document_description: This document provides detailed instructions for wiring cash through Deutsche Bank's Private Wealth Management. It includes instructions for FED Wire or ACH deposits within the US, SWIFT payments in USD outside the US, and SWIFT payments in non-USD currencies such as CAD, GBP, and EUR. The document specifies the necessary bank details, account numbers, and transaction codes for each type of transfer.

key_locations: London Frankfurt

document_subtype: wire transfer instructions

key_organizations:
Deutsche Bank
State Street Bank


source: doj

document_description: Email correspondence regarding a financial transaction issue where the recipient did not receive money. Bella Klein is seeking delivery confirmation from Daniel Monaghan.

key_people:
Daniel Monaghan
Bella Klein
Darren Indyke
Amanda Kirby

document_type: email

document_subtype: correspondence


document_description: A SWIFT message detailing a credit transaction of EUR 3100 from NJD1 DB Onshore Custody to Johanna Thringer. The transaction is processed through Deutsche Bank Trust Company Americas.

key_people:
Daniel Monaghan
Johanna Thringer

document_type: financial

key_locations:
Quincy, MA
New York, NY
St. Thomas, VI

document_subtype: SWIFT Message

key_organizations:
Deutsche Bank Trust Company Americas
NJAA Wealth Management Services


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.

document_type: correspondence


document_description: A remittance transfer disclosure document from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on February 5, 2016. The transfer amount is 5,000.00 EUR with no additional fees, totaling 5,000.00 EUR to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.

key_locations: 345 Park Avenue, New York, NY 10154-0102

document_subtype: Regulation E Disclosure for Remittance Transfer

key_organizations:
Deutsche Bank Trust Company Americas
New York State Department of Services
Consumer Financial Protection Bureau


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank for a transaction initiated by Jeffrey Epstein on May 24, 2016, with a transfer amount of 1,000.00 EUR. The funds are expected to be available by June 7, 2016. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It includes a notice for unintended recipients to notify the sender and destroy the communication. The document also states that Deutsche Bank does not provide legal or tax advice.

document_type: other


document_description: Stewart Oldfield from Deutsche Bank shares insights on Paul's team's performance and attaches Larry's economic and market outlook.

key_people:
Stewart Oldfield
Larry

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: Wire transfer instruction to send 6,000 Euros from account #680519 to Amar Siad in Sweden via Handelsbanken.

key_people:
Darren Indyke
Arthur Tendler
Daneen Wood
Bella Klein
Amar Siad

document_subtype: wire transfer instruction


document_description: A memorandum from Darren Indyke to Arthur Tendler instructing a wire transfer of 2,300 Euros from a specified debit account to a beneficiary through Societe Generale.

key_people:
Darren Indyke
Arthur Tendler

document_subtype: memo


document_description: A memo from Arthur Tendler of Deutsche Bank Trust Company Americas regarding trading instructions. It outlines the bank's policy on acting upon trading instructions for mutual funds, corporate actions, and other transactions. The memo emphasizes the need for confirmation from a bank representative and warns against relying on automated responses as confirmation. It also includes a confidentiality notice and a disclaimer about legal and tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on July 19, 2016, with a transfer amount of 2,000.00 EUR. The funds are expected to be available by August 2, 2016.


document_description: A presentation on globally diversified multi-asset class portfolios for the first quarter of 2015, intended for one-on-one presentation to qualified investors only. It includes contact information for key personnel at Deutsche Bank.

title: Deutsche Asset & Wealth Management CIO Strategies

key_people:
Paul Morris
Paul Bartilucci
Stewart Oldfield
Michael J. Driscoll

document_subtype: presentation


document_description: This document outlines proposed strategic and tactical asset allocations for taxable clients where hedge funds are suitable. It includes allocations for different investment strategies: Income, Growth & Income, Growth, and Maximum Growth. The allocations are formulated by the Regional Investment Committee within Wealth Management and are subject to change based on market conditions.

title: Strategic and Tactical Allocations for Taxable Clients

document_type: tabular

document_subtype: investment allocation

key_organizations:
Deutsche Bank
Wealth Management


document_description: This document lists various investment vehicles categorized by asset class as of April 20, 2015. It includes equities, fixed income, cash, and alternative investments. The document specifies the vehicle names and tickers where applicable, and notes that these vehicles are subject to change based on the discretion of the Regional Investment Committee.

title: Implementation Vehicles as of 4/20/15

document_subtype: Investment Vehicles

key_organizations:
Deutsche Asset
Wealth Management


document_description: This document outlines the tactical allocations for various asset classes as of March 31, 2015, including equities, bonds, and alternative investments. It provides details on implementation vehicles, tickers, expense ratios, yields, growth percentages, and weighted mutual fund fees.

title: CIO Strategies - Tactical Allocations

document_subtype: financial report


document_description: The document appears to be related to CIO Strategies performance and is marked as confidential under Federal Rules of Criminal Procedure. It includes reference numbers but lacks specific content details.


document_description: Performance report for taxable clients ending 3/31/15, comparing CIO Strategies with U.S. Core Equity as U.S. Large Cap Vehicle against a Blended Benchmark over various periods.

title: Income Strategy Returns

document_subtype: performance report

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: The document provides performance returns for the Growth & Income Strategy for taxable clients, ending on March 31, 2015. It includes a comparison between CIO Strategies using U.S. Core Equity as the U.S. Large Cap Vehicle and a Blended Benchmark over various periods, including quarterly, yearly, and multi-year spans. The document notes that these are model returns and do not reflect actual client returns, and that past performance is not indicative of future results. It also mentions that the returns do not account for Deutsche Bank management fees.

title: Growth & Income Strategy returns

document_subtype: financial performance report


document_description: The document provides a performance summary of CIO Strategies with U.S. Core Equity as U.S. Large Cap Vehicle compared to a Blended Benchmark for a taxable client ending 3/31/15. It includes quarterly, annual, and multi-year performance data.

title: Growth Strategy Returns


document_description: This document provides the performance returns for the Maximum Growth Strategy for a taxable client ending on March 31, 2015. It includes annualized performance gross of fees for various periods and compares them to a blended benchmark. The document notes that the returns are model returns and do not reflect actual client returns or Deutsche Bank management fees.

title: Maximum Growth Strategy Returns


document_description: Biography of Larry V. Adam, Chief Investment Officer and Chief Investment Strategist for Deutsche Asset & Wealth Management in the Americas.

document_subtype: biography

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Alex. Brown


document_description: Biography of Owen Fitzpatrick, Managing Director and Head of U.S. Equity at Deutsche Asset & Wealth Management.

key_organizations: Association for Investment Management and Research


document_description: Biography of Gary R. Pollack, Managing Director and Head of Private Clients Fixed Income Desk at Deutsche Asset & Wealth Management. He has over 25 years of experience in tax-exempt portfolio management and credit analysis. He joined Bankers Trust in 1978 and holds a B.A. and M.A. in economics from the State University of New York at Albany.

key_organizations:
Deutsche Asset & Wealth Management
Bankers Trust
Municipal Analysts Group of New York
National Municipal Analysts Society
Downtown Economist's Association


document_description: Biography of Paul Bartilucci, Managing Director and Senior Portfolio Manager at Deutsche Asset & Wealth Management in New York. He has over 20 years of investment management experience, previously working at Citibank and Deutsche Bank. He holds a B.A. in economics from The College of the Holy Cross and an M.B.A. in finance and international business from New York University.

key_locations:
New York
Worcester, Massachusetts

key_organizations:
Deutsche Asset & Wealth Management
Citibank
Deutsche Bank
The College of the Holy Cross
New York University


document_description: Biography of Michael J. Driscoll, Director and Portfolio Consultant at Deutsche Asset & Wealth Management in New York.

key_locations:
New York
Newark, Delaware

key_organizations:
Deutsche Asset & Wealth Management
HIREF Private Investors L.P.
RREEF GOF II Private Investors L.P.


document_description: Biography of Derek Javarone, Assistant Vice President and Portfolio Analyst at Deutsche Asset & Wealth Management.

key_organizations:
Deutsche Asset & Wealth Management
Princeton University


document_description: The document outlines asset allocations formulated by the Regional Investment Committee within Wealth Management, detailing various asset classes and investment strategies. It includes model returns, fee schedules, and blended benchmark allocations for different investment strategies.

document_subtype: investment strategy document


document_description: The document provides a description of various financial indices used in blended benchmarks for Composite and Model returns. It includes details about indices such as the S&P 500, Russell 2000, MSCI Europe, MSCI Japan, MSCI Pacific Free ex-Japan, MSCI EM, Barclays Municipal Short/Intermediate, 50/50 Barclays G.O./MMDI AAA 5-Year Blend, Barclays G/C Intermediate, and Merrill Lynch High Yield Master II. Each index is described in terms of its composition, weighting, and criteria for inclusion.

key_locations:
Europe
Japan
Pacific region
United States

key_organizations:
S&P
Frank Russell Company
MSCI
Barclays
Merrill Lynch
Deutsche Asset & Wealth Management


document_description: The document provides information on various financial indices and investment considerations. It includes descriptions of indices such as the JP Morgan GBI Emerging Markets Index, HFRI Fund of Funds Index, S&P/Citigroup Global REIT Index, and DBLCI Diversified Commodities Index. It also discusses the risks and characteristics of emerging markets and fixed income investments. Additionally, it advises clients on the importance of understanding investment risks and consulting financial advisors before transactions. The document mentions tax-free municipal bonds and provides a reference to FINRA's online learning center for bond investing.

