document_description: This document is marked as confidential and is produced in native format. It is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY) and is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


source: doj

document_description: An email from Bella Klein to Marjorie Flash requesting the processing of an attached wire transfer. The email is also CC'd to Darren Indyke and Richard Kahn.

key_people:
Marjorie Flash
Bella Klein
Darren Indyke
Richard Kahn

document_type: email


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.

document_type: correspondence


document_description: A check issued by NES, LLC to Total Lighting Service, LLC for the amount of $7,200.00 as the second half of a 50% deposit for Quote #1603.

title: Check from NES, LLC to Total Lighting Service, LLC

document_type: financial

key_locations:
St. Thomas
New York
Watertown

document_subtype: check

key_organizations:
NES, LLC
Total Lighting Service, LLC
Deutsche Bank Trust Company Americas
TD Banknorth


document_description: Richard Kahn from 1-1BRK Associates Inc. requests a bid ask on 100,000 shares of Rothschild & Co SCA from Vahe Stepanian, with Stewart Oldfield in CC. The communication includes a stock price and a confidentiality notice.

key_people:
Richard Kahn
Vahe Stepanian
Stewart Oldfield

key_organizations:
1-1BRK Associates Inc.
Rothschild & Co SCA


document_description: A communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality, and privileged information. It includes a reference to a document titled 'Rothschild interday 5.22.17.pdf' and provides a link for additional EU corporate and regulatory disclosures.


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the information in the communication should not be considered as such.


document_description: Confidential communication from Richard Kahn of HBRK Associates Inc. with contact information redacted. Contains a disclaimer about confidentiality and a link to Deutsche Bank's EU corporate and regulatory disclosures. Mentions that Deutsche Bank does not provide legal or tax advice.

key_locations: 575 Lexington Avenue, New York, NY 10022

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of October 3, 2017.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Shari Wagner
Kati Wanek-Forsythe

document_type: tabular

document_subtype: financial report

key_organizations:
Neptune, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: The Haze Trust Agreement is a legal document dated February 9, 1999, where Jeffrey E. Epstein acts as both Grantor and Trustee. The agreement outlines the transfer of property to the Trustee to be managed and disposed of according to the terms specified. The Trustee has the discretion to pay income or principal to the Grantor and, upon the Grantor's death, to dispose of the remaining assets to the Grantor's estate.

title: The Haze Trust Agreement

document_type: legal

document_subtype: Trust Agreement


document_description: The document outlines the powers and authorizations granted to the Trustee by the Grantor. The Trustee is empowered to sell, continue, or liquidate the Trust's interest in various business entities, subject to existing agreements. The Trustee can also acquire and conduct business in various forms and is exonerated from personal liability for losses incurred in these activities.

key_people: Trustee Grantor


document_description: The document with identifier EFTA01374341 does not contain any specific information or context to classify it under a particular category. It lacks identifiable content such as emails, correspondence, financial data, legal information, government details, tabular data, property information, or media content.

document_type: other


document_description: The document outlines the terms of a trust agreement, including the conditions under which the trust can be revoked or amended by the Grantor, Jeffrey E. Epstein. It specifies that the trust becomes irrevocable upon the Grantor's death and is governed by the laws of the State of New York. The trust is referred to as The Haze Trust.


document_description: A confidential document labeled 'Schedule A' with a monetary amount of $100.00 and reference numbers 80017.1 and EFTA01374343. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A notarized document acknowledging the execution of an instrument by Jeffrey E. Epstein on February 9, 1994, in New York County, NY.

key_people:
Jeffrey E. Epstein
Harry L Beller

key_locations:
New York County
Rockland County

document_subtype: notarized document


document_description: Darren K. Indyke accepts his appointment as Trustee of The Haze Trust, originally created by Jeffrey E. Epstein, effective from May 8, 2007.

title: Acceptance of Successor Trustee of The Haze Trust

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: Trustee Acceptance


document_description: Designation of Darren K. Indyke as Trustee of The Haze Trust by Jeffrey E. Epstein, effective May 8, 2007.

title: THE HAZE TRUST Designation of Trustee

document_subtype: Trust Designation


document_description: The document is a confidential communication from Deutsche Bank, indicating that it does not provide legal or tax advice. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Internal chat conversation between Stewart Oldfield and Davide Sferrazza discussing a materials request for Glendower for Southern Financial and Willett. Davide mentions reviewing asset allocation for Southern Financial and inquires about alternative exposure.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities.

title: Daily Deposit Report 20171123

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane

key_organizations:
Neptune, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Shari Wagner 2016 GRAT
Kati Wanek-Forsythe 2015 GRAT
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
CRW 2009 LLC
GEW 2009 LLC


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities. It includes a table of account balances and a list of large transactions.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
Gratitude America, Ltd
Prytanee, LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
The Haze Trust


document_description: A financial transaction involving Jeffrey Epstein, with a manual pass disposition at two locations in the US. The transaction amount is 1,700 USD.

key_locations: 6100 Red Hook Qtr, B3 Saint Thomas, United States Virgin Islands

document_subtype: bank transaction


document_description: This document contains details of a financial transaction involving SBERBANK OF RUSSIA and DEUTSCHE BANK TRUST CO AMERICAS. It includes SWIFT/BIC codes, reference codes, and instructions for charges. The transaction is subject to OFAC/EU sectoral sanctions.

key_locations: Russia Ukraine

document_subtype: transaction detail

key_organizations:
SBERBANK OF RUSSIA
DEUTSCHE BANK TRUST CO AMERICAS


document_description: The document contains risk entity information related to the Bank of Moscow, which is prohibited from engaging in new long-term debt due to OFAC/EU sectoral sanctions. It includes instructions for escalating true hits and currency-related issues.


document_description: The document provides information about Sberbank of Russia, highlighting its prohibition from engaging in new long-term debt due to OFAC/EU sectoral sanctions. It includes risk entity comments and instructions for escalating true hits to compliance departments.

document_subtype: sanction notice

key_organizations:
Sberbank of Russia
OFAC
EU


document_description: The document discusses sanctions related to Sberbank, specifically prohibiting engagement in new long-term debt over 30 days. It mentions OFAC/EU sectoral sanctions and provides instructions for escalating true hits to relevant departments or contacts, both in the USA and non-USA contexts.

key_organizations: Sberbank OFAC EU


document_description: This document is an account questionnaire for Lujain Holdings, detailing the Customer Identification Program (CIP) Notice and due diligence requirements to combat money laundering and terrorism financing. It includes account setup instructions, client type classification, and institutional account suitability obligations.

key_people:
Adil Almisihal
Mary Murray

key_organizations:
Lujain Holdings
DBSI
DBST


document_description: This document outlines the required and optional forms for opening a client account, including account agreements, privacy notices, and various tax and authorization forms. It also provides information about the entity LUJAIN HOLDINGS LIMITED, including its establishment date and legal address.

key_locations: 27 Hospital Road, Georgetown, Grand Cayman


document_description: The document contains information about a business entity with a primary place of business in Saudi Arabia and a mailing address in the Cayman Islands. It includes details about the business's regulatory status, net worth, and contact information, although some details are redacted.

key_locations:
Saudi Arabia
Cayman Islands


document_description: This document is a financial account form related to Deutsche Bank Alex. Brown, indicating the presence of brokerage accounts with UBS and Credit Suisse. It includes USA PATRIOT Act information, AML details, and anticipated transaction types.

key_organizations:
Deutsche Bank Alex. Brown
UBS
Credit Suisse


document_description: The document contains information about methods of communication, OFAC check status, CIP details, and authorized party owner information for an individual named Adil Hasan M Almishal. It includes details about the individual's employment status and legal address requirements.


document_description: This document contains employment details of an individual working in the technology sector as a Chairman at Al Misehal Group in Saudi Arabia. The document also includes information about the nature of the business, employment duration, and address details. It mentions that the employer is a broker-dealer and that the individual is not related to any member of the Stock Exchange/FINRA.

key_locations:
Saudi Arabia
Riyadh


document_description: The document contains a financial profile assessment, including investment knowledge and experience, and USA PATRIOT Act information for an account owner or participant. It confirms that no authorized party is a senior corporate officer or director, or owns 10% or more of any publicly-traded company's stock. It also states that the account owner is not a senior military, governmental, or political official, nor a governmental entity.

key_organizations:
PCS NAO
DB-SDNY


document_description: The document outlines the products and services to be offered, anticipated types of transactions, communication methods, and compliance checks for a brokerage service. It includes details about a beneficial owner and their identification information.

key_organizations:
PCS NAO
DB


document_description: The document contains personal and employment details of an individual residing in Saudi Arabia, including legal and employment addresses, citizenship status, and employment information. It also includes contact details and preferences for receiving certain types of documents.


document_description: The document provides information about the applicability of broker-dealer regulations, source of wealth, and USA PATRIOT Act compliance for Lujain Holdings Limited. It confirms no relationship with Deutsche Bank employees or other broker-dealers, and no significant stock ownership in publicly traded companies. The source of wealth is attributed to Mr. Adil Hasan Almisihal, Chairman of Al Misehal Group.

document_subtype: Broker-Dealer Information

key_organizations:
Lujain Holdings Limited
Al Misehal Group
Deutsche Bank


document_description: This document is a financial account form detailing the account owner's status, products/services offered, anticipated transactions, communication methods, and investment details. It confirms the account owner is not a governmental entity and outlines the types of investments and their values.


document_description: This document provides details about an investment account, including types of investments, account settings, due diligence, investment objectives, and proceeds disposition. The account is not involved in trading or holding non-US securities or currencies.

document_subtype: Investment Account Information


document_description: This document is a financial account setup form for a client, detailing the sweep selections, account acquisition method, initial transaction, and other account-related information. It includes a confirmation of verbal consent for sweep fund selection and specifies that the account is not tax-exempt or a middle market institutional account.


document_description: This document contains a table of actions performed on an account with comments and timestamps. It includes updates, approvals, and case modifications related to account #N4G036269.

title: PCS NAO Page 15 of IS

key_organizations:
PCS NAO
DBForce


document_description: A confidential communication from Deutsche Bank Trust Company Americas and Deutsche Bank Wealth Management, containing a disclaimer about the confidentiality and intended recipient of the information. It also states that Deutsche Bank does not provide legal or tax advice.

document_subtype: letter

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: Instructions for completing a form related to beneficial ownership and broker selection, with specific sections to be filled or left blank. The memo also includes a note about traveling and a request to CC a group for questions.

