document_description: This document contains a financial statement detailing trades of various biotech stocks, including Sangamo Biosciences, Biogen, Foundation Medicine, Gilead Sciences Inc, and Ariad Pharmaceuticals. It includes trade dates, quantities, last prices, unit costs, market values, and unrealized gains/losses. Additionally, it provides a 1-year price history for the Nasdaq Biotech Index and Ariad Pharmaceuticals.

key_organizations:
Sangamo Biosciences
Biogen
Foundation Medicine
Gilead Sciences Inc
Ariad Pharmaceuticals


source: doj

document_description: The document provides a 1-year price history for Biogen and Foundation Medical, including metrics such as last price, high and low prices, average, and volume. It includes specific dates for high and low prices and covers a time range from 2013 to 2014 for Biogen.

title: Biogen and Foundation Medical 1-Year Price History

document_type: tabular

key_organizations:
Biogen
Foundation Medical


document_description: The document contains price history data for Gilead and Sangamo, including metrics such as last price, high, average, low, volume, and simple moving average over a specified time range.

title: Gilead and Sangamo Price History

key_organizations: Gilead Sangamo


document_description: The document provides a financial analysis of the healthcare sector, highlighting its outperformance compared to the S&P500 over the last four years. It discusses factors such as improving R&D returns, efficiency gains, and a supportive regulatory environment. The document also notes a significant drop in the Nasdaq Biotech Index (NBI) due to a congressional letter questioning Gilead Sciences' pricing of its hepatitis C drug, Sovaldi. The document warns of potential risks to the sector if Congress focuses on drug pricing.

document_subtype: financial analysis

key_organizations:
Nasdaq Biotech Index
Gilead Sciences


document_description: A table showing the NBI Index values from September 2013 to March 23, 2014, with a note from KCP Capital Markets and a confidentiality notice from Deutsche Bank.

document_subtype: financial data

key_organizations:
KCP Capital Markets
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.

document_type: correspondence


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated March 25, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Harry Beller
Joseph Cothron
Paul Morris
Amanda Kirby

document_type: financial

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives as of March 25, 2014. It includes trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 25, 2014. It includes account names, categories, balances, and a large transaction for Summit Equities LLC.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
NES, LLC
Butterfly Trust


document_description: A communication from Tazia Smith, Director at Deutsche Bank Securities Inc, containing confidential and/or privileged information. The message emphasizes the confidentiality and legal restrictions on unauthorized use, disclosure, or copying of the communication. It also notes that Deutsche Bank does not provide legal or tax advice.

key_people:
Tazia Smith
Jeffrey Epstein

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document appears to be a financial market data table for ARIA US Equity, showing various metrics such as last price, volume, and historical highs and lows over different time periods.


document_description: This document contains financial data related to SGMO US Equity, including market prices, volume, and historical price information.


document_description: The document contains a table of financial data related to various biotech companies, including trade dates, quantities, last prices, unit costs, market values, and unrealized gains/losses. It also includes a summary of the Nasdaq Biotech Index's 1-year price history.

key_organizations:
Sangaiio Biosciences
Biogen
Foundation Medicine
Gilead Sciences Inc
Ariad Pharmaceuticals


document_description: The document contains price history data for two companies, Gilead and Sangamo, over a one-year period. It includes metrics such as last price, high and low prices, average price, and volume with notes on specific dates and values.

title: Price History Data


document_description: The document provides a financial overview of the healthcare sector's performance, highlighting key metrics such as last price, high and low prices, volume, and SMA(15). It discusses the sector's outperformance compared to the S&P500 over the last four years, driven by factors like improving R&D returns, efficiency gains, and a supportive regulatory environment. The document also notes a significant drop in the Nasdaq Biotech Index due to congressional scrutiny over Gilead Sciences' pricing of its hepatitis C drug, Sovaldi.


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. The document emphasizes the confidentiality and legal restrictions on unauthorized use, disclosure, or copying.


document_description: Confidential communication from Vahe Stepanian, Associate at Deutsche Bank Securities Inc, regarding wealth investment coverage. The message contains disclaimers about confidentiality, privilege, and unauthorized use.

key_people:
Vahe Stepanian
Jeffrey Epstein


document_description: A confidential communication from Deutsche Bank, possibly containing privileged information, intended for Jeffrey Epstein. It includes disclaimers about unauthorized use and legal advice.


document_description: A communication from Vahe Stepanian, Associate in Wealth Investment Coverage at Deutsche Bank Securities Inc., containing confidential and/or privileged information. The communication is intended for a specific recipient and includes disclaimers about unauthorized use, disclosure, or copying. It also mentions that Deutsche Bank does not provide legal or tax advice.

key_locations: 345 Park Avenue, New York, NY 10154-0004

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: This document is a valuation statement from Deutsche Bank AG, prepared by Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, option style, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: Confidential communication from Deutsche Bank with disclaimers about legal and tax advice, and confidentiality notice.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions, exchange rates, and a disclaimer about the nature and use of the valuations. The statement emphasizes that valuations are for internal use and may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX options and commodity derivatives trades, including trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 27, 2014. It includes account names, categories, balances, and transaction details.

title: Daily Deposit Report 20140328


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A memo discussing stock trading strategies and market trends, including biotech sector performance and crude oil trades.

document_subtype: memo


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated March 30, 2014. It provides an economic assessment of transactions or instruments as of the specified date, derived from model prices, external sources, market prices, and internal records. The statement includes disclaimers about the potential for future valuations to differ due to changes in market conditions and adjustments for risks and premium adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options and Commodities Derivatives trades with their respective trade types, dates, maturity dates, settlement dates, notional amounts, currencies, option styles, and mark-to-market values in USD. The total mark-to-market value is -391,234.26 USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document provides details on an exchange offer for LBG Capital No 1, including cost basis, exchange ratio, and offer dates. It also includes a brief note from Tazia regarding the cost basis and benefits of the exchange.

reference_numbers:
Lloyd's G5433BBG8
CUSIP 6543388GB


document_description: The document discusses an update on the exchange of notes, including a correction in the conversion price and details about the exchange offer terms. It mentions foreign restrictions and general offer terms related to LBG's capital raising exercise and the issuance of Enhanced Capital Notes (ECNs). The document also outlines the exchange ratio for the notes.

key_locations:
Switzerland
United Kingdom
Isle of Man
Jersey
Guernsey
Belgium
France
Italy

key_organizations:
LBG
Financial Service Authority
PRA


document_description: Details of an exchange offer for securities with specific conditions and terms, including ISIN, coupon rates, conversion price, and issue size conditions.

document_subtype: exchange offer


document_description: A confidential communication from Tazia Smith, Director at DB Securities Inc, part of Deutsche Asset & Wealth Management, containing disclaimers about confidentiality and legal advice. The communication is intended for Jeffrey Epstein and includes instructions for handling if received in error.

document_subtype: confidential communication

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: The document provides details on Lloyd's outstanding CoCos, including a swap offer for new CoCos with a 7.5% coupon. It includes a price history for Lloyd's G5433BBG8 and exchange offer details.

