document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


source: doj

document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated November 28, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris
Daniel Sabba

document_type: financial

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trade information including trade ID, counterparty, trade type, trade date, maturity date, notional amounts, option style, and mark-to-market value.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG, provided by Southern Financial, LLC, dated December 2, 2014. It includes valuation details from Deutsche Bank's perspective, noting that negative values are favorable to the client and positive values are favorable to Deutsche Bank. The statement outlines the methodology and assumptions used in the valuation, including potential adjustments for market, liquidity, credit, and operational risks. It also includes disclaimers about the potential for future valuations to differ and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris
Daniel Sabba


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 3, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Gedeon Pinedo
Vahe Stepanian
Richard Kahn
Joseph Cothron
Paul Morris
Daniel Sabba
Amanda Kirby


document_description: A valuation statement from Deutsche Bank AG for a foreign exchange option trade with Southern Financial, LLC. The trade involves a short European put option with a notional amount of USD 75,000,000 and CNH 462,000,000, with a strike price of 6.1600. The mark-to-market value is (122,122.65) USD.

title: Deutsche Bank Group Valuation Statement


document_description: This document provides the interest rates for Deutsche Bank AG NY Branch USD Client Rates as of November 17, 2014. It includes details on available terms, promotional terms, and account type restrictions. The document also specifies the requirements for CD purchases and provides contact information for inquiries.

key_people:
Anthony Western
Arthur Tremblay

document_type: tabular

document_subtype: financial rates


document_description: Correspondence regarding promotional rates for Deutsche Bank AG Preferred CDs. Richard Kahn inquires about new promotional rates for CDs from Amanda Kirby at Deutsche Bank Trust Company Americas.

key_people:
Amanda Kirby
Richard Kahn
Anthony Western
Arthur Tremblay

document_type: correspondence

key_organizations:
Deutsche Bank AG
Deutsche Bank Trust Company Americas
HBRK Associates Inc.


document_description: The document contains contact information for DBOI Global Services Private Limited, located in Jaipur, India. It includes a confidential notice pursuant to Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of December 4, 2014. The document includes contact information for sales inquiries and questions, as well as a note on the valuation methodology and disclaimers regarding the use of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades as of December 4, 2014. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, currencies, option style, and market-to-market value.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of December 4, 2014. It includes account names and balances.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
NES, LLC
JSC Interiors LLC
Butterfly Trust
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: Paul Morris plans to buy books in the $20-30 range for a list of clients and prospects, including Jeff Epstein.

key_people:
Paul Morris
Glen Warren
Noam Gottesman
Charles Britton
Jason Kiser
Ian Cummings
Bryan Lawrence
Howard Keenan
Pete Leidel
Todd Wanek
Jeff Epstein
Eileen Alexanderson

key_locations: 345 Park Avenue, 27th Floor, New York, NY 10154

document_subtype: memo


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 6, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, and operational risks. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and MTM values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing account balances and large transactions for various entities, including Jeffrey Epstein and several companies and trusts associated with him.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
NES, LLC
Butterfly Trust
Wanek Trust of 2000
KWF 2007 LLC
55W 2007 LLC
JSC Interiors LLC


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It includes account names, categories, and balance amounts.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
NES, LLC
Butterfly Trust
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
JSC Interiors LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 9, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions in the valuation process.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris
Daniel Sabba


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, trade dates, maturity dates, settlement dates, notional amounts, option styles, and MTM values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of December 11, 2014. The document includes disclaimers about the nature of the valuations, potential adjustments, and the limitations of liability.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, trade dates, maturity dates, notional amounts, option styles, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 16, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group provided a valuation statement for SOUTHERN FINANCIAL, LLC as of December 17, 2014. The statement includes contact information for sales inquiries and statement questions, a list of recipients, and the USD/EUR exchange rate. It outlines that valuations are from DB Group's perspective, with negative values favoring the client and positive values favoring DB Group. The document details the methodology and potential adjustments in valuations, emphasizing that they are for internal use and may change over time. It also includes disclaimers about liability for errors or reliance on the valuations.

title: Deutsche Bank Group Valuation Statement for SOUTHERN FINANCIAL, LLC

key_people:
Tazia Smith
Richard Kahn
Amanda Kirby
Gedeon Pinedo
Paul Morris
Vahe Stepanian
Daniel Sabba
Joseph Cothron

key_organizations:
Deutsche Bank Group
SOUTHERN FINANCIAL, LLC


document_description: Confidential financial report for Southern Trust Company, Inc. as of November 30, 2014.

title: Southern Trust Company, Inc. Financial Report


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries, detailing assets, liabilities, and shareholder's equity as of November 30, 2014. It includes current assets, fixed assets, and other assets, as well as current liabilities and shareholder's equity.

title: Statement of Assets, Liabilities and Shareholder's Equity

document_subtype: financial statement

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Haze Trust


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries, detailing revenues and expenses on an income tax basis for the period January 1, 2014 to November 30, 2014. It includes fee income, subsidiary equity losses, investment income, and various expenses, resulting in a net income of $48,442,947.

title: Statement of Revenues and Expenses


document_description: A financial report for Southern Financial LLC as of November 30, 2014, marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Southern Financial LLC Financial Report


document_description: The document is a financial statement for Southern Financial LLC and its subsidiary, detailing assets, liabilities, and member's equity as of November 30, 2014. It includes current assets, fixed assets, and other assets, totaling $241,982,280. The member's equity is also $241,982,280, with member contributions of $260,309,527 and a net loss of $18,327,247.

title: Statement of Assets, Liabilities and Member's Equity Income Tax Basis


document_description: A financial report for Haze Trust as of November 30, 2014, marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Haze Trust Financial Report


document_description: The document is a financial statement for Haze Trust as of November 30, 2014, detailing current assets, other assets, total assets, net contributions, accumulated income, total net assets, and total liabilities and net assets.

title: Statement of Assets, Liabilities and Net Assets Income Tax Basis


document_description: Financial statement for HAZE TRUST showing revenues and expenses for the period January 1, 2014 to November 30, 2014, indicating a net loss.

title: HAZE TRUST Statement of Revenues and Expenses


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 18, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, and operational risks. The statement includes disclaimers about the potential variability of future valuations and the limitations of the current valuation.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options trade information including trade ID, counterparty, trade type, trade date, maturity date, settlement date, notional amounts, option style, and strike price.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 19, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability of future valuations and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, provided by Southern Financial, LLC, detailing FX-Options trades as of December 19, 2014. It includes information on a specific trade involving a short European put option with a notional amount of 75,000,000 USD and a maturity date of August 12, 2015.

title: Deutsche Bank Group Valuation Statement


document_description: Valuation statement for SOUTHERN FINANCIAL, LLC as of December 22, 2014, sent by Deutsche Bank Group.

document_subtype: Valuation Statement

key_organizations:
SOUTHERN FINANCIAL, LLC
Deutsche Bank Group


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and MTM values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC as of December 23, 2014. It includes exchange rates and notes on valuation methodologies and disclaimers regarding the use of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document contains disclaimers and confidentiality notices related to a communication from Deutsche Bank. It emphasizes the confidential nature of the communication and provides disclaimers regarding legal or tax advice, securities offers, and other legal conditions.

key_organizations:
Deutsche Bank
JPMorgan


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 24, 2014. It includes contact information for sales inquiries and questions related to the statement, as well as details on FX rates and valuation methodologies. The statement outlines the terms and conditions of transactions, valuation methodologies, and disclaimers regarding the use of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for a financial transaction involving Southern Financial, LLC. It details an FX Options trade with specific terms including trade and maturity dates, notional amounts, currencies, and the mark-to-market value.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 26, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Daniel Sabba
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades as of December 26, 2014. It includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, notional amounts, option style, and strike price.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 29, 2014. It provides the economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the use of these valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, trade dates, maturity dates, notional amounts, option styles, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is marked as confidential and is produced in native format under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0115377, SDNY_GM_00261561, and EFTA01456233, indicating it is part of a legal case or investigation in the Southern District of New York.


