document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071574, SDNY_GM_00217758, and EFTA01375913, which may be case or document numbers.


source: doj

document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071575, SDNY_GM_00217759, and EFTA01375914, which may be related to case numbers or document tracking codes.

document_type: other


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071581, SDNY_GM_00217765, and EFTA01375918.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: A photograph of a black bar with white text above and below it. The text above the bar is 'n >' and the text below the bar is 'c : s t e w a r t O l d f i e'.

document_type: media


document_description: This document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0071595, SDNY_GM_00217779, and EFTA01375922.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071596, SDNY_GM_00217780, and EFTA01375923, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: The document appears to be related to rate and regulatory disclosures involving Deutsche Bank. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document marked pursuant to Federal Rule of Criminal Procedure 6(e), containing identifiers DB-SDNY-0071601, SDNY_GM_00217785, and EFTA01375926.


document_description: The document contains confidential and/or privileged information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0071609, SDNY_GM_00217793, and EFTA01375928, indicating it may be related to a legal case or investigation in the Southern District of New York.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071610, SDNY_GM_00217794, and EFTA01375929, which may be related to case numbers or document tracking numbers.


document_description: This document appears to be a confidential legal document related to EU corporate and regulatory disclosure, specifically involving Deutsche Bank. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e).


document_description: The document contains a confidentiality notice related to a legal matter, likely involving the Southern District of New York (SDNY).

document_type: correspondence


document_description: The document is marked as confidential and may contain privileged information. It includes references to legal rules and identifiers.


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and privileged nature of the information contained within. It advises recipients to refer to a specific URL for additional EU corporate and regulatory disclosures and clarifies that Deutsche Bank does not provide legal or tax advice. The document includes a disclaimer for unintended recipients to notify the sender and destroy the communication.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal, and tax advice. It includes reference numbers but no specific content details.


document_description: This document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e), indicating it may involve grand jury proceedings or related matters.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a series of seemingly random letters and numbers, with a mention of confidentiality under Federal Rules of Criminal Procedure.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071649, SDNY_GM_00217833, and EFTA01375949, which may be related to case or document tracking numbers.


document_description: The document contains a reference to a trading meeting scheduled at 9 am with Richard Kahn and HBR Kasso. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a case in the Southern District of New York, as indicated by the reference numbers and confidentiality notice.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0071653, SDNY_GM_00217837, and EFTA01375952.


document_description: The document contains a confidentiality notice related to a legal matter, referencing Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071654, SDNY_GM_00217838, and EFTA01375953.


document_description: The image contains fragmented text and a large black rectangular shape, possibly part of a chart. The text includes partial words and letters, suggesting a list or labels. The document is marked as confidential under federal rules.


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071656, SDNY_GM_00217840, and EFTA01375955, which may be case or document numbers.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains fragmented text with a date and time format, marked as confidential under federal rules.


document_description: The document contains a subject line for a meeting titled 'Reading meeting'. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a request for advice from Richard Kahn of HBRK Associates I. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A confidential legal document related to a case in the Southern District of New York, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A table with confidential information and reference numbers.


document_description: The image contains text snippets that appear to be part of a larger document or code. The text includes various letters and symbols, suggesting it might be related to programming, variables, or a sequence. There is also a large black rectangle in the center of the image. Without further context, it is difficult to determine the exact purpose or meaning of these elements.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document contains a description of an image that appears to be a black bar graph with some text labels. The vertical axis label is partially obscured but seems to be related to 'm'. The horizontal axis label appears to be '1'. There are some other partial text labels that are not fully decipherable.


document_description: A confidential document marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential legal document related to a trading meeting, subject to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains fragmented text and appears to be marked as confidential under Federal Rules of Criminal Procedure. It includes references to various codes or identifiers such as DB-SDNY-0071670, SDNY_GM_00217854, and EFTA01375968.


document_description: This is a confidential document related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a brief message indicating that the sender will set something up, followed by confidentiality notices and document identifiers.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0071679, SDNY_GM_00217863, and EFTA01375972.


document_description: This document appears to be a confidential communication related to Deutsche Bank, specifically mentioning the Trust Company Americas and referencing certain document identifiers.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains references to email and BlackBerry security. It includes identifiers such as DB-SDNY-0071682, SDNY_GM_00217866, and EFTA01375974.


document_description: This document is a confidential legal communication related to Deutsche Bank Securities Inc. It is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains specific identifiers such as DB-SDNY-0071683, SDNY_GM_00217867, and EFTA01375975.


document_description: The document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: This document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it may be related to grand jury proceedings. It contains identifiers such as DB-SDNY-0071688, SDNY_GM_00217872, and EFTA01375979, which could be case or document numbers.


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071689, SDNY_GM_00217873, and EFTA01375980, which may be case or document numbers.


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071692, SDNY_GM_00217876, and EFTA01375981, which may be related to case numbers or document tracking numbers.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071694, SDNY_GM_00217878, and EFTA01375982.


document_description: Confidential communication document with a warning against unauthorized copying or disclosure.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document contains fragmented text and appears to be a confidential document related to a legal or financial matter, possibly involving Deutsche Bank. It includes references to confidentiality under Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071704, SDNY_GM_00217888, and EFTA01375986. It appears to be related to legal proceedings or investigations.


document_description: The document contains a confidentiality notice related to a legal matter, likely under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it may contain sensitive legal information. It includes reference numbers DB-SDNY-0071707, SDNY_GM_00217891, and EFTA01375989.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0071710, SDNY_GM_00217894, and EFTA01375990.


document_description: This document appears to be a confidential legal disclosure related to Deutsche Bank, possibly in the context of a federal investigation or regulatory matter. It is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it may pertain to grand jury proceedings.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071716, SDNY_GM_00217900, and EFTA01375993.


document_description: The document discusses the limitations of employer liability in the event of employee injury or death, stating that the employer's liability is capped at the compensation amount specified in the Act.


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071720, SDNY_GM_00217904, and EFTA01375995, which may be case or document numbers.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings or investigations.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0071724, SDNY_GM_00217908, and EFTA01375997, which may be related to case or document tracking numbers.


document_description: The document contains confidential information related to EU corporate and regulatory disclosures, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to Deutsche Bank. It includes references to legal proceedings under Federal Rules of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0071727, SDNY_GM_00217911, and EFTA01376000.


document_description: This document is a communication from Deutsche Bank, which includes a disclaimer about not providing legal or tax advice. It also contains a confidentiality notice.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It advises recipients to refer to a specific URL for additional EU corporate and regulatory disclosures and clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: This document contains a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice. The document references EU corporate and regulatory disclosures available online.


document_description: This document is a communication from Deutsche Bank, which includes disclaimers about legal and tax advice, confidentiality notices, and references to EU corporate and regulatory disclosures. It also mentions attached documents related to trading authorization and power of attorney.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of October 18, 2017. It includes account numbers, names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Shari Wagner
Kati Wanek-Forsythe

document_type: tabular

document_subtype: financial report

key_organizations:
Neptune, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: RM0082289 Daily Deposit Report 20180511

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network, Inc.
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: A table listing various individuals and trusts associated with the names Wanek, Forsythe, and Wagner, along with some financial data entries marked as 'D'. The document is marked confidential under federal rules.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner

key_organizations:
Shari Wagner 2015 GRAT
Shari Wagner 2012 Irrevocable Trust
Robert S Forsythe Revocable Trust
Laura A Forsythe Revocable Trust


document_description: A conversation on May 16, 2016, regarding a fraud issue on the Epstein account. Paul is mentioned as the person who will address the issue.


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, containing attorney-client privileged information. The document emphasizes the confidentiality and legal privilege of the information, warning against unauthorized use, disclosure, or copying.

key_people:
Bebe Avdiu
Darren K. Indyke

key_locations: 575 Lexington Avenue, New York, New York 10022

document_subtype: confidential communication

key_organizations:
Darren K. Indyke, PLLC
Deutsche Bank


document_description: A table listing firms with their representatives and a visual representation of relative bar lengths. No numeric values are provided.

document_type: email


document_description: A note containing personal information about Jean Marie Echemendia, including her address, introduction by George Petrides, and her status as the widow of Greg Kouri. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Jean Marie Echemendia
George Petrides
Greg Kouri


document_description: Contact information for Ed Hyman and his executive assistant, Danielle N. Boegli, at ISI Group.

key_people:
Ed Hyman
Danielle N. Boegli


document_description: Contact information for Edgar Bronfman and Accretive LLC, including business address and phone details.

key_people:
Edgar Bronfman
Marie Balzano

key_locations: 51 Madison Avenue, 31st Floor, New York, NY 10010


document_description: The document contains contact information for Eileen Alexanderson, associated with Elysium Management, including an address in New York, NY. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains personal information about Elizabeth E. Jacoby, including her contact details and background information. It is marked as confidential under federal rules.


document_description: Contact information for Howard Ellin from Skadden Arps, including business address, phone numbers, and email. Assistant's name and email are partially redacted.