title: Lloyd's G5433BBG8 - 1yr price history and exchange offer details

key_organizations:
Lloyd's
Pershing LLC
Bloomberg Finance L.P.


document_description: The document outlines the terms and conditions of a financial offer related to Enhanced Capital Notes (ECNs) issued by LBG. It includes offer dates, details, and updates regarding the exchange of notes. The offer is confidential and subject to restrictions in certain countries.

document_subtype: financial offer

key_organizations: LBG Pershing


document_description: The document outlines an exchange offer for eligible holders to exchange their ECNs for new additional Tier One securities at a price consistent with current trading prices. The offer aims to eliminate uncertainty around the regulatory call right in the ECNs and meet the group's medium-term additional Tier One target. Key details include exchange ratios, expected security details, and conditions for the exchange offer.


document_description: A communication from Tazia Smith, Director at DB Securities Inc, containing confidential and privileged information. It includes a disclaimer about unauthorized use and a note that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication from Deutsche Asset & Wealth Management, emphasizing the confidentiality and privileged nature of the information. It includes disclaimers about unauthorized use and the non-provision of legal or tax advice by Deutsche Bank.

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes several reference numbers, which may pertain to case files or evidence identifiers.

document_type: other


document_description: Confidential communication from Tazia Smith, Director at Deutsche Bank, regarding privileged information related to Jeffrey Epstein. The communication emphasizes confidentiality and legal disclaimers.

key_organizations:
Deutsche Bank
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a confidential communication, possibly containing privileged information, intended for a specific recipient. It includes disclaimers about unauthorized use and mentions Deutsche Bank's non-provision of legal or tax advice. The communication is associated with Jeffrey Epstein and contains confidentiality notices.


document_description: This document contains confidentiality notices and disclaimers regarding the unauthorized use, disclosure, or copying of the communication. It mentions that the information may be confidential, privileged, or constitute inside information, and is intended only for the addressee. It also includes a disclaimer from Deutsche Bank about not providing legal or tax advice.


document_description: This document is a communication from Deutsche Asset & Wealth Management, containing disclaimers about confidentiality and legal advice. It mentions Jeffrey Epstein and includes instructions for handling if received in error.


document_description: This document is a confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions Deutsche Bank's non-provision of legal or tax advice.


document_description: This document contains disclaimers about the confidentiality and privileged nature of the communication, indicating it may contain attorney-client privileged or inside information. It is intended only for the use of the addressee and is the property of Jeffrey Epstein. Unauthorized use, disclosure, or copying is prohibited. The document also mentions Deutsche Bank's disclaimer about not providing legal or tax advice.


document_description: This is a confidential communication that may contain privileged information. It is intended only for the use of the addressee and is the property of Jeffrey Epstein. Unauthorized use, disclosure, or copying is prohibited. If received in error, the recipient is instructed to notify the sender and destroy the communication.


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended solely for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and advises unintended recipients to notify the sender and destroy the communication. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use and instructions for handling if received in error. It mentions Deutsche Bank and Jeffrey Epstein.


document_description: A confidential communication discussing emails and calls related to IPOs and oil trade, with a request for guidance on how to proceed.

key_people:
Tazia Bowman
Jeffrey Epstein


document_description: A confidential communication discussing emails and calls related to IPOs and oil trade, intended for a specific addressee and containing disclaimers about confidentiality and legal privilege.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated March 31, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives as of March 31, 2014. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currency, long/short position, option style, put/call, strike price, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 31, 2014. It includes account names, categories, and balances.

title: Daily Deposit Report 20140401


document_description: A confidential communication with instructions to destroy the message and all copies, including attachments. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 1, 2014. It includes contact information for sales inquiries and questions related to the statement. The document provides foreign exchange rates and notes on valuation methodology, including potential adjustments for market, liquidity, credit, and operational risks. It emphasizes that valuations are for internal use and may differ from future valuations due to changes in market conditions or valuation methodologies.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 1, 2014. It includes details of various financial trades, including foreign exchange options and commodity derivatives, with a total valuation of (288,577.98) USD.

title: Deutsche Bank Group Valuation Statement

document_subtype: Valuation Statement


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving a wire transfer of $20,000 to Citibank, NA for the benefit of SLK Designs LLC. The document includes provisions for checks, journal funds, and free deliveries, with standing authorization and verbal instruction clauses.

key_people:
Jeffrey E Epstein
Darren Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Citibank, NA
SLK Designs LLC


document_description: Internal memo regarding a wire transfer request for Jeffrey Epstein, involving banker Paul Morris. Confirmation and federal reference number requested upon completion.

key_people:
Andrew King
Paul Morris
Jeffrey Epstein
Amanda Kirby
Richard Kahn
Darren Indyke

document_subtype: internal memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: Amanda Kirby from Deutsche Bank informs Rich about documents for a custody account, mentioning the use of an existing POA to add Darren and a standing instruction form for repeating wires.

key_people:
Amanda Kirby
Rich
Darren

key_organizations:
Deutsche Bank
Deutsche Bar* Trust Company Americas
Deutsche Asset & Wealth Management


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 2, 2014. The document includes contact information for inquiries, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, dated April 2, 2014. It includes details of various financial trades, including foreign exchange options and commodity derivatives, with trade dates, maturity dates, settlement dates, notional amounts, currencies, and market-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report dated April 3, 2014, listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also details large transactions for Darren K. Indyke PLLC.

title: Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
New York Strategy Group, LLC
NES, LLC
Butterfly Trust


document_description: Confidential communication from Deutsche Bank, possibly related to Jeffrey Epstein, with disclaimers about unauthorized use and legal/tax advice.


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: This document is a confidential communication that may contain privileged information. It includes disclaimers about unauthorized use and instructions for handling if received in error. It mentions Deutsche Bank and Jeffrey Epstein, and includes confidentiality notices under Federal Rules.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use and mentions that Deutsche Bank does not provide legal or tax advice. The communication is associated with Jeffrey Epstein and includes confidentiality notices under Federal Rules.


document_description: This document contains a confidentiality notice indicating that the communication may contain confidential and/or privileged information. It warns against unauthorized use, disclosure, or copying of the communication and provides instructions for notifying the sender if the communication was received in error. It also mentions that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. The communication is intended only for the addressee and unauthorized use is prohibited. It includes disclaimers about legal and tax advice from Deutsche Bank.


document_description: Amanda Kirby from Deutsche Bank Trust Company Americas informs Rich about the documents for the custody account. The existing POA can be used to add Darren. A standing instruction form is included for repeating wires, waiving necessary callbacks.

document_subtype: email communication

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: Amanda Kirby from Deutsche Bank Trust Company Americas informs Rich about the documents for the custody account. They can use the existing POA to add Darren. The last page of the agreement includes a standing instruction form for repeating wires, waiving necessary callbacks.


document_description: A financial statement detailing live and closed trades as of April 2, 2014, including descriptions, trade dates, expirations, notional amounts, cost basis, and mark-to-market values.

document_subtype: financial statement


document_description: This document is a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential and/or privileged information. It emphasizes that unauthorized use, disclosure, or copying of the communication is prohibited and may be unlawful. The notice also clarifies that Deutsche Bank does not provide legal or tax advice and that the information is intended only for the addressee. The communication is associated with Jeffrey Epstein.


document_description: A financial statement detailing live and closed trades as of April 2, 2014, including descriptions, trade dates, expiration dates, notional amounts, cost basis, and mark-to-market values.


