document_description: The document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP. Key risks include valuation risk due to the difficulty in valuing private equity assets, absence of protection under the U.S. Investment Company Act, potential tax risks in jurisdictions where the fund operates, and implications of the OECD's Base Erosion and Profit Shifting (BEPS) project. The document also notes the confidentiality of the information under federal rules.


source: doj

document_description: This section of the document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP, focusing on global tax implications. It discusses potential tax costs for tax-exempt investors, changes in tax laws, tax treatment inefficiencies, phantom income risks, and the impact of changes in the taxation of carried interest. Additionally, it highlights the UK Criminal Finances Act 2017, which introduces a corporate offense for failing to prevent the facilitation of tax evasion, potentially affecting the Fund and its investments.


document_description: The document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund W. LP, including tax evasion risks, co-investment risks, counterparty risks, dilution from subsequent closings, and indemnification clauses. It highlights the potential legal and financial implications for the Manager and the Fund, as well as the impact on investors.


document_description: The document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the potential lower returns from short-term investments, the uncertainty of follow-on investments, risks related to the disposition of investments, recourse to all assets for liabilities, the discretion of the Manager over defaulting investors, and the challenges of expedited transactions.


document_description: The document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP, particularly focusing on emerging markets risk, legal counsel issues, diverse investor group challenges, and sovereign status of certain investors. It highlights the potential political, regulatory, and economic risks in emerging markets, the lack of separate legal counsel for investors, potential conflicts of interest among diverse investors, and the complications arising from sovereign immunity claims by certain investors.


document_description: This document outlines the risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP, including the use of side letters and general market risks. Side letters may grant certain Limited Partners more favorable terms than others, potentially affecting other investors' commitments. General risks include market volatility, economic conditions, interest rate fluctuations, and inflation or deflation impacts on investments.


document_description: The document outlines various risk factors associated with investments in the Glendower Capital Secondary Opportunities Fund IV, LP. Key risks include economic constraints due to deflation, currency risks due to investments in non-U.S. dollar currencies, disruptions in debt markets affecting financing availability, and potential legal, tax, and regulatory changes impacting the fund's operations.


document_description: This document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses risks related to electronic communications, cybersecurity threats, compliance with pay-to-play laws, and the nature of forward-looking information. The document emphasizes the potential for electronic communications to be compromised, the cybersecurity risks faced by the fund and its service providers, the implications of non-compliance with pay-to-play regulations, and the uncertainties inherent in forward-looking statements.


document_description: This document is a section from the Confidential Private Placement Memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, focusing on risk factors associated with the investment. It emphasizes that the list of risk factors is not exhaustive and advises potential investors to read the entire memorandum and consult professional advisers before investing.


document_description: This document is a section of a Confidential Private Placement Memorandum related to the Georgetown University Endowment and Glendower Capital Secondary Opportunities Fund IV, LP. It addresses conflicts of interest as outlined in Section 8.


document_description: The document outlines potential conflicts of interest related to the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the dependency on the Manager to identify and manage conflicts, the role of the Fund Advisory Committee, and specific conflicts such as those among investors, broken deal expenses, management team investments, and carried interest. Investors are required to acknowledge these conflicts and waive claims related to them.


document_description: This section discusses potential conflicts of interest related to the performance-based compensation structure of the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights the role of the Fund Advisory Committee in identifying and consulting on conflicts of interest between the Fund and the Manager. The document emphasizes the confidentiality and legal considerations in disclosing conflicts.


document_description: This document is a confidential private placement memorandum related to the Georgetown University Endowment and Glendower Capital Secondary Opportunities Fund IV, LP. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a section of a confidential private placement memorandum related to legal, ERISA, and tax considerations for the Glendovmr Capital Secondary Opportunities Fund Ill, LP, associated with the Georgetown University Endowment.


document_description: This document outlines the legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the valuation process, fair treatment of investors, liquidity management, and the manager's professional liability risk. The fund will be valued based on U.S. GAAP and ASC 820 standards, with a valuation committee chaired by Deirdre Davies. The document also covers the fund's governance under English law and its designation as an English limited partnership.


document_description: The document outlines the legal and financial framework for the Glendower Capital Secondary Opportunities Fund IV, LP, a private fund limited partnership governed by English law. It details the jurisdiction for legal disputes, investor obligations, leverage limits, and disclosure requirements under the AIFMD. The document also covers collateral and asset reuse arrangements and the conditions under which foreign judgments are recognized by English courts.


document_description: This document outlines the legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It details the risk management systems, leverage policies, and the role of the Depositary, Aztec Financial Services (UK) Limited, in managing the Fund's assets. The document also clarifies that no investors have been admitted to the Fund, and therefore, there is no net asset value or historical performance data available. The Depositary's responsibilities and limitations of liability are also discussed.


document_description: The document discusses the legal considerations related to the offering of interests in the Glendower Capital Secondary Opportunities Fund IV, LP, specifically focusing on securities law matters under the Securities Act of 1933. The interests will not be registered under the Securities Act or any other securities laws and will be sold to accredited U.S. investors. It also details past legal issues involving Credit Suisse and Raymond James related to auction rate securities.


document_description: The document outlines the legal and regulatory considerations for Glendower Capital Secondary Opportunities Fund IV, LP, particularly in relation to the U.S. Securities Exchange Act of 1934, the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. It discusses the requirements for SEC filings when acquiring more than 5% of a company's equity securities, the avoidance of short-swing profit liability, and the exemptions from registration under the Investment Company Act. It also covers the conditions under which interests can be offered and transferred, and the registration status of the Manager under the Advisers Act.


document_description: This document outlines certain legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses exemptions from registration with the U.S. Commodity Futures Trading Commission (CFTC) for the Manager and General Partner under CFTC Regulation Section 4.13(a)(3). It also covers ERISA considerations for fiduciaries of employee benefit plans considering investment in the fund, including fiduciary duties, prudence, diversification, and potential prohibited transactions under ERISA and the U.S. Internal Revenue Code.


document_description: This section of the memorandum discusses legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It covers the 25% Test for Benefit Plan Investors under ERISA, Form 5500 reporting requirements, and U.S. federal income tax considerations for investors. The document emphasizes the complexity of tax implications for partnerships and advises investors to consult with tax advisors.


document_description: This section of the document discusses the tax and legal considerations for the Glendower Capital Secondary Opportunities Fund IV, LP, particularly in relation to ERISA and tax implications. It covers the procedures for handling tax adjustments at the fund level, the implications of the Push-Out Election, and the treatment of dividends and investments in passive foreign investment companies (PFICs) and controlled foreign corporations (CFCs). It also addresses the tax treatment of certain transactions and restrictions on the deductibility of expenses and losses.


document_description: This section of the document discusses the legal and tax considerations for investors in the Glendower Capital Secondary Opportunities Fund IV, LP. It covers topics such as the deductibility of organizational expenses, limitations on investment interest deductions, and the implications for ERISA plans and other tax-exempt limited partners. The document also addresses considerations for non-U.S. investors, including withholding tax rates and effectively connected income.


document_description: This document outlines the tax and legal considerations for non-U.S. investors in the Glendower Capital Secondary Opportunities Fund IV, LP, particularly focusing on the implications of investing in U.S. trade or business through an Operating Partnership. It discusses the treatment of effectively connected income (ECI) for non-U.S. investors, applicable tax rates, potential withholding taxes, and the branch profits tax. The document also covers the possibility of using a 'blocker' structure for non-U.S. investors and the implications of investing in U.S. real property holding corporations. Additionally, it highlights certain reporting requirements for U.S. investors, including forms 8865, 926, and 8938, and the potential for transactions to be classified as 'reportable transactions' under U.S. federal tax rules.


document_description: This section of the memorandum discusses the legal, ERISA, and tax considerations for investors in the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights potential penalties for non-compliance with tax laws, the complexity of UK tax considerations, and the responsibilities of investors regarding tax reporting and liabilities. The document emphasizes the importance of consulting tax advisers for both U.S. and UK tax matters.


document_description: This document outlines the tax and legal considerations for investors in the Glendower Capital Secondary Opportunities Fund IV, LP, particularly focusing on UK resident investors. It details the requirements for obtaining a Unique Taxpayer Reference (UTR) from HM Revenue & Customs, the taxation of income and capital gains for UK investors, and the implications of the Taxation (International and Other Provisions) Act 2010 and the Offshore Funds (Tax) Regulations 2009.


document_description: This section of the document discusses the tax implications for investors in the Glendower Capital Secondary Opportunities Fund IV, LP, particularly focusing on UK tax considerations for both UK and non-UK residents. It covers the treatment of offshore funds, controlled foreign companies, unrealized gains or losses, and the implications for pension funds and other exempt bodies. Additionally, it addresses the UK taxation of non-UK resident investors, including income and capital gains tax, and inheritance tax considerations for limited partnership interests.


document_description: The document discusses the implications of the Foreign Account Tax Compliance Act (FATCA) and other international disclosure regimes on the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the requirements for compliance with FATCA, including the need for investors to provide necessary documentation and the potential consequences for non-compliance. The document also covers the Common Reporting Standard and other international tax reporting obligations that the Fund must adhere to.


