document_description: The document is a supplement to the February 1994 version of the booklet 'Characteristics and Risks of Standardized Options', amended to accommodate options originally listed to overlie less than 100 shares. It includes amendments to the rules regarding adjustments for ordinary cash dividends or distributions.

title: November 2012 Supplement to Characteristics and Risks of Standardized Options

document_date: November 2012

document_subtype: supplement


source: doj

document_description: This document is a Trust Authorization for the Butterfly Trust, serviced by Deutsche Bank Securities Inc. It outlines the powers and authorizations granted to the Trustees of the Trust, including the ability to manage brokerage accounts, invest and reinvest assets, and exercise rights over securities. The document confirms the Trust is governed by the laws of New York and is in full force and effect.

title: Trust Authorization for Butterfly Trust

document_type: financial

document_subtype: Trust Authorization


document_description: Authorization and indemnity agreement related to a Trust, involving DBSI and the undersigned Trustees. The document outlines responsibilities, indemnification clauses, and conditions for the continuation or revocation of the authorization.

key_people:
Harry I Beller
Erika A Kellerhals

document_type: correspondence

key_organizations:
DBSI
Deutsche Bank AG


document_description: This document outlines the special risks associated with uncovered option writing, which can expose investors to significant losses. It emphasizes that such strategies are suitable only for knowledgeable investors with the financial capacity to incur substantial losses. The document also highlights the potential unlimited loss from uncovered call writing and substantial loss from uncovered put options. It includes a statement of understanding and agreement from the investor.

title: Special Statement for Uncovered Option Writers

key_organizations:
Deutsche Bank
Butterfly Trust


document_description: This document is an option agreement and approval form for the Butterfly Trust account with Deutsche Bank Wealth Management. It includes account and owner information, financial details, and authorization for order placement. The form is confidential and subject to federal rules.

title: Deutsche Bank Wealth Management Option Agreement and Approval Form

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document is an investment experience form for account owners Harry Beller and Erika Kellerhais, detailing their trading experience and strategies in various financial instruments such as options, equities, fixed income, commodities, ETFs, and alternative investments. It includes their signatures and acknowledgment of understanding the risks involved in options trading.

key_people:
Harry Beller
Erika Kellerhais

document_subtype: Investment Experience Form


document_description: This document outlines the risks, prohibitions, and general information concerning option trading. It includes a section for option department approval for various trading strategies and details the risks associated with options transactions, including covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The document emphasizes the high degree of risk involved in options trading and the need for investors to assess their financial situation before engaging in such transactions. It also outlines the rules and regulations governing options trading as per the Financial Industry Regulatory Authority (FINRA) and the Options Clearing Corporation (OCC).

document_subtype: financial agreement


document_description: This document outlines the terms and conditions for trading options with DBSI. It includes policies on settlement dates, margin requirements, trading restrictions, and the handling of option exercise notices. The agreement also covers the rights of DBSI to take protective actions on behalf of the account holder and the governing laws applicable to the agreement.

document_subtype: agreement


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, including DB-SDNY-0076250, SDNY_GM_00222434, and EFTA01378968.

document_type: other


document_description: An internal memo from Deutsche Bank Wealth Management discussing the risk categorization and suitability of Callable Yield Notes with Contingent Coupon. It emphasizes the importance of client suitability and the non-reliance on this document for making investment decisions. The memo is intended for internal use only and contains disclaimers about the accuracy and completeness of the information provided.

document_subtype: internal memo

key_organizations:
Deutsche Bank
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A memo from Deutsche Bank Wealth Management discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. It emphasizes the confidentiality of the information and the non-advisory nature of the KCP products. The memo also includes disclaimers about legal and tax advice.

document_subtype: memo

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: This document is a preliminary pricing supplement for Contingent Coupon Callable Yield Notes due October 22, 2020, linked to the performance of the S&P 500 Index, the Russell 2000 Index, and the Nasdaq-100 Index. The notes do not guarantee any return of principal at maturity and do not provide for regular interest payments. They are subject to early redemption and contingent coupon payments based on specific conditions. The securities are senior unsecured obligations of Credit Suisse and are not insured by any governmental agency.

document_subtype: Preliminary Pricing Supplement


document_description: This document outlines the terms of a financial instrument issued by Credit Suisse AG, linked to the performance of the lowest performing of specified indices. It includes details on contingent coupons, early redemption, and knock-in events.

document_type: tabular

document_subtype: financial instrument terms


document_description: This document outlines the terms and conditions for a financial security with key dates for observation and contingent coupon payments. It includes details on the calculation of returns based on initial and final levels of underlying assets, and specifies the maturity and valuation dates. The document also provides information on the ability to revoke offers to purchase the securities and the conditions under which terms may change.

document_subtype: investment document


document_description: This document is a pricing supplement for Credit Suisse's Medium-Term Notes, detailing terms that supersede prior statements and documents. It includes references to underlying, product, and prospectus supplements, and outlines the prohibition of sales to EEA retail investors. It also advises consulting various advisors due to associated risks.

title: Additional Terms Specific to the Securities

document_type: legal

document_subtype: pricing supplement

key_organizations:
Credit Suisse
SEC


document_description: The document provides hypothetical redemption amounts and total payments on securities based on a $1,000 investment. It includes a table illustrating potential redemption amounts for various percentage changes in the underlying asset's performance. The document also discusses contingent coupons and the impact of Coupon Barrier Events and Knock-In Events on the final payout.

document_subtype: financial


document_description: Table outlining the expected total contingent coupons based on the number of Coupon Barrier Events during Observation Periods. The total payment on securities includes the Redemption Amount and total contingent coupons.


document_description: Examples of financial scenarios involving Knock-In Events and Redemption Amount calculations based on the performance of underlying assets.

document_subtype: financial example


document_description: The document outlines significant risks associated with investing in certain securities, emphasizing potential loss of principal, lack of regular interest payments, and dependency on the issuer's creditworthiness. It highlights the impact of market volatility, inflation, and issuer's credit risk on the investment's value.

document_subtype: investment risk disclosure


document_description: This document outlines the risks associated with investing in certain securities linked to the Russell 2000 Index, issued by Credit Suisse. It discusses potential early redemption risks, the impact of the relationship between underlying assets, risks associated with small-cap companies, hedging and trading activities, and the estimated value of the securities on the trade date.


document_description: This document discusses the pricing and market considerations for Credit Suisse securities, including the impact of interest rates, secondary market prices, and liquidity. It highlights the potential risks and conflicts of interest associated with these securities, as well as the regulatory oversight by Swiss authorities.

key_organizations: Swiss Financial Market Supervisory Authority (FINMA)


document_description: This document discusses the factors affecting the value of certain securities, including economic and market factors, and the lack of ownership rights for holders. It also addresses the unclear U.S. federal tax consequences of investing in these securities and the intended use of proceeds for general corporate purposes and hedging activities.

key_locations:
United States
Switzerland


document_description: The document provides historical performance data of the S&P 500® Index from January 2, 2013, through October 9, 2018, based on closing levels obtained from Bloomberg. It includes a graph showing the index's performance over this period and notes that past performance is not indicative of future results.

title: Historical Performance of the S&P 500® Index

document_subtype: historical financial data

key_organizations:
Bloomberg
S&P Dow Jones Indices
FTSE Russell Indices
NASDAQ


document_description: The document provides historical performance data for the Russell 2000 and Nasdaq-100 indices, including specific closing levels on October 9, 2018, and a table of approximate closing levels for the Nasdaq-100 from January 2013 to October 2018.


document_description: This document discusses the U.S. federal tax considerations for securities, highlighting the uncertainty and potential tax treatments. It includes opinions from Davis Polk & Wardwell LLP and addresses the implications for both U.S. and Non-U.S. holders, including potential withholding tax under Section 871(m).

document_subtype: tax considerations

key_organizations:
IRS
U.S. Treasury Department
Congress


document_description: The document discusses the material U.S. federal income tax considerations related to owning and disposing of certain securities, as provided by Davis Polk & Wardwell LLP. It advises consulting a tax advisor for comprehensive tax implications, including federal, state, local, and international jurisdictions.

document_subtype: tax opinion


document_description: The document outlines the terms of a distribution agreement for the sale of securities to CSSU and other agents. It details the obligations of the agents, the pricing and commission structure, and the settlement process. It also mentions potential conflicts of interest due to CSSU's affiliation and compliance with FINRA Rule 5121.

document_subtype: Distribution Agreement

key_organizations:
CSSU
Credit Suisse


document_description: Confidential document related to Credit Suisse, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential note from Richard Kahn of HBRK Associates Inc. with contact information.

key_locations: 575 Lexington Avenue, New York, NY 10022

document_subtype: note


document_description: A letter from Thomas Klemm, Global Head of Digital and COO WM Americas at Deutsche Bank Wealth Management, discussing the removal of names from a list if missing information is provided in time. It also instructs to contact Emily Craig or Daphne if the list is not up-to-date and to ensure the file is handed over to AFC in time.

