document_description: This document is a guideline for Relationship Managers (RM) and Investment Advisors (IA) at Deutsche Bank Wealth Management to review certifications provided by account holders and ultimate beneficial owners as part of the Client Risk Program. It includes instructions for completing and submitting the form, considerations for verifying information, and steps to take if tax evasion is suspected.

title: Client Risk Program — Affirmation and Escalation Guideline

key_people:
Relationship Manager
Investment Advisor

document_subtype: Client Risk Program Guideline


source: doj

document_description: This document contains information on Annual Client Updates that are overdue and coming due. It lists clients with their update status, due dates, customer owners, and relationships.

key_people:
Rich Iarossi
Paul Morris
Leon D. Black
Darren K. Indyke

document_type: tabular

document_subtype: Annual Client Update Status

key_organizations: The National Organization of the New Apostolic Church of North America

key_organizations: J. Epstein Virgin Islands Foundation, Inc


document_description: A confidential memo from Rich Larossi at Deutsche Bank Wealth Management, located at 60 Wall Street, New York, NY, USA. The memo is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_type: correspondence

document_subtype: memo


document_description: Confidential financial report for Southern Trust Company, Inc. as of March 31, 2016.

title: Southern Trust Company, Inc. Financial Report

document_type: financial

document_subtype: financial report


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries as of March 31, 2016. It details the assets, liabilities, and shareholder's equity on an income tax basis.

title: Statement of Assets, Liabilities and Shareholder's Equity

document_subtype: financial statement

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Haze Trust


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries, detailing revenues and expenses for the year ended March 31, 2016. It includes investment income, subsidiary equity income, and various expenses, resulting in a net income of $1,682,066.

title: Statement of Revenues and Expenses


document_description: A financial report for Southern Financial LLC as of March 31, 2016.

title: Southern Financial LLC Financial Report


document_description: The document is a financial statement for Southern Financial LLC as of March 31, 2016, detailing assets, liabilities, and member's equity on an income tax basis.

title: Statement of Assets, Liabilities and Member's Equity Income Tax Basis


document_description: Financial statement for Southern Financial LLC and subsidiary for the period ended March 31, 2016, showing revenues, expenses, and net income.

title: Statement of Revenues and Expenses


document_description: Confidential financial report for Haze Trust as of March 31, 2016.

title: Haze Trust Financial Report


document_description: Financial statement showing revenues and net income for HAZE TRUST for the period ended March 31, 2016.

title: HAZE TRUST Statement of Revenues and Expenses


document_description: Financial report for Southern Trust Company, Inc. as of March 31, 2016.


document_description: Confidential financial report for Southern Financial LLC as of March 31, 2016.

title: Southern Financial LLC Financial Report


document_description: The document is a financial statement for Southern Financial LLC and its subsidiary as of March 31, 2016. It details the assets, liabilities, and member's equity of the company.


title: Statement of Revenues and Expenses

key_organizations:
Southern Financial LLC
Haze Trust


document_description: A confidential financial report for Haze Trust as of March 31, 2016.

title: Haze Trust Financial Report


document_description: The document is a financial statement for HAZE TRUST as of March 31, 2016, detailing current assets, other assets, and net assets.

title: HAZE TRUST Statement of Assets, Liabilities and Net Assets


document_description: A financial statement showing the revenues and net income for HAZE TRUST for the period ended March 31, 2016. The total revenues and net income are both $146,470, derived from dividends and interest.


document_description: A communication related to a securities offering, advising potential investors to read the prospectus filed with the SEC. It provides instructions on how to obtain the prospectus from Deutsche Bank Securities Inc.

key_organizations:
SEC
Deutsche Bank Securities Inc.


document_description: A communication related to a securities offering, mentioning several financial institutions and providing information on how to obtain the prospectus.

key_locations: 60 Wall Street, New York, New York 10016

key_organizations:
Goldman Sachs
UBS
Barclays
Baird
William Blair
RBC
Deutsche Bank Securities Inc.


document_description: This document is a financial communication related to a securities offering. It includes details about the trade and settlement dates, bookrunners involved, and instructions for obtaining the prospectus.

document_subtype: financial communication

key_organizations:
Deutsche Bank
Goldman Sachs
UBS
Barclays
Baird
William Blair
RBC


document_description: Email chain discussing the status and actions related to 'gs bonds'. Vahe Stepanian and Richard Kahn are coordinating on bond quantities and bid-ask updates. The conversation is set to continue the next morning.

title: FW: gs bonds [C] [I]

key_people:
Vahe Stepanian
Paul Morris
Daniel Sabba
Richard Kahn

document_type: email

key_locations: 575 Lexington Avenue, New York, NY 10022

document_subtype: email


document_description: This document is a daily deposit report dated May 14, 2016, detailing account balances and large transactions for various entities, including Jeffrey Epstein and Southern Trust Company, Inc. The report includes account names, categories, balances, and transaction amounts.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 20, 2016. It includes account numbers, account names, and balance amounts.

title: RM0081851 Daily Deposit Report 20160521

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc.
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 24, 2016. It includes account names, categories, and balances.

title: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: A confidential document related to Deutsche Bank and its securities offerings, managed by Chip Packard, Managing Director and Co-Head of Wealth Management Americas.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: This document is a disclaimer from Deutsche Bank Trust Company Americas, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice and that the email has been scanned for viruses.

document_subtype: email disclaimer

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.
Solomon Page Group


document_description: This is a confidential communication from Deutsche Bank Trust Company Americas, intended for the recipient only. It includes disclaimers about the confidentiality and intended use of the information, and a notice that Deutsche Bank does not provide legal or tax advice. The communication also mentions that the views expressed are those of the individual sender unless specified otherwise.


document_description: Samantha Harmon, an Executive Assistant at Deutsche Bank Trust Company Americas, is inquiring about rescheduling a meeting with Markella due to a planned connection with Todd at 1 PM. She suggests rescheduling to 10 AM as tomorrow and Friday are packed, unless it is moved to next week.

key_people:
Samantha Harmon
Todd
Markella

document_subtype: internal memo


document_description: A note from Samantha Harmon, Executive Assistant at Deutsche Bank Trust Company Americas, indicating a change of address. The note is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A note from Samantha Harmon, Executive Assistant at Deutsche Bank Trust Company Americas, providing contact information and a new address notification.

document_subtype: note


document_description: A confidential document with a new address notification for 345 Park Avenue, New York, NY, USA. It includes a confidentiality notice pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential note indicating a change of address.


document_description: The document contains a confidentiality notice related to a legal matter, referencing Federal Rule of Criminal Procedure 6(e).


document_description: An offer letter from Deutsche Bank Trust Company Americas to Paul Barrett for the position of Managing Director in the Private Wealth Management Division. The letter outlines the compensation package, including salary, incentive compensation, and incentive guarantee.

title: Offer Letter to Paul Barrett from Deutsche Bank

key_people:
Paul Barrett
Dario Schiraldi
Paul Achleitner
Jürgen Fitschen
Anshuman Jain
Stephan Leithner
Stuart Lewis
Stefan Krause
Rainer Neskus
Henry Ritchotte

key_locations:
New York, NY
Frankfurt am Main

document_subtype: offer letter

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Group
Deutsche Bank AG


document_description: The document outlines the terms of a Guaranteed Incentive and Replacement Award for an employee joining Deutsche Bank. It details the structure of the incentive, vesting schedules, conditions for payment, and compliance with regulations. The document also specifies conditions under which the employee must be actively employed to receive the incentive and the process for compensating forfeited awards from a previous employer.

key_people:
Jürgen Fitschen
Anetaman Jain
Stephan Leithner
Stuart Lewis
Stofan Krause
Rainer Noske
Henry Ritchotte

document_subtype: employment agreement


document_description: This document outlines the terms and conditions of employment with Deutsche Bank, including compensation, vacation and benefits, notice and non-solicitation periods, compliance with policies, and additional terms. It specifies the conditions under which compensation may be modified, the requirement for a 90-day notice period upon termination, and a 120-day non-solicitation period. It also emphasizes compliance with bank policies and the confidentiality of proprietary information.

key_people:
Jürgen Fitschen
Anshuman Jain
Stephan Lethner
Stuart Lewis
Stefan Krause
Rainer Neske
Henry Richotte

key_organizations:
Deutsche Bank
European Union
BaFin
Federal Reserve Bank of New York

reference_numbers:
HRB No 30000
VAT ID No DE114103379


document_description: This document is a notice and acknowledgment of pay rate and payday pursuant to New York Labor Law, prepared for Paul Barrett by Deutsche Bank. It includes employer information, notice of hiring, regular payday schedule, rate of pay, basis for pay, and employee acknowledgment section.

title: Notice and Acknowledgment of Pay Rate and Payday

key_people:
Paul Barrett
Jürgen Fitschen
Anshuman Jain
Stephan Leithner
Stuart Lewis
Stefan Krauso
Rainer Nasko
Honry Ritchotte

document_subtype: notice

key_organizations:
Deutsche Bank
Deutsche Bank Trust Company Americas


document_description: This document outlines the compensation and benefits package offered by Deutsche Bank to a new employee. It details the conditions for receiving Replacement Awards, which compensate for forfeited interests in stock and other incentives from the employee's previous employer. The document also covers conditions of payment and vesting, vacation and benefits, and compliance with applicable laws and regulations.

key_people:
Paul Achleitner
Jürgen Fitschen
Anshuman Jain
Stephen Leithner
Stuart Lewis
Stefan Krause
Rainer Neske
Henry Ritchotte


document_description: The document outlines the structure of guaranteed incentives for Deutsche Bank employees, detailing the percentage of incentives delivered as restricted compensation based on different incentive ranges. It includes a table specifying the percentage of restricted compensation and cash for various incentive ranges.

title: Deutsche Bank Guaranteed Incentive Compensation

key_people:
Paul Achleitner
Jürgen Fitschen
Anshuman Jain
Stephan Leithner
Stuart Lewis
Stefan Krause
Rainer Neske
Henry Ritchotte

document_subtype: incentive compensation table

reference_numbers:
HRB No 30000
VAT ID No DE 1141033


document_description: This document is a notice and acknowledgment of pay rate and payday pursuant to New York Labor Law, prepared for Raphael Zagury by Deutsche Bank. It includes employer information, pay rate details, and employee acknowledgment section.


document_description: Inquiry about relationships in P6 or PCS.

key_organizations:
Deutsche Asset and Wealth Management
Deutsche Bank Securities Inc.


document_description: A confidential document with contact information and embedded image reference.


document_description: This document provides a summary of key client partners and pipeline deals in the Americas, focusing on transaction highlights and client opportunities. It includes details on revenue, probability, and relationship managers for various clients, as well as updates from a LATAM client trip.