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options trade information including trade ID, counterparty, trade type, trade date, maturity date, notional amounts, option style, and strike price.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, dated December 31, 2014. It outlines the terms under which the parties may enter into repurchase or buy/sell back transactions involving securities, excluding equities and Net Paying Securities. The agreement includes provisions for transactions as agents and specifies the applicability of annexes for different transaction types.

title: TBMA/ISMA Global Master Repurchase Agreement

document_type: legal

key_locations:
New York
Washington
London
Zurich

document_subtype: Global Master Repurchase Agreement

key_organizations: International Securities Market Association


document_description: This document outlines the definitions and conditions related to insolvency, agency transactions, appropriate market, base currency, business day, cash margin, and other terms in a legal agreement. It specifies the conditions under which an act of insolvency is recognized, the meaning of agency transactions, and the criteria for determining a business day in various contexts.

document_subtype: contract


document_description: This document outlines various definitions and terms related to a financial agreement, including Default Market Value, Default Notice, Deliverable Securities, and others. It specifies the meaning of terms like Equivalent Margin Securities, Equivalent Securities, Euroclear, Event of Default, Income, LIBOR, and Margin Ratio.

key_locations: Brussels London

key_organizations: Morgan Guaranty Trust Company of New York


document_description: This document outlines various financial terms and definitions related to securities transactions, including Margin Securities, Margin Transfer, Market Value, Net Exposure, Net Margin, Net Paying Securities, Net Value, New Purchased Securities, Price Differential, and Pricing Rate. It specifies how these terms are applied in the context of securities transactions, including the calculation of market value, net margin, and price differential.


document_description: This document outlines the terms and definitions related to securities transactions, including purchase and repurchase dates, prices, and transaction costs. It specifies the process for initiating, confirming, and terminating transactions, and includes definitions for key terms such as 'Purchased Securities', 'Repurchase Price', and 'Transaction Exposure'.


document_description: This document outlines the terms and conditions related to Margin Transfers in financial transactions. It specifies the options for transferring Cash Margin or Margin Securities, the currency for Cash Margin, the interest on debts arising from Cash Margin payments, and the procedures for repricing or adjusting transactions to manage Net Exposure. The document also allows for separate margin provisions for specific transactions.


document_description: This document outlines the terms for terminating an original transaction and entering into a replacement transaction. It specifies the conditions for the termination and replacement, including the adjustment date, purchase date, and terms for payment and delivery of securities. It also covers income payments and the requirements for payment and transfer of funds and securities.


document_description: This document outlines the terms and conditions of a financial agreement between two parties, including provisions for the transfer of securities and money, the execution of necessary documents, and the handling of payments in different currencies. It specifies the rights and obligations of each party, including the waiver of simultaneous transfer rights, the passing of title and interest, and the calculation of net sums and securities. The document also addresses the conditions under which obligations are subject to precedent conditions and the handling of currency shortfalls or excesses.


document_description: This document outlines the terms for substitution and representations in a financial transaction agreement. It details the process for substituting purchased securities with new securities and the representations and warranties each party makes to the other regarding their authority and compliance with laws.


document_description: This document outlines the terms and conditions of a financial transaction agreement, including representations, warranties, and events of default. It specifies the obligations of the Buyer and Seller, the conditions under which securities are transferred, and the consequences of default. The document also details the rights of the non-defaulting party in the event of a default by the other party.


document_description: This document outlines the procedures and terms for repurchase transactions, including the determination of Default Market Values, the handling of Cash Margin, and the calculation of balances due between parties in the event of default. It specifies the roles of Defaulting and non-Defaulting Parties and the methods for valuing securities.


document_description: This document outlines the procedures and options available to a non-Defaulting Party in the event of a Default Valuation Notice following an Event of Default. It details how the Default Market Value of Equivalent Securities or Equivalent Margin Securities should be determined, either through actual sales or purchases, market quotations, or other specified methods.


document_description: This document outlines the procedures and remedies available to parties in the event of a default in a securities transaction. It details the determination of Default Market Value, the liabilities of the Defaulting Party, and the actions that can be taken by the non-Defaulting Party if the Defaulting Party fails to deliver securities. It also specifies the rights of the Buyer and Seller in case of failure to deliver purchased or equivalent securities.


document_description: This document outlines the terms and conditions related to the termination of transactions and tax events under an agreement. It specifies the obligations of parties in case of default, the process for handling tax events, and the indemnification clauses. It also addresses the consequences of terminating transactions before the agreed repurchase date and the calculation of losses or expenses incurred.


document_description: This document outlines terms related to interest on unpaid sums, the single agreement nature of transactions, and the procedures for notices and communications under the agreement. It specifies interest calculations, the interconnected nature of transactions, and methods for delivering notices.


document_description: This document outlines the terms and conditions of an agreement between two parties, including provisions for default notices, entire agreement, non-assignability, termination, and governing law. It specifies the process for issuing a Special Default Notice, the non-assignability of rights and obligations, and the termination process. The agreement is governed by the laws of England and includes provisions for appointing agents for service of process.


document_description: This document outlines the supplemental terms and conditions to the TBMA / ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC. It specifies the applicability of various annexes and conditions for transactions, including Buy/Sell Back Transactions, Equities, Gilt-edged securities, and Italian Bonds. It also defines the base currency as USD and specifies the pricing source for market value calculations.

title: Supplemental Terms or Conditions to the TBMA / ISMA Global Master Repurchase Agreement

key_locations: Frankfurt London

document_subtype: Supplemental Terms or Conditions

key_organizations:
Deutsche Bank AG
Southern Financial LLC


document_description: This document outlines specific clauses and conditions related to cash margin interest, delivery periods for margin calls, and notice requirements for Deutsche Bank AG under a financial agreement. It specifies interest rates, delivery periods for different securities, and contact details for notices.


document_description: This document is a fax communication involving Deutsche Bank AG London and Southern Financial LLC. It includes contact details for both parties, appoints agents for service of process, and defines terms related to financial market transactions and operative documents.

key_locations:
London
New York

document_subtype: fax

key_organizations:
Deutsche Bank AG London
Southern Financial LLC


document_description: This document outlines amendments and supplemental terms to a financial agreement, specifically a Global Master Repurchase Agreement. It includes definitions for terms like 'Specified Agreement', 'Code', and 'FATCA'. The document also details conditions under which events are not considered defaults, and specifies acceptable margin securities.

