document_description: The document is marked as confidential and is related to a legal matter, possibly a criminal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


source: doj

document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0074098, SDNY_GM_00220282, and EFTA01377344.

document_type: other


document_description: The document contains regulatory disclosures related to Deutsche Bank. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a confidentiality notice related to a legal matter, referencing Federal Rule of Criminal Procedure 6(e).

document_type: correspondence


document_description: The document contains a confidentiality notice and a reference to Deutsche Bank's EU corporate and regulatory disclosures. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication from Deutsche Bank, containing disclaimers about legal and tax advice, and confidentiality notices. It includes reference numbers and a link to EU corporate and regulatory disclosures.


document_description: The document outlines the Articles of Incorporation for the J. Epstein Virgin Islands Foundation, Inc., a nonprofit corporation organized for charitable, educational, and scientific purposes under section 501(c)(3) of the Internal Revenue Code. It specifies the corporation's name, principal office location, and resident agent. It also details the corporation's compliance with tax-exempt status requirements and restrictions on political activities.

title: Articles of Incorporation of J. Epstein Virgin Islands Foundation, Inc.

document_type: legal

document_subtype: Articles of Incorporation


document_description: The document outlines the Articles of Incorporation for a corporation associated with Jeffrey E. Epstein. It specifies the management structure, including a Board of Trustees and initial officers.

key_people:
Jeffrey E. Epstein
Paul Hoffman
Jeffrey Schantz


document_description: The document outlines the Articles of Incorporation for a corporation with Jeffrey E. Epstein as the member. It specifies the management structure, including a Board of Trustees and initial officers. The Board consists of three trustees, with the possibility of changing the number through by-law amendments. Initial officers include Jeffrey Epstein as President.

title: Articles of Incorporation

key_locations: 6100 Red Hook Quarter, Suite B-3, American Yacht Harbor, St. Thomas, VI 00802


document_description: This document outlines the Articles of Incorporation for a corporation, detailing the officers and their addresses, the election of officers, and the perpetual existence of the corporation. It also mentions the adoption and amendment of By-Laws by the Board of Trustees.

key_people:
Jeffrey Schantz
Paul Hoffman
Jeffrey Epstein

key_locations: 41-42 Kongens Gade, St. Thomas, VI 00802


document_description: Articles of Incorporation signed and acknowledged by Barbara Mignon Weatherly, Paul Hoffman, and Jeffrey Epstein on June 14, 2000. The document was notarized in the Territory of the Virgin Islands and the State of New York.

key_people:
Barbara Mignon Weatherly
Paul Hoffman
Jeffrey Epstein
Linda M. Be
Lauren J. Kwintner

key_locations:
Territory of the Virgin Islands
State of New York
County of New York


document_description: The document provides a market analysis and trading strategy for various currency pairs including USDJPY, EURJPY, AUDUSD, NZDUSD, USDCAD, and USDCHF. It includes support and resistance levels, market sentiment, and potential trading strategies based on current economic conditions and political events.

key_people:
Habibi Salib
Greg Fiori
Brendan Halligan

document_type: tabular

key_locations:
EU
N Korea
NZ

key_organizations:
BOC
NZ First


document_description: A financial transaction document involving Warren Power and Machinery LP and LSJE, LLC, processed by Deutsche Bank Trust Company America. The document includes account details, transaction references, and a format error notice.

document_type: financial

key_locations:
New York, NY
Eschborn, Germany

key_organizations:
Warren Power and Machinery LP
Deutsche Bank Trust Company America
LSJE, LLC
HBRK Associates, Inc
Bank of America, N.A.


document_description: This document contains escalation contacts for Deutsche Bank and a disclaimer about the confidentiality and legal nature of the communication. It includes references to EU corporate and regulatory disclosures.

key_people:
Abhishek S Mohan
Shunmuga Pritheep


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes personal information, risk assessment, and a history of legal issues related to Epstein, including sex offenses and fraud. The alert is marked as critical and is for monitoring purposes only, not for determining credit eligibility.

title: Deutsche Bank Private Bank Alert for Jeffrey Edward Epstein

key_locations:
Virgin Islands, U.S.
New York, United States
St Thomas, Virgin Islands
Stanley, New Mexico, United States
Palm Beach, Florida, United States
Paris, France

document_subtype: Bank Alert


document_description: A financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting his criminal history related to illegal prostitution and his status as a registered sex offender. The alert includes various charges and convictions from 2006 to 2015, and notes his current monitoring status.

key_locations:
Virgin Islands, U.S.
New York, New York

document_subtype: Bank Monitoring Alert

key_organizations:
Deutsche Bank Private Bank
J Epstein & Co.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting his critical risk priority. It includes references to various media articles and sex offender registries.

document_type: government

document_subtype: Alert


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes a critical risk priority alert and references multiple media articles related to Epstein's legal issues and settlements. The document is marked confidential and is intended for alert purposes only, not for determining credit eligibility.


document_description: A financial alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting media articles related to Prince Andrew's association with Epstein. The alert is marked as critical risk priority.

key_people:
Jeffrey Edward Epstein
Prince Andrew

key_organizations:
Deutsche Bank
Radio Free Europe
Indian Express
Agence France Presse
The Guardian
Vancouver Province
The Daily Telegraph
New York Post
The Observer
The Sunday Mirror
The Press Trust of India Limited
Palm Beach Daily News
The Evening Standard


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to legal proceedings and settlements involving Epstein. The alert is marked as critical and includes multiple media references to lawsuits and settlements related to Epstein's criminal activities.


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues and mentions his travel to New York to meet with lawyers. The alert is marked as critical risk priority.

key_people:
Jeffrey Edward Epstein
Scott Rothstein
Bernie Madoff
Conrad Black
Michael Kagdis

key_locations:
United States
VIRGIN ISLANDS
South Florida
New York

key_organizations:
Deutsche Bank Private Bank
South Florida Sun-Sentinel
The Palm Beach Post
Palm Beach Daily News
Cox News Service
Miami Daily Business Review
Associated Press Newswires


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes various media articles related to Epstein's legal issues and mentions his critical risk priority. The alert is for monitoring purposes and is confidential.


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues and allegations against him. The report is marked as a critical alert and is intended for monitoring purposes only.

document_subtype: Alert Report


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to his connections with Prince Andrew and other notable figures. The alert is marked as critical risk priority.

key_people:
Jeffrey Edward Epstein
Prince Andrew
Vince Cable
Woody Allen
Paul Harris
Praveen Swami

key_locations:
VIRGIN ISLANDS, U.S.
United Kingdom
France
United States

key_organizations:
Deutsche Bank Private Bank
The Irish Examiner
The Guardian
Agence France Presse
Guardian Unlimited
Sunday Mail
The Sunday Mirror
Mail Online
The Observer
The Daily Telegraph
South Florida Sun-Sentinel


document_description: Deutsche Bank Private Bank alert for Jeffrey Edward Epstein, marked as critical risk priority. Includes references to media articles related to Epstein's case.


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting his critical risk priority due to his criminal history, including sex offenses and fraud. The report includes multiple addresses associated with Epstein and details of his criminal convictions and legal issues.

title: Deutsche Bank Private Bank Alert Report for Jeffrey Edward Epstein

key_locations:
New York, New York, USA
St Thomas, Virgin Islands, USA
Stanley, New Mexico, USA
Palm Beach, Florida, USA
Paris, France

document_subtype: alert report

key_organizations: New York - Division of Criminal Justice Services


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, classified as a critical risk. It includes references to various media articles and legal cases involving Epstein, particularly related to sex offender charges and financial dealings.

key_locations:
United States
New York
Florida


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, classified as a critical risk. It includes references to various media articles related to Epstein's legal issues and financial matters.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
Palm Beach Daily News
The Palm Beach Post
South Florida Sun-Sentinel
Associated Press Newswires
The Boston Globe


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, marked as critical risk priority. It includes references to various media articles related to Epstein's legal issues and settlements.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, classified as a critical risk. It includes references to various media articles related to Epstein's legal issues and public controversies.

title: Deutsche Bank Private Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, classified as a critical risk priority. It includes references to various media articles related to Epstein's legal issues and associations, including his connection with Prince Andrew and allegations of sexual offenses. The document is marked confidential and is intended for alert purposes only, not for determining credit eligibility.

key_people:
Jeffrey Edward Epstein
Prince Andrew
Ghislaine Maxwell

key_locations:
United States
United Kingdom
Canada

key_organizations:
Deutsche Bank Private Bank
The Daily Telegraph
Broward Daily Business Review
Palm Beach Daily News
The Observer
Press Association National Newswire
Vancouver Province
CNN


document_description: A financial alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting media articles related to legal proceedings and settlements involving Epstein.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to his legal issues and lawsuits. The alert is marked as critical and includes various media articles from different sources discussing Epstein's plea deal, lawsuits, and accusations of sexual misconduct.