key_organizations:
JP Morgan
HFRI
S&P/Citigroup
Deutsche Asset
FINRA


document_description: The document provides information on the risks and considerations associated with investing in mutual funds, money market funds, small cap and international funds, and hedge funds. It highlights the potential for fluctuations in value, lack of insurance or guarantees, and the impact of fees and expenses. It also discusses the conflicts of interest that Deutsche Bank may have in recommending certain funds. The document emphasizes the importance of reading the prospectus and understanding the risks before investing.

key_organizations:
Deutsche Bank
Federal Deposit Insurance Corporation
Deutsche Asset & Wealth Management


document_description: The document provides information on various investment products and their associated risks, including bond funds, exchange traded products, high yield fixed income securities, real estate investments, commodities, and funds. It highlights the risks involved in each type of investment, such as market risk, credit risk, interest rate risk, and others. It also mentions specific indices like the Citigroup Unhedged Non-US World Government Bond Index and the Barclays U.S. Tips Index.


document_description: This document is a disclaimer from Deutsche Bank, stating that the information provided is for informational purposes only and not an offer or solicitation for any transaction. It emphasizes the need for independent evaluation of investment risks and clarifies that Deutsche Bank does not provide legal, tax, or accounting advice. The document also notes that investment strategies are not insured by the FDIC and are not guaranteed by Deutsche Bank.

document_subtype: disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: A communication from Brigid Macias, Assistant Vice President at Deutsche Bank Trust Company Americas, sent on February 6, 2019. The email contains a confidentiality notice and contact information for Brigid Macias.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A regulatory disclosure notice from Deutsche Bank, emphasizing that the bank does not provide legal or tax advice and that the communication may contain confidential information. It includes a link for additional EU corporate and regulatory disclosures.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It also mentions that Deutsche Bank does not provide legal or tax advice and includes a link for EU corporate and regulatory disclosures.


document_description: A memorandum from Darren Indyke to Arthur Tendler instructing a wire transfer of EUR 53,336.80 from account #680519 to HSBC for beneficiary MASA, referencing Jeffrey Epstein Invoice # FD00014949.

key_people:
Darren Indyke
Arthur Tendler
Doreen Overson

document_subtype: wire transfer


document_description: A confidential communication from Deutsche Bank indicating that they do not provide legal or tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on September 28, 2015, with a transfer amount of 2,300.00 EUR. The funds are expected to be available by October 12, 2015.


document_description: A notice from Deutsche Bank Wealth Management regarding the procedures for trading instructions, emphasizing the need for confirmation from a Bank representative for mutual fund, Corporate Action, and other trading instructions. It also includes a disclaimer about the confidentiality of the communication and instructions for Canadian recipients to unsubscribe from emails.

document_subtype: notice

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer from Jeffrey Epstein to Monsieur Valdson Vieira Cotrin. The transfer amount is 2,461.54 EUR with no additional fees. The funds are expected to be available by October 8, 2018.

key_people:
Jeffrey Epstein
Monsieur Valdson Vieira Cotrin


document_description: A confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal, and tax advice. It includes a link to EU corporate and regulatory disclosures.


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the communication may contain confidential information. It includes a directive for unintended recipients to notify the sender and destroy the communication. The message also references a link for additional EU corporate and regulatory disclosures.


document_description: The document outlines Deutsche Asset & Wealth Management's investment management philosophy and approach, focusing on globally diversified multi-asset class portfolios. It includes performance data for CIO Strategies with U.S. Core Equity as of 3/31/15, asset allocation details, and a breakdown of asset classes for the Growth & Income Portfolio.

document_subtype: Investment Strategy Report

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank
Global Manager Research
Americas Investment Committee


document_description: This document outlines Deutsche Bank's investment strategies and asset allocations formulated by the Americas Investment Committee within Wealth Management. It describes four basic investment strategies: Income, Growth & Income, Growth, and Maximum Growth, and provides details on model returns, benchmarks, and indices used for comparative purposes. The document emphasizes that the products and services are not appropriate for everyone and are subject to investment risk, including possible loss of principal.

title: Diversified Strategies-Important Note

key_organizations:
Deutsche Bank
Americas Investment Committee
Deutsche Bank Trust Company Americas


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank for a transaction initiated by Jeffrey Epstein. The transfer amount is 2,000.00 EUR with no additional fees, and the funds are expected to be available by June 6, 2016. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: The document appears to be related to a financial transaction involving a foreign currency international wire transfer. It includes details such as the amount, currency, bank information, and recipient details. There is also mention of a one-time security code for transaction verification.


document_description: A wire transfer of $500,000.00 USD was successfully transmitted from Jeffrey Epstein's account to Muchnick, Golieb and Golieb, P.C. The transfer was approved and transmitted on 03/18/2016 by BELLAKLEIN. The recipient bank is CITIBANK, N.A. in New York.

title: Deutsche Asset & Wealth Management Wire Confirmation

key_people:
Jeffrey Epstein
Steve Hanson

document_subtype: wire transfer confirmation

key_organizations:
Deutsche Asset & Wealth Management
CITIBANK, N.A.
Muchnick, Golieb and Golieb, P.C.


document_description: Inquiry about the sources of funds for 17 wire transfers and consistency with client's profile.

document_subtype: email correspondence

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Trust Company Americas


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank Trust Company Americas, detailing a transfer from Jeffrey Epstein on June 28, 2016, with a transfer amount of 2,500.00 EUR. The document includes information on transfer fees, total amount to recipient, and rights to dispute errors.

title: Regulation E Disclosure for Remittance Transfer

document_subtype: Regulation E Disclosure


document_description: A memorandum instructing a wire transfer of EUR 2,307.69 from an account to Credit Lyonnais in Paris, France, for the beneficiary Monsieur Valdson Vieira Cotrin. This is a recurring transfer every 25th of the month.

key_people:
Amend Kirby
Harry Beller
Monsieur Valdson Vieira Cotrin
Bella Klein


document_description: The document contains a disclaimer about the absence of viruses in the email, verified by Avast antivirus software. It also includes a confidentiality notice indicating that the communication may contain confidential or privileged information and should not be copied, disclosed, or distributed without authorization. Additionally, it mentions that Deutsche Bank does not provide legal or tax advice. The document references a PDF file related to cash wiring instructions and includes several reference numbers.


document_description: This document is a SWIFT message related to a financial transaction involving Artcurial Briest Poulain F Tajan. The message details a EUR 7540 credit transaction from NJAA Wealth Management Services to Artcurial Briest Poulain F Tajan. The document includes confidential information and instructions regarding trading and transaction confirmations from Deutsche Bank Trust Company Americas.


document_description: A disclaimer and confidentiality notice from Deutsche Bank regarding email communications, including instructions for Canadian recipients to unsubscribe.


document_description: A request to process an attached wire and to call Darren for confirmation.

key_people: Bella Darren


document_description: Wire transfer instruction from Harry Beller to Amanda Kirby to transfer 2,000 Euros from a specified account to a beneficiary via Societe Generale.

key_people:
Harry Beller
Amanda Kirby
Bella Klein

document_subtype: wire transfer instruction


document_description: Wire transfer instruction from Harry Beller to Amenda Kirby to transfer 100,000 Euros to Jeffrey E. Epstein's account at BNP Paribas.

key_people:
Harry Beller
Amenda Kirby
Jeffrey E. Epstein
Bella Klein


document_description: This document is a communication from Deutsche Bank Trust Company Americas regarding trading instructions. It outlines the procedures for confirming mutual fund, corporate action, and other trading instructions. The document emphasizes that automated responses do not confirm receipt of instructions and advises contacting a bank representative if confirmation is not received. It also contains disclaimers about confidentiality and the nature of the information provided.


document_description: A communication from Deutsche Bank Wealth Management regarding trading instructions and confirmation processes. It includes a forwarded email from Bella Klein to Marjorie Flash about processing a wire transfer.

key_people:
Bella Klein
Marjorie Flash
Darren Indyke
Richard Kahn

document_subtype: email communication


document_description: This document is a wire transfer confirmation from Deutsche Bank Wealth Management, detailing a successful international wire transfer of USD 4,846.73 from LSJE, LLC to a recipient at Tinkoff Bank in Moscow. The transfer was transmitted on March 21, 2019, by Bella Klein.

title: Deutsche Bank Wire Confirmation

key_locations: Moscow London

key_organizations:
Deutsche Bank
LSJE, LLC
Tinkoff Bank
JPMorgan Chase Bank


document_description: This document contains details of a wire transfer involving JPMorgan Chase Bank as the intermediary and Tinkoff Bank as the beneficiary bank. It includes information about the banks' addresses and SWIFT codes, as well as the purpose of the payment, which is an own funds transfer under a specific agreement without VAT.

key_locations: London Moscow

key_organizations:
JPMorgan Chase Bank
Tinkoff Bank


document_description: A confidential communication from Deutsche Bank disclaiming legal or tax advice and referencing EU corporate and regulatory disclosures.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: This is a standard disclaimer and confidentiality notice from Deutsche Bank regarding electronic communications. It advises recipients on the non-confirmation of trade instructions via automated responses, the confidentiality of the communication, and instructions for Canadian recipients to unsubscribe from emails. It also includes a disclaimer about the bank not providing legal or tax advice.

key_locations: Canada EU


document_description: This document is a wire transfer confirmation from Deutsche Bank Wealth Management. It confirms the successful transmission of a wire transfer request and the creation of a template for the transfer. The document includes details about the debit account, recipient information, and intermediary bank information.