key_people:
Thomas Klemm
Emily Craig
Daphne
Stewart Oldfield

key_locations: 345 Park Avenue, New York, NY 10154, USA

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
Gratitude America Ltd


document_description: This document outlines changes to the beneficiaries of The 2007 Jeffrey E. Epstein Insurance Trust #3. Trustees Darren K. Indyke and Lawrence Newman, under the power granted by the trust, have decided to delete all previously named beneficiaries and add new ones. The document specifies the distribution of the trust's principal and accumulated income upon the death of the Grantor.

title: The 2007 Jeffrey E. Epstein Insurance Trust #3 Change of Beneficiaries

key_people:
Darren K. Indyke
Lawrence Newman
Jeffrey E. Epstein

document_subtype: Trust Document


document_description: This document is a trust agreement dated November 1, 2007, between Jeffrey E. Epstein as the Grantor and Darren K. Indyke and Lawrence Newman as the Trustees. The trust is established to manage and dispose of the property described in Schedule A, with provisions for income distribution to the Grantor's brother, Mark Lawrence Epstein, during the Grantor's lifetime, and further instructions upon the Grantor's death.

title: TIIE 2007 Jeffrey E. Epstein Insurance Trust #3 Trust Agreement

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Mark Lawrence Epstein

key_locations: Little St. James Island, United States Virgin Islands

document_subtype: Trust Agreement


document_description: Jeffrey E. Epstein, as the Grantor of the 2007 Jeffrey E. Epstein Insurance Trust #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees, Darren K. Indyke and Lawrence Newman, continue to serve.

title: Jeffrey E. Epstein Insurance Trust #3 Grantor's Revocation of Designation of Successor Trustees

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman
Bradley Gillin

document_subtype: Trust Revocation


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0076291, SDNY_GM_00222475, and EFTA01379004.


document_description: This document outlines the ticket allocation and pricing for the Frieze Los Angeles event, along with criteria for invitees. It specifies that invitees should be limited to wealth management clients or prospects and their family members, excluding sensitive counterparts. It also states that Deutsche Bank will not cover client travel and accommodation expenses. The document includes contact information for Sarah Rafferty and other members of the Deutsche Bank Wealth Management team.

title: Frieze Los Angeles Event Details

key_people:
Sarah Rafferty
Melissa Pressley
Bernadette Reves
Ana Zamora

document_subtype: event planning


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of December 11, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report 20181212

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
Darren K. Indyke PLLC
Keyhole Partners, LLC
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
The 2017 Caterpillar Trust


document_description: The document contains financial information related to various trusts and individuals, including balances and account categories. It lists large, zero, and negative balances for accounts associated with names like Shari Wagner, Travis Wagner, and others. The document is marked as confidential under federal rules.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Travis T. Wagner
Robert S. Forsythe
Laura A. Forsythe
Todd R. Wanek
Rahul Vaid
Ali Rashid
Nancy and Michael Devane
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal, and tax advice. It includes references to EU corporate and regulatory disclosures.


document_description: The document contains financial data in tabular format, listing various entities and their associated balances. It includes companies, trusts, and individuals with both positive and zero balances. The data is marked as confidential and is related to a legal proceeding, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial data in tabular format, listing various entities and their respective balances. It includes information on trusts, LLCs, and individuals with large, zero, and negative balances. The data is marked as confidential and is related to a legal proceeding, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document lists various accounts with large, zero, and negative balances, including names like Shari Wagner, Travis Wagner, and Ashley Holdings Inc. It details account names, categories, and balances, with amounts ranging from $100,000 to $50,000,000.

title: Large, Zero and Negative Balances

key_people:
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Leah Kubis

document_subtype: financial statement

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Keyhole Partners, LLC


document_description: The document lists various entities associated with Ashley Furniture and financial amounts, possibly indicating transactions or financial statements.

key_organizations:
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: This document is a standard confidentiality notice from Deutsche Bank, emphasizing the confidential and privileged nature of the communication. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and provides a link for additional EU corporate and regulatory disclosures.


document_description: This document contains a confidentiality notice and a disclaimer from Deutsche Bank. It advises recipients to notify the sender if they received the communication in error and to destroy it. It also states that unauthorized copying, disclosure, or distribution is forbidden. The document includes a link for EU corporate and regulatory disclosures and clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: The document is a disclosure statement from Deutsche Bank, indicating that the bank does not provide legal or tax advice. It contains confidentiality notices and instructions for unintended recipients to destroy the communication. It also references additional EU corporate and regulatory disclosures available online.


document_description: This document appears to be a financial transaction record involving JPMorgan Chase Bank and JPMS LLC, with a further credit to an account named Karyna Shul. The document includes a table with creation and assignment details, and mentions a format validation error. It is associated with Deutsche Bank's Global Messaging Operations.

key_locations:
New York, NY
Eschborn, Germany

key_organizations:
JPMorgan Chase Bank
JPMS LLC
Deutsche Bank AG


document_description: The document appears to be a second-level escalation note involving individuals Sunil Varghese, Anupam-A Kala, and Abhishek S Mohan. It references a visit to GMO at myDB and provides information about SWIFT on the intranet.

key_people:
Sunil Varghese
Anupam-A Kala
Abhishek S Mohan

key_organizations: GMO myDB SWIFT


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Kati Wanek-Forsythe 2015 GRAT
The 2017 Caterpillar Trust
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust


document_description: The document contains financial information related to various trusts, LLCs, and individuals, detailing account balances and categories. It includes a table of entities with their respective balances and a list of accounts with large, zero, and negative balances. The document is marked as confidential under federal rules.


document_description: The document contains financial transactions and account balances related to various trusts, LLCs, and individuals. It lists large, zero, and negative balances for accounts associated with names like Travis Wagner, Shari Wagner, and others. The document is marked confidential and is related to the Jeffrey Epstein case.

key_people:
Travis Wagner
Shari Wagner
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek

key_organizations:
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: A financial document listing entities and amounts associated with them.

key_people:
Mara Wagner
Leah Kubis

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: The document contains financial transactions including deposits and debits on March 18, 2019. It details cash management transfer credits and money transfers to Citibank accounts associated with Morgan Stanley Smith Barney LLC.

document_subtype: bank statement

key_organizations:
Citibank, N.A.
Morgan Stanley Smith Barney LLC


document_description: The document is marked as confidential and is unprintable or corrupted, making it impossible to produce.


document_description: A conversation between Vahe Stepanian and Dennis Eisele regarding a Saudi Bond offering. Dennis mentions that information cannot be shared until it is public, but US clients will have an opportunity to participate. Vahe confirms they will share more information once the deal launches.

key_people:
Vahe Stepanian
Dennis Eisele

key_locations:
Saudi Arabia
US

document_subtype: chat


document_description: A conversation between Vahe Stepanian and Dennis Eisele regarding a Saudi Bond offering. Dennis mentions that information cannot be shared until it is public, but US clients will have an opportunity to participate. Vahe confirms that more information will be shared once the deal launches.


document_description: A note containing option strike prices and expiration details, along with contact information for Daniel Sabba from Deutsche Bank Securities Inc.


document_description: A brief note from Andrew Gallivan, Acting Co-Head WM - Americas at Deutsche Bank Trust Company Americas, expressing gratitude and apologizing for a short time frame.


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of December 11, 2017. It includes account names, categories, and balances.

document_type: email


document_description: This document contains confidential information related to a case under the jurisdiction of the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document is a daily deposit report dated March 16, 2017, detailing large, zero, and negative balances for various accounts, as well as large transactions involving transfers to CDs and new CDs.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, INC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
Gratitude America, Ltd
Prytanee, LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Southern Trust Company, Inc.
The Haze Trust
Southern Financial LLC


document_description: Instructions for completing Israeli Tax Declaration form for Mobileye, N.V. tender offer.

