document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated August 1, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


source: doj

document_description: This document is a valuation statement from Deutsche Bank Group, provided by Southern Financial, LLC, detailing FX-Options trades as of August 1, 2014. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option style, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

document_type: tabular

document_subtype: valuation statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts as of August 1, 2014. It includes account numbers, names, categories, balances, and overdraft amounts.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
DEGE, Inc.
DEGE, LLC
NES, LLC


document_description: A financial summary detailing various trades associated with the Epstein account, managed by Morris, including trade descriptions, dates, and amounts in USD. The document includes a year-to-date total for 2013 and specific trade details for 2014.

key_people:
Paul Morris
Tazia Smith

document_subtype: financial summary

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: Internal memo from Paul Morris to Matt regarding commodities trades in oil and copper and associated revenue not being captured.

key_people:
Paul Morris
Matt

document_type: correspondence

document_subtype: memo


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades with their respective trade IDs, counterparties, trade types, dates, amounts, and other financial details. The total valuation is noted as (96,415.16) USD.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are provided for internal use only and may be subject to adjustments based on various risks and market conditions. The statement includes a note on the interpretation of positive and negative values from DB Group's perspective.

title: Deutsche Bank Group Valuation Statement

document_type: financial

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various FX-Options trades with their respective trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Email correspondence regarding discrepancies between informal execution reports and official trade confirmations or account statements. Includes attachments related to various financial entities and a prospectus.

key_people:
Vahe Stepanian
Rich

key_locations: 345 Park Avenue, New York, NY 10154-0004

document_subtype: email

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: The document contains financial data related to commodity trading, specifically the CL1 COMB Comdty. It includes historical prices, bid prices, and last prices for various dates in 2014. Additionally, it provides contact information for Bloomberg offices in various countries.

key_locations:
Australia
Brazil
Europe
Germany
Hong Kong
Japan
Singapore
U.S.

document_subtype: financial data


document_description: This document is a bank statement from Deutsche Bank Private Wealth Management for Jeffrey Epstein, covering the period from July 1, 2014, to July 31, 2014. The statement shows the beginning account value, net cash deposits and withdrawals, dividends, interest, and the ending account value. The account is 100% invested in USD Cash, Money Funds, and Bank Deposits, which are FDIC insured.

title: Deutsche Bank Account Statement for Jeffrey Epstein

key_people:
Jeffrey Epstein
Tazia Smith

key_locations:
New York, NY
St. Thomas, VI

document_subtype: bank statement

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a bank statement detailing FDIC insured bank deposits for Jeffrey Epstein, including opening and closing balances, interest income, and portfolio holdings for the period ending July 31, 2014.

document_subtype: Bank Statement

key_organizations:
FDIC
Citibank N.A.
Deutsche Bank Trust Co
NY Community Bank
The Bank of New York Mellon Corporation
Penthing LLC


document_description: Deutsche Bank Private Wealth Management statement for Jeffrey Epstein for the period 07/01/2014 - 07/31/2014. The statement includes portfolio holdings, activity summary, and messages regarding money market mutual funds and FDIC-insured bank deposits.

key_locations:
New York, NY
Baltimore, MD

key_organizations: Federal Deposit Insurance Corporation (FDIC)

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: The document is a financial statement detailing transactions by type of activity, specifically focusing on dividends and interest from FDIC insured bank deposits. It includes client service information and account details for Jeffrey Epstein.

document_subtype: financial statement

key_organizations: FDIC DALBAR


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for Jeffrey Epstein, covering the period from July 1, 2014, to July 31, 2014. It includes information on pricing, estimated annual figures, proxy voting, foreign currency transactions, and the role of Pershing as a clearing broker. The statement emphasizes the responsibilities of the financial institution and provides contact information for inquiries.

key_locations:
Baltimore, MD
New York, NY


document_description: This document contains important information and disclosures related to Pershing LLC, including arbitration agreements and contact information. It outlines the rights and limitations of parties involved in arbitration with Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: This document is a bank statement from Deutsche Bank Private Wealth Management for THE HAZE TRUST, covering the period from July 1, 2014, to July 31, 2014. It includes details on account valuation, asset allocation, and income.

title: Deutsche Bank Statement for THE HAZE TRUST

key_people:
Jeffrey Epstein
Darren K Indyice
Tazia Smith

key_locations:
New York, NY
St Thomas, VI

key_organizations:
Deutsche Bank Private Wealth Management
THE HAZE TRUST


document_description: The document is a financial statement detailing asset allocation, gains and losses, money market fund details, and income and expense summary for a specific period ending on July 31, 2014. It includes realized and unrealized gains/losses, money market fund activities, and income from dividends and interest.

key_organizations:
DWS Government Cash Instl
Ponsfing LLC
The Bank of New York Marine Corporation
BNY Mellon


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It details portfolio holdings, including cash, money funds, bank deposits, asset-backed securities, and corporate bonds. The statement includes account numbers, opening and closing balances, accrued income, and yields.

title: Deutsche Bank Private Wealth Management Statement

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
TFE HAZE TRUST


document_description: The document contains a detailed table of portfolio holdings, including fixed income and equities. It lists corporate bonds and preferred stocks with details such as date acquired, quantity, unit cost, cost basis, market price, market value, unrealized gain/loss, accrued interest, estimated annual income, and estimated yield.

document_subtype: Portfolio Holdings

key_organizations:
IPAYMENT INC
JPMORGAN CHASE & CO
BANK AMER CORP
CITIGROUP INC
THE HAZE TRUST


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It details portfolio holdings, specifically mutual funds, including JP Morgan Floating Rate Income Fund. The statement includes information on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and yield. It also explains the distinction between 'covered' and 'noncovered' securities under cost basis reporting rules.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
JP Morgan
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: The document provides a schedule of realized gains and losses for a specific period, detailing the disposition and acquisition dates, transaction types, descriptions, quantities, cost basis, proceeds, and realized gains/losses for securities. It includes information on cost basis reporting rules and adjustments for tax reporting purposes.

title: Schedule of Realized Gains and Losses

key_organizations:
Pershing
The Haze Trust


document_description: Deutsche Bank Private Wealth Management statement for The Haze Trust covering the period from July 1, 2014, to July 31, 2014. It includes information on realized gains and losses, cost basis adjustments, and messages regarding money market mutual funds and FDIC-insured bank deposits. The document also mentions the rebranding of Deutsche Bank's asset and wealth management operations.

key_organizations: Securities Investor Protection Corporation


document_description: Deutsche Bank Private Wealth Management statement for The Haze Trust covering the period from July 1, 2014, to July 31, 2014. It includes transactions such as return of principal, money market fund purchases, and reinvestments. The bond maturity schedule is also provided.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
The Haze Trust


document_description: This document is a financial account statement detailing bond investments, client service information, account information, and important disclosures. The account is 100% invested in bonds with a quality of BA/Lower, with a total market value of $9,506,732.83. The document also includes information on electronic delivery preferences, pricing, estimated annual figures, reinvestment, and options.

document_subtype: account statement

key_organizations:
Pershing
Options Clearing Corporation
The Haze Trust


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It includes information on proxy voting, foreign currency transactions, credit ratings, bond maturity schedules, and the role of Pershing as a clearing broker. The statement also provides contact information for inquiries and mentions the Securities Investor Protection Corporation (SIPC) coverage.


document_description: This document contains important information and disclosures related to arbitration agreements and the role of Pershing LLC in financial transactions. It outlines the arbitration process, limitations, and conditions under which arbitration is conducted, including the inability to bring class actions to arbitration. The document also provides contact information for Pershing LLC's Legal Department.