title: Wire Confirmation

key_locations: MOSCOW LONDON

key_organizations:
Deutsche Bank
TINKOFF BANK
JPMORGAN CHASE BANK

reference_numbers: Agreement No ███████████████████████


document_description: Wire transfer instruction from Darren K Indyke to Marjorie Flash to transfer 2,000 Euros from a specified account to a beneficiary at Lloyds Bank in London.

key_people:
Darren K Indyke
Marjorie Flash
Bella Klein


document_description: A confidential communication from Deutsche Bank indicating that they do not provide legal or tax advice.


document_description: A Regulation E Disclosure document for a remittance transfer from Jeffrey Epstein to Monsieur Valdson Vieira Cotrin, detailing the transfer amount, fees, and rights to dispute errors.


document_description: Notification of status change for an outgoing wire transfer of 416.99 EUR from The Haze Trust account ending in 9295, processed on February 11, 2019.

document_subtype: wire transfer notification

key_organizations:
The Haze Trust
Deutsche Bank


document_description: This document contains a confidentiality notice and disclaimers related to Deutsche Bank's communication policies. It advises recipients to refer to a specific URL for EU corporate and regulatory disclosures and clarifies that Deutsche Bank does not provide legal or tax advice.


document_description: An email from Bella requesting Marjorie to process a wire transfer and confirm the account balance after the wire is processed. The email is marked confidential and contains disclaimers about unauthorized copying and legal advice.

title: JEE wire to Valdson cotrin

key_people:
Bella
Marjorie
Richard Kahn
Darren Indyke

document_subtype: email


document_description: This document contains details of a wire transfer involving JPMorgan Chase Bank as the intermediary and Tinkoff Bank as the beneficiary bank. It includes SWIFT codes and account information for both banks, as well as payment details indicating an 'Own funds transfer under Agreement N°' without VAT.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: The document contains email correspondence related to wire transfers involving Deutsche Bank. It includes details of a forwarded email from Brigid Macias, an Assistant Vice President at Deutsche Bank, and mentions wire transfers to Moscow and Madrid. The document also notes that foreign wires may take up to 10 business days and highlights a priority wire transfer of $700.


document_description: A confidential document related to a legal matter, possibly involving a federal rule of criminal procedure.


document_description: Authorization letter from Jeffrey Epstein to Deutsche Bank granting Harry Belier signing authority on NES LLC account(s).

key_people:
Jeffrey Epstein
Harry Belier
Amanda Kirby

key_organizations:
Deutsche Bank
NES LLC


document_description: The document provides indicative levels for 1-year ATM and ATMF USDCNH put options as of August 12, 2014, along with a price history for USDCNH over the past year. It includes metrics such as last price, high, average, low, opening price, high price, low price, and closing price for specific dates.

title: USDCNH 1yr Price History and Options

document_subtype: financial data

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: A confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. The message is intended for the addressee only and warns against unauthorized use, disclosure, or copying. It includes instructions for handling the communication if received in error.


document_description: This is a notice regarding email communication preferences for recipients in Canada, providing instructions on how to unsubscribe. It also contains a disclaimer about the confidentiality of the communication and a note that Deutsche Bank does not provide legal or tax advice.


document_description: Notice from Deutsche Bank Wealth Management regarding trading instructions and confirmation requirements for mutual fund, Corporate Action, and other trading instructions. Emphasizes the need for confirmation from a Bank representative for instructions to be acted upon.


document_description: A memorandum from Darren K Indyke to Marjorie Flash requesting a wire transfer of 2,000 Euros from a specified account.

document_subtype: memo


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A remittance transfer from Jeffrey Epstein to Margherita Campello Della Spina for 2,000.00 EUR with no transfer fees. The document includes details on the transfer date, confirmation code, and rights to dispute errors.

key_people:
Jeffrey Epstein
Margherita Campello Della Spina


document_description: A remittance transfer disclosure from Deutsche Bank for a transfer initiated by Jeffrey Epstein on November 8, 2016, with a transfer date of November 9, 2016. The transfer amount is 2,000.00 EUR with no additional fees, totaling 2,000.00 EUR to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.

document_subtype: Regulation E Disclosure for Remittance Transfer


document_description: This document contains a confidentiality notice and a disclaimer from Deutsche Bank. It advises that the communication may contain confidential or privileged information and provides a link for EU corporate and regulatory disclosures. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confirmation letter for a currency option transaction between Deutsche Bank AG, London Branch (Party A) and Private Client Services PWM Alex Brown AC Southern Financial LLC (Party B). It outlines the terms and conditions of the transaction, referencing the 1998 FX and Currency Option Definitions. The document also discusses the potential for an ISDA Master Agreement to govern the transaction.

key_locations:
London, United Kingdom
Baltimore, Maryland, United States

document_subtype: Currency Option Transaction Confirmation

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document is a confirmation of a currency option transaction between two parties, Party A and Party B, involving a USD Put/CNY Call option. The trade date is August 12, 2014, with an expiration date of August 12, 2015. The transaction involves a put currency amount of USD 75,000,000 and a call currency amount of CNY 462,000,000. The strike price is CNY 6.16000 per USD 1.00, and the premium is USD 273,000, payable by Party B. The settlement date is August 14, 2015, and the premium payment date is August 14, 2014. The document includes representations by each party regarding non-reliance, assessment, and understanding of the transaction terms and risks.

key_locations:
New York
Beijing
Hong Kong
Tokyo
London
Frankfurt am Main

key_organizations: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC


document_description: A memorandum instructing a wire transfer of 10,000 Euros from an account managed by Darren Indyke to a beneficiary named Amar Siad at Emirates NBD in Dubai. The transaction was initiated via fax and includes verification and approval details.

key_people:
Darren Indyke
Amar Siad
Sklond Ben-Naim
Shlomi Ben-Naim
Bella Klein
Majorie Flash

key_locations:
Dubai, UAE
Jacksonville, FL

key_organizations:
DB Weilb Management-Custody
Emirates NBD
DB Wealth Management-Custody


document_description: This document is a communication from Deutsche Bank regarding trading instructions and the confirmation process. It emphasizes that automated electronic responses do not constitute confirmation and advises contacting a bank representative if confirmation is not received. The document also contains disclaimers about confidentiality and the bank's position on legal or tax advice.


document_description: This document is a communication from Deutsche Bank, emphasizing that automated responses do not confirm receipt of trade instructions. It advises recipients to contact their bank representative if they do not receive confirmation. The communication contains disclaimers about confidentiality and legal advice, and provides an unsubscribe option for Canadian recipients. It also references additional EU corporate and regulatory disclosures.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein to Monsieur Valdson Vieira Cotrin. The transfer amount is 2,461.54 EUR with no additional fees. The funds are expected to be available by October 8, 2018. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank Trust Company Americas, detailing a transfer of 5,000.00 EUR from Jeffrey Epstein to an undisclosed recipient. The document includes information on transfer fees, rights to dispute errors, and cancellation policies.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank Trust Company Americas. It details a transfer of 2,000.00 EUR from Jeffrey Epstein on April 4, 2016, with funds available by April 18, 2016. The document includes information on transfer fees, cancellation rights, and contact information for disputes.


document_description: A confidential communication from Deutsche Bank indicating that they do not provide legal or tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer of 2,000.00 EUR by Jeffrey Epstein on July 25, 2016. The funds are expected to be available by August 8, 2016. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer made by Jeffrey Epstein on August 5, 2015. The transfer amount is 1,000.00 EUR with no transfer fees. The funds are expected to be available by August 19, 2015. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A memo from Daniel Monaghan of Deutsche Bark Trust Company Americas regarding trade authorization requests. It outlines the conditions under which a trade authorization request is considered valid and provides instructions for recipients who did not receive confirmation of their request. The memo also includes a disclaimer about the confidentiality of the communication and a note about unsubscribing from email communications.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on December 8, 2014. The transfer amount is 2,461.54 EUR with no transfer fees. The funds are expected to be available by December 22, 2014. The document outlines the rights to dispute errors and conditions for cancellation.

key_organizations: New York State Department of Financial Services


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein to a recipient named Climatis. The transfer amount is 3,294.50 EUR with no additional fees. The document includes information on the right to dispute errors and cancellation policies.

title: Deutsche Bank Regulation E Disclosure


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on June 27, 2016, with a transfer amount of 2,500.00 EUR. The document includes details on transfer fees, total amount, and recipient information.


document_description: Deutsche Bank Wealth Management outlines the procedures for trading instructions, emphasizing the need for confirmation from a Bank representative for mutual fund, Corporate Action, and other trading instructions. Automated responses do not count as confirmation. The memo also includes a confidentiality notice and a disclaimer about legal and tax advice.


document_description: A Regulation E Disclosure document from Deutsche Bank Trust Company Americas detailing a remittance transfer from Jeffrey Epstein to an undisclosed recipient. The transfer amount is 2,500.00 EUR with no transfer fees. The document includes information on the right to dispute errors and cancellation policies.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer of 2,000.00 EUR by Jeffrey Epstein on July 19, 2016. The funds are expected to be available by August 2, 2016. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A remittance transfer document from Deutsche Bank for a transfer of 1,000.00 EUR by Jeffrey Epstein. The transfer date is July 22, 2016, and the funds are expected to be available by August 5, 2016. No transfer fees are applied.