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 2, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, dated April 2, 2014. It includes details of various financial trades, including foreign exchange options and commodity derivatives, with trade dates, maturity dates, settlement dates, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is a confidential communication, possibly containing privileged information, intended for a specific recipient. It includes disclaimers about unauthorized use and mentions that Deutsche Bank does not provide legal or tax advice. The communication is associated with Jeffrey Epstein and contains instructions for handling if received in error.


document_description: The document is a financial statement as of April 2, 2014, detailing live and closed trades with descriptions, trade dates, expiration dates, notional amounts, cost basis, mark-to-market values, and profit/loss figures. It includes both live trades and closed trades with specific financial instruments and their respective financial outcomes.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 2, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, and operational risks. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including FX options and commodity derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Confidential communication possibly containing privileged information, intended for a specific recipient. Unauthorized use or distribution is prohibited. The communication is associated with Deutsche Bank and Jeffrey Epstein.


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 2, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives. It includes trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for inquiries, exchange rates, and notes on the valuation methodology and disclaimers. The statement is intended for internal use and outlines the potential for valuation changes due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Pinedo
Vahe Stepanian


document_description: The document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including FX options and commodity derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and market-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report dated April 4, 2014, detailing account balances and large transactions for various entities, including Jeffrey Epstein and several companies. It includes account names, categories, balances, and transaction amounts.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer


document_description: Confidential communication related to Jeffrey Epstein, potentially containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: A financial statement detailing live and closed trades as of April 2, 2014, including descriptions, trade dates, expiration dates, notional amounts, cost basis, mark-to-market values, and profit/loss calculations.


document_description: This document is a confidential communication from Deutsche Bank, intended for the use of the addressee only. It contains disclaimers about unauthorized use, disclosure, or copying, and notes that the information may be attorney-client privileged or constitute inside information. The communication is associated with Jeffrey Epstein and includes instructions for handling if received in error.


document_description: Confidential communication related to Jeffrey Epstein, intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. Instructions provided for handling if received in error.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the valuation methodology used by Deutsche Bank, including potential adjustments and disclaimers regarding the use of these valuations. It also mentions the USD/EUR exchange rate and provides a disclaimer about the confidentiality and potential liability related to the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Paul Morris
Amanda Kirby
Joseph Cothron


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial derivatives including FX options, commodities derivatives, and base metal derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, and market-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing commodities - base metal derivatives with a subtotal of 15,944.70 and a total of (316,766.61).

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 7, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Amanda Kirby
Joseph Cothron
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial derivatives including FX options, commodities derivatives, and base metal derivatives as of April 7, 2014. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG and Southern Financial, LLC, detailing commodities - base metal derivatives. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, and financial figures.

title: Deutsche Bank Group Valuation Statement


document_description: The report lists large, zero, and negative balances for various accounts as of April 7, 2014. It includes account names, categories, and balances, highlighting significant transactions such as an incoming money transfer for Summit Equities LLC.

title: Ally Deposit Report


document_description: Internal communication regarding investment strategies and document formatting corrections. Joe Hall provides feedback to Tazia Smith on a draft document related to investment strategies, specifically focusing on the Cash Return On Invested Capital (CROCI) index. The memo includes suggestions for changes in terminology and compliance considerations.

key_people:
Joe Hall
Tazia Smith
Jeffrey

key_organizations:
CANS Investments Distributors, Inc.
Deutsche Asset & Wealth Management


document_description: The document outlines a stock-selection strategy focusing on active valuation for passive price. It involves a bottoms-up valuation by the DB CROCI Analyst team, quantitative selection based on price-to-operating-earnings ratio, and monthly resets. The strategy is transparent and can be customized via a separately managed account or total-return swap. It includes 10 indices in the CROCI family targeting sustainable dividends and attractive valuations.

key_organizations:
DB CROCI Analyst team
DB securities Inc
Deutsche Asset & Wealth Management
Bloomberg Finance LP


document_description: The document provides a comparison of the performance of various CROCI indices against their respective benchmark indices as of January 31, 2014. It includes cumulative growth, compounded annual growth, and excess annualized return for each index since their live dates.

title: Index Performance vs. Benchmark Indices

document_subtype: financial performance table

key_organizations:
Deutsche Bank
Bloomberg
DB AG London
DIMA


document_description: The document provides a comparative return analysis of the DBUSSDUT Index and the S&P 500 Index over a period from April 30, 2009, to March 31, 2014. It includes performance metrics such as price change, total return, and annual equivalent return. The document also references historical CROCI US dividends compared to the S&P 500 Index.

title: Comparative Return Analysis

key_organizations:
DB GM Equity Derivatives
Bloomberg Finance LP


document_description: The document provides a table comparing the performance of various CROCI indices against their respective benchmark indices as of January 31, 2014. It includes cumulative growth, compounded annual growth, and excess annualized return for each index since their live dates.

title: Index Performance vs. Benchmark Indices

key_organizations:
Deutsche Bank
Bloomberg
DB AG London
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The document outlines the methodology for selecting stocks for CROCI indices, which are large-cap selection pools excluding financials. Stocks are ranked by trailing 12-month economic P/E, and a fixed number of highest-ranked stocks are selected. The CROCI Index is equal-weighted, long-only, rebalanced monthly, and does not hold cash positions. The indices are systematic, transparent, and region-neutral to MSCI indices. CROCI Sectors III Index selects stocks with the lowest economic P/E from global sectors with the lowest median economic P/E. CROCI Global and US Dividends Indices are rebalanced quarterly. Index returns assume reinvestment of dividends and do not reflect fees or expenses.

title: CROCI Selection Methodology

document_subtype: methodology overview


document_description: The document provides a comparison of the performance of various CROCI indices against their respective benchmark indices as of January 31, 2014. It includes cumulative growth, compounded annual growth, and excess annualized return for each index.

title: Index performance since live date vs. benchmark indices as of 1/31/14

key_organizations:
Deutsche Bank
Bloomberg
DB AG London
DIMA
Deutsche Asset & Wealth Management


document_description: The document discusses the limitations and assumptions of backtested performance data for CROCI indices, highlighting that backtested results are not indicative of future performance and do not reflect actual trading. It includes a table of CROCI indices with their respective live dates.


document_description: This document is a disclaimer from Deutsche Bank AG regarding a proposed transaction. It clarifies that the document is for discussion purposes only and does not create any legally binding obligations. It advises investors to rely on final documentation for investment decisions and highlights that Deutsche Bank is not acting as a financial adviser. The document also mentions the proprietary CROCI equity valuation process and the role of Deutsche Asset & Wealth Management.

document_subtype: disclaimer

key_organizations: Deutsche Investment Management Americas, Inc.


