document_description: This document is a financial statement for Southern Trust Company, Inc for the period of July 1, 2013 to July 31, 2013. It includes a portfolio activity summary with details on transactions, inflows, outflows, and trade activity.

key_organizations:
Southern Trust Company, Inc
J.P. Morgan


source: doj

document_description: This document is a financial statement from J.P. Morgan detailing deposit sweep interest for the period of June 1, 2013, to June 30, 2013, with a rate of 0.01% on an average balance of $1,270,038.80. It includes inflows and outflows for the period of July 1, 2013, to July 31, 2013, and mentions Southern Trust Company, Inc.

document_type: financial

document_subtype: bank statement

key_organizations:
J.P. Morgan
Southern Trust Company, Inc.


document_description: J.P. Morgan margin account statement for July 2013 with no market value or activity reported. Key personnel and transaction clearing details provided.

key_people:
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse

key_locations: Three Chase Metrotech Center, Brooklyn, NY 11245-0001


document_description: This document is a financial disclosure from J.P. Morgan for the period of July 2013. It includes information about deposits in foreign branches, investment products, and asset accounts linked to brokerage accounts. It also provides instructions for reporting errors or discrepancies in asset account statements and details about the Securities Investor Protection Corporation (SIPC) coverage.

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Securities Investor Protection Corp


document_description: This document is a J.P. Morgan financial statement for the period of July 1, 2013, to July 31, 2013. It includes instructions for addressing errors or questions about electronic and non-electronic transfers, details about margin accounts, and disclosures related to securities transactions.

key_locations:
Newark, DE
Brooklyn, NY

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.


document_description: Document related to Southern Trust Company, Inc. located in St. Thomas, Virgin Islands. Marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: This document is a financial account summary for Southern Trust Company, Inc. for the period of July 1, 2013, to July 31, 2013. It details the asset allocation, portfolio activity, and market value changes for the account held at J.P. Morgan.

title: Southern Trust Company, Inc Account Summary

document_subtype: Bank Statement

key_organizations:
J.P. Morgan
Southern Trust Company, Inc


document_description: Financial statement for Southern Trust Company, Inc for the period 7/1/13 to 7/31/13, showing an unrealized loss and cash & fixed income summary.


document_description: This document is a financial statement from J.P. Morgan for Southern Trust Company, Inc, covering the period from July 1, 2013, to July 31, 2013. It provides a summary of cash and fixed income assets, including market values, changes in value, and allocation percentages.

title: Cash & Fixed Income Summary for Southern Trust Company, Inc

document_type: tabular

document_subtype: financial statement


document_description: This document is a financial statement for the Southern Trust Company, Inc. account at J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It details cash and fixed income assets, including US Dollar holdings and various foreign exchange options.

title: J.P. Morgan Southern Trust Company, Inc. Account Statement


document_description: This document is a financial statement for Southern Trust Company, Inc for the period of July 1, 2013 to July 31, 2013. It includes details of complementary structured strategies involving NZD call and put options with specific strike and knockout prices.

title: Southern Trust Company, Inc Account Statement


document_description: This document is a financial statement for Southern Trust Company, Inc's account with J.P. Morgan for the period of July 2013. It includes asset categories, market value/cost, and other financial details such as NZD PUT USD CALL options and FX European Style Options.


document_description: This document is a financial statement for Southern Trust Company, Inc. for the period of July 2013. It includes a summary of portfolio activity in US dollars, detailing inflows and outflows, trade activity, and ending cash balance.

title: Portfolio Activity Summary - US Dollar


document_description: This document details the portfolio activity for Southern Trust Company, Inc account W97565001 for the period of July 2013. It includes inflows and outflows of funds, with specific transactions such as internal transfers and spot currency transactions.

title: SOUTHERN TRUST COMPANY, INC ACCT. W97565001 - Portfolio Activity Detail


document_description: This document is a financial statement for Southern Trust Company, Inc, detailing foreign exchange outflows and trade activities for the period of July 2013. It includes details of spot currency transactions and options trading involving currencies such as NZD, CAD, and AUD.


document_description: The document is a financial account statement for Southern Trust Company, Inc for the period of July 1, 2013 to July 31, 2013. It includes details of options trading and securities purchased.

document_subtype: account statement


document_description: This document is a Portfolio Activity Summary for an account with J.P. Morgan and Southern Trust Company, Inc. for the period of July 1, 2013 to July 31, 2013. It details the inflows and outflows in New Zealand Dollar currency, with equivalent US Dollar values. The document includes beginning and ending cash balances, foreign exchange inflows and outflows, and notes on the account's standing instructions.

title: Portfolio Activity Summary - New Zealand Dollar

document_subtype: Portfolio Activity Summary

key_organizations:
J.P. Morgan
SOUTHERN TRUST COMPANY, INC.


document_description: This document details the portfolio activity for J.P. Morgan involving foreign exchange transactions in New Zealand Dollars for the period of July 2013. It includes inflows and outflows of currency, with specific transactions on July 25, 2013.

title: J.P. Morgan Portfolio Activity Detail

document_subtype: Portfolio Activity Detail

key_organizations:
J.P. Morgan
SOUTHERN TRUST COMPANY, INC


document_description: This document is a financial statement from J.P. Morgan for Southern Trust Company, Inc. It details settled foreign exchange contracts for the period of July 2013, including trade dates, currencies involved, amounts, contract rates, revaluation rates, and gains/losses.

title: Settled Foreign Exchange Contracts


document_description: This document is a bank statement from JPMorgan Chase Bank, N.A. for the period 6/29/13 to 7/31/13, associated with Southern Trust Company, Inc. It includes a consolidated summary and details of JPMorgan Classic Business Checking and Business Savings accounts.

key_people:
Janet Young
Gina Magliocco

key_locations:
Newark, DE
St Thomas, VI

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Trust Company, Inc.


document_description: This is a confidential J.P. Morgan bank statement for the period from June 29, 2013, to July 31, 2013. It provides a consolidated summary of assets, including checking and savings accounts, with details on prior and current period values and changes in value.

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.


document_description: The document is the Articles of Incorporation for Jeepers, Inc., a corporation established under the laws of the Virgin Islands. It outlines the corporation's name, principal office location, resident agent, and the purposes and powers of the corporation, which include engaging in lawful business activities and various commercial and industrial operations.

title: Articles of Incorporation of Jeepers, Inc.

document_type: legal

key_locations:
41-42 Kongens Gade, St. Thomas, VI
Virgin Islands

document_subtype: Articles of Incorporation


document_description: The document outlines the Articles of Incorporation for a corporation, detailing its business operations, powers, and stock information. It specifies the corporation's ability to conduct business in the Virgin Islands and elsewhere, hold and manage property, and issue 1,000 shares of common stock. The minimum capital to commence business is $1,000. The document also lists the name and residence of one of the incorporators, Barbara Mignon Weatherly, residing in St. Thomas, Virgin Islands.

title: Articles of Incorporation

key_locations:
Virgin Islands
St. Thomas, Virgin Islands


document_description: The document outlines the Articles of Incorporation for a corporation, detailing its perpetual existence, unlimited indebtedness, and management structure. It specifies the number of directors, their powers, and the ability to amend By-Laws.

key_people:
Ena Simon
Mary R. Weber


document_description: The document outlines the Articles of Incorporation for a corporation, detailing the powers of the corporation, indemnification of directors and officers, and the corporation's right to amend the Articles. It includes provisions for indemnification against legal actions, except in cases of willful misconduct, and reserves the right to amend the Articles.

key_people:
Barbara Mignon Weatherly
Ina Simon
Mary K. Weber


document_description: Acknowledgment of Articles of Incorporation for the Territory of the Virgin Islands, Division of St. Thomas & St. John, by Barbara Mignon Weatherly, Ena Simon, and Mary R. Weber.

key_people:
Barbara Mignon Weatherly
Ena Simon
Mary R. Weber
Paul Hoffman

key_locations:
Territory of the Virgin Islands
Division of St. Thomas & St. John


document_description: Jeffrey Epstein, as President of Jeepers, Inc., certifies the appointment of Maria Tankenson Hodge as the resident agent for service of legal process in the U.S. Virgin Islands.

title: Certificate of Appointment of Resident Agent of Jeepers, Inc.

key_people:
Jeffrey Epstein
Maria Tankenson Hodge
Cecile DeJongh

document_subtype: Certificate of Appointment


document_description: The Board of Directors of Jeepers, Inc. unanimously consented to appoint Maria Tankenson Hodge as the resident agent for service of legal process in the U.S. Virgin Islands.

key_people:
Maria Tankenson Hodge
Cecile Delongh
Jeffrey E. Epstein
Darren Indyke

document_type: correspondence

document_subtype: board resolution


document_description: Certification by the Lieutenant Governor of the Virgin Islands for the incorporation of JEEPERS, INC. on August 18, 2003.

title: Certificate of Incorporation for JEEPERS, INC.