key_locations:
United States
South Florida
Palm Beach
New York
New Zealand

document_subtype: alert

key_organizations:
Deutsche Bank Private Bank
South Florida Sun-Sentinel
The Palm Beach Post
The Dairy Telegraph
Cox News Service
Associated Press Newswires
Greenwich Time
Palm Beach Daily News
New York Post
The Star-Ledger
New Zealand Herald


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes various media articles related to Epstein's legal issues, specifically his plea deal and sentencing in an underage sex case. The alert is marked as critical risk priority.

key_locations:
United States
South Florida
Singapore
Australia
United Kingdom


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes a critical risk priority alert and references multiple media articles related to Epstein's legal issues and allegations against him.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to his connections with Prince Andrew and other controversies. The alert is marked as critical risk priority.

key_locations:
United States
Ireland
United Kingdom
France


document_description: A financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to his case and associated risks.

key_locations:
United States
United Kingdom


document_description: AML Compliance reviewed RDC and PCR alerts for prospective client Jeffrey Epstein. RDC alerts were positive matches but cleared with senior management approval. PCR alerts were false positives due to different middle name and residence. Amanda Kirby seeks confirmation for clearance approval to proceed with client onboarding.

key_people:
Andrew J. Kisz
Amanda Kirby
Chip Packard
Andrea Klingenberg
Jeffrey Epstein

key_locations:
New York
Florida
Massachusetts

document_subtype: internal memo

key_organizations:
DB Services New Jersey Inc.
AML Compliance


document_description: The document records the unanimous consent of the Board of Trustees of The J. Epstein Virgin Islands Foundation, Inc. to appoint new officers following the resignation of previous officers. Jeffrey E. Epstein is appointed as President, Darren K. Indyke as Vice President, and Erika Kellerhals as Treasurer and Secretary.

title: Unanimous Consent in Lieu of Meeting of the Board of Trustees of The J. Epstein Virgin Islands Foundation, Inc.

key_people:
Jeffrey E. Epstein
Darren X. Indyke
Cecile de Jongh
Jeanne Brennan
Erika Kellerhals

document_subtype: Board Resolution


document_description: Resolution to remove officers not appointed by the preceding resolution from the Corporation.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Erika Kellerhals


document_description: Resolution removing officers not appointed by the preceding resolution from the Corporation.


document_description: Internal communication regarding alerts for a party, requiring compliance clearance before KYC approval.

key_organizations:
DBOI Global Services Private Limited
COO Wealth Management Operations


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references specific document identifiers, suggesting it is part of a larger case or investigation.


document_description: Request to refrain from submitting any U.S. dollar transaction involving Internet gambling activity to any DBUS entity.

key_people:
Lee Joyner
Jacob Goss
Jesse Cruz
Jacob Brandenburg
Yonette Carrington

document_subtype: memo


document_description: This document is a standard confidentiality notice from Deutsche Bank, emphasizing the confidential and privileged nature of the communication. It advises unintended recipients to notify the sender and destroy the communication. It also includes disclaimers about the bank not providing legal or tax advice and provides links for additional EU corporate and regulatory disclosures.


document_description: A confirmation regarding the clearance of a check that was written six months prior. The check was confirmed cleared by the bank on July 3rd, 2018, and the communication was made on July 5th, 2018.

key_people:
Jeffrey E.
Bella Klein

document_subtype: check clearance confirmation


document_description: A confidential communication marked as the property of JEE, with unauthorized use, disclosure, or copying strictly prohibited. The document includes instructions for notifying the sender in case of an error in receiving the communication.


document_description: This document is a confidential communication, possibly containing attorney-client privileged information or inside information, intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited and may be unlawful.


document_description: A memo from Deutsche Bank addressing the primary officer of an account, emphasizing confidentiality and the need to update contact information if necessary.

key_locations: 60 Wall St., 23 Floor, New York, NY 10005 - 2836


document_description: The document outlines the by-laws for the Corporation, detailing the composition and responsibilities of the Board of Trustees, meeting protocols, quorum requirements, voting procedures, and rules regarding removal and compensation of trustees.

title: By-Laws of the Corporation

key_people:
Paul Hoffman
Jeffrey Epstein
Jeffrey Schantz

document_subtype: By-Laws


document_description: The document outlines the election, roles, and duties of officers within a corporation as specified by the Board of Trustees. It details the election process, term of office, and the possibility of holding multiple offices. It also describes the duties of the President and Vice-President, including succession in case of vacancy.

title: By-Laws - Officers and Duties

key_people: President Vice-President Secretary Treasurer

document_subtype: by-laws


document_description: The document outlines the roles and responsibilities of the Vice-President, Treasurer, and Secretary of a Corporation, as well as the process for amending the By-Laws. The Vice-President cannot succeed to the office of President if not a Trustee. The Treasurer manages the Corporation's finances and accounts, while the Secretary handles meeting minutes and corporate documentation. Amendments to the By-Laws can be made by the member or Board of Trustees, with certain restrictions.

key_people:
Vice-President
Treasurer
Secretary
Board of Trustees


document_description: Tazia Smith provides an update on trading activities, mentioning ROTH FP's closing and DB's trading volume. She discusses the trading dynamics between High Touch and Low Touch orders and offers further discussion on working smaller sizes. Tazia also advises Richard Kahn to contact Delores Rubin for further action and provides guidance on market operations.

key_people:
Tazia Smith
Delores Rubin
Richard Kahn
Stewart OldfseId
Vahe Stepanian
Matt Glassman


document_description: This document is an overdraft insufficient funds notice from Deutsche Bank Trust Co. Americas, indicating an overdraft of $61,274.88 as of June 2, 2017. It requests a deposit to cover the amount and mentions a fee deduction for handling the overdraft. The document also notes a preauthorized debit of $1,462.54 that contributed to the overdraft.

title: Overdraft Insufficient Funds Notice from Deutsche Bank Trust Co. Americas

key_locations: 345 Park Avenue, NYC20-0102, New York, NY 10154

document_subtype: Overdraft Insufficient Funds Notice


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0074237, SDNY_GM_00220421, and EFTA01377420, which may be related to case files or evidence.


document_description: A photograph of a black rectangular object against a white background with vertically oriented text.

document_type: media


document_description: The document contains a brief message indicating availability for a meeting during the week of the 24th. It also includes confidentiality notices and reference numbers.


document_description: The document appears to be a confidential legal document related to a new trader, marked as confidential under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0074240, SDNY_GM_00220424, and EFTA01377423.


document_description: The document contains contact information and confidentiality notices. It includes a telephone number, mobile number, and a mention of a Blackberry email for someone named Steve. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and includes reference numbers DB-SDNY-0074245, SDNY_GM_00220429, and EFTA01377424.


document_description: This document appears to be a bank statement or financial record related to Deutsche Bank.

document_subtype: bank statement


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to a legal matter, possibly a criminal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0074254, SDNY_GM_00220438, and EFTA01377429, which may be related to case numbers or document tracking within a legal or corporate context.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0074257, SDNY_GM_00220441, and EFTA01377430.


document_description: This document is a confidential communication from Deutsche Bank, which may contain privileged information. It includes a disclaimer about unauthorized copying, disclosure, or distribution of the material. The document also mentions that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal, and tax advice. It includes references to EU corporate and regulatory disclosures.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of August 19, 2017.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe

document_subtype: financial report

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of September 21, 2017. It includes account names, categories, and balances.

title: Daily Deposit Report

key_organizations:
Neptune, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A conversation between MicrosoftUC and another participant discussing a materials request for Glendower for Southern Financial and Willett. The conversation includes details about asset allocation for Southern Financial.


document_description: This document is designed to assist the Relationship Manager (RM)/Investment Advisor (IA) in reviewing the certifications provided by the Account Holder, any Controlling Persons and any Ultimate Beneficial Owners as part of the Client Risk Program. It includes guidelines for affirmation and escalation in case of inconsistencies or suspicions of tax evasion.

title: Client Risk Program — Affirmation and Escalation Guideline

key_people:
Relationship Manager
Investment Advisor

document_subtype: Affirmation and Escalation Guideline


document_description: This document is a self-certification form for tax residency and compliance, completed by Jeffrey Epstein. It declares his tax residency in the US Virgin Islands and outlines his obligations to report income and assets held with Deutsche Bank Wealth Management in his tax filings. The form includes a declaration and signature section, where Epstein agrees to the terms and conditions regarding the use and sharing of his information by Deutsche Bank.

