document_description: This document outlines the execution and effect of supplemental indentures, including the conditions under which the Trustee can execute such indentures and the requirement for the Collateral Manager's consent. It also details the impact of supplemental indentures on existing securities and the process for redemption of notes when certain financial tests are not met.


source: doj

document_description: This document outlines the procedures and conditions for the redemption of notes, including the redemption date, price, and the process for notifying holders. It also details the conditions under which the Co-Issuers can withdraw a redemption notice and the requirements for the Collateral Manager to provide evidence of agreements with financial institutions for the purchase of collateral obligations.

document_type: legal

document_subtype: redemption notice

key_organizations:
Co-Issuers
Trustee
Collateral Manager
Irish Stock Exchange
S&P
Moody's


document_description: The document outlines the establishment and management of a Collection Account by the Trustee, including the creation of subaccounts for Principal and Interest Proceeds. It details the procedures for depositing, investing, and managing funds within these accounts, as well as the roles of the Issuer and Trustee in these processes.

key_people: Authorized Officer of the Collateral Manager

document_subtype: trust agreement


document_description: This document outlines the investment and reinvestment procedures for funds in the Collection Account managed by the Trustee and Collateral Manager. It specifies actions to be taken before and after an Event of Default, including investment in Eligible Investments and the handling of Principal and Interest Proceeds. The document also details the roles of the Issuer, Trustee, and Collateral Manager in managing these funds.

key_people:
Issuer
Trustee
Collateral Manager

document_subtype: contract


document_description: The document outlines the management of various reserve accounts, including the Expense Reserve Account and the Revolving Reserve Account, as part of a trust agreement. It specifies the procedures for transferring funds, investing in eligible investments, and handling gains or losses. The document also details the conditions under which funds are deposited into and withdrawn from these accounts.

key_people:
Trustee
Collateral Manager
Authorized Officer

document_subtype: Trust Agreement


document_description: The document outlines the procedures for managing Synthetic Security Counterparty Accounts, including the establishment of segregated trust accounts, the conditions for deposits and withdrawals, and the investment of funds. It specifies the roles of the Trustee, Collateral Manager, and Issuer in managing these accounts, particularly during credit events or defaults.

document_subtype: Indenture

key_organizations:
Issuer
Trustee
Collateral Manager
Synthetic Security Counterparty


document_description: The document outlines the management of Synthetic Security Issuer Accounts, including the establishment of segregated trust accounts by the Trustee to secure obligations of the Pledgor Counterparty to the Issuer. It details the investment of amounts in these accounts, conditions for withdrawal, and the application of funds upon certain events. It also specifies that amounts in these accounts are not considered assets of the Issuer for certain tests.

document_type: financial

document_subtype: Trust Account Management

key_organizations:
Trustee
Issuer
Pledgor Counterparty
Collateral Manager


document_description: The document outlines the requirements for a Monthly Report related to Collateral Obligations and Eligible Investments. It specifies the information to be included in the report, such as the Aggregate Principal Balance, Principal Balance of Eligible Investments, proceeds in the Collection Account, and details of Collateral Obligations.

document_subtype: Monthly Financial Report

key_organizations:
Issuer
Rating Agency
Trustee
Collateral Manager
Irish Paying and Listing Agent
Irish Stock Exchange
Noteholder


document_description: The document outlines the contents of a Payment Date Report, which includes financial details such as the aggregate principal amount of notes, interest amounts, administrative expenses, and subaccount details. It also provides instructions for the Trustee regarding withdrawals and payments on the Payment Date.

document_subtype: Payment Date Report

key_organizations:
Trustee
Issuer
Co-Issuer
Collateral Administrator
Collateral Manager


document_description: The document outlines the responsibilities of the Trustee in providing information to the Co-Issuers and the Collateral Manager regarding Pledged Obligations, Accounts, and other Collateral. It also details the distribution of Monthly and Payment Date Reports via the Trustee's website and the process for releasing Collateral if no Event of Default has occurred.

key_organizations:
Trustee
Co-Issuers
Collateral Manager
Clearing Agency


document_description: The document outlines the responsibilities and procedures related to Offers involving Collateral Obligations, the role of the Trustee and Collateral Manager, and the appointment and duties of Independent Accountants. It includes provisions for handling tender offers, voluntary redemptions, and exchange offers, as well as the management of proceeds from Pledged Obligations. Additionally, it details the appointment and reporting duties of Independent Accountants.

key_people:
Trustee
Collateral Manager


document_description: This document outlines the payment sequence for various classes of notes, including Class A, B, C, and D Notes. It specifies the order and conditions under which interest and deferred interest payments are made to note holders, particularly following the Ramp-Up End Date and in relation to coverage tests.

document_subtype: payment schedule


document_description: This document outlines the payment priorities and sequences for various financial obligations, including interest payments, note payments, and management fees. It specifies conditions under which payments should be made, such as during the Reinvestment Period and when certain coverage tests are not satisfied. It also addresses the confirmation of ratings by rating agencies and the reinvestment of principal proceeds.


document_description: This document outlines the priority of payments and the sale of collateral obligations under a financial agreement. It specifies the order of payments to various parties, including administrative expenses, income note holders, and the collateral manager. It also details the conditions under which collateral obligations can be sold or disposed of by the issuer.


document_description: The document outlines the conditions under which the Collateral Manager, on behalf of the Issuer, may direct the Trustee to sell various types of assets, including Credit Risk Obligations, Defaulted Obligations, and Equity Securities. It specifies the conditions for selling ineligible Collateral Obligations, the limitations during the Reinvestment Period, and the procedures following an Optional Redemption. The document also addresses the sale of Margin Stock or Margin Loans.


document_description: This document outlines the procedures for the sale and purchase of Collateral Obligations by the Collateral Manager on behalf of the Issuer. It specifies the conditions under which Collateral Obligations must be sold prior to the Maturity Date and the conditions for purchasing additional Collateral Obligations during different periods (Ramp-Up, Reinvestment, and post-Reinvestment).

key_organizations:
Collateral Manager
Issuer
Trustee


document_description: The document outlines certain restrictions on the sale or purchase of collateral obligations or eligible investments by the Issuer, ensuring transactions are conducted on an arm's length basis and in compliance with the Collateral Management Agreement. It also specifies that the Issuer will not acquire assets that constitute an equity interest for U.S. federal income tax purposes unless certain conditions are met. Additionally, it prohibits the use of synthetic securities for future advances to a Synthetic Security Counterparty. The document also addresses the subordination of junior class noteholders to priority class noteholders, detailing the conditions under which payments are to be made and the handling of payments received contrary to the indenture's provisions.

key_organizations:
Issuer
Collateral Manager

reference_numbers:
Section 897(c)(2)
Section 5.1(f)
Section 5.1(g)


document_description: This document outlines the terms and conditions related to the payment and distribution of notes, the standard of conduct for holders, and the form of documents delivered to the trustee. It specifies the obligations of junior and priority class note holders, the standard of conduct for exercising rights under the indenture, and the requirements for certifications and opinions delivered to the trustee.


document_description: The document outlines the submission to jurisdiction, process agents, execution of counterparts, acts of issuer, and assignment of certain agreements related to the securities and indenture. It specifies the legal jurisdiction, process agent appointments, and the execution of legal actions and agreements.

key_locations:
New York
Borough of Manhattan

key_organizations:
Co-Issuers
Corporation Service Company


document_description: The document outlines the rights and obligations related to the Collateral Management Agreement, including the assignment of rights to the Trustee as collateral security. It specifies the conditions under which the Trustee can exercise these rights, particularly in the event of a default. The agreement is irrevocable and requires the Collateral Manager's consent to its terms.

document_subtype: Collateral Management Agreement


document_description: Execution of a deed involving Clear Lake CLO, Ltd. as Issuer, Clear Lake CLO, Corp. as Co-Issuer, and Wells Fargo Bank, National Association as Trustee. The document is marked confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: deed

key_organizations:
Clear Lake CLO, Ltd.
Clear Lake CLO, Corp.
Wells Fargo Bank, National Association


document_description: A list of industry classifications by Moody's, covering various sectors such as Aerospace and Defense, Banking, Chemicals, Electronics, and more.