key_organizations: International Swaps & Derivatives Association

key_organizations: Securities Industry and Financial Markets Association

key_organizations: International Capital Market Association


document_description: This document outlines the terms and conditions of a financial agreement between two parties, Party A and Party B. It includes provisions for margin transfers, sale and repurchase agreements, event of default, early termination, and representations by Party B. The agreement specifies the conditions under which transactions are conducted, the determination of securities prices, and the consequences of default or termination events.

key_people:
Party A
Party B

document_subtype: agreement


document_description: This document outlines amendments and confirmations related to a Master Agreement between two parties. It specifies changes to the form of Confirmations, amendments to certain paragraphs, and includes clauses on non-reliance and set-off. The document emphasizes that each party acts independently and is responsible for its own decisions regarding transactions.


document_description: This document outlines the terms and conditions related to set-off rights and obligations between two parties, X and Y, under an ISDA Master Agreement. It includes provisions for currency conversion, estimation of unascertained obligations, and delivery of required documents. Supplemental terms are specified for Party B if domiciled in the United States, addressing bankruptcy proceedings and the source of funds in transactions.

key_organizations:
Party A
Party B
ISDA

reference_numbers:
Section 4975
Section 3(3)
§ 2510.3-101
29CFR § 2510-3-101
Section 101
Title I I


document_description: This document outlines the terms and conditions of financial transactions between parties, including the rights to liquidate securities, the classification of transactions under various U.S. financial regulations, and the roles and responsibilities of Deutsche Bank Securities Inc. as an agent in applicable transactions.

key_organizations: Securities Investor Protection Corporation


document_description: The document outlines terms related to Forward Transactions under an Agreement between Party A, Party B, and DBSI. It specifies the handling of notices, demands, and communications, and clarifies that the Agreement does not govern certain transactions involving DBSI. It defines Forward Transactions and details the process for adjusting Purchase Prices and Purchased Securities. Amendments to paragraphs 2 and 4 of the Agreement are also included.


document_description: This document outlines the terms and conditions related to the calculation of the value of purchased securities and repurchase price in financial transactions. It includes provisions for transaction exposure, margin delivery, and income payments, with specific references to FATCA provisions.


document_description: This document outlines amendments to a financial agreement concerning tax withholdings and deductions under FATCA. It specifies conditions under which taxes or duties are to be withheld or deducted, and the responsibilities of the parties involved in such transactions. The amendments include provisions for additional payments to cover tax liabilities, conditions for penalties, and clarifications on the treatment of tax withholdings as non-events of default.


document_description: The document discusses the determination of Default Market Value in relation to FATCA compliance, specifying that deductions or withholdings due to non-compliance should not be considered.

document_subtype: legal agreement


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LW, detailing supplemental terms and conditions for Buy/Sell Back Transactions. It includes definitions and interpretations related to Accrued Interest, Sell Back Differential, and Sell Back Price, and specifies how these terms apply to the agreement.

title: TBMA/ISMA Global Master Repurchase Agreement (2000 Version) - Buy/Sell Back Annex

document_subtype: Annex to Repurchase Agreement

key_organizations:
Deutsche Bank AG
Southern Financial LW


document_description: This document is an annex to an agreement detailing terms related to Buy/Sell Back Transactions, including initiation, confirmation, termination, and margin maintenance. It specifies how conflicts between this annex and the main agreement should be resolved, and outlines the handling of pricing, interest, and securities transfer.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement dated December 31, 2014, between Deutsche Bank AG and Southern Financial LW. It outlines supplemental terms and conditions for repurchase transactions involving UK gilt-edged securities. The annex defines key terms such as CREST and CHAPS system and specifies the scope of transactions covered, including those involving gilt-edged securities. It also details the use of the CREST system for securities clearance and the conditions for entering into DBV Transactions under CREST.

title: TBMA/ISMA Global Master Repurchase Agreement (2000 Version) - Gilts Annex

key_organizations:
Deutsche Bank AG
Southern Financial LW
CRESTCo Limited
CHAPS Clearing Company Limited


document_description: This document outlines the terms and conditions of a DBV (Delivery By Value) Transaction involving Purchased Securities through CREST. It specifies the responsibilities of the Buyer and Seller regarding the delivery and payment of securities, including scenarios of non-delivery due to termination or suspension of CREST membership or insufficient securities or cash. It also addresses obligations following an Event of Default under the Agreement.


document_description: The document outlines the terms and conditions for entering into a series of DBV (Delivery By Value) Transactions, which can be confirmed by a single Confirmation. It distinguishes between Open DBV Repos and Term DBV Repos based on the specification of the Repurchase Date. The document also details the conditions under which transactions are deemed not to be entered into, the deferral of payments, and the treatment of amounts payable in case of termination. Additionally, it addresses transactions involving partly-paid securities.


document_description: This document outlines the terms and conditions related to the payment of calls or instalments, exercise of conversion rights, termination of on-demand transactions, and dividend entitlements in relation to purchased securities. It specifies the obligations of the seller and buyer, the definition of 'Equivalent Securities' after certain actions, and the process for terminating on-demand transactions.


document_description: The document outlines provisions related to the ex-dividend date for gilt-edged securities delivered as Margin Securities. It specifies the conditions under which a party is deemed to have received a payment of Cash Margin equal to the dividend amount during certain periods.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LW, detailing supplemental terms and conditions for transactions involving Italian Domestic Purchased Securities or Italian Bonds. It includes definitions, settlement methods, and provisions for late delivery.

title: ITALIAN ANNEX Supplemental terms and conditions for transactions in Italian Domestic Purchased Securities or Italian Bonds

document_subtype: Annex to Global Master Repurchase Agreement

key_organizations:
DEUTSCHE BANK AG
SOUTHERN FINANCIAL LW
Bank of Italy


document_description: This document outlines the procedures and consequences in the event of a failure to deliver securities in a repurchase transaction. It details how the Default Market Value is calculated, including transaction costs and interest related to deposits with the Bank of Italy. It also describes the process for adjusting transactions when a buyer fails to deliver equivalent securities, including the termination of the original transaction and the creation of a replacement transaction with specified terms.


document_description: This document outlines the terms for terminating and entering into new transactions involving delivered and undelivered securities. It includes provisions for withholding tax on transactions involving Italian securities.


document_description: This document outlines the tax obligations and conditions related to Buy/Sell Back Transactions involving Italian Bonds. It specifies the conditions under which withholding tax applies, the construction of the Buy/Sell Back Annex, and the treatment of income from Italian Bonds. It also details the responsibilities of the Buyer and Seller in relation to tax deductions and reimbursements.

reference_numbers: Presidential Decree no. 600 of 29th September, 1973

reference_numbers: Decree of the Minister of Finance of the Republic of Italy dated 4th September, 1996

reference_numbers: Legislative Decree no. 239 of 1st April, 1996


document_description: This document is an annex to the TBNIA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, outlining supplemental terms and conditions for transactions involving equities. It specifies the scope of transactions, interpretation of terms related to equities, and conditions for equivalent securities in various corporate actions.

title: EQUITIES ANNEX

document_subtype: Annex to Master Repurchase Agreement


document_description: This document is an annex to an agreement detailing the terms related to income payments and property transfers in the context of securities transactions. It specifies the obligations of parties when income is paid in forms other than money and outlines procedures for income payments related to purchased and margin securities, including provisions for equities and margin securities transfers.