document_description: A remittance transfer disclosure from Deutsche Bank for a transaction involving Jeffrey Epstein. The transfer amount is 2,000.00 EUR with no additional fees, and the funds are expected to be available by August 5, 2016.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer from Jeffrey Epstein to Ziwei Xing. The transfer amount is 1,000.00 EUR with no transfer fees. The document includes details on the right to dispute errors and cancellation policies.

title: Deutsche Bank Regulation E Disclosure

key_people:
Jeffrey Epstein
Ziwei Xing


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on November 8, 2016. The transfer amount is 2,500.00 EUR with no additional fees, totaling 2,500.00 EUR to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on December 2, 2016, with a transfer amount of 5,000.00 EUR. The funds are expected to be available by December 16, 2016. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: This document explains why financial institutions ask for identification and personal information when conducting large currency transactions. It outlines the federal law requirements for reporting transactions over $10,000 and the consequences of structuring transactions to avoid reporting.

title: Notice to Customers: A CTR Reference Guide


document_description: Examples of structured transactions to evade CTR reporting requirements, involving cash deposits and wire transfers.

key_people: John Jane Bob


document_description: A memorandum from Darren Indyke to Marjorie requesting a wire transfer of 10,000 Euros from a specified account to Emirates NBD in Dubai, UAE. The document includes verification and approval details for the transaction.

key_people:
Darren Indyke
Marjorie
Shlomi Ben-Naim
Bella Klein

key_organizations:
EMIRATES NBD
DB Wealth Management Custody


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein. The transfer amount is 5,000.00 EUR with no additional fees, and the funds are expected to be available by January 10, 2017. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on October 10, 2018. The transfer amount is 9,992.00 EUR with no transfer fees, totaling 9,992.00 EUR to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: This is a confidential communication from Deutsche Bank, which may contain privileged information. It includes a disclaimer about the unauthorized copying, disclosure, or distribution of the material. The communication also mentions that Deutsche Bank does not provide legal or tax advice. There are instructions for Canadian recipients on how to unsubscribe from email communications.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to Monsieur Valdson Vieira Cotrin, processed by Deutsche Bank Trust Company Americas. The transfer amount is 2,509.27 EUR with no additional fees, and the funds are expected to be available by November 7, 2018. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A communication from Deutsche Bank regarding trade instructions and confidentiality notice. It includes instructions for Canadian recipients to unsubscribe from email communications and a disclaimer about legal and tax advice.


document_description: A memo from Arthur Tendler of Deutsche Bank Trust Company Americas regarding trading instructions for mutual funds, corporate actions, and other trading activities. It emphasizes the need for confirmation of receipt of instructions by a bank representative and clarifies that automated responses do not constitute confirmation.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to an undisclosed recipient, processed by Deutsche Bank Trust Company Americas. The transfer amount is 2,000.00 EUR with no transfer fees, and the funds are expected to be available by August 2, 2016. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank Trust Company Americas. It details a transfer of 500.00 EUR from Jeffrey Epstein on August 6, 2015, with funds available by August 20, 2015. The document includes information on transfer fees, rights to dispute errors, and cancellation policies.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on November 12, 2015. The transfer amount is 2,000.00 EUR with no additional fees, totaling 2,000.00 EUR to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.

key_organizations:
Deutsche Bank Trust Company Americas
New York State Department of Services
Consumer Financial Protection Bureau


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on April 21, 2016, with a transfer amount of 5,000.00 EUR. The funds are expected to be available by May 5, 2016. The document outlines the rights to dispute errors and cancellation policies.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on January 11, 2016, with a transfer amount of 3,000.00 EUR. The funds are expected to be available by January 25, 2016.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on January 11, 2016. The transfer amount is 3,500.00 EUR with no transfer fees, totaling 3,500.00 EUR to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: A remittance transfer disclosure from Deutsche Bank for a transaction initiated by Jeffrey Epstein on August 9, 2016, with a transfer amount of 2,000.00 EUR. The document outlines the terms, fees, and rights related to the transfer.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank Trust Company Americas, detailing a transfer of 1,000.00 EUR from Jeffrey Epstein on January 25, 2016. The funds are expected to be available by February 8, 2016. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: A Regulation E Disclosure document for a remittance transfer from Deutsche Bank Trust Company Americas to Jeffrey Epstein, detailing the transfer amount, fees, and rights to dispute errors.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein to Stadt Wien Wr. Kons. Gmbh. The transfer amount is 2,750.00 CHF with no additional fees. The funds are expected to be available by February 8, 2016.

key_organizations:
Deutsche Bank Trust Company Americas
Stadt Wien Wr. Kons. Gmbh


document_description: A Regulation E Disclosure document from Deutsche Bank Trust Company Americas detailing a remittance transfer initiated by Jeffrey Epstein on October 13, 2016. The document includes information about the transfer amount, fees, and recipient details, as well as rights to dispute errors and cancellation policies.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein on January 3, 2017, with a transfer amount of 5,000.00 EUR. The document includes details about the transfer, fees, and rights to dispute errors.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to Cabinet Experton Sprl, processed by Deutsche Bank Trust Company Americas. The transfer amount is 4,180.00 EUR with no additional fees. The funds are expected to be available by January 17, 2017. The document outlines the rights to dispute errors and conditions for cancellation.

key_organizations:
Deutsche Bank Trust Company Americas
Cabinet Experton Sprl


document_description: An email from Bella Klein to Marjorie Flash regarding a rejected wire transfer for Amar Siad, including customer and account details.

key_people:
Bella Klein
Marjorie Flash
Amar Siad

key_organizations:
Deutsche Bank Trust Company
Deutsche Bank Wealth Management
Emirates NBD


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: Instructions for mutual fund and corporate action transactions with Deutsche Bank Trust Company Americas. The bank will only act on instructions received via email, voicemail, or facsimile once confirmed by a bank representative. Automated responses do not count as confirmation. If no confirmation is received, contact the bank representative immediately. The communication contains confidentiality notices and disclaimers about legal and tax advice.


document_description: This document is a Regulation E Disclosure for a remittance transfer from Deutsche Bank Trust Company Americas. It details a transfer of 2,500.00 EUR from Jeffrey Epstein to an unspecified recipient, with no transfer fees. The document includes information on the right to dispute errors, cancellation policy, and contact information for complaints.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A remittance transfer from Jeffrey Epstein to Monsieur Valdson Vieira Cotrin, with a transfer amount of 2,461.54 EUR, processed by Deutsche Bank Trust Company Americas. The document includes details on transfer fees, total amount, and recipient information, along with rights to dispute errors and cancellation policies.


document_description: KYC profile for Global Risk Southern Financial, LLC with a high-risk classification. The entity is a private entity with no SRC Nexus. The last review date was May 3, 2018, and the next review is scheduled for May 3, 2019. The entity has undergone RDC screening and is not alerted. The affirmation status is pending COB review.

document_subtype: KYC Profile

key_organizations:
Global Risk Southern Financial, LLC
Southern Financial, LLC


document_description: The document contains address details for a location in St Thomas, Virgin Islands, U.S., associated with Southern Financial LLC. It includes various identifiers and classifications related to financial intermediation. The document also lists external IDs with statuses and next renewal dates.


document_description: The document contains information about business relationships and related parties involving Southern Financial, LLC Markets NSP and Jeffrey Edward Epstein. It includes details on the status, adoption location, business unit, adoption entity, participant role, and adoption date of various business relationships. Additionally, it provides information on related parties, including entity type and name, and entity information such as deferral eligibility, migration date, review dates, KYC status, and risk rating.

key_locations:
United Kingdom
United States
DE
GB
US

key_organizations:
Southern Financial, LLC Markets NSP
DB AG (London)
DBSI


document_description: This document outlines the Client Due Diligence (CDD) and Know Your Customer (KYC) process for an entity being onboarded. It includes information about the entity's role, ownership structure, risk factors, and compliance checks. The entity is a private entity registered in the U.S. Virgin Islands, and no special risk country nexus was found during due diligence.

document_subtype: CDD/KYC Document


document_description: The document provides an Enhanced Due Diligence (EDD) report on Jeffrey Epstein's financial activities. It confirms the verification of Source of Funds (SOF) and Source of Wealth (SOW) for Epstein's financial management firms, including Southern Financial LLC. The report includes evidence from annual reports and SCR confirmation, satisfying reliability and independence criteria. It also confirms the identification and verification of Ultimate Beneficial Owners (UBOs) with 10% or more ownership. Internet searches revealed adverse media, specifically an RDC Alert on the sole owner of Southern Financial. No external vendors were used, and the EDD Memo is appended to the KYC file. There are no Bearer Shares involved.

key_people:
Jeffrey Epstein
Leslie Wexner

document_subtype: Due Diligence Report

key_organizations:
Bear Stearns
J. Epstein & Co.
The Financial Trust Company
Southern Financial LLC


document_description: This document provides details on the ownership and due diligence of Jeffrey Edward Epstein, including his involvement in financial activities and ownership structure. It confirms that Epstein is not involved in a shell bank, private investment vehicle, or industries of concern. The document also states that there is no nexus to the Credit Directives policy. Epstein is identified as having 100% actual ownership of Southern Financial, LLC, with domicile in the United States. He is not classified as a Politically Exposed Person (PEP) or related to one.

document_subtype: Ownership and Due Diligence Report


document_description: The document is a due diligence report on Jeffrey Edward Epstein, indicating that he is not a Politically Exposed Person (PEP) and has no PCR hits. The report includes information about related parties and their PEP status, as well as classifications related to the Australian Wholesale Test.