title: Individual Self-Certification Form

document_subtype: Self-Certification Form


document_description: A note regarding an investment vehicle associated with The Haze Trust and Jawbone, with no change in status.

key_people:
Vaishali Mehta
Stewart Oldfield
Andrew Gallivan

document_subtype: note

key_organizations:
Deutsche Bank Wealth Management
The Haze Trust
Jawbone


document_description: The IRS has determined that J Epstein Virgin Islands Foundation Inc is exempt from Federal income tax under section 501(a) as an organization described in section 501(c)(3). It is classified as a private foundation under section 509(a). The letter outlines tax liabilities and conditions for maintaining exempt status.

title: IRS Determination Letter for J Epstein Virgin Islands Foundation Inc

key_locations:
St Thomas, VI
Cincinnati, OH

document_subtype: IRS Determination Letter

key_organizations:
J Epstein Virgin Islands Foundation Inc
Internal Revenue Service


document_description: The document is a letter providing guidance to the J Epstein Virgin Islands Foundation regarding tax filing requirements and obligations as a private foundation. It outlines the necessity to file Form 990-PF and Form 990-T if applicable, penalties for late filing, and the requirement to make certain documents available for public inspection. It also mentions the need for an employer identification number and maintaining records to ensure funds are used for exempt purposes.

document_subtype: letter

key_organizations:
J Epstein Virgin Islands Foundation
Internal Revenue Service


document_description: A letter from Steven T. Miller, Director of Exempt Organizations, regarding the exempt status and foundation status of the J Epstein Virgin Islands Foundation. It advises on maintaining records of exemption under section 501(c)(3) and the use of funds for required purposes.

title: J Epstein Virgin Islands Foundation Exemption Status


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It also lists a large transaction involving a money transfer for Jeffrey Epstein.

title: RM0082289 Daily Deposit Report 20160806

key_people:
Jeffrey Epstein
Todd Wanek
Karen Wanek
Darren K. Indyke

document_subtype: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
HBRK Associates, Inc
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd


document_description: A check issued by NES, LLC through Deutsche Bank Trust Company Americas, payable to Herbert Rose for the amount of $9,254.38. The check is associated with Invoice #54984 and is marked for deposit only at JPMC. The check has a note indicating 'Signature not on file'.

key_locations: 6100 Red Hook Quarter, B3, New York, New York 10154

key_locations: 43-02 Demers Blvd. 2nd Floor, Astoria, NY 11105

document_subtype: check

key_organizations:
NES, LLC
Deutsche Bank Trust Company Americas


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a financial statement from J.P. Morgan Securities for the account of Jeffrey Epstein, covering the period from June 29 to July 31, 2013. It includes a financial summary, portfolio holdings, transaction details, and messages. The total value of securities for this period is $4,510,701, with a net equity change of -$1,891 since the last statement.

title: J.P. Morgan Securities Account Statement

key_people:
Jeffrey Epstein
Theodore M. Serure

key_locations: Three Chase Metrotech Center, Brooklyn, NY

key_locations: 6100 Red Hook Quarter, Suite 3B, St. Thomas, VI

document_subtype: Financial Statement

key_organizations:
J.P. Morgan Securities
JP Morgan Clearing Corp.


document_description: A financial document related to J.P. Morgan Clearing Corp, indicating a statement backer and marked as confidential under Federal Rules of Criminal Procedure.


document_description: This document is a financial portfolio statement from J.P. Morgan Securities for the period of June 29 to July 31, 2013. It includes details on portfolio value, cash flow analysis, and income summary.

key_locations: Three Chase Metrotech Center, Brooklyn, New York

document_subtype: Portfolio Statement

key_organizations:
J.P. Morgan Securities LLC
JP Morgan Clearing Corp


document_description: A form for selecting features of the Preferred Cash Management Service offered by Deutsche Bank, including options for Maximum Balance, Target Balance, and Termination of Service. It includes acknowledgments about the non-insurance of funds by FDIC or any governmental agency.

document_subtype: Preferred Cash Management Service Selection Form

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank AG New York Branch


document_description: The document is a table listing various private equity investment entities managed by Andrew Gallivan, with details on their activities, changes, and key personnel. All entities are associated with Gapstow and have no significant changes reported for the year.


document_description: The document is a table listing various entities associated with Andrew Gallivan, detailing their status and any changes as of March 2017. It includes information about private equity investment firms and other entities, noting any material changes or updates.

key_people:
Andrew Gallivan
Mark Gonzalez
Rachel Maglicic
Stewart Oldfield

key_organizations: Gapstow Real Estate Yield Master Fund, L.P.

key_organizations: Gapstow Structured Credit Master Fund LP


document_description: The table provides a summary of various entities and their status as of March 16, 2017. It includes information on material changes, client interactions, and account reviews.

key_people:
Andrew Gallivan
Stewart Oldfield
Brian Convey

document_subtype: financial summary

key_organizations: The 2007 Jeffrey E. Epstein Insurance Trust #3

key_organizations: Paul A Volcker Irrevocable Life Ins Trust


document_description: The table provides information on various entities, their representatives, and any material changes or activities as of early March 2017. Most entities report no material changes, with some noting the retirement of Donna Snyder. The table includes details on entities like Bridge Equities VI, LLC, Stewart Bainum Jr. Revocable Trust, Sunbridge Holdings, LLC, and others, with Andrew Gallivan as a common representative.

key_people:
Andrew Gallivan
Donna Snyder
Malcolm Kimble
Mary Ann Coleman
Rosemary Vrablic

key_organizations:
Bridge Equities VI, LLC
STEWART BAINUM JR. REVOCABLE TRUST
Sunbridge Holdings, LLC
DVI PE (Mauritius) Ltd
1960 East 5th Street, LLC
469 Avenue S LLC
AQL Hartwell LLC
Community Organizations, LLC
Franco Realty Group, LLC
I Like Ike, LLC
I Like Ike Kingswood, LLC


document_description: The document is a table listing various LLCs and trusts associated with Andrew Gallivan, with details on changes, updates, and approvals as of March 2017. Rosemary Vrablic is mentioned in relation to all entries.


document_description: The document is a table listing various entities, their representatives, and details about their Know Your Customer (KYC) status. It includes information such as entity names, representatives, dates, KYC changes, and other related notes.


document_description: The document is a daily deposit report dated May 31, 2017, detailing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also lists a large transaction for NES, LLC.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
Southern Trust Company, Inc.
The Haze Trust
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: This document contains a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential and/or privileged information. It advises unauthorized recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential list of beneficiaries for the Butterfly Trust, including names but missing dates of birth and social security numbers.

title: Butterfly Trust List of Beneficiaries

key_people:
Darren Indyke
Karyna Shuliak
Richard Kahn

document_subtype: Beneficiary List


document_description: A passport from the Russian Federation with key details such as issuing country, document type, holder's signature, issuing authority, and country code marking.

document_subtype: passport

key_organizations:
Russian Federation
USSR


document_description: The document appears to be a portion of an identification card or passport with some sections blacked out. It contains text in a Romance language, possibly French, and includes elements like 'Genera Signature,' 'Posture,' 'Issue Date,' and 'Authentification.' There are numbers and letters arranged vertically and a patterned background.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references specific identifiers that may pertain to case files or evidence.


document_description: New York State Driver License information, marked as confidential under Federal Rule of Criminal Procedure 6(e).

document_subtype: license


document_description: Partial view of the inside of a U.S. passport showing the preamble of the U.S. Constitution, an eagle illustration, a portion of the U.S. flag, and a signature line.


document_description: New York State driver's license issued to Karyna Shuliak on April 4, 2016.

document_subtype: Driver's License

key_organizations: New York State Department of Motor Vehicles


document_description: This document is a page from a United States passport, featuring the Preamble to the U.S. Constitution, an illustration of an eagle and the American flag, and fields for personal information such as surname, given names, nationality, date of birth, place of birth, date of issuance, date of expiration, sex, and authority. It includes a space for the signature of the bearer and mentions endorsements on page 51.


document_description: This document is an identification record for Jeffrey E. Epstein, detailing personal information such as address, physical characteristics, and license class. It includes anatomical gift preferences and is marked confidential under federal rules.

key_people:
Jeffrey E. Epstein
Jerris T. Browne

document_subtype: Identification Document


document_description: A confidential communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and legal/tax advice.

key_locations: 345 Park Avenue, 24th Fl, New York, NY, USA

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It includes a link for EU corporate and regulatory disclosures and a note that Deutsche Bank does not provide legal or tax advice.


