document_description: The document provides an analysis of the secondary market capitalization, highlighting a balanced capital supply with specific figures for dry powder and annual deal volume. It includes estimates from Glendower Capital based on various reports.

title: Secondary Market Capitalization Report

key_organizations:
Glendower Capital
Greenhill
Bain & Company


source: doj

document_description: The document provides an analysis of significant unrealized private equity value locked in tail-end funds, with a focus on pre-crisis vintages amounting to US$600bn. It includes a breakdown of unrealized PE value by year and seller composition by type.

title: Unrealized Private Equity Value and Seller Composition

document_type: tabular

document_subtype: financial report

key_organizations:
Glendower Capital
Preqin
Greenhill


document_description: The document provides an analysis of GP-led transactions in the secondary market, highlighting their growth as a source of supply and their increasing share of the market. It includes a table showing the annual volume and percentage of GP-led secondaries from 2006 to 2017.

title: GP-led Transactions in the Secondary Market

document_subtype: financial analysis

key_organizations:
Glendower Capital
Greenhill
Dow Jones Private Equity Analyst


document_description: This document outlines the investment details for Project Sunrise, a GP-led secondary deal expected to close in April 2018. It involves a mid-market buyout strategy in the US consumer industry, focusing on five companies, including franchisees of dining and fitness brands. The investment rationale highlights Glendower's ability to deliver bespoke solutions and perform extensive diligence, with a conservative capital structure and strong free cash flow.

title: SOF IV - Project Sunrise

document_date: April 2018

document_subtype: investment summary


document_description: This document outlines an exclusive GP-led secondary deal for Project Klein, expected to close in June 2018. It involves a mid-market buyout strategy focusing on business and healthcare services in Europe/UK. The investment includes four companies, with key assets in the UK and Italy. Glendower Capital is managing the transaction, leveraging its expertise in complex deals and long-standing relationships.

title: SOF IV — Project Klein

key_locations: Europe UK Italy


document_description: This document contains information about Glendower Capital's investment strategy, secondary market updates, and key terms for their Secondary Opportunities Fund IV. It is marked as strictly confidential and is subject to confidentiality rules under Federal Rule of Criminal Procedure 6(e).

title: Glendower Capital Document

document_type: other


document_description: Key terms for Glendower Capital Secondary Opportunities Fund IV, LP, including target size, structure, investment period, term, minimum commitment, team commitment, general partner share, carried interest, hurdle rate, and clawback provisions.

title: SOF IV - Master Fund Key Terms

document_type: financial

document_subtype: fund key terms


document_description: The document outlines the key ILPA 2 principles for SOF IV, focusing on alignment of interest, governance, and transparency. It includes best practices for contribution models, clawback provisions, transaction fee offsets, manager equity interest, key man provisions, supermajority voting, no-fault divorce, investment strategy, advisory board setup, financial reporting, valuation policy, and due diligence.

title: SOF IV – ILPA 2 Scorecard

document_subtype: ILPA Scorecard

key_organizations: Institutional Limited Partner Association


document_description: This document contains an introduction, details about Glendower Investment Strategy, a secondary market update, updates on SOF III and IV, and key terms for the Glendower Capital Secondary Opportunities Fund IV. It is marked as strictly confidential and is subject to confidentiality under Federal Rules.

title: Glendower Capital Document


document_description: Team bios for Glendower Capital's key personnel, including Carlo Pir210-Biroli, Charles Smith, Adam Graev, and Chi Cheung. The document outlines their roles, previous experience, and educational background.

key_people:
Carlo Pir210-Biroli
Charles Smith
Adam Graev
Chi Cheung

document_type: correspondence

key_locations:
London
New York

document_subtype: team bios

key_organizations:
Glendower Capital
Deutsche Bank
General Electric
The Boston Consulting Group
Pomona Capital
Lehman Brothers
Chatterjee Group
Soros Fund Management
Cowen & Co


document_description: Team bios for Glendower Capital, detailing the professional backgrounds and responsibilities of Deirdre Davies, Joshua Glaser, Emilio Olmos, and Francesco Rigamonti. The document highlights their previous roles at institutions like Deutsche Bank, KPMG, and others, as well as their educational backgrounds.

key_people:
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York
Milan
Abu Dhabi
South Africa
Italy
Spain

key_organizations:
Glendower Capital
Deutsche Bank
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Lafarge
Gallo & Co.


document_description: Team bios for Glendower Capital, detailing the professional backgrounds and educational qualifications of key team members: Rikesh Mohandoss, Devrup Banerjee, Aldrich Chan, and Philippe Ferneini. Each bio includes previous employment, roles, and educational background.

key_people:
Rikesh Mohandoss
Devrup Banerjee
Aldrich Chan
Philippe Ferneini

key_locations:
New York
London

key_organizations:
Glendower Capital
Deutsche Bank
Bank of America
Freddie Mac
Goldman Sachs
UBS
Credit Suisse
Booz & Company


document_description: This document provides biographical information on key team members of Glendower Capital, including their educational background and professional experience. The team members listed are Victoria Loidl, Elena Smirnova, Jonathan Roome, and Douglas O'Connell, all of whom have experience in secondary investments and have previously worked at Deutsche Bank and other financial institutions.

title: Team Bios for Glendower Capital

key_people:
Victoria Loidl
Elena Smirnova
Jonathan Roome
Douglas O'Connell

key_organizations:
Glendower Capital
Deutsche Bank
HSBC
Carlyle Metropolitan Real Estate
London School of Economics
European Business School
Carnegie Mellon University


document_description: Team bios for members of Glendower Capital, including Rafael Enriquez-Hesles, Sheldon Lee, Katherine Weaver, and Louise Schoeman, detailing their roles, previous experience, and educational background.

key_people:
Rafael Enriquez-Hesles
Sheldon Lee
Katherine Weaver
Louise Schoeman

key_organizations:
Glendower Capital
Stifel
Citibank
Deutsche Bank
Brookfield Properties
Deloitte & Touche
London Air Ambulance
Grant Thornton


document_description: This document provides key information about the SOF III investment fund, including its first and final closing date, fund size, investor distribution by region and type, and the size of individual commitments.

title: SOF III — Investor Base

document_subtype: Investment Fund Summary

key_organizations:
Glendower Capital
Deutsche Bank


document_description: This document provides a detailed summary of various investment projects under SOF III as of September 30, 2017. It includes information on project names, sourcing, seller types, deal types, funds, companies, invested and funded capital, initial closing dates, gross multiples, and portfolio details. The document is marked as strictly confidential and is related to Glendower Capital.

title: Overall transaction summary as of September 30, 2017

document_subtype: transaction summary


document_description: The document provides a breakdown of the gross invested capital for SOF II as of September 30, 2017. It includes details on fund size, capital called, distributions, remaining NAV, and total net return. The asset geography and investment strategy are also outlined, along with sector composition and vintage year distribution.

title: SOF II — Portfolio construction


document_description: This document provides a summary of various financial transactions managed by Glendower Capital as of September 30, 2017. It includes details on project names, sourcing, seller types, deal types, funds, companies, invested and funded capital, initial closing dates, gross multiples, and portfolio details.

key_locations: Europe US Global

document_subtype: financial summary


document_description: The document provides an overview of the remaining portfolio construction by FMV1 as of September 30, 2017, including fund size, invested capital, capital called, distributions, remaining NAV, and total net return. It also details asset geography, investment strategy, vintage year, and sector composition.

title: Remaining portfolio construction by FMV1 as of September 30, 2017

key_locations:
North America
Europe


document_description: This document provides a summary of various financial transactions managed by Glendower Capital as of September 30, 2017. It includes details on project names, sourcing, seller types, deal types, funds, invested and funded capital, initial closing dates, gross multiples, and portfolio details. The document also includes notes on the performance figures and the impact of additional accounting and administrative expenses on the Hoover transactions.

key_locations: US Europe Asia


document_description: This document is a presentation by Glendower Capital regarding a fund's investment strategy, performance expectations, and associated risks. It emphasizes that past performance is not indicative of future results and that there are no assurances of achieving comparable returns. The presentation includes disclaimers about the reliability of information, forward-looking statements, and the lack of liability for inaccuracies. It also notes that the presentation does not constitute legal or investment advice and that participation in the fund may be restricted by law in certain jurisdictions.

document_subtype: investment presentation

key_organizations:
Glendower Capital
Credit Suisse


document_description: This document provides key definitions related to investment terms and fund structures, including Single Asset Deal, Fund Secondary, GP-led Secondary, and various SOF funds. It also defines financial indices such as the Russell 2000 Index, MSCI World Index, and Thomson Reuters Private Equity Buyout Index.

document_subtype: definitions

key_organizations:
Glendower Capital
FTSE Russell
London Stock Exchange Group
Thomson Reuters


document_description: The document provides important information on the track record of the Glendower SOF Team, which spun off from Deutsche Bank in August 2017 to form Glendower Capital LLP. It discusses the investment performance and track record of the SOF Funds, including details on key team members and their roles. The document also explains the calculation of investment returns, including Gross IRR and Net IRR, and the impact of subscription line facilities on these calculations. It highlights the methodology for valuations of unrealized investments and the assumptions involved. Additionally, it outlines the target returns and the factors influencing these targets, emphasizing that they are hypothetical and not guaranteed.