document_description: This document discusses the tax and legal considerations for investors in the Glendower Capital Secondary Opportunities Fund IV, LP. It covers topics such as withholding taxes and the tax implications for alternative investment vehicles. Investors are advised to consult their own tax advisers for specific guidance.


document_description: This document is a confidential private placement memorandum related to the Georgetown University Endowment and Glendower Capital Secondary Opportunities Fund IV, LP. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a confidential private placement memorandum related to the Georgetown University Endowment and the Glendower Capital Secondary Opportunities Fund IV, LP. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document is a memorandum related to the distribution and sale of interests in the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the legal restrictions and requirements for offering these interests in various jurisdictions, particularly within the European Economic Area. The memorandum specifies that the offer is limited to professional investors and details specific conditions for countries like Denmark, Finland, and Germany. It emphasizes compliance with local securities laws and confidentiality provisions.


document_description: The document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, detailing the legal restrictions and conditions for offering securities in various countries including Brazil, Brunei, Canada, Cayman Islands, Chile, China, and Colombia. It specifies that the offering is not a public offering and outlines the legal requirements and limitations for each jurisdiction.


document_description: The document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund rV, LP, governed by Colombian law. It outlines the legal and regulatory framework for offering interests in the fund to specifically identified investors in Colombia and the Dubai International Financial Centre (DIFC). The memorandum specifies that the interests are not registered with Colombian or DIFC authorities and are not considered a public offering. It emphasizes compliance with local laws and regulations for Colombian investors and highlights the illiquid nature of the interests.


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the legal restrictions and conditions under which the memorandum can be distributed and the interests offered in various jurisdictions including Guernsey, Haiti, Hong Kong, Israel, and Japan. The memorandum emphasizes that it is not approved by financial authorities in these regions and is intended for professional investors only. It also highlights that the memorandum does not constitute financial advice and that investors should rely on their own examination of the fund and consult professional advisers.


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, detailing the legal restrictions and conditions for the solicitation and sale of interests in various jurisdictions including Japan, Kuwait, and Mexico. It outlines the legal framework under the Financial Instruments and Exchange Law (FIEL) in Japan, restrictions under Kuwaiti law, and compliance with the Mexican Securities Market Law. The memorandum emphasizes the confidentiality of the document and the risks associated with the investment.


document_description: This document is a Confidential Private Placement Memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, detailing the legal restrictions and conditions for offering and selling interests in various jurisdictions including Mexico, Monaco, New Zealand, and Oman. It specifies that the offering must comply with local securities laws and regulations, and highlights the confidentiality and non-endorsement nature of the memorandum.


document_description: The document is a confidential private placement memorandum related to the offering of interests in the Glendower Capital Secondary Opportunities Fund N. LP. It outlines the legal and regulatory considerations for offering these interests in various jurisdictions, including Peru, Qatar, Saudi Arabia, Singapore, and South Korea. The memorandum specifies that the interests are not registered in these countries and are offered only to institutional investors under specific legal frameworks. It also highlights the limitations and liabilities associated with the distribution of the memorandum in these regions.


document_description: The document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, detailing the legal and regulatory considerations for offering investment interests in various jurisdictions including Korea, St. Kitts and Nevis, and Switzerland. It outlines the restrictions and requirements for investors in these regions, emphasizing the need for compliance with local laws and regulations. The memorandum also specifies the roles of representatives and paying agents in Switzerland, and the conditions under which distribution fees and retrocession payments are handled.


document_description: The document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the terms and conditions for investment, including the possibility of rebates for limited partners, particularly those domiciled in Switzerland. The memorandum also details the restrictions and regulations regarding the offering, distribution, and resale of interests in Taiwan, the United Arab Emirates, and the United States. It emphasizes that the fund is not regulated by UAE authorities and that the offering does not constitute a public offer of securities in the UAE.


document_description: The document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, associated with Georgetown University Endowment. It outlines that the interests in the fund are not registered under the Securities Act or any state or international securities laws and are offered only to qualifying recipients under specific exemptions. The memorandum emphasizes the risks and restrictions associated with the investment, including the lack of a public market and the indefinite financial risk for investors.


document_description: This document is a privacy notice for investors in the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines how personal data of investors, both natural and non-natural persons, will be processed and shared by Glendower Capital LLP, the data controller. The notice details the types of personal data collected, the reasons for data processing, and the entities with whom data may be shared. It also informs investors of their rights regarding their personal data and the potential for data transfer outside the EEA.


document_description: The document outlines the rights of individuals regarding their personal data in relation to the Georgetown University Endowment and Glendower Capital Secondary Opportunities Fund IV, LP. It details the rights to rectification, erasure, restriction of processing, and data portability. It also provides contact information for exercising these rights and mentions the role of the UK Information Commissioner's Office as a supervisory authority.


document_description: The document outlines the anti-money laundering (AML) and economic sanction compliance measures for the Glendower Capital Secondary Opportunities Fund IV, LP. It details the responsibilities of the Manager to verify the identity and source of funds of investors, and to comply with AML laws and economic sanctions. The Manager may refuse investments or report suspicious activities to authorities if necessary.


document_description: This document is an appendix containing key definitions related to the Glendower Capital Secondary Opportunities Fund IV, LP. It includes terms and definitions relevant to legal, financial, and administrative aspects of the fund, such as '25° Test', 'Administration', 'Advance', 'Advisers Act', and others. The document is marked as confidential and is related to a private placement memorandum.


document_description: This document is a confidential private placement memorandum related to the Georgetown University Endowment and the Glendower Capital Secondary Opportunities Fund IV, LP. It includes a table defining various financial and legal terms such as Depositary Agreement, Deutsche Asset Management, Deutsche Bank, DOL, and others. The document is marked as confidential pursuant to federal rules.


document_description: This document is a confidential private placement memorandum related to the Georgetown University Endowment and the Glendower Capital Secondary Opportunities Fund N. LP. It includes definitions and descriptions of various terms related to the fund, such as the Fund Advisory Committee, Fund Documents, Fund Partnership Agreement, and others. The document outlines the roles of the General Partner, Glendower Capital, and the Investment Committee, among others.


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, associated with the Georgetown University Endowment. It outlines various investment terms, restrictions, and key entities involved in the fund.


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It includes definitions and descriptions of various financial and legal terms related to the fund, such as PFICs, Push-Out Election, QEF, RVPI, and others. It also outlines the roles of different entities and agreements involved in the fund, such as the Second GP, Side Letter, and Special Limited Partner.


document_description: This document is a confidential private placement memorandum related to the Glendower Capital Secondary Opportunities Fund IV, LP. It includes information about subsequent closings, team investments, total value, and various legal and tax considerations. Key terms and entities are defined, such as U.S. Adviser, U.S. IGA, UK AIFM Regulation, and others.


document_description: The document provides important performance information regarding the Glendower Capital Secondary Opportunities Fund IV, LP, including definitions and explanations of various financial metrics such as Distributions to Paid-in Capital (DPI), Gross and Net Internal Rate of Return (IRR), Net Asset Value (NAV), and Total Value to Paid-in Capital (TVPI). It also discusses the effects of leverage on IRR calculations and includes a benchmark analysis comparing the fund's performance to other private equity funds.


document_description: The document provides performance information prepared by Deutsche Alternative Asset Management (Global) Limited for the SOF Funds and related transactions managed by the SOF Team while at Deutsche Bank. It includes details on the use of leverage, performance comparisons, and the basis of financial information as of June 30, 2017. The memorandum emphasizes that past performance is not indicative of future results and includes forward-looking statements subject to uncertainties.


document_description: This document is a confidential private placement memorandum related to the Glendower Capital Secondary Opportunities Fund IV, LP, aiming to achieve comparable returns as outlined in the memorandum.


document_description: This document is a directory listing key entities associated with the Glendower Capital Secondary Opportunities Fund IV, LP, including the fund manager, special counsel, auditors, depositary, fund administrator, and placement agents.


document_description: The document proposes the board of directors for the General Partner of Glendower Capital Secondary Opportunities Fund IV, LP. The proposed members are Alan Turner, Andrew Johnson, Kirsten Le Pape, and Vanessa Barrett, each with extensive experience in law, accounting, financial services, and fund management.


document_description: This document is a confidential private placement memorandum related to the Georgetown University Endowment and the Glendower Capital Secondary Opportunities Fund IV, LP. It includes contact information for Glendower Capital in the U.S. and Europe, as well as for the global placement agent, Credit Suisse Asset Management Limited.


document_description: The document appears to be a confidential document related to Georgetown University Endowment, marked with confidentiality under Federal Rules of Criminal Procedure. It includes identifiers such as DB-SDNY-0093799, SDNY_GM_00239983, and EFTA01389440.


document_description: The document is a disclosure statement regarding an agreement between Deutsche Bank Securities Inc. (Solicitation Agent), Glendower Access Secondary Opportunities IV GP LLC, and iCapital Advisors, LLC. The agreement involves the Solicitation Agent soliciting clients for investment in Glendower Access Secondary Opportunities IV funds. The document outlines the compensation structure for the Solicitation Agent, including a one-time Placement Fee and a quarterly Servicing Fee, based on the subscription amount of the clients. The Placement Fee varies from 1.00% to 2.00% depending on the investment amount, while the Servicing Fee is calculated annually at rates between 0.05% and 0.65%.


document_description: This document outlines the servicing and placement fees associated with the Georgetown University Endowment's Access Fund. It details the fee structure for DB Introduced Persons based on their subscription amounts and describes the potential conflict of interest due to compensation arrangements for the Solicitation Agent. The document also includes an acknowledgment section for receipt and understanding of the disclosure statement.


document_description: The document appears to be related to Georgetown University Endowment, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., associated with Georgetown University Endowment. It is marked as proprietary and confidential, and is subject to confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: This document provides instructions for investors interested in purchasing a limited partner interest in Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes a checklist for completing the Subscription Agreement, details on initial capital contributions, and requirements for client identification documents.