key_locations: One Pershing Plaza, Jersey City, New Jersey

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for JEEPERS INC, covering the period from July 1, 2014, to July 31, 2014. It includes details on account valuation, cash deposits and withdrawals, dividends, interest, and other income, as well as asset allocation.

title: Deutsche Bank Statement for JEEPERS INC

key_organizations:
Deutsche Bank Private Wealth Management
JEEPERS INC


document_description: The document provides a summary of gains and losses, money market fund details, and an income and expense summary for the period ending July 31, 2014. It includes realized and unrealized gains/losses, money market fund transactions, and income/expense details.

title: Asset Allocation Disclosure and Footnotes

key_organizations:
DWS GOVERNMENT CASH INSTL
JEEPERS INC
DALENCE R RATED COMMUNICATIONS


document_description: Deutsche Bank Private Wealth Management statement for the period 07/01/2014 - 07/31/2014, detailing portfolio holdings including cash, money funds, bank deposits, and mutual funds.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
JEEPERS INC


document_description: This document is a financial statement detailing portfolio holdings, including cost basis, market value, unrealized gain/loss, accrued interest, and estimated annual income. It includes footnotes on securities acquired before 2011 and their reporting requirements under the Internal Revenue Code. It also contains messages about money market mutual funds, FDIC-insured bank deposits, and Deutsche Bank's rebranding.

key_organizations: Federal Deposit Insurance Corporation (FDIC)


document_description: Deutsche Bank Private Wealth Management statement for the period 07/01/2014 - 07/31/2014, detailing credits and debits in securities, dividends, interest, and cash transactions.

key_locations:
New York
Baltimore

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc


document_description: The document details financial transactions including cash withdrawals, deposits, and money market fund activities for the account of JEEPERS INC. It includes a federal funds transfer to Deutsche Bank Trust and a money fund redemption. The document also provides client service information and account details.

key_organizations:
Deutsche Bank Trust
DWS GOVT CASH INSTL
JEEPERS INC


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It includes important information and disclosures about estimated annual figures, reinvestment, options, proxy vote, foreign currency transactions, and the role of Pershing as a clearing broker. The document outlines the responsibilities of Pershing and the financial institution in managing the account and provides contact information for inquiries.

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document contains important information and disclosures related to Pershing LLC's role in providing financial services, arbitration disclosures, and agreements. It advises clients to report any inaccuracies in their statements and outlines the arbitration process and limitations. The document also includes contact information for Pershing LLC and mentions the option for electronic delivery of statements.

key_locations:
Jersey City, New Jersey
State of New York

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
JEEPERS INC


document_description: This document is a financial statement from Deutsche Bank for the account of J Epstein Virgin Islands Foundation Inc, covering the period from July 1, 2014, to July 31, 2014. It includes details on account valuation, cash deposits and withdrawals, dividends, interest, taxes withheld, and asset allocation.

title: Deutsche Bank Statement for J Epstein Virgin Islands Foundation Inc

key_locations:
New York, NY
St Thomas, VI
Baltimore, MD

key_organizations:
Deutsche Bank Private Wealth Management
J Epstein Virgin Islands Foundation Inc
Penthing LLC
The Bank of New York Mellon Corporation


document_description: This document provides a detailed account of the money market fund activities and income/expense summary for the period ending July 31, 2014. It includes opening and closing balances, withdrawals, deposits, and income reinvestment details. The document also summarizes dividend and interest income for the current period and year-to-date.

title: Money Market Fund Detail and Income and Expense Summary


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the account of JEPSTEIN VIRGIN ISLANDS, covering the period from July 1, 2014, to July 31, 2014. It includes portfolio holdings, activity summary, and messages regarding money market mutual funds and FDIC-insured bank deposits.


document_description: This document is a financial transaction statement detailing various activities such as dividends and interest, taxes withheld, cash withdrawals and deposits, and money market funds for the account of J Epstein in the Virgin Islands. It includes specific transactions with dates, descriptions, and amounts in USD.

document_subtype: Transaction Statement

key_organizations:
DWS Govt Cash Instl
Fairwinds Credit Union


document_description: The document outlines important information and disclosures related to Pershing LLC, including its role as a member of the Securities Investor Protection Corporation (SIPC) and its arbitration agreement. It emphasizes the limitations of SIPC protection, the process for reporting inaccuracies, and the arbitration process governed by the Financial Industry Regulatory Authority. The document also provides contact information for Pershing LLC and mentions the governing laws of the State of New York.

document_type: legal

document_subtype: disclosure


document_description: This document is a bank statement from Deutsche Bank Private Wealth Management for Southern Financial LLC, covering the period from July 1, 2014, to July 31, 2014. It includes details on account valuation, asset allocation, and cash transactions.

title: Deutsche Bank Account Statement for Southern Financial LLC

key_organizations:
Deutsche Bank Private Wealth Management
Southern Financial LLC
Ponsfing LLC
The Bank of New York Marine Corporation
BNY Mellon


document_description: This document is a bank statement detailing FDIC insured bank deposits for the account ending on 07/31/14. It includes a summary of income and expenses, portfolio holdings, and interest income for the current period and year-to-date.

key_organizations:
FDIC
Deutsche Bank Trst Co
SOUTHERN FINANCIAL LLC


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC for the period 07/01/2014 - 07/31/2014. It includes details on credits and debits, with a total cash deposit of $170,000.00 and total debits of $170,003.11. The statement also includes messages about money market mutual funds and FDIC-insured bank deposits.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Deutsche Bank Alex. Browne
FINRA
NYSE
SIPC
DWS Investments
Ponsfing LLC
The Bank of New York Marine Corporation
BNY Mellon


document_description: This document contains a table of financial transactions categorized by activity type, including dividends and interest, taxes withheld, cash withdrawals and deposits, and FDIC insured bank deposits. It includes transaction dates, descriptions, and amounts in USD.

document_subtype: Financial Transactions Table


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the account of Southern Financial LLC, covering the period from July 1, 2014, to July 31, 2014. It includes information on tax lot disposition methods, electronic delivery options, pricing, estimated annual figures, proxy voting, foreign currency transactions, and the role of Pershing as a clearing broker.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC for the period 07/01/2014 - 07/31/2014. The statement includes valuation at a glance, asset allocation, and other financial details.

key_organizations:
Deutsche Bank Private Wealth Management
Southern Financial LLC


document_description: The document provides a detailed financial statement including asset allocation, summary of gains and losses, exchange rate table, and money market fund details as of July 31, 2014. It includes realized and unrealized gains/losses, global cash balances, and money market fund transactions.

key_organizations:
Puring LLC
The Bank of New York Money Corporation
BNY Mellon
SOUTHERN FINANCIAL LLC


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC for the period 07/01/2014 - 07/31/2014. It includes income and expense summary, portfolio holdings, and account details.


document_description: The document is a continuation of a portfolio holdings report, detailing U.S. dollar-denominated fixed income securities, including asset-backed securities and corporate bonds. It provides information on acquisition dates, quantities, unit costs, market values, unrealized gains/losses, accrued interest, and estimated yields.

key_organizations:
Countrywide Home Loans
Washington Mutual MTG SECS Corp
1SG Structured Prods Inc
HSBC USA Inc
JPMorgan Chase & Co
Petroleos de Venezuela
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It details portfolio holdings, specifically focusing on U.S. dollar fixed income investments, including corporate bonds from companies such as Headwaters Inc, Earthlink Inc, Servicemaster Co, and Lloyds TSB Bank PLC. The statement includes information on quantities, unit costs, market values, unrealized gains/losses, accrued interest, estimated annual income, and yields.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Southern Financial LLC


document_description: The document contains detailed information about a financial portfolio, specifically focusing on U.S. dollar holdings in fixed income securities, including corporate bonds. It provides data on acquisition dates, quantities, unit costs, market prices, market values, unrealized gains/losses, accrued interest, and estimated annual income and yield for various securities.