document_type: legal


document_description: The document contains screening results and confirmations related to an entity's reputational risk assessment for Deutsche Bank (DB). It confirms no material negative information or hits from Name List Screening (NLS) that could pose a reputational risk to DB. No additional due diligence was performed.


document_description: This document is a global risk assessment report with a high global CRRE risk score of 13. It includes special risk factors such as adverse media and links to special risk countries, industries, and entities. The document also provides a pillar summary with risk levels and scores for country, entity, industry, and product. There is no override risk rating or KYC next review date override.

document_subtype: risk assessment


document_description: This document is a risk assessment report detailing various risk factors and their ratings. It includes global and local risk scores, special risk factors, and a pillar summary with scores and risk levels for country, entity, industry, and product.

document_subtype: Risk Assessment


document_description: The document discusses the conditions under which the KYC (Know Your Customer) Next Review Date can be overridden, emphasizing that it should only be done in exceptional circumstances and not as a substitute for correctly answering KYC questions to determine the appropriate review date.


document_description: This document is a risk assessment for an entity, evaluating various risk factors such as country of registration, involvement in high-risk industries, ownership by politically exposed persons (PEPs), and other reputational risks. The entity is not involved in high-risk industries, does not have ownership by PEPs, and does not pose any known reputational risks. The total risk is assessed as high, but no override of the risk rating or KYC next review date is recommended.


document_description: The document discusses UK CDD escalation and KYC review processes, specifically mentioning escalation to AFC Compliance and the completion of a KYC review for an entity.


document_description: This document contains compliance and due diligence information related to Jeffrey Edward Epstein, including USA Patriot Act requirements, RDC screening status, and UBO requirements.

document_subtype: Compliance Document


document_description: The document is an AFC Escalation Form for Southern Financial, LLC, detailing the client's suitability under FINRA 2111, account type, source of funds, line of business, and risk ratings. It confirms that Enhanced Due Diligence is required and provides information about the client's financial background and business activities.

title: AFC Escalation Form For United Kingdom

key_people:
Jeffrey Epstein
Courteney Formal
Leslie Wexner

key_locations:
St. Thomas
US Virgin Islands

document_subtype: AFC Escalation Form

key_organizations:
Southern Financial LLC
J. Epstein & Co.
The Financial Trust Company
Bear Stearns


document_description: A due diligence report detailing the reasons for AFC assignment, searches conducted, and business sponsors and approvers for product extensions. The document includes a table of business approvers, adoption entities, products, business sponsors, and locations.

key_people:
Jesse-J Cruz
Joe Aglione
Matthew OConnor
John Kennedy
Jatin Bindal
Martin Zeman
Christopher Hatch
Xavier Avila

key_locations:
USA
United Kingdom


document_description: This document contains a table listing various documents related to Southern Financial, LLC, including financial statements, account opening checklists, operating agreements, W-9 forms, and KYC summaries. Each entry includes details such as document type, CRDS ID, document classification, and the person who uploaded the document.

title: Southern Financial, LLC Document Summary

key_people:
Tyler Osborn
Soumya Devadiga
Amber Davis
Anthony Lentini
Shobha Sriram
Jesse-J Cruz

document_subtype: Financial and Onboarding Documents


document_description: The document is a table listing various documents related to Southern Financial, A LLC, including ISDA Uncleared Margin Self-Disclosure Letter, Account Opening Checklist, PCR check Evidence, Lexis/Nexis Results, Correspondence with Client, Volcker Super 23A Screening Result, Aminet Screenshot, Commercial/Business Registry Extract, and Financial Statement. Each entry includes a verification status and a file name.

document_subtype: KYC Documents


document_description: A collection of KYC and classification documents related to Southern Financial, A LLC, including correspondence, operating agreements, screening results, and checklists. Some documents are related to Jeffrey Epstein.

key_people:
Jeffrey Epstein
Patrick Bradley

document_subtype: KYC and Classification Documents


document_description: Confidential communication for discussion purposes only, not creating any legally binding obligation.


document_description: This document is marked as confidential and is related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0059812, SDNY_GM_00205996, and EFTA01368150, which suggest it is part of a legal case or investigation in the Southern District of New York.


document_description: A search interface for entities within Deutsche Bank's AMInet system, used by user Amber Davis on November 13, 2017. The document includes search tips and fields for searching entities, but no specific entity information is provided.


document_description: A search was conducted for the entity 'Southern Financial' using the Deutsche Bank AMInet portal. No entity was found matching the search criteria.


document_description: This document outlines the due diligence review guidelines for self-certification of entities, specifically for Southern Financial, LLC, adopted in the UK. It includes a checklist of questions to ensure compliance with mandatory requirements and instructions for handling non-compliance. The document emphasizes the importance of matching information with KYC/AML records and provides instructions for rejecting forms that do not meet the criteria.

title: Due Diligence Review Guidelines For Self-Certification - Entity

document_subtype: Due Diligence Review Guidelines


document_description: This document appears to be a review checklist for tax forms related to Passive Non-Financial Entities (NFEs) and their compliance with tax residency and identification number requirements. It includes checks for the correctness of tax identification numbers (TINs), reasons for TIN unavailability, and the presence of controlling persons' information. The document also outlines conditions under which forms should be rejected.

document_subtype: Tax Form Review


document_description: This document is an appendix related to the classification of account holders, focusing on the residency and tax information of controlling persons. It includes instructions for verifying residency, tax identification numbers (TINs), and certification requirements. The document outlines conditions under which forms should be accepted or rejected based on the provided information.

title: Appendix for Account Holder Classification

document_subtype: Appendix


document_description: The document appears to be an internal review form for classifying entities and controlling persons based on residency and tax certification. It includes instructions for classification and review comments.


document_description: This document outlines the due diligence review guidelines for self-certification of entities, specifically for Southern Financial, LLC, adopted in the UK. It includes a detailed checklist for reviewing self-certification forms, ensuring all mandatory questions are answered, and verifying entity details such as legal name, country of incorporation, and addresses. The document also includes guidelines for classifying entities as financial institutions or active non-financial entities (NFEs).


document_description: This document appears to be a review checklist for tax forms related to Passive Non-Financial Entities (NFEs) and their compliance with tax residency and identification number requirements. It includes sections on country of tax residence, local tax identification numbers, and controlling persons' information. The document outlines conditions under which forms should be accepted or rejected based on the provided information.


document_description: This document is a compliance checklist related to account holders and controlling persons, focusing on tax residency, TIN (Tax Identification Number) provision, and certification requirements. It includes instructions for classification based on entity type and tax residency.

document_subtype: financial compliance


document_description: This document is a form review for determining the classification of an entity and its controlling persons based on a self-certification form. It includes instructions for classification, country of residency, and reviewer comments.

document_subtype: form review


document_description: Correspondence from Vahe Stepanian at Deutsche Bank Securities Inc regarding trade execution information and account details for Pershing LLC and Southern Financial LLC.

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Pershing LLC
Southern Financial LLC


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: A checklist document for verifying the completion of forms, including signature, certification, and date checks. It includes instructions for updating the MI tracker and email communication between 4-eye and 2-eye reviewers.

document_subtype: checklist

reference_numbers: XPJD: ███████


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers related to a legal case or investigation, including DB-SDNY-0059834, SDNY_GM_00206018, and EFTA01368168.


document_description: This document is a due diligence checklist for a W-9 tax form submitted by Southern Financial, LLC. It includes verification of the form's originality, name matching with KYC records, country of incorporation, Chapter 3 and Chapter 4 status, and consistency of entity name with tax classification. All checks have been marked as 'Yes', indicating compliance.

title: W-9 Due Diligence for Southern Financial, LLC

document_subtype: Tax Form Due Diligence


document_description: A checklist for verifying the completion of forms, including name, signature, certification, and date checks. It includes instructions for internal review processes and version validation for specific forms.


document_description: This document is a GMEI Utility record for Southern Financial, LLC, detailing its LEI reference data, legal and headquarters addresses, entity status, managing LOU, legal form, and entity category.

title: GMEI Utility Record for Southern Financial, LLC

document_subtype: LEI Reference Data

key_organizations:
Southern Financial, LLC
BED B.V.
DTCC
GMEI Utility


document_description: This document provides information about a business entity registered with the Global Market Entity Identifier Utility (GMEI). It includes registration details, relationship information, and recent news related to LEIs.

title: GMEI Utility Entity Information

key_locations: Bernhardplein 200, 1097 JB Amsterdam, Netherlands

document_subtype: GMEI Utility Record

key_organizations:
Global Market Entity Identifier Utility
DTCC
Business Entity Data (BED) B.V.


document_description: A webpage from GMEI Utility providing navigation links and legal information.

title: GMEI Utility

document_subtype: webpage


document_description: This document contains investigations on Southern Trust Co, Southern Financial LLC, Darren K Indyke, Richard Kahn, Jeffrey E Epstein, and Jeffrey Edward Epstein.

key_people:
Darren K Indyke
Richard Kahn
Jeffrey E Epstein
Jeffrey Edward Epstein

document_subtype: investigation report

key_organizations:
Southern Trust Co
Southern Financial LLC


document_description: A table summarizing various news articles related to negative news involving Jeffrey Epstein and other entities. The articles cover topics such as allegations of sexual misconduct, lawsuits, and potential connections to money laundering or sex trafficking. The table includes article titles, publication details, and notes on relevance to financial crimes.

