document_description: The document outlines the terms and conditions of a partnership agreement for Dimension Capital Management. It includes provisions for partnership expenses, parallel access funds or feeder funds, investment guidelines, borrowings, and ERISA compliance. The agreement allows the General Partner to form parallel funds or feeder funds to address legal, tax, or regulatory issues. It also details investment strategies and borrowing capabilities, and ensures compliance with ERISA regulations to avoid fiduciary responsibilities and prohibited transactions.

key_people:
General Partner
Limited Partner

key_organizations: Glendower Accts Secondary Opportunities IV (U.S.) L.P.


source: doj

document_description: The document outlines the fees and expenses related to the partnership managed by Dimension Capital Management. It specifies the responsibilities of the General Partner and the Investment Manager regarding organizational and partnership expenses. The document also details the types of expenses the partnership will cover, including management fees, taxes, legal costs, and other operational expenses.

document_type: legal

document_subtype: Limited Partnership Agreement

key_organizations: Glendower Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document outlines the management fee structure and tax responsibilities for Limited Partners in the Glendower Access Secondary Opportunities IV (U.S.), L.P. The General Partner has the discretion to charge specific Limited Partners for expenses incurred due to their identity or jurisdiction. Management fees are calculated based on the Limited Partner's subscription and the investment period of the Underlying Fund, with different rates applied depending on the subscription amount.


document_description: The document outlines the terms related to capital contributions, returns, and adjustments for partners in the Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions for the return of contributions upon the admission of additional partners, the effect of such returns, and the consequences of failing to make required payments.

title: Amended and Restated Limited Partnership Agreement


document_description: The document outlines the rights and remedies available to the Investment Manager and/or General Partner in the event of a Defaulting Partner in the partnership. It includes measures such as compulsory transfer of interest, exclusion from income sharing, reduction of unpaid subscription, forced sale of interest, acceptance of late contributions with interest, immediate payment of unpaid subscriptions, application of distributions against amounts due, abandonment of interest, withholding of distributions, and legal enforcement of rights.


document_description: This document outlines the terms and conditions related to the handling of a Defaulting Partner within the partnership. It specifies the rights and remedies available to the General Partner, including the ability to limit or eliminate the Defaulting Partner's voting rights, terminate their interest, and reallocate their share among non-Defaulting Partners. The document also details the financial obligations of Defaulting Partners and the cumulative nature of the remedies available to the General Partner.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement

key_people:
General Partner
Defaulting Partner


document_description: The document outlines the terms related to bifurcated default and assignment of partner contributions in the partnership agreement. It details the conditions under which the partnership and its partners are considered defaulting, and the rights and remedies available to the general partner and the underlying fund in such events. It also covers the assignment of partner contributions as security for the partnership's obligations.

title: Glenodwer Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement


document_description: This document outlines the operational rules and distribution policies for Dimension Capital Management, specifically focusing on the treatment of distributions to Defaulting Partners, special distributions, and tax liabilities. It includes provisions for how distributions are treated in various scenarios, such as withholding for Defaulting Partners and the impact of tax liabilities on distributions.


document_description: This document outlines the terms and conditions of the partnership agreement, including tax liabilities, indemnification, and capital accounts. It specifies the responsibilities of the General Partner in determining tax liabilities and the obligations of Limited Partners to indemnify the Partnership. It also details the creation and maintenance of capital accounts for each partner.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the allocation of net gains and losses among partners, compliance with Treasury Regulations, and adjustments to capital accounts. The document specifies how distributions and liabilities are handled in the event of the partnership's dissolution and the sale of its assets.


document_description: The document outlines special allocations of items of loss or deduction, allocations following a default, and admission of additional partners in the partnership. It specifies how losses, expenses, and deductions are allocated among partners, including special allocations for management fees and transfer expenses. It also details the process for adjusting allocations when new partners are admitted or existing subscriptions are increased.


document_description: This document outlines the terms and conditions of the partnership, including its duration, dissolution procedures, and asset liquidation processes. The partnership's term is tied to the dissolution of the Underlying Fund and can be extended by the General Partner. Dissolution can occur upon the withdrawal of the General Partner or by the General Partner's decision. Upon dissolution, assets are to be liquidated in an orderly manner, with the General Partner or a designated liquidator managing the process.

key_people:
General Partner
Limited Partners

document_subtype: Partnership Agreement

key_organizations: Glendower Accetet Secondary Opportunities IV (U.S.) L.P.


document_description: This document outlines the conditions under which a Limited Partner's interest in the Partnership can be transferred. It specifies the need for the General Partner's consent for any transfer, restrictions on public trading of partnership interests, and the non-recognition of certain transfers unless they meet specific criteria. It also details the required representations by parties involved in a transfer.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the conditions under which transfers of partnership interests are permitted or prohibited. It specifies the requirements for compliance with Section 1446(f) of the Code and other legal provisions, and details the circumstances under which the General Partner may withhold consent for transfers to avoid legal and regulatory issues.


document_description: This document outlines the terms and conditions related to the transfer of partnership interests in Glendower Access Secondary Opportunities IV (U.S.), L.P. It specifies the requirements for a transferee to be considered an accredited investor, qualified purchaser, and qualified client. It also details the necessity of obtaining a legal opinion for compliance, reimbursement of transfer expenses, and the admission of substituted limited partners.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions on look-through treatment, exculpation, and indemnification of Covered Persons, which include the Investment Manager, General Partner, and others. The document outlines conditions under which these individuals are not liable for losses suffered by the Partnership or any Partner, provided they acted in good faith and without gross negligence or willful misconduct.

key_people:
Investment Manager
General Partner


document_description: The document outlines indemnification provisions for Indemnitees associated with the Partnership, including insurance options, rights to indemnification from other sources, and the priority of indemnity obligations. It specifies the conditions under which the Partnership may purchase insurance for Indemnitees and the order of liability for indemnification payments.


document_description: This document outlines the procedures and conditions under which amendments to the partnership agreement can be made. It specifies the consent required from partners for various types of amendments, including those affecting economic rights and ERISA provisions. It also details the notification process for amendments and the concept of negative consent.

document_subtype: Partnership Agreement Amendment


document_description: This document outlines the terms and conditions of the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions for obtaining consents and approvals, voting and consents, and administrative provisions such as keeping of accounts and records. The document specifies the rights and obligations of the General Partner and Limited Partners, including the maintenance of books of account and confidentiality of certain information.


document_description: The document outlines the financial reporting obligations of the General Partner to the Limited Partners in a partnership. It includes details on the filing of the Certificate of Limited Partnership, the preparation and transmission of annual financial statements and tax information, and the provision of quarterly reports. It also mentions the limitations on information rights for Limited Partners compared to direct limited partners of the Underlying Fund.

document_type: financial


document_description: This document outlines the valuation procedures for partnership assets as per the Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P. It details the methods for valuing freely tradable securities, other assets, and the exclusion of goodwill and intangible assets in valuation. It also specifies the protocol for notices and communications among partners.


document_description: This document outlines the provisions related to notices, accounting, and tax matters for the partnership. It specifies how notices should be delivered to partners, the fiscal year of the partnership, the selection of independent accountants, and the tax classification and responsibilities of the partnership. It also designates the General Partner as the 'tax matters partner' for fiscal years ending prior to January 1, 2018.


document_description: This document outlines the amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions related to the designation of the General Partner as the 'partnership representative' under the BBA, the responsibilities of partners regarding tax compliance, and the handling of imputed underpayments. The agreement also addresses the costs associated with actions taken by the General Partner and the requirement for partners to provide necessary information for tax compliance.

title: Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the obligations of Limited Partners regarding compliance with FATCA and Section 1045 of the Internal Revenue Code. Limited Partners must provide necessary information to comply with FATCA and may face consequences if they fail to do so. The document also specifies that the Partnership is not required to elect the application of Section 1045 or comply with related tax reporting requirements.


document_description: This document outlines the terms and conditions of the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions related to tax basis adjustments, electing investment partnership status, and tax reporting consistency. Limited Partners are required to comply with specific tax-related obligations and provide necessary information to the General Partner. The General Partner is granted power of attorney to execute necessary documents on behalf of the Limited Partners.


document_description: This document outlines the terms and conditions of the partnership agreement, including the execution of documents for the dissolution and termination of the partnership, amendments to the agreement, and the responsibilities of partners. It includes provisions for the execution of additional documents, compliance with jurisdictional laws, and the provision of information by limited partners.

title: Amended and Restated Limited Partnership Agreement for Glenodwer Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the binding nature of the agreement on successors, governing law, remedies for breach, waiver of partition rights, securities law matters, and confidentiality obligations of limited partners.


document_description: The document outlines confidentiality obligations of Limited Partners regarding Partnership Information, emphasizing the need to maintain confidentiality and conditions under which disclosure is permissible.