document_subtype: financial portfolio

key_organizations:
Southern California Edison Co
Barclays Bank PLC
JPMorgan Chase & Co
Bank of America Corp
General Electric Capital Corp
LBO Capital No 1 PLC


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC for the period 07/01/2014 - 07/31/2014. The document includes details of portfolio holdings, specifically fixed income and equities, with information on corporate bonds and common stocks.


document_description: The document contains a detailed table of portfolio holdings, including equities such as Bank of New York Mellon Corp, Biogen Idec Inc, Facebook Inc, Foundation Medicine Inc, General Electric Co, General Motors Co, Gilead Sciences Inc, JP Morgan Chase & Co, Sangamo Biosciences Inc, and Santander Consumer USA Holdings Inc. It lists details like date acquired, quantity, unit cost, cost basis, market price, market value, unrealized gain/loss, estimated annual income, and estimated yield.

document_subtype: portfolio holdings

key_organizations:
Bank of New York Mellon Corp
Biogen Idec Inc
Facebook Inc
Foundation Medicine Inc
General Electric Co
General Motors Co
Gilead Sciences Inc
JP Morgan Chase & Co
Sangamo Biosciences Inc
Santander Consumer USA Holdings Inc
Southern Financial LLC


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It details portfolio holdings, including equities and preferred stocks, with information on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yields.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
SOUTHERN FINANCIAL LLC


document_description: This document is a financial statement detailing portfolio holdings, including equities, options, exchange-traded products, and cash balances in U.S. dollars and euros. It provides information on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, and estimated annual income and yield.


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It details portfolio holdings, including cost basis, market value, unrealized gains/losses, accrued interest, and estimated annual income. The document also includes footnotes explaining cost basis rules and reporting requirements.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Money Corporation
BNY Mellon
Southern Financial LLC


document_description: The document provides a summary of financial holdings by currency and a schedule of realized gains and losses for the current period. It includes details on cash, fixed income, equities, and exchange-traded funds in U.S. Dollars and Euros, as well as short-term and long-term realized gains and losses from various securities transactions.

title: Holdings Summary and Schedule of Realized Gains and Losses

key_organizations:
SOUTHERN FINANCIAL LLC
R RATED COMMUNICATIONS

reference_numbers:
B0098073CSF30017
DEAB-ROLL
Account Number: N4G-023804


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC covering the period from July 1, 2014, to July 31, 2014. It includes a schedule of realized gains and losses, cost basis adjustments, and messages regarding money market mutual funds and FDIC-insured bank deposits. The document advises consulting a tax advisor for accurate tax reporting and mentions the rebranding of Deutsche Bank's asset and wealth management operations.

key_organizations: Securities Investor Protection Corporation


document_description: This document is a financial statement detailing credits and debits for securities, dividends, interest, distributions, fees, cash, FDIC insured bank deposits, and money market funds. It includes transactions by type of activity, such as securities bought and sold, bond interest received, and cash dividends received. The document provides a detailed breakdown of financial activities for a specific period and year-to-date.

key_organizations:
JP Morgan Chase & Co
Pershing
Servicemaster Co
Countrywide Home Loans
General Electric Co
Southern Financial LLC


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It details various transactions including bond interest received, money market fund income, cash dividends, security redemption, return of principal, and foreign custody fees. The statement includes amounts in USD and provides a total for dividends, interest, and distributions.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
JP Morgan Chase & Co
Washington Mutual MTG SECS Corp
Countrywide Home Loans


document_description: The document contains a financial statement detailing various transactions, including cash withdrawals, deposits, money market fund activities, and cash not yet received. It includes transaction dates, activity types, descriptions, and amounts in USD.

key_organizations:
Deutsche Bank Trust
DWS GOVT CASH INSTL
Bank of New York Mellon Corp
Southern Financial LLC


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC, covering bond maturity and quality for July 2014.


document_description: This document provides important information and disclosures related to a financial account statement. It includes details on pricing, estimated annual figures, reinvestment, options, proxy voting, foreign currency transactions, ratings, cash not yet received, bond maturity schedule, and bond quality. The document also mentions the availability of e-delivery and provides contact information for Southern Financial LLC.

key_organizations:
Pershing
Standard & Poor's
Options Clearing Corporation
Southern Financial LLC


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for Southern Trust Company Inc. for the period of July 2014. It includes account valuation, asset allocation, and other financial details.

key_organizations:
Deutsche Bank Private Wealth Management
Southern Trust Company Inc.


document_description: This document provides a summary of gains and losses, exchange rates, global cash balances, money market fund details, and income and expense summary as of July 31, 2014. It includes realized short-term and long-term gains/losses, exchange rates for British Pound, and details of a money market fund with transactions and balances.

key_organizations:
SOUTFERN TRLST COMPAkY INC
DWS GOVERNMENT CASH INSTL


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It includes income and expense summaries, portfolio holdings, and details of cash, money funds, and bank deposits. The statement also provides information on fixed income, specifically corporate bonds from Petroleos de Venezuela.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Southern Trust Company Inc


document_description: The document is a financial statement detailing portfolio holdings, including equities, preferred stocks, cash, money funds, bank deposits, and fixed income. It provides information on cost basis, market value, unrealized gain/loss, estimated annual income, and yield for various securities.


document_description: Deutsche Bank Private Wealth Management statement for Southern Trust Company Inc. for the period 07/01/2014 - 07/31/2014. It includes portfolio holdings in British Pound and U.S. Dollars, with details on market value, accrued interest, and estimated annual income. The document also discusses cost basis rules for securities acquired before and after 2011.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Southern Trust Company Inc.
Pershing


document_description: The document provides a summary of holdings by currency, including cash, fixed income, and equities in U.S. Dollars and British Pounds. It also includes an activity summary of credits and debits for the period and year-to-date, with details on securities, dividends, interest, distributions, fees, deposits, and money market funds.

key_organizations: Federal Deposit Insurance Corporation (FDIC)

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: Deutsche Bank Private Wealth Management statement for the period 07/01/2014 - 07/31/2014, detailing transactions including securities bought and sold, dividends and interest, fees, and money market funds.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Nationwide Building Society
DWS GOVT CASH INSTL
SOLD-ERN TRUST COMPANY INC


document_description: This document provides client service information for an account managed by Pershing LLC, a subsidiary of BNY Mellon. It includes details on account management, pricing, estimated annual figures, reinvestment, options, proxy voting, and foreign currency transactions. The document emphasizes the importance of electronic delivery and provides contact information for the client advisor.

title: Client Service Information

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Southern Trust Company Inc


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of July 1, 2014, to July 31, 2014. It includes important information and disclosures about credit ratings, the role of Pershing as a clearing broker, and arbitration disclosures. The statement is associated with the account number N4G-023812 belonging to Southern Trust Company Inc.

key_locations:
Baltimore, MD
New York, NY
Jersey City, NJ


document_description: This document outlines the terms and conditions of the Commodity-Linked Market Plus Non-Principal Protected Notes offered by SG Structured Products, Inc. The notes are linked to the performance of West Texas Intermediate (WTI) Crude Oil and involve significant risks, including the potential loss of the entire principal. The document details the payoff mechanism, potential payment at maturity, and hypothetical payoff scenarios based on commodity performance. It emphasizes the risks associated with the investment, including the possibility of a Downside Trigger Event, which could result in a loss of principal.