key_people:
Jeffrey E Epstein
Donald Trump
Richard Kahn
Darren Kindyke

key_locations:
New York
Detroit

document_subtype: news summary


document_description: The article discusses the potential implications of a labor pick's involvement in a sex trafficking case and its possible connection to money laundering.

title: Labor Pick's Role in Sex Case May Cloud Bid

document_type: media

document_subtype: news article


document_description: The court considered whether the trustee's signature on an investment/brokerage account agreement agreeing to arbitration binds the minor beneficiary of the Alexis Breanna Gladden Irrevocable Trust to arbitrate unknown future disputes. The court held that while the trustee can agree to arbitrate existing claims, they cannot bind the minor to arbitrate unknown future disputes. The Circuit Court's judgment was reversed and the case remanded.

title: ALEXIS BREANNA GLADDEN v. CUMBERLAND TRUST AND INVESTMENT COMPANY, ET AL

key_people:
Alexis Breanna Gladden
D. Michael Swiney
Charles D. Susano Jr.
John W. McClarty
F. Braxton Terry
W. Lewis Jenkins Jr.
Wade Harvey Jr.
Mark D. Griffin
Will E. Routt
Albert M. Alexander Jr.

key_locations:
Hamblen County, Tennessee
Morristown, Tennessee
Dyersburg, Tennessee
Memphis, Tennessee

document_subtype: Court Opinion

key_organizations:
Cumberland Trust and Investment Company
Wunderlich Securities, Inc.


document_description: Defendants Wunderlich Securities, Inc. and Albert M. Alexander, Jr. filed a motion to compel arbitration and stay proceedings, claiming a binding arbitration agreement was in place. The Trial Court granted the motion on February 12, 2013. Plaintiff sought an interlocutory appeal, which was granted by the Trial Court and later by the appellate court. The appeal focuses on whether the trustee's agreement to arbitration binds the Minor beneficiary. Wunderlich and Alexander challenge the court's jurisdiction, but the court maintains it has jurisdiction under Tenn. R. App. P. 9. Other issues raised by the defendants were not certified for this appeal.

key_people:
Albert M. Alexander, Jr.
Joi S. Chatman

key_organizations:
Wunderlich Securities, Inc.
Cumberland Trust and Investment Company
Wells Fargo & Company
Wells Fargo Advisors, LLC
A.G. Edwards, Inc.

reference_numbers:
Tenn. R. App. P. 9
Tenn. Code Ann. 29-5-319


document_description: The document discusses the enforcement of arbitration provisions in trust agreements and contracts, focusing on whether a trustee's signature binds a minor beneficiary to arbitration. It references several Tennessee court cases to explain the principles of contract interpretation and arbitration enforcement.

document_subtype: court opinion


document_description: The court found that the trustee does not have the authority to agree to arbitration for unknown future claims or disputes under the Trust Agreement. The judgment of the Trial Court compelling arbitration was reversed, and the case was remanded for further proceedings.

title: Trust Agreement Arbitration Clause Interpretation

key_people:
D. Michael Swiney
Albert M. Alexander Jr.

reference_numbers:
Tenn. Code Ann. 35-15-101
Tenn. Code Ann. 35-15-816
Tenn. Code Ann. 35-15.801


document_description: The document contains search results for negative news related to Southern Financial LLC and Darren K Indyke, with no documents found. It includes search terms and criteria used for the search.


document_description: The article discusses a film series titled 'Pioneers of African-American Cinema' at the Detroit Film Theatre, showcasing rare black films. It highlights the significance of these films, made by and for African Americans, during segregation. The series includes works by Spencer Williams and Oscar Micheaux, and features films like 'The Blood of Jesus' and 'Eleven P.M.' The article also mentions the restoration of these films and their cultural impact.

title: Once feared lost, black films to screen at DIA; Actors, directors offer own take on Hollywood during segregation

key_people:
James Wheeler
Spencer Williams
Oscar Micheaux
Elliot Wilhelm
Richard E. Norman
Herb Jeffries
Richard Maurice

key_locations:
Detroit
Waldo, Arkansas
Southfield
Oklahoma

key_organizations:
Detroit Film Theatre
Detroit Institute of Arts
Kino Lorber


document_description: The document discusses the 'Pioneers of African-American Cinema' series, highlighting various films and their historical significance. It mentions the efforts of individuals and institutions in preserving these films. The series schedule includes films like 'The Flying Ace', 'Dirty Gertie From Harlem, U.S.A', and 'Eleven P.M.', among others, with details on their directors and themes.

title: Pioneers of African-American Cinema Series

key_people:
Wheeler
Wilhelm
Richard E. Norman
Spencer Williams
Richard Maurice
James Gist
Eloyce Gist
Oscar Micheaux
Roy Calnek
Herb Jeffries

key_locations: Detroit Jacksonville Caribbean Mississippi

key_organizations:
Yale University
Museum of Modern Art
Library of Congress
Film Foundation
Detroit Film Theatre
Detroit Institute of Arts


document_description: US presidential hopeful Donald Trump has been accused of raping a woman when she was a teenager, alongside Jeffrey Epstein. The allegations, which Trump denies, claim the incidents occurred at Epstein's New York residence in 1994. The alleged victim filed her claim in the Central District Court of California, accusing Trump and Epstein of sexual abuse and conspiracy to deprive civil rights.

title: Donald Trump denies rape of teenage girl at 'sex party with convicted paedophile Jeffrey Epstein'

key_people:
Donald Trump
Jeffrey Epstein
Christopher Bucktin


document_description: The document contains allegations of sexual and physical abuse against Donald Trump and Jeffrey Epstein by a woman who claims she was abused from the age of 13. The allegations include forced manual and oral stimulation of Trump. Trump has denied the allegations, calling them false and politically motivated. The woman claims she was threatened with her life if she spoke out. The document also references Trump's endorsement by Mike Tyson and past allegations of sexual assault by Trump's ex-wife Ivana.

key_people:
Donald Trump
Jeffrey Epstein
Mike Tyson
Ivana Zelnickova
Desiree Washington

document_subtype: allegation


document_description: A criminal defense lawyer, Alan M. Dershowitz, along with Prince Andrew, has been accused of having sex with an under-age girl. Dershowitz has denied the allegations in a federal court filing, requesting his name be removed from the case. The accusations are part of a broader lawsuit involving Jeffrey E. Epstein, who allegedly forced the girl to have sex with powerful individuals, including Dershowitz and Prince Andrew. The incidents reportedly occurred in multiple locations, including on private planes.

title: Lawyer Denies Suit's Allegations of Sex With a Minor

key_people:
Alan M. Dershowitz
Prince Andrew
Jeffrey E. Epstein

key_locations:
Florida
New York
New Mexico
Virgin Islands

key_organizations:
Harvard Law School
Buckingham Palace


document_description: The motion filed by Mr. Dershowitz's lawyers claims that allegations of sexual abuse against him are false and have harmed his reputation. The motion seeks to remove his name from the case, arguing the accusations are irrelevant to the underlying lawsuit filed in 2008 by two women against federal prosecutors. The broader lawsuit involves claims of inadequate consideration of legal claims related to Mr. Epstein's charges.

title: Alan Dershowitz Denies Allegations of Sex with Minor

key_people:
Alan Dershowitz
Jeffrey Epstein
Bradley J. Edwards
Prince Andrew

key_locations:
New Mexico
Palm Beach

document_subtype: court filing

key_organizations:
Palm Beach police
The New York Times


document_description: A woman named Katie Johnson has accused Donald Trump and Jeffrey Epstein of raping her as a teenager at sex parties. She filed a claim in the Central District Court of California, seeking £68.5 million in damages. Johnson alleges she was threatened with harm if she spoke out and was enticed to attend parties with promises of money and a modeling career. Trump denies the allegations, calling them false and politically motivated. Epstein previously pleaded guilty to charges related to soliciting minors.

title: Woman Claims Rape by Donald Trump and Jeffrey Epstein

key_people:
Katie Johnson
Donald Trump
Jeffrey Epstein
Prince Andrew
Ivana Trump


document_description: The article discusses allegations against Prince Andrew, accused of having sexual relations with a 17-year-old 'sex slave' associated with Jeffrey Epstein. The allegations, denied by Buckingham Palace, are part of a Florida lawsuit. The woman, identified as Jane Doe 03, claims she was forced to have sex with Prince Andrew multiple times. The article includes statements from both the royal spokesman and Jane Doe 03.

title: A ROYAL 'SEX SLAVE' Forced me to do it with him 3 times, she says Perverted N.Y. money big arranged it all A pack of lies, says spokesman for Brit family

key_people:
Prince Andrew
Jeffrey Epstein
Jane Doe 03

key_locations:
London
New York City
Virgin Islands

key_organizations:
Buckingham Palace
British Royal Family
New York Daily News


document_description: The document discusses allegations against Prince Andrew and lawyer Alan Dershowitz in connection with Jeffrey Epstein's case. It includes claims by Jane Doe #3 about being forced into sexual activities with powerful men, including Prince Andrew, and mentions Ghislaine Maxwell's role in recruiting underage girls for Epstein. The document also references Epstein's conviction and registration as a sex offender.

title: Allegations Against Prince Andrew and Alan Dershowitz in Epstein Case

key_people:
Jeffrey Epstein
Prince Andrew
Sarah Ferguson
Alan Dershowitz
Jane Doe #3
Jane Doe #4
Ghislaine Maxwell
Jean Luc Brunel
Bill Clinton

key_locations:
Palm Beach
E. 71st St.
London
Central Park

key_organizations:
Vanity Fair
Miami federal courthouse
Daily News


document_description: A court filing in Florida alleges that Jeffrey Epstein forced a teenage girl to have sexual relations with several men, including Prince Andrew and Alan Dershowitz. Both men have denied the allegations. The motion is part of a civil case involving Epstein, who was sentenced in 2008. Buckingham Palace has issued statements denying the accusations.

