document_description: This document is a self-certification form used by Deutsche Bank Wealth Management to collect tax-related information from entity account holders. It is intended for entities, not individuals, and is used to comply with local and international regulatory requirements. The form includes sections for entity account holder information and tax residency details.


source: doj

document_description: Self-Certification declaration by Jeffrey Epstein for Deutsche Bank, agreeing to terms regarding tax information sharing and confidentiality waivers.

document_type: correspondence

document_subtype: Declaration and Signature


document_description: This document is a self-certification form for tax purposes, signed by Jeffrey Epstein, declaring his tax residency status and agreeing to disclose information to Deutsche Bank and relevant tax authorities.

document_type: financial

document_subtype: Self-Certification


document_description: The document is marked as confidential and is unprintable or corrupted, making it impossible to produce.

document_type: other


document_description: This document is an appendix to the Entity Self-Certification Form, requiring details of Controlling Persons for entities with tax residence outside the United States. It includes information on Jeffrey Epstein, Darren Indyke, and Cecile de Jongh as controlling persons.

title: Entity Self-Certification Form - Appendix 1: Controlling Persons

key_people:
Jeffrey Epstein
Darren Indyke
Cecile de Jongh

key_locations:
US Virgin Islands
US

document_subtype: form


document_description: This document is a self-certification form for non-US beneficiaries or beneficial owners of accounts with Deutsche Bank Wealth Management. It requires the entity account holder to provide tax residency information for compliance with regulatory requirements.

title: Entity Self-Certification Form

document_subtype: Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form

key_organizations:
Deutsche Bank AG
Deutsche Bank Wealth Management
Jeepers, Inc.


document_description: A declaration and signature form for non-US beneficiaries or beneficial owners, certifying tax residency and compliance with tax laws, signed by Jeffrey Epstein.

document_subtype: Declaration


document_description: A self-certification declaration by Darren Indyke for Deutsche Bank, confirming tax residency and compliance with tax laws. The declaration includes a waiver of bank secrecy and data protection laws for information disclosure to tax authorities.


document_description: This document is an Entity Self-Certification Form, specifically Appendix 1, which must be completed for each Controlling Person of the entity if the entity has a tax residence outside the United States. It includes details of Controlling Persons such as Jeffrey Epstein and Darren Indyke, their roles, and tax residence information.

key_people:
Jeffrey Epstein
Darren Indyke

document_subtype: Entity Self-Certification Form


title: Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form

document_subtype: Self-Certification Form

key_organizations:
Deutsche Bank AG
Deutsche Bank Wealth Management
The Haze Trust


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00209018 and EFTA01370187. It is noted that the file is corrupted or unprintable and cannot be produced.


document_description: This document is a self-certification form related to tax residency and reporting for an account held with Deutsche Bank. The signer, Darren Indyke, certifies the tax residency status of the account holder and acknowledges the potential tax liabilities and reporting obligations associated with the account. The form includes a waiver of bank secrecy and data protection rights to allow Deutsche Bank to share information with relevant tax authorities.


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00209022 and EFTA01370189. It is noted that the file is corrupted or unprintable and cannot be produced.


document_description: This document is a self-certification form from Deutsche Bank Wealth Management, intended for entities (not individuals) to provide tax-related information for compliance with regulatory requirements. The form is specifically for the 2007 Jeffrey E. Epstein Insurance Trust #3, incorporated in the US Virgin Islands. It includes instructions for entities tax resident in the US and those outside the US.

title: Deutsche Bank Wealth Management Entity Self-Certification Form

key_organizations: Deutsche Bank Wealth Management Americas


document_description: A self-certification declaration by Darren Indyke, acting as a trustee, regarding tax residency and related obligations with Deutsche Bank. The declaration includes consent for Deutsche Bank to share information with tax authorities and acknowledges potential tax liabilities.


document_description: This document is an appendix to the Entity Self-Certification Form, listing Controlling Persons of an entity with tax residence outside the United States. It includes details such as names, dates of birth, countries of tax residence, roles, and whether they are non-US beneficiaries or beneficial owners.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn
Mark Epstein

document_type: tabular


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, containing attorney-client privileged information. The communication is intended only for the addressee and is protected under Fed. R. Crim. P. 6(e).

key_people:
Bebe Avdiu
Darren K. Indyke

document_subtype: confidential communication


document_description: A note detailing various option strikes and future references related to Deutsche Bank Securities Inc. The note includes call and put strikes with specific values and a future reference for CLH7.

document_subtype: note


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document appears to be a communication from Daniel Sabba at Deutsche Bank Securities Inc. It includes information about call and put strikes, but lacks specific details such as dates or context. The document contains confidentiality notices and disclaimers about legal and tax advice.


document_description: Confidential communication from Darren K. Indyke, PLLC, with a notice about unauthorized use and copyright information.


document_description: A certification letter for qualified institutional buyers to enable offers and sales of securities under Rule 144A of the Securities Act of 1933. The letter outlines the criteria for qualification, including various types of entities and financial thresholds.

document_subtype: Qualified Institutional Buyer Certification Letter


document_description: Certification by Southern Financial, LLC, confirming compliance with Rule 144A for purchasing securities as a qualified institutional buyer. The document outlines the conditions under which securities owned by subsidiaries are included in the parent entity's financial statements and the reaffirmation of certifications for each purchase.

title: Certification under Rule 144A

document_subtype: certification


document_description: A KYC (Know Your Customer) questionnaire for a client, covering topics such as the purpose of the relationship, business restrictions, prohibited relationships, nature of the relationship, bearer shares, and source of funds.

key_locations:
BVI
Bahamas
Cayman Islands
Panama
Switzerland

document_subtype: KYC Questionnaire


document_description: A memo from Michael Valencia, KYC Outreach Analyst at Deutsche Bank, requesting information about a client's source of funds, source of wealth, confidentiality agreements, regulatory status, and any politically exposed person (PEP) or adverse information related to the client. The memo includes a request for further documentation and offers contact for questions.

document_subtype: memo


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0062869, SDNY_GM_00209053, and EFTA01370211.


document_description: A confidential communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and the non-provision of legal or tax advice.

document_subtype: fax

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This document is a bank statement from Deutsche Bank for Southern Trust Company, Inc. It covers the period from February 27, 2017, to February 28, 2017. The statement shows a beginning balance of $0.00, a deposit of $11,867,121.73, an interest payment of $146.31, and an ending balance of $11,867,268.04.

title: Deutsche Bank Account Statement

key_locations: St. Thomas, United States Virgin Islands

document_subtype: Bank Statement

key_organizations:
Deutsche Bank
Southern Trust Company, Inc.


document_description: The document is a bank statement from Deutsche Bank detailing service charges and other fees for a specific statement period. It includes NSF return item fees and overdraft fees for both the statement period and the calendar year.

document_subtype: bank statement

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank AG


document_description: Instructions for addressing errors or questions related to electronic and non-electronic funds transfers with Deutsche Bank. Includes contact information and procedures for reporting errors and verifying preauthorized credits.

key_locations: 345 Park Avenue, New York, New York 10154


document_description: This document is a 1099 form related to account number 35267258, issued by Deutsche Bank. It is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e).

document_subtype: tax document


document_description: This document is a confidential report on Deutsche Bank's Annual Private Bank AML Monitoring Program for August 2012, prepared by PWM AML Compliance.

title: Deutsche Bank Annual Private Bank AML Monitoring Program Report

document_date: August 2012

document_subtype: AML Monitoring Program Report

key_organizations:
Deutsche Bank
PWM AML Compliance


document_description: This document is a comprehensive summary of the current AML Monitoring Program for the Private Bank, focusing on Prime rules scenarios. It describes the current rules scenarios in use, recent changes, and recommendations for future modifications. The report includes an overview of the Prime Compliance Suite, which is used for account profiling and rules-based monitoring. The document also provides a risk class chart detailing variance percentages, minimum threshold amounts, and counts for different risk classes.

title: Annual Private Bank AML Monitoring Program Report

key_organizations: Private Bank Transaction Monitoring Team


document_description: This document provides an overview of the current rules and parameters used by Deutsche Bank's Prime division. It includes a list of rules, descriptions, parameters, and schedule frequency related to compliance, dormant accounts, high-risk countries, repetitive transactions, and transaction velocity.