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc.
Pershing, LLC


document_description: Details of a voluntary offer for Mobileye NV shares, including election options, tax exemptions, and deadlines for participation. The offer is made by Cyclops Holdings LLC to purchase shares at USD 63.54 per share, subject to withholding taxes.

document_subtype: Voluntary Offer Details

key_organizations:
Pershing
Cyclops Holdings LLC
Mobileye NV


document_description: Instructions for completing a form related to financial transactions, with specific sections to be filled or left blank. The email also includes a note about traveling and a request to CC a group for questions.

document_subtype: email


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the information in the communication should not be considered as such.


document_description: Inquiry from PWM AML Compliance at Deutsche Bank regarding outgoing wire transfers from BUTTERFLY TRUST to various beneficiaries, including STANDARD CHARTERED BANK NEW YORK, JPMORGAN CHASE, and KARYNA SHULIAK. The memo seeks clarification on the purpose of these transactions and the relationship between the client and the beneficiaries.

key_organizations:
BUTTERFLY TRUST
STANDARD CHARTERED BANK NEW YORK
JPMORGAN CHASE
Deutsche Bank


document_description: Scheduling memo for NY account planning session with input from Patrick and Andrew. The session is scheduled for 8:45 — 10:15AM at 345 Park, room 2410. Accounts for discussion include Kroenke, Southern Financial, Jaglom, Harry Gross, and Scott Malkin. Andrew will allocate the order of discussion. Printed templates will be available.

key_people:
Henry Clark
Patrick
Andrew

key_organizations: Deutsche Bank Wealth Management Americas


document_description: Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, requests guidance on unspecified questions and offers to receive a response at the recipient's convenience.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: Enhanced Due Diligence conducted on Southern Financial LLC, a Private Investment Vehicle in the U.S. Virgin Islands, due to high-risk classification. Jeffrey Edward Epstein is identified as the sole UBO and control person. The memo details Epstein's criminal background and ongoing legal issues, including his status as a registered sex offender and past convictions. It also mentions false positive alerts on Richard Kahn.

key_people:
Jeffrey Edward Epstein
Richard Kahn
Bill Richardson
Gary King
Eliot Spitzer
Mark Green

key_locations:
U.S. Virgin Islands
Michigan
California
West Palm Beach
New York
New Mexico
Paris

key_organizations:
Southern Financial LLC
Southern Trust Company, Inc.
Bear Stearns
J. Epstein & Co.
The Financial Trust Company


document_description: AML Compliance Officer Dmitri Saks approves the opening of an Equities Custody/Margin account for flow trading, with conditions due to reputational risk associated with Jeffrey Edward Epstein. Recommends escalation to the Americas Reputational Risk Committee.

key_people:
Dmitri Saks
Jeffrey Edward Epstein

key_organizations:
Deutsche Bank Securities Inc.
Americas Reputational Risk Committee


document_description: Authorization letter to Deutsche Bank Securities Inc. for trading equity securities outside normal trading hours. The letter outlines the risks associated with such trading, including lower liquidity, higher volatility, changing prices, unlinked markets, news announcements, wider spreads, and lack of calculation or dissemination of underlying index values. It also specifies restrictions applicable to trading securities governed by ARCA.

title: Trading Outside Of Normal Business Hours Authorization Letter

document_subtype: authorization letter


document_description: A document related to DBSI's discretion in accepting orders, with client and branch supervisor signatures.

key_people:
Client Advisor
Branch Supervisor

key_organizations:
DBSI
Southeer Financial LLC


document_description: This document contains confidential information related to a case in the Southern District of New York, as indicated by the reference numbers and confidentiality notice. It is subject to Federal Rule of Criminal Procedure 6(e).


document_description: Document related to Deutsche Bank Trust Company Americas and Deutsche Bank Wealth Management, mentioning securities offered through Deutsche Bank Securities Inc. Marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Internal communication requesting a pay/no pay decision for a check referral, with instructions to report any fraudulent transactions. A response is required by 3:15 p.m. EST to meet Federal Reserve Check Clearing returns guidelines.


document_description: A check issued by Neptune, LLC to Coastal Windows & Doors, LLC for the amount of $14,564.33. The check is drawn on Deutsche Bank Trust Company Americas and is intended for deposit at Seacoast National Bank. The check has a memo referencing Quote SAF-Q16-040B and includes account and routing numbers.

key_locations:
St. Thomas, USVI
New York, NY
West Palm Beach, FL

key_organizations:
Neptune, LLC
Coastal Windows & Doors, LLC
Deutsche Bank Trust Company Americas
Seacoast National Bank


document_description: A brief correspondence from Richard Kahn of HBRK Associates Inc. to Stewart Oldfield, indicating general availability.

key_people:
Richard Kahn
Stewart Oldfield


document_description: A communication from Deutsche Bank Securities Inc. containing confidential and/or privileged information. It includes a disclaimer for unintended recipients.


document_description: This document is a disclaimer and confidentiality notice, indicating that the communication does not provide legal or tax advice and may contain confidential information. It instructs unintended recipients to notify the sender and destroy the communication.


document_description: A communication from Deutsche Bank containing regulatory disclosures and a disclaimer about legal and tax advice. It includes a confidentiality notice and a link for additional EU corporate and regulatory disclosures.


document_description: This document is a standard disclaimer and confidentiality notice from Deutsche Bank, emphasizing that the bank does not provide legal or tax advice and that the communication may contain confidential information. It includes a directive for unintended recipients to notify the sender and destroy the communication.


document_description: An internal memo discussing the submission of a case to the next level of approval and a request for status update on an EDD package for Southern Financial LLC.

key_people:
Anastasia Pringle
Dmitri

key_locations: 5022 Gate Parkway, Suite 500, 32256 Jacksonville, FL, USA

document_subtype: internal memo

key_organizations:
US CB&S AML Compliance
Deutsche Bank Securities Inc
Southern Financial LLC


document_description: Internal memo discussing false positive alerts related to individuals named Richard Kahn. Three alerts are identified as false positives due to mismatched individuals or unrelated activities. No escalation is required for any of the alerts.

key_people:
Richard Kahn
Richard Jeffrey Kahn
Richard L Kahn
Syed-Anzar Ahmed
Manikandan Muralidharan

key_organizations:
Southern Financial LLC
Wells Fargo
FINRA
NYSE Arca Equities
DBOI Global Services Private Limited


document_description: This document is a consent resolution by the Board of Directors of Southern Trust Company, Inc., a U.S. Virgin Islands Corporation, certifying the unanimous adoption of certain resolutions on March 19, 2013. The document includes signatures from all directors, including Jeffrey Epstein, Darren K. Indyke, and Richard Kahn, and waives the need for a formal meeting under the General Corporation Law of the U.S. Virgin Islands.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: board resolution


document_description: The document is a table listing financial information related to various companies, including their names, amounts, tickers, prices, currencies, and FX rates. It also contains a confidentiality notice and a disclaimer from Deutsche Bank.


document_description: Compliance inquiries regarding recent outgoing wire transactions from Deutsche Bank related to Jeffrey Epstein.

key_locations:
Puerto Rico
New York, NY

document_subtype: wire transfer inquiry

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Banco Popular de Puerto Rico
Emirates NBD Bank
Sberbank


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0069137, SDNY_GM_00215321, and EFTA01374447.


document_description: This document is a confirmation letter from Deutsche Bank AG, London Branch, regarding a currency option transaction with PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It outlines the terms and conditions of the transaction, references the ISDA Master Agreement, and includes details about the parties involved and regulatory information.

title: Currency Option Transaction Confirmation

key_people:
Paul Achleitner
John Cryan
Kimberly Hammonds
Stuart Lewis
Sylvie Matherat
Garth Ritchie
Karl von Rohr
Marcus Schenck
Christian Sewing
Werner Steinmüller
Jeffrey Urwin

key_locations:
London
Baltimore
Frankfurt am Main

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document is a confirmation of a currency option transaction between Party A and Party B. The transaction involves a European style EUR Put/USD Call option with a put currency amount of EUR 10,000,000.00 and a call currency amount of USD 11,500,000.00. The expiration date is 14 June 2018, with a settlement date of 18 June 2018. The strike price is USD 1.150000 per EUR 1.00, and the premium is USD 11,750.00, payable by Party B on 17 May 2018. The premium payment instructions are provided for Deutsche Bank Trust Co Americas, New York.