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware limited partnership. It outlines the terms and conditions under which an investor agrees to purchase a limited partnership interest in the partnership. The agreement references the Private Placement Memorandum and the Amended and Restated Limited Partnership Agreement, which are incorporated by reference. The partnership's objective is to invest in Glendower Capital Secondary Opportunities Fund IV, LP, an English private fund limited partnership. The minimum subscription amount is $250,000.


document_description: The document outlines the terms and conditions of an investment agreement involving Georgetown University Endowment. It specifies the discretion of the General Partner in committing funds to the Underlying Fund, the representations and warranties of the investor, and the restrictions on transfer of interests. The investor acknowledges understanding the offering materials and the associated risks, and agrees to bear the economic risk of the investment until the partnership's termination.


document_description: This document outlines the terms and conditions related to the investment in the Georgetown University Endowment. It specifies the responsibilities and restrictions for investors, including compliance with securities laws, restrictions on transfer and resale of interests, and the requirement to be an accredited investor and U.S. tax person. The document also highlights the risks associated with the investment, including potential loss of capital and lack of market for the interest.


document_description: This document outlines the investment terms and conditions for the Georgetown University Endowment in a partnership. It includes representations regarding the Investment Company Act, conflicts of interest, and additional risk factors. The investor acknowledges the partnership is not registered as an investment company and consents to potential conflicts of interest. The document also highlights the risks associated with the partnership's lack of financial history and restrictions on transferability of interests.


document_description: This document outlines the terms and conditions for an investor's capital contribution to a partnership, specifically the Georgetown University Endowment. It includes clauses on full contribution requirements, the investor's review of exhibits, liquidity needs, investment objectives, securities laws compliance, and exemptions from CFTC registration for the General Partner and Investment Manager.


document_description: This document outlines the terms and conditions for an investment by Georgetown University Endowment in a partnership. It includes representations and warranties by the investor regarding compliance with securities laws, the absence of disqualifying events, and the authority to enter into the agreement. It also specifies the investor's obligations in case of a disqualifying event and confirms the binding nature of the agreement.


document_description: This document outlines the terms and conditions of an investment agreement involving Georgetown University Endowment. It includes clauses on the enforceability of the agreement, the investor's knowledge and experience, tax considerations, and the status of the investor as a disregarded entity. The document also addresses the investor's compliance with U.S. Treasury Regulations to avoid corporate income tax treatment for the partnership.


document_description: The document outlines the legal and financial stipulations for Georgetown University Endowment's involvement in a partnership. It specifies the conditions under which the Sole Owner can transfer interests, the prohibition of borrowing contributions, and the legal representation limitations. It also includes a privacy notice regarding the handling of nonpublic personal information under Regulation P.


document_description: This document outlines the terms and conditions for an investor's purchase of an interest in the Georgetown University Endowment Partnership. It includes clauses on nominees and custodians, the final form of agreements, restrictions on general solicitation, and compliance with sanctions and anti-money laundering laws.


document_description: The document outlines compliance requirements for investors in the Georgetown University Endowment. It specifies that investors must not be associated with sanctioned parties, non-cooperative jurisdictions, senior foreign political figures, or foreign shell banks. It also ensures that no funds contributed to the partnership are derived from prohibited activities or entities.


document_description: The document outlines the legal obligations and representations of an investor in a partnership, specifically focusing on compliance with anti-money laundering laws and sanctions. It includes clauses ensuring that the investor's funds are not derived from illegal activities and that the investor complies with U.S. and UK laws. The document also requires the investor to have procedures in place to verify the identity of beneficial owners and to ensure no dealings with sanctioned parties. It mandates the investor to inform the General Partner of any inaccuracies in their representations and allows the General Partner to take actions to ensure compliance with applicable laws.


document_description: This document outlines the confidentiality obligations and FOIA considerations for investors in the Georgetown University Endowment partnership. It specifies the conditions under which Non-Public Information can be disclosed and defines what constitutes a FOIA Partner. The document emphasizes the importance of maintaining confidentiality to protect trade secrets and proprietary information.


document_description: The document outlines the terms and conditions related to an investor's involvement with Glendower Capital Secondary Opportunities IV, LP, and the Georgetown University Endowment. It specifies the limitations on the investor's rights and recourse, particularly in relation to the Underlying Fund and its management. The document also includes representations for 'Plan Investors' under ERISA and related regulations.


document_description: The document outlines the terms of a Partnership Agreement involving Georgetown University Endowment and iCapital Securities, LLC. It specifies the compliance of the agreement with governing laws, the discretionary power of the General Partner in investment decisions, and the non-fiduciary role of iCapital. The Investor Fiduciary is responsible for independent judgment in investment decisions, and the document emphasizes the importance of understanding the risks and conflicts of interest involved. The document is marked as proprietary and confidential.


document_description: This document outlines the terms and conditions of an investment management agreement involving Georgetown University Endowment and iCapital. It details the responsibilities and acknowledgments of the Investor and the Investor Fiduciary, including understanding the risks, fees, and conflicts of interest associated with the investment. The document also specifies that the Investor Fiduciary has reviewed necessary documents and has had the opportunity to discuss the investment with the General Partner. Additionally, it confirms that the execution of the agreement will not violate any governing documents or laws applicable to the Investor.


document_description: This document outlines the fiduciary responsibilities and conditions under which an Investor Fiduciary can manage or control assets for the Georgetown University Endowment. It specifies the qualifications and independence required of the Investor Fiduciary, the permissible transactions under ERISA and the Code, and the conditions for investing plan assets in the Partnership.


document_description: This document outlines the terms and conditions for investors acquiring interests in a partnership, specifically addressing individual retirement accounts, insurance company general accounts, and non-U.S. employee benefit plans. It includes representations and covenants by investors regarding compliance with ERISA and other regulations, as well as provisions for re-registration of interests and notification requirements for changes in plan asset status.


document_description: This document outlines the terms and conditions for the sale and purchase of an interest in a partnership involving Georgetown University Endowment. It includes details on closing and capital contributions, agreements with other limited partners, and representations and warranties of the partnership and the general partner. The document specifies the organizational standing of the partnership, governmental and regulatory approvals, sale of interests, and due execution and delivery of the agreement.


document_description: This document outlines the terms and conditions of a partnership agreement involving Georgetown University Endowment. It includes clauses on the status under the Investment Company Act, the power of attorney granted to the General Partner and Investment Manager, expense responsibilities, amendment procedures, and conditions for subscription acceptance.


document_description: This document is an investment agreement involving Georgetown University Endowment, detailing the responsibilities and representations of the Investor in relation to the Partnership and the General Partner. It outlines the Investor's obligation to provide accurate information, the potential need for additional information, and the conditions under which the Partnership may act to comply with regulatory requirements. The agreement also includes indemnity clauses protecting the Partnership and its affiliates from losses due to breaches by the Investor.


document_description: This document outlines the obligations and agreements of an investor in the Georgetown University Endowment, particularly focusing on tax compliance and reporting requirements. It includes provisions for providing necessary tax forms and information to comply with U.S. tax laws, FATCA, and CRS. The document also covers the investor's consent to receive Schedule K-I electronically and the implications of not consenting.


document_description: This document outlines the terms and conditions for investors in the Georgetown University Endowment managed by iCapital Network. It includes details on how investors can withdraw consent, update contact information, and access their Schedule K-1 electronically. The agreement is governed by the laws of the State of Delaware and any legal proceedings will be under the jurisdiction of the courts of the State of New York. The document emphasizes the need for investors to complete, sign, and deliver the necessary signature page and exhibits to the General Partner.


document_description: This document is a fee acknowledgement form related to an investment in the Georgetown University Endowment. It includes sections for acknowledging receipt of a supplement to the Private Placement Memorandum, an upfront placement fee, and an investor signature page. The document is marked as proprietary and confidential.


document_description: A document related to Georgetown University Endowment with proprietary and confidential information. It includes reference numbers but lacks specific details about the advisor or account number.

document_type: other


document_description: This document is an investment form for the Georgetown University Endowment, requiring prospective investors to complete information based on their status as individuals or entities. It includes sections for U.S. person status, type of investor, tax residence, and contact information.

title: Georgetown University Endowment Investment Form

document_type: financial

document_subtype: investment form


document_description: A confidential document related to Georgetown University Endowment with empty fields for employment status, tax year end, employer, and occupation. It mentions a FOIA Partner and references a section of an agreement for its definition.