title: Overview of Current Prime Rules

document_subtype: report


document_description: A list of rules for detecting specific account activities, including exceeding cash transaction limits, dormant accounts becoming active, and deposits followed by checks or wires. Each rule includes parameters and scheduling information.

title: Rules List


document_description: This document outlines compliance rules for detecting suspicious financial activities at Deutsche Bank. It includes rules for large cash deposits, free receipts and deliveries, incoming wires followed by checks, and incoming wires followed by official checks. Each rule specifies parameters such as the number of days, percentage differences, and activity types, along with scheduling details for alerts.

title: Deutsche Bank Compliance Rules List

document_subtype: compliance rules


document_description: A list of compliance rules for detecting repetitive financial transactions exceeding certain thresholds within a specified time frame. The rules are designed to be evaluated on a weekly basis, either pre or post end of day (EOD).

title: Deutsche Bank Compliance Rules List

document_subtype: Compliance Rules List


document_description: This document outlines the compliance rules for Deutsche Bank, specifically focusing on the RACS3 rule which detects transactions involving certain countries and amounts. The rule parameters include transaction types, time periods, and minimum transaction amounts.

title: Deutsche Bank Compliance Rules List


document_description: This document outlines compliance rules for detecting RACS3 transactions at Deutsche Bank. It includes parameters for transaction evaluation based on transaction types, time periods, individual and cumulative transaction amounts, and country lists. The rules are used for False Negative Sampling and specify alert and case schedules.

title: Deutsche Bank Compliance Rules List


document_description: This document outlines the compliance rules for Deutsche Bank, specifically focusing on the detection of RACS4 transactions. It includes parameters for transaction evaluation based on country, transaction type, time period, and amount thresholds.

title: Deutsche Bank Compliance Rules List


document_description: A compliance rules list from Deutsche Bank detailing user-defined rules and parameters for transactions, including receive or pay options, branch and department lists, and cash or non-cash transactions.

title: Deutsche Bank Compliance Rules List


document_description: This document outlines a compliance rule for detecting transactions where one or more originators send transactions to a single beneficiary. The rule is evaluated monthly and includes transactions based on specific criteria such as transaction type, time period, and amount range.

title: Deutsche Bank Compliance Rules List

key_organizations:
Deutsche Bank
Prime Associates Inc.


document_description: This document outlines a compliance rule used by Deutsche Bank to detect suspicious transactions. The rule, identified by the code 'HubMBenM', is designed to identify a single originator sending transactions to multiple beneficiaries within a specified time period and transaction amount range. The rule includes parameters for activity period, transaction count, and transaction amounts.

title: Deutsche Bank Compliance Rules List


document_description: This document outlines a compliance rule used by Deutsche Bank to detect transactions from a single originator to multiple beneficiaries within a specified dollar range and time period. The rule includes parameters for transaction types, time periods, and transaction amounts.

title: Deutsche Bank Compliance Rules List


document_description: This document outlines a compliance rule used by Deutsche Bank to detect multiple transactions from one or more originators to a single beneficiary within a specified dollar range and time period. The rule is designed to identify potential money laundering activities by monitoring transaction patterns.

title: Deutsche Bank Compliance Rules List


document_description: This document outlines a compliance rule (RACS4Neg) used by Deutsche Bank to detect certain transactions for False Negative sampling. The rule targets transactions involving RACS4 countries with specific transaction and cumulative amount criteria.

title: Deutsche Bank Compliance Rules List

document_subtype: compliance rules list

key_organizations:
Deutsche Bank
Prime Associates Inc


document_description: A compliance rules list from Deutsche Bank detailing user-defined rules, parameters, and alert/case scheduling.

title: Deutsche Bank Compliance Rules List


document_description: The document discusses updates to high risk country rules and vendor offerings. In May 2012, high risk country alerts were updated, and on July 31, 2012, Curacao was added as a moderate high risk country. The document also mentions the last planned release for on-premise users of certain software and future support plans. Additionally, it includes a recommendation for the Daily CTR Activity rule, which detects cash transactions exceeding $10,000.

key_locations:
Curacao
Netherlands Antilles

key_organizations: International Organization of Standardization


document_description: The document outlines Deutsche Bank's compliance rule for large cash deposits, targeting cash deposits and aggregate cash deposit activity for specific customers. It creates a case when the aggregate amount of cash deposits exceeds $27,000 over a one-month period. The report reviews cash deposits from January 1, 2011, to December 31, 2011, noting that only 2 deposits were over $10,000 and 17 were between $7,000 and $10,000. Recommendations include adjusting alert parameters and conducting quarterly reviews.

title: Large Cash Deposits

document_subtype: compliance report


document_description: A memo from Deutsche Bank Compliance discussing the Dormant account rule and its limitations. It mentions the establishment of a weighted methodology for weekly/monthly sampling based on underlying transactions and risk class. No new recommendations are provided.


document_description: The document outlines the Prime High Risk Country rule used by Deutsche Bank to flag wire transactions involving high or moderate risk countries. It details the RACS rules, their parameters, and the analytical process focusing on wire transactions between November 1, 2011, and March 31, 2012. Recommendations for adjusting the RACS3 and RACS3Neg rules are provided to capture more transactions.

title: Deutsche Bank Compliance - RACS

document_subtype: Compliance Report


document_description: The document discusses wire transactions involving high-risk countries in 2012, highlighting that 82% of these transactions were reviewed under RACS4 and RACS4Neg criteria. Recommendations are made to adjust the transaction amount criteria to increase the percentage of reviewed transactions.


document_description: This document outlines the Repetitive Transactions rule used by Deutsche Bank's Private Wealth Management (PWM) to flag repetitive transactions of the same type within a predefined timeframe and exceeding a predefined dollar value. The rule aims to identify suspicious activities by detecting patterns that may indicate attempts to mask the magnitude or nature of transactions. The document includes an analysis of ATM transactions from March 2011, highlighting the number of transactions and accounts flagged by the rule.

title: Deutsche Bank Compliance - Repetitive Transactions

key_organizations:
Deutsche Bank
Private Wealth Management (PWM)


document_description: The report analyzes ATM and official check transactions for Deutsche Bank's Private Bank accounts. It highlights the frequency and average size of these transactions, with recommendations for maintaining current parameters. The analysis covers transactions from March 2011 and provides insights into transaction patterns in 2012.

title: Deutsche Bank Compliance Report


document_description: The document is a compliance report from Deutsche Bank analyzing personal check transactions for March 2011. It includes recommendations for lowering parameters for official checks and provides detailed statistics on personal check transactions, including the number of accounts involved, average check amounts, and repetitive check activity. The report concludes with a recommendation to maintain current parameters for monitoring pre-authorized debits.

title: Deutsche Bank Compliance Report


document_description: This document provides an analysis of pre-authorized debit transactions and incoming transfers for Deutsche Bank accounts during March 2011. It includes statistics on the number of transactions, average debits per account, and recommendations for compliance parameters.

title: Deutsche Bank Compliance Report

document_subtype: financial analysis


document_description: This document is a compliance report from Deutsche Bank, analyzing incoming and outgoing transfers for Private Bank accounts during March 2011. It includes statistical data on the number of accounts with incoming transfers, the average volume and amount of these transfers, and recommendations for adjusting monitoring rules. The report also details a rule for flagging accounts with multiple outgoing transfers exceeding a certain amount.

title: Deutsche Bank Compliance Report


document_description: The document is a compliance report from Deutsche Bank analyzing outgoing and incoming wire transfers for Private Bank accounts. It includes a table summarizing weekly outgoing transfer statistics and provides recommendations for adjusting monitoring rules. The analysis is based on transactions with a 'bookdate' between March 1, 2011, and March 31, 2011.

title: Deutsche Bank Compliance Report


document_description: The document provides a weekly analysis of incoming wire transactions for Deutsche Bank's Private Bank accounts. It includes statistics on the number of accounts receiving wires, the frequency of these transactions, and the average transaction amounts. Recommendations are made based on the analysis, with a focus on accounts with outgoing wires exceeding $300,000. The analysis covers transactions with a 'bookdate' between March 1, 2011, and March 31, 2011.

title: Deutsche Bank Compliance Report


document_description: A compliance report from Deutsche Bank detailing weekly statistics on private bank accounts with outgoing wire transfers. The report includes percentages of accounts with varying numbers of outgoing wires and average transaction sizes. It concludes with a recommendation that no changes are needed to current parameters.