key_locations:
New York
London
Frankfurt am Main

document_subtype: Currency Option Confirmation


document_description: A confirmation document from Deutsche Bank AG, London Branch, involving Jeffrey Epstein as an authorised signatory for PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. The document requires a signature for confirmation and provides contact details for queries.

key_people:
Aparna Shrivastava
Jeffrey Epstein
Paul Achleitner
John Cryan
Kimberly Hammond
Stuart Lewis
Sylvie Mathers
Gasp Ritchie
Karl von Rohr
Marcus Schaeck
Christian Sewing
Werner Siemmler

key_locations:
London
Frankfurt am Main

document_subtype: bank confirmation


document_description: This document is an amended and restated confirmation of a currency option transaction between Deutsche Bank AG, London Branch and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It incorporates definitions and provisions from the 1998 FX and Currency Option Definitions and references an ISDA Master Agreement. The document outlines the terms and conditions of the transaction, including governing law and termination currency.

title: Currency Option Transaction Confirmation between Deutsche Bank AG, London Branch and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC

key_people:
Paul Achleitner
John Cryan
Kimberly Hammonds
Stuart Lewis
Sylvie Matherat
Garth Ritchie
Karl von Rohr
Marcus Schenck
Christian Sewing
Werner Steinmüller
Jeffrey Unwin

key_locations:
London, United Kingdom
Baltimore, Maryland, United States


document_description: A confirmation document from Deutsche Bank AG, London Branch, signed by Aparna Shrivastava and Jeffrey Epstein, regarding a financial transaction. It includes contact information for queries and instructions for confirmation return via fax.

title: Deutsche Bank AG Confirmation

key_people:
Aparna Shrivastava
Jeffrey Epstein
Paul Achsner
John Cryan
Kimberly Hammonds
Stuart Lewis
Sylvie Mathena
Gash Ritchie
Kat von Rohr
Marcus Schenck
Chassan Sawing
Weer Seinmaller
Jeffrey Unen

document_date: unknown

key_locations:
London
Frankfurt am Main
England and Wales

key_organizations: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC


document_description: This document is a confirmation of the terms and conditions of a Currency Option transaction between Deutsche Bank AG, London Branch and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It includes references to ISDA Master Agreement terms and conditions, and specifies governing law as English law with the Termination Currency as U.S. Dollars.

title: Currency Option Transaction Confirmation between Deutsche Bank AG and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC

key_people:
John Cryan
Kimberly Hammonds
Stuart Lewis
Sylvio Maneras
Garth Ritchie
Kanvas Rohr
Marcus Schenck
Chan Sawing
Womer Stenmater
Jeffrey Unwn

key_locations:
London
Baltimore, Maryland
Frankfurt am Main


document_description: This document is a confirmation of a currency option transaction involving Deutsche Bank AG. It outlines the general terms of the transaction, including trade date, buyer, seller, currency option style and type, put and call currency amounts, expiration and settlement dates, strike price, and premium details. It also includes representations from each party regarding non-reliance, assessment and understanding, and status of parties. The document requests confirmation of the agreement terms by executing a copy of the confirmation or sending a similar letter or facsimile.

key_locations:
Frankfurt am Main
London

document_subtype: Currency Option Transaction Confirmation


document_description: A confirmation letter from Deutsche Bank AG, London Branch, signed by Aparna Shrivastava and Jeffrey Epstein, regarding a financial transaction. The letter includes contact information for queries and instructions for returning the signed confirmation.

title: Deutsche Bank AG Confirmation Letter

key_people:
Aparna Shrivastava
Jeffrey Epstein
Paul Achlaeser
John Cryan
Kimberly Hammnads
Stuart Lewis
Sylvie Mechenal
Gerth Rechoa
Karl von Rohr
Mscus Schenck
Christian Sewing
Wemer Steinmüller
Jiey Unwin

key_locations:
London
Frankfurt am Main
Germany
United Kingdom

document_subtype: confirmation letter

key_organizations:
Deutsche Bank AG
London Stock Exchange
European Central Bank
BaFin
Prudential Regulation Authority
Financial Conduct Authority


document_description: A request from Deutsche Bank USA Core Corporation to refrain from submitting any U.S. dollar transactions involving Internet gambling activity to any DBUS entity.

key_people:
Lee Joyner
Jacob Goss
Jesse Cruz
Jacob Brandenburg
Yonette Carrington

key_locations: 5201 Gate Parkway, Jacksonville, FL 32256 USA


document_description: The document outlines the Bank's practices regarding trading and order handling, including the management of risk, principal positions, and compliance with FINRA Rule 5270. It discusses the dissemination of trading interests and the handling of customer orders, emphasizing the Bank's commitment to best execution and the use of automated execution facilities.

key_organizations: DBSI FINRA


document_description: The document discusses the potential loss of rights with respect to securities during a securities loan or rehypothecation, the procedures for callable securities, risk management strategies, Deutsche Bank's roles in transactions, and the risks associated with extended trading hours.

key_organizations:
DBSI
FINRA
Deutsche Bank


document_description: A letter from Deutsche Bank Securities Inc. discussing trading restrictions on ARCA securities, ERISA Section 408(b)(2) regulations, and the bank's commitment to clients.

key_people:
M. Barry Bausano
Thomas Patrick

key_organizations:
Deutsche Bank Securities Inc.
Department of Labor


document_description: A check issued by Neptune, LLC to Paver & Marble Professionals for $8,000.00 as half of a balance payment.

key_locations:
St. Thomas, USVI
New York, NY
Lantana, FL

document_subtype: check

key_organizations:
Neptune, LLC
Paver & Marble Professionals
Deutsche Bank Trust Company Americas


document_description: The document discusses various client relationships and business developments at Deutsche Bank. It highlights the progress and challenges faced with different clients, including Southern Financial, Ali Rashid, Financial Architects, MCM, Raj Pundarika, and Elysium. The document also touches on internal networks and career aspirations, specifically the desire for a promotion to Managing Director (MD).

key_people:
Ali Rashid
Paul
Suzy Cozzi
Sam Petrucci
Terri
Raj Pundarika
Leon Black
Chip

key_organizations:
DBNY
Southern Financial
KCP
Global Markets
Financial Architects
MCM
Barclays
DB Singapore
Elysium
US Trust
JPM
DeutscheTech
NextGen


document_description: A list of management and department personnel, along with their respective departments, is provided. The document is marked as confidential under federal rules.

key_people:
Steve Mattus
Patrick Harris
Kim Hart
Salman Mahdi
Caroline Kitidis
Coley Jellinghaus
Todd Stevens
Dan Kaiser
Tazia Smith
Paul Bartilucci
Tom Clarke
Nick Haigh
Laura Farischan
Pete Ferrara
Charlie Burrows
Sam Petrucci
Larry Adam
Terri Sohrab
Bruce McDermott
Heather Kirby

document_subtype: note

key_organizations: ISG KCP DPM Credit Deposits CIB


document_description: A confidential letter from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, related to securities offered through Deutsche Bank Securities Inc.

title: Confidential Correspondence from Deutsche Bank


document_description: This document outlines the account planning for Madison Park Capital LLC and General Atlantic, detailing the relationship team, client profile, and opportunities and challenges. Madison Park Capital is a hedge fund and real estate fund advised by General Atlantic Service Company. The document highlights the financial sophistication of the partners and the challenges posed by their extensive relationships and access to direct deal flow.

title: 2018 Account Planning - Madison Park Capital LLC/General Atlantic

key_people:
William E. Ford
Steven A. Denning
David C. Hodgson
Eugene P. Lynch
Richard B. Gold
Stewart Oldfield
Brian Harrington
Tazia Smith

document_subtype: account planning document

key_organizations:
Madison Park Capital LLC
General Atlantic Service Company LLC
JP Morgan Chase
Royal Bank of Canada
DB


document_description: The document outlines the account planning for the Deering/Crosby relationship with Deutsche Bank, managed by Stewart Oldfield since November 2017. The relationship primarily involves brokerage/DPM services. Heather Deering Crosby is the primary contact, following the passing of Anthony Deering, a notable business leader and former President of Mercantile-Safe Deposit and Trust Company. Anthony Deering had significant involvement with Deutsche Bank and other financial institutions.

title: 2018 Account Planning - Deering/Crosby

key_people:
Stewart Oldfield
Heather Deering Crosby
Anthony W. Deering
Michael Mullin
Brian Harrington

key_locations:
North America
Baltimore


document_description: The document discusses opportunities and challenges in managing the Deering/Crosby family assets. It highlights the roles of Mr. Deering and Heather Deering Crosby in financial institutions and their current financial management strategies. The memo identifies potential business opportunities with the Deering/Crosby family and their RIA, while also noting challenges such as competition and the need for more sophisticated asset management.

key_people:
Mr. Deering
Heather Deering Crosby
Kathryn Deering

key_organizations: Mercantile-Safe Deposit and Trust Company


document_description: A financial transaction involving 88007046 SSw 2007 LLC for the amount of 4,000,000.00 to WO AVL PRIN. Contact information provided for assistance.

key_organizations:
88007046 SSw 2007 LLC
WO AVL PRIN


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying of the communication. It also includes a disclaimer from Deutsche Bank regarding legal or tax advice.