title: British royal is named in suit alleging unlawful sex; Motion claims that minor was forced into relations with prince and others

key_people:
Jeffrey E. Epstein
Prince Andrew
Alan Dershowitz
Emma G. Fitzsimmons
Bradley J. Edwards
Paul G. Cassell

key_locations:
London
New York
U.S. Virgin Islands

key_organizations: United States District Court in the Southern District of Florida


document_description: A court filing in a civil case in Florida included new allegations against Jeffrey E. Epstein and two other high-profile men, Prince Andrew and Alan M. Dershowitz, accusing them of sexual abuse of a minor. Both men have denied the allegations. The document also includes statements from Mr. Dershowitz and Mr. Cassell regarding the investigation and claims.

title: Prince Is Named in Suit Alleging Sex With Minor

key_people:
Jeffrey E. Epstein
Prince Andrew
Alan M. Dershowitz
Mr. Cassell
Jane Doe No. 3
Jack Goldberger
Emma G. Fitzsimmons

key_locations:
Palm Beach, Fla.
St Thomas in the Virgin Islands


document_description: The motion claims that an unidentified woman had sexual relations as a minor with Prince Andrew in London, New York, and on Jeffrey Epstein's private island. The motion is part of a civil case involving Epstein, who was sentenced to 18 months in prison in 2008. Lawyers for two alleged victims argue that the women's rights were violated during Epstein's plea deal negotiation. The motion seeks to add two more alleged victims, including 'Jane Doe No. 3,' who claims sexual relations with Prince Andrew and Alan Dershowitz when underage. Dershowitz denies the allegations and plans to file disbarment proceedings against the lawyers involved.

title: Motion involving Prince Andrew and Alan Dershowitz

key_people:
Prince Andrew
Jeffrey Epstein
Alan Dershowitz
Bradley J. Edwards
Paul G. Cassell
Jane Doe No. 3

key_locations:
London
New York
U.S. Virgin Islands
Palm Beach, Florida
St. Thomas, Virgin Islands

document_subtype: motion

key_organizations:
Buckingham Palace
The New York Times


document_description: The article discusses Alan Dershowitz's legal battles and controversies, particularly his defense of Jeffrey Epstein and the subsequent accusations against him. It highlights Dershowitz's career, his defense strategies, and the legal and personal challenges he faces due to his association with Epstein.

title: Dershowitz on the Defense

key_people:
Alan Dershowitz
Jeffrey Epstein
David Boies
Leslie H. Wexner

key_locations:
Palm Beach
Martha's Vineyard
Manhattan

key_organizations:
Johns Hopkins University
Harvard Law School
L Brands
Victoria's Secret
Henri Bendel


document_description: The document discusses Alan Dershowitz's involvement with Jeffrey Epstein, highlighting Dershowitz's career and his connection to Epstein. It details Epstein's social circle, his legal troubles, and the plea deal negotiated by Dershowitz and other lawyers. The article also touches on the aftermath of the case and subsequent legal actions related to Epstein's plea deal.

key_people:
Alan Dershowitz
Jeffrey Epstein
Les Wexner
Bill Clinton
Kevin Spacey
Ehud Barak
Roy Black
Kenneth W. Star
Bradley J. Edwards
Paul G. Cassell

key_locations:
Upper East Side
Palm Beach
Florida

key_organizations:
Harvard Law School
Bear Stearns
Palm Beach Police Department
Justice Department


document_description: The document discusses legal battles involving Alan Dershowitz, who was accused by a woman (referred to as Ms.) of having sex with her when she was a minor, as part of Jeffrey Epstein's exploitation of girls. The accusations include claims of sexual trafficking to other powerful individuals, including Prince Andrew. Dershowitz has denied the allegations, calling them falsehoods, and has filed defamation lawsuits against the accusers' lawyers. The document also mentions a conflict of interest involving the law firm Boies, Schiller and Flexner, which represented both Ms. and Dershowitz at different times. The legal conflict has escalated with accusations of extortion and misleading statements.

key_people:
Alan Dershowitz
Jeffrey Epstein
Prince Andrew
David Boies
Les Wexner
John W. Zeiger
Abbe D. Lowell

key_locations:
New York
New Mexico
Virgin Islands
Upper East Side

key_organizations:
Justice Department
Boies, Schiller and Flexner


document_description: Alan Dershowitz expresses regret over defending Jeffrey Epstein, citing personal and professional repercussions. He reflects on the impact of the case on his reputation and career, and mentions losing clients and potential speaking engagements. The article includes photographs and references to Dershowitz's past high-profile cases.

title: Alan Dershowitz on the Defense, His Own

key_people:
Alan Dershowitz
Jeffrey Epstein

key_locations:
Manhattan
Los Angeles

key_organizations:
Johns Hopkins University
The New York Times


document_description: The article discusses the potential public scrutiny of Alexander Acosta's role in Jeffrey Epstein's plea deal as Acosta is considered for a cabinet position. It highlights a defamation lawsuit against Ghislaine Maxwell, an associate of Epstein, and the history of Epstein's legal troubles, including his plea deal in Florida. The article also mentions accusations against lawyer Alan Dershowitz.

title: Alexander Acosta and Jeffrey Epstein Case

key_people:
Alexander Acosta
Jeffrey Epstein
Ghislaine Maxwell
Robert Maxwell
Alan M. Dershowitz

key_locations:
Manhattan
Palm Beach, Fla.
Miami

key_organizations:
The New York Times
Justice Department


document_description: The article discusses Prince Andrew's challenges as the 'spare' in the royal family, highlighting his involvement in the Jeffrey Epstein scandal and the difficulties of finding a purpose without a defined role. It also touches on the renewed embarrassment for the monarchy due to these allegations.

title: Prince, Back in News, Faces Curse of the 'Spare'

key_people:
Prince Andrew
Jeffrey E. Epstein
Ms. Roberts
Alan Dershowitz
Prince William
Kate Middleton
Queen Elizabeth II
Prince Charles
Diana, Princess of Wales
Prince Philip

document_date: January 17, 2015

key_organizations:
Buckingham Palace
Vanity Fair


document_description: The Times of London editorial criticizes the royal family, particularly Prince Andrew, for lacking a real role and relying on wealthy friends. The media scrutinizes his lifestyle and finances, while also recalling Prince Harry's past indiscretions. The article discusses the challenges faced by the royal family in modern times.

title: Royal Reform

key_people:
Prince Andrew
Prince Harry
Sarah Ferguson
Libby Purves
Roy Greenslade
Mr. Dershowitz

key_locations:
Libya
Kazakhstan
Uzbekistan
Tunisia
Las Vegas
Afghanistan

key_organizations:
The Times of London
Buckingham Palace
The New York Times


document_description: R. Alexander Acosta, former dean of Florida International University College of Law and a former U.S. attorney, was confirmed as labor secretary by the Senate, becoming the only Latino in President Trump's cabinet. The confirmation completes Trump's cabinet and comes at a crucial moment as he nears the 100-day mark in office. Acosta has faced criticism for his role in a plea deal with Jeffrey Epstein, but defended the deal based on evidence.

title: President's Pick to Lead Labor Dept. Is Confirmed

key_people:
R. Alexander Acosta
Donald Trump
Jeffrey E. Epstein
Andrew F. Puzder
Bradley Schlozman
Lamar Alexander

key_locations: Florida Miami

key_organizations: Laborers International Union of North America

key_organizations: Senate Health, Education, Labor and Pensions Committee


document_description: R. Alexander Acosta, nominated for labor secretary, defended his record and addressed concerns about political pressure during a Senate committee hearing. He also defended a plea deal offered to Jeffrey Epstein during his tenure as U.S. attorney.

title: Labor Nominee Dismisses Fears of Political Pressure

key_people:
R. Alexander Acosta
Donald Trump
Andrew F. Puzder
Patty Murray
Tim Kaine
Jeffrey E. Epstein
Bradley Schlozman
Steve Bannon

key_locations:
Washington
Southern Florida
Miami


document_description: The document is a news article from The New York Times covering Alexander Acosta's confirmation hearing for the position of labor secretary. It discusses his commitment to consult with local officials before making departmental cuts and his intention to help Americans find good and safe jobs. The article also covers the senators' inquiries about his support for President Trump's agenda and his plans to collaborate with other agencies. The Senate labor committee's upcoming vote on his nomination is mentioned, along with a scheduled hearing for Sonny Perdue as agriculture secretary.

title: Alexander Acosta's Confirmation Hearing

key_people:
Alexander Acosta
Donald Trump
Michael Bennet
Marco Rubio
Ted Cruz
Lamar Alexander
Sonny Perdue

key_locations: Florida Texas Tennessee Georgia Colorado

key_organizations:
Senate labor committee
Department of Education
Senate Agriculture Committee


document_description: The noted defense lawyer Alan M. Dershowitz and two lawyers who had sued him for defamation have dropped court actions against each other, ending a dispute involving accusations of sexual misconduct against Dershowitz. The settlement included a financial arrangement, but details were not disclosed. The case was linked to Dershowitz's representation of Jeffrey Epstein, who was accused of paying underage girls for sexual services. Dershowitz denied the accusations and counterclaimed for defamation. The settlement involved an acknowledgment of a 'tactical mistake' by the suing lawyers, but their client maintained her claims.