document_subtype: confidential document


document_description: This document is a General Partner Signature Page for the Georgetown University Endowment, specifically for the Glendower Access Secondary Opportunities IV GP LLC. It outlines the acceptance of a subscription by the General Partner on behalf of the Partnership, with details about the net amount of interest and the signing authority.

document_type: legal

document_subtype: General Partner Signature Page


document_description: Wire instructions for Georgetown University Endowment's initial capital contribution and distributions for a partnership investment. Includes fields for beneficiary bank details, U.S. correspondent bank details, and source of funds options.

document_subtype: wire instructions


document_description: A form related to Georgetown University Endowment for providing advisor and investor contact information for correspondence regarding investment in a partnership.

document_type: correspondence

document_subtype: investment communication

key_organizations:
Georgetown University
iCapital Network


document_description: A confidential document related to Georgetown University Endowment with empty fields for name, relationship to investor, email, and phone. It is marked as proprietary and confidential, and subject to Federal Rule of Criminal Procedure 6(e).


document_description: This document is an investor status form for individuals related to the Georgetown University Endowment. It includes sections for the investor to declare their net worth, income for the years 2016 and 2017, and the value of their investments. The form is proprietary and confidential.

title: Georgetown University Endowment - Investor Status

document_subtype: Investor Status Form


document_description: This document is an investment questionnaire for Georgetown University Endowment, asking investors to disclose if they are investing assets from retirement or employee benefit plans subject to Section 4975 of the Internal Revenue Code. It also inquires about compliance with ERISA and other similar laws.

title: Georgetown University Endowment Investment Questionnaire

document_subtype: investment questionnaire


document_description: This document outlines the criteria for entities to qualify as accredited investors for the Georgetown University Endowment. It includes various categories under which an entity can qualify, such as corporations, partnerships, trusts, banks, insurance companies, broker-dealers, investment companies, and others, with specific financial thresholds and regulatory definitions.

title: Georgetown University Endowment - Exhibit C

document_subtype: investment document


document_description: The document outlines criteria for an employee benefit plan under the Employee Retirement Income Security Act of 1974, specifying conditions under which a plan qualifies based on total assets and decision-making by fiduciaries. It also mentions criteria for entities where all equity owners are Accredited Investors.

title: Georgetown University Endowment


document_description: This document outlines the criteria for an investor to be considered a 'qualified purchaser' under the Investment Company Act. It includes various categories under which an investor can qualify, such as owning a certain amount in investments or being a qualified institutional buyer.

title: Georgetown University Endowment - Exhibit D

document_subtype: Investment Company Act Representations


document_description: This document outlines the investment status and qualifications of an investor related to the Georgetown University Endowment. It includes questions regarding the investor's status as a qualified purchaser, investment company status, and management as a collective investment vehicle. The document also addresses whether the investor was formed for the specific purpose of acquiring an interest in the partnership.

title: Georgetown University Endowment Investment Document


document_description: This document is an investment questionnaire related to the Georgetown University Endowment. It includes questions about the investor's asset allocation, ultimate beneficiaries, and whether the investor or beneficiaries are publicly traded or regulated entities. A chart is provided for additional details if any answers are affirmative.


document_description: This document outlines the representations and warranties required from Plan Investors, which include U.S. pension or employee benefit plans subject to ERISA, plans subject to Section 4975 of the Internal Revenue Code, entities holding plan assets, and fiduciaries managing such assets. It includes a checklist for investors to confirm their status and obligations.

title: Plan Investor Representations

document_subtype: Investor Representation Agreement


document_description: This document is an investment agreement related to the Georgetown University Endowment, specifically addressing conditions for Plan Investors who are employee benefit plans organized outside the United States. It outlines representations and warranties required from such investors, including independent fiduciary decision-making and compliance with governing instruments and laws.

document_subtype: investment agreement

key_organizations:
Georgetown University
iCapital


document_description: This document is a privacy notice provided by Institutional Capital Network, Inc. and its affiliates, iCapital Advisors, LLC and iCapital Securities, LLC, in compliance with Regulation P. It outlines the types of nonpublic personal information collected from investors and the circumstances under which this information may be disclosed to third parties. The notice emphasizes the confidentiality obligations and the limited sharing of information with affiliates, service providers, and consultants on a need-to-know basis. It also describes the security measures in place to protect this information and the annual provision of the privacy policy to investors.

title: NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION

document_subtype: Privacy Notice

key_organizations:
Institutional Capital Network, Inc.
iCapital Advisors, LLC
iCapital Securities, LLC
Consumer Financial Protection Bureau


document_description: This document outlines the terms and conditions for the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P., including investment strategy, structure, fees, and reporting requirements. It also details the terms for the underlying fund, Glendower Capital Secondary Opportunities Fund IV, L.P.

title: Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. Terms

key_people: Glendower Access Secondary Opportunities IV GP LLG

key_locations: Delaware English

document_subtype: Investment Fund Document

key_organizations:
iCapital Network
DBSI


document_description: The document provides information about the Glendower Access Secondary Opportunities IV (U.S.), LP, and its relationship with the Underlying Fund. It outlines the fees, expenses, and performance compensation associated with investing in the Access Fund, as well as the risks and conditions of investment. The document emphasizes that the information is for discussion purposes only and not an offer to sell or buy interests in the funds. It also highlights the confidentiality of the information and the potential risks and conflicts of interest involved in the investment.

key_people:
General Partner
Advisory Committee

document_subtype: investment memorandum

key_organizations:
Glendower Capital
iCapital Advisors
DBSI
DBSL


document_description: The document provides information about the Georgetown University Endowment's investment in the GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. 3. It discusses the potential lower returns for investors in the Access Fund compared to direct investment in the Underlying Fund due to additional fees and expenses. It also outlines the risks associated with alternative investments, including lack of liquidity, volatility, and higher fees. The document emphasizes that purchasers of interests in the Access Fund will not have direct interests or voting rights in the Underlying Fund.

document_subtype: investment information


document_description: This document outlines the offering for Glendower Capital Secondary Opportunities Fund IV, LP, a private equity secondary fund. It includes details about the fund's formation, strategy, performance, and key terms. The fund aims to raise US$1.75 billion and has a strong track record of returns.

title: Glendower Capital Secondary Opportunities Fund IV, LP Offering

key_people:
Cario Pirzio-Biroli
Charles Smith
Iost ua C. G aser

document_type: tabular

document_subtype: Investment Offering

key_organizations:
Glendower Capital
Georgetown University Endowment


document_description: The document outlines the investment strategy of Glendower Capital SOF IV, LP, focusing on Fund Secondaries, GP-led Secondaries, and Single Asset Deals primarily in the US and Europe. It describes a barbell approach to portfolio construction, emphasizing discounted fund secondaries during market corrections and less competitive GP-led secondaries during normalized conditions. The document also highlights the team's experience and structure, with key personnel listed.

title: Glendower Capital SOF IV, LP Investment Strategy

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York

document_subtype: investment strategy document

key_organizations:
Glendower Capital
Deutsche Bank
General Electric
The Boston Consulting Group
Bankers Trust
Coopers & Lybrand
Pomona
Lehman Brothers
Chatterjee/Soros
Cowen
ABN Amro
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Gallo & Co.


document_description: This document provides endnotes and key definitions related to the Glendower Capital Secondary Opportunities Fund IV, LP. It includes performance figures, fund definitions, and investment strategies as of September 30, 2017. The document is intended for prospective investors and includes confidential information about the fund's structure, performance, and management.

title: Glendower Capital SOF IV, LP Endnotes

key_people:
Glendower Capital LLP
Mirabella Advisers LLP

key_locations:
United Kingdom
North America
Europe
Asia

key_organizations:
Glendower Capital
Mirabella Advisers LLP
Cambridge Associates


document_description: This confidential presentation by Glendower Capital, LLP provides summary information about existing and future funds managed by Glendower, specifically the Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for sophisticated investors evaluating potential investments. The presentation emphasizes confidentiality, the non-binding nature of the information, and the risks involved in investing in the Fund. It also outlines the role of Credit Suisse as the Fund's placement agent and the potential conflicts of interest. The document stresses that past performance is not indicative of future results and that the information has not been independently verified.

title: Glendower Capital SOF IV, L.P. Presentation

key_people:
Glendower Capital, LLP
Mirabella Advisers LLP
Credit Suisse Asset Management Limited

document_subtype: confidential presentation

key_organizations:
Glendower Capital
Mirabella Advisers LLP
Credit Suisse


document_description: This document is an investment presentation for Glendower Capital SOF IV, L.P., providing information on forward-looking statements, investment performance, and track record. It includes disclaimers about the reliability of projections, the role of Glendower's team post-spin-off from Deutsche Bank, and details on investment returns and valuations.

title: Glendower Capital SOF IV, L.P. Investment Presentation

key_people:
Carlo Pirzio-Birolli
Charles Smith
Chi Cheung
Francesco Rigamonti
Adam Graey

document_subtype: investment presentation

key_organizations: Deutsche Alternative Asset Management (Global) Limited


document_description: This document contains legal disclaimers and restrictions for the distribution of a presentation by Glendower Capital Sal IV, LP. It outlines the legal requirements and limitations for recipients in various countries, including the EEA, UK, Australia, Bahrain, Brazil, Brunei, Canada, Chile, and China. The document specifies that the presentation is not a prospectus and provides guidance on who can legally receive and act upon the information within different jurisdictions.