title: Weekly Business Updates — Pipeline Deals

key_people:
Morris (PB)
Smith
McDonaugh (PCS)
Loudenslager (PB)

document_subtype: business update

key_organizations:
Epstein/Southern Financial
Lorem Ipsum
Grassie Dynasty Trust, LLC
Wasserman
Steve Schott
Amidi
Tayebi Brothers
Oris Group
Natura Family Office
Trifuno Family Office
Pragma
Berkana Patrimonios
Anima Family Office
Rosa Family Office
Carolina
Teuto Pharmaceutical
Wilson Delara
Ellison Banker
Duker Banker
Jennison Associates


document_description: This document outlines the organizational structure of Key Client Partners (KCP) in the Americas, including key personnel and their roles. It details the roles of Chip Packard, Haig Ariyan, Dario Schiraldi, Mathew Negus, Caroline Kitidis, and Ziggy Kozelsky. It also describes the KCP offerings and products such as Private Markets, Non-Core Assets, Syndicate, Capital Markets, Alternatives, AWM Funds, and Financing.

title: KCP Organizational Structure - Americas

key_people:
Chip Packard
Haig Ariyan
Dario Schiraldi
Mathew Negus
Caroline Kitidis
Ziggy Kozelsky
Raphael Zagury

document_type: other


document_description: This document is an organizational chart detailing the Key Client Partners (KCP) structure for Americas and LatAm regions, under the leadership of Caroline Kitidis. It includes key personnel and departments, as well as coverage areas for Wealth Investment Coverage (WIC) and Key Client Coverage (KCC) teams.

title: KCP Organizational Structure Breakdown - Americas

key_people:
Caroline Kitidis
Mathew Negus
Ziggy Kozelsky
Joseph Cothron
Vahe Stepanian
Joshua Shoshan
Don Summer
Brian Harrington
Chris Quartararo
David Mann
Kevin Quinn
Thomas O'Rorke
Tazia Smith
Jay Lipman
Raphael Zagury
Alex Ramos
Luis Chaves
Alexis Marchena
Tatiana Dominguez

key_locations:
Americas
LatAm
CA
FL
NY
Mid-West
Mid-ATL
PHIL
BOS
East Coast
West Coast

document_subtype: organizational chart

key_organizations:
Key Client Partners (KCP)
Wealth Investment Coverage (WIC)
Key Client Coverage (KCC)


document_description: A brief update from Caroline v. Kitidis, Managing Director at Deutsche Bank Securities Inc., regarding team, infrastructure, and business perspectives.

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154-0004

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A document from Deutsche Bank Securities Inc. and Deutsche Asset & Wealth Management, located at 345 Park Avenue, New York, NY. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Caroline V. Kitidis provides updates on her activities, including meetings with bankers and clients such as J. Epstein, G. Mosko, and others. She mentions a team meeting to discuss strategy and structure, and offers to share materials. The correspondence is marked confidential.

key_people:
Caroline V. Kitidis
J. Epstein
G. Mosko
Lazari
Mathis
T. Volah
Tisch Family
Carl Icahn
David Zalaznick
Mort Zuckerman
Josephine Linden


document_description: Diego Galan, Head of Strategy Wealth Management Americas at DB Securities Inc, is requesting pipeline information from Mathew Negus to be sent by the end of the day tomorrow. The email mentions a lack of response from Finance regarding MCG financials.

key_people:
Diego Galan
Mathew Negus
Ladie Whitaker

document_subtype: email correspondence


document_description: Mathew Negus, Vice President at Deutsche Bank Securities Inc., mentions not receiving a response from Finance for MCG financials and starting work on Pipeline and PIC (KCP) with his own revenue view. He plans to send a recap/update later.

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154


document_description: This document contains minutes and action logs from the WM ExCo meetings in September and October 2013, along with contact information for Diego Galan, Head of Strategy Wealth Management Americas.

key_people:
Diego Galan
Ladie Whitaker


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A document from Deutsche Bank Securities Inc. and Deutsche Asset & Wealth Management, located at 345 Park Avenue, New York, NY, referencing an attachment titled 'SF Asset Breakdown a.o. 10.14.13.xlsx'. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains updated KCP trade ideas, market updates, and tactical trades. It discusses the Senate agreement to reopen and fund the government, the impact on world equity markets, and forecasts for Q4 GDP growth. It also includes single stock ideas for MON and AAPL.

title: KCP Trade Ideas

key_people:
Joe LaVorgna
Frank Kelly
Torsten Slok

key_locations: U.S. Asia Europe

key_organizations: Senate House Fed S&P DB


document_description: The document provides an analysis of various financial instruments and market forecasts. It includes information on new product pipelines, potential deals, and buy ratings for specific stocks. It also discusses bond yields, interest rate hedging, and global equity forecasts.

key_organizations:
JPMorgan
Moody's
AWM GIC
DWS Floating Rate Fund


document_description: The document discusses various financial instruments and market strategies, including emerging market notes, U.S. dividends structured notes, dual digital options, municipal total return swaps, and currency strategies. It highlights market conditions, investment opportunities, and forecasts for different financial markets, including equities, currencies, and municipal bonds.

key_locations:
Washington
Detroit
Puerto Rico

key_organizations:
DB AG
AWM GIC


document_description: The document discusses various financial strategies and products related to European economic recovery, real estate investments, and tail risk hedging. It includes details on credit-linked notes for European distressed nations, DB X-Trackers for exposure to European recovery, and real estate investment opportunities. It also covers tail risk hedging strategies in light of U.S. government default concerns.

key_people:
Tim Shields
Chip Packard

key_locations: Portugal Spain Italy Ireland Germany U.S.

key_organizations: Blackstone Dislocation Opportunities Fund


document_description: A memo from Tim Shields, an analyst at Deutsche Bank Trust Company Americas, with contact information and a confidential notice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: Request for an Excel spreadsheet containing financial data such as cost, tax cost, PL, yield to call, yield to maturity, premium to scale, and accretion on bonds beyond February 2013. The sender also requests the current AAA scale and plans to review the information on Tuesday or Wednesday.


document_description: Caroline Kitidis and Joshua Shoshan discuss client allocations and feedback from Chip and Haig. They mention clients Butenhoff and Bollag, highlighting their significance and business with Deutsche Bank.

key_people:
Caroline Kitidis
Joshua Shoshan
Butenhoff
Bollag
Chip
Haig

document_subtype: fax


document_description: Confidential email exchange between Deutsche Bank employees discussing significant amounts related to S Michael and Ben, and whether Chip or Haig need to be involved.

key_people:
Rosemary Vrablic
Joshua Shoshan
Sean Magee
S Michael
Ben
Chip
Haig

key_locations: 345 Park Avenue, New York, NY, 10154-0004

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: Correspondence between Joshua Shoshan and Caroline V. Kitidis discussing client allocations and feedback from Chip and Haig. Mention of clients Butenhoff and Bollag, with financial details and relationships.

key_people:
Joshua Shoshan
Caroline V. Kitidis
Chip
Haig
Butenhoff
Bollag


document_description: The correspondence involves a discussion about investment and deposit assets with Deutsche Bank's Asset & Wealth Management (AWM), totaling approximately $130 million. The conversation is marked as confidential and involves Rosemary Vrablic and Joshua Shoshan discussing the nature of assets and business related to a client named Michael, who does not have a brokerage account with them.

key_people:
Rosemary Vrablic
Joshua Shoshan
Michael
Ben

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.
Private Wealth Management - Americas


document_description: Email correspondence between Rosemary Vrablic and Joshua Shoshan discussing Bollag investment and deposit assets with AWM, totaling approximately $130 million. Joshua Shoshan inquires about the assets and nature of the business, noting that Michael has no brokerage account with them.

key_people:
Rosemary Vrablic
Joshua Shoshan
Sean Magee
Caroline Kitidis
Zbynek Kozelsky


document_description: Discussion about KCP allocations and their priority in financial breakdowns. Caroline Kitidis and Joshua Shoshan discuss the allocation of KCP accounts, including Epstein, Rose, and Wolfson, and the need for instructions for a KCP carve-out.

key_people:
Caroline V. Kitidis
Joshua Shoshan
Mike Iaquinta
Haig
Chip
Daniel Wolfson


document_description: A request to send the current AAA scale for review on Tuesday or Wednesday.


document_description: A confidential conversation between Joshua Shoshan and Rosemary Vrablic regarding the significant assets held by Michael and Ben with Deutsche Bank. Joshua asks for clarification on the assets and the nature of the business, while Rosemary suggests involving Chip or Haig if necessary.

key_people:
Joshua Shoshan
Rosemary Vrablic
Michael
Ben
Chip
Haig

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: Business card for Caroline V. Kitidis, Managing Director at Deutsche Bank Securities Inc.

title: Caroline V. Kitidis Business Card

document_subtype: business card

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: The document outlines the 2014 budget and strategic plans for KCP Americas, focusing on revenue growth, staffing, and business expansion in the US, LATAM, and WIC regions. It includes detailed revenue opportunities, staffing plans, and challenges faced by the organization.

title: KCP Americas Journey 2014 Budget and Strategy

key_locations: US LATAM

document_subtype: budget

key_organizations:
KCP Americas
Deutsche Asset
Global Client Group
Wealth Management


document_description: The document provides a weekly business update for key client partners in the Americas, detailing transactions closed, pipeline deals, and client updates as of November 12, 2013. It includes macro themes and trade ideas, client prospects, and transaction highlights. The document is marked for internal use only and is confidential.

title: Weekly Business Updates

key_people:
David Mann
Michael David
Drew Hearon
Bryan Stepanian
Neal Fiore
Carolin Botzenhard

key_locations:
NY PCS
GWH PCS
LA PB

key_organizations:
Sage Capital
NB Zoullas Sec
Florida Crystals
MDCA
Price Family
Deutsche Asset & Wealth Management


document_description: The document provides a summary of material deals in the pipeline for KCP Americas, including details on transactions closed, pipeline deals, and client updates. It includes information on various desks, deals, products, clients, and economic details.

title: Weekly Business Updates

key_people:
Jaws
Bill Forest
Miles Nadal
C. Gallagher
Epstein
Leo Kryss
Paul
Karl Kuehner

key_locations: Americas Hollywood Bovespa

key_organizations:
KCP Americas
Deutsche Asset & Wealth Management
Somerston
Stillwater
Endicott
Belford
Optimist
Samson Capital
Hamlin Capital


document_description: Correspondence from Caroline V. Kitidis, Managing Director at Deutsche Bank Securities Inc, regarding confidential matters.

key_locations: 345 Park Avenue, New York, NY 10154-0004


document_description: The document provides a weekly business update for key client partners in the Americas, detailing transactions closed, pipeline deals, client updates, macro themes, trade ideas, and client prospects. It includes revenue figures, macroeconomic themes, and specific client transactions.

title: Weekly Business Updates

key_organizations:
KCP US
WIC
Sage Capital
NB Zoullas Sec
Florida Crystals
MDCA
Price Family
Deutsche Asset & Wealth Management


document_description: The document provides a summary of key client partners and material deals in the pipeline for KCP Americas as of November 12, 2013. It includes details on various transactions, including real estate, private markets, capital markets, and structured notes, with key clients such as Epstein, Miles Nadal, and others.