key_organizations:
Deutsche Bank
JEE


document_description: Request for Exco Approval for a new account opening for Jeffrey Epstein, an existing DB client. The account is for The 2017 Caterpillar Trust to pay annual annuity payments. The relationship is high risk due to Epstein's past legal issues, but AML Compliance has reviewed and approved continuation.

key_people:
Jeffrey Epstein
Stewart Oldfield
Cynthia Rodriguez

document_subtype: account opening request

key_organizations:
DB
The 2017 Caterpillar Trust


document_description: A confidential memo from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, related to the Jeffrey Epstein case.


document_description: This document contains a table listing various entities with associated financial amounts. It appears to be a financial ledger or report from Deutsche Bank, listing entities such as LSJE, LLC, GRATITUDE AMERICA, LTD., and others, along with amounts in dollars. The document includes a disclaimer about confidentiality and legal advice.

key_organizations:
Deutsche Bank
LSJE, LLC
GRATITUDE AMERICA, LTD.
BLOOD-HORSE LLC
ZORRO MANAGEMENT, LLC
PRYTANEE, LLC
THE HAZE TRUST
WANEK TRUST OF 2000
KATI WANEK-FORSYTHE 2015 GRAT
AXCIS INFORMATION NETWORK INC
SOUTHERN TRUST COMPANY, INC.
DARREN K. INDYKE PLLC
SOUTHERN FINANCIAL LLC
SSW 2007 LLC
KWF 2007 LLC
SHARI WAGNER 2014 GRAT
KATI FORSYTHE 2014 GRAT
CRW 2009 LLC
GEW 2009 LLC
THE 2017 CATERPILLAR TRUST


document_description: The document appears to be a financial ledger or statement listing various entities and associated amounts, both debits and credits. It includes names of individuals, companies, and trusts, along with monetary figures.

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Noel Volpe
Darren K. Indyke
Kati Wanek-Forsythe

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune LLC
Plan D LLC
JEGE LLC
HBRK Associates Inc
NES LLC
JSC Interiors LLC
LSJE LLC
Gratitude America LTD
Blood-Horse LLC
Zorro Management LLC
Prytanee LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company Inc


document_description: The document with identifier EFTA01374488 is not specified in detail, but it is classified as 'other' and does not contain flight information.


document_description: A financial ledger listing account names and balances for various entities associated with Jeffrey Epstein.

key_people:
Noel Volpe
Jeffrey Epstein
Nancy Devane
Michael Devane
Darren K. Indyke

document_subtype: financial ledger

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune LLC
Plan D LLC
JEGE LLC
HBRK Associates Inc
NES LLC
JSC Interiors LLC
LSJE LLC
Gratitude America LTD
Blood-Horse LLC
Zorro Management LLC
Prytanee LLC
The Haze Trust
CRW 2007 LLC


document_description: The document contains a table listing various financial transactions involving trusts, companies, and individuals. It includes amounts in dollars and reference numbers for each transaction.

key_people:
Kati Wanek-Forsythe
Darren K. Indyke
Shari Wagner
Kati Forsythe

key_organizations:
Wanek Trust
Axcis Information Network
Southern Trust Company
Gratitude America
Southern Financial LLC


document_description: A forwarded email containing a daily deposit report with account balances for various individuals and organizations, including Jeffrey Epstein and The Jockey Club.

title: RM0082289 Daily Deposit Report 20180320

key_people:
Stewart Oldfield
Noel Volpe
Jeffrey Epstein
Nancy Devane
Michael Devane

document_subtype: forwarded email

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
The Jockey Club
The Jockey Club Safety Net Foundation


document_description: The document with identifier EFTA01374496 is not recognized as a specific type such as email, correspondence, financial, legal, government, tabular, property, or media. It does not contain flight information or any other identifiable structured data.


document_description: The document with identifier EFTA01374497 does not contain any specific information or context to classify it into a particular category. It lacks identifiable content such as emails, legal information, financial data, or any other structured data.


document_description: The document contains financial data with reference numbers and amounts related to LLC and CATERPILLAR TRUST.

key_organizations:
LLC
CATERPILLAR TRUST


document_description: A note from Vijay Sawant, a KYC Case Representative at Deutsche CIB Centre Private Limited, part of Deutsche Bank Group, related to Wealth Management. The note is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: The document contains a list of stock prices for various companies including RTRX, OREX, AKRX, Dish Networks, PXD, EOG, GD, Delphi, Comcast, Glaxo, Viacom, Baidu, and BABA. It also includes a confidentiality notice indicating that the information is confidential, may be attorney-client privileged, and is intended only for the use of the addressee. Unauthorized use, disclosure, or copying is prohibited and may be unlawful.


document_description: The document contains a table listing various corporations along with their preferred equity symbols and CUSIP numbers.


document_description: Financial information related to Southern Financial and other entities associated with Jeffrey Epstein, including asset values.

key_people:
Jeffrey Epstein
Darren K Indyke
Vahe Stepanian
Andrew Xu
Roddy Moore
Daniel Sabba
Keith Buckholz

key_locations: 6100 Red Hook Quarter B3 St Thomas VI 00802

document_subtype: financial

key_organizations:
Southern Financial LLC
The Haze Trust
Southern Trust Company Inc
Jeepers Inc
J Epstein Virgin Islands Foundation Inc

reference_numbers:
EPSTEIN N4G023804
EPSTEIN N4G024943
EPSTEIN N4G023812
EPSTEIN N4G024935
EPSTEIN N4G024950


document_description: The document with the identifier EFTA01374510 does not contain any specific content or context to classify it under a particular category. It appears to be a reference or code without additional information.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It includes account names, categories, balances, and transaction details.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Todd Wanek
Karen Wanek
Darren K. Indyke

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
HBRK Associates, Inc
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: Invitation from Deutsche Bank Wealth Management for an exclusive preview of Frieze London on October 5, 2016, including access to the Deutsche Bank Lounge and a schedule of events throughout the day.

title: Invitation to Frieze London Preview

key_people:
Fabrizio Campelli
Kelly Kieran

document_subtype: invitation

key_organizations:
Deutsche Bank
Frieze London


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing a confidentiality notice and disclaimer about legal and tax advice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A check issued by Jeffrey Epstein to the Virgin Islands Bureau of Internal Revenue for $750,000.00, related to Form 1040-ES 2016.

key_people:
Jeffrey Epstein
Daven


document_description: SOFL is considering two financial transactions involving European EUR Put and Call options on EUR/USD with specific strike prices, notionals, expiries, and premiums. Vahe Stepanian from Deutsche Bank Securities Inc. is inquiring if SOFL wishes to execute these trades.

document_subtype: financial correspondence

key_organizations:
SOFL
Deutsche Bank Securities Inc.


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and privileged nature of the information contained within. It states that Deutsche Bank is not responsible for discrepancies between informal execution reports and official trade confirmations or account statements. The document also clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: A check issued by Neptune, LLC to the Insurance Office of Central Ohio for the amount of $42,432.00. The check is drawn from Deutsche Bank Trust Company Americas, New York. The check is for Policy #0002406962 and is to be deposited in the account of the Insurance Office of Central Ohio at Fifth Third Bank.

key_locations:
New York, New York
St. Thomas, USVI
New Albany, OH

key_organizations:
Neptune, LLC
Insurance Office of Central Ohio
Deutsche Bank Trust Company Americas
Fifth Third Bank


document_description: This document contains a disclaimer and risk disclosure related to structured securities, derivatives, and options. It highlights the risks associated with various trading strategies such as call or put purchasing, uncovered call or put writing, and vertical or calendar spread transactions. The document emphasizes that these instruments are complex and suitable only for sophisticated investors. It also includes links to important disclosures and disclaimers from Credit Suisse and Deutsche Bank.

key_organizations:
Credit Suisse
Deutsche Bank


document_description: Confirmation of automatic fund sweep from DBTCA account to DB AG account as per Preferred Cash Addendum.

document_subtype: memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: A check issued by NES, LLC through Deutsche Bank Trust Company Americas to Herbert Rose for the amount of $23,789.20, referencing invoices 55081 and 55009. The check has a high dollar pull exception due to a signature irregularity.

key_locations:
New York, New York
Astoria, New York

key_organizations:
NES, LLC
Deutsche Bank Trust Company Americas


document_description: This document is a questionnaire used to assess the nature of a client's relationship with Deutsche Bank (DB), including any prohibited business factors, the nature of the relationship, the client's rationale for establishing the relationship, and the source of funds and wealth. It includes questions about the client's business activities, ownership structure, and the ability to issue bearer shares.

title: Client Relationship and Source of Funds Questionnaire

key_locations:
BVI
Bahamas
Cayman Islands
Panama
Switzerland

document_subtype: questionnaire


document_description: A memo from Michael Valencia, KYC Outreach Analyst at Deutsche Bank, requesting information on various aspects of a client's financial activities, confidentiality agreements, regulatory status, and politically exposed person (PEP) status. The memo seeks to gather information that could impact the client's reputation or regulatory compliance.


document_description: European Call options on TWTR with 100,000 shares, expiring on 1/27/2016. Option Seller: Southern Financial LLC, Option Buyer: DB. Notional value of $3,896,620.00 with a strike price of $38.9662. Premium received by client is $728,278.28 (18.69%).