document_subtype: Annex to Agreement


document_description: This document outlines the terms and conditions related to the transfer and settlement of securities, including provisions for notice requirements, income payments, tax implications, and corporate actions. It specifies the obligations of the Buyer and Seller in various scenarios, including failure to transfer securities and tax withholding requirements.


document_description: This document outlines the terms and conditions related to the transfer and management of securities, including provisions for termination, exercise of rights, and transfer duties or taxes. It specifies the responsibilities of parties involved in transactions concerning Purchased Securities, Margin Securities, and Equivalent Securities. The document also addresses the handling of voting rights and the automatic generation of payments or deliveries through settlement systems.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 31, 2014. It provides economic assessments of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades as of December 31, 2014. Includes trade details such as trade ID, counterparty, trade type, trade date, maturity date, notional amounts, option style, and strike price.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of December 31, 2014. It includes account names and balances.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, LLC
Butterfly Trust
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
JSC Interiors LLC


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of January 2, 2015. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, dated December 31, 2014. It outlines the terms under which the parties may enter into repurchase or buy/sell back transactions involving securities, excluding equities and Net Paying Securities. The agreement includes provisions for transactions as agents and specifies the applicability of annexes for different transaction types.


document_description: This document outlines the definitions and conditions related to insolvency, agency transactions, appropriate market, base currency, business day, cash margin, Clearstream, confirmation, contractual currency, and defaulting party. It specifies the conditions under which an act of insolvency occurs, the meaning of agency transactions, and the criteria for determining a business day in various contexts.


document_description: This document outlines the terms and definitions related to securities transactions, including purchase and repurchase dates, prices, and transaction costs. It specifies the process for initiating, confirming, and terminating transactions, as well as the calculation of transaction exposure.


document_description: This document outlines the terms and conditions of a securities transaction agreement, including details on the purchase and repurchase of securities, margin maintenance, and termination procedures. It specifies the information to be included in the transaction confirmation, such as purchase date, price, and applicable rates. The document also addresses margin transfers and net exposure between parties.


document_description: This document outlines the terms and conditions related to Margin Transfers between parties, including the repayment of Cash Margin, delivery of Equivalent Margin Securities, and the options available for Margin Transfers. It specifies the currency for Cash Margin, interest on debts arising from Cash Margin payments, and the minimum period for Margin Transfers. The document also allows for separate margin provisions for specific transactions and methods for eliminating Net Exposure through repricing or adjustment of transactions.


document_description: This document outlines the terms for terminating an original transaction and entering into a replacement transaction, including provisions for income payments and payment and transfer of securities. It specifies the conditions under which securities and payments are to be transferred between parties, including tax considerations and the use of securities clearance systems.


document_description: This document outlines the terms and conditions of a financial agreement between two parties, including provisions for the transfer of securities and money, the execution of necessary documents, and the handling of payments in different currencies. It specifies the rights and obligations of each party, including the waiver of simultaneous transfer rights, the passing of title and interest, and the calculation of net sums and securities. The document also addresses the importance of time, conditions precedent, and the handling of currency shortfalls and excesses.


document_description: The document outlines the terms for substitution and representations in a transaction agreement. It details the process for varying a transaction by substituting purchased securities with new securities of equivalent market value. It also includes representations and warranties by each party regarding their authorization and compliance with legal and regulatory requirements.


document_description: This document outlines the terms and conditions of a financial transaction agreement, including representations, warranties, and events of default. It specifies the obligations of the Buyer and Seller, the conditions under which securities are transferred, and the consequences of default.


document_description: This document outlines the terms and conditions related to the repurchase of securities in the event of a default. It specifies the procedures for determining the Default Market Values, the calculation of balances due, and the definitions of key terms such as Default Market Value, Appropriate Market, Default Valuation Time, Deliverable Securities, Net Value, Receivable Securities, and Transaction Costs.


document_description: This document outlines the procedures and options available to a non-Defaulting Party in the event of a Default Valuation Notice following an Event of Default. It details how the Default Market Value of Equivalent Securities or Equivalent Margin Securities should be determined, either through actual sales or purchases, market quotations, or other specified methods.


document_description: This document outlines the procedures and remedies available to parties in the event of a default in a securities transaction. It details the determination of Default Market Value, the liabilities of the Defaulting Party, and the rights of the non-Defaulting Party, including the recovery of legal expenses and the termination of transactions. It also specifies actions to be taken if either the Seller or Buyer fails to deliver securities on the applicable dates.


document_description: This document outlines the terms and conditions related to the termination of transactions and tax events under an agreement. It specifies the obligations of parties in case of default, the process for handling tax events, and the indemnification clauses. It also addresses the consequences of terminating transactions due to tax events and the responsibilities of each party in such scenarios.


document_description: This document outlines terms related to interest on unpaid sums, the single agreement nature of transactions, and the procedures for notices and communications under the agreement. It specifies interest calculations, the interconnected nature of transactions, and methods for delivering notices.


document_description: This document outlines the terms and conditions of an agreement between two parties, including provisions for default notices, entire agreement, non-assignability, termination, and governing law. It specifies the process for issuing a Special Default Notice and the conditions under which the agreement can be terminated or assigned. The agreement is governed by the laws of England and includes clauses on severability and the effect of EU economic and monetary union participation.


document_description: This document outlines the supplemental terms and conditions to the TBMA / ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC. It specifies the applicability of various annexes and conditions for transactions, including Buy/Sell Back Transactions, Equities, Gilt-edged securities, and Italian Bonds. It also defines the base currency as USD and specifies the pricing source for market value calculations.


document_description: This document outlines the appointment of agents for service of process and defines terms related to financial market transactions between Deutsche Bank AG London and Southern Financial LLC.


document_description: This document outlines amendments and supplemental terms to a financial agreement, specifically a Global Master Repurchase Agreement. It includes definitions for terms like 'Specified Agreement', 'Code', and 'FATCA'. The document also details conditions under which events are not considered defaults, the separability of paragraphs, and conditions for margin transfers.


document_description: This document outlines the terms and conditions of a financial agreement between two parties, Party A and Party B. It includes provisions for margin transfers, application to sale and repurchase transactions, price determination, additional events of default, early termination conditions, and representations by Party B. The agreement specifies the obligations and rights of each party in various scenarios, including defaults and termination events.


document_description: The document outlines amendments and confirmations related to a Master Agreement between two parties. It specifies changes to the form of Confirmations, non-reliance clauses, and set-off provisions. The parties agree on operational variations in Confirmations and emphasize independent decision-making and risk assessment for transactions.


document_description: The document outlines terms related to set-off rights and obligations between two parties, X and Y, under an agreement. It includes provisions for currency conversion, estimation of unascertained obligations, and delivery of documents as per the ISDA Master Agreement. Additional terms apply if Party B is domiciled in the United States, including bankruptcy proceedings and the source of funds for transactions.

key_organizations:
ISDA
Securities Investors Protection Act
Internal Revenue Code
Employee Retirement Income Security Act


document_description: This document outlines the terms and conditions of financial transactions between two parties, including definitions of securities contracts, rights to liquidate securities, and acknowledgments regarding protections under various financial regulations. It also specifies the role of Deutsche Bank Securities Inc. as an agent in certain transactions.