key_people:
Howard Ellin
Kirsten

document_subtype: contact information


document_description: Contact information for Marcus R. Epprecht, associated with Parkview US LLC. Includes business address and mentions a connection to Eduardo Pineda.

key_people:
Marcus R. Epprecht
Eduardo Pineda

key_locations: 405 Park Avenue Suite 1701, New York, NY 10022


document_description: The document contains contact information for Eran Schreiber, associated with the Lindemann Family Office. It also mentions an assistant, Jocelyn Garcia, and includes confidentiality notices.


document_description: Eric Attias, former CEO of Soc Gen Asset Management NY, met with Rahul Vaid. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_people:
Eric Attias
Rahul Vaid

key_organizations:
Soc Gen Asset Management NY
Exencap


document_description: Contact information for Eric R. Brandley from Shumway Capital, including business phone and email, along with a confidential notice pursuant to Federal Rule of Criminal Procedure 6(e).

key_locations: 100 West Putnam Ave, Greenwich, CT 06830


document_description: Contact information for Erik Moody from Ziff Brothers Investments, introduced by Chris Sharp from RM Global Markets. Assistant is Lauren McEwen.

key_people:
Erik Moody
Chris Sharp
Lauren McEwen

key_locations: 350 Park Avenue, 11th Floor, New York, NY 10022

key_organizations:
Ziff Brothers Investments
RM Global Markets


document_description: The document contains contact information for Ezra Chammah, associated with ITAFIN, Inc. It includes a business address at 6 East 74th Street, NY, NY 10021. There are placeholders for business phone, mobile phone, fax number, and email, but these details are not provided. The document also mentions Gary Barnett and includes several reference numbers.

key_people:
Ezra Chammah
Gary Barnett


document_description: Email correspondence discussing the purchase of 200k shares of Citi 5.8% preferred stock. Tazia Smith from DB Securities Inc. is inquiring about the aggressiveness of the purchase and mentions a limit. The email is marked as confidential and includes several recipients.

key_people:
Jeffrey Epstein
Tazia Smith
Richard Kahn
Daniel Sabba
Vahe Stepanian
Paul Morris

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: A document containing confidential information related to Rye Ford, including a business phone number and confidentiality notice under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a list of names, possibly related to a confidential matter under the jurisdiction of the Southern District of New York (SDNY). It includes references to individuals such as Woods Staton, Annette Franqui, Carlos Hernandez-Artigas, and Jonathan Fischer. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_people:
Woods Staton
Annette Franqui
Carlos Hernandez-Artigas
Jonathan Fischer


document_description: Contact information for Fred Cooper, an executive at Toll Brothers, and his assistant Susan E. Supowitz. The document is marked confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Fred Cooper
Susan E. Supowitz


document_description: Contact information for Frederick N. Cooper, Senior Vice President at Toll Brothers, including business address and position details.


document_description: The document contains personal and business information about Mario Gabelli, including his association with Gabelli Funds. It also lists names Betsy, Rosanne, and Tom, and includes confidentiality notices and reference numbers.

key_people:
Mario Gabelli
Betsy
Rosanne
Tom


document_description: The document contains financial data related to stock prices and trading volumes. It includes metrics such as last price, high, average, low, volume, and a simple moving average over 15 periods.


document_description: Contact information for James Gabriel, associated with 54 Madison Partners, LLC. Includes redacted phone numbers and email, with an office address in New York, NY.


document_description: The document contains confidential information related to Mala Gaonkar from Lone Pine Capital, specifically mentioning the London office. It includes references to confidentiality under Federal Rules of Criminal Procedure and several document identifiers.


document_description: Contact information for Gary A. Jakalow, including business and mobile phone numbers, email, and fax. Marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A document containing personal and professional information about Gene Lynch, associated with General Atlantic. The document is marked as confidential under federal rules.


document_description: The document contains financial data related to stock prices and trading metrics as of a specific date and time. It includes last price, high, low, average, volume, and other trading metrics.


document_description: Contact information for George Petrides, associated with YT Securities LLC, including business address and phone numbers. Marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_locations: 410 Park Avenue, 19th Floor New York, NY 10075


document_description: Contact information for George Weiss, including company details and assistant's name.

key_people:
George Weiss
Marie Reme

key_locations: 320 Park Avenue, 20th Floor, New York, NY 10022


document_description: Contact information for Peter Greatrex, associated with Blue Mountain. Assistant is Jenna Snyder.

key_people:
Peter Greatrex
Jenna Snyder


document_description: Contact information for Haresh Tharani of Tharanco Group, including business address and phone number.


document_description: Contact information for Howard Matlin, including business phone and email, with a note about assistant Tricia. Marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Howard Matlin
Tricia


document_description: A notice from Deutsche Bank Trust Co. Americas to Southern Trust Company, Inc. regarding a dormant business checking account that has had no activity for the past 24 months. The notice requests confirmation to maintain the account or instructions to close it.

title: Dormant Notice from Deutsche Bank Trust Co.

document_type: financial

key_locations:
New York, NY
St Thomas, United States VI

document_subtype: Dormant Account Notice

key_organizations:
Deutsche Bank Trust Co. Americas
Southern Trust Company, Inc.


document_description: A forwarded message from Richard Kahn of HBRK Associates Inc. regarding an attached signed form. The message includes contact information for Richard Kahn and a forwarded email with confidential markings.


document_description: Wire transaction from Southern Trust Company, Inc. to Honeycomb Partners LP failed due to exceeding the company's daily limit. The transaction was a domestic wire for $20,000,000.00 USD, transmitted on 05/31/2016 by BELLAKLEIN.

document_subtype: Wire Confirmation

key_organizations:
Deutsche Assot & Wealth Management
Southern Trust Company, Inc.
Honeycomb Partners LP
NORTHERN TRUST INTL BKG. CORP.


document_description: Wire transfer document with intermediary and initiator information.

key_locations: 575 Lexington Avenue, 4th Floor, New York, NY 10022

document_subtype: wire transfer


document_description: A confidential document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document related to Deutsche Bank Securities Inc. with reference numbers DB-SDNY-0071873, SDNY_GM_00218057, and EFTA01376053.


document_description: Details about the Frieze London 2016 event, including dates, ticket costs, and client nomination process. The event features over 160 galleries and a new section called 'The 90s'. Deutsche Bank is the main sponsor, showcasing artist Sarnath Banerjee in their lounge.

title: Frieze London 2016 Event Details

key_people:
Sarnath Banerjee
Sarah Rafferty
Melissa Pressley
Ana Zamora
John Blomfield

key_locations:
Regents Park, London
Canary Wharf

key_organizations:
Frieze London
Deutsche Bank
Deutsche Bank Wealth Management


document_description: A communication from Richard Kahn of HBRK Associates Inc. regarding an expected wire transfer of approximately $5,960,000. The communication includes confidentiality and disclaimer notices from Deutsche Bank.

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: The document is a daily deposit report for account number 35269691 belonging to Jeffrey Epstein, detailing large transactions and balances as of August 16, 2016.


document_description: This document is an Offering Circular for securities, outlining terms, risk factors, issuer details, note descriptions, security, collateral management, and purchase restrictions. It emphasizes the importance of relying solely on the information within the circular and not assuming its accuracy beyond the stated date.

document_subtype: Offering Circular

key_organizations:
Initial Purchaser
Placement Agent


document_description: This document is a table of contents listing various sections related to financial notes, tax considerations, and legal matters. It includes sections on transferees of interests in senior and income notes, ERISA considerations, income tax considerations, and Cayman Islands tax considerations.

document_subtype: table of contents


document_description: This document contains legal notices to purchasers of securities in various jurisdictions, including New Hampshire, Florida, Georgia, and the United Kingdom. It outlines the legal requirements and exemptions applicable to securities transactions in these regions.

key_locations:
New Hampshire
Florida
Georgia
United Kingdom

document_subtype: legal notice


document_description: This document contains legal notices regarding the offering of securities in Spain, Singapore, and Korea. It outlines the restrictions and conditions under which securities may be offered or sold in these jurisdictions, referencing specific laws and regulations. Additionally, it discusses the role of stabilizing managers in the issuance of securities and the conditions under which they may operate.

document_type: legal

key_locations: Spain Singapore Korea


document_description: This offering circular outlines the terms and conditions for the sale of securities to a limited number of individuals and institutional investors. It emphasizes the need for prospective purchasers to conduct independent analyses and investigations of the securities and associated risks. The document disclaims any responsibility for the accuracy or completeness of the information provided and advises purchasers to consult their legal and financial advisors. It also notes that the offering is not intended to provide legal, regulatory, tax, accounting, investment, or other advice.

document_subtype: offering circular

key_organizations:
Initial Purchaser
Placement Agent
Collateral Manager
Trustee
Collateral Administrator
Share Trustee
Administrator
Co-Issuers


document_description: The document outlines the delivery of information to security holders and prospective purchasers as required by Rule 1.44A(d)(1) under the Securities Act. It discusses the availability of the Indenture and other documents to note holders and mentions the location of these documents in Ireland. The document includes forward-looking statements based on assumptions that may not materialize, highlighting factors that could cause actual results to differ. It advises institutions subject to legal investment laws to consult legal advisers regarding investment restrictions in the Notes. The document emphasizes that none of the involved parties have obligations to update projections or make representations about the Notes' legal investment characterization.

document_subtype: investment considerations and forward-looking statements

key_organizations: Office of the Comptroller of the Currency

key_organizations: Federal Financial Institutions Examination Council


document_description: The document discusses the legal considerations for enforcing judgments against an exempted company incorporated in the Cayman Islands under U.S. securities laws. It highlights the lack of a treaty between the U.S. and the Cayman Islands for reciprocal recognition and enforcement of judgments in civil and commercial matters. The issuer has appointed an agent in New York for service of process.

key_locations:
Cayman Islands
United States
New York

document_subtype: legal advisory

key_organizations:
Issuer
Walkers
Corporation Service Company


document_description: This document is a summary of terms for the issuance of Senior Notes and Income Notes by Clear Lake CLO, Ltd. and Clear Lake CLO, Corp. It outlines the roles of various entities involved, including the Collateral Manager, Trustee, and Initial Purchaser. The document details the classes of Senior Notes and their ratings, as well as the Income Notes, which do not bear interest or have a stated principal amount.

title: Summary of Terms for Clear Lake CLO, Ltd.

key_locations:
Cayman Islands
Delaware

document_subtype: Offering Circular Summary

key_organizations:
Clear Lake CLO, Ltd.
Clear Lake CLO, Corp.
Jefferies Capital Management, Inc.
Wells Fargo Bank, National Association
Citigroup Global Markets Inc.


document_description: The document outlines the offering and use of proceeds from the issuance of securities, including Senior Notes and Income Notes. It details the ratings, use of proceeds, offering conditions, transfer restrictions, and payment terms for the securities.

document_subtype: Offering Memorandum

key_organizations:
Moody's
Standani & Poor's


document_description: This document outlines the risk factors associated with the purchase of certain Notes, highlighting limited liquidity, limited collateral for payments, and subordination of payments among different classes of Notes. It emphasizes the lack of an active trading market, transfer restrictions, and the reliance on collateral for payment. It also discusses the subordination of payments and control issues in the event of default.

document_subtype: Risk Factors


document_description: The document outlines the subordination and payment structure of Income Notes in relation to Senior Notes. It details the priority of payments, risks associated with the Income Notes, and factors affecting returns. The document also discusses the potential impact of market changes and collateral sales on the payment of interest and principal on Senior Notes.

document_subtype: financial agreement


document_description: The document discusses the risks and characteristics of Income Notes and various Classes of Senior Notes, highlighting their leveraged nature and potential for loss. It covers redemption conditions, the role of the Collateral Manager, and factors affecting the maturity and average life of the Notes. The document also outlines the impact of early redemption and prepayment considerations on the Notes.


document_description: The document discusses the risks and conditions associated with Synthetic Securities and Collateral Obligations. It highlights the lack of voting rights, credit risk, potential conflicts of interest, and the impact of downgrades by rating agencies. It also covers the handling of Defaulted Obligations, Ramp-Up Risk, and the acquisition of Collateral Obligations prior to the Closing Date.

document_subtype: financial disclosure

key_organizations:
Moody's
S&P
Issuer
Synthetic Security Counterparty
Collateral Manager
Initial Purchaser
Placement Agent


document_description: The document discusses the risks and procedures related to acquiring Collateral Obligations and the impact of changes in rating methodologies on the Notes. It also covers the process of assignments and participations in loans, highlighting the risks associated with participation interests compared to direct loan interests.

document_subtype: Investment Notes


document_description: The document discusses the limitations of credit ratings as indicators of investment quality, the non-indicative nature of past performance by the Collateral Manager, and the dependence on key personnel for the performance of the Issuer's portfolio. It also highlights potential conflicts of interest involving the Collateral Manager and its affiliates.


document_description: The document outlines the terms and conditions under which the Collateral Manager and its Affiliates manage the Issuer's investments. It details the procedures for acquiring or selling securities, handling conflicts of interest, and managing other accounts with similar investment objectives. The document emphasizes the Collateral Manager's obligation to act fairly and equitably, while also allowing them to engage in other business activities and receive compensation from third parties.

document_subtype: Collateral Management Agreement

key_organizations:
Collateral Manager
Issuer


document_description: The document outlines the roles and responsibilities of the Collateral Manager and the Issuer in managing collateral and conducting transactions. It specifies restrictions on transactions with Affiliates of the Collateral Manager and the formation of an independent advisory committee to review principal trades. The document also addresses potential conflicts of interest involving the Initial Purchaser, Placement Agent, and their Affiliates, who may act in various capacities and have business relationships with the Collateral Manager.

key_people:
Collateral Manager
Initial Purchaser
Placement Agent


document_description: The document outlines the roles and relationships of the Initial Purchaser, Placement Agent, and their affiliates in relation to the Issuer and Co-Issuer. It discusses their potential conflicts of interest, their roles in providing financial services, and the nature of the securities being issued. It also highlights the lack of representation regarding the legal and financial implications of owning the Notes and the responsibilities of the purchasers to seek their own advice. The Issuer and Co-Issuer are newly incorporated entities with no prior operating history, and their assets are primarily composed of Collateral Obligations and Eligible Investments.

key_organizations:
Initial Purchaser
Placement Agent
Co-Issuers
Issuer
Collateral Manager
Trustee


document_description: The document outlines the investment and compliance considerations for the Issuer and Co-Issuer, including their reliance on Section 3(c)(7) of the Investment Company Act to avoid registration with the SEC. It discusses the requirements for Qualified Purchasers and the potential consequences of failing to register as an investment company. Additionally, it covers anti-money laundering obligations under Cayman Islands law and the potential penalties for violations.

key_locations:
United States
Cayman Islands

document_subtype: Investment and Compliance Document

key_organizations: United States Securities and Exchange Commission


document_description: The document discusses the European Union's directives related to securities markets harmonization, including the Prospectus Directive, Transparency Directive, and Market Abuse Directive. These directives regulate offers of securities to the public, impose financial reporting obligations, and address insider trading and market manipulation. The listing of Senior Notes on the Irish Stock Exchange would subject the Co-Issuers to these regulations, although the specific requirements are not fully clarified. The Indenture allows the Co-Issuers to avoid listing if compliance becomes burdensome.

document_subtype: memo

key_organizations:
European Union
Irish Stock Exchange
European Commission


document_description: The document outlines the payment hierarchy and conditions for Class A, B, C, and D Notes, including interest and principal payments. It also details the determination of LIBOR for interest rate calculations, appointing the Trustee as the Indenture Calculation Agent. The document specifies procedures for determining LIBOR if standard sources are unavailable.

key_locations:
London
New York City


document_description: The document outlines the interest accrual and payment process for Senior Notes and Income Notes, including the determination of interest rates by the Indenture Calculation Agent and the priority of payments. It specifies the LIBOR rate for the initial period and details the subordination of Income Notes to Senior Notes. The document also describes the conditions under which payments are made to Income Notes and the diversion of interest proceeds during the Reinvestment Period if certain financial ratios are not met.

document_subtype: Indenture

key_organizations:
Co-Issuers
Trustee
Irish Stock Exchange
Collateral Manager
Euroclear
Clearstream


document_description: This document outlines the priority of payments for interest and principal proceeds, detailing the order in which payments are to be made to various parties, including the Collateral Manager, Holders of Income Notes, and Class D Notes. It specifies conditions under which payments are made, such as during the Reinvestment Period and when certain coverage tests are not satisfied.

document_subtype: payment priority document


document_description: The document outlines the procedures for optional and mandatory redemption of notes. It details the notice requirements, conditions for redemption, and the roles of various parties involved, such as the Co-Issuers, Trustee, and Collateral Manager. It also specifies the conditions under which notes can be redeemed and the financial criteria that must be met.

key_people:
Trustee
Collateral Manager

document_subtype: Optional Redemption Procedures

key_organizations:
Irish Stock Exchange
NCB Stockbrokers Limited


document_description: The document outlines the terms for Special Redemption and cancellation of notes, as well as the form, denomination, and registration of notes under Rule 144A and Regulation S. It specifies conditions under which payments will be made, notes will be canceled, and how notes can be transferred or exchanged between different forms and denominations.

document_subtype: financial instrument terms

key_organizations:
Collateral Manager
Trustee
Depository Trust Company
Cede & Co.
Clearstream
Euroclear


document_description: The document outlines the restrictions and conditions for the transfer of interests in Regulation S Global Notes and Rule 144A Global Notes. It specifies the requirements for purchasers to be Qualified Institutional Buyers or Qualified Purchasers and the actions the Issuer can take if these conditions are not met. It also details the book entry registration process for Global Notes and the circumstances under which physical notes may be issued.

key_organizations: DTC Euroclear Clearstream


document_description: The document outlines procedures and restrictions related to the transfer of Income Notes, including the roles of DTC, Clearstream, and Euroclear in facilitating transfers. It specifies that Income Notes sold in the U.S. will be issued as physical certificates and details the conditions under which these notes can be transferred. The document also addresses the responsibilities of the Co-Issuers, Trustee, and Paying Agent, and includes restrictions on transfers to Benefit Plan Investors or Controlling Persons.

document_subtype: Indenture and Transfer Procedures

key_organizations:
DTC
Clearstream
Euroclear
Co-Issuers
Trustee
Paying Agent


document_description: The document outlines provisions for amending or modifying an indenture related to Senior Notes, including conditions for supplemental indentures, consent requirements from note holders, and actions to prevent tax liabilities or investment company status.

document_subtype: contract


document_description: The document outlines conditions under which modifications to the Indenture can be made, including restrictions on creating liens, reducing consent percentages, and modifying payment calculations. It also defines 'Events of Default' such as payment defaults, failure to disburse funds, and breaches of covenants.


document_description: The document outlines the conditions under which proceedings can be initiated under the Indenture, the hierarchy of note classes, and the satisfaction and discharge of the Indenture. It also details the roles and compensation of Wells Fargo Bank as Trustee and Collateral Administrator, including fees and expenses related to the administration of the Indenture and Collateral Administration Agreement.


document_description: The document outlines the terms for Trustee fees, expenses, and the conditions under which the Trustee may resign or be removed. It also specifies the governing law for the Indenture and the Notes.

key_organizations:
Trustee
Co-Issuers
Holders of the Notes
Collateral Manager
Rating Agency


document_description: The document outlines the security for notes, detailing the collateral securing the notes, which includes the issuer's rights, title, and interest in various assets. It specifies the criteria for collateral obligations, including eligibility criteria for purchase by the issuer and pledge to the trustee.

document_subtype: Collateral Agreement


document_description: The document outlines the Portfolio Profile Test and Coverage Tests related to Synthetic Securities and Senior Notes. It specifies the Overcollateralization and Interest Coverage Ratios required for different classes of Senior Notes. The document also describes the Ramp-Up Period, during which the Issuer must purchase or commit to purchasing Collateral Obligations to meet certain financial criteria.


document_description: The document outlines the responsibilities and conditions under which the Collateral Manager and Issuer must operate regarding the sales and purchases of Collateral Obligations. It includes criteria for selling Collateral Obligations, conditions for redeeming Senior Notes, and guidelines for participating in exchange offers.

key_organizations:
Issuer
Collateral Manager
Trustee
Rating Agency
Moody's


document_description: The document outlines the management of various financial reserve accounts related to collateral obligations, revolving loans, and synthetic securities. It details the establishment and funding of the Revolving Reserve Account, Expense Reserve Account, and Synthetic Security Counterparty Account, including their purposes, funding sources, and conditions for fund transfers.

document_subtype: financial account management

key_organizations:
Trustee
Collateral Manager
Issuer


document_description: The document outlines the roles and responsibilities of the Collateral Manager under the Collateral Management Agreement with the Issuer. It details the restrictions on the Collateral Manager's ability to manage Collateral Obligations and highlights potential conflicts of interest. The document also provides information about the Collateral Manager, JCM, its parent company Jefferies Group, and key personnel involved in managing the Collateral.

title: The Collateral Manager and the Collateral Management Agreement

key_people:
Mark D. Senkpiel
Wade T. Winter
Richard J. Barger

key_organizations:
JCM
Jefferies Group
Jefferies & Company Inc.
Trust Company of the West
Allstate Insurance Company
Four Corners Capital Management
ING Capital Advisors
Deutsche Bank
Union Bank of California
Heller Financial


document_description: The document provides professional backgrounds of several individuals associated with JCM, including their previous roles and educational qualifications. It also includes a brief mention of the Collateral Management Agreement, indicating that the summary is not exhaustive and is subject to the full agreement.

key_people:
Mr. Barger
Jonathan S. David
Alyssa M. Tabora
Jeremy C Johnson
David I McLean-Armour
Swill Pradhan
Katie D. Bun

key_locations:
Texas A&M University
Stanford University
University of Southern California
University of California
Tufts University
University of California Berkeley
University of California Los Angeles

document_subtype: summary

key_organizations:
Four Corners Capital Management
ING Capital Advisors
SunAmerica Inc.
JCM
Far East National Bank
City National Bank
TCW
RS1vI EquiCo
Morgan Stanley
Alta Group LLC
Sterling Johnston Capital Management LP
Turner Broadcasting System Inc.
Banc of America Securities
Marin Partners/KMS Investments
iRise Inc.
ValiCert Inc.
Ernst & Young LLP
Citicorp Investment Services
Oppenheimer & Company
Merrill Lynch
Sony Pictures Entertainment


document_description: The document outlines the Collateral Management Agreement between the Issuer and the Collateral Manager, detailing the administrative and advisory functions the Collateral Manager will perform with respect to the Collateral. It includes the selection of Initial Collateral Obligations, decision-making regarding acquisitions, dispositions, sales, or tenders of Collateral Obligations and Eligible Investments, and compliance with the Indenture's restrictions. The Collateral Manager is entitled to rely on counsel or advisors and may engage in other business activities. Compensation for the Collateral Manager is specified, including a Senior Management Fee, Subordinate Management Fee, and a percentage of remaining Interest and Principal Proceeds.


document_description: The Collateral Management Agreement outlines the responsibilities and restrictions of the Collateral Manager in directing the Trustee to purchase or sell Collateral Obligations or Eligible Investments. It prohibits transactions with affiliated parties unless certain conditions are met, including board approval and compliance with procedures. An independent advisory committee may be formed to oversee such transactions. The agreement also details the conditions under which the Collateral Manager can be removed, either for cause or without cause, with specified notice periods.


document_description: The document outlines the terms and conditions under which a Collateral Manager may resign or be removed from their position. It specifies the process for appointing an Approved Replacement Manager and the conditions under which a Key Manager Event occurs. The document also details the voting process for approving a Proposed Key Manager.

key_organizations:
Collateral Manager
Issuer
Trustee
Rating Agency


document_description: The document outlines the conditions under which the Reinvestment Period can be terminated by the Requisite Securityholders. It defines the Requisite Securityholders and their voting requirements based on the satisfaction of the Class A Overcollateralization Test. It also mentions the responsibilities of the Collateral Manager and potential conflicts of interest.


document_description: The document outlines the use of proceeds from the issuance of Notes, detailing the allocation of net proceeds after fees and expenses. It specifies amounts allocated for purchasing Collateral Obligations, deposits into the Ramp-Up Account, and the Revolving Reserve Account.


document_description: The document outlines the purchase and transfer restrictions for certain securities that have not been registered under the Securities Act or any state 'Blue Sky' laws. It specifies that the securities may not be reoffered, resold, pledged, or otherwise transferred except in accordance with the restrictions set forth in the Indenture. The document also details the qualifications for 'Qualified Purchasers' under the Investment Company Act and includes a legend for Senior Notes indicating compliance requirements.

document_subtype: Securities Offering Document


document_description: This document outlines the transfer restrictions and conditions for the sale or transfer of certain notes, including compliance with the Securities Act and ERISA regulations. It specifies that the notes can only be transferred to Qualified Institutional Buyers or non-U.S. persons in compliance with specific rules. The document also includes additional restrictions for Class D Notes, which can only be owned by persons not acting on behalf of a benefit plan investor.

document_subtype: note transfer restrictions


document_description: This document outlines the terms and conditions for the purchase and transfer of Rule 144A Global Notes. It includes representations and warranties by the purchaser regarding their investment purpose, compliance with securities laws, and transfer restrictions. The document also specifies the legal and advisory responsibilities of the involved parties and the compliance requirements for beneficial owners.

document_subtype: Securities Purchase Agreement

key_organizations:
Co-Issuers
Collateral Manager
Initial Purchaser
Placement Agent
Collateral Administrator


document_description: The document outlines the terms and conditions for purchasing Class A, B, C, and D Notes, including restrictions on selling participation interests, compliance with ERISA and similar laws, and indemnification clauses. It also details the issuer's rights to demand the sale of Notes if certain conditions are not met.

document_subtype: investment agreement

key_organizations:
Issuer
Trustee
Initial Purchaser
Placement Agent
Collateral Manager


document_description: This document outlines the certification requirements for initial purchasers and subsequent transferees of Certificated Income Notes. It specifies the necessary qualifications and representations needed to comply with the Indenture and applicable securities laws.

document_subtype: certification requirements

key_organizations: Issuer Trustee


document_description: This document outlines the terms and conditions for purchasers of Income Notes, including representations regarding Benefit Plan Investors, qualifications of purchasers, tax treatment, and compliance with U.S. federal income tax regulations. It specifies the rights of the Issuer to demand the sale of Income Notes under certain conditions and the tax treatment expectations for the Issuer and the Notes.


document_description: The document outlines the compliance requirements and representations related to the sale and transfer of beneficial interests in Regulation S Global Securities and Income Notes. It specifies the need for certification of non-U.S. Person status for holders of Temporary Regulation S Global Securities and the restrictions on resale to U.S. Persons. It also details indemnification clauses and the reliance on representations for compliance with Section 3(c)(7) of the Investment Company Act.

document_subtype: Indenture and Investment Compliance

key_organizations:
Euroclear
Clearstream
Issuer
Trustee
Initial Purchaser
Placement Agent
Collateral Manager
Collateral Administrator


document_description: The document outlines restrictions on investment in Class D Notes and Income Notes by Benefit Plan Investors and Controlling Persons. It specifies representation and covenant requirements for purchasers and transferees to ensure compliance with ERISA and Code regulations, including maintaining ownership below a 25% threshold. It also discusses potential prohibited transactions and applicable exemptions.

document_subtype: investment restrictions

key_organizations:
Issuer
Trustee
Investment Manager
Collateral Administrator
Placement Agent
Initial Purchaser

reference_numbers:
Section 406 of ERISA
Section 4975 of the Code
Section 408(b)(17) of ERISA
Section 4975(dX20) of the Code
PTCE 96-23
PTCE 95-60
PTCE 91-38
PTCE 84-14
PTCE 90-I


document_description: The document discusses the tax implications and legal considerations for an Issuer, particularly in relation to U.S. federal income taxes and withholding taxes. It highlights the potential risks of the Issuer being treated as engaged in a trade or business in the U.S., which could lead to substantial taxes. The Collateral Manager's role and liability are outlined, emphasizing compliance with Operating Guidelines to avoid such tax implications. The document also covers the tax treatment of U.S. holders of Class A Notes, including the treatment of interest and original issue discount (OID).


document_description: The document discusses the tax implications for U.S. holders of Income Notes related to Qualified Electing Fund (QEF) elections and Controlled Foreign Corporations (CFC). It explains the potential tax consequences of not making a QEF election, the treatment of excess distributions, and the implications of the Issuer being classified as a CFC. The document advises U.S. holders to consider the tax consequences carefully and consult with advisors.

document_subtype: tax document

key_organizations:
Issuer
U.S. Shareholders
IRS


document_description: This document discusses the tax implications for U.S. shareholders holding Income Notes in a foreign corporation, particularly in relation to PFIC and CFC rules. It covers the treatment of distributions, sales, redemptions, and other dispositions of Income Notes, as well as the tax treatment for tax-exempt U.S. holders.


document_description: The document discusses U.S. federal income tax implications for holders of certain financial notes, including tax-exempt entities, non-U.S. holders, and U.S. holders. It covers topics such as UBTI rules, QEF elections, tax exemptions for non-U.S. holders, information reporting, backup withholding, and transfer reporting requirements. It also briefly mentions Cayman Islands tax considerations.

reference_numbers:
Form 926
Form 5471


document_description: This document provides a summary of the tax implications for holders of Notes issued by an exempted company in the Cayman Islands. It outlines the absence of income, corporate, or capital gains tax in the Cayman Islands and the conditions under which stamp duty may be applicable. It also mentions the tax concessions obtained by the Issuer under the Tax Concessions Law (1999 Revision).

document_subtype: tax advisory

key_organizations:
Issuer
Governor-in-Cabinet
Cayman Islands


document_description: The document provides details of Regulation S Global Notes, Rule 144A Global Notes, and Certificated Notes, including their class, CUSIP numbers, common codes, and ISIN numbers.

document_subtype: financial instrument details


document_description: The document discusses the legal representation for the Co-Issuers and Citigroup Global Markets Inc. regarding the validity of Notes and other legal matters. Cleary Gottlieb Steen & Hamilton LLP will represent the Co-Issuers and Citigroup Global Markets Inc., Walkers will handle Cayman Islands law for the Issuer, and McDermott Will & Emery LLP will represent the Collateral Manager.

document_subtype: legal opinion

key_organizations:
Cleary Gottlieb Steen & Hamilton LLP
Citigroup Global Markets Inc.
Walkers
McDermott Will & Emery LLP


document_description: The document outlines financial terms and definitions related to collateral obligations, including applicable advance rates based on Moody's ratings and market values, definitions of business days, and excess calculations for Caa and CCC collateral obligations.

key_locations:
New York City
Dublin, Ireland

document_subtype: financial terms

key_organizations:
Moody's
S&P
Cede & Co.


document_description: This document outlines various classes of financial notes, including Class A-1, Class A-2, Class B, Class C, and Class D Notes. It details the interest amounts, interest rates, and principal amounts for each class, as well as the terms of payment and accrual periods.

document_subtype: financial notes


document_description: This document contains definitions and terms related to financial instruments and obligations, including 'Controlling Class', 'Controlling Person', 'Coverage Tests', 'Credit Improved Obligation', 'Credit Risk Obligation', and 'Current Pay Obligation'. It outlines the criteria and conditions under which certain financial obligations are classified and managed, particularly in relation to credit ratings and market value assessments.

key_organizations: United States Securities and Exchange Commission


document_description: The document outlines the criteria for classifying obligations as Current Pay Obligations, Deep Discount Collateral Obligations, and Defaulted Obligations. It specifies the conditions under which obligations can be treated as Current Pay Obligations based on Moody's ratings and market value. It also defines Deep Discount Collateral Obligations based on purchase price relative to par value and conditions for reclassification. Defaulted Obligations are defined by defaults in payment or conditions leading to early repayment.

document_subtype: contract


document_description: The document outlines various conditions under which loans or bonds are considered defaulted or problematic. It includes criteria for different types of financial obligations such as participation interests, structured finance obligations, and synthetic securities. It also defines terms like 'Deferred Interest', 'Deferring PIK Obligation', 'Determination Date', and 'DIP Loan'.

key_organizations:
S&P
Moody's
U.S. Bankruptcy Court
U.S. District Court


document_description: The document outlines criteria for eligible investments, including credit ratings and maturity requirements. It also defines terms such as 'EOD Ratio', 'Equity Security', 'ERISA', 'ERISA Plans', 'Euroclear', 'Event of Default', and 'Excess'.

key_organizations:
Moody's
Standard & Poor's
Euroclear Bank


document_description: This document outlines various financial and legal terms related to securities issuance, including definitions for terms such as 'Exchange Act', 'Exchange Date', 'Excluded Property', 'Expense Cap Amount', 'Expense Reserve Account', 'Federal Reserve Board', 'First Lien Loan', 'Florida Act', 'Form-Approved Synthetic Security', 'Global Notes', and 'Grid Test'. It includes details on financial caps, reserve accounts, and security documentation requirements.

key_organizations:
Federal Reserve Board
Moody's
S&P


document_description: The document contains a table showing the Weighted Average Rating Factor based on Diversity Score WAS for various years ranging from 2020 to 2580. It also defines terms related to the Minimum Adjusted Spread and Spread Modifier based on Moody's Weighted Average Recovery Rate.


document_description: This document contains definitions and terms related to financial instruments and agreements, such as Gross Excess Coupon, Gross Excess Spread, Holder, Incentive Management Fee IRR Threshold, Income Notes, Indenture, and others. It outlines the calculations and conditions for various financial metrics and obligations.

key_organizations:
Citigroup Global Markets Inc.
Wells Fargo Bank
National Association


document_description: This document outlines various financial terms and definitions related to collateral obligations, interest rates, and investment criteria. It includes definitions for terms such as Interest Proceeds, Interest Rate, Investment Company Act, and others. The document is likely part of a larger legal agreement or contract related to financial securities or investments.

key_locations:
Cayman Islands
London

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the definitions and calculations related to the market value, maturity date, measurement date, and Moody's adjusted rating factor for collateral obligations. It includes a table of expected losses based on Moody's ratings.


document_description: The document outlines various Moody's ratings and their determination processes for different types of obligations, including Defaulted Obligations, Deferring PIK Obligations, Senior Secured Loans, Non-Senior Secured Loans, Bonds, Synthetic Securities, DIP Loans, and Structured Finance Obligations. It details how these ratings are adjusted based on watch status for downgrades or upgrades.


document_description: The document outlines the criteria for determining the Moody's Equivalent Senior Unsecured Rating for an Obligor based on various financial conditions and ratings. It also defines the classification of countries into Moody's Group I to IV and the classification of loans and obligations.

key_locations:
Australia
Netherlands
United Kingdom
Germany
Ireland
Sweden
Switzerland
Austria
Belgium
Denmark
Finland
France
Iceland
Liechtenstein
Luxembourg
Norway
Spain
Greece
Italy
Portugal
Japan
United States
Canada


document_description: The document outlines the definitions and calculations for 'Moody's Recovery Amount' and 'Moody's Recovery Rate' related to Collateral Obligations, including Defaulted Obligations and Deferring PIK Obligations. It specifies how recovery rates are determined based on Moody's ratings and provides a table for calculating recovery rates for different types of loans and bonds.


document_description: This document outlines the terms and conditions related to the payment and redemption of various classes of notes, including Class D Notes, under a financial agreement. It includes definitions and conditions for terms such as Notice of Default, OC Numerator, Operating Guidelines, Optional Redemption, and Overcollateralization Ratio. The document also specifies the conditions for Partial PIK Obligations and the Overcollateralization Test.

document_subtype: financial agreement


document_description: This document outlines various terms and definitions related to securities, payments, and financial obligations as specified in an Indenture. It includes definitions for terms such as Paying Agent, Payment Date, PCCL, Periodic Interest Accrual Period, Permanent Regulation S Global Notes, Person, PIK Obligation, Placement Agency Agreement, Placement Agent, Plan Asset Regulation, Plans, Pricing Source, and Principal Balance.

key_locations:
Cayman Islands
Ireland

key_organizations:
NCB Stockbrokers Limited
Loan Pricing Corporation
Markit Group Limited
U.S. Department of Labor
S&P


document_description: This document outlines various financial and legal terms related to collateral obligations, ratings, and notes. It includes definitions for terms such as 'Ramp-Up Period Criteria', 'Rating', 'Rating Agency', 'Rating Confirmation', 'Record Date', 'Reference Banks', 'Reference Entity', 'Reference Instrument', 'Reference Obligation', 'Regulation S', 'Regulation S Global Notes', 'Requisite Noteholders', 'Revolving Loan', 'Rule 144A', and 'Rule 144A Global Notes'.

key_organizations:
Moody's
Standard & Poor's


document_description: The document outlines the S&P CDO Monitor Test, which evaluates the Loss Rate Differential for Senior Notes in a portfolio. It defines key terms such as Break-Even Default Rate, Loss Rate Differential, S&P Scenario Default Rate, and S&P Recovery Rate, among others. The test ensures that the Loss Rate Differential remains positive or improves after any acquisition or sale of a Collateral Obligation.

document_subtype: financial instrument definition


document_description: The document contains tables showing liability ratings for Senior and Junior Asset Classes, along with definitions of financial terms such as 'S&P Weighted Average Recovery Rate', 'Sale Proceeds', 'Section 3(cX7) Procedures', 'Secured Loan', 'Securities', 'Securities Act', 'Securities and Exchange Law', and 'Senior Notes'.


document_description: The document outlines the criteria and procedures for determining S&P Ratings for various types of Collateral Obligations, including DIP Loans, Current Pay Obligations, PIK Obligations, and Structured Finance Obligations. It specifies conditions under which ratings may be adjusted based on credit watch status and provides guidelines for obtaining credit estimates from S&P.

document_subtype: credit rating agreement

key_organizations: S&P Moody's Fitch


document_description: The document outlines the rating criteria and definitions for various financial obligations, including Structured Finance Obligations, Step-up Obligations, Subordinated Lien Loans, and Synthetic Securities. It specifies the conditions under which these obligations are rated by Moody's, Fitch, and S&P, and the requirements for their inclusion in collateral. The document also details the characteristics and restrictions of Synthetic Securities, including tax considerations and credit event definitions.

key_organizations: Moody's Fitch S&P ISDA


document_description: This document is an index of defined terms used in an Offering Circular, listing terms and the page numbers where each definition appears.

title: Index of Defined Terms

document_subtype: index


document_description: This document lists the principal offices of the co-issuers, trustee, paying agent, transfer agent, Irish paying and listing agent, collateral manager, and legal advisors involved in a financial transaction. It includes addresses and legal advisors for various parties.

key_locations:
Grand Cayman, Cayman Islands
Newark, Delaware
Columbia, Maryland
Dublin, Ireland
Los Angeles, CA
New York, NY

document_subtype: legal

key_organizations:
Clear Lake CLO, Ltd.
Clear Lake CLO, Corp.
Wells Fargo Bank, National Association
NCB Stockbrokers Limited
Jefferies Capital Management, Inc.
Cleary Gottlieb Steen & Hamilton LLP
Walkers
McDermott Will & Emery LLP


document_description: Offering circular for Clear Lake CLO, Ltd. and Clear Lake CLO, Corp. detailing the issuance of various classes of floating rate notes due in 2020, with Citigroup as the underwriter.

title: Clear Lake CLO Offering Circular

document_subtype: offering circular

key_organizations:
Clear Lake CLO, Ltd.
Clear Lake CLO, Corp.
Citigroup


document_description: The document lists various financial accounts associated with Jeffrey Epstein and related entities, including brokerage and deposit accounts. It instructs to coordinate with Dawn Forbes to close 50 brokerage accounts and to distribute balances and close deposit accounts with residual balances.

key_people:
Jeffrey Epstein
Kimberly Hart
Dawn Forbes

document_subtype: account management

key_organizations:
Zorro Management, LLC
Deutsche Bank Trust Company Americas
Southern Financial LLC
Southern Trust Company Inc
The Haze Trust
Butterfly Trust


document_description: Document related to securities offered through Deutsche Bank Securities Inc, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Request for financial data on Southern Financial Revenues and CBV by Product and Month starting January 2018.

key_people: Rob Donna

document_subtype: note


document_description: Email from Vijay Sawant regarding the 2018 periodic review of high-risk accounts Mort, Inc and Gratitude America Ltd, associated with Jeffrey Epstein. The email requests confirmation of material changes and the accuracy of responsible parties (RP) identified, and notes missing documents.

key_people:
Vijay Sawant
Bradley Gillin
Stewart Oldfield
Mayur Rathod
Jeffrey Epstein
Darren Indyke
Richard Kahn

key_locations:
Mumbai
US Virgin Islands

document_subtype: email

key_organizations:
Deutsche Bank
Mort, Inc
Gratitude America Ltd


document_description: The correspondence discusses the last approved KYC from August 2017, noting that Richard does not appear as an RP for the entity in question. It mentions the inability to locate the COI for the entity and the difficulty in extracting SoS from the US Virgin Islands registry website. The sender requests the COGS for the entity, dated within the last 6 months, and indicates that the case will proceed upon confirmation of material changes in the accounts.

key_people:
Richard
Vijay Sawant

key_organizations:
Deutsche Bank Group Wealth Management
Deutsche dB Centre Private Limited


document_description: This document is an indenture for ING IM CLO 2011-1, detailing the terms and conditions of securities issuance, collateral obligations, and remedies in case of default. It includes definitions, conditions precedent, collateral delivery, representations, satisfaction and discharge, and remedies.

title: ING IM CLO 2011-1 Indenture

document_subtype: Indenture


document_description: This document outlines various sections related to the rights and remedies of holders, duties and responsibilities of the trustee, covenants, and supplemental indentures. It includes details on the unconditional rights of holders to receive principal and interest, restoration of rights and remedies, control by holders, and waiver of past defaults. It also covers the duties of the trustee, including notice of default, compensation, and eligibility. The covenants section addresses payment of principal and interest, protection of collateral, and reporting requirements. The document concludes with sections on supplemental indentures with and without the consent of holders.

title: Indenture Document


document_description: This document is a table of contents for an indenture agreement, detailing various sections and articles related to legal and financial obligations, investment management, and hedge agreements. It includes sections on the effect of headings, successors and assigns, governing law, submission to jurisdiction, and waiver of jury trial. Additionally, it outlines articles on investment management and hedge agreements, along with schedules and exhibits related to ratings, collateral, and note forms.

title: Table of Contents for Indenture Document

key_locations:
Delaware
Cayman Islands

key_organizations: Moody's S&P


document_description: This indenture agreement, dated June 22, 2011, is between ING IM CLO 2011-1, LTD., ING IM CLO 2011-1 LLC, and The Bank of New York Mellon Trust Company, National Association. It outlines the terms for the issuance and security of notes, including the granting of collateral to the trustee for the benefit of secured parties.

title: Indenture Agreement between ING IM CLO 2011-1, LTD. and ING IM CLO 2011-1 LLC

key_locations:
Cayman Islands
State of Delaware


document_description: This document outlines the terms of an Indenture agreement, including the grants made in trust to secure notes, definitions of key terms, and the responsibilities of the Trustee. It specifies various agreements and accounts involved in the trust and the secured obligations under the Indenture.

title: Indenture Agreement


document_description: This document contains definitions and terms related to a financial agreement, including definitions for 'Accredited Investor', 'Act', 'Additional Equity Issuance', and others. It outlines the order of priority for administrative expenses and specifies the Administrative Expense Senior Cap.


document_description: This document outlines various financial terms and definitions related to securities and notes, including assumed reinvestment rate, authenticating agent, authorized denomination, authorized officer, average par amount, and balance. It includes a table specifying the authorized denominations for different classes of notes.

document_subtype: financial terms and definitions


document_description: This document contains definitions and terms related to financial obligations and securities, including Caa/CCC Excess Market Value, Calculation Agent, CCC Collateral Obligation, and various tests and classes related to notes and securities.


document_description: This document outlines various definitions and terms related to the Class D Notes, including interest coverage and overcollateralization tests, clearing agencies, and co-issuers. It also specifies the closing date and interest deposit amount.

key_organizations:
ING IM CLO 2011-1 LLC
Clearstream Banking


document_description: This document outlines the collateral types and their respective minimum and maximum percentages of the portfolio principal balance, along with exceptions and additional requirements. It also specifies the controlling class and party for notes, and provides details about the corporate trust office.

key_locations: 601 Travis Street, 16th Floor, Houston, Texas 77002


document_description: The document defines 'Defaulted Loaned Collateral Obligation' and 'Defaulted Obligation' in the context of securities lending agreements and collateral obligations. It outlines the conditions under which a collateral obligation is considered defaulted, including payment defaults, acceleration of maturity, bankruptcy proceedings, and specific credit ratings. It also provides exceptions and conditions under which certain obligations may not be treated as defaulted.


document_description: This document provides definitions for various financial and legal terms related to notes, fees, loans, and securities. It includes terms such as 'Deferrable Class', 'Deferred Fees', 'Deferred Interest', 'Deferred Senior Fee', 'Deferred Subordinated Fee', 'Definitive Security', 'Delayed Funding Loan', and 'Deliver'. These terms are likely part of a larger legal or financial agreement, possibly related to investment management or loan agreements.


document_description: The document outlines procedures for handling various types of financial assets, including Uncertificated Securities, Clearing Corporation Securities, and Financial Assets maintained in book-entry form. It specifies the roles of intermediaries and the requirements for continuous registration and identification of these assets. Additionally, it defines terms such as 'Depository', 'Designated Maturity', 'Designated Proceeds', 'Determination Date', and 'DIP Loan'.


document_description: The document outlines the conditions under which a debtor-in-possession or trustee, as defined by the Bankruptcy Code, can secure obligations. It specifies the requirements for interest payments, court approval, lien security, and priority of repayment. Additionally, it defines 'Discount Obligation' in terms of purchase price relative to par value and conditions under which certain obligations are excluded from this definition.


document_description: This document outlines the terms and conditions related to the Effective Date of a financial agreement, including definitions and conditions for various financial tests and ratios. It specifies the Effective Date Target Par, conditions for Moody's ratings, and details about eligible investments and accounts.

key_organizations:
Moody's
Investment Manager
Issuer


document_description: The document outlines criteria for eligible investments, loan indices, and equity securities. It specifies ratings and maturity requirements for investments, defines eligible loan indices, and describes equity-related terms.

key_organizations:
Moody's
S&P
Credit Suisse
Deutsche Bank
Goldman Sachs
Loan Pricing Corporation
Banc of America Securities


document_description: This document contains definitions and terms related to financial transactions and compliance, including Excepted Property, Excess Interest, Exchange Act, Expense Reserve Account, FATCA Compliance, Finance Lease, Financial Asset, and Financing Statement.

document_subtype: financial definitions


document_description: This document contains definitions and terms related to financial and legal agreements, including definitions for 'Independent', 'Industry Diversity Score', 'Industry Issuer', 'Ineligible Holder', 'Initial Hedge Agreement', 'Initial Purchaser', 'Instrument', 'Interest Collection Account', and 'Interest Coverage Ratio'. It appears to be part of a larger legal or financial document, possibly related to a CLO (Collateralized Loan Obligation) or similar financial instrument.


document_description: This document outlines the terms related to interest and principal proceeds, including conditions under which payments are treated as principal or interest proceeds. It also defines key financial terms such as 'Interest Rate', 'Intermediary', 'Internal Rate of Return', and references the Investment Company Act of 1940.

key_organizations:
Issuer
Investment Manager


document_description: The document outlines the terms and definitions related to the Investment Management Agreement between the Issuer and the Investment Manager, including details on fees, roles, and responsibilities.

title: Investment Management Agreement

key_people: Authorized Officer of the Investment Manager

document_subtype: Investment Management Agreement

key_organizations:
ING Alternative Asset Management LLC
ING IM CLO 2011-1, Ltd.


document_description: This document provides definitions for various financial terms related to LIBOR, loans, and securities. It includes definitions for terms such as LIBOR, LIBOR Banking Day, Loan, Loaned Collateral Obligation, and others.

key_organizations: Board of Governors of the United States Federal Reserve System


document_description: This document outlines the valuation methods for Collateral Obligations, including the use of bid-side market values from independent broker/dealers and the Investment Manager's judgment. It also defines key terms such as Measurement Date, Minimum Weighted Average Spread Test, and Monthly Report. The document is related to ING IM CLO 2011-1 and includes references to Moody's Investors Service.

key_organizations:
Credit Suisse
Moody's Investors Service
ING IM CLO


document_description: This document contains definitions and terms related to Moody's ratings and classifications, as well as financial terms related to the issuance of securities and notes. It includes definitions for Moody's Industry Classification Group, Moody's Obligation Rating, Moody's Rating, Moody's Rating Factor, Moody's Recovery Rate, and other related terms. It also defines financial terms such as Net Proceeds at Closing and Non-Call Period.

key_organizations:
Moody's
Investment Manager
Issuer
Trustee


document_description: The document outlines the conditions under which securities are considered outstanding, including provisions for redemption, exchange, and replacement of securities. It also defines the Overcollateralization Ratio used for financial assessments.

key_organizations: Trustee Issuer


document_description: This document contains definitions related to financial instruments and obligations, including overcollateralization tests, PIK securities, participations, and permissible replacement collateral obligations.


document_description: This document outlines various financial terms and conditions related to a financial instrument, including definitions for terms such as 'Pre-Funded Letter of Credit Reserve Account', 'Preferred Shares', and 'Principal Balance'. It details the treatment of different types of obligations and securities, including Pledged Obligations, Defaulted Obligations, and Equity Securities, and specifies how principal balances are calculated under different circumstances.


document_description: This document outlines various financial terms and agreements related to the ING IM CLO 2011-1, including definitions for Recovery Rate, Redeemed Notes, Redemption Date, Redemption Financing, Redemption Price, Redemption Sale Agreement, Reference Banks, Refinancing, Refinancing Proceeds, Registered, Registered Office Agreement, Regulation S, and Regulation S Global Security.

key_locations:
United States
London

key_organizations:
Moody's
S&P
MaplesFS Limited


document_description: This document outlines various financial and legal terms related to a reinvestment agreement, including definitions for terms such as 'Reinvestment Agreement', 'Reinvestment Period', 'Reinvestment Requirements', 'Relevant Jurisdiction', 'Replacement Notes', 'Required Redemption Percentage', 'Restricted Trading Condition', and 'Revolving Credit Facility'. It specifies conditions under which agreements can be terminated, the jurisdictions relevant to obligors, and conditions affecting trading and redemption percentages.


document_description: The document outlines terms related to investment returns linked to credit performance, including definitions for 'Target Return', 'Tax Event', 'Tax Jurisdiction', and 'Tax Subsidiary'. It specifies conditions under which tax events occur and the jurisdictions considered tax advantaged.

key_locations:
Cayman Islands
Bahamas
Bermuda
Isle of Man
Jersey Islands
Curacao
Channel Islands

document_subtype: investment document


document_description: This document contains definitions and financial terms related to an investment agreement, including details about unsaleable assets, unscheduled principal payments, and a weighted average life test for pledged collateral obligations. It also includes a table outlining the weighted average life test criteria over various dates.


document_description: The document contains a table of Weighted Average Moody's Rating Factors over various dates from September 2014 to September 2017, along with definitions and tests related to financial metrics such as Weighted Average Rating Factor Test, Weighted Average Recovery Rate Test, and Weighted Average Spread.

document_subtype: financial data

key_organizations:
Moody's
S&P
ING IM CLO 2011-1


document_description: This section outlines the assumptions and calculations related to collateral obligations and scheduled distributions under the Indenture. It specifies how calculations should be made for pledged obligations, including the exclusion of defaulted obligations from certain tests and the assumptions for interest coverage ratios.


document_description: This document outlines the terms and conditions related to the distribution and management of funds in a Collection Account, including assumptions about Scheduled Distributions, withholding taxes, and calculations for Coverage Tests and Investment Management Fees. It specifies how funds are to be managed, distributed, and calculated for various financial obligations and tests.

document_subtype: indenture


document_description: This document outlines the forms, authorized amounts, interest rates, stated maturities, and denominations of securities issued under an indenture. It specifies the classes of notes, their principal amounts, interest rates, and maturity dates. The document also mentions the use of identification numbers like CUSIP or ISIN for convenience in notices of redemption.

title: ARTICLE II - THE SECURITIES


document_description: The document outlines the terms for interest payments on Subordinated Notes, issuance of Preferred Shares, and conditions for redeeming and issuing securities. It specifies the calculation of interest, redemption provisions, and issuance procedures for securities under Rule 144A and Regulation S.

key_organizations: Issuer Trustee Depository Euroclear Clearstream


document_description: This document outlines the terms and conditions related to the issuance and management of Global Securities by the Applicable Issuer. It specifies the roles and responsibilities of the Trustee, the Depository, and Agent Members in relation to the Global Securities. The document also details the execution, authentication, delivery, and dating of the Securities, including the rights of beneficial owners and the conditions under which Definitive Securities may be issued.

key_organizations:
Applicable Issuer
Trustee
Depository
Agent Members


document_description: This document outlines the procedures for the authentication, delivery, and registration of securities under an indenture agreement. It specifies the roles of the Trustee and Authenticating Agent, the process for dating securities, and the requirements for the Certificate of Authentication. It also details the registration and transfer of securities, including the maintenance of an Indenture Register by the Indenture Registrar.

key_people:
Trustee
Authenticating Agent
Issuer


document_description: This document outlines the procedures and conditions for the transfer and exchange of securities under an indenture agreement. It specifies the roles of the Holder, Trustee, and Applicable Issuer in the process, including authentication, delivery, and registration of securities. It also details the requirements for endorsements, service charges, and the treatment of registered owners.

key_organizations:
Applicable Issuer
Trustee
Indenture Registrar


document_description: The document outlines procedures for the transfer and exchange of beneficial interests in Global Securities to Definitive Securities. It specifies the requirements for such transfers and exchanges, including the need for a Transfer Certificate and, in some cases, an opinion of counsel. The Indenture Registrar and Trustee have specific roles in confirming instructions, recording transfers or exchanges, and delivering Definitive Securities. Any transfer or exchange not meeting the outlined requirements is considered null and void.

key_organizations:
Depository
Trustee
Indenture Registrar
Euroclear
Clearstream


document_description: The document outlines the procedures for transferring or exchanging beneficial interests in Definitive Securities. It specifies the requirements for transferring a beneficial interest to another person or exchanging it for different principal amounts within the same class. The process involves delivering specific documents to the Indenture Registrar, who will then cancel the old security and authenticate new ones.

document_subtype: Transfer and Exchange of Securities


document_description: This document outlines the terms and conditions for the transfer and purchase of beneficial interests in Rule 144A Global Securities. It specifies the qualifications and representations required of purchasers, including being a Qualified Institutional Buyer or Qualified Purchaser, and the conditions under which securities can be held and transferred. It also includes provisions to prevent the securities from being held in a manner that would require registration under the Investment Company Act.


document_description: The document outlines the terms and conditions under which the Purchaser is acquiring Securities in a private transaction not involving a public offering in the United States. It specifies the restrictions on resale, the Purchaser's understanding of the risks involved, and the Purchaser's acknowledgment of not relying on the Transaction Parties for investment advice.

document_subtype: Securities Purchase Agreement

key_organizations:
Transaction Parties
Issuer
Investment Manager


document_description: This document outlines the terms and conditions under which the Purchaser agrees to buy securities. It includes representations about the Purchaser's understanding of the risks, compliance with transfer restrictions, and adherence to legal requirements such as ERISA. The document also specifies that the Issuer can compel the sale of securities held by ineligible holders.

key_organizations:
Purchaser
Investment Manager
Issuer


document_description: This document outlines the obligations and representations of the Purchaser in relation to the transfer and holding of Securities under the Indenture. It includes clauses on transfer restrictions, ERISA Limited Securities, bankruptcy petitions, tax certifications, and FATCA compliance.

document_subtype: Indenture Agreement

key_organizations:
Issuer
Co-Issuer
Trustee
U.S. Internal Revenue Service


document_description: This section outlines the terms for interest accrual and payment on different classes of Rated Notes and Subordinated Notes. It specifies the conditions under which interest becomes Deferred Interest and the hierarchy of payments according to the Priority of Payments. It also details the maturity and final payment conditions for the Outstanding Rated Notes and Subordinated Notes, emphasizing the subordination of payments to higher-ranking classes.

title: Payments in Respect of the Securities; Rights Reserved

document_subtype: contract


document_description: This document outlines the payment procedures for securities, including conditions for final payments, wire transfers, and withholding tax requirements. It specifies the responsibilities of the Trustee, Paying Agent, and Agent Members in processing payments and maintaining records.

key_organizations:
Applicable Issuer
Trustee
Paying Agent
Depository
Agent Members


document_description: This document outlines the payment and recourse obligations related to securities issued by the Applicable Issuer. It specifies the conditions for payments without U.S. federal backup withholding, the process for payments on distribution dates, and the limitations on recourse obligations. The obligations are limited to the collateral and extinguished after distribution of proceeds. It also clarifies that no recourse is available against transaction parties or their affiliates for amounts payable under the securities or indenture.

key_organizations:
Applicable Issuer
Co-Issuers
Trustee


document_description: This document outlines various provisions related to securities under an indenture agreement. It includes sections on the rights of securities upon transfer, cancellation of securities, handling of funds for payments, and conditions for definitive securities if a depository is no longer available.


document_description: The document outlines procedures for selecting a purchaser for securities, including soliciting bids from brokers or market professionals, and conditions for issuing additional securities during the Reinvestment Period. It also addresses compliance with FATCA and the rights of the Issuer in case of non-compliance by a Holder.

key_organizations:
Issuer
Trustee
Investment Manager
Controlling Party


document_description: The document outlines the conditions and requirements for the issuance and authentication of additional securities, including preferred shares, under an indenture agreement. It specifies the necessary certifications, authorizations, and opinions required from the Co-Issuers and their officers, as well as the role of the Trustee and Authenticating Agent in the process.


document_description: This document outlines the legal requirements and conditions for the issuance of Additional Securities by the Issuer and Co-Issuers. It includes opinions of counsel, officer's certificates, authentication orders, and security for notes. The document specifies the need for a Financing Statement to be filed in the District of Columbia and details the grant of collateral obligations and the conditions to be satisfied prior to the issuance of securities.

key_locations:
District of Columbia
Cayman Islands

key_organizations: Issuer Co-Issuers Trustee


document_description: This document outlines the conditions and procedures for the issuance of Additional Securities by the Issuer, including the grant of collateral obligations, delivery of certificates, rating letters, and listing requirements. It also details the process for declaring the Effective Date for the purchase of collateral obligations during the initial investment period.

key_organizations:
Issuer
Trustee
Rating Agency
Investment Manager
Initial Purchaser


document_description: The document outlines the obligations and procedures related to the purchase and management of Collateral Obligations by the Issuer through the Investment Manager. It includes details on the Ramp-Up Criteria, delivery of Pledged Obligations, and representations and warranties concerning collateral. The document also mentions the involvement of Rating Agencies such as Moody's and S&P.

key_organizations:
Issuer
Investment Manager
Moody's
S&P
Trustee


document_description: This section outlines the conditions under which the Indenture will be discharged and cease to be effective with respect to the Collateral and the Securities, except for certain rights and obligations that will remain in effect. It specifies the conditions for the discharge, including the delivery or cancellation of all Securities and the deposit of sufficient funds to cover outstanding debts.

title: Satisfaction and Discharge of Indenture

key_organizations:
Trustee
Issuer
Investment Manager


document_description: This section outlines the events that constitute an 'Event of Default' under the Indenture, including defaults in payment of interest or principal, failure to comply with obligations, and bankruptcy proceedings.

title: ARTICLE V - REMEDIES


document_description: This document outlines the rights and remedies of the Trustee in the event of default by the Co-Issuers. It details the Trustee's authority to file claims, vote in bankruptcy proceedings, and collect property on behalf of the Holders. It also specifies the limitations on the Trustee's powers, such as not being able to sell or liquidate collateral except under certain conditions.

document_subtype: Trustee Rights and Remedies

key_organizations: Trustee Co-Issuers


document_description: This document outlines provisions related to bankruptcy and preservation of collateral in the context of an indenture agreement. It specifies restrictions on initiating bankruptcy proceedings against the Co-Issuers or any Tax Subsidiary before a certain period after full payment of all Notes. It also details conditions under which the Trustee may sell or liquidate collateral in the event of default.

key_organizations:
Trustee
Co-Issuers
Tax Subsidiary
Investment Manager
Controlling Party


document_description: The document outlines the conditions under which the Trustee may sell or liquidate collateral in the event of a default. It specifies the roles of the Investment Manager and Trustee, the process for obtaining bid prices, and the communication requirements with stakeholders such as Hedge Counterparties and Holders.

key_people:
Trustee
Investment Manager

document_subtype: contractual agreement


document_description: This document outlines the enforcement and application of claims and funds under an Indenture agreement. It details the rights of the Trustee to enforce claims without possession of securities, the application of funds collected in the event of default, and limitations on suits by security holders.