document_description: The document provides a comparative analysis of the 5-year history of CROCI US Dividends versus the S&P 500 Index, including indicative levels as of April 8, 2014, and a detailed breakdown of price changes, total returns, and annual equity returns for specific securities. It includes data sourced from Bloomberg and DB GM Equity Derivatives.


title: Index performance since live date vs. benchmark indices

document_subtype: financial performance report

key_organizations:
Deutsche Bank
DB AG London
Deutsche Asset & Wealth Management


document_description: A financial statement from Deutsche Asset & Wealth Management detailing assets and liabilities, including fixed assets, current assets, inventories, securities, and cash.


document_description: CROCI (Cash Return On Capital Invested) is a proprietary stock-valuation methodology developed by Deutsche Bank. It involves adjusting financial statements for comparability, maintaining a database of large cap stocks, and providing clients with CROCI indices and valuation processes. The methodology is nearly 20 years old, launched in 1996, and moved into Deutsche Asset & Wealth Management in 2013. It is used to model investment strategies globally.

title: CROCI Overview


document_description: The document outlines the methodology for selecting and managing CROCI indices, including selection pools, ranking, and rebalancing processes. It details the systematic and transparent transition from CROCI data to indices, emphasizing equal weighting and monthly rebalancing. Specific indices like CROCI World, CROCI World ex Japan, and CROCI Sectors III are discussed, along with their regional neutrality and sector selection criteria.

title: CROCI Selection Methodology

document_subtype: methodology


document_description: The document provides a historical performance analysis of the CROCI US Index compared to the S&P 500 Index from February 1, 1996, to January 31, 2014. It includes relative performance, index performance analysis by sector, and various performance metrics such as growth over the period, compounded annual growth, volatility, Sharpe ratio, and drawdowns. The data prior to February 2, 2004, is backtested.

title: CROCI US Index Performance Analysis

document_subtype: index performance report


document_description: A confidential document from Tazia Smith, Director at DB Securities Inc, related to Deutsche Asset & Wealth Management. The document references an attached file and includes embedded images.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The table presents the performance data for 'CROCI US Dividends TR' and 'S&P 500 INDEX' from April 30, 2009, to March 31, 2014, showing price change, total return, difference, and annual equivalent return.

title: Comparative Return of CROCI US Dividends TR and S&P 500 INDEX


document_description: The table compares the performance of various CROCI indices against their respective benchmark indices as of January 31, 2014. It includes data on cumulative growth, compounded annual growth, and excess annualized return since the indices' live dates.


document_description: The document compares accounting P/E ratios with economic P/E ratios, highlighting higher correlations in economic P/E. It includes a table with R-squared values for different financial metrics.

title: Converting accounting data into real economic data

document_subtype: financial analysis

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: The document outlines the methodology for creating CROCI indices, which involves selecting large-cap stocks excluding financials from major indices, ranking them by economic P/E, and selecting the highest-ranked stocks for the CROCI Index. The indices are equal-weighted, long-only, and rebalanced monthly. Specific indices like CROCI World and CROCI Sectors III have additional criteria. Returns assume reinvestment of dividends and do not include fees.

title: CROCI Selection Methodology

document_subtype: index methodology


document_description: The document provides an overview of various CROCI indices, including country-specific, regional, global, and dividend-focused indices. It mentions the availability of daily closing levels on Bloomberg, Reuters, and DBIQ, and describes the targeting strategies of certain indices.

document_subtype: investment indices summary


document_description: The document provides a table comparing the performance of various CROCI indices against their respective benchmark indices as of January 31, 2014. It includes data on cumulative growth, compounded annual growth, and excess annualized return for each index.


document_description: The document provides a historical performance analysis of the CROCI US Index compared to the S&P 500 Index from February 1, 1996, to January 31, 2014. It includes growth rates, volatility, Sharpe ratios, and sector allocations over the years.

title: CROCI US Index Performance Analysis


document_description: The document discusses the limitations and assumptions of backtested performance data, emphasizing that it is not indicative of future results. It includes a table of CROCI indices with their respective live dates, highlighting that these indices combine backtested and live data. The document is intended for institutional use and not for public distribution.


document_description: This document is a disclaimer from Deutsche Bank AG, stating that it is for discussion purposes only and does not create any legally binding obligations. It advises readers to rely on final documentation for investment decisions and not the summary provided. The document emphasizes that Deutsche Bank is not acting as a financial adviser and that transactions may not be suitable for all investors. It also mentions the proprietary CROCI equity valuation process and the role of Deutsche Asset & Wealth Management.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the valuation methodology used by Deutsche Bank, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. It also includes a disclaimer about the potential variability and limitations of the valuations provided.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options, commodity derivatives, and base metal derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, focusing on commodities - base metal derivatives. It includes trade details, maturity and settlement dates, and financial figures.

title: Deutsche Bank Group Valuation Statement


document_description: Confidential communication with disclaimers regarding unauthorized use and legal advice. Mentions Deutsche Bank and Jeffrey Epstein.


document_description: This document is a confidential communication intended for the addressee, containing disclaimers about unauthorized use, disclosure, or copying. It mentions Jeffrey Epstein as the owner of the communication and includes a contact email for errors. The document also states that Deutsche Bank does not provide legal or tax advice.


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 9, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, focusing on commodities, specifically base metal derivatives. It includes trade details, maturity and settlement dates, and financial figures.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of April 9, 2014.

title: RM0081851 Daily Deposit Report 20140410

document_subtype: financial report


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates, valuation methodologies, and disclaimers about the use of the valuations. The statement is intended for internal use only and highlights that valuations may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options, commodity derivatives, and base metal derivatives. It includes trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG and Southern Financial, LLC, related to commodities - base metal derivatives. It includes details such as trade type, trade date, maturity date, settlement date, and MTM (USD) values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options, commodity derivatives, and base metal derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing commodities - base metal derivatives with a total valuation of (654,091.57) USD as of April 11, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: A memo from Nam Gupta, Managing Director at Deutsche Bank AG, London, discussing proposed ideas delivered by the DeAwM Key Client Partners (KCP) London desk for discussion purposes only. It emphasizes that these ideas do not create any legally binding obligation on Deutsche Bank AG or its affiliates and are intended for professional investors who can independently evaluate the strategy, characteristics, and risks associated with the ideas.

key_locations:
London
United Kingdom

document_subtype: memo

key_organizations:
Deutsche Bank AG
DeAwM Key Client Partners (KCP)


document_description: This document contains financial data related to EURUSDV1Y Curncy (EUR-USD OPT VOL 1Y) with metrics such as Last Price, High, Average, and Low. The data is sourced from Bloomberg Finance L.P. and covers the period from January 1, 1997, to April 14, 2014.

title: EURUSDV1Y Curncy (EUR-USD OPT VOL 1Y) Data

document_subtype: financial data


document_description: The chart displays the financial data for EK100011 Corp (NATIONWIDE BLDG SOCIETY) from March 7, 2014, to April 8, 2014. The data is sourced from Bloomberg Finance L.P.

title: Financial Data for EK100011 Corp

key_organizations:
EK100011 Corp
NATIONWIDE BLDG SOCIETY
Bloomberg Finance L.P.