key_locations:
European Economic Area
United Kingdom
Australia
Bahrain
Brazil
Brunei
Canada
Chile
China

document_subtype: legal disclaimer

key_organizations:
Glendower Capital Sal IV, LP
Credit Suisse Group
Central Bank of Bahrain
Brazilian Securities Commission
Autoriti Monetari Brunel Darussalam
Registrar of Companies
Superintendencia de Valores y Seguros
People's Republic of China government


document_description: The document contains legal disclaimers for various countries regarding the distribution and offering of financial products by Glendower Capital SOF IV, L.P. It specifies the legal conditions under which the presentation can be communicated to potential investors in Colombia, France, Guernsey, Haiti, Hong Kong, Israel, and Japan. The document emphasizes that it does not constitute a public offer and outlines the specific legal frameworks and investor qualifications required in each jurisdiction.

key_locations:
Colombia
France
Guernsey
Haiti
Hong Kong
Israel
Japan

key_organizations: Securities and Futures Commission of Hong Kong

key_organizations: Credit Suisse Securities (Japan) Limited

key_organizations: Type II Financial Instruments Firms Association


document_description: This document contains legal disclaimers for the distribution of marketing materials related to Glendower Capital SOF IV, L.P. in various countries, including Malaysia, Mexico, Monaco, New Zealand, Oman, Qatar, Saudi Arabia, Singapore, South Korea, and Switzerland. It outlines the legal restrictions and requirements for offering securities in these jurisdictions.

title: Glendower Capital SOF IV, L.P. Legal Disclaimers

key_locations:
Malaysia
Mexico
Monaco
New Zealand
Sultanate of Oman
Qatar
Saudi Arabia
Singapore
South Korea
Switzerland

document_subtype: confidential legal disclaimer

key_organizations:
Glendower Capital SOF IV, L.P.
Georgetown University Endowment
Credit Suisse
Hugo Fund Services SA
Banque Cantonale de Genève


document_description: This document contains legal disclaimers for the presentation of Glendower Capital SOF IV, L.P. It specifies that the presentation does not constitute an offer or solicitation in St. Kitts and Nevis, UAE, or the USA. It highlights the lack of registration with regulatory authorities and the risks involved in investing.

key_locations:
St. Kitts and Nevis
UAE
Abu Dhabi
Dubai
United States of America

key_organizations:
Georgetown University Endowment
Glendower Capital SOF IV, L.P.


document_description: This document is a supplemental disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas, acting as a solicitation agent for a fund associated with the presentation material. It outlines the nature of the securities, the risks involved, and the lack of guarantees or insurance by Deutsche Bank or any governmental agency. It also clarifies that Deutsche Bank does not provide accounting, tax, or legal advice and authorizes the recipient to disclose the structure and tax aspects of the potential transaction.

title: Deutsche Bank Wealth Management Important Information

document_subtype: Supplemental Disclosure

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Georgetown University Endowment


document_description: This document is a confidential overview of the Glendower Access Secondary Opportunities IV (U.S.), L.P. for investment professionals and qualified investors, associated with Georgetown University Endowment.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview

document_date: April 2018


document_description: This document is a confidential investment presentation for the Glendower Capital Secondary Opportunities Fund IV, LP and Glendower Access Secondary Opportunities IV (U.S.), L.P. It provides information about the funds' investment objectives, terms, conditions, and associated risks. The presentation emphasizes that it is not an offer to sell or a solicitation to buy interests in the funds and highlights the importance of consulting the Offering Memorandum for detailed information. It warns of the high risk involved in investing, potential conflicts of interest, and the possibility of capital loss.

key_organizations:
Glendower Capital
Georgetown University Endowment
iCapital Network


document_description: The document provides important information about the Georgetown University Endowment, specifically regarding the Access Fund. It highlights that historical returns do not include fees and expenses, and benchmarks are for illustrative purposes only. It warns about the speculative nature and high risks of alternative investments, including potential loss, lack of liquidity, and high fees. The document also clarifies the limited rights of purchasers in the Access Fund and mentions iCapital Advisors, LLC as the investment adviser.

key_organizations:
Georgetown University
iCapital Advisors, LLC
Institutional Capital Network, Inc.
U.S. Securities and Exchange Commission


document_description: The document outlines various risk factors associated with investing in private equity funds, including limited regulatory oversight, portfolio concentration, strategy risk, use of leverage, valuation issues, performance uncertainty, limited liquidity, tax risks, fees and expenses, and reliance on fund managers.

document_subtype: disclosure document

key_organizations:
Georgetown University Endowment
Securities and Exchange Commission
iCapital Network


document_description: This document provides a summary of key terms for the Access Fund related to the Georgetown University Endowment, including details about the underlying fund, general partner, investment manager, structure, strategy, minimum commitment, target size, fund term, capital calls, investment period, administrator, legal counsel, reporting, placement fee, management fee, carried interest, and subsequent closing fee.

title: Summary of Key Terms for Georgetown University Endowment

key_people:
Debevoise & Plimpton LLP
Cleary Gottlieb Steen & Hamilton LLP

document_subtype: Investment Fund Summary

key_organizations:
Glendower Capital
iCapital Advisors, LLC
Georgetown University Endowment


document_description: The document outlines key terms for investors in the Access Fund, including fees, expenses, and performance compensation. It details the final admission date, placement fee waivers, management fee distribution, and investment options for large subscriptions. DBSI acts as a placement agent and receives marketing fees.

key_people:
DBSI
General Partner
Advisory Committee

document_subtype: summary

key_organizations:
Georgetown University
Access Fund
Underlying Fund
iCapital Advisors
Glendower Capital, LLP


document_description: This document pertains to the Glendower Capital Secondary Opportunities Fund IV, LP for the second quarter of 2018, intended for accredited investors and qualified purchasers only. It is marked as strictly confidential and is related to Georgetown University Endowment.

title: Glendower Capital Secondary Opportunities Fund IV, LP - 2nd Quarter 2018

document_subtype: investment document

key_organizations:
Glendower Capital
Georgetown University Endowment


document_description: This confidential presentation by Glendower Capital provides summary information about existing and future funds managed or advised by Glendower, including the Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for a limited number of sophisticated recipients for evaluation of potential investment. The presentation is not an offer or solicitation for investment and is intended for discussion purposes only. It includes disclaimers about past performance not being indicative of future results and advises recipients to consult their own legal, business, and tax advisers.

title: Glendower Capital Secondary Opportunities Fund IV, LP Presentation


document_description: The document provides an overview of secondary private equity investments, explaining how they differ from primary private equity investments. It describes secondary PE investments as investments into existing PE-backed companies, typically through the purchase of fund interests. The document also discusses the development of the secondary private equity market as a liquidity tool and its expansion to include various transactions and solutions.

document_subtype: memo

key_organizations:
Georgetown University Endowment
Glendower Capital


document_description: The document discusses the benefits of secondary private equity investing, highlighting the attractiveness of secondary opportunities, such as earlier cash flows, pricing flexibility, mitigation of blind pool risk, and complementing portfolio construction. It includes a hypothetical graph illustrating the timing of secondary transactions and cash flows.

title: Benefits of Secondary Private Equity Investing

document_subtype: financial analysis


document_description: The slide provides an analysis of the secondary private equity market, highlighting strong market conditions with a deal volume of US$58 billion in 2017. It discusses stable pricing, the growth of GP-led deals, and the increasing supply of tail-end funds. The slide is part of a presentation by Glendower Capital.

title: Why invest in secondary private equity today?

document_subtype: presentation slide


document_description: This document appears to be a confidential report related to the Georgetown University Endowment, covering topics such as the Glendower Investment Strategy, Secondary Market Update, and updates on SOF III and IV. It also includes key terms for the Glendower Capital Secondary Opportunities Fund IV.

title: GLDUS133 Georgetown University Endowment

key_organizations:
Georgetown University
Glendower Capital


document_description: Glendower Capital is launching the Secondary Opportunities Fund IV (SOF IV) to continue its value-investing strategy. The fund seeks $1.75 billion in commitments, with a first close of $1.3 billion expected in May 2018. The fund focuses on secondary private equity investments globally, aiming for attractive risk-adjusted returns through capital appreciation.

title: Glendower Capital Secondary Opportunities Fund IV Overview

key_locations:
United States
Europe

document_subtype: Investment Fund Overview

key_organizations:
Glendower Capital
Deutsche Asset Management


document_description: Glendower Capital is an investment team active in the secondary market since 2003, with a history of restructuring Deutsche Bank's PE portfolio and raising significant funds. The team spun off from Deutsche Bank in 2017 to form an independent partnership, Glendower Capital, which is privately owned by its partners. The firm has offices in London and New York and manages US$3 billion in client assets.

title: Glendower Capital Overview

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev

document_subtype: investment overview

key_organizations:
Glendower Capital
Deutsche Bank


document_description: This document provides an overview of the core members of the Glendower Capital team, highlighting their years of experience and previous affiliations. It includes details about their roles, locations, and educational backgrounds.