title: Moody's Industry Classification Group List

document_type: other


document_description: The document outlines the methodology for calculating the Diversity Score, which is the sum of Industry Diversity Scores. It includes steps for calculating Issuer Par Amount, Average Par Amount, Equivalent Unit Score, Aggregate Industry Equivalent Unit Score, and Industry Diversity Score. It also addresses the treatment of affiliates and modifications to Moody's industrial classification groups.

title: Diversity Score Calculation

document_subtype: financial calculation


document_description: The document contains a financial ledger with various entities and their respective balances. It includes large, zero, and negative balances for different accounts, with some accounts having repeated entries with the same balance.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe
Travis Wagner
Rahul Vaid
Ali Rashid
Gabrielle E. Wanek

document_type: tabular

document_subtype: financial ledger

key_organizations:
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document contains tabular data and charts related to historical volatility and price metrics for MRK options. It includes specific metrics for MRK Nov 50 put and MRK Apr16 47.50 put options, detailing implied volatility versus price per contract over a specified time period in 2015.


document_description: A check issued by Neptune, LLC to the Insurance Office of Central Ohio for the amount of $50,819.00. The check is drawn from Deutsche Bank Trust Company Americas, with a memo indicating a policy invoice number. The check has a signature issue noted as 'Signature not on file'.

key_locations:
St. Thomas, USVI
New York, New York
New Albany, OH

document_subtype: check

key_organizations:
Neptune, LLC
Deutsche Bank Trust Company Americas
Insurance Office of Central Ohio


document_description: A check issued by Darren K. Indyke through Deutsche Bank Trust Company Americas to The Ritz-Carlton Club, St. Thomas for the amount of $11,133.34. The check is marked as 'No Signature Required' and payment has been authorized by the depositor.

key_organizations:
Deutsche Bank Trust Company Americas
The Ritz-Carlton Club, St. Thomas


document_description: Financial document related to Ashley Holdings Inc. with large amounts listed.


document_description: Financial data for CCHINIUS Curncy (CHINAGOV CDS USD SR 5Y D14) including last price, high, average, and low values over a specified date range.

title: CCHINIUS Curncy Chart Details

document_subtype: financial data

key_organizations:
Deutsche Bank Securities Inc.
Bloomberg Finance L.P.


document_description: A check issued by Jeffrey Epstein to Mariia Drokova for the amount of $7,027.48, drawn from Deutsche Bank Trust Company Americas.

key_people:
Jeffrey Epstein
Mariia Drokova


document_description: The document contains a table listing various individuals and entities along with their financial balances. It includes details such as account names, categories, and balances. Additionally, there is a section highlighting large, zero, and negative balances for specific accounts, with names and categories provided but account numbers redacted.


document_description: The document contains a table listing various trusts and holdings with associated amounts. It includes entries for Shari Wagner, Robert S Forsythe, Laura A Forsythe, Kati Wanek-Forsythe, Todd R Wanek, Ronald & Joyce Wanek, and Ashley Holdings Inc. The amounts range from $100,000 to $50,000,000.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek


document_description: The document contains financial information related to various trusts, LLCs, and individuals, detailing account balances and categories. It includes a table of entities with their respective balances and categories, as well as a list of accounts with large, zero, and negative balances.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe

key_organizations:
Butterfly Trust
Gratitude America, Ltd
Keyhole Partners, LLC
The Haze Trust
Southern Financial LLC
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust
Ashley Holdings Inc
Rahul Vaid
Ali Rashid
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing confidential and/or privileged information. It includes disclaimers about unauthorized copying, disclosure, or distribution, and notes that Deutsche Bank does not provide legal or tax advice.

document_type: correspondence

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It includes a link for EU corporate and regulatory disclosures and a note that Deutsche Bank does not provide legal or tax advice.


document_description: The document is a daily deposit report for account number 35269691 belonging to Jeffrey Epstein, showing a balance of $1,809,753.33. It includes a note about large, zero, and negative balances.

title: Daily Deposit Report

document_subtype: financial report


document_description: A confidential letter from Sarah Rafferty, Director of Marketing - Americas at Deutsche Bank Wealth Management, with contact details and confidentiality notice.

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas


document_description: This document is an amended and restated confirmation of a Currency Option Transaction between Deutsche Bank AG, London Branch and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It replaces a previous confirmation with reference 16039982424. The document outlines the terms and conditions of the transaction, incorporating the 1998 FX and Currency Option Definitions. It also mentions the intention to negotiate an ISDA Master Agreement.

title: Currency Option Transaction Confirmation

key_people:
Paul Achleither
John Cryan
Kimberly Hammonds
Stuart Lewis
Sylvie Matherst
Garth Ritchie
Kat von Rohr
Marcus Schenck
Christian Sewing
Werner Stenmuller
Jeffrey Un

key_locations:
London
Frankfurt am Main

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document is a confirmation of a currency option transaction between Party A and Party B, facilitated by Deutsche Bank AG. The transaction involves a EUR Put/USD Call option with specific terms including trade date, expiration date, settlement date, and premium details.

key_locations:
New York
Germany
United Kingdom

document_subtype: Currency Option Confirmation


document_description: A confirmation letter from Deutsche Bank AG, London Branch, signed by Aparna Shrivastava and Gina, regarding private client services with PWM Alex Brown AC Southern Financial LLC. The letter includes contact information for queries and instructions for confirmation.

key_people:
Aparna Shrivastava
Gina
Paul Achleitner
John Cryan
Kimberly Hammond
Stuart Lewis
Sylvie Matheret
Gartl Ritchie
Karl von Rohr
Marcus Schenck
Christian Sewing
Werner Stennmüller
Jeffrey Ueven

key_locations:
London
Germany
United Kingdom
Frankfurt am Main

document_subtype: fax


document_description: A confirmation letter from Deutsche Bank AG, London Branch, signed by Aparna Shrivastava, an authorised signatory. The letter is addressed to a private client service and requests confirmation of details by signing and returning the document via fax. It includes contact information for queries and mentions the supervisory and management board members of Deutsche Bank AG.

key_people:
Aparna Shrivastava
Paul Achleither
John Cryan
Kimberly Hammonds
Stuart Lewis
Sylvie Matherst
Garth Ritchie
Kat von Rohr
Marcus Schenck
Christian Sewing
Wemer Stenmuller

key_locations:
London
Germany
Frankfurt am Main
England
Wales

document_subtype: confirmation letter

key_organizations:
Deutsche Bank AG
Deutsche Bank AG, London Branch
European Central Bank
BaFin
Financial Conduct Authority
Prudential Regulation Authority
London Stock Exchange


document_description: The document is a daily deposit report detailing large, zero, and negative balances for account number 35269691 belonging to Jeffrey Epstein with a balance of $2,098,714.80.

title: RM0082289 Daily Deposit Report


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains a confidential note with a placeholder for contact information and references to legal confidentiality under Federal Rules of Criminal Procedure.