title: Weekly Business Updates

key_people:
Epstein
Miles Nadal
Leo Kryss
Paul
Karl Kuehner

key_organizations:
KCP Americas
Deutsche Asset & Wealth Management


document_description: The document contains a summary of revenue from various financial activities, including preferred stock sale, syndicate MLPs, and air lease allocation, totaling $772K.


document_description: The document provides a summary of key client partners, transactions closed, pipeline deals, and client updates as of November 29, 2013. It includes revenue figures, macro themes, trade ideas, client prospects, and new approved accounts. Additionally, it lists various deals across different desks and products, highlighting key clients and economic details.

title: Weekly Business Updates

key_people:
David Mann
Thomas OR
Michael David
Drew Hearon
Bryan Stepanian
Neal Fiore
Carolin Botzenhard
Mark Gonzalez
Miles Nadal
C. Gallagher

key_organizations:
KCP US
WIC
Sage Capital
NB Zoullas Sec
Florida Crystals
MDCA
Price Family
Voltaire Capital
Deutsche Asset & Wealth Management


document_description: The document provides a summary of key client transactions and pipeline deals for KCP Americas as of November 29, 2013. It includes details on real estate financing, equity swaps, and various capital market deals.

title: Weekly Business Updates

key_people:
Luksic Family
Leo Kryss
Belford
Optimist
Wasserman
P&K Kuehner
Samson Capital
Bilgili
Hamlin Capital
Jaws
Bill F
Price Family
Millstein Housing

key_locations: Americas LATAM US European


document_description: A proposal for the internal review and deal approval process for CFP and NCOU within Deutsche Asset & Wealth Management.

title: CFP & NCOU: Internal Review & Deal Approval Process Proposal

document_date: November 2013

document_subtype: Proposal

key_organizations:
Deutsche Asset & Wealth Management
CFP
NCOU


document_description: This document outlines the typical deal flow and current status of various investment opportunities within Deutsche Asset & Wealth Management. It includes sections on co-investment opportunities, CFP-sponsored and non-sponsored deals, client-to-client transactions, and NCOU client interactions. The document highlights fiduciary responsibilities, potential conflicts of interest, and reputational risks associated with these investment opportunities.

title: Private Markets, CFP, NCOU - Typical Deal Flow: Current Status

document_subtype: internal report

key_organizations:
Deutsche Asset & Wealth Management
AWM
KCP
CB&S
NCOU


document_description: The document outlines the framework for Private Markets, focusing on three business lines including Real Estate and Infrastructure via a joint venture with ARA. It emphasizes the due diligence process for deals, whether originated by Private Markets or from other sources. The document categorizes strategies and target clients for Third Party Funds, Co-Invest Private Equity, and Real Estate & Infrastructure.

title: Private Markets Framework: Key Product Channels

key_locations:
London
New York
Germany

document_subtype: internal document

key_organizations:
ARA
AWM
AFS PM
AFS DB PE


document_description: This document outlines the process steps for AFS Private Markets, including idea generation, initial viability review, TRC review, demand assessment, wealth RE committee, AFS PDC review, execution, marketing & closing, post-close services, and fail path. It details the involvement of various committees and groups at each step.

title: AFS Private Markets: Process Chart

document_subtype: process chart

key_organizations: AFS ARA TRC WREC PDC PWM KCP GCG PSG


document_description: This document outlines corporate finance mandates and non-mandated situations for Deutsche Asset & Wealth Management. It includes finding buyers/investors for assets, capital raising for clients, and connecting clients to ultra-high-net-worth individuals. Priorities are sell-side mandates to maximize firm revenues while managing potential franchise and litigation risks.

document_subtype: memo


document_description: The document outlines a new proposed framework for AWM regarding CFP deals with KCP clients. It emphasizes the need to strengthen the current regime by introducing CFP deals to 'professional investor' classified AWM KCP clients with 'big boy' letters. These letters should disclose DB AG's conflicts of interest and require clients to have the necessary expertise to conduct due diligence. The document also discusses the AWM internal review and approval process, including risk assessment and the role of the Suitability & Appropriateness Committee.

title: AWM New Proposed Framework

document_subtype: internal memo

key_organizations:
Deutsche Asset & Wealth Management
AWM
DB AG


document_description: This document outlines the proposed due diligence framework for CF mandated deals, focusing on key criteria for adding products and transactions to the AWM platform. It includes criteria such as AWM due diligence, analysis of capital structure, counterparty analysis, reputational risk analysis, structuring/documentation, governance controls, conflicts of interest, revenue potential, and resourcing. The document also highlights the lack of current AWM expertise in direct deals outside of RE and Infrastructure and suggests hiring additional headcount with relevant expertise.

title: Proposed Due Diligence Framework for CF Mandated Deals


document_description: This document is a notice from Deutsche Bank AG, intended for discussion purposes only, and does not create any legally binding obligations. It advises recipients to rely on final documentation for investment decisions and not on the summary provided. The document highlights that Deutsche Bank is not acting as a financial adviser and that transactions may not be suitable for all investors. It also disclaims liability for any losses or damages arising from reliance on the document.

key_organizations:
Deutsche Bank AG
Federal Financial Supervising Authority
Financial Services Authority
Deutsche Asset & Wealth Management


document_description: The document is a memo from Caroline Kitidis, Managing Director at Deutsche Bank Securities Inc, summarizing various financial transactions and deals. It includes block trades, revenue confirmations, new clients, and investment coverage details.


document_description: The document provides a summary of key client partners, transactions closed, pipeline deals, and client updates as of November 29, 2013. It includes revenue figures, macro themes, trade ideas, client prospects, and new approved accounts. Additionally, it lists material deals in the pipeline and provides a detailed table of various deals, products, clients, and their economics.

title: Weekly Business Updates


document_description: The document provides a summary of transactions closed, pipeline deals, and client updates for KCP Americas as of November 29, 2013. It includes details on various financial deals, clients involved, and economic terms.

title: Weekly Business Updates

key_people:
Luksic Family
Leo Kryss
Belford
Optimist
A.G.
RMA Engh
Wasserman
P&K Kuehner
Samson Capital
Bilgili
Hamlin Capital
Jaws
Bill F
Price Family
Millstein Housing

key_locations: Americas LATAM US


document_description: An internal document from Deutsche Asset & Wealth Management outlining the internal review and deal approval process proposal for CFP & NCOU.


document_description: The document outlines the Private Markets Framework, focusing on key product channels within three business lines: Private Markets, Real Estate, and Infrastructure via a joint venture with ARA. It emphasizes the due diligence process for deals, which can originate from Private Markets or other sources, and describes the approval process. The document also details strategies and target clients for Third Party Funds, Co-Invest Private Equity, and Real Estate & Infrastructure.

key_organizations:
Private Markets
ARA
AWM
AFS PM
AFS DB PE


document_description: The document outlines corporate finance mandates and non-mandated situations for Deutsche Asset & Wealth Management. It includes finding buyers/investors for assets, capital raising for clients, and connecting clients to ultra-high-net-worth individuals. Priorities are sell-side mandates to maximize firm revenues while managing franchise and litigation risks.


document_description: The document outlines a new proposed framework for AWM regarding CFP deals with KCP clients. It emphasizes the need to strengthen the current regime by introducing CFP deals to 'professional investor' classified AWM KCP clients with 'big boy' letters. These letters should disclose DB AG's conflicts of interest and require clients to have the necessary expertise to conduct their own due diligence. The document also discusses the AWM internal review and approval process, including risk assessment diligence and the role of the Suitability & Appropriateness Committee.

title: AWM New Proposed Framework

key_organizations:
Deutsche Asset & Wealth Management
AWM
DB AG
Private Markets JV
AFS-ARA


document_description: This document outlines the proposed due diligence framework for CF mandated deals, focusing on key criteria for adding products and transactions to the AWM platform. It includes criteria such as AWM due diligence, analysis of capital structure, counterparty analysis, reputational risk analysis, structuring/documentation, governance controls, conflicts of interest, revenue potential, and resourcing. The document highlights the lack of current AWM expertise in direct deals outside of RE and Infrastructure and suggests hiring additional headcount with direct PE or CF advisory due diligence expertise.


document_description: The document discusses the framework for 'Client-to-Client' transactions within AWM, highlighting the lack of due diligence and professional involvement in these deals. It introduces a new framework for linking KCP clients and outlines the internal review and approval process, including the use of a KCP Client Exemption List and the role of the Suitability & Appropriateness Committee.

title: AWM Client Referred Deals

key_organizations:
AWM
KCP
Deutsche Asset & Wealth Management


document_description: The document discusses the internal framework and processes for handling bank deleverage assets by NCOU and AWM. It highlights key issues such as conflicts of interest, valuation issues, and reputational risks. The document outlines the AWM's new proposed framework for KCP clients, including an internal review and approval process, and the establishment of a special committee for final approval.

key_people:
Stephane Farouze
Pierre Cherki
Yves Dermaux
Dario Schiraldi

key_organizations:
NCOU
AWM
DB Group
Deutsche Asset & Wealth Management


document_description: This document is a notice from Deutsche Bank AG, intended for discussion purposes only, and does not create any legally binding obligations. It advises recipients to rely on final documentation for investment decisions and not the summary contained within. The document highlights that DB is not acting as a financial adviser and emphasizes the importance of independent assessment of transactions. It also disclaims liability for any losses or damages arising from reliance on the document.


document_description: The document is marked as confidential and is related to the Jeffrey Epstein case, as indicated by the reference to the Southern District of New York (SDNY). It includes several reference numbers but lacks specific content details.


document_description: Unauthorized use, disclosure, or copying of this communication is prohibited. If received in error, notify via email and destroy the communication.


document_description: A letter from Tazia Smith, Director at Deutsche Bank Securities Inc, providing contact information and marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: letter

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Contact information for Tazia Smith, Director at Deutsche Bank Securities Inc, including phone and fax numbers.

document_subtype: business correspondence


document_description: Internal communication regarding share allocation for Mr. Epstein in relation to a Santander IPO.

key_people:
Mr. Epstein
Joshua Shoshan
Tazia


document_description: Internal communication regarding a KCP allocation request for Santander involving Jeffrey Epstein. The email seeks advice on comfort with the request in the pre-allocation for KCP bucket before non-KCP allocations.

key_people:
Caroline Kitidis
Jeffrey Epstein

key_organizations:
Deutsche Bank
Santander


document_description: Internal memo regarding KCP IOI for Santander IPO involving Epstein with 150k shares. Request for follow-up with Chip/Haig.

key_people:
Tazia Smith
Josh
Chip
Haig
Epstein


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0121976, SDNY_GM_00268160, and EFTA01460603.


document_description: A confidential document from Deutsche Bank Private Bank, located at 345 Park Avenue, New York, NY, with contact information provided. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: bank document


document_description: The document is an internal business review and focus for Deutsche Asset & Wealth Management's Key Client Partners (KCP) unit, which serves ultra-high-net-worth clients with a range of financial products and services. It emphasizes the unit's role in delivering expertise and solutions to sophisticated investors.

