document_description: Cynthia Rodriguez requests clearing of false positive alerts for Richard Kahn and Darren Indyke, providing their personal details and employment information.

key_people:
Cynthia Rodriguez
Richard Kahn
Darren Indyke

key_locations: 130 E 75th Street #7E New York, NY 10021

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
HBRK Associates
Southern Financial LLC


source: doj

document_description: A document related to a deletion alert for 'Kahn rdc alert_1.pdf'.

document_type: correspondence


document_description: A communication from Armen Brash, Director at Deutsche Bank Wealth Management, addressing potential questions or concerns. The message includes a confidentiality notice and a disclaimer about legal and tax advice.

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: A letter from Deutsche Bank Wealth Management to a client regarding compliance with the Customer Due Diligence Requirements for Financial Institutions. The letter requests the client to update their Know Your Customer (KYC) information and return a completed Certification Regarding Beneficial Owner of Legal Entity Customers.

title: Deutsche Bank Wealth Management - Customer Due Diligence Requirements

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
United States Department of Treasury


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying that PRVTANEE, LLC is duly organized under the laws of the Virgin Islands, has perpetual duration, and has paid all applicable fees to date. No Articles of Termination have been filed.

title: Certificate of Existence for PRVTANEE, LLC

document_type: government

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations: Government of the United States Virgin Islands


document_description: Certification of beneficial ownership for Southern Trust Company, Inc. Darren K. Indyke, Vice President and Secretary, is opening an account on behalf of the legal entity. Jeffrey Epstein is identified as owning 25% or more of the equity interests. Darren K. Indyke is also listed as an individual with significant responsibility for managing the legal entity.

key_people:
Darren K. Indyke
Jeffrey Epstein
Bred Gilli

document_type: financial

document_subtype: Certification of Beneficial Owner

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank AG


document_description: The document contains financial information related to various trusts and individuals, including balances and transactions. It lists entities such as Kati Wanek-Forsythe 2015 GRAT, Shari Wagner 2015 GRAT, and Ashley Holdings Inc., with associated financial amounts. The document also highlights large, zero, and negative balances for certain accounts.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Nancy DeVane
Michael DeVane

document_type: tabular

key_organizations:
Ashley Holdings Inc
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: RM0082289 Daily Deposit Report 20180816

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Incompass Solutions Inc
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Darren K. Indyke PLLC
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A confidential document related to Deutsche Bank Securities Inc. with reference numbers DB-SDNY-0071041, SDNY_GM_00217225, and EFTA01375535.


document_description: Confidential communication from Deutsche Bank with disclaimers about unauthorized copying and legal/tax advice.


document_description: Inquiry about an outgoing wire transfer from BUTTERFLY TRUST to KARYNA SHULIAK at JPMORGAN CHASE for $50,000.00 on 2/7/2015. The purpose of the wire and the relationship between the client and the beneficiary are questioned.

document_subtype: memo

key_organizations:
BUTTERFLY TRUST
JPMORGAN CHASE
Deutsche Bank


document_description: A notice from Deutsche Bank Trust Company to Southern Trust Company, Inc. regarding a dormant business checking account that has had no activity for the past 24 months. The notice requests confirmation to maintain the account or instructions to close it.

document_subtype: Dormant Account Notice

key_organizations:
Deutsche Bank Trust Company
Southern Trust Company, Inc.


document_description: A communication from Daniel Sabba at Deutsche Bank Securities Inc. regarding call and put strikes. The document contains confidentiality notices and disclaimers about legal and tax advice.


document_description: The document provides an overview of Spectrum Asset Management's investment philosophy and performance for their Preferred Securities strategy as of the first quarter of 2016. It includes details on investment philosophy, selection process, asset allocation, and performance metrics compared to the Bank of America Merrill Lynch Preferred Stock Fixed Rate Index. The report highlights underperformance in certain sectors and identifies key contributors to returns.

title: Spectrum Asset Management / Principal Preferred Securities Report

document_subtype: Investment Report

key_organizations:
Spectrum Asset Management
Bank of America Merrill Lynch
Deutsche Bank Wealth Management


document_description: The document provides a detailed financial report on the credit quality exposure, sector exposure, coupon rates, and maturity of preferred securities managed by Spectrum Asset Management as of the first quarter of 2016. It includes tables showing the distribution of credit quality, sector exposure, coupon rates, and maturity dates. Key investment personnel are also listed with their roles and experience.


document_description: This document provides a glossary of financial terms related to portfolio performance metrics, including Alpha, Beta, Excess Return, R-Squared, Standard Deviation, Sharpe Ratio, Sortino Ratio, and Information Ratio. It is intended for use in one-on-one client presentations by Deutsche Bank Wealth Management.

title: Adviser Select - Spectrum Asset Management I Principal Preferred Securities

key_people:
William Sharpe
Frank Sortino

document_type: other

document_subtype: financial glossary

key_organizations:
Deutsche Bank Wealth Management
Morningstar


document_description: This document provides historical performance data for Spectrum Asset Management's SMA Preferred Securities Composite, including details on performance metrics, account composition, and investment strategies. It highlights the differences between institutional and SMA portfolios, the impact of fees on performance, and the risks associated with the investment strategies. The report is prepared by Deutsche Bank and includes disclaimers regarding the accuracy of the information and the lack of legal, tax, or accounting advice.

title: Spectrum Asset Management I Principal Preferred Securities Performance Notes

document_subtype: performance report

key_organizations:
Spectrum Asset Management
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
BofA Merrill Lynch


document_description: The document contains financial data related to European interest rates, including time series data for 10-year and 30-year yields and swaps. It also includes indicative transaction terms for CMS Caps on 30-year EUR CMS rates, with details on strike rates, expiry, tail, ATMF, offer (mid) bps, and break-even rates. Additionally, there is a terminal payout chart for 1% strike CMS Caps on 30-year rates.

document_subtype: financial data


document_description: Zbynek 'Ziggy' Kozelsky from Deutsche Bank advises to work directly with the KCP coverage team for Canyon AIS requests related to KCP covered accounts. ISG should not act on behalf of KCP.

key_locations: 345 Park Avenue, 26th Floor, New York, NY

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Key Client Partners - Americas


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of February 5, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Noel Volpe

key_organizations:
The Jockey Club
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
CRW 2009 LLC
GEW 2009 LLC


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing a confidentiality notice and disclaimers about the nature of the information provided. It includes contact information for Stewart Oldfield and a link to Deutsche Bank's disclosures.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a communication from Deutsche Bank containing disclaimers about confidentiality, legal and tax advice, and regulatory disclosures. It emphasizes that unauthorized copying, disclosure, or distribution is forbidden and provides a link for additional EU corporate and regulatory disclosures.


title: RM0082289 Daily Deposit Report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
Equibase Company
Neptune, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Shari Wagner 2016 GRAT
Kati Wanek-Forsythe 2015 GRAT
Axcis Information Network Inc
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
CRW 2009 LLC
GEW 2009 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 8, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A table listing various trusts and individuals with associated codes and amounts, all marked as .00. The document is marked confidential and includes contact information for assistance.

key_people:
Travis Wagner
Shari Wagner
Kati Wanek-Forsythe
Robert Forsythe

key_organizations:
Shari Wagner 2015 GRAT
Shari Wagner 2012 Irrevocable Trust
Robert Forsythe Revocable Trust


document_description: Confidential financial document related to Deutsche Bank Securities, Inc. and Deutsche Bank Wealth Management.

document_subtype: confidential financial document

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Bank Wealth Management


document_description: A confidential document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A check issued to Jeffrey Epstein for the amount of $158,025.02 from TD Bank, signed by Kathryn, with reference to Nader Yacoub.

key_people:
Jeffrey Epstein
Kathryn
Nader Yacoub

document_subtype: check


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A brief note or correspondence from Richard Kahn of HBRK Associates Inc., located at 575 Lexington Avenue, 4th Floor, New York, NY 10022. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A black bar chart representing a value on Monday, May 22, 2017, at 10:59. The chart is vertical with a black bar extending upwards, and the labels at the bottom indicate the date and time.

document_subtype: bar chart


document_description: The document appears to be a confidential communication related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a request for bid and ask information as per an email, marked as confidential under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0071118, SDNY_GM_00217302, and EFTA01375592.


document_description: A note or letter from Richard Kahn of HBRK Associates Inc. expressing gratitude.


document_description: This document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e), indicating it may involve grand jury proceedings.