document_type: government

document_subtype: Certificate of Incorporation

key_organizations:
JEEPERS, INC.
Government of the Virgin Islands


document_description: This document is a financial statement from JPMorgan Chase Bank for the period of July 2013. It includes an account summary, holdings, and cash & fixed income portfolio activity. It also contains client news regarding SEC Regulation NMS Rule 607 and payment for order flow.

title: JPMorgan Chase Bank Asset Account Statement

key_locations: 270 Park Avenue, New York, NY 10017-2014

key_organizations:
JPMorgan Chase Bank
J.P. Morgan Securities LLC


document_description: This document is a financial account statement for JEEPERS, INC. from J.P. Morgan, covering the period from July 1, 2013, to July 31, 2013. It includes details on asset allocation, portfolio activity, and market value changes.

title: JEEPERS, INC. Account Statement for July 2013

document_subtype: Account Statement

key_organizations:
J.P. Morgan
JEEPERS, INC.


document_description: This document is a financial account summary for JEEPERS, INC. with JP Morgan for the period of July 1, 2013, to July 31, 2013. It includes details on domestic dividends, interest income, taxable income, and cost summary for cash and fixed income.

title: JP Morgan Account Summary for JEEPERS, INC.

key_organizations:
JP Morgan
JEEPERS, INC.


document_description: This document is a financial statement from J.P. Morgan for JEEPER'S, INC. covering the period from July 1, 2013, to July 31, 2013. It provides a summary of cash and fixed income assets, including market values, changes in value, and allocations. The statement also includes details on market value, tax cost, unrealized gains/losses, estimated annual income, and accrued interest.

title: J.P. Morgan Financial Statement for JEEPER'S, INC.

key_organizations:
J.P. Morgan
JEEPER'S, INC.


document_description: This document is a financial statement from J.P. Morgan for JEEPERS, INC. for the period of July 1, 2013, to July 31, 2013. It details cash and fixed income holdings, including US Dollar cash and US Fixed Income investments.

title: J.P. Morgan Account Statement for JEEPERS, INC.


document_description: This document is an application for an Employer Identification Number (EIN) for Jeepers, Inc. The form includes details such as the legal name, mailing address, type of entity, reason for applying, and other relevant information for EIN issuance.

title: Application for Employer Identification Number

document_subtype: Form SS-4

reference_numbers: EIN █████████████████


document_description: This document is a financial statement showing the positions of various assets as of September 11, 2013. It includes details such as total value, unrealized gain/loss, accrued income, and estimated annual income for different securities and financial instruments.

title: I.P. Morgan Online - Positions

key_organizations:
JPMorgan Chase & Co
General Motors Co
Ally Financial Inc
Southern Cal Edison
LBG Capital No.1 PLC
Royal Bank Scotland Group PLC
ServiceMaster Company
Petroleos de Venezuela
Bank of America Corp
General Elec Cap Corp
GMAC Capital Trust I
Kindred Healthcare Inc
HSBC
Lloyds TSB Bank PLC
Chase Mortgage Finance Corporation


document_description: This document is a financial statement from J.P. Morgan detailing various financial positions as of September 12, 2013. It includes information on bonds, options, and other financial instruments with details such as initial rates, amounts, and market values.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
GENERAL ELEC CAP CORP
IMPAC CMB TRUST
COUNTRYWIDE HOME LOANS
MS MARKET PLUS
HEADWATERS INC
GS MXN STEP UP NOTE
EARTHLINK INC
JPM LATIN AMERICA FD
STRUCTURED ASSET SECURITIES CO
FACEBOOK INC
SEQUOIA MORTGAGE TRUST
JPMORGAN CHASE & CO
HOMEBANC MORTGAGE TRUST
REPUBLIC OF ARGENTINA
GENERAL ELECTRIC CO
SANGAMO BIOSCIENCES INC
BIOGEN IDEC INC
DEUTSCHE BK AG LDN BRH
EURO PRINCIPAL CURRENCY


document_description: This document is a financial statement from J.P. Morgan detailing positions as of September 11, 2013. It includes information on total value, unrealized gain/loss, accrued income, and estimated annual income. Specific securities and their details such as description, security ID, quantity, price, and gain/loss are listed.

title: I.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: This document is a financial statement from J.P. Morgan Online detailing positions as of September 11, 2013. It includes information on total value, gain/loss, income, and various securities held.

title: EP. Morgan Online - Positions

key_organizations:
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: A financial statement detailing various investment positions as of September 11, 2013, including total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The document lists specific securities with their descriptions, security IDs, quantities, prices, and gain/loss information.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
Bank of America Corp
Peabody Energy Corp
Kindred Healthcare Inc
GSR Mortgage Loan Trust
Chase Mortgage Finance Corporation
iPayment Inc


document_description: A financial statement from J.P. Morgan detailing positions as of September 11, 2013, including total value, unrealized gain/loss, accrued income, and estimated annual income. It lists various securities with their descriptions, security IDs, quantities, prices, and gain/loss values.

key_organizations:
J.P. Morgan
Petroleos de Venezuela
Ally Financial Inc
HSBC


document_description: This document is a J.P. Morgan online financial statement detailing various foreign exchange options and forward contracts as of September 12, 2013. It includes positions in AUD, NZD, and GBP against USD, with specific details on style options, knock-in and knock-out rates, and total amounts. The document also provides information on investment products and services offered by J.P. Morgan and its affiliates.

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, NA


document_description: The document contains tables listing various financial derivatives and holdings, including their transferability status and market values. It includes details on Jeepers Derivatives, Haze Derivatives, STC Asset, Southern Trust, SFFLC Asset, and SFLLC Derivatives. Some holdings are marked as non-transferrable with specific identifiers and market values.

document_subtype: financial holdings

key_organizations:
Jeepers Derivatives
Haze Derivatives
STC Asset
Southern Trust
SFFLC Asset
SFLLC Derivatives


document_description: The document contains references to deleted attachments related to Epstein's account summary and Southern Trust positions, marked as confidential under Federal Rules of Criminal Procedure.


document_description: A note from Vahe Stepanian, Associate at Deutsche Bank Securities Inc., regarding deleted attachments related to Epstein's account and Southern Trust positions.

key_people:
Vahe Stepanian
Paul Morris

document_subtype: note

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: The document lists various derivatives and asset holdings, indicating which are transferrable and which are not. It includes specific holdings with market values and notes on their transferability.

document_subtype: asset transfer statement


document_description: The document contains references to deleted attachments related to Epstein's account summary and Southern Trust positions, marked as confidential under federal rules.


document_description: The document lists various financial holdings and their transferability status. It includes details of derivatives and assets under different identifiers, with some holdings being transferrable and others non-transferrable. Market values are provided for certain holdings.

key_organizations:
leepers Derivatives
Haze Derivatives
STC Asset
Southern Trust
SFFLC Asset
SFLLC Derivatives


document_description: The document lists various financial holdings and their transferability status. It includes details of derivatives and assets under different identifiers, with specific notes on which holdings are transferrable and which are not.


document_description: A note from Vahe Stepanian, an associate at Deutsche Bank Securities Inc., mentioning deleted attachments related to Epstein's account summary and Southern Trust positions dated 9.12.13.

key_people:
Vahe Stepanian
Amanda Kirby


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as account numbers, firm names, and contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account transfers.

document_subtype: Account Transfer Form

key_organizations:
JP Morgan
The Haze Trust


document_description: This document is a partial transfers form for account # N4G-024943, detailing instructions for transferring or liquidating various assets, including mutual funds and liquidations. It includes sections on retirement plan restrictions and certifications, participant signature and certification, and instructions for the prior trustee. The document outlines the process for transferring assets to Pershing LLC, including the handling of nontransferable assets and outstanding fees.

key_people:
Participant
Successor Custodian

document_subtype: Partial Transfers Form

key_organizations:
Pershing LLC
JPM
BOFA Corp
Kindred Healthcare Inc


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as account numbers, firm names, and transfer instructions. It also notes the necessity of a recent statement for processing.

key_organizations:
JP Morgan
Jeepers Inc.