document_description: The document discusses tactical financial strategies involving currency options and market predictions. It includes a short-term bullish view on EURUSD with a low-cost option strategy and a longer-term strategy for a stronger USD using a digital binary option. The document highlights low FX volatility and market conditions influencing these strategies.

key_locations: Italy Germany


document_description: The document is a correspondence from Nay Gupta, Managing Director at Deutsche Bank AG, discussing investment opportunities in European Bank AT1 Hybrid Bonds, specifically focusing on the Nationwide (UK Building Society) 6.875% perpetual bond. The correspondence includes details about the bond's yield, rating, and potential for being called in five years. It also mentions a previous attempt to purchase a BBVA bond and provides a suggestion for scaling investments in the Nationwide bond.

key_organizations:
Deutsche Bank AG
Nationwide (UK Building Society)
BBVA


document_description: This document is a confidentiality notice regarding an email that may contain privileged information related to Jeffrey Epstein. It includes disclaimers about unauthorized use and instructions for handling if received in error.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 14, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Paul Morris
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial derivatives including FX options, commodities derivatives, and base metal derivatives as of April 14, 2014. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, option style, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC with a total valuation of (645,173.74) as of April 14, 2014.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report 20140415

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
New York Strategy Group, LLC
Butterfly Trust


document_description: The document discusses investment strategies and market views, focusing on European risk assets, ECB QE expectations, and currency trades. It outlines three main trades: investing in 10-year BTPs for duration and spread compression, a short-term tactical call on EURUSD, and a long-term position for a stronger Dollar. The document highlights the impact of ECB QE, market expectations, and low volatility on these trades.

key_locations: Europe US Italy Germany

key_organizations: ECB Fed


document_description: The memo discusses investment opportunities in European Bank AT1 Hybrid Bonds, specifically focusing on the Nationwide (UK Building Society) 6.875% perpetual bond. It highlights the bond's yield, potential call, and credit ratings compared to a similar BBVA bond. The memo suggests scaling into the bond at specific yields and mentions transaction costs.


document_description: The document is a table displaying the EURUSDV1Y Currency (EUR-USD OPT VOL 1Y) metrics on a monthly basis from January 1997 to April 2014. It includes last price, high, average, and low values for specific dates.


document_description: This document contains a table of stock prices for EK100011 Corp (NATIONWIDE BLDG SOCIETY) from March 7, 2014 to April 8, 2014, sourced from Bloomberg Finance L.P.

title: Stock Price Trend for EK100011 Corp

document_subtype: stock price data


document_description: The document discusses short-term and long-term investment strategies, focusing on currency options and bonds. It includes a contrarian short-term tactical call on EURUSD, a position for a stronger dollar with a one-year view, and a recommendation to scale into Nationwide (UK Building Society) bonds. The document also mentions the low implied volatility in currency pairs and the potential for higher US interest rates.

key_organizations:
ECB
Fed
Nationwide (UK Building Society)
BBVA
Fitch
S&P


document_description: A memo from Nay Gupta, Managing Director at Deutsche Bank AG, discussing proposed ideas delivered by the DeAWM Key Client Partners London desk for discussion purposes only. It emphasizes that these ideas do not create any legally binding obligation on Deutsche Bank AG or its affiliates and are intended for professional investors who can evaluate them independently.

key_organizations:
Deutsche Bank AG
DeAWM Key Client Partners


document_description: A table showing financial metrics for EURUSDV1Y currency options volatility over a specified date range.

title: EURUSDV1Y Curncy (EUR-USD OPT VOL 1Y)


document_description: A table of values recorded daily from March 7 to April 11, 2014, showing a trend in numerical data.

title: EK100011 Corp (NATIONWIDE BLDG SOCIETY)

key_organizations:
Bloomberg Finance L.P.
NATIONWIDE BLDG SOCIETY


document_description: The document provides a financial analysis of the Italy Generic Government 10Y Yield (GBTPGR10 Index) and tactical positioning for EURUSD. It includes historical yield data, a spread summary, and a tactical call for higher EURUSD in the short term. The document also discusses a strategy for a stronger dollar over a one-year view.

title: GBTPGR10 Index and EURUSD Tactical Positioning


document_description: The document discusses a EURUSD binary option with a strike price of 1.3120, which pays out EUR1 million if the EURUSD falls by more than 5% from current levels. The upfront premium is EUR210k. The document highlights the low FX volatility in currency pairs like EURUSD, making the option inexpensive. It includes a table showing mid-market premiums for different spot and time changes, and a chart displaying EURUSDV1Y currency data from January 1997 to April 2014.


document_description: A communication from the DeAWM Key Client Partners (KCP) London desk, discussing proposed ideas for professional investors. It emphasizes that the ideas are for discussion purposes only and do not create any legally binding obligations on Deutsche Bank AG or its affiliates. The document is marked as confidential and is intended for professional investors who can independently evaluate the proposed ideas.


document_description: The document is a correspondence discussing four financial trades, including a tactical trade involving ECB QE, a position for higher EURUSD, and a strategy for a stronger dollar. The trades are detailed with reasons and potential outcomes.


document_description: The correspondence discusses various financial strategies and market observations, including the Federal Reserve's communication, US interest rates, FX volatility, and investment in European Bank AT1 Hybrid Bonds. It highlights the low FX volatility in currency pairs like EURUSD and suggests investment in Nationwide (UK Building Society) 6.875% perpetual bonds.


document_description: The document discusses the need for understanding strategy, characteristics, and risks associated with proposed ideas, emphasizing the requirement for internal approvals before execution. It is marked as confidential under federal rules.


document_description: This document is a chart showing the EURUSDV1Y Currency (EUR-USD OPT VOL 1Y) on a monthly basis from January 1997 to April 2014, including metrics such as Last Price, High, Average, and Low.


document_description: The document outlines four trades, three of which are recommended currently and one for the near future. The first trade involves buying 10-year Italian government bonds (BTPS) at a yield of 3.16% as a tactical move in anticipation of European Central Bank (ECB) Quantitative Easing (QE). The second trade suggests positioning for a higher EUR/USD exchange rate with a two-week view by buying EUR/USD calls. The document includes a table with yield data for Italian and German 10-year government bonds and their yield spread, along with statistical data and a chart. The data is dated April 14, 2014.


document_description: The document discusses trading strategies and market analysis for EURUSD, including short-term and long-term views. It includes a scenario analysis table for EURUSD call option prices and a strategy for a stronger dollar with a one-year view. The document highlights low implied volatility and central bank policy divergence as key factors.


document_description: This document contains a table of financial data showing value fluctuations for EK100011 Corp (NATIONWIDE BLDG SOCIETY) from March 7, 2014, to April 8, 2014. The data appears to be sourced from Bloomberg Finance L.P. and was timestamped on April 14, 2014.

title: Financial Data for EK100011 Corp

key_organizations:
EK100011 Corp
NATIONWIDE BLDG SOCIETY
Deutsche Bank AG
Bloomberg Finance L.P.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the valuation methodology used by Deutsche Bank, including potential adjustments and disclaimers regarding the use of these valuations. It also provides an exchange rate for USD/EUR and notes the terms and conditions of transactions.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives as of April 15, 2014. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of (571,003.70) as of April 15, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 15, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial derivatives including FX options, commodities derivatives, and base metal derivatives. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of (571,003.70).

