document_description: The document discusses the increase in trading volumes and realized volatility in the FX market, driven by monetary divergence and global liquidity. It highlights the rise in trading volumes on the EBS platform and exchange-traded options, particularly in GBP, AUD, and CAD. The document also notes the impact of the Cypriot banking crisis on the euro and the influence of Abenomics on yen trading.

title: FX Blueprint: Dashing Buck

key_organizations:
Deutsche Bank AG
EBS
Bloomberg Finance LP
CME


source: doj

document_description: Trade recommendation update from January 8, 2013, to May 14, 2013, detailing various currency trades and their performance. The document includes a table of trades with themes and gain/loss percentages, highlighting a hit ratio of 78% with an average gain/loss of +3.8%.

title: FX Blueprint: Dashing Buck

document_type: tabular


document_description: This document is a research report titled 'FX Blueprint: Dashing Buck' by Deutsche Bank AG/London. It includes important disclosures and an analyst certification by Bilal Hafeez. The report mentions that additional information is available upon request and provides a link for disclosures related to securities recommendations.

title: FX Blueprint: Dashing Buck

document_type: other


document_description: This document is a global research report prepared by Deutsche Bank AG or its affiliates. It includes contact information for key personnel and offices worldwide, and a disclaimer about the reliability and use of the information provided. The report discusses the risks associated with foreign exchange transactions and the responsibilities of Deutsche Bank in various jurisdictions.

title: Deutsche Bank Global Research Report

key_people:
David Folkerts-Landau
Marcel Cassard
Ralf Hoffmann
Bernhard Speyer
Guy Ashton
Richard Smith
Andreas Neubauer
Fergus Lynch
Steve Pollard

document_type: correspondence

key_locations:
Sydney, Australia
Frankfurt, Germany
Hong Kong
Tokyo, Japan
London, UK
New York, USA

document_subtype: report

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Securities Inc.


document_description: This document contains G10 FX forecasts for the end of each quarter from 2013 to 2015, provided by Deutsche Bank. It includes exchange rate predictions for various currency pairs such as EUR/USD, USD/JPY, GBP/USD, and others.

title: Exchange Rate Perspectives


document_description: The document discusses the anticipated strengthening of the US dollar due to various global economic factors, including China's economic rebalancing, the shift from bonds to equities in the US, and Abenomics in Japan. It predicts a multi-year uptrend for the dollar, with specific forecasts for currency pairs by 2015. The document also analyzes historical dollar cycles and suggests that the recent downtrend likely ended in 2011.

title: Exchange Rate Perspectives

key_locations: US China Japan


document_description: The document discusses the significant changes in the USD/JPY currency pair and its implications on macroeconomic themes since 2008. It highlights the breakdown of the relationship between interest rates and USD/JPY, and the changing correlation between the dollar and equities. The document also notes the shift in US growth compared to the Euro-area and the reduction in US investors' foreign equity purchases.

title: Exchange Rate Perspectives


document_description: The document provides an analysis of exchange rate perspectives, focusing on trends in US real yields, unemployment rates, inflation, and the impact of central bank policies on currency markets. It highlights the influence of the Federal Reserve's quantitative easing and the economic growth of China on global markets.

title: 28 February 2013 Exchange Rate Perspectives

key_locations: Euro-area China

key_organizations:
Deutsche Bank
Federal Reserve
ECB
BoJ
SNB
OMT


document_description: The document provides an analysis of exchange rate perspectives, focusing on the yen's expected weakness due to 'Abenomics' and the BoJ's monetary policy. It includes historical data on the USD/JPY exchange rate and basic balance from 1991 to 2012, and discusses the potential impact of central bank policies on currency values, including the euro and CNY.

title: Exchange Rate Perspectives

document_subtype: financial analysis

key_organizations:
Deutsche Bank
BoJ
Fed
ECB
Bank of England


document_description: The document provides an analysis of currency correlations from 1995-2011 and 2002-2011, highlighting expectations for modest CNY appreciation against the dollar and potential weakening of China-linked currencies like AUD. It discusses the implications of China's economic rebalancing and forecasts a multi-year uptrend for the dollar.

title: Exchange Rate Perspectives

document_subtype: financial report


document_description: The document provides an analysis of exchange rates using Behavioral and Fundamental Equilibrium Exchange Rates (BEER and FEER) models. It includes a table comparing various currencies against these models and discusses the valuation of specific currency pairs such as EUR/USD, GBP/USD, and USD/JPY.

title: Exchange Rate Perspectives


document_description: The document provides an analysis of various currency pairs against their BEER Fair Value, highlighting which are cheap or expensive. It includes figures and tables comparing historical BEER Fair Value and Spot rates for different years.

title: Exchange Rate Perspectives


document_description: The document contains exchange rate data and analysis from Deutsche Bank, focusing on the USD/NOK, USD/CHF, and USD/SEK exchange rates compared to their FEER Fair Value from 1980 to 2012. It includes tables and charts illustrating the relative fair value and spot rates over time.

title: Exchange Rate Perspectives


document_description: The document contains various figures and data related to equity flows, the US dollar, and foreign purchases of US Treasuries and equities. It includes graphical representations of market performance, equity flows, and the relationship between the dollar and bond inflows.

title: Exchange Rate Perspectives

key_organizations:
Deutsche Bank
US Treasury
Bloomberg Finance LP


document_description: The document provides an analysis of exchange rate perspectives, focusing on Canadian financial metrics such as basic balance, CAD/USD quarterly averages, portfolio flows, net equity outflows, and foreign interest in Canadian securities. It includes tabular data and figures illustrating trends from 1990 to 2012.

title: Exchange Rate Perspectives

key_organizations:
Deutsche Bank
DB FX Research
Haver


document_description: The document provides an analysis of the exchange rate perspectives by Deutsche Bank, focusing on the United Kingdom's basic balance, net FDI inflows, net portfolio flows, net equity holdings, and net debt positions over various years. It includes figures and tables illustrating these financial metrics.

title: Exchange Rate Perspectives


document_description: The document provides an analysis of the Euro area's basic balance and its correlation with the USD/EUR exchange rate. It includes data on the basic balance over several dates, a correlation analysis between EUR/USD and bilateral basic balance with the US, and trends in US purchases of euro area bonds.

title: Exchange Rate Perspectives

key_locations:
Euro area
US

key_organizations:
Deutsche Bank
Eurostat
US Treasury


document_description: The document provides an analysis of Australia's exchange rate perspectives, including basic balance, AUD/USD rates, net portfolio flows, net FDI inflows, and net debt liabilities. It includes data from Deutsche Bank FX Research and the Reserve Bank of Australia (RBA).

title: Exchange Rate Perspectives

key_organizations:
Deutsche Bank
Reserve Bank of Australia


document_description: The document provides an analysis of export and import volumes, their correlation with exchange rates, and domestic demand growth. It includes various figures and tables showing trends and correlations in export volumes, import prices, and US domestic demand growth over different years.

title: Exchange Rate Perspectives

document_date: 28 February 2013


document_description: The document contains tables with data on U.S. exports and imports of goods and services, export and import orders, and a regional breakdown of the U.S. trade balance from 1998 to 2012. It provides insights into the trade balance with various countries and regions, including Canada, Mexico, Brazil, Western Europe, Germany, the U.K., Japan, China, Hong Kong, South Korea, Singapore, and Taiwan.

title: Exchange Rate Perspectives

key_locations:
U.S.
Canada
Mexico
Brazil
Western Europe
Germany
U.K.
Japan
China
Hong Kong
South Korea
Singapore
Taiwan


document_description: The document contains various charts and tables detailing the U.S. trade balance excluding China and petroleum, as well as specific trade balances for petroleum products, consumer goods, capital goods, and industrial supplies from 1994 to 2012. The data shows trends in trade deficits over the years, with significant deficits noted in various categories.

title: U.S Exports-Imports by Commodity

document_subtype: trade balance report


document_description: The document contains data on the U.S. trade balance for automotive and food & beverages sectors from 1994 to 2012, presented in tabular form. It includes both monthly and annual trade balance figures in US$ billion.

title: Exchange Rate Perspectives


document_description: The document provides a detailed analysis of the U.S. trade balance with various countries and regions, including China, Japan, Western Europe, OPEC, and Canada, from 1994 to 2012. It includes both monthly and annual trade balance figures, highlighting the persistent trade deficits the U.S. has experienced with these regions over the years.