document_description: This document outlines the terms and conditions related to Forward Transactions under an Agreement between Party A, Party B, and DBSI. It specifies the procedures for notices, demands, and communications, and clarifies that the Agreement does not govern repurchase or buy/sell back transactions involving DBSI in its individual capacity. The document also defines Forward Transactions, Forward Repricing Date, and Transaction Exposure, and details the process for adjusting Purchase Price or Purchased Securities.


document_description: This document outlines the terms and conditions related to the calculation of the value of purchased securities and repurchase price in a transaction. It includes provisions for transaction exposure, margin delivery, and income payments, with specific references to FATCA provisions.


document_description: This document outlines amendments to a financial agreement concerning tax withholding and deductions under FATCA. It specifies conditions under which taxes or duties are withheld or deducted, and the responsibilities of the parties involved in such transactions. The amendments include provisions for additional payments to ensure net amounts remain unaffected by tax deductions, conditions for liability payments, and clarifications on the treatment of tax-related withholdings as non-default events.


document_description: The document discusses the determination of Default Market Value in relation to FATCA compliance, specifying that deductions or withholdings due to non-compliance should not be considered.


document_description: This document is a confirmation letter for a repurchase transaction, supplementing the Global Master Repurchase Agreement dated December 31, 2014. It outlines the terms and conditions of the transaction, including details such as contract date, purchased securities, buyer, seller, purchase date, purchase price, and bank account details.

document_subtype: confirmation letter


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LW, detailing supplemental terms and conditions for Buy/Sell Back Transactions. It includes definitions and interpretations related to Accrued Interest, Sell Back Differential, and Sell Back Price, and modifies certain terms of the original agreement.


document_description: This document is an annex to an agreement detailing terms related to Buy/Sell Back Transactions, including initiation, confirmation, termination, and margin maintenance. It specifies how conflicts between this annex and the main agreement should be resolved, and outlines the handling of repurchase and sell back prices, accrued interest, and income payments.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LW, specifically addressing transactions involving UK gilt-edged securities. It outlines the interpretation of terms, scope of transactions, and the use of the CREST system for securities clearance.


document_description: This document outlines the terms and conditions of a DBV (Delivery By Value) Transaction involving Purchased Securities through CREST. It specifies the responsibilities of the Buyer and Seller, including the handling of Purchase and Repurchase Prices, delivery of Equivalent Securities, and procedures in case of non-delivery due to termination or suspension of CREST membership or insufficient securities or cash.


document_description: The document outlines the terms and conditions for entering into a series of DBV (Delivery By Value) Transactions, which can be confirmed by a single Confirmation. It distinguishes between Open DBV Repos and Term DBV Repos based on the specification of the Repurchase Date. The document also details the conditions under which transactions are deemed not to be entered into, the deferral of payments, and the treatment of amounts payable in case of termination. Additionally, it addresses transactions involving partly-paid securities.


document_description: This document outlines the terms and conditions related to the payment of calls or instalments, rights of conversion, termination of on-demand transactions, and dividend entitlements in securities transactions. It specifies the obligations of the Seller to pay the Buyer the amount equal to the call or instalment by the due date and details the exercise of conversion rights. It also describes the process for terminating on-demand transactions and the effect of dividend entitlements on margin provisions.


document_description: The document outlines provisions related to the ex-dividend date for gilt-edged securities delivered as Margin Securities. It specifies the conditions under which a party is deemed to have received a payment of Cash Margin equivalent to the dividend amount on the securities.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LW, detailing supplemental terms for transactions involving Italian Domestic Purchased Securities or Italian Bonds. It includes definitions, settlement methods, and provisions for late delivery.


document_description: This document outlines the procedures and consequences related to the failure of delivering securities in a transaction. It includes provisions for calculating the Default Market Value, adjustments to transactions, and handling partial deliveries of securities.


document_description: This document outlines the terms and conditions for a financial transaction involving the delivery and repurchase of securities between a buyer and a seller. It includes provisions for terminating the transaction, entering into a new transaction, and adjusting pricing rates due to withholding tax. The document specifies the obligations of both parties in the event of undelivered securities and the calculation of pricing rate adjustments for transactions involving Italian tax implications.


document_description: This document outlines the tax obligations and conditions related to Buy/Sell Back Transactions involving Italian Bonds. It specifies the conditions under which withholding tax applies, the construction of the Buy/Sell Back Annex, and the treatment of income from Italian Bonds. It also details the responsibilities of the Buyer and Seller in relation to tax deductions and reimbursements.


document_description: The document discusses the non-applicability of a tax event clause to transactions involving Italian Bonds, which are defined as securities issued by the Italian government or local authorities, or other entities with special tax treatment under Legislative Decree no. 239 of 1996.

document_subtype: agreement clause

reference_numbers: Legislative Decree no. 239 of 1st April 1996


document_description: This document is an annex to the TBNIA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, outlining supplemental terms and conditions for transactions involving equities. It specifies the scope of transactions, interpretation of terms related to equities, and conditions for equivalent securities in various corporate actions.

title: EQUITIES ANNEX


document_description: This document outlines the terms related to income payments and property transfers in the context of securities transactions. It specifies the obligations of parties when income is paid in forms other than money and details the replacement of paragraph 5 of the Agreement concerning income payments. The document also addresses the handling of equities and margin securities in transactions, including provisions for substitution and termination of transactions.


document_description: This document outlines the terms and conditions related to the transfer and settlement of securities, including provisions for notice requirements, income payments, tax implications, and corporate actions. It specifies the obligations of the Buyer and Seller in various scenarios, including failure to transfer securities and tax withholding requirements.


document_description: This document outlines the terms and conditions related to the transfer, consolidation, and management of securities, including rights and obligations of parties involved in transactions. It covers scenarios such as subdivision, consolidation, takeover, preemption, and options affecting securities, as well as the exercise of voting rights and transfer duties or taxes.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It outlines the economic assessment of transactions or instruments as of January 5, 2015. The statement includes disclaimers about the nature of the valuations, potential adjustments, and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, trade dates, maturity dates, and financial amounts.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 6, 2015. It provides economic assessments of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an FX-Options trade involving a short European put option with a notional amount of 75,000,000 USD and a maturity date of 12-Aug-2015.

title: Deutsche Bank Group Valuation Statement


document_description: An internal memo from Amanda Kirby at Deutsche Bank Trust Company Americas regarding a pipeline document. The attachment 'Greater than 25% Pipeline.xlsx' was deleted by Paul Morris. The memo is marked confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Amanda Kirby
Paul Morris

document_subtype: internal memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of January 7, 2015. The document includes disclaimers about the nature of the valuations and potential adjustments based on market conditions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an FX Options trade with a trade date of 12-Aug-2014 and maturity date of 12-Aug-2015. The trade involves a notional amount of 75,000,000 USD and 462,000,000 CNH, with a short position on a European style put option at a strike price of 6.1600. The mark-to-market value is (23,834.49) USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also lists large transactions, specifically transfers of funds amounting to $100,000 each.

title: RM0081851 Daily Deposit Report 20150108

document_subtype: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, LLC
HBRK Associates, Inc.
Butterfly Trust
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
JSC Interiors LLC
NES, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 8, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 9, 2015. It provides economic assessments of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, trade dates, maturity dates, notional amounts, option styles, and strike prices.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report for RM code 81851, dated January 9, 2015. It includes account balances and large transactions for various entities, including Jeffrey Epstein and several companies and trusts.