key_organizations:
Deutsche Asset & Wealth Management
Key Client Partners
Asset Wealth Management
Corporate Banking & Securities
Global Transaction Banking
Non-Core Operating Unit


document_description: The document provides a business review of Key Client Partners (KCP) in the Americas for the year 2013, including gross revenue figures, revenue breakdowns by region and quarter, and top trades in KCP US.

title: KCP Americas 2013 Business Review

key_people: Mann Landers Furber ORorke Dhody Grous Mandala Botzenhard Daulton Bennett

key_locations:
Houston
Boston
Miami
345P
Los Angeles
San Francisco

document_subtype: business review

key_organizations:
KCP Americas
KCP US
WIC US
WIC LATAM
KCP LATAM
Deutsche Asset & Wealth Management


document_description: The document provides a business summary and focus for Key Client Partners (KCP) in the Americas for 2014. It includes revenue data for 2012 and 2013, target budgets for 2014, and details on new client acquisition and challenges. It also outlines the team structure, business strategy rollout, and expansion of product offerings.

title: Key Client Partners (KCP) — Americas Business Summary & 2014 Business Focus

key_locations: Americas US LATAM

document_subtype: business summary


document_description: The document provides a business summary for Key Client Partners (KCP) in the Americas, focusing on Wealth Investment Coverage (WIC) for the years 2012-2014. It includes revenue data, account transactions, and strategic initiatives for team structure and business strategy rollout. The document also outlines expansion of product offerings and challenges faced.

title: Key Client Partners (KCP) - Americas Business Summary

document_subtype: Business Summary


document_description: The document outlines the hiring plan and budget targets for Key Client Partners (KCP) in the Americas for 2014. It includes revenue targets, additional hires needed, and estimated costs. The document also highlights the need for new hires to support budget growth and the formalization of investment platforms.

title: Key Client Partners (KCP) - Americas Hiring Plan 2014

document_subtype: hiring plan

key_organizations:
Key Client Partners (KCP)
WIC US
WIC LATAM
KCP LATAM


document_description: This document outlines the business rollout plan, timeline, and milestones for Key Client Partners (KCP) in the Americas region. It includes strategy and structure meetings, product creation, legal and compliance processes, and the launch of KCP offerings. The document also details ongoing processes such as headcount/resources management, revenue reporting, and IT investment.

title: Key Client Partners (KCP) — Americas Business Rollout, Timeline & Milestones

document_subtype: business rollout plan


document_description: The document provides a summary of the 2014 revenue tracker and forecast for Key Client Partners (KCP) in the Americas. It includes revenue data for 2012, 2013, and year-to-date 2014, along with budget targets for 2014. The document also contains detailed tables showing revenue performance and variance for KCP US, WIC US, WIC LATAM, and KCP LATAM.

title: KCP Americas Revenue Tracker & Forecast - Summary

key_locations: Americas US LATAM Chicago Greenwich

document_subtype: Revenue Tracker

key_organizations:
Key Client Partners
Deutsche Asset Management


document_description: The document provides a detailed revenue tracker and forecast for Key Client Partners (KCP) in the Americas for the year 2014. It includes revenue data for KCP US and LATAM, as well as WIC US and LATAM, with targets and actuals for each quarter and month. The document also includes a breakdown of transactions and revenue contributions from various locations and product buckets.

title: 2014 Revenue Tracker & Forecast - KCP US

key_organizations:
Key Client Partners
Deutsche Asset & Wealth Management


document_description: This document outlines the key product focuses and initiatives for Key Client Partners in the Americas for 2014. It includes quarterly product focuses, key initiatives, challenges, and business focus areas for Deutsche Asset & Wealth Management.

title: Key Client Partners (KCP) - Americas

document_subtype: business strategy document


document_description: The document contains various tables summarizing the 2014 WIC client account review, revenue/budget targets, support structure review, and 2013 revenue. It includes data on account descriptions, revenue targets, budget allocations, and quarterly revenue figures.

title: 2014 WIC Client Account Review

key_people:
Josh
Joe
Vahe
Brian
Chris
Chris Questorate
Jochen Showan
Brian & Harrington
Joseph Cottuno Tamkh
Ipho
Taxs Bratt

key_organizations:
WIC US
PCS
Syndicate


document_description: Paul Morris from Deutsche Bank Private Bank mentions having breakfast with Jeffrey and Eileen, expressing eagerness to start working together.

key_people:
Jeffrey
Eileen
Paul Morris


document_description: The document is marked as confidential and is related to the Jeffrey Epstein case, as indicated by the reference to the Southern District of New York (SDNY). It includes several reference numbers, suggesting it may be part of a larger set of documents or evidence.

title: Passion to Perform


document_description: Internal communication regarding KCP IDI for Santander related to Epstein, involving 150k shares. Request for follow-up with Chip/Haig.

key_people:
Josh
Tazia Smith
Chip
Haig


document_description: Internal memo discussing the allocation of shares for the Paylocity IPO for client Jeff Epstein. The memo outlines the expected allocation of shares and seeks agreement on the number of shares to be allocated to Epstein.

key_people:
Haig Ariyan
Joshua Shoshan
Caroline Kitidis
Chip Packard
Michael Iaquinta
Tazia
Jeff Epstein

document_date: March 19

key_organizations:
Deutsche Bank Securities Inc.
Paylocity


document_description: Internal communication regarding KCP IOI for Santander IPO involving 150k shares, with a request to follow up with Chip/Haig.

key_people:
Tazia Smith
Josh
Chip
Haig


document_description: The document is a financial report detailing revenue, pipeline deals, transactions closed, client updates, and trade ideas for KCP and WIC in the U.S. and LATAM regions. It includes revenue figures for 2012, 2013, and 2014, as well as targets and pipeline data.

title: KCP Weekly Business Review

document_subtype: financial report

key_organizations: KCP WIC


document_description: The document is a business review detailing revenue, pipeline deals, transactions closed, client updates, and trade ideas for KCP. It includes detailed tables of clients, trades, ticket sizes, expected revenue, and other financial metrics across different regions such as US and LATAM.

title: KCP Weekly Business Review

key_people:
Miles Nadal
Cheryl Paller
Bill Furber
Elisabeth Schreiber
Ed Lok
Carolin Botzenhard
Patricia Bennett
Robert Leidy
Terri Sohrab
Tim Riley
Antonio Braun
Patricio Leon
Cristian Gonzalez
Mercedes Sampedro
Jan Eddicks
Joseph Jacinto
Ana Sosa
Carlos Arrizurieta
Russell Daulton
Chris Quartararo
Vahe Stepanian
Joshua Shoshan
Brian Convey

key_locations:
New York
Los Angeles
Boston
Miami
San Francisco
Palm Beach
Hamburg
Geneva

key_organizations:
KCP
GH Palmer Associates
JHAC
Olson
Jaws
Forest
Toro
Angelo Tsakopoulos
Price Family Office
EnTrust
Wilbur Ross
Robert Sillerman
Veritas
Mayweather
Inland Real Estate
Noble
Angelini Family
Siemel Company
Belford
Fundacion
ProAltus
Bulgheroni Family
Stars
Signature Capital
Tendencia Asset Management
Arizona
Ferrell Capital


document_description: The document provides a detailed overview of transactions closed by KCP in the US and LATAM regions, including client details, trade types, ticket sizes, expected revenues, and relationship managers. It also highlights product focuses and closed deals for both KCP and WIC.

title: KCP Weekly Business Review

key_people:
Chris J Acito
Mark Gonzales
Edward Maier
Mike McCarthy
Rosemary Vrablic
Andrew Mandala
Susan Burnett
Carlos Arrizurieta

key_locations:
New York
Chicago
Miami
Los Angeles

document_subtype: Weekly Business Review

key_organizations:
KCP
Gapstow Capital Partners
Prudential
JVB Properties
Ansbacher Bahamas
Trafigura
Athena
Loeb
Gallagher
Arizona
Drake
Stars
Angeline Family
Fundacion
Pragma
Noble
WIC


document_description: The document is a business review detailing various financial products, their status (live or pipeline), sponsor contacts, dates, materials, processes, management meetings, target raise fees, and marketing plans. It includes information on products like Rated Infrastructure Notes, Maryland Proton Therapy, Bastille, Marinas, Base Metal & Mining Loans, EcoMotors, SOFI, ROIF, LiquidAlts Omega Seed Capital, RetroFit, and Hyperion Homes.

title: KCP Weekly Business Review

key_people:
Jorge Rodriguez
Jonathan Newman
Michael Kuras
Jeff Mortara
Chad Cooper
Chris Zhou
Carlos Munoz-Lucas
Billy Obregon
Wes Sturdevant
Remy Marino
Carlo-Edoardo Carlon
Todd Henderson

document_subtype: Business Review

key_organizations:
ARA Infrastructure
CBAS Exotic Muni Trading
ECM
AFS Private Markets
FREEF


document_description: The document is a client list from KCP Weekly Business Review dated March 24, 2014. It categorizes clients into three tiers based on their onboarding status and provides details such as ultimate beneficial owner, net worth/AUM, estimated annual revenue, relationship manager, channel, office, and investor type. Key clients include Jeffrey Epstein, Leon Black, and Steven Spielberg.

title: KCP Weekly Business Review

key_people:
Jeffrey Epstein
Leon Black
Steven Spielberg
David Geffen
George Lucas
Jeffrey Katzenberg

key_locations:
New York
Los Angeles
Miami
San Francisco
Chicago
Baltimore
Houston

document_subtype: Client List

key_organizations:
Butterfly Trust
Gapstow Fund of Funds
Parkwood Capital
EnTrust Palmetto LLC
MDCA
Tisch Family (TFMG)
Omidi
Black
Porticoes LLC
TOMS Capital
Thirdlake
Freestyle Capital
Terrapin Partners
JVB Properties
Sage Capital
Heritage Provider Network
National Commerce Bank
Meredith Corp
The Roosevelt Investment Company
Voltaire Capital
RJET (Republic Airway Holdings)


document_description: The document contains trade ideas with implementation themes, rationale, risks, and investment areas for various sectors including government, consumer, FX, auto, and aviation/defense. It includes specific trades with potential profit and risk assessments.

title: KCP Weekly Business Review

key_locations:
Japan
Puerto Rico
Ukraine

document_subtype: trade ideas

key_organizations: KCP DB


document_description: The document is a business review detailing revenue, pipeline deals, transactions closed, client updates, and trade ideas for KCP. It includes detailed tables of clients, trades, ticket sizes, expected revenue, and other financial metrics across different regions such as US, LATAM, and WIC.

