document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in various currencies including Hong Kong Dollar and Japanese Yen for the period of February 1, 2019 to February 28, 2019. It includes opening and closing balances, accrued income, and 30-day yield for cash, money funds, and bank deposits.


source: doj

document_description: The document is a financial statement detailing portfolio holdings, cost basis reporting rules, and holdings summary by currency. It includes disclosures on pricing, estimated annual figures, and reinvestment details. The statement is cleared through Pershing LLC, a subsidiary of BNY Mellon.

document_type: tabular

document_subtype: financial statement

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes disclosures on options, foreign currency transactions, and proxy voting. The document also contains a schedule of realized gains and losses for the current period, detailing transactions involving Euro currency, Casino Guichard-Per, and Hong Kong Dollar currency.

title: Deutsche Bank Portfolio Holdings Disclosures

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing the schedule of realized gains and losses for a specific period. It includes both short-term and long-term transactions, with details on securities, dates of acquisition and disposition, cost basis, proceeds, and realized gains or losses. The document also explains the distinction between covered and noncovered securities under cost basis reporting rules.

title: Schedule of Realized Gains and Losses

key_organizations:
Deutsche Bank AG
Centene Corp
General Electric Co
Southern California Edison
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes a schedule of realized gains and losses, cost basis information, and an activity summary of securities transactions, dividends, and interest. The document advises consulting a tax advisor for accurate tax reporting and mentions the potential for loss in money market mutual funds.

document_date: February 1, 2019 - February 28, 2019

document_type: financial

document_subtype: bank statement

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document contains a financial statement detailing credits, debits, and net amounts for a specific period and year-to-date. It includes a detailed table of securities bought and sold, with transaction dates, activity types, descriptions, quantities, prices, accrued interest, and amounts in USD and EUR.


document_description: This document contains a table of financial transactions related to securities withdrawals, deposits, and dividends for the account number B0102596CSF300. It includes details such as process settlement dates, activity types, descriptions, quantities, and amounts in USD.

key_organizations:
TD Ameritrade Clearing, Inc.
JBS Invts GmbH
Apollo Global Mgmt LLC
Apple Inc
Assurant Inc
Citigroup Inc
Citizens Communications Co
Exela Inter LLC
Exela Fin Inc
GM AC Cap Tri
JPMorgan Chase & Co
Lloyds Banking Group PLC
Southern Calif Edison Co
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a bank statement from Deutsche Bank for Southern Financial LLC, detailing transactions from February 1, 2019, to February 28, 2019. It includes dividends, interest, distributions, fees, and cash withdrawals and deposits.

title: Deutsche Bank Transactions for Southern Financial LLC

document_subtype: Bank Statement

key_organizations:
Deutsche Bank
Southern Financial LLC
Citigroup Inc
Apollo Global Management LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document contains a financial statement detailing transactions by type of activity, including cash withdrawals and deposits, and federal funds sent. It includes a summary of transactions in both U.S. dollars and euros, along with accrued interest and total amounts. Client service and account information are also provided.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a bank statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes information about electronic delivery preferences, the role of Pershing as a clearing broker, and important disclosures regarding account management and protection.

title: Deutsche Bank Account Statement

document_date: February 2019

key_organizations: Securities Investor Protection Corporation


document_description: This document outlines the arbitration agreement between the client and Pershing LLC, including the waiver of the right to sue in court, the finality of arbitration awards, and the limitations on discovery in arbitration. It specifies that any disputes will be submitted to arbitration before the Financial Industry Regulatory Authority and details conditions under which class actions cannot be brought to arbitration. The laws of the State of New York govern the agreement.

title: Important Arbitration Disclosures and Agreement

document_type: legal

key_locations: One Pershing Plaza, Jersey City, New Jersey

document_subtype: Arbitration Agreement

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing the portfolio performance for the period of March 1, 2019 to March 31, 2019. It includes account values, cash deposits and withdrawals, securities transactions, dividends, and asset summary.

key_locations:
Baltimore, MD
New York, NY
St Thomas, VI

document_subtype: Investment Portfolio Statement


document_description: This document provides a summary of short-term and long-term gains and losses for a specific period, along with exchange rate information and money market fund details. It includes a table of gains and losses, an exchange rate table, and a detailed money market fund activity report.

title: Summary of Gains and Losses

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from March 1, 2019, to March 31, 2019. It includes an income and expense summary, portfolio holdings, and account details.

title: Deutsche Bank Income and Expense Summary for Southern Financial LLC


document_description: The document provides details on portfolio holdings, including net market value, estimated annual income and yield, reinvestment details, foreign currency transactions, and proxy voting rights. It also includes a message about money market mutual funds and account information.

document_subtype: Portfolio Holdings Disclosure

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a financial statement from Deutsche Bank for SOUTHERN FINANCIAL LLC, covering the period from March 1, 2019, to March 31, 2019. It includes a summary of securities and cash activities, detailing credits, debits, and net amounts for the period and year-to-date. Key transactions include securities withdrawals and deposits, and money market fund income received.

title: Deutsche Bank Activity Summary for SOUTHERN FINANCIAL LLC

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document details financial transactions, specifically cash withdrawals and deposits, with a notable transaction of USD 190,415.39 withdrawn via Deutsche Bank Trust. It also includes client service information, account information, and electronic delivery preferences.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: The document provides standing instructions for account transactions, including non-USD wires and FED fund wires, for Southern Financial LLC. It includes details about the role of Pershing as a clearing broker and custodian, and outlines responsibilities of the financial institution and Pershing. It also includes important disclosures and contact information for inquiries.

key_locations:
Baltimore, MD
London
Polska

document_subtype: Standing Instructions

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document outlines the role of Pershing LLC in financial transactions, arbitration disclosures, and agreements. It emphasizes the binding nature of arbitration, limitations on discovery, and the composition of arbitration panels. It also provides contact information for Pershing LLC and mentions the governing laws of New York.

title: Important Information and Disclosures

key_locations:
Jersey City, New Jersey
State of New York

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation


document_description: This document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as order transactions, title to securities, free credit balances, debit balances, margin information, tax information, general account information, payment for order flow, and order routing policies. It also provides information on how Pershing may trade for its own account and the availability of financial statements.

key_locations: One Pershing Plaza, Jersey City, NJ 07399

document_subtype: terms and conditions

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon
Financial Industry Regulatory Authority


document_description: The document contains two tables listing financial account information. The first table includes account numbers, names, categories, and balances for various entities, including individuals and LLCs. The second table highlights large, zero, and negative balances, with repeated entries for some accounts. The document is marked as confidential under federal rules.