document_subtype: option contract

key_organizations:
Southern Financial LLC
DB


document_description: The document is a news article discussing Twitter's financial performance and user growth challenges. It highlights the company's struggle to increase its user base, the interim CEO Jack Dorsey's role, and future plans to attract more users. The article also compares Twitter's performance with its competitors and outlines its financial projections.

key_people:
Paul Sweeney
Dick Costolo
Jack Dorsey
Noto

document_type: media

key_locations:
San Francisco
New York

document_subtype: news article

key_organizations:
Twitter
Bloomberg Intelligence
Square Inc.
Facebook Inc.


document_description: Two Twitter product executives, Todd Jackson and Christian Oestlien, announced their departures amid a CEO transition. Jackson is moving to Dropbox Inc., while Oestlien is joining Google's YouTube.

key_people:
Todd Jackson
Christian Oestlien
Sarah Frier
Jillian Ward
Reed Stevenson

key_organizations:
Twitter
Dropbox Inc.
Google's YouTube


document_description: A check issued by Neptune, LLC from Deutsche Bank Trust Company Americas to the Insurance Office of Central Ohio for the amount of $42,431.00. The check is for policy #0002406962 and is to be deposited in Fifth Third Bank.

key_locations:
New York, New York
St. Thomas, USVI
New Albany, Ohio

key_organizations:
Deutsche Bank Trust Company Americas
Neptune, LLC
Insurance Office of Central Ohio
Fifth Third Bank


document_description: A check issued by NES, LLC to the Insurance Office of Central Ohio for the amount of $24,291.00, with policy and invoice numbers referenced. The check is to be deposited at Fifth Third Bank.

key_locations:
St. Thomas
New York
New Albany, OH

key_organizations:
NES, LLC
Insurance Office of Central Ohio
Deutsche Bank Trust Company Americas
Fifth Third Bank


document_description: A confidential communication from Deutsche Bank, emphasizing the confidentiality and legal disclaimers. It mentions that the bank does not provide legal or tax advice.


document_description: The document contains contact information and a confidentiality notice related to Deutsche Bank Securities Inc.


document_description: Tazia Smith from Deutsche Bank Wealth Management informs Richard Kahn about the market situation regarding Rothschild shares. Delores Rubin, a DB trader, provides additional details on the stock's trading status and mentions ongoing efforts to gather more information.

key_people:
Tazia Smith
Delores Rubin
Richard Kahn
Stewart Oldfield
Vahe Stepanian
Matt Glassman

key_locations:
New York, NY, USA
Paris

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: A communication from Richard Kahn of HBRK Associates Inc. in New York, NY, containing a confidentiality notice and disclaimers regarding legal or tax advice from Deutsche Bank.

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It includes account names, categories, and balances, as well as a description of a large transaction for PLAN D, LLC.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Southern Trust Company, Inc.
The Haze Trust
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: This document is a standard confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and provides a link for additional EU corporate and regulatory disclosures.


document_description: A confidential document related to Richard Kahn of HBRK Associates Inc, located in New York, NY. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential note or memo from Richard Kahn asking for advice regarding an earlier event on the 25th.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document contains a confidential notice pursuant to Federal Rule of Criminal Procedure 6(e) and includes several identification numbers.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document related to Richard Kahn, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document is a minimalist representation of data, likely a bar chart, with a single large black bar and vertical labels on either side. The left side labels appear to spell out ': stewart o-field <' and the right side labels spell out 'subject >'. The chart seems to represent a single data point against certain categories, but lacks numerical data or clear axis scales.


document_description: The document appears to be a brief note or reminder about a trading meeting scheduled for Tuesday 25th at 11am. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It includes reference numbers and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a vertical list of words, possibly forming sentences or a poem. The text is difficult to discern due to the vertical orientation and partial visibility of some characters. It includes words like 'wrote', 'Rich', 'Looks', and 'like'. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0069311, SDNY_GM_00215495, and EFTA01374570.


document_description: The document is marked as confidential and is related to Deutsche Bank Trust. It includes references to legal confidentiality under Federal Rules of Criminal Procedure.


document_description: The document contains a table with categories and their corresponding values, including Telephone, Mobile, Blackberry, and Email counts. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: confidential document


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0069318, SDNY_GM_00215502, and EFTA01374573.


document_description: The document appears to be a confidential communication, possibly related to a legal or investigative matter, as indicated by the reference to FED. R. CRIM. P. 6(e).


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it may relate to grand jury proceedings or other sensitive legal matters.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0069324 and SDNY_GM_00215508, which may pertain to case or document tracking numbers.


document_description: This document contains confidential information related to a case in the Southern District of New York, as indicated by the reference numbers and confidentiality notice. It is likely part of a legal or investigative process.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0069327, SDNY_GM_00215511, and EFTA01374579.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it contains sensitive legal information. It includes reference numbers DB-SDNY-0069333, SDNY_GM_00215517, and EFTA01374582, suggesting it is part of a legal case or investigation in the Southern District of New York.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to a legal matter, specifically under the Federal Rules of Criminal Procedure 6(e).


document_description: This document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0069344, SDNY_GM_00215528, and EFTA01374586.


document_description: The document contains confidential EU corporate and regulatory disclosures, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains fragmented text and confidential markings, possibly related to financial or legal matters. It includes references to Deutsche Bank and confidential information pursuant to federal rules.


document_description: A confidentiality notice indicating that the communication is intended for a specific recipient and should be destroyed if received in error. Unauthorized copying, disclosure, or distribution is prohibited.


document_description: A communication from Deutsche Bank regarding EU corporate and regulatory disclosures. It includes a disclaimer about not providing legal or tax advice and mentions the confidentiality of the information.


document_description: This is a confidential communication from Deutsche Bank, which may contain privileged information. It includes a disclaimer about unauthorized copying, disclosure, or distribution of the material. The communication also states that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the communication may contain confidential information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a link for additional EU corporate and regulatory disclosures.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of August 14, 2017. It includes account names and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Kati Wanek-Forsythe
Shari Wagner

key_organizations:
Neptune, LLC
Hyperion Air, LLC
Dege, Inc
Plan D, LLC
Dege, LLC
HBRK Associates, Inc
SJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: Twitter's net loss narrowed to $136.7 million, or 21 cents a share. Profit excluding certain items was 7 cents, compared with the 4 cents analysts estimated. The company reported 316 million monthly users, while Facebook has 1.4 billion. Twitter's user count was 304 million without counting feature-phone users in emerging markets. Twitter is working on a marketing campaign to attract more users and has a plan named Project Lightning to create channels for live events. The company forecasted third-quarter sales of $545 million to $560 million and full-year revenue of $2.2 billion to $2.27 billion. Two product executives announced their departures amid the CEO transition.

key_people:
Noto
Todd Jackson
Christian Oestlien
Sarah Frier
Jillian Ward
Reed Stevenson

key_organizations:
Twitter
Facebook Inc.
Dropbox Inc.
Google's YouTube


document_description: The document contains promotional content for the New Balance Bronx 10 Mile race, encouraging participation and highlighting the opportunity to run for a cause with NYRR Team for Kids.

key_locations: Bronx NYC

key_organizations:
New Balance
NYRR Team for Kids


document_description: Promotional content for PowerBar and NYRR Open Run events, including sponsorship of the 2017 New Balance Bronx 10 Mile and free weekly runs in NYC parks.

key_locations:
Bronx
St. Mary's Park
Crotona Park
Soundview Park
NYC

key_organizations:
PowerBar
New Balance
NYRR


document_description: Information about the New York Road Runners, a non-profit community running organization founded in 1958, with a mission to help and inspire people through running. They serve more than 430,000 people annually, including 215,000 youth.


document_description: The document is a communication from Stewart Oldfield, Director at Deutsche Bank Wealth Management, providing information about Deutsche Bank AG Preferred CDs. It outlines the minimum and maximum deposit requirements, penalties for early withdrawals, and contact information for further inquiries.

document_subtype: letter

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: The document outlines that KCP products and services are intended for sophisticated institutional investors as defined by FINRA Rule 4512(C)(3). It emphasizes that trades and transactions require internal approvals and are conditional on becoming a client of Deutsche Bank. The document is confidential and for discussion purposes only, with no legally binding obligations created.

key_organizations:
Deutsche Bank
Key Client Partners
FINRA


document_description: A deposit record for the amount of $158,025.02 made on 06/29/2018. The document includes contact information for Richard Kahn of HBRK Associates Inc.

key_locations: 575 Lexington Avenue 4th Floor, New York, NY 10022

document_subtype: Deposit Record


document_description: A memo discussing a potential financial transaction involving 1 million shares of Twitter (TWTR) through a Total Return Swap and European Call options. The memo outlines the terms of the swap and options, including the swap seller and buyer, notional amounts, expiry dates, and credit terms. It also mentions the impact of doing both transactions as a package versus separately.