title: U.S. Bilateral Trade Balances by Country & Region

key_locations:
U.S.
China
Japan
Western Europe
OPEC
Canada


document_description: The document provides a detailed analysis of the U.S. trade balance with Mexico and Latin America, as well as the U.S. current-account balance over recent years. It includes tables and figures showing trade balances and current-account balances, with data sourced from DataStream.

title: Exchange Rate Perspectives

key_locations:
U.S.
Mexico
Latin America


document_description: The document contains figures and analysis on the growth of reserves in emerging markets (EM), the diversification of currency reserves, and the changes in the share of the US dollar in China's foreign exchange reserves. It includes data from Deutsche Bank FX Research, COFER, and IMF, highlighting trends from 1995 to 2013.

title: Exchange Rate Perspectives

key_locations: London China

key_organizations:
Deutsche Bank
COFER
IMF


document_description: This document is an appendix from Deutsche Bank's report on exchange rate perspectives, including important disclosures and analyst certifications. It outlines Deutsche Bank's debt rating key and provides information on the Reference Credit Instrument.

title: Exchange Rate Perspectives


document_description: The document is a report by Deutsche Bank discussing regulatory disclosures, short-term trade ideas, and country-specific disclosures. It includes information on risks to fixed income positions and macroeconomic fluctuations.

title: Exchange Rate Perspectives

key_locations:
Australia
New Zealand
Brazil
EU countries
Japan
Malaysia
Russia

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan

reference_numbers:
CVM Instruction # 483
Registration number - Kinsho No. 117


document_description: This document is a global research report from Deutsche Bank AG, detailing the roles of key personnel in various regions and principal locations of Deutsche Bank offices worldwide. It includes a global disclaimer about the reliability of the information, the nature of financial transactions, and the legal responsibilities of Deutsche Bank in different jurisdictions.

title: Deutsche Bank Global Research Report

key_people:
David Folkerts-Landau
Marcel Cassard
Ralf Hoffmann
Bernhard Speyer
Guy Ashton
Richard Smith
Fergus Lynch
Andreas Neubauer
Steve Pollard

key_locations:
London
Frankfurt
New York
Moscow
Hong Kong
Singapore
Tokyo
Sydney
Dubai

key_organizations:
Deutsche Bank AG
Deutsche Securities Inc.
Deutsche Bank Securities Inc.


document_description: The report discusses reasons not to fear a 3%+ 10-year treasury yield, highlighting that treasury yield normalization poses little threat to S&P EPS provided euro and oil prices remain resilient. It addresses concerns about interest expense, pension expense, and financial earnings in relation to higher treasury yields. The report also provides S&P 500 key forecasts and related research.

title: US Equity Insights

key_people:
David Bianco
Priya Hariani
Ju Wang

key_locations:
North America
United States

document_subtype: Research Report


document_description: The document discusses the impact of a 3%+ 10-year yield on US equities, highlighting that interest expenses are relatively small and likely overpowered by pension swings. It includes historical data on net debt/market cap and long-term debt/total debt ratios, and analyzes the potential effects on S&P EPS and pension expenses.

title: US Equity Insights

key_organizations:
Deutsche Bank
Bank of America Merrill Lynch
Deutsche Bank Securities Inc.


document_description: The document outlines various regulatory disclosures related to Deutsche Bank's equity research, including conflict disclosures, short-term trade ideas, and country-specific regulations. It provides links to additional information and specifies the intended audience for different regions.

title: US Equity Insights - Regulatory Disclosures

key_locations:
Australia
New Zealand
Brazil
EU countries
Japan
Russia


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and the nature of financial instruments discussed in their reports. It includes contact information for various international locations of Deutsche Bank and details on the distribution and approval of reports in different jurisdictions.

title: Deutsche Bank Global Disclaimer

key_people:
David Folkerts-Landau
Marcel Cassard
Ralf Hoffmann
Bernhard Speyer
Guy Ashton
Richard Smith

document_subtype: disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Securities Inc.
BHF-Bank AG


document_description: Application form for opening various types of deposit accounts under Deutsche Asset & Wealth Management's Private Wealth Premium™ services. Includes options for personal and business accounts, banking services, and internet banking services. The form is largely unfilled with placeholders for account numbers, APY, terms, and other details.

title: DBTCA Deposit Account Opening Application

document_type: financial

document_subtype: Deposit Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
DBTCA
DB AG NY


document_description: A signature card for a corporate account at Deutsche Bank Trust Company Americas. The document includes options for account holder titles and spaces for signatures and approvals, but all fields are empty.

title: Deutsche Asset & Wealth Management Signature Card

document_subtype: Signature Card


document_description: A signature card for a corporate account at Deutsche Bank Trust Company Americas. The document includes options for account holder titles, but only the 'Corporate' option is selected. The document is largely incomplete with empty fields for account number, required signatures, and names.

document_subtype: signature card


document_description: This document is an application form for opening various types of deposit accounts with Deutsche Asset & Wealth Management, including checking accounts, money market deposits, and certificates of deposit. It also includes options for internet banking services and debit cards. The application covers both personal and business accounts under the Private Wealth Premium™ program.


document_description: This document outlines the terms and conditions for opening a joint account with Deutsche Bank Trust Company Americas (DBTCA). It includes a notice of customer identification policy, a joint account disclosure, and terms for verbal instructions via telephone, facsimile, or email. The document emphasizes the bank's obligations under anti-money laundering laws and the responsibilities of account holders.

document_subtype: account application


document_description: A legal document indicating execution by an authorized officer of Deutsche Bank Trust Company Americas, with placeholders for business and account user details.

document_type: legal

document_subtype: contract


document_description: This document outlines the authorized signers for an LLC, specifying that the bank may rely on their instructions unless notified otherwise. It also states that no one other than the company has an interest in the accounts and revokes previous authorities not named in the document.

document_subtype: LLC Resolutions


document_description: A signature card for a Limited Liability Corporation account at Deutsche Bank Trust Company Americas. The document includes fields for account holder title, account number, number of signatures required, and power of attorney details, all of which are currently unfilled.


document_description: A signature card for a Limited Liability Corporation account at Deutsche Bank Trust Company Americas. The document includes options for different account holder titles, but only the Limited Liability Corporation option is selected. The card is largely incomplete with empty fields for account number, required signatures, and approval details.


document_description: This document is an execution instrument for Deutsche Bank Trust Company Americas, requiring signatures from authorized officers for business users and other users.

document_subtype: bank document


document_description: A signature card for Deutsche Bank Trust Company Americas, detailing account holder types and requiring signatures for account authorization. The document is largely unfilled, with placeholders for signatures, printed names, and approval dates.

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: This document is a Certificate of Corporate Resolutions in favor of Deutsche Bank Trust Company Americas. It certifies that the undersigned is authorized to certify corporate resolutions of the board of directors and to keep records of the corporation. The resolutions authorize Deutsche Bank Trust Company Americas as depositary, custodian, or investment advisor for the corporation's accounts. It also authorizes designated signers to manage these accounts and indemnifies the bank from claims related to actions by these signers.

document_subtype: Certificate of Corporate Resolutions


document_description: This document is an application form for opening various types of deposit accounts under Deutsche Asset & Wealth Management's Private Wealth Premium™ services. It includes options for personal and business accounts, internet banking services, and additional banking services such as debit cards and checkbooks. The form also outlines different client relationship types.


document_description: Form W-9 is used to provide a correct taxpayer identification number (TIN) to a requester for reporting purposes. It includes certification of the TIN, exemption from backup withholding, and U.S. person status.

title: Form W-9 Request for Taxpayer Identification Number and Certification

document_subtype: tax form


document_description: A document indicating the execution of an instrument by Deutsche Bank Trust Company Americas and other users, with placeholders for business and account details.

document_subtype: agreement


document_description: This document outlines the terms and conditions for certificates of deposit (CDs) issued by Deutsche Bank AG through its New York branch. It includes information about the lack of FDIC insurance, the role of placement agents, and the legal status of the CDs under securities laws. It also emphasizes the financial obligations of Deutsche Bank AG and its New York branch regarding the CDs.

title: Deutsche Bank AG NY Branch Certificate of Deposit Terms and Conditions Statement

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document is a signature card for a corporate account at Deutsche Bank Trust Company Americas. It includes options for different types of account holders and requires signatures for account approval.


document_description: This document outlines the account title and joint application information for a financial account with Deutsche Bank Trust Company Americas (DBTCA). It includes a notice of customer identification policy, a 3rd EU notice regarding anti-money laundering, and terms for telephone, facsimile, or email instructions. It also provides a joint account disclosure detailing the rights and obligations of joint account holders.