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires details such as account numbers, SSN/TIN, and transfer type. It also includes specific instructions for retirement accounts and partial transfers.

document_subtype: account transfer form instructions

key_organizations: National Securities Clearing Corporation


document_description: This document is an account transfer form for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form is associated with JP Morgan and The Haze Trust.


document_description: This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The document also contains a participant signature and certification section, and instructions for the delivering firm regarding asset transfer and liquidation.

document_subtype: account transfer form


document_description: This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes a table listing various assets with their descriptions, CUSIP numbers, and estimated values. The form outlines instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. It also includes sections for participant signature and certification, as well as successor custodian acceptance.

document_subtype: financial transfer form


document_subtype: Account Transfer Form Instructions


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. It includes sections for participant signature and certification, and requires attachment of the most recent brokerage account statement.


document_description: Authorization letter from Jeffrey Epstein to transfer the entire cash balance of the Haze Trust account to Deutsche Bank.

document_subtype: authorization letter

key_organizations:
Haze Trust
Deutsche Bank
Bank of New York
Pershing LLC


document_description: Authorization letter from Jeffrey Epstein to transfer the entire cash balance of Jeepers, Inc account to Deutsche Bank.

key_organizations:
Jeepers, Inc
Deutsche Bank
Bank of New York
Pershing LLC


document_description: Authorization letter from Jeffrey Epstein to transfer Southern Financial, LLC's checking account to Deutsche Bank.

key_organizations:
Southern Financial, LLC
Deutsche Bank Trust Company Americas


document_description: Authorization letter from Jeffrey Epstein to transfer funds from Southern Trust Company, Inc's checking account to Deutsche Bank.

key_organizations:
Southern Trust Company, Inc
Deutsche Bank Trust Company Americas


document_description: Authorization letter from Jeffrey Epstein to transfer Southern Trust Company, Inc's savings account to Deutsche Bank.


document_description: Authorization letter from Jeffrey Epstein to transfer the entire cash balance of the Haze Trust account to Deutsche Bank via Bank of New York.

title: Authorization to Transfer Funds


document_description: Authorization letter from Jeffrey Epstein to transfer funds from The Haze Trust checking account to Deutsche Bank.

key_organizations:
The Haze Trust
Deutsche Bank Trust Company Americas


document_description: Authorization letter from Jeffrey Epstein to transfer his personal checking account to Deutsche Bank.


document_description: Authorization letter from Jeffrey Epstein to transfer personal savings to Deutsche Bank.


document_description: Authorization letter from Jeffrey Epstein to transfer funds from Southern Financial, LLC's checking account to Deutsche Bank.


document_description: The document is marked as confidential and is related to the Jeffrey Epstein case, as indicated by the reference to the Southern District of New York (SDNY). It includes multiple reference numbers, suggesting it is part of a larger set of documents or evidence.


document_description: The document outlines coverage stylistic clarifications, position review formats, investment/trade ideas, and other investment opportunities. It includes specific investment ideas related to European recovery, municipals, technology, and other opportunities.

title: RCP Non-Advisory Letter

key_locations:
Eurozone
Portugal
Spain
Italy
Ireland
Puerto Rico
Japan

document_subtype: Non-Advisory Letter


document_description: A checklist of paperwork items related to financial protocols and certifications for various entities, including ISDA Unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional suitability certificate, Options, Structured Solutions, FX, and Pre-Post Market Trading Form.

title: Paperwork Checklist

key_people:
Vahe
Amanda
Harry
Tazia Smith

key_locations: 345 Park Avenue, 26th Floor, New York NY 10154

document_subtype: checklist

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Agenda for a meeting discussing entity transfer and position updates, key client partners, coverage stylistic clarifications, investment/trade ideas, and other investment opportunities.

title: Epstein Meeting 10/22/13

key_people: Paul Tazia Caroline

document_subtype: meeting agenda

key_organizations:
IPM
DB
SFLLC
STINC
Haze
Jeepers
Foundation
KCP
RREEF
RDIF
Retrofit Partners


document_description: A checklist of various financial and regulatory documents related to entities such as SFLLC, STINC, and others. Includes ISDA Unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional Suitability Certificate, Options, Structured Solutions, FX, and Pre-Post Market Trading Form.

title: Paperwork Checklist

key_organizations: SFLLC STINC Jeepers Haze Foundation


document_description: A meeting agenda document related to Jeffrey Epstein, revised on October 22, 2013, involving Deutsche Bank Securities Inc and Deutsche Asset & Wealth Management.

title: Epstein Meeting Agenda 10.22.13 - revised


document_description: The document outlines various investment and trade ideas, including European recovery strategies, municipal bonds, technology investments, and other opportunities. It also covers stylistic clarifications for trading communication and position updates.

key_locations:
Eurozone Periphery
Portugal
Spain
Italy
Ireland
Puerto Rico
Japan

document_subtype: memo

key_organizations:
KCP
DB Global Markets
RREEF
Retrofit Partners


document_description: A checklist of paperwork items related to various financial protocols and certifications, including ISOA Unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional Suitability Certificate, and others for multiple entities.

key_people:
Vahe
Amanda
Harry
Tazia Smith
Caroline Kitidis


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0029984, SDNY_GM_00176168, and EFTA01344485.


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Meeting agenda for a key client partners meeting at Deutsche Bank Securities Inc. on October 22, 2013.


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines key client partners, coverage stylistic clarifications, and investment/trade ideas. It includes sections on trading communication, position updates, and investment ideas related to European recovery and municipals.

key_people: Caroline Tazia

key_locations:
Eurozone Periphery
Portugal
Spain
Italy
Ireland


document_description: The document outlines investment opportunities and a paperwork checklist for a meeting agenda. It includes investment opportunities in Puerto Rico Cofina Bond, technology stocks, and other investments like RREEF, Japanese Real Estate, and CLOs. The appendix lists paperwork requirements for various entities.

title: Epstein Meeting Agenda

key_people:
Tazia Smith
Caroline Kitidis


document_description: The document outlines investment opportunities and a paperwork checklist for various financial entities. It includes sections on RREEF, Japanese Real Estate, CLOs, and a detailed appendix with paperwork requirements for entities like STINC and SFLLC.

title: Epstein Meeting Agenda

key_people:
Tazia Smith
Vahe
Amanda
Harry


document_description: The document outlines investment opportunities and a paperwork checklist for a meeting agenda. It includes investment opportunities in Puerto Rico Cofina Bond, technology stocks, RREEF, Japanese real estate, and CLOs. The appendix lists paperwork requirements such as ISDA unilateral, DB Dodd Frank Protocol, and others.

title: Epstein Meeting Agenda

key_people:
Tazia Smith
Vahe
Amanda
Harry
Caroline Kitidis


document_description: A confidential communication from Amanda Kirby, Associate at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and the nature of the information provided.

document_subtype: fax


document_description: Amanda Kirby from Deutsche Bank is coordinating a meeting for Jeffrey with Paul and the DB team managing his accounts during the week of October 8 when Jeffrey returns to NYC. Amanda requests Lesley to provide Jeffrey's availability.

key_people:
Amanda Kirby
Jeffrey
Harry
Paul


document_description: The document outlines financial discussions and strategies, including cash totals, investment objectives, and key client partnerships. It also covers trading communication, position updates, and investment ideas.

key_organizations: SFLLC STINC Haze Jeepers Foundation


document_description: The document outlines investment opportunities and a paperwork checklist for a meeting agenda dated October 22, 2013. It includes investment notes on Eurozone periphery, municipals, technology, and other opportunities like RREEF and Japanese real estate mezzanine. The appendix lists paperwork requirements such as ISDA Unilateral, DB Dodd Frank Protocol, and others.

title: Epstein Meeting Agenda

key_people:
Tazia
Vahe
Amanda
Harry
Caroline Kitidis

key_locations:
Eurozone
Puerto Rico
Japan

key_organizations:
DB Global Markets
RREEF
RDIF
Retrofit Partners


document_description: Contact information for Tazia Smith, Director at Deutsche Bank Securities Inc, including address and confidentiality notice.

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154


document_description: The document outlines various financial and investment topics, including total cash at DB, investment objectives for different entities, key client partners, and coverage stylistic clarifications. It also discusses investment and trade ideas, specifically focusing on European recovery.


document_description: The document outlines investment opportunities and a paperwork checklist discussed in a meeting. It includes notes on credit-linked notes, European equity baskets, municipal bonds, technology investments, and other investment opportunities such as Japanese real estate and CLOs. The appendix lists paperwork requirements for various entities.

title: Epstein Meeting Agenda

key_locations:
Eurozone Periphery
Puerto Rico
Japan

key_organizations:
DB Global Markets
RREEF
RDIF
Retrofit Partners
FINRA


document_description: Contact information for Tazia Smith, Director at Deutsche Bank Securities Inc. and Deutsche Asset & Wealth Management. The document is marked as confidential under Federal Rules of Criminal Procedure.