title: RM0081851 Daily Deposit Report

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
HBRK Associates, Inc
NES, LLC
Butterfly Trust
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
JSC Interiors LLC


document_description: A message from an unidentified sender to Paul, inquiring about a suitable time for a call with Jeffrey. The message includes confidentiality and disclaimer notices from Deutsche Bank.

key_people: Paul Jeffrey


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 12, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Tava Smith
Amanda Kirby
Paul Morris
Daniel Sabba


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Confidential correspondence with instructions for handling if received in error.


document_description: This document contains a confidentiality notice from Deutsche Bank and IMAX Corporation, emphasizing that the information is intended only for the named recipient and should not be copied, disclosed, or distributed without authorization. It also includes contact information for reporting misdirected emails.

key_organizations:
Deutsche Bank
IMAX Corporation


document_description: This document is a confidential communication, possibly containing privileged information, intended for a specific recipient. It includes disclaimers about unauthorized use, disclosure, or copying, and provides instructions for notifying the sender in case of receipt in error. The communication mentions Deutsche Bank and emphasizes that it does not provide legal or tax advice.

key_organizations:
Deutsche Bank
JEE


document_description: This document contains detailed financial deal information related to the Federative Republic of Brazil, involving Southern Financial LLC. It includes specifics on notional amounts, effective and maturity dates, payment frequency, and spreads over time.

key_locations: LDN NYC

document_subtype: Financial Deal Information

key_organizations:
Federative Republic of Brazil
Southern Financial LLC


document_description: This document contains detailed information about a financial deal involving the Federative Republic of Brazil and Southern Financial LLC. It includes specifics such as the notional amount, effective and maturity dates, payment frequency, and various financial metrics like spreads and recovery rates.

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 13, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

document_subtype: Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an FX-Options trade with a maturity date of 12-Aug-2015. The trade involves a short European put option with a notional amount of 75,000,000 USD and a strike price of 6.1600, resulting in a mark-to-market value of (64,104.84) USD.

title: Deutsche Bank Group Valuation Statement


document_description: A financial trade agreement summary involving notional and strike values, with calculations based on index closing levels on reset dates.


document_description: This document is a termsheet for a Commodity Index Swap between Deutsche Bank AG, London Branch (Party A) and Southern Financial LLC (Party B). The swap is based on the db WTI Short Volatility II USD Index with a notional amount of USD 10,000,000. The terms include details on the floating rate payer amounts, index values, and bid/offer costs. The swap is effective from January 13, 2015, to January 13, 2016.

title: Commodity Index Swap Termsheet

key_locations:
London
New York City

document_subtype: Termsheet

key_organizations:
Deutsche Bank AG, London Branch
Southern Financial LLC


document_description: This document outlines the terms and conditions of a financial transaction involving periodic index fixing dates, early termination options, and correction to published prices. It specifies the roles and responsibilities of Party A and Party B, including the calculation agent's duties and the process for early termination by either party. The document also includes representations by each party regarding non-reliance on the other party's advice.

key_locations:
London
Frankfurt am Main

document_subtype: contract

key_organizations:
Deutsche Bank AG
FSA
The London Stock Exchange


document_description: This document outlines the terms and conditions of a transaction between Party A and Party B, including representations and compliance with applicable laws. It specifies that Party B is capable of assessing and understanding the transaction's risks and that the other party is not acting as a fiduciary or adviser. The document is confidential and subject to legal regulations.

key_locations:
Federal Republic of Germany
London
England
Wales

key_organizations:
Deutsche Bank AG
The London Stock Exchange


document_description: The document lists Deutsche Bank Securities Inc. as a key client partner. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a termsheet for a Commodity Index Swap between Deutsche Bank AG, London Branch (Party A) and Southern Financial LLC (Party B). The swap is based on the db WTI Short Volatility II USD Index with a notional amount of USD 10,000,000. The terms include details on the floating rate calculations for both parties, the index values, and the bid/offer cost. The swap is effective from January 13, 2015, to January 13, 2016.

title: Commodity Index Swap Termsheet


document_description: This document outlines the terms and conditions of a financial transaction involving periodic index fixing dates, early termination options, and correction to published prices. It specifies the roles and responsibilities of Party A and Party B, including the calculation agent's duties and the process for early termination by either party. The document also includes representations by each party regarding non-reliance on the other for investment advice.

key_locations:
London
New York
Frankfurt am Main


document_description: This document outlines the terms and conditions of a transaction between two parties, emphasizing that it should not be considered investment advice. It highlights the parties' understanding and acceptance of the transaction's risks and compliance with applicable laws.

document_subtype: legal document

reference_numbers:
HRB No. 30 000
Branch Registration No. BR000005


document_description: Confidential document related to Deutsche Bank Securities, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a termsheet for a Commodity Index Swap between Deutsche Bank AG, London Branch (Party A) and Southern Financial LLC (Party B). It outlines the general terms, including the trade date, effective date, termination date, notional amount, reference index, and other financial details. The terms of the swap are detailed, including the floating rate payer calculations for both parties, index values, and bid/offer costs.

title: Commodity Index Swap Termsheet


document_description: This document outlines the terms and conditions of a financial transaction involving periodic index fixing dates, calculation agent responsibilities, early termination options, and corrections to published prices. It includes representations by each party regarding non-reliance and confidentiality clauses.

key_locations:
New York
London
Federal Republic of Germany


document_description: This document outlines the terms and conditions of a transaction between two parties, emphasizing that it should not be considered investment advice. It highlights the responsibilities of Party B in understanding and assuming the risks of the transaction, and confirms compliance with applicable laws and regulations. Deutsche Bank AG's regulatory status and registration details are also provided.

key_locations:
UK
Federal Republic of Germany
London
Frankfurt am Main


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options trades including trade IDs, counterparties, trade types, trade dates, maturity dates, notional amounts, option styles, and strike prices.

title: Deutsche Bank Group Valuation Statement


document_description: This document contains multiple confidentiality notices and disclaimers from Deutsche Bank and IMAX Corporation, emphasizing the confidential nature of the communication and the prohibition of unauthorized dissemination. It includes contact information for reporting misdirected emails.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC as of January 15, 2015. It includes contact information for sales inquiries and questions related to the statement, as well as exchange rates and disclaimers about the nature and use of the valuations provided. The statement emphasizes that valuations are for internal use only and may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX options and commodities index derivatives trades, including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 15, 2015. It includes account names and balances.

title: Daily Deposit Report


document_description: A suggestion to talk to Paul Morris at Deutsche Bank to finalize financial matters related to an art loan, with a recommendation to move at least $100 million of the art loan to DR. The communication is marked as confidential and may contain privileged information.

key_people:
Brad
Paul Morris

key_organizations:
Deutsche Bank
JEE
IMAX Corporation


document_description: This document is a valuation statement from Deutsche Bank Group provided by Southern Financial, LLC, dated January 17, 2015. It includes valuation details as of January 16, 2015, and is intended for internal use only. The statement outlines the methodology and disclaimers related to the valuation of transactions or instruments from Deutsche Bank's perspective.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing FX-Options and Commodities Index Derivatives as of January 16, 2015. It includes trade details, maturity dates, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Discussion of financial terms and options related to European Call options on TWTR and credit terms for TRS and short call packages. Includes details on spreads, resets, optional early termination, and credit terms for initial margin (IA).