document_description: Invitation to a conference call for the Third Quarter Global Outlook by Deutsche Asset & Wealth Management, featuring speaker Larry Adam. The call is scheduled for July 16, 2015, at 4:15 p.m. ET. Details for accessing the live presentation and audio replay are provided.

title: Deutsche Asset & Wealth Management Conference Call

document_subtype: conference call invitation

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: An invitation from Deutsche Bank, detailing their services and affiliations. It includes a non-transferable clause and mentions various Deutsche Bank entities and their services.

document_subtype: invitation

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: The letter discusses the influence and limitations of central banks across different continents, focusing on Greece, the U.S., and China. It highlights the challenges faced by central banks in managing economic crises and the impact of political priorities on their decisions.

title: Letter to investors

document_date: August 2015

key_locations: Greece China

key_organizations:
European Central Bank
U.S. Federal Reserve Board
People's Bank of China
Deutsche Asset & Wealth Management


document_description: The document discusses the limits of monetary policy, particularly in the context of the financial crisis. It highlights the role of central banks during the crisis and the challenges they face in managing economic stability and avoiding credit booms. The document also touches on the need for government intervention and structural reforms to promote growth and regulate credit growth.

title: CIO View Americas Edition


document_description: The document provides an analysis of credit and asset prices from 2011 to 2014, focusing on financial cycles in various countries. It includes a table of average annual changes in credit and asset prices for countries like Brazil, China, France, Germany, India, Italy, Japan, the United Kingdom, and the United States. The document also discusses the development of public debt and forecasts for financial instruments in Germany and the Eurozone. It highlights the risks of accommodative monetary policy potentially leading to financial market bubbles.

key_locations:
Brazil
China
United States
Germany
Eurozone

key_organizations:
Bank for International Settlements
Deutsche AWM
ECB


document_description: The document provides an analysis of the fixed-income market perspectives for the second half of 2015, focusing on geopolitical issues, the potential impact of the first Fed hike, and the unintended consequences of regulatory restrictions like Value-at-Risk (VaR) limits. It discusses the resolution of geopolitical issues such as Greece's financial crisis, China's market stabilization, and the Iran sanctions-lifting deal. The document also highlights the potential for re-entering riskier positions in high-yield, euro investment-grade, and emerging-market sovereigns, while cautioning about the deceptive sense of calm and the impact of rising VaR on trading activity and price movements.

title: CIO View Americas Edition

key_people:
Joe Benevento
Joern Wasmund

key_locations: Germany Eurozone Greece China Iran

key_organizations: Markit iBoxx Euro Sovereign Bond Germany Index


document_description: The document provides investment insights and market views from Larry Adam, Chief Investment Officer for Wealth Management in the Americas and Chief Investment Strategist for Deutsche AWM Americas. It discusses topics such as U.S. inflation, ECB's commitment to quantitative easing, U.S. high-yield debt, emerging-market equities, Chinese equities volatility, and the usefulness of Value at Risk (VaR) as a measure. The document emphasizes that past performance is not indicative of future returns and that forecasts are based on assumptions and hypothetical models.

title: CIO View | Americas Edition August 2015

key_locations: U.S. Eurozone Greece China

document_subtype: investment analysis

key_organizations:
Deutsche AWM Americas
ECB
Fed


document_description: The document provides high-conviction investment ideas for wealth-management clients, focusing on global financials, Indian equities, German housing, and U.S. leisure and entertainment. It includes performance indications and investment horizons for each idea, along with a detailed analysis of market conditions and potential risks.

title: CIO View | Americas Edition

key_locations: Germany India U.S.

document_subtype: investment report


document_description: The document provides an investment outlook with high-conviction ideas in high-yield debt, U.S. consumer discretionary, and cloud computing. It includes performance analysis and investment horizons for each idea, along with a disclaimer about investment risks.

title: CIO View | Americas Edition | August 2015

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: The document provides an analysis of various financial instruments and strategies, including sovereign bonds, systematic managers, and valuation methods. It discusses tactical and strategic views on fixed income, focusing on bond prices and yields. It also covers the Troika, ungeared operations, and Value at Risk (VaR).

document_subtype: financial analysis

key_organizations:
International Monetary Fund (IMF)
European Central Bank (ECB)
EU Commission


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and privileged nature of the information contained within. It states that Deutsche Bank is not responsible for discrepancies between informal execution reports and official trade confirmations or account statements. The document also clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: This document is an update on Deutsche Bank's view on EUR/USD, including important disclosures, analyst certification, and regulatory disclosures. It emphasizes the importance of reviewing conflict disclosures and mentions short-term trade ideas (SOLAR ideas).

title: EX Daily: An update to our EUR/USD view


document_description: This document is a financial report by Deutsche Bank providing an update on the EUR/US0 view. It includes disclaimers about the risks involved in futures trading, options, and foreign exchange transactions. The document outlines the regulatory approvals and distribution details for various countries including the United States, Germany, United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan.

title: FX Daily: An update to our EUR/US0 view

key_locations:
United States
Germany
United Kingdom
Hong Kong
Korea
South Africa
Singapore
Japan

document_subtype: financial report

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: This document lists key personnel and international locations for Deutsche Bank, including names and titles of executives and addresses of offices in various countries.

key_people:
David Folkerts-Landau
Raj Hindocha
Marcel Cassard
Michael Spencer
Ralf Hoffmann
Steve Pollard
Andreas Neubauer

key_locations:
Sydney, Australia
Frankfurt am Main, Germany
Hong Kong
Tokyo, Japan
London, United Kingdom
New York, United States of America


document_description: The document provides an analysis of global equities and fixed income as of July 31, 2015. It discusses the performance of U.S. equities, highlighting the impact of global risks, earnings, and economic growth outlook. It also covers the performance of high yield fixed income, noting recent downturns and potential risks. The document includes a table of S&P 500 monthly returns and a chart of Barclays U.S. Corporate High Yield/Energy Spread.

title: Global Equities and Fixed Income Analysis

key_organizations:
Deutsche Asset & Wealth Management
FactSet


document_description: The report discusses the recent weakness in commodities, highlighting a significant drop in the Bloomberg Commodity Index to its lowest level since 2002. It attributes the decline to various factors, including a fall in energy prices and concerns over slowing global demand due to China's economic slowdown. The report also covers the U.S. dollar's performance, noting its potential appreciation due to anticipated Fed rate hikes and technical support levels. A table of the Bloomberg Commodity Index from 2000 to 2015 is included.

title: Deutsche Asset & Wealth Management Report

key_organizations:
Bloomberg Finance LP
Deutsche Asset & Wealth Management


document_description: This document is a newsletter from Deutsche Bank's Chief Investment Officer, Asoka Wohrmann, discussing the limitations of central bank actions, particularly the duration and impact of expansionary monetary policy. It also covers Greece's response to economic pressures and the need for Eurozone adaptation. The newsletter includes asset-class perspectives on the Eurozone and Asia, and supplementary research on US macro updates and Chinese equity markets by Larry Adam, and a bearish EUR/USD view by George Saravelos.

title: CIO View - Deutsche AWM

key_people:
Asoka Wohrmann
Larry Adam
George Saravelos
Paul Morris

key_locations:
Eurozone
Asia
Greece
United States
China

document_subtype: newsletter

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: A memo from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding trade execution information. It emphasizes that the information is provided as an accommodation and may be subject to change. The memo also contains confidentiality and legal disclaimers.

document_subtype: memo


document_description: Contact information for Joshua Cooper Ramo, associated with Kissinger Associates, including business address and phone number. Marked as confidential under Federal Rules of Criminal Procedure.


document_description: A confidential document related to Randy Russell from Deutsche Bank, mentioning his wife Lisa. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_people:
Randy Russell
Lisa Russell


document_description: A memo from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., providing trade execution information as an accommodation prior to official trade confirmations. It notes that terms may change before settlement and that official confirmations govern.


document_description: Robert H. Haier from Encap Investments responds to Paul, stating that their fund LPAs prohibit incurring any debt, including bridge to cash call type, and they manage cash call needs effectively, limiting them to approximately one per month. Therefore, they are not interested in the product offered by Paul.

key_people:
Robert H. Haier
Sherry Horn
Paul


document_description: A confidential document mentioning Robert Hull, associated with Providence Equity, and an email address rshull63@gmail.com. The document also references an introduction by Julie Richardson and mentions 'Toohey, Nancy'. It includes confidential markings pursuant to federal rules.

key_people:
Robert Hull
Julie Richardson
Nancy Toohey


document_description: The document is marked as confidential and is unprintable or corrupted, making it impossible to produce.


document_description: Introduction of Michael Rosenfeld by Sam B in LA, associated with DB client Cheryl Paller from LA office. Document marked as confidential under Federal Rules of Criminal Procedure.

key_people:
Michael Rosenfeld
Sam B
Cheryl Paller


document_description: This document contains detailed trade information between the Federative Republic of Brazil and Southern Financial LLC, including deal information, calculator details, and spreads over time.

title: Trade Details for FEDERATIVE REPUBLIC OF BRAZIL with SOUTHERN FINANCIAL LLC

key_locations: LDN NYC

document_subtype: Trade Details

key_organizations:
Deutsche Bank Securities Inc.
SOUTHERN FINANCIAL LLC


document_description: The document contains contact information for Greg Ruben, associated with Elysium Management. It is marked as confidential under Federal Rules of Criminal Procedure.


document_description: Contact information for Rustum from Citadel, including business and mobile phone numbers, email, and business address. Mentions a party hosted by Jill & Harry and a connection to the Hardy's.

key_people: Rustum Jill Harry Hardy


document_description: The document is marked as confidential and cannot be produced due to corruption or being unprintable.


document_description: This document is a communication from Deutsche Bank providing trade execution information as an accommodation prior to the official trade confirmation. It includes disclaimers about the potential for changes before settlement and the confidentiality of the information. The document also states that Deutsche Bank does not provide legal or tax advice.


document_description: Business contact information for Glenn Sapadin, Head of Business Development and Investor Relations at MIG Capital, LLC. Previously worked at Conatus for 7 years.

key_organizations:
MIG Capital, LLC
Conatus
Lone Pine


document_description: The document contains information about Keith L. Schaitkin, who is associated with Corvex and formerly worked at Icahn Associates. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Keith L. Schaitkin
Keith Meister

key_organizations:
Corvex
Icahn Associates


document_description: The document contains information related to Eric Schmidt, associated with Google, and mentions publicly-traded securities, traditional private equity activities, real estate, and other alternative assets managed by third-party managers in private and public markets. It is marked as confidential under Federal Rules of Criminal Procedure.


document_description: John Schulz from Almond Ridge Capital is starting a small family office hedge fund focused on equities. The introduction was made by Ajay Bhalla.

key_people:
John Schulz
Ajay Bhalla


document_description: Bella Klein requests a transfer of $100,000 between Jeepers accounts.

key_people:
Bella Klein
Vahe Stepanian
Darren Indyke
Richard Kahn

document_subtype: email


document_description: Contact information for Gene P. Spiegelman, Vice Chairman and Head of North America Retail Services at Cushman & Wakefield. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Contact information for Courtney Spieker, Assistant to Larry Gagosian at Gagosian Gallery, including address and phone number.

key_people:
Courtney Spieker
Larry Gagosian


document_description: Profile of Stanley C. Bould, including business address, company affiliation, and financial portfolio details.

key_locations: 300 Crescent Court, Suite 550, Dallas, TX 75201

key_organizations:
Highlander
Eagle Materials


document_description: A spokesman from Instituto Lula stated that the ex-president's activities were legal. The institute expressed surprise at the investigation, calling it unjustified. Lower house President Eduardo Cunha predicted worsening political crisis, and was later accused of accepting a bribe, which he denied. The political and economic crises are affecting the government's popularity and ability to govern. The probe into Lula could further destabilize the political situation.

key_people:
Lula
Eduardo Cunha
Rafael Cortez

key_locations:
Brazil
Brasilia
Rio de Janeiro

document_subtype: news article

key_organizations:
Instituto Lula
Tendencias


document_description: Contact information for Stephen Siderow, associated with Blue Mountain Capital, including business address and assistant details.

key_people:
Stephen Siderow
Enid Cabrera

key_locations: 280 Park Avenue, 5th Floor East New York, NY 10017


document_description: The document is marked as confidential and is unprintable or corrupted, making it impossible to produce.


document_description: Introduction to GFin Corporate Services Ltd, a licensed administrator in Mauritius, co-founded by Tej Gujadhur and his brother. The document highlights GFin's focus on providing customized services to clients, its team of over 30 professionals, and its significant assets under management. It also lists notable clients such as Apollo Global, The Carlyle Group, and Duke University.

key_people:
Tej Gujadhur
Santosh

key_locations:
Mauritius
Europe
US
New York

key_organizations:
GFin Corporate Services Ltd
Apollo Global
The Carlyle Group
Duke University
Kedaara Capital
AION Capital
ICICI Bank
Mauritius Commercial Bank
Arth Capital
Haymarket Financial
Methodology
Aavishkaar
Koch Industries
Mandala
Jane Street


document_description: Contact information for Thomas Dykstra, associated with Tisch Family Office, previously with Pritzker Family Office.

key_organizations:
Tisch Family Office
Pritzker Family Office


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: Confidential document related to Todd Angkatavanich from Withers Bregman, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Confidential document related to Todd Meister, associated with Meister & Co. Contains contact information and confidentiality notice pursuant to Federal Rules of Criminal Procedure.


document_description: A document containing personal and business information for Trumans Sam Buckley, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a case, marked pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0074584, SDNY_GM_00220768, and EFTA01377545.


document_description: Contact information for Udayan "Bonnie" Mitra, introduced by Stewart Oldfield.

key_people:
Udayan "Bonnie" Mitra
Stewart Oldfield


document_description: A document containing contact information for Vincent Viola, associated with the company Virtu. It includes a business phone number and mentions an assistant named Rachel. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Vincent Viola
Rachel


document_description: This document outlines the terms and conditions of investment notes linked to the EURO STOXX 50 Index, issued by J.P. Morgan. It highlights the risks associated with non-U.S. securities, lack of liquidity, and the difference between JPMS's estimated value and the original issue price. The notes are not listed on any securities exchange and are not designed for short-term trading. The document also explains that JPMS's estimated value of the notes is lower than the original issue price due to costs associated with selling, structuring, and hedging the notes.

title: Capped Contingent Buffered Return Enhanced Notes Linked to the EURO STOXX 50 Index

document_subtype: investment notes


document_description: This document discusses the secondary market prices of notes linked to the EURO STOXX 50 Index, highlighting that these prices are likely to be lower than the original issue price due to various factors including market credit spreads and exclusion of certain costs. It also outlines the impact of economic and market factors on these prices and provides historical performance data of the Index.

document_subtype: investment note

key_organizations:
JPMS
STOXX Limited
Bloomberg


document_description: The document provides links to various SEC filings related to JPMorgan Chase & Co, including product supplements, underlying supplements, and prospectus documents dated November 7, 2014. It also mentions the Central Index Key (CIK) for JPMorgan Chase & Co as 19617. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_organizations:
JPMorgan Chase & Co
SEC


document_description: Contact information for Paul Watson, Senior Managing Director at Third Lake Capital, including business address and title.

key_locations: 100 North Tampa Street, Suite 4000, Tampa, Florida 33602


document_description: Contact information for Brad Wechsler, Managing Partner at Elysium Management, including business address and position.

key_locations: 445 Park Avenue, Suite 1401, New York, NY 10022


document_description: A request for an external due diligence report for opening an account for Gratitude America, emphasizing confidentiality due to reputational risk concerns.

key_people:
Paul
Ari
Daniel Sabba

key_organizations:
Deutsche Bank Securities Inc.
Gratitude America


document_description: A signature block from Andrew King, Vice President at Deutsche Bank Securities Inc., indicating confidentiality under Federal Rules.