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: Internal memo discussing the agenda for a meeting on October 22, 2013, regarding entity transfer and position updates related to Jeffrey Epstein. The agenda includes topics such as remaining positions to be transferred, sum totals at different positions, investment objectives, and specific entities like SFLLC, STINC, Haze, Jeepers, Foundation, and Personal.

title: JE Meeting Agenda 10/22

key_people:
Tazia Smith
Paul Morris
Caroline Kitidis
Vahe Stepanian
Amanda Kirby


document_description: A checklist of paperwork items related to financial protocols and certifications for various entities, including ISDA unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional Suitability Certificate, Options, Structured Solutions, FX, and Pre-Post Market Trading Form.


document_description: The document outlines various investment opportunities and a paperwork checklist related to financial protocols and certificates. It includes sections on RREEF, Japanese Real Estate, CLOS, and a detailed appendix with paperwork requirements for entities like STINC and SFLLC.

title: Epstein Meeting Agenda

key_people:
Tazia Smith
Vahe
Amanda
Caroline Kitidis


document_description: Agenda for a meeting discussing entity transfer and position updates, key client partners, and coverage stylistic clarifications.

title: Epstein Meeting 10/22/13

key_organizations: JPM DB SFLLC STINC Haze Jeepers Foundation


document_description: Meeting agenda for Deutsche Bank Securities Inc. involving key client partners and structured solutions.


document_description: This document is a financial statement from J.P. Morgan detailing various positions as of October 21, 2013. It includes information on total value, unrealized gain/loss, accrued income, and cash & sweep. The table lists descriptions, security IDs, quantities, prices, value changes, and gain/loss for various securities.

title: J.P. Morgan Online - Positions

document_subtype: financial statement


document_description: This document contains multiple disclaimers and confidentiality notices from financial institutions, specifically JPMorgan and Deutsche Bank. It emphasizes the confidential nature of the communication and the prohibition of unauthorized copying, disclosure, or distribution. It also notes that Deutsche Bank does not provide legal or tax advice.

key_organizations:
JPMorgan
Deutsche Bank


document_description: This document contains disclaimers and confidentiality notices from Deutsche Bank and JPMorgan regarding legal and tax advice, securities offers, and privileged information. It emphasizes the confidentiality and legal conditions associated with the communication.

key_organizations:
Deutsche Bank
JPMorgan


document_description: This document contains multiple disclaimers from Deutsche Bank regarding the confidentiality and legal conditions of their communications. It emphasizes that the bank does not provide legal or tax advice and includes links to disclaimers on offers for the purchase or sale of securities, accuracy of information, and other legal conditions.


document_description: This document contains repeated disclaimers and confidentiality notices from JPMorgan and Deutsche Bank, emphasizing the confidential nature of the communication and disclaiming legal or tax advice. It includes references to disclaimers available online and instructions for unintended recipients to destroy the communication.


document_description: Internal memo from Diego Galan to Paul Morris regarding a presentation for the USPB MD Banker meeting. The memo requests an overview of a recent deal involving Southern Financial LLC, which moved from IPM to Deutsche Bank. It includes details on the client's profile, the type of business, and key success factors.

key_people:
Paul Morris
Diego Galan
Caroline Kitidis
Tazia Smith
Vahe Stephanian
Amanda Kirby
Blanche Christerson

document_subtype: internal memo

key_organizations:
Deutsche Bank
JP Morgan
Southern Financial LLC
IPM


document_description: Email correspondence between Diego Galan and Amanda Kirby regarding revisions to a success story presentation for an upcoming USPB MD Banker meeting. Attachments were deleted by the recipients.

key_people:
Diego Galan
Amanda Kirby
Paul Morris


document_description: The document contains a confidential email with redacted content and references to embedded images and confidentiality under Federal Rules.


document_description: The document contains trade details for two financial instruments, including trade dates and prices. It is a confidential communication from Janet Young, Vice President at J.P. Morgan, with contact information and disclaimers.

key_people:
Janet Young
Gina Magliocco
Jason Grosse

document_subtype: financial correspondence


document_description: Email from Janet Young to Lisa regarding the transfer of additional DTC securities to Pershing, LLC. Details of various securities, including trade dates, prices, and CUSIP numbers, are provided.

key_people:
Janet Young
Lisa
Gina Magliocco
Jason Grosse

document_subtype: email

key_organizations:
J.P. Morgan
Pershing, LLC
The Haze Trust
Southern Financial


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0030250, SDNY_GM_00176434, and EFTA01344605.


document_description: Business card for Tazia Smith, Director at Deutsche Bank Securities Inc and Deutsche Asset & Wealth Management.

document_subtype: business card


document_description: This document is a pricing supplement related to a single note offering linked to a Reference Currency by HSBC USA Inc. It should be read in conjunction with the prospectus and prospectus supplement dated March 22, 2012. The document outlines the terms of the note offering, risk considerations, and provides links to the prospectus and prospectus supplement on the SEC website. It advises potential investors to consult with advisors before investing.

document_subtype: pricing supplement

key_organizations:
HSBC USA Inc.
SEC
HSBC Securities (USA) Inc.


document_description: This document outlines the characteristics and risks associated with a financial instrument, specifically notes linked to the Brazilian Real and U.S. Dollar exchange rate. It details the potential returns and losses, maturity period, and settlement terms. The document also highlights various risk considerations, including credit risk, currency exchange risk, and market volatility.

title: Hypothetical Total Return on the Notes

document_subtype: financial instrument

key_organizations:
HSBC USA Inc.
JPMorgan


document_description: The document outlines selected purchase considerations for investment notes linked to the performance of the Brazilian Real against the U.S. Dollar. It details the potential returns, risks of principal loss, exposure to currency fluctuations, and tax treatment uncertainties. The notes offer a 5% return if the currency return is above 0% and a 28.5% return if above 3%. If the currency return is below the barrier level of -15%, investors may lose principal. The tax treatment is uncertain, with potential for ordinary income or capital gain classification, depending on IRS rulings and elections under Section 988 of the Internal Revenue Code.

document_subtype: investment notes

reference_numbers:
Section 988
Section 1256
Section 1092


document_description: The document discusses the potential impact of limited liquidity of a reference currency on the value of financial notes, particularly during adverse market conditions. It highlights the risk of impaired value of notes due to reduced liquidity on the Final Valuation Date, which could affect the Final Spot Rate for the Reference Currency.

document_subtype: financial note


document_description: The document discusses the risks and considerations associated with investing in certain financial notes, particularly those linked to foreign exchange rates and emerging markets. It highlights potential conflicts of interest, exchange rate risks, political and economic risks in emerging markets, and the absence of interest payments. It also notes the impact of built-in costs on the value of the notes prior to maturity.

key_people: HSBC JPMorgan

key_locations:
United States
Mexico

document_subtype: financial disclosure


document_description: The document discusses the lack of liquidity for certain financial notes, which will not be listed on any securities exchange. HSBC Securities (USA) Inc. may offer to purchase the Notes in the secondary market but is not obligated to do so.


document_description: The document provides a historical performance analysis of the Brazilian Real (BRL) against the U.S. Dollar (USD) from April 4, 2008, to April 4, 2013. It includes exchange rate data sourced from Bloomberg Professional service and discusses the Spot Rate determination by Banco Central do Brasil. The document emphasizes that past performance is not indicative of future results and outlines procedures for determining the Spot Rate in case of unavailability.

title: Historical Performance of the Reference Currency

document_subtype: financial report

key_organizations:
Bloomberg Professional
Banco Central do Brasil
Reuters


document_description: The document outlines the terms and conditions related to market disruption events, events of default, and the distribution plan for certain financial notes. It includes details on how market disruptions affect valuation dates and maturity dates, the process for determining accelerated payments in case of default, and the distribution agreement involving HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. It also provides legal opinions on the validity of the notes.

key_organizations:
HSBC Securities (USA) Inc.
J.P. Morgan Securities LLC


document_description: This document is a pricing supplement for HSBC USA Inc.'s $5,950,000 Ranier Notes linked to the performance of the Brazilian Real relative to the U.S. Dollar, due March 27, 2014. It outlines the terms, conditions, and risks associated with the notes, including the lack of guaranteed return of principal and the potential for loss of up to 100% of the initial investment. The document specifies the calculation of payments at maturity based on the Reference Currency Return and details the Spot Rate determination process.

title: HSBC USA Inc. $5,950,000 Ranier Notes with Step Up Digital Return

key_people: Calculation Agent: HSBC or one of its affiliates

document_subtype: Pricing Supplement

key_organizations:
HSBC USA Inc.
Banco Central do Brasil


document_description: This document is a pricing supplement for Notes involving certain risks, with details on price, fees, and proceeds. It includes disclaimers about SEC approval and market-making transactions by HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC.


document_description: This document is a pricing supplement for a single note offering linked to a Reference Currency. It is a senior unsecured debt security and should be read in conjunction with the prospectus and prospectus supplement dated March 22, 2012. The document highlights the importance of consulting advisors due to the risks involved, which are not associated with conventional debt securities. It also provides links to the prospectus and prospectus supplement filed with the SEC.

key_organizations:
HSBC
HSBC USA Inc.
HSBC Securities (USA) Inc.
SEC


document_description: The document provides a summary of the characteristics and risk considerations of certain financial Notes, including hypothetical total returns at maturity based on various scenarios. It includes a table illustrating potential returns based on different hypothetical spot rates and reference currency returns. The document highlights the risks associated with investing in these Notes, such as credit risk, currency exchange risk, and lack of liquidity.

title: Hypothetical Total Return on Notes

document_subtype: financial instrument summary


document_description: The document discusses the risks associated with investing in notes tied to a Reference Currency, including exchange rate fluctuations, political and economic risks in emerging markets, and the lack of liquidity. It highlights potential conflicts of interest, the impact of government actions on currency values, and the absence of interest payments. It also notes the potential for inconsistent research opinions from financial institutions and built-in costs that may affect the value of the notes before maturity.