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing confidential information. The document includes a disclaimer about the confidentiality and legal nature of the information.


document_description: Deutsche Bank client statement for Jeffrey Epstein as of April 30, 2018.

document_subtype: client statement


document_description: A document from Deutsche Bank titled 'Contacts' as of April 30, 2018. The majority of the content is redacted. Visible information includes 'Deutsche Bank', 'Contacts', and 'As of April 30, 2018'. There are also partially visible labels that appear to be headers for contact information.

title: Deutsche Bank Contacts

document_subtype: bank document


document_description: This document is a portfolio summary for Jeffrey Epstein's account at Deutsche Bank as of April 30, 2018. It includes details on asset classes, market value, estimated annual income, and market value reconciliation.

title: Deutsche Bank Portfolio Summary for Jeffrey Epstein

document_subtype: Portfolio Summary


document_description: A financial statement detailing the market value of various asset categories for Jeffrey Epstein as of April 30, 2018, held at Deutsche Bank.

title: Financial Statement for Jeffrey Epstein

document_subtype: financial statement


document_description: A financial statement from Deutsche Bank detailing the currency diversification of Jeffrey Epstein's account as of April 30, 2018. The statement includes allocations by currency, cash and cash equivalents, and exchange rates.

title: Currency Diversification


document_description: This document is a detailed portfolio statement from Deutsche Bank for Jeffrey Epstein as of April 30, 2018. It includes information on cash and cash equivalents held in the account, with specific details on quantities, security descriptions, ratings, costs, market values, and income estimates.

title: Deutsche Bank Detailed Portfolio Information for Jeffrey Epstein

document_subtype: Portfolio Statement


document_description: This document is a transaction summary for Jeffrey Epstein's account at Deutsche Bank for the period of April 1, 2018 to April 30, 2018. It includes details of cash management, cash disbursements, investment income, and foreign exchange gains/losses.

title: Deutsche Bank Transaction Summary

document_date: April 2018

document_subtype: bank statement


document_description: This document is a transaction summary for Jeffrey Epstein's Deutsche Bank account for the period of April 1, 2018 to April 30, 2018. It details the opening and closing balances, additions/withdrawals, investment income, and realized/unrealized FX gains/losses in both Euro and US Dollar currencies.

title: Deutsche Bank Transaction Summary - Foreign Currency

document_subtype: Transaction Summary


document_description: This document is a bank statement for Jeffrey Epstein's account at Deutsche Bank as of April 30, 2018. It includes a disclaimer about the use of the statement, valuation of assets, and other financial details.


document_description: This document is a bank statement from Deutsche Bank for Jeffrey Epstein, dated April 30, 2018. It includes information about account responsibilities, trust accounts, tax obligations, and terms for time deposits. It also outlines the penalties for early withdrawals from time deposits.

title: Deutsche Bank Account Statement for Jeffrey Epstein

key_locations: California Florida


document_description: This document is a bank statement from Deutsche Bank for Jeffrey Epstein's account as of April 30, 2018. It outlines terms related to early withdrawal penalties, interest accrual, and maturity of the term deposit (TD). It also mentions the lack of FDIC insurance and provides disclaimers regarding interest rates and credit ratings.

document_subtype: Bank Statement

key_organizations: Morgan Stanley Capital International Inc.


document_description: The document contains contact information for Richard Kahn of HBRK Associates Inc., represented by black bars of varying lengths next to the words 'tel', 'fax', and 'cell'. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Confidential correspondence related to a legal matter, possibly involving Richard Kahn and HBRK Associates Inc.

key_locations: 575 Lexington Avenue, New York, NY 10022


document_description: The document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. Recipients in error are instructed to notify the sender and destroy the communication.


document_description: Richard Kahn from HBRK Associates Inc. requests to place two good till cancel orders to raise cash for contributions. The orders are to sell 1000 Disney shares at $114.12 or better and 4200 Pfizer shares at $34.60 or better. Darren will confirm the orders.

key_people:
Richard Kahn
Darren

document_subtype: memo

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a legal document marked as confidential, likely related to a trading matter. It includes references to federal rules and specific identifiers.


document_description: A brief note from Richard Kahn asking for advice regarding the 25th.


document_description: This document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e), indicating it may involve grand jury proceedings.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0072790, SDNY_GM_00218974, and EFTA01376546, which may be case or document numbers.


document_description: A confidential document related to a legal matter, possibly involving HBRK Associates Inc. and the Southern District of New York (SDNY).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0072799, SDNY_GM_00218983, and EFTA01376551, which may be case or document numbers.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0072801, SDNY_GM_00218985, and EFTA01376552, which are likely case or document numbers.


document_description: The document contains a series of dates, a name (Stewart Oldfield), and some confidential markings related to a legal or governmental context. It includes references to the Southern District of New York (SDNY) and a code (EFTA01376553).


document_description: The document appears to be related to a financial entity or transaction, possibly involving confidential information pursuant to Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential and may contain privileged information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it may be related to grand jury proceedings. It contains identifiers such as DB-SDNY-0072812, SDNY_GM_00218996, and EFTA01376556, which could be case or document numbers.


document_description: The document appears to be related to EU corporate and regulatory discussions, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0072818, SDNY_GM_00219002, and EFTA01376559.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0072821, SDNY_GM_00219005, and EFTA01376560.


document_description: The document contains a confidentiality notice related to a legal matter, specifically referencing Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains regulatory disclosures related to Deutsche Bank. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and may contain sensitive information related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a confidentiality notice and references to legal confidentiality under Federal Rules of Criminal Procedure. It includes some form of communication, possibly related to a legal case, but lacks specific details or context.


document_description: The document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it contains sensitive legal information. It includes reference numbers DB-SDNY-0072835, SDNY_GM_00219019, and EFTA01376567, suggesting it is part of a legal case or investigation in the Southern District of New York.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0072836, SDNY_GM_00219020, and EFTA01376568.


document_description: The document contains a confidentiality notice related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: A disclaimer and confidentiality notice from a bank, indicating that the bank does not provide legal or tax advice and that the communication may contain confidential information. It instructs unintended recipients to notify the sender and destroy the communication.


document_description: This document is a communication from Deutsche Bank, which includes a disclaimer about the nature of the information provided, stating that it does not constitute legal or tax advice. It also contains a confidentiality notice and a reference to additional EU corporate and regulatory disclosures available online.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York (SDNY).


document_description: This document is a trading authorization form from Deutsche Bank Wealth Management, allowing an agent to buy, sell, and trade securities on behalf of the account holder. It includes indemnity clauses and conditions for revocation.

title: Trading Authorization Limited to Purchases and Sales of Securities

document_subtype: Trading Authorization

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: A form for selecting limited or full trading authorization for an account with DBSI. It outlines the powers granted to an agent, including the ability to trade and move assets, and the conditions under which the authorization remains in effect.

document_subtype: authorization form


document_description: The document is a Power of Attorney agreement where the Undersigned agrees to indemnify DBSI and its affiliates from any claims arising from actions taken by the Undersigned's Agent(s). It includes provisions for joint account holders and requires signatures in the presence of witnesses.

document_subtype: Power of Attorney


document_description: This document contains templates for acknowledging agent signatures both within and outside New York State, including for joint accounts. It outlines the process for a notary public to verify the identity of individuals signing an instrument.

document_subtype: acknowledgement


document_description: A confidential communication from Deutsche Bank indicating that they do not provide legal or tax advice.


document_description: Correspondence from Stewart Oldfield regarding Deutsche Bank's latest bank account and CD rates, including promotional terms for CDs.


document_description: Correspondence from Stewart Oldfield of Deutsche Bank regarding the terms and conditions of Deutsche Bank AG NY Preferred Certificate of Deposit, including interest rate details, minimum and maximum deposit requirements, and penalties for early withdrawals.

document_subtype: financial communication


document_description: A confidential communication from Deutsche Bank, sent via BlackBerry Work, containing disclaimers about confidentiality, privilege, and legal/tax advice. It includes references to EU corporate and regulatory disclosures and confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: A table listing individuals attending various events, including their names, affiliations, and titles. The events are categorized as 'Wed. Preview', 'Thurs. Private View', and 'Dinner + Preview'. Stewart Oldfield is mentioned in each entry, possibly as an organizer or host.

key_organizations:
Highlander Partners
Echelon Investments
Safanad
Brightstar
Pacific Life
Bright Companies
Portfolia
Hillspire
Elysium
Mathey's Lane
Danziger, Danziger & Muro
Dzialga Investments
Blue Mountain
Illig Family
Thirdlake
Gerschel
Shamrock
AMB Family Office
Aspen Grove


document_description: A confidential document listing Deutsche Bank Securities Inc. as a key client partner. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: confidential document


document_description: A check issued by Jeffrey Epstein to Antoine Verglas, Inc. for the amount of $13,065.00, with a memo referencing invoice #2383. The check is drawn from Deutsche Bank Trust Company Americas.