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A check issued by JEGE, INC. from Deutsche Bank Trust Company Americas to Aetna Life Insurance Company for the amount of $6,908.40. The check is associated with account number 42963459 and routing number 21001033. The check number is 1205 and it is marked as 'Signature not on file'.

key_locations:
New York, New York
St. Thomas, USVI
Philadelphia, PA
New Castle, DE

document_subtype: check

key_organizations:
Deutsche Bank Trust Company Americas
JEGE, INC.
Aetna Life Insurance Company
Citibank N.A.


document_description: A list of preferred equities was prepared for Richard Kahn, CFO of Southern Financial, an investment entity for Jeffrey Epstein. The list includes preferred equity CUSIPS, average daily volume, Bloomberg consensus rating, and DB rating for issuers' common equity. The list is not a recommendation but a selection for Richard and Jeffrey to build their own basket. The original list was provided by Delores Rubin from STG, and ISG added additional information. The memo discusses sending the list by Monday afternoon and requests information on required disclosures for approval.

key_people:
Richard Kahn
Jeffrey Epstein
Stew Oldfield
Delores Rubin
Andrew King

key_organizations:
Southern Financial
STG
ISG
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A client briefing document from Deutsche Bank Wealth Management featuring Leon Black and Brad Wechsler. The meeting took place on June 28, 2016, at Brad Wechsler's office in NYC. The document includes a biography of Brad Wechsler, highlighting his roles and affiliations.

title: Deutsche Bank Wealth Management Client Briefing

key_people:
Leon Black
Brad Wechsler
Fabrizio Campelli
Stewart Oldfield

key_organizations: Academy of Motion Picture Arts and Sciences


document_description: A memo from Bloomberg providing trade execution information as an accommodation before the official trade confirmation from Deutsche Bank. It notes that the terms of the trade may change before settlement and that the official trade confirmation and account statements will govern. An attachment was deleted by Stewart Oldfield.

key_organizations:
Bloomberg
Deutsche Bank


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of April 30, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report 20190501

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Plan D, LLC
NES, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc.
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Southern Trust Company, Inc.


document_description: The document contains financial data related to various trusts and companies, including balances and transactions. It lists large, zero, and negative balances for entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Ashley Holdings Inc, and others. The document is marked as confidential and is related to a legal case under the jurisdiction of the Southern District of New York.

key_people:
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: This document is a bank statement from Deutsche Bank Trust Co. Americas for Southern Financial LLC, covering the period from May 1, 2019, to May 31, 2019. It details account balances, deposits, withdrawals, and transactions for a business checking account.

title: Deutsche Bank Account Statement

key_locations:
New York, NY
St. Thomas
Boca Raton, FL

document_subtype: Bank Statement

key_organizations:
Deutsche Bank Trust Co. Americas
Southern Financial LLC
Citibank, N.A.
Charles Schwab and Co Inc
Harlequin Dane LLC


document_description: This document is a bank statement from Deutsche Bank detailing deposits, credits, service charges, and other debits for a specific period. It includes incoming and outgoing money transfers and associated fees.

document_subtype: bank statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of June 19, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Shari Wagner
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
Equibase Company
Incompass Solutions Inc
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd


document_description: Business card of Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management.

document_subtype: business card

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: A check issued by Deutsche Bank Trust Company Americas for $37,500 payable to Bard College, with reference to Leon Botstein. The check has a high dollar pull exception due to a missing signature on file.

key_organizations:
Deutsche Bank Trust Company Americas
Bard College


document_description: The document contains financial data related to various trusts, LLCs, and individuals, including balances and transactions. It lists entities such as Kati Wanek-Forsythe 2015 GRAT, Shari Wagner 2015 GRAT, Robert S Forsythe Revocable Trust, and others, with associated financial amounts. It also includes a section on large, zero, and negative balances, highlighting entities like Ashley Holdings Inc with significant balances.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: Signature card for Deutsche Bank Trust Company Americas account held by Gratitude America Ltd, a non-profit organization associated with Jeffrey E. Epstein. The document includes signatures and names of authorized individuals.

key_people:
Jeffrey E. Epstein
Darren Indyke

document_subtype: Signature Card

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America Ltd


document_description: This document is a Depositor Information Sheet from Deutsche Bank AG, informing the customer about the statutory Deposit Guarantee Scheme as per the German Banking Act. It details the protection limit of EUR 100,000 per depositor per credit institution, the reimbursement period, and contact information for the Entschädigungseinrichtung deutscher Banken GmbH. It also includes information on joint accounts and additional protection under certain conditions.

key_people:
First signatory
Second signatory

document_subtype: Depositor Information Sheet


document_description: Certification of an organization's non-profit status and the positions held by Richard Kohn and Darren Indyke within the organization. The document also includes instructions for signature requirements and mentions Deutsche Bank AG.

key_people:
Richard Kohn
Darren Indyke


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial information related to various trusts and LLCs, including balances and transactions. It lists entities such as Kati Wanek-Forsythe 2015 GRAT TR, Shari Wagner 2015 GRAT, Robert S Forsythe Revocable Trust, and others, with corresponding debit and credit amounts. Additionally, it highlights large, zero, and negative balances for entities like Ashley Holdings Inc.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Cameron Wanek
Travis Wagner

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Ashley Holdings Inc


document_description: A memo discussing a US equity hedging idea due to potential market volatility and Fed rate changes. It includes a report by David Bianco on the likelihood of a market pullback and suggests OTC equity put spreads as a hedging strategy.

key_people:
Jeffrey Epstein
David Bianco


document_description: The document contains financial data related to various trusts and entities, including balances and transactions. It lists names, categories, and amounts, with some entries marked as 'D' or 'C'. The document also includes a note for contacting an administrator for assistance.

key_people:
Shari Wagner
Travis T. Wagner
Kati Wanek-Forsythe
Mara Wagner
Robert S. Forsythe
Laura A. Forsythe
Todd R. Wanek
Ronald & Joyce Wanek
Rahul Vaid
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Cameron Wanek

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
55W 2007 LLC


document_description: A wire transfer message failed format validation. The message was cancelled with no risk and responsibility on the sender's part. The transfer involved USD 150,000.00 from Butterfly Trust to JPMS LLC via JPMorgan Chase Bank.

document_subtype: wire transfer

key_organizations:
Butterfly Trust
HBRK Associates, Inc
JPMorgan Chase Bank, NA
JPMS LLC


document_description: An internal memo from Deutsche Bank's Global Messaging Operations regarding a rejected queue due to format validation failure. It includes contact information for first and second level escalations.

key_people:
Rijosh KC
Sunil Varghese
Anupam-A Kala
Abhishek S Mohan

key_locations: Alfred-Herrhausen-Allee 16-24, 65760 Eschborn, Germany

document_subtype: internal memo

key_organizations:
Deutsche Bank AG
Global Messaging Operations


document_description: The document provides instructions on how to handle returned mail items for various accounts, including options to re-mail, destroy, or follow up with clients. It includes a table listing account details, product types, banking officers, recipient names, return dates, item dates, item types, market values, return reasons, and addresses.

title: Return Mail Instructions for Various Accounts

key_people:
Brigid Macias
Stewart Oldfield
Darren K. Indyke
Jeffrey Epstein

document_subtype: Return Mail Instructions

key_organizations:
PLLC-Attorney Trust Account
Plan D LLC


document_description: The document is a daily deposit report dated March 7, 2019, listing large, zero, and negative balances for various accounts. It includes account names, categories, and balances, with notable entries for Jeffrey Epstein and several LLCs.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Mara Wagner
Leah Kubis

document_subtype: financial report

key_organizations: Ronald & Joyce Wanek Irrevocable Dynasty Trust


document_description: The document contains financial data related to various trusts, LLCs, and individuals, showing balances and categories. It includes large, zero, and negative balances for entities such as CRW 2007 LLC, GEW 2007 LLC, and Todd R. and Karen A. Wanek JTWROS.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner

key_organizations:
BUTTERFLY TRUST
GRATITUDE AMERICA, LTD
THE HAZE TRUST
SOUTHERN FINANCIAL LLC
SOUTHERN TRUST COMPANY, INC.
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
SHARI WAGNER 2014 GRAT
KATI FORSYTHE 2014 GRAT
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC
THE 2017 CATERPILLAR TRUST
ROBERT S FORSYTHE REVOCABLE TRUST
LAURA A FORSYTHE REVOCABLE TRUST
ASHLEY HOLDINGS INC
KEYHOLE PARTNERS, LLC
THIRD LAKE PARTNERS, LLC
ADDISON AT MILLENIA HOLDINGS, LLC
MIZNER COURT HOLDINGS, LLC
SOLSTICE LOOP HOLDINGS, LLC
SABAL CLUB HOLDINGS, LLC
SAN MARCO HOLDINGS, LLC
SUN LAKE MULTIFAMILY HOLDINGS, LLC
VERONA APARTMENTS HOLDINGS, LLC
SUMMER COVE HOLDINGS, LLC
MARINA LANDING HOLDINGS, LLC


document_description: The document contains financial information related to various trusts and entities, including balances and transactions. It lists trusts such as the Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable Trust, Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Dyna, and Ashley Holdings Inc. The document also includes a note for contacting pbrd_admin@list.db.com for assistance.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Mara Wagner
Leah Kubis

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC


document_description: A letter from Stewart Oldfield, Director at Deutsche Bank Wealth Management, to Mile Lukic at LGT Bank Liechtenstein, discussing the Haze Trust's account at Deutsche Bank and stating no awareness of AML problems.

title: Re: The Haze Trust

key_people:
Stewart Oldfield
Mile Lukic

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
LGT Bank Liechtenstein
Deutsche Bank Trust Company Americas