title: Notes on Reference Currency and Associated Risks

key_organizations:
HSBC USA Inc.
JP Morgan
HSBC Securities (USA) Inc.


document_description: This document discusses the risks and considerations associated with trading Notes issued by IISBC Securities (USA) Inc. It highlights potential conflicts of interest, lack of insurance or guarantees by governmental agencies, unpredictability of the Reference Currency's performance, market disruptions, and various economic and market factors affecting the value of the Notes.

key_organizations:
IISBC Securities (USA) Inc.
Federal Deposit Insurance Corporation


document_description: The document provides a hypothetical analysis of the total return on certain financial notes at maturity, based on various performances of a reference currency. It includes a table illustrating potential returns and examples of how these returns are calculated.

document_subtype: financial analysis


document_description: The document provides a historical analysis of the Brazilian Real's performance against the U.S. Dollar from March 13, 2008, to March 13, 2013, using data from Bloomberg Professional service. It includes a graph illustrating the exchange rates over this period and discusses the Spot Rate determination for the Brazilian Real relative to the U.S. Dollar.

key_organizations:
Bloomberg Professional
Banco Central do Brasil


document_description: The document outlines the terms and conditions related to market disruption events, events of default, and the distribution plan for certain notes. It includes details on how the Calculation Agent will handle market disruptions, the process for determining accelerated payments in case of default, and the distribution agreement with HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. It also provides a legal opinion on the validity of the notes.

key_locations:
City of New York
State of New York
Maryland

reference_numbers:
Exhibit 3.1
Form 11-K


document_description: Contact information for Tazia Smith, Director at Deutsche Bank Securities Inc, with a confidentiality notice.

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: The document provides a summary of Notes, including characteristics, risk considerations, and hypothetical returns at maturity. It includes charts and tables illustrating hypothetical total returns based on an Initial Spot Rate of 2.0035.

document_subtype: financial summary


document_description: This document outlines the characteristics and risks of a financial investment note linked to the Brazilian Real and U.S. Dollar exchange rate. It details the potential returns and losses, maturity period, and settlement terms. The document also highlights various risk considerations associated with the investment, including currency exchange risk, credit risk, and market volatility.

document_subtype: Investment Note


document_description: The document discusses the risks and considerations associated with investment notes linked to a Reference Currency, particularly in relation to exchange rates with the U.S. Dollar. It highlights potential conflicts of interest, the impact of government actions on currency valuations, and the political and economic risks of emerging markets. The notes do not pay interest and are subject to currency exchange risk, with factors such as inflation, interest rates, and trade balances affecting exchange rates. The document also notes that built-in costs may adversely affect the value of the notes before maturity.


document_description: This document outlines potential risks and conflicts associated with investing in Notes issued by HSBC. It highlights the lack of liquidity in the secondary market, potential conflicts of interest with HSBC acting as Calculation Agent, and the absence of insurance or guarantees by any governmental agency. The document also discusses the unpredictability of the Reference Currency's performance, potential market disruptions, and various economic and market factors that could impact the value of the Notes.

key_organizations:
HSBC
Federal Deposit Insurance Corporation


document_description: The document outlines the terms and conditions related to market disruption events, events of default, and the distribution plan for certain Notes. It includes details on how the Calculation Agent will handle market disruptions, the process for determining accelerated payments in case of default, and the distribution agreement involving HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. The document also provides legal opinions on the validity of the Notes.


document_description: This document is a pricing supplement for HSBC USA Inc.'s $5,950,000 Ranier Notes linked to the performance of the Brazilian Real relative to the U.S. Dollar, due March 27, 2014. It outlines the terms, conditions, and risks associated with the notes, including the calculation of returns based on the Reference Currency Return and the potential loss of principal.


document_description: The document provides a summary and analysis of hypothetical total returns on certain financial notes, including note characteristics, risk considerations, and potential returns at maturity. It includes a table illustrating hypothetical returns based on various spot rates and reference currency returns. The document emphasizes the risks involved, including credit risk, currency exchange risk, and lack of liquidity.

title: Hypothetical Total Return on Notes

document_subtype: financial document


document_description: The document discusses the risks and considerations associated with investing in certain financial notes. It highlights potential conflicts of interest, exchange rate risks, political and economic risks in emerging markets, and the lack of liquidity and interest payments. It also mentions the potential impact of research and opinions by financial institutions like HSBC and JP Morgan on the value of the notes.

key_organizations:
HSBC
JP Morgan
HSBC Securities (USA) Inc.
NBC USA Inc.


document_description: The document provides a historical performance analysis of the Brazilian Real relative to the U.S. Dollar from March 13, 2008, to March 13, 2013, based on exchange rates obtained from Bloomberg Professional service. It includes a graph illustrating the exchange rate trends and discusses the Spot Rate calculation method for the Brazilian Real.


document_description: The document outlines the terms and conditions related to market disruption events, events of default, and the distribution plan for certain notes issued by HSBC. It includes details on how the Calculation Agent will handle market disruptions, the process for determining accelerated payments in case of default, and the distribution agreement with HSBC Securities (USA) Inc. The document also contains a legal opinion on the validity of the notes.

key_organizations:
HSBC
HSBC Securities (USA) Inc.
J.P. Morgan Securities LLC


document_description: Confidential communication from Deutsche Bank regarding legal and tax advice disclaimer. The communication is intended for the addressee only and is marked as confidential and potentially attorney-client privileged. Unauthorized use or disclosure is prohibited.


document_description: Tazia Smith from Deutsche Bank Securities Inc. informs Jeffrey Epstein about the BRL step up notes in Southern Trust from JP, which are marking down more than 20%. The notes have a 15% barrier, and BRL is down 17% vs. USD from the initial strike. The final valuation dates are 3/20/14 and 4/14/14. Tazia seeks Jeffrey's view on the situation given the mark-to-market and his -10% rule.

key_people:
Jeffrey Epstein
Tazia Smith
Vahe Stepanian

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Southern Trust


document_description: This document is a pricing supplement for HSBC USA Inc.'s $11,525,000 Bather Notes linked to the performance of the Brazilian Real relative to the U.S. Dollar, maturing on April 21, 2014. The notes do not guarantee any return of principal, and investors may lose up to 100% of their initial investment. The document outlines the terms, including the principal amount, barrier level, trade date, pricing date, original issue date, final valuation date, and maturity date. It also details the payment at maturity based on the reference currency return.

title: HSBC USA Inc. $11,525,000 Bather Notes with Step Up DigitalReturn Linked to the Performance of the Brazilian Real Relative to the U.S. Dollar due April 21, 2014


document_description: The document provides a summary of Notes, including characteristics, risk considerations, and hypothetical returns at maturity. It includes charts and tables for illustrative purposes, reflecting hypothetical total returns based on an Initial Spot Rate of 2.0035.


document_subtype: investment note


document_description: The document outlines the purchase considerations for investment notes linked to the Brazilian Real versus the U.S. Dollar. It details the appreciation potential, loss of principal, exposure to currency fluctuations, and tax treatment. The notes offer a 5% return if the Reference Currency Return is greater than 0% and a 28.50% return if greater than 3%. If the return is less than the Barrier Level of -15%, investors may lose principal. The tax treatment is uncertain, with potential for a Section 988 election to treat gains or losses as capital gains or losses.


document_description: This document outlines the potential risks and conflicts associated with investing in Notes issued by HSBC. It highlights the lack of liquidity in the secondary market, potential conflicts of interest with HSBC acting as Calculation Agent, and the absence of insurance or guarantees by any governmental agency. The document also discusses the impact of market disruptions, historical performance of the reference currency, and various economic and market factors on the value of the Notes.


document_description: The document outlines the terms and conditions related to market disruption events, events of default, and the distribution plan for certain Notes. It includes details on how the Calculation Agent will handle market disruptions, the process for determining accelerated payments in case of default, and the distribution agreement involving HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC. It also covers the validity of the Notes as per Morrison & Foerster LLP's legal opinion.


document_description: This document is a pricing supplement for HSBC USA Inc.'s $5,950,000 Ranier Notes linked to the performance of the Brazilian Real relative to the U.S. Dollar, due March 27, 2014. It outlines the terms, conditions, and risks associated with the notes, including the lack of guaranteed return of principal and the potential for loss of up to 100% of the initial investment. The document specifies the calculation of payments at maturity based on the Reference Currency Return and details the Spot Rate determination process.


document_description: The document provides a historical performance analysis of the Brazilian Real relative to the U.S. Dollar from March 13, 2008, to March 13, 2013, based on exchange rates obtained from Bloomberg Professional service. It includes a graph illustrating the exchange rates over the specified period and discusses the Spot Rate for the Brazilian Real as reported by Banco Central do Brasil.


document_description: Memo discussing the marking down of BRL step up notes held by Jeffrey Epstein, with details on European barriers and potential payouts based on BRL performance against USD. The notes are marking down more than 20% and have a 15% barrier. Final valuation dates are 3/20/14 and 4/14/14.