document_subtype: Investment Notes

key_organizations:
SG Structured Products, Inc
Société Générale
JPMorgan Chase & Co.


document_description: This document is a pricing supplement for SG Structured Products, Inc.'s Commodity-Linked Market Plus Non-Principal Protected Notes, Series 2013-58, due August 5, 2014. The notes are linked to the performance of West Texas Intermediate Crude Oil and do not guarantee the return of the principal amount. Payment at maturity depends on the performance of the reference commodity and whether a downside trigger event occurs. The document outlines the terms, risks, and conditions of the notes, including the role of Societe Generale as guarantor and JP Morgan Securities LLC as placement agent.

document_subtype: Pricing Supplement

key_organizations:
SG Structured Products, Inc.
Societe Generale
JP Morgan Securities LLC

reference_numbers:
CUSIP: 78423EHS6
ISIN: US78423EHS63


document_description: This document is a pricing supplement for notes issued by Societe Generale. It outlines the price to the public, distributor's commission, and proceeds to the issuer. It includes details on hedging costs, sales commissions, and the role of J.P. Morgan Securities LLC and SG Americas Securities, LLC in the distribution. The document also mentions regulatory disclaimers and the non-obligation of agents to purchase the notes. The notes are not rated by any recognized statistical rating organization.

key_people:
J.P. Morgan Securities LLC
SG Americas Securities, LLC

key_organizations:
Societe Generale
JPMorgan Chase Bank, N.A.
The Depository Trust Company


document_description: This document is a Pricing Supplement for Notes issued by SG Structured Products, Inc. It should be read in conjunction with the Offering Memorandum and Product Supplement. It outlines the terms of the Notes, superseding prior statements and materials. It emphasizes the importance of consulting advisors due to the risks involved. The document provides contact information for Societe Generale, New York Branch, and notes an upcoming office relocation.

key_locations: 1221 Avenue of the Americas, New York, NY 10020

key_organizations:
SG Structured Products, Inc.
Societe Generale, New York Branch


document_description: The document is a summary of a Pricing Supplement for Notes issued by Societe Generale, New York Branch. The Notes are senior unsecured obligations, not rated by any recognized organization, and are riskier than ordinary debt securities as they do not guarantee the return of the initial investment or pay interest. Payment at maturity is linked to the performance of WTI Crude, and the Notes are non-principal protected, meaning the principal is at risk. The offering is made by SG Americas Securities, LLC, and the minimum investment is $10,000. The document highlights the risk of losing the entire principal if a Downside Trigger Event occurs.

document_subtype: Pricing Supplement Summary

key_organizations:
SG Americas Securities, LLC
Societe Generale


document_description: This document is a pricing supplement for notes with a $1,000 notional amount, detailing the calculation of the redemption amount, the role of Societe Generale as the calculation agent, and the lack of a secondary market for the notes. It also outlines the potential risks and adjustments related to market disruption events and other factors affecting the reference commodity.


document_description: This document outlines the suitability considerations for investing in certain Notes, highlighting the risks and conditions under which the investment may not be suitable for certain investors.

document_subtype: investment suitability considerations


document_description: This document outlines the risk factors associated with investing in certain Notes, highlighting the credit risk of the issuer and guarantor, the impact of market perception on trading value, and the lack of insurance by the FDIC or any third party. It advises potential investors to carefully consider these risks and consult with advisors before investing.

document_subtype: Risk Factors


document_description: The document outlines the risks associated with investing in certain Notes, which are not principal protected. Investors are not guaranteed any return of their principal at maturity, and the payout depends on the Final Commodity Value. A Downside Trigger Event could result in a loss of up to 100% of the principal. The Notes do not pay any coupon and may result in a lower return compared to conventional fixed-rate debt securities. Limited protection against loss is provided, conditional on the Reference Commodity not depreciating by more than 21.25%.

document_subtype: investment notes


document_description: The document discusses the impact of governmental policies, macroeconomic events, and regulatory changes on commodity prices and the market value of related financial instruments. It highlights the volatility in commodity prices since 2009 and the potential adverse effects of regulatory changes, such as those introduced by the Dodd-Frank Act, on futures contracts and options. The document also covers the legal challenge to the CFTC's position limit rules and the potential market impact if such rules are implemented.

key_locations: U.S. District Court for the District of Columbia

document_subtype: regulatory analysis

key_organizations: International Swaps and Derivatives Association

key_organizations: Securities Industry and Financial Markets Association


document_description: The document discusses the potential impact of European and US regulations on the liquidity and volatility of commodities, futures, and derivatives markets. It highlights the European Commission's proposal to update MiFID II and MiFIR, and the adoption of EMIR, which could affect market liquidity and volatility. The document also warns of potential conflicts of interest and risks associated with investing in Notes linked to WTI Crude.

document_subtype: regulatory impact analysis

key_organizations: European Securities and Markets Authority


document_description: The document discusses risks related to the Reference Commodity and the uncertain tax treatment of Notes. It advises consulting a tax advisor for the tax consequences of investing in a Note and refers to specific sections in the Product Supplement for more details.

document_subtype: risk and tax treatment notice


document_description: The document outlines the distribution plan for Notes, involving arrangements with Distributors including SGAS. J.P. Morgan Securities LLC acts as the Placement Agent, receiving a fixed sales commission. SGAS, an affiliate, has a conflict of interest as per FINRA 5121. The document also covers secondary market considerations, ERISA, and U.S. federal income tax implications.

document_subtype: Supplemental Plan of Distribution

key_organizations:
SGAS
JPMorgan Chase Bank, N.A.


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing economic assessments of transactions or instruments as of August 6, 2014. The document includes disclaimers about the nature of the valuations and potential changes in future valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Pinedo
Paul Morris

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 7, 2014. The document includes contact information for sales inquiries and questions, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc.
JEGE, LLC


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of August 8, 2014.

title: RM0081851 Daily Deposit Report 20140809

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated August 11, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the use of these valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of August 11, 2014.

title: RM0081851 Daily Deposit Report


document_description: The document contains financial data related to USDCNH options and price history. It includes call spread and put options with specific strikes and percentages, as well as a 1-year price history of USDCNH with metrics such as last price, high, average, and low.

document_subtype: financial data

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a confidential communication from Deutsche Bank, emphasizing the confidentiality and potential attorney-client privilege of the information contained within. It warns against unauthorized use, disclosure, or copying of the communication and provides instructions for notifying the sender in case of receipt in error.


document_description: This document is a confidential communication from Deutsche Bank, emphasizing the confidentiality and potential attorney-client privilege of the information contained within. It warns against unauthorized use, disclosure, or copying of the communication and advises recipients who received it in error to notify the sender and destroy the communication.


document_description: This document contains indicative levels for USDCNH options, sourced from DB FX Pricer on 8/12/14. It includes a disclaimer about the confidentiality and privileged nature of the information, and a notice that Deutsche Bank does not provide legal or tax advice.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: The document contains confidential information related to a legal case, marked as confidential under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0113647, SDNY_GM_00259831, and EFTA01455110.

document_type: other


document_description: Financial data for USDCNH BGN Curncy including last price, high, average, and low values within a specified date range. Includes chart details as of 08/14/14.

title: USDCNH BGN Curncy Chart Details


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice.

key_organizations:
JEE
Deutsche Bank


document_description: The document provides indicative levels for 1-year ATM and ATMF USDCNH put options as of August 12, 2014, along with a price history chart for the USDCNH currency pair from September 2013 to August 2014. It includes the last price, historical high and low prices with dates, and the average price over the period.