document_description: This document outlines the Velocity rule used by Deutsche Bank to identify potential money laundering activities through rapid transactions in PWM accounts. It includes an analysis of transaction patterns between 2/1/2012 and 2/29/2012, focusing on various transaction types and their combinations.

title: Deutsche Bank Compliance - Velocity Rule Analysis


document_description: The document is a compliance report from Deutsche Bank analyzing customer transaction patterns over a specified period. It highlights that out of 5,700 customers, only 1% had a minimal difference between incoming and outgoing transaction amounts. The report details specific customer transactions, percentage differences, and whether they generated alerts based on current monitoring criteria.

title: Deutsche Bank Compliance Report


document_description: This document is a compliance report from Deutsche Bank covering the weeks of February 13-17, 2012, and February 21-24, 2012. It includes financial transaction data with sums of incoming and outgoing amounts, percentage differences, observed patterns, current parameters, and comments on whether alerts should be generated.

title: Deutsche Bank Compliance Report

document_subtype: financial report


document_description: The document is a compliance report from Deutsche Bank, analyzing transaction patterns that are not currently monitored. It includes a table of transaction data and recommendations for parameter settings for various transaction rules.


document_description: The document outlines Deutsche Bank's compliance rules for identifying multiple ordering parties sending to a single beneficiary and vice versa. It includes details on the Hub-Spoke rules, which flag transactions based on specific parameters such as transaction type, dollar amount, and number of transactions. The report provides analytical data for February 2012, including the number of outgoing wires, total amount, and average wires per customer.


document_description: The document contains a financial analysis from Deutsche Bank Compliance, focusing on wire transactions. It includes a table showing the number of customers and percentage of total customers across different transaction ranges and populations. Recommendations are made to adjust transaction count and amount parameters for specific rules. Additionally, it provides a summary of wire transactions for February 2012, including average wires per customer and total amounts.


document_description: The document is a compliance report from Deutsche Bank, detailing customer transaction data across various population segments. It includes recommendations for adjusting transaction rules based on current and proposed parameters.


document_description: A compliance review document from Deutsche Bank's PWM US AML Compliance and DB US AML Compliance. It outlines the review process for the PCS AML Monitoring Program, providing options for approval, conditional approval, or recommendations for action items.

key_people:
Head of PWM US AML Compliance
Head of DB US AML Compliance

document_subtype: compliance review

key_organizations:
Deutsche Bank
PWM US AML Compliance
DB US AML Compliance


document_description: A confidential communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing disclaimers about the confidentiality and legal nature of the information.

title: Confidential Communication from Deutsche Bank

document_subtype: business communication

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a standard confidentiality notice from Deutsche Bank, emphasizing that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice and includes a link for additional EU corporate and regulatory disclosures.


document_description: A table listing client information related to account planning, including ISG/DPM, Lending, and Wealth Planning details.

document_type: email

document_subtype: table


document_description: Andrew Gallivan outlines a plan for Relationship Officers (ROs) to use pre-populated templates from DBForce for client planning sessions. ROs will enter product partner names into client profiles, attend sessions as scribes, and input identified opportunities into DBForce. Post-session, DBForce will track opportunities and facilitate follow-up activities. Gallivan requests 2-hour timeframes for planning sessions to be completed by early February.

document_subtype: memo

key_organizations:
Deutsche Bank Trust Company Americas
DBForce


document_description: The document is a daily deposit report dated September 7, 2016, detailing large, zero, and negative balances for various accounts. It includes account names, categories, and balances, as well as large transactions involving cash management transfers.


document_description: The email discusses refreshed indications for WTI risk reversals, noting that certain levels are not tradable and that a 40% initial margin is required for transactions. It includes details on WTI futures references and premium neutral risk reversals.

key_people:
Vahe Stepanian
Richard Kahn
Daniel Sabba

document_subtype: email

key_organizations:
HBRK Associates Inc.
Southern Financial


document_description: Daniel Sabba from Deutsche Bank Securities Inc. discusses non-tradable indications for WTI futures and options, requiring credit risk sign-off and assessment of potential credit charges. The correspondence includes details on premium neutral risk reversals on WTI to be executed through Southern Financial's ISDA.

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it may contain privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: The document is a management summary from Deutsche Bank focusing on regulatory and audit activities, risk assessments, and project efforts. It includes details about a Federal Reserve examination starting in January 2014, internal audit findings from December 2013, and ongoing risk assessment projects. It also discusses semi-annual fuzzy logic testing and annual AML monitoring program reviews for the Private Bank and PCS.

title: Deutsche Bank Risk Management Summary

document_subtype: management summary

key_organizations:
Deutsche Bank
Federal Reserve
DBTCA
DB AG
FIS


document_description: This document provides a summary of the transactions monitored by Deutsche Bank in June 2014, comparing them to June 2013. It includes data on total transactions monitored in Prime and Actimize systems, as well as a table of total raw profiling cases and total cases researched from June 2013 to June 2014.

title: Deutsche Bank Risk Monitoring Report

document_subtype: transaction monitoring report


document_description: The document contains tabular data on Deutsche Bank's risk alerts and their research status over a period from June 2013 to June 2014. It includes two sets of data: one for general alerts and another for USPWM Actimize Alert Volumes. The data shows the total number of alerts generated each month and the number of those alerts that were researched. The document also highlights that the alert reviews for June 2014 were 39% more than those in June 2013.


document_description: The document provides a summary of risk management activities by Deutsche Bank's US Private Wealth Management (PWM) division for June 2014. It includes the total number of Prime cases and Actimize alerts reviewed, as well as a table of account profiles set up or modified and information on customers and related parties added from June 2013 to June 2014.

title: Deutsche Bank Risk Report


document_description: The document provides a summary of various request types and filings related to Deutsche Bank's risk management. It includes a table of request types with the number of requests and their percentages, as well as details on CTR and SAIF filings for June 2014.


document_description: The document provides a summary of transactions monitored by Deutsche Bank in March 2014, comparing them to March 2013. It includes data on total transactions monitored in Prime and Actimize, as well as US PWM Prime case volumes and case reviews.

title: Deutsche Bank US PWM Transactions Monitored


document_description: The document provides a summary of the number of Prime cases and alerts reviewed by Deutsche Bank in March 2014, including Actimize alerts and profiling cases. It also includes data on account profiles set up or modified and information on customers and related parties added from March 2013 to March 2014.

title: US PWM Work Completed March 2014


document_description: The document provides a summary of various compliance and risk-related requests and filings for Deutsche Bank in March 2014. It includes a breakdown of request types and the number of filings for CTRs and SAIFs.

title: Deutsche Bank Risk and Compliance Report

document_date: March 2014

document_subtype: Risk and Compliance Report


document_description: The document is a daily deposit report associated with Jeffrey Epstein, detailing large, zero, and negative balances, as well as various transaction types and amounts.

document_subtype: Daily Deposit Report


document_description: A confidential communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and the non-provision of legal or tax advice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: A confidential communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, regarding securities offered through Deutsche Bank Securities Inc. The communication includes a disclaimer about confidentiality and the non-provision of legal or tax advice.


document_description: The document is a daily deposit report for Jeffrey Epstein, detailing large, zero, and negative balances across various accounts as of April 28, 2017. It includes multiple entries with different balance amounts categorized under different codes.

title: RM0082289 Daily Deposit Report


document_description: Two financial transactions involving Southern Financial: a USD rates curve cap and a USD 2-year swap.

document_subtype: financial transaction

key_organizations:
Southern Financial
Deutsche Bank Wealth Management
DB Securities Inc


document_description: This is a PWM AML Surveillance Status Report for November and December 2013, prepared by the AML Committee at Deutsche Bank. It is marked confidential and for internal use only.

title: PWM AML Surveillance Status Report

document_subtype: AML Surveillance Status Report

key_organizations:
Deutsche Bank
AML Committee


document_description: The document provides a summary of Deutsche Bank's risk management activities, including regulatory and audit updates, project efforts, and testing results. It covers the Fed Exam, internal audits, and the Prime BSA Upgrade project, highlighting delays and resolutions. It also mentions the semi-annual fuzzy logic testing and the annual AML monitoring program review.