document_description: Due diligence research performed by PWM BIS-RESEARCH on Richard Kahn in accordance with AML Compliance standards. The report includes results from various databases and indicates no significant negative media or court cases found.

key_people:
Richard Kahn
Prachi Pawa

document_type: correspondence

document_subtype: due diligence report

key_organizations:
PWM BIS-RESEARCH
AML Compliance


document_description: The document contains OFAC and BIS results for Richard Kahn, including KYC ID, status, and public records information. No negative media was found.

document_subtype: OFAC and BIS Results

key_organizations:
DEUTSCHE BANK AG
LexisNexis


document_description: This document contains personal information about Richard Daniel Kahn, including address, name variations, and social security number details. It is marked as confidential and for internal use only.

document_type: other

key_locations: 1365 York Ave Apt 15C, New York, NY 10021-4050, New York County


document_description: A list of addresses with associated details such as dates and phone numbers. Includes census data for a geographical region and household members.

key_locations:
NEW YORK, NY
MANHASSET, NY
SYRACUSE, NY
BARDONIA, NY
NEW CITY, NY
BRONXVILLE, NY

document_subtype: address list


document_description: Census data for various geographical regions, detailing median age, income, home value, and education level. No household members or other associates listed.

document_subtype: census data


document_description: The document contains census data for various geographical regions, including median home values, education levels, head of household ages, and incomes. It also lists household members and other associates for some regions.

key_people:
BLITSTEIN, CAROL RUBIN
KAHN, GARY E
LIPUMA, ALISSA B
RUBIN, LUCILLE L


document_description: Census data for various geographical regions, detailing median age, income, home value, and education level. Some entries list household members and associates.

document_subtype: Census Data


document_description: The document contains census data for various geographical regions, including median age, income, home value, and education level. It also includes voter registration records for Richard D. Kahn in New York, with details such as registration date, last vote date, party affiliation, and active status.

document_subtype: census and voter registration data


document_description: The document contains voter registration information for individuals named Richard Kahn, including registration dates, last vote dates, party affiliations, and active status. The data is organized in a tabular format.

document_subtype: Voter Registration Data


document_description: The document contains voter registration and professional license information for Richard D. Kahn. It includes multiple voter registration entries with different registration dates, party affiliations, and last vote dates. Additionally, it lists a professional license for a CPA in New York County.

document_type: government

document_subtype: Voter Registration and Professional License Records


document_description: The document contains motor vehicle registration records for Richard D. Kahn, including details about a Chevrolet Suburban LTZ registered in New York. It includes registration dates, vehicle specifications, and license plate information.

document_subtype: Motor Vehicle Registrations


document_description: The document contains vehicle registration and title information for a Land Rover Range Rover HSE, including details such as VIN, class, model year, make, model, series, body style, weight, and license plate information. It also includes owner information for Richard D. Kahn, with title transfer and issue dates.

document_subtype: Vehicle Registration and Title Information


document_description: The document contains information about a civil judgment filed against Richard Kahn in New York. The creditor is listed as SIBARELP, with a filing amount of $1,783. The filing was made in the Civil Court of the City of New York.

document_subtype: Judgments/Liens

key_organizations:
SIBARELP
Civil Court of the City of New York


document_description: This document contains a table listing individuals with their aliases, status, and partial personal information. It includes details for Gary E. Kahn, Carol Rubin Blitstein, and Alissa B. Lipuma, along with their various aliases.

key_people:
Gary E. Kahn
Carol Rubin Blitstein
Alissa B. Lipuma

document_subtype: Alias and Identity Record


document_description: A list of names with aliases and redacted information, likely from a legal or administrative document. The document is marked as confidential and for internal use only.

key_people:
Irene L Kahn
Irwin A Kahn
Gabrielle Eve Kahn
Irwin Grantee Kahn

document_subtype: list


document_description: This table lists individuals with their full names, other known names, status, state, corporation number, record type, record date, and filing date. It includes entries for individuals named Kahn, including Irwin M. Kahn, Francine L. Kahn, and Richard Kahn.

title: Corporate Records Table

key_people:
Irwin M. Kahn
Francine L. Kahn
Richard Kahn

document_subtype: corporate records


document_description: The document contains information about inactive corporations associated with Richard Kahn, including K&F Capital Corp., RDK Asset Management Inc., and The C.O.U.Q. Foundation, Inc. It also lists person associates with limited details.

key_people:
Richard Kahn
Lucille L Rubin
Isaac J Rubin

key_locations:
New York
West Palm Beach, FL

key_organizations:
K&F Capital Corp.
RDK Asset Management Inc.
The C.O.U.Q. Foundation, Inc.


document_description: The document contains two lists of names. The first list includes variations of the name 'SCHEFFLER' and 'RUBIN, LUCILLE L'. The second list, labeled 'Neighbors - 9 records found', includes names associated with the address '130 E 75TH ST #7-E NEW YORK, NY 10021-3241'.

key_people:
SCHEFFLER, ADAM CRAIG
RUBIN, LUCILLE L
MAURO, ANDREA F JR
NEU, CHLOE
BENDALL, B J
LACY, JOHN
MOEDER, ALYSSA C
ODELL, MRSSPETER M
ABRAHAMSON, L R


document_description: The document lists employment records for Richard Kahn across various companies, with a total of 24 records found. It includes company names, titles, and confidence levels for each record.

document_subtype: employment locator

key_organizations:
ARKAY CAPITAL CORP.
HBRK ASSOCIATES INC.
RDK ASSET MANAGEMENT INC.
ARC HOLDING INC.
K & F CAPITAL CORP.
THE C.O.U.Q. FOUNDATION, INC.


document_description: This table lists various companies associated with Richard Kahn, including RDK Asset Management Inc., ARC Holding Inc., K & F Capital Corp., ARKAY Capital Corp., and Alaska Freedom Fishn. It provides confidence levels for the associations and includes a phone number for Alaska Freedom Fishn.

title: Index of Richard Kahn's Company Associations

document_subtype: Index Table

key_organizations:
RDK Asset Management Inc.
ARC Holding Inc.
K & F Capital Corp.
ARKAY Capital Corp.
Alaska Freedom Fishn


document_description: Contact information for Richard Kahn associated with different companies and roles. Companies include HBRK ASSOCIATES INC and RDK ASSET MANAGEMENT INC. Roles include CONTACT, CHAIRMAN OR CHIEF EXECUTIVE OFFICER, and PRINCIPAL EXECUTIVE OFFICE CONTACT. SSN, Phone, and Address are redacted. General location is KENAI, AK 99611-5957.

document_subtype: contact information

key_organizations:
HBRK ASSOCIATES INC
RDK ASSET MANAGEMENT INC.