document_description: This document outlines the terms and conditions for ATM/Debit card services, Internet Banking Services, and tax compliance responsibilities for non-US individuals and organizations. It includes acknowledgments of receipt of privacy notices and terms and conditions for deposit accounts. The document requires signatures for acceptance and is subject to review and acceptance by DBTCA.

document_subtype: Bank Account Application


document_description: Form W-9 is used to provide a correct taxpayer identification number (TIN) to a requester who must file an information return with the IRS. It includes certification of the TIN, exemption from backup withholding, and U.S. person status.

document_date: December 2011


document_description: This document is an application form for opening a DB Private Wealth Online Plus account with Deutsche Asset & Wealth Management. It includes sections for client information, account services selection, ACH and wire transfer limits, and security code setup. The document also contains signature fields and office use sections for approval and preparation details.

title: DB Private Wealth Online Plus Account Opening Application

key_people:
Primary Officer
Secondary Officer
Wealth Advisor

document_subtype: Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: This document outlines the authorized signers for an LLC, specifying that the bank may rely on their instructions unless notified otherwise. It also states that no one other than the company has an interest in the accounts and revokes previous authorities not named herein. The document requires confirmation by another manager or officer if the authorized signer is also a manager or member.


document_description: A signature card for a Deutsche Bank Trust Company Americas account, indicating it is for a Limited Liability Corporation. The document includes placeholders for signatures and names, but they are not filled in. It also references a Power of Attorney with no details filled in.


document_description: A signature card for a Deutsche Bank Trust Company Americas account, indicating it is for a Limited Liability Corporation. The document includes fields for account holder title, account number, number of signatures required, and spaces for signatures and printed names, all of which are empty.


document_description: This document outlines the terms and conditions for opening a joint account with Deutsche Bank Trust Company Americas (DBTCA). It includes information on customer identification policies, anti-money laundering requirements, and the handling of verbal instructions. The document also details the rights and responsibilities of joint account holders.


document_description: This document outlines the terms and conditions for ATM/Debit card services, Internet Banking Services, and tax compliance responsibilities for non-US individuals and organizations with DBTCA. It includes acknowledgments of receipt of privacy notices and terms and conditions for deposit accounts. The document requires signatures for acceptance and includes sections for bank use only.

document_subtype: Banking Agreement


title: Form W-9


document_description: A document indicating execution of an instrument by Deutsche Bank Trust Company Americas, with placeholders for business and account user details.


document_description: A signature card for Deutsche Bank Trust Company Americas, detailing account holder types and requiring signatures for account management.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York (SDNY).


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account transfers. The form is incomplete with missing signatures and dates.

document_subtype: Account Transfer Form

key_organizations:
JP Morgan
Southern Financial, LLC


document_description: This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The document also contains a participant signature and certification section, requiring the client's authorization for asset transfer and liquidation of nontransferable assets.

document_subtype: account transfer form


document_description: This document is a partial transfers form for account # N4G-023812, detailing instructions for transferring or liquidating various assets, including US Dollars and PS US Gold Puts. It includes sections on retirement plan restrictions and certifications, participant signature and certification, and instructions for the delivering firm. The document also advises on the potential need for a minimum distribution for individuals over age 70 1/2 and includes a rollover certification of the employee.

document_subtype: Partial Transfers Form


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires specific information such as account numbers, SSN/TIN, and transfer type. It also includes instructions for retirement accounts and the need for signature and certification.

document_subtype: Account Transfer Form Instructions

key_organizations: National Securities Clearing Corporation


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account liquidations.

key_organizations:
JP Morgan
Southern Trust Company, Inc


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing the transfer of assets, retirement plan restrictions, and participant certifications. It includes instructions for transferring assets to Pershing LLC as the successor custodian and outlines the responsibilities of the client and the delivering firm.


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires details such as account numbers, SSN/TIN, and transfer type. It also includes specific instructions for retirement accounts and mutual fund transfers.


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, liquidation instructions, and specific instructions for mutual funds and bank retirement plan accounts.


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. It includes sections for participant and successor custodian signatures, as well as instructions for the delivering firm regarding asset liquidation and transfer.


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires specific information such as account numbers, SSN/TIN, and transfer type. It also includes instructions for liquidating assets and handling retirement accounts.


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as account numbers, firm names, and transfer instructions. It also includes options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account transfers.


document_description: This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes information on asset quantities, descriptions, CUSIP/Symbols, and transfer instructions. The document also outlines retirement plan restrictions and certifications, participant signature and certification requirements, and instructions for the delivering firm. It emphasizes the need for a minimum distribution for individuals over 70.5 years old and provides instructions for successor custodians.

document_subtype: Transfer Form


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The document provides detailed steps for each section and notes specific requirements for different types of transfers.

key_locations: ONE PERSHING PLAZA, 14TH FLOOR, JERSEY CITY, NEW JERSEY 07399


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account transfers.


document_description: This document is a financial account transfer form detailing partial transfers, mutual funds, and liquidations. It includes instructions for transferring assets, dividend options, and capital gain options. The document also outlines retirement plan restrictions and certifications, including rollover certifications and participant signatures. It requires the attachment of a recent brokerage account statement for processing.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: The document contains the phrase 'Passion to Perform' and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document from Amanda Kirby, Associate at Deutsche Bank Trust Company Americas, with contact information and confidentiality notice.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York (SDNY).


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires details such as account numbers, SSN/TIN, and transfer type. It also includes specific instructions for retirement accounts and requires a signature and date within 90 days of receipt.


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. It includes sections for participant and successor custodian signatures, and requires attachment of a recent brokerage account statement.


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature requirements. The form is used for transferring assets between financial organizations, specifically through Pershing.


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form is associated with JP Morgan and Southern Trust Company, Inc. It requires a complete copy of the most recent statement to process the transfer.


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing asset quantities, descriptions, and transfer instructions. It includes sections on retirement plan restrictions and certifications, participant signature and certification, and instructions for the delivering firm. The document outlines the responsibilities and authorizations for transferring assets to Pershing LLC as the successor custodian.


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires specific information such as account numbers, SSN/TIN, and transfer type. It also includes instructions for retirement accounts and the need for signature and certification.


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, liquidation instructions, and specific instructions for mutual fund transfers and bank retirement plan accounts.


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing the transfer of assets including Ally preferred stock. It includes instructions for transfer, dividend options, and capital gain options. The document also outlines retirement plan restrictions and certifications, including rollover certifications and participant signature requirements.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York.


document_description: A confidential business correspondence from Amanda Kirby, Associate at Deutsche Bank Trust Company Americas, New York.

document_subtype: business correspondence


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature requirements. The document outlines the necessary information and steps for transferring accounts, including specific instructions for different types of transfers and retirement accounts.

key_locations: One Pershing Plaza, Jersey City, New Jersey 07399

document_subtype: account transfer instructions


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as account numbers, firm names, and contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account transfers.


document_description: This document is a financial transfer form related to partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The form also contains sections for participant signature and certification, and requires the attachment of a recent brokerage account statement for processing.


document_description: This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes information on asset quantities, descriptions, CUSIP/symbols, transfer instructions, and dividend/capital gain options. It also outlines retirement plan restrictions and certifications, participant signature and certification requirements, and instructions for the prior trustee and successor custodian.

document_subtype: financial transfer form


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires details such as account numbers, SSN/TIN, and transfer type. It also includes specific instructions for retirement accounts and partial transfers.


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing the transfer of assets, including Ally preferred stock, with specific instructions for transfer in kind or liquidation, dividend options, and capital gain options. It includes sections on retirement plan restrictions and certifications, participant signature and certification, and instructions for the delivering firm. The document also advises on the need for a minimum distribution for individuals over 70½ and includes a rollover certification of the employee.


document_description: A document containing confidential information related to a legal case, marked pursuant to Federal Rule of Criminal Procedure 6(e).

key_locations: 345 Park Avenue, 27th Floor, New York, NY 10154


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, direct mutual fund transfers, and bank retirement plan account transfers.

key_organizations:
JP Morgan
Jeepers Inc.


document_description: This document is a financial account transfer form related to partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions and certifications. The document also contains sections for participant signature and certification, and instructions for the delivering firm regarding asset transfer and liquidation.


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, liquidation instructions, and specific instructions for mutual fund and bank retirement plan account transfers.

key_organizations:
JP Morgan
The Haze Trust


document_description: This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The form also requires participant signatures and certifications for transferring assets to Pershing LLC as the successor custodian.


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification.