title: Deutsche Bank Risk Management Summary

key_organizations:
Deutsche Bank
Fed
FIS
DB London


document_description: The document discusses various risk management and procedural updates at Deutsche Bank, including a spike in alerts due to new parameters, recommendations for ongoing review and recalibration of alerts, renewal of accounts on the exclude list, completion of risk assessments, backlog issues due to staffing shortages, updates to CTR procedures, and training sessions conducted by Yang Chen. It also notes maternity and medical leaves of key personnel.

key_people:
Clarissa Delafuente
Yang Chen
Michelle Gabriel
Tammy MacFadden

key_locations:
345 Park
Jacksonville office

document_subtype: internal memo

key_organizations:
Deutsche Bank
DBTCA
Compliance management
internal audit
Fed


document_description: This document summarizes the risk monitoring activities for Deutsche Bank in December 2013, including transaction volumes, alerts, and compliance requests.

title: Deutsche Bank Risk Monitoring Summary for December 2013

document_subtype: Risk Monitoring Report


document_description: The document provides a summary of transactions monitored by Deutsche Bank in December 2013, comparing them to December 2012. It includes data on US PWM transactions and total transactions monitored in Prime and Actimize systems, as well as a table of raw profiling cases and researched cases from December 2012 to December 2013.

title: Deutsche Bank Risk Monitoring Report


document_description: The document contains tabular data on Deutsche Bank's risk alerts and US PWM Actimize alert volumes for the year 2013, with a comparison to December 2012. It includes the total alerts generated and researched each month, highlighting a significant increase in alert reviews in December 2013 compared to December 2012.

title: Deutsche Bank Risk and US PWM Actimize Alert Volumes

document_subtype: risk report


document_description: The document provides a summary of the work completed by US PWM in December 2013, including the number of Prime cases and alerts reviewed, as well as the number of Prime account profiles set up or modified and customer information added.

title: US PWM Work Completed and Prime Maintenance December 2013


document_description: The document summarizes the US Private Wealth Management (PWM) Anti-Money Laundering (AML) search requests and Currency Transaction Reports (CTR) and Suspicious Activity Information Forms (SAIF) filings for November and December 2013. It includes details on OFAC requests, FinCEN 314(a) requests, Department of Commerce inquiries, and general/legal requests. Additionally, it provides a breakdown of CTR and SAIF filings for the Private Bank and Private Client Services.

title: US PWM AML Search Requests and CTR/SAIF Filings

document_subtype: report

key_organizations:
Deutsche Bank
US Private Wealth Management
OFAC
FinCEN
Department of Commerce


document_description: Richard Kahn from HBRK Associates Inc. discusses with Tazia Smith about trading activities and Mr. Epstein's potential order. Mr. Epstein is not ready to place an order without a firm indication of where he can get it done for $100k. Tazia Smith provides details on trading activities, mentioning ROTH FP and DB trading volumes and relationships with boutique shops.

key_people:
Richard Kahn
Tazia Smith
Mr. Epstein

key_locations: 575 Lexington Avenue, New York, NY 10022

document_subtype: email correspondence

key_organizations:
HBRK Associates Inc.
ROTH FP
DB


document_description: A request to forward a quote once received, expected by tomorrow morning.

key_locations: 575 Lexington Avenue, 4th Floor, New York, NY 10022


document_description: The document contains a financial transaction detail indicating a closure in France at 27.585 euros on approximately 16,000 shares. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a brief message indicating a call to discuss an 'aftermarket ob' and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a concern about a financial matter involving 100k. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: A document marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e), associated with Sociates Inc. located at 575 Lexington Avenue, 4th Floor, New York. It includes reference numbers DB-SDNY-0063034, SDNY_GM_00209218, and EFTA01370331.


document_description: The document contains vertically arranged text elements and confidentiality notices.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to a review process. It is subject to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063039, SDNY_GM_00209223, and EFTA01370335.


document_description: A confidential document related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: The document contains confidential information related to Kahn HBRK Associates Inc. It includes references to federal rules and specific document identifiers.


document_description: The document contains a financial figure and a note of confidentiality under Federal Rules of Criminal Procedure. It includes reference numbers and a name, Richard Kahn, associated with HBRK Ass.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential and/or privileged information, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and pertains to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063060, SDNY_GM_00209244, and EFTA01370342, indicating it is part of a legal case or investigation in the Southern District of New York.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it contains sensitive legal information.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063062, SDNY_GM_00209246, and EFTA01370344, which may be related to case or document tracking numbers.


document_description: The document contains confidential EU corporate and regulatory disclosures, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and pertains to Deutsche Bank, indicating it does not provide legal or tax advice. It includes references to legal confidentiality under Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential and may contain privileged information related to a legal matter, specifically under the Federal Rules of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: The document is marked as confidential and pertains to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings. It contains sensitive information that is not to be copied, disclosed, or distributed without authorization.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0063072, SDNY_GM_00209256, and EFTA01370352, indicating it is likely part of a legal case or investigation.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be related to EU corporate and regulatory matters and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a confidential document related to Deutsche Bank, possibly involved in a legal or financial matter. It includes references to confidentiality under Federal Rules of Criminal Procedure and specific document identifiers.


document_description: The document contains confidential information and is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A communication from Deutsche Bank regarding EU corporate and regulatory disclosures. It includes a disclaimer that Deutsche Bank does not provide legal or tax advice and that the information should not be regarded as such. The communication may contain confidential or privileged information and includes instructions for unintended recipients to notify the sender and destroy the communication.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of June 29, 2017. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report 20170630

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke

document_subtype: financial report

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Southern Financial LLC


document_description: A note indicating that August 3rd is the best date for a meeting or event. The note is from Richard Kahn of HBRK Associates Inc., located at 575 Lexington Avenue, 4th Floor, New York, NY 10022. Contact information includes a telephone number, fax number, and cell phone number.


document_description: The document contains a fragmented phrase possibly indicating a title or caption. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Ste W ar t d f ield d


document_description: The document contains confidential information related to a new head of trading, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a brief message discussing potential meeting dates, specifically the morning of 7/31 or 8/1. It is marked as confidential under federal rules.


document_description: A confidential correspondence marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document appears to be a confidential legal document related to Rates Inc., possibly involving a case in the Southern District of New York (SDNY). It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document contains a confidentiality notice related to a legal matter, referencing the Federal Rules of Criminal Procedure.


document_description: A trading meeting is scheduled in Tucson on the 25th at 11 am. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0063127, SDNY_GM_00209311, and EFTA01370380, which may relate to legal proceedings or investigations.


document_description: The document contains a series of numbers, letters, and codes, with a confidentiality notice indicating it is subject to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains vertically oriented and blurred text, making it difficult to read. Some discernible words include 'write', 'Rich', 'Looks', 'engage', and 'era'. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains repeated dates and confidential markings, indicating it may be related to a legal or governmental matter. However, the content is not clear from the provided text.


document_description: Confidential document related to Deutsche Bank Wealth Management.

document_subtype: bank document


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document mentions securities offered through Deutsche Bank Securities Inc. and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0063142, SDNY_GM_00209326, and EFTA01370387.


document_description: The document contains confidential information related to EU corporate disclosures and is subject to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0063147, SDNY_GM_00209331, and EFTA01370390, which may be related to case or document tracking numbers.


document_description: This document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063156, SDNY_GM_00209340, and EFTA01370393, which may be related to case or document tracking numbers.


document_description: The document is marked as confidential and may contain information protected under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a confidentiality notice related to a legal matter, specifically mentioning Federal Rule of Criminal Procedure 6(e).


document_description: The document contains fragmented and unclear text, possibly due to OCR errors. It includes a confidentiality notice pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes a reference to disclosures on a website and several document identification numbers.


document_description: The document contains confidential EU corporate and regulatory disclosures, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It appears to be related to a legal case or investigation, as indicated by the confidentiality notice and reference numbers.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings. It contains sensitive information that is not to be copied, disclosed, or distributed without authorization.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a confidential document related to Deutsche Bank, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0063181, SDNY_GM_00209365, and EFTA01370406, which may be related to case or document tracking numbers.


document_description: The document contains a confidentiality notice indicating that it may contain confidential and/or privileged information. It instructs unintended recipients to notify the sender immediately and destroy the communication. Unauthorized copying, disclosure, or distribution of the material is prohibited.