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 15, 2014. The document includes exchange rates and notes on valuation methodologies and disclaimers.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial derivatives including FX options, commodities derivatives, and base metal derivatives. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, showing a total of (571,003.70) as of April 15, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 16, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial derivatives including FX options, commodities derivatives, and base metal derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, showing a total valuation of (612,563.97) as of April 16, 2014.


document_description: The document is a daily deposit report dated April 16, 2014, listing account balances and large transactions for various entities, including Jeffrey Epstein and several companies associated with him.

title: Daily Deposit Report


document_description: Confidential communication intended for the addressee, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited. If received in error, notify via email and destroy the communication.


document_description: Confidential communication from Deutsche Bank regarding legal and tax advice disclaimer. The information is intended for the addressee only and may be attorney-client privileged or constitute inside information. Unauthorized use or disclosure is prohibited.


document_description: This document is a confidential communication intended for the addressee, containing potentially privileged information. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and provides instructions for notifying the sender in case of receipt in error. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended solely for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and instructs recipients who received it in error to notify the sender and destroy the communication. It also includes a disclaimer from Deutsche Bank regarding legal or tax advice.


document_description: Confidential communication from Deutsche Bank regarding legal and tax advice disclaimer. The communication is intended for the addressee only and contains confidentiality and privilege notices.


document_description: This document is a confidential communication intended for the addressee, containing potentially privileged information related to Jeffrey Epstein. It includes disclaimers about unauthorized use and instructions for handling if received in error. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: This document contains a confidentiality notice indicating that the information is confidential, may be attorney-client privileged, and is intended only for the use of the addressee. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender if received in error. It also mentions that Deutsche Bank does not render legal or tax advice.


document_description: A confidential communication with instructions to notify the sender in case of error and to destroy the communication.


document_description: This is a confidential communication from Deutsche Bank, intended only for the addressee. It contains disclaimers about unauthorized use, disclosure, or copying, and notes that the information may be attorney-client privileged or constitute inside information. The communication is related to Jeffrey Epstein.


document_description: A communication regarding a financial trade involving 100,000 barrels on each leg, with a condition that both legs knock out if CLM4 fixes below $20/bbl. The trade fully unwinds an existing trade. The communication contains confidentiality and privilege notices, indicating it may contain sensitive information.


document_description: A financial trade communication involving SOFL and Deutsche Bank regarding a WTI options trade. SOFL sells a $101 call and buys a $93.5 put, with a premium paid by Deutsche Bank. The trade unwinds an existing trade and includes a knockout condition if CLM4 fixes below $20/bbl.

key_organizations:
Deutsche Bank
SOFL


document_description: A communication regarding a trade involving 100,000 barrels on each leg, with conditions for knocking out if CLM4 fixes below $20/bbl. The trade unwinds an existing trade. The document contains confidentiality and privilege notices, indicating it may contain sensitive information related to Jeffrey Epstein.


document_description: A financial communication detailing a trade involving WTI crude oil options between SOFL and Deutsche Bank. SOFL sells a $101 call and buys a $93.5 put, with a premium paid by Deutsche Bank. The trade unwinds an existing trade and includes a knockout condition based on the CLM4 price.

document_subtype: financial communication


document_description: A trade recap email from Matthew OConnor to Jeffrey Epstein regarding a trade involving Jun14 WTI with specific terms and conditions.

key_people:
Jeffrey Epstein
Matthew OConnor

document_subtype: email


document_description: This is a confidential communication from Deutsche Bank, intended only for the addressee. It contains disclaimers about unauthorized use, disclosure, or copying, and notes that the information may be attorney-client privileged or constitute inside information. The communication is associated with Jeffrey Epstein and includes instructions for notifying the sender in case of receipt in error.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of April 17, 2014.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Leon D Black
Dominique Leimer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 18, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Joseph Cothron
Amanda Kirby
Paul Morris
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Harry Beller


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including FX options, base metal derivatives, and other financial instruments. It includes trade IDs, counterparties, trade types, dates, and market-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of April 17, 2014, with a total valuation of (642,562.33).


document_description: Confidential communication from Deutsche Bank regarding legal and tax advice disclaimer. The communication is intended for the addressee only and is the property of Jeffrey Epstein. Unauthorized use or disclosure is prohibited.


document_description: A daily deposit report detailing account balances and transactions for Jeffrey Epstein and other unspecified accounts.

title: RM0081851 Daily Deposit Report 20140419

document_subtype: Daily Deposit Report


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for inquiries, exchange rates, and notes on the valuation methodology and disclaimers. The statement is intended for internal use and outlines the potential for valuation changes due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Rnedo
Vahe Stepanian
Jabwcpa
Harrybeller
Richard Kahri12
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, as of April 18, 2014. It includes details of FX options, base metal derivatives, and other financial instruments, with specific trade details, counterparties, and market-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC with a total valuation of (648,221.79).


document_description: The correspondence discusses four trades that the sender likes, focusing on European Central Bank (ECB) quantitative easing (QE) and currency positions. The trades include buying Italian BTPs, positioning for higher EURUSD, and other strategic financial moves.

key_people:
Jeffrey
Vinit Sahni
Paul Morris
Tazia Smith

key_locations: Europe Eurozone

key_organizations: ECB DBEMEA DBAMERICAS


document_description: The document discusses financial strategies including a position for a stronger dollar through a European style digital binary option on EURUSD, and scaling into Nationwide (UK Building Society) 6.875% perpetual bonds. It highlights the low FX volatility and the divergence in central bank policies as reasons for the currency bet, and compares the Nationwide bond to a similar BBVA bond.

key_organizations:
Nationwide (UK Building Society)
BBVA
Fitch
S&P


document_description: A memo from Deutsche Bank AG's London branch discussing proposed ideas delivered by the DeAWM Key client Partners (KCP) London desk for discussion purposes only. It clarifies that these ideas do not create any legally binding obligation on Deutsche Bank AG or its affiliates and are intended for professional investors who can independently evaluate the strategies and risks.

key_organizations:
Deutsche Bank AG
DeAWM Key client Partners (KCP)


document_description: The document contains financial data metrics and visualizations for the GBTPGR10 Index, representing Italy's Generic Government 10-Year Yield, with data spanning from 2009 to 2014. It includes statistical metrics such as mean, median, standard deviation, and percentiles, along with high and low values for specific dates.

title: GBTPGR10 Index (Italy Generic Govt 10Y Yield) Financial Summary

document_subtype: financial data summary


document_description: The table provides historical data on the EUR-USD currency (EUR-USD OPT VOL 1Y) with metrics such as Last Price, High, Average, and Low, covering a period from January 1997 to April 2014. The data is sourced from Bloomberg Finance L.P.


document_description: The correspondence discusses four trades, focusing on buying 10-year Italian BTPs in anticipation of ECB QE. The writer outlines reasons for liking the trade, including macro investor interest, timing of ECB QE, and credit market resilience.