key_people:
Jeffrey Epstein
Antoine Verglas
Daren Berg

key_locations:
St. Thomas, USVI
New York, NY

document_subtype: check

key_organizations:
Deutsche Bank Trust Company Americas
Antoine Verglas, Inc.


document_description: A memo from PWM AML Compliance at Deutsche Bank requesting information about the origin, purpose, and relationships related to outgoing fund transfers involving AP Narrows Holding LP and LDB 2011 LLC through Bank of America.

key_organizations:
Deutsche Bank
AP Narrows Holding LP
LDB 2011 LLC
Bank of America


document_description: A memo listing the beneficiaries for the Butterfly Trust, which includes Darren Indyke, Karyna Shuliak, and Richard Kahn. The memo is forwarded by Bebe Avdiu, a legal assistant at Darren K. Indyke, PLLC.

key_people:
Darren Indyke
Karyna Shuliak
Richard Kahn
Bebe Avdiu
Cynthia Rodri ucz
Stewart Oldfield

key_organizations:
Butterfly Trust
DARREN K. INDYKE, PLLC


document_description: Cynthia Rodriguez from Deutsche Bank is requesting missing documentation and signature pages related to a deletion instrument from Richard Kahn and Harry Beller. The email also includes a response from Richard Kahn, indicating the confidential nature of the communication.

document_type: email


document_description: Confidential communication from Deutsche Bank with a disclaimer about legal and tax advice.


document_description: A communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing confidential and/or privileged information. The communication includes disclaimers about unauthorized copying, disclosure, or distribution, and states that Deutsche Bank does not render legal or tax advice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 7, 2017. It includes account names, categories, balances, and large transactions.


document_description: This document is a 2016 Form 1099-INT for interest income issued by Deutsche Bank Trust Co. Americas to Karyna Shuliak. It details interest income of $17.15 from a NOW account, with no early withdrawal penalty, federal income tax withheld, or other specified amounts.

title: 2016 Interest Income Form 1099-INT

document_subtype: Form 1099-INT


document_description: A confidential communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, regarding securities offered through Deutsche Bank Securities Inc. The communication includes a disclaimer about the confidentiality and privilege of the information, and a notice that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It includes references to EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: Vahe Stepanian from Deutsche Bank Securities Inc. informs his team about his upcoming travel and instructs them to CC a group for any questions. The memo includes a disclaimer about the nature of Key Client Partners products and services, emphasizing their availability only to sophisticated institutional investors. It also contains confidentiality and non-disclosure clauses.


document_description: Cyclops Holdings LLC is offering to purchase all outstanding shares of Mobileye N.V. for $63.54 per share. The offer includes specific terms regarding Israeli withholding tax and requires a tax declaration form. The offer is part of a purchase agreement with Intel and may result in the delisting of Mobileye from the NYSE.

title: Tender Offer for Mobileye N.V. Shares

key_people:
Cyclops Holdings LLC
Intel
Mobileye N.V.

document_subtype: financial offer


document_description: The document outlines that KCP products and services are intended for sophisticated institutional investors as per FINRA Rule 4512(C)(3). It emphasizes that trades and transactions require internal approvals from DBSI or its affiliates and are conditional on becoming a client of Deutsche Bank. The document is for discussion purposes only and is non-advisory. It contains confidentiality clauses and disclaims legal or tax advice from Deutsche Bank.

key_organizations:
Deutsche Bank
DBSI
KCP Americas desk


document_description: Richard Kahn from HBRK Associates Inc. requests Darren to confirm two good till cancel orders: sell 1000 Disney shares at 114.12 or better, and sell 4200 Pfizer shares at 34.60 or better.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It includes a notice for unintended recipients to notify the sender and destroy the communication. The document also states that Deutsche Bank does not provide legal or tax advice.


document_description: A check issued by Deutsche Bank Trust Company Americas to Security 101 for the amount of $18,296.44. The check is associated with NES, LLC and is intended for deposit at Santander Bank, N.A. The check has a high dollar pull exception due to a missing signature on file.

key_locations:
New York, New York
St. Thomas
Eatontown, NJ

key_organizations:
Deutsche Bank Trust Company Americas
NES, LLC
Security 101
Santander Bank, N.A.
Integrated Security Professionals Inc


document_description: Deutsche Bank is laying off employees globally, affecting operations in Bengaluru. The bank is also closing its equities sales and trading business and resizing its fixed income operations.

document_type: media


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: Request for information on Karyna's dental practice and employment status with ISC Interiors LLC for source of wealth verification.

key_people:
Karyna
Vijay Sawant

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
ISC Interiors LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 29, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Kati Wanek-Forsythe
Shari Wagner
Mara Wagner
Leah Kubis
Gabrielle E. Wanek

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC


document_description: The document contains two tables listing financial information related to various entities, including Ashley Holdings Inc, Ashley Homestores Ltd, and others. The first table lists entities with their respective categories and balances, while the second table highlights large, zero, and negative balances for certain entities. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to various trusts and companies, including balances and account details. It lists several trusts and companies with their respective balances, highlighting large, zero, and negative balances. The document also includes a contact email for assistance and is marked as confidential under federal rules.

key_people:
Shari Wagner
Mara Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a link for EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: The document contains financial data in tabular format, listing various trusts, LLCs, and individuals with associated credit (C) and debit (D) amounts. It includes large, zero, and negative balances for different accounts, with some entries repeated. The document is marked as confidential under federal rules.

key_people:
Cameron Wanek
Shari Wagner
Kati Wanek-Forsythe
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Travis Wagner

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: This document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0072973, SDNY_GM_00219157, and EFTA01376643, which may be case or document numbers.


document_description: Internal communication regarding KYC remediation for Southern Financial/Epstein and a 'Notice of Dismissal' related to a lawsuit against Jeffrey Epstein. Request for confirmation to proceed after prior approval.

key_people:
Kimberly Hart
Richard Jarossi
Stewart Oldfield
Bradley Gillin
Yoonsun

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: Jeffrey E. Epstein, as the Grantor of the 2007 Jeffrey E. Epstein Insurance Trust #3, revokes the designation of successor trustees as per Article EIGHTH of the trust. The current trustees are Darren K. Indyke and Lawrence Newman.

title: Jeffrey E. Epstein Insurance Trust #3 Grantor's Revocation of Designation of Successor Trustees

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Bradley Grim

document_subtype: Trust Revocation Document


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of November 29, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid
Darren K. Indyke
Kati Wanek-Forsythe
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
The 2007 Jeffrey E. Epstein Insurance
NES, LLC
MORT, INC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Keyhole Partners, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: Email correspondence regarding pending responses on rejection cases under the Southern Financial Relationship. The email discusses KYC issues related to Hyperion LLC, J Epstein Virgin Islands Foundation Inc, and Mort Inc. It requests evidence of client confirmation, management details, signing authority, and source of funds.

key_people:
Mayur Rathod
Vijay-A Sawant
Stewart OldieId
Bradley Gitlin
Richard larossi
Alka Babu
Vinita Advani
Lawrence Visoski
Erika Kellerhals
Paul Barrett
Jeffrey Epstein

key_locations:
Mumbai
Virgin Islands

document_subtype: email

key_organizations:
Deutsche CIB Centre Private Limited
Hyperion LLC
J Epstein Virgin Islands Foundation Inc
Hyperion Air LLC
Mort Inc


document_description: A confidential memo from Deutsche Bank's Wealth Management division in Mumbai, India, related to a KYC case.

key_organizations:
Deutsche Bank Group
DeutscheO8 Centre Private Limited


document_description: This document is a communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality notices, and references to EU corporate and regulatory disclosures.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of February 1, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc.
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Todd R Wanek 2015 GRAT Trust
Ronald & Joyce Wanek Irrevocable Trust
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.


document_description: The document contains financial data related to various trusts, LLCs, and individuals, detailing their balances and categories. It includes two tables: one listing entities with their respective balances and another highlighting large, zero, and negative balances. The document is marked confidential under federal rules.