document_subtype: memo


document_description: A memo discussing a potential financial transaction involving a Total Return Swap and European Call options on Twitter shares between Deutsche Bank and Southern Financial LLC. The memo outlines the terms of the swap and options, including size, tenor, spread, and credit terms. It also mentions the impact of doing both transactions as a package versus separately.

key_people:
Daniel Sabba
Jeffrey


document_description: Discussion on Total Return Swaps (TRS) and short call options, including initial margin (IM) requirements and settlement details. The email also mentions the impact of premium received on the initial amount (IA) paid.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: RM0081851 Daily Deposit Report


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 20, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial trades including credit-default swaps, FX options, and commodities index derivatives. It includes trade details such as trade IDs, counterparties, trade types, dates, notional amounts, currencies, rates, spreads, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including credit-default swaps, FX options, and commodities index derivatives. It includes trade details such as trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., dated January 22, 2015. It outlines the terms and conditions under which the parties may enter into repurchase or buy/sell back transactions involving securities and financial instruments, excluding equities and Net Paying Securities. The agreement includes provisions for agency transactions and specifies the applicability of annexes for different types of transactions.

document_subtype: Global Master Repurchase Agreement

key_organizations: International Securities Market Association


document_description: This document outlines various definitions and conditions related to insolvency, agency transactions, appropriate market, base currency, business day, cash margin, and other terms. It specifies conditions under which an act of insolvency occurs, defines business days in relation to different transaction settlements, and provides meanings for terms like 'Agency Transaction', 'Appropriate Market', 'Base Currency', and others.

key_organizations:
Clearstream Banking
Euroclear


document_description: This document contains definitions and terms related to a financial agreement, including terms like Default Market Value, Default Notice, Deliverable Securities, and others. It specifies the meanings of these terms as used in the agreement, particularly in paragraph 10. It also includes definitions for terms like Euroclear, Event of Default, Income, LIBOR, and Margin Ratio.

key_organizations: Morgan Guaranty Trust Company of New York


document_description: This document outlines the terms and conditions of a securities transaction agreement, including details such as purchase and repurchase dates, pricing rates, and bank account information for payments. It also covers margin maintenance and termination procedures for transactions.


document_description: This document outlines the terms and conditions related to Margin Transfers between parties, including the repayment of Cash Margin, delivery of Equivalent Margin Securities, and the options available for Margin Transfers. It also covers the conditions under which Cash Margin is transferred, the debt obligations arising from such transfers, and the interest rates applicable. The document further details the procedures for repricing and adjusting transactions, including the calculation of Net Exposure and the methods for eliminating it.


document_description: This document outlines the terms for terminating an original transaction and entering into a replacement transaction. It specifies the conditions under which securities are to be purchased, the payment and transfer of securities, and income payments related to the transactions. The document also addresses tax implications and the simultaneous transfer of securities and payments.


document_description: This document outlines the terms and conditions of a financial agreement between two parties, including provisions for the transfer of securities and money, netting of obligations, and conditions precedent. It specifies the use of a contractual currency for transactions and addresses potential shortfalls or excesses in currency received.


document_description: The document outlines the terms for substitution and representations in a transaction agreement. It details the process for varying transactions by exchanging securities and the representations and warranties each party makes to the other.


document_description: This document outlines the procedures and options available to a non-Defaulting Party in the event of a Default Valuation Notice following an Event of Default. It details how the Default Market Value of Equivalent Securities or Equivalent Margin Securities should be determined, either through actual sales or purchases, or through market quotations. The document also specifies the conditions under which these valuations can be adjusted based on transaction costs and market conditions.


document_description: This document outlines the terms related to interest on unpaid sums, the single agreement nature of transactions, and the procedures for notices and communications under the agreement. It specifies the conditions under which interest will accrue on unpaid sums, the interconnected nature of transactions, and the methods and effectiveness of delivering notices and communications.


document_description: This document outlines the terms and conditions of an agreement between two parties, including provisions for default notices, entire agreement, non-assignability, termination, and governing law. It specifies the process for issuing a Special Default Notice, the non-assignability of rights and obligations, and the governing law as the laws of England. The document also addresses the appointment of agents for service of process and the impact of European Union economic and monetary union participation.


document_description: This document outlines the terms and conditions of an agreement between Deutsche Bank AG and Southern Trust Company, Inc. It includes clauses on the delivery of evidence of acceptance by appointed agents, no waivers of events of default, waiver of immunity, recording of telephone conversations, and third-party rights.

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.


document_description: This document outlines the supplemental terms and conditions to the TBMA / ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc. It includes provisions for Buy/Sell Back Transactions, Transactions in Equities or Net Paying Securities, and Transactions in Italian Bonds, among others. It specifies the base currency as USD and details the pricing source for market value calculations.

document_subtype: Supplemental Terms or Conditions


document_description: This document outlines specific clauses and conditions related to cash margin interest, delivery periods for margin calls, and notice requirements for Deutsche Bank AG under a financial agreement. It specifies interest rates, delivery periods for different securities, and addresses for sending notices.


document_description: This document outlines the appointment of agents for service of process for Party A and Party B, and provides definitions for terms such as 'Affiliate', 'Financial Market Transaction', 'Operative Documents', and 'Specified Agreement'.

key_locations:
London
St. Thomas
Virgin Islands

document_subtype: fax

key_organizations:
Deutsche Bank AG London
SOUTHERN TRUST COMPANY, INC.
TMF Corporate Services Limited


document_description: This document outlines amendments and supplemental terms to a master agreement for financial transactions between Party A and Party B. It includes definitions for terms like 'Code' and 'FATCA', and specifies conditions under which events are considered defaults. The document also details the types of securities acceptable for margin transfers and the conditions under which margin transfers can be requested.

document_subtype: Master Agreement

key_organizations: Securities Industry and Financial Markets Association

key_organizations: International Capital Market Association


document_description: This document outlines amendments and clarifications to a Master Agreement, including definitions and terms related to transactions, non-reliance, assessment and understanding, and set-off provisions. It specifies that parties act independently and are not relying on each other for investment advice.


document_description: This document outlines the terms and conditions related to set-off amounts, delivery of documents, and supplemental terms for parties domiciled in the United States under an ISDA Master Agreement. It includes provisions for currency conversion, estimation of obligations, and rights of set-off. Additionally, it specifies the delivery of documents required by the ISDA Master Agreement and supplemental terms applicable to U.S. domiciled parties, including bankruptcy proceedings and the source of funds for transactions.

key_organizations:
ISDA
Securities Investors Protection Act
Internal Revenue Code
Employee Retirement Income Security Act
United States Department of Labor


document_description: The document outlines terms related to Forward Transactions, including definitions, confirmation processes, and adjustments to purchase prices or securities. It specifies that communications related to Applicable Transactions must be through DBSI and clarifies the governance of repurchase or buy/sell back transactions.

document_subtype: agreement


document_description: This document outlines the terms and conditions related to repurchase transactions, including the calculation of transaction exposure, amendments to paragraph 4(c), and provisions related to FATCA. It specifies the obligations of the Buyer and Seller in terms of income payments and margin securities, particularly in relation to tax withholdings under FATCA.


document_description: This document outlines amendments to a financial agreement, specifically addressing tax-related clauses. It includes provisions for handling taxes and duties, particularly in relation to FATCA, and clarifies the responsibilities of the parties involved in terms of tax remittance and liability.

document_subtype: contract amendment


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., detailing supplemental terms and conditions for Buy/Sell Back Transactions. It includes definitions and interpretations related to Accrued Interest, Sell Back Differential, and Sell Back Price, and specifies how these terms apply to the agreement.

document_subtype: Annex to Repurchase Agreement


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., specifically addressing transactions involving UK gilt-edged securities. It outlines the interpretation of terms, scope of transactions, and the use of the CREST system for securities clearance.