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, liquidation instructions, and specific instructions for mutual funds and bank retirement plan accounts.


document_description: This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes a table listing various assets with their descriptions, CUSIP numbers, and estimated values. The document outlines instructions for transferring or liquidating these assets, dividend and capital gain options, and retirement plan restrictions. It also includes sections for participant signature and certification, and instructions for the delivering firm regarding the transfer of assets to Pershing LLC.


document_description: Confidential financial report for Southern Financial LLC as of June 30, 2013.

title: Southern Financial LLC Financial Report

document_subtype: financial report


document_description: The document is a financial statement for Southern Financial LLC as of June 30, 2013, detailing assets, liabilities, and member's equity.

title: Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis

document_subtype: financial statement


document_description: A financial statement for Southern Financial LLC showing investment income, expenses, and net income for the period ended June 30, 2013.

title: Statement of Revenues and Expenses


document_description: Confidential financial report for Southern Trust Company, Inc. as of June 30, 2013.

title: Southern Trust Company, Inc. Financial Report


document_description: The document is a financial statement for Southern Trust Company, Inc. as of June 30, 2013, detailing assets, liabilities, and shareholder's equity on an income tax basis.


document_description: The document is a financial statement for Southern Trust Company, Inc. for the year ended June 30, 2013, showing revenues, expenses, and net income.

title: Statement of Revenues and Expenses


document_description: This document is a financial report for Haze Trust, covering the years ending December 31, 2012 and 2011. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Haze Trust Financial Report as of December 31, 2012 and 2011


document_description: The document is a financial statement for HAZE TRUST, detailing assets, liabilities, and net assets as of December 31, 2012 and 2011. It includes current assets, other assets, and net assets with specific amounts for each category.

title: HAZE TRUST Statement of Assets, Liabilities and Net Assets


document_description: Financial statement showing investment income, expenses, and net income for HAZE TRUST for the years ended December 31, 2012 and 2011.

title: HAZE TRUST Statement of Revenues and Expenses


document_description: A meeting invitation for a discussion on Southern Financial/Trust ISDA scheduled for September 19, 2013, from 2:00 PM to 3:00 PM. The meeting is classified as confidential and for internal use only.

title: Southern Financial/Trust ISDA Discussion

document_subtype: meeting invitation


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: A confidential document with internal use classification, mentioning several individuals and email addresses, likely related to a legal or financial matter.

key_people:
Amanda Kirby
Kevin Quinn
Paul Morris
Troy-D Williams
Mathew Negus


document_description: Amanda Kirby from Deutsche Bank Trust Company Americas requests the most recent financial statements for ACATS processing, specifically for Southern Financial, Southern Trust, Jeepers, and Haze. The latest available are from July, and August statements are needed.

key_people:
Amanda Kirby
Jeanne
Harry

key_locations: 345 Park Avenue, 27th Fl, New York, NY, USA, 10154-0004

key_organizations:
Deutsche Bank Trust Company Americas
Southern Financial
Southern Trust
Jeepers
Haze


document_description: Confidential financial document from Southern Financial LLC, located in St. Thomas, Virgin Islands.

document_subtype: confidential financial document


document_description: The document is an account summary from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It details the beginning and ending net market values of the investment accounts, with a noted change in value. The document also includes a note about a discrepancy in the May month-end statement and provides information about assets held at JPMorgan Chase Bank and transactions executed through J.P. Morgan Securities LLC.

title: J.P. Morgan Account Summary for August 2013

document_subtype: Account Summary

key_organizations:
J.P. Morgan
Southern Financial, LLC
JPMorgan Chase Bank
J.P. Morgan Securities LLC
JPMCC
FINRA
SIPC


document_description: This document is a consolidated summary of investment accounts at J.P. Morgan for the period from August 1, 2013, to August 31, 2013. It includes details on asset allocation, market values, and portfolio activity. The document specifies that investments are held in custody or investment management accounts at JPMorgan Chase Bank, N.A., or in brokerage or margin accounts at J.P. Morgan Clearing Corp. It also clarifies that J.P. Morgan Securities LLC does not provide advice on asset allocation or investment management services.

title: J.P. Morgan Consolidated Summary for August 2013

document_subtype: investment summary

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.
J.P. Morgan Securities LLC


document_description: This document is a financial statement from J.P. Morgan for the period 8/1/13 to 8/31/13, detailing the investment account activities of Southern Financial, LLC. It includes information on net contributions/withdrawals, income and distributions, changes in investment value, and ending market value with accruals.

title: J.P. Morgan Consolidated Summary

key_organizations:
J.P. Morgan
Southern Financial, LLC


document_description: This document is a bank statement from JPMorgan Chase Bank for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes an account summary, holdings, equity, alternative assets, cash & fixed income, and portfolio activity.

title: JPMorgan Chase Bank Statement for Southern Financial, LLC

key_people:
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse

key_locations: 270 Park Avenue, New York, NY 10017-2014

document_subtype: Bank Statement

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Financial, LLC


document_description: This document is a financial statement for Southern Financial LLC for the period of August 1, 2013, to August 31, 2013. It includes asset allocation, portfolio activity, and market value details.

title: SOUTHERN FINANCIAL LLC Account Summary

key_organizations:
Southern Financial LLC
J.P. Morgan


document_description: This document is a financial account statement for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a summary of income, realized and unrealized gains/losses, and cost summary for the account.

title: Southern Financial, LLC Account Statement

document_subtype: account statement


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It provides an equity summary detailing asset categories, beginning and ending market values, changes in value, and current allocation percentages. The statement also includes market value, cost, unrealized gain/loss, estimated annual income, accrued dividends, and yield.

title: J.P. Morgan Southern Financial, LLC Account Statement


document_description: This document is an equity detail statement from J.P. Morgan for SOUTHERN FINANCIAL, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes details of various equity holdings, their prices, quantities, values, costs, unrealized gains/losses, and yields.

title: J.P. Morgan Equity Detail Statement for SOUTHERN FINANCIAL, LLC

document_subtype: Equity Detail Statement

key_organizations:
J.P. Morgan
SOUTHERN FINANCIAL, LLC


document_description: This document is a financial statement for Southern Financial, LLC account W91850003 for the period of August 1, 2013, to August 31, 2013. It includes details of US Small/Mid Cap Equity and Non-US Equity investments, with specific securities listed along with their prices, quantities, values, adjusted costs, unrealized gains/losses, and other financial metrics.


document_description: A financial statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013, detailing non-US equity and European large cap equity holdings, including companies like FRAPORT AG, JC DECAUX INTERNATIONAL, LLOYDS BANKING GROUP PLC, and RENAULT SA.

title: Southern Financial, LLC Statement

key_organizations:
Southern Financial, LLC
JP Morgan


document_description: This document is a financial statement for Southern Financial, LLC account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of various investments such as emerging market equity, preferred stocks, and concentrated & other equity, with their respective prices, quantities, values, costs, unrealized gains/losses, estimated annual income, and yields.


document_description: This document is a financial statement for Southern Financial, LLC for the period from August 1, 2013, to August 31, 2013. It includes details of various equity holdings, their prices, quantities, values, costs, unrealized gains/losses, estimated annual income, accrued dividends, and yields. The statement covers investments in companies like General Electric, General Motors, and JPMorgan Chase, among others.

title: Southern Financial, LLC Financial Statement

key_organizations:
Southern Financial, LLC
J.P. Morgan
General Electric
General Motors
JPMorgan Chase


document_description: This document is a financial statement from J.P. Morgan for SOUTHERN FINANCIAL, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a summary and detailed breakdown of alternative assets, specifically hard assets, with beginning and ending estimated values, changes in value, and current allocation percentages.

title: Alternative Assets Summary and Detail

reference_numbers: 78423E-HS-6 OTCBDC-PH-K OTCBDP-KG-F


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It provides a summary of cash and fixed income assets, detailing beginning and ending market values, changes in value, and current allocation percentages. The document also includes information on market value, cost, unrealized gain/loss, estimated annual income, accrued interest, and yield.

title: J.P. Morgan SOUTHERN FINANCIAL, LLC ACCT. Cash & Fixed Income Summary


document_description: This document is a financial statement for Southern Financial LLC account for the period of August 1, 2013, to August 31, 2013. It includes a summary by maturity and by type of cash and fixed income assets, detailing market values and percentages of the bond portfolio.

title: SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13

document_subtype: bank statement

key_organizations:
J.P. Morgan
Southern Financial LLC


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a cash and fixed income summary, detailing net FX contracts exposure and cash & fixed income details. The statement provides information on currency values, cash positions, and yields.