document_subtype: memo


document_description: Tazia Smith from Deutsche Bank Securities Inc. informs Jeffrey Epstein about his position in BRL step up notes in Southern Trust from JP. The notes have a 15% barrier, and BRL is down 17% vs. USD from the initial strike, marking down more than 20%. Tazia seeks Jeffrey's view on the situation given his -10% rule.

key_people:
Jeffrey Epstein
Tazia Smith

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Southern Trust
JP


document_description: Tazia Smith from Deutsche Bank Securities Inc. informs Jeffrey about the BRL step up notes marking down more than 20% due to the BRL being down 17% vs. USD. The notes have a 15% European barrier with final valuation dates on 3/20/14 and 4/14/14. Tazia seeks Jeffrey's view on the situation given his -10% rule.

key_people:
Tazia Smith
Jeffrey Epstein
Vahe Stepanian


document_description: Tazia Smith from Deutsche Bank Securities Inc. informs Jeffrey about the BRL step up notes marking down more than 20% and seeks his view on the situation.

title: BRL Notes marking down >20%


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on valuation methodologies and disclaimers regarding the use of the valuations. The statement is intended for internal use only and includes contact information for inquiries.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: A client is interested in various asset classes and is connected to financial sponsors and global decision makers. The client has been sent over a dozen investment/trade ideas since late October. Two trades are currently pending: a basket of Japanese equities with a short yen overlay, and a Eurostoxx hedge. Attachments related to financial data were deleted by Paul Morris.

key_people:
Tazia Smith
Paul Morris


document_description: A confidential letter from Deutsche Bank Securities Inc, related to key client partners in the US, marked as confidential under Federal Rules of Criminal Procedure.

document_subtype: letter


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication from Deutsche Bank, possibly containing privileged information. The message includes a disclaimer about the unauthorized copying, disclosure, or distribution of the material and clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: Lesley inquires if Paul has heard from Jeffrey and suggests asking him again about a conference call with Tazia and Vinet.

key_people: Paul Jeffrey Lesley Tazia Vinet


document_description: A communication from Deutsche Bank Securities, Inc. containing a confidentiality notice and disclaimer about legal or tax advice.

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: This document is a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a communication from Deutsche Bank, containing a confidentiality notice. It emphasizes that the information may be confidential or privileged and advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended solely for the addressee. It includes disclaimers about unauthorized use and instructions for handling if received in error. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication, possibly attorney-client privileged, intended for a specific addressee. Unauthorized use, disclosure, or copying is prohibited. Contains disclaimers about legal and tax advice from Deutsche Bank.


document_description: This document is a confidential communication intended for the addressee, containing disclaimers about unauthorized use and legal advice. It mentions Jeffrey Epstein and Deutsche Bank, and includes confidentiality notices under federal rules.


document_description: Confidential communication possibly related to Jeffrey Epstein, containing disclaimers about attorney-client privilege and confidentiality. It mentions Deutsche Bank and includes reference numbers.


document_description: Confidential communication from Deutsche Bank with a disclaimer about the confidentiality and legal nature of the information. It includes reference numbers but no specific content details.


document_description: Notification of a meeting time change with Jeffrey Epstein, moved to 2:30 PM.

key_people:
Lesley
Jeffrey Epstein


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the information in the communication should not be considered as such.


document_description: A confidential communication from Deutsche Bank, possibly containing privileged information. The message includes a disclaimer about the unauthorized use of the information and a note that Deutsche Bank does not provide legal or tax advice.


document_description: Email exchange between Lesley Groff and Paul Morris regarding a call with Jeffrey Epstein.

key_people:
Lesley Groff
Paul Morris
Jeffrey Epstein

document_type: email

document_subtype: email


document_description: A request for scheduling a brief call with Jeffrey Epstein.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: Tazia Smith from Deutsche Bank is coordinating a meeting between Daniel and Jeffrey, and requests to know a suitable time for a brief call with Jeffrey.

key_people:
Tazia Smith
Jeffrey
Daniel


document_description: This document is a communication from Deutsche Bank providing trade execution information as an accommodation prior to the official trade confirmation. It includes disclaimers about the potential for changes before settlement and the non-responsibility of Deutsche Bank for discrepancies between informal and official reports. It also contains confidentiality notices and clarifies that Deutsche Bank does not provide legal or tax advice.

document_subtype: fax


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Lesley is coordinating a call between Jeffrey and Paul, asking for a suitable time for the conversation.

key_people: Lesley Jeffrey Paul


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, emphasizing the confidentiality and privileged nature of the information contained within. It advises that unauthorized copying, disclosure, or distribution is strictly forbidden and clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document contains a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Lesley informs the recipient that Jeffrey Epstein wants to change the meeting time to 2:30 PM at Apollo instead of 3 PM. The email includes a disclaimer about confidentiality and legal advice from Deutsche Bank.

key_people:
Jeffrey Epstein
Lesley


document_description: A communication discussing a potential meeting time at 2:30, with confidentiality and legal disclaimers from Deutsche Bank.


document_description: This is a confidential communication from Deutsche Bank, which includes disclaimers about the unauthorized use of the information and clarifies that the bank does not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it may contain privileged information and is not intended for unauthorized recipients. It also clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: An email from a Managing Director at Deutsche Bank Private Bank inquiring about a meeting with an unspecified person who is mentioned to be in town that week.


document_description: A communication from the Managing Director of Deutsche Bank Private Bank, containing a confidentiality notice and disclaimer about legal and tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and intended recipient of the information. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and provides instructions for notifying the sender in case of receipt in error. It also mentions that Deutsche Bank does not provide legal or tax advice.


document_description: This document contains a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential and/or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Stewart Oldfield from Deutsche Bank inquires about Todd's availability to meet with Jeffrey Epstein to discuss deal pipeline and coverage strategy. Todd is currently in Asia and Europe but may be available the week of January 30th.

key_people:
Stewart Oldfield
Todd
Jeffrey Epstein

document_subtype: email communication

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A communication from Deutsche Bank containing a disclaimer about legal and tax advice, and a confidentiality notice.


document_description: Stewart Oldfield from Deutsche Bank Wealth Management inquires about Todd's availability to meet with JE to discuss deal pipeline and coverage strategy. Todd is currently in Asia and Europe but will be available the week of January 30th.

key_people:
Stewart Oldfield
Todd
JE

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: Lesley, assistant to Jeffrey Epstein, is coordinating a meeting for Epstein in New York on January 30th, 2017. Stewart Oldfield from Deutsche Bank is unable to meet as he is out of the country. Lesley is copied to assist with scheduling.


document_description: Stewart Oldfield from Deutsche Bank inquires about Todd's availability to meet with JE to discuss deal pipeline and coverage strategy. Todd is currently in Asia and Europe but will be available the week of January 30th.


document_description: A director from Deutsche Bank Wealth Management is inquiring about a meeting with JE to discuss a deal pipeline and coverage strategy. The director is checking JE's availability for the week of January 30th, 2017, as another individual, IM, will be in Asia and Europe until then.

key_people: JE IM


document_description: Discussion about scheduling a meeting with JE to discuss deal pipeline and strategy. Todd is in Asia and Europe until the week of January 30th, but will be available around that week and possibly the week after.

key_people: Todd JE Stewart


document_description: This document contains a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Discussion about scheduling a meeting between Todd and JE to discuss deal pipeline and coverage strategy. Todd is currently in Asia and Europe but will be available the week of January 30th.

key_people: Todd JE


document_description: A letter from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management, located at 345 Park Avenue, New York, NY. The letter mentions that securities are offered through Deutsche Bank Securities Inc. and contains a confidentiality notice.


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and privileged nature of the information contained within. It includes disclaimers about the bank not providing legal or tax advice and instructions for unintended recipients to destroy the communication.


document_description: A request for an Excel spreadsheet containing financial data such as cost, tax cost, PL, yield to call, yield to maturity, premium to scale, and accretion on bonds beyond February 2013. The sender plans to review the document on Tuesday or Wednesday after returning home on Monday.