title: Notes to Investment Performance

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Francesco Rigamonti
Adam Graev

document_subtype: investment performance notes

key_organizations: Deutsche Alternative Asset Management (Global) Limited


document_description: This document provides important information for recipients in certain jurisdictions regarding the distribution and offering of interests in a fund managed by an EU AIFM under the AIFMD. It includes specific notices for residents of the European Economic Area, Australia, Bahrain, and Brazil, outlining legal and regulatory considerations for each jurisdiction.

key_locations:
European Economic Area
Australia
Bahrain
Brazil

key_organizations:
Glendower Capital
Credit Suisse Group
Credit Suisse AG, Sydney Branch
Central Bank of Bahrain
Brazilian Securities Commission


document_description: This document provides important information for recipients in Hong Kong and Israel regarding investment offerings. It outlines the legal restrictions and conditions under which the investment products can be offered in these jurisdictions, emphasizing that the presentation is not approved by the respective securities authorities and is intended for 'professional' or 'sophisticated' investors only. It also stresses the confidentiality of the presentation and the requirement for recipients to confirm their status as sophisticated investors.

key_locations:
Hong Kong
Israel

document_subtype: presentation

key_organizations: Securities and Futures Commission of Hong Kong


document_description: This document provides important information for recipients in certain jurisdictions regarding the offering of interests in a fund. It outlines specific conditions and disclaimers for recipients in Qatar, Saudi Arabia, Singapore, South Korea, and Switzerland. The document emphasizes that the fund is not registered with local authorities in these jurisdictions and highlights the risks associated with private equity investments.

key_locations:
Qatar
Saudi Arabia
Singapore
South Korea
Switzerland
Geneva

document_subtype: promotional document

key_organizations:
Qatar Central Bank
Capital Market Authority
Monetary Authority of Singapore
Financial Services Commission
Credit Suisse
Banque Cantonale de Genève
Glendower Capital


document_description: Supplemental disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas regarding investment risks and legal disclaimers. The document advises recipients to independently assess the appropriateness of transactions and highlights that past performance does not guarantee future results. It also clarifies that securities are not insured by the FDIC and are subject to investment risks.

document_subtype: disclosure

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: A letter from Deutsche Bank requesting consent to share client information with iCapital Parties for fund investment purposes. It outlines the information required from natural persons and corporate structures or trusts.

title: Letter of Authorization for Fund Investment

document_subtype: Letter of Authorization

key_organizations:
iCapital Advisors, LLC
Deutsche Bank Securities Inc.


document_description: A confidential financial document related to Greg Martin, mentioning placement fee, initial capital contribution amount, and a Deutsche Bank account number, all of which are unspecified.

document_subtype: bank document


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an access fund into Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for investors referred by Deutsche Bank Securities Inc. and outlines the offering of limited partner interests.

title: Supplement to the Confidential Private Placement Memorandum

document_subtype: Private Placement Memorandum Supplement


document_description: The document outlines the placement fee structure for Deutsche Bank (DB) in relation to the Access Fund. It details the DB Placement Fee rates based on investment levels and the conditions under which these fees are applied. Additionally, it describes the Direct Investor Placement Fees for clients investing directly in the Underlying Fund and the associated risk factors and potential conflicts of interest for DB Introduced Persons.

document_subtype: Fee Schedule

key_organizations:
Deutsche Bank
Glendower GP
Glendower Capital, LLC


document_description: DBSI reached a settlement agreement with the SEC, NASD, NYSE, and the New York Attorney General, along with other state regulators, regarding research analyst independence. DBSI agreed to pay $87.5 million. Additionally, on June 3, 2009, DBSI settled proceedings related to auction rate securities, agreeing to buy back ARS from certain customers and compensate those who sold below par value.

document_type: legal

document_subtype: settlement agreement

key_organizations: National Association of Securities Dealers


document_description: Instructions for completing Form W-9, including penalties for falsifying information, misuse of TINs, and specific instructions for different types of entities. It also includes information on exemptions from backup withholding and FATCA reporting.

title: Form W-9 Instructions

document_subtype: tax form instructions


document_description: This document provides instructions for completing Form W-9, including information on exempt payees, FATCA exemption codes, and how to obtain a Taxpayer Identification Number (TIN). It also outlines the certification process for U.S. persons or resident aliens.

title: Form W-9 Instructions

document_subtype: tax document

key_organizations: IRS SSA

reference_numbers:
Form W-9
Form 1099-MISC
Form SS-5
Form W-7
Form SS-4


document_description: Instructions for completing Form W-9, including details on providing TINs for various account types and guidance on identity theft protection.

title: Form W-9 Instructions

key_organizations:
IRS
Taxpayer Advocate Service


document_description: Instructions and privacy notice for IRS W-9 form, including information on identity theft, privacy act notice, and reporting misuse of IRS information.

title: IRS W-9 Form Instructions

document_subtype: W-9 Form

key_organizations: Treasury Inspector General for Tax Administration


document_description: This document provides entity information for Jeffrey Epstein, including details of his convictions for fraud, sex offenses, and illegal prostitution. It also includes source information from a Factiva article published by The Seattle Times.

title: Entity Information for Jeffrey Epstein

document_subtype: Entity Information

key_organizations:
Regulatory DataCorp, Inc.
The Seattle Times


document_description: This document contains a table listing individuals with their addresses, phone numbers, and social security numbers. It includes historical address data for Jeffrey Epstein.

key_locations:
New City, NY
New York, NY
Great Neck, NY
Monticello, NY

document_subtype: table


document_description: The document contains confidential information about individuals named Jeffrey Epstein and Jeffrey Gilbert, including their addresses, phone numbers, and other personal details. It includes historical address records and LexID references.

key_people:
Jeffrey Epstein
Jeffrey Matheson Epstein
Jeffrey C Gilbert

document_type: government

key_locations:
Brooklyn, NY
Cushing, ME
New York, NY
Syracuse, NY
Wantagh, NY

document_subtype: FBI/police report


document_description: The document contains a list of addresses and phone numbers associated with various individuals, including Jeffrey Epstein. It includes historical address data, social security number references, and mentions of social services facilities. The document is marked as confidential and is intended for internal use only.

key_locations:
New York, NY
Staten Island, NY
Airmont, NY
Monsey, NY

document_subtype: confidential report


document_description: A table listing various aliases and addresses associated with Jeffrey Epstein, including multiple Social Security Numbers linked to him. The document includes historical address data and mentions a phone number that may be disconnected. It also references a LexID and a research profile modification date.


document_description: The document contains a list of addresses, phone numbers, and social security numbers associated with various individuals, including Jeffrey Epstein. It includes historical address data and phone numbers, some of which may be disconnected or conflicting.

key_locations:
Staten Island, NY
Ridgewood, NY
New Paltz, NY
Middletown, NY
New Windsor, NY

document_subtype: address and phone listing


document_description: This document contains addresses and phone numbers associated with Jeffrey Epstein and other individuals, along with social security number information and historical address data. It includes a research profile and internal use identifiers.

key_people:
Jeffrey Epstein
Rakip Vrlaku

key_locations:
Middletown, NY
New Windsor, NY
Long Beach, NY
Staten Island, NY


document_description: The document contains information about Jeffrey Alan Epstein, including his gender, date of birth, age, and various listings associated with him. It notes conflicts in phone and ZIP code information across different time periods and locations.

key_locations:
Kings County
NY

key_organizations:
LexID
ABR Research Profile


document_description: The document contains address and SSN information related to Jeffrey Epstein, including multiple addresses in New York and Maryland, and SSN details linked to multiple people. It is marked for internal use only and includes an ABR Research Profile.

key_locations:
New York, NY
Great Neck, NY
Floral Park, NY
Flushing, NY
Annapolis, MD


document_description: The document contains low-resolution images with illegible numeric values. It includes multiple entries for Jeffrey Epstein, such as 'EPSTEIN, JEFFREY S' and related listings. The document is marked as confidential and for internal use only, pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential research profile document related to Jeffrey Epstein, indicating his status as deceased. The document is marked for internal use only and is pursuant to Federal Rule of Criminal Procedure 6(e).

title: ABR Research Profile

document_subtype: Research Profile


document_description: A report generated for Jeffrey Epstein, focusing on public records and legal compliance, with permissible uses for debt recovery and fraud investigation. The report includes a search of U.S. District Courts for civil and criminal filings related to Epstein.

title: Comprehensive Person Report on Jeffrey Epstein

key_people:
Jeffrey Epstein
Ashish Kumar Sain

document_subtype: report

key_organizations:
LexisNexis
U.S District Courts


document_description: This document is a court filing for the case CL v. Epstein in the United States District Court, Southern District of Florida. The case involves allegations of assault, libel, and slander against Jeffrey Epstein. The case was filed on March 31, 2010, and is now closed. The plaintiff demanded a jury trial.

title: CL v. Epstein

key_people:
Jeffrey Epstein
Spencer Todd Kuvin
Michael James Pike
Judge Kenneth A. Marra
Magistrate Judge Linnea R. Johnson

document_subtype: Court Filing

key_organizations: United States District Court Southern District of Florida


document_description: Court record related to the case CL v. Epstein, updated on June 24, 2010.

title: CL v. Epstein 9:10cv80447

document_subtype: court record


document_description: This document is a court filing for the case Jane Doe No 103 v. Jeffrey Epstein in the United States District Court, Southern District of Florida. The case involves a personal injury claim under federal jurisdiction, filed on February 23, 2010. The case is closed and was presided over by Judge Kenneth A. Marra.