document_description: The document contains information about Richard Kahn, associated with RDK Asset Management Inc. It includes personal information such as phone details and carrier information, as well as a summary of various source documents related to corporate affiliations, email addresses, and more.

title: PRINCIPAL EXECUTIVE OFFICE CONTACT

key_locations:
New York City
NY

key_organizations:
RDK Asset Management Inc.
VERIZON WIRELESS-NY


document_description: The document contains information about Richard Kahn being listed on the NYSE Arca Enforcement watchlist. It includes details about the decision number, publication date, and case information related to Arca Disciplinary Actions.

document_subtype: watchlist

key_organizations:
NYSE Arca
New York Stock Exchange


document_description: In a class action regarding alleged defects in MINI Cooper vehicles, the court grants final approval of a settlement between BMW and a nationwide class of vehicle owners. The court also grants in part the plaintiffs' motion for attorneys' fees and expenses. The case involves claims about a latent defect in the timing chain tensioner of certain MINI Cooper models, leading to premature failure.

title: Walls, Senior District Judge Opinion

key_people:
William H. Walls
Christopher J. Dalton
Rosemary Joan Bruno

key_locations:
Newark, NJ
Georgia
Illinois
New Jersey
Minnesota
Arizona
Pennsylvania
Florida
New York
Texas
Tennessee
Arkansas

document_subtype: court opinion

reference_numbers:
ECF No. 71
ECF No. 53
ECF No. 36
ECF No. 9


document_description: The document discusses a class action lawsuit involving claims related to vehicles with N14 engines. Plaintiffs filed a motion for preliminary approval of a class settlement for owners and lessees of vehicles with N14 engines. The court granted preliminary approval and held a fairness hearing. The settlement defines the N14 Class and excludes certain parties from the class.

title: N14 Class Settlement Agreement

key_people:
Richard Kahn
Matthew J. McDermott
Raymond P. Boucher

key_locations:
United States
District of Columbia
Puerto Rico

document_subtype: court filing

key_organizations: United States District Court for the Eastern District of New York


document_description: The document outlines the settlement terms for N14 Class members in a legal case. If the court grants final approval, defendants will dismiss the action with prejudice, and N14 Class members will be barred from pursuing resolved claims. The settlement provides four types of relief: warranty extension, reimbursement for timing-chain repairs, reimbursement for engine repairs, and compensation for vehicle sale losses. Class members must submit claims with documentation, and a Settlement Administrator will review claims. Denied claims can be appealed to a Special Master.

document_subtype: settlement agreement

reference_numbers:
ECF No. 92
ECF No. 92-4 Ex. A
ECF No. 69-3 Ex. 1


document_description: The document discusses the attorneys' fees and expenses related to a settlement agreement, the notice process to N14 Class members, and the administration of claims. Class Counsel may seek up to $2,320,000 in fees and expenses, with Defendants not objecting to up to $1,820,000. Service awards of up to $4,000 for each Named Plaintiff are also mentioned. Notices were sent to N14 Class members, with a high success rate of delivery. The deadline for claims submission was extended for certain states.

key_people:
Class Counsel
Named Plaintiffs

key_locations:
Kansas
New Hampshire
Oklahoma
Pennsylvania

document_subtype: Court Order

reference_numbers:
ECF No. 69-3 Ex. 1 ¶ VIII.B
ECF No. 72 at 2
ECF No. 92-4 ¶ 1
ECF No. 107-1 ¶ 1
ECF No. 88 at 1
ECF No. 89 at 1-2


document_description: The document discusses the court's consideration of a settlement agreement involving the N14 Class. It includes details about class member claims, requests for exclusion, objections, and motions for final approval of the settlement and attorneys' fees. The court held a fairness hearing on July 14, 2016, to address these issues.

title: Court Opinion on Settlement Agreement

key_people: Plaintiffs Defendants

key_locations:
Hawaii
Kansas
Oklahoma
New Hampshire
Pennsylvania

key_organizations:
CAA
N14 Class

reference_numbers:
ECF No. 86
ECF No. 90
ECF No. 92
ECF No. 107


document_description: The document discusses the requirements for class certification under Federal Rule of Civil Procedure 23. It outlines the criteria of numerosity, commonality, and typicality that must be met for a class action to proceed. The court finds that the numerosity requirement is satisfied with 186,031 class members. Commonality is established as all class vehicles had the allegedly defective timing chain tensioner. Typicality is assessed based on the alignment of named plaintiffs' incentives with those of absent class members.

title: Class Certification Analysis

reference_numbers:
ECF No. 92-4
ECF No. 70


document_description: The court finds that common questions of law or fact predominate over individual questions in a class action regarding alleged defects and warranty issues with Class Vehicles. The class action is deemed superior to individual lawsuits for efficiency and fairness. The court certifies the class as defined in the settlement agreement and confirms that class notice was proper under Rule 23(b)(3).

document_subtype: court order

key_organizations:
Danvers Motor Co.
Ford Motor Co.

reference_numbers:
2016 U.S. Dist. LEXIS 97188
ECF No. 92
ECF No. 88


document_description: The document discusses the approval of a settlement in a class action case, considering the Girsh factors and Prudential considerations. The court finds that these factors weigh in favor of approving the settlement, noting the complexity and duration of litigation and the reaction of the class.

key_people: Girsh Prudential

key_organizations:
Third Circuit
GM Truck Prods.
Prudential Ins. Co.
Warfarin Sodium
L.A. Fitness Intern.


document_description: This document discusses the objections and claims related to a class action settlement involving N14 Class members. Of the 186,031 class members, 5,310 submitted claims, 123 opted out, and 23 submitted objections. The court addresses the low response rate and considers individual objections, including one by Kunal A. Mirchandani, who argues against the documentation requirements for vehicle service history. The court finds the documentation requirement reasonable, noting that many mechanics have access to databases for service history.

key_people:
Kunal A. Mirchandani
Richard Ellenbogen
Timothy Fitzgerald
Donald Mann
Shirtey M. Stipe-Zendle
Marika Hamilton
Gerald Maloney
Sarah H. Beeby

reference_numbers:
ECF No. 107-1
ECF No. 78
ECF No. 92-5 Ex. 11
ECF No. 104
ECF No. 102
ECF No. 107-2 Ex. 11
ECF No. 107-1 Ex. B
ECF No. 75
ECF No. 92


document_description: Various objections filed by individuals regarding a settlement agreement related to MINI Cooper vehicles. Objections include issues with vehicle classification, warranty extensions, and compensation for defects.

key_people:
Anthony Mazzarella
Jenean C. Cordon
Oona Robinson
Gary Kaufman
LaTonya Curtis

reference_numbers:
ECF No. 81
ECF No. 82
ECF No. 83
ECF No. 84
ECF No. 85


document_description: The document contains objections filed by various individuals against a settlement agreement related to Class Vehicles. Timothy Fitzgerald, James M. Ward, Jamye C. Brown, and Gregory Munro have raised concerns about the warranty extension, compensation for vehicle loss, and reimbursement for repairs. The court addresses these objections, noting the limitations of the settlement agreement and the decline in vehicle value over time.

key_people:
Timothy Fitzgerald
James M. Ward
Jamye C. Brown
Gregory Munro

reference_numbers:
ECF No. 92-5 Ex. 11
ECF No. 97
ECF No. 96
ECF No. 98


document_description: The document discusses objections and rulings related to a class action settlement involving MINI vehicles with defective timing chains. The court addresses objections regarding reimbursement amounts, claims period, and documentation requirements. Specific objections from individuals such as Donald Mann and Robin Mackey are noted, with the court providing responses to each.

key_people:
Donald Mann
Robin Mackey
Kimberly Winkler
Ms. Clifford

reference_numbers:
ECF No. 86-6
ECF No. 92
ECF No. 69-3
ECF No. 103
ECF No. 104
ECF No. 106
ECF No. 107


document_description: The document contains objections submitted by Kimberly Winkler, Marika Hamilton, and Susan Von Struensee regarding a class action settlement. Winkler seeks warranty extension and reimbursement for vehicle issues. Hamilton seeks reimbursement for timing chain tensioner repair. Von Struensee objects to lack of notice and unreasonable documentation requirements for oil changes. The court addresses these objections and discusses the Girsh factors related to the settlement's fairness.

key_people:
Kimberly Winkler
Marika Hamilton
Susan Von Struensee
Theodore Katz
Cathy L. Waldor

reference_numbers:
ECF No. 106-1
ECF No. 107-2 Ex. 11
ECF No. 107-2 Ex. 12
ECF No. 107
ECF No. 69-3 Ex. 1 Ex. B
ECF No. 39
ECF No. 53
ECF No. 92


document_description: The document discusses the Girsh factors in the context of a settlement in a class action lawsuit. It evaluates the risks of establishing liability and damages, the risks of maintaining a class action, and the ability of defendants to withstand a greater judgment. The court finds that several factors weigh in favor of approving the settlement.

reference_numbers:
ECF No. 39
ECF No. 92


document_description: The document discusses the approval of a settlement in a class action lawsuit against a multi-national automobile business. The settlement provides various forms of relief to class members, including notice of a defect, free repairs, reimbursements, and warranty extensions. The court evaluates the settlement's reasonableness based on the Girsh factors, considering the best possible recovery and litigation risks. Despite objections regarding benefits for high-mileage or older vehicles, the court finds the settlement reasonable and favors granting final approval.

key_organizations: Defendants Plaintiffs


document_description: The court evaluates the settlement agreement in a class action case, considering factors such as the probable outcome of a trial, claims by other classes, and attorneys' fees. The settlement is approved as it is not limited by a fixed amount, and attorneys' fees will not reduce the amount available to class members. The court also considers the direct benefit to the class, noting that a small percentage of class members submitted claims, possibly due to the low incidence of defects. The settlement is deemed fair, reasonable, and accurate. Plaintiffs seek $2,320,000 in attorneys' fees, while defendants agree to $1,820,000. The court will determine the reasonableness of the request.

key_people:
Named Plaintiffs
Class Counsel

key_organizations: Plaintiffs Defendants

reference_numbers:
ECF No. 92
ECF No. 69-3 Ex. 1 ¶ VIII.B
ECF No. 86
ECF No. 90


document_description: The document discusses the legal standards and analysis for awarding attorney's fees in a class action lawsuit. It outlines the Federal Rule of Civil Procedure 23(h) and the methods for evaluating attorney's fees, including the percentage-of-recovery and lodestar methods. The court applies the lodestar method for this case under the Magnuson-Moss Warranty Act, which involves statutory fee-shifting.

title: Legal Standard and Analysis for Attorney's Fees in Class Action

key_people:
Rode v. Dellarciprete
Hensley v. Eckerhart

key_organizations:
Third Circuit
Federal Rule of Civil Procedure


document_description: The document discusses the lodestar calculation for attorneys' fees and expenses in a legal case. Plaintiffs seek $2,320,000, which is 31.5% less than their lodestar calculation of $3,387,328.75. Defendants argue the calculation is incorrect due to high billing rates and insufficient documentation. The court examines the reasonableness of hours worked and billing rates, referencing several legal precedents.

reference_numbers:
ECF No. 86
ECF No. 90
ECF No. 105


document_description: The document discusses Local Civil Rule 54.2, which governs attorneys' fee applications, and the calculation of a lodestar amount for class counsel billable hours. It includes details on the submission requirements for attorneys' fees and the use of a lodestar multiplier. Plaintiffs calculated a lodestar amount of $3,387,328.75 for 5,100.75 hours of work by attorneys and paralegals at nine law firms, supported by declarations from supervising attorneys.

title: Local Civil Rule 54.2 and Class Counsel Billable Hour Submissions

key_people:
Bryan L. Clobes
David S. Markun
Jeffery A. Koncius
John A. Yanchunis
Tina Wolfson
William J. Pinilis

reference_numbers:
ECF No. 86-6
ECF No. 86-2
ECF No. 86-3
ECF No. 86-4
ECF No. 86-5
ECF No. 86-7
ECF No. 86-8


document_description: This document details the billable hours, billing rates, and total lodestar amounts reported by various law firms involved in a legal case. It includes litigation expenses and adjustments due to a default judgment and court-appointed receivership. A declaration from Gerald G. Knapton regarding the reasonableness of attorneys' fees is also mentioned.

key_people:
Raymond Boucher
Gerald G. Knapton

key_organizations: Cafferty Clobes Meriwether & Sprengel LLP

reference_numbers:
ECF No. 86-2
ECF No. 86-3
ECF No. 86-4
ECF No. 86-5
ECF No. 86-6
ECF No. 86-7
ECF No. 86-8
ECF No. 86-9


document_description: The document discusses the Plaintiffs' submission of attorney fees in a multi-state class action case. The Plaintiffs provided a breakdown of hours spent on various legal activities but lacked specific dates for services rendered. Defendants argue for more detailed documentation, but the Court finds the submission reasonable despite some hesitation. The billing rates are considered high for the community.

reference_numbers:
ECF No. 86-2 Ex. 1
ECF No. 86 at 7-10
ECF No. 90 at 3-4
ECF No. 90 at 6
ECF No. 105 at 6
ECF No. 105 at 9
ECF No. 86-9 1128
ECF No. 90 at 9-10


document_description: The document discusses the assessment of attorney fees in a legal case, comparing the requested billing rates to prevailing rates in the community. It references various cases to justify the reasonableness of the rates and includes arguments from both Plaintiffs and Defendants regarding appropriate comparisons for billing rates. The document also includes calculations of lodestars based on different rate adjustments.

key_people:
John A Yanchunis
Teresa Ponder
Mr. Knapton

key_locations:
New York
Philadelphia

reference_numbers:
ECF No. 105
ECF No. 90
ECF No. 86-9
ECF No. 86-5


document_description: The document discusses the approval of a fee award in a class action case. The court considers various factors, including the percentage-of-recovery fee, Class member objections, and the Gunter factors, to approve a fee award between $1,900,000 and $13,500,000. The expenses incurred by Class Counsel are deemed reasonable, with a total of $133,358.30 in expenses documented.

key_organizations: Cafferty Globes Meriwether & Sprengel, LLP

reference_numbers:
ECF No. 86
ECF No. 105


document_description: The court approves a settlement between Plaintiffs and Defendants, granting Plaintiffs' motion for final approval of the N14 Class settlement and awarding $2,100,000 in attorneys' fees and expenses. Service awards of $4,000 each for the eighteen Class Representatives are also granted.

reference_numbers:
ECF No. 90
ECF No. 86-3
ECF No. 92
ECF No. 86


document_description: The court certifies a class for settlement purposes, excludes individuals who opted out, grants final approval to the settlement agreement, and orders defendants to pay attorney fees and service awards to named plaintiffs.

key_people:
William H. Walls
Joshua Skeen
Laurie Freeman
Scott Lamb
Gina Romaggi
Emmanuel Nomikos
Gregory Abbott
Vicki NM Blasucci
Scott Bookhout
Michelle Colberg
Kevin Kebabjian
Marta Motel
Ginger Roach
James Stoecker
Heather Swango
Maryanne Howland
Candi Sossa
Richard Kahn

reference_numbers:
ECF No. 69-3 Ex. 1
ECF No. 89
ECF No. 95
ECF No. 107-1 Ex. C
ECF No. 72


document_description: Citibank, N.A., as trustee for the BSARM 2007-2 trust, appeals a final judgment dismissing its foreclosure complaint. The trial court's decision was based on the testimony of an expert witness who claimed the Trust was never the holder of the note. The appellate court reversed the decision, stating the trial court relied on legal conclusions rather than substantial evidence.

title: Citibank, N.A. v. Martin Olsak

key_people:
Martin Olsak
Richard Kahn
Michael K. Winston
Dean A. Morande
Alana Zorrilla-Gaston
Jeff Barnes

key_locations:
Key West, Florida
Monroe County Circuit Court

document_subtype: Court Opinion

key_organizations:
Citibank, N.A.
Orion Bank
Wells Fargo
BSARM 2007-2 trust


document_description: The court reviewed whether the Trust had standing to foreclose on the Olsak Note. The trial court concluded the Trust never acquired an interest in the Note, based on Kahn's testimony. Citibank appealed, arguing the Trust had possession of the Note with a blank endorsement. The appellate court examined the legal standards for standing and the admissibility of expert testimony.

title: Citibank v. Trust - Standing in Foreclosure Case

key_organizations:
Citibank
Trust
Wells Fargo
Orion Bank


document_description: The appellate court reversed the trial court's decision that the Trust lacked standing, as the trial court relied on expert legal opinions rather than factual evidence. The case is remanded for further proceedings to determine the Trust's standing based on competent evidence.

key_people: Kahn Olsak

key_locations:
Florida
Eastern District of New York

key_organizations:
City of Hollywood
Deutsche Bank Nat'l Trust Co.


document_description: This document lists the defendant attorneys for the case Kahn V. BMW Of North America, LIc 2:14cv2463. The lead attorney is Christopher J. Dalton from Buchanan Ingersoll & Rooney PC, located in Newark, NJ. Rosemary J. Bruno is also an attorney to be noticed from the same firm and location. The court record was updated on April 16, 2015.

key_people:
Christopher J. Dalton
Rosemary J. Bruno


document_description: This document is a bank statement from Deutsche Bank Trust Co. Americas for Southern Trust Company, Inc. covering the period from May 1, 2019, to May 31, 2019. The statement shows a beginning balance of $91,098.69, with an outgoing money transfer of the same amount, resulting in an ending balance of $0.00. There were no deposits, checks paid, ATM withdrawals, or service charges during this period. The statement also details NSF return item fees and overdraft fees.

title: Deutsche Bank Statement for Southern Trust Company, Inc.

key_locations:
345 Park Avenue, NYC
St. Thomas, United States VI

document_subtype: Bank Statement

key_organizations:
Deutsche Bank Trust Co. Americas
Southern Trust Company, Inc.


document_description: A financial document from Deutsche Bank detailing an outgoing money transfer.

document_subtype: bank statement


document_description: Instructions for addressing errors or questions related to electronic and non-electronic funds transfers with Deutsche Bank. Includes contact information and procedures for reporting errors and verifying preauthorized credits.

key_locations: 345 Park Avenue, NYC20-0102, New York, New York 10154


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00211960 and EFTA01372160. It is noted as corrupted or unprintable and cannot be produced.


document_description: Stewart Oldfield from Deutsche Bank Wealth Management is confirming the receipt of a final certificate of good standing and requests Bella to inform when it can be sent. The memo includes a confidentiality notice and a disclaimer about legal or tax advice.

key_people:
Stewart Oldfield
Bella

document_subtype: memo

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A check issued by JEGE, LLC to William Hammond for the amount of $26,850.67, related to pilot services provided between 09/02/18 and 09/22/18.

document_subtype: check

key_organizations:
JEGE, LLC
Deutsche Bank Trust Company Americas


document_description: A Microsoft Teams conversation log discussing topics such as 'downgrade,' 'jet leg,' and a decision to downgrade an account related to 'Darren K Undyke PLLC' and 'Epstein.'


document_description: A confidential fax and email document related to securities offered through Deutsche Bank Securities Inc. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Internal memo requesting pay/no pay decision for transactions, with instructions for reporting fraud.

key_people:
Stewart Oldfield
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
sigver dbgps
Shreyas-S Apte
Vinay J
Hemant
Kumar-Sharma
Vinod-kumar L
Bradley Gillin
Richard larossi
Hemant K Sharma

document_subtype: internal memo

key_organizations:
Signature Verification
Federal Reserve


document_description: A check issued by Neptune, LLC to the Insurance Office of Central Ohio for the amount of $50,819.00. The check is associated with policy 0002406962 and invoice #245071. The check was drawn from Deutsche Bank Trust Company Americas, with account number 42953424 and routing number 21001033. The check was flagged for 'Signature not on file'.

key_locations:
St. Thomas, USVI
New York, New York
New Albany, OH

key_organizations:
Neptune, LLC
Insurance Office of Central Ohio
Deutsche Bank Trust Company Americas


document_description: A check issued by Darren K. Indyke through Deutsche Bank Trust Co Americas to The Ritz-Carlton Club, St. Thomas for the amount of $11,133.34. The check is marked as 'No Signature Required' and has been authorized by the depositor. The check number is 1019 and there is a note of 'Signature missing' for the amount.

key_organizations:
Deutsche Bank Trust Co Americas
The Ritz-Carlton Club, St. Thomas


document_description: The document contains two tables listing financial account information. The first table includes account numbers, names, and balances, with some accounts having zero or large balances. The second table highlights accounts with large, zero, or negative balances, providing account numbers, names, categories, balances, and overdraft amounts. The document is marked confidential and is related to a legal case under the jurisdiction of the Southern District of New York.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of December 17, 2018. It includes account numbers, names, categories, and balances.

title: RM0082289 Daily Deposit Report 20181218

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Shari Wagner
Rahul Vaid

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Axcis Information Network, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
Darren K. Indyke PLLC
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
The 2017 Caterpillar Trust


document_description: The document contains a table of financial data with account numbers, names, categories, and balances. It includes large, zero, and negative balances for various trusts, individuals, and companies. The data appears to be confidential and related to financial transactions or holdings.


document_description: Vijay Sawant, a KYC Case Representative at Deutsche CIB Centre Private Limited, requests comments on Points 10 and 14 of a case document, or any other points requiring amendments, to complete the case.

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: A request to close an account from JEGE, Inc addressed to Brad.

key_people:
Daven Indiffe
Darren Indyke


document_description: The document is marked as corrupted/unprintable and cannot be produced. It is labeled as confidential.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0065819, SDNY_GM_00212003, and EFTA01372191.


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It includes a reference to EU corporate and regulatory disclosures and a disclaimer about not providing legal or tax advice.


document_description: Certificate issued by the Lieutenant Governor of the Virgin Islands certifying the legal existence of PRYTANÉE, LLC as a Limited Liability Company registered on July 22, 2016.

title: Certificate of Existence for PRYTANÉE, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations: Government of the Virgin Islands of the United States


document_description: The document outlines the Articles of Organization for Prytanee, LLC, a limited liability company organized under the Uniform Limited Liability Company Act in the Virgin Islands. It specifies the company's name, address, principal office, and resident agent.

title: Articles of Organization of Prytanee, LLC

key_locations: Royal Palms Professional Building, St. Thomas, Virgin Islands 00802

document_subtype: Articles of Organization


document_description: This document is a notarized statement by Brett Geary, acting as the Organizer of a Company, affirming the truth of the statements in the Articles of Organization. The notarization took place in the United States Virgin Islands on July 22, 2016.

key_people:
Brett Geary
Gina Marie Bryan

document_subtype: Notarized Document


document_description: This document is the operating agreement for Prytanée, LLC, a United States Virgin Islands limited liability company. It outlines the rights and obligations of the company's sole members, Southern Trust Company, Inc. and The Pierre Trust, as well as the company's manager, Etienne Binant. The agreement includes definitions of terms and details regarding the management and governance of the company.

title: Prytanée, LLC Operating Agreement

key_people:
Etienne Binant
Caroline Sophie Camille Lang

key_locations: 60 Avenue Montaigne, 75008 PARIS, France

document_subtype: Operating Agreement

key_organizations:
Prytanée, LLC
Southern Trust Company, Inc.
The Pierre Trust


document_description: This document outlines definitions and provisions related to an Operating Agreement, including terms such as 'Adjusted Capital Account Balance', 'Affiliate', 'Agreement', 'Artwork', and 'Capital Account'. It specifies how Capital Accounts are maintained and adjusted in compliance with relevant regulations.


document_description: This document outlines definitions related to a membership agreement, including terms such as 'Membership Interest,' 'Notice,' 'Person,' 'Profits,' and 'Losses.' It specifies the rights and obligations of members, the communication requirements for notices, and the calculation of profits and losses for tax purposes.

document_subtype: agreement


document_description: This document outlines the allocation of profits and losses among members of a company as per Sections 4.2 and 4.3. It specifies how losses are allocated based on membership interests and adjusted capital account balances, and provides guidelines for reallocation by the manager if necessary. Tax allocations are also addressed.


document_description: This document outlines the allocation of income, gain, loss, and deduction for tax purposes among members of a company, in accordance with Code Section 704(c). It also details the distribution of cash flow to members based on their capital contributions and membership interests. Additionally, it specifies the management structure of the company, naming Etienne Binant as the initial manager and mentioning the creation of a Management Agreement.

document_subtype: contract


document_description: The document outlines the terms of a Management Agreement, including the compensation structure for the Manager, management authority, and responsibilities. The Manager is entitled to $100,000 per year, payable quarterly, and reimbursement for reasonable expenses. The Manager has authority over day-to-day operations, including incurring expenses, entering shipping and insurance contracts, and binding the Company in business matters.

document_subtype: Management Agreement


document_description: This document outlines the authority and decision-making processes for a company's manager and members. It specifies that certain actions, such as purchasing artwork over $10,000, leasing or purchasing office space, and entering into management agreements, require member consent. It also details the manager's liability if acting without authority and the need for member approval for financial and employment decisions.


document_description: The document outlines the roles, responsibilities, and limitations of the Manager in a company, including entering into agreements, liability limitations, removal, resignation, and appointment of a new Manager. It specifies the need for consent from members and legal counsel for certain actions and details the process for removal or resignation of the Manager.

key_people:
Darren K. Indyke
Etienne Binant


document_description: This document outlines the financial and tax responsibilities of the Manager and STC, including the preparation and distribution of tax forms and returns. It also details the conditions under which membership interests in the Company can be transferred and the circumstances leading to the Company's dissolution.

key_organizations: U.S. Virgin Island Bureau of Internal Revenue


document_description: This document outlines the procedures for the dissolution of a company, including the order of priority for distributing liquidation proceeds and the management of the company's affairs during the dissolution process.