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc.
Mobileye, N.V.
Pershing, LLC


document_description: The document contains a disclaimer from Deutsche Bank stating that they do not provide legal or tax advice. It references an Israeli Tax Declaration Form and an Offer to Purchase, both marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about legal and tax advice, and instructions for handling if received in error. It includes references to EU corporate and regulatory disclosures.


document_description: A check issued by Jeffrey Epstein from Deutsche Bank Trust Company Americas for the amount of $7,500.00, payable to cash. The check includes account and routing information, and is marked as confidential under federal rules.

document_subtype: check


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice. The communication is marked as confidential under federal rules.


document_description: Confidential communication with instructions for handling if received in error.


document_description: A communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality notices, and a reference to EU corporate and regulatory disclosures.


document_description: A check issued by Neptune, LLC to CKG Painting Inc for $15,000 as a 50% deposit for an invoice dated July 13, 2017, for work at 358 El Brillo Way. The check was flagged for high dollar pull due to a signature not on file.

key_people:
Cristian Gaitan
Damen Budge

key_locations: 13882 72nd Court N., West Palm Beach, FL 33412

key_organizations:
Deutsche Bank Trust Company Americas
Neptune, LLC
CKG Painting Inc


document_description: This document is a business deposit account opening application for The 2017 Caterpillar Trust with Deutsche Bank Wealth Management. It includes details such as the account title, entity name, mailing address, date of incorporation, and account options selected.

title: Business Deposit Account Opening Application for The 2017 Caterpillar Trust

document_subtype: Bank Account Application

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust


document_description: This document outlines Deutsche Bank's Customer Identification Policy, which is designed to comply with federal laws aimed at combating terrorism financing and money laundering. It details the information required from customers to establish accounts, including personal identification and documentation. The document also covers information sharing policies, obligations under EU rules, and terms for ATM/Debit and Internet Banking services. It includes acknowledgments of receipt of privacy notices and tax compliance responsibilities for non-U.S. organizations.

document_subtype: Notice of Customer Identification Policy

key_organizations:
Deutsche Bank
DBTCA


document_description: This document appears to be a bank application subject to acceptance by OBTCA. It includes sections for authorized signatures and bank use only, with placeholders for signatures, names, titles, and dates. It also lists account types and numbers, which are currently empty.

document_subtype: bank application

key_organizations: OBTCA DBTCA


document_description: Form W-9 is used to provide a correct taxpayer identification number (TIN) to a requester who must file an information return with the IRS. This form is for The 2017 Caterpillar Trust, classified as a Trust/estate for federal tax purposes. The form includes certification under penalties of perjury regarding the correctness of the TIN, exemption from backup withholding, and FATCA reporting status.

title: Form W-9 Request for Taxpayer Identification Number and Certification

key_locations: 6100 Red Hook Quarter B3, St Thomas, 08002

document_subtype: Form W-9


document_description: This document is a signature card for The 2017 Caterpillar Trust account at Deutsche Bank Trust Company Americas. It specifies the account type as a trust and requires one signature for transactions. The signatories listed are Daphne Wallace and Lesley Groff.

title: Deutsche Bank Signature Card for The 2017 Caterpillar Trust

key_people:
Daphne Wallace
Lesley Groff

document_subtype: bank document


document_description: A registration list for the Frieze NY event, detailing invitees, their companies, job titles, and ticket requirements. Stewart Oldfield is responsible for following up with invitees regarding their attendance and registration status.

title: Frieze NY Registration Status

key_people:
Stewart Oldfield
Frohman Anderson
John Bailey
Laura Barillaro
Mike Barry
Leon Black
Barry Bloom
Michael Bloomberg
Jonathan Botwinick
Stanley Bould
Brad Briner
Charles Britton
Greg Bronson
Roger Bulloch
Jim Burritt
Darren Campf
Amber Caska
Chuck Chai
Barry Cohen
Heather Crosby

document_subtype: registration list

key_organizations:
Everwatch
Spruce Capital
Jockey Club
Georgetown
Apollo
TFMG
Bloomberg LP
Gerschel
Highlander Partners
Willett
Echelon Investments
Safanad
Brightstar
Pacific Life
Bright Companies
Portfolia
Hillspire
Elysium
Mathey's


document_description: A table listing various individuals, their affiliations, and their participation in events such as 'Wed. Preview' and 'Thurs. Private View'. The table includes names, companies, positions, and a column for Stewart Oldfield.

key_people:
Tom Danziger
Kirsten Dzialga
Andrew Feldstein
Matt Ferguson
Robert Forsythe
Tim Fuzesi
Edouard Gerschel
Stan Gold
David Homrich
Ken Jones
Jeff Kirwood
Tony Persico
Jonathan Liggett
Adam Lindemann
George Lindemann
Max Loughman
Gene Lynch
Don Marron
Greg Martin
Kelly Masuda
Todd Meister
Katherine Montrone
Renee Noto
Stewart Oldfield

key_organizations:
Danziger, Danziger & Muro
Dzialga Investments
Blue Mountain
Illig Family
Thirdlake
Safanad
Gerschel
Shamrock
AMB Family Office
Aspen Grove
Marron Investments
JL Squared
Lindemann Capital
BC Property
Disney Family
General Atlantic
Caruso Affiliated
Meister Global
Liberty Lane
Brightstar
Deutsche


document_description: A table listing various individuals, their affiliations, and their interactions with Stewart Oldfield. The table includes details such as the event type, number of attendees, names, companies, positions, and acceptance status.

key_people:
Stewart Oldfield
Tony Persico
Lauren Pressman
Ali Rashid
Rudy Sahay
Ian Slome
Jonathan Sobel
Jason Stiles
Rahul Vaid
Steve Warner
Glen Warren
Paul Watson
Brad Wechsler
Andrew Weinberg
Matt Womble
Howard Levine
Paul Barrett

key_organizations:
Marron Investments
Hillspire
54 Madison
Slome Investments
Hilltop Holdings
Dorrance Family Enterprises
Crestline
TFMG
Anterro Resources
Thirdlake
Elysium
Brightstar
Everwatch
Hunter School auction
Alpha Group Capital
Deutsche Bank Wealth Management


document_description: The document contains contact information and confidentiality notices, likely related to Deutsche Wealth. It includes a phone number, a fax placeholder, and a mobile placeholder, along with a website link and confidentiality statements.


document_description: The document is a financial report listing large, zero, and negative balances for various accounts as of May 29, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report 20180530

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust
Noel Volpe and Mandy Jane Volpe JTWR


document_description: A list of individuals and trusts with associated amounts, possibly related to financial transactions or distributions. Most entries have an amount of 0.00, except for a few individuals and trusts with an amount of 149,900.00.

key_people:
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S. Forsythe
Todd R. Wanek
Ronald & Joyce Wanek


document_description: A bank notice from Deutsche Bank Trust Co. Americas indicating an overdraft of $717.01 in Karyna Shuliak's Elite Checking with Interest account as of 08-02-18. A preauthorized debit of $1,462.54 was returned unpaid, and a fee was deducted for handling the returned item.

title: Overdraft Insufficient Funds Notice

document_subtype: Bank Notice


document_description: A table listing names of individuals, possibly invitees for an event, along with compliance instructions for confirming attendance. The document includes criteria for invitees, restrictions on payment of travel and accommodation, and a link for confirming attendance.

key_people:
Leon Black
Michael Bloomberg
Andrew Feldstein
Rick Caruso
Kelly Masuda
Todd Meister
Greg Martin
Stan Gold
Barry Bloom
Ken Jones
Paul Watson
Robert Forsythe
Todd Wanek
Jeffrey Epstein
Paul Barrett
lan Slome
Katherine Montrone
Raj Pundarika
Todd Kristol
Jon Sobel
Heather Crosby
Tom Danziger
Rudy Sahay
Patrick McGinnis

document_subtype: table

key_organizations:
ABC group
DB


document_description: Invitation to the 'Another World' exhibition focusing on women artists from the Deutsche Bank Collection, organized by Deutsche Bank Wealth Management. The event celebrates female empowerment and the centenary of women's suffrage, featuring works by 670 female artists from over 40 countries. Special exhibition curated by Tracey Emin and her studio.

title: Frieze London & Frieze Masters - Another World Exhibition

key_people:
Fabrizio Campelli
Sarah Rafferty
Tracey Emin

key_locations:
Frieze London
Frieze Masters

document_subtype: invitation

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Collection


document_description: The document lists various trusts and financial entities associated with individuals such as Kati Wanek-Forsythe, Cameron Wanek, Travis Wagner, Shari Wagner, Robert S Forsythe, Todd R Wanek, Ronald & Joyce Wanek, and Ashley Holdings Inc. It includes amounts associated with some of these entities, notably $150,393.93 for Travis Wagner and Robert S Forsythe Revocable Trust.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek


document_description: A confidential document from Stewart Oldfield at Deutsche Bank Trust Company Americas, related to securities offered through Deutsche Bank Securities Inc.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 28, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Mara Wagner
Leah Kubis
Kati Wanek-Forsythe
Shari Wagner
Todd R. Wanek
Karen A. Wanek

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
L5JE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc
Butterfly Trust
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document contains financial data related to various LLCs, trusts, and individuals, listing their balances and categories. It includes large, zero, and negative balances for entities such as SSW 2007 LLC, KWF 2007 LLC, CRW 2007 LLC, and others. The document is marked as confidential under federal rules.

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek
Gabrielle E. Wanek
Rahul Vaid

key_organizations:
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Global Retail, LLC


document_description: The document contains financial data related to various trusts and LLCs, including balances and transactions. It lists entities such as SHARI WAGNER 2014 GRAT, KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, and others, with corresponding financial amounts. The document also includes a section on large, zero, and negative balances, detailing account names and balances. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial data related to various entities, including LLCs, trusts, and individuals. It lists balances for each entity, with some having zero or large balances. The document is marked as confidential and is related to a legal proceeding, as indicated by the reference to Fed. R. Crim. P. 6(e).


document_description: The document contains financial data in tabular format, listing various entities and their associated financial amounts. It includes information on GRATs (Grantor Retained Annuity Trusts), LLCs, and individual accounts with large, zero, and negative balances. The document is marked as confidential and is related to legal proceedings under Federal Rule of Criminal Procedure 6(e).


document_description: A memo from Kimberly Hart, Managing Director and Divisional Control Officer at Deutsche Bank, instructing the closure of $0 balance brokerage accounts and the distribution and closure of deposit accounts with residual balances. Coordination with Dawn Forbes is required for the brokerage accounts.

key_people:
Kimberly Hart
Dawn Forbes
Jeffrey Epstein

key_organizations:
Deutsche Bank
J Epstein Virgin Islands Foundation
Jeepers Inc
Southern Financial LLC
Southern Trust Company Inc
The Haze Trust
Butterfly Trust


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0076408, SDNY_GM_00222592, and EFTA01379098.


document_description: Tazia Smith communicates with Jeffrey Epstein regarding the purchase of Citi 5.8% preferred shares. The emails discuss the progress of the purchase, the current price, and the strategy for acquiring the shares given the low average daily volume.

key_people:
Tazia Smith
Jeffrey Epstein
Daniel Sabba
Paul Morris
Richard Kahn
Vahe Stepanian
Stewart Oldfield


document_description: A confidential communication instructing the purchase of $5 million of Citi 5.80% PFD. The message emphasizes confidentiality and legal restrictions on unauthorized use or disclosure.


document_description: The document discusses various financial topics including the impact of tax reform on home-office deductions for wealthy clients, the performance of hedge funds, the attraction of real estate tax breaks, and the rationale for holding gold. It also mentions the federal interest in speaking with passengers of Jeffrey Epstein's private jet, known as the 'Lolita Express'.

title: Tax Reform Toughens Home-Office Deduction For Wealthy Clients

document_type: media


document_description: The document is a correspondence from Vijay Sawant, a KYC Case Representative at Deutsche Bank, regarding the confirmation of material changes to accounts associated with Gratitude America Ltd. The correspondence seeks confirmation on the roles of Richard Kahn and Darren Indyke, and mentions difficulties in locating certain documents from the US Virgin Islands registry. It also references attached documents for verification purposes.

key_people:
Darren Indyke
Richard Kahn
Jeffrey Epstein
Vijay Sawant

key_organizations:
Gratitude America Ltd
Deutsche Bank


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: The document is a financial report detailing large, zero, and negative balances for various accounts as of October 15, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report 20181016

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT


document_description: The document contains financial data related to various trusts and individuals, including balances and transactions. It lists names such as Caitlin A. Forsythe, Kati Wanek-Forsythe, Shari Wagner, and others, along with associated financial amounts. The document also includes references to various LLCs and trusts, with amounts ranging from zero to several million dollars.

key_people:
Caitlin A. Forsythe
Kati Wanek-Forsythe
Shari Wagner
Robert S. Forsythe
Laura A. Forsythe
Todd R. Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Cameron Wanek
Travis Wagner

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC


document_description: The document lists financial transactions involving Ashley Holdings Inc. and the Ronald & Joyce Wanek Irrevocable Dyna C trust. It includes multiple entries with large amounts, suggesting significant financial activities.

key_people:
Ronald Wanek
Joyce Wanek


document_description: The document is a financial report listing large, zero, and negative balances for various accounts as of October 29, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report 20181030

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
Equibase Company
Axcis Information Network, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Southern Trust Company, Inc.
Butterfly Trust
GEW 2009 LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
CRW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains a table of financial transactions involving various trusts and individuals, with amounts credited (C) and debited (D). It includes large, zero, and negative balances for accounts related to individuals such as Kati Wanek-Forsythe, Shari Wagner, and others. The document is marked as confidential under federal criminal procedure.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Cameron Wanek
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Travis Wagner

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Ashley Holdings Inc


document_description: Financial document related to Ashley Holdings Inc. with two amounts listed.


document_description: Email from Kimberly Hart to Stewart Oldfield and Bradley Gillin regarding Epstein and negative media, questioning if it was returned as an ROC alert or part of regular Lexis/Nexis due diligence.

key_people:
Kimberly Hart
Stewart Oldfield
Bradley Gillin
Richard Iarossi

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: A document related to Deutsche Bank Trust Company Americas and Deutsche Bank Wealth Management, mentioning Stewart OldieId, CFA, CAIA as Director. It includes contact information and a confidentiality notice pursuant to Federal Rules of Criminal Procedure.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: A communication from Deutsche Bank AG regarding compliance with uncleared swap agreements. The letter states that no action is required from the recipient and that the communication does not change any terms of existing agreements. It also mentions that the information may not be relevant if the agreement is uncollateralized or if there is no collateral handling agreement.

document_subtype: letter


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Rahul Vaid
Mara Wagner
Leah Kubis
Darren K. Indyke

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Incompass Solutions Inc
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: The document contains financial information related to various trusts, individuals, and entities, including balances and transactions. It lists account balances for different trusts and individuals, highlighting large, zero, and negative balances. The document is marked as confidential under Federal Rules of Criminal Procedure.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Travis Wagner
Rahul Vaid
Ali Rashid

key_organizations:
THE 2017 CATERPILLAR TRUST
ASHLEY HOLDINGS INC
KEYHOLE PARTNERS, LLC
THIRD LAKE PARTNERS, LLC
ADDISON AT MILLENIA HOLDINGS, LLC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
55W 2007 LLC
SSW 2007 LLC
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: The document contains a table of financial transactions involving various trusts and entities, with amounts ranging from $100,000 to $50,000,000. It also includes a note about large, zero, and negative balances, and mentions Keyhole Partners, LLC.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Mara Wagner
Leah Kubis

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC


document_description: The document contains financial information related to various LLCs, trusts, and individuals, including account balances and overdraft amounts. It lists entities such as CRW 2007 LLC, GEW 2007 LLC, and individuals like Todd R. and Karen A. Wanek. The document also includes a table of balances for different entities and a section on large, zero, and negative balances.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe


document_description: The document contains financial data in tabular format, listing various entities and their associated financial amounts. It includes information on large, zero, and negative balances for different trusts, LLCs, and individuals.

key_people:
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek

key_organizations:
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: A financial document listing entities and amounts, possibly related to Ashley Holdings Inc and Keyhole Partners, LLC.

key_people:
Mara Wagner
Leah Kubis


document_description: Confidential document related to securities offered through Deutsche Bank Securities Inc.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about legal and tax advice, and instructions for handling if received in error.


document_description: The document is a financial report listing large, zero, and negative balances for various accounts as of July 5, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report 20180706

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: The document lists various financial transactions and trusts associated with individuals such as Kati Wanek-Forsythe, Cameron Wanek, Travis Wagner, Shari Wagner, Robert S Forsythe, Todd R Wanek, Ronald & Joyce Wanek, and Ashley Holdings Inc. The transactions include amounts and references to GRAT (Grantor Retained Annuity Trust) and irrevocable trusts.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Todd R Wanek
Ronald & Joyce Wanek

document_subtype: trust and financial transactions


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that suggest it is part of a larger set of legal documents or evidence.


document_description: Certification of beneficial owners for an account being opened for Prytanee, LLC, a USVI Limited Liability Company. Jeffrey E. Epstein is listed as a 50% member and President of Southern Trust Company, Inc. The document includes information about individuals owning 25% or more of the entity and those with significant management responsibility.

key_people:
Jeffrey E. Epstein
Caroline Long
Etienne Binant

document_subtype: Certification of Beneficial Owner

key_organizations:
Southern Trust Company, Inc.
Prytanee, LLC


document_description: Certification of beneficial owner(s) for an account being opened by Jeffrey E. Epstein on behalf of Hyperion Air, LLC, a limited liability company based in USVI. The document includes personal information about Jeffrey E. Epstein as the sole member and beneficial owner.

key_organizations:
Hyperion Air, LLC
Deutsche Bank AG


document_description: Certification of beneficial ownership for JEEPERS, Inc., a USVI Corporation, with Jeffrey E. Epstein as the beneficial owner and account opener.

key_organizations:
JEEPERS, Inc.
Deutsche Bank AG


document_description: Certification of beneficial ownership for JEGE, Inc., a Delaware Corporation, with Jeffrey E. Epstein as the beneficial owner and individual with significant responsibility.