document_description: This document contains a confidentiality notice and a disclaimer from Deutsche Bank, stating that the information should not be considered as legal or tax advice. It also references a URL for additional EU corporate and regulatory disclosures.


document_description: The document is a memo regarding outstanding official checks issued through 07/31/2017. It includes instructions for handling checks that are still outstanding and mentions that checks dated on or before 05/31/17 will be escheated to NY State in Feb 2021. The memo emphasizes the need to contact payees and provides procedures for placing stops or reissuing checks for different banking accounts.

title: Outstanding Official Checks Report as of 07/2017

key_people:
Lillian Torres
Debra Jasper
Alan J Gabel
Stefan-C Wagner
Kathryn J Stanfield
Premela Dookhan
Sheryl Davis
Carolyn Gilbert
Sanjay-s Yadav

key_locations:
NY State
Jaipur, India

key_organizations:
DB
State Street
DBOI Global Services Private Limited


document_description: The document contains tables with case information, including case numbers, subjects, and dates. It appears to be a collection of case records with various identifiers and timestamps.


document_description: The document contains various fragmented and unclear text, possibly related to financial or personal information. It includes names, numbers, and references to confidential information.


document_description: Metro Joy International LLC has been flagged with a moderate risk rating due to multiple SARs filed in 2017. A KYC case was created in 2014, and various case details and transactions are noted, including case numbers, statuses, and financial transactions.

document_subtype: Suspicious Activity Report (SAR)


document_description: A Suspicious Activity Report (SAR) was filed for Metro Joy Management LLC on March 2, 2017, with a moderate risk rating. The document includes details of a KYC case created on September 29, 2014, and various case types and activities related to the organization.

key_people:
KHOFER
Kuna Sam


document_description: Mons Investments CV is flagged with a high-risk rating. The most recent case 1830090 is in progress, created on 9/21/2017. A KYC case 733540 dates back to 2011. Multiple KYC cases are listed with various statuses.

key_people:
Herko Sustarevic
Carlos Lara
Geras Gulick

document_subtype: SAR Report


document_description: The document contains a bar chart with two bars, labeled as 'The 2007 Jeffrey E. Epstein Insurance Trust #3'. The bars and axes labels are blacked out, making it impossible to extract specific data or interpret the chart's purpose.


document_description: A correspondence from Rodrigo Quintero, Vice President at Deutsche Bank Securities Inc., listing several entities including Vulcan Strategic Products Inc., Vulcan Inc., and others.

key_people:
Rodrigo Quintero
Jorge Antonio Caputo

key_locations: 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
Vulcan Strategic Products Inc.
Vulcan Inc.
A.S. Sared Properties LTD
White Oak GP Ltd.
IDL Parent, LLC


document_description: Bradley Gitlin from Deutsche Bank Wealth Management requests confirmation of the USD equivalent for a 7,000 Euro order for client Jeffrey Epstein from AFEX.

key_people:
Bradley Gitlin
Jeffrey Epstein

key_organizations:
Deutsche Bank Wealth Management
AFEX


document_description: The document outlines a financial transaction involving the ramp-up of a portfolio to approximately $500 million, funded by equity and a warehouse facility held by Barclays and Deutsche Bank. It includes details on the intended refinancing of the portfolio, the capital structure, and the indicative issuer timeline. Additionally, it provides an overview of Deutsche Asset Management and its team.

title: Transaction Overview and Deutsche Asset Management Overview

key_people:
Jorge Rodriguez
Jonathan Newman
Matt Woods
Cameron Berns
Joshua Kim

document_subtype: Transaction Overview

key_organizations:
Barclays
Deutsche Bank
Deutsche Asset Management


document_description: This document provides an overview of RIN II Ltd., a Cayman Islands exempted company, and its investment strategy. It includes information on target returns, performance metrics, and credit ratings. The document emphasizes that past performance is not indicative of future results and outlines the risks associated with credit ratings and market conditions.

title: RIN II Ltd. Investment Overview

document_date: March 2018

document_subtype: memo

key_organizations:
RIN II Ltd.
Moody's
Deutsche Asset Management
American Society of Civil Engineers
American Legislative Exchange Council


document_description: This document is a confidential discussion document related to an investment opportunity in Preferred Shares advised by RREEF America LW and issued by Deutsche Bank. It outlines the risks, legal disclaimers, and conditions under which the Preferred Shares are offered, emphasizing that they are not registered under the Securities Act and are intended for qualified institutional buyers and accredited investors. The document also highlights the speculative nature of the investment and the associated risks.

key_organizations:
Deutsche Bank
RREEF America LW
Deutsche Asset Management
RIN II Ltd.


document_description: This document is a supplemental disclosure intended for institutional customers of Deutsche Bank Wealth Management's Key Client Partners (KCP). It outlines the general nature of trading and investment ideas, emphasizing that Deutsche Bank is not acting as a legal, financial, tax, or accounting adviser. The document clarifies that KCP services are offered to select clients who meet certain criteria and introduces them to unique investment opportunities. It also states that Deutsche Bank affiliates or subsidiaries do not guarantee products or services offered by others unless specified in writing.

title: Supplemental Disclosure for Deutsche Bank Wealth Management Key Client Partners (KCP)

document_subtype: Disclosure

key_organizations:
Deutsche Bank
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document contains a table of contents for a report or presentation, including sections on executive summary, Deutsche Asset Management Infrastructure Platform, RIN I and II overviews, investment process, and scenario analysis. The appendix includes team biographies, structured infrastructure product features, case studies, and risk factors.

title: Table of Contents


document_description: This document is an executive summary marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Executive Summary


document_description: This is a confidential document related to Deutsche Asset Management Infrastructure Platform, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document provides an overview of Deutsche Bank's infrastructure platform, including its structure, assets under management (AUM), and investment activities. It details the bank's total assets, global presence, and employee count. The infrastructure platform's AUM, deployed capital, and focus on infrastructure debt are highlighted, along with a breakdown of asset management categories and infrastructure investments.

title: Deutsche AM's Leading Infrastructure Platform

document_subtype: presentation

key_organizations:
Deutsche Bank
Deutsche Asset Management


document_description: The document provides a track record of infrastructure debt transactions completed by a team with extensive experience. It includes details on the number of transactions originated, due diligence stages, and transactions by geography and sector. The team has completed $37.0 billion in financing transactions across 99 infrastructure businesses with only one recorded payment default.

title: Infrastructure Debt Track Record

key_locations: UK Germany USA Spain France Austria Netherlands


document_description: The document outlines the operational, reporting, and governance structure of Deutsche Asset Management's investment team. It details the procedures for investment analysis, monitoring, and compliance, including the roles of various agents and the use of technology to support operations.

title: Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity

key_organizations:
Deutsche Asset Management
US Bank
Bloomberg
Mandl


document_description: The document outlines the independent and transparent reporting procedures for a transaction where US Bank serves as the Trustee. The Trustee is responsible for monitoring compliance with transaction covenants and providing monthly and payment date reports to investors. These reports are reviewed by FAO, the investment team, and E&Y. The Trustee also maintains a website portal, PIVOT, for equity and facility holders to access information on demand.

key_organizations:
US Bank
FAO
E&Y
Deutsche Asset Management


document_description: Deutsche AM's inaugural infrastructure CLO, RIN I, closed on October 25th, 2017. It is the first Infrastructure CLO rated by Moody's under its Project Finance & Infrastructure CDO Rating Methodology. The CLO was 100% ramped with a vehicle leverage of 6.67x and notes priced at a WACD of 191 bps. The note and equity tranches were purchased by 23 unique investors. The document includes a note tranche summary and structure terms.

title: RIN I CLO Financial Summary

key_organizations:
Deutsche Asset Management
Moody's
Morgan Stanley


document_description: The document compares RIN I to 2015 BSL CLO, highlighting benefits for RIN's equity investors such as lower leverage, lower WARF, and higher spread. It includes data points and analysis on WAS vs. WARF and leverage.

document_subtype: financial analysis

key_organizations:
Deutsche Asset Management
Morgan Stanley Research


document_description: The document provides historical RIN Equity Current Yields and portfolio leverage from Q1 2015 to Q3 2017, with an average cash yield of 15.8% since inception. It includes a table of quarterly yields and leverage ratios, highlighting cash-on-cash returns to equity investors after fees.