document_description: A confidential message forwarded by Richard Kahn, marked as confidential under Federal Rules of Criminal Procedure 6(e).


document_description: The document contains a timestamp and a name, marked as confidential under Federal Rules of Criminal Procedure.


document_description: The document appears to be a confidential communication related to a bid or ask on a financial transaction involving 100,000 units. It includes references to confidentiality under Federal Rules and specific document identifiers.


document_description: The document references shares of Rothschild & Co SCA with a specific date, and includes several confidential identifiers.


document_description: The document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a confidential communication related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071139, SDNY_GM_00217323, and EFTA01375602.


document_description: The document contains a confidentiality notice from Deutsche Bank, indicating that the disclosure or distribution of the material is strictly forbidden. It also provides a link for additional EU corporate and regulatory disclosures. The document states that Deutsche Bank does not render legal or tax advice.


document_description: This document is a standard confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and refers to a URL for additional EU corporate and regulatory disclosures.


document_description: Confidential communication from Deutsche Bank with disclaimers about unauthorized copying and legal/tax advice.


document_description: A confidential communication from Deutsche Bank, containing disclaimers about legal and tax advice, and a confidentiality notice under Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a placeholder or error message indicating that the PDF viewer may not be able to display the document properly. It suggests upgrading to the latest version of Adobe Reader for better compatibility.


document_description: A check issued by Neptune LLC through Deutsche Bank Trust Company Americas to Energy Efficient Electric, Inc. for the amount of $15,458.00. The check is associated with Invoice #23629 and is marked for deposit only to Wells Fargo Bank, N.A. The check has a high dollar pull exception due to a missing signature on file.

key_locations:
New York, New York
West Palm Beach, FL

key_organizations:
Neptune LLC
Deutsche Bank Trust Company Americas
Energy Efficient Electric, Inc.
Wells Fargo Bank, N.A.


document_description: A financial document related to a payment from NES, LLC to Aetna for the amount of $6,391.60. The document includes check information and account details, with references to Deutsche Bank Trust Company Americas and PNC Bank.

key_locations:
St. Thomas
New York
Chicago

key_organizations:
NES, LLC
Aetna
Deutsche Bank Trust Company Americas
PNC Bank


document_description: Authorization to transfer 250,000 shares of Bank of New York Mellon from Southern Trust Company Inc. to Merrill Lynch.

key_people:
Richard Kahn
Quliard Kalm

key_organizations:
HBRK Associates Inc.
Southern Trust Company Inc.
Merrill Lynch
Bank of New York Mellon


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities. It includes account names, categories, and balances, as well as large transactions involving cash management transfers.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Kati Wanek-Forsythe 2016 GRAT
Kati Wanek-Forsythe 2015 GRAT


document_description: A communication from Deutsche Bank's Wealth Management Operations, providing contact information and a new group email ID for banking-related queries. It includes confidentiality notices and disclaimers about legal and tax advice.


document_description: This document is a standard confidentiality notice from Deutsche Bank, emphasizing that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of April 13, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Noel Volpe
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Darren K. Indyke
Shari Wagner
Kati Wanek-Forsythe
Todd R. Wanek

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document is a table listing various entities with a 'Yes' or 'No' status next to each. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A daily deposit report listing account balances for various individuals and organizations, including Jeffrey Epstein, with details on large, zero, and negative balances.

title: NV10082289 Daily Deposit Report

key_people:
Noel Volpe
Jeffrey Epstein
Nancy DeVane
Michael DeVane

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC


document_description: The document contains a list of financial transactions involving various LLCs, trusts, and companies, with amounts either debited (D) or credited (M).

key_organizations: LLC PLLC INC LTD TRUST


document_description: The document contains financial data related to various entities and trusts, including amounts and reference numbers.

key_organizations:
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of July 19, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A collage of architectural renderings and photographs related to GTIS Partners, showcasing various modern and planned residential and urban developments.

title: GTIS Partners Collage

document_type: media


document_description: This document is a confidential presentation related to the GTIS Qualified Opportunity Fund LLC, outlining investment risks, forward-looking statements, and disclaimers. It emphasizes the speculative nature of the investment, the lack of liquidity, and the need for sophisticated investors. It also includes legal disclaimers and advises potential investors to consult with their advisors.

key_organizations:
GTIS Partners
GTIS Qualified Opportunity Fund LLC


document_description: The document discusses the benefits of investing in Opportunity Zones, highlighting tax benefits such as deferral, reduction, and forgiveness of capital gains tax. It also emphasizes the potential economic impact on communities and suggests real estate investment as an alternative. Recipients are advised to consult their accountant for tax advice.


document_description: The document provides a comparative analysis of the tax benefits and after-tax returns from investing in Qualified Opportunity Zones (QOZs) versus taxable investments. It highlights the potential tax savings and increased returns for investors, particularly those in high-tax states that conform to the federal QOZ tax benefit program. The analysis includes a detailed table comparing the financial outcomes for investors in no-tax and high-tax states over a 10-year period.

title: Significant Incremental After-Tax Benefit From Investing in Qualified Opportunity Zones

key_locations:
No-Tax State
High-Tax State
NY State


document_description: The document outlines the investment strategy and benefits of investing with GTIS. It highlights the diversified, commingled fund structure, focus on less competitive and growing markets, and continuation of GTIS's investment strategy. The fund targets urban and suburban developments, particularly in Sunbelt markets, and emphasizes a diversified portfolio of assets.


document_description: The document is related to 'GTIS Company Overview' and is marked 'CONFIDENTIAL'.

title: GTIS Company Overview


document_description: GTIS has invested across all major property types with a focus on residential in the U.S. following the financial crisis. The document provides a breakdown of GTIS's global investment portfolio, highlighting cumulative equity commitments across various sectors. It also details GTIS's strategy and investments in the U.S. residential market post-recession.

title: GTIS Global Investment Portfolio

document_subtype: investment portfolio summary

key_organizations:
GTIS
Streetlane Homes


document_description: The document provides a summary of GTIS's investments in various opportunity zone target markets across the United States, detailing the number of units, cost, and type of real estate in each city or region. It also includes overall portfolio metrics for GTIS's U.S. residential investments.

title: GTIS Investment in Opportunity Zone Target Markets

key_locations:
San Francisco
Phoenix
Denver
Boulder
Dallas
Atlanta
Orlando
Miami
Boston
New York
Washington

document_subtype: investment summary


document_description: The document outlines GTIS's competitive advantages in Opportunity Zone (Opp Zone) investing, highlighting their hybrid allocator/operator model, experience in prior deals, market research capabilities, fund management platform, and ESG focus. GTIS combines diversification across markets with direct development oversight, has a track record of significant equity commitments, and maintains a dedicated research team for evaluating Opp Zones. The fund management platform is crucial for managing tax aspects and client service, while the ESG focus emphasizes environmental, social, and governance aspects.

title: GTIS Competitive Advantages in Opp Zone Investing


document_description: The document contains a uniform grey background with a repeating dot pattern and is marked as confidential under Federal Rules of Criminal Procedure. It includes reference numbers DB-SDNY-0071202, SDNY_GM_00217386, and EFTA01375647.


document_description: The document outlines the GTIS Opportunity Zone Strategy, focusing on a diversified, commingled fund aimed at capital appreciation over a 10+ year hold. It emphasizes long-term economic, demographic, and social factors influencing future living and working environments. The strategy includes a national execution to manage market and development risks across various sectors such as Multifamily, SFR, Office, Logistics, and Infrastructure. It highlights a location-based approach targeting Opportunity Zones in high-need areas with growth potential, particularly in gateway cities like NY, SF, LA, and growth markets like DEN, PHX, DAL. The development-oriented strategy focuses on substantial improvement through ground-up development and redevelopment, as well as original use projects to mitigate development risk.

title: GTIS Opportunity Zone Strategy

key_locations:
New York (NY)
San Francisco (SF)
Los Angeles (LA)
Denver (DEN)
Phoenix (PHX)
Dallas (DAL)


document_description: The document discusses a location-based investment strategy focusing on established gateway cities and growth markets. Gateway cities like NY, LA, and the Bay Area are seen as more defensive with liquidity but face challenges such as distressed areas and demographic headwinds. Growth markets, particularly in the Sunbelt cities like Phoenix and Dallas, offer more affordable opportunities with strong job growth and less competition. The document includes a map highlighting various U.S. cities relevant to the strategy.