document_description: The document contains two tables listing financial information related to various entities, including trusts, LLCs, and individuals. The first table lists entities with their respective balances, some of which are zero or negative. The second table highlights large, zero, and negative balances for specific entities. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is a financial table listing various entities and their respective financial transactions or balances. It includes entities such as KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, and STEVEN D. FORSYTHE. The table also mentions large, zero, and negative balances for certain accounts.


document_description: The document contains a table listing financial transactions involving various trusts and companies, including Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Trust, Ashley Holdings Inc, and others. The transactions involve large sums of money, with Ashley Holdings Inc having multiple entries of $50,000,000.00. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 8, 2019. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Mara Wagner
Leah Kubis

key_organizations: Ronald & Joyce Wanek Irrevocable Dynasty Trust


document_description: The document contains a financial ledger listing various entities with their respective categories and balances. It highlights large, zero, and negative balances for different accounts, including trusts, LLCs, and individuals.

key_people:
Todd R. Wanek
Karen A. Wanek
Kati Wanek-Forsythe
Shari Wagner
Steven D. Forsythe
Caitlin A. Forsythe
Rahul Vaid
Ali Rashid

document_subtype: financial ledger

key_organizations: Ronald & Joyce Wanek Irrevocable Dynastic Trust


document_description: The document contains two tables listing financial balances associated with various entities and individuals. The first table lists balances for entities such as 'ODD R. AND KAREN A. WANEK JTWROS', 'HARI WAGNER 2014 GRAT', and others, with amounts ranging from $500,000 to $10,000,000. The second table lists large, zero, and negative balances for entities and individuals like 'SEW 2009 LLC', 'ANCY AND MICHAEL DEVANE', 'LI RASHID', and others, with amounts ranging from $100,000 to $2,500,000. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to various trusts and entities, including balances and overdraft amounts. It lists entities such as the Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, and others, along with their respective balances. The document also includes a contact email for assistance and is marked as confidential under federal rules.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek
Todd R Wanek
Ronald Wanek
Joyce Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Keyhole Partners, LLC


document_description: The document is a financial report detailing large, zero, and negative balances for various accounts as of March 20, 2019. It includes account names, categories, and balances.

title: TV Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Mara Wagner
Leah Kubis
Gabrielle E. Wanek
Todd R. Wanek
Karen A. Wanek

key_organizations:
The Jockey Club
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Axcis Information Network Inc.
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd


document_description: The document contains a table of financial data related to various trusts, LLCs, and individuals, listing their respective balances. It also includes a section on large, zero, and negative balances for specific accounts, with account names, categories, and balances provided.

key_people:
Kati Forsythe
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Todd R. Wanek
Karen A. Wanek
Rahul Vaid
Ali Rashid

key_organizations:
Kati Forsythe 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd


document_description: A letter from Bradley Galin, Vice President at Deutsche Bank Wealth Management, with contact details and confidentiality notice.

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: The document provides information on 1-year swaps with bilateral break rights and preferred equity information for various corporations. It includes a table listing issuer names, preferred equity symbols, and CUSIP numbers. The document also contains an email from Vahe Stepanian to Stewart Oldfield, discussing pricing for Southern Financial's preferred basket.


document_description: Email exchange regarding Southern Financial IA request and asset details in brokerage accounts.

key_people:
Vahe Stepanian
Andrew Xu
Roddy Moore
Daniel Sabba
Keith Buckholz

key_locations: 6100 Red Hook Quarter B3 St Thomas VI 00802

document_subtype: correspondence

key_organizations:
Southern Financial LLC
The Haze Trust
Southern Trust Company Inc
Jeepers Inc


document_description: The document appears to be a financial report or statement related to trading services and operations, mentioning various financial figures and transactions. It includes notes on power of attorney and broker dealer authorizations, as well as processed transfers.

key_people:
Amy
Daves Indyke
Harry Baer
Jeane Bronin Wibracht
Vahe Stepanian


document_description: This document is a communication from Deutsche Bank containing disclaimers about confidentiality, legal, and tax advice. It includes references to EU corporate and regulatory disclosures.


document_description: The document is a description of the OFAC Sanctions List Search tool, which helps users search the Specially Designated Nationals and Blocked Persons list and other sanctions lists. It includes a form for inputting search criteria and displays search results for individuals with the name 'Aleksandrovich'.

title: OFAC Sanctions List Search

key_people:
Viktor Aleksandrovich Markelov
Vasily Aleksandrovich Nikitin
Eduard Aleksandrovich Basurin
Oleg Minaev
Mikhail Dedov
Sergey Aleksandrovich Gizunov

document_subtype: sanctions list search


document_description: This document outlines the Swaps Protocol for Deutsche Bank AG's Asset & Wealth Management Division, including reporting consent, US person certification, swap trading addendum, provisions for non-US counterparties, and other related procedures.

title: Deutsche Bank AG Asset & Wealth Management Division Swaps Protocol

document_subtype: Swaps Protocol


document_description: Deutsche Bank AG (DB) outlines compliance requirements under the Dodd-Frank Act and EMIR for its swaps business. DB requests clients to complete a Swaps Protocol to meet regulatory obligations. The protocol includes parts for US and non-US persons, swap agents, and guarantors.

document_subtype: memo

key_organizations:
Deutsche Bank AG
Commodity Futures Trading Commission
European Parliament


document_description: A memo from Deutsche Bank (DB) advising clients on the completion of the Swaps Protocol. It emphasizes that DB is not acting as an advisor or fiduciary in swap transactions and advises clients to consult their own legal advisors. The memo provides instructions for completing and returning the Swaps Protocol and highlights the importance of doing so to continue entering into swaps with DB.


document_description: This document outlines the Reporting Consent agreement between parties involved in a Swaps Protocol. It allows for the disclosure of information as required by law or regulatory authorities, and to various entities related to the parties. The consent covers disclosure of transaction details, party identities, and pricing data, and remains effective even after the termination of the Swaps Protocol.

document_subtype: agreement


document_description: A certification form for determining whether the client is a US person for the purposes of swap transactions. The form includes instructions for completing different parts based on the client's status as a US person or not.

title: US Person Certification

document_subtype: certification form


document_description: This document is a Swap Agreement Addendum outlining the client's status and representations regarding swap transactions with Deutsche Bank (DB). It confirms the client's completion of necessary forms and questionnaires, and their status as an Eligible Contract Participant (ECP) and Non-Financial Counterparty under EMIR regulations. The client is not a Financial Entity or Special Entity, and their derivative portfolios are below mandatory clearing thresholds.

document_subtype: Swap Agreement Addendum

key_organizations:
Deutsche Bank
CFTC


document_description: The document outlines the procedures and consequences if representations in Section 1.6(a), (b), or (c) are found to be incorrect or misleading. It details the steps for amending swap terms, the implications of failing to complete these steps, and the conditions under which an Additional Termination Event occurs. It also specifies the immediate notification requirement for changes in responses to Section 1.1(a) - 1.6.

document_subtype: contract


document_description: This document outlines the representations and warranties made by a client to Deutsche Bank (DB) in connection with swap or swap trading strategies. It specifies the client's independent judgment, acknowledgment of DB's role as a counterparty, and compliance with internal policies. It also addresses the conditions under which a client with a Swap Agent or a Special Entity can engage in swap discussions with DB.


document_description: This document outlines the terms and conditions between a client and Deutsche Bank (DB) regarding swap transactions. It specifies the client's responsibilities in selecting a derivatives clearing organization for mandatory and non-mandatory clearing swaps. It also details DB's role as a counterparty, not as a financial advisor, and the implications of clearing swaps, including the replacement of original swaps with cleared swaps.


document_description: The document outlines the terms and conditions related to cleared and uncleared swaps between DB and the Client. It specifies the rights of the Client to receive daily marks for cleared swaps from the derivatives clearing organization and for uncleared swaps from DB. It also details the conditions under which scenario analysis can be requested by the Client for swaps not available for trading on designated markets.

document_subtype: swap agreement


document_description: This document is an addendum to the existing swap agreement between the parties, outlining the terms and conditions related to swap transactions, portfolio reconciliation, and portfolio compression. It specifies the rights of the client to request draft acknowledgements, engage in portfolio reconciliation and compression, and receive valuation amounts. It also details the procedures for calculating and notifying valuation amounts.


document_description: The document outlines the rights and obligations of the parties involved in a swap agreement, including dispute resolution processes, disclosures, and the acknowledgment of risks by the client. It specifies the means by which disclosures can be delivered and the client's agreement to these terms.


document_description: The document outlines various regulatory notifications and agreements between DB and the Client, including disclosure of transaction data, rights to require segregation of funds, and confidentiality agreements. It also addresses the implications of DB becoming a covered financial company under the Dodd-Frank Act.

document_subtype: regulatory notification

key_organizations:
DB
FDIC
CFTC
US Department of Justice


document_description: The document outlines the client's consent to disclose confidential information to third parties as required by law, including real-time and swap data reporting to a swap data repository and large trader reporting to the CFTC. It also details the client's agreement to DB being the reporting counterparty for swaps and the procedures for reporting international swaps and life cycle events.

key_organizations: DB CFTC


document_description: This document outlines the terms and conditions related to swap transactions between the Client and Deutsche Bank (DB). It includes clauses on error notification, end-user exception for eligible non-financial entities, notice delivery, and representation of information accuracy.


document_description: This document is an addendum to an agreement between a client and DB, concerning swaps and compliance with regulations such as the Dodd-Frank Act and EMIR. It includes clauses on notification of changes, provision of information, potential amendments following European Commission actions, recording of conversations, and miscellaneous provisions regarding the agreement's governance and amendments.

key_locations:
United States of America
State of New York

key_organizations:
DB
European Commission


document_description: This document is an addendum executed by Southern Financial LLC and Deutsche Bank AG, with Jeffrey Epstein as the authorized signatory for Southern Financial LLC.

key_locations: 6100 Red Hook Quarter, B3 St. Thomas, USVI 00802

document_subtype: Addendum

key_organizations:
Southern Financial LLC
Deutsche Bank AG


document_description: This document is a client information form related to a swap addendum annex. It includes details about the client, Southern 6100 Red Hook Quarter 23, located in St. Thomas, USVI. The form confirms that the client does not have a swap agent and that their swaps are not guaranteed by another entity. It also mentions the CFTC Interim Compliant Identifier and the need for a Legal Entity Identifier.

title: Client Information Form

document_subtype: Swap Addendum Annex


document_description: This document is a self-certification form for SOUTHERN FINANCIAL LLC to elect the End-User Exception for swaps under the Addendum. It includes representations about the client's status as a Financial Entity, the purpose of the swap, and the client's financial obligations related to uncleared swaps.

title: End-User Exception Self-Certification for SOUTHERN FINANCIAL LLC

document_subtype: End-User Exception Self-Certification

key_organizations:
SOUTHERN FINANCIAL LLC
DB


document_description: Exemption from mandatory clearing and trading requirements of sections 2(h)(1) and 2(h)(8) of the CEA for Southern Financial LLC.

document_subtype: exemption document


document_description: Confirmation of a EURUSD option trade where Paul Barrett bought a EUR Put and USD Call with a notional value of USD 10 million, paying USD 78,000. The settlement date is 11/22/2017. No delta exchange involved.

title: EURUSD Option confirmation

key_people:
Paul Barrett
Richard Kahn
Stewart Oldfield
Martin Zeman

document_subtype: email

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: This document is an unofficial trade confirmation prepared by Liam O'Sullivan from Deutsche Bank Wealth Management. It details several stock transactions executed on the Hong Kong exchange on June 11, 2018, with settlement on June 13, 2018. The transactions include sales of shares in AIA Group Ltd, China Life Insurance Co, China Pacific Insurance Group Co Ltd, and Ping An Insurance Co Ltd. The document notes that the Hong Kong exchange charges 10.77 basis points in fees.

document_subtype: trade confirmation

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc
Hong Kong Exchange


document_description: A table listing various companies with associated stock quantities and codes, followed by a disclaimer from Alpha Group Capital LLC.

key_organizations:
Alpha Group Capital LLC
Deutsche Bank


document_description: Internal memo from Patrick Campion, Managing Director at Deutsche Bank, regarding a data enhancement exercise to better understand the wealth of clients and prospects. The exercise is part of the growth stage of the business and aims to prepare for a system update. The task is expected to take 30 minutes and is supported by SCM team members Ashok Eastman, Daniel Eisenberg, and Henry Clark. The goal is to complete the data cleanup by August 17.

title: Our Data Integrity---Total Wealth of our Clients [I]

key_people:
Patrick Campion
Fabrizio
Ashok Eastman
Daniel Eisenberg
Henry Clark

key_locations: 345 Park Avenue, 10154-0004 New York, NY, USA

document_subtype: internal memo

key_organizations:
Deutsche Bank Trust Company Americas
Wealth Management - Americas


document_description: This document provides the preferred CD client rates from Deutsche Bank AG as of September 28, 2015, including interest rates and annual percentage yields for various tenors.

title: Deutsche Bank AG Preferred CD Client Rates

document_subtype: financial rates

key_organizations:
Deutsche Bank AG
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner

document_subtype: financial report

key_organizations:
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Darren K. Indyke PLLC
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial data related to various trusts, LLCs, and individuals, including balances and transactions. It lists large, zero, and negative balances for different accounts and entities.

key_people:
Travis Wagner
Shari Wagner
Kati Wanek-Forsythe
Robert S Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Cameron Wanek
Nancy DeVane
Michael DeVane

key_organizations:
Ashley Holdings Inc
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: Review of high-risk accounts related to Jeffrey E. Epstein, including NES, LLC, Plan D, LLC, The Haze Trust, and The 2007 Jeffrey E Epstein Insurance Trust#3. The memo discusses discrepancies in corporate resolutions and the need for updated documentation and Fincen CDD forms.

key_people:
Jeffrey E. Epstein
Darren Indyke
Harry Beller


document_description: A memo from Vijay Sawant, KYC Case Representative at Deutsche Bank, requesting confirmation of any material changes to an account, verification of UBO address, a clearer copy of a passport, and a Fincen CDD form for KYC purposes.

key_people:
Vijay Sawant
Richard Kahn

key_organizations:
Deutsche Bank Group
Deutsche CM Centre Private Limited


document_description: Confidential document related to securities offered through Deutsche Bank Securities Inc.


document_description: Confidential document from Deutsche Bank AG related to New York Wealth Management.

document_subtype: bank document


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts as of July 2, 2019. It includes account numbers, names, categories, and balances.

title: M10082289 Daily Deposit Report 20190703

key_people:
Nancy DeVane
Michael DeVane
Mara Wagner
Leah Kubis
Todd R. Wanek
Karen A. Wanek
Shari Wagner

key_organizations:
The Jockey Club
The Grayson Jockey Club
Equibase Company
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC


document_description: The document contains financial information related to various trusts, LLCs, and individuals, including balances and transactions. It lists entities such as KATI FORSYTHE 2014 GRAT, WANEK TRUST OF 2000, and others, along with associated financial figures. The document also includes a section on large, zero, and negative balances for specific accounts.

key_people:
Kati Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Todd R. Wanek
Karen A. Wanek

document_subtype: financial ledger

key_organizations:
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Global Retail, LLC


document_description: The document contains financial information related to various trusts and companies, including balances and transactions. It lists entities such as SHARI WAGNER 2012 IRREVOCABLE TRUST, ROBERT S FORSYTHE REVOCABLE TRUST, LAURA A FORSYTHE REVOCABLE TRUST, KATI WANEK- FORSYTHE 2012 IRREVOCABLE, RONALD & JOYCE WANEK IRREVOCABLE DYNA, ASHLEY HOLDINGS INC, and others, along with their respective balances.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Ronald Wanek
Joyce Wanek
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: The document is a financial report detailing large, zero, and negative balances for various accounts as of September 20, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: This document is a credit advice from Deutsche Bank, detailing a financial transaction involving a transfer of 5,000.00 USD. The transaction was completed on October 13, 2015, with the source being the Federal Reserve Bank (FRB). The debit party is associated with the Bank of Americana and Southern Trust Company Inc, located in St. Thomas, Virgin Islands. The credit party is Black Family Partners, LP, c/o Apollo Management, Leon Black, located in New York, NY.