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC


document_description: Stewart Oldfield from Deutsche Bank informs Paul about two investment opportunities related to the OZ (Opportunity Zone) initiative. One opportunity is NY-focused with an existing portfolio of assets structured as a partnership, and the other is a private REIT with a national focus. Stewart suggests that both could be suitable for Paul's clients and invites further discussion.

key_people:
Stewart Oldfield
Paul


document_description: The document is an offering summary for the RXR Qualified Opportunity Zone Fund, sponsored by RXR Realty LLC. It outlines the fund's investment strategy, management team, and potential benefits of investing in Qualified Opportunity Zones (QOZs). The fund targets real estate investments in QOZs in the New York metropolitan area, with a focus on office, residential, retail, and other property types. Key highlights include fund size, investment strategy, management fees, and distribution structure.

title: RXR Qualified Opportunity Zone Fund Offering Summary

key_locations:
New York metropolitan area
360 Huguenot, New Rochelle, NY

document_subtype: Investment Offering Summary

key_organizations: Fried, Frank, Harris, Shriver & Jacobson LLP


document_description: The document outlines the tax risks associated with investing in the RXR Qualified Opportunity Zone Fund (QOF). It details the requirements for eligible gains, investment timelines, deferral elections, and the potential loss of tax benefits if the fund does not maintain its QOF status. It also discusses the implications of taxable distributions, exit strategies, and the necessity for the fund to maintain its qualification as a QOF.

title: RXR Qualified Opportunity Zone Fund RFP 15 Alpha Group Capital

document_subtype: investment fund proposal

key_organizations:
RXR Qualified Opportunity Zone Fund
Alpha Group Capital


document_description: This document is a confidential presentation for evaluating a possible investment in the RXR Qualified Opportunity Zone Fund. It includes disclaimers about the nature of the investment, risks involved, and legal considerations. The presentation emphasizes that the information is not complete or final and is subject to the terms of the operative documents. It also contains forward-looking statements based on assumptions and highlights the risks and lack of liquidity associated with the investment.

document_subtype: investment presentation

key_organizations:
RXR Qualified Opportunity Zone Fund
KYP168 Alpha Group Capital
MR Realty LW


document_description: This document outlines the risk factors associated with investing in Opportunity Zones through the RXR Qualified Opportunity Zone Fund and KYP168 Alpha Group Capital. It discusses economic risks, compliance uncertainties, real estate ownership risks, and potential changes in legislation affecting tax benefits.

document_subtype: investment risk disclosure

key_organizations:
RXR Qualified Opportunity Zone Fund
KYP168 Alpha Group Capital
Internal Revenue Service


document_description: This document is a supplemental disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas, acting as a solicitation agent for a fund. It outlines the nature of the information provided, the risks involved in transactions, and the conflict of interest disclosures. It also clarifies that Deutsche Bank does not provide accounting, tax, or legal advice.

title: Supplemental Disclosure by Deutsche Bank

document_subtype: disclosure

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document contains forward-looking statements and disclaimers related to RXR168 Alpha Group Capital. It outlines the risks associated with investing in the LLC interests, emphasizing that past performance is not indicative of future results and that investments involve significant risks. The document advises prospective investors to conduct their own examination of the fund and consult advisors for legal, tax, and investment advice. It also highlights the restrictions on transferability and resale of securities, and the requirement for investors to be accredited and qualified purchasers.

title: RXR168 Alpha Group Capital Disclaimer & Cautionary Statements

document_subtype: disclaimer


document_description: The document discusses the benefits of investing in Qualified Opportunity Zones (QOZs), which are economically distressed areas eligible for preferential tax treatment. It outlines the tax benefits for investors, including gain deferral, reduction, and elimination, depending on the duration of the investment. The document also advises consulting additional disclosures and risk factors related to QOZ investments.

title: Investment Strategy - RXR168 Alpha Group Capital


document_description: A confidential document related to RXR Realty, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: RXR Realty Overview


document_description: The document provides an overview of RXR Realty's financial activities from 2009 to 2018, highlighting the total equity raised and property investments acquired or developed. It includes a table showing the total equity and gross asset value (GAV) for each year, with GAV values being approximate.


document_description: The document outlines RXR's competitive advantages in the New York Metropolitan area, emphasizing its regional investment strategy, long-term relationships, and market trend recognition. It highlights RXR's ability to manufacture opportunities for superior risk-adjusted returns and its exceptional access to tenants. The document also discusses the potential risks of geographic concentration.

document_subtype: business strategy document


document_description: The document describes RXR's collaborative efforts with communities and municipalities in the New York metropolitan area to unlock value through development projects. It highlights RXR's ability to work with government entities and mission-driven organizations. The document includes images of the JetBlue Terminal at JFK Airport, an aerial view of Garvies Point in Glen Cove, NY, and the LIU Brooklyn Campus.

key_locations:
New York metropolitan area
JFK Airport
Queens, NY
Garvies Point, Glen Cove, NY
LIU Brooklyn Campus

document_subtype: promotional material

key_organizations:
RXR
JetBlue
LIU Brooklyn


document_description: RXR's Emerging Sub-market Strategy targets underserved markets that qualify as QOZs, focusing on New York City's suburban downtowns and outer boroughs. The strategy emphasizes transit connectivity, diverse populations, historic character, and strong municipal leadership to attract new residents and businesses. The document includes images of buildings in Brooklyn and Long Island City.

title: RXR's Emerging Sub-market Strategy

key_locations:
New York City
Brooklyn, NY
Long Island City, NY

document_subtype: news clipping


document_description: RXR's investment strategy focuses on Qualified Opportunity Zones (QOZs) through large-scale, transit-oriented development projects. RXR aims to leverage its first-mover advantage to deploy capital in QOZs, with a pipeline of projects worth $500 million in equity. The strategy includes 3,100 residential units and 675,000 square feet of office space. RXR collaborates with local governments and organizations to create jobs and housing, aiming to strengthen the New York metropolitan area while ensuring risk-adjusted returns for investors.

key_locations:
New York metropolitan area
360 Huguenot, New Rochelle, NY
The Hall, Brooklyn, NY
Village Square, Glen Cove, NY

document_subtype: investment strategy document


document_description: The document outlines RXR's Qualified Opportunity Zone (QOZ) investment opportunities as of September 30, 2018, including projects under development, pre-development, and under review. It includes details on investment units, square footage, and anticipated development budgets.

title: RXR QOZ Opportunities/Pipeline Investments

key_locations:
New Rochelle, NY
Stamford, CT
Glen Cove, NY
Brooklyn, NY

document_subtype: investment opportunities


document_description: The document outlines RXR's impact investment strategy, focusing on transformative projects in Qualified Opportunity Zones (QOZs) in the New York Metropolitan area. It emphasizes RXR's philosophy of 'doing good and doing well' by aligning community and stakeholder needs with investment goals. The document includes a rendering of the New Rochelle Master Development, showcasing a mixed-use urban project.

title: Investment Strategy

key_locations:
New York Metropolitan area
New Rochelle, NY


document_description: The document appears to be related to a Qualified Opportunity Zone Fund named RXR168 Alpha Group Capital. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document provides an overview of the RXR168 Alpha Group Capital Fund, which aims to raise $500 million in capital commitments. The fund focuses on investments in Qualified Opportunity Zones (QOZs) within a 100-mile radius of New York City, including preferred equity investments in various property types and equity securities of real estate-focused businesses. The document includes renderings of potential investment properties in Glen Cove and New Rochelle, NY. It also notes the risks associated with geographic concentration and the lack of guarantees for successful or profitable investments.

title: RXR168 Alpha Group Capital Overview

key_locations:
New York Metropolitan Area
Glen Cove, NY
New Rochelle, NY


document_description: The document outlines the terms for RJR168 Alpha Group Capital, a group of parallel limited liability companies referred to as 'RXR Qualified Opportunity Zone Fund'. It includes details on the sponsor, fund size, investment strategy, product focus, sponsor commitment, distribution strategy, management fees, and qualified purchaser criteria. The fund targets $500 million in capital commitments and focuses on real estate investments in qualified opportunity zones. The sponsor is RXR Realty LLC, and the fund will distribute net proceeds among members based on a detailed profit-sharing structure.

title: SUMMARY OF FUND TERMS

document_subtype: Fund Terms Summary

key_organizations:
RXR Qualified Opportunity Zone Fund
RXR Realty LLC


document_description: The document contains a grayscale gradient image with the text 'RXR168 Alpha Group Capital' on the right side. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: RXR168 Alpha Group Capital


document_description: The document describes RXR's existing investments using the Emerging Sub-Market Strategy over the past three years, excluding non-QOZ and debt investments. It includes descriptions of potential pipeline investments in QOZs, which have undergone initial investment process stages. The document emphasizes that there is no guarantee of executing similar investments or their profitability.

title: DESCRIPTIONS OF SELECT INVESTMENTS


document_description: Illustrative investments by RXR Alpha Group Capital.

document_subtype: investment document


document_description: A map illustrating designated opportunity zone tracts and state census boundaries in Stamford, Connecticut, highlighting key locations such as Stamford, Atlantic Station Phase I, Old Greenwich, and Stamford Harbor. The map includes roads, parks, and census tract numbers, with the CDFI FUND logo present.

title: Designated Opportunity Zone Tracts and State Census Boundaries in Stamford, CT

key_locations:
Stamford
Atlantic Station Phase I
Old Greenwich
Stamford Harbor

document_subtype: map

key_organizations:
CDFI FUND
RXR
Alpha Group Capital


document_description: The document provides an overview of the Sawyer Place mixed-use development project in Yonkers, NY, led by RXR NY Metro Emerging Sub-Market Venture and co-investors. The project involves the development of a 25-story building with 439 units and 34,700 square feet of retail space. The investment date was November 2016, with a budget of $206.1 million. The project aims to create jobs and engage the community, with significant involvement from local and minority workforce. It is part of the Brownfield Cleanup Program for environmental sustainability.