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.
CRESTCo Limited
CHAPS Clearing Company Limited


document_description: This document outlines the terms and conditions of a DBV (Delivery By Value) Transaction involving Purchased Securities through CREST. It specifies the responsibilities of the Buyer and Seller regarding the delivery and payment of securities, including conditions under which non-delivery is deemed a failure by either party. It also addresses the obligations arising after an Event of Default under the agreement.


document_description: The document outlines the terms and conditions for entering into a series of DBV (Delivery By Value) Transactions, which can be confirmed by a single Confirmation. It distinguishes between Open DBV Repos and Term DBV Repos based on the specification of the Repurchase Date. The document also details the conditions under which transactions are deemed not to be entered into, the deferral of payments, and the treatment of amounts payable in case of termination. Additionally, it addresses transactions involving partly-paid securities.


document_description: The document outlines provisions related to the ex-dividend date for gilt-edged securities delivered as Margin Securities. It specifies the conditions under which a party is deemed to have received a payment of Cash Margin equivalent to the dividend amount on the securities.


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., detailing supplemental terms for transactions involving Italian Domestic Purchased Securities or Italian Bonds. It includes definitions, settlement methods, and provisions for late delivery.

key_people:
Deutsche Bank AG
Southern Trust Company, Inc.

document_subtype: Annex to Global Master Repurchase Agreement


document_description: This document outlines the terms for terminating and entering into a new transaction involving Delivered and Undelivered Securities. It specifies the conditions under which a new transaction is initiated, including the purchase date, purchase price, and other terms. Additionally, it addresses the withholding tax applicable to transactions involving Italian residents and non-residents, providing a formula for adjusting the Pricing Rate to account for withholding tax.


document_description: This document outlines the tax obligations and conditions related to Buy/Sell Back Transactions involving Italian Bonds. It specifies the conditions under which withholding tax applies, the construction of the Buy/Sell Back Annex, and the treatment of income from Italian Bonds. It also details the responsibilities of the Buyer and Seller regarding tax deductions and reimbursements.


document_description: The document discusses the non-applicability of paragraph II of the Agreement (Tax Event) to any Transaction involving Italian Bonds, which are defined as securities issued by the Italian government or local authorities, or other entities, that receive special tax treatment under Legislative Decree no. 239 of 1st April 1996.

document_subtype: agreement clause


document_description: This document is an annex to the TBMA/ISMA Global Master Repurchase Agreement between Deutsche Bank AG and Southern Trust Company, Inc., outlining supplemental terms and conditions for transactions involving equities. It specifies the scope of transactions, interpretation of terms related to equities, and conditions under which equivalent securities or sums of money are determined in various corporate actions.

title: EQUITIES ANNEX

document_subtype: Annex


document_description: This document is an annex to an agreement detailing the terms related to income payments and property transfers in securities transactions. It specifies the obligations of parties when income is paid in forms other than money and outlines procedures for income payments related to purchased and margin securities, including equities. The annex also addresses conflicts between its terms and the main agreement, stating that the annex terms prevail.


document_description: This document outlines the terms and conditions related to the transfer and settlement of securities, including notice requirements, income payment procedures, and tax implications. It also addresses corporate actions and voting rights related to purchased or margin securities.


document_description: This document outlines the terms and conditions related to the transfer, consolidation, and management of securities, including rights and obligations of parties involved in transactions. It covers scenarios such as subdivision, consolidation, takeover, preemption, and options affecting securities, as well as the exercise of voting rights and transfer duties or taxes.


document_description: A memo discussing credit terms for TRS and short call packages, including initial margin (IM) requirements and settlement details. The memo also mentions the sender's availability for further discussion after Shabbat.


document_description: This document is a Confirmation Agreement between Deutsche Bank AG, acting through its London branch, and an unnamed counterparty. It confirms the terms and conditions of a financial transaction under the ISDA Master Agreement. The document outlines the roles of Deutsche Bank and Deutsche Bank Securities Inc. (DBSI) in the transaction, specifies the governing definitions, and details the general terms of the transaction, including trade ID, trade date, effective date, termination date, and equity amounts payable.

document_subtype: Confirmation Agreement

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document appears to be a financial agreement or contract detailing terms related to floating amounts payable, dividends, and settlement terms. It includes information on valuation times, notional amounts, payment dates, floating rate options, and dividend terms.


document_description: This document outlines the terms and conditions related to dividend adjustments and extraordinary events in a financial transaction involving shares. It includes provisions for dividend disruption events, share adjustments, and extraordinary dividends. The Calculation Agent has the authority to adjust dividend amounts and payment obligations in response to changes in tax law or other extraordinary events. The document also addresses tender offer terms and the potential impact on the definition of 'Shares.'

key_locations: UK Germany U.S.


document_description: This document outlines the terms and conditions related to a Tender Offer and the definition of 'New Shares' in the context of Equity Definitions. It includes provisions for the consequences of merger events and tender offers, as well as de-listing conditions. The document specifies the determining party as Party A and includes modifications to calculation agent adjustments.

key_locations:
United States
United Kingdom
France
Germany
Italy
Netherlands
Spain
Denmark
Finland
Sweden
Luxembourg
Austria
Ireland
Belgium
Portugal
Norway
Switzerland


document_description: This document outlines the terms and conditions related to Additional Disruption Events, including Change in Law, Insolvency Filing, Hedging Disruption, Increased Cost of Hedging, and Increased Cost of Stock Borrow. It specifies the rights and obligations of Party A and Party B, including provisions for Optional Early Termination of the transaction.

key_locations:
European Union
Austria
Belgium
Denmark
Finland
France
Germany
Ireland
Italy
Luxembourg
Netherlands
Norway
Portugal
Spain
Sweden
Switzerland
United Kingdom


document_description: This document outlines the terms and conditions for an optional early termination of a financial transaction between Party A and Party B. It includes representations and warranties by Party B, including compliance with U.S. securities laws and the intention behind the transaction. It also details credit support provisions and account details for payments.


document_description: The document contains contact information for Hybrid Flow offices in New York and London, including telephone, fax, and email details. It also mentions the office locations for Party A and Party B involved in a transaction.

key_locations:
New York
London

key_organizations:
Hybrid Flow New York
Hybrid Flow London


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It also lists large transactions, such as a preauthorized credit for Darren K. Indyke PLLC.

title: Daily Deposit Report

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
HBRK Associates, Inc
NES, LLC
Butterfly Trust
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
JSC Interiors LLC


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details, disclaimers, and contact information for inquiries. The statement is intended for internal use and outlines the methodology and risks associated with the valuations provided.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including credit-default swaps, FX options, and commodities index derivatives. It includes trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various financial instruments including credit-default swaps, FX options, and commodity index derivatives as of January 23, 2015. It includes trade details, counterparties, trade types, dates, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: financial statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC