships with the primary entity.

document_subtype: SEC filing


document_description: This document provides information about a related person, GOLDENTREE CAPITAL PARTNERS LLC, including its business activities, control relationships, and regulatory status. It indicates that the related person is a commodity pool operator or commodity trading advisor and a sponsor or general partner of pooled investment vehicles. The document also addresses control relationships and shared resources between the filer and the related person.

title: Related Person Information


document_description: This document is a regulatory filing related to GOLDENTREE STRUCTURED PRODUCTS GP LLC, detailing its registration status and relationship with a related person. It includes information about the company's role as a commodity pool operator or commodity trading advisor, its control relationships, and its operational independence.


document_description: This document is a regulatory filing related to GOLDENTREE SPC LLC, detailing its business activities and relationships with related persons. It includes information about control and common control with related persons, registration status with financial authorities, and shared resources.


document_description: This document is a registration form related to the SEC, detailing the relationship and operational independence between the registrant and a related person, GOLDENTREE DISTRESSED FUND 2014 GP LLC. It includes questions about shared resources, control, and registration status with financial authorities.

document_subtype: SEC registration form


document_description: This document is a regulatory filing related to GOLDENTREE ASSET MANAGEMENT SINGAPORE PTE LTD, a related person to the filer. It includes information about the registration status, shared supervised persons, and physical location of the related person. The document confirms that the related person is not registered with a foreign financial regulatory authority and shares supervised persons and physical location with the filer.


document_description: This document contains information about related persons, specifically GOLDENTREE LOAN MANAGEMENT, LP and GOLDENTREE MULTI-SECTOR GP LLC. It includes details about their business names, SEC file numbers, and various roles they may hold, such as broker-dealer, investment adviser, and others. The document also addresses questions about control, common control, and registration with financial regulatory authorities.

key_organizations:
GOLDENTREE LOAN MANAGEMENT, LP
GOLDENTREE MULTI-SECTOR GP LLC


document_description: This document is a disclosure form related to GOLDENTREE EMERGING MARKETS GP LLC, detailing its relationship with another entity. It includes information about control, shared supervision, and registration status with financial authorities.

document_subtype: related person disclosure


document_description: This document is a private fund reporting form related to advisory services and private fund management. It includes information about the relationship between the reporting entity and a related person, including control and operational independence. It also covers registration and exemption statuses with the SEC and foreign financial regulatory authorities. The document specifies the reporting requirements for private funds advised by the entity.

document_subtype: Private Fund Reporting


document_description: This document provides information about a private fund organized in Ireland, managed by Deutsche Bank Trust Company Americas. It qualifies for exclusions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act of 1940. The fund is registered with the Central Bank of Ireland and is part of a master-feeder arrangement. It is not a fund of funds and did not invest in registered investment companies during the last fiscal year. The fund type is a securitized asset fund with a current gross asset value of $951,775,000.

document_subtype: Private Fund Information


document_description: This document provides details on the ownership and investment commitments related to a specific entity. It includes information on beneficial owners, ownership percentages, and auditing details.

document_subtype: Ownership Information


document_description: This document provides information about the auditing firm responsible for a private fund's audit, including its location and registration details. It also includes details about the prime brokers used by the private fund, including their names, locations, and whether they act as custodians for the fund's assets.

key_locations:
Dublin, Ireland
New York, United States

document_subtype: Private Fund Audit and Prime Broker Information

key_organizations:
BARCLAYS CAPITAL INC.
J.P. MORGAN CLEARING CORP.


document_description: This document provides information about the custodians and administrators used by a private fund. It includes details about the custodian, Deutsche Bank Trust Company Americas, and its location. It also mentions the percentage of the fund's assets valued by an external person and queries about the use of marketers.

document_subtype: Private Fund Custodian and Administrator Information