title: USDCNH 1yr Price History and Options


document_description: A confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. The message is intended for the addressee only and contains warnings against unauthorized use, disclosure, or copying. It includes instructions for notifying the sender if received in error and mentions the property of JEE.

key_organizations:
Deutsche Bank
JEE


document_description: Confidential communication from Deutsche Bank, emphasizing the confidentiality and potential legal privilege of the information. It warns against unauthorized use, disclosure, or copying and provides instructions for handling if received in error.


document_description: A communication from Tazia Smith, Director Key Client Partners - US at DB Securities Inc, part of Deutsche Asset & Wealth Management. The document contains confidentiality notices and disclaimers about unauthorized use, disclosure, or copying of the communication. It also mentions that Deutsche Bank does not provide legal or tax advice.


document_description: The document contains a table displaying the USDCNH currency exchange rate metrics including Last Price, High, Average, and Low. It also includes a description of a chart showing the USDCNH exchange rate trend from September 2013 to August 2014, highlighting a significant upward trend from March 2014 onwards.


document_description: A communication from Tazia Smith, Director at Deutsche Asset & Wealth Management, containing confidential and privileged information. The communication includes disclaimers about unauthorized use and the nature of the information as potentially attorney-client privileged or inside information.

key_organizations:
Deutsche Asset & Wealth Management
DB Securities Inc
Deutsche Bank


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and potential legal privilege of the information contained within. It warns against unauthorized use, disclosure, or copying of the communication and provides instructions for recipients who received it in error to notify the sender and destroy the communication.


document_description: This document is a communication from Tazia Smith, Director at Deutsche Asset & Wealth Management, containing confidential and/or privileged information. It includes disclaimers about unauthorized use and the nature of the information as potentially attorney-client privileged or inside information. The communication is intended for a specific addressee and warns against unauthorized copying, disclosure, or distribution.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises the recipient to destroy the communication if received in error and not to disclose or copy the contents.


document_description: Confidential communication from Deutsche Bank, emphasizing the confidentiality and legal disclaimers associated with the message. It includes instructions for handling the message if received in error.


document_description: The document provides a table and summary of the USDCNH currency exchange rate from September 2013 to August 2014, including last price, high, average, and low values.

document_subtype: currency exchange rate data


document_description: This document contains multiple disclaimers and confidentiality notices from Deutsche Bank, indicating that the communication may contain confidential, privileged, or inside information. It emphasizes that unauthorized use, disclosure, or copying is prohibited and advises recipients who received it in error to notify the sender and destroy the communication.


document_description: This document contains a line chart of the USD/CNH currency pair from August 12, 2013, to August 14, 2014, showing daily fluctuations of the exchange rate. The last price recorded was 6.1604, with a high of 6.2645 on May 28, 2014, and a low of 6.0196 on January 20, 2014. The average price over the period was 6.1370.

title: USD/CNH Currency Pair Data

document_subtype: currency exchange data


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated August 12, 2014. It provides economic assessments of transactions or instruments, derived from model prices, external sources, market prices, and internal records. The statement includes disclaimers about the potential for valuation changes and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various FX-Options trades with their respective trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 13, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including their types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of August 13, 2014. It includes account names, categories, and balances.

title: RM0081851 Daily Deposit Report


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 14, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahn
Gedeon Rnedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, dated August 14, 2014. It includes details of various financial trades, including trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 15, 2014. The document includes contact information for inquiries, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options trades with various details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, long/short positions, option styles, put/call types, strike prices, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account, including a wire transfer of $330,000 to Stambaugh Aviation with reference to aircraft N908JE.

key_people:
Jeffrey E Epstein
Darren Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
SunTruet Bank
Stambaugh Aviation


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated August 18, 2014. It includes contact information for sales inquiries and questions related to the statement, as well as details on FX rates and valuation methodologies. The statement outlines the terms and conditions of transactions, valuation methodologies, and disclaimers regarding the use of valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade dates, maturity dates, settlement dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of August 18, 2014. It includes account names, categories, and balances.

title: RM0081851 Daily Deposit Report


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 19, 2014. The document includes contact information for sales inquiries and valuation questions, and notes on the methodology and potential adjustments in valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, provided by Southern Financial, LLC, detailing various FX-Options trades including trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are provided for internal use only and may be subject to adjustments based on various risks and market conditions. The statement includes a disclaimer about the potential for differences in future valuations and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report detailing large, zero, and negative balances as well as large transactions for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including their types, dates, amounts, and market-to-market values as of August 21, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of August 21, 2014. It includes account names and balances.

title: Daily Deposit Report


document_description: The report lists large, zero, and negative balances for various accounts as of August 22, 2014. Key accounts include Jeffrey Epstein, Southern Trust Company, Inc., and others with significant balances.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc.
JEGE, LLC
HBRK Associates, Inc.
NES, LLC
Zorro Development Corp.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated August 24, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes disclaimers about the potential variability of future valuations and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades with their respective trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank
Southern Financial, LLC


document_description: A memo from Tazia Smith to Jeffrey Epstein regarding EURUSD options matrix. It includes a discussion with Rich about the most relevant format for presenting the options matrix, which shows basis points of notional in USD terms. The memo includes contact information for Tazia Smith and confidentiality notices.

key_people:
Jeffrey Epstein
Tazia Smith
Rich

document_subtype: memo


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 25, 2014. The document includes contact information for inquiries and notes on valuation methodologies and disclaimers.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Paul Morris
Joseph Cothron
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade dates, maturity dates, settlement dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 26, 2014. The document includes contact information for sales inquiries and valuation questions, and notes on the methodology and risks associated with the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated August 28, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Pinedo
Vahe Stepanian
Richard Kahn
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of August 28, 2014. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report 20140829


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of August 29, 2014. The document includes contact information for sales inquiries and valuation questions, as well as a disclaimer about the nature and limitations of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades with their respective trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a pricing supplement for HSBC USA Inc.'s offering of $5,800,000 Contingent Buffered Enhanced Notes linked to the EURO STOXX 50 Index, maturing on August 29, 2014. The notes do not guarantee any return of principal, and investors may lose up to 100% of their initial investment. The document outlines the terms, including the Knock-Out Event, Knock-Out Buffer Amount, Contingent Minimum Return, and Maximum Return.

title: HSBC USA Inc. Contingent Buffered Enhanced Notes Linked to the EURO STOXX 50 Index


document_description: This document is a pricing supplement for notes issued by HSBC USA Inc. The notes are not listed on any U.S. securities exchange and involve certain risks. The document includes details on the price to the public, fees, and proceeds to the issuer. It also mentions the involvement of HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC in the distribution and resale of the notes.

key_people:
HSBC USA Inc.
J.P. Morgan Securities LLC


document_description: The document provides a summary of the Notes, including characteristics, risk considerations, and hypothetical returns at maturity. It includes a table with hypothetical total returns based on various final levels of the EURO STOXX 50 Index. Key risk considerations include investment loss, limited upside, credit risk, and market factors.

title: Summary of Notes Characteristics and Risk Considerations

document_subtype: financial summary


document_description: This document outlines the potential benefits and risks associated with investing in certain financial notes. It discusses the appreciation potential, contingent minimum return, and tax treatment of the notes, as well as the diversification of the EURO STOXX 50® Index. The document also highlights the risks, including the possibility of losing the entire investment if a Knock-Out Event occurs.