title: Jane Doe No 103 v. Epstein

key_people:
Jane Doe No 103
Jeffrey Epstein
Judge Kenneth A. Marra
Katherine Warthen Ezell
Robert C. Josefsberg


document_description: This document is related to the court case Jane Doe No 103 v. Epstein, with updates made by the court on May 19, 2010. It includes information about the defendant's attorney, Michael James Pike, from the law firm Burman Critton Luttier & Coleman.

title: Jane Doe No 103 v. Epstein

document_subtype: court case


document_description: This document is a court filing for the case LM v. Epstein in the United States District Court for the Southern District of Florida. The case involves a personal injury claim with a demand of $1,000,000. The case is closed and was presided over by Judge Kenneth A. Marra.

title: LM v. Epstein

key_people:
LM
Jeffrey Epstein
Jean Luc Bruhnel
Bradley James Edwards

key_locations:
West Palm Beach
Fort Lauderdale, FL

key_organizations: Farmer Jaffe Weissing Edwards Fistos & Lehrman PL


document_description: This document is a court record related to the case LM v. Epstein, with details about the defendant's attorneys and a record update date.

key_people:
Michael James Pike
Robert Deweese Critton, Jr


document_description: This document is a court filing for the case Doe No 8 v. Epstein in the United States District Court, Southern District of Florida. The case involves a personal injury claim filed by Jane Doe No 8 against Jeffrey Epstein. The case was filed on May 28, 2009, under docket number 9:09cv80802 and is now closed. The nature of the suit is personal injury under 28 USC 1391, with a jury demand by the plaintiff. The presiding judge was Kenneth A. Marra.

title: Doe No 8 v. Epstein

key_people:
Jane Doe No 8
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Adam D. Horowitz
Stuart S. Mermelstein

key_locations:
Southern District of Florida
West Palm Beach
Miami, FL

key_organizations:
United States District Court
Mermelstein & Horowitz PA


document_description: This document is a court record related to the case Doe No 8 v. Epstein, updated on June 25, 2010. It includes information about the defendant's attorneys and their contact details.

title: Doe No 8 v. Epstein 9:09cv80802

key_locations:
Miami, FL, USA
West Palm Beach, FL, USA

key_organizations:
Mermelstein & Horowitz PA
Burman Critton Luttier & Coleman


document_description: This document is a court filing for the case Doe No 102 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 102 and the defendant is Jeffrey Epstein. The case involves a personal injury claim under federal jurisdiction, with a jury demand by the plaintiff. The case is closed.

title: Doe No 102 v. Epstein

key_people:
Jane Doe No 102
Jeffrey Epstein
Kenneth A. Marra
Katherine Warthen Ezell

key_locations:
West Palm Beach
Miami, FL

key_organizations:
United States District Court
Podhurst Orseck Josefsberg Et Al


document_description: This document is a legal filing related to the case Doe No 102 v. Epstein, updated by the court on December 8, 2009. It lists the attorneys involved in the case, including those for the defendant and additional parties.

title: Doe No 102 v. Epstein 9:09cv80656

key_people:
Robert C. Josefsberg
Michael James Pike
Robert Deweese Critton, Jr.

key_locations:
Miami, FL, USA
West Palm Beach, FL, USA
Ft Lauderdale, FL, USA

document_subtype: court filing

key_organizations:
Podhurst Orseck Josefsberg Et Al
Burman Critton Luttier & Coleman
United States Attorney's Office


document_description: This document is a court filing for the case Doe No 101 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 101 and the defendant is Jeffrey Epstein. The case involves a personal injury claim under federal question jurisdiction. The case was filed on April 17, 2009, and is now closed. The plaintiff's attorney is Katherine Warthen Ezell from Podhurst Orseck Josefsberg Et Al.

title: Doe No 101 v. Epstein

key_people:
Jane Doe No 101
Jeffrey Epstein
Kenneth A Marra
Linnea R Johnson
Katherine Warthen Ezell


document_description: This document lists the attorneys involved in the case Doe No 101 v. Epstein, including their contact information and affiliations. It also notes an update to the court record on December 8, 2009.

title: Doe No 101 v. Epstein 9:09cv80591

key_people:
Robert C. Josefsberg
Michael James Pike
Robert Deweese Critton, Jr
Jay P. Lefkowitz
Michael D. Shumsky
Ann Marie C. Villafana

key_locations:
Miami, FL, USA
West Palm Beach, FL, USA
Washington, DC, USA
Ft Lauderdale, FL, USA

key_organizations:
Podhurst Orseck Josefsberg Et Al
Burman Critton Luttier & Coleman
Kirkland & Ellis
United States Attorney's Office


document_description: This document is a court filing for the case Doe II v. Epstein et al in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe II and the defendant is Jeffrey Epstein. The case involves a federal question under 28 USC 1331 and is classified as a personal injury suit. The case was closed and the plaintiff demanded a jury trial. The filing date is March 24, 2009, and the judge presiding over the case was Kenneth A. Marra.

title: Doe II v. Epstein et al

key_people:
Jane Doe II
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Bradley James Edwards


document_description: This document lists the attorneys involved in the case Doe II v. Epstein et al, including their contact information and affiliations. It also notes the involvement of the United States Attorney's Office as amicus.

title: Doe II v. Epstein et al 9:09cv80469

key_people:
Isidro Manuel Garcia
Denise Kalland
Bruce Reinhart
Michael James Pike
Robert Deweese Critton, Jr

key_organizations:
Garcia Elkins & Boehringer
Bruce E Reinhart, PA
Burman Critton Luttier & Coleman
United States Attorney's Office


document_description: A civil foreclosure case filed by Palm Beach Marine Construction, Inc against Jeffrey Epstein in the Southern District of Florida. The case was filed on February 11, 2009, under the jurisdiction of diversity with a demand of $105,000. The case is closed and was presided over by Senior Judge Kenneth L Ryskamp.

title: Palm Beach Marine Construction, Inc v. Epstein

key_people:
Jeffrey Epstein
Senior Judge Ryskamp, Kenneth L
Lian, Alexander Oscar
William Chester Brewer, Jr


document_description: This document is related to the court case Palm Beach Marine Construction, Inc v. Epstein, case number 9:09cv80175, updated on 10/26/2009.


document_description: This document is a court filing for the case Jane Doe No 7 v. Jeffrey Epstein in the United States District Court, Southern District of Florida. The case involves a federal question under the Fair Labor Standards Act and is classified as a civil filing with a cause of personal injury. The case was presided over by Judge Kenneth A. Marra and referred to Magistrate Judge Linnea R. Johnson. The plaintiff demanded a jury trial, and the case status is closed.

title: Jane Doe No 7 v. Epstein

key_people:
Jane Doe No 7
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Linnea R. Johnson
Jeffrey Marc Herman

key_organizations:
United States District Court
Herman & Mermelstein


document_description: This document is a court filing for the case Jane Doe No 6 v. Jeffrey Epstein in the United States District Court, Southern District of Florida. The case involves a federal question under the Fair Labor Standards Act and was filed on September 10, 2008. The case is closed.

title: Jane Doe No 6 v. Epstein

key_people:
Jane Doe No 6
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A. Marra
Linnea R. Johnson
Jeffrey Marc Herman


document_description: This document is a court filing for the case Doe V. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe and the defendant is Jeffrey Epstein. The case involves a personal injury claim and was filed on August 13, 2008. The case is closed and was presided over by Judge Kenneth A. Marra, with Magistrate Judge Linnea R. Johnson referred. The lead attorney for the plaintiff is Bradley James Edwards.

title: Doe V. Epstein

key_people:
Jane Doe
Jeffrey Epstein
Jean Luc Bruhnel
Bradley James Edwards
Kenneth A. Marra
Linnea R. Johnson


document_description: This document lists the attorneys involved in the case Doe V. Epstein, including their contact information and affiliations. It also notes an update to the court record on January 11, 2011.

title: Doe V. Epstein 9:08cv80893

key_people:
Jack Alan Goldberger
Michael James Pike
Robert Deweese Critton, Jr.
Joseph Laurence Ackerman, Jr.
Lilly Ann Sanchez

key_locations:
West Palm Beach, FL, USA
Miami, FL, USA

key_organizations:
Atterbury Goldberger & Weiss, P.A.
Burman Critton Luttier & Coleman
Fowler White Burnett, P.A.
The LS Law Firm
United States Attorneys Office


document_description: This document is a court filing for the case CMA v. Epstein et al in the United States District Court, Southern District of Florida. The case involves a personal injury claim with diversity jurisdiction. The plaintiff is CMA, and the defendant is Jeffrey Epstein. The case was filed on July 21, 2008, and is now closed. The judge presiding over the case was Kenneth A. Marra, with Magistrate Judge Linnea R. Johnson also involved. The plaintiff's attorney is Richard Horace Willits.

title: CMA v. Epstein et al

key_people:
Jeffrey Epstein
Kenneth A. Marra
Linnea R. Johnson
Richard Horace Willits

key_organizations:
United States District Court
CMA
Richard H Willits PA


document_description: This document is a legal filing related to the case CMA v. Epstein et al, updated by the court on January 25, 2010. It includes contact information for the United States Attorney's Office involved as amicus.

title: CMA v. Epstein et al 9:08cv80811


document_description: This document is a court filing for the case Doe v. Epstein et al in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe and the defendant is Jeffrey Epstein. The case was filed on July 18, 2008, under docket number 9:08cv80804. The nature of the suit is 'Other Statutory Actions' and it was a civil case with a federal question jurisdiction. The case is closed. The plaintiff's attorney is Theodore Jon Leopold from Leopold Kuvin, PA.