key_locations:
St. Thomas, Virgin Islands
New York, NY

document_subtype: Credit Advice

key_organizations:
Deutsche Bank
Federal Reserve Bank
Bank of Americana
Southern Trust Company Inc
Black Family Partners, LP
Apollo Management


document_description: A financial transaction record involving a transfer of 5,000.00 USD from Bank of America NA to Southern Trust Company Inc. The transaction was completed on October 13, 2015, with a reference number TS20151013044814.

key_people:
Leon Black
Debra Black

key_locations:
St. Thomas
New York, NY

document_subtype: bank transaction

key_organizations:
Bank of America NA
Southern Trust Company Inc
Apollo Management


document_description: A confidential memo from Deutsche Bank Wealth Management discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. It emphasizes that the information is for discussion purposes only and not investment advice.

document_subtype: memo

key_organizations:
DB Securities Inc
Deutsche Bank Wealth Management


document_description: This document outlines the special risks associated with uncovered option writing, which can lead to significant financial loss. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The document emphasizes the importance of reading the booklet 'Characteristics and Risks of Standardized Options' and certifies the investor's understanding and suitability for such trading.

title: Special Statement for Uncovered Option Writers

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document is an option agreement form for the Butterfly Trust account with Deutsche Bank Wealth Management. It includes sections for account information, client financial information, and authorization details. The form is incomplete with several fields left empty.

title: Deutsche Bank Wealth Management Option Agreement

key_locations: 6100 Red Hook Quarter B3, St. Thomas, USVI

document_subtype: Option Agreement Form

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document is an investment experience form for account owners, detailing their trading experience in various financial instruments such as options, equities, fixed income, commodities, futures, ETFs, and alternative investments. It includes sections for option objectives and client strategy requests, with checkboxes for different trading strategies. The form requires signatures from the client and client advisor, and includes a disclaimer about the risks involved in trading options.

document_subtype: Investment Experience Form


document_description: This document outlines the terms and conditions for trading options with DBSI, including settlement dates, margin requirements, and the discretion DBSI has in handling trades. It also covers the responsibilities of the account holder and the legal framework governing the agreement.

document_subtype: agreement

key_organizations:
DBSI
Deutsche Bank AG


document_description: This document outlines the special risks associated with uncovered option writing, which can lead to significant financial losses. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The document emphasizes the unlimited potential loss from uncovered call writing and substantial loss from uncovered put options. It also highlights the risks of combination writing and the importance of margin requirements. The statement requires the investor's acknowledgment of understanding these risks and suitability for such trading strategies.

document_subtype: Special Statement for Uncovered Option Writers


document_description: This document is an option agreement and approval form for Jeffrey Epstein's account with Deutsche Bank Wealth Management. It includes account details, financial information, and authorization for account management.

title: Deutsche Bank Wealth Management Option Agreement and Approval Form

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, Virgin Islands, USVI 00802

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
JPMorgan
Southern Financial LLC


document_description: This document outlines the investment experience of the account owner(s) across various financial instruments including options, equities, fixed income, commodities, futures, ETFs, and alternative investments. It details the year first traded, average number of trades per year, average size of trades in dollars and shares/contracts for each category. It also includes sections for types of previous option experience, option objectives, and client strategy requests. The document is intended for Deutsche Bank Securities Inc. (DBSI) and includes a section for signatures and acknowledgments, which are currently empty.


document_description: This document outlines the risks, prohibitions, and general information concerning option trading. It includes a section for option department approval for various trading strategies such as covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The document emphasizes the high degree of risk involved in options trading and the need for investors to assess their financial situation before engaging in such transactions. It also details the rules and regulations governing options trading, including position and exercise limits.

document_subtype: financial agreement

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document outlines the terms and conditions for trading options with DBSI, including settlement dates, margin requirements, and the discretion DBSI has in handling trades. It also covers the legal obligations of the account holder and DBSI, including the handling of option exercise notices and the application of New York law.


document_description: The document contains financial data related to various trusts, GRATs, and LLCs, with specific amounts listed for each entity. It includes large, zero, and negative balances for certain accounts.

key_people:
Cameron Wanek
Shari Wagner
Leah M
Travis T. Wagner
Kati Wanek-Forsythe
Mara Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Rahul Vaid
Ali Rashid
Nancy and Michael Devane
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: Wire transfer from PLAN D, LLC to Global Jet Management, Inc for invoices 1408 and 1413.

key_locations:
New York, NY
Boca Raton, FL
Eschborn, Germany

document_subtype: wire transfer

key_organizations:
Deutsche Bank AG
Global Jet Management, Inc
Helijet Solutions
Bank of America, N.A.


document_description: The document contains financial information related to various trusts and accounts, including balances and overdraft amounts. It lists entities such as Shari Wagner's GRATs, irrevocable trusts, and other financial entities with their respective balances.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Cameron Wanek
Travis Wagner

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
55W 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: A document from Deutsche Bank's Global Messaging Operations detailing a format validation error in a message processing system. The error occurred on 05/02/2019 and involved an invalid buffer format. The document includes contact information for escalation and resources for further information.

key_people:
Rijosh KC
Sunil Varghese
Anupam-A Kala
Abhishek S Mohan

key_locations: Alfred-Herrhausen-Allee 16-24, 65760 Eschborn, Germany

key_organizations:
Deutsche Bank AG
Global Messaging Operations


document_description: A confidential communication from Davide Sferrazza, an associate at Deutsche Bank Securities Inc., discussing IWP products and services intended for sophisticated investors. The communication emphasizes that transactions are subject to internal approvals and are available only to clients of Deutsche Bank and the Institutional Wealth Partners group. It also clarifies that IWP does not provide investment management or advisory services, and the material is for discussion purposes only.

key_locations: 345 Park Avenue, 24th Floor, New York, NY, 10154, USA

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
Institutional Wealth Partners


document_description: A confidential communication from Deutsche Bank, indicating that they do not provide legal or tax advice.


document_description: A memo from Kimberly Hart, Managing Director at Deutsche Bank Trust Company Americas, instructing the distribution and closure of deposit accounts with residual balances, specifically mentioning the Butterfly Trust and Jeffrey Epstein's accounts.

key_people:
Kimberly Hart
Jeffrey Epstein

key_organizations:
Deutsche Bank Trust Company Americas
Southern Trust Company Inc
The Haze Trust
Butterfly Trust


document_description: The document discusses various client relationships and business developments at Deutsche Bank. It highlights the progress and challenges with clients such as Southern Financial, Ali Rashid, Financial Architects, MCM, Raj Pundarika, and Elysium. The document also mentions internal initiatives and partnerships within the bank, including involvement in DeutscheTech and the NextGen network. The focus is on strengthening client relationships, improving internal networks, and enhancing collaboration with other bankers.

key_people:
Ali Rashid
Paul
Suzy Cozzi
Sam Petrucci
Terri Sohrab
Raj Pundarika
Leon Black
Martin
Heather Kirby
Bruce McDermott

key_locations: Boston California

key_organizations:
DBNY
Southern Financial
Financial Architects
MCM
KCP
Elysium
DeutscheTech
NextGen
US Trust
JPM
Barclays
DB Singapore


document_description: A note listing names of individuals, including bankers and a director at Deutsche Bank, along with contact information for Stewart Oldfield.

key_people:
Sam Petrucci
Larry Adam
Terri Sohrab
Bruce McDermott
Heather Kirby
Stewart Oldfield

document_subtype: note

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Inquiry regarding an outgoing wire transfer of $2,386.00 from account 42959295 - LSJE, LLC to a counterparty in Russia at Alfa Bank. The inquiry seeks explanations for the purpose of the transfer, the relationship between the client and the counterparty, and the business activities of the counterparty.