document_description: The document provides historical portfolio metrics for RIN I, managed since November 2014 with US Bank as Trustee and Ernst & Young as Calculation Agent. It includes data on Portfolio Par Amount, Capital Invested as a percentage of Portfolio Par, Weighted Average Spread, and Weighted Average Rating Factor from 2015 to 2017.

title: RIN I Historical Portfolio Metrics

document_subtype: financial metrics

key_organizations:
US Bank
Ernst & Young
Deutsche Asset Management


document_description: The document provides a detailed breakdown of the RIN I Portfolio by sub-sector, including percentages for each sub-sector, and portfolio statistics such as the number of obligors, traded par plus cash, and weighted averages for spread, purchase price, market price, rating factors, recovery rates, and life. The data is sourced from Deutsche Asset Management as of January 17, 2018.

title: RIN I Portfolio Holdings

document_subtype: portfolio holdings


document_description: The document outlines the disciplined investment process of Deutsche Asset Management, highlighting the selectivity and performance of their Infrastructure Debt team. It includes a table showing the number of deals reviewed versus investments made from 3Q14 to 4Q17, with percentages of investments made each quarter.

title: Deutsche Asset Management Infrastructure Debt Presentation: RN II Equity March 2018

document_subtype: investment performance report


document_description: This document provides a summary of terms for the Ramp-up Period related to RIN II Ltd., including details about the issuer, co-issuer, portfolio advisor, initial facility lenders, commitment amounts, fees, and target equity IRR. It is intended for summary purposes only and is qualified by the definitive Private Placement Memorandum.

title: Ramp-up Period Summary of Terms

key_locations:
Cayman Islands
Delaware
New York

document_subtype: financial summary

key_organizations:
RIN II Ltd.
RIN II LLC
RREEF America LLC
Barclays Bank PLC
Deutsche Bank AG
Deutsche Asset Management


document_description: This document outlines the roles and interactions of various entities in a financial structure post refinancing. It includes a summary of terms and a capital structure table for RIN II Ltd. and RIN II LLC.

title: Illustrative RIN II Capital Structure — Post Refinancing

document_subtype: financial structure diagram

key_organizations:
Rating Agencies
US Bank
RREEF America LLC
RIN II Ltd.
RIN II LLC


document_description: The document outlines the strengths and benefits of investing in private infrastructure debt, highlighting its preferred position in the capital structure, security interest in critical infrastructure, low default rates, and premium pricing. It also details the benefits of the investment strategy and platform, emphasizing lender protections, credit profile, and relationship breadth.

document_subtype: investment presentation


document_description: The document discusses the supply and demand imbalance in the infrastructure debt market, highlighting a $1.4 trillion funding gap over 10 years. It presents data on infrastructure needs and available funding across various categories, expected refinancing and acquisition financing needs, and the record levels of private equity dry powder available for infrastructure investment. The document emphasizes the long-term need for private infrastructure investment to supplement traditional funding sources.

title: Current Infrastructure Debt Market Dynamics

key_organizations:
Deutsche Asset Management
American Society of Civil Engineers
Preqin


document_description: This document is related to an investment process and is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0063249, SDNY_GM_00209433, and EFTA01370443, indicating its relevance to legal proceedings or investigations.


document_description: The document outlines the investment process focusing on origination, due diligence, and portfolio monitoring. It highlights the importance of relationships with equity sponsors, banks, and advisors in sourcing investments. A table lists various equity sponsors, banks, and debt advisors associated with Deutsche Asset Management.

document_subtype: Investment Process

key_organizations:
Deutsche Asset Management
Arclight
Alinda
Basalt Infrastructure Partners
Blackrock
Blackstone
Borealis Infrastructure
Brookfield
Carlyle
Dutch Infrastructure Fund
ECP
EQT
Global Infrastructure Partners
Goldman Sachs
IFM
J.P. Morgan
KKR
LS Power
Macquarie
Oaktree
Riverstone
Starwood
Bank of America
Barclays
BNP Paribas
Citigroup
Credit Suisse
Deutsche Bank
Goldman Sachs
ING
Jefferies
J.P. Morgan
Macquarie
Mitsubishi UFJ
Morgan Stanley
Natixis
RBC
SocGen
Wells Fargo
Evercore
Lazard
Marathon
Moelis
Perella Weinberg Partners
Rothschild


document_description: The document outlines the due diligence process employed by the Portfolio Advisor for identifying, assessing, and mitigating risk factors in potential investments. It includes steps such as origination, initial review, detailed due diligence, structuring, and investment committee approval. The process is indicative and subject to change.

title: Investment Process: Due Diligence

document_subtype: investment process document


document_description: The document outlines a financial strategy for investing and portfolio monitoring, focusing on a hold-to-maturity strategy. It includes a flowchart with stages: Origination, Due Diligence Process, and Investing and Portfolio Monitoring. Key areas include minimizing risk, maximizing value, optimizing invested tenor, and managing within investment guidelines.

document_subtype: investment strategy presentation


document_description: The document outlines the investment process and portfolio monitoring strategies employed by Deutsche Asset Management. It emphasizes active portfolio management to minimize risk for RIN Note holders through asset and portfolio level metrics. The process includes origination, due diligence, and constant communication across the investment team, FAO, and Loan Information Agent. Monitoring activities are conducted at least weekly, monthly, quarterly, and on an ongoing basis. Key activities include investment team meetings, reconciliation with trustees, analysis of watch list credits, news review, covenant default assessment, financial performance review, compliance checks, and monitoring of secondary trading levels. The document is part of a presentation on Deutsche Asset Management Infrastructure Debt, dated March 2018.

title: Investment Process: Investing and Portfolio Monitoring


document_description: The document outlines the trade flow process for facilitating best execution while mitigating risks. It includes stages such as origination, execution, and settlement, detailing the systems and tools used at each stage.

document_subtype: process documentation

key_organizations:
PIVOT
US Bank
Bloomberg
ClearPar


document_description: A confidential document related to scenario analysis, marked pursuant to Federal Rules of Criminal Procedure.

title: Scenario Analysis


document_description: The document outlines hypothetical BSL CLO Equity returns affected by various variables, with scenarios assuming specific management fees, expenses, prepayment rates, hurdle rates, and incentive fees. It includes a table of sensitivities and assumptions for different scenarios, highlighting potential outcomes like Net Cash Yield, Net IRR, and Equity Issuance NAV.

title: Hypothetical BSL CLO Modeling Assumptions

document_subtype: financial modeling assumptions


document_description: This document provides information on the experience of select members of the Infrastructure Debt Team prior to joining Deutsche Asset Management Infrastructure Debt. It highlights the involvement of Jorge Rodriguez, Jonathan Newman, Nitesh Artistry, and Matt Woods in various transactions. The document notes that the information is not representative of the entire team's experience and has not been independently verified by Deutsche Bank.

title: Team Biographies and Track Record

key_people:
Jorge Rodriguez
Jonathan Newman
Nitesh Artistry
Matt Woods

document_subtype: Appendix

key_organizations:
Deutsche Asset Management
Deutsche Bank


document_description: Biographies of key members of the Portfolio Management and Investment Team at Deutsche Asset Management, detailing their roles, responsibilities, and previous experience in infrastructure debt and finance.

title: Team Biographies - Portfolio Management and Investment Team

key_people:
Jorge Rodriguez
Jonathan Newman
Sundeep Vyas
Matt Woods

key_locations:
New York
London
New Delhi
Mumbai
France
Bangalore
University of Delhi
Georgetown University

document_subtype: Team Biographies

key_organizations:
Deutsche Asset Management
Aladdin Capital Management
Dresdner Kleinwort
BNP Paribas
Citigroup
Standard & Poor's
EXIM Bank India
The Carlyle Group
Deloitte & Touche


document_description: This document is an appendix containing case studies related to a legal matter. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines the restructuring of a waste management company's financing terms, led by a team to achieve an accretive result. The company operates energy projects, primarily landfill gas-to-energy, across multiple states. The restructuring was necessary due to operational and financial underperformance and credit agreement breaches. The outcome included a $25m loan pay-down, reduction in revolver capacity, higher cash flow sweep thresholds, increased loan margin, and more detailed reporting.

title: Restructuring: Waste Management Company Financing

document_subtype: restructuring summary


document_description: This document is an appendix outlining risk factors related to a legal case. It is marked as confidential pursuant to Federal Rules of Criminal Procedure.