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00220926 and EFTA01377603. It is noted that the file is corrupted or unprintable and cannot be produced.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of June 3, 2019. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Nancy and Michael Devane
Mara Wagner
Leah Kubis
Todd R. Wanek
Karen A. Wanek

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
SSW 2007 LLC
KWF 2007 LLC


document_description: The document contains financial data in tabular format, listing various entities and their associated balances. It includes large, zero, and negative balances for different accounts and entities, such as CRW 2007 LLC, GEW 2007 LLC, and TODD R. AND KAREN A. WANEK JTWROS. The document is marked as confidential and is related to financial transactions or holdings.

key_people:
Shari Wagner
Kati Forsythe
Cameron Wanek
Travis Wagner
Mara Wagner
Leah Kubis
Rahul Vaid
Todd R. Wanek
Karen A. Wanek

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Global Retail, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services


document_description: The document contains financial data related to various trusts and companies, including balances and transactions. It lists entities such as Shari Wagner, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable, Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, Ashley Furniture Industries Inc, and others. The data includes large balances and transactions, with amounts ranging from $100,000 to $50,000,000.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: A chat interaction involving MicrosoftUC and Andrew King from Deutsche Bank. The conversation mentions Richard Kahn and questions whether he was meant to be copied in the communication.

key_people:
Richard Kahn
Andrew King

document_subtype: chat log


document_description: This document contains disclaimers and confidentiality notices from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing a disclaimer about the confidentiality and privileged nature of the information. It includes a reference to EU corporate and regulatory disclosures and a note that Deutsche Bank does not provide legal or tax advice. The document also mentions a PDF titled 'CIO Insights Bulletin - Seduced by growth.'


document_description: This document outlines the election and representations for utilizing the Deutsche Bank AG New York Branch Sweep Deposit Program. It includes options for account types and criteria for being an accredited investor. The document specifies that deposits are not FDIC insured and are not protected by the Securities Investor Protection Corporation or any governmental agency.

title: Deutsche Bank AG New York Branch Sweep Deposit Program Election and Representations

key_organizations:
Deutsche Bank AG New York Branch
Deutsche Bank Securities Inc.


document_description: A disclaimer from Deutsche Bank AG regarding the non-insurance of deposits in the Deutsche Bank AG NY Sweep Program by FDIC or SIPC, and the non-provision of legal, tax, or accounting advice. It advises recipients to seek independent tax advice and clarifies that the communication is not financial advice or a solicitation.

document_subtype: disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
FINRA
NYSE
SIPC


document_description: Request for updated documents and confirmation of material changes for LSJE, LLC account. Includes request for SoS or COGS, updated ID documents for Darren Indyke & Jeanne Brennan, and Fincen CDD form.

key_people:
Jeffrey Epstein
Darren Indyke
Jeanne Brennan
Vijay Sawant

key_locations:
USVI
Mumbai, India

document_subtype: memo

key_organizations:
LSJE, LLC
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: Email delivery failure notification due to message size exceeding the maximum limit of 30MB.

document_subtype: email delivery failure notification


document_description: This document is an amendment to the Form S-1 registration statement filed by Square, Inc. with the SEC, detailing the company's registration under the Securities Act of 1933. It includes information about the company's incorporation, executive officers, legal representatives, and the proposed sale of securities.

title: Amendment No. 2 to Form S-1 Registration Statement for Square, Inc.

key_people:
Jack Dorsey
Steven E. Bochner
David J. Segre
Tony Jeffries
Calise Y. Cheng
David C. Karp
Ronald C. Chen
Gordon S. Moodie
Dana R. Wagner
Sydney B. Schaub
Tait O. Svenson
William H. Hinman, Jr.
Daniel N. Webb

key_locations:
San Francisco, CA
Palo Alto, CA
New York, NY

document_subtype: S-1/A Registration Statement

key_organizations:
Square, Inc.
Wilson Sonsini Goodrich & Rosati, P.C.
Wachtell, Lipton, Rosen & Katz
Simpson Thacher & Bartlett LLP


document_description: This document is a preliminary prospectus for the initial public offering (IPO) of Square, Inc.'s Class A common stock. It outlines the offering of 27,000,000 shares, including 25,650,000 shares sold by Square and 1,350,000 shares sold by a selling stockholder. The document details the rights of Class A and Class B common stockholders, the estimated IPO price range, and the listing on the New York Stock Exchange under the symbol 'SQ'. It also mentions a directed share program for existing sellers and Square Cash customers through the LOYAL3 Platform.

title: Square, Inc. Initial Public Offering Prospectus

key_organizations:
Square, Inc.
New York Stock Exchange
LOYAL3 Securities, Inc.
Start Small Foundation
Silicon Valley Community Foundation


document_description: This document is a prospectus for the initial public offering of Class A common stock, detailing the risks, underwriting details, and financial information related to the offering. It includes information about the initial public offering price, underwriting discount, and proceeds to the company and selling stockholder. The underwriters have an option to purchase additional shares.

title: S-1/A Prospectus for Class A Common Stock

document_subtype: S-1/A Prospectus

key_organizations:
Goldman, Sachs & Co.
Morgan Stanley
J.P. Morgan
Barclays
Deutsche Bank Securities
Jefferies
RBC Capital Markets
Stifel
LOYAL3 Securities
SMBC Nikko


document_description: The document appears to be a reference to a filing or document related to Bakers Pride and Tod Wilson, associated with Mr. Tod's Pie Factory in Englewood, NJ. It includes a link to an SEC filing and mentions confidentiality under Federal Rules of Criminal Procedure.

key_organizations:
Bakers Pride
Mr. Tod's Pie Factory


document_description: This document contains a table of contents for a prospectus, including sections such as Prospectus Summary, Risk Factors, and Use of Proceeds.

title: Prospectus Table of Contents

key_people:
Charlie Porter
Melanie Porter


document_description: This document is an S-1/A filing for Square, Inc., detailing various sections such as Capitalization, Dilution, and Management's Discussion and Analysis of Financial Condition and Results of Operations. It includes a prospectus summary, highlighting the importance of reading the entire prospectus before investing in Square's Class A common stock. The document also shares stories of Square's first sellers, illustrating the challenges faced by small business owners.

title: Square, Inc. S-1/A Filing

document_subtype: S-1/A Filing


document_description: The document provides an overview of Square's business operations and growth. It highlights the company's mission to democratize commerce by enabling mobile card payments and offering integrated services. The document mentions key sellers who contributed to Square's early success and outlines the company's expansion into financial and marketing services. It also discusses Square's rapid growth, international presence, and Gross Payment Volume (GPV) as a key revenue indicator.

key_people: Jerad Justin Andrei Kiya Cheri

key_locations:
California
New York
United States
Canada
Japan

document_subtype: business overview

key_organizations:
Sightglass Coffee
Self Edge
Square


document_description: The document discusses Square's financial performance, marketing efforts, and services such as Square Capital and Square Customer Engagement. It highlights the company's growth in revenue and the effectiveness of its spending, as well as its partnerships, including one with Starbucks. The document also explains the company's use of EMV and NFC technologies.

key_organizations: Square Starbucks


document_description: The document discusses financial trends and projections related to electronic payments, highlighting the growth of digital and mobile commerce, the shift to EMV and contactless payments, and the impact on local businesses. It includes financial data for the years 2013 to 2015, and projections for 2018 and beyond.

title: S-1/A Payments Reader

key_organizations:
U.S. Census Bureau
U.S. Small Business Administration
The Nilson Report
Kauffman Index


document_description: The document discusses the challenges and technological shifts in the payment industry, including the transition to EMV-compliant hardware and the rise of contactless payments. It highlights the difficulties businesses face with traditional payment solutions, such as lack of access, disjointed offerings, slow fund access, and lack of transparency. The document also outlines an end-to-end commerce ecosystem designed to address these issues with features like ease of use, cohesion, speed, predictability, trust, and transparency.

key_organizations:
Congressional Research Service
EMV Migration Forum
Federal Reserve Bank of New York


document_description: The document outlines Square's approach to risk management, payments and POS services, financial services, and payroll solutions. It highlights Square's innovative technology in payments, the launch of Square Cash, and the provision of merchant cash advances through Square Capital. The document also discusses the introduction of Square Payroll and its expansion plans.

key_organizations:
Square
Square Capital
Square Cash
U.S. Small Business Administration


document_description: The document outlines Square's marketing services and strengths, emphasizing their technology-driven approach to commerce, scale, brand strength, risk management, and buyer network. It highlights Square's use of insights from payments and POS services to develop marketing services, such as Square Customer Engagement and Caviar, to help sellers reach customers and increase sales. The document also discusses Square's growth strategy and risk management approach.