title: KCP Weekly Business Review

key_people:
Miles Nadal
Cheryl Paller
Bill Furber
Elisabeth Schreiber
Ed Lok
Patricia Bennett
Robert Leidy
Terri Sohrab
Tim Riley
Antonio Braun
Patricio Leon
Cristian Gonzalez
Mercedes Sampedro
Jan Eddicks
Joseph Jacinto
Ana Sosa
Carlos Arrizurieta
Russell Daulton
Chris Quartararo
Vahe Stepanian
Joshua Shoshan
Brian Convey

key_locations:
New York
Los Angeles
Boston
Palm Beach
San Francisco
Miami
Hamburg
Geneva


document_description: The document contains a detailed review of transactions closed by KCP and WIC in the US and LATAM regions. It includes information on clients, trades, ticket sizes, expected revenue, and relationship managers. The document is marked for internal use only and is confidential.

title: KCP Weekly Business Review

key_people:
Chris J Acito
Jack Thompson
Charles Gallagher
Dan Loeb
Norman Tulchin
Chaim Katzman

key_organizations:
KCP
WIC
Gapstow Capital Partners
Prudential CLO
JVB Properties
Ansbacher Bahamas


document_description: The document is a business review detailing various financial products, their status (live or pipeline), sponsor contacts, target raise amounts, and marketing plans. It includes information on products like Rated Infrastructure Notes, Maryland Proton Therapy, Bastille, Marinas, Base Metal & Mining Loans, EcoMotors, SOFI, ROIF, LiquidAlts Omega Seed Capital, RetroFit, and Hyperion Homes.

title: KCP Weekly Business Review


document_description: The document is a weekly business review for KCP, focusing on revenue, pipeline deals, transactions closed, client updates, and trade ideas. It includes a table with details on various real estate and lodging projects, their status, sponsors, and financial targets.

title: KCP Weekly Business Review

key_people:
Chad Cooper
Ronen Ribek
Bernard Abdo
David Manni
Pierre Economacos
Paul A. Milotis
Bruce McDermott

key_locations:
Miami
Lyon, France
Ambergris Caye, Belize

key_organizations:
CB&S REIB
AFSIARA
AFS
KCP


document_description: The document is a client list from a KCP Weekly Business Review dated March 24, 2014. It categorizes clients into three tiers based on their status: Tier 1 for clients currently being onboarded, Tier 2 for clients approved for adoption, and Tier 3 for clients who have requested coverage. The list includes details such as client names, ultimate beneficial owners, net worth/AUM, estimated annual revenue, relationship managers, channels, offices, and investor types.

title: KCP Weekly Business Review

key_people:
Jeffrey Epstein
Miles Nadal
Leon Black
Daniel Loeb
Richard Merkin
David Geffen
Steven Spielberg
Jeffrey Katzenberg
George Lucas


document_description: A confidential memo from Joshua Shoshan, Director at Deutsche Bank Securities Inc., related to private wealth management in the Americas.

document_subtype: memo


document_description: The document is a financial report detailing revenue, pipeline deals, transactions closed, client updates, and trade ideas for KCP and WIC in the U.S. and LATAM regions. It includes revenue figures for 2012, 2013, and 2014, as well as targets and pipeline information. The report also outlines revenue targets and actuals for each month and quarter of 2014, with a total revenue target of USD 85 million and a budget of Euro 65 million.

title: KCP Weekly Business Review


document_description: A detailed table of pipeline deals, transactions closed, and client updates for KCP's weekly business review. It includes information on clients, trade types, ticket sizes, expected revenue, and relationship managers.

title: WIC Deal Pipeline

key_people:
Salvatore Moore
Brian Convey
Cindy Loundenslager
Russ Daulton
Terrence Tangney
Schmidinger-Brown
Brand Daniels
Ed Lok
Dan Gray
Susan Burnett

key_locations:
NY
SP
SF
Los Angeles
San Francisco

key_organizations:
Berkheimer
Obernier
Vaccaro
Roscini Roscini
Samson
Benioff
Buchsteiner
Lindfield Inc.
Meridian Plaza
Paul Bloch
Norman Tulchin
Michael Muldoon


document_description: The document is a business review detailing various financial products, their status (live or pipeline), descriptions, sponsor contacts, dates, materials, process steps, management meetings, target raises, and fees/revenues. It includes information on private markets, infrastructure notes, debt financing, intellectual property portfolios, marina acquisitions, security technology investments, and more.

title: KCP Weekly Business Review

key_people:
Jorge Rodriguez
Jonathan Newman
Michael Kuras
Jeff Mortara
Chad Cooper
Carlos Munoz-Lucas
Billy Obregon
Wes Sturdevant

key_locations:
University of Maryland
Panama Canal
University of Miami

key_organizations:
ARA Infrastructure
CB&S Exotic Muni Trading
CB&S ECM
ECM
AFS
PCS
CIB
KCP
AFS Private Markets


document_description: The document is a business review detailing various pipeline and closed deals in the private markets and alternative investments sector. It includes descriptions of projects, sponsor contacts, target raise fees, and other relevant details.

title: KCP Weekly Business Review

key_people:
Ronen Ribek
Bernard Abdo
Jeff Baer
David Mann
Pierre Economacos
Paul A. Milotis
Bruce McDermott

key_locations:
Lyon, France
Ambergris Caye, Belize
Ft. Lauderdale, FL
Berkeley, California
France

key_organizations: Fortress Worldwide Transportation & Infrastructure fund


document_description: The document is a client list from KCP Weekly Business Review dated April 10, 2014. It includes details about clients being onboarded, approved for adoption, and those who have requested coverage. The list provides information on clients' ultimate beneficial owners, net worth/AUM, estimated annual revenue, relationship managers, channels, offices, and investor types.

title: KCP Weekly Business Review

key_people:
Jeffrey Epstein
Paul Morris
Mark Gonzales
Patricia Bennett
Miles Nadal
Laurence Tisch
Julian Omidi
Leon Black
Les Lieberman
Noam Gottesman
Daniel Loeb
Barry Siadat
Michael Stone
Nathan Leight
Jack Thompson
Raz Steinmetz
Richard Merkin
Andrew Mandala
Barry Kitt
Jeff Neal
Todd Kurowski
David Geffen
Steven Spielberg
Jeffrey Katzenberg
George Lucas
Geoffrey Palmer
Paul Queally
David Fleming Jr
Brad Meier
Ken Germann
Krishan Rattan
Frank Winford

key_locations:
New York
Los Angeles
Miami
San Francisco
Chicago
Baltimore
Greenwich
Houston

key_organizations:
Butterfly Trust
Gapstow
Parkwood Capital
EnTrust Palmetto LLC
MDCA
Tisch Family (TFMG)
Omidi
Black
Porticoes LLC
TOMS Capital
Thirdlake
Falcon Trail Capital LLC
Freestyle Capital
Terrapin Partners
JVB Properties
Sage Capital
Heritage Provider Network
National Commerce Bank
Meredith Corp
The Roosevelt Investment Company
Geffen
Spielberg
Katzenberg
Lucas
Palmer
CP Group
Meier
RBC Carribean Corp
Rendina Companies
Voltaire Capital
RJET (Republic Airway Holdings)


document_description: The document is a business review detailing revenue, pipeline deals, transactions closed, client updates, and trade ideas. It includes detailed tables of client trades, ticket sizes, expected revenue, and other financial metrics for both US and LATAM pipelines.

title: KCP Weekly Business Review

key_people:
Todd Ryman
Carolin Botzenhard
Patricia Bennett
Robert Leidy
Cheryl Paller
Susan Burnett
Neal Fiore
Jim Fink
Frank Winford
Antonio Braun
Patricio Leon
Cristian Gonzalez
Mercedes Sampedro
Diego Canalda
Joseph Jacinto
Jan Eddicks
Ana Sosa

key_locations:
Atlanta
Los Angeles
Palm Beach
MIA/NY
MIA/BOS
New York
San Francisco
Greenwich
Houston
Miami
NY
Hamburg
Geneva

key_organizations:
GLS
Price Family Office
EnTrust
Wilbur Ross
Toro/Jaws/Forest
Jaws/JHAC
Inland Real Estate
GH Palmer Associates
Angelo Tsakopoulos
LLBH (RIA)
Veritas (Yat-Pang Au)/Mullin
Tutor
Miles Nadal
Centaurus Capital/GAI
MHHS
Noble
Angelini Family
Belford
Fundacion
ProAltus
Alto Global Fund
Tendencia Asset Management
Siemel Company
Bulgheroni Family
Stars
Signature Capital
Arizona


document_description: The document is a business review detailing revenue, pipeline deals, transactions closed, client updates, and trade ideas. It includes a table with information on various clients, trades, ticket sizes, expected revenue, and other financial metrics.

title: WIC Deal Pipeline

key_organizations:
WIC
Berkheimer
Obernier
Vaccaro
Roscini Roscini
Samson
Benioff
Buchsteiner
Lindfield Inc.
Meridian Plaza
Paul Bloch
Norman Tulchin
Michael Muldoon


document_description: The document is a business review detailing various financial products, their status (live or pipeline), descriptions, sponsor contacts, dates, materials, process steps, management meetings, target raises, and fees/revenues. It includes information on Rated Infrastructure Notes, Maryland Proton Therapy, Bastille, Marinas, FST21, Puerto Nuevo, SOFI, and Abraaj.

title: KCP Weekly Business Review


document_description: The document is a business review detailing various pipeline and closed deals related to real estate and resort acquisitions, developments, and capital raises. It includes descriptions, sponsor contacts, target raise fees, and other relevant details for each project.

title: KCP Weekly Business Review

key_organizations:
AFS
ARA
SURF Hotels Pte Ltd
KCP
CFP


document_description: A detailed table listing clients, their ultimate beneficial owners, net worth/AUM, estimated annual revenue, relationship managers, channels, offices, and investor types. The document categorizes clients into tiers based on their onboarding status and provides financial details for each client.

title: KCP Weekly Business Review

key_people:
Jeffrey Epstein
Paul Morris
Tazia Smith
Thomas Ororke
David Mann

key_locations:
New York
Los Angeles
Miami
Chicago
San Francisco
Baltimore
Greenwich
Houston

key_organizations:
Butterfly Trust
Gapstow
Parkwood Capital
EnTrust Palmetto LLC
MDCA
Tisch Family (TFMG)
Omidi
Black
Porticoes LLC
TOMS Capital
Dan Loeb
Thirdlake
Falcon Trail Capital LLC
Freestyle Capital
Terrapin Partners
JVB Properties
Sage Capital
Heritage Provider Network
National Commerce Bank
Barry Kitt (CIO TOMS Capital)
Meredith Corp
The Roosevelt Investment Company
Geffen
Spielberg
Katzenberg
Lucas
Palmer
Queally
CP Group
Meier
RBC Carribean Corp
Rendina Companies
Voltaire Capital
RJET (Republic Airway Holdings)


document_description: Michele will discuss WM Americas relationships on May 9th, focusing on existing business and key opportunities. Participants include Michele, Chip, Haig, Salman, Karim Barrada, and Caroline. Diego requests Caroline's input on recent conversations with Bankers/CAs for specific relationships.

title: Platinum Client reviews with MF on Friday May 9th 10-11:30am

key_people:
Michele
Chip
Haig
Salman
Karim Barrada
Caroline
Diego Galan

key_organizations:
WM Americas
DB Securities Inc


document_description: Peter Holmes requests updated client lists for the Client Tiering effort to be provided by Monday afternoon.

key_people:
Peter Holmes
Roelfien
Terrance

key_locations: 345 Park Avenue, New York, NY 10154-0004


document_description: The document contains contact information and a reference to an attached file named 'Platinum level clients.xlsx'. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Andrea Tapia and Chip Packard discuss client tiering and upcoming Client Advisory meeting.

key_people:
Andrea Tapia
Chip Packard

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: Andrea Tapia discusses a client tiering exercise for the Client Advisory Board, suggesting leveraging top relationships for teams.

key_people:
Andrea Tapia
Chip
RV
Roelfien
Jerry

key_locations: 345 Park Avenue, 24th Floor, New York, NY 10154

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: Andrea Tapia discusses a client tiering exercise for the client Advisory Board with Chip. The Platinum client list has been suggested, but more clients need to be identified to reach a total of 50 clients from WM. Andrea suggests leveraging the top 10 relationships for the 4 teams sent previously.


document_description: Chip Packard discusses combining data with PCS and suggests starting with a revenue-based view of the Top 50. He mentions deleting and adding names in a column and seeks to finalize the task with Haig's input.

key_people:
Chip Packard
Russ
Haig
Andrea Tapia
Kimberly Hart


document_description: A table listing top 50 wealth management relationships with names and numbers.

title: Top 50 WM Relationships

key_people:
Russ Johnson
Chip Packard
Andrea
Kimberly
Haig
Russell-W

document_subtype: table


document_description: A table listing various entities and individuals, possibly related to financial or legal matters. The document is marked as confidential and is associated with Deutsche Asset & Wealth Management.


document_description: This document lists the top 50 wealth management banker relationships by revenue for May YTD 2014, including the banker names, revenue amounts, and CBVS ex Custody values.

title: Top 50 WM Banker Relationships by Revenue

key_people:
Rosemary Vrablic
Joanne Jensen
Terrence Tangney
Susan Burnett
Cheryl Paller
Malcolm Kimble
Mark Westhoff
Terri Sohrab
George Zahringer
David Rodin
Deirdre Judge
Russell Daulton
Elizabeth Payne
Michael E. McCarthy
Carolin Botzenhard
Paul Morris
Michael Jacoby
Maryann Coleman

key_organizations:
ICAHN & FAMILY
KROENKE GROUP
HARBOURVEST PARTNER
PERELMAN RONALD
ARCLIGHT ENERGY PTN
HIRTLE CALLAGHAN &
FIRST RESERVE
LONE STAR FUNDS
WASSERMAN ALAN
WOLFSON
KUEHNER CARL
GS CAPITAL PARTNERS
CARLYLE GROUP
SILLERMAN ROBERT FX
BURKLE RONALD
MURDOCK FDTN
BASILE SILVERIO
SIMON HERBERT
GOLUB CAPITAL
CAMBAY GROUP
AMIDI RAHIM
TRUMP DONALD J
LOEB DANIELS
GOLDENTREE
STARWOOD CAPITAL GR
RELATED COMPANIES
GAPSTOW
UNITED STATES POWER
CERBERUS CAPITAL
TEMPLETON JOHN
KOCH CHARLES
SOHACHESKI JAIME
CASE STEPHEN
BROOKFIELD
ARKELL/STOCKMAN
FOX ALAN
CAMEEL HALIM
PRINCIPLES OF AQUIL
APOLLO INVESTMENT F
GNLC HOLDINGS INC
THE PRICE GROUP
CHARTOUNI FOUAD
MARRIOTT JOHN W
TOW LEONARD
HUBBARD BROADCASTIN
VALIOTIS EFSTATHIOS
SOUTHERN FINANCIAL
SINCOCK CRAIG
STERN ED
ELLISON J


document_description: A list of names and entities, possibly related to financial or legal matters, followed by a signature from Russ Johnson, Director of Wealth Management - Americas at Deutsche Asset & Wealth Management. The document is marked as confidential.


document_description: This document lists the top 50 wealth management banker relationships by revenue for May YTD 2014, including details on the banker, revenue, and CBVS excluding custody.

key_people:
Rosemary Vrablic
Joanne Jensen
Terrence Tangney
Susan Burnett
Cheryl Paller
Malcolm Kimble
Mark Westhoff
Terri Sohrab
George Zahringer
David Rodin
Russell Daulton
Deirdre Judge
Elizabeth Payne
Michael E. McCarthy
Carolin Botzenhard
Paul Morris
Michael Jacoby
Maryann Coleman


document_description: The document is a financial report listing the top 50 wealth management relationships by revenue for May YTD 2014. It includes details such as revenue rank, relationship name, banker, sub-GMT, May YTD revenues, and CBVs (excluding custody).

title: Top 50 WM Relationships by Revenue

key_people:
Rosemary Vrablic
Joanne Jensen
Terrence Tangney
Cheryl Paller
Malcolm Kimble
Terri Sohrab

key_organizations:
ICAHN & FAMILY
KROENKE GROUP
HARBOURVEST PARTNER
HIRTLE CALLAGHAN &
WOLFSON
SILLERMAN ROBERT FX
MURDOCK FDTN
GOLUB CAPITAL
CERBERUS CAPITAL
UNIVERSAL


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Internal memo discussing nominations for an opera event on September 22. NM has nominated a large number of clients, and the memo seeks input on the realistic number of tickets to request due to high costs.

key_people:
Chip
Haig
Chloe Thing

document_subtype: internal memo


document_description: Correspondence from Chloe Ching, Director of Client Engagement Marketing at Deutsche Bank AG, regarding nominations for an event on July 10, 2014. The document includes a reference to an Excel file attachment named 'Nominations_07.10.14.xlsx'.


document_description: This document provides a financial projection for the fiscal year 2014, including year-to-date revenues, annualized projections, and pipeline analysis by product and relationship. It also lists the top 10 relationships by year-to-date revenues and committed business volumes (CBVs).

title: FY Projection and Pipeline Analysis

key_people:
Paul Morris
Lawrence Gaslow
Julie Richardson

document_subtype: financial projection

key_organizations:
Patriot Strategy Partners
Toms Capital LLC
Wanek Family
Southern Financial
General Atlantic FA
5K Family Office


document_description: This document provides a financial projection and pipeline analysis for the fiscal year 2014, including revenue targets, pipeline opportunities by product and relationship, and a list of top 10 relationships with their respective revenues and CBVs.

title: FY Projection and Pipeline Analysis

key_organizations:
HARBOURVEST PARTNERS
WOLFSON
WASSERMAN ALAN
KUEHNER CARL
CARLYLE REALTY PART
CARLYLE GROUP
BROOKFIELD
PRINCIPLES OF AQUIL
KAZILIONIS PAUL
KROLL JULES


document_description: The document provides a financial projection for the fiscal year 2014, including year-to-date revenues, annualized projections, and pipeline estimates. It breaks down the pipeline by product and relationship, and lists the top 10 relationships by year-to-date revenues and committed business volumes (CBVs).

title: FY Projection

key_people:
Joseph Aresty
Lisa Cohen
Basile Silverio
John W Marriott
Eunor H Myers
Bev Sommer
Carmichael Holdings
Legg Mason
PGA Rabbi
Alfred Brittain

key_organizations: Convey Marson Moore


document_description: This document is a performance report for bankers, detailing their financial goals, achievements, and projections for the fiscal year 2014. It includes metrics such as FY Goal, June YTD ex NTLP, Annualized June YTD, and Projected FY % of Goal Achieved.

title: Banker Performance June YTD 2014 Estimates

key_people:
Andrea Nicoletti
Botzenhard/Bennett
Brandt Daniel
Carlos Arrizurieta
Convey/Marson/Moore
Daulton/Webster/Price
Deirdre Judge
Ed Finley
George Zahringer
Herlihy/Lok
Jacoby/Westhoff/King
Jensen/Shaw
Joseph Sabbagh
Lisa Adelstein
Liz Payne
Loudenslager/Robertson
Malcolm Kimble
Mark Gonzalez
Mary Ann Coleman
McCarthy/Rodin
Paller/Gray
Paul Morris
Rob Kerr
Sohrab/Mullin
Susan Burnett
Terrence Tangney
Vrablic/Scalzi

document_subtype: performance report


document_description: Caroline Kitidis, Managing Director at Deutsche Bank, requests a list of clients attending on Monday to identify Key Client Partners (KCP).

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154-0004

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Caroline Kitidis requests a list of clients attending the opera opening night to identify Key Client Partners (KCP).

key_people:
Caroline Kitidis
Sara


document_description: Internal communication regarding account management and trade supervision issues at Deutsche Asset & Wealth Management. Concerns raised about internal politics affecting client relations and confidentiality.

key_people:
Jim Layden
Cheryl Paller
Liz
Marc Schwartz
Michael
Lee Hutter

document_subtype: email

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Broad Family Office
PCS


document_description: Jim expresses concern over Cheryl's involvement in an account trade without prior knowledge or consent. He emphasizes the importance of confidentiality and trade supervision, and requests a meeting to prevent future occurrences.

key_people:
Jim
Cheryl
Liz
Marc
Michael
James Layden

key_locations: 2000 Avenue of the Stars, Suite 910-n.90067 Los Angeles, CA, USA

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank AG
DWS Investments Distributors, Inc.


document_description: Cheryl Paller discusses internal politics and client relations with Marc Schwartz from the Broad Family Office. Concerns were raised by Liz about internal politics, and Marc was reassured that these issues would not affect client service. Cheryl mentions that Lee Hutter, a new colleague, knows Marc well and can help resolve these issues. The correspondence includes a forwarded email from Marc Schwartz asking for a call regarding the trade.

key_people:
Cheryl Paller
Marc Schwartz
Liz
Lee Hutter

key_organizations:
Deutsche Bank National Trust Company
Broad Family Office


document_description: Cheryl Paller discusses the handling of an account and the involvement of Liz and James Layden. James expresses concern over confidentiality and trade supervision after learning about IPO paperwork signed without their knowledge.

key_people:
Cheryl Paller
James Layden
Liz
Michael-J Davis
Caroline Kitidis

document_subtype: email correspondence


document_description: Jim Layden expresses concern over unauthorized trade activities in an account managed by Deutsche Asset & Wealth Management. He addresses Cheryl about the issue of confidentiality and trade supervision, emphasizing the need for a meeting to prevent future occurrences. The memo also includes a note from an unnamed sender about a conversation with Marc Schwartz regarding internal politics and trade placement.

key_people:
Jim Layden
Cheryl
Liz
Marc Schwartz

key_organizations:
Deutsche Asset & Wealth Management
DB Securities Inc
Deutsche Bank AG
Broad Family Office


document_description: An internal document from Deutsche Asset & Wealth Management titled 'Key Client Partners - U.S. Capital Markets Build-Out' dated September 2014. It includes a photograph with the text 'Passion to Perform' and is marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_date: September 2014

document_subtype: internal document


document_description: The document outlines the objectives and team introduction for the KCP-US Capital Markets Build-Out. It aims to coordinate AWM and CB&S Capital Markets professionals to improve the consistency, efficiency, and reach of the KCP Capital Markets Offering, drive diversified capital markets revenues, and create value within KCP clients' capital markets experience at DB.

title: KCP-US Capital Markets Build-Out

key_people:
Daniel Sabba
Vahe Stepanian
Jay Lipman


document_description: The document outlines the responsibilities and strategies for the KCP-US Capital Markets team, including trade idea generation, market content delivery, trade execution, account monitoring, cross-selling, and new client generation. It emphasizes leveraging Deutsche Bank resources and collaboration with various teams to serve clients effectively.

title: KCP-US Capital Markets Mandate

key_organizations:
KCP-US
Deutsche Bank
DB Markets Research
DB CB&S Trading Desks
AWM Global CIO


document_description: The document outlines the key initiatives for the successful build-out of KCP capital markets coverage, focusing on branding, internal relationships and infrastructure, and client relationships. The long-term goal is to set up KCP clients with seamless global trade execution across KCP desks in EMEA and Asia.

title: KCP-US Capital Markets Build-Out Priorities

key_locations: EMEA Asia

key_organizations:
KCP Capital Markets
Deutsche Asset & Wealth Management


document_description: The document outlines the primary, co-coverage, and back-up coverage of KCP client relationships with a focus on capital markets investments. It includes a table listing clients, their types, ISDA status, assets under management (AUM), year-to-date revenue, approximate net worth, relationship manager (RM), and office location.

title: Client Coverage Model

key_people:
Alan True
Chris Shumway
Steve Karan
Leon Black
John Goff
Jeffrey Epstein
Thomas H. Lee
Noam Gottesman
Paul Allen

key_locations: LA NY SF

document_subtype: Client Coverage Model

key_organizations:
KCP
WIC
Deutsche Assel & Wealth Management


document_description: Timeline detailing the build-out of the KCP-US Capital Markets team at Deutsche Bank, including key events such as team announcements and client migrations.

title: KCP-US Capital Markets Build-Out Timeline

document_subtype: timeline

key_organizations:
Deutsche Bank
KCP-US Capital Markets
Deutsche Asset & Wealth Management


document_description: The document outlines various issues faced by the KCP-US Capital Markets team, highlighting areas of progress and inefficiency. It includes a heat map indicating the status of each issue, such as marketing materials, internal connectivity, pricing models, account setup, credit risk management, reporting, and infrastructure. Key individuals responsible for addressing these issues are also listed.

title: KCP-US Capital Markets Needs and Remaining Questions

key_people:
Nav Gupta
Ziggy Kozelsky
Will Leong
Daniel Sabba
Vahe Stepanian
Mathew Negus
Nicholas Haigh
Zbynek Kozelsky

document_subtype: heat map

key_organizations:
KCP Capital Markets
CB&S
AWM
Deutsche Asset & Wealth Management


document_description: This document outlines the categories and services/execution methods for trading across various asset classes, specifically for U.S. Key Client Partners (KCP) clients. It includes key contacts in Appendix A for Asset Wealth Management (AWM) and Corporate Banking & Securities (CB&S).

title: KCP-US Cross Asset Trade Execution


document_description: A contact list for key personnel in various product areas within Markets CB&S, including senior and additional contacts for each product subset.

title: KCP Key Contact List

key_people:
Brian Rigney
Nicole Masachi
Chris D'Auria
Rich Rizzo
Yannis Giovanidis
Oleg Melentyev
Philip Giordano
David Zaquine
Hallie Martin
Courteney Fornal
Teddy Wasserman
Nick Decock
Luke Oliver
Faraz Munaim
Adam Eames
Chuck Fletcher
Frederic Rosenberg

document_subtype: contact list


document_description: A contact list for key personnel in Capital Markets and Advisory Services within Deutsche Asset & Wealth Management, detailing senior and additional contacts for various product subsets.

title: KCP Key Contact List

key_people:
Charlie Burrows
Mike laquinta
Brian Killefer
Dolores Rubin
Jared Mackley
Andre Smith
Steve Krupa
Donna Taylor
Joe Aglione
Chris Hatch
Kathy Bradford
Scott Nuzzo
Caleb David
Vinit Sahni
Nav Gupta
Apurva Gupta
Uzair Aqeel
John Isola
Mario Sceusa
Chris Loudon
Jeff Sperling
Orie Paul
Buddy Kennedy
Ron Colonna
Jim Donofrio
Sean Magee
Paul Bartilucci
Ryan Barclay


document_description: A structured finance and AWM lending contact list for Deutsche Asset & Wealth Management, detailing senior and additional contacts for various financial products and services.

title: KCP Key Contact List

key_people:
Todd Stevens
Jonathan Baker
Baxter Wasson
Patrick Miller
Doran Hole
Nicole Burnes
Mikael Nabati
Hadi Makkawi
Katerhine Huang
Richard Barnett
Chris Zhou
Steve Wollman
Will English
Zachary Emig
Andy Yaeger
Paul Stowell
Spencer Cherniak
Dennis Tupper
John Gleber
Chris Cost
Ryan Donovan
Ethan Park
Sven Semmelmann
Vanessa Lamort-de-Gail
Balaji Prasanna
Thomas Clarke
Mitch Matharu
Chris Partridge
Kim Shores
Laura Trop
Corey Kozak
Kirk Stafford
Laura Farischon
Brian Burckhard
Kim Smith
Katie O'Connor


document_description: A confidential document from Deutsche Asset & Wealth Management titled 'Key Client Partners - U.S. Capital Markets Build-Out' dated September 2014. It includes a graphic logo and is marked for internal use only.


document_description: The document outlines the priorities for the successful build-out of KCP capital markets coverage, focusing on branding, internal relationships and infrastructure, and client relationships. It includes actions such as formalizing marketing materials, developing internal relationships and infrastructure, and deepening client relationships.


document_description: The document provides a tabular representation of client coverage, including co-coverage and prospects. It lists client names, types, ISDA status, KCP AUM, YTD revenue, primary coverage, approximate net worth, relationship managers (RM), and office locations. It also includes a summary of total primary and co-coverage relationships.

title: Client Coverage Model

key_people:
Tazia Smith
Thomas Ororke
David Mann

key_locations: NY MIA CT LA


document_description: Timeline detailing the build-out of the KCP-US Capital Markets team at Deutsche Bank from Q4 2014 to Q2 2015, including key events such as team announcements and client migrations.

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: The document outlines various issues faced by the KCP-US Capital Markets team, highlighting areas of progress and inefficiency. It includes a table with issues, descriptions, point persons, and status updates, indicating the level of progress or barriers in each area.

title: KCP-US Capital Markets Needs + Remaining Questions — Heat Map


document_description: This document outlines the schedule for weekly and daily meetings for KCP Capital Markets, including global calls, research calls, and pipeline meetings.

title: Weekly KCP Capital Markets Meeting Schedule

key_people:
Vinit Sahni
Nav Gupta
Greg Poole
Joshua Friedberg
Caroline Kitidis

key_locations: Global Americas US

key_organizations:
KCP Capital Markets
Deutsche Assel & Wealth Management


document_description: A structured finance and AWM lending contact list detailing senior and additional contacts for various financial products and services.

title: KCP Key Contact List


document_description: A table listing key contacts for various products within the organization, including senior and additional contacts for each product subset.

title: KCP Key Contact List

key_people:
Nick Haigh
Troy Williams
Roddy Moore
Lauryn Hart
Tammy Meyer
Jeff Roth
William Leong
Sin Cowden
Metin ismaicon
Guru Raju
Neha-NJ Jain
Kha'ique Ahmed


document_description: Email disclaimer from Tazia Smith, Director at Deutsche Bank, regarding confidentiality, unauthorized use, and limitations on email transactions.

document_subtype: email disclaimer

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: This document is a disclaimer and confidentiality notice from Deutsche Bank Securities Inc. It informs the recipient that the email may contain confidential or privileged information and provides instructions for unintended recipients. It also states that Deutsche Bank does not accept orders or instructions regarding accounts via email and does not provide legal or tax advice. The document emphasizes the importance of referring to official account statements for trade information.


document_description: Tazia Smith from Deutsche Asset & Wealth Management informs Josh about Hart's indication for 30k shares of VA through KCP. Hart is associated with Eric Watson’s Family Office Entity, and the private banker is Mark Gonzolez.

key_people:
Tazia Smith
Josh
Eric Watson
Mark Gonzolez

key_organizations:
Deutsche Asset & Wealth Management
DB Securities Inc
Eric Watson’s Family Office Entity
Key Client Partners
KCP


document_description: A confidential memo from Jatin Bindal, Vice President of Commodity Structuring at Deutsche Bank AG, referencing an attached file related to an index swap.


document_description: A table detailing various financial trades with descriptions, underlying assets, notional amounts, strike prices, and other financial metrics. The table includes trades involving USD, EUR, and other currencies, with various financial instruments such as options, swaps, and bonds. The document also includes a correspondence from Caroline Kitidis, Managing Director at Deutsche Bank, discussing a commodity vol index trade.

key_people:
Caroline Kitidis
Daniel Sabba
Mathew Negus


document_description: A memo detailing the first commodity volatility index trade in North America between SOFL and DBAG London. The trade is an OTC index swap based on the DB Commodity WTI Short Volatility II Index, with specific trade, effective, and expiry dates, reset dates, and cash flow details. A termsheet is attached for further details.

key_people:
Daniel
Jatin Bindal

key_locations:
North America
London
New York

key_organizations:
SOFL
DBAG London
Deutsche Bank AG


document_description: A note from Jatin Bindal, Vice President of Commodity Structuring at Deutsche Bank AG, providing contact information and referencing an attached file related to an index swap.

document_subtype: note


document_description: Recap of the first commodity vol index trade in North America between SOFL and DBAG London, involving an OTC index swap based on the DB Commodity WTI Short Volatility II Index.

document_subtype: trade recap

key_organizations:
Deutsche Bank AG
SOFL
DBAG London


document_description: A table listing various names with associated numbers, possibly representing clients or prospects. Additionally, an email from Mathew Negus discussing 'Quintessentially Platinum' and listing several key individuals and organizations.

key_people:
Mathew Negus
Diego Galan
Caroline Kitidis
Chip Packard
Haig Ariyan
Barry Sternlicht
Wilbur Ross
Epstein
Merkin
Burkle

key_organizations: JAWS TOMS Thirdlake


document_description: A strategic initiative is being discussed, with a focus on collaboration and success. The correspondence is from Alexander Maresch, Managing Director and Global Head of Marketing at Deutsche Asset & Wealth Management International GmbH.


document_description: Memo regarding the rollout of the Quintessentially Platinum client retention and acquisition program. It emphasizes the importance of client nomination and staff training, and mentions new event activities per region. A kick-off call is planned for January to discuss details and next steps.

key_people:
Alexander Michaela
Alexander Maresch

document_date: Not specified

key_organizations: Deutsche Asset & Wealth Management International GmbH


document_description: Contact information for Alexander Maresch, Managing Director and Global Head of Marketing at Deutsche Asset & Wealth Management International GmbH.


document_description: The document is a correspondence discussing potential participants for a call on Wednesday, involving 61 clients and 9 prospects. It lists USPB Bankers and PCS brokers covering these relationships and the number of clients/prospects each has. The email is sent by Mathew Negus to Diego Galan, Caroline Kitidis, and Chip Packard, with Haig Ariyan in CC.

key_people:
Mathew Negus
Diego Galan
Caroline Kitidis
Chip Packard
Haig Ariyan

key_organizations: USPB PCS


document_description: Memo from Alexander Maresch regarding the rollout of the Quintessentially Platinum client retention and acquisition program. The memo emphasizes the importance of client nomination and staff training for the program's success. It also highlights the need for cooperation between involved parties and mentions upcoming event activities per region. A kick-off call is planned for the 2nd week of January to discuss details and next steps.


document_description: Contact information for Alexander Maresch, Managing Director and Global Head of Marketing at Deutsche Asset & Wealth Management International GmbH, including phone, fax, mobile, and email details. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A table listing various names with associated numbers, possibly indicating scores or counts. Additionally, a list of PCS CAs and their number of clients/prospects is provided.

key_people:
Jensen
Shaw
Convey
Marson
Moore
McCarthy
Rodin
Mary Ann Coleman
Rosemary Vrablic
Paller
Gray
George Zahringer
Paul Morris
Jacoby
Westhoff
King
Susan Burnett
Herlihy
Lok
Daulton
Webster
Terrence Tangney
Russ Daulton
Loudenslager
Robertson
Ed Finley
Ed Lok
Rod Mckay
John Tonzola
Sanjan Dhody
Brad LaConte
Robert Leidy
McCluskey
Liz Schreiber
Bill Grous
Ed Maier
Jeff Neal
Tony Fagella
Hassan
Germann
Bill Furber
Jim Fink


document_description: A strategic initiative kick-off communication from Alexander Maresch, Managing Director and Global Head of Marketing at Deutsche Asset & Wealth Management International GmbH, regarding a project with Quintessentialy.


document_description: A table listing PCS CAs and number of clients/prospects with categories such as Black Bar and Meal.

document_subtype: tabular


document_description: The document discusses the rollout of a new program after obtaining approvals and closing a deal. It emphasizes the importance of client nomination and staff training for the program's success. The initiative aims to offer individualized services to strengthen client relationships and includes new event activities per region. Cooperation with Quintessentially is highlighted as essential for the program's success. A kick-off call is planned for January to discuss details and next steps.


document_description: A note explaining the calculation of Average Realized Dispersion and Individual Dispersion for financial indices, with a request to schedule a meeting.


document_description: The document provides an analysis of historical average realized dispersion between major indices (S&P500, EuroStoxx50, Nikkei, EEM, HSCEI) and the current strike prices of Dec15 calls on dispersion. It includes a table of data from Jan 2006 to Jun 2014, showing the current strike price and 1-year average realized dispersion. Additionally, it outlines indicative transaction terms for a European Call on Dispersion with an expiry of 18 Dec 2015.

title: Outperformance Index Options Analysis

document_subtype: financial analysis


document_description: A request to send a document to Ruth, made by Chip Packard, Managing Director at Deutsche Asset and Wealth Management.

key_people:
Chip Packard
Ruth


document_description: A confidential note from Paul Morris, Managing Director at Deutsche Bank Private Bank, with contact information and confidentiality notice pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Memo discussing the annual membership payment process to Quintessentially, including tax deposit procedures and communication with Group Tax at Deutsche Bank. It also addresses the administrative challenges of state withholding and reporting.

key_people:
Kristin Kulik-Peters
Carianne Quirk
Ted Jahn
Philip Edelstein
Carly Byrd
Martin Eisenberg

document_subtype: memo

key_organizations:
DeAWM Distributors, Inc.
Deutsche Asset & Wealth Management
Bank of NY Mellon
IRS


document_description: Update on Trade 44 involving TWTR TRS and sold call option. Monthly reset details forwarded to JEE.


document_description: Financial performance report for various divisions including USO, LatAm, PCS, and LIP, with a focus on actuals vs plan, revenue forecasts, and deficit recapture. Includes notes on CRDIV deficit and revenue improvement opportunities.

key_organizations:
Deutsche Bank AG
Wealth Management Americas
Deutsche Asset & Wealth Management


document_description: A collection of news headlines covering various topics including Sotheby's exhibition, Argentina's presidential election, a Chinese tycoon's smart city vision, Toshiba's business sale, Uber's funding, and more. Notably, it mentions Jeffrey Epstein's backing of a new Barclays boss.

title: News Highlights

key_people:
Jeffrey Epstein
Yan Jiehe
Leslie Wexner
Jim McColl

document_type: media

key_locations: Argentina Europe MENA Russia

key_organizations:
Sotheby's
Uber
Toshiba
Sony
Valeant
Kellogg
Diamond Foods
VW
Barclays
Naspers
Avito


document_description: Highlights of recent business activities in the Asia Pacific region, including major transactions and leadership changes.

title: Asia Pacific News Highlights

key_people:
Yan Jiehe
Sudhir Valia
Vellayan

key_organizations:
Toshiba
Sony
Hyundai Motor
Murugappa Group


document_description: Informal trade execution information provided by Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., with a disclaimer about the potential for discrepancies with official trade confirmations and account statements.


document_description: A memo from Vahe Stepanian at Deutsche Bank Securities Inc. confirming trade details with a note on the initial margin and a disclaimer about the informal nature of the execution report.


document_description: Informal trade execution information provided by Vahe Stepanian from Deutsche Bank Securities Inc. regarding a currency trade involving JPY and KRO with specific notional amounts and settlement details.

document_subtype: trade confirmation


document_description: A confidential document related to compliance at Deutsche Bank, managed by Elizabeth J. Ford, Managing Director and Head of Compliance for the Americas.


document_description: The document is a memo regarding outstanding official checks issued through 12/31/2015 by DB and State Street. Checks dated on or before 6/31/12 will be escheated to NY State in July 2016. Instructions are provided for handling these checks, including placing stops or reissuing them. Contact information for escalation is provided.

title: Outstanding Official Checks Report as of 12/2015

key_people:
Ashish Sain
Lillian Torres
Kathryn Stanfield
Halina Laczny

key_locations:
Jaipur, India
NY State

key_organizations:
DBOI Global Services Private Limited
State Street


document_description: An internal email from Cherie Quigley at Deutsche Bank Trust Company Americas, advising not to forward the email or any attachment directly to the client.


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wiring $400,000 to First Bank Puerto Rico for the benefit of FT Real Estate. The document outlines the responsibilities and risks associated with the transmission of instructions via fax or email and includes a standing authorization clause. It is signed by Darren Indyke on behalf of Jeffrey E. Epstein.

key_people:
Jeffrey E. Epstein
Darren Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
First Bank Puerto Rico
FT Real Estate


document_description: A document with contact information and confidentiality notice, likely related to a legal or financial matter.


document_description: A confidential letter from Deutsche Asset & Wealth Management, located at 345 Park Avenue, New York, NY, USA. The letter is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: letter


document_description: The document contains financial data related to the S&P 500 Index, including current index values, historical highs and lows, and options trading data. It includes a table of call and put options with details such as bid, ask, last price, implied volatility, and open interest for various strike prices.


document_description: The correspondence discusses S&P listed options and risk reversals, providing examples of SPX November and SPY March risk reversals with premium details. The communication is marked as confidential.

key_people:
Jeffrey Epstein
Tazia Smith

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The document contains a table of options data for the S&P 500 Index, including calls and puts with various strike prices, bids, asks, last prices, implied volatility, and other metrics. It also includes some market data for the S&P 500 Index.


document_description: Confidential investment opportunity document for Suntex, distributed by Deutsche Bank, marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Investment Opportunity for Key Client Partners (KCP) - Americas Clients Only

document_subtype: investment opportunity

key_organizations:
Deutsche Bank
Suntex


document_description: Suntex Ventures LLC is forming Suntex NewCo to acquire and manage institutional quality marinas, aiming to list as a REIT in three years. The offering targets $200-$300 million in equity with 50-55% leverage and an 8% yield. Suntex, led by CEO Johnny Powers, has a proven track record with a 35.8% IRR and 4.32x equity multiple. The company is underwriting a $1.5 billion pipeline with $200 million in acquisitions closing.

title: Investment Opportunity in Suntex NewCo

key_people:
Johnny Powers
Scott McMullin
Bryan Redmond

key_organizations:
Suntex Ventures LLC
Suntex NewCo


document_description: The document outlines Suntex's strategy and opportunity in acquiring marina properties. It highlights the company's experience, current properties, and the advantageous market conditions for acquiring high-quality marina assets. Key points include fragmented ownership, high barriers to entry, attractive cap rates, and a pathway to public markets through a REIT structure. Suntex aims to capitalize on these conditions to institutionalize the marina real estate sector.

title: The Opportunity - Suntex Marina Acquisition

key_locations:
Quincy, MA
Jersey City, NJ
Fort Myers, FL
Rockwall, TX
Portsmouth, VA


document_description: A confidential notice from Deutsche Bank Securities Inc. regarding investment opportunities. It emphasizes the reliability of the information, advises recipients to seek independent advice, and outlines the confidentiality requirements for the document. It also mentions the roles of Deutsche Bank Securities Inc. and Deutsche Bank AG in the U.S. financial market.

key_people:
Chad Cooper
Gregory Patcella

document_subtype: confidential notice

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Suntex Ventures LLC


document_description: The document provides an analysis of market conditions, focusing on oil and base metals. It includes tables with percentage changes in market values and resistance levels for various metals. The document also discusses the impact of Chinese economic stimulus, the forecasted copper surplus, and the potential for a copper market deficit by 2018. Additionally, it mentions the impact of a sulphuric acid spill on nickel prices and the effect of typhoon season on ore shortages.

key_people:
Rio Tinto
BHP Billiton

key_locations:
China
Gansu province
Shandong
Arizona
Chile
Australia
Philippines

key_organizations: Australia's Bureau of Resource and Energy Economics


document_description: The document contains economic data releases including US Industrial Production, HSBC China Manufacturing PMI, and Markit PMI for Eurozone and US.

key_locations: US China Eurozone

key_organizations: HSBC Markit


document_description: The document provides updates on various market volatilities and upcoming economic data releases. It includes percentage changes in ATM Copper, Ali, Nickel, Lead, and Zinc volatilities, as well as survey and actual figures for US Empire Manufacturing, US Industrial Production, HSBC China Manufacturing PMI, and Markit Eurozone and US Manufacturing PMIs.