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: The document provides a financial summary of USPB's October 2013 Year-To-Date (YTD) revenues, showing an 8% increase compared to 2012, but slightly behind the 2013 plan.

title: USPB October 2013 Year-To-Date Revenues


document_description: The document provides financial metrics for USPB for October Year-To-Date (YTD) 2012 and 2013, showing an 8% revenue growth. It includes detailed tables comparing metrics such as revenues, CBVs, NNAs, and RoA for both years. The document also notes specific exclusions and adjustments related to Deutsche Asset and US Mortgage hedge revenues.

key_organizations:
USPB
Deutsche Asset


document_description: The document provides a comparison of USPB revenues by account type for October YTD 2013 versus October YTD 2012, highlighting growth in Lending, Custody, and Other, with declines in Deposits and Brokerage.

title: USPB October 2013 YTD revenues by account type vs October YTD 2012


document_description: A billionaire entrepreneur and sophisticated private investor moved approximately $200 million of securities and cash from JP Morgan to Deutsche Bank. The client was attracted by Deutsche Bank's global trading capabilities and KCP model. The client is a very active trader with significant growth opportunities for asset growth in 2014.

title: Success Story: Billionaire Entrepreneur

key_people:
Caroline Kitidis
Tazia Smith
Vahe Stepanian
Blanche Christerson
Amanda Kirby

document_subtype: success story

key_organizations:
JP Morgan
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: A confidential business update document from Deutsche Asset & Wealth Management, specifically from Wealth Management Americas, dated December 2013. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Wealth Management Americas USPB Business Update

document_date: December 2013

document_subtype: business update

key_organizations:
Deutsche Asset & Wealth Management
Wealth Management Americas


document_description: The document provides a financial summary of USPB's revenues for October year-to-date 2013, showing an 8% increase compared to 2012, but slightly behind the planned revenues for 2013.

title: USPB October 2013 YTD Revenues


document_description: The document provides a financial summary for USPB for October Year-To-Date (YTD) 2013 compared to 2012, showing an 8% increase in revenues. It includes metrics such as revenues, CBVs, NNAs, and RoA for both years. The report also notes exclusions and specific revenue impacts.


document_description: The document provides a comparison of USPB revenues by account type for October YTD 2013 versus October YTD 2012, highlighting growth in Lending, Custody, and Other categories, with declines in Deposits and Brokerage.


document_description: A billionaire entrepreneur and sophisticated investor moved approximately $200 million of securities and cash from JP Morgan to Deutsche Bank. The client was attracted by the DB product platform and the KCP model, which includes FX, rates, and private market opportunities. The client is a very active trader and will trade across all asset classes using cash, derivatives, options, and structures. Key success factors include a deep relationship with the client, leveraging the AWM platform, and teamwork involving various experts.

title: Leveraging KCP Capabilities

key_people:
Caroline Kitidis
Tazia Smith
Vahe Stepanian
Blanche Christerson
Amanda Kirby
Laura Farischon

key_organizations:
JP Morgan
Deutsche Bank


document_description: Discussion about allocating shares to Jeffrey Epstein from the 'KCP allocation' for certain deals. Proposal for Epstein to receive 50bps of shares allocated to Wealth Management for deals he participates in. Request for agreement and feedback from colleagues.

key_people:
Joshua Shoshan
Tazia Smith
Caroline Kitidis
Paul Morris
Jeffrey Epstein
Mike Iaquinta

document_subtype: email chain

key_organizations:
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services


document_description: A memo discussing a client relationship managed by a banker from JPM, focusing on capital markets and trading. The client has significant funds and relationships, presenting a Tier 1 opportunity. Plans for a dinner meeting are mentioned.

key_organizations:
JPM
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: A managing director at Deutsche Bank discusses a potential Tier I relationship and expresses optimism about future collaboration.

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154-0004

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: A confidential document from Deutsche Bank's Managing Director, Head of Key Client Partners & Wealth Investment Coverage - Americas, located at 345 Park Avenue, New York, NY. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: Internal communication discussing potential meetings and feedback from a call with Jeffrey Epstein. Mentions of potential accounts to involve, including Eddie Stern, Belfer, and Kovner's new family office.

key_people:
Caroline Kitidis
Chip Packard
Vinit Sahni
Dario Schiraldi
Jeffrey Epstein
Eddie Stern
Belfer
Kovner

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Goldman Sachs


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the unauthorized use and distribution of the information. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Daniel Sabba from Deutsche Bank Securities Inc. reached out to discuss trade ideas and arrange a follow-up call with Jeffrey, as suggested by Richard.

key_people:
Daniel Sabba
Richard
Jeffrey


document_description: A confidential communication from Deutsche Bank stating that the material is strictly forbidden and that the bank does not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This is a confidential communication from Deutsche Bank, which includes a disclaimer about the unauthorized use of the information and a note that the bank does not provide legal or tax advice.


document_description: Vahe Stepanian requests Jay to prepare a list of pending new accounts, consolidate paperwork, and create a prioritized to-do list for the upcoming week.

key_people:
Vahe Stepanian
Jay
Amanda Kirby

document_subtype: internal memo

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A note indicating an error in an item labeled 7PY on SFLLC, showing a value of (5,000,750), which is to be corrected after discussion with JPN.


document_description: This document is a financial statement from J.P. Morgan detailing various positions held as of September 12, 2013. It includes information on stocks, bonds, and options with their respective quantities, prices, and values in USD and other currencies.

document_subtype: financial statement

key_organizations:
J.P. Morgan
ARIAD Pharmaceuticals Inc
Accor SA
JC Decaux International
Carrefour Supermarche
Lloyds Banking Group PLC
Autogrill SA
Coca-Cola HBC AG
Fraport AG
BNP Paribas
Adecco SA
Volkswagen AG
Compagnie de Saint-Gobain
Renault SA
Barclays Bank PLC
Republic of Argentina
Zions Bancorporation


document_description: This document is a financial statement from J.P. Morgan detailing positions as of September 11, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. Specific securities are listed with their descriptions, security IDs, quantities, prices, values, costs, and gain/loss. The document also includes disclaimers about investment products and services offered by J.P. Morgan and its affiliates.

title: I.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: This document is a financial statement from J.P. Morgan Online detailing the positions of SFLLC Asset as of September 11, 2013. It includes information on total value, gain/loss, income, and cash & sweep. The document lists various securities, their quantities, prices, and value changes.

title: EP. Morgan Online - Positions

key_organizations:
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: This document is a financial statement from J.P. Morgan detailing various investment positions as of September 11, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The table lists descriptions, security IDs, quantities, price changes, values, cost, and gain/loss for various financial instruments.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
JPMORGAN CHASE & CO
BANK OF AMERICA CORP
PEABODY ENERGY CORP
KINDRED HEALTHCARE INC
GSR MORTGAGE LOAN TRUST
CHASE MORTGAGE FINANCE CORPORATION
IPAYMENT INC


document_description: This document is a financial statement from J.P. Morgan detailing the positions as of September 11, 2013. It includes information on various securities, their quantities, prices, and values, as well as unrealized gains/losses and accrued income.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
Interactive Data


document_description: This document is a financial statement from J.P. Morgan detailing various financial positions and transactions as of September 11, 2013. It includes information on total value, unrealized gain/loss, accrued income, and estimated annual income. The document lists several financial instruments such as forward contracts and options with their respective values and changes.

title: J.P. Morgan Online - Positions

document_subtype: bank statement

key_organizations:
J.P. Morgan
Southern Trust


document_description: Internal communication regarding the transfer of Jeffrey Epstein's accounts at Deutsche Bank. Discussion on keeping non-transferrable positions in one account and moving transferrable positions to another to aid in the ACAT process. Mention of mutual fund holdings and the suggestion to liquidate them for efficiency. Attached documents include a summary spreadsheet and an isolated Southern Trust statement.

key_people:
Amanda Kirby
Vahe Stepanian
Harry
Paul

key_organizations:
Deutsche Bank
JPM
SFLLC


document_description: The document contains contact information for an associate in the Markets Coverage Group at Deutsche Bank Securities Inc. It references deleted attachments related to Epstein's account and positions as of September 12, 2013.


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account liquidations.

document_subtype: Account Transfer Form

key_organizations:
JPMergan Char. Bank, N.A.
Jeepers Inc.


document_description: This document is a financial account transfer form detailing instructions for partial transfers, direct mutual funds, and liquidations. It includes sections on retirement plan restrictions, rollover certifications, and participant signature and certification. The form outlines the process for transferring assets, including instructions for liquidating nontransferable assets and handling outstanding fees. It also includes a section for the successor custodian's signature and participant's signature.


key_organizations:
JPMorgan Chase Banks N.A.
The Haze Trust


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing instructions for asset transfers, dividend options, and retirement plan restrictions. It includes sections for participant signature and certification, as well as successor custodian acceptance.

document_subtype: account transfer form


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires attachment of the most recent statement and must be signed and dated within 90 days of receipt.

key_locations: One Pershing Plaza, Jersey City, New Jersey

document_subtype: Account Transfer Form Instructions


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, liquidation instructions, and specific instructions for mutual funds and retirement plan accounts.

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Trust Company, Inc


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing instructions for transferring assets, dividend options, and retirement plan restrictions. It includes sections for participant signature and certification, as well as instructions for the prior trustee and successor custodian.


document_description: This document is an account transfer form for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form is associated with JPMorgan Chase Bank, N.A. and Southern Financial, LLC.