title: Glendower Capital Team Overview

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti
Rikesh Mohandoss
Devrup Banerjee
Aldrich Chan
Philippe Ferneini
Victoria Loidl
Elena Smirnova
Jonathan Roome
Doug O'Connell
Rafael Enrique
Sheldon Lee
Helena Turley
Louise Schoeman
Katherine Weaver
Maxine Turner
Maria Gianoli-Franklin

document_subtype: team overview

key_organizations:
Glendower Capital
Deutsche Bank
Bankers Trust
Coopers & Lybrand
CDB Web Tech
General Electric
The Boston Consulting Group
Pomona
Lehman Brothers
Chatterjee/Soros
Cowen
ABN Amro
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Gallo & Co.


document_description: The document provides a detailed performance report of the SOF Funds managed by Glendower Capital as of September 30, 2017. It includes financial metrics such as fund size, transactions, gross and net multiples, IRR, and net distributed capital for various funds (SOF, SOF D, SOF II, SOF III). The report highlights the track record of the Glendower SOF Team and notes that past performance is not indicative of future results.

title: Georgetown University Endowment - SOF Funds Performance

key_locations:
North America
Europe
Asia

document_subtype: financial report


document_description: The document compares the performance of SOF Funds against Cambridge Associates' secondary funds, focusing on net IRR and multiples to limited partners. It includes a table of Index DPI and RVPI from 2004 to 2014, and discusses quartile rankings and performance metrics.

title: Georgetown University Endowment Performance

document_subtype: financial performance report

key_organizations:
Georgetown University
Cambridge Associates
Glendower Capital


document_description: The document provides a financial performance report of the Georgetown University Endowment, comparing the performance of SOF Funds against the Cambridge Associates buyout top-quartile benchmark. It includes metrics such as TVPI, DPI, and Net IRR for various SOF programs over vintage years from 2005 to 2015. The report highlights the buyout-like returns with a secondary risk profile and the compelling risk/reward profile delivered by the SOF Funds.

title: Georgetown University Endowment Financial Performance

key_organizations:
Georgetown University
Cambridge Associates
Glendower


document_description: The document provides a performance comparison of the SOF Funds against major public market indices as of September 30, 2017. It includes performance data for various SOF funds and compares them to indices like MSCI World, Russell 2000, and Thomson Reuters. The document emphasizes that past performance is not indicative of future results and provides a methodology for performance calculation.

title: Georgetown University Endowment SOF Program Performance


document_description: The document presents performance metrics for the SOF, SOF II, and SOF III funds managed by Glendower Capital, showing consistent performance across different fund sizes, vintages, and economic cycles. It includes metrics such as Net Contributed Capital, Net IRR, DPI, and TVPI over various quarters from inception. The data is based on unaudited performance results as of September 30, 2017.


title: Georgetown University Endowment


document_description: The document provides a market segmentation analysis of secondary funds raised or in fundraising from 1996 to 2018, categorized by fund size and investment strategy. It includes a table categorizing funds into three types: Levered beta play, Alpha play, and Low barriers to entry, with the number of players in each category. It also includes a fund size legend and mentions Glendower Capital's own market intelligence.

title: Georgetown University Endowment - SOF Funds Positioning

document_date: November 2017

document_subtype: market analysis


document_description: Glendower has a distinctive investment strategy focusing on disciplined bottom-up underwriting of attractive assets managed by quality managers. The strategy includes sourcing less competitive deals globally, pursuing a selective value approach, buying with a margin of safety, and focusing on efficient portfolio construction. The document outlines average deal sizes, transaction percentages, and risk mitigation strategies.

title: Glendower Investment Strategy

document_subtype: investment strategy document


document_description: The document outlines a disciplined barbell approach to investment, adjusted to market cycles, focusing on different types of secondary deals: Fund Secondaries, GP-led Secondaries, and Single Asset Deals. It includes expected returns, market estimates, and historical performance data from Glendower Capital.

title: Georgetown University Endowment - Disciplined Barbell Approach


document_description: The document discusses the evolution and advantages of GP-led transactions, highlighting Glendower Capital's experience and strategy in this space. It outlines the benefits of GP-led opportunities over traditional LP interest acquisitions, including accretive strategies, in-depth due diligence, bespoke fund design, and limited leverage use. Performance figures as of September 30, 2017, are mentioned, with a note on the importance of reviewing these figures with additional information provided in the presentation.

title: Georgetown University Endowment - GP-led Transactions


document_description: The document outlines the investment strategy and performance of the Georgetown University Endowment managed by Glendower Capital. It highlights the rigorous sourcing and deal selection process, access to an extensive industry network, and a proactive top-down approach. The document also details significant buy and sell-side experience, filtering criteria, and outcomes of transactions.

title: Georgetown University Endowment Investment Summary

key_people:
GPs
LPs
Advisory Board members

document_subtype: Investment Summary

key_organizations:
Georgetown University
Glendower Capital
DB Wealth Management
Raymond James
Alex Brown


document_description: This document provides illustrative case studies of fund secondaries transactions involving Georgetown University Endowment. It includes details on various projects/funds, deal sizes, discounts, regions, sellers, and descriptions of the transactions.

title: Georgetown University Endowment Fund Secondaries Transactions

document_subtype: financial transaction summary


document_description: The document provides illustrative case studies of GP-led transactions and single asset deals involving Georgetown University Endowment. It includes details on deal sizes, discounts, funds/assets/regions, sellers, and descriptions of the transactions.

title: Georgetown University Endowment - GP-led transactions and single asset deals

key_locations:
US
Europe
UK
France
Poland
Czech Republic
Bulgaria
Macedonia
Turkey


document_description: This document contains information about the Georgetown University Endowment, including the Glendower Investment Strategy, Secondary Market Update, and updates on SOF III and IV. It also includes key terms for the Glendower Capital Secondary Opportunities Fund IV.

title: Georgetown University Endowment


document_description: The document provides an analysis of secondary market volumes from 2006 to 2018, with a forecast for 2018. It highlights that secondary market volume remains at record levels, with GP-led transactions now representing 25% of the volume. The forecast for 2018 is over US$60 billion.

title: Secondary Market Volume Analysis

key_organizations:
Georgetown University Endowment
Glendower Capital
Greenhill GP Solutions
Dow Jones Private Equity Analyst


document_description: The document discusses the growth of the secondary market driven by the global private equity (PE) market, highlighting the increase in total PE assets to US$2.8 trillion and annual secondary volumes as a percentage of total PE assets from 2007 to 2017.


document_description: The document provides an analysis of the secondary market pricing of private equity fund interests, highlighting stable pricing trends from 2011 to 2017. It includes a table showing secondary market volume and pricing from 2005 to 2017, indicating a bubble phase in 2005-2007, a crisis phase in 2008-2010, and a normalized phase from 2011 onwards.

title: Georgetown University Endowment Secondary Market Analysis

key_organizations:
Georgetown University
Glendower Capital
Greenhill
Cogent Partners
Dow Jones Private Equity Analyst


document_description: The document provides an analysis of the secondary market capitalization, focusing on dry powder and annual deal volume. It includes estimates from Glendower Capital and references to secondary pricing trends and analysis reports.

key_organizations:
Georgetown University Endowment
Glendower Capital
Greenhill
Bain & Company


document_description: The document provides an analysis of unrealized private equity value in pre-crisis vintages, totaling US$600bn, and a breakdown of seller composition in the market. It includes a table of unrealized PE value from 2004 to 2016 and a seller composition breakdown by percentage.

title: Georgetown University Endowment - Unrealized PE Value and Seller Composition


document_description: The document provides an analysis of GP-led transactions as a growing source of supply in the secondary market, highlighting their increasing representation from 2006 to 2017. It includes a table showing the growth of GP-led secondaries in US$bn and their percentage of the total secondary market over the years.

title: Georgetown University Endowment GP-led Transactions Analysis

key_organizations:
Georgetown University
Glendower Capital
Greenhill
Dow Jones Private Equity Analyst


document_description: The document provides a financial overview of the Georgetown University Endowment's SOF Ill Portfolio as of September 30, 2017. It includes a breakdown of gross invested capital, sector composition, investment strategy by asset geography, and vintage year. The performance metrics include capital called, distributions net, remaining NAV, and total net return. The document also outlines the regional and sectoral distribution of investments.

title: Georgetown University Endowment - SOF Ill Portfolio Highlights


document_description: The document lists 28 General Partners (GPs) representing approximately 90% of SOF III current exposure for Georgetown University Endowment. The exposure is based on Fair Market Value as of September 30, 2017.

title: Georgetown University Endowment - SOF Ill Portfolio

document_subtype: investment portfolio

key_organizations:
Georgetown University Endowment
Gilde
KKR
NAVIS
HIGHSTAR CAPITAL
CENTRE
Bridgepoint
NEUBERGER BERMAN
TDR Capital
LANE
LONG POINT CAPITAL
GMT
COLONY
NORTHSTAR
DUKE STREET
ASTRA
HOSPITAL DIAGNOSTIC
Quadrangle
Morgan Stanley
STAGE
ARCO REAL ESTATE
CANTAL
TURKVEN
UNLU & Co
SMITHFIELD
TCV
Zurmont Madison
ENHANCED
octopus ventures
AUGENS
Amadeus Capital Partners
Palamon Capital Partners
Glendower Capital


document_description: This document outlines the near-term investment pipeline for SOF IV as of March 31, 2018. It includes various projects with details on deal type, region, stage, sourcing, deal size, and investment description. The projects span across North America, EMEA, APAC, and Global regions, with investments in sectors such as restaurant, fitness, consumer services, education, industrial, insurance, corporate credit, private equity, and home décor.