title: Sawyer Place - Yonkers, NY

key_locations:
Yonkers, NY
Westchester County
Saw Mill River
Yonkers Metro North station
Palisades
Hudson River

document_subtype: Investment Overview

key_organizations: New York State Department of Environmental Conservation


document_description: The document outlines the development plan for Sawyer Place in Yonkers, NY, involving the demolition of existing buildings and construction of new residential and retail structures. The project includes a high-rise tower, a mid-rise residential tower with retail space, and a low-rise retail building, totaling 439 units and 34,700 square feet of retail space. The project is part of the Brownfield Cleanup Program, with anticipated tax credits of $20 million. Completion is expected in 2019, with lease-up concluding in August 2020. The joint venture has a construction loan of up to $124.4 million.

title: Sawyer Place - Yonkers, NY

document_type: property

document_subtype: real estate development


document_description: This document is a map showing 'Designated Opportunity Zone Tracts' and 'State Census Boundaries' in an area that includes Yonkers, with a specific location 'Sawyer Place' indicated. The CDFI Fund logo is present.

title: Sawyer Place - Yonkers, NY

key_locations:
Yonkers, NY
Sawyer Place

key_organizations:
RXR
Alpha Group Capital
CDFI Fund


document_description: The document provides an overview of the Atlantic Station Phase II residential development project in Stamford, CT. It includes details about the project's acquisition, development plans, and investment vehicle. The project involves a 325-unit residential tower with retail space, and it benefits from its proximity to mass transit and urban amenities.

title: Atlantic Station Phase II - Stamford, CT

document_date: April 2019

document_subtype: investment overview

key_organizations:
RXR
Alpha Group Capital


document_description: The document describes the Atlantic Station Phase II, a multifamily development project by RXR in Stamford, CT. It highlights the project's strategic location near mass transit and urban amenities, and includes a map showing the New York City metropolitan area and parts of Connecticut with a focus on Stamford.

key_locations:
Stamford
New York City
Connecticut


document_description: The Atlantic Station Phase II Project is a planned 325-unit residential tower with a 41,000 square foot retail component and 518 on-site parking spaces, totaling approximately 590,000 square feet of development. It follows the successful development of Atlantic Station Phase I, which has a 92% occupancy rate as of April 2019. The project includes the redevelopment of a historically-landmarked Post Office Building, which is fully pre-leased.


document_description: The document appears to be related to RXRI68 Alpha Group Capital and Pipeline Investments, marked as confidential under federal rules.

key_organizations:
RXRI68 Alpha Group Capital
Pipeline Investments
RXR


document_description: The document provides an overview of the 360 Huguenot mixed-use development project in downtown New Rochelle, NY. It includes details about the project's components, timeline, financing, community benefits, and ownership structure. The development is a joint venture between RXR NY Metro Emerging Sub-Market Venture and the existing landowner, with a focus on revitalizing the area and providing affordable housing.

title: 360 Huguenot - New Rochelle, NY

key_locations:
Downtown New Rochelle, NY
Westchester County

document_subtype: Real Estate Development Summary


document_description: The document is a map illustrating designated opportunity zone tracts and state census boundaries in New Rochelle, NY. Key features include 360 Huguenot, Residence Park, Beechwood Cemetery, Holy Sepulchre Cemetery, Interstate 85, College of New Rochelle, Trinity Elementary School, Isaac E. Young Middle School, and Davenport Neck. The map is associated with the CDFI Fund and RXR168 Alpha Group Capital.

title: Designated Opportunity Zone Tracts and State Census Boundaries

key_locations:
360 Huguenot
Residence Park
Beechwood Cemetery
Holy Sepulchre Cemetery
Interstate 85
College of New Rochelle
Trinity Elementary School
Isaac E. Young Middle School
Davenport Neck

key_organizations:
CDFI Fund
RXR168 Alpha Group Capital


document_description: The document provides an overview of the investment in 'The Hall', a 675,000 square foot office and light industrial complex in Brooklyn, NY, acquired by RXR NY Metro Emerging Sub-Market Venture in March 2016. The property is under redevelopment to become a creative office complex. The investment supports community development and offers opportunities for new businesses. A loan of up to $162 million was secured for the project, with plans to sell the property to the RXR Qualified Opportunity Zone Fund.

title: PIPELINE: THE HALL - BROOKLYN NY

key_locations:
Brooklyn, New York
Brooklyn Navy Yard


document_description: RXR is repositioning The Hall, a former commercial complex, into a creative office hub across from the Brooklyn Navy Yard. The project benefits from the transformation of the surrounding area into a mixed-use environment and its strategic location between dynamic Brooklyn neighborhoods. The Hall's layout accommodates various tenant sizes with amenities and institutional management. The document includes a map of NYC highlighting Manhattan and Brooklyn landmarks, and renderings of the development project.

title: The Hall - Brooklyn NY

key_locations:
The Hall
Brooklyn Navy Yard
DUMBO
Fort Greene
Williamsburg
Brooklyn
Manhattan

document_subtype: development project overview


document_description: RXR is executing a $92.6 million renovation of The Hall in Brooklyn, NY, focusing on infrastructure replacement and community curation.

document_subtype: memo


document_description: The document is a map showing Designated Opportunity Zone Tracts and State Census Boundaries in Brooklyn, New York, with key locations such as Navy Yard Basin, Fort Greene, Brooklyn-Queens Expressway, and 'The Hall'. The CDFI FUND logo is present.

title: Designated Opportunity Zone Tracts and State Census Boundaries in Brooklyn, NY

key_locations:
Navy Yard Basin
Fort Greene
Brooklyn-Queens Expressway
The Hall


document_description: The document contains a map showing a portion of the New York metropolitan area, including Manhattan, the Bronx, Queens, and parts of Westchester and Nassau counties, as well as Connecticut. It highlights the location of Village Square, one of RXR's projects in Glen Cove, NY. The map includes major roads and towns, and notes the presence of Long Island Railroad stations and anticipated ferry service.

title: Village Square - Glen Cove, NY

key_locations:
Glen Cove, NY
Long Island
New York City
Garvies Point
New Rochelle


document_description: The document provides an overview of the Garvies Point Master Development in Glen Cove, NY, a transformative mixed-use community project by RXR. It includes details about the development's features, such as residential and commercial areas, recreational facilities, and a new ferry terminal connecting to Manhattan.

title: Garvies Point Master Development

key_locations:
Garvies Point, Glen Cove, NY
Midtown Manhattan

document_subtype: development project summary


document_description: Church/Division Tower A is RXR's second New Rochelle project, featuring a 28-story mixed-use building with 354 rental units and retail space. The project is located near the 360 Huguenot redevelopment and includes an outdoor amenity deck. Demolition of a pre-existing parking structure is complete, with construction starting by the end of 2018 and a two-year completion timeframe. The document includes a map and rendering of the development area.

title: Church/Division Tower A - New Rochelle, NY

key_locations:
New Rochelle, NY
Downtown New Rochelle
360 Huguenot
587 Main Street
Church/Division
New Rochelle Station
I-95 highway


document_description: RXR is strategically positioned in the New York metropolitan real estate market, leveraging its experience and local competitive advantage. The company employs an Emerging Submarket Strategy (ESM) to capitalize on opportunities in peripheral submarkets, including Qualified Opportunity Zones (QOZs). The creation of a fund will accelerate projects in QOZs, promoting economic development. RXR emphasizes responsible investment and aims to expand its Impact Investment efforts to achieve social benefits as intended by QOZ legislation.


document_description: The document provides footnotes and explanations for the RXR Emerging Sub-Market Strategy Investment Activity and Track Record. It details the strategy's application across various RXR funds, the criteria for 'emerging' areas, and financial metrics such as RXR investment amounts, realized proceeds, and internal rate of return. It also discusses the hypothetical fund model used for return analysis and the allocation of fund-level costs.

key_locations:
New Rochelle
Renaissance Downtown
61 Broadway

document_subtype: investment strategy

key_organizations: RXR New York Metro Emerging Sub-Market Venture LP

key_organizations: RXR Real Estate Opportunity Fund II, L.P.

key_organizations: RXR Real Estate Value Added Fund-Fund III


document_description: The document is a tabular report of RXR Real Estate Opportunity Fund's realized investments as of June 30, 2018. It includes details on investments, geographic regions, invested and realized equity capital, gross and net leveraged IRR, and multiples on invested equity. The report also notes that none of the investments are within a Qualified Opportunity Zone.

title: RXR Real Estate Opportunity Fund Realized Investments

key_locations:
New York, NY
Brooklyn, NY
Stamford, CT
Long Island, NY

document_subtype: investment report

key_organizations:
RXR Real Estate Opportunity Fund
Blackstone Group LP


document_description: The document provides a detailed report on the realized investments of the RXR Real Estate Value Added Fund as of June 30, 2018. It includes information on investments in New York, NY, such as 61 Broadway and 80 Broad Street, and their financial performance metrics like IRR and equity multiples. The report also notes that none of the investments are within a Qualified Opportunity Zone.

title: RXR Real Estate Value Added Fund Realized Investments


document_description: Biographies of Scott Rechler and Michael Maturo, key executives at RXR Realty, detailing their roles, achievements, and affiliations.