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Financial, LLC


document_description: This document is a financial account transfer form related to partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The form also contains sections for participant signature and certification, as well as successor custodian acceptance.


document_description: This document is a financial statement from Pershing LLC, detailing transactions related to Vermilion Energy. It includes quantities, prices, and amounts in USD.

key_organizations:
Pershing LLC
Vermilion Energy


document_description: A financial statement from Pershing LLC detailing transactions involving HSBC USA INC and Epstein, with account references and transaction details.

key_organizations:
Pershing LLC
HSBC USA INC


document_description: The report provides a summary of financial transactions including deliveries, reclaims, and sellouts with total net amounts and exposure values.

title: POST SID OPEN ITEM REPORT

document_subtype: financial report


document_description: This document is a confidential communication from Janet E. Young, Vice President at J.P. Morgan Private Banking, with contact information and disclaimers regarding confidentiality, legal privilege, and the nature of the information provided. It includes alternate contacts and a directive for prompt responses.

key_people:
Janet E. Young
Gina Magliocco
Jason Grosse

key_locations: 500 Stanton Christiana Road, Newark DE 19713

key_organizations:
J.P. Morgan
Deutsche Bank


document_description: Email correspondence between Vahe Stepanian and Janet Young regarding the transfer of assets held by Euroclear to Pershing LLC. The email includes details of securities, their units, and market values. Vahe requests clarification on the values for Euroclear positions.

key_people:
Vahe Stepanian
Janet Young
Amanda Kirby
Lisa D Hurd
Gina Magliocco
Jason Grosse

key_organizations:
J.P. Morgan
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Pershing LLC
Euroclear


document_description: The document contains instructions for free delivery of various financial instruments via DTC and Euroclear, with specific CUSIP and ISIN numbers provided. It includes details of transactions involving JPM, SG Market Plus, LBG Capital, Lloyds Bank, and Petroleos de Venezuela. Additionally, it mentions a EUR cash wire transfer with specific bank details for Citibank, Frankfurt, and instructions for asset transfer to Pershing LLC.

key_people:
Vahe Stepanian
Amanda Kirby
Janet E. Young

key_locations:
New York
Frankfurt

key_organizations:
Pershing
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Citibank
Southern Financial, LLC
JPM Southern Trust Co., Inc.


document_description: Correspondence regarding asset transfers for Southern Financial, LLC to Pershing LLC, including details of financial instruments and wire instructions.

key_people: Vice President of Private Bank at J.P. Morgan

key_locations:
Newark, DE
Frankfurt

key_organizations:
J.P. Morgan
Southern Financial, LLC
Pershing LLC
HSBC
SG Market
LBG Capital No.1 PLC
Lloyds Bank PLC
Petroleos de Venezuela
Citibank


document_description: The document details the transfer of assets from JPM Southern Trust Co., Inc. to Pershing LLC, including specific securities and amounts. It also includes a request for confirmation of transaction details and wire instructions for currency transfer.

key_people:
Vahe Stepanian
Amanda Kirby
Janet E. Young
Lisa D Hurd
Harry Bailer

key_organizations:
Southern Financial, LLC
JPM Southern Trust Co., Inc.
Pershing LLC
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: Email correspondence regarding the transfer of assets from JPM Southern Trust Co., Inc. to Pershing LLC. The assets include 2,000,000 units of PETROLEOS DE VENEZUELA S 5% OCT 28 2015 held by Euroclear, with a market value of $1,616,000. Janet Young from J.P. Morgan is coordinating the transfer with Vahe Stepanian from Deutsche Bank Securities Inc.

title: RE: Fw: Epstein - Assets to transfer [C]

key_people:
Janet Young
Vahe Stepanian
Amanda Kirby
Lisa D Hurd
Gina Magliocco
Jason Grosse

document_subtype: email correspondence

key_organizations:
J.P. Morgan
Deutsche Bank Securities Inc.
Pershing LLC
Euroclear


document_description: Summary of assets in the process of being transferred to Pershing LLC, including securities held by Euroclear and transactions via DTC. Request for EURO wire instructions for currency transfer.

title: Epstein - Assets to transfer

document_subtype: Asset Transfer Summary

key_organizations:
JPM Southern Trust Co., Inc.
Pershing LLC
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
JPM Southern Financial, LLC

reference_numbers:
ISIN XS0460546525
Cusip 40432XFP1
Cusip 48126NVE4
Cusip 78423EHS6


document_description: The document details a financial transaction involving the transfer of assets from JPM Southern Trust Co., Inc. to Pershing LLC. It includes information about a cash wire instruction for EUR 291,846.67 and the transfer of 2,000,000 PETROLEOS DE VENEZUELA S 5% bonds held by Euroclear.

key_organizations:
J.P. Morgan
Pershing LLC
Euroclear
Deutsche Bank


document_description: This document is a financial statement detailing the positions held by J.P. Morgan Milne as of January 7, 2014. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. It also provides details on specific securities, including US Dollar holdings and WTI options.

title: J.P. Morgan Milne - Positions

key_organizations:
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: This document is a financial statement from J.P. Morgan detailing the positions of Southern Trust L Cameron as of January 7, 2014. It includes total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep details. The document also lists various financial instruments and their respective values, gains, and losses.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: Correspondence from a Vice President at J.P. Morgan Private Bank regarding account details and an invitation to experience the new J.P. Morgan Palladium Card.


document_description: Internal communication regarding ISDAs for Epstein, involving Deutsche Bank employees.

key_people:
Paul Morris
Tazia Smith
Caroline
Nick Haigh
Troy
Darren Indyke

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Internal communication with a note about sending documents to a redacted recipient.


document_description: Amanda Kirby reached out to Jeanne to check on SFLLC accounts, hoping JPM has consolidated them to send the ACAT out. Tazia Smith confirms close communication with Nick Haigh and Troy regarding ISDAS for Epstein, with drafts expected today.

key_people:
Amanda Kirby
Jeanne
Tazia Smith
Paul Morris
Caroline Kitidis
Nick Haigh
Troy

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
JPM


document_description: A list of companies with due dates for document submission and confirmation, as per attached emails. The email is from Bradley Gillin to Vijay Sawant, with Richard Iarossi in CC, requesting an updated summary list for review before an MCA.

key_people:
Vijay Sawant
Bradley Gillin
Richard Iarossi

key_organizations:
Deutsche CIS Centre Private Limited
Deutsche Bank Group Wealth Management


document_description: The document contains references to Deutsche Bank's disclaimers about not providing legal or tax advice. It also mentions confidential certifications regarding beneficial owners for MARSA HOLDINGS, AMAAN HOLDINGS, and HATTAN HOLDINGS, marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank
MARSA HOLDINGS
AMAAN HOLDINGS
HATTAN HOLDINGS


document_description: A KYC Case Representative from Deutsche Bank is requesting advice to launch KYC for all accounts and begin remediation.

key_organizations:
Deutsche CM Centre Private limited
Deutsche Bank Group
Wealth Management


document_description: This document is a Volcker Questionnaire used by Deutsche Asset & Wealth Management for onboarding new Wealth Management clients that are not natural persons. It includes classifications to determine if a client is out of scope for Volcker Covered Fund Determination.

title: Volcker Questionnaire for Onboarding of WM Vehicles

document_subtype: questionnaire


document_description: A form related to the Volcker onboarding approval process for a vehicle, requiring client certification and attestation by a client representative.

key_people:
Richard Kehr
Richard Kahn
Cynthia Rodriguez

document_subtype: client certification form


document_description: This document is a certification form required by Federal regulation for financial institutions to obtain information about the beneficial owners of legal entity customers. It aims to help fight financial crime by disclosing key individuals who own or control a legal entity.

title: Certification Regarding Beneficial Owners Of Legal Entity Customers

document_subtype: Certification Form

key_organizations:
Deutsche Bank
Federal regulation


document_description: Certification form for beneficial owners of a legal entity opening an account. It requires information about individuals owning 25% or more of the entity and those with significant management responsibility.

document_subtype: Certification of Beneficial Owner


document_description: Vijay-A Sawant provides a detailed review and checklist for the account of Cerberus Executive LLC and its 68 guarantors, highlighting pending KYC requirements for several entities.

key_people:
Vijay-A Sawant
Brad

key_organizations: Cerberus Redwood Levered Opportunities GP A LLC

key_organizations: Cerberus Redwood Levered Opportunities GP 8 LLC

key_organizations: Cerberus Institutional Associates AEN Ltd

key_organizations: Cerberus Institutional Associates CAL II Ltd

key_organizations: Cerberus Institutional Associates GSI Ltd

key_organizations: Cerberus Institutional Associates II Ltd

key_organizations: Cerberus Institutional Associates III Ltd

key_organizations: Cerberus Institutional Associates SC II Ltd


document_description: A review of a high-risk account due for remediation, identifying key responsible parties and requesting confirmation on identified parties and any material changes to the account. Missing ID documents for senior managing directors are noted, and a Fincen form is required.

key_people:
Stephen A. Feinberg
Mark A. Neporent
Jeffrey L. Lomasky
Seth P. Plattus
Vijay Sawant

document_subtype: memo

key_organizations:
Cerberus Executive, LLC
Cerberus Employees, LLC
Cerberus Capital Management LP
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: The document contains contact information for a Wealth Management office located in Mumbai, India. It includes a confidentiality notice pursuant to Federal Rules of Criminal Procedure.


document_description: A confidential memo from Deutsche CUB Centre Private Limited, part of Deutsche Bank Group, related to wealth management. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche CUB Centre Private Limited
Deutsche Bank Group