title: Jeffrey - 4 trades I like - Nav [C]

key_locations: Europe Italy Germany


document_description: The document provides an analysis of the EURUSD 1-year option implied volatility and its historical trends. It discusses the current low volatility environment and its implications for trading strategies, particularly in the context of diverging central bank policies. The document includes a table of mid-market premiums for EURUSD binary options at various spot levels and time horizons.

title: EURUSD Option and Volatility Analysis


document_description: Recommendation to scale into Nationwide 6.875% perpetual bond yielding 6.4% in GBP, likely to be called in 5 years. Comparison with BBVA bond and transaction details provided.

title: Investment Recommendation for Nationwide 6.875% Perpetual Bond

key_organizations:
Deutsche Bank AG
Nationwide Building Society


document_description: A communication from the DeAWM Key Client Partners (KCP) London desk discussing proposed ideas for consideration by professional investors. It emphasizes that the ideas are for discussion purposes only and do not create any legally binding obligations on Deutsche Bank AG or its affiliates. The communication is confidential and intended for the recipients only.

key_organizations:
DeAWM Key Client Partners
Deutsche Bank AG


document_description: The document discusses tactical trading strategies in anticipation of the European Central Bank's (ECB) Quantitative Easing (QE). It suggests buying Italian BTPs for potential spread compression, positioning for a higher EURUSD in the short term, and a stronger dollar in the long term. The document provides reasons for these strategies, including market expectations and low volatility.

key_locations: Eurozone Italy Germany

key_organizations:
ECB
European Central Bank


document_description: Nav Gupta from Deutsche Bank discusses investment strategies involving EURUSD volatility and Nationwide (UK Building Society) bonds. He suggests scaling into Nationwide 6.875% perpetual bonds, highlighting their yield and potential call in 5 years. The memo includes details on bond ratings and transaction costs.


document_description: The document contains statistical data for the GBTPGR10 Index (Italy Generic Govt 10Y Yield) from 2009 to 2014, including metrics like Last, Mean, Median, and others. It also features a chart with 'Hi' and 'Low' points and a 'Spread Summary' with a histogram.

title: GBTPGR10 Index Data Summary


document_description: This document contains financial data related to the EUR-USD option volatility for a 1-year period, including metrics such as last price, high, average, and low values over a specified time period. The data is sourced from Bloomberg Finance L.P. and was last updated on April 14, 2014.

title: EURUSDV1Y Curncy (EUR-USD OPT VOL 1Y)


document_description: This document contains financial data for EK100011 Corp (NATIONWIDE BLDG SOCIETY) for the period from March 7, 2014 to April 14, 2014, sourced from Bloomberg Finance L.P. The data includes values recorded on specific dates within this period.

title: Financial Data for EK100011 Corp

key_organizations:
EK100011 Corp
NATIONWIDE BLDG SOCIETY
Bloomberg Finance L.P.


document_description: The document outlines two financial strategies involving EURUSD options. The first strategy is a short-term tactical call to buy EUR50 million worth of 2-week expiry European Style EURUSD Calls at a 1.40 strike for 6 basis points. The rationale is based on the current bullish price action of EURUSD, low implied volatility, and the positioning of speculators. The second strategy is a long-term position for a stronger dollar, involving a 1-year expiry European style digital binary option on EURUSD, struck 5% below the spot at 21% of payout. The strategy is based on expectations of diverging central bank policies and low FX volatility.


document_description: A memo from Nay Gupta, Managing Director at Deutsche Bank AG, discussing investment opportunities in European Bank ATI Hybrid Bonds, specifically focusing on the Nationwide (UK Building Society) 6.875% perpetual bond. The memo suggests scaling into £4mm of this bond, which yields 6.4% in GBP and is likely to be called in 5 years. It compares the Nationwide bond to a BBVA bond and provides transaction details.

key_organizations:
Deutsche Bank AG
Nationwide (UK Building Society)
BBVA


document_description: The document contains a confidential correspondence discussing four financial trades that the sender, Nav, recommends to Jeffrey. The trades involve buying BTPs, EURUSD spot FX, binary puts, and nationwide coco. The correspondence also mentions the ECB's preparation for QE and its potential impact on the market.

key_people: Jeffrey Nav


document_description: Nav Gupta from Deutsche Bank AG suggests scaling into Nationwide (UK Building Society) 6.875% perpetual bonds, which yield 6.4% in GBP and are likely to be called in 5 years. The memo compares these bonds to BBVA bonds and provides ratings and transaction cost details.


document_description: Paul Morris from Deutsche Bank Private Bank provides Jeffrey with updated prices and proposed sizes for financial transactions, including buying 10-year BTPs, EURUSD spot FX, and nationwide coco bonds.

key_people:
Paul Morris
Jeffrey


document_description: The document discusses financial strategies and positions related to currency trading, specifically focusing on EURUSD. It outlines a tactical position for a higher EURUSD in the short term and a position for a stronger dollar in the long term. The document includes scenario analyses and justifications for the trades based on market conditions and economic indicators.


document_description: The document discusses FX volatility in currency pairs like EURUSD, highlighting the low volatility and its implications for trading strategies. It also covers investment opportunities in European Bank ATI Hybrid Bonds, specifically focusing on the Nationwide (UK Building Society) 6.875% perpetual bond. The document suggests scaling into this bond due to its yield and potential call in 5 years.

key_locations: UK Europe


document_description: A memo from Nay Gupta, Managing Director at Deutsche Bank AG, London, discussing proposed ideas delivered by the DeAWM Key Client Partners London desk for discussion purposes only. It emphasizes that these ideas do not create any legally binding obligation on Deutsche Bank AG or its affiliates and are intended for professional investors who can independently evaluate the strategies and risks.


document_description: The document discusses tactical financial strategies involving currency options and market predictions. It includes a short-term bullish view on EURUSD with a 2-week call option and a long-term bearish view with a 1-year digital binary option. The strategies are based on market conditions, implied volatility, and central bank policies.


document_description: The document is a correspondence from Nav Gupta, Managing Director at Deutsche Bank AG, discussing investment opportunities in European Bank AT1 Hybrid Bonds, specifically focusing on the Nationwide (UK Building Society) 6.875% perpetual bond. The bond is compared to a similar BBVA issue, highlighting its yield and potential call in 5 years. The correspondence includes investment suggestions and transaction costs.