title: Location Based Approach - Balanced Between Established Gateway Cities and Growth Markets

key_locations:
New York
Los Angeles
Bay Area
Seattle
Phoenix
Dallas
Orlando
San Francisco
Las Vegas
Denver
Austin
Houston
Nashville
Atlanta
Boston
Washington DC
Miami


document_description: The document lists various submarkets in New York, Las Vegas, San Francisco, and Phoenix, highlighting specific neighborhoods and regions within these cities. It also provides statistics on opportunity zones, population, income, education, and rent burden.

title: Submarket Selection — Broad Array of Opportunities

key_locations:
New York
Las Vegas
San Francisco
Phoenix


document_description: The document discusses the limitations of using outdated 2010 Census data for Opportunity Zone designations, highlighting changes in areas like Downtown Brooklyn and Wynwood Miami. It points out non-residential pockets like museums and airports that affect income tracts, and emphasizes that income alone doesn't capture area potential, citing vibrant university campuses. It also notes that contiguous tracts with qualified Census tracts can be included in Opportunity Zones, sometimes leading to the inclusion of highly coveted areas.

title: Zone Selection - Not All Opp Zones Are Created Equal

key_locations:
Downtown Brooklyn
LIC
LA Arts District
Wynwood Miami
Museum Mile
Mt. Sinai Hospitals
Las Vegas strip
McCarran Airport
Central Park North
Mt Sinai
USC Campus
Downtown San Jose
Diridon

key_organizations: USC Columbia UPenn


document_description: The document outlines a strategy for urban and suburban development, original use acquisitions, and covered land re-entitlement. It includes target loan-to-cost ratios and investment strategies for each category.

document_subtype: strategy document


document_description: The document outlines the target strategy allocation and returns for a fund, detailing target allocations, gross IRR, gross multiple, LTC, and time horizon for various investment strategies. It also discusses the potential impact of Opportunity Zone tax benefits on after-tax IRR.


document_description: The document contains a blank gray rectangle with no discernible content or data. It is labeled as confidential under Federal Rules of Criminal Procedure.


document_description: A map of the New York City metropolitan area highlighting target opportunity zones and construction pipeline projects by GTIS. The map includes areas in Manhattan, Queens, and parts of New Jersey, with pin icons indicating points of interest. It details a specific property, Hunter's Point South, with project information.

title: GTIS Has Mapped Out Target Opp Zones and Construction Pipeline for Sourcing Deals

key_locations:
New York City
Manhattan
Queens
New Jersey
Long Island City

document_subtype: map

key_organizations:
GTIS
Gotham Development


document_description: A table listing high priority investment opportunities with details on project location, strategy, total capital, approval stage, and status.

title: High Priority Opportunities

key_locations:
Las Vegas, NV
Phoenix, AZ
Bronx, NY
Boulder, CO
Oakland, CA
Anaheim, CA


document_description: The document provides an overview of a project's location in relation to key areas in Las Vegas, highlighting job counts and distances from the project site.


document_description: The Cadence Master Plan in Mesa, AZ, originally acquired by GTIS in partnership with Harvard Investments in 2012, is being developed to support over 2,500 residential units. The plan includes 2,080 single-family lots, up to 700 apartment units, and 51 acres of commercial space. Phase 1 development has been completed, with 658 lots sold to homebuilders. The project has potential for further development into an Opportunity Zone.

title: Cadence Master Plan (Mesa, AZ)

key_people:
GTIS
Harvard Investments

document_subtype: Master Plan Overview

key_organizations:
GTIS
Harvard Investments


document_description: This document is a development plan for the Cadence Opportunity Zone, detailing different parcels and phases of construction. It includes information on commercial, multi-family, single-family, and mixed-use areas, as well as details on the Eastmark - Meritage Homes development.

title: Cadence Site Plan — Phase 1 and 2

document_type: property

key_organizations:
Cadence Opportunity Zone
Eastmark - Meritage Homes


document_description: The document appears to be related to the Cadence Master Plan and its completed amenities. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines an office and retail development project in the Bronx, NY, detailing the project's type, estimated equity commitment, total cost, size, and partner. It highlights the project's strategic location, transportation access, and potential for strong leasing interest due to limited new office development in the area. The sponsor owns the site through a 99-year ground lease, and the project is ready to commence construction with full entitlements. A structured transaction is proposed, offering strong equity-like returns with a debt-like risk profile.

title: Office and Retail Development (Bronx, NY)

key_locations:
Bronx, NY
Mott Haven
Grand Concourse

document_subtype: project overview

key_organizations:
Signature Urban
GTIS Qualified Opportunity Fund LLC


document_description: The document outlines various development projects near 149th Street / Grand Concourse, including housing units, a museum, and retail spaces.

key_organizations:
L&M Development
Lightstone
Brookfield


document_description: The document is a blank gray rectangle with no discernible chart or key information. It is labeled as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document outlines the terms for the GTIS Qualified Opportunity Zone Fund LLC, a Delaware LLC structured as a private REIT. It includes details on target size, investment period, term, preferred return, catch-up, incentive fee, management fee, investor qualifications, leverage, and sponsor commitment.

title: Summary of Fund Terms

document_subtype: Fund Terms Summary


document_description: This document is an IRS Form 8949 used for reporting sales and other dispositions of capital assets. It includes sections for both short-term and long-term transactions, with instructions on how to report these transactions on Schedule D. The form requires checking specific boxes based on whether the transactions were reported on Form 1099-B and whether the basis was reported to the IRS. The document includes examples of transactions involving shares of AMZN, MSFT, and SHLD.

title: IRS Form 8949 - Sales and Other Dispositions of Capital Assets

document_subtype: IRS Form 8949


document_description: This document is a hierarchical chart illustrating the structure of QOZ Fund REIT, which invests in QOZ Business entities and further into QOZ Business JV LPs and QOZ Business Property.

title: Simplified Two-tiered Fund Structure

document_subtype: hierarchical chart

key_organizations:
QOZ Fund REIT
QOZ Business
QOZ Business JV LPs
JV Partner


document_description: This document outlines the definitions and requirements for Qualified Opportunity Zone (QOZ) investments, including the formation and operation of QOZ Funds, QOZ Businesses, and QOZ Business Property. It details the criteria for investors to roll over capital gains into a QOZ Fund, the asset and income tests for compliance, and the restrictions on certain types of businesses. It also explains the conditions under which property is considered QOZ Business Property, including acquisition and improvement requirements.

title: QOZ Definitions and Requirements


document_description: The document outlines the benefits of using a REIT structure for Opportunity Zone investing, highlighting ease of entry and administration, alignment of manager incentives, flexibility in managing working capital, and multiple exit strategies.

title: Benefits of the REIT Structure for Opp Zone Investing


document_description: The document outlines multiple exit strategies for a Real Estate Investment Trust (REIT) with a focus on Qualified Opportunity Funds (QOF) and Qualified Opportunity Zones (QOZ). It discusses three main strategies: IPO, Asset-by-Asset Sale, and Conversion to Partnership. Each strategy is designed to maximize tax benefits for investors holding shares for at least 10 years, including tax-free disposition and FMV basis step-up. The document also addresses potential market conditions and tax implications related to depreciation recapture.

title: Multiple Exit Strategies for a REIT


document_description: The document compares the ability of REITs and Single Asset Partnerships to sell underlying properties. It includes a diagram showing different investor types funneling into QOZF LP entities, which then invest in QOZB entities. The diagram outlines three pathways for investment and concludes with the exit strategy of selling each asset through the sale of the entire partnership with its liabilities.

document_subtype: diagram

key_organizations:
REIT
QOZ Fund
QOZF LP
QOZB


document_description: The document provides an overview of the GTIS investment platform by individual fund or investment vehicle, highlighting unrealized and partially realized investments, risks, and returns. It includes a table summarizing the performance and characteristics of 15 separate investment vehicles managed by GTIS, excluding those in Brazil, with a total of approximately $1.80 billion in investor capital commitments.

title: GTIS US-Only Investment Vehicles Overview

document_subtype: Investment Overview


document_description: The document provides notes on the fund track record for GTIS, detailing various co-investment vehicles, projected returns, equity commitments, and leverage ratios. It includes information on specific investments and their structures, projected IRR and equity multiples, and the status of different funds as of Q4 2018.