title: Settlement in Defamation Case Involving Alan Dershowitz

key_people:
Alan M. Dershowitz
Bradley J. Edwards
Paul G. Cassell
Jeffrey E. Epstein
Louis J. Freeh
Jack Scarola
Richard Simpson

key_organizations:
Federal Bureau of Investigation
The New York Times


document_description: Search results for legal cases and news articles related to Jeffrey Epstein, focusing on negative news and legal cases from various international and national sources. No documents were found matching the search criteria.

key_locations:
Mexico
Northern Ireland
South Africa
Malaysia
Brunei
Hong Kong
Australia
Canada
England
Wales
European Union

document_subtype: search results

key_organizations:
World Trade Organization
European Court of Human Rights
International Court of Justice
Butterworths
LexisNexis


document_description: A document labeled as confidential and related to Anthony Lentini from Client Data Services at COO DBUSA Core Corp. It includes address information and confidentiality notices.

key_organizations:
Client Data Services
COO DBUSA Core Corp.


document_description: A request related to Southern Trust Company was submitted on March 5, 2018. The request ID is 8702763, and it is classified as a company type request. There are no alerts associated with this request.

title: Southern Trust Co Request


document_description: A web request for Southern Trust Co was submitted by Jesse-J Cruz on 03/05/2018. The request ID is 8702763 and it is associated with the US Markets DBNY (virtual) organization. The request type is NCA and there are no alerts associated with it.

title: Southern Trust Co Web Request

document_subtype: web request

key_organizations:
Southern Trust Co
US Markets DBNY


document_description: A table listing requests with details such as Process ID, Submitted Date, Creation Date, Request ID, Record ID, Type, Name, and various alert statuses. The table includes entries for individuals Darren K. Indyke and Richard Kahn.

title: Request I NLS WebRequest

key_people:
Darren K. Indyke
Richard Kahn


document_description: A web request related to Darren K. Indyke submitted on December 4, 2018, with no alerts associated. The request is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Southern - Darren K. Indyke


document_description: A web request related to Southern Financial LLC with no alerts in various categories. The request was submitted on March 15, 2018.


document_description: A web request related to Southern - LR with process ID 5391197, submitted on 02/04/2018. The request involves an individual named Jeffrey Edward Epstein with no alerts associated.

title: NLS WebRequest for Southern - LR


document_description: The report provides information about SOUTHERN FINANCIAL, LLC, a financial company based in St. Thomas, USA. It is a small company with no recorded shareholders, subsidiaries, or branches. The company has no available financial variables or key financials.

title: Orbis company report of SOUTHERN FINANCIAL, LLC

document_subtype: Company Report

key_organizations:
SOUTHERN FINANCIAL, LLC
Orbis
LEI


document_description: The report provides information on SOUTHERN FINANCIAL, LLC, indicating a lack of available data on global ratios, current directors, managers, contacts, controlling shareholders, current shareholders, and subsidiaries.

document_subtype: company report

key_organizations:
SOUTHERN FINANCIAL, LLC
Orbis


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references federal rules of criminal procedure, indicating it may be part of a legal investigation or proceeding.


document_description: A web request processing status screen from Norkom Technologies, indicating a legal entity under investigation. The document includes a URL and a confidentiality notice pursuant to federal rules.

key_organizations:
Norkom Technologies Ltd.
Southern Financial


document_description: A request process document for Southern Financial LLC, initiated by Davis Amber through a web request. The request was assigned to and closed by Tom Braeunlich with a status of 'Closed - No Hit'.

title: Norkom 6.1.0 - Request Process

key_people:
Davis Amber
Tom Braeunlich

document_subtype: Request Process

key_organizations:
Southern Financial LLC
US/GTB/COB


document_description: A batch processing status report from RDC Smarter Screening, indicating the processing status of a batch submitted by user 'alentini' from firm 'DB27000P'. The batch contains one inquiry related to 'Southern Financial', which is currently in review. No alerts have been generated from this inquiry.

key_organizations:
Regulatory DataCorp, Inc.
Southern Financial


document_description: A batch review summary from Regulatory DataCorp, Inc. detailing the status and results of a screening inquiry. The batch was submitted on March 15, 2018, and completed on March 16, 2018. It includes one alert for Southern Financial.


document_description: A batch inquiry review for Jeffrey Edward Epstein conducted by Regulatory DataCorp, Inc. The batch was submitted by user 'alentini' from firm 'DB27000P' and is currently in processing status. The inquiry is marked as 'In Review' with no alerts generated.


document_description: A batch review result from Regulatory DataCorp (RDC) for Jeffrey Edward Epstein, indicating an alert status. The batch was submitted and completed on April 2, 2018, by user 'alentini' from firm 'DB27000P'.

document_subtype: RDC Review Result


document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It highlights Epstein's criminal history, including sex offenses, fraud, and theft. The alert categorizes Epstein as a critical risk and provides details of his past convictions and aliases.

document_type: government

key_locations:
United States
New York
Virgin Islands
New Mexico
Florida
France

document_subtype: Alert

key_organizations: New York - Division of Criminal Justice Services


document_description: This document is an alert related to Jeffrey Edward Epstein, highlighting his criminal history and status as a registered sex offender. It includes details of his charges, convictions, and ongoing investigations related to illegal prostitution and promoting illegal prostitution. The alert is marked as critical risk priority and is intended for monitoring purposes only.

title: Deutsche Bank - CAR Integration Alert

key_locations:
United States
New York
Palm Beach

document_subtype: alert

key_organizations:
Deutsche Bank
J Epstein & Co.


document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes various media articles and reports related to Epstein's criminal activities and legal issues, particularly focusing on sex offender charges and related legal proceedings.


document_description: This document is an alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting media articles related to legal and financial issues surrounding him. The alert is marked as critical risk priority and includes various media headlines about Epstein's legal battles and financial disputes.

title: Deutsche Bank - CAR Integration Alert


document_description: This document is an alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting various media articles related to his legal issues and settlements. The alert is marked as critical risk priority and is intended for monitoring purposes only, not for determining credit eligibility or other FCRA permissible purposes.

key_organizations:
Deutsche Bank
The Palm Beach Post
Palm Beach Daily News
South Florida Sun-Sentinel
Associated Press Newswires


document_description: This document is an alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting various media articles related to legal and financial issues involving Epstein. The alert is marked as critical risk priority and is intended for monitoring purposes only, not for determining credit eligibility.


document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues and associations, highlighting the critical risk priority of the alert.

key_people:
Jeffrey Edward Epstein
Prince Andrew
Ghislaine Maxwell
Paul Harris
Tim Walker

key_locations:
United States
United Kingdom
Canada

key_organizations:
Deutsche Bank
The Daily Telegraph
Broward Daily Business Review
Palm Beach Daily News
The Observer
Press Association National Newswire
Vancouver Province
CNN


document_description: This document is an alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting media articles related to Prince Andrew's association with Epstein. The alert is marked as critical risk priority and is intended for monitoring purposes only, not for determining credit eligibility.

title: Deutsche Bank - CAR Integration Alert

key_people:
Jeffrey Edward Epstein
Prince Andrew

key_locations:
United States
India
France
United Kingdom
Canada

key_organizations:
Deutsche Bank
Radio Free Europe
Indian Express
Agence France Presse
The Guardian
Vancouver Province
The Daily Telegraph
New York Post
The Observer
The Sunday Mirror
The Press Trust of India Limited
Palm Beach Daily News
The Evening Standard


document_description: This document is an alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting various media articles related to his criminal activities and associations. The alert is marked as critical and includes links to multiple media articles from different sources, discussing Epstein's involvement in sex offenses, legal cases, and associations with high-profile individuals.

title: Deutsche Bank - CAR Integration Alert

key_locations:
United States
Australia
United Kingdom


document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes multiple media articles related to legal proceedings and settlements involving Epstein, highlighting critical risk priority. The alert is for monitoring purposes and is not to be used for determining credit eligibility or other FCRA permissible purposes.

title: Deutsche Bank - CAR Integration Alert

key_locations:
United States
Palm Beach

key_organizations:
Deutsche Bank
The Palm Beach Post
South Florida Sun-Sentinel
Associated Press Newswires
Palm Beach Daily News
Cox News Service
UPI NewsTrack


document_description: This document is an alert from Deutsche Bank's CAR Integration system regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues, including lawsuits and fraud allegations. The alert is marked as critical risk priority and contains links to various media articles discussing Epstein's legal matters and associations with Scott Rothstein and Bernie Madoff.

key_people:
Jeffrey Edward Epstein
Scott Rothstein
Bernie Madoff

key_locations:
United States
South Florida
Palm Beach
New York

key_organizations:
Deutsche Bank
South Florida Sun-Sentinel
The Palm Beach Post
Palm Beach Daily News
Cox News Service
Miami Daily Business Review
Associated Press Newswires


document_description: This document is an alert from Deutsche Bank regarding Jeffrey Edward Epstein, highlighting various media articles related to his legal issues and lawsuits. It emphasizes the critical risk priority of the alert and includes multiple media references to Epstein's legal troubles, including plea deals and lawsuits alleging sexual misconduct.

key_organizations:
Deutsche Bank
South Florida Sun-Sentinel
The Palm Beach Post
The Daily Telegraph
Cox News Service
Associated Press Newswires
Greenwich Time
Palm Beach Daily News
New York Post
The Star-Ledger
New Zealand Herald