key_people:
Scott Rechler
Michael Maturo

key_locations:
New York City
Long Island
New Jersey
Westchester
Connecticut

document_subtype: biography

key_organizations: Port Authority of New York and New Jersey

key_organizations: The National September 11 Memorial & Museum

key_organizations: Feinstein Institute for Medical Research

key_organizations: Performing Arts Center at the World Trade Center

key_organizations: Diocese of Rockville Centre Pension Plan

key_organizations: Ernst & Young Kenneth Leventhal Real Estate Group


document_description: Biographies of key executives at RXR Realty, including Jason Barnett, Richard Conniff, and Todd Rechler, detailing their roles, responsibilities, and career backgrounds.

key_people:
Jason Barnett
Richard Conniff
Todd Rechler

key_locations:
Manhattan
New York
Long Island
Worcester, MA

document_subtype: biographies

key_organizations:
RXR Realty
Reckson
Sidley Austin Brown & Wood LLP
Cushman & Wakefield
VMS Realty Partners
Clark University
London School of Economics
Old Westbury College Foundation Inc.
Roger Williams University


document_description: Biographies of Frank Patafio and Seth Pinsky, senior executives at RXR Realty, detailing their roles, previous experience, and educational background.

title: Biographies of RXR Realty Executives

key_people:
Frank Patafio
Seth Pinsky

key_locations:
New York City
Queens
Brooklyn
Staten Island
Bronx
Roosevelt Island

key_organizations: RXR New York Metro Emerging Sub-Market Strategy


document_description: The document contains confidential information related to RXR and Alpha Group Capital, with references to legal confidentiality under Federal Rules.


document_description: The document provides additional disclosures and risks associated with investing in RJR168 Alpha Group Capital, specifically focusing on tax consequences and general risk factors related to opportunity zone investments. It outlines the tax benefits and risks under the Opportunity Zone rules, including Temporary Deferral, Basis Step-Up, and Ten-Year Benefit.

document_subtype: disclosure document

key_organizations:
RJR168 Alpha Group Capital
Internal Revenue Service


document_description: This document outlines the tax risks and requirements associated with investments in Qualified Opportunity Funds (QOF) through RJR168 Alpha Group Capital. It discusses the potential tax implications upon exit, the necessity for the fund to maintain its QOF status, and the risks associated with failing to meet the 90% QOF asset test. It also highlights commercial issues that may affect the fund's qualification and the penalties for non-compliance.

title: Additional Disclosures and Risks - RJR168 Alpha Group Capital

document_subtype: investment disclosure


document_description: The document outlines the risks and disclosures associated with investments in RXR168 Alpha Group Capital's parallel LLCs, particularly focusing on real estate ownership and the potential lack of tax benefits from the TCJA relating to QOFs. It highlights various risks including market fluctuations, economic changes, competition, and regulatory impacts.


document_description: The document outlines the risks and disclosures associated with investing in RXR168 Alpha Group Capital's real estate fund. It highlights the lack of identified portfolio assets, limited regulatory oversight, portfolio concentration, strategy risk, speculative investment practices, fees and expenses, and reliance on fund managers. It emphasizes the importance of due diligence for investors.


document_description: The document outlines additional disclosures and risks associated with investing in RXR168 Alpha Group Capital's real estate fund. It highlights the non-indicative nature of past performance, risks of illiquidity, use of leverage, limitations on the transfer of fund units, and legal and taxation considerations. The presentation is intended for relevant persons only and may be subject to modifications.


document_description: The document appears to be a confidential record related to the Korean Alpha Group, possibly involving RXR, a real estate company based in Uniondale, New York. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is likely related to a legal matter, possibly involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document outlines a swap transaction between DB (Deutsche Bank) and Southern Financial LLC involving 1 million shares of TWTR with a tenor of 1 or 2 years. It also includes details of European call options on TWTR, credit terms, and initial margin requirements.

document_subtype: financial transaction summary

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC


document_description: This document is a passport issued to Darren Keith Indyke by the United States of America. It includes personal details such as surname, given names, nationality, date of birth, place of birth, sex, date of issue, and issuing authority.

title: Passport of Darren Keith Indyke

document_type: government

document_subtype: passport


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: Certificate of Service filed by Hillary M. Nappi, Esq., Counsel for Marvin Gerber and Kalma Koenig, certifying the filing of a document with the Clerk of the Court for the United States District Court for the Southern District of New York via the Court's ECF/CM system.

key_people:
Hillary M. Nappi
Marvin Gerber
Kalma Koenig

document_subtype: Certificate of Service


document_description: This document is a trading authorization form for the account number N46-083812 under the name Southern Trust Company Inc. It authorizes an agent to buy, sell, and trade securities on behalf of the account holder. The authorization is granted to Jotamy Eylon, with specific indemnity and revocation terms outlined. The document includes signatures from the agent, client advisor, and an approver.

key_people:
Jotamy Eylon
Joshua Shoshan

document_subtype: Trading Authorization

key_organizations:
Deutsche Bank
Southern Trust Company Inc.


document_description: This document is a trading authorization for account number N 46 - 024935 under the name Jeepers Inc. It authorizes Paul Barrett to act as an agent for buying, selling, and trading securities on behalf of the account holder, Jeffrey Epstein. The authorization is valid until revoked in writing and indemnifies Deutsche Bank against losses.

title: Trading Authorization Limited to Purchases and Sales of Securities

key_people:
Jeffrey Epstein
Paul Barrett
Joshua Yuen

key_organizations:
Deutsche Bank
Jeepers Inc.


document_description: This document is a Confirmation Agreement between Deutsche Bank AG and a counterparty, confirming the terms and conditions of a financial transaction under an ISDA Master Agreement. It outlines the roles of Deutsche Bank AG and Deutsche Bank Securities Inc., and specifies the terms of the transaction, including trade details, equity amounts, and governing definitions.

document_subtype: Confirmation Agreement

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the terms and conditions related to the calculation and adjustment of dividend amounts in a financial transaction involving shares. It includes provisions for Dividend Disruption Events, Extraordinary Dividends, and adjustments by the Calculation Agent. The document also addresses the impact of changes in tax law on dividend payments and the potential need for indemnification between parties. Additionally, it covers terms related to Tender Offers and adjustments to the definition of 'Shares.'

key_locations: UK Germany U.S.

document_subtype: contract


document_description: This document outlines the terms and conditions related to a Tender Offer and the definition of 'New Shares' in the context of Equity Definitions. It includes provisions for the consequences of merger events and tender offers, as well as de-listing conditions.

key_locations:
United States
United Kingdom
France
Germany
Italy
Netherlands
Spain
Denmark
Finland
Sweden
Luxembourg
Austria
Ireland
Belgium
Portugal
Norway
Switzerland


document_description: This document outlines the terms and conditions for an optional early termination of a financial transaction between Party A and Party B. It includes representations and warranties by Party B, including compliance with U.S. securities laws and the intention behind the transaction. It also details credit support provisions and account details for payments.


document_description: This document is a trading authorization form for the account of Endow Virgin Islands Foundation Inc. at Deutsche Bank. It authorizes an agent to buy, sell, and trade securities on behalf of the account holder, Jeffrey Epstein. The authorization is effective until revoked in writing and indemnifies Deutsche Bank against losses.

key_people:
Jeffrey Epstein
Holly Beacall
Joshua Sorkin

key_organizations:
Deutsche Bank
Endow Virgin Islands Foundation Inc.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of November 2, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Cameron Wanek
Shari Wagner
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
TJC Media Ventures, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: A confidential note with contact information for assistance related to a specific matter.


document_description: A memo discussing negative media related to Epstein that surfaced during KYC reviews, with a link to a complaint document. The memo suggests discussing the information needed from the client and next steps.

key_people:
Kim
Stewart Oldfield
Bradley Gillin

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: Trust agreement established by Jeffrey E. Epstein with trustees Darren K. Indyke and Lawrence Newman. The trust is to manage and dispose of property as per the agreement, with provisions for income distribution to Epstein's brother, Mark Lawrence Epstein, and disposition of remaining principal upon Epstein's death.

title: Jeffrey E. Epstein Insurance Trust Agreement

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Mark Lawrence Epstein

key_locations: Little St. James Island, United States Virgin Islands

document_subtype: Trust Agreement


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees are Darren K. Indyke and Lawrence Newman.

title: Grantor's Revocation of Designation of Successor Trustees

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman

document_subtype: Trust Revocation


document_description: This document outlines changes to the beneficiaries of The 2007 Jeffrey E. Epstein Insurance Trust #3. Trustees Darren K. Indyke and Lawrence Newman, under the power granted by the trust, have decided to delete all previously named beneficiaries and add new ones. The document specifies the distribution of the trust's principal and accumulated income upon the death of the Grantor.

title: The 2007 Jeffrey E. Epstein Insurance Trust #3 Change of Beneficiaries

key_people:
Darren K. Indyke
Lawrence Newman
Jeffrey E. Epstein

document_subtype: Trust Document


document_description: Trust agreement between Jeffrey E. Epstein and trustees Darren K. Indyke and Lawrence Newman, detailing the management and disposition of trust property, including potential payments to Mark Lawrence Epstein.

title: Jeffrey E. Epstein Insurance Trust #3 Agreement


title: THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3 GRANTOR'S REVOCATION OF DESIGNATION OF SUCCESSOR TRUSTEES

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman
Bradley Grim

document_subtype: Revocation of Designation of Successor Trustees


document_description: A request to close an account with reference number partially redacted.

key_people:
Deven Indiffe
Darren Indyke

reference_numbers: account # 4███████████