document_subtype: investment record

key_organizations:
GTIS
GTAM
GTIS Debt Capital Management
GTIS US Income Fund
GTIS Southlake Co-Invest
GTIS PPGN Co-Invest
GTIS Resnick Co-Invest
GTIS Hoy V Co-Invest
GTIS SLC Co-Invest
GTIS CaISTFts JV
GTIS Arch St Co-Invest
GTIS Streetlane S.C.S.
GTIS Streetlane Co-Invest


document_description: The document outlines various risk factors associated with investing in GTIS Qualified Opportunity Fund LLC, emphasizing the high degree of risk and potential for loss of the entire investment. It discusses the lack of assurance of investment returns, unspecified investments, limited liquidity, dependence on key personnel, general risks of real estate, and risks related to compliance with QOF rules.

document_subtype: investment risk disclosure


document_description: The document provides a detailed profile of the GTIS Qualified Opportunity Fund LLC, including its strategy, target fund size, structure, geographic focus, and key financial metrics. It outlines the benefits of investing in Qualified Opportunity Zones (QOZs) and provides an overview of GTIS Partners LP, the fund's sponsor. The document also highlights the fund's investment strategy, key professionals involved, and contact information.

title: GTIS Qualified Opportunity Fund LLC - Fund Profile

key_people:
Tom Shapiro
Peter Ciganik

key_locations:
New York
San Francisco
Los Angeles
Washington D.C.
Boston
Seattle
Phoenix
Denver
Miami
Dallas
Orlando

document_subtype: Fund Profile

key_organizations:
GTIS Partners LP
GTIS Qualified Opportunity Fund LLC


document_description: The document provides a profile of the GTIS Qualified Opportunity Zone Fund (QOZF) sponsored by GTIS Partners LP in 2019. It includes examples of prior investments in opportunity zones, such as Boulder Mixed-Use, Vegas Corporate Park, and Phoenix Residential, detailing project overviews, financial commitments, and projected returns. Legal disclaimers emphasize the confidential nature of the information and the forward-looking statements regarding investment returns.

title: GTIS Qualified Opportunity Zone Fund "QOZF"

key_locations:
Boulder, CO
Las Vegas McCarran Intl. Airport
Phoenix


document_description: This document is a supplemental disclosure intended for institutional customers of Deutsche Bank Wealth Management's Institutional Wealth Partners (IWP). It outlines that the material is for informational purposes only and not investment advice. It also clarifies that Deutsche Bank is not acting as a legal, financial, tax, or accounting adviser. The document specifies that IWP services are offered to select clients who meet certain criteria and introduces them to unique investment opportunities. It also states that Deutsche Bank affiliates or subsidiaries do not guarantee products or services offered by others unless specified in writing.

title: Supplemental Disclosure for Deutsche Bank Wealth Management Institutional Wealth Partners (IWP)

document_subtype: disclosure

key_organizations:
Deutsche Bank
Deutsche Bank Wealth Management
Institutional Wealth Partners
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, requesting confirmation on material changes to accounts associated with Jeffrey Epstein and related entities. The memo highlights discrepancies in the classification of the Butterfly Trust and requests guidance on whether it should be considered a Family Trust or Corporate Trust. It also mentions the need for CDD forms and other documentation for various accounts.

key_people:
Jeffrey Epstein
Harry Beller
Erika Kellerhals
Darren Indyke
Karyna Shuliak
Richard Kahn
Vijay Sawant

document_subtype: memo

key_organizations:
Butterfly Trust
Neptune LLC
Deutsche Bank


document_description: A confidential correspondence from Bradley Gillin, Vice President at Deutsche Bank Wealth Management.

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: The email discusses the KYC process for J. Epstein Virgin Islands Foundation, Inc and Hyperion Air, LLC. It mentions the need for certain documents to complete the case, including a screenshot from the IRS website for the foundation and a SOS or COGS for Hyperion Air, LLC.

key_people:
Vijay Sawant
Mayur Rathod
Bradley Gillin
Stewart Oldfield

key_locations:
Mumbai, India
Virgin Islands

document_subtype: email correspondence


document_description: A review of high-risk accounts related to Jeffrey Epstein, including the J. Epstein Virgin Islands Foundation, Inc and Hyperion Air, LLC, is conducted. The memo seeks confirmation on the correctness of responsible parties and any material changes to the accounts. It also addresses issues related to tax-exempt status and registration evidence.

key_people:
Jeffrey Epstein
Darren K. Indyke
Erika Kellerhals
Harry Beller
Vijay Sawant

key_locations:
US Virgin Islands
Mumbai, India


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Axcis Information Network Inc.
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial data in tabular format, listing account numbers, names, categories, and balances. It includes large, zero, and negative balances for various trusts, individuals, and companies. The document is marked confidential and is related to a legal case under the jurisdiction of the Southern District of New York.


document_description: A document containing contact information and confidentiality notice, likely related to a legal or investigative matter.

key_locations: 575 Lexington Avenue, New York, NY 10022


document_description: Richard Kahn requests Liam Osullivan to obtain pricing for selling certain fixed income positions. The email includes a list of securities from Southern Trust Co. and Southern Financial LLC with their respective amounts.

title: Boods to sell

key_people:
Richard Kahn
Liam Osullivan
Jeanne Brennan
Stewart Oldfield

document_subtype: email

key_organizations:
Southern Trust Co.
Southern Financial LLC
HBRK Associates Inc.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of April 15, 2019. It includes account names, categories, and balances.

title: Daily Deposit Report 20190416

key_people:
Jeffrey Epstein
Ali Rashid
Rahul Vaid

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Third Lake Partners, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Southern Trust Company, Inc.
Ashley Furniture Industries Inc


document_description: Financial document related to Ashley Distribution Services Ltd and Ashley Global Retail, LLC with a transaction amount of 25,000,000.00.

key_organizations:
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document contains a table of rejected wire transfers from Deutsche Bank's Business Internet Banking service, listing transactions involving various entities including Jeffrey Epstein.

key_people:
Jeffrey Epstein
Ilalinu Laczny

document_subtype: wire transfer records

key_organizations:
Deutsche Bank
AXCIS INFORMATION NETWORK, INC.
White Oak Investment Fund II, L.P.
AJM RE, LLC
Golden Tree Capital Partners, LLC
165 Charles Street LLC
Solstice Loop Holdings, LLC
Mizner Court Holdings, LLC
VistaJet US Inc


document_description: The document is a daily deposit report dated May 8, 2019, detailing large, zero, and negative balances for various accounts. It includes account names, categories, and balances, with specific mention of Jeffrey Epstein's account balance of $499,257.79. The report is marked confidential under Federal Rule of Criminal Procedure 6(e).

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Shari Wagner
Mara Wagner
Leah Kubis

key_organizations: Ronald & Joyce Wanek Irrevocable Dynamic Trust


document_description: The document contains financial data related to various entities, including Ashley Holdings Inc, Ashley Homestores Ltd, and several LLCs. It lists balances for these entities, with some having zero or large balances. The document is marked as confidential and is related to the Jeffrey Epstein case.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe
Cameron Wanek
Travis Wagner
Rahul Vaid

key_organizations:
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Southern Financial LLC
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Shari Wagner 2015 GRAT for Leah M
Shari Wagner 2015 GRAT Travis T. Wagn
Shari Wagner 2015 GRAT for Mara Wagne
Shari Wagner 2012 Irrevocable Trust
Kati Wanek-Forsythe 2012 Irrevocable
Todd R Wanek 2015 GRAT Trust for Came
Todd R Wanek 2015 GRAT Trust for
Ronald & Joyce Wanek Irrevocable Dyna
Ashley Holdings Inc
Rahul Vaid
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Ashley Furniture Industries Inc
Lake Point Holdings LLC
Southern Aggregate Transport Services


document_description: The document contains two tables listing financial information related to various entities and individuals. The first table lists entities with associated amounts, while the second table details large, zero, and negative balances for various accounts. The document is marked as confidential and is related to a legal proceeding under Federal Rule of Criminal Procedure 6(e).


document_description: The document lists various accounts with large, zero, and negative balances, including trusts and corporate accounts. Key individuals and entities include Shari Wagner, Travis Wagner, Cameron Wanek, and Ashley Holdings Inc. The document provides account names, categories, and balances.

title: Large, Zero and Negative Balances

key_people:
Shari Wagner
Travis Wagner
Cameron Wanek
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Robert S Forsythe
Laura A Forsythe
Leah Kubis

document_subtype: financial statement

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Keyhole Partners, LLC


document_description: The document contains a table listing various entities associated with Ashley Furniture and related companies, along with corresponding amounts. Some entries have significant amounts, while others are zero.