key_locations:
New York, NY
Russia

document_subtype: wire transfer inquiry

key_organizations:
Deutsche Bank
LSJE, LLC
Alfa Bank


document_description: A fax from Tazia Smith to Richard Kahn and others discussing trading activities related to ROTH FP and DB, including trading volumes and strategies. The fax also mentions the market closing time in Paris and provides contact information for further discussion.

key_people:
Tazia Smith
Richard Kahn
Delores Rubin
Stewart Oldfield
Vahe Stepanian
Matt Glassman


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a reference to EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and legal nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a link for additional EU corporate and regulatory disclosures.


document_description: A confidential document related to Richard Kahn from HBRK Associates Inc., located at 575 Lexington Avenue, 4th Floor, New York, NY 10022.

key_locations: 575 Lexington Avenue, New York, NY 10022


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It appears to be related to a legal matter handled by the Southern District of New York (SDNY).


document_description: The document contains a brief confirmation message and some confidential identifiers.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0073216, SDNY_GM_00219400, and EFTA01376813, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: A brief note confirming a meeting time on Tuesday at 11 am.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document contains a partially redacted or incomplete message, possibly related to a meeting scheduled for the week of the 24th. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0073224, SDNY_GM_00219408, and EFTA01376817, which may be case or document numbers.


document_description: The document mentions securities offered through Deutsche Bank Securities Inc. and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0073233, SDNY_GM_00219417, and EFTA01376819.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0073235, SDNY_GM_00219419, and EFTA01376821, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: The document contains confidential information related to EU Corp and references a disclosure link for additional information. It includes identifiers such as DB-SDNY-0073238, SDNY_GM_00219422, and EFTA01376822.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0073239, SDNY_GM_00219423, and EFTA01376823, which may be case or document numbers.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a disclaimer from Deutsche Bank stating that it does not provide legal or tax advice. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains reference numbers DB-SDNY-0073252, SDNY_GM_00219436, and EFTA01376828.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice. The document includes a reference to EU corporate and regulatory disclosures available online.


document_description: The document provides data on the RMB depreciation series, including mid and closing spot rates from August 10 to August 14, 2015. It also includes a figure on China's reserve requirement ratio from 2000 to 2015.

title: RMB Depreciation Series 2


document_description: This document is a research report from Deutsche Bank discussing the RMB depreciation and includes important disclosures, analyst certification, and regulatory disclosures. It provides information on prices, sources, and conflict disclosures, as well as short-term trade ideas.

title: The RMB depreciation series 2: CNN forecast revision


document_description: This document is a financial report by Deutsche Bank AG discussing the RMB depreciation and CNY forecast revision. It includes disclaimers about the reliability of the information, potential conflicts of interest, and risks associated with financial instruments and macroeconomic factors.

title: RMB Depreciation Series 2: CNY Forecast Revision


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It also includes a link for EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: Globally Diversified Multi-Asset Class Portfolios for tax-paying clients, focusing on core equity with hedge funds. Intended for one-on-one presentation to qualified purchasers and accredited investors only.

title: CIO Strategies - 2Q 2017

document_subtype: investment strategy document


document_description: The document contains a table of contents for a report or presentation, outlining sections on strategy overview, investment process, asset allocation, and performance. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document provides an overview of the Assets under Management (AuM) by region for Deutsche Bank Wealth Management as of the end of November 2016.

title: Discretionary Portfolio Management - At a glance

key_locations: Americas EMEA Germany APAC Global

document_subtype: financial

key_organizations:
Deutsche Bank
Deutsche Bank Wealth Management


document_description: CIO Strategies is a discretionary portfolio solution for multi-asset investors, aiming to meet or exceed client return objectives within risk parameters. It involves active management of investment allocations across asset classes to leverage tactical opportunities while adhering to risk/return requirements. The strategy includes three asset classes and 14 sub-asset classes, with U.S. large cap equity and U.S. investment grade bonds potentially managed by proprietary specialists. Implementation is through proprietary and third-party mutual funds and ETFs.

title: CIO Strategies Overview

document_subtype: investment strategy overview


document_description: A global, consistent and transparent process for multi-asset investment, detailing stages such as CIO View, Portfolio Construction, Portfolio Management, Client Portfolio, and Quality Management. Sub-stages include Research, Global Asset Allocation, Regional Asset Allocation, and Security Selection. Committees involved are the Multi Asset Investment Committee (MIC), Regional Investment Committee (RIC), and Portfolio Implementation recommendation (PIC).

title: Multi Asset Investment Process


document_description: The document outlines the Deutsche Bank Wealth Management's investment process, starting with the CIO View and Research. It describes the quarterly CIO Day, which gathers senior professionals to focus on asset classes and research, discussing macro-economic environment, single asset class outlook, financial market forecasts, and risks. Investment experts assess the macro-economic environment, identify key market drivers, and review outlooks for various asset classes.

title: Multi Asset Investment Process


document_description: The document outlines the Multi Asset Investment Process involving the Multi Asset Investment Committee (MIC), Regional Investment Committees (RIC), and Portfolio Implementation Recommendation (PIC). It describes the stages of formulating global and regional investment strategies and their implementation in client portfolios.

title: Multi Asset Investment Process


document_description: The document outlines the Multi Asset Committee's 3 Pillar Approach for asset and risk allocation. It describes the role of the Multi Asset Investment Committee (MIC) in creating a multi-asset allocation based on discretionary input and bottom-up analysis, considering risk allocation aspects as part of the Deutsche Bank WM CIO View. The process involves three pillars: Allocation Input, Asset Class Drivers, and Risk Analysis, resulting in a global lead asset allocation and cross-asset views for regional implementation.

title: Multi Asset Investment Process

key_organizations:
Deutsche Bank Wealth Management
Multi Asset Investment Committee


document_description: The document outlines the Multi Asset Committee's 3 Pillar Framework for decision-making in asset management. It involves qualitative and quantitative judgments by asset managers, independent risk assessments, and macro view rankings by the Strategy Group. The final decision is made by the Multi Asset Investment Committee (MIC) based on these inputs, with the Chair and Owner making the final decision if no consensus is reached.

title: Multi Asset Investment Process

key_people: Chair Owner


document_description: The document outlines the process from global view to regional implementation in multi-asset investment. It describes the role of Regional Investment Committees (RIC) in tailoring asset allocation for each region based on local client investment preferences and restrictions. The RIC recommendations include regionally specific multi-asset allocations, individual levels of risk, and different currencies. This serves as the basis for client portfolio implementation.

title: Multi Asset Investment Process


document_description: This document appears to be related to asset allocation and is marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: asset allocation


document_description: This document outlines the proposed strategic and tactical asset allocations for taxable clients where hedge funds are suitable. It includes allocations for different investment strategies: Income, Growth & Income, Growth, and Maximum Growth. The allocations are divided into categories such as Equities, Fixed Income & Cash, and Alternatives, with specific percentages for subcategories like U.S. Large Cap, Municipal Bonds, and Hedge Funds. The document emphasizes that these allocations are subject to change and are based on the Regional Investment Committee's outlook within Deutsche Bank's Wealth Management division.

title: Strategic and Tactical Allocations for Taxable Clients

document_subtype: investment allocation table

key_organizations:
Deutsche Bank
Wealth Management


document_description: The document lists various investment vehicles as of June 30, 2017, categorized by asset class, including equities, fixed income & cash, and alternative investments. It provides details such as the vehicle name and ticker for each category. The information is sourced from Deutsche Bank Wealth Management and is subject to change based on the discretion of the Regional Investment Committee.

title: Implementation Vehicles

document_subtype: Investment Vehicles


document_description: The document provides performance data for CIO Strategies using U.S. Core Equity as the U.S. Large Cap Vehicle for taxable clients. It includes annualized performance gross of fees for various periods ending 06/30/17, along with a blended benchmark comparison. The document notes that past performance is not indicative of future results and that the returns do not reflect Deutsche Bank management fees.

title: Income Strategy Returns

document_subtype: performance report

key_organizations:
Deutsche Bank
WM CIO Office