title: Selected Purchase Considerations and Risk Considerations for Notes

key_organizations:
EURO STOXX 50® Index
STOXX Europe 600 Supersector indices


document_description: The document outlines the risks associated with investing in certain notes, including market volatility, currency exchange risks, lack of government insurance, and market disruptions. It emphasizes that payments on the notes will not be adjusted for currency fluctuations and highlights the credit risk of HSBC. The document also discusses factors that may impact the value of the notes, such as economic and market conditions.

document_subtype: financial disclosure


document_description: The document provides a hypothetical analysis of total returns on notes at maturity based on various performances of a reference asset. It includes a table illustrating potential total returns, a knock-out buffer amount, contingent minimum return, and maximum return. Examples are provided to demonstrate calculations of payments at maturity under different scenarios.

document_subtype: financial analysis


document_description: This document is a pricing supplement providing information about the EURO STOXX 50® Index, which is composed of 50 stocks from the Eurozone. It includes historical performance data from May 24, 2008, to May 24, 2013, with a closing level of 2,764.29 on May 24, 2013. The document emphasizes that past performance is not indicative of future results.

key_locations: Eurozone Austria Belgium Finland France Germany Greece Ireland Italy Luxembourg Netherlands Portugal Spain

document_subtype: pricing supplement

key_organizations:
HSBC
Bloomberg Professional


document_description: The document outlines the terms and conditions related to the acceleration and default of certain financial notes, including the determination of accelerated payments, business day definitions, and distribution agreements. It also includes a legal opinion on the validity of the notes.

document_subtype: prospectus supplement

key_organizations:
MEC Securities (USA) Inc.
HSBC Securities (USA) Inc.
J.P. Morgan Securities LIE


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for Southern Financial LLC, covering the period from August 1, 2014, to August 31, 2014. It includes details on account valuation, asset allocation, and financial activities during the statement period.

document_subtype: bank statement

key_organizations:
Deutsche Bank Private Wealth Management
Southern Financial LLC


document_description: The document provides a financial summary including asset allocation, gains and losses, exchange rates, and money market fund details as of August 31, 2014. It includes realized and unrealized gains/losses, an exchange rate table, and a detailed money market fund activity report.

document_subtype: financial statement

key_organizations:
SOUTHERN FINANCIAL LLC
DWS GOVERNMENT CASH INSTL


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC for the period 08/01/2014 - 08/31/2014. It includes income and expense summary, portfolio holdings, and account details.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Southern Financial LLC


document_description: The document is a continuation of a financial portfolio holdings report, detailing U.S. Dollar holdings in fixed income securities, asset-backed securities, and corporate bonds. It includes information on securities such as Countrywide Home Loans, Washington Mutual Mortgage Securities Corp, JPMorgan Chase & Co, Petroleos de Venezuela, Headwaters Inc, and Earthlink Inc. The table provides data on acquisition dates, unit costs, market values, unrealized gains/losses, accrued interest, and estimated yields.

document_subtype: financial portfolio


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC, covering the period from August 1, 2014, to August 31, 2014. The document details portfolio holdings, including corporate bonds and fixed income securities, with specific information on quantities, unit costs, market values, and unrealized gains/losses.


document_description: The document contains a detailed financial portfolio with holdings in U.S. dollars, focusing on fixed income and corporate bonds. It includes information on securities such as Barclays BK PLC, JPMorgan Chase & Co, Bank of America Corp, General Electric Cap Corp, LBG Capital No 1 PLC, and Lloyds Banking Group PLC. The table provides data on acquisition dates, quantities, unit costs, market values, unrealized gains/losses, accrued interest, estimated annual income, and yields.

key_organizations:
Barclays BK PLC
JPMorgan Chase & Co
Bank of America Corp
General Electric Cap Corp
LBG Capital No 1 PLC
Lloyds Banking Group PLC


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of August 1, 2014, to August 31, 2014. It details portfolio holdings, including fixed income and equities, with specific information on corporate bonds and common stocks. The statement includes data on quantities, unit costs, market values, and unrealized gains or losses.

document_subtype: Bank Statement

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a continuation of a portfolio holdings statement, detailing various equity investments, their acquisition dates, quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yields. It includes holdings in companies such as Bank of New York Mellon Corp, Biogen Idec Inc, Facebook Inc, Foundation Medicine Inc, General Electric Co, General Motors Co, Gilead Sciences Inc, JP Morgan Chase & Co, and Sangamo Biosciences Inc.

title: Portfolio Holdings

key_organizations:
Bank of New York Mellon Corp
Biogen Idec Inc
Facebook Inc
Foundation Medicine Inc
General Electric Co
General Motors Co
Gilead Sciences Inc
JP Morgan Chase & Co
Sangamo Biosciences Inc
Pershing LLC


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC, covering the period from August 1, 2014, to August 31, 2014. The statement includes details of portfolio holdings, specifically equities and preferred stocks, with information on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yield.


document_description: This document contains detailed information about portfolio holdings, including equities, preferred stocks, options, exchange-traded products, and cash/money funds. It provides data on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and yields. The document also includes information on global cash balances in different currencies.

key_organizations:
ROYAL BANK SCOTLAND GROUP PLC
AMERICAN AIRLS GROUP INC
WISDOM TREE TR JAPAN HEDGED EQUITY FD
SOUTHERN FINANCIAL LLC


document_description: Deutsche Bank Private Wealth Management statement for August 2014, detailing portfolio holdings and cost basis rules.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing


document_description: The document contains a holdings summary by currency and a schedule of realized gains and losses for a current period. It details cash, fixed income, equities, and exchange-traded funds in U.S. Dollars and Euros, along with their total USD equivalent and percentage allocation. Additionally, it provides a schedule of realized gains and losses, both short-term and long-term, with specific transactions, descriptions, quantities, cost basis, proceeds, and realized gains or losses.


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of August 2014. It includes a schedule of realized gains and losses, details on cost basis reporting rules, and information on securities disposition. The statement advises on tax reporting and cost basis adjustments, and includes disclaimers regarding the accuracy of information provided for tax purposes.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing
Southern Financial LLC


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of August 2014. It details various securities transactions, including purchases and sales of stocks, as well as dividends and interest received. The statement includes transactions involving companies such as Mobileye NV, JP Morgan Chase & Co, Foundation Medicine Inc, Southern California Edison Co, Bank of New York Mellon Corp, Apple Inc, and Ally Financial Inc.

key_organizations:
Deutsche Bank Private Wealth Management
JP Morgan Chase & Co
Foundation Medicine Inc
Southern California Edison Co
Bank of New York Mellon Corp
Apple Inc
Ally Financial Inc


document_description: The document contains a table of financial transactions categorized by activity type, including dividends and interest, distributions, cash withdrawals and deposits, and money market funds. It details bond interest received, security redemptions, return of principal, partnership distributions, and money fund purchases, with amounts and dates specified.

title: Transactions by Type of Activity

key_organizations:
SERVICEMASTER CO
COUNTRYWIDE HOME LOANS
WASHINGTON MUT MTG SECS CORP
DWS GOVT CASH INSTL
SG STRUCTURED PRODS INC
APOLLO GLOBAL MGMT LLC
HSBC USA INC
DEUTSCHE BANK TRUST


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC, covering transactions from August 1 to August 31, 2014. Includes money market fund purchases and redemptions.


document_description: The document provides a bond maturity schedule and bond quality information, including market values and percentages of the bond market. It also includes client service information, account information, and important disclosures related to pricing and estimated annual figures.