key_people:
Jeffrey E. Epstein
Etienne Binant

document_subtype: Company Dissolution Procedures


document_description: This document outlines miscellaneous provisions of a legal agreement, including binding terms, execution in counterparts, effects of consent or waiver, enforceability, entire agreement clause, and governing law jurisdiction. The agreement is governed by the laws of the United States Virgin Islands.


document_description: This document outlines the terms and conditions of an agreement, including jurisdiction, liability among members, partnership intentions, amendment procedures, notice requirements, and business pursuits of members and managers. It specifies that the company and parties agree to jurisdiction in St. Thomas, US Virgin Islands, and details liability limitations, partnership disclaimers, amendment conditions, and notice delivery methods.

key_locations: St. Thomas, United States Virgin Islands

document_subtype: Agreement


document_description: This document is an agreement executed by Prytanée, LLC, Southern Trust Company, Inc., and The Pierre Trust. It includes signatures from Etienne Binant as the manager and representatives from the member organizations.

title: Agreement Execution

key_people:
Etienne Binant
Caroline Lang


document_description: This document lists the names, addresses, and membership interests of the members of a company. It includes details of ownership percentages and initial capital contributions.

title: Exhibit A - Membership Interests

key_people:
Darren K. Indyke
Caroline Lang
Etienne Binant

key_locations:
St. Thomas, USVI
Paris, France

document_subtype: Membership Interests

key_organizations:
Southern Trust Company, Inc.
The Pierre Trust


document_description: The IRS assigned an Employer Identification Number (EIN) 66-0865925 to PRYTANEE LLC, represented by Southern Trust Company Inc. The notice includes filing requirements for Form 1065 by March 15, 2017, and provides information on tax classification and relevant forms.

title: IRS EIN Assignment Notice

key_locations:
Cincinnati, OH
St Thomas, VI

document_subtype: IRS Notice

key_organizations:
IRS
PRYTANEE LLC
Southern Trust Company Inc


document_description: IRS notice regarding Employer Identification Number (EIN) for PRYTANEE LLC, including important reminders about using the EIN on federal tax forms and tax-related correspondence.

key_organizations:
PRYTANEE LLC
Southern Trust Company Inc


document_description: This document is a trust agreement for The Pierre Trust, established by Caroline Sophie Camille Lang as both Grantor and Trustee. It outlines the management and disbursement of the trust's income and principal during the Grantor's lifetime, and reserves specific rights for the Grantor, including the ability to amend or revoke the trust.

title: The Pierre Trust

document_date: November 2016

document_type: property

document_subtype: Trust Agreement


document_description: This document outlines the provisions for distributions, allocations, and divisions of trust assets, including fair market value considerations, accounting allocations, and a spendthrift provision. It specifies how the trustee should handle pecuniary distributions, allocate receipts and disbursements, and protect trust assets from beneficiaries' creditors.


document_description: The document outlines the powers and limitations of a trustee in managing a trust. It includes provisions for leasing, mortgaging, or encumbering trust assets, abandoning property deemed worthless, electing distribution modes for various plans, conducting audits for compliance with environmental laws, and employing agents or advisers. Restrictions are placed on trustees who are not the grantor regarding transactions with themselves or related parties.

key_people: Trustee Grantor

document_subtype: trust agreement


document_description: This document outlines the powers and responsibilities of the Trustee in managing the assets of a Trust. It includes provisions for delegating authority, managing and distributing assets, and maintaining records. The Trustee is granted broad powers to manage the Trust without judicial approval, including signing checks, accessing safe deposit boxes, and distributing assets to beneficiaries, even those under legal disability or under the age of 21. The document also allows for the division of the Trust into subsidiary accounts and the use of real property by beneficiaries.

document_subtype: trust document


document_description: This document outlines the powers and restrictions of a Trustee in managing a Trust. It includes provisions for granting and eliminating powers of appointment, renouncing assets, and executing necessary instruments. It also details restrictions on a Trustee's powers, especially in cases of conflict of interest or legal obligations to beneficiaries.


document_description: This document outlines the provisions concerning trustees in a trust agreement. It includes sections on the appointment of successor trustees, resignation of trustees, handling of vacancies, elimination of bond requirements, and exculpation and indemnification of trustees.


document_description: This document outlines the terms and conditions of a Trust Agreement, including the jurisdiction and laws governing the trust, the powers of the Trustee, and the consequences for beneficiaries who contest the agreement. The U.S. Virgin Islands courts have primary supervision over the trust, but the Trustee has the discretion to transfer the trust's situs to another jurisdiction. Definitions of terms such as 'Trustee' and 'Executor' are provided, and a no-contest clause is included to nullify benefits for any beneficiary who contests the agreement.


document_description: A confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It includes a link for EU corporate and regulatory disclosures and a note that Deutsche Bank does not provide legal or tax advice.


document_description: Wire transfer instruction from Karyna Shuliak to transfer $13,370.68 from a specified account to JPMorgan Chase and close the account afterwards.

key_people:
Karyna Shuliak
Brigid Liam

document_subtype: wire transfer instruction


document_description: A wire transfer of $8723.23 sent to Caterpillar was returned due to a closed account. The sender is seeking advice on which account to credit the funds to.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential memo from DBOI Global Services Private Limited regarding oversight and escalation in Wealth Management Operations.

document_subtype: memo


document_description: This document is a bank statement for a Money Market Account at Southern Trust Company, detailing transactions from 10/15/2018 to 03/31/2019. The account shows a ledger balance of $455,227.67 as of 03/31/2019, with various credits and debits including interest payments and money transfers.

document_subtype: bank statement


document_description: The document is a daily deposit report dated April 2, 2019, detailing large, zero, and negative balances for various accounts. Notable accounts include Jeffrey Epstein with a balance of $3,375,751.02 and the Jockey Club with a balance of $691,701.44. The report is marked confidential under Federal Rule of Criminal Procedure 6(e).