document_subtype: business document

key_organizations: Square Caviar


document_description: The document outlines strategies to enhance products and services, extend reach, and expand globally. It includes plans to innovate payment methods, increase product functionality, grow the App Marketplace, and secure third-party funding for Square Capital. Additionally, it discusses strengthening the brand, expanding marketing channels, enhancing relationships with larger sellers, and expanding payment services into new countries.

document_subtype: business strategy

key_organizations: Square Intuit Bigcommerce


document_description: The document contains a table showing the GPV Mix by Seller Industry for the 12 months ended September 30, 2015. It categorizes various industries by their percentage contribution.


document_description: The document provides a table showing the GPV mix by seller size for different years and quarters, specifically focusing on annualized GPV categories: <$125K, $125K-$500K, and >$500K. It also includes a section on business risks related to brand maintenance, growth sustainability, profitability, and data processing.

title: GPV Mix by Seller Size


document_description: This document is an S-1/A filing for Square, Inc., detailing risk factors, corporate information, and its status as an emerging growth company under the JOBS Act. It discusses potential risks to the business, including competition, dependency on payment networks, and the dual class stock structure. It also provides corporate information and the implications of the JOBS Act on the company's financial reporting.

title: Square, Inc. S-1/A Filing


document_description: This document is a table from an S-1/A filing detailing the offering of Class A and Class B common stock. It includes information on the number of shares offered, shares outstanding after the offering, options to purchase additional shares, use of proceeds, and voting rights.


document_description: The document is an S-1/A filing for Square, Inc., detailing a directed share program, conflicts of interest, and stock information related to the company's initial public offering. The directed share program involves the sale of up to 5.0% of Class A common stock to existing sellers and Square Cash customers through the LOYAL3 Platform. J.P. Morgan Securities LLC is noted to have a conflict of interest due to its ownership of more than 10% of the company's convertible preferred stock. Morgan Stanley & Co. LLC is acting as a qualified independent underwriter. The document also provides details on the number of shares of Class A and Class B common stock to be outstanding after the offering.

title: S-1/A Filing for Square, Inc.

key_organizations:
Square, Inc.
Start Small Foundation
Silicon Valley Community Foundation
J.P. Morgan Securities LLC
Morgan Stanley & Co. LLC


document_description: This document is an S-1/A filing related to a common stock offering. It details the shares of common stock and preferred stock issued and reserved for future issuance under equity compensation plans. It also outlines the reclassification and conversion of shares prior to the offering and the assumptions made in the prospectus.

title: S-1/A Filing for Common Stock Offering


document_description: The document contains unaudited interim consolidated financial statements prepared on the same basis as audited financial statements. It discusses the impact of the non-renewal of a payment processing agreement with Starbucks, which will affect future revenue. The document includes a table of financial data from 2012 to 2015, showing revenue, costs, and operating expenses.

title: Unaudited Interim Consolidated Financial Statements

document_subtype: financial statement


document_description: The document contains financial data including net loss, operating expenses, share-based compensation, and consolidated balance sheet data for the years 2012 to 2015. It also discusses key operating metrics and non-GAAP financial measures, particularly in relation to a payment processing agreement with Starbucks.

title: S-1/A Financial Data


document_description: The document is a financial report detailing Gross Payment Volume (GPV) and Adjusted Revenue for the years 2012 to 2015. It includes a table with financial data and explanations of GPV and Adjusted Revenue metrics.


document_description: The document is a financial statement detailing the company's total net revenue, Starbucks transaction revenue, transaction costs, and adjusted revenue for the years ended December 31, 2012, 2013, 2014, and September 30, 2014, 2015. It also discusses Adjusted EBITDA, a non-GAAP financial measure, and its limitations.

title: S-1/A Financial Statement


document_description: The document contains a financial table showing the net loss, Starbucks transaction revenue and costs, share-based compensation expense, depreciation and amortization, interest and other income/expenses, provision for income taxes, loss on sale of property and equipment, impairment of intangible assets, and adjusted EBITDA for the years 2012, 2013, 2014, and the nine months ended September 30, 2014 and 2015. It also includes a note from Jack Dorsey about the founding and mission of Square.

key_people:
Jack Dorsey
Jim McKelvey


document_description: This document is an S-1/A filing for Square, Inc., discussing the company's mission to make financial services accessible, the founder's commitment to donate shares to the Start Small Foundation, and the risks associated with investing in Square's Class A common stock. It emphasizes the importance of maintaining a strong brand and the potential risks that could affect the company's reputation and stock value.

title: Square, Inc. S-1/A Filing

key_organizations:
Square, Inc.
Start Small Foundation


document_description: The document is an S-1/A filing for Square, Inc., discussing the company's financial growth, potential risks, and future plans. It highlights the company's revenue growth from 2012 to 2015, the potential impact of losing Starbucks as a client, and the challenges of retaining and attracting sellers. The filing also addresses the company's net losses and accumulated deficit, as well as its investment strategies and data protection concerns.

title: S-1/A Filing for Square, Inc.

key_organizations:
Square, Inc.
Starbucks


document_description: The document discusses the risks and security measures related to handling sensitive information of sellers and their customers, including payment card data. It highlights potential liabilities from security breaches, fraudulent transactions, and chargebacks. The document also mentions a significant loss due to fraud by a single seller and the challenges in risk management.


document_description: The document discusses the risks and challenges faced by a company in the payments industry, particularly related to fraudulent transactions, chargebacks, and the need to expand product offerings. It highlights the potential financial impact of chargebacks, the reliance on transaction fees for revenue, and the importance of developing new technologies and services to remain competitive. The document also mentions the introduction of new technologies like EMV and NFC and the challenges of gaining market acceptance.


document_description: The document discusses the challenges and risks faced by a business in maintaining and enhancing its products and services to keep up with technological changes. It highlights the intense competition in the industry, dependency on payment card networks and acquiring processors, and the potential impact of pricing pressures and network rule changes on the business.

key_organizations:
Visa
MasterCard
American Express
Discover


document_description: The document discusses the risks and challenges faced by a company in relation to payment card networks, including potential penalties, interchange fees, and the impact on business operations. It also highlights the unpredictability of quarterly results, dependency on key management, and the need to attract and retain skilled employees.

key_organizations: Square Twitter


document_description: The document discusses the challenges and risks faced by a company, particularly in the context of employee retention, growth management, macroeconomic conditions, and brand promotion. It highlights the need for significant investments in employee retention, infrastructure, and brand promotion to achieve strategic objectives. The document also notes the potential adverse effects of economic downturns on small businesses using the company's services.

document_subtype: financial filing


document_description: The document discusses various risks and challenges faced by a company, including media coverage, geographic expansion, reliance on third-party services, and integration with operating systems. It highlights potential negative impacts on the company's brand, business operations, and growth prospects.


document_description: The document discusses the risks and challenges faced by a company, particularly in relation to the interoperability of its hardware with third-party mobile devices, reliance on single or limited suppliers for key components, and the ability to accurately forecast product demand. It highlights potential disruptions in business due to changes in mobile device design, supply chain issues, and inaccurate demand forecasting.


document_description: The document discusses potential risks and challenges faced by a company, including product shortages, software and system errors, security breaches, and natural disasters. It highlights the impact of these issues on the company's operations, reputation, and financial performance.


document_description: The document discusses risks and challenges associated with Square Capital service, including reliance on third parties for purchasing receivables, macroeconomic conditions affecting sellers, and regulatory compliance. It highlights potential impacts on business operations and financial performance.

document_subtype: prospectus


document_description: The document discusses the regulatory and compliance challenges faced by a company as it expands its platform for commerce, particularly in relation to privacy, financial services, and money transmission. It highlights the potential for fines, penalties, and changes to business practices due to regulatory scrutiny and the need for compliance with various laws and regulations across different jurisdictions.

key_locations:
United States
Japan
Canada
Florida
Illinois

key_organizations: Ministry of Economy, Trade, and Industry in Japan

key_organizations: Financial Transactions and Reports Analysis Centre in Canada


document_description: The document discusses the risks related to litigation, including intellectual property claims and regulatory disputes, faced by the company. It highlights ongoing litigation with Robert E. Morley regarding patent inventorship and other claims. The document also addresses the potential impact of becoming a public company on litigation risks and the challenges in protecting intellectual property rights.

key_people:
Robert E. Morley
Jack Dorsey
Jim McKelvey


document_description: The document discusses the risks and challenges related to intellectual property rights, financing, and potential acquisitions. It highlights the company's efforts to protect its intellectual property, the potential for litigation, and the challenges of securing financing. It also addresses the impact of acquisitions and strategic investments on the business.