document_subtype: Bond Maturity and Quality Schedule

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
SOUTHERN FINANCIAL LLC


document_description: The document outlines the role of Pershing as a clearing broker, its responsibilities, and the arbitration agreement related to financial accounts. It emphasizes Pershing's lack of liability for the actions of financial institutions and details the arbitration process for disputes.

document_subtype: disclosure statement

key_organizations: Securities Investor Protection Corporation


document_description: Financial data for the SX5E index including last price, high, low, average, and volume.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a pricing supplement for HSBC USA Inc.'s $5,800,000 Contingent Buffered Enhanced Notes linked to the EURO STOXX 50 Index, due August 29, 2014. It outlines the terms, conditions, and risks associated with the notes, including the potential for loss of principal and the conditions under which a Knock-Out Event occurs. The document specifies the maximum return, contingent minimum return, and the calculation of payment at maturity based on the performance of the reference asset.

title: HSBC USA Inc. $5,800,000 Contingent Buffered Enhanced Notes Linked to the EURO STOXX 50 Index

document_subtype: Pricing Supplement


document_description: This document is a pricing supplement for notes issued by HSBC USA Inc. It includes details about the calculation agent, CUSIP/ISIN, form of notes, and listing. The document outlines the risks involved in investing in the notes and mentions that neither the SEC nor any state securities commission has approved or disapproved of the notes. It also provides information on the price to the public, fees and commissions, and proceeds to the issuer. The notes are not FDIC insured, not bank guaranteed, and may lose value. J.P. Morgan Securities LLC is involved as a placement agent.

title: HSBC USA Inc. Pricing Supplement for Notes

key_organizations:
HSBC USA Inc.
HSBC Securities (USA) Inc.


document_description: The document provides a summary of the Notes, including characteristics, risk considerations, and hypothetical returns at maturity. It includes charts illustrating hypothetical total returns based on various scenarios and key risk factors associated with the investment.


document_description: The document outlines the terms and risks associated with investment notes linked to the EURO STOXX 50 Index. It details the appreciation potential, contingent minimum return, and tax treatment of the notes. The notes offer a maximum return of 17% at maturity, with a minimum return of 4% if no Knock-Out Event occurs. The document also discusses the tax implications and risks, including the potential for loss of principal if a Knock-Out Event occurs.

document_subtype: investment notes

key_organizations:
EURO STOXX 50 Index
STOXX Europe 600 Supersector indices


document_description: This document outlines the risks associated with investing in certain notes, including foreign securities risks, currency exchange risks, lack of insurance or guarantees, historical performance not being indicative of future results, market disruptions, and various economic and market factors affecting the value of the notes.


document_description: The document provides a hypothetical analysis of total returns on notes at maturity based on various performances of a reference asset. It includes a table illustrating potential total returns and examples of calculations for different scenarios.


document_description: This document is a pricing supplement for the EURO STOXX 50® Index, detailing its composition, historical performance, and other relevant information. It is not an offer to sell or buy interests in the Reference Asset.

key_organizations:
HSBC
STOXX Europe 600


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for Southern Financial LLC, covering the period from August 1, 2014, to August 31, 2014. It includes details on account valuation, asset allocation, and financial activities during the statement period.

key_organizations:
Deutsche Bank Private Wealth Management
Southern Financial LLC
Ponsfing LLC
The Bank of New York Marine Corporation
BNY Mellon


document_description: The document provides a summary of gains and losses, exchange rate tables, and money market fund details as of August 31, 2014. It includes realized and unrealized short-term and long-term gains/losses, global cash balances, and detailed money market fund transactions.

key_organizations:
SOUP-ERN FINANCIAL LLC
DWS GOVERNMENT CASH INSTL


document_description: The document contains a detailed financial portfolio with holdings in U.S. dollars, including asset-backed securities and corporate bonds. It provides information on acquisition dates, quantities, unit costs, market prices, and unrealized gains/losses.

key_organizations:
COUNTRYWIDE HOME LOANS
WASHINGTON MUT MTG SECS CORP
JPMORGAN CHASE & CO
PETROLEOS DE VENEZUELA
HEADWATERS INC
EARTHLINK INC
SOUTHERN FINANCIAL LLC


document_description: Deutsche Bank Private Wealth Management statement for the period 08/01/2014 - 08/31/2014, detailing portfolio holdings in U.S. dollars, including corporate bonds and medium-term notes.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
SOLP-ERN FINANCIAL LLC


document_description: The document is a continuation of a financial portfolio holdings report, detailing U.S. dollar-denominated fixed income securities, including corporate bonds and other financial instruments. It provides information on acquisition dates, quantities, unit costs, market values, unrealized gains/losses, accrued interest, estimated annual income, and estimated yields for various securities.

key_organizations:
Barclays BK PLC
JPMorgan Chase & Co
Bank of America Corp
General Electric Capital Corp
LBG Capital No 1 PLC
Lloyds Banking Group PLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of August 1, 2014, to August 31, 2014. It details portfolio holdings, including fixed income and equities, with specific information on corporate bonds and common stocks. The statement includes market values, unrealized gains/losses, and estimated annual income for various securities.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Lloyds Banking Group
Mobileye NV
Apollo Global Management LLC
Apple Inc
Ariad Pharmaceuticals Inc
Ascena Retail Group Inc
Southern Financial LLC
Ponsfing LLC
The Bank of New York Marine Corporation
BNY Mellon


document_description: The document contains a detailed financial portfolio listing various equities, their acquisition dates, quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, and estimated annual income and yield. It includes holdings in companies such as Bank of New York Mellon Corp, Biogen Idec Inc, Facebook Inc, Foundation Medicine Inc, General Electric Co, General Motors Co, Gilead Sciences Inc, JP Morgan Chase & Co, and Sangamo Biosciences Inc.

key_organizations:
Bank of New York Mellon Corp
Biogen Idec Inc
Facebook Inc
Foundation Medicine Inc
General Electric Co
General Motors Co
Gilead Sciences Inc
JP Morgan Chase & Co
Sangamo Biosciences Inc


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of August 1, 2014, to August 31, 2014. It details portfolio holdings, including equities and preferred stocks, with specific information on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yield.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Sangamo Biosciences Inc
Santander Consumer USA Holdings Inc
Twitter Inc
Ally Financial Inc
Royal Bank Scotland Group PLC


document_description: The document contains detailed portfolio holdings, including equities, preferred stocks, options, and exchange-traded products in U.S. dollars and euros. It provides information on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and yields. It also includes cash, money funds, and bank deposits in euros.

key_organizations:
ROYAL BANK SCOTLAND GROUP PLC
AMERICAN AIRLS GROUP INC
WISDOM TREE TR JAPAN HEDGED EQUITY FD
SOUTHERN FINANCIAL LLC
The Bank of New York Mellon Corporation
Puring LLC


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC for the period 08/01/2014 - 08/31/2014. It includes portfolio holdings in EURO and USD, with details on market value, cost basis, unrealized gains/losses, and accrued interest. The document also discusses cost basis rules and reporting requirements for securities acquired before and after certain dates.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Southern Financial LLC
Pershing


document_description: The document contains a holdings summary by currency and a schedule of realized gains and losses for a current period. It details cash, fixed income, equities, and exchange-traded funds in U.S. Dollars and Euros, along with their total USD equivalent and percentage of allocation. Additionally, it provides a schedule of realized gains and losses, both short-term and long-term, with specific transactions and their financial outcomes.