document_type: correspondence

document_subtype: confidential agreement


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines confidentiality obligations and restrictions on the disclosure of Partnership Information, exceptions to these obligations, and the rights of the General Partner to withhold information under certain conditions. It also discusses the construction of the contract, including gender and number references, and the enforceability of provisions.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions on arbitration, side letters, and bad actor disqualification information. The agreement outlines the rights and responsibilities of the General Partner and Limited Partners, including the ability to amend the agreement through side letters and the process for handling bad actor disqualification.


document_description: This document is an Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes signatures from the General Partner and Limited Partners, with Thomas Fortin as COO signing on behalf of Institutional Capital Network, Inc. Michael Stanton is noted as the Initial Limited Partner who is withdrawing.

key_people:
Thomas Fortin
Michael Stanton

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document is an appendix from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities W (U.S.), L.P. It contains definitions of terms used in the agreement, such as '20% Holder', 'Access Fund Default', 'Additional Limited Partner', and others. The document is marked as proprietary and confidential.

title: Glendower Access Secondary Opportunities W (U.S.), L.P. Definitions


document_description: This document is a proprietary and confidential amended and restated limited partnership agreement for Dimension Capital Management. It outlines definitions and terms related to business operations, capital accounts, carrying values, contributions, and covered company partners and persons. It also references specific sections of the agreement for detailed provisions.

title: GLDUS183 Dimension Capital Management

document_type: tabular

document_subtype: Amended and Restated Limited Partnership Agreement


document_description: This document is an amended and restated limited partnership agreement for Ilendmver Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms and conditions related to the partnership, including definitions of key terms such as Freely Tradable Securities, General Partner, and Limited Partners. It also specifies the roles of the General Partner and Investment Manager, and conditions under which securities can be distributed or sold.

key_organizations:
Dimension Capital Management
iCapital Advisors, LLC


document_description: This document outlines the terms and definitions related to the partnership agreement for Glendower Access Secondary Opportunities IV (International), L.P., a Cayman Islands exempted limited partnership. It includes definitions for terms such as Offshore Access Fund, Organizational Expenses, Partner Interest, and Partnership Minimum Gain, among others.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes definitions and terms related to financial instruments, third-party indemnifiers, transfer regulations, and the underlying fund, which is Glendower Capital Secondary Opportunities IV, LP.

key_locations:
United States
District of Columbia
European Union

key_organizations: United States Department of the Treasury


document_description: The document outlines the allocation of income, gain, loss, deduction, or credit among partners in accordance with Section 706(d) and Section 704 of the Internal Revenue Code. It allows the General Partner to modify allocations to reflect economic interests and specifies tax allocation rules when the carrying value of property differs from its tax basis.


document_description: Proprietary and Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an 'Access Fund' into Glendower Capital Secondary Opportunities Fund IV, LP, offering Limited Partner Interests.

document_date: January 2018

document_subtype: Private Placement Memorandum

key_organizations:
Glendower Capital
Dimension Capital Management


document_description: This document is a confidential private placement memorandum provided by iCapital Advisors, LLC to sophisticated investors for investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. The fund aims to invest in Glendower Capital Secondary Opportunities Fund IV, LP. The memorandum includes details about the investment structure, legal disclaimers, and regulatory compliance, emphasizing that the interests are not registered under the U.S. Securities Act of 1933 and are offered under exemptions. It also notes the lack of registration under the Investment Company Act of 1940 and the absence of authorization under the European Union's AIFM Directive.

title: Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P.

key_people:
General Partner
Investment Manager

key_locations:
Delaware
United States
England

reference_numbers:
Rule 50I(a)
Section 2(aX51)


document_description: The document is an investment memorandum for the Access Fund, organized under the laws of a relevant member state of the European Economic Area (EEA). It outlines the risks and lack of liquidity associated with investing in the Access Fund, which is suitable only for sophisticated investors. The memorandum clarifies that purchasers of interests will not have direct interest or voting rights in the Underlying Fund and cannot bring action against the Underlying Fund or its affiliates. It also states that Glendower Capital and its affiliates are not responsible for the organization, operation, or management of the Access Fund and disclaim any liability for the information provided in the memorandum.

key_locations: United Kingdom of Great Britain and Northern Ireland

document_subtype: investment memorandum

key_organizations:
Dimension Capital Management
Glendower Capital
Glendower Capital (U.S.), LLC
Glendower GP


document_description: This document is a memorandum related to the Access Fund managed by Glendower, detailing the indirect interests in other funds, management rights, potential risks, and forward-looking statements. It emphasizes that past performance is not indicative of future results and outlines the risks and uncertainties involved in investing in the fund.

key_organizations:
Glendower
Access Fund
Underlying Fund
General Partner
Investment Manager


document_description: This document is a confidential memorandum related to the offer and sale of interests in a fund managed by Dimension Capital Management. It outlines the minimum subscription requirements, legal restrictions on distribution, and confidentiality obligations of the recipient.

document_subtype: Memorandum

key_organizations:
Dimension Capital Management
Glendower
Institutional Capital Network, Inc.


document_description: This document is an investment memorandum for the Access Fund managed by Dimension Capital Management. It outlines the terms of the offering, including the risks and restrictions associated with the investment. The memorandum supersedes any previous investment literature and emphasizes that no unauthorized information should be relied upon. It also mentions the restrictions on transferability and resale of interests, and the requirement for investors to certify the beneficial ownership of interests to ensure compliance with the Employee Retirement Income Security Act of 1974.

key_organizations:
Dimension Capital Management
Access Fund
Glendower


document_description: The document outlines the exemption of the General Partner from registration with the U.S. Commodity Futures Trading Commission (CFTC) as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) under specific CFTC rules. It details the conditions under which the Access Fund operates, including limitations on marketing, investor qualifications, and commodity interest exposure.

document_subtype: exemption notice


document_description: The document discusses the aggregation of positions for CFTC position limit and large trader reporting purposes, including future requirements for swaps equivalent to commodity futures. It also mentions the investment manager's exemption from CFTC registration as a CTA under CFTC Rule 4.14(a)(8).

key_organizations:
Dimension Capital Management
CFTC
NFA


document_description: Table of contents for a document related to Dimension Capital Management, including sections on introduction, summary of principal terms, risk factors, and tax considerations.

title: GLDUS183 Dimension Capital Management

document_type: other

document_subtype: Table of Contents

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: The document is an investment memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware limited partnership. It outlines the investment strategy of the Access Fund, which is to invest in the Glendower Capital Secondary Opportunities Fund IV, LP, an English private fund. The principal investment objective is to generate attractive risk-adjusted returns through a diverse portfolio of investments in the secondary market. The memorandum includes references to the Confidential Private Placement Memorandum of the Underlying Fund and highlights potential risks and conflicts of interest.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Investment Memorandum

key_locations: Delaware England


document_description: The document outlines the offering of limited partner interests in the Access Fund, a private placement for certain U.S. investors. It details the investment structure, tax considerations, and minimum subscription requirements. The Access Fund is designed for U.S. taxable investors and certain tax-exempt investors willing to receive unrelated business taxable income (UBTI). The document also discusses the implications for non-U.S. investors and the additional expenses for investing through the Access Fund rather than directly in the Underlying Fund.

document_subtype: Investment Offering Document

key_organizations:
Dimension Capital Management
Access Fund
Underlying Fund
Glendower GP


document_description: The document outlines the procedures for initial and subsequent closings of the Access Fund managed by Dimension Capital Management. It details the responsibilities of the General Partner in notifying prospective Limited Partners about the Initial Closing and the conditions under which additional investors can be admitted in Subsequent Closings. It also specifies the financial obligations of investors joining after the Initial Closing, including capital contributions, management fees, and interest calculations.

key_organizations:
Dimension Capital Management
Access Fund
Glendower GP


document_description: The document outlines the investment strategy and terms for the Access Fund's investment in the Underlying Fund, including details on subsequent closings, dilution of interests, and the formation of parallel access and feeder funds.

document_subtype: Investment Fund Document

key_organizations:
Dimension Capital Management
Glendower GP


document_description: The document outlines the distribution and allocation procedures for the Access Fund managed by Dimension Capital Management. It details the discretion of the General Partner in applying default provisions, the distribution of funds from the Underlying Fund to Limited Partners, and the maintenance of capital accounts. It also covers the organizational and offering expenses borne by the Access Fund and its Limited Partners, as well as other expenses related to the management and operation of the Access Fund.

key_organizations:
Dimension Capital Management
Access Fund
Feeder Fund


document_description: The document outlines various expenses and costs associated with the Access Fund, including legal, administrative, and operational expenses. It details costs related to litigation, investment banking, consulting services, and insurance, among others. The document also mentions expenses for alternative investment vehicles and regulatory obligations.

document_subtype: financial report

key_organizations:
Dimension Capital Management
Access Fund
Underlying Fund
General Partner
Investment Manager


document_description: The document outlines the financial responsibilities and fee structures for Limited Partners in relation to the Access Fund and Feeder Funds managed by Dimension Capital Management. It details how operating expenses, management fees, and other costs are allocated among the Limited Partners, Access Fund, and Feeder Funds. The document specifies that Limited Partners are responsible for the operating expenses of the General Partner and that expenses related to a Feeder Fund are treated as expenses of the Access Fund. It also describes the management fee structure and how it is assessed and paid by the Limited Partners.

document_subtype: Investment Fund Agreement

key_organizations:
Dimension Capital Management
Access Fund
Feeder Fund
Underlying Fund


document_description: The document outlines the management fee structure for Limited Partners in the Access Fund managed by Dimension Capital Management. It details the calculation of management fees based on subscription amounts and investment periods, and specifies the rates applicable during different phases of the investment. The document also mentions the payment of fees to the Investment Manager and Placement Agents, and notes that fees are exclusive of the Underlying Fund Management Fee.

document_subtype: Investment Management Agreement


document_description: The document outlines the role of Raymond James & Associates, Inc. and Raymond James Financial Services, Inc. as placement agents for the Access Fund, detailing the placement fees and marketing costs associated with the fund. It also describes the management fee structure for the Underlying Fund managed by Glendower.

document_subtype: Investment Document

key_organizations:
Raymond James & Associates, Inc.
Raymond James Financial Services, Inc.
Glendower


document_description: The document outlines the carried interest, indemnification, and withdrawal/transfer policies for the Access Fund managed by Dimension Capital Management. It details the carried interest distribution to Glendower GP, indemnification obligations of the Access Fund, and conditions for withdrawal and transfer of interests by Limited Partners.


document_description: The document outlines considerations for prospective investors in the Access Fund, particularly those subject to ERISA regulations. It details the General Partner's efforts to ensure compliance with ERISA by limiting 'benefit plan investors' to less than 25% of the fund's equity interests. It also discusses the potential for Limited Partners to return distributions to cover liabilities and the procedures for amending the Partnership Agreement.

key_organizations:
Access Fund
Dimension Capital Management


document_description: The document outlines amendments to the Partnership Agreement of the Access Fund managed by Dimension Capital Management. It specifies conditions under which amendments can be made without adversely affecting Limited Partners, such as curing ambiguities or complying with legal requirements. It also discusses the voting rights of the General Partner and Investment Manager, who will vote on behalf of the Access Fund without consulting Limited Partners. Additionally, it covers the Access Fund's ability to enter into a credit facility for funding purposes, which may involve pledging assets and requiring financial information from Limited Partners.

key_organizations:
Dimension Capital Management
Access Fund
Underlying Fund


document_description: The document discusses the borrowing capabilities and limitations of the Underlying Fund and Access Fund, investor eligibility criteria, and confidentiality obligations. It highlights potential difficulties for the Access Fund in borrowing funds due to the Underlying Fund's existing credit facilities. It also outlines the criteria for investors to be considered accredited, qualified clients, and qualified purchasers. Confidentiality clauses are detailed, with exceptions for tax-related disclosures.

document_subtype: memorandum

key_organizations:
Dimension Capital Management
Underlying Fund
Access Fund


document_description: The document outlines the roles and responsibilities of various parties involved in the management of the Access Fund, including legal counsel, auditors, and administrators. It specifies the conditions under which the General Partner may share Limited Partner information and highlights the legal counsel provided by Cleary Gottlieb Steen & Hamilton LLP and Maples and Calder. It also mentions the auditing role of KPMG or another recognized firm.

key_people:
Cleary Gottlieb Steen & Hamilton LLP
Maples and Calder

key_organizations:
Dimension Capital Management
Glendower GP
Access Fund
KPMG


document_description: The document outlines certain risk factors and potential conflicts of interest associated with investing in the Access Fund and the Underlying Fund. It highlights business and market risks, including economic and political changes, and the role of Placement Agents like Raymond James, who may have conflicts of interest due to compensation arrangements.

document_subtype: investment risk disclosure

key_organizations:
Dimension Capital Management
Access Fund
Underlying Fund
Raymond James
Glendower


document_description: The document discusses the risks and conflicts of interest associated with investing in the Access Fund, an investment vehicle formed to facilitate investment into the Underlying Fund. It highlights the lack of registration under various acts, illiquidity of securities, restrictions on transfer, and potential for total loss of investment. The document also notes the additional expenses borne by the Access Fund, which may impact returns, and the lack of investor rights in the Underlying Fund.

key_organizations:
Dimension Capital Management
Raymond James
Glendower


document_description: The document outlines the roles of the General Partner and Investment Manager in retaining investment advisers or Placement Agents for marketing and selling interests in the fund. It discusses potential conflicts of interest, management of other funds with similar strategies, and valuation of assets. The document emphasizes the potential for conflicts of interest and the inherent uncertainties in asset valuation.

document_subtype: Investment Fund Disclosure

key_organizations:
Dimension Capital Management
iCapital Network
Glendower


document_description: The document discusses the terms and conditions related to the Underlying Fund and the Access Fund managed by Dimension Capital Management. It highlights potential conflicts of interest among investors, confidentiality of certain information, the possibility of changes to the Underlying Fund's terms, and the use of Side Letters for preferential terms for certain investors. It also notes the restrictions on transferring interests without the General Partner's consent.

key_organizations:
Dimension Capital Management
Glendower
Underlying Fund
Access Fund


document_description: The document discusses the implications of investors subscribing for interests in a subsequent closing of the Underlying Fund managed by Dimension Capital Management. It covers topics such as public disclosure requirements, borrowing strategies, and the risks associated with leveraging and collateralizing fund assets.


document_description: The document discusses the financial management and investment strategies of the Access Fund, including cash management, over-commitment risks, lack of diversification, forward-looking statements, and disqualification risks under Rule 506 of Regulation D. It highlights the potential risks and uncertainties associated with the fund's investment in the Underlying Fund and the reliance on exemptions from registration under the Securities Act.

key_organizations:
Access Fund
Underlying Fund


document_description: The document discusses the legal and regulatory risks associated with the Access Fund and the Underlying Fund, particularly in light of the Dodd-Frank Act. It highlights the potential impact of regulatory changes on private investment funds, including increased scrutiny, administrative burdens, and compliance costs. The document also addresses the implications of new market structure requirements for derivatives.

document_subtype: regulatory compliance

key_organizations:
Glendower GP
Access Fund
Underlying Fund
General Partner
Investment Manager
Glendower
SEC
CFTC


document_description: The document discusses potential tax implications for Limited Partners of the Access Fund, including the possibility of IRS audits leading to increased taxable income or decreased losses. It outlines the responsibilities of the General Partner in contesting tax adjustments and the limitations on Limited Partners' participation in related proceedings.

document_subtype: tax considerations

key_organizations:
Access Fund
IRS


document_description: The document outlines tax implications for non-corporate Limited Partners in the Access Fund, focusing on investment income treatment, passive activity loss limitations, at-risk limitations, and deductibility of expenses. It advises Limited Partners to consult tax advisors regarding these limitations.

document_subtype: investment fund tax implications


document_description: The document discusses the U.S. federal income tax implications for the Access Fund, including the treatment of capital losses, capital gains, interest income, and debt investments. It outlines the amortization of start-up and organizational expenses, limitations on the deductibility of capital losses, and the tax treatment of various types of income and gains. The document also addresses the uncertainties in tax law related to debt restructuring and the classification of debt instruments.

document_subtype: tax document

key_organizations:
Dimension Capital Management
Access Fund


document_description: The document discusses the tax implications for the Access Fund, including the restructuring of debt obligations, investments in derivatives, partnerships, and passive foreign investment companies (PFICs). It highlights potential taxable events, the impact on U.S. federal income tax for Limited Partners, and considerations for U.S. Tax-Exempt Investors regarding UBTI. The document advises prospective investors to consult tax advisors.


document_description: The document provides tax-related information for U.S. Tax-Exempt Investors and U.S. taxable investors in the Access Fund. It discusses the implications of Unrelated Business Taxable Income (UBTI), excise taxes, and foreign tax credits. It also outlines the responsibilities of the Access Fund in filing tax returns and the potential for audits by the IRS.

document_subtype: investment fund tax information


document_description: The document provides tax-related information for Limited Partners of the Access Fund managed by Dimension Capital Management. It discusses the treatment of qualified dividend income, the dividends-received deduction for corporate partners, the applicability of the Medicare tax, and other potential taxes such as alternative minimum tax and state/local taxes. It also mentions the responsibility of investors to understand the tax implications of their investment and the potential for legislative changes affecting the fund.


document_description: The document is an investment memorandum for prospective Limited Partners of the Access Fund, discussing U.S. federal income tax rules, regulatory matters, and the offer and sale of Interests under the Securities Act of 1933. It highlights the reliance on exemptions from registration and the economic risks involved. It also discloses past regulatory issues involving Raymond James, a Placement Agent for the offering.

key_locations:
United States
Puerto Rico
Virgin Islands
District of Columbia

document_subtype: investment memorandum

key_organizations:
Dimension Capital Management
Raymond James Financial Services, Inc.
Securities and Exchange Commission


document_description: The document discusses regulatory compliance and investment considerations for the Access Fund managed by Glendower GP. It addresses anti-money laundering requirements, the non-applicability of the AIFM Directive, and ERISA considerations for U.S. pension plans.

document_subtype: memo

key_organizations: U.S. Treasury Department's Office of Foreign Assets Control

reference_numbers:
Directive 2011/6I/EU
Section 404(a)(1) of ERISA


document_description: The document discusses the implications of the 2017 Fiduciary Rule on investments by ERISA Plans and Individual Plans in the Access Fund managed by Dimension Capital Management. It outlines the fiduciary responsibilities and potential prohibited transactions under ERISA and the Code, and the conditions under which the Seller's Exclusion applies. The document also addresses the treatment of Access Fund's assets as 'plan assets' and the 25% ownership rule for benefit plan investors.

document_subtype: investment advisory

key_organizations:
Dimension Capital Management
U.S. Department of Labor


document_description: This document is a supplement to the Private Placement Memorandum for the offering of limited partner interests in Glendower Access Secondary Opportunities IV (U.S.), L.P. It is intended for potential investors and should be reviewed alongside the original Memorandum dated January 2018.

title: Supplement to the Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_date: March 2018

document_subtype: Private Placement Memorandum Supplement

key_organizations: Glendower Capital Secondary Opportunities Fund IV, L.P.


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P. It updates and modifies the original Memorandum, particularly regarding the investment in Glendower Capital Secondary Opportunities Fund IV, LP. The supplement allows investors to disclose tax treatment and structure to advisors and tax authorities but restricts other disclosures to prevent securities law violations.

key_organizations: Glendower Access Secondary Opportunities IV (International), L.P.


document_description: The document outlines amendments to the Summary of Principal Terms of the Access Fund, detailing the expenses that the Access Fund will cover, including management fees, legal costs, and other operational expenses.

title: Changes to Summary of Principal Terms of the Access Fund

document_subtype: amendment


document_description: This document outlines the financial responsibilities and indemnification obligations of Limited Partners in relation to the Access Fund and its associated Feeder Funds. It details how operating expenses, management fees, and other costs are allocated among the partners and the Access Fund. It also explains the indemnification process and the conditions under which Limited Partners may be required to return distributions to cover liabilities.

document_subtype: investment agreement


document_description: The document contains amendments to certain risk factors and potential conflicts of interest related to the Access Fund's investment in the Underlying Fund. It outlines the rights and obligations of investors in the Access Fund, including indemnification clauses and potential repayment of distributions.

key_organizations:
Access Fund
Underlying Fund
Glendower GP


document_description: The document outlines the indemnity obligations of the Access Fund and the Underlying Fund, including the requirement for Limited Partners to return distributions to fund indemnifications. It details the funding mechanisms for these obligations, such as capital calls and the use of the Access Fund's assets. The document also discusses expenses and management costs associated with the Access Fund and the Underlying Fund, highlighting that certain expenses are not capped for Limited Partners.

document_subtype: Partnership Agreement

key_organizations:
Dimension Capital Management
Access Fund
Underlying Fund
Glendower GP


document_description: This document is a confidential private placement memorandum for the underlying fund managed by Dimension Capital Management. It is proprietary and confidential, and its distribution is restricted under Federal Rule of Criminal Procedure 6(e).

title: GLDUS183 Dimension Capital Management

document_subtype: Confidential Private Placement Memorandum


document_description: Confidential Private Placement Memorandum for Glendower Capital Secondary Opportunities Fund IV, LP, associated with Dimension Capital Management and Credit Suisse.

key_organizations:
Glendower Capital
Dimension Capital Management
Credit Suisse


document_description: This document is an amended and restated confidential private placement memorandum for Glendower Capital Secondary Opportunities Fund IV, LP, circulated to a limited number of qualified prospective investors for evaluating an investment in the fund's limited partner interests. It outlines the terms of the offering, including the merits and risks involved, and is circulated by Glendower Capital LLP, authorized by the UK Financial Conduct Authority.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Confidential Private Placement Memorandum

document_subtype: Private Placement Memorandum

key_organizations:
Glendower Capital LLP
UK Financial Conduct Authority


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the past performance of the SOF funds managed by Dimension Capital Management and Glendower Capital (U.S.), LLC, previously part of Deutsche Bank. The memorandum includes forward-looking statements and legal disclaimers about the fund's performance and regulatory status. It also clarifies that the memorandum does not constitute an offer or solicitation in any jurisdiction where it is unlawful.

title: Confidential Private Placement Memorandum for Glendower Capital Secondary Opportunities Fund IV, LP

key_people: Partners and employees of the Manager and the U.S. Adviser

key_organizations:
Glendower Capital
Dimension Capital Management
Deutsche Bank
Credit Suisse Asset Management Limited


document_description: This document is a private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the exemption from registration with the U.S. Commodity Futures Trading Commission (CFTC) for Glendower Capital, LLP and the General Partner. The memorandum is prepared by representatives of the fund and furnished by Credit Suisse as a placement agent. It details the roles and responsibilities of Credit Suisse, including their non-advisory role and potential conflicts of interest due to their business dealings with affiliates of the General Partner and other third-party fund sponsors.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Private Placement Memorandum


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It includes sections on executive summary, investment performance, fund management, risk factors, and legal considerations, among others. Appendices cover notices to investors, privacy, anti-money laundering, key definitions, performance information, and directory of the board of directors.

key_organizations:
Glendower Capital
Dimension Capital Management


document_description: Glendower Capital Secondary Opportunities Fund IV, LP is being formed by Glendower Capital, an independent investment firm focused on secondary private markets. The fund seeks US$1.75 billion in commitments to generate investment returns through a diverse portfolio, primarily in the U.S. and Europe. It is the fourth dedicated secondary fund led by Carlo Pirzio-Biroli and Charles Smith, following their spin-out from Deutsche Asset Management in 2017.

title: Glendower Capital Secondary Opportunities Fund IV, LP Executive Summary

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

key_locations:
U.S.
Europe
London
New York

document_subtype: Executive Summary

key_organizations:
Glendower Capital
Deutsche Asset Management
Deutsche Bank


document_description: The document provides an executive summary of the performance and operations of the Glendower Capital Secondary Opportunities Fund IV, LP as of September 30, 2017. It details the fund's track record, investment strategy, and team structure. The fund has shown strong performance metrics, including a 1.6x gross multiple and 28% IRR since inception. The document also highlights the experienced team and disciplined investment process of Glendower Capital.

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Adam Graev
Joshua Glaser

key_locations:
London
New York


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, focusing on investment performance.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Investment Performance


document_description: The document provides an overview of the investment performance of the Glendower Capital Secondary Opportunities Fund IV, LP, highlighting strong buyout-like returns with a 1.5x Net Multiple and a 23% Net IRR. It includes detailed performance metrics for various funds within the SOF Program as of September 30, 2017.

title: Investment Performance of Glendower Capital Secondary Opportunities Fund IV, LP

document_subtype: Investment Performance Report

key_organizations:
Glendower Capital
Glendower SOF Team


document_description: The document provides a performance analysis of the Glendower Capital Secondary Opportunities Fund TV, LP, comparing its performance metrics such as Net IRR, DPI, and TVPI against the Cambridge Associates Secondaries Benchmark statistics as of September 30, 2017. It includes detailed tables showing the performance of various SOF funds across different vintage years and benchmarks them against peer groups.

title: Investment Performance of Glendower Capital Secondary Opportunities Fund TV, LP

document_subtype: investment performance report

key_organizations:
Glendower Capital
Cambridge Associates


document_description: The document compares the performance of the SOF Program against public market indexes such as the MSCI World Index, Russell 2000 Index, and Thomson Reuters Private Equity Buyout Index. The SOF Program, including its various funds, shows favorable performance compared to these indices.


document_description: This document is a summary of the principal terms for the Glendower Capital Secondary Opportunities Fund IV, LP, as part of a confidential private placement memorandum.

title: Summary of Principal Terms

key_organizations:
Dimension Capital Management
Glendower Capital


document_description: This document provides a summary of the terms and conditions for investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It includes details on the investment strategy, target size, minimum commitment, fund structure, management, term, investment period, and financial terms such as the general partner's share and carried interest.

title: Summary of Principal Terms for Glendower Capital Secondary Opportunities Fund IV, LP

key_people:
Glendower Capital, LLP
Glendower Capital (U.S.), LLC

document_subtype: Investment Fund Summary


document_description: Confidential Private Placement Memorandum for Glendower Capital Secondary Opportunities Fund IV, LP, detailing investment opportunities and strategies.


document_description: The document outlines the investment strategy and objectives of the Glendower Capital Secondary Opportunities Fund IV, LP. The fund aims to acquire, hold, and dispose of a diverse portfolio of investments in the secondary market, focusing on buyout, growth capital, venture capital, special situations, turnaround, mezzanine and distressed opportunities, real estate, and infrastructure assets. It targets three main types of investments: Fund Secondaries, GP-led Secondaries, and Single Asset Deals, with a focus on the U.S. and Europe. The fund seeks to achieve risk-adjusted returns in excess of 20% Net IRR.

document_subtype: Investment Fund Memorandum

key_organizations:
Glendower Capital
Deutsche Asset Management


document_description: The document outlines the investment strategy and sourcing approach of Glendower Capital Secondary Opportunities Fund IV, LP. It emphasizes the fund's ability to source less intermediated deal flow and work directly with sellers, leveraging a global network of relationships. The fund focuses on non-monetary factors such as confidentiality and speed of transaction, particularly in distressed financial conditions. The document provides data on the geographical distribution of assets and sellers, and highlights the fund's extensive industry network and disciplined deal selection process.

key_locations:
North America
Europe
Asia and Pacific

key_organizations:
Glendower Capital
DB Wealth Management
Raymond James
Alex Brown


document_description: The document provides an overview of the secondary private equity market, highlighting its growth and evolution over the past two decades. It discusses the expansion of the market to include bespoke liquidity solutions and the significant increase in market volume, driven by factors such as GP-led secondaries and active portfolio management. The document also includes data on market volumes from 2006 to 2017 and references various sources for its analysis.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Secondary Market Overview

key_organizations:
Glendower Capital
Preqin
Greenhill


document_description: The document discusses the growth and pricing trends in the secondary private equity market, highlighting key drivers such as the growth of the primary private equity market and increased trading propensity. It includes data on total private equity assets and annual secondary volumes, as well as pricing trends and strategies in the secondary market.

document_subtype: financial report

key_organizations:
Glendower Capital
Greenhill
Preqin
Dow Jones


document_description: The document provides an analysis of secondary market pricing trends from 2005 to 2017, highlighting the impact of cash flows, market pricing, and effective discounts on transactions. It discusses the market conditions during 2006-2007, the recovery post-2009 crisis, and the stability achieved from 2014 onwards. The analysis is based on data from Glendower Capital and other financial reports.

title: Secondary Market Pricing Analysis

document_subtype: financial analysis

key_organizations:
Glendower Capital
Greenhill
Cogent Partners
Dow Jones Private Equity Analyst


document_description: The document provides an overview of the secondary market supply and demand dynamics as assessed by Glendower Capital. It highlights the balance in the secondary market with a dry powder of approximately US$125 billion and an annual deal volume of US$58 billion, resulting in a 2.2x ratio. The report also discusses the diverse seller universe and the strategic use of the secondary market for portfolio management.

title: Glendower Capital Secondary Opportunities Fund IV Overview

key_people:
Glendower Capital
Greenhill

key_organizations:
Glendower Capital
Greenhill
Preqin
Bain & Company


document_description: The document provides a breakdown of seller composition and funds marketed by vintage for Glendower Capital Secondary Opportunities Fund IV, LP. It highlights the emergence of traditional secondary buyers and funds-of-funds entering the market as sellers, with motivations to wind down older vehicles to lock in gains or return capital to LPs. The document includes exhibits showing seller type percentages, funds marketed by vintage year, and private equity assets by fund vintage year.


document_description: The document discusses the growth and challenges of GP-led Secondaries in the market, highlighting the complexities and risks involved. It emphasizes the importance of early communication, quality assets, and well-aligned managers for successful transactions. Glendower Capital takes a cautious approach, focusing on opportunities with strong alignment, diversified portfolios, and attractive cash flow assets.

title: Glendower Capital Secondary Opportunities Fund IV, LP

document_subtype: memorandum

key_organizations:
Glendower Capital
BC Partners
Diamond Castle
One Equity Partners
Warburg Pincus
Nordic Capital
Duke Street
Long Point Capital
Quadrica Capital
Arco Real Estate
GMT
Zurmont Madison
Enhanced Healthcare Partners


document_description: The document provides an analysis of the competitive environment for secondary market funds, focusing on Glendower Capital Secondary Opportunities Fund IV. It discusses the market segmentation by fund size and strategy, highlighting the mid-sized segment as particularly attractive. The document also outlines sourcing strategies for larger funds and the changing mix of sellers in the market.

document_subtype: investment fund analysis


document_description: The document outlines the investment strategy and process of the Glendower Capital Secondary Opportunities Fund IV, LP, focusing on mature fund interests with at least 50% drawn. It details the fund's approach to deal origination, screening, investment decision-making, and monitoring. The fund aims to purchase funds through exclusive or minimally competitive transactions using its network of industry relationships.


document_description: The document outlines the investment strategy and process for Glendower Capital Secondary Opportunities Fund IV, LP. It details the principles of asset selection, due diligence, investment decision-making, and risk management. The focus is on identifying quality investment opportunities through a rigorous due diligence process and aligning interests with fund sponsors and LPs. The document also describes the role of the Investment Committee in approving investments and the process of closing transactions.

document_subtype: investment memorandum


document_description: The document outlines the ongoing deal management and investment realization strategies for the Glendower Capital Secondary Opportunities Fund IV, LP. It details the responsibilities of the Glendower SOF Team in managing investments, including attending meetings, reviewing financial information, monitoring market developments, and preparing valuations. The document also describes the process for realizing investments, including due diligence and approval stages for divestments.


document_description: This document is a section of the Confidential Private Placement Memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, detailing fund management.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Fund Management


document_description: The document provides information about the management team of the Glendower Capital Secondary Opportunities Fund IV, LP. It includes details about the members of the SOF IV Investment Committee and other professionals at Glendower Capital, highlighting their roles, previous experience, and educational background.

key_people:
Carlo PlaJo-Biroll
Charles Smith
Adam Graev
Chi Cheung
Emilio Olmos
Deirdre Davies

key_locations:
London
New York
Southern Europe
Middle East
Asia

key_organizations:
Glendower Capital
Deutsche Bank
Pomona Capital
Lehman Brothers Private Equity
Chatterjee Group
Soros Fund Management
ADIA
UBS
Credit Suisse
Lafarge


document_description: This document provides information about the team members of Glendower Capital Secondary Opportunities Fund N. LP, including their roles, responsibilities, and prior experience. It also mentions future recruitment plans for the investment team.

key_people:
Philippe Femeini
Elena Smimova
Louise Schoeman
Jonathan Roome
Douglas O'Connell
Rafael Enriquez-Hesles
Sheldon Lee

key_organizations:
Glendower Capital
Deutsche Asset Management
Credit Suisse
Booz & Company
HSBC
London's Air Ambulance
Metropolitan Real Estate
The Carlyle Group
Wel
Citibank


document_description: This document is a summary of terms and conditions for the Glendower Capital Secondary Opportunities Fund IV, LP, as part of a confidential private placement memorandum.

title: Summary of Terms and Conditions


document_description: This document provides a summary of the principal terms of the Glendower Capital Secondary Opportunities Fund IV, LP, an English private fund limited partnership. It outlines the investment objectives, the roles of the General Partner and the Manager, and the fund's strategy for generating returns through various investment opportunities in the secondary market. The document emphasizes that the summary is qualified by the Fund Partnership Agreement and other related documents.

title: Glendower Capital Secondary Opportunities Fund IV. LP - Summary of Terms and Conditions

key_people: Glendower Capital SOF IV (Alternate GP), LLP

key_locations:
Cayman Islands
UK
U.S.
Europe

document_subtype: Summary of Terms and Conditions

key_organizations:
Glendower Capital
Financial Conduct Authority


document_description: This document outlines the terms and conditions for the Glendower Capital Secondary Opportunities Fund IV, LP. It includes details about the General Partner's share, commitments, minimum commitment, Glendower Capital investment, closings, subsequent closing partners, and drawdowns. The fund seeks aggregate commitments of US$1.75 billion, with a maximum of US$2.5 billion. The minimum commitment for limited partners is US$5 million. The document also describes the process for closings and the participation of subsequent closing partners.

key_people:
General Partner
Limited Partners
Manager
Glendower U.S.

key_organizations:
Glendower Capital
Glendower Capital (U.S.), LLC


document_description: This document outlines the terms and conditions for the Glendower Capital Secondary Opportunities Fund IV, LP, including details on the General Partner's Share, applicable points for commitments, legacy investors, and distribution of net proceeds. It specifies the fee structure, distribution priorities, and conditions for legacy investors and feeder funds.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Summary of Terms and Conditions

key_people:
General Partner
Second GP
Special Limited Partner


document_description: This document outlines the terms and conditions for the Glendower Capital Secondary Opportunities Fund, including details on fund dissolution, special limited partner clawback, organizational expenses, operating and other expenses, transaction fees, and the establishment of a fund advisory committee.


document_description: This document outlines the terms and conditions for the Glendower Capital Secondary Opportunities Fund IV, LP, including details on feeder and parallel funds, successor funds, allocation of investment opportunities, transfers and withdrawals, reporting and valuations, and disclosure of changes to leverage provisions. It specifies the rights and obligations of the Manager and Limited Partners, including restrictions on successor funds, allocation guidelines, and reporting requirements.

key_people:
General Partner
Second GP

key_organizations:
Glendower Capital
Glendower Capital LLP


document_description: This document provides a summary of terms and conditions for the Glendower Capital Secondary Opportunities Fund IV, LP. It includes details on currency denomination, tax considerations for UK and US investors, ERISA considerations, risk factors, potential conflicts of interest, and information about special counsel and auditors for the fund.

key_locations: UK US

key_organizations:
Glendower Capital
PricewaterhouseCoopers LLP
Deloitte Touche Tohmatsu
KPMG
Ernst & Young LLP


document_description: This document outlines the risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights the substantial risks involved, including the potential for loss of investment, lack of liquidity, and the complex nature of due diligence in secondary private equity investments. It also discusses the risks related to pooled investments, the termination of the Fund's interest in underlying funds, and reliance on the management of portfolio companies.

title: Risk Factors for Glendower Capital Secondary Opportunities Fund IV, LP

document_subtype: Risk Factors

key_organizations:
Glendower Capital
Dimension Capital Management


document_description: This section outlines the risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights the challenges in identifying and acquiring secondary investment opportunities, risks related to real estate investments, multiple levels of expenses, contingent liabilities in secondary transactions, independent investment strategies of underlying funds, and lack of direct interest for investors in portfolio investments.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Risk Factors


document_description: This document outlines the risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights the limited ability to negotiate secondary transaction terms, the potential for investments to extend beyond the fund's term, the nature of fund investments requiring long-term commitment, restrictions on transfer and withdrawal, and performance risks.


document_description: The document outlines various risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the unpredictability of future events, potential poor performance of investments, exclusive loss bearing by the Fund and its partners, risks associated with leverage, and the use of subscription line facilities. It also mentions the potential for accelerated carried interest and the reliability of investment history data.


document_description: This section outlines the risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights the competitive nature of the fund's business, dependence on the manager and key personnel, lack of operating history, and prior affiliation with Deutsche Bank. The document emphasizes that past performance is not indicative of future results and that there is no assurance of achieving investment objectives.

key_people:
Manager
Key Persons

key_organizations:
Glendower Capital
Deutsche Bank


document_description: This document outlines the risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the liquidity risk of the fund's investments, the possibility of distributions in kind, investor obligations and risks, uncertainties in payment timings, and risks associated with unspecified transactions. The document emphasizes the reliance on the Manager's judgment and ability in managing the fund's assets.

key_people:
Manager
U.S. Adviser


document_description: The document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP, including valuation risk, absence of Investment Company Act protection, tax risks, and implications of Base Erosion and Profit Shifting (BEPS) initiatives.

title: Risk Factors - Glendower Capital Secondary Opportunities Fund IV, LP

key_organizations: Organization for Economic Co-operation and Development (OECD)


document_description: This section outlines various tax-related risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses potential tax implications for investors, changes in tax laws, and the impact of recent U.S. legislation on carried interest. It also highlights the risks related to the UK Criminal Finances Act 2017 concerning the facilitation of tax evasion.

key_locations:
United States
United Kingdom


document_description: This document outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the potential legal risks related to UK tax evasion and the implementation of procedures to prevent criminal facilitation of tax evasion. It also covers co-investment risks, counterparty risks, and the risks associated with investments via other entities. Additionally, it addresses the potential for dilution from subsequent closings and the indemnification of certain parties involved with the Fund.

key_people:
General Partner
Second GP
Manager
U.S. Adviser


document_description: The document outlines various risk factors associated with investments in emerging markets, legal counsel arrangements, diverse investor interests, and sovereign status of certain investors. It highlights potential political, regulatory, and economic risks in emerging markets, the role of Debevoise & Plimpton LLP as special counsel, conflicts of interest among diverse investors, and challenges in enforcing contractual obligations due to sovereign immunities.


document_description: This document outlines the risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the potential for side letters that may offer certain investors more favorable terms, general market risks, economic conditions affecting the fund, and the impact of interest rates, inflation, and deflation on investments.

key_people:
General Partner
Manager
U.S. Adviser
Second GP


document_description: The document outlines various risk factors associated with investments in the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the impact of deflation, currency risks, the status of debt markets, and legal, tax, and regulatory risks on the fund's performance and investors' returns.


document_description: This document outlines the risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses potential regulatory impacts on the private investment industry, the implications of Brexit on the fund and its investments, and anti-money laundering compliance requirements.

key_locations:
UK
European Union


document_description: This section outlines various risk factors associated with the Glendower Capital Secondary Opportunities Fund IV, LP. It covers risks related to electronic communications, cybersecurity threats, compliance with pay-to-play laws, and the nature of forward-looking information. The document emphasizes the potential for electronic communications to be compromised, the cybersecurity risks faced by the fund and its service providers, the implications of non-compliance with pay-to-play regulations, and the uncertainties inherent in forward-looking statements.

key_people:
Manager
General Partner
U.S. Adviser

key_organizations:
Glendower Capital
Credit Suisse Asset Management Limited


document_description: This section outlines the risk factors associated with investing in the Glendower Capital Secondary Opportunities Fund IV, LP. It emphasizes that the list of risk factors is not exhaustive and advises potential investors to read the entire memorandum and consult professional advisers before investing.


document_description: The document discusses potential conflicts of interest related to the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines situations where the Manager and its affiliates may encounter conflicts in connection with the Fund's investment activities. Investors are required to acknowledge these conflicts and waive any claims arising from them. The document also covers conflicts among investors, broken deal expenses, investment by management team members, and carried interest.

key_people:
General Partner
Manager


document_description: The document discusses potential conflicts of interest related to the Carried Interest linked to the Fund's performance, which may incentivize speculative investments. It also outlines the role of the Fund Advisory Committee in identifying and consulting on conflicts of interest between the Fund and the Manager.

title: Conflicts of Interest - Glendower Capital Secondary Opportunities Fund IV, LP


document_description: This document is a section of the Confidential Private Placement Memorandum for the Glendower Capital Secondary Opportunities Fund III, LP, focusing on legal, ERISA, and tax considerations.

title: Glendower Capital Secondary Opportunities Fund III, LP - Section 9: Certain Legal, ERISA and Tax Considerations


document_description: This document outlines the legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It includes details on valuation practices, fair treatment of investors, liquidity management, and the manager's professional liability risk. The fund is governed by English law and is registered under the Limited Partnerships Act 1907.

title: Certain Legal, ERISA and Tax Considerations


document_description: This document outlines the legal, ERISA, and tax considerations for investors in the Glendower Capital Secondary Opportunities Fund IV, LP, a private fund limited partnership governed by English law. It details the jurisdictional agreements, investor obligations, collateral and asset reuse arrangements, leverage limits, and periodic disclosure requirements.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Legal, ERISA and Tax Considerations

key_locations: England Wales


document_description: This document outlines the legal and financial framework for the Glendower Capital Secondary Opportunities Fund N. LP. It includes details on the risk management systems, leverage policies, and the role of the Depositary, Aztec Financial Services (UK) Limited. The document also clarifies that no investors have been admitted to the Fund, and therefore, there is no net asset value or historical performance data available. The Depositary's responsibilities and limitations of liability are detailed, along with the absence of a prime broker engagement.

key_organizations:
Glendower Capital
Aztec Financial Services (UK) Limited


document_description: This document is a confidential private placement memorandum related to the offering of interests in the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the securities law matters, including the non-registration of interests under the Securities Act of 1933 and the reliance on exemptions for private offerings. It also details past legal issues involving Credit Suisse and Raymond James related to auction rate securities, including settlements and penalties.

key_organizations: New York State Attorney General's Office

key_organizations: North American Securities Administrators Association Task Force


document_description: This document outlines the legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the requirements under the Securities Exchange Act of 1934 for acquisitions of more than 5% of equity securities, the implications of the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. The document also details the conditions under which the Fund will avoid registration under the Investment Company Act and the restrictions on offers and sales of interests.

document_subtype: Legal Considerations


document_description: This document outlines the legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses exemptions from registration with the U.S. Commodity Futures Trading Commission (CFTC) for the Manager and General Partner under CFTC Regulation Section 4.13(a)(3). It also covers ERISA considerations for fiduciaries of employee benefit plans investing in the fund, including fiduciary duties, prudence, diversification, and prohibited transactions under ERISA and the U.S. Internal Revenue Code.

key_people:
Manager
General Partner

document_subtype: Legal and Regulatory Considerations

reference_numbers: Section 4975 of the U.S. Internal Revenue Code


document_description: This section of the memorandum discusses legal, ERISA, and tax considerations for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the 25% Test for Benefit Plan Investors under ERISA, the requirement for Form 5500 reporting, and certain U.S. federal income tax considerations for investors. The document emphasizes the complexity of tax implications for partnerships and advises investors to consult with tax advisors.

key_organizations:
Glendower Capital
U.S. Internal Revenue Service


document_description: The document outlines the tax and legal considerations for investors in the Glendower Capital Secondary Opportunities Fund IV, LP. It discusses the implications of partnership audit procedures, the treatment of dividends and passive foreign investment companies (PFICs), controlled foreign corporations (CFCs), and certain transactions that may generate taxable income without cash distribution. It also covers restrictions on the deductibility of expenses and losses for U.S. federal income tax purposes.


document_description: This document is a section from the Glendower Capital Secondary Opportunities Fund IV, LP's Confidential Private Placement Memorandum. It discusses legal, ERISA, and tax considerations for investors, including organizational expenses, qualified business income deductions, and implications for ERISA plans and non-U.S. investors. The document outlines potential tax liabilities and considerations for different types of investors, including non-corporate, tax-exempt, and non-U.S. investors, and mentions the possibility of generating unrelated business taxable income (UBTI) through certain investments.


document_description: The document discusses the implications of the Foreign Account Tax Compliance Act (FATCA) and other international disclosure regimes on the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the requirements for compliance with FATCA, including the need for investors to provide necessary documentation and the potential consequences for non-compliance. The document also covers the Common Reporting Standard and other international tax reporting obligations.

key_locations:
United Kingdom
United States

key_organizations:
Glendower Capital
HMRC
IRS


document_description: The document discusses certain legal, ERISA, and tax considerations for investors in the Glendower Capital Secondary Opportunities Fund W. LP. It covers topics such as withholding taxes and tax considerations for alternative investment vehicles. Investors are advised to consult their own tax advisers.


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, managed by Dimension Capital Management.

key_organizations:
Dimension Capital Management
Glendower Capital


document_description: This document is a notice to investors regarding the distribution of a Memorandum and the offer and sale of Interests in certain jurisdictions, which may be restricted by law. It outlines the responsibilities of investors to comply with applicable laws and regulations in their jurisdictions and provides specific notices for residents of the European Economic Area, Denmark, Finland, and Germany.

key_locations: Denmark Finland Germany

document_subtype: notice

key_organizations:
Glendower Capital
Dimension Capital Management
European Economic Area
Finnish Financial Supervisory Authority


document_description: This document is a Confidential Private Placement Memorandum for the Glendower Capital Secondary Cppectundies Fund IV, LP. It outlines the regulatory considerations and restrictions for offering the fund in various jurisdictions including the Netherlands, Sweden, the United Kingdom, Australia, and Bahrain. The memorandum specifies that the fund is targeted at professional investors and is subject to different regulatory frameworks depending on the country.

key_locations:
The Netherlands
Sweden
United Kingdom
Australia
Bahrain

key_organizations:
Glendower Capital
Dimension Capital Management
Finansinspektionen
FCA
Central Bank of Bahrain


document_description: This document is a private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, outlining the legal restrictions and conditions for offering securities in various countries including Brazil, Brunei, Canada, Cayman Islands, Chile, China, and Colombia. It specifies that the offering is not a public offering and details the legal and regulatory requirements in each jurisdiction.

key_locations:
Brazil
Brunei Darussalam
Canada
Cayman Islands
Chile
China
Colombia

key_organizations: Securities and Insurance Supervisory Authority of Chile

reference_numbers:
National Instrument 45-106
National Instrument 31-103


document_description: This document is a Confidential Private Placement Memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP, governed by Colombian law. It outlines the legal and regulatory framework for offering interests in the fund to fewer than 100 specifically identified investors in Colombia, without constituting a public offering. It also addresses the legal considerations for investors in the Dubai International Financial Centre (DIFC), emphasizing that the fund is not regulated by the DIFC or the Dubai Financial Services Authority (DFSA). The memorandum is intended for 'Professional Clients' who can make a minimum subscription of at least US$50,000.

key_locations: Colombia Dubai

key_organizations: Financial Supervisory Authority of Colombia


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the legal framework and restrictions for the solicitation and sale of interests in various jurisdictions including Japan, Kuwait, and Mexico. The memorandum specifies the conditions under which interests can be sold, including exemptions and restrictions based on local laws such as the Financial Instruments and Exchange Law (FIEL) in Japan, Law No. 7 of 2010 in Kuwait, and the Mexican Securities Market Law. It also highlights the risks involved in the investment and the confidential nature of the document.

key_locations: Japan Kuwait Mexico

document_subtype: Confidential Private Placement Memorandum

key_organizations: Credit Suisse Securities (Japan) Limited

key_organizations: Mexican Banking and Securities Commission


document_description: This document is a Confidential Private Placement Memorandum for Glendower Capital Secondary Opportunities Fund IV, LP, outlining the legal considerations and restrictions for offering interests in various jurisdictions including Mexico, Monaco, New Zealand, and Oman. It specifies the legal framework and investor qualifications required in each region, emphasizing the confidentiality and non-public nature of the offering.

key_locations:
Mexico
Monaco
New Zealand
Oman


document_description: This document is a Confidential Private Placement Memorandum for Glendower Capital Secondary Opportunities Fund N. LP, detailing the legal and regulatory considerations for offering securities in various jurisdictions including Peru, Qatar, Saudi Arabia, Singapore, and South Korea. It specifies that the interests have not been registered in these regions and outlines the restrictions and legal frameworks applicable to potential investors.

key_locations:
Peru
Qatar
Qatar Financial Centre
Saudi Arabia
Singapore
South Korea

document_subtype: Private Placement Memorandum

key_organizations: Qatar Financial Centre Regulatory Authority


document_description: This document is a Confidential Private Placement Memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the legal and regulatory considerations for offering and selling interests in the fund in various jurisdictions, including Korea, St. Kitts and Nevis, and Switzerland. The document specifies that the fund is not registered with financial authorities in these regions and provides details on the distribution and subscription process in Switzerland, including the roles of the representative and paying agent.

key_locations:
Korea
St. Kitts and Nevis
Switzerland
Geneva

key_organizations: Securities Commission of St. Kitts and Nevis

key_organizations: Financial Services Regulatory Commission in St. Kitts and Nevis

key_organizations: Swiss Financial Market Supervisory Authority (FINMA)


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the terms and conditions for investors, including information on rebates for limited partners, restrictions on offering in Taiwan and the UAE, and legal disclaimers for the USA. The memorandum emphasizes that the fund is not regulated by UAE authorities and provides guidance for prospective investors to seek professional advice.

key_locations:
Switzerland
Taiwan
United Arab Emirates
United States of America

key_organizations: Central Bank of the United Arab Emirates

key_organizations: UAE Securities and Commodities Authority


document_description: The document is a Confidential Private Placement Memorandum for Glendower Capital Secondary Opportunities Fund IV, LP. It outlines that the Interests are not registered under the Securities Act or any state or non-U.S. jurisdiction laws. The Interests are offered only to qualifying recipients in the U.S. under specific exemptions and are subject to restrictions on transferability and resale. The Fund is not registered as an investment company, and investors will not have the protections of the Investment Company Act.

key_organizations:
Glendower Capital
Dimension Capital Management


document_description: This document is a privacy notice for investors in the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines how personal data of investors, both natural and non-natural persons, will be handled by Glendower Capital LLP, the data controller. The notice details the types of personal data collected, the reasons for data processing, and the entities with whom data may be shared. It also covers data transfer outside the EEA and the retention period for personal data. Investors are informed of their rights regarding their personal data.

key_locations:
United Kingdom
European Economic Area
United States of America
Cayman Islands

document_subtype: Privacy Notice


document_description: This document outlines the rights of individuals regarding their personal data in relation to Glendower Capital Secondary Opportunities Fund IV, LP. It details the rights to rectification, erasure, restriction of processing, and data portability. It also provides contact information for exercising these rights and mentions the UK Information Commissioner's Office as the supervisory authority.

key_locations: 16 Berkeley Street, London, W1J 8OZ, United Kingdom

key_organizations:
Glendower Capital LLP
UK Information Commissioner's Office


document_description: The document outlines the anti-money laundering (AML) policies and procedures for Glendower Capital Secondary Opportunities Fund IV, LP. It details the responsibilities of the Manager to prevent the fund from being used for money laundering or illicit purposes, including verification of investor identities and compliance with economic sanction regulations.

title: Anti-Money Laundering Considerations for Glendower Capital Secondary Opportunities Fund IV, LP

document_subtype: Anti-Money Laundering Policy


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It includes a table defining various terms related to the fund, such as Depositary Agreement, Deutsche Asset Management, Deutsche Bank, DOL, DPI, ECI, Eligible Investors, ERISA, EU AIF, Exchange Act, FATCA, FCA, Feeder Fund, FFI, Final Admission Date, First Closing, FMV, foreign passthru payments, and FSMA.

title: GLDUS183 Dimension Capital Management

key_organizations:
Glendower Capital
Deutsche Asset Management
Deutsche Bank
U.S. Department of Labor
UK Financial Conduct Authority


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the investment period, platforms, restrictions, and key persons involved in the fund. The memorandum includes definitions and explanations of terms such as IRS, LIBOR, NAV, and others relevant to the fund's operation.

key_people:
Charles Smith
Carlo Pazio
Biroh
Adam Graev
Chi Cheung
Carlo Pirzio-Biroli

key_organizations: Glendower IRS OECD


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It includes definitions and explanations of terms related to the fund, such as subsequent closing partners, team investment, total value, TVPI, and various legal and regulatory terms.


document_description: This document provides important performance information for the Glendower Capital Secondary Opportunities Fund IV, LP, including metrics such as Distributions to Paid-in Capital (DPI), Gross and Net Internal Rate of Return (IRR), and Total Value to Paid-in Capital (TVPI). It explains the calculation methods for these metrics, the effects of leverage on IRR, and includes a benchmark analysis against other private equity funds.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Important Performance Information


document_description: The document provides performance information for the SOF Funds and related transactions managed by Deutsche Alternative Asset Management (Global) Limited. It includes details on the use of leverage, performance comparisons, and projected returns. The information is based on financial data as of June 30, 2017, and includes forward-looking statements subject to uncertainties.

key_people:
SOF Team
Manager


document_description: A confidential private placement memorandum for Glendower Capital Secondary Opportunities Fund IV, LP, managed by Dimension Capital Management, aiming to achieve comparable returns as outlined in the document.

key_organizations:
Dimension Capital Management
Glendower Capital


document_description: This document is a directory listing key entities associated with the Glendower Capital Secondary Opportunities Fund IV, LP, including the manager, special counsel, auditors, depositary, fund administrator, and placement agents.

title: Glendower Capital Secondary Opportunities Fund IV, LP - Appendix 6 Directory

document_subtype: Directory

key_organizations:
Glendower Capital, LLP
Debevoise & Plimpton LLP
PricewaterhouseCoopers LLP
Deloitte Touche Tohmatsu
KPMG
Ernst & Young LLP
Aztec Financial Services (UK) Limited
Gen II Fund Services LLC
Credit Suisse Asset Management Limited
Raymond James & Associates, Inc.
Raymond James Financial Services, Inc.


document_description: The document proposes the board of directors for the General Partner of Glendower Capital Secondary Opportunities Fund IV, LP. It lists four individuals: Alan Turner, Andrew Johnson, Kirsten Le Pape, and Vanessa Barrett, detailing their professional backgrounds and qualifications.

key_people:
Alan Turner
Andrew Johnson
Kirsten Le Pape
Vanessa Barrett

key_locations:
Cayman Islands
Bermuda
Ireland
UK
USA
London
Bermuda
San Francisco
University College Cork (Ireland)

document_subtype: Board of Directors Proposal

key_organizations: Cayman Islands Institute of Professional Accountants

key_organizations: American Institute of Certified Public Accountants


document_description: This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund N, LP. It includes contact information for key individuals and organizations involved in the fund, including Glendower Capital (U.S.), LLC, Credit Suisse Asset Management Limited, and Glendower Capital, LLP.

key_people:
Joshua C. Glaser
Michael J. Murphy
Carlo Pirzio-Biroli

key_locations:
New York, NY, United States
London, United Kingdom

key_organizations:
Glendower Capital (U.S.), LLC
Credit Suisse Asset Management Limited
Glendower Capital, LLP


document_description: An alert from Deutsche Bank Private Bank regarding an entity named SEAPRIDE, associated with Neptune, LLC, flagged on the OFAC SDN list. The vessel has multiple aliases and former flags, and is associated with the Virgin Islands, U.S. and Tanzania.

title: Deutsche Bank Private Bank Alert

key_locations:
Virgin Islands, U.S.
Tanzania

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
Neptune, LLC
Treasury Dept. OFAC


document_description: This document outlines the agreement between Deutsche Bank Securities Inc. (Solicitation Agent), Glendower Access Secondary Opportunities IV GP LLC, and iCapital Advisors, LLC. It details the compensation structure for the Solicitation Agent, including a Placement Fee and a Servicing Fee, for soliciting clients to invest in the Glendower Access Secondary Opportunities IV funds. The Placement Fee is a one-time charge based on the subscription amount, while the Servicing Fee is calculated quarterly based on the investment period of the underlying fund.

title: Disclosure Statement for Glendower Access Secondary Opportunities IV

document_subtype: Disclosure Statement

key_organizations:
Deutsche Bank
Glendower
iCapital


document_description: This document outlines the servicing and placement fees related to DB Introduced Persons' investments in the Access Fund managed by Dimension Capital Management. It details the fee structure based on the subscription amounts and potential conflicts of interest due to compensation arrangements with the Solicitation Agent.

key_people:
Glendower GP
Glendower Capital, LLC

key_organizations:
Dimension Capital Management
Access Fund
Solicitation Agent
iCapital


document_description: Instructions for investors interested in purchasing a limited partner interest in Glendower Access Secondary Opportunities IV (U.S.), L.P. Investors must complete the Subscription Agreement and provide necessary identification documents. Initial capital contributions may be required upon admission to the Partnership.

title: Instructions for Investors in Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_subtype: Investment Instructions


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware limited partnership. It references the Private Placement Memorandum and the Amended and Restated Limited Partnership Agreement. The agreement outlines the terms for an investor to subscribe to a limited partnership interest in the Partnership, which aims to invest in Glendower Capital Secondary Opportunities Fund IV, LP, an English private fund limited partnership. The minimum subscription amount is $250,000.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partner Subscription Agreement

key_people:
Investor
General Partner

key_locations: 60 East 42nd Street, 26th Floor, New York, NY 10165

document_subtype: Limited Partner Subscription Agreement

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document outlines the terms and conditions of an investment agreement between an Investor and a Partnership managed by Dimension Capital Management. It includes details on the discretion of the General Partner regarding investment commitments, representations and warranties of the Investor, and restrictions on the transfer of interests.

key_people:
General Partner
Investor

document_subtype: Investment Agreement

key_organizations:
Dimension Capital Management
Partnership


document_description: This document outlines the terms and conditions for an investor purchasing an interest in Dimension Capital Management. It includes representations and warranties by the investor, restrictions on transfer and resale of the interest, and the investor's status as an accredited investor and U.S. tax person. The document also highlights the risks associated with the investment and the lack of a public market for the interest.


document_description: This document outlines the representations, warranties, and acknowledgments made by an investor in relation to their investment in a partnership managed by Dimension Capital Management. It includes details about the investor's qualified purchaser status, conflicts of interest, and additional risk factors associated with the investment.


document_description: This document outlines the terms and conditions for an investor, which could be a corporation, trust, partnership, limited liability company, or other entity, in relation to their investment in a partnership. It includes clauses ensuring compliance with the Securities Exchange Act of 1934, the provision of additional documents if required, and the handling of any disqualifying events under Rule 506 of the Securities Act. It also covers the power and authority of the investor to execute agreements and the binding nature of the agreements.

document_subtype: investment agreement


document_description: The document outlines the terms and conditions of an agreement between an investor and Dimension Capital Management. It includes clauses on the enforceability of the agreement, the investor's knowledge and experience, tax considerations, and the investor's status concerning U.S. Treasury Regulations. The investor acknowledges the potential for changes in laws affecting tax benefits and confirms compliance with necessary consents and authorizations.

document_subtype: Partnership Agreement


document_description: This document outlines the legal and financial terms related to the partnership interests and obligations of an investor in a partnership managed by Dimension Capital Management. It includes clauses on tax status, transfer restrictions, borrowing limitations, legal representation, and privacy notices.

key_organizations: Glendower Access Secondary Opportunities IV (International), L.P.


document_description: This document outlines the terms and conditions for investors purchasing an interest in Dimension Capital Management Partnership. It includes clauses on nominees and custodians, final form agreements, solicitation restrictions, and compliance with sanctions and anti-money laundering laws.

key_organizations: U.S. Treasury Department's Office of Foreign Assets Control

key_organizations: Her Majesty's Treasury of the United Kingdom


document_description: The document outlines compliance requirements for investors in Dimension Capital Management, focusing on prohibitions related to sanctioned parties, non-cooperative jurisdictions, senior foreign political figures, and foreign shell banks. It specifies that no funds or property contributed to the partnership should originate from these prohibited sources.

document_subtype: compliance document

key_organizations:
Dimension Capital Management
Financial Action Task Force
U.S. Treasury Department


document_description: The document outlines the legal obligations and representations of an investor in a partnership managed by Dimension Capital Management. It includes clauses ensuring compliance with anti-money laundering laws and sanctions, and requires the investor to verify the identity of beneficial owners and their sources of funds. The investor must inform the General Partner of any inaccuracies in their representations and provide additional information if necessary. The General Partner is authorized to take actions to ensure compliance with applicable laws.

key_locations:
United States
UK

document_subtype: Subscription Agreement