key_organizations:
ASHLEY FURNITURE INDUSTRIES INC
ASHLEY HOMESTORES LTD
GABRIELLE E. WANEK
ASHLEY REAL ESTATE, LLC
ASHLEY DISTRIBUTION SERVICES LTD
ASHLEY GLOBAL RETAIL, LLC


document_description: The document contains information about options trading with specific call and put strikes, option expiration dates, and future references. It also includes contact information for Daniel Sabba from Deutsche Bank Securities Inc. and a confidentiality notice.

document_subtype: note


document_description: Email from Anna-Sofiya Lupolover at Deutsche Bank to Stewart Oldfield regarding inactive and dormant deposit accounts. The email explains the process for handling such accounts and provides details of a specific account deemed inactive.

title: Inactive/Dormant Accounts

key_people:
Anna-Sofiya Lupolover
Stewart Oldfield

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
NEW YORK STRATEGY GROUP, LLC


document_description: The Wealth Management Executive Committee, sponsored by Fabrizio, is initiating a global account planning exercise to identify revenue enhancement opportunities across the client base. The focus will initially be on the top 100 clients in the Americas and any near-term opportunities identified by bankers. A workshop with senior leadership, product heads, and relationship managers is planned for the week of July 25 to review opportunities and agree on action plans. Bankers are requested to identify potential opportunities and complete an account planning template by July 20.

key_people:
Fabrizio
Manish Pahlajani
Andrew Gallivan

key_locations:
Americas
New York, NY, USA

key_organizations:
Wealth Management Executive Committee
Deutsche Bank Trust Company Americas


document_description: The document is a table listing various entities with associated financial figures. It includes companies, trusts, and LLCs with amounts labeled as 'D' or 'M', possibly indicating debits or credits. Some entries have no financial figures listed.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of April 6, 2018. It includes account names, categories, and balances.

title: Daily Deposit Report 20180407

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Noel Volpe
Darren K. Indyke

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Shari Wagner 2016 GRAT
Kati Wanek-Forsythe 2015 GRAT
Axcis Information Network Inc
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
Todd R. Wanek 2016 GRAT
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
Southern Trust Company, Inc.
The Haze Trust
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: A check issued by Neptune, LLC to Paver & Marble Professionals for a 1/3 deposit amounting to $6,133.00. The check was processed by Deutsche Bank Trust Company Americas.

key_locations:
St. Thomas, USVI
New York, New York
Lantana, FL

document_subtype: check

key_organizations:
Neptune, LLC
Paver & Marble Professionals
Deutsche Bank Trust Company Americas


document_description: This document is a certification form required by Federal regulation for financial institutions to obtain information about the beneficial owners of legal entity customers. It is used to help fight financial crime by disclosing key individuals who own or control a legal entity.

title: Certification Regarding Beneficial Owners Of Legal Entity Customers

document_subtype: Certification Form

key_organizations:
Deutsche Bank
U.S. financial institutions


document_description: Certification form for beneficial owners of a legal entity opening an account, requiring information on individuals owning 25% or more of the entity and one individual with significant management responsibility.

document_subtype: Certification of Beneficial Owner


document_description: This document is a standard options agreement between a client and Deutsche Bank Securities Inc. It outlines the terms and conditions for transactions involving options, including the responsibilities and liabilities of both parties. The agreement covers topics such as adherence to regulations, payment of fees, risk acknowledgment, dispute resolution, and the use of automated systems.

document_type: legal

document_subtype: Options Agreement

key_organizations:
Deutsche Bank Securities Inc.
The Options Clearing Corporation
Financial Industry Regulatory Authority


document_description: This document outlines an agreement between a client and Deutsche Bank Securities Inc. (DBSI) regarding options transactions and accounts. It includes clauses on liability, compliance with laws, governing law, arbitration, and the binding nature of the agreement. The agreement is governed by New York law and requires arbitration for disputes, with specific provisions for arbitration procedures and limitations on class actions.

document_subtype: contract

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG


document_description: This document is an options questionnaire for clients to fill out regarding their options trading account. It includes sections for financial information, trading experience, investment objectives, and risk acknowledgment. Clients are required to provide details about their investment manager, assets under management, options investment experience, trading authorization, and options trading frequency. The document also includes a customer risk acknowledgment section and requires client signatures for certification. Internal approvals are also part of the document.

document_subtype: Options Questionnaire


document_description: A list of trusts and holdings with associated amounts, primarily showing zero balances except for Travis Wagner and Robert S Forsythe Revocable Trust, each with $150,166.01.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Leah M
Mara Wagne
Robert S Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek


document_description: A review of three high-risk accounts due for remediation on 08/31/2018. The memo discusses the need for confirmation of responsible parties (RP) for the accounts, requests for Statement of Status (SoS) from the British and US Virgin Islands, and corrections to the Customer Due Diligence (CDD) forms regarding Jeffrey Epstein's legal address. The accounts are associated with Southern Trust Company, Inc, Financial Trust Company, and Zorro Management, LLC.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn
Brice M Gordon

key_locations:
British Virgin Islands
US Virgin Islands

key_organizations:
Southern Trust Company, Inc
Financial Trust Company
Zorro Management, LLC


document_description: A confidential correspondence from Vijay Sawant, a KYC Case Representative at Deutsche CIB Centre Private Limited, part of Deutsche Bank Group's Wealth Management division, located in Mumbai, India.

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: A confidential memo from Deutsche Bank's Wealth Management division in Mumbai, India, related to a KYC case.


document_description: The document provides an overview of Jeffrey Epstein's financial career, his firms, and legal representatives. It mentions his career at Bear Stearns, the founding of J. Epstein & Co., and the renaming to The Financial Trust Company. It also lists legal representatives and references financial statements and formation documents.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn
Xavier Avila

key_locations:
St. Thomas
US Virgin Islands
New York

key_organizations:
Bear Stearns
J. Epstein & Co.
The Financial Trust Company
Southern Financial LLC
Southern Trust Company Inc.
Deutsche Bank Securities Inc


document_description: A communication from Richard Kahn of HBRK Associates Inc. The document includes confidentiality notices and disclaimers regarding legal and tax advice from Deutsche Bank. It references a document titled 'Rothschild interday 5.22.17.pdf'.

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and intended recipient of the message. It also includes a link for EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: Delores Rubin informs Richard Kahn that they have not uncovered the inventory and doubts its possibility. She is willing to explore further with a firm order. Richard Kahn responds that the buyer is only interested in a 100k quantity.

key_people:
Richard Kahn
Delores Rubin
Vahe Stepanian
Tazia Smith
Stewart Oldfield

key_organizations:
DB Securities Inc.
HBRK Associates Inc.


document_description: Delores Rubin from Deutsche Bank Wealth Management is discussing a potential offer with Richard Kahn from HBRK Associates Inc. They are in the process of preparing an offer and seek permission to proceed by the next day.

key_people:
Delores Rubin
Richard Kahn

key_organizations:
Deutsche Bank Wealth Management
HBRK Associates Inc.


document_description: Delores Rubin from Deutsche Bank Wealth Management discusses stock trading volumes and offers to work an order for Richard and Tazia.

key_people:
Delores Rubin
Richard
Tazia

key_organizations:
Deutsche Bank Wealth Management
ODDO Securities
EXANE


document_description: Confidential document discussing trading activities, specifically mentioning ROTH FP closing at 28 EUR on a daily volume of 12,414 and DB trading approximately 3,000 shares split between High Touch and Low Touch.

key_organizations:
ROTH FP
DB


document_description: A note discussing market activities related to 100k shares, mentioning Delores as a source of market color and guidance. It also reminds that the market closes in Paris at 11:30 am.

key_people: Tazia Delores


document_description: A communication discussing client interest in a stock currently priced at 27.85 EUR X 27.95 EUR with a low trading volume of 4,000 shares compared to an average of 17,000 shares. The sender, Delores Rubin, mentions reaching out to clients to potentially organize something related to the stock.


document_description: A confidential memo from Richard Kahn to Delores Rubin, Director of Wealth Management at Deutsche Bank, regarding confidential matters pursuant to Federal Rules of Criminal Procedure.

key_people:
Richard Kahn
Delores Rubin


document_description: The document contains a series of fragmented text and numbers, possibly related to financial or legal matters, but lacks clear context or identifiable information.


document_description: The document contains confidential information related to a legal matter, possibly involving market analysis or financial considerations. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a brief message from someone named Rich to Tazia, with a note about confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a key client partner in the USA, specifically Deutsche Bank Wealth Management. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071355, SDNY_GM_00217539, and EFTA01375771, which may be related to case or document tracking numbers.


document_description: The document contains fragmented text and appears to be a confidential document related to a legal case, possibly involving the Southern District of New York (SDNY).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071357, SDNY_GM_00217541, and EFTA01375773, which may be related to case numbers or document tracking numbers.


document_description: A note from Richard Kahn requesting a quote to be received the next day.


document_description: The document appears to be a confidential record related to a legal or governmental matter, possibly involving HBRK Associates Inc. The document contains reference numbers and confidentiality notices.


document_description: This document is marked as confidential and is related to a legal matter, possibly involving a closed case in France. It is associated with the Southern District of New York (SDNY) and includes reference numbers DB-SDNY-0071364, SDNY_GM_00217548, and EFTA01375776.