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Mara Wagner
Leah Kubis

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Wanek Trust of 2000
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Todd R Wanek 2015 GRAT Trust
Keyhole Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Axcis Information Network Inc.
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document contains financial data related to various entities and individuals, including account balances and transactions. It lists entities such as Southern Financial LLC, Southern Trust Company, Inc., Todd R. Wanek and Karen A. Wanek, and others, along with their respective financial balances. Additionally, it includes large, zero, and negative balances for specific accounts, with some accounts having significant amounts, such as Todd R. and Karen A. Wanek JTWROS and Shari Wagner 2014 GRAT.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner

key_organizations:
Southern Financial LLC
Southern Trust Company, Inc.
Ashley Furniture Industries Inc
Ashley Global Retail, LLC


document_description: The document contains financial data related to various trusts and LLCs, including balances and account information. It lists entities such as SHARI WAGNER 2014 GRAT, KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, STEVEN D. FORSYTHE, CAITLIN A. FORSYTHE, KATI WANEK-FORSYTHE, CAMERON WANEK, and TRAVIS WAGNER. The document is marked confidential and is related to financial balances, including large, zero, and negative balances.


document_description: The document contains financial data related to various accounts, including account numbers, names, and balances. It lists large, zero, and negative balances for different trusts and companies, such as Shari Wagner 2015 GRAT, Robert S Forsythe Revocable Trust, and Ashley Holdings Inc. The document is marked as confidential and is related to a legal case under the jurisdiction of the Southern District of New York.

key_people:
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald & Joyce Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Keyhole Partners, LLC


document_description: The document contains a table listing financial data related to Ashley Furniture Industries Inc and its associated entities. It includes amounts in millions and other financial figures.


document_description: The document contains a confidentiality notice related to a legal matter, referencing Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065893, SDNY_GM_00212077, and EFTA01372242.


document_description: A document related to Ashley Global Retail, LLC with contact information for assistance and confidentiality notice.


document_description: This document is a certificate of resolutions for Prytanee, LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the company's managers, members, officers, employees, and agents to manage accounts with the bank, execute agreements, and take necessary actions related to the accounts. The document also includes indemnification clauses for the bank and provisions for delegation of authority by authorized signers.

title: Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas

key_organizations:
Deutsche Bank Trust Company Americas
Prytanee, LLC


document_description: The document appears to be a table with various fields related to authorized signatories and their roles. It includes sections for checking authorization status, signatory names, and other related information. There are references to changes and corrections in the text, indicating possible amendments or updates. The document also mentions Jeffrey Sporten, president of Southern Tourt Company, Inc., as a member of Pytanie.

key_organizations:
Southern Tourt Company, Inc.
Pytanie


document_description: A communication from Stewart Oldfield at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and legal advice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: The document contains a disclaimer from Deutsche Bank regarding legal and tax advice, and references a URL for additional EU corporate and regulatory disclosures. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Form W-9 for Butterfly Trust, a trust/estate entity, providing its Employer Identification Number (EIN) for tax purposes. The form is signed by Darren Tindale on August 30, 2013, certifying the correctness of the TIN and exemption from backup withholding.

title: Form W-9 for Butterfly Trust

document_subtype: Form W-9


document_description: Application form for opening various types of deposit accounts under the Private Wealth Premium™ program, including checking, money market, and certificate of deposit accounts. It also includes options for internet banking services and business accounts.

title: DBTCA Deposit Account Opening Application

document_subtype: Deposit Account Opening Application

key_organizations:
Lorutsche Asset & Wealth Management
DBTCA
DB AG NY


document_description: This document is an account application for the Butterfly Trust with Deutsche Bank Trust Company Americas (DBTCA). It includes information on customer identification policies, joint account disclosures, and instructions for verbal, facsimile, or email communications. The document outlines the responsibilities and liabilities of the account holders and the bank, particularly in relation to anti-money laundering regulations and joint account management.

document_subtype: Account Application

key_organizations:
Deutsche Bank Trust Company Americas
Butterfly Trust


document_description: This document outlines the terms and conditions for the use of ATM/Debit cards and Internet Banking Services with DBTCA. It includes acknowledgments of receipt of privacy notices, tax and compliance responsibilities for non-US individuals and organizations, and representations regarding the accuracy of information provided. The document is signed by the account holder and reviewed and accepted by DBTCA representatives.

key_people:
Даник бох
Aulind Kalm

document_subtype: Banking Agreement


document_description: This document appears to be a formal execution of an instrument by Butterfly Trust, with Richard Kahn and Darren Indyke as trustees, and Deutsche Bank Trust Company Americas involved. It includes signatures and dates for business and other users.

key_people:
Richard Kahn
Darren Indyke
Amanda Kirby

key_organizations:
Butterfly Trust
Deutsche Bank Trust Company Americas


document_description: The document lists three beneficiaries of the Butterfly Trust: Richard Kahn, Darren Indyke, and Karyna Shuliak. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Butterfly Trust List of Beneficiaries

key_people:
Richard Kahn
Darren Indyke
Karyna Shuliak


document_description: This document is marked as confidential and is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: Swiss passport issued to an individual with nationality Swiss, valid from 11.10.2013 to 10.10.2023, issued by DFAE Berne.

document_subtype: Passport


document_description: This is a US Passport with key information including issuing authority, passport type, country, and sex. A note indicates to see page 27.


document_description: Driver license issued to Karyna Shuliak in New York State, valid until 05/31/2019.

document_subtype: Driver License


document_description: This document appears to be a Russian Federation passport with details such as holder's signature, passport number, nationality, date of birth, place of birth, date of issue, and expiration date. It includes a machine-readable zone (MRZ) at the bottom.


document_description: Designation of Erika A. Kellerhals as successor trustee for the Butterfly Trust, effective upon the death, resignation, or removal of current trustees Darren K. Indyke and Richard Kahn. Acceptance by Erika A. Kellerhals and acknowledgment by Jeffrey E. Epstein.

title: Butterfly Trust Designation and Acceptance of Successor Trustee

key_people:
Darren K. Indyke
Richard Kahn
Erika A. Kellerhals
Jeffrey E. Epstein

document_subtype: Trust Designation


document_description: Designation of Harry I. Beller as successor trustee for the Butterfly Trust, effective upon the death, resignation, or removal of current trustees Darren K. Indyke and Richard Kahn. Acceptance by Harry I. Beller to execute duties as trustee.

title: Designation and Acceptance of Successor Trustee for Butterfly Trust

key_people:
Darren K. Indyke
Richard Kahn
Harry I. Beller
Jeffrey E. Epstein

document_subtype: Trust Document


document_description: Darren K. Indyke resigns as Trustee of the Butterfly Trust, effective October 31, 2014. Receipt of resignation acknowledged by Jeffrey E. Epstein, Richard Kahn, Harry I. Beller, and Erika A. Kellerhals.

title: Resignation of Trustee for Butterfly Trust

key_people:
Darren K. Indyke
Jeffrey E. Epstein
Richard Kahn
Harry I. Beller
Erika A. Kellerhals

document_subtype: Resignation Letter


document_description: Richard Kahn resigns as Trustee of the Butterfly Trust, effective October 31, 2014. The resignation is acknowledged by successor trustees Harryl Beller and Erika A. Kellerhals, with Jeffrey E. Epstein as the Grantor and Darren K. Indyke as Trustee.

title: Butterfly Trust Resignation of Trustee

key_people:
Richard Kahn
Harryl Beller
Erika A. Kellerhals
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: Trustee Resignation


document