title: Doe v. Epstein et al

key_people:
Jane Doe
Jeffrey Epstein
Kenneth A. Marra
Linnea R. Johnson
Theodore Jon Leopold

key_locations:
Southern District of Florida
Palm Beach Gardens, FL

key_organizations:
United States District Court
Leopold Kuvin, PA


document_description: This document lists the attorneys involved in the case Doe v. Epstein et al, providing their names, law firms, and addresses.

title: Doe v. Epstein et al 9:08cv80804

key_people:
Spencer Todd Kuvin
Jack Alan Goldberger
Michael James Pike
Robert Deweese Critton Jr
Guy Alan Lewis
Michael Ross Tein
Jason A McGrath
Douglas Malcolm McIntosh

key_locations:
Palm Beach Gardens, FL, USA
West Palm Beach, FL, USA
Coconut Grove, FL, USA

document_subtype: court document

key_organizations:
Ricci Leopold
Atterbury Goldberger & Weiss PA
Burman Critton Luttier & Coleman
Lewis Tein
McIntosh Sawran Peitz & Cartaya


document_description: This document is a court record related to the case Doe v. Epstein et al, updated on October 6, 2008.

title: Doe v. Epstein et al 9:08cv80804

key_people: Doe Epstein


document_description: This document is a court filing for the case Doe V. United States Of America in the United States District Court, Southern District of Florida. The case involves intervenors Roy Black, Martin G. Weinberg, Jeffrey Epstein, Jay Lefkowitz, and Bruce Reinhart, with Jane Doe as the petitioner and the United States of America as the respondent. The nature of the suit is classified under 'Other Civil Rights'.

title: Doe V. United States Of America

key_people:
Roy Black
Martin G. Weinberg
Jeffrey Epstein
Jay Lefkowitz
Bruce Reinhart
Jane Doe
Kenneth A. Marra
Jacqueline Perczek

key_organizations:
United States District Court
Southern District of Florida
Black Srebnick Kornspan & Stumpf


document_description: This document is a court filing related to the case Doe V. United States Of America, updated on March 29, 2013. It involves the United States Attorney's Office in West Palm Beach and Miami, Florida.

title: Doe V. United States Of America 9:08cv80736


document_description: This document is a court filing for the case Doe No 4 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 4 and the defendant is Jeffrey Epstein. The case involves a personal injury claim under diversity jurisdiction. The case was filed on April 14, 2008, and is now closed. The plaintiff demanded a jury trial. The case was presided over by Judge Kenneth A. Marra and referred to Magistrate Judge Linnea R. Johnson. The plaintiff's attorney is Jeffrey Marc Herman from Herman & Mermelstein.

title: Doe No 4 v. Epstein

key_people:
Jane Doe No 4
Jeffrey Epstein
Jean Luc Bruhnel
Jeffrey Marc Herman
Judge Kenneth A. Marra
Magistrate Judge Linnea R. Johnson


document_description: This document lists attorneys involved in the case Doe No 4 v. Epstein, including their contact information. It includes both plaintiff and defendant attorneys, with addresses and fax numbers provided.

key_people:
Adam D. Horowitz
Stuart S. Mermelstein
Jeffrey Epstein
Jack Alan Goldberger
Michael James Pike
Robert Deweese Critton, Jr
Michael Ross Tein

key_locations:
Miami, FL, USA
New York, NY, USA
West Palm Beach, FL, USA
Coconut Grove, FL, USA

document_subtype: fax

key_organizations:
Mermelstein & Horowitz PA
Atterbury Goldberger & Weiss, PA
Burman Critton Luttier & Coleman
Lewis Tein


document_description: This document is a court record related to the case Doe No 4 v. Epstein, updated by the court on June 25, 2010. It includes information about additional party attorneys and mentions the United States Attorney's Office in West Palm Beach, FL.

title: Doe No 4 v. Epstein 9:08cv80380


document_description: This document is a court filing for the case Doe No 5 v. Epstein in the United States District Court, Southern District of Florida. The plaintiff is Jane Doe No 5, and the defendant is Jeffrey Epstein. The case involves a personal injury claim under diversity jurisdiction. The case was filed on April 14, 2008, and is now closed. The plaintiff's attorney is Jeffrey Marc Herman from Herman & Mermelstein.

title: Doe No 5 v. Epstein

key_people:
Jane Doe No 5
Jeffrey Epstein
Jean Luc Bruhnel
Kenneth A Marra
Jeffrey Marc Herman


document_description: This document lists the attorneys involved in the case Doe No 5 v. Epstein, including those representing the defendant and additional parties. It also includes a reference to an ABR Research Profile modified on 6/18/2007.

title: Doe No 5 v. Epstein 9:08cv80381

key_people:
Adam D. Horowitz
Stuart S. Mermelstein
Jack Alan Goldberger
Michael James Pike
Robert Deweese Critton, Jr
Michael Ross Tein

key_locations:
Miami, FL, USA
West Palm Beach, FL, USA
Coconut Grove, FL, USA

key_organizations:
Mermelstein & Horowitz PA
Atterbury Goldberger & Weiss, PA
Burman Critton Luttier & Coleman
Lewis Tein
United States Attorney's Office


document_description: This document is a court record related to the case Doe No 5 v. Epstein, updated on June 25, 2010. It includes a reference to an ABR Research Profile modified on June 18, 2007.

title: Doe No 5 v. Epstein

key_people:
Doe No 5
Epstein


document_description: AML Compliance reviewed alerts related to Jeffrey Epstein and cleared them based on internal approvals. The alerts were initially flagged due to negative reputation information, but were cleared as false positives after further review.

key_people:
Jeffrey Epstein
Andrew J. Kisz
Amanda Itirby
Chip Packard
Andrea Klingenberg

key_locations:
New York
Florida
Massachusetts
Jacksonville, USA

key_organizations:
DB Services New Jersey, Inc.
AML Compliance


document_description: Internal communication regarding compliance clearance for KYC approval related to Jeffrey Epstein. Includes references to RDC and PCR alerts.

key_people:
Amanda
Ashish
Jeffrey Epstein


document_description: This document is a KYC (Know Your Customer) form for Jeffrey Epstein's relationship with Deutsche Bank. It includes details about the relationship manager, account information, and the introduction of the client to the bank.

title: KYC Prini - DB PWM GLOBAL KYC/NCA: PART A

key_people:
Jeffrey Epstein
Paul Morris

document_subtype: KYC Document

key_organizations:
Deutsche Bank
JP Morgan
Southern Financial, LLC
Southern Trust Company, Inc.


document_description: Know Your Customer (KYC) document for Southern Financial, LLC detailing account ownership, purpose, expected asset flows, and related parties.

key_people:
Paul Morris
Jeffrey Epstein

key_organizations:
Southern Financial, LLC
JPMorgan
Southern Trust Company, Inc.


document_description: This document is a KYC (Know Your Customer) account ownership summary for Southern Financial, LLC. It outlines the purpose of the account, expected asset inflows and outflows, and related parties. The account is a checking account intended to hold funds for the company, with expected monthly transactions ranging from $1,000 to $10,000. The document lists Jeffrey Epstein as a sole shareholder of Southern Trust, which is the sole member of Southern Financial. Southern Trust Company, Inc. is indicated as having 100% ownership of Southern Financial.

document_subtype: KYC Account Ownership Summary


document_description: This document provides a summary of the account ownership for Southern Trust Company, Inc. It includes details about the account manager, purpose of the account, expected asset inflows and outflows, and related parties. Jeffrey Epstein is identified as the sole shareholder of Southern Trust.

title: Account Ownership Summary for Southern Trust Company, Inc.

key_organizations:
Southern Trust Company, Inc.
JPMorgan


document_description: This document provides a summary of the account ownership for Southern Trust Company, Inc. It includes details about the account manager, purpose of the account, expected asset inflows and outflows, and related parties including Jeffrey Epstein as the sole shareholder.


document_description: This document provides Know Your Customer (KYC) details for Southern Financial LLC, a legal entity incorporated in the US Virgin Islands. It outlines the entity's organizational structure, ownership, business activities, and financial profile. Southern Trust Company Inc is the sole member of Southern Financial LLC, with Jeffrey Epstein as the sole shareholder of Southern Trust Company Inc. The entity is primarily involved in investing Jeffrey Epstein's personal wealth in various ventures, including real estate and equities.

title: KYC Print for Southern Financial LLC

key_locations:
US Virgin Islands
St Thomas

key_organizations:
Southern Financial LLC
Southern Trust Company Inc
Deutsche Bank
JPMorgan


document_description: Know Your Customer (KYC) document for Southern Trust Company, Inc., detailing legal entity information, business nature, and financial profile. The entity is a private consulting company based in the US Virgin Islands, managed solely by Jeffrey Epstein, focusing on consulting services using financial and biomedical algorithms. The document includes details on the company's incorporation, ownership, business activities, and financial estimates.

title: KYC Print for Southern Trust Company, Inc.