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, as of April 21, 2014. It includes details of various financial trades, including foreign exchange options, commodities, and other financial instruments, with Southern Financial, LLC as the counterparty. The statement provides trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 22, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 22, 2014. It includes detailed tables of FX options, commodities base metal derivatives, and other financial instruments, with trade details, counterparties, and market-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of (657,435.85) as of April 22, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: A confidential memo discussing four trades, including buying 10-year BTPs and positioning for higher EURUSD. The memo outlines reasons for these trades, including ECB QE expectations and market conditions.


document_description: The document discusses financial strategies and investment opportunities, including a position for a stronger dollar through a European style digital binary option on EURUSD, and scaling into Nationwide (UK Building Society) 6.875% perpetual bonds. It highlights the low FX volatility and the divergence in central bank policies as key factors for the currency option, and compares the Nationwide bond with a similar BBVA bond.

key_people: Yellen Nav


document_description: The document discusses a financial strategy involving a European style digital binary option on EURUSD, struck 5% below the spot rate. The option is considered inexpensive due to low FX volatility and diverging central bank policies. It also mentions a potential investment in Nationwide (UK Building Society) 6.875% perpetual bonds, which are likely to be called in 5 years.

key_locations: UK US

key_organizations:
Nationwide (UK Building Society)
European Bank


document_description: A financial statement detailing investments in various biotech companies as of April 23, 2014, including trade dates, quantities, current prices, unit costs, market values, total costs, and unrealized gains/losses.

document_subtype: financial statement

key_organizations:
Sangamo Biosciences
Biogen
Foundation Medicine
Gilead Sciences Inc
Ariad Pharmaceuticals


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 22, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC with a total valuation of (657,435.85).


document_description: A 3-day inter-day chart for Bingen, showing metrics related to BIIB US Equity, including closing, high, average, and low values over specific dates.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 22, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, and operational risks. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including FX options, commodities, and other derivatives as of April 22, 2014. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, dated April 22, 2014, with a total valuation of (657,435.85).

title: Deutsche Bank Group Valuation Statement

document_subtype: Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 23, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: A valuation statement from Deutsche Bank Group provided by Southern Financial, LLC, with a total valuation of (623,180.58) as of April 23, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes details on valuation methodologies, potential adjustments, and disclaimers regarding the use of the valuations. The statement is intended for internal use only and highlights the potential for valuation changes due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a valuation statement from Deutsche Bank AG and Southern Financial, LLC, dated April 24, 2014. It includes details of FX options and base metal derivatives trades, including trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 25, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG, prepared by Southern Financial, LLC, detailing various financial trades including FX options and commodity derivatives as of April 25, 2014. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and market-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report dated April 26, 2014, listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: RM0081851 Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
New York Strategy Group, LLC
Zorro Development Corp.


document_description: Confidential communication intended for the addressee, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited. If received in error, notify via email and destroy the communication.


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: A financial report detailing live and closed trades as of April 25, 2014, including descriptions, trade dates, expiration dates, notional amounts, cost basis, MTM, and P/L.

key_people:
Tazia Smith
Matthew ()Connor
Paul Morris
Vahe Stepanian

document_type: email

document_subtype: financial


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of April 28, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, as of April 28, 2014. It includes details of FX options and commodities base metal derivatives trades, with specific trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A business card or contact information for Tazia Smith, Director at DB Securities Inc, part of Deutsche Asset & Wealth Management, located at 345 Park Avenue, New York, NY.


document_description: The document discusses the negotiation of an ISDA agreement and the need for a PFS before CRM can begin the process. It includes a recap of tasks for Leon, detailing actions for specific dates and individuals involved in the process.

key_people:
Tazia Smith
Vahe
Jay
Eileen
Darren
Paul


document_description: Business card for Tazia Smith, Director at Deutsche Asset & Wealth Management.

document_subtype: business card


document_description: Internal communication regarding follow-ups for the week of April 28, 2014, involving account setup and ISDA negotiation for a client named Leon. The process is contingent on receiving a Personal Financial Statement (PFS).

key_people: Paul Leon Tazia Vahe Jay Eileen Darren


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX options and base metal derivatives as of April 29, 2014. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of April 29, 2014. It includes account numbers, names, categories, balances, and descriptions of large transactions.

title: RM0081851 Daily Deposit Report 20140430

key_people:
Jeffrey Epstein
Leon D Black
Dominique Leimer
Darren K. Indyke


document_description: Paul Morris from Deutsche Bank discusses starting the ISDA process and requests a form of PFS for 'L' before sending out a draft. He emphasizes the need to connect and move quickly.


document_description: Internal communication regarding follow-ups for the week of April 28, 2014, involving CRM and ISDA negotiations. Leon opened a personal account, which is easier for ISDA negotiation. CRM requires a PFS before proceeding. Tasks for the team are outlined for April 29 and 30, 2014.

key_people:
Paul Morris
Amanda Kirby
Vahe Stepanian
Leon
Tazia Smith
Eileen
Darren


document_description: Kevin Quinn requests a list of requirements related to cash, options, futures, CB&S, autobahn, and other financial paperwork and KYC requirements from Epstein.


document_description: A letter from Deutsche Asset & Wealth Management to a prospective client regarding the services offered by the Asset & Wealth Management (AWM) Key Client Partners (KCP) Desk in the US. The letter outlines the non-advised nature of the services, the requirement to sign and return the FINRA 2111 Institutional Suitability Certificate, and the distinction between KCP and Private Wealth Management (WM) services.

document_subtype: letter

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc
AWM Private Wealth Management


document_description: This document is a certification letter for Qualified Institutional Buyers (QIBs) to enable offers and sales of securities under Rule 144A of the Securities Act of 1933. It outlines the criteria for being considered a QIB, including various types of entities and financial thresholds.

title: Qualified Institutional Buyer Certification Letter

document_subtype: Certification Letter


document_description: This document is a certification for entities acting as Qualified Institutional Buyers (QIB) under Rule 144A. It outlines the criteria for entities to qualify as QIBs, including ownership or investment of at least $10 million in securities. It specifies the conditions under which securities are calculated and owned, and the responsibilities of the entity in purchasing securities under Rule 144A. The document includes placeholders for entity details and certifications by executive officers.

document_subtype: Qualified Institutional Buyer Certification


document_description: A checklist of preliminary requirements and background information needed for ISDA account setup, including financial statements, ownership structure, and legal documentation.

key_people:
Senior Manager
Internal Counsel
Compliance Officer

document_subtype: requirements checklist

key_organizations:
DB
TMG QA


document_description: The document is an Agency Direction Letter appointing Deutsche Bank Securities Inc. (DBSI) as an agent for transactions involving over-the-counter options, forwards, spot trades, swaps, and other currency transactions with Deutsche Bank AG. It outlines the authority given to DBSI, the conflicts of interest due to revenue sharing, and the legal liabilities involved. The letter is governed by New York law and can be revoked with prior notice.

document_subtype: Agency Direction Letter

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Deutsche Bank Trust Company Americas


document_description: This document is an option agreement and approval form for a Deutsche Bank Private Wealth Management account. It includes sections for account information, client financial information, and investment experience. The form requires details such as account type, authorized persons, financial information, and investment experience of the account owner(s).

title: Deutsche Bank Private Wealth Management Option Agreement and Approval Form

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document outlines various options trading strategies and the associated risks. It includes client strategy requests for covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The document also contains sections for client and advisor signatures, as well as approval from the options department, all of which are currently unsigned or unfilled.

key_people:
Client
Client Advisor

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Alex. Brown


document_description: This document contains representations relating to the qualification of a client as an 'Accredited Investor' under the Securities Act of 1933 and as a 'Qualified Purchaser' under the Investment Company Act of 1940. It also includes client strategy requests for various structured products and confirms the suitability of such investments for the client's account. The document outlines the client's understanding of the risks involved and the role of Deutsche Bank in the investment process.

document_subtype: investment representation