title: SOF IV - Near term pipeline

key_locations:
North America
EMEA
APAC
Global

document_subtype: investment pipeline


document_description: This document outlines the investment details for Project Sunrise, a GP-led secondary deal expected to close in April 2018. The investment involves a mid-market buyout strategy in the US consumer industry, focusing on five companies, including franchisees of well-known dining brands and a fitness brand. The investment rationale highlights Glendower's ability to deliver bespoke solutions and perform extensive diligence, with a conservative capital structure and strong free cash flow.

title: SOF IV - Project Sunrise

document_subtype: investment summary


document_description: This document outlines an exclusive GP-led secondary deal for Project Klein, expected to close in June 2018. It involves a mid-market buyout strategy in Europe/UK, focusing on business and healthcare services. The investment includes four companies, with key value drivers in the UK premium distribution and medical/cosmetics sectors. Glendower Capital manages the transaction, leveraging its expertise in complex deals and long-standing relationships.

title: SOF IV — Project Klein

document_date: June 2018

key_locations: Europe UK Italy


document_description: The document outlines the investment strategy and updates related to Glendower Capital, including secondary market updates and key terms for the Glendower Capital Secondary Opportunities Fund IV.

title: Georgetown University Endowment


document_description: Key terms for the Glendower Capital Secondary Opportunities Fund IV, LP, including target size, structure, investment period, term, minimum commitment, team commitment, general partner share, carried interest, hurdle rate, and clawback provisions.

title: SOF IV - Master Fund Key Terms

document_subtype: investment fund terms


document_description: The document is a scorecard for SOF IV, highlighting key ILPA 2 principles such as alignment of interest, governance, and transparency. It includes best practices like the all-contribution-plus-preferred-return-back-first model, LP favorable clawback provision, and comprehensive financial reporting.

title: SOF IV - ILPA 2 Scorecard

document_subtype: scorecard

key_organizations: Institutional Limited Partner Association


document_description: The document outlines the investment strategy and updates related to Glendower Capital, including secondary market updates and key terms for the Secondary Opportunities Fund IV.

title: Georgetown University Endowment


document_description: This document provides biographies of key team members at Glendower Capital, including Carlo Pir210-Biroli, Charles Smith, Adam Graev, and Chi Cheung. It details their roles, previous experience, and educational background.

title: Glendower Capital Team Bios

key_people:
Carlo Pir210-Biroli
Charles Smith
Adam Graev
Chi Cheung

document_subtype: team bios

key_organizations:
Glendower Capital
Deutsche Bank
General Electric
The Boston Consulting Group
Pomona Capital
Lehman Brothers
Chatterjee Group
Soros Fund Management
Cowen & Co


document_description: This document provides biographies of key team members at Glendower Capital, including Deirdre Davies, Joshua Glaser, Emilio Olmos, and Francesco Rigamonti. It details their roles, previous experience, and educational background.

title: Glendower Capital Team Bios

key_people:
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York
Abu Dhabi
Milan
South Africa
Southern Europe
Middle East
Asia

key_organizations:
Glendower Capital
Deutsche Bank
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Lafarge
Gallo & Co.


document_description: This document provides biographies of team members at Glendower Capital, detailing their roles, previous experience, and educational background.

title: GLDUS133 Georgetown University Endowment Team Bios

key_people:
Rikesh Mohandoss
Devrup Banerjee
Aldrich Chan
Philippe Ferneini

key_locations:
New York
London

key_organizations:
Deutsche Bank
Bank of America
Freddie Mac
Goldman Sachs
UBS
Credit Suisse
Booz & Company
Glendower Capital


document_description: The document provides biographies of team members at Glendower Capital, detailing their roles, previous experience, and educational background. The team members include Victoria Loidl, Elena Smirnova, Jonathan Roome, and Douglas O'Connell, all of whom have experience in Deutsche Bank and other financial institutions.

key_people:
Victoria Loidl
Elena Smirnova
Jonathan Roome
Douglas O'Connell

key_organizations: Russian Presidential Academy of National Economy and Public Administration

key_organizations: Carnegie Mellon's Tepper School of Business


document_description: Team bios for members of Glendower Capital, detailing their roles, previous experience, and educational background.

key_people:
Rafael Enriquez-Hesles
Sheldon Lee
Katherine Weaver
Louise Schoeman

document_date: unknown

key_locations:
New York
London
Pretoria

key_organizations:
Glendower Capital
Stifel
Citibank
Deutsche Bank
Brookfield Properties
Deloitte & Touche
London Air Ambulance
Grant Thornton


document_description: This document provides key information about the SOF III fund, including its first and final closing date, fund size, number of investors, and the distribution of investors by region, type, and size of individual commitments.

title: SOF III — Investor base

document_subtype: investment fund summary

key_organizations:
Georgetown University Endowment
Deutsche Bank
Glendower Capital


document_description: This document provides a detailed financial summary of various investment projects managed by Glendower Capital as part of the SOF III fund, as of September 30, 2017. It includes information on project names, sourcing, seller types, deal types, funds, invested and funded capital, initial closing dates, gross multiples, and portfolio details.

title: Overall transaction summary as of September 30, 2017

document_subtype: financial summary

key_organizations:
Glendower Capital
Georgetown University Endowment


document_description: The document provides a detailed breakdown of the Georgetown University Endowment's SOF II portfolio construction as of September 30, 2017. It includes information on gross invested capital, asset geography, investment strategy, and sector composition.

title: Georgetown University Endowment - SOF II Portfolio Construction

key_organizations:
Georgetown University Endowment
Glendower Capital


document_description: This document provides a financial summary of various investment projects under the Georgetown University Endowment as of September 30, 2017. It includes details such as project names, sourcing, seller types, deal types, funds, companies, invested and funded capital, initial closing dates, gross multiples, and portfolio details.


document_description: This document provides an overview of the Georgetown University Endowment's portfolio construction as of September 30, 2017, including fund size, invested capital, distributions, asset geography, investment strategy, vintage year, and sector composition.

title: Georgetown University Endowment Portfolio Construction

key_organizations:
Georgetown University
Glendower Capital


document_description: This document provides a financial summary of various investment projects under the Georgetown University Endowment as of September 30, 2017. It includes details on project names, sourcing, seller types, deal types, funds, invested and funded capital, initial closing dates, gross multiples, and portfolio details. The document also includes notes on invested and funded capital, performance figures, and specific information about Hoover transactions.

title: Georgetown University Endowment - Overall transaction summary


document_description: This confidential presentation by Glendower Capital, LLP provides summary information about existing and future funds managed or advised by Glendower, specifically the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the risks, terms, and conditions of investing in the Fund, emphasizing that it is not an offer to sell or a solicitation to buy any security. The presentation also discusses potential conflicts of interest with Credit Suisse Asset Management Limited, the Fund's placement agent, and highlights the importance of consulting with advisors before making investment decisions. The information is confidential and not independently verified.

key_people:
Glendower Capital, LLP
Credit Suisse Asset Management Limited

document_subtype: confidential presentation


document_description: This document is a presentation related to the Georgetown University Endowment managed by Glendower Capital. It discusses the investment strategy, performance expectations, and associated risks of the fund. The presentation emphasizes that past performance is not indicative of future results and highlights the high risks and lack of liquidity associated with the investment. It also notes that no governmental authority has approved the offering of interests in the fund.

document_subtype: investment presentation

key_organizations:
Georgetown University Endowment
Glendower Capital
Credit Suisse


document_description: This document provides key definitions related to investment terms and fund structures associated with the Georgetown University Endowment. It includes definitions for terms such as 'Single Asset Deal', 'Fund Secondary', 'GP-led Secondary', and various fund names like 'SOF', 'SOF D', 'SOF II', and 'SOF III'. It also defines financial indices like the 'Russell 2000 Index', 'MCI World Index', and 'Thomson Reuters Private Equity Buyout Index'.

title: Georgetown University Endowment Key Definitions

key_organizations:
Georgetown University
DB Secondary Opportunities Fund
FTSE Russell
London Stock Exchange Group
Thomson Reuters


document_description: The document provides important information on the track record of the Glendower SOF Team, which spun off from Deutsche Bank in 2017 to form Glendower Capital LLP. It discusses the investment performance and track record of the SOF Funds, including the involvement of key team members and the calculation of investment returns. The document also covers valuations of unrealized investments and target returns, emphasizing that past performance is not indicative of future results.

title: Notes to Investment Performance

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Francesco Rigamonti
Adam Graev

document_subtype: investment performance notes

key_organizations: Deutsche Alternative Asset Management (Global) Limited


document_description: This document is an investment presentation related to the Georgetown University Endowment, specifically addressing compliance with the EU Alternative Investment Fund Managers Directive (AIFMD) and providing information for recipients in various jurisdictions including the European Economic Area, Australia, Bahrain, and Brazil. It outlines the legal and regulatory considerations for offering or distributing fund interests in these regions.