key_organizations:
JEGE, Inc.
Deutsche Bank AG


document_description: Certification of beneficial ownership for an account opened by Jeffrey E. Epstein for JEGE, LLC, a USVI limited liability company. The document includes information about the legal entity, beneficial owner, and individual with significant responsibility.

key_organizations:
JEGE, LLC
Deutsche Bank AG


document_description: Certification of beneficial ownership for LSJE, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_organizations:
LSJE, LLC
Deutsche Bank


document_description: Certification of beneficial ownership for Mort, Inc., a USVI Corporation, with Jeffrey E. Epstein as the President and beneficial owner. The document includes personal information and certification by Jeffrey E. Epstein.

key_organizations:
Mort, Inc.
Deutsche Bank AG


document_description: Certification of beneficial owner for Neptune, LLC, a Delaware limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_organizations:
Neptune, LLC
Deutsche Bank AG


document_description: Certification of beneficial ownership for NES, LLC, a New York limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802

key_organizations:
NES, LLC
Deutsche Bank AG


document_description: Certification of beneficial ownership for Plan D, LLC, a USVI Limited Liability Company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_organizations:
Plan D, LLC
Deutsche Bank AG


document_description: Certification of beneficial ownership for Zorro Management, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_organizations:
Zorro Management, LLC
Deutsche Bank AG


document_description: This document is a certification form required by Federal regulation for financial institutions to obtain information about the beneficial owners of legal entity customers. It is intended to help fight financial crime by disclosing key individuals who own or control a legal entity.

title: Certification Regarding Beneficial Owners Of Legal Entity Customers

document_subtype: Certification Form


document_description: Certification form for beneficial owners of a legal entity opening an account. It requires information about individuals owning 25% or more of the entity and one individual with significant management responsibility.


document_description: This document provides information on Jeffrey Epstein, including his convictions for fraud, sex offenses, and illegal prostitution. It also includes source information from a Factiva article published by The Seattle Times.

title: Entity Information on Jeffrey Epstein

document_subtype: report

key_organizations:
Regulatory DataCorp, Inc.
The Seattle Times


document_description: A public records search for Jeffrey Epstein in New York, including addresses and SSN information for individuals with similar names.

title: Public Records: Comprehensive Person Report

key_people:
Jeffrey Epstein
Geoffrey C Epstein
Geoffrey C Epstein Sr

key_locations:
Great Neck, NY
Nassau County
Jamaica, NY

document_subtype: Public Records Search


document_description: The document contains various county records and listings associated with individuals named Epstein and Tavroff, including addresses, phone numbers, and professional listings. It also includes confidential information such as social security numbers and research profiles.

key_people:
Jeffrey Epstein
Matthew Tavroff

key_locations:
Suffolk County
Queens County
New York County
Kings County
Nassau County


document_description: ABR Research Profile for Jeffrey Epstein, including personal details such as full name, gender, date of birth, and LexID. The document is marked confidential and for internal use only.

document_type: government

document_subtype: Research Profile


document_description: A table listing individuals named Jeffrey Epstein and others with similar names, along with their associated counties and date ranges. It includes gender and type information, as well as SSN information for internal use.

key_people:
Jeffrey M Epstein
Jeffrey C Gilbert
Jeffrey I Epstein

key_locations:
Kings County
Knox County
New York County
Onondaga County
Nassau County


document_description: This document contains confidential information related to individuals associated with Jeffrey Epstein, including addresses, phone numbers, and usage history. It includes details about current and past addresses in New York and Scarsdale, NY, and notes potential discrepancies in phone and address information.

key_people:
Jeffrey Epstein
Renee Epstein
Michael Epstein

key_locations:
New York, NY
Manhattan, NY
Scarsdale, NY

document_subtype: confidential report


document_description: The document contains a history of addresses and social services facilities associated with Jeffrey Epstein across various counties in New York and Rockland from 1973 to 2013. It also includes variations of his name and a LexID reference.

key_locations:
New York County
Richmond County
Rockland County

document_subtype: Social Services and Address History


document_description: The document contains information related to various addresses and phone numbers linked to multiple people, including Jeffrey Epstein, across different counties in New York. It includes a list of names and aliases associated with Jeffrey Epstein and mentions a research profile modification date.

key_people:
Jeffrey Epstein
Joseph Esposito

key_locations:
New York County
Albany County
Richmond County
Kings County

document_subtype: FBI/police report


document_description: The document contains information about an individual named Epstein, Jeffrey I, including personal details such as full name, gender, date of birth, and age. It is marked as confidential and for internal use only.


document_description: The document contains confidential information related to Jeffrey Epstein, including addresses, phone numbers, and social security numbers linked to multiple people. It includes historical address data for Epstein and another individual named Vrlaku Rakip, with details on locations in New York.

key_people:
Jeffrey Epstein
Vrlaku Rakip

key_locations:
Middletown, NY
New Windsor, NY
Long Beach, NY
Staten Island, NY


document_description: A table listing various names and locations associated with Jeffrey Epstein, including counties and time periods, with some notes on phone and address conflicts.

key_locations:
Richmond County
Kings County
Nassau County
New York County


document_description: A table listing various addresses and phone numbers associated with individuals, including Jeffrey Epstein, along with some social security numbers and other identifiers.

key_locations:
New York, NY
Great Neck, NY
Floral Park, NY
Flushing, NY
Annapolis, MD

document_subtype: address and contact information


document_description: The document contains various aliases, addresses, and historical data related to Jeffrey Epstein, including his social security number, addresses in Kings County and Suffolk County, and other personal identifiers. It appears to be a confidential government record for internal use only.

key_locations:
Kings County
Suffolk County

document_subtype: arrest record


document_description: This document appears to be a record of addresses and social security numbers associated with various counties, likely related to Jeffrey Epstein. It includes historical address data across multiple counties and mentions a deceased record associated with a social security number. The document is marked confidential and is for internal use only.

key_locations:
Santa Clara County
Kings County
Suffolk County
Queens County
Richmond County
Staten Island, NY

document_subtype: record


document_description: A report containing personal information and legal search results for individuals named Jeffrey Epstein, including their full names, gender, date of birth, age, and social security numbers. The report also includes search terms, permissible use, and legal results from U.S. District Courts.

key_people:
Jeffrey M Epstein
Jeffrey L Epstein

document_subtype: Comprehensive Person Report

key_organizations:
LexisNexis
U.S District Courts


document_description: This document is a court filing for the case CL v. Epstein in the United States District Court, Southern District of Florida. The case involves allegations of assault, libel, and slander against Jeffrey Epstein. The case was filed on March 31, 2010, under federal question jurisdiction and is now closed. The plaintiff demanded a jury trial.

title: CL v. Epstein

key_people:
Jeffrey Epstein
Kenneth A. Marra
Linnea R. Johnson
Spencer Todd Kuvin
Michael James Pike

key_locations:
West Palm Beach, Florida
Palm Beach Gardens, Florida

document_subtype: Court Filing


document_description: The document is a court record related to the case CL v. Epstein with a reference to Burman Critton Luttier & Coleman. Specific contact details are redacted.

title: CL v. Epstein 9:10cv80447

document_subtype: court record


document_description: This document is a court filing for the case Jane Doe No 103 v. Epstein in the United States District Court, Southern District of Florida. The case involves a personal injury claim filed by Jane Doe No 103 against Jeffrey Epstein. The case was filed on February 23, 2010, under docket number 9:10cv80309, and is now closed. The nature of the suit is personal injury under 28 USC 1391, with a jury demand by the plaintiff. The presiding judge was Kenneth A. Marra.

title: Jane Doe No 103 v. Epstein

key_people:
Jane Doe No 103
Jeffrey Epstein
Kenneth A. Marra
Katherine Warthen Ezell
Robert C. Josefsberg

key_organizations: United States District Court Southern District of Florida


document_description: This document is related to the court case Jane Doe No 103 v. Epstein, with case number 9:10cv80309. It includes information about the defendant's attorney, Michael James Pike, from the law firm Burman Critton Luttier & Coleman. The court record was updated on May 19, 2010.

title: Jane Doe No 103 v. Epstein

document_subtype: court case


document_description: This document is a court filing for the case LM v. Epstein in the United States District Court, Southern District of Florida. The case involves a personal injury claim with a demand of $1,000,000. The case is closed.

title: LM v. Epstein

key_people:
LM
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Bradley James Edwards

key_locations:
West Palm Beach
Fort Lauderdale, FL

key_organizations: Farmer Jaffe Weissing Edwards Fistos & Lehrman PL


document_description: Confidential court record related to the case LM v. Epstein, updated on July 20, 2010. Includes attorney names and law firm details.

key_people:
Michael James Pike
Robert Deweese Critton, Jr


document_description: This document is a court filing for the case Doe No 8 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 8 and the defendant is Jeffrey Epstein. The case involves a personal injury claim under federal jurisdiction, with a jury demand by the plaintiff. The case is closed.

title: Doe No 8 v. Epstein

key_people:
Jane Doe No 8
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Adam D. Horowitz
Stuart S. Mermelstein

key_locations:
Southern District of Florida
Miami, FL

key_organizations:
United States District Court
Mermelstein & Horowitz PA


document_description: This document is a court record related to the case Doe No 8 v. Epstein, updated on June 25, 2010. It includes information about the defendant's attorneys and their contact details.

title: Doe No 8 v. Epstein 9:09cv80802

key_locations:
Miami, FL, USA
West Palm Beach, FL, USA

key_organizations:
Mermelstein & Horowitz PA
Burman Critton Luttier & Coleman


document_description: This document provides information about the court case Doe No 102 v. Epstein, filed in the United States District Court for the Southern District of Florida. The case involves a personal injury claim against Jeffrey Epstein, with Jane Doe No 102 as the plaintiff. The case was filed on May 1, 2009, under federal question jurisdiction and was presided over by Judge Kenneth A. Marra. The case is now closed.

title: Doe No 102 v. Epstein

key_people:
Jane Doe No 102
Jeffrey Epstein
Kenneth A. Marra
Katherine Warthen Ezell

document_subtype: Court Case Information


document_description: This document is a legal filing related to the case Doe No 102 v. Epstein, updated by the court on December 8, 2009. It lists attorneys involved in the case, including those for the defendant and additional parties.

title: Doe No 102 v. Epstein 9:09cv80656

key_people:
Robert C. Josefsberg
Michael James Pike
Robert Deweese Critton Jr
Ann Marie Villafana

key_locations:
Miami, FL
West Palm Beach, FL
Ft Lauderdale, FL

document_subtype: court filing

key_organizations:
Podhurst Orseck Josefsberg Et Al
Burman Critton Luttier & Coleman
United States Attorney's Office


document_description: This document is a court filing for the case Doe No 101 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 101, and the defendant is Jeffrey Epstein. The case involves a federal question related to personal injury, filed on April 17, 2009. The case is closed and was presided over by Judge Kenneth A. Marra, with Magistrate Judge Linnea R. Johnson referred. The plaintiff's attorney is Katherine Warthen Ezell from Podhurst Orseck Josefsberg Et Al.

title: Doe No 101 v. Epstein

key_people:
Jane Doe No 101
Jeffrey Epstein
Kenneth A. Marra
Linnea R. Johnson
Katherine Warthen Ezell

key_organizations:
United States District Court
Podhurst Orseck Josefsberg Et Al


document_description: A table listing attorneys involved in the case Doe No 101 v. Epstein, including their names and associated firms or offices.

key_people:
Robert C Josefsberg
Michael James Pike
Robert Deweese Critton Jr
Jay P Lefkowitz
Michael D Shumsky
Ann Marie C Villafana

document_subtype: legal

key_organizations:
Podhurst Orseck Josefsberg Et Al
Burman Critton Luttier & Coleman
Kirkland & Ellis
United States Attorney's Office


document_description: Internal use document related to the case Doe v. Epstein, modified on June 18, 2007. It is marked confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Doe v. Epstein

key_people: Doe Epstein

document_subtype: Court Case Document


document_description: This document is a court filing for the case Doe II v. Epstein et al in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe II, and the defendant is Jeffrey Epstein. The case involves a federal question under 28 USC 1331 and is classified as a personal injury suit. The case was filed on March 24, 2009, and is now closed. The judge presiding over the case was Kenneth A. Marra. The plaintiff's attorney is Bradley James Edwards from Farmer Jaffe Weissing Edwards Fistos & Lehrman PL.

title: Doe II v. Epstein et al

key_people:
Jane Doe II
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Bradley James Edwards


document_description: A list of attorneys and their associated firms or offices related to the case Doe II v. Epstein et al.

key_people:
Isidro Manuel Garcia
Denise Kalland
Bruce Reinhart
Michael James Pike
Robert Deweese Critton, Jr
Ann Marie C Villafana

document_subtype: attorney list

key_organizations:
Garcia Elkins & Boehringer
Bruce E Reinhart, PA
Burman Critton Luttier & Coleman
United States Attorney's Office


document_description: A civil case filed by Palm Beach Marine Construction, Inc against Jeffrey Epstein in the Southern District of Florida, concerning a foreclosure with a demand of $105,000. The case is closed.

title: Palm Beach Marine Construction, Inc v. Epstein

key_people:
Jeffrey Epstein
Senior Judge Ryskamp, Kenneth L
Lian Alexander Oscar
William Chester Brewer, Jr


document_description: This document is related to the court case Palm Beach Marine Construction, Inc v. Epstein, with case number 9:09cv80175. It includes a record update by the court on October 26, 2009.


document_description: This document is a court filing for the case Jane Doe No 7 v. Jeffrey Epstein in the United States District Court, Southern District of Florida. The case involves a federal question under the Fair Labor Standards Act and is classified as a civil filing with a cause of personal injury. The case was presided over by Judge Kenneth A. Marra and referred to Magistrate Judge Linnea R. Johnson. The plaintiff demanded a jury trial, and the case status is closed.

title: Jane Doe No 7 v. Epstein

key_people:
Jane Doe No 7
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Linnea R. Johnson
Jeffrey Marc Herman

key_organizations:
United States District Court
Herman & Mermelstein


document_description: This document is a court filing for the case Jane Doe No 6 v. Jeffrey Epstein in the United States District Court, Southern District of Florida. The case involves a federal question under the Fair Labor Standards Act. The case was filed on September 10, 2008, and is now closed. The plaintiff demanded a jury trial. The case was presided over by Judge Kenneth A. Marra and referred to Magistrate Judge Linnea R. Johnson. The plaintiff's attorney is Jeffrey Marc Herman from Herman & Mermelstein.

title: Jane Doe No 6 v. Epstein

key_people:
Jane Doe No 6
Jeffrey Epstein
Jean Luc Bruhnel
Jeffrey Marc Herman
Judge Kenneth A. Marra
Magistrate Judge Linnea R. Johnson


document_description: The document contains contact information for legal representatives involved in the case Jane Doe No 6 v. Epstein, including attorneys for Horowitz, Mermelstein, and the defendant, as well as an additional party attorney for the amicus. The court record was updated on June 25, 2010, with a note about suspension on June 10, 2010.

key_people:
Adam D Horowitz
Stuart S Mermelstein
Michael James Pike
Robert Deweese Critton Jr

document_subtype: contact information

key_organizations:
Mermelstein & Horowitz PA
Burman Critton Luttier & Coleman
United States Attorney's Office


document_description: This document is a court filing for the case Doe V. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe and the defendant is Jeffrey Epstein. The case involves a personal injury claim and was filed on August 13, 2008. The case is closed.

title: Doe V. Epstein

key_people:
Jane Doe
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Linnea R. Johnson
Bradley James Edwards


document_description: This document is a court filing from the United States District Court, Southern District of Florida, related to the case CMA v. Epstein et al. The case involves personal injury claims and is filed under diversity jurisdiction. The case is closed.

title: CMA v. Epstein et al

key_people:
Sarah Kellen
Jeffrey Epstein
Kenneth A. Marra
Linnea R. Johnson
Richard Horace Willits


document_description: This document is a court record related to the case CMA v. Epstein et al, with additional party attorneys listed for the amicus. It includes an update from the court dated January 25, 2010.


document_description: This document is a court filing for the case Doe v. Epstein et al in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe and the defendants are Robson, Haley; Kellen, Sarah; and Epstein, Jeffrey. The case was filed on July 18, 2008, under the jurisdiction of Federal Question with Judge Kenneth A. Marra presiding and referred to Magistrate Judge Linnea R. Johnson. The nature of the suit is classified as '890 Other Statutory Actions' and it is a civil filing. The case status is closed.

title: Doe v. Epstein et al

key_people:
Jane Doe
Robson, Haley
Kellen, Sarah
Epstein, Jeffrey
Judge Kenneth A. Marra
Magistrate Judge Linnea R. Johnson
Theodore Jon Leopold

key_locations:
West Palm Beach
Palm Beach Gardens, FL


document_description: This document lists the attorneys involved in the case Doe v. Epstein et al, providing their names, law firms, and addresses.

title: Doe v. Epstein et al 9:08cv80804

key_people:
Spencer Todd Kuvin
Jack Alan Goldberger
Michael James Pike
Robert Deweese Critton, Jr
Guy Alan Lewis
Michael Ross Tein
Jason A McGrath
Douglas Malcolm McIntosh

key_locations:
Palm Beach Gardens, FL, USA
West Palm Beach, FL, USA
Coconut Grove, FL, USA

document_subtype: court document

key_organizations:
Ricci Leopold
Atterbury Goldberger & Weiss, PA
Burman Critton Luttier & Coleman
Lewis Tein
McIntosh Sawran Peitz & Cartaya


document_description: This document is a court record related to the case Doe v. Epstein et al, updated on October 6, 2008. It includes a research profile modified on June 18, 2007, and is marked for internal use only.

title: Doe v. Epstein et al 9:08cv80804


document_description: This document is a court filing for the case Doe v. United States of America in the Southern District of Florida. The case involves intervenors Roy Black, Martin G. Weinberg, Jeffrey Epstein, Jay Lefkowitz, and Bruce Reinhart, with Jane Doe as the petitioner and the United States of America as the respondent. The nature of the suit is classified under 'Other Civil Rights'.

title: Doe v. United States of America

key_people:
Roy Black
Martin G. Weinberg
Jeffrey Epstein
Jay Lefkowitz
Bruce Reinhart
Jane Doe
Kenneth A. Marra
Jacqueline Perczek

key_organizations:
United States District Court
Southern District of Florida
Black Srebnick Kornspan & Stumpf


document_description: This document is related to the case Doe V. United States Of America, with case number 9:08cv80736. It includes contact information for the respondent's attorneys from the United States Attorney's Office in West Palm Beach and Miami, FL. The court record was updated on March 29, 2013.

key_locations:
West Palm Beach, FL, USA
Miami, FL, USA


document_description: This document is a court filing for the case Doe No 4 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 4 and the defendant is Jeffrey Epstein. The case involves personal injury under diversity jurisdiction. The case was filed on April 14, 2008, and is now closed. The plaintiff demanded a jury trial.

title: Doe No 4 v. Epstein

key_people:
Jane Doe No 4
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A Marra
Linnea R Johnson
Jeffrey Marc Herman


document_description: This document lists the attorneys involved in the case Doe No 4 v. Epstein, including their contact information and affiliations.

title: Doe No 4 v. Epstein 9:08cv80380

key_people:
Adam D. Horowitz
Stuart S. Mermelstein
Jeffrey Epstein
Jack Alan Goldberger
Michael James Pike
Robert Deweese Critton, Jr
Michael Ross Tein

key_locations:
Miami, FL, USA
New York, NY, USA
West Palm Beach, FL, USA
Coconut Grove, FL, USA

key_organizations:
Mermelstein & Horowitz PA
Atterbury Goldberger & Weiss, PA
Burman Critton Luttier & Coleman
Lewis Tein


document_description: This document is related to the case Doe No 4 v. Epstein, with additional party attorneys listed for the amicus. It includes contact information for the United States Attorney's Office in West Palm Beach, FL.


document_description: This document is a court filing for the case Doe No 5 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 5 and the defendant is Jeffrey Epstein. The case involves a personal injury claim under diversity jurisdiction. The case was filed on April 14, 2008, and is now closed. The plaintiff's attorney is Jeffrey Marc Herman from Herman & Mermelstein.

title: Doe No 5 v. Epstein

key_people:
Jane Doe No 5
Jeffrey Epstein
Jean Luc Bruhnel
Jeffrey Marc Herman
Kenneth A Marra


document_description: This document lists the attorneys involved in the case Doe No 5 v. Epstein, including defendant attorneys and an additional party attorney for the amicus. It also includes document information related to an ABR Research Profile.

title: Doe No 5 v. Epstein 9:08cv80381

key_people:
Adam D Horowitz
Stuart S Mermelstein
Jack Alan Goldberger
Michael James Pike
Robert Deweese Critton Jr
Michael Ross Tein
Ann Marie C Villafana

document_subtype: Court Document

key_organizations:
Mermelstein & Horowitz PA
Atterbury Goldberger & Weiss PA
Burman Critton Luttier & Coleman
Lewis Tein
United States Attorney's Office


document_description: This document is a court record related to the case Doe No 5 v. Epstein, updated on June 25, 2010.

title: Doe No 5 v. Epstein

key_people:
Doe No 5
Jeffrey Epstein


document_description: A request to rush the opening of accounts, marked as confidential under Federal Rules of Criminal Procedure.


document_description: Internal communication regarding alerts related to Jeffrey Epstein, requiring compliance clearance before KYC approval. Includes instructions for handling alerts and necessary documentation.

key_people:
Amanda
Ashish
Jeffrey Epstein


document_description: This document is a KYC (Know Your Customer) form for Jeffrey Epstein's relationship with Deutsche Bank. It includes relationship details, account information, and the introduction of Epstein to the bank through Paul Morris, a relationship manager. The document lists several accounts under Southern Financial, LLC and Southern Trust Company, Inc., all opened on 8/19/2013.

title: KYC Prini - DB PWM GLOBAL KYC/NCA: PART A

key_people:
Jeffrey Epstein
Paul Morris

document_subtype: KYC Document

key_organizations:
Deutsche Bank
JP Morgan
Southern Financial, LLC
Southern Trust Company, Inc.


document_description: This document outlines the account ownership details for Southern Financial, LLC, including the purpose of the account, expected asset inflows and outflows, and related parties. The account is managed by Paul Morris and is intended to hold funds for the company in a Money Market account. Assets are expected to arrive from JPMorgan, NYC. The document also lists related parties such as Jeffrey Epstein, Southern Financial LLC, and Southern Trust Company, Inc., with details on their roles and relationships to the account.

title: Account Ownership Summary for Southern Financial, LLC

key_people:
Paul Morris
Jeffrey Epstein

key_organizations:
Southern Financial, LLC
JPMorgan
Southern Trust Company, Inc.


document_description: This document provides a summary of the account ownership and expected financial activities for Southern Financial, LLC. The account is managed by Paul Morris and is intended as a checking account to hold funds for the company. Assets are expected to arrive from JPMorgan, NYC. The document outlines expected inflows and outflows, as well as the expected volume of assets after 90 days and one year. It also lists parties related to the account, including Jeffrey Epstein as the sole shareholder of Southern Trust, which is the sole member of Southern Financial.


document_description: This document provides a summary of the account ownership and expected financial activities for Southern Trust Company, Inc. The account is managed by Paul Morris and is intended to hold funds for the company as a checking account. Assets are expected to arrive from JPMorgan, NYC, with an estimated 10 inflows and outflows per month ranging from $1,000 to $10,000. The expected volume of assets is $50,000 after 90 days and $100,000 after one year, both in USD. Jeffrey Epstein is identified as the sole shareholder of Southern Trust.

title: Account Ownership Summary for Southern Trust Company, Inc.

key_organizations:
Southern Trust Company, Inc.
JPMorgan


document_description: This document provides a summary of the account ownership and expected financial activities for Southern Trust Company, Inc. The account is managed by Paul Morris and is intended as a Money Market account to hold funds for the company. Assets are expected to arrive from JPMorgan, NYC. The document outlines expected inflows and outflows, as well as the expected volume of assets in the short and long term. Jeffrey Epstein is identified as the sole shareholder of Southern Trust.


document_description: This document provides Know Your Customer (KYC) details for Southern Financial LLC, including legal entity details, ownership structure, business activities, and financial profile. Southern Financial LLC is a company formed to hold and invest Jeffrey Epstein's personal wealth, with Southern Trust Company Inc as its sole member and Jeffrey Epstein as the sole shareholder of Southern Trust Company Inc.

title: KYC Print for Southern Financial LLC

key_locations:
US Virgin Islands
USA

key_organizations:
Southern Financial LLC
Southern Trust Company Inc
Deutsche Bank
JPMorgan


document_description: This document provides Know Your Customer (KYC) information for Southern Trust Company, Inc., detailing its legal entity information, ownership structure, business activities, and financial profile. The entity is registered in the US Virgin Islands and is managed solely by Jeffrey Epstein. It operates as a private consulting company focusing on financial and biomedical algorithms, with estimated gross receipts of $2,000,000 annually.

title: KYC Document for Southern Trust Company, Inc.

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank
JPMorgan


document_description: A Know Your Customer (KYC) form assessing corporate documentation, undisclosed principal forms, and special risk factors for an account. It includes checks for nexus to special risk countries, complex account structures, non-operating companies, prohibited business relationships, and bearer share controls.

document_subtype: KYC Form


document_description: This document contains the approval signatures for onshore and LATAM/international KYC processes for Deutsche Bank Private Wealth Management. It includes a policy statement on the responsibilities of Client Facing Professionals (CFPs) and a declaration for all signers regarding compliance with anti-money laundering procedures.

title: KYC Approval and Policy Statement

key_people:
Paul Morris
Brian M. Biggar
Armen Brash
Janice Franklin

document_subtype: KYC Approval Document


document_description: A KYC document related to Deutsche Bank Americas in New York, marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Business card for Andrew King, Vice President at Deutsche Bank Securities Inc. and Deutsche Bank Wealth Management.

title: Andrew King, CFA - Vice President, Investment Solutions Group

document_subtype: business card

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management


document_description: The document contains key details from a line chart for EP044023 Pfd, including metrics such as last price, high, average, low, volume, and SMAVG (15).


document_description: Bradley Gillin from Deutsche Bank Wealth Management discusses rejection points on a KYC case with Vijay-A Sawant and Stewart Oldfield. The correspondence addresses various issues such as missing employer address, client introduction details, and the need for updated documents.

key_people:
Bradley Gillin
Vijay-A Sawant
Stewart Oldfield
Jeffrey Epstein
Caroline
Chip Packard

key_organizations:
Deutsche Bank Wealth Management
Sotheby's Switzerland
Zorro Management
Prytanee LLC


document_description: Vijay Sawant, a KYC Case Representative at Deutsche Bank, is addressing rejection points on a KYC case. The memo discusses the need for additional information on artwork investment, approval processes, and missing details for an employee named Caroline. It also mentions updates on CDD form delivery options and verification of Mr. Epstein's signature. The only pending item is the COGS for Prytance, LLC.

key_people:
Vijay Sawant
Bradley Gitlin
Stewart Oldfield
Chip Pacicard
Caroline
Mr. Epstein

document_subtype: memo

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Sotheby's Switzerland
Zorro Management
Prytance, LLC


document_description: The document discusses the financial and professional background of Jeffrey Epstein and Caroline Lang, including their involvement in art investments and financial management. It also addresses the need for updated Source of Wealth (SOW) narratives for both individuals and requests additional information on company expenses and proof of delivery for a FinCEN form.

key_people:
Jeffrey Epstein
Caroline Lang
Leslie Wexner
Alan C. Greenberg
Donny Deutsch
Nelson Peltz
Mortimer Zuckerman
Harvey Weinstein
Bruce Wasserstein
Maer Roshan

key_locations:
US Virgin Islands
Manhattan
Ohio
St. Thomas

key_organizations:
DB
Sotheby's
Financial Trust Company
Southern Financial LLC
Bear Stearns
J. Epstein & Co.
The Limited
Abercrombie & Fitch
New York magazine
Radar
Southern Trust Company Inc.
hytanee LLC


document_description: A request for additional information and actions related to a KYC case, including adding a tax ID for Caroline, providing proof of delivery for a FinCEN form signed by Jeffrey Epstein, and conducting Google searches for relevant entities and individuals.

key_people:
Caroline
Jeffrey Epstein
Vijay Sawant

key_locations:
Mumbai
Goregaon East

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group Wealth Management


document_description: Richard Iarossi from Deutsche Bank Wealth Management is following up with Kimberly Hart regarding the approval to continue the KYC process for Jeffrey Epstein after a lawsuit dismissal. The email mentions a Notice of Dismissal dated 10/5/18 and requests confirmation to proceed with KYC remediation.

key_people:
Richard Iarossi
Kimberly Hart
Bradley Gillin
Stewart Oldfield
Yoonsun

document_subtype: email correspondence

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Document related to securities offered through Deutsche Bank Securities Inc, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Deutsche Bank Wealth Management document with confidential information pursuant to Federal Rule of Criminal Procedure 6(e).

key_locations: 345 Park Ave, New York, NY, 10154-0001, USA

document_subtype: bank document


document_description: This document is a trust agreement dated November 1, 2007, between Jeffrey E. Epstein as the Grantor and Darren K. Indyke and Lawrence Newman as the Trustees. The trust is established to manage and dispose of the property described in Schedule A, with provisions for income distribution to the Grantor's brother, Mark Lawrence Epstein, and further instructions upon the Grantor's death.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Mark Lawrence Epstein

key_locations: Little St. James Island, United States Virgin Islands

document_subtype: Trust Agreement


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. Darren K. Indyke and Lawrence Newman are currently acting as Trustees.

title: THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3 GRANTOR'S REVOCATION OF DESIGNATION OF SUCCESSOR TRUSTEES

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman
Bradley Grim

document_subtype: Revocation of Designation of Successor Trustees


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document contains financial trading data including volume, value traded, number of trades, average size, and standard deviation for Bloomberg and Custom calculations. It also includes key information such as date, time, symbol, current price, volume, open, high, low, VWAP calculation date, interval, and chart type.

document_subtype: financial data


document_description: A wire transfer message failed format validation and was cancelled without risk or responsibility on the sender's part. The transfer involved USD 150,000.00 from Butterfly Trust to JPMS LLC via JPMorgan Chase Bank, NA.

document_subtype: wire transfer

key_organizations:
Butterfly Trust
HBRK Associates, Inc
JPMorgan Chase Bank, NA
JPMS LLC


document_description: A memo from Deutsche Bank's Global Messaging Operations (GMO) providing contact information for first and second level escalations and a reminder about confidentiality and legal disclaimers.

key_people:
Rijosh KC
Sunil Varghese
Anupam-A Kala
Abhishek S Mohan

key_locations: Alfred-Herrhausen-Allee 16-24, 65760 Eschborn, Germany

key_organizations:
Deutsche Bank AG
Global Messaging Operations


document_description: This document is a confidential communication from Deutsche Bank's Institutional Wealth Partners group (IWP) intended for sophisticated, experienced investors who qualify as institutional accounts under FINRA Rule 4512(c)(3). It discusses IWP products, investment ideas, and solutions for discussion purposes only, emphasizing that IWP does not provide investment management or advisory services. Transactions require internal approvals and are available only to Deutsche Bank clients.

key_organizations:
Deutsche Bank
Institutional Wealth Partners
FINRA


document_description: Notification regarding account status change due to three consecutive statement return occurrences. The account will be placed in Suspended Balance Ledger (SBL) status on March 5, 2019, if a new address is not provided to FIS. No hard copy statements will be generated, and the account will be put on No Post until address verification/change is received.

key_people:
Karyna Shuliak
Lisa Ramos

key_organizations:
Deutsche Bank Wealth Management
FIS


document_description: A confidential document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A memo regarding the 2019 Periodic Review for three account holders: Darren K. Indyke, Karyna Shuliak, and Richard D. Kahn. It requests confirmation of any material changes in KYC details, SOW verification for Karyna Shuliak, and confirmation of dual citizenship. The memo also mentions the launch of case 2075620 and potential need for additional details/documents.

key_people:
Darren K. Indyke
Karyna Shuliak
Richard D. Kahn
Mayur Rathod

key_organizations:
Deutsche CIB Centre Private Limited
Wealth Management


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation in the Southern District of New York.


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0076626, SDNY_GM_00222810, and EFTA01379283, which may be case or document numbers.


document_description: Outgoing money transfer from Deutsche Bank to Wells Fargo Bank for RMC Electric.

key_organizations:
Deutsche Bank
Wells Fargo Bank
RMC Electric


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the information in the communication should not be considered as such.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: The document is a financial report detailing large, zero, and negative balances for various accounts as of September 6, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report 20180907

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
TJC Media Ventures, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: The document contains financial data, including balances and transactions for various trusts, LLCs, and individuals. It lists large, zero, and negative balances, with specific amounts for each entity.

key_people:
Cameron Wanek
Travis Wagner
Shari Wagner
Kati Wanek-Forsythe
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Ashley Holdings Inc


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to various trusts, LLCs, and individuals, detailing debits and credits with specific amounts. It includes large, zero, and negative balances for accounts associated with names like Kati Wanek-Forsythe, Shari Wagner, and others. The document is marked as confidential under federal rules.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Cameron Wanek
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Nancy DeVane
Michael DeVane
Ali Rashid
Steven D Forsythe
Caitlin A Forsythe
Travis Wagner


document_description: Financial document related to Ashley Holdings Inc. with amounts listed.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: A confidential letter from Deutsche Bank Trust Company Americas, WM Americas, located at 345 Park Avenue, New York, NY. The letter is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: letter

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: This document outlines changes to the beneficiaries of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3. Trustees Darren K. Indyke and Lawrence Newman, under the power granted in the trust, have decided to delete all previously named beneficiaries and add new ones. The document specifies the distribution of the trust's principal and accumulated income upon the death of the Grantor.

title: THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3 CHANGE OF BENEFICIARIES

key_people:
Darren K. Indyke
Lawrence Newman
Eva Andersson Dubin

document_subtype: Trust Document


document_description: Trust agreement between Jeffrey E. Epstein and trustees Darren K. Indyke and Lawrence Newman, detailing the management and disposition of the trust's property, including provisions for Mark Lawrence Epstein.

title: TIIE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees, Darren K. Indyke and Lawrence Newman, continue to serve.

title: Grantor's Revocation of Designation of Successor Trustees

document_subtype: Trust Revocation


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and regulatory disclosures.


document_description: A confidential document related to a KYC case at Deutsche Bank Group's Wealth Management division.

key_organizations:
Deutsche Bank Group
Deutsche08 Centre Private Limited