title: J.P. Morgan SOUTHERN FINANCIAL, LLC Account Statement


document_description: This document is a financial account statement for SOUTHERN FINANCIAL, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes details of non-USD cash holdings and US fixed income investments, with specific securities listed along with their prices, quantities, values, costs, gains/losses, and estimated annual income.

title: SOUTHERN FINANCIAL, LLC Account Statement


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of various financial instruments, their prices, quantities, values, and unrealized gains or losses.


document_description: This document is a financial statement for the J.P. Morgan SOUTHERN FINANCIAL LLC account for the period of August 1, 2013, to August 31, 2013. It includes details of US and Non-US Fixed Income investments, their prices, quantities, values, costs, unrealized gains/losses, estimated annual income, accrued interest, and yields.

title: J.P. Morgan SOUTHERN FINANCIAL LLC ACCT Statement

key_organizations:
J.P. Morgan
SOUTHERN FINANCIAL LLC


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details on non-US fixed income investments and complementary structured strategies, with specific information on securities such as Republic of Argentina notes and JPY call options.

reference_numbers:
ISIN ARARGE03E147
SEDOL BOS5SP7
ISIN US040114GM64
SEDOL B2PDMW3
042993-9R-8 RS
042993-98-6


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of various financial instruments and their performance, such as JPY PUT CAD CALL and JPY PUT USD CALL options, as well as notes linked to currency exchanges and interest rates.


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of foreign exchange contracts involving Canadian Dollar and Japanese Yen.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial LLC account W91850003, detailing portfolio activity in U.S. dollars for the period of August 1, 2013, to August 31, 2013. It includes various inflows and outflows such as dividends, interest income, and corporate interest.

title: SOUTHERN FINANCIAL LLC ACCT. W91850003 For the Period 8/1/13 to 8/31/13


document_description: This document is a financial statement from J.P. Morgan for Southern Financial LLC, covering the period from August 1, 2013, to August 31, 2013. It details various corporate interest incomes and a foreign exchange transaction.

title: J.P. Morgan Southern Financial LLC Account Statement


document_description: The document is a bank statement for Southern Financial, LLC for the period of August 2013. It details foreign exchange outflows, including spot currency transactions involving EUR, GBP, and CHF against USD. The total foreign exchange outflows amount to $3,388,636.93.

title: SOUTHERN FINANCIAL, LLC ACCT For the Period 8/1/13 to 8/31/13


document_description: This document is a trade activity statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013. It details various settled sales, maturities, and redemptions of securities, including descriptions, quantities, per unit amounts, proceeds, costs, and realized gains or losses. The transactions involve companies such as Jones Energy Inc, Grana y Montero SA, Cousins Properties Inc, American Homes 4 Rent, Boyd Gaming Corp, Liberty Property Trust, Vantiv Inc, and a reverse entry for Impac CMB Trust.

document_subtype: Trade Activity Statement

key_organizations:
Southern Financial, LLC
J.P. Morgan Securities LLC


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details various sales transactions, including securities sales, quantities, proceeds, costs, and realized gains or losses.


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details various sales, maturities, and redemptions of securities, including trade and settlement dates, types, descriptions, quantities, per unit amounts, proceeds, costs, and realized gains or losses.

key_organizations:
J.P. Morgan
Southern Financial, LLC
J.P. Morgan Securities LLC


document_description: This document is a financial statement for Southern Financial, LLC, detailing various sales, maturities, redemptions, and principal payments for the period of August 1, 2013, to August 31, 2013. It includes transactions involving securities such as Genmark Diagnostics Inc, Medicines Co, PennyMac Mortgage Investment Trust, Third Point Reinsurance Ltd, Medical Properties Trust Inc, and various mortgage-related securities.

key_organizations:
Southern Financial, LLC
J. P. Morgan Securities LLC


document_description: This document is a financial statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013. It includes details of settled sales, maturities, redemptions, and securities purchased. The statement provides information on trade dates, settlement dates, types of transactions, descriptions, quantities, per unit amounts, proceeds, costs, and realized gains or losses.


document_description: This document is a financial statement for J.P. Morgan Southern Financial LW Account W91850003 for the period of August 1, 2013, to August 31, 2013. It details various securities purchases made during this period, including the trade and settlement dates, types of securities, quantities, per unit amounts, and market costs.

title: J.P. Morgan Southern Financial LW Account Statement


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details settled securities purchased and pending sales, maturities, and redemptions.


document_description: This document is a financial statement from Southern Financial, LLC, summarizing portfolio activity in Canadian Dollars for the period of August 2013. It includes inflows and outflows in both US Dollar and local currency values, with a focus on foreign exchange transactions.

title: Portfolio Activity Summary - Canadian Dollar

key_organizations:
Southern Financial, LLC
JD Morgan
J.P Morgan


document_description: The document details the portfolio activity for Canadian Dollar transactions for JPMorgan Southern Financial, LLC for the period of August 2013. It includes inflows and outflows of foreign exchange transactions, specifically involving CAD and JPY currencies. The document lists specific transactions with settle dates, types, descriptions, quantities, and amounts in USD and local values.

title: Portfolio Activity Detail - Canadian Dollar

document_subtype: Portfolio Activity Detail


document_description: This document is a financial statement from J.P. Morgan for account W91850003, covering the period from August 1, 2013, to August 31, 2013. It provides a portfolio activity summary in Euro, detailing transactions, inflows, outflows, and trade activity. The statement includes beginning and ending cash balances, contributions, foreign exchange inflows and outflows, and settled securities purchased.

title: J.P. Morgan SOUTHERN FINANCIAL LW ACCT. W91850003


document_description: The document is a financial statement detailing the portfolio activity of Southern Financial LLC for the period of August 2013. It includes foreign exchange inflows and outflows in Euro, with specific transactions listed by settle date, type, description, quantity, and amount in USD. The total foreign exchange inflows amount to $8,918,613.17 with a currency gain/loss of $100.47.


document_description: This document is a financial statement for Southern Financial, LLC account at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of foreign exchange outflows and trade activities involving securities purchases.


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details various securities purchases, including trade and settlement dates, types, descriptions, quantities, per unit amounts, market costs, and currency gains/losses.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It details the portfolio activity summary in Japanese Yen, including inflows and outflows of foreign exchange, with both US Dollar and local currency values.

title: Portfolio Activity Summary - Japanese Yen


document_description: This document is a portfolio activity detail for Japanese Yen transactions conducted by Southern Financial, LLC through JP Morgan for the period of August 2013. It includes details of inflows and outflows, specifically forward currency contracts and spot FX transactions, with associated settlement dates, contract rates, quantities, and currency gain/loss in USD.

title: Portfolio Activity Detail - Japanese Yen

key_organizations:
JP Morgan
Southern Financial, LLC


document_description: This document is a portfolio activity summary for Southern Financial, LLC, detailing financial transactions in Pound Sterling for the period of August 1, 2013, to August 31, 2013. It includes inflows from foreign exchange and trade activity, with a focus on US Dollar and local currency values.

title: Portfolio Activity Summary - Pound Sterling

document_subtype: Portfolio Activity Summary

key_organizations:
JPMorgan
Southern Financial, LLC


document_description: The document is a financial statement detailing portfolio activity in Pound Sterling for Southern Financial LLC account at JP Morgan for August 2013. It includes foreign exchange inflows and outflows with specific transactions listed by settle date, type, description, quantity, and amount in USD and local value.

key_organizations:
JP Morgan
Southern Financial LLC


document_description: This document is a financial statement from J.P. Morgan for the Southern Financial LW Account W91850003, detailing trade activity in Pound Sterling for the period of August 1, 2013, to August 31, 2013. It includes details of securities purchased, such as Lloyds Banking Group PLC and Coca-Cola HBC AG, with quantities, per unit amounts, market costs, and gain/loss in USD.

key_organizations:
J.P. Morgan
Lloyds Banking Group PLC
Coca-Cola HBC AG


document_description: This document is a portfolio activity summary for Southern Financial, LLC, detailing transactions in Swiss Francs for the period of August 1, 2013, to August 31, 2013. It includes inflows and outflows of foreign exchange, trade activity, and ending cash balance.

title: Portfolio Activity Summary - Swiss Franc

key_organizations:
Southern Financial, LLC
J.P Morgan


document_description: This document is a financial statement detailing the portfolio activity for the account W91850003 at J.P. Morgan for the period of August 2013. It includes details of foreign exchange inflows and outflows in Swiss Francs, with specific transactions listed including forward contracts and spot FX transactions.

title: J.P. Morgan SOUTHERN FINANCIAL LLC ACCT. W91850003 For the Period 8/1/13 to 8/31/13


document_description: This document is a financial statement for Southern Financial, LLC, detailing trade activity in Swiss Franc for the period of August 2013. It includes information on securities purchased, specifically ADECCO SA-REG, with trade and settlement dates, quantities, per unit amounts, and market costs in USD.

title: Southern Financial, LLC Account Statement

key_organizations:
J.P. Morgan
Southern Financial, LLC


document_description: This document is a financial statement from J.P. Morgan detailing settled foreign exchange contracts for the period of August 1, 2013, to August 31, 2013. It includes trade dates, currencies involved, amounts, contract rates, revaluation rates, and the contracted and revalued amounts in USD. The document is marked as confidential pursuant to federal rules.

title: Settled Foreign Exchange Contracts


document_description: This document is a financial statement for Southern Financial, LLC, detailing currency trades and revaluations for the period of August 1, 2013, to August 31, 2013. It includes transactions involving Swiss Francs, US Dollars, Japanese Yen, Euros, and Canadian Dollars, with details on trade dates, settlement dates, contract rates, revaluation rates, and gains/losses.


document_description: This document is a margin account statement from J.P. Morgan Securities LLC for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a table of contents with sections on account summary, holdings, cash & fixed income, and portfolio activity. Transactions are cleared through J.P. Morgan Clearing Corp.

title: J.P. Morgan Securities LLC Margin Account Statement

key_locations: Three Chase Metrotech Center, Brooklyn, NY 11245-0001

document_subtype: Margin Account Statement

key_organizations:
J.P. Morgan Securities LLC
Southern Financial, LLC
J.P. Morgan Clearing Corp.


document_description: This document is a financial account statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes details on asset allocation, portfolio activity, and market values.

title: J.P. Morgan Account Statement for Southern Financial, LLC

document_subtype: Account Statement


document_description: This document is a financial statement for Southern Financial, LLC for the period from August 1, 2013, to August 31, 2013. It includes a cost summary, income summary, and investment objectives.

title: Southern Financial, LLC Account Summary

key_organizations:
Southern Financial, LLC
J.P. Morgan


document_description: A financial statement from Southern Financial, LLC for the period of August 2013, detailing cash and fixed income assets. The statement shows a beginning and ending market value of $314,640.75 with no change in value, and a 100% allocation in cash.

title: Cash & Fixed Income Summary


document_description: This document is a financial statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013. It details cash and fixed income holdings, including US Dollar cash holdings.


document_description: This document is a financial statement from JPMorgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a portfolio activity summary with details on cash balances, inflows, outflows, and trade activity. The statement shows no activity for the current period but provides year-to-date values for contributions, withdrawals, fees, and securities transactions.

title: JPMorgan Portfolio Activity Summary


document_description: J.P. Morgan combined statement for various accounts for the period 8/1/13 to 8/31/13, including important disclosures about pricing, valuations, and securities.

key_locations: London Nassau


document_description: This document is a financial disclosure statement from J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes information about deposits in foreign branches, investment products, and asset accounts linked to JPMS. It also provides instructions for reporting errors or discrepancies in asset account statements and details about SIPC protection.

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Securities Investor Protection Corp


document_description: This document is a disclosure page from a J.P. Morgan financial statement for the period of August 1, 2013, to September 31, 2013. It provides information on how to report errors or questions about electronic and non-electronic transfers, details about margin accounts, and disclosures related to alternative investments such as private equity and hedge funds.

key_locations:
Newark, DE
Brooklyn, NY

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.


document_description: The document is a financial statement from J.P. Morgan for the period 8/1/13 to 8/31/13, detailing the valuation methodologies for direct and pooled private equity investments, hedge funds, and alternative assets. It includes information on capital calls, distributions, subscriptions, redemptions, and disclosures related to J.P. Morgan funds and third-party funds.

document_subtype: investment statement


document_description: Disclosure document for J.P. Morgan funds for the period 8/1/13 to 8/31/13, detailing compensation and services provided by J.P. Morgan affiliates.

document_subtype: disclosure

key_organizations:
J.P. Morgan
JPMorgan Distribution Services, Inc.


document_description: Document related to Southern Trust Company, Inc. located in St. Thomas, Virgin Islands. Marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is an account summary from J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of the investment account for Southern Trust Company, Inc., showing the beginning and ending net market values, and the change in value over the period. It also mentions a discrepancy in the May statement and provides information about assets held and transactions executed through J.P. Morgan Securities LLC.

title: J.P. Morgan Account Summary for August 2013

key_organizations:
J.P. Morgan
Southern Trust Company, Inc.
J.P. Morgan Securities LLC
JPMorgan Chase
JPMCC
FINRA
SIPC


document_description: This document is a consolidated financial summary for J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details on investment accounts, asset allocation, and portfolio activity. The summary provides information on the beginning and ending market values, changes in value, estimated annual income, and current allocation percentages for equity and cash & fixed income. It also outlines portfolio activity including net contributions/withdrawals, income & distributions, and changes in investment value.

title: J.P. Morgan Consolidated Summary for August 2013

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp
J.P. Morgan Securities LLC


document_description: This document is a financial statement from J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes a consolidated summary of investment accounts, specifically for Southern Trust Company, Inc. The statement details portfolio activity, income summary, and changes in investment value.

title: Consolidated Summary for Investment Account(s)

key_organizations:
J.P. Morgan
Southern Trust Company, Inc


document_description: This document is a bank statement for Southern Trust Company, Inc, account number W89640002, for the period from August 1, 2013, to August 31, 2013. It includes contact information for the J.P. Morgan team and a table of contents for the statement.

title: Southern Trust Company, Inc Account Statement

key_locations: 270 Park Avenue, New York, NY 10017-21)14


document_description: This document is a financial statement for Southern Trust Company, Inc, detailing asset allocation, market value changes, and portfolio activity for the period of August 1, 2013, to August 31, 2013. It includes information on equity, cash and fixed income, and accruals, as well as contributions, withdrawals, and changes in investment value.

title: Southern Trust Company, Inc Account Summary


document_description: Financial statement for Southern Trust Company, Inc. for August 2013, detailing income, gains/losses, and cost summary.

title: SOUTHERN TRUST COMPANY, INC ACCT For the Period 8/1/13 to 8/31/13


document_description: This document is a financial statement from JPMorgan for Southern Trust Company, Inc. covering the period from August 1, 2013, to August 31, 2013. It includes an equity summary and detail of preferred stocks, specifically focusing on Ally Financial Inc. 8 1/2% PFD.

title: Equity Summary and Detail

document_date: August 2013

key_organizations:
JPMorgan
Southern Trust Company, Inc.
Ally Financial Inc.


document_description: The document is a financial statement from J.P. Morgan for Southern Trust Company, Inc., covering the period from August 1, 2013, to August 31, 2013. It provides a detailed summary of cash and fixed income assets, including beginning and ending market values, changes in value, and current allocation percentages. The statement also includes a breakdown by maturity and type, showing the market value and percentage of the bond portfolio. The overall cash and fixed income as a percentage of the portfolio is 72%.

title: Cash & Fixed Income Summary

key_organizations:
J.P. Morgan
Southern Trust Company, Inc.


document_description: This document is a financial statement from JPMorgan for Southern Trust Company, Inc, covering the period from August 1, 2013, to August 31, 2013. It includes details on cash and fixed income assets, with specific investments in US dollars, Petroleos de Venezuela, and HSBC BRL Step Up Note.

title: JPMorgan Statement for Southern Trust Company, Inc

key_organizations:
JPMorgan
Southern Trust Company, Inc


document_description: This document is a financial statement for Southern Trust Company, Inc for the period of August 1, 2013 to August 31, 2013. It includes details of complementary structured strategies, specifically a HUM BRL Step Up Note linked to BRL vs USD with a barrier and coupon rate, showing unrealized gains/losses and estimated annual income.

key_organizations:
Southern Trust Company, Inc
J.P. Morgan


document_description: This document is a financial statement for Southern Trust Company, Inc. for the period of August 1, 2013, to August 31, 2013. It includes a portfolio activity summary with details on cash balance, inflows, outflows, and trade activity.

title: SOUTHERN TRUST COMPANY, INC ACCT [redacted] Portfolio Activity Summary

key_organizations:
Southern Trust Company, Inc.
J.P. Morgan


document_description: A financial statement for Southern Trust Company, Inc. account at J.P. Morgan for the period of August 2013, detailing portfolio activity including inflows and outflows such as interest income and dividends.