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank


document_description: A KYC (Know Your Customer) form assessing corporate documentation, undisclosed principal forms, and special risk factors for an account. It includes checks for nexus to special risk countries, complexity of account structure, non-operating companies, prohibited business relationships, and controls on bearer shares.

document_subtype: KYC Form


document_description: This document contains approvals and signatures from various professionals for KYC (Know Your Customer) compliance related to Deutsche Bank Private Wealth Management. It includes onshore and LATAM/international approvals, along with a policy statement and declaration for signers.

title: KYC Approval and Declaration Form

key_people:
Paul Morris
Brian M. Biggar
Armen Brash
Janice Franklin

document_subtype: KYC Approval Document


document_description: A document related to Deutsche Bank Americas New York, possibly involving KYC (Know Your Customer) procedures. It includes a link to a Salesforce page and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A client briefing document from Deutsche Bank Wealth Management detailing a meeting with Brad Wechsler, Managing Partner of Elysium Management, LLC, and Leon Black, Chairman and CEO of Apollo Global Management, LLC. The meeting took place on June 28, 2016, at Brad Wechsler's office in NYC. The document includes a biography of Brad Wechsler and lists attendees from Deutsche Bank.

title: Deutsche Bank Wealth Management Client Briefing

key_people:
Leon Black
Brad Wechsler
Fabrizio Campelli
Stew Oldfield
Patty Newburger

document_subtype: Client Briefing

key_organizations: Academy of Motion Picture Arts and Sciences


document_description: Meeting notes from Deutsche Bank Wealth Management discussing their relationship with Leon Black, a billionaire client. The focus is on organizing Mr. Black's real estate, art, and other holdings, and becoming a major investment provider as his wealth planning efforts grow. Key discussion points include becoming one of Mr. Black's top investment providers and getting a share of the lending wallet. Opportunities include a $250MM art loan and $100MM investments, both closing on 9/30/16.

document_subtype: meeting notes

key_organizations:
Deutsche Bank Wealth Management
Apollo Management, L.P.
JP Morgan
Museum of Modern Art
Mt. Sinai Hospital
The Asia Society
The Council on Foreign Relations
FasterCures
Port Authority Task Force


document_description: A schedule of meetings and communications involving Deutsche Bank Wealth Management representatives with various individuals and organizations, discussing lending opportunities, cash management, and investment strategies.

title: Deutsche Bank Wealth Management Recent & Upcoming Meetings

key_people:
Laura Farischon
Stew Oldfield
Paul Morris
Brad Wechsler
Andrew King
Joe Dursi

document_subtype: meeting schedule

key_organizations:
Deutsche Bank
Elysium


document_description: This document is an option agreement and approval form for the account of Jeepers Inc. with Deutsche Bank Private Wealth Management. It includes account details, authorized persons, financial information, and investment experience.

title: Deutsche Bank Private Wealth Management Option Agreement and Approval Form

key_people:
Jeffrey Epstein
Harry Beller
Jeanne Brennan

key_locations:
Virgin Islands
St. Thomas

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Jeepers Inc.
JPMorgan


document_description: This document outlines the risks, prohibitions, and general information related to option trading, emphasizing the high degree of risk involved and the need for investors to assess their financial situation before engaging in such transactions. It details the responsibilities and limitations for clients trading options with Deutsche Bank Alex. Brown, including margin requirements, position limits, and the bank's discretionary powers in managing accounts.

title: Risks, Prohibitions and General Information Concerning Option Trading

document_subtype: agreement

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document outlines the special risks associated with uncovered option writing, emphasizing the potential for significant loss. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The statement includes a certification of understanding and approval for uncovered calls and puts.

title: Special Statement for Uncovered Option Writers

document_subtype: Special Statement

key_organizations:
Deutsche Bank Alex. Brown
Jeepers Inc.


document_description: This document is a Joint Account Supplement to an Option Account Agreement and Approval Form for Deutsche Bank Alex. Brown, a division of Deutsche Bank Securities Inc. It includes personal information for multiple account owners, including Brennan Jean Anne and Beller Harry, both associated with Southern Financial, LLC. The document indicates that these account owners have the power to control other option accounts with Deutsche Bank Securities Inc.

title: Joint Account Supplement to Option Account Agreement and Approval Form

key_people:
Brennan Jean Anne
Beller Harry

key_locations: 6100 Red Hook Qtrs, St Thomas, VI, 00802-1348

document_subtype: Joint Account Supplement

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Securities Inc.
Southern Financial, LLC


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with DBSI, granting either limited or full authority to designated agents over the principal's accounts. It includes a cautionary note required by New York law, outlining the principal's rights and the agent's responsibilities. The agents appointed are Harry Belfer and Teanne Brennan, who are authorized to manage various financial transactions on behalf of the principal.

key_people:
Harry Belfer
Teanne Brennan

document_subtype: Power of Attorney


document_description: This document outlines the terms and conditions under which an agent is authorized to act on behalf of the principal in managing their account(s) with DBSI. It specifies the limitations and permissions granted to the agent, including the ability to receive account statements, make trades, and transfer assets. The document also details the conditions under which the authorization can be revoked.

document_subtype: authorization agreement


document_description: This document outlines the terms and conditions under which DBSI can require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also mentions the responsibilities of the undersigned regarding the actions of their agents.

key_people:
Harry Beller
Jeanne Brennan

key_locations:
New York, NY
St Thomas, USVI


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It includes a section for joint account holders to sign, which is left blank.


document_description: Acknowledgement of principal's signature in New York State and outside New York State, including for joint accounts. The document includes notarization details for Jeffrey Ellakin and mentions Notary Public Harry I. Beller.

key_people:
Jeffrey Ellakin
Harry I. Beller

key_locations:
New York State
Rockland County

document_subtype: notarized document


document_description: This document outlines the responsibilities and liabilities of agents under a Power of Attorney agreement. It specifies the legal obligations of the agents, Jeanne Brennan and Harry Beller, to act in the best interest of the Principal, maintain separate property, and keep records of transactions. It also details the conditions under which agents can resign and the potential liabilities for violating the authority granted.

key_people:
Jeanne Brennan
Harry Beller


document_description: Acknowledgement of agent signatures in New York State and outside New York State, involving Bruce Brouwer and Harry Belker, notarized by Harry Beller and Yolanda Richardson.

key_people:
Bruce Brouwer
Harry Belker
Harry Beller
Yolanda Richardson

key_locations:
New York State
Rockland County
Queens County


document_description: Driving license for Jean Anne Brennan-Wiebracht issued in the United States Virgin Islands.

title: United States Virgin Islands Driving License

document_subtype: identification


document_description: This is a New York State Driver License for Beller Harry, J. The class of the license is D. Personal information such as the license number, date of birth, and address are redacted.


document_description: The correspondence discusses the onboarding of Jeffrey Epstein as a new client, who has transferred over $120 million across his accounts. The email requests exceptions for using DB POA for entity accounts, approval of Full POA for a professional relationship, and notes on notarization of signatures. The email is forwarded by Vahe Stepanian and originally sent by Fran Wickman.

key_people:
Jeffrey Epstein
Fran Wickman
Vahe Stepanian
Jean Anne Brennan
Jay Lipman
Zbynek Kozelsky

document_subtype: email correspondence

key_organizations: DB BSO


document_description: This document is an account agreement between Jeepers, Inc and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and adherence to applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Jeepers, Inc
Pershing LLC


document_description: This document outlines the terms and conditions for trading securities with DBSI, including purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, role of third parties, and liens. It specifies the responsibilities and rights of the client and DBSI, including the handling of cash accounts, margin accounts, and the role of Pershing as a clearing agent.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts. The client agrees to satisfy any indebtedness, pay fees, and understand the risks associated with their account. The document also details the handling of joint accounts and the authority of account owners.

key_organizations:
DBSI
Pershing
Deutsche Bank AG
FDIC


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as the procedure in the event of an account owner's death, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to terminate or amend the agreement. It also specifies that the agreement is governed by the laws of the State of New York.


document_description: This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method for resolving disputes. The document details the arbitration process, including the limitations on discovery, the composition of the arbitration panel, and the rules governing arbitration. It also addresses the conditions under which class actions may be brought to arbitration.

key_people: Client DBSI Pershing

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: Form W-9 for Jeepers, Inc. to provide taxpayer identification number and certification. The form is used to certify the correct TIN, exemption from backup withholding, and U.S. person status.

title: Form W-9 for Jeepers, Inc.

document_subtype: Form W-9


document_description: This document is a tax election/declaration of tax status form, indicating the client's tax classification and certification under penalties of perjury. The client is identified as a U.S. citizen or U.S. resident alien, and the form includes a substitute Form W-9 for requesting a taxpayer identification number and certification.

document_subtype: Tax Election/Declaration of Tax Status


document_description: This document is an account agreement acknowledgment form for Jeepers, Inc., signed by Jeffrey Epstein as President. It includes acknowledgments of terms and conditions, tax and compliance responsibilities, and a pre-dispute arbitration clause. It also contains information for ERISA employee benefit plan clients and options for joint account ownership.

key_organizations:
Jeepers, Inc.
DBSI


document_description: This document defines various terms related to a client's account management, including branch supervisor, cash sweep options, DBSI privacy statement, parties involved, restricted securities, and securities and other property.

title: Definitions of Terms Related to Client's Account Management


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which margin calls are issued. It also covers the lending of securities and the implications of short sales.

title: Margin Disclosure

document_subtype: disclosure document

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document is a margin agreement for Jeepers Inc, confirming authority to borrow under a trust or other fiduciary account. Jeffrey Epstein is listed as the President and authorized signatory.

key_people:
Jeffrey Epstein
Louis Osso

document_subtype: Margin Agreement


document_description: A scanned document, likely a driver's license or identification card for Jeffrey E. Epstein, issued in the Virgin Islands.

title: Driver's License or Identification Card

document_subtype: identification card


document_description: This document is an officer's certificate for Jeepers, Inc., authorizing the opening and maintenance of brokerage accounts at Deutsche Bank Securities Inc. It includes resolutions adopted by the Board of Directors, authorizing specific financial actions and transactions by designated individuals, including Jeffrey Epstein as President.

title: Corporate Account Authorization and Terms and Conditions

key_people:
Jeffrey Epstein
Davenk. Indyke

document_subtype: Corporate Account Authorization

key_organizations:
Deutsche Bank
Jeepers, Inc.
Deutsche Bank Securities Inc.


document_description: A corporate resolution certifying the powers and actions of a corporation organized under the laws of the U.S. Virgin Islands. It confirms that no actions have been taken to rescind or amend the resolutions, and that the corporation is the sole interest holder in its accounts. The document includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in section 2.

document_subtype: corporate resolution


document_description: This document outlines the terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as confirmations and transmission of instructions, cash account requirements, short and long orders, liens, authority to borrow, interest charges, and credit information and investigation. The document specifies the responsibilities and obligations of the client and DBSI, including the handling of securities and other property, and the granting of a security interest in collateral to secure obligations.

title: Terms and Conditions Corporate Accounts

document_subtype: Terms and Conditions

key_organizations:
Deutsche Bank Securities Inc.
Pershing LLC
Deutsche Bank AG


document_description: This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers topics such as satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The client agrees to satisfy any indebtedness upon demand and pay reasonable costs of collection. Securities may be loaned or pledged by DBSI without notice. Orders may be aggregated, potentially affecting pricing. The arbitration section details the agreement to arbitrate disputes with DBSI, including the limitations and rules of arbitration forums. Important disclosures about SIPC protection and payment for order flow are also included.

document_subtype: agreement

key_organizations: Financial Industry Regulatory Authority, Inc.

key_organizations: Securities Investor Protection Corporation


document_description: The document is the Articles of Incorporation for Jeepers, Inc., a corporation established under the laws of the Virgin Islands. It outlines the corporation's name, principal office location, resident agent, and the purposes and powers of the corporation, which include engaging in any lawful business and various commercial activities.

title: Articles of Incorporation of Jeepers, Inc.

document_subtype: Articles of Incorporation


document_description: The document outlines the Articles of Incorporation for a corporation, detailing its powers and purposes. It includes provisions for acquiring and operating various types of property and equipment, managing intellectual property, engaging in trade and investment activities, acquiring other businesses, handling securities, borrowing money, and entering into contracts and partnerships.


document_description: The document outlines the Articles of Incorporation for a corporation, detailing its business operations, powers, and stock issuance. It specifies the corporation's ability to conduct business in the Virgin Islands and elsewhere, hold and convey property, and issue 1,000 shares of common stock. The minimum capital to commence business is $1,000.

key_locations:
Virgin Islands
United States


document_description: The document outlines the articles of incorporation for a corporation, detailing its perpetual existence, unlimited indebtedness, and management structure. It specifies the number of directors, their powers, and the ability to amend by-laws.

key_people:
Ens Simon
Mary R. Weber


document_description: Articles of Incorporation document for a company in the Virgin Islands, acknowledged by Barbara Mignon Weatherly.

key_locations:
Virgin Islands
St. Thomas
St. John


document_description: This document certifies the appointment of Maria Tankenson Hodge as the resident agent for Jeepers, Inc. for service of legal process in the U.S. Virgin Islands, as resolved by the board of directors on June 23, 2003.

title: Certificate of Appointment of Resident Agent of Jeepers, Inc.

key_people:
Jeffrey Epstein
Maria Tankenson Hodge
Cecile DeJongh

document_subtype: Certificate of Appointment


document_description: The Board of Directors of Jeepers, Inc. unanimously consented to appoint Maria Tankenson Hodge as the resident agent for service of legal process in the U.S. Virgin Islands.

key_people:
Maria Tankenson Hodge
Cecile DeJongh
Jeffrey E. Epstein
Darren Indyke

document_subtype: board resolution


document_description: Certification of incorporation for JEEPERS, INC. in the Virgin Islands, filed on August 18, 2003, by the Lieutenant Governor of the Virgin Islands.

key_people:
Vanquede Roberto
Vargrade A. Richards

document_subtype: Certificate of Incorporation

key_organizations:
JEEPERS, INC.
Government of the Virgin Islands


document_description: Certification of Good Standing for JEEPERS, INC. confirming its incorporation and authorization to conduct business in the Virgin Islands.

key_locations:
Charlotte Amalie, Virgin Islands
Christiansted, Virgin Islands

document_subtype: Certification of Good Standing

key_organizations: Office of the Lieutenant Governor, Division of Corporations and Trademarks


document_description: The document is a board resolution from Southern Trust Company, Inc., a U.S. Virgin Islands Corporation, dated March 19, 2013. It certifies the unanimous adoption of resolutions by the Board of Directors, consisting of Jeffrey Epstein, Darren K. Indyke, and Richard Kahn. The resolutions include the transfer of all shares of Jeepers, Inc. to Jeffrey Epstein, making him the sole shareholder, and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: This document outlines the resolutions passed by the Board of Directors regarding the merger of FTC with SF, a wholly owned subsidiary of the Corporation. Jeffrey Epstein is to surrender 19,000 shares of FTC's Common Stock for cancellation and receive 10,000 shares of the Corporation's Common Stock in return. The merger is intended to qualify as a tax-free reorganization under section 368(a)(1)(A) of the Internal Revenue Code. The President of the Corporation is authorized to execute and deliver the Merger Agreement and file necessary documents with the Office of the Lieutenant Governor of the United States Virgin Islands.

document_subtype: Merger Agreement Resolution

key_organizations: FTC SF Corporation


document_description: This document is a resolution executed by the directors of Financial Trust Company, Inc. It is intended to be filed with the minutes of the proceedings of the Board of Directors.

key_people:
Richard Kahn
Jeffrey E.
Darren K. Indyke

document_subtype: resolution


document_description: Deutsche Bank Securities Inc. agrees to accept trading instructions from Jeffrey Epstein via electronic media, with certain conditions and indemnifications. The document requires signatures from Epstein, his client advisor, and a branch supervisor.

key_people:
Jeffrey Epstein
Zbynek Kozelsky
Joshua Shoshan
Paul Barrell

key_locations: 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802

key_organizations:
Deutsche Bank Securities Inc.
SOUTHERN FINANCIAL LLC
THE HAZE TRUST
JEEPERS INC
SOUTHERN TRUST COMPANY INC
JEPSTEIN VIRGIN ISLANDS FOUNDATION INC


document_description: This document is a trading authorization for the account named Jeepers Inc. at Deutsche Bank, authorizing Paul Barrett to act as an agent for buying, selling, and trading securities on behalf of Jeffrey Epstein. The authorization is effective until revoked in writing and indemnifies Deutsche Bank against losses.

title: Trading Authorization Limited to Purchases and Sales of Securities

key_people:
Jeffrey Epstein
Paul Barrett
Joshua Shain

document_subtype: Trading Authorization

key_organizations:
Deutsche Bank
Jeepers Inc.


document_description: This document is a non-durable limited power of attorney for use in connection with brokerage and retirement accounts with Deutsche Bank Securities Inc. It appoints Darren Indyke as the agent with authority over the accounts, subject to the principal's instructions and DBSI's terms and conditions.

title: Authorization/Power of Attorney for Natural/Individual Persons

document_subtype: Power of Attorney


document_description: This document outlines the authorization for limited or full trading authority granted to an agent by the undersigned. It specifies the powers granted under limited and full trading authorizations, including the ability to trade securities and transfer assets. The document also details the conditions under which the authorization can be revoked and the rights of DBSI to require additional verification.

document_subtype: Power of Attorney Authorization


document_description: This document is a Power of Attorney where the undersigned, Jeffrey Epstein, agrees to indemnify and hold harmless OBSI and its affiliates from all claims related to the actions of his agents. It includes provisions for joint account holders and requires signatures in the presence of a notary.


document_description: Acknowledgement of Jeffrey Epstein's signature on a legal instrument in New York State, notarized by Lesley K Groff.

key_people:
Jeffrey Epstein
Lesley K Groff

key_locations:
New York State
New York County

document_subtype: notarized document


document_description: Discussion regarding the approval of a full power of attorney (POA) for a professional relationship with an agent, requiring BSO approval. Notarization details and appointment of Jean Anne Brennan as agent are mentioned.

key_people:
Vahe Stepanian
Fran M Wickman
Jean Anne Brennan

document_subtype: memo


document_description: The document is entirely black with no visible content or information to extract.


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc. (DBSI) for Southern Financial LIG, signed by Jeffrey Epstein. It affirms that the institution is capable of evaluating investment risks independently and will exercise independent judgment in evaluating DBSI's recommendations. The certificate applies to all recommended transactions and investment strategies involving securities for the account of the Institutional Account or any beneficial owner delegating decision-making authority to it.

title: Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment

document_subtype: Institutional Suitability Certificate

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LIG
Southern Trust Company Inc.


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with DBSI. It authorizes Harry Beller or Joanne Brennan to act individually as agents for the principal, with authority to manage and transact in various financial instruments and accounts. The document includes a cautionary note required by New York law and outlines the responsibilities and limitations of the appointed agents.

key_people:
Harry Beller
Joanne Brennan


document_description: This document outlines the terms and conditions under which DBSI (Deutsche Bank Securities Inc.) will accept instructions from an authorized agent regarding the management of the undersigned's account(s). It specifies the limitations on the agent's authority, including the need for a Statutory Major Gifts Rider for gifting authority, and the conditions under which the authorization remains in effect. The document also distinguishes between limited and full trading authorization for the agent.

document_subtype: authorization agreement


document_description: The document outlines the rights of DBSI to require additional verification and documentation from the Undersigned or their Agent(s) in certain transactions. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also mentions the responsibilities of the Undersigned regarding the acts of the Agent(s).

key_people:
Harry Belfer
Точния Вренкин

document_subtype: Authorization/Power of Attorney


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It is intended to be effective for joint accounts, requiring all account holders to sign.


document_description: Acknowledgement of Jeffrey Epstein's signature by Notary Public Harry Beller in New York State.

key_people:
Jeffrey Epstein
Harry Beller


document_description: This document outlines the responsibilities and liabilities of agents under a Power of Attorney agreement. It specifies the legal obligations of the agents, Jeanne Brennan and Harry Beller, to act in the best interest of the Principal, maintain separate property, and keep records of transactions. It also details the conditions under which agents can resign and the potential liabilities for violating the agreement.

key_people:
Jeanne Brennan
Harry Beller


document_description: Acknowledgement of agent signatures in New York State and outside New York State for various documents, including joint accounts. Includes details of notaries and their qualifications.

key_people:
Jerome Brownson
Harry Beller
Harry Belker
Yolanda Richardson

document_subtype: notarized acknowledgement


document_description: A driving license issued to Jean Anne Brennan-Wiebracht in the United States Virgin Islands. The document includes personal details such as name, height, and eye color, but omits specific data like date of birth and address. It also notes no allergies and lacks endorsements or restrictions.

title: Driving License

document_subtype: identification


document_description: A New York State Driver License for Harry I. Beller, with details including date of birth, sex, eye color, height, and issue/expiration dates.


document_description: This document is an account agreement between Jeffrey Epstein and Deutsche Bank Securities Inc. It outlines the terms and conditions governing Epstein's brokerage account, including representations, rights of DBSI, cash account classification, order execution, rules and regulations, and purchase of securities. Epstein certifies the accuracy of the information provided and agrees to notify DBSI of any changes in circumstances.

title: Deutsche Bank Private Wealth Management Account Agreement

key_locations: 6100 RED Hook Quarte B3, ST Thomas, USVI, 00802

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Pershing LLC


document_description: This document outlines the terms and conditions for a client's cash account with DBSI, including sale of securities, trading restrictions, handling of restricted securities, order management, transmission of instructions, role of third parties, liens, satisfaction of indebtedness, and fees.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: The document outlines terms and conditions related to a client's account with DBSI, including FDIC insurance disclaimers, cash sweep options, credit information sharing, transaction confirmations, recording of conversations, joint account management, and non-disclosure of confidential information.

document_subtype: account agreement

key_organizations:
DBSI
Deutsche Bank AG
Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It includes clauses on third-party authorization, limitation of liability, customer inquiries, and the entire understanding of the agreement. It also covers the right to terminate or amend the agreement, controlling law, and arbitration procedures.

key_organizations:
DBSI
Pershing
Deutsche Bank Securities Inc.


document_description: The document outlines an arbitration agreement between Chant and DBSI, including the terms and conditions under which disputes will be arbitrated. It specifies that arbitration will be conducted by FINRA or a securities exchange of which DBSI is a member, and details the process for electing the arbitration forum. It also addresses the rights of the parties to seek equitable relief and the conditions under which class actions may be brought to arbitration.

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is a tax election/declaration form for Jeffrey Epstein, indicating his tax status as a U.S. citizen or U.S. person. It includes a request for taxpayer identification number and certification, with a completed Form W9 for tax purposes.

document_subtype: Tax Election/Declaration

key_organizations:
DBSI
Internal Revenue Service


document_description: This document is an account agreement acknowledgment signed by Jeffrey Epstein, confirming receipt and agreement to the terms and conditions, including a pre-dispute arbitration clause. It outlines the client's tax and compliance responsibilities and provides information for ERISA employee benefit plan clients.


document_description: The document outlines potential conflicts of interest in services provided by DBSI, SIPC coverage, considerations for tax-exempt entities, and definitions of terms used in the account agreement. It discusses DBSI's roles, compensation, and obligations to clients, as well as SIPC coverage details and tax implications for certain entities.

key_organizations:
DBSI
Deutsche Bank AG
SIPC
Pershing


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which margin calls are issued. It also covers the lending of securities in a margin account and the implications for the account holder.

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document outlines the terms and conditions related to margin accounts managed by DBSI and Pershing. It covers topics such as the rights of DBSI and Pershing to liquidate positions, request extensions for payment, execute short sales, and the tax implications of certain transactions. It also discusses the mandatory close-out of short sales, the rehypothecation of margined shares, and the associated tax treatments. The document emphasizes the client's responsibilities and the risks involved in using margin accounts.

document_subtype: Margin Agreement


document_description: This document is a margin agreement signed by Jeffrey Epstein, acknowledging receipt and agreement to the terms of the margin agreement, including the margin disclosure. It includes a confirmation of authority to borrow for trust or other fiduciary accounts.


document_description: This document outlines the special risks associated with uncovered option writing, which can lead to significant financial losses. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The document includes a certification by Jeffrey Epstein acknowledging the risks and suitability of such trading for his investment objectives.

document_subtype: Special Statement for Uncovered Option Writers

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document is an option agreement and approval form for Jeffrey Epstein's account with Deutsche Bank Wealth Management. It includes account details, financial information, and authorization for other individuals to place orders.

title: Deutsche Bank Wealth Management Option Agreement

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, Virgin Islands, USVI 00802

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Southern Financial LLC
TD Ameritrade
Interactive Brokers


document_description: This document outlines the risks, prohibitions, and general information concerning option trading. It includes a section for option department approval and lists various types of option trading strategies. The document emphasizes the high degree of risk involved in options trading and the potential for substantial financial loss. It also outlines the rules and regulations governing options trading, including position and exercise limits.

document_subtype: financial agreement

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document outlines the terms and conditions for trading options with DBSI. It includes policies on settlement dates, margin requirements, trading restrictions, and the handling of option exercise notices. The agreement also covers the rights of DBSI to take protective actions on behalf of the account holder and the governing laws applicable to the agreement.

title: DBSI Options Trading Agreement

document_subtype: agreement

key_organizations:
DBSI
Deutsche Bank AG


document_description: This document is an option agreement and approval form for Jeffrey Epstein's account with Deutsche Bank Private Wealth Management. It includes account details, financial information, and investment experience.

key_people:
Jeffrey Epstein
Harry Beller
Jeanne Brennan

key_organizations:
Deutsche Bank
Southern Financial LLC
JPMorgan


document_description: This document outlines the option trading strategies and objectives for a client, including covered call writing, purchasing options, and option spreads. It includes acknowledgments of risk and client signatures for approval.

key_people:
Hong Kier
Tazia Smith

key_organizations:
Deutsche Bank Securities Inc.
Options Clearing Corporation


document_subtype: Options Trading Risk Statement


document_description: Internal communication regarding the Epstein account options coding. The account holder has no dependents, and the funding date is unknown. Instructions to proceed with coding the account without capital.

key_people:
Jay Lipman
Donna R Taylor
Vehe Stepanian
Tazia Smith
Amanda Kirby

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts, granting designated agents authority to manage financial transactions on behalf of the principal. It includes a cautionary note required by New York law, outlining the responsibilities and limitations of the agent's authority.

document_subtype: Power of Attorney


document_description: This document outlines the terms and conditions under which DBSI (Deutsche Bank Securities Inc.) will follow the instructions of an authorized agent regarding the account(s) of the undersigned. It specifies the limitations and authorizations granted to the agent, including the ability to receive account statements, make trades, and transfer assets. The document also details the conditions under which the authorization can be revoked.

document_subtype: authorization document


document_description: This document outlines the rights and responsibilities of the Undersigned and their Agents in relation to DBSI transactions. It includes provisions for additional verification, indemnification, and the validity of current and future Authorizations/Power of Attorney.

key_people:
Harry Better
Jeanne Brownen


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It is intended to be effective for joint accounts, requiring all account holders to sign.


document_description: Acknowledgement of principal's signature in New York State and outside New York State, involving Jeffrey Epstein. The document includes notarization details by Harry Beller.

document_subtype: notarized document


document_description: This document outlines the responsibilities and legal obligations of an agent under a Power of Attorney agreement. It specifies the duties of the agent, including acting in the principal's best interest, avoiding conflicts of interest, keeping the principal's property separate, maintaining records, and disclosing their identity as an agent. The document also addresses the agent's liability and the conditions under which they may resign. It includes signatures and dates from the agents involved.

key_people:
Jeshire Brennan
Houry Peller
Jon


document_description: The document is a black image with no discernible information or data.


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc. It affirms that the institutional account, Southern Financial LLC and Southern Trust Company Inc., represented by Jeffrey Epstein, is capable of evaluating investment risks independently and will exercise independent judgment in evaluating recommendations. The certificate applies to all recommended transactions and investment strategies involving securities for the account of the institutional account or any beneficial owner delegating decision-making authority to it.

document_subtype: Institutional Suitability Certificate

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC
Southern Trust Company Inc.


document_description: This document is a non-durable limited power of attorney for use with brokerage and retirement accounts at Deutsche Bank Securities Inc. It appoints Darren Indyke as the agent with authority over the accounts, subject to the principal's instructions and DBSI's terms. The document includes a caution to the principal about the powers granted to the agent and the legal framework under New York law.


document_description: This document outlines the authorization for an agent to trade on behalf of the undersigned in their account(s) with DBSI. It provides options for limited or full trading authorization, detailing the extent of the agent's powers, including the ability to trade securities and, in the case of full authorization, to move assets. The document specifies conditions under which the power of attorney remains in effect and the circumstances that would lead to its termination.

document_subtype: Power of Attorney Authorization


document_description: This document is a Power of Attorney in which Jeffrey Epstein, referred to as the 'Undersigned,' agrees to indemnify and hold harmless OBSI and its affiliates from all claims related to actions taken by his agents. It includes provisions for joint account holders and requires signatures in the presence of a notary.


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. It also mentions the conditions under which the agent can use the Principal's assets and the process for resignation.


document_description: Acknowledgement of Jeffrey Epstein's signature on a legal instrument in New York State, notarized by Lesley K Groff.


document_description: New Jersey Auto Driver License information for Darren K. Indyke.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management. The form allows Deutsche Bank AG and its affiliates to send offering documents and other communications electronically. The client consents to receive materials via email, facsimile, website, CD-ROM, or other electronic means. The consent applies to all accounts held with Deutsche Asset & Wealth Management.

document_subtype: consent form

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware


document_description: A certification letter for Qualified Institutional Buyer (QIB) status under Rule 144A of the Securities Act of 1933. The letter outlines the criteria for QIB status and allows the entity to certify its qualification based on specific categories. The entity in this document certifies under category (v) as an entity owned by qualified buyers.

document_subtype: Qualified Institutional Buyer Certification Letter


document_description: Certification by Southern Financial LLC confirming their status as a qualified institutional buyer under Rule 144A, with details on asset management and compliance with specific requirements.

title: Certification of Qualified Institutional Buyer Status

key_people:
Jeffrey Epstein
Daniel Sabba

document_subtype: Certification


document_description: This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc. for Southern Financial LLC, signed by Jeffrey Epstein. It affirms the institution's capability to evaluate investment risks independently and exercise independent judgment in evaluating recommendations from Deutsche Bank Securities Inc.


document_description: This document outlines the authorization for an agent to trade on behalf of the undersigned in their DBSI account. It provides options for limited or full trading authorization, detailing the extent of the agent's powers and the conditions under which the authorization remains valid. The document specifies that the authorization is not a durable power of attorney and will cease upon the undersigned's incompetence or death. It also mentions the need for additional verification by DBSI in certain transactions.


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. The document also mentions the conditions under which the agent can use the Principal's assets and the process for resignation. It includes a signature section for the agent, Darren Indyke, dated March 13, 2014.


document_description: Driver license for Darren K. Indyke with potentially incorrect dates for DOB and issue date.

title: New Jersey Auto Driver License

document_subtype: Driver License


document_description: This document is an Option Agreement and Approval Form for Southern Financial, LLC, managed by Deutsche Bank Private Wealth Management. It includes account details, authorized persons, financial information, and investment experience.

title: Deutsche Bank Private Wealth Management Option Agreement and Approval Form

key_people:
Jeffrey Epstein
Jeanne Brennan
Harry Boiler

key_organizations:
Deutsche Bank
Southern Financial, LLC
JPMorgan


document_description: This document outlines the option trading strategies and objectives selected by a client, including covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. It includes acknowledgments of the risks involved and authorizations for Deutsche Bank Securities Inc. to verify the information provided. The document is signed by the client advisor, Jazia Smith, and includes approval sections for the options department.

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Alex. Brown


document_description: A statement outlining the risks associated with uncovered option writing, including potential unlimited losses for uncovered call writing and substantial losses for uncovered put writing. It emphasizes the need for investors to understand these risks and have the financial capacity to handle potential losses. The document is signed and approved for uncovered calls and puts.

document_subtype: financial statement

key_organizations:
Deutsche Bank Alex. Brown
Southern Financial LLC


document_description: This document is a non-durable limited power of attorney for brokerage and retirement accounts with DBSI, granting designated agents authority to manage the Principal's accounts. It includes a cautionary note required by New York law and outlines the responsibilities and limitations of the appointed agents.

title: Authorization of Power of Attorney


document_description: This document outlines the terms and conditions under which an agent is authorized to act on behalf of the principal in managing certain account(s) with DBSI. It specifies the limitations and permissions granted to the agent, including the ability to receive account statements, make trades, and transfer assets. The document also details the conditions under which the power of attorney can be revoked.


document_description: This document outlines the terms and conditions under which DBSI can require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also details the responsibilities of the undersigned and the rights of DBSI.

key_people:
Harry Belfer
Jeanne Brennan


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It includes a section for joint account holders to sign, which is left blank.


document_description: This document contains multiple acknowledgements of principal's signatures, both within and outside New York State, including for joint accounts. It involves the appearance of individuals before a notary public to verify their identities and signatures on legal instruments.

key_people:
Jeffrey Ellasten
Harry Beller
HARRY L BELLER

document_subtype: Acknowledgement of Principal's Signature


document_description: This document outlines the responsibilities and liabilities of agents under a Power of Attorney agreement. It specifies the legal obligations of the agents, Jeanne Brennan and Harry Beller, to act in the best interest of the Principal, avoid conflicts of interest, and maintain separate records of transactions. The document also provides guidance on the authority granted to the agents and the conditions under which they may resign.

key_people:
Jeanne Brennan
Harry Beller
Jevonne Dianna
Freia


document_description: Acknowledgement of agent signatures in and outside New York State, involving individuals Janne Bren and Harry Bells, notarized by Harry I. Beller and Yolanda Richardson.

key_people:
Janne Bren
Harry Bells
Harry I. Beller
Yolanda Richardson

key_locations:
New York
Rockland County
Queens County


document_description: A New York State Driver License for an individual named Harry Beller. The document includes personal details such as name, date of birth, and eye color. It is marked as confidential under federal rules.


document_description: A confidential document from Deutsche Bank Securities Inc. related to private and institutional services, marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Jean Anne Brennan was appointed as an agent, with her ID showing the name Jean Anne Brennan-Wiebracht. Several account numbers are mentioned, with a note that DB POA is for Natural Persons accounts only and DB Limited Trading Authorization is required for corporations and LLCs. One account number is noted as invalid. The signatures were notarized by one of the agents given power of attorney.

key_people:
Jean Anne Brennan
Fran Wickman

document_subtype: memo


document_description: This document is a non-durable limited power of attorney granting Jeanne Brennan authority over specified accounts at DBSI. It includes a caution to the principal about the implications of granting such power and outlines the agent's responsibilities. The document is governed by New York law and includes specific account numbers and types.

title: AUTHORIZATION OF POWER OF ATTORNEY

document_subtype: Authorization/Power of Attorney


document_description: This document outlines the terms and conditions under which DBSI (Deutsche Bank Securities Inc.) will follow the instructions of an authorized agent regarding the account(s) of the undersigned. It specifies the limitations and authorizations granted to the agent, including the ability to receive account statements, make trades, and transfer assets. The document also details the conditions under which the authorization can be revoked.

document_subtype: authorization agreement


document_description: This document outlines the terms and conditions under which DBSI may require additional verification and documentation from the undersigned or their agents. It includes indemnification clauses and specifies that the document does not revoke any other powers of attorney unless specified. It also mentions the responsibilities of the undersigned regarding the actions of their agents.


document_description: A Power of Attorney document signed by Jeffrey Epstein, confirming his understanding and voluntary execution of the document. It mentions the requirement for all account holders to sign for joint accounts.


document_description: Acknowledgement of Jeffrey Epstein's signature by a notary public in New York State, confirming his identity and execution of the document.


document_description: This document outlines the responsibilities and liabilities of an agent under a Power of Attorney agreement. It specifies the legal obligations of the agent to act in the best interest of the Principal, avoid conflicts of interest, keep records, and disclose their identity as an agent. The document also mentions the conditions under which the agent can use the Principal's assets and the process for resignation. It references New York's General Obligations Law for the definition of authority and potential liabilities for violations.

key_people: Principal Agent


document_description: Acknowledgement of agent's signature in New York State by notary public Harry Beller for Jeanne Brennan. Includes empty templates for similar acknowledgements outside New York State and for joint accounts.


document_description: A United States Virgin Islands Driver's License with issuance date 2/24/2012 and expiration date 9/2/2017. Allergies: NONE. Other personal details are redacted.

document_subtype: Driver's License


document_description: The correspondence discusses the onboarding of a new client, Jeffrey Epstein, who has transferred over $120 million across his accounts. The email requests exceptions for using DB POA for entity accounts, approval of Full POA for a professional relationship, and notes that the signatures were notarized by one of the agents being appointed power of attorney. The client meeting is scheduled for the following morning.

key_people:
Jeffrey Epstein
Fran Wickman
Vahe Stepanian
Jay Lipman
Zbynek Kozelsky
Jean Anne Brennan
Jean Anne Brennan-Wiebracht

key_organizations:
DB
DB POA
DB Limited Trading Authorization


document_description: A confidential memo from Fran Wickman at Deutsche Bank Securities Inc. related to the Jeffrey Epstein case.


document_description: This document is an account agreement between Southern Financial LLC and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

key_locations: 6100 Red Hook Quarter B3, St Thomas, 00802

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC
Pershing LLC


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts. The client agrees to satisfy any indebtedness upon demand, pay fees as described in the annual disclosure statement, and acknowledges that assets are not FDIC insured. The document also details the handling of joint accounts and the authority of account owners.

key_organizations:
DBSI
Deutsche Bank AG
Pershing