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071365, SDNY_GM_00217549, and EFTA01375777, which may be related to case numbers or document tracking numbers.


document_description: The document contains a brief mention of aftermarket objectives related to a 100k amount. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071367, SDNY_GM_00217551, and EFTA01375779.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains three black bars with labels 'fax' and 'ceil', while the bottom bar is unlabeled. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential correspondence document related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a confidential request related to a bid, possibly involving Rothschild. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document marked pursuant to Federal Rule of Criminal Procedure 6(e), containing identifiers DB-SDNY-0071379, SDNY_GM_00217563, and EFTA01375784.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document contains a label or caption with the text 'Kahn < Rothschild Data Subject:' and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document related to a legal case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains fragmented text and a black bar that appears to be a placeholder or an incomplete chart element. It includes a series of letters and some confidential markings.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0071387, SDNY_GM_00217571, and EFTA01375790.


document_description: A financial transaction record with a value of 27.58 EURO, dated May 22, with a time stamp of 5:35 PM GMT + 2. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes names and identifiers such as Richard Kahn, HB RK Associates Inc., and various document codes.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071391, SDNY_GM_00217575, and EFTA01375794.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to EU corporate disclosures, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to a legal matter, possibly involving the Southern District of New York (SDNY). It includes reference numbers DB-SDNY-0071403, SDNY_GM_00217587, and EFTA01375797, which may pertain to case files or evidence.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings. It contains identifiers such as DB-SDNY-0071408, SDNY_GM_00217592, and EFTA01375799, which may be case or document numbers.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a reference to a URL (https://db.com/disclosures) for additional information. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a confidential legal disclosure related to EU corporate and regulatory matters, possibly involving Deutsche Bank. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and pertains to legal matters, specifically under the Federal Rules of Criminal Procedure 6(e). It includes references to Scheme Bank and identifiers such as DB-SDNY-0071412, SDNY_GM_00217596, and EFTA01375803.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071413, SDNY_GM_00217597, and EFTA01375804.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e).


document_description: The document contains a confidentiality notice related to a legal matter, specifically referencing Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings. It includes reference numbers DB-SDNY-0071420, SDNY_GM_00217604, and EFTA01375807.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0071421, SDNY_GM_00217605, and EFTA01375808, indicating it is likely related to a legal case or investigation.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071422 and SDNY_GM_00217606, which may be related to case or document tracking numbers.


document_description: The document appears to be a confidential legal disclosure related to Deutsche Bank, possibly in the context of a corporate or regulatory investigation. It is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it may be part of grand jury proceedings.


document_description: The document contains a confidentiality notice and a reference to a disclosure URL. It includes a confidentiality statement pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A communication from Deutsche Bank indicating that it does not provide legal or tax advice. The message contains a confidentiality notice and instructions for handling if received in error.


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: An email correspondence discussing a failed payment due to format validation error. The message was cancelled with no risk and responsibility on the sender's part. The team is requested to take necessary action to correct the issue and allow the payment to go through.

key_people:
Ankit Kumar Sharma
Shri Lakshmi
Don Delcher
Kathryn J Stanfield
Divya Rajawat
Hemant-Kumar Rathore
Naveen Bagaria
Anil Tewani
Gaurav Bhargava
Rishabh Sharma


document_description: Wire transfer from Deutsche Bank Trust Company Americas to Warren Power and Machinery LP.

document_subtype: wire transfer

key_organizations:
Deutsche Bank Trust Company Americas
BANK OF AMERICA, N.A.


document_description: Certification of beneficial owners for an account being opened on behalf of Prytanee, LLC, a USVI limited liability company. Jeffrey E. Epstein is identified as a 50% member and beneficial owner. Caroline Long and Etienne Binant are also mentioned with their respective details.

key_people:
Jeffrey E. Epstein
Caroline Long
Etienne Binant

document_subtype: Certification of Beneficial Owner(s)

key_organizations:
Southern Trust Company, Inc.
Prytanee, LLC
Deutsche Bank AG


document_description: Certification of beneficial ownership for JEEPERS, Inc., a USVI Corporation, with Jeffrey E. Epstein as the beneficial owner and account opener.

key_organizations:
JEEPERS, Inc.
Deutsche Bank AG


document_description: Certification of beneficial owner(s) for TEGE, Inc., a Delaware Corporation, with Jeffrey Epstein listed as a significant individual.


document_description: Certification of beneficial owner(s) for an account being opened by Jeffrey E. Epstein on behalf of JEGE, LLC, a USVI limited liability company. The document includes personal information of Jeffrey Epstein as the beneficial owner and the individual with significant responsibility for managing the legal entity.

key_locations: 6100 Red-Hook Quarter, B3, St. Thomas, USVI 00802


document_description: Certification of beneficial ownership for an account being opened by Jeffrey E. Epstein as the sole member of a legal entity. The document includes personal information about Epstein and his role in managing the legal entity.


document_description: Certification of beneficial owner(s) for an account being opened on behalf of Mort, Inc., a USVI Corporation, by Jeffrey E Epstein, President. The document includes personal information about Jeffrey E Epstein as the beneficial owner and individual with significant responsibility for managing the legal entity.

key_organizations:
Mort, Inc.
Deutsche Bank AG


document_description: Certification of beneficial ownership for a legal entity account opened by Jeffrey E. Epstein, listing him as the sole member and beneficial owner with significant responsibility.


document_description: Certification of beneficial ownership for Plan D, LLC, a USVI Limited Liability Company, with Jeffrey E. Epstein as the sole member and beneficial owner.


document_description: Certification of beneficial ownership for Zorro Management, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner.

key_organizations:
Zorro Management, LLC
Deutsche Bank AG


document_description: Certification of beneficial owner(s) for an account being opened on behalf of a legal entity. The document includes information about the natural person opening the account, the legal entity, and individuals with significant responsibility or ownership.

key_organizations:
K. Indyke, PLLC
Deutsche Bank AG


document_description: Confidential communication from Bebe Aediu, Legal Assistant, intended for the addressee and containing attorney-client privileged information. Unauthorized use, disclosure, or copying is prohibited.

key_people:
Bebe Aediu
Darren K. Indyke


document_description: Notification about procedures for opening a new account under the USA PATRIOT Act Section 326 and Regulation GG. It includes requirements for customer identification and restrictions on correspondent accounts with certain designated banks.

title: USA PATRIOT Act Section 326 Customer Identification Program & Regulation GG

document_subtype: notification letter

key_organizations:
Southern Financial, LLC
Deutsche Bank
Banco Delta Asia
Commercial Bank of Syria
FBME Bank Ltd
Halawi Exchange Co.
Kassem Rmeiti & Co.


document_description: A memo from Deutsche Bank USA Core Corporation advising clients to avoid submitting U.S. dollar transactions involving Internet gambling to any DBUS entity, in compliance with the UIGEA. It outlines what constitutes a restricted transaction and requests client cooperation.

key_people:
Lee Joyner
Jacob Goss
Jesse Cruz
Jacob Brandenburg
Yonette Carrington


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A letter from Deutsche Bank outlining their Business Continuity Management Program, which includes procedures for responding to significant business disruptions. The program aims to protect staff, ensure continuity of critical functions, and maintain client services. It includes roles and responsibilities, technical disaster recovery plans, and contingency measures in specific regions.

key_people:
Paul Achleitner
John Cryan
Marcus Schenck
Christian Sewing
Kimberly Hammonds
Stuart Lewis
Sylvie Matherst
Nicolas Morean
Garth Ritchie
Karl von Rohr
Werner Steinmaller

key_locations:
Frankfurt am Main
India
Philippines
Tokyo

document_subtype: letter

reference_numbers:
HRB No 30 000
VAT ID No DE114103379


document_description: A memo from Deutsche Bank's Information & Resilience Risk Management regarding the audit and regulatory obligations of the bank's Business Continuity Management (BCM) Program. It highlights that the program is subject to regular reviews by internal and external audit, and regulatory authorities. In case of conflict between internal policies and local regulatory obligations, the stricter obligation is adhered to.

document_subtype: memo


document_description: A letter from Deutsche Bank to a valued client highlighting the breadth of their activities and potential conflicts of interest. It outlines the services provided by Deutsche Bank, including sales coverage, research, trading, and financing services. The letter emphasizes the bank's commitment to client confidentiality and the measures taken to ensure best execution of trades.

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: The document outlines the policies and practices of Deutsche Bank's prime finance unit, emphasizing confidentiality, regulatory compliance, and conflict of interest management. It discusses the handling of executed transactions, market risk management, and trading practices, including pre-hedging and the impact on market prices. The document also provides instructions for clients on how to communicate specific order handling preferences under FINRA Rule 5320.

key_organizations:
Deutsche Bank
DBSI
FINRA
NYSE


document_description: The document outlines the Bank's trading practices, including its handling of customer orders, risk management, and compliance with FINRA Rule 5270. It discusses the Bank's ability to trade for its own account while managing client block orders and the dissemination of trading interests known as 'indications of interest.' The document also covers order handling practices and the use of automated execution facilities.

key_organizations: DBSI FINRA


document_description: The document provides information about DBSI's trading and execution facilities, including SuperX, and details on order routing, payment for order flow, and fee structures. It also covers financing rates, securities lending, and rehypothecation practices.

key_organizations:
DBSI
Securities and Exchange Commission


document_description: The document discusses the implications of securities loans and rehypothecation, including the loss of certain rights by the securities owner. It outlines the procedures for handling callable securities and the risk management strategies of Deutsche Bank's Global Markets Equities division. The document also highlights the risks associated with trading during extended hours, such as lower liquidity, higher volatility, and wider spreads.

key_organizations:
DBSI
Deutsche Bank
FINRA


document_description: A letter from Deutsche Bank Securities Inc. discussing trading restrictions on ARCA securities and ERISA Section 408(b)(2) regulations. It highlights the risk of lack of calculation or dissemination of underlying index values during extended trading hours and provides information on ERISA's disclosure requirements.

key_people:
M. Barry Bausano
Thomas Patrick

key_organizations:
Deutsche Bank Securities Inc.
Department of Labor


document_description: This document outlines procedures for opening a new account under the USA PATRIOT Act Section 326, including customer identification requirements. It also includes information about restrictions on correspondent accounts with certain banks under Section 311 of the USA PATRIOT Act and compliance with the Unlawful Internet Gambling Enforcement Act of 2006 (UIGEA) and Regulation GG.

document_subtype: notice

key_organizations:
Deutsche Bank
Banco Delta Asia
Commercial Bank of Syria
FBME Bank Ltd
Halawi Exchange Co.
Kassem Rmeiti & Co. For Exchange


document_description: A communication from Deutsche Bank USA Core Corporation advising against submitting U.S. dollar transactions involving Internet gambling activity to any DBUS entity. The letter emphasizes confidentiality and provides a link for additional EU corporate and regulatory disclosures.


document_description: This document is a confidential communication from Deutsche Bank, indicating that it does not provide legal or tax advice. It references additional EU corporate and regulatory disclosures available on their website.


document_description: Vijay Sawant from Deutsche Bank Group Wealth Management seeks clarification on the legal address for UBO Jeffrey Epstein in CDD forms, questioning if it should match the entity address or his personal address from his driver's license.

title: Clarification Required on CDD Form - Section C

key_people:
Vijay Sawant
Jeffrey Epstein
Morgan

key_organizations:
Deutsche Bank Group Wealth Management
Deutsche CUB Centre Private limited


document_description: Request for updated identification documents and Fincen CDD form for the 2007 Jeffrey E Epstein Insurance Trust#3 account. The memo also requests address verification for the UBO and a clearer passport copy.

key_people:
Jeffrey E. Epstein
Darren Indyke
Richard Kahn
Vijay Sawant

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: This document is a certificate of resolutions for NES, LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the company's managers, members, officers, employees, and agents to manage accounts with the bank, including opening, maintaining, and closing accounts, and executing agreements. The document also includes indemnification clauses for the bank and ratifies previous actions taken by authorized signers.

title: Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas

key_organizations:
Deutsche Bank Trust Company Americas
NES, LLC


document_description: This document outlines the authorized signers for corporate resolutions, including Jeffrey Epstein and Darren Indyke. It confirms the authority of these signers and the validity of the corporate resolutions as of the date specified.

key_people:
Jeffrey Epstein
Darren Indyke

document_subtype: Corporate Resolutions


document_description: This document is a certificate of resolutions for Plan 0, LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the company's managers, members, officers, employees, and agents to manage accounts with the bank and indemnifies the bank from claims related to actions taken by authorized signers.

document_subtype: Certificate of Limited Liability Company Resolutions

key_organizations:
Deutsche Bank Trust Company Americas
Plan 0, LLC


document_description: This document is a KYC (Know Your Customer) form for various legal entities associated with Jeffrey Epstein, detailing account names, numbers, and opening dates. It includes relationship details such as the relationship manager, booking center, and client introduction details.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Jeffrey Epstein
Stewart Oldfield
Darren Indyke

document_subtype: KYC Document

key_organizations:
Zorro Management, LLC
LSJE, LLC
Mort, Inc
Jeepers Inc
Hyperion Air, LLC
Plan D LLC
JEGE LLC
JEGE Inc
Deutsche Bank


document_description: This document is a KYC (Know Your Customer) form for Zorro Management, LLC, detailing account information, expected financial activity, and related parties.

title: KYC Information for Zorro Management, LLC

key_people:
Stewart Oldfield
Jeffrey E. Epstein
Darren Indyke

document_subtype: KYC Form

key_organizations:
Zorro Management, LLC
DB Group


document_description: This document provides a summary of the account ownership for Mort, Inc, detailing the purpose of the account, expected asset inflows and outflows, and related parties. The account is managed by Stewart Oldfield and is intended to manage the monthly expenses of the company. Assets are expected to arrive from DB Group with an account number 42959017. The document also lists Jeffrey E. Epstein and Darren Indyke as signatories or having full power of attorney.

title: Account Ownership Summary for Mort, Inc

key_organizations:
Mort, Inc
DB Group


document_description: This document provides a summary of the account ownership for Jeepers Inc- Brokerage, managed by Stewart Oldfield. It outlines the purpose of the account, expected asset inflows and outflows, and lists related parties including Jeffrey E. Epstein as the Ultimate Beneficial Owner.

title: Account Ownership Summary for Jeepers Inc- Brokerage

key_people:
Stewart Oldfield
Jeffrey E. Epstein
Darren Indyke
Jean Anne Brennan Wiebracht
Harry Beller

key_organizations:
Jeepers Inc
DB Group


document_description: This document provides a summary of the account ownership and related parties for Hyperion Air, LLC. The account is managed by Stewart Oldfield and is intended to manage the monthly expenses of the company. The expected inflows/outflows are bi-monthly and less than $5k, with an expected asset volume of $100,291.79 USD after 90 days and $93,500 USD after one year. Jeffrey E. Epstein is listed as the Ultimate Beneficial Owner and has signatory or full POA rights, along with Darren Indyke and Harry Beller.

title: Account Ownership Summary for Hyperion Air, LLC

key_people:
Stewart Oldfield
Jeffrey E. Epstein
Darren Indyke
Harry Beller

key_organizations:
Hyperion Air, LLC
DB Group


document_description: This document provides a summary of the account ownership for Plan D LLC, detailing the purpose of the account, expected asset inflows and outflows, and related parties. The account is managed by Stewart Oldfield and is intended to manage the monthly expenses of the company. The document includes expected asset volumes and currency details, as well as a list of related parties including Jeffrey E. Epstein, Darren Indyke, and Harry Beller.

title: Account Ownership Summary for Plan D LLC

key_organizations:
Plan D LLC
DB Group


document_description: This document provides a summary of the account ownership for JEGE LLC - Deposits, managed by Stewart Oldfield. The account is intended to manage the monthly expenses of the company, with expected inflows/outflows of up to $100k monthly. The document lists related parties and their roles, including Jeffrey E. Epstein as the Ultimate Beneficial Owner.

title: Account Ownership Summary for JEGE LLC - Deposits

key_organizations:
JEGE LLC
DB Group


document_description: This document provides a summary of the account ownership for JEGE Inc - Deposits, managed by Stewart Oldfield. The account is intended to manage the monthly expenses of the company, with expected inflows/outflows of less than $5k monthly. The expected asset volume is $963,187.55 after 90 days and $950,500 after one year. Jeffrey E. Epstein and Darren Indyke are signatories or have full POA on the account.

title: Account Ownership Summary for JEGE Inc - Deposits

key_organizations:
JEGE Inc
DB Group


document_description: This document provides individual details for Darren Indyke, including personal information, employment details, and meeting records with bank officers. It also includes sections for wealth details, which are not filled in for this individual.

key_people:
Darren Indyke
Stewart Oldfield

key_locations: 2 Kean Court Livingston 07039 United States

key_locations: 575 Lexington Ave, 4th Fl Livingston NY United States 10022

document_subtype: Account Ownership Summary

key_organizations:
Southern Financial LLC
Deutsche Bank


document_description: This document appears to be a Know Your Customer (KYC) form, which includes sections for listing other known financial institutions and family situations of the individual. The document is marked as confidential under Federal Rules of Criminal Procedure.

title: KYC Print


document_description: Know Your Customer (KYC) form for Brice M. Gordon, detailing personal and professional information, including residence, occupation, and relationship with Deutsche Bank.

key_locations: 49 Zorro Ranch Rd Stanley 87056 United States

key_organizations:
Zorro Management LLC
Deutsche Bank


document_description: A KYC document listing other known financial institutions and family situation details of an individual. The document is marked confidential under Federal Rules of Criminal Procedure.


document_description: Know Your Customer (KYC) document for Harry Beller, detailing personal and professional information, including residence, occupation, and relationship with Deutsche Bank.

key_locations:
USA
Monsey, NY

key_organizations:
HBRK Associates, Inc
Deutsche Bank


document_description: A KYC document listing other known financial institutions and family situations of individuals. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Know Your Customer (KYC) document for Jeffrey E. Epstein detailing personal and financial information, including citizenship, residence, occupation, and political exposure.

title: KYC Print for Jeffrey E. Epstein

key_people:
Jeffrey E. Epstein
Bill Clinton
Prince Andrew


document_description: This document appears to be a Know Your Customer (KYC) form, which includes sections for listing other known financial institutions and family situations of the individual. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: KYC Print


document_description: Know Your Customer (KYC) document for Jean Anne Brennan Wiebracht, detailing personal, professional, and financial information.

key_organizations:
Southern Financial, LLC
Deutsche Bank


document_description: This document provides Know Your Customer (KYC) details for Zorro Management, LLC, a company incorporated in the USA on 12/14/2016. The entity is used for private investment purposes and is solely managed and owned by Jeffrey Epstein. Signors on the account include Jeffrey Epstein and Darren Indyke. The document confirms no non-banking relationship with Deutsche Bank.

title: KYC Document for Zorro Management, LLC

key_people:
Jeffrey Epstein
Darren Indyke
Brice Gordon

key_locations: 6100 Red Hook Quarter, B3 St. Thomas, USVI 00802, United States

key_organizations:
Zorro Management, LLC
Deutsche Bank


document_description: KYC document for LSJE, LLC, a real estate holding company owned by Jeffrey Epstein, detailing its legal and financial information.

key_locations:
US Virgin Islands
USA
St. Thomas


document_description: KYC document detailing the financial and legal entity information related to LSJE, LLC and Mort, Inc, both associated with Jeffrey Epstein. It includes details about the nature of business, wealth profile, and legal entity details.

key_locations: 6100 Red Hook Quarter, B3 St, Thomas 00802 United States

key_organizations:
LSJE, LLC
Mort, Inc
Deutsche Bank


document_description: KYC document for Jeepers, Inc, an investment holding company owned by Jeffrey Epstein, detailing its business nature, wealth profile, and legal entity details.

key_organizations:
Jeepers, Inc
Deutsche Bank


document_description: KYC document for Plan D, LLC, a single member LLC owned by Jeffrey Epstein. The company is formed to hold funds for taxes and payments of one of Epstein's airplanes and is expected to take over payments for Hyperion Air Inc. The document outlines the ownership structure, business activities, and financial estimates.

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations:
USA
US Virgin Islands

key_organizations:
Plan D, LLC
Hyperion Air Inc


document_description: KYC document for JEGE, LLC, a single member LLC owned by Jeffrey Epstein, created to hold funds for costs associated with one of Epstein's planes. The document includes details on the entity's organizational structure, ownership, and financial profile.

key_locations: USA USVI

key_organizations:
JEGE, LLC
Deutsche Bank


document_description: KYC document for JEGE, Inc, a single member LLC owned by Jeffrey Epstein, formed to hold funds for taxes and payments related to Epstein's airplanes. The document includes details about the entity's incorporation, ownership, and financial profile.

key_organizations:
JEGE, Inc
DB


document_description: Know Your Customer (KYC) document for a company owned by Jeffrey Epstein, detailing its organizational structure, ownership, and financial activities. The company is registered in the USA and holds funds for costs associated with an airplane owned by Epstein.

key_locations:
USA
USVI
St. Thomas


document_description: This document is a Know Your Customer (KYC) form for a high-risk client associated with Deutsche Bank's Private Wealth Management. It includes compliance checks and database search results, indicating no negative findings related to Jeffrey S. Epstein. The document confirms no criminal convictions or litigation against Deutsche Bank by the client, and no associations with sanctioned or high-risk countries.

key_people:
Jeffrey S. Epstein
Yoonsun Chung

key_organizations:
Deutsche Bank
Office of Foreign Assets Control (OFAC)


document_description: A KYC document assessing special risk factors for an account, indicating no high-risk country nexus, no unusual complexity, no non-operating company for share transfer, no prohibited business relationship, and no acceptable controls for bearer shares.


document_description: Deutsche Bank Private Wealth Management (PWM) is committed to serving clients' interests by maintaining high standards of suitability, background, and character. Client Facing Professionals (CFPs) must document due diligence and confirm no suspicions of money laundering or unethical activities. The policy outlines responsibilities for CFPs in account opening and ongoing client relationships.

title: Deutsche Bank Private Wealth Management Policy Statement

document_subtype: policy statement


document_description: The document discusses trading activities, specifically mentioning ROTH FP closing at 28 EUR on a daily volume of 12,414. It also notes that DB traded approximately 3,000 shares, split between High Touch and Low Touch trading.

key_organizations:
ROTH FP
DB


document_description: A communication discussing client interest in a particular stock, which is currently trading at 27.85 EUR X 27.95 EUR with a low trading volume of 4,000 shares compared to an average volume of 17,000 shares. The sender, Delores Rubin, mentions reaching out to clients to potentially organize something related to the stock.


document_description: A confidential memo from Richard Kahn to Delore Rubin, Director at Deutsche Bank Wealth Management, regarding confidential matters pursuant to Federal Rules of Criminal Procedure.

key_people:
Richard Kahn
Delore Rubin

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: A correspondence from Tazia Smith dated May 22, 2017, at 6:47 PM. The content is marked as confidential pursuant to Federal Rules of Criminal Procedure 6(e).


document_description: The document contains confidential information related to legal proceedings, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071549, SDNY_GM_00217733, and EFTA01375899, which may be related to case numbers or document tracking within a legal context.


document_description: The document contains a brief message from someone named Rich to Tazia, with a note about confidentiality under Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential and is related to a legal matter, possibly a grand jury proceeding, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document with reference numbers DB-SDNY-0071556, SDNY_GM_00217740, and EFTA01375902. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document with reference numbers DB-SDNY-0071559, SDNY_GM_00217743, and EFTA01375904. It includes a note from Richard Kahn requesting a quote to be received the next day.


document_description: The document contains a partially visible address with redacted telephone and fax numbers. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document with reference numbers DB-SDNY-0071562, SDNY_GM_00217746, and EFTA01375906, dated May 22, 2017, at 2:16 PM. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to a legal matter, possibly involving a closed case in France. It is subject to Federal Rule of Criminal Procedure 6(e), indicating it may pertain to grand jury proceedings.


document_description: The document appears to be a confidential communication related to aftermarket objectives concerning a 100k amount. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a series of seemingly random letters and numbers, with a note indicating confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a photograph or graphical representation with visible text elements that are partially obscured or unclear. The text includes fragments such as 'h n', 'm a i i t', 'o : ' (possibly Monday), 'M a y', and '2 2'. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document related to legal proceedings, possibly involving Richard Kahn and HBRK Associates Inc.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).