key_organizations:
J.P. Morgan
Southern Trust Company, Inc.
ALLY Financial Inc


document_description: This document is a margin account statement from J.P. Morgan Securities LLC for Southern Trust Company, Inc. for the period from August 1, 2013, to August 31, 2013. It includes contact information for the J.P. Morgan team and notes that there was no market value or activity to report during this period.

key_organizations:
J.P. Morgan Securities LLC
Southern Trust Company, Inc.
J.P. Morgan Clearing Corp.


document_description: J.P. Morgan combined statement for various accounts for the period 8/1/13 to 8/31/13, including important disclosures about pricing, valuations, and specific securities like Auction Rate Securities (ARS).


document_description: J.P. Morgan financial statement for the period 8/1/13 to 8/31/13, including information on error reporting, non-electronic transfers, margin accounts, and securities transactions.

key_locations: Three Chase Metrotech Center, Brooklyn, NY


document_description: A document labeled as confidential pursuant to Federal Rule of Criminal Procedure 6(e), associated with Jeepers Inc, located at 6100 Red Hook Otrs Ste B3, St Thomas VI 00802-1348. It contains reference numbers DB-SDNY-0105092, SDNY_GM_00251276, and EFTA01449638.

key_locations: 6100 Red Hook OTRS STE B3, St Thomas VI 00802-1348


document_description: Bank statement for JEEPERS, INC. for the period 8/1/13 to 8/31/13 from JPMorgan Chase Bank, N.A. Includes account summary, holdings, cash & fixed income, and portfolio activity.

title: JEEPERS, INC. Account Statement

key_organizations:
JPMorgan Chase Bank, N.A.
JEEPERS, INC.


document_description: This document is an account summary for JEEPERS, INC. with J.P. Morgan for the period of August 1, 2013 to August 31, 2013. It includes details on asset allocation, portfolio activity, and market value changes.

title: J.P. Morgan Account Summary for JEEPERS, INC.

document_subtype: account summary

key_organizations:
J.P. Morgan
JEEPERS, INC.


document_description: This document is a financial account summary for JEEPERS, INC. for the period of August 1, 2013, to August 31, 2013. It includes a tax summary with details on domestic dividends, interest income, and taxable income, as well as a cost summary for cash and fixed income.

title: JEEPERS, INC. Account Summary


document_description: This document is a financial statement for JEEPERS, INC. account at J.P. Morgan for the period of August 2013. It provides a summary of cash and fixed income assets, including market values, changes in value, and allocations. The document also includes summaries by maturity and type, detailing the market value and percentage of bond portfolio for cash and mutual funds.

title: J.P. Morgan JEEPERS, INC. ACCT Financial Statement

document_subtype: financial statement


document_description: This document is a financial statement from JEEPERS, INC. for the period 8/1/13 to 8/31/13, detailing cash and fixed income assets. It includes information on US Dollar cash holdings and US Fixed Income investments, specifically the JPM TR I FLOAT RATE INC FD FUND.

title: Cash & Fixed Income Detail


document_description: This document is a financial statement from J.P. Morgan for the account holder JEEPERS, INC. covering the period from August 1, 2013, to August 31, 2013. It includes a summary of portfolio activity, detailing inflows and outflows, trade activity, and ending cash balance.

title: Portfolio Activity Summary


document_description: The document details the portfolio activity for JEEPERS, INC. for the period of August 2013, including income from interest and dividends, and withdrawals through internal fund transfers. It also includes trade activity for securities purchased.

title: JEEPERS, INC. Portfolio Activity Detail for August 2013


document_description: This document is a combined statement for activities conducted through J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes important disclosures related to various account types, pricing, valuations, and other financial information. The document provides details on market value information, auction rate securities, over-the-counter derivative transactions, and illiquid assets. It also includes information on estimated annual income and yield, as well as offshore deposits.


document_description: J.P. Morgan financial disclosure for the period 8/1/13 to 8/31/13, highlighting that deposits in foreign branches are not FDIC insured and may be reportable to the IRS. It includes information about investment products, asset accounts, and procedures for reporting errors.

key_organizations:
J.P. Morgan
JPMorgan Chase Bank
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp
Securities Investor Protection Corp


document_description: The document is a J.P. Morgan financial statement for the period from 8/1/13 to 8/31/13. It provides instructions on how to report errors or request more information regarding the statement. The deadline for reporting discrepancies is 60 days from the date of the first statement containing the error. It includes contact information for J.P. Morgan and details about non-electronic transfers, investment objectives, and product-related disclosures.

key_locations: 500 Stanton Christiana Road, Newark, DE 19713-2107

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
JPMorgan Distribution Services, Inc.


document_description: A confidential financial document from Southern Financial LLC, located in St. Thomas, Virgin Islands, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Southern Financial LLC Document


document_description: This document is an account summary from J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of investment accounts under Southern Financial LLC, showing beginning and ending net market values, and changes in value. The document also mentions a discrepancy in the May month-end statement and provides information about assets held at different entities.

key_organizations: Securities Insurance Protection Corporation


document_description: This document is a consolidated financial summary for investment accounts at J.P. Morgan for the period 8/1/13 to 8/31/13. It includes details on asset allocation, market values, and portfolio activity.

document_subtype: financial summary

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.
J.P. Morgan Securities LLC


document_description: This document is a consolidated financial summary for J.P. Morgan covering the period from August 11, 2013, to August 31, 2013. It includes portfolio activity and income summary for Southern Financial, LLC, detailing beginning market value, net contributions/withdrawals, income and distributions, change in investment value, and ending market value with accruals. The document also provides a breakdown of income, other income, realized gain/loss, and unrealized gain/loss.

title: J.P. Morgan Consolidated Summary

key_organizations:
J.P. Morgan
Southern Financial, LLC


document_description: This document is a bank statement from JPMorgan Chase Bank for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes an account summary, holdings, equity, alternative assets, cash & fixed income, and portfolio activity.

title: JPMorgan Chase Bank Statement for Southern Financial, LLC

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Financial, LLC


document_description: This document is a financial account statement for Southern Financial LLC, detailing asset allocation, portfolio activity, and market value changes for the period from August 1, 2013, to August 31, 2013. It includes information on equity, alternative assets, cash and fixed income, and accruals.

title: SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13

key_organizations:
J.P. Morgan
Southern Financial LLC


document_description: Account statement for SOUTHERN FINANCIAL LLC for the period 8/1/13 to 8/31/13, detailing income, gains/losses, and cost summary.

title: SOUTHERN FINANCIAL LLC Account Statement

key_organizations:
J.P. Morgan
SOUTHERN FINANCIAL LLC


document_description: This document is an equity summary for Southern Financial, LLC, provided by JPMorgan for the period of August 1, 2013, to August 31, 2013. It details the beginning and ending market values of various asset categories, changes in value, and current allocation percentages. The total value of the portfolio increased by $3,008,118.11 during this period, with a total ending market value of $35,278,219.09. The document also includes information on unrealized gains/losses, estimated annual income, accrued dividends, and yield.

title: Equity Summary for Southern Financial, LLC

key_organizations:
JPMorgan
Southern Financial, LLC


document_description: This document is a financial statement for Southern Financial, LLC, detailing equity holdings for the period of August 2013. It includes information on various equities, their prices, quantities, values, costs, unrealized gains/losses, estimated annual income, and yields.

title: Southern Financial, LLC Equity Detail

key_organizations:
Southern Financial, LLC
J.P. Morgan


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of US Small/Mid Cap Equity and Non-US Equity investments, with specific stocks listed along with their prices, quantities, values, costs, and unrealized gains/losses.

title: J.P. Morgan Southern Financial, LLC Account Statement


document_description: This document is a financial statement for Southern Financial LLC for the period of August 1, 2013, to August 31, 2013. It includes details of non-US equity and European large cap equity holdings, with specific securities listed along with their prices, quantities, values, costs, and unrealized gains or losses.

title: Southern Financial LLC Account Statement

key_organizations:
Southern Financial LLC
J.P Morgan


document_description: This document is a financial statement for SOUTHERN FINANCIAL, LLC for the period of August 1, 2013, to August 31, 2013. It includes details of various financial instruments such as Emerging Market Equity, Preferred Stocks, and Concentrated & Other Equity, with their respective prices, quantities, values, costs, gains/losses, and yields.