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of August 1, 2014, to August 31, 2014. It includes a schedule of realized gains and losses, cost basis information, and reporting requirements for securities. The document provides details on the disposition and acquisition of securities, cost basis adjustments, and tax reporting guidelines.

key_organizations: Markets Coverage Group Deutsche Bank Securities Inc.


document_description: This document is a financial statement detailing the activity summary of an account managed by Deutsche Bank Securities Inc. It includes credits and debits for securities, dividends, distributions, fees, cash, FDIC insured bank deposits, and money market funds for a specific period and year-to-date.


document_description: Deutsche Bank Private Wealth Management statement for SOLO-ERN FINANCIAL LLC covering transactions from 08/01/2014 to 08/31/2014. Includes securities bought and sold, and dividends and interest received.

key_organizations:
Deutsche Bank Private Wealth Management
SOLO-ERN FINANCIAL LLC


document_description: The document contains a table of financial transactions detailing dividends, interest, distributions, cash withdrawals, deposits, and money market fund activities for August 2014. It includes bond interest received, security redemptions, return of principal, partnership distributions, and money fund purchases.

document_subtype: financial transactions

key_organizations:
SERVICEMASTER CO
COUNTRYWIDE HOME LOANS
WASHINGTON MUT MTG SECS CORP
DWS GOVT CASH INSTL
APOLLO GLOBAL MGMT LLC
HSBC USA INC
DEUTSCHE BANK TRUST
SOUTHERN FINANCIAL LLC


document_description: Deutsche Bank Private Wealth Management statement for August 2014, detailing money market fund transactions.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.


document_description: The document provides a bond maturity schedule and bond quality information, including market values and percentages of the bond market. It also includes client service and account information, pricing details, and estimated annual figures.

key_organizations:
SO TrERN FINANCIAL LLC
The Bark of less York Me Cerpesan


document_description: This document is a financial statement from Deutsche Bank Private Wealth Management for the period of August 2014. It includes important information and disclosures about estimated annual figures, reinvestment, options, proxy voting, foreign currency transactions, ratings, bond maturity schedule, and bond quality. The statement also contains account details for Southern Financial LLC.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing
Options Clearing Corporation
Standard & Poor's
Southern Financial LLC


document_description: The document outlines the role of Pershing as a clearing broker, its responsibilities, and the arbitration agreement related to financial accounts. It emphasizes Pershing's lack of liability for the actions of financial institutions and provides contact information for inquiries. The document also details the arbitration process and the rights of parties involved.

key_organizations: Securities Investor Protection Corporation


document_description: This document is a confidential communication that may contain privileged information. It includes disclaimers about unauthorized use, disclosure, or copying, and provides instructions for notifying the sender in case of receipt in error. The communication is associated with Deutsche Bank and mentions legal and tax advice disclaimers.


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of September 2, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades with various details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option style, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated September 3, 2014. It includes contact information for sales inquiries and questions related to the statement, as well as details on FX rates and valuation methodologies. The statement outlines the terms and conditions of transactions, valuation methodologies, and disclaimers regarding the use of valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX options trades with trade IDs, counterparties, trade types, dates, amounts, and other financial details.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of September 3, 2014.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc.
JEGE, LLC
NES, LLC
Zorro Development Corp.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated September 4, 2014. It includes contact information for sales inquiries and questions related to the statement, as well as details on FX rates and valuation methodologies. The statement outlines the terms and conditions of transactions, valuation methodologies, and disclaimers regarding the use of valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including FxEuroOpt and FXOneBarOneTouchOpt with trade dates, maturity dates, settlement dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
NES, LLC
Zorro Development Corp.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated September 7, 2014. It provides an economic assessment of transactions or instruments as of the specified date, derived from model prices, external sources, market prices, and internal records. The statement includes disclaimers about the potential for valuation changes due to market conditions and adjustments for risks and premium adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX-Options trades with their respective trade IDs, counterparties, trade types, dates, amounts, and other financial details. The total valuation is noted as (274,210.49) USD.

title: Deutsche Bank Group Valuation Statement


document_description: Confidential communication from Deutsche Bank, emphasizing the confidentiality and potential legal privileges of the information. It warns against unauthorized use and provides instructions for handling if received in error.


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of September 6, 2014. The document includes contact information for inquiries, exchange rates, and disclaimers about the nature and use of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated September 9, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability and limitations of the valuations provided.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahre
Gedeon Rnedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Spot and FX-Options trades with associated financial data as of September 9, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: Internal note discussing client presentations and financial strategies, possibly involving Euro and Yen.

document_subtype: note


document_description: A presentation slide from Deutsche Asset & Wealth Management titled 'Key Client Partners – U.S. Investment Themes and Solutions' dated September 2014. It includes contact information for a conference call, a confidentiality disclaimer, and visual elements such as a sculpture and a modern building.

document_date: September 2014

document_type: media

document_subtype: presentation slide


document_description: The document provides a financial overview of Deutsche Bank and its asset management division as of March 31, 2014. It includes total assets, capital ratios, and ratings from major financial agencies. It also highlights the bank's global presence and client base.

title: Deutsche Bank Financial Standing

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management
Moody's Investors Service
Standard & Poor's
Fitch Ratings


document_description: The document describes the Key Client Partners (KCP) offering from Deutsche Bank, which provides selected investors access to the bank's resources on a non-advised and non-fiduciary basis. It highlights key areas such as connectivity, client types, cross asset class offerings, and cross-border services.

key_locations:
USA
Latin America
Europe
Asia Pacific
Middle East

key_organizations:
Deutsche Bank
Key Client Partners (KCP)
DeAWM


document_description: The document outlines an agenda focusing on business updates, areas of expertise, key investable themes, implementation of themes, and key client partners FAQ. It is marked as confidential and for internal use only.


document_description: The document provides a business update for KCP U.S. Desk and KCP Americas, highlighting key contacts, business performance metrics, and recent highlights. It includes information on personnel changes, business growth, capital raises, client base, and recent financing projects.

title: Business Update - Key Contacts and Metrics

key_people:
David Mann
Thomas O'Rorke
Tazia Smith
Matt Glassman
Kevin Quinn
Jay Lipman
Ariane Dwyer
Melissa Mittelman
Caroline Kitidis
Bruce McDermott
Mathew Negus
Daniel Sabba

key_locations:
New York
North East
South East
Mid Atlantic
Mid & South West
West Coast
NY
Mid-West
South-East
Boston
Winston-Salem
London
Chicago

document_subtype: business update

key_organizations:
KCP U.S. Desk
KCP Americas
Goldman Sachs
Deutsche Asset & Wealth Management


document_description: This document outlines the business update, areas of expertise, key investable themes, implementation of themes, and key client partners FAQ for KCP. It is marked as confidential and for internal use only.

title: KCP Investment Themes and Solutions


document_description: The document outlines the areas of expertise offered by KCP, including Private Markets, Structured Finance and Lending, Capital Markets, and Alternative Investments. It provides a brief description of the services and solutions provided in each category.

title: KCP Areas of Expertise

document_subtype: table


document_description: This document outlines the business update, areas of expertise, key investable themes, implementation of themes, and a FAQ for Key Client Partners. It is marked for internal use only and is confidential under federal rules.

title: KCP Investment Themes and Solutions

key_organizations:
KCP
Key Client Partners


document_description: This document outlines various investment themes for ultra-high-net-worth (UHNW) investors, including stable income sources, distressed asset opportunities, transitional capital needs, structural solutions, real assets for inflation protection, private investments, special situations, and uncorrelated return sources.

title: Themes for UHNW investors

document_subtype: investment themes


document_description: The document outlines KCP's business update, areas of expertise, key investable themes, and implementation of these themes. It also includes a Key Client Partners FAQ section.

title: KCP Investment Themes and Solutions