key_locations:
European Economic Area
Australia
Bahrain
Brazil

reference_numbers:
Directive 2004/39/EC
Directive (2011/61/EU)
Australian Corporations Act 2001
Banking Act 1959


document_description: This document is a presentation by Glendower Capital, providing important information for recipients in various jurisdictions regarding the offering and distribution of securities. It outlines specific legal and regulatory considerations for recipients in Brunei, Canada, Cayman Islands, Chile, China, Colombia, France, Guernsey, and Haiti. The presentation emphasizes that it is for informational purposes only and does not constitute an offer or invitation to the public in these jurisdictions.

key_locations:
Brunei
Canada
Cayman Islands
Chile
China
Colombia
France
Guernsey
Haiti

document_subtype: presentation

key_organizations:
Glendower Capital
Autoriti Monetan Brunei Darussalam
Registrar of Companies
Superintendencia de Valores y Seguros
Superintendence of Finance of Colombia
Guernsey Financial Services Commission
States of Guernsey Policy Council


document_description: The document provides important information for recipients in certain jurisdictions regarding investment offerings related to the Georgetown University Endowment. It includes legal disclaimers and restrictions for investors in Hong Kong and Israel, emphasizing that the presentation is not approved by local securities authorities and is intended for 'professional' or 'sophisticated' investors only. It also outlines the conditions under which the presentation can be distributed and the qualifications required for investors to be considered 'sophisticated.'

title: GLDUS133 Georgetown University Endowment

key_locations:
Hong Kong
Israel

key_organizations: Securities and Futures Commission of Hong Kong


document_description: This document provides important information regarding the offering and sale of interests and/or investments in various jurisdictions, including Japan, Malaysia, Mexico, Monaco, New Zealand, and Oman. It outlines the legal and regulatory requirements and restrictions applicable in each jurisdiction.

title: Important Information for Recipients in Certain Jurisdictions

key_locations:
Japan
Malaysia
Mexico
Monaco
New Zealand
Sultanate of Oman

document_subtype: investment information

key_organizations: Credit Suisse Securities (Japan) Limited

key_organizations: Type II Financial Instruments Firms Association

key_organizations: National Banking and Securities Commission

key_organizations: Commission de Contrôle des Activités Financières

reference_numbers: Director-General of Canto Local Finance Bureau No 66

reference_numbers: New Zealand Financial Markets Conduct Act 2013


document_description: This document provides important information for recipients in certain jurisdictions regarding the offering of interests in a fund by Glendower Capital. It outlines specific conditions and disclaimers for potential investors in Qatar, Saudi Arabia, Singapore, South Korea, and Switzerland. The document emphasizes that it is not a public offer and highlights the need for independent investigation and due diligence by investors. It also details the legal and financial responsibilities and limitations in each jurisdiction.

key_locations:
Qatar
Saudi Arabia
Singapore
South Korea
Switzerland
Geneva

document_subtype: promotional document

key_organizations:
Glendower Capital
Qatar Central Bank
Capital Market Authority
Monetary Authority of Singapore
Financial Services Commission
Credit Suisse
Banque Cantonale de Genève


document_description: This document provides important information regarding the offering of interests in a fund by Glendower Capital to potential investors in St. Kitts and Nevis, the UAE, and the USA. It outlines the regulatory status and risks associated with the investment, emphasizing that the offering is not registered with any regulatory authority in these jurisdictions and is intended for sophisticated investors only.

key_locations:
St. Kitts and Nevis
United Arab Emirates
United States of America

key_organizations:
Glendower Capital
Securities and Commodities Authority
UAE Central Bank


document_description: This document is a supplemental disclosure by Deutsche Bank, acting as a solicitation agent for a fund associated with Georgetown University Endowment. It outlines the nature of the securities, the risks involved, and the lack of guarantees or insurance by Deutsche Bank or any governmental agency. It also clarifies that Deutsche Bank does not provide accounting, tax, or legal advice and authorizes the disclosure of the transaction's structure and tax aspects.

title: Supplemental Disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas

document_subtype: disclosure

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Georgetown University Endowment


document_description: This letter is a request for authorization to share personal and financial information with iCapital Parties for investment in an alternative fund managed by iCapital Advisors, LLC and offered by Deutsche Bank Securities Inc. The letter outlines the types of information required from individuals and corporate structures or trusts.

title: Letter of Authorization for Fund Investment

document_subtype: Letter of Authorization

key_organizations:
Georgetown University Endowment
iCapital Advisors, LLC
Deutsche Bank Securities Inc.


document_description: This document is an authorization form for an investment in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund. It authorizes Deutsche Bank to share the undersigned's information with iCapital Parties for identity verification and to transfer funds for capital contributions. It also allows Deutsche Bank to receive information about the fund investment from iCapital Parties. The authorization remains valid until revoked in writing.

title: Authorization for Fund Investment and Information Sharing

document_subtype: Authorization Form


document_description: A document related to Georgetown University Endowment with empty fields for placement fee, initial capital contribution amount, and Deutsche Bank account number.

document_subtype: financial record

key_organizations:
Georgetown University
Deutsche Bank


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., updating information regarding Deutsche Bank Securities Inc.'s role as Placement Agent and related compensation. It clarifies that the Access Fund will invest in Glendower Capital Secondary Opportunities Fund IV, LP, and outlines confidentiality and disclosure terms, particularly concerning tax treatment and structure.


document_description: The document amends the 'Summary of Principal Terms of the Access Fund' by detailing the Servicing Fee arrangement with Deutsche Bank Securities Inc. Deutsche Bank will act as a Placement Agent for the Access Fund, introducing clients and receiving a Servicing Fee based on the clients' subscription amounts. The fee structure varies depending on the investment period and the subscription amount, with different rates applied before, during, and after the investment period.


document_description: The document outlines the placement fee structure for Deutsche Bank (DB) in relation to the Georgetown University Endowment. It details the DB Placement Fee rates for different levels of investment in the Access Fund and the Direct Investor Placement Fees for investments in the Underlying Fund. The document also highlights certain risk factors and potential conflicts of interest for DB Introduced Persons.


document_description: The document outlines the fee structure and potential conflicts of interest related to Deutsche Bank's role as a Placement Agent for Access Funds associated with Georgetown University Endowment. Deutsche Bank charges a Placement Fee to DB Introduced Persons, which may vary and can be waived or reduced. Additionally, Deutsche Bank receives a Servicing Fee for certain services provided to DB Introduced Persons, with the fee structure varying based on the investment period and subscription amounts. Deutsche Bank also receives a placement fee from Glendower GP or an affiliate. The document highlights potential conflicts of interest due to these fees, as they may influence Deutsche Bank's investment recommendations.


document_description: The document details amendments to the 'Certain Regulatory Matters' section of a Memorandum related to Georgetown University Endowment. It discusses settlements reached by DBSI with various regulatory bodies concerning research analyst independence and auction rate securities.


document_description: This document provides instructions for completing Form W-9, which is used to certify a taxpayer's identification number (TIN) and exemption from backup withholding. It explains the definition of a U.S. person, special rules for partnerships, and the implications of backup withholding and FATCA reporting. It also outlines penalties for failing to provide correct information.


document_description: This document provides specific instructions for filling out Form W-9, including guidelines for entering names and tax classifications, exemptions from backup withholding, and penalties for falsifying information. It includes details on how to fill out lines 1 to 4 of the form, with specific instructions for different types of entities and individuals.


document_description: This document provides instructions for completing Form W-9, including details on providing the correct Taxpayer Identification Number (TIN) for various types of accounts and the requirements for signing the certification. It also includes information on protecting tax records from identity theft and phishing schemes.


document_description: The document provides instructions related to IRS Form W-9, emphasizing that the IRS does not initiate contact with taxpayers via email or request sensitive information through email. It advises on how to report phishing attempts and identity theft. The Privacy Act Notice explains the requirement to provide a correct TIN for tax reporting purposes and outlines the routine uses of this information, including sharing with the Department of Justice and other entities for legal and administrative purposes.


document_description: This document is a brochure providing information about the qualifications and business practices of iCapital Advisors, LLC, registered as an investment adviser with the SEC. It includes contact information and a disclaimer about the SEC's endorsement.


document_description: This document is an amendment to iCapital's brochure as part of the annual update for 2018. It includes updates to the collection of investor servicing fees, diligence on certain funds, and business relationships with Fidelity Brokerage Services LLC. Additionally, it notes the acquisition of a private equity access fund platform from Deutsche Bank by iCapital's parent company.


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing their investment advisory services. iCapital provides advisory services to various Private Access Funds and Direct Investment Funds, which are exempt from registration under the Investment Company Act of 1940 and the Securities Act of 1933. The advisory services include identifying private equity or hedge fund managers for investment and managing Direct Investment Funds. The document lists numerous funds managed by iCapital, including Private Equity Global Select Funds, Private Equity Asia Select Funds, and others. Each fund is managed according to its confidential private placement memorandum (PPM).