title: SOUTHERN FINANCIAL, LLC Account Statement

key_organizations:
SOUTHERN FINANCIAL, LLC
JP Morgan
ALLY FINANCIAL INC
GMAC CAPITAL TRUST I
ROYAL BANK SCOTLAND GROUP PLC
VOLKSWAGEN AG
BANK OF AMERICA CORP


document_description: This document is a financial statement for the account W91850003 at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of various equity holdings, their prices, quantities, values, costs, unrealized gains/losses, estimated annual income, and yields.

title: J.P. Morgan SOUTHERN MANUAL, LLC ACCT. W91850003

key_organizations:
J.P. Morgan
GENERAL ELEC CAP CORP
GENERAL MOTORS CO
JPMORGAN CHASE & CO


document_description: This document is a financial account statement for SOUTHERN FINANCIAL LLC, account number W91850003, covering the period from August 1, 2013, to August 31, 2013. It includes an alternative assets summary and detail, focusing on hard assets such as crude oil options and call options.

title: SOUTHERN FINANCIAL LLC ACCT. W91850003 For the Period 8/1/13 to 8/31/13


document_description: A financial statement for JD Morgan from Southern Financial, LLC for the period of August 2013. It includes a detailed summary of cash and fixed income assets, showing changes in market value and current allocation percentages.

title: Cash & Fixed Income Summary

key_organizations:
Southern Financial, LLC
J.P Morgan


document_description: The document is a financial statement summary for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a breakdown of cash and fixed income by maturity and type, with a total market value of $32,750,487.90.

title: Summary by Maturity and Type


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a cash and fixed income summary, net FX contracts exposure summary, and cash and fixed income details.


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of non-USD cash holdings and US fixed income investments, with information on prices, quantities, values, adjusted costs, unrealized gains/losses, estimated annual income, and yields.


document_description: This document is a financial statement for Southern Financial, LLC, detailing various fixed income securities and their financial metrics for the period of August 2013. It includes information on prices, quantities, values, costs, gains/losses, and estimated annual income for each security.

title: Southern Financial, LLC Account Statement

key_organizations:
Southern Financial, LLC
Barclays Bank PLC
HomeBanc Mortgage Trust
Sequoia Mortgage Trust
Countrywide Home Loans
Structured Asset Securities Co
Impac CMB Trust
Chase Mortgage Finance Corporation


document_description: This document is a financial statement for Southern Financial, LLC, detailing US and Non-US Fixed Income investments for the period of August 2013. It includes information on securities such as P Zions Bancorporation, LBG Capital No.1 PLC, General Electric Capital Corp, Southern Cal Edison, and Petroleos de Venezuela S. The statement provides details on price, quantity, value, adjusted cost, unrealized gain/loss, estimated annual income, accrued interest, and yield.


document_description: This document is a financial statement for Southern Financial, LLC, detailing account activities and holdings for the period from August 1, 2013, to August 31, 2013. It includes information on non-US fixed income securities and complementary structured strategies, with specific details on investments in the Republic of Argentina and various currency options.


document_description: This document is a financial statement for the J.P. Morgan Southern Financial LLC account for the period of August 1, 2013, to August 31, 2013. It includes details of various financial instruments and their valuations, costs, and gains/losses.

title: J.P. Morgan Southern Financial LLC Account Statement


document_description: This document is a financial statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013. It includes details of foreign exchange contracts involving Canadian Dollar and Japanese Yen.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a portfolio activity summary in U.S. dollars, detailing transactions such as inflows, outflows, trade activity, and cost adjustments. The statement provides beginning and ending cash balances, as well as year-to-date values for various financial activities.


document_description: This document is a financial statement detailing the portfolio activity of Southern Financial LLC for August 2013. It includes inflows and outflows in U.S. dollars, with specific transactions such as dividends, interest income, and corporate interest.

title: SOUTHERN FINANCIAL LLC ACC For the Period 8/1/13 to 8/31/13

key_organizations:
Southern Financial LLC
J.P. Morgan


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It details various corporate interest incomes and a foreign exchange transaction.

title: J.P. Morgan Southern Financial, LLC Statement

key_organizations:
J.P. Morgan
Southern Financial, LLC
Countrywide Home Loans
Chase Mortgage Finance Corporation
HomeBanc Mortgage Trust
IMPAC CMB Trust
Structured Asset Securities Co


document_description: The document is a financial statement from JP Morgan for Southern Financial LLC, detailing foreign exchange transactions for the period of August 2013. It includes various spot FX transactions involving the buying of EUR, GBP, and CHF against USD, with specific exchange rates and transaction IDs.

title: JP Morgan SOUTHERN FINANCIAL LLC ACCT. For the Period 8/1/13 to 8/31/13

key_organizations:
JP Morgan
Southern Financial LLC


document_description: The document is a financial statement from J.P. Morgan for Southern Financial, LLC, detailing foreign exchange outflows for the period of August 2013. It includes spot currency transactions involving EUR, GBP, and CHF against USD, with specific exchange rates and transaction IDs.

title: SOUTHERN FINANCIAL, LLC ACCT. For the Period 8/1/13 to 8/31/13


document_description: This document is a financial statement for Southern Financial, LLC for the period of August 1, 2013, to August 31, 2013, detailing trade activities including sales, maturities, and redemptions of various securities through J.P. Morgan Securities LLC.

key_organizations:
Southern Financial, LLC
J.P. Morgan Securities LLC


document_description: This document is a financial statement for SOUTHERN FINANCIAL, LLC, detailing settled sales, maturities, and redemptions for the period of August 2013. It includes trade and settlement dates, types of transactions, descriptions, quantities, per unit amounts, proceeds, costs, and realized gains or losses.

key_organizations:
J.P. Morgan Securities LLC
SOUTHERN FINANCIAL, LLC


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details various sales, maturities, and redemptions of securities, including descriptions, quantities, per unit amounts, proceeds, costs, and realized gains or losses.

key_organizations:
J.P. Morgan
Southern Financial, LLC
J.P. Morgan Securities LLC


document_description: This document is a financial statement for the account W91850003 at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details various settled sales, maturities, redemptions, and principal payments, including descriptions, quantities, per unit amounts, proceeds, costs, and realized gains or losses.


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of settled sales, maturities, redemptions, and securities purchased during this period.

key_organizations:
J.P. Morgan
Southern Financial, LLC


document_description: This document is a financial statement from J.P. Morgan for account W91850003, detailing securities purchased during the period from August 1, 2013, to August 31, 2013. It includes trade and settlement dates, types of transactions, descriptions, quantities, per unit amounts, and market costs.

title: J.P. Morgan SOUTHERN FINANCIAL LW ACCT. W91850003

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC


document_description: This document is a financial statement for Southern Financial LLC for the period of August 1, 2013, to August 31, 2013, provided by J.P. Morgan. It details settled securities purchased and pending sales, maturities, and redemptions.

key_organizations:
Southern Financial LLC
J.P. Morgan
GENMARK DIAGNOSTICS INC
MEDICINES CO
NORTHERN TIER ENERGY LP
PENNYMAC MORTGAGE INVESTMENT TRUST
THIRD POINT REINSURANCE LTD
MEDICAL PROPERTIES TRUST INC
ZIONS BANCORPORATION


document_description: Financial statement from J.P. Morgan for Southern Financial, LLC, detailing cost adjustments for the period of August 2013.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial LLC, account number W91850003, covering the period from August 1, 2013, to August 31, 2013. It details the portfolio activity in Canadian Dollars, including inflows and outflows of foreign exchange, with a beginning and ending cash balance of 0.01. The document includes year-to-date values and notes on the account's standing instructions.

title: Portfolio Activity Summary - Canadian Dollar

key_organizations:
J.P. Morgan
Southern Financial LLC


document_description: The document details the portfolio activity for Southern Financial, LLC for the period of August 2013, focusing on Canadian Dollar transactions. It includes inflows and outflows from foreign exchange transactions, specifically forward contracts and spot FX transactions involving CAD and JPY.

title: SOUTHERN FINANCIAL, LLC Portfolio Activity Detail - Canadian Dollar

key_organizations:
Southern Financial, LLC
J. P. Morgan


document_description: The document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from August 1, 2013, to August 31, 2013. It includes a portfolio activity summary in Euro, detailing transactions, inflows, outflows, and trade activity in both US Dollar and local currency values.

title: Portfolio Activity Summary - Euro


document_description: This document is a financial statement detailing the portfolio activity for Southern Financial LLC account W91850003 for the period of August 1, 2013, to August 31, 2013. It includes details of foreign exchange inflows and outflows, specifically spot FX and forward contract transactions involving EUR, USD, and CHF currencies.