document_description: This document provides account information related to tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. It also includes important information and disclosures about the role of Pershing as a clearing broker, its responsibilities, and the protections offered by SIPC and additional coverage. The document advises on reporting inaccuracies and provides contact information for inquiries.

key_organizations:
Pershing
The Bank of New York Mellon Corporation
SIPC
FINRA
NYSE


source: doj

document_description: This document is a financial statement from Deutsche Bank for the HA ZE Trust, covering the period from January 1, 2019, to January 31, 2019. It includes important information and disclosures about the role of Pershing LLC, arbitration disclosures, and agreements. The document emphasizes the arbitration process and the limitations of court proceedings in disputes with Pershing LLC. It also provides contact information for Pershing LLC and mentions the clearing through Pershing LLC, a subsidiary of BNY Mellon.

document_date: January 1, 2019 - January 31, 2019

document_type: financial

key_locations:
Baltimore, MD
Jersey City, New Jersey

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: This document is a portfolio holdings statement for THE HAZETRUST, detailing cash, money funds, bank deposits, fixed income, and equities for the period of December 1, 2018, to December 31, 2018. It includes information on money market accounts, corporate bonds, and common stocks, with specific details on quantities, balances, yields, and gains/losses.

title: THE HAZETRUST Portfolio Holdings

document_type: tabular

document_subtype: Portfolio Holdings Statement

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document is a detailed portfolio holdings report, listing equities including common and preferred stocks, with acquisition dates, quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, and estimated annual income and yield. It includes specific securities like Carvana Co and United Technologies Corp, and provides information on cost basis rules for covered and noncovered securities.

document_subtype: Portfolio Holdings

key_organizations:
Carvana Co
United Technologies Corp
Citigroup Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a portfolio holdings statement for The Haze Trust, provided by Deutsche Bank for the period of December 1, 2018 to December 31, 2018. It includes information on cost basis, pricing, estimated annual figures, reinvestment, and option disclosures. The statement also mentions the role of Pershing LLC in clearing transactions and provides details on how to obtain further information about transactions and options.

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: This document is a bank statement from Deutsche Bank for THEHAZETRUST, covering the period from December 1, 2018, to December 31, 2018. It includes an activity summary with credits, debits, and net amounts for the period and year-to-date. The statement details transactions by type of activity, including dividends, interest, and cash deposits. Key transactions include a cash dividend received from United Technologies Corp and federal funds received from HSBC Bank USA.

title: Deutsche Bank Statement for THEHAZETRUST

document_subtype: bank statement

key_organizations:
Deutsche Bank
THEHAZETRUST
United Technologies Corp
HSBC Bank USA
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for THE HAZETRUST account, covering the period from December 1, 2018, to December 31, 2018. It includes important information and disclosures about the role of Pershing LLC, arbitration disclosures, and agreements. The document also provides contact information for Pershing LLC and mentions the account number AD103CSF30028.

title: Deutsche Bank Financial Statement

document_date: December 1, 2018 - December 31, 2018


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow and order routing policies, as well as best execution practices.

key_locations: One Pershing Plaza, Jersey City, NJ 07399

document_subtype: terms and conditions

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a financial statement from Deutsche Bank for the account of JEEPERS INC, covering the period from February 1, 2019, to February 28, 2019. It includes details on account values, cash deposits and withdrawals, dividends, interest, and other income, resulting in an ending account value of $0.00. The document also mentions the potential for negative interest rates on foreign currency deposits.

key_locations:
Baltimore, MD
New York, NY
St. Thomas, VI

key_organizations:
Deutsche Bank
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing transactions in a sweep money market fund, including withdrawals, deposits, and accrued dividends. It also provides an income and expense summary and portfolio holdings.

document_subtype: financial statement

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a portfolio holdings disclosure from Deutsche Bank for the period of February 1, 2019 to February 28, 2019. It includes information on net market value of securities, estimated annual income and yield, reinvestment details, foreign currency transactions, and proxy voting rights. It also contains messages about money market mutual funds and account details.

document_subtype: Portfolio Holdings Disclosure

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: The document provides a financial activity summary and transaction details for a specific period. It includes credits and debits for dividends, interest, and cash withdrawals. The net activity for the period and year-to-date is also summarized. Key transactions include income from a money market fund and a significant cash withdrawal via federal funds sent to Deutsche Bank Trust.

title: Activity Summary and Transactions by Type of Activity

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon


document_description: The document provides important information and disclosures related to Pershing LLC, including its membership in SIPC, arbitration disclosures, and contact information. It outlines the arbitration agreement and the rights of parties involved in disputes with Pershing LLC.

document_type: correspondence

document_subtype: disclosure statement

key_organizations: Securities Investor Protection Corporation


document_description: This document is a financial statement from Deutsche Bank for the account of JEEPERS INC, covering the period from January 1, 2019, to January 31, 2019. It provides an overview of the account's beginning and ending values, dividends, interest, and other income, as well as an asset summary indicating a 100% investment in cash, money funds, and bank deposits. The document also includes information about potential negative interest rates on foreign currency deposits.

key_organizations:
Deutsche Bank
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
JEEPERS INC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing activity in a money market mutual fund account. It includes an activity summary with credits and debits for the period and year-to-date, as well as a detailed transaction list for dividends and interest received.


document_description: This document is a bank statement from Deutsche Bank for JEERERS INC, covering the period from January 1, 2019, to January 31, 2019. It includes information on tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. The statement also outlines the role of Pershing as a clearing broker and provides contact information for inquiries.

document_subtype: Bank Statement


document_description: The document provides important information and disclosures related to Pershing LLC, including its role, arbitration disclosures, and agreement. It highlights the protection offered by SIPC and additional coverage by Pershing, the process for reporting inaccuracies, and the arbitration process. It also includes contact information for Pershing and mentions the governing laws of New York.

key_locations: One Pershing Plaza, Jersey City, New Jersey


document_description: This document is a financial statement from Deutsche Bank for the account number N4G-024935, covering the period from December 1, 2018, to December 31, 2018. It provides a summary of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income. The account is 100% invested in cash, money funds, and bank deposits.

title: Deutsche Bank Account Statement


document_description: This document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for a specific period. It includes short-term and long-term gain/loss, net gain/loss, and details of money market fund activities. The document also discusses the potential impact of negative interest rates by the European Central Bank on foreign currency deposits.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a portfolio holdings statement from Deutsche Bank for the period of December 1, 2018 to December 31, 2018. It details the portfolio holdings of JEEPERS INC, including cash, money funds, and bank deposits. The total portfolio value at the end of the period is $3,268,984.84 with an income of $29,866.42 for the year. The document includes disclosures about pricing, estimated annual figures, and reinvestment policies.

title: Deutsche Bank Portfolio Holdings Statement


document_description: The document provides information on foreign currency transactions, proxy voting, and IRS Form 1099 delivery for 2018. It includes an activity summary table showing credits, debits, and net amounts for securities and cash transactions.

title: Portfolio Holdings Disclosures


key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from March 1, 2019, to May 31, 2019. It includes details on account values, cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of gains and losses. The statement shows an ending account value of $0.00 for the period.

title: Deutsche Bank Account Statement for Southern Trust Company Inc

key_locations:
Baltimore, MD
New York, NY
St Thomas, VI

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document discusses the introduction of negative interest rates by the European Central Bank and other credit institutions, which may affect foreign currency deposits. It includes a table detailing money market fund activities and an income and expense summary for a specific period.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Trust Company Inc, covering the period from March 1, 2019 to May 31, 2019. It details the cash, money funds, and bank deposits, with a total income of $3,491.43 for the year. The document includes disclosures on pricing, estimated annual figures, and reinvestment policies.

title: Deutsche Bank Portfolio Holdings for Southern Trust Company Inc


document_description: The document contains information about foreign currency transactions, proxy voting, and an activity summary of a financial account. It includes details on securities sold, dividends and interest, and cash withdrawals, with year-to-date totals.


document_description: This document is a financial statement from Deutsche Bank for SOUTHERN TRUST COMPANY INC, covering transactions from March 1, 2019, to May 31, 2019. It includes details of dividends, interest, cash withdrawals, and deposits.

title: Deutsche Bank Statement for SOUTHERN TRUST COMPANY INC

key_locations:
Baltimore, MD
New York, NY

key_organizations:
Deutsche Bank
SOUTHERN TRUST COMPANY INC
JPMorgan Chase Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides information about electronic delivery preferences for account communications, the role of Pershing as a clearing broker, and important arbitration disclosures. It includes contact information for Pershing and the financial institution, as well as a reminder to report any inaccuracies in the statement promptly.

document_subtype: account statement


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes details on the beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of gains and losses.

title: Deutsche Bank Account Statement


document_description: The document provides a financial statement detailing money market fund activities, income and expense summary, and portfolio holdings. It includes information on negative interest rates, account activities, and income details for the current period and year-to-date.


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes details on cash, money funds, and bank deposits, with a total opening balance of $427,789.90 and a closing balance of $0.00. The document also provides disclosures on pricing, estimated annual figures, reinvestment, and foreign currency transactions.

document_date: February 1, 2019 - February 28, 2019

document_subtype: Portfolio Statement


document_description: The document contains a schedule of realized gains and losses for a current period, detailing transactions including foreign currency transactions and proxy voting. It includes a table with descriptions, dates, designations, disposition methods, quantities, proceeds, cost basis, and realized gains/losses. The document also discusses cost basis reporting rules and adjustments, and provides a disclaimer regarding tax reporting accuracy.


document_description: This document is a bank statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes information about electronic delivery options, the role of Pershing as a clearing broker, and important disclosures regarding account management and protection.

title: Deutsche Bank Statement for Southern Trust Company Inc


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from January 1, 2019, to January 31, 2019. It provides a detailed overview of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a net change in the portfolio.


document_description: The document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for the period ending January 31, 2019. It includes realized and unrealized gains/losses, details of money market fund activities, and income from dividends and interest.


document_description: The document provides details on portfolio holdings, including pricing, estimated annual figures, reinvestment, option disclosure, foreign currency transactions, and proxy voting. It includes information on net market value, estimated annual income and yield, reinvestment of dividends, option transaction charges, foreign currency conversion rates, and proxy voting rights for margin accounts.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from January 1, 2019, to January 31, 2019. It includes portfolio holdings disclosures, credit rating information from Standard & Poor's, and an activity summary of credits and debits for the period. The statement also contains important reminders about IRS Form 1099 and information about money market mutual funds.

title: Deutsche Bank Portfolio Holdings Disclosures

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Standard & Poor's
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document outlines the arbitration agreement between the parties and Pershing LLC, highlighting the waiver of the right to sue in court, the finality of arbitration awards, and the limited discovery process in arbitration. It also details the conditions under which class actions may not be arbitrated and specifies that the laws of the State of New York govern the agreement.

title: Important Arbitration Disclosures and Agreement

document_type: legal

document_subtype: Arbitration Agreement

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is an investment portfolio statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018, to December 31, 2018. It includes details of the account's beginning and ending values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of asset types and their values.

title: Deutsche Bank Investment Portfolio Statement for Southern Trust Company Inc

document_subtype: Investment Portfolio Statement


document_description: This document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for the period ending December 31, 2018. It includes short-term and long-term gains/losses, net gain/loss, and details of money market fund activities and income.


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018, to December 31, 2018. It details the portfolio's cash, money funds, bank deposits, and fixed income securities, including corporate bonds. The statement provides information on opening and closing balances, accrued income, and yields. It also discusses cost basis reporting rules and adjustments for fixed income securities.


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018, to December 31, 2018. It includes important information and disclosures about the role of Pershing as a clearing broker, arbitration disclosures, and an arbitration agreement. The document outlines the responsibilities of Pershing and the financial institution, as well as contact information for inquiries.

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: This document contains an arbitration agreement and legal disclosures related to Pershing LLC, a subsidiary of BNY Mellon. It includes contact information for Pershing's legal department and mentions the governing law as the State of New York.

document_subtype: legal disclosure


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, general account information, payment for order flow, and order routing policies. It also provides information on how Pershing may trade for its own account and the availability of financial statements.

document_subtype: Terms and Conditions

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
Federal Reserve System
BNY Mellon Capital Markets LLC
The Bank of New York Mellon Corporation


document_description: The document provides a summary of gains and losses, exchange rates, global cash balances, and money market fund details as of December 31, 2018. It includes short-term and long-term gains/losses, exchange rates for various currencies, and detailed transactions for a money market fund.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of December 1, 2018 to December 31, 2018. It includes information on fixed income securities, corporate bonds, and other financial instruments, along with their acquisition dates, quantities, unit costs, market values, and unrealized gains or losses.

title: Southern Financial LLC Portfolio Holdings

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation

reference_numbers:
Account Number: 80101238CSF30028
Security Identifier: 04621XAK4
Security Identifier: 46625HHA1
Security Identifier: 842400FU2
Security Identifier: 369604BM 4


document_description: The document contains a detailed financial portfolio with holdings in U.S. dollars, including fixed income and equities. It lists corporate bonds and common stocks with details such as date acquired, quantity, unit cost, market price, market value, unrealized gain/loss, accrued interest, estimated annual income, and estimated yield.

document_subtype: financial portfolio

key_organizations:
Lloyds Banking Group PLC
Citigroup Inc
Alibaba Group Holding Ltd
Amazon.com Inc
Apollo Global Management LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of December 1, 2018, to December 31, 2018. It includes information on equities such as common and preferred stocks, with details on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and yields. Key stocks mentioned include Apple Inc, Biogen Idec Inc, Centene Corp, and Karyopharm Therapeutics Inc.

title: Deutsche Bank Portfolio Holdings


document_description: The document contains a detailed table of portfolio holdings, including cash, money funds, bank deposits, and fixed income assets. It provides information on quantities, opening and closing balances, market prices, market values, currencies, interest, and annual income. The document also includes account number and clearing information.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
DALBAR


document_description: A financial statement summarizing holdings by currency, including U.S. Dollars, Euro, Hong Kong Dollar, and Japanese Yen. It provides details on fixed income, equities, and total holdings by currency. Additional disclosures on pricing, estimated annual figures, reinvestment, option disclosure, and foreign currency transactions are included.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes information on proxy voting rights, credit ratings, and a detailed schedule of realized gains and losses for various securities transactions.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
Standard & Poor's
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: The document is a schedule of realized gains and losses for the current period, detailing securities transactions, cost basis, and tax reporting information. It includes information on covered and noncovered securities, cost basis adjustments, and IRS reporting requirements. The document also provides information on Pershing's 2018 IRS Form 1099 delivery schedule and notes on money market mutual funds.

document_subtype: Schedule of Realized Gains and Losses


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes an activity summary with credits, debits, and net amounts for securities, dividends, distributions, fees, taxes, and cash. It also details transactions by type of activity, including securities bought and sold, with specific transactions involving companies like Ubisoft, General Electric, and Nintendo.

title: Deutsche Bank Financial Statement for Southern Financial LLC


document_description: This document is a financial statement detailing various transactions, including securities bought and sold, dividends and interest received, fees, and taxes withheld. It includes totals for different categories and currencies, with a focus on U.S. dollars and euros.

key_organizations:
Deutsche Bank AG
General Electric Co
Lloyds Banking Group PLC
Nintendo Ltd
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes details on cash not yet received from dividends and interest, a fixed income analysis with bond quality and maturity schedule, and client service information.


document_description: This document provides account information and disclosures related to a financial account managed by Pershing LLC. It includes details on tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. The document outlines the role of Pershing as a clearing broker and provides important arbitration disclosures. It also mentions the contact information for Pershing and the financial institution managing the account.

document_subtype: account information

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes important arbitration disclosures and agreements related to disputes with Pershing LLC, a subsidiary of BNY Mellon. The document emphasizes arbitration rules and the conditions under which class actions can be brought to arbitration. It also provides contact information for Pershing LLC's legal department.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow and order routing policies, as well as best execution practices. The document advises clients to retain the statement for records and provides contact information for any disputes.

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
Federal Reserve System
BNY Mellon
BNY Mellon Capital Markets LLC


document_description: This document is a financial statement from Deutsche Bank for the account held by Southern Financial LLC for the period of January 1, 2019 to January 31, 2019. It includes details on the beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of asset types and their values.

title: Deutsche Bank Account Statement


document_description: This document is a financial statement summarizing gains and losses, exchange rates, global cash balances, and money market fund details as of January 31, 2019. It includes a summary of short-term and long-term gains/losses, exchange rates for various currencies, and a detailed account of money market fund activities.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: The document is a continuation of a financial portfolio holdings report, detailing U.S. dollar-denominated fixed income securities, including corporate bonds and other securities. It provides information on acquisition dates, quantities, unit costs, adjusted cost basis, market prices, market values, unrealized gains/losses, accrued interest, estimated annual income, and estimated yields for various securities.

key_organizations:
EXELA INTER LLC
EXELA FIN INC
JBS INVTS GMBH
DEUTSCHE BANK AG
ASSURANT INC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of January 1, 2019 to January 31, 2019. It includes information on fixed income securities, corporate bonds, and other financial instruments with details on quantities, unit costs, market values, and unrealized gains/losses.

title: Deutsche Bank Portfolio Holdings

key_organizations:
Deutsche Bank
Southern Financial LLC
JPMorgan Chase & Co
Southern Calif Edison Co
General Electric Co
Lloyds Banking Group PLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document is a continuation of a portfolio holdings report, detailing U.S. dollar-denominated fixed income and equity investments. It includes information on corporate bonds and common stocks, with specific securities identified by their security identifiers and CUSIPs. The document provides details such as acquisition dates, quantities, unit costs, market prices, market values, unrealized gains/losses, accrued interest, estimated annual income, and estimated yields.

key_organizations:
Citigroup Inc
Alibaba Group Holding Ltd
Amazon.com Inc
Apollo Global Management LLC
Apple Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars and euros for the period of January 1, 2019, to January 31, 2019. It includes information on equities, preferred stocks, and cash balances.

title: Deutsche Bank Portfolio Holdings


document_description: The document is a financial statement detailing holdings in various currencies including Euro and Hong Kong Dollar. It includes information on cash, money funds, bank deposits, and fixed income such as corporate bonds. The statement provides opening and closing balances, market values, and accrued income for different assets.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in Japanese Yen and U.S. Dollars for January 2019. It includes information on cash balances, market values, and cost basis rules.

title: Deutsche Bank Portfolio Holdings


document_description: A summary of holdings by currency, including cash, fixed income, and equities, with total values and USD equivalents. Includes disclosures on pricing, estimated annual figures, reinvestment, option disclosure, and foreign currency transactions.


document_description: This document is a financial statement detailing various transactions by type of activity, including dividends and interest, fees, other transactions, and cash withdrawals and deposits. It provides a summary of total accrued interest and total amounts in both EUR and USD currencies.

key_organizations:
EXELA INTER LLC
EXELA FIN INC
GENERAL ELECTRIC CO
JPMORGAN CHASE & CO
DEUTSCHE BANK TRUST
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document is a financial statement from Deutsche Bank for SOUTHERN FINANCIAL LLC, covering the period from January 1, 2019, to January 31, 2019. It includes details on corporate action events not yet processed, fixed income analysis, bond quality, and bond maturity schedule. The document also provides client service information and contact details for the investment specialist.

title: Deutsche Bank Financial Statement for SOUTHERN FINANCIAL LLC

document_date: January 2019

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes important information and disclosures about the role of Pershing LLC, arbitration disclosures, and agreements. The document emphasizes the limitations and rules of arbitration, including the rights of parties and the governing laws of the State of New York.

title: Deutsche Bank Financial Statement

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes details of the account's beginning and ending values, net cash deposits and withdrawals, net securities transactions, dividends, interest, and other income, as well as a summary of asset allocation.

title: Deutsche Bank Account Statement for Southern Financial LLC

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in various currencies including Hong Kong Dollar and Japanese Yen for the period of February 1, 2019 to February 28, 2019. It includes opening and closing balances, accrued income, and 30-day yield for cash, money funds, and bank deposits. The total portfolio holdings in U.S. dollars are also provided, with details on cost basis, market value, unrealized gain/loss, and estimated annual income.

title: Deutsche Bank Portfolio Holdings

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon


document_description: The document provides a summary of portfolio holdings, including securities cost basis reporting, holdings summary by currency, and disclosures on pricing, estimated annual figures, and reinvestment. It includes a table summarizing holdings by currency, with a focus on U.S. dollars.


document_description: The document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes information on option disclosures, foreign currency transactions, and proxy voting. A detailed schedule of realized gains and losses for the current period is provided, listing transactions involving Euro currency, Casino Guichard-Per, and Hong Kong Dollar currency.


document_description: This document is a financial statement detailing the schedule of realized gains and losses for a specific period. It includes both short-term and long-term transactions, with details on securities, dates of acquisition and disposition, cost basis, proceeds, and realized gains or losses. The document also explains the distinction between covered and noncovered securities under cost basis reporting rules.

title: Schedule of Realized Gains and Losses

key_organizations:
Deutsche Bank AG
Centene Corp
General Electric Co
Southern California Edison
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing realized gains and losses for the period of February 1, 2019 to February 28, 2019. It includes information on cost basis adjustments, securities transactions, and account activity summary.


document_description: This document contains a table of financial transactions related to securities withdrawals, deposits, dividends, and interest for the account number B0102596CSF30D. The transactions are dated around February 2019 and involve various companies and securities.

key_organizations:
TD Ameritrade Clearing, Inc.
JBS Invts GmbH
Apollo Global Mgmt LLC
Apple Inc
Assurant Inc
Citigroup Inc
Citizens Communications Co
Exela Inter LLC
Exela Fin Inc
GM AC Cap Tri
JPMorgan Chase & Co
Lloyds Banking Group PLC
Southern Calif Edison Co
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering transactions from February 1, 2019, to February 28, 2019. It includes details of dividends, interest, distributions, fees, and cash withdrawals and deposits.

key_organizations:
Deutsche Bank
Southern Financial LLC
Citigroup Inc
Apollo Global Management LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document provides a detailed account of cash withdrawals and deposits in U.S. Dollars and Euros, including federal funds sent to Deutsche Bank Trust. It also includes client service information and account details related to tax lot default disposition methods and bond amortization elections.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing account information and electronic delivery options. It includes disclosures about the role of Pershing as a clearing broker, responsibilities of the financial institution, and contact information for inquiries. The document emphasizes the importance of reporting discrepancies and provides information about SIPC protection and additional coverage by Pershing.


document_description: This document outlines the arbitration agreement between the parties and Pershing LLC, including the waiver of the right to sue in court, the finality of arbitration awards, and the limitations on discovery in arbitration. It specifies that any controversy shall be submitted to arbitration before the Financial Industry Regulatory Authority and details conditions under which class actions may not be arbitrated. The laws of the State of New York govern the agreement.

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a financial account statement from Deutsche Bank for Southern Financial LLC, covering the period from March 1, 2019, to March 31, 2019. It includes details of the account's beginning and ending values, cash deposits and withdrawals, securities transactions, dividends, interest, and other income. The statement also provides an asset summary and estimated annual income.

title: Deutsche Bank Account Statement


document_description: This document is a financial statement summarizing gains and losses, exchange rates, and money market fund details for a specific period. It includes short-term and long-term gains/losses, exchange rates for Euro and Hong Kong Dollar, and detailed transactions in a money market fund.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from March 1, 2019, to March 31, 2019. It includes an income and expense summary, detailing taxable and non-taxable income from dividends and interest, as well as distributions. The statement also provides a portfolio holdings summary, including cash, money funds, and bank deposits.

title: Deutsche Bank Income and Expense Summary for Southern Financial LLC


document_description: This document provides details on portfolio holdings, including net market value, estimated annual income and yield, reinvestment details, foreign currency transactions, and proxy voting information. It also includes messages about money market mutual funds and account information.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from March 1, 2019, to March 31, 2019. It includes a summary of securities and cash activities, detailing credits, debits, and net amounts for the period and year-to-date. Key transactions include securities withdrawals and deposits, and money market fund income received.

title: Deutsche Bank Activity Summary for Southern Financial LLC

key_organizations:
Deutsche Bank
Southern Financial LLC
Interactive Brokers LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document details financial transactions, including a federal funds transfer and total cash withdrawals and deposits in U.S. dollars. It also includes client service information, account information, and electronic delivery preferences.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document contains important information and disclosures related to arbitration agreements and the role of Pershing LLC in financial transactions. It outlines the arbitration process, limitations, and the governing laws. It also provides contact information for Pershing LLC and mentions the account number associated with the statement.

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes disclosures about payment for order flow and order routing policies. The document advises clients to retain the statement for their records and provides contact information for addressing any unacceptable terms.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and intended recipient of the message. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.

document_type: other


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of July 1, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Nancy and Michael Devane
Mara Wagner
Leah Kubis
Todd R. Wanek
Karen A. Wanek

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Incompass Solutions Inc
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Todd R Wanek 2015 GRAT
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC


document_description: The document contains financial information related to various entities and individuals, including balances and transactions. It lists entities such as KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, STEVEN D. FORSYTHE, CAITLIN A. FORSYTHE, KATI WANEK-FORSYTHE, CAMERON WANEK, TRAVIS WAGNER, SHARI WAGNER, and SHARI WAGNER 2012 IRREVOCABLE TRUST. The document includes large, zero, and negative balances, as well as account categories and amounts.

key_people:
Kati Forsythe
Nancy DeVane
Michael DeVane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner

key_organizations:
KATI FORSYTHE 2014 GRAT
KWF 2007 LLC
SSW 2007 LLC
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC
SHARI WAGNER 2012 IRREVOCABLE TRUST


document_description: The document contains financial information related to various trusts and companies, including account numbers, names, categories, and balances. It lists large, zero, and negative balances for entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable, Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, Leah Kubis, Keyhole Partners LLC, Ashley Furniture Industries Inc, Ashley Homestores Ltd, Gabrielle E. Wanek, Ashley Real Estate LLC, Ashley Distribution Services Ltd, and Ashley Global Retail LLC.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Ronald Wanek
Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Shari Wagner 2012 Irrevocable Trust
Robert S Forsythe Revocable Trust
Laura A Forsythe Revocable Trust
Kati Wanek-Forsythe 2012 Irrevocable
Ronald & Joyce Wanek Irrevocable Dyna
Ashley Holdings Inc
Keyhole Partners LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate LLC
Ashley Distribution Services Ltd
Ashley Global Retail LLC


document_description: Kimberly Hart from Deutsche Bank instructs the closure of deposit accounts with residual balances for The Haze Trust and Jeffrey Epstein, and requests confirmation once completed.

key_people:
Kimberly Hart
Jeffrey Epstein

document_subtype: memo

key_organizations:
Deutsche Bank Trust Company Americas
Southern Trust Company Inc


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
Equibase Company
Incompass Solutions Inc
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc.
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains a table of financial transactions involving various individuals and entities, with amounts listed in both debit and credit columns. It includes large, zero, and negative balances for accounts associated with trusts and companies. Notable entities include Ashley Holdings Inc. and various GRATs and trusts related to the Wanek and Forsythe families.

key_people:
Cameron Wanek
Travis Wagner
Shari Wagner
Kati Wanek-Forsythe
Todd R. Wanek
Ronald & Joyce Wanek
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Nancy and Michael Devane

key_organizations:
Ashley Holdings Inc.
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: The document lists various financial accounts and their balances, including trusts, GRATs, LLCs, and individual accounts. It includes large, zero, and negative balances, with specific amounts for each account. The document is marked as confidential and includes a contact email for assistance.

key_people:
Shari Wagner
Leah M. Wagner
Travis T. Wagner
Kati Wanek-Forsythe
Mara Wagner
Robert S. Forsythe
Laura A. Forsythe
Todd R. Wanek
Cameron Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Ashley Holdings Inc


document_description: The document is a daily deposit report dated September 14, 2018, listing large, zero, and negative balances for various accounts. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner

key_organizations:
The Jockey Club
Equibase Company
Axcis Information Network, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial information related to various trusts and LLCs, including balances and transactions. It lists account numbers, names, categories, and balances, highlighting large, zero, and negative balances. The document is marked as confidential and is related to a legal case.

key_people:
Shari Wagner
Travis T. Wagner
Kati Wanek-Forsythe
Robert S. Forsythe
Laura A. Forsythe
Todd R. Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Cameron Wanek

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and regulatory disclosures.


document_description: This document is a communication from Deutsche Bank's Key Client Partners (KCP) Americas desk, intended for sophisticated institutional investors. It outlines that KCP products and services are available only to those capable of evaluating investment risks and exercising independent judgment. The communication is confidential, non-advisory, and for discussion purposes only. It emphasizes that trades and transactions require internal approvals and that Deutsche Bank does not provide legal or tax advice.

key_organizations:
Deutsche Bank
Key Client Partners (KCP)
DBSI


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report 20181012

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
The 2017 Caterpillar Trust


document_description: The document contains a table of financial transactions and balances related to various trusts and individuals, including Kati Wanek-Forsythe, Shari Wagner, and others. It lists both debits and credits, with significant amounts for certain entities.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Cameron Wanek
Travis Wagner
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: Financial statement for Ashley Holdings Inc showing repeated entries of $50,007,397.26 and one entry of $25,003,698.63. Contact information provided for assistance.

key_organizations:
Ashley Holdings Inc
Deutsche Bank


document_description: The document contains financial data related to various trusts, LLCs, and individuals, including balances and categories. It lists large, zero, and negative balances for different accounts, with specific amounts associated with each entity.


document_description: Financial document related to Ashley Holdings Inc. with two amounts listed.


document_description: Business card for Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management.

title: Stewart Oldfield Business Card

document_subtype: business card

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: A memo discussing inquiries related to Mr. Epstein's role as a consultant to TFC, reasons for claim dismissals, and the comfort level of maintaining a relationship with Mr. Epstein and his entities.

key_people:
Mr. Epstein
Kimberly Hart
Richard larossi
Bradley Gillin
Stewart Oldfield
Flas Andrew

key_organizations:
Deutsche Bank Trust Company Americas
TFC


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, regarding next steps with a client. The document includes a link to a class action complaint PDF and mentions confidentiality under Federal Rules of Criminal Procedure.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of November 5, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Cameron Wanek
Shari Wagner
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe

key_organizations:
The Jockey Club
Equibase Company
TJC Media Ventures, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Axcis Information Network Inc.
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains a confidentiality notice related to a legal matter, referencing Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0084493, SDNY_GM_00230677, and EFTA01384359.


document_description: Discussion about the amendment of beneficiaries in an Insurance Trust document, specifically focusing on changes to contingent beneficiaries after the grantor's death. The amendment does not affect the primary beneficiary identified in section (a) of the First article.


document_description: This document outlines changes to the beneficiaries of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3. Trustees Darren K. Indyke and Lawrence Newman, under the power granted in the trust, have decided to delete all previously named beneficiaries and add new ones. The document specifies the distribution of the trust's principal and accumulated income upon the death of the Grantor, with provisions for a separate trust if certain conditions are met.

title: THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3 CHANGE OF BENEFICIARIES

key_people:
Darren K. Indyke
Lawrence Newman
Eva Andersson Dubin

document_subtype: Trust Document


document_description: Trust agreement between Jeffrey E. Epstein and trustees Darren K. Indyke and Lawrence Newman, detailing the management and distribution of trust property until and after Epstein's death.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Mark Lawrence Epstein

key_locations: Little St. James Island, United States Virgin Islands

document_subtype: Trust Agreement


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees, Darren K. Indyke and Lawrence Newman, continue to serve.

title: THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3 GRANTOR'S REVOCATION OF DESIGNATION OF SUCCESSOR TRUSTEES

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman

document_subtype: Trust Revocation


document_description: The document contains financial information related to various trusts and accounts, including balances and overdraft amounts. It lists several trusts and accounts with their respective balances, including large amounts for Ashley Holdings Inc. and other trusts associated with individuals such as Shari Wagner, Robert S. Forsythe, and others. Additionally, it includes a section on large, zero, and negative balances for specific accounts.


document_description: A correspondence regarding a debit to an account dated 03/21/2019 for USD 4,846.73. The payment could not be applied due to insufficient beneficiary details. The recipient is requested to urgently investigate and provide full beneficiary information. Reference number 190328607064 should be quoted in all future correspondence.

key_people:
Ankit Kumar Sharma
Pankaj-A Kumawat


document_description: This is a confidential communication that may contain attorney-client privileged or inside information. It is intended only for the addressee and unauthorized use, disclosure, or copying is prohibited. If received in error, the recipient is instructed to notify the sender and destroy the communication. The communication includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 2, 2019. It includes account numbers, names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Mara Wagner
Leah Kubis
Todd R. Wanek
Karen A. Wanek

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Neptune, LLC
Plan D, LLC
NES, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Southern Financial LLC
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC


document_description: The document contains financial data in tabular format, listing various entities along with their respective categories and balances. It includes both large and zero balances, and some entries are marked as confidential under federal rules.


document_description: The document contains financial information related to various trusts and companies, including balances and account details. It lists entities such as Shari Wagner, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable Trust, Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Dynasty Trust, Ashley Holdings Inc, Ashley Furniture Industries Inc, and others. The document includes large balances, zero balances, and negative balances for these entities.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: This document is a bank statement showing outgoing money transfers from Deutsche Bank to Wells Fargo Bank, NA for RMC Electric on May 3, 2019. The transactions include amounts of $1,000.45, $2,327.25, and $1,583.60.

document_subtype: bank statement

key_organizations:
Deutsche Bank
Wells Fargo Bank, NA
RMC Electric


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, addressing various tasks related to KYC processes and negative search results for Darren Indyke related to Jeffrey Epstein.

key_people:
Vijay Sawant
Darren Indyke
Richard D Kahn
Jeffrey Epstein

key_organizations:
Deutsche Bank
Deutsche O8 Centre Private Limited
Wealth Management


document_description: A memo from Nadean Novogratz of Deutsche Bank Securities Inc. discussing SPY 288 Call vs. 283.30 with economic events and cumulative earnings reported percentages for various dates in August and September 2018.


document_description: A memo from Liam O'Sullivan, AVP at Deutsche Bank Wealth Management, discussing the Insured Deposit Program and investment strategies for sophisticated institutional investors. It emphasizes confidentiality and the non-advisory nature of the Key Client Partners products.

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: This document appears to be related to the attorney trust account of Darren K. Indyke, with references to specific dates and possibly financial transactions. It includes contact information for Lisa Ramos, an Assistant Vice-President at Deutsche Bank Wealth Management.

key_people:
Darren K. Indyke
Lisa Ramos

key_locations: 345 Park Ave, New York, NY, 10154-0001, USA


document_description: The document is a daily deposit report listing account numbers, names, categories, balances, and overdraft amounts for various entities, including Jeffrey Epstein, with a focus on large, zero, and negative balances.

title: RN/10082289 Daily Deposit Report 20190413

key_people:
Jeffrey Epstein
Ali Rashid
Rahul Vaid

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Third Lake Partners, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Southern Trust Company, Inc.
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Ashley Furniture Industries Inc


document_description: The document lists several entities related to Ashley, including Ashley Homestores Ltd, Ashley Real Estate, LLC, Ashley Distribution Services Ltd, and Ashley Global Retail, LLC, along with a financial amount of 25,000,000.00. It includes a confidentiality notice pursuant to Federal Rules of Criminal Procedure.

key_organizations:
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of April 26, 2019. It includes account numbers, names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
Neptune, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Southern Financial LLC
Southern Trust Company, Inc.


document_description: The document contains financial data in tabular format, listing various trusts and companies along with their respective balances. It includes large, zero, and negative balances for entities such as SHARI WAGNER 2012 IRREVOCABLE TRUST, ROBERT S FORSYTHE REVOCABLE TRUST, ASHLEY HOLDINGS INC, and others. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a table from a daily EEA report showing account details for PRYTANEE, LLC, which is believed to be incorrectly listed. The table includes account number, account name, relationship name, most recent KYC, KYC approval date, sub GMT, and legal entity.

key_locations: 1 South Street, Baltimore, MD 21202-3298

document_subtype: EEA report

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: The document outlines agreed pricing for equities and options trading. Equities are priced at $0.04 per share, while options are priced at $3.00 per contract for premiums of $1 or more, and $1.00 per contract for premiums less than $1. The communication emphasizes that the products and services are intended for sophisticated institutional investors and are subject to internal approvals and client status with Deutsche Bank.


document_description: Communication from Divya Rajawat, COO of Wealth Management Operations at DBOI Global Services Private Limited, regarding banking-related queries and confidentiality notice.

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


document_description: The document is a return item report detailing financial returns for specific reasons such as stop payment, altered/fictitious, and refer to maker. It includes amounts and a report reference number.

key_locations: 60 Wall Street, New York, New York 10005

document_subtype: Return Item Report


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A check issued by Jeffrey Epstein for the amount of $158,025.02.

key_people:
Jeffrey Epstein
Nicholas Ribis

document_subtype: check


document_description: The document appears to be a check or deposit slip with handwritten and printed text. It includes endorsement instructions, recipient information, and mobile deposit notes. Security features and warnings are also mentioned.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal, and tax advice. It includes reference numbers DB-SDNY-0084602, SDNY_GM_00230786, and EFTA01384427.


document_description: This document is a bank application subject to acceptance by DBTCA. It includes sections for authorized signers, bank use review, and acceptance by DBTCA. Account numbers are partially provided.

document_subtype: bank application


document_description: This document is a Form W-9 used for requesting a taxpayer identification number and certification. It includes information about the entity Gratitude America, Ltd, which is classified as an Exempt Private Organization. The form provides the employer identification number (EIN) for the entity and includes certification statements regarding backup withholding and FATCA reporting.

title: Form W-9 Request for Taxpayer Identification Number and Certification

document_date: November 2017

document_subtype: Form W-9


document_description: This document is a signature card for the account of Gratitude America Ltd at Deutsche Bank Trust Company Americas. It indicates the account type as a non-profit organization and lists Jeffrey E. Epstein and Darren Indyke as associated individuals. The document is marked confidential and is subject to Federal Rule of Criminal Procedure 6(e).

title: Deutsche Bank Trust Company Americas Signature Card

key_people:
Jeffrey E. Epstein
Darren Indyke

document_subtype: Signature Card

key_organizations:
Deutsche Bank Trust Company Americas
Gratitude America Ltd


document_description: Signature card for Gratitude America Ltd, a non-profit organization, with signatures from Jeffrey E. Epstein and Darren Indyke. The account is held at Deutsche Bank Trust Company Americas.


document_description: This document is a Depositor Information Sheet from Deutsche Bank, informing the customer about the statutory Deposit Guarantee Scheme as per the German Banking Act. It outlines the protection limit of EUR 100,000 per depositor per credit institution, the reimbursement period, and additional information regarding joint accounts and exceptions. The document is addressed to Gratitude America, Ltd and includes contact information for the Entschädigungseinrichtung deutscher Banken GmbH.

key_people:
First signatory
Second signatory

key_locations:
Burgstraße 28, 10178 Berlin, Germany
Postfach 11 04 48, 10834 Berlin

document_subtype: Depositor Information Sheet


document_description: This document is a resolution by the Board of Directors of Gratitude America Ltd, a not-for-profit organization, designating Deutsche Bank Trust Company Americas as a depositary for the organization's accounts. It outlines the authorization for handling drafts, checks, and electronic payments, and the conditions under which the bank can honor and charge the organization's account.

title: Not-For-Profit Organization Resolution-Deposit Account

document_date: unknown

key_locations:
US Virgin Islands
New York, N.Y.

document_subtype: Bank Resolution

key_organizations:
Gratitude America Ltd
Deutsche Bank Trust Company Americas


document_description: Certification document for an organization, confirming its non-profit status and operational purposes. It includes placeholders for names and titles of individuals holding positions within the organization, and details about doing business under an assumed name. The document also outlines signature requirements for authorization.

document_subtype: certification


document_description: Southern Financial engages in premium neutral risk reversals on WTI, buying calls and selling puts for zero net premium. These are executed through Southern Financial's ISDA with various option expirations and strike prices.

document_subtype: options trading

key_organizations:
Southern Financial
Deutsche Bank Securities Inc.


document_description: Southern Financial is interested in entering into a Total Return Swap (TRS) on a basket of preferreds with a total notional size of $20 million. Vahe Stepanian from Deutsche Bank Securities Inc. is inquiring about the required Initial Amount (IA) for the basket.


document_description: Confidential communication from Deutsche Bank with a disclaimer about legal and tax advice.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of March 17, 2017.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Todd R. Wanek
Karen A. Wanek
Darren K. Indyke
Shari Wagner
Kati Forsythe

document_subtype: financial report

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
Gratitude America, Ltd
Prytanee, LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Southern Trust Company, Inc.
The Haze Trust
Southern Financial LLC
Wanek Trust of 2000


document_description: Invitation guidelines for wealth management clients to attend the Preview of Frieze London. Includes criteria for invitees, restrictions on DB payment for travel and accommodation, and instructions for ticket reservation.

key_organizations:
DBWM
Frieze London
Frieze Masters


document_description: A comprehensive study by Deutsche Bank AG on the potential triggers and implications of the next financial crisis, including historical analysis and future projections.

title: Long-Term Asset Return Study: The Next Financial Crisis

document_subtype: report


document_description: The document discusses the unpredictability of financial crises and highlights global vulnerabilities that could lead to another crisis. It examines historical conditions that have led to crises, such as high debt levels and budget deficits, and the impact of moving from precious metal currency systems to fiat currency. The study includes data on G7 government debt, US total debt by sector, and budget deficits, with a focus on the potential for future financial instability.


document_description: The document discusses the correlation between breaks from gold-based currencies and financial crises, highlighting the instability of fiat currency systems. It suggests that the current global economy is prone to cycles of booms and busts due to heavy intervention and lack of natural credit restrictions. The study predicts another financial crisis due to the unwinding of central bank balance sheets and high government debt.


document_description: The document discusses the historical valuations of bond and equity markets from 1800 to 2000, highlighting the role of global central banks in maintaining elevated asset prices. It also examines the debt burdens of Italy and Japan, and the rise of populism in developed markets.

key_locations: Italy Japan

key_organizations:
Deutsche Bank
Global Financial Data
Bloomberg Finance LP


document_description: The document discusses the potential risks and catalysts for future financial crises, highlighting China's credit growth as a major concern. It references an IMF report analyzing global credit booms and their outcomes. The document includes historical data on asset returns over 200 years.

document_date: September 2017

key_organizations:
Deutsche Bank
IMF


document_description: The document discusses the concept of financial shocks and presents a 'financial shock' index based on the proportion of countries experiencing financial instability. It includes a table showing the percentage of countries facing financial shocks from 1800 to 2010, both equally weighted and GDP weighted.


document_description: The document discusses the history and differences between developed markets (DM) and emerging markets (EM) financial crises, highlighting the perpetual crises in EM from the 1930s to the 1990s. It includes a table showing the percentage of EM countries facing financial shocks over time. The study also examines the impact of fiat currencies post-Bretton Woods and their role in financial stability.


document_description: The document presents a study on long-term asset returns, focusing on global inflation trends from 1210 to 2010 and financial shocks measured against gold from 1800 to 2010. It highlights the changes in the financial system over the last 45 years, emphasizing the frequency of financial shocks in modern times compared to the past.


document_description: The document discusses the increasing frequency of financial crises since the Dutch Tulip Crisis in 1637, highlighting globalization and international finance as key factors. It examines periods of concentrated global crises, particularly between WWI and WWII, and post-1971 after the collapse of the Bretton Woods system, noting the rise in government debt during these times.


document_description: The document discusses the persistent high government deficits since the 2008/09 Global Financial Crisis, highlighting a trend that extends back to the post-Bretton Woods era. It examines the US annual budget deficit history, noting that deficits have been consistently high since the early 1970s, with few exceptions. The document also compares the budget deficit trends in other countries like the UK, Spain, Japan, France, and Italy, emphasizing the rarity of budget surpluses in recent decades.

key_locations: US UK Spain Japan France Italy


document_description: The document discusses the transition from the Bretton Woods system to a global fiat currency system, highlighting the impact of this change on global financial markets. It outlines the causes of financial crises over the past 45 years, emphasizing the role of fiat currencies and deregulation in increasing credit and debt creation. The document also covers the rise of Eurocurrencies, the end of dollar convertibility to gold, and the subsequent economic and geopolitical developments.

key_people:
Milton Friedman
Nixon


document_description: The document discusses the historical context and potential catalysts for future financial crises, highlighting the role of central banks, government interventions, and global economic factors such as China's influence and demographic changes. It reviews past crises, including the Russian default and the US hedge fund LTCM collapse, and examines the impact of monetary policies and market behaviors on financial stability.

key_locations: US Europe China

key_organizations:
Deutsche Bank AG
ECB


document_description: The document discusses the impact of global debt and demographic changes on financial crises, highlighting the role of monetary and fiscal policies in addressing these crises. It includes data on population trends and wage growth, emphasizing the influence of a growing labor force and controlled inflation on economic stability.


document_description: The document discusses the potential for a return to a Gold Standard type system in response to excessive money printing and the need for a new global monetary order. It highlights the historical trends in global inflation, noting a shift in the 20th century and the potential end of a 35-year cycle of decreasing inflation. The study also considers demographic changes and the rise of populism as factors influencing future economic trends.


document_description: The document discusses the potential shift in fiscal and monetary policy in response to voter demands and the impact of extreme monetary policy on the financial system, particularly in Europe. It highlights the risks of negative deposit rates and government bond yields on banks' business models and the real economy, suggesting a move towards rate normalization.


document_description: The document discusses potential candidates for the next financial crisis, emphasizing the unpredictability of crises and the current stresses in the financial system. It highlights the 'great unwind' of global monetary stimulus and the unprecedented increase in central bank balance sheets since the financial crisis, suggesting these factors could contribute to financial instability.

key_organizations:
Deutsche Bank
Federal Reserve
European Central Bank
Bank of England
Bundesbank
Bank of Japan


document_description: The document discusses the unprecedented levels of money printing by central banks globally, highlighting the Bank of England's balance sheet as a percentage of GDP surpassing historical peaks. It notes the unique economic environment post-GFC with aggressive money printing and increasing government debt, despite low bond yields.

key_organizations:
Deutsche Bank
Bank of England


document_description: The document discusses the potential for a financial crisis in Italy, highlighting issues such as high populist party support, a weak economy, high debt burden, and a fragile banking system. It notes the impact of ECB policies and the upcoming election on Italy's economic stability. The document includes a figure showing Italy's government debt to GDP from 1861 to 2001.

key_locations: Italy Eurozone Germany

document_subtype: financial analysis

key_organizations:
Deutsche Bank
European Commission


document_description: The document discusses the financial situation of various countries, focusing on net government interest costs as a percentage of GDP. It highlights Italy's high debt interest costs and the potential financial crisis due to ECB's bond purchasing slowdown. The report also covers Italy's economic challenges, including low productivity and high unemployment.

key_organizations:
Deutsche Bank
OECD
ECB


document_description: The document discusses the holdings of Italian banks in Italian sovereign bonds, highlighting the potential risks if a sell-off occurs. It also considers the implications for the EU/Euro's stability, particularly focusing on Italy's role as a potential trigger for a broader economic crisis.

key_locations: Italy EU

key_organizations:
Bank of Italy
Deutsche Bank AG


document_description: The document discusses global imbalances in the financial system, highlighting the trends in current account positions of major economies over the past 50 years. It notes the impact of the Bretton Woods system and the effects of financial liberalization since the 1970s, which have allowed for larger current account imbalances cushioned by flexible exchange rates and fiat money.


document_description: The document discusses global current account imbalances and their potential contribution to financial crises. It highlights the extreme levels of imbalances over the past 20 years, particularly China's surplus and its impact on global interest rates and credit expansion. The document includes a table showing current account imbalances by region from 1990 to 2016, emphasizing the role of cross-border flows in the financial system's vulnerability to crises.


document_description: The document provides an analysis of current account balances as a percentage of GDP for various countries, highlighting Germany's significant surplus and its implications on global financial stability. It discusses the potential causes of Germany's surplus and its impact on other countries' borrowing and consumption patterns, as well as the relationship between current account imbalances and financial crises.

key_locations: Germany China UK US EU


document_description: The document discusses the rise of populism and its potential impact on financial markets. It compares the current rise in populism to historical events, such as the 1920s leading up to WWII, and suggests that this could increase the risk of a financial crisis. The document also touches on the potential risks and benefits of the Trump Presidency, including tax reform, deregulation, and international relations, particularly with North Korea and China.

key_locations:
United States
North Korea
China


document_description: The document discusses the elevated global asset prices, analyzing an equal weighted index of 15 DM government bond and 15 DM equity markets back to 1800. It highlights that bonds are currently nearer 100% in terms of expense compared to equities, indicating a period of very elevated global asset prices.


document_description: The document discusses the trends in nominal and real GDP growth rates and their implications on equity returns and valuations. It highlights the mean-reverting nature of profits relative to GDP growth and examines the US CAPE ratio, noting its historical highs before major market crashes.

key_locations: US UK Germany Japan France Italy Canada


document_description: The document discusses the decline in market liquidity and changing market structure since the Global Financial Crisis (GFC). It highlights the reduction in traditional trading levels and market makers' inventory levels, with fixed income markets being particularly vulnerable. The document includes data on fund flows into various asset classes and discusses potential risks if yield environments change and central banks reverse their purchases.


document_description: The document discusses the potential impact of changes in the trading environment on market liquidity, particularly in the fixed income sector. It highlights past events like the 'taper tantrum' and the energy/oil US credit sell-off as tests of market liquidity. The document also examines the growth of ETFs and ETPs as traditional liquidity has dried up, noting their significant increase in assets under management and number of products since 2008.

key_organizations:
Deutsche Bank
NY Fed
Bloomberg Finance LP


document_description: The report discusses future returns based on mean reversion, focusing on long-term returns data from bonds and equities across global markets. It updates the annual mean reversion exercise, primarily US-centric, but includes EUR and GBP credit. The report provides potential future returns of various asset classes if they revert to long-term average valuations, serving as a relative value guide.

title: IR September 2017 Long-Term Asset Return Study; The Next Financial Crisis


document_description: The document discusses potential real returns for USD and EUR high yield (HY) bonds, property, and commodities over the next decade, assuming mean reversion. It highlights that USD HY returns are expected to remain below long-term averages, with EUR HY expected to have negative real returns. Property prices are predicted to fall, and commodities like oil and gold are expected to have poor returns. The methodology for mean reversion and inflation assumptions is also outlined.


document_description: The document discusses methodologies for calculating long-term asset returns for equities, Treasury/Government bonds, corporate bonds, US property, and commodities. It includes mean reversion techniques for price and yield calculations, using historical data and trends.

document_subtype: financial analysis report


document_description: This document is a financial analysis report examining long-term US and international asset returns, dating back to the 19th century. It compares returns on equities, corporate bonds, government bonds, cash, and commodities, highlighting trends over different periods, including post-1971 and 1900-1970. The report emphasizes the superior performance of equities over other asset classes in the long term, despite some negative decades. It also notes the historical performance of 10-year Treasuries and corporate bonds, which have never seen a negative return decade in nominal terms.

key_locations: US International


document_description: The report discusses the potential for negative real returns in bonds as we approach 2050, highlighting historical data on fixed income and equity returns across various countries. It notes the impact of the Euro on European equity markets and the role of central banks in preventing sovereign defaults in weaker Euro area countries. The report includes data on nominal and real GDP for developed and emerging markets, with a focus on long-term returns.

key_locations: Europe US UK Germany Greece Portugal Italy Spain Ireland Canada Japan


document_description: The document contains a table showing real returns for US assets over different time horizons, including equities, bonds, treasury bills, house prices, and commodities. The data spans from 1800 to 2017, with specific focus on returns by decade and half-century.


document_description: The document is a financial report titled 'Developed Market Real Annualised Equity and Bond Returns' from Deutsche Bank AG/London, dated 18 September 2017. It contains a table of real annualized equity and bond returns for various developed markets over different time periods. The data is sourced from Deutsche Bank and GFD, covering up to 31 July 2017.


document_description: The document is a financial report by Deutsche Bank AG/London, dated 18 September 2017, titled 'Long-Term Asset Return Study: The Next Financial Crisis'. It includes a table (Figure 80) showing developed market USD annualized equity and bond returns for various countries over different time periods.


document_description: The document contains tables of emerging market nominal and real annualized equity and bond returns for various countries, including India, Korea, Malaysia, Mexico, Philippines, South Africa, Taiwan, and Thailand. The data spans different historical periods and is sourced from Deutsche Bank and GFD.

key_locations:
India
Korea
Malaysia
Mexico
Philippines
South Africa
Taiwan
Thailand

key_organizations:
Deutsche Bank
GFD


document_description: This document is a study by Deutsche Bank AG/London on long-term asset returns, focusing on emerging market USD annualized equity and bond returns. It includes a detailed table of returns for various countries such as India, Korea, Malaysia, Mexico, Philippines, South Africa, Taiwan, and Thailand over different time periods.


document_description: The document contains tables showing the nominal and real GDP growth rates for various emerging markets over different time horizons. It includes data for countries such as China, India, Korea, Malaysia, Mexico, Philippines, South Africa, Taiwan, and Thailand. The data is presented in percentage growth rates for both nominal and real GDP, covering periods from the last few years to several centuries.

title: Emerging Market Nominal and Real GDP Growth


document_description: The document contains a study on long-term asset returns, focusing on international equity return charts over various periods (5, 25, 50, and 100 years) with data sourced from Deutsche Bank and GFD.


document_description: The document contains a study on long-term asset returns, focusing on 10-year government bond returns over the last five years. It includes three-panel bar charts showing nominal, real, and USD-denominated annualized returns for developed (DM) and emerging markets (EM). The data is sourced from Deutsche Bank and GFD, but the low-resolution image limits the extraction of precise values.


document_description: The document discusses the risks associated with macroeconomic fluctuations on fixed and variable interest rate instruments, including interest rate increases, inflation, fiscal funding needs, and FX depreciation. It highlights the importance of proper index fixings in swaps markets and the risks involved in derivative transactions, futures trading, and foreign exchange transactions. The document advises investors to seek expert legal and financial advice and emphasizes that Deutsche Bank is not acting as a financial adviser.


document_description: This document is a study on long-term asset returns and the potential for the next financial crisis. It includes information on the distribution and approval of Deutsche Bank's products and services across various countries, including the United States, Germany, the United Kingdom, Hong Kong, India, Japan, Korea, South Africa, Singapore, and Taiwan. The document outlines regulatory compliance and risks associated with financial transactions in these regions.

key_locations:
United States
Germany
United Kingdom
Hong Kong
India
Japan
Korea
South Africa
Singapore
Taiwan

key_organizations:
Deutsche Bank
Deutsche Bank Securities Incorporated
Deutsche Equities India Pvt Ltd
Deutsche Securities Inc.
Deutsche Securities Korea Co.
Deutsche Bank AG Johannesburg
Deutsche Securities Asia Limited


document_description: This document lists key personnel in Deutsche Bank's research division and their roles, along with international office locations.

key_people:
David Folkerts-Landau
Raj Hindocha
Michael Spencer
Steve Pollard
Anthony Klarman
Paul Reynolds
Dave Clark
Pam Finelli
Andreas Neubauer
Spyros Mesomeris

key_locations:
Sydney, Australia
Frankfurt, Germany
Hong Kong
Tokyo, Japan
London, United Kingdom
New York, USA

key_organizations:
Deutsche Bank AG
Deutsche Securities Inc.


document_description: The document discusses Key Client Partners (KCP) products, investment ideas, and solutions for discussion purposes only, on a non-advisory basis. It emphasizes the confidentiality of the information and prohibits reproduction or redistribution without written consent. It also states that the communication does not create any legally binding obligation on the part of DBSI or its affiliates.

key_organizations:
KCP Americas desk
DBSI


document_description: Andrew King discusses the process for sending an introductory email once materials are received, offering to send it himself or provide pre-approved language for others to use.

key_people:
Andrew King
Frank

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management


document_description: The document lists various trusts, companies, and individuals with their respective financial balances. It includes both large balances and zero balances, categorized under 'D' and 'M'.

key_people:
Shari Wagner
Kati Wanek-Forsythe
Todd R. Wanek
Ronald & Joyce Wanek
Darren K. Indyke
Steven D. Forsythe
Caitlin A. Forsythe
Travis Wagner
Robert S. Forsythe

document_subtype: financial summary

key_organizations:
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Gratitude America, Ltd
The Haze Trust
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
Ashley Holdings Inc


document_description: The document is a correspondence from Vijay Sawant, a representative of Deutsche Bank Group Wealth Management, regarding the board of directors and authorized signatories for Southern Trust Company Inc and The Pierre Trust. It mentions the need for updated ID documents for certain individuals and issues with extracting records from the US Virgin Islands registry website.

key_people:
Richard Kahn
Caroline Sophie Camille Lang
Jeffrey Epstein
Darren Indyke
Etienne Binant
Vijay Sawant

key_locations:
US Virgin Islands
Mumbai

key_organizations:
Southern Trust Company Inc
The Pierre Trust
Deutsche Bank Group Wealth Management


document_description: A list of individuals categorized by their roles or associations, possibly for networking or business purposes. Includes names under categories such as DPM, Credit, Deposits, Bankers, CIB, Marketing, and individuals to get to know better.

key_people:
Xavier Avila
Tazia Smith
Daniel von Heyl
Larry Adam
Paul Bartilucci
Tom Clarke
Nick Haigh
Laura Farischon
Pete Ferrara
Charlie Burrows
Terri Sohrab
Bruce McDermott
Heather Kirby
Deirdre Judge
Rosemary Vrablic
Paula Pullano
Fabrizio Campelli
Balaji Prasanna
Caroline Kitidis
Bernd Amlung
Christian Nolting
Deepak Puri
James Pereira-Stubbs
Stewart Oldfield

document_subtype: note

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Correspondence from Vijay Sawant, a KYC Case Representative at Deutsche Bank, regarding ongoing work.


document_description: A confidential correspondence from Vijay Sawant, a KYC Case Representative at Deutsche Bank Group, related to wealth management.

key_organizations:
Deutsche Bank Group
Deutsche CI8 Centre Private Limited


document_description: A confidential communication from Deutsche Bank with a disclaimer about legal and tax advice. It includes references to EU corporate and regulatory disclosures.


document_description: This document provides an overview of the performance and investment strategies of Hudson Bay Fund LP and Hudson Bay International Fund Ltd. as of July 2018. It includes details on the firm's assets under management (AUM), investment strategies, performance history, and risk metrics. The document highlights the firm's focus on catalyst-driven, absolute return strategies that are uncorrelated to major indices, and provides detailed performance metrics for both funds, including net monthly performance, compound annualized rates of return, and risk characteristics.

title: Hudson Bay Fund LP and Hudson Bay International Fund Ltd. Performance Overview

document_date: July 2018

key_organizations:
Hudson Bay Capital Management LP
Hudson Bay Fund LP
Hudson Bay International Fund Ltd.