title: Risk Factors

document_type: legal


document_description: The document outlines various risk factors associated with the Senior Notes and Preferred Shares, including interest rate risks, LIBOR uncertainties, hedge counterparty risks, issuer expenses, and tax implications. It also discusses potential changes in tax law and the implications of U.S. withholding tax under FATCA.

document_subtype: risk factors


document_description: The document outlines various risk factors associated with the Issuer's operations, including limited rights to sell assets, dependence on a Portfolio Advisor, incentive advisory fees, significant restrictions on the Portfolio Advisor, reliance on the Originator and third-party originators, participation on creditors' committees, third-party litigation risks, insolvency risks, and risks related to the Investment Company Act. The Issuer is structured to comply with Rule 3a-7 to avoid registration as an investment company.

title: Deutsche Asset Management Infrastructure Debt Presentation: RN II Equity

document_subtype: presentation


document_description: This document outlines the risk factors associated with investing in Preferred Shares, emphasizing the high degree of risk and potential loss involved. It highlights that the value of the shares and derived income may fluctuate, and past performance is not indicative of future results. The document also discusses the methodology used by the Portfolio Advisor to develop target performance information and the inherent uncertainties in market conditions.

document_subtype: investment risk disclosure

key_organizations:
Deutsche Asset Management
Deutsche Bank AG


document_description: The document is a daily deposit report detailing large, zero, and negative balances for Jeffrey Epstein's accounts as of June 20, 2017. It includes various account balances categorized under different codes.

title: RM0082289 Daily Deposit Report

document_subtype: financial report


document_description: New York State Driver License for Harry J. Beller, Class D, issued on 04-20-11 and expires on 05-09-19.


document_description: This document is a communication from Deutsche Bank Securities Inc. It contains disclaimers about confidentiality, privileged information, and legal or tax advice. It also provides a link for additional EU corporate and regulatory disclosures.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a brief message indicating that a date, 8/3, does not work for the sender's side. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a query about scheduling a date on or after August 7th. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to Kahn HBRK Associates Inc. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a legal document marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a message with the phrase 'Turns Out our new head of trading Star' and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063316, SDNY_GM_00209500, and EFTA01370482, which may be case or document numbers.


document_description: The document contains a cryptic message possibly related to scheduling a meeting or event on 7/31 or 8/1. It is marked as confidential under Federal Rules of Criminal Procedure.


document_description: The document contains confidential information related to a case under the jurisdiction of the Southern District of New York (SDNY). It includes references to Stewart Airfield, indicating potential flight or travel logistics.

document_type: government


document_description: This document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e), indicating it may involve grand jury proceedings or related matters.


document_description: This document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0063324, SDNY_GM_00209508, and EFTA01370488.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a brief message from Richard Kahn asking for advice regarding an unspecified matter on the 25th. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential legal document related to a case in the Southern District of New York, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063333, SDNY_GM_00209517, and EFTA01370492, which may be case or document numbers.


document_description: A confidential document marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a reference to confidentiality under Federal Rule of Criminal Procedure 6(e) and includes identifiers such as DB-SDNY-0063339, SDNY_GM_00209523, and EFTA01370495.


document_description: A confidential document related to Richard Kahn and HBRK Associates Inc. with reference numbers DB-SDNY-0063341, SDNY_GM_00209525, and EFTA01370496.


document_description: The document appears to be a legal document marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes references to case numbers or identifiers such as DB-SDNY-0063344, SDNY_GM_00209528, and EFTA01370497.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a case in the Southern District of New York.


document_description: The document appears to be a confidential communication related to Deutsche Bank Trust Company, possibly involving legal or financial matters, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0063352, SDNY_GM_00209536, and EFTA01370501.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains sensitive information related to a legal case. It includes identifiers such as DB-SDNY-0063357, SDNY_GM_00209541, and EFTA01370502.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings. It contains identifiers such as DB-SDNY-0063358, SDNY_GM_00209542, and EFTA01370503, which may be case or document numbers.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0063359 and SDNY_GM_00209543, as well as EFTA01370504.


document_description: This document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e), indicating it may involve grand jury proceedings or related matters.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains sensitive information and is identified by specific codes and numbers.


document_description: This document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063369, SDNY_GM_00209553, and EFTA01370508, which may be case or document numbers.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it may contain sensitive legal information related to a grand jury proceeding.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063372 and SDNY_GM_00209556, which suggest it is part of a legal case or investigation involving Deutsche Bank and the Southern District of New York.


document_description: This document contains confidential corporate and regulatory disclosures related to Deutsche Bank, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a reference to a URL (https://db.com/disclosures) and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063388, SDNY_GM_00209572, and EFTA01370514, which may be case or document numbers.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0063391, SDNY_GM_00209575, and EFTA01370517, which may be related to case or document tracking numbers.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it may be related to grand jury proceedings. It contains identifiers such as DB-SDNY-0063392, SDNY_GM_00209576, and EFTA01370518, which could be case or document numbers.


document_description: The document is marked as confidential and is related to a legal matter, possibly a grand jury proceeding, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to Deutsche Bank, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and pertains to legal matters, specifically related to tax advice. It is subject to Federal Rule of Criminal Procedure 6(e), indicating it may involve grand jury proceedings.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0063398, SDNY_GM_00209582, and EFTA01370523. It appears to be related to legal proceedings or investigations.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0063404, SDNY_GM_00209588, and EFTA01370524.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal or tax advice. It references Federal Rule of Criminal Procedure 6(e) and includes identifiers such as DB-SDNY-0063408, SDNY_GM_00209592, and EFTA01370526.


document_description: The document contains a confidentiality notice indicating that the communication may contain confidential and/or privileged information. It instructs unintended recipients to notify the sender immediately and destroy the communication. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a confidential communication that may contain privileged information. It includes a disclaimer for unintended recipients to notify the sender and destroy the communication. It also references Deutsche Bank's EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the nature of the information and instructions for handling if received in error. It includes a link for additional EU corporate and regulatory disclosures.


document_description: This document is a standard confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice and includes a link for additional EU corporate and regulatory disclosures.


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, addressing various tasks related to Jeffrey Epstein's case, including email chain verification, SOW updates, account details, and proof of delivery for a FinCEN form. The memo also requests updates on certain points and provides contact information for Vijay Sawant.

key_people:
Vijay Sawant
Jeffrey Epstein
Chip Packard
Patrick Campion
Richard Kahn
Caroline
Darren Indyke

document_subtype: memo

key_organizations:
Deutsche Bank
Financial Trust Company
Southern Financial LLC
Prytanee, LLC


document_description: This document is a structured products agreement and approval form from Deutsche Bank Wealth Management. It includes sections for account information, client financial information, and authorization details. The form is largely incomplete with empty fields for account number, account name, and personal details of the account owner.

title: Deutsche Bank Wealth Management Structured Products Agreement and Approval Form

document_subtype: Structured Products Agreement


document_description: This document outlines the investment experience of account owners, their investment objectives, and their qualifications as accredited investors. It includes a table for various investment types such as options, equities, fixed income, and more, with fields for year first traded, average trades per year, and average trade size. It also lists investment objectives like capital preservation, income, growth, and aggressive growth. Additionally, it provides criteria for qualifying as an accredited investor under Regulation D of the Securities Act of 1933.

document_subtype: Investment Experience and Objectives


document_description: The document outlines the qualifications for a client to be considered a 'Qualified Purchaser' under the Investment Company Act of 1940 and provides options for investment strategies in Structured Products. It includes representations about the suitability of these products for the client's account, the risks involved, and the authorization for Deutsche Bank to manage these investments.

document_subtype: investment qualification and strategy selection


document_description: This document outlines the criteria for qualifying as a 'Qualified Institutional Buyer' (QIB) for the acquisition of Structured Products. It includes representations and warranties related to the acquisition, and specifies the types of entities that can qualify as QIBs, such as corporations, insurance companies, ERISA plans, state or local plans, trust funds, investment companies, investment advisors, banks, savings and loans, and dealers. The document also details the calculation methods for securities owned or invested.

document_subtype: Qualified Institutional Buyer Representation

key_organizations: Employee Retirement Income Security Act of 1974


document_description: A form for confirming the truthfulness of representations made in a Structured Products Agreement. It includes signature blocks for clients, joint account holders, and entities like Trusts, Partnerships, LLCs, or Corporations. It also includes sections for Deutsche Bank office use, requiring signatures from an Investment Specialist and Manager.

key_people:
Investment Specialist
Manager

document_subtype: Structured Products Agreement and Approval Form

key_organizations:
Deutsche Bank
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: This document contains information about Warren Power and Machinery LP, including their full account name and reference. It also includes disclaimers and links related to the European Commission's online dispute resolution platform and Deutsche Bank's disclosures. The document emphasizes confidentiality and the prohibition of unauthorized copying or distribution.

key_locations:
New York, NY
European Union

document_subtype: bank communication

key_organizations:
Warren Power and Machinery LP
Deutsche Bank
European Commission


document_description: A financial table listing various entities and associated amounts, including debits (D), credits (N), and miscellaneous (M) transactions. The document is marked as confidential and related to a legal case.

key_organizations:
THE JOCKEY CLUB SAFETY NET FOUNDATION
THE GRAYSON JOCKEY CLUB
EQUIBASE COMPANY
SOUTHERN FINANCIAL LLC
NEPTUNE, LLC
PLAN D, LLC
JEGE, LLC
DARREN K. INDYKE PLLC
HBRK ASSOCIATES, INC
NES, LLC
JSC INTERIORS LLC
LSJE, LLC
GRATITUDE AMERICA, LTD
BLOOD-HORSE LLC
ZORRO MANAGEMENT, LLC
PRYTANEE, LLC
THE HAZE TRUST
CRW 2007 LLC
GEW 2007 LLC
WANEK TRUST OF 2000
KATI WANEK-FORSYTHE 2015 GRAT
AXCIS INFORMATION NETWORK
SOUTHERN TRUST COMPANY, INC.
SSW 2007 LLC
KWF 2007 LLC
SHARI WAGNER 2014 GRAT
KATI FORSYTHE 2014 GRAT
CRW 2009 LLC
GEW 2009 LLC
THE 2017 CATERPILLAR TRUST


document_description: The document is a daily deposit report for Jeffrey Epstein, detailing large, zero, and negative balances across various accounts. It includes a table with account numbers, names, categories, and balances.

title: RM0082289 Daily Deposit Report


document_description: Review of high-risk accounts related to Jeffrey E. Epstein, including NES, LLC, Plan D, LLC, The Haze Trust, and The 2007 Jeffrey E Epstein Insurance Trust#3. The memo discusses discrepancies in corporate resolutions and the need for updated documentation and Fincen CDD forms.

key_people:
Jeffrey E. Epstein
Darren Indyke
Harry Beller


document_description: A request for confirmation of any material changes to an account, along with a request for address verification and a clearer passport copy for UBO Celina. Additionally, a Fincen CDD form is required for the account before launching KYC processes.

key_people:
Darren Indyke
Richard Kahn
Vijay Sawant
Celina

key_organizations:
Deutsche O8 Centre Private Limited
Deutsche Bank Group


document_description: A communication from Komal Shahani, Process Supervisor at 0801Global Services Private Limited, providing contact information and a disclaimer about the confidentiality and legal nature of the communication.

key_organizations:
0801Global Services Private Limited
Deutsche Bank


document_description: A communication from Vikas Dave at DBOI Global Services Private Limited regarding banking transactions and queries. It includes a confidentiality notice and a disclaimer about monitoring communications for compliance purposes.

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying that PRYTANÉE, LLC was duly registered to conduct business in the Territory on July 22, 2016, and has a legal existence as a Limited Liability Company.

title: Certificate of Existence for PRYTANÉE, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations: Government of the Virgin Islands of the United States


document_description: This document outlines the Articles of Organization for Prytanée, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the Virgin Islands. It includes details about the company's name, address, principal office, and resident agent.

title: Articles of Organization of Prytanée, LLC

document_type: property

key_locations: Royal Palms Professional Building, 62-3A & 62-3B Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

key_locations: Royal Palms Professional Building, 9053 Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

document_subtype: Articles of Organization


document_description: The document outlines the limitation of liability for managers and members of a company, stating that managers are not liable for monetary damages except in cases of breach of duty, intentional misconduct, or statutory liability. It also states that members are not liable for the company's debts and obligations. Additionally, it includes a severability clause ensuring the rest of the document remains valid if any part is void or illegal.


document_description: This document is a notarized statement confirming that Brett Geary signed the Articles of Organization as the Organizer of a Company in the United States Virgin Islands on July 22, 2016. The document is witnessed by a notary public, Gina Marie Bryan, whose commission expires on September 5, 2017.

key_people:
Brett Geary
Gina Marie Bryan

key_locations:
United States Virgin Islands
St. Thomas/St. John, USVI

document_subtype: notarized statement


document_description: This document is the operating agreement for Prytanée, LLC, a United States Virgin Islands limited liability company. It outlines the rights and obligations of the company's sole members, Southern Trust Company, Inc. and The Pierre Trust, as well as the company's manager, Etienne Binant. The agreement includes definitions of terms and details regarding the ownership, management, and governance of the company.

title: Prytanée, LLC Operating Agreement

key_people:
Etienne Binant
Caroline Sophie Camille Lang

key_locations: 60 Avenue Montaigne, 75008 PARIS, France

document_subtype: Operating Agreement

key_organizations:
Prytanée, LLC
Southern Trust Company, Inc.
The Pierre Trust


document_description: This document outlines definitions and provisions related to an Operating Agreement, including terms such as 'Adjusted Capital Account Balance', 'Affiliate', 'Agreement', 'Artwork', and 'Capital Account'. It specifies how Capital Accounts are maintained and adjusted for members, in compliance with certain IRS regulations.


document_description: This document outlines the definitions and terms related to the capital contributions, cash flow, and other financial aspects of Prytanée, LLC. It includes definitions for terms such as 'Capital Contributions', 'Cash Flow', 'Certificate', 'Code', 'Company', 'Consent', and 'Depreciation'. The document specifies the conditions under which modifications can be made and the requirements for member consent.

document_subtype: contract

key_organizations:
Prytanée, LLC
STC


document_description: This document outlines the operating agreement for Prytanee, LLC, a limited liability company formed for the purpose of acquiring, owning, and managing artwork for investment purposes. It includes definitions of terms, the company's formation and name, purpose, registered agent, and qualification in additional jurisdictions.

document_subtype: LLC Operating Agreement

key_organizations:
Prytanee, LLC
Business Basics VI, LLC


document_description: This document outlines the allocation of profits and losses among members of a company, as well as the reallocation rights of the manager. It specifies how losses are allocated based on membership interests and adjusted capital account balances, and provides guidelines for tax allocations. The manager has the authority to adjust allocations to ensure they have substantial economic effect or align with members' interests.


document_description: This document outlines the allocation of income, gain, loss, and deduction for tax purposes among members of a company, as well as the distribution of cash flow. It specifies the management structure, naming Etienne Binant as the initial manager, and mentions the creation of a Management Agreement.


document_description: The document outlines the terms of a Management Agreement, including the compensation structure for the Manager, management authority, and responsibilities. The Manager is entitled to $100,000 per year, with $25,000 payable quarterly. The Manager is responsible for the day-to-day operations of the Company and has the authority to incur reasonable business expenses, enter into shipping and insurance contracts, and bind the Company in business matters.

document_subtype: Management Agreement


document_description: This document outlines the authority and decision-making processes within a company, specifying that certain actions require the consent of the members. It details the conditions under which a manager can act on behalf of the company and the liabilities involved if acting without authority. It also lists specific decisions that require member approval, such as purchasing artwork over $10,000, leasing or purchasing office space, executing management agreements, setting compensation, and opening or closing bank accounts.

document_subtype: agreement


document_description: The document outlines the responsibilities and authorities related to the management of artwork owned or purchased by a company. It includes details on the location, relocation, storage, lending, disclosure of information, sale, transfer, and incurring of debt related to the artwork. It also covers entering into various agreements and contracts concerning these activities.

key_organizations: Company Manager


document_description: This document outlines the roles, responsibilities, and limitations of the Manager in a company, including the process for removal, resignation, and appointment of a new Manager. It specifies that the Manager must act in good faith and in the best interest of the company and its members. The document also details the conditions under which the Manager can be removed or resign, and the procedure for appointing a new Manager in case of a vacancy.

key_people:
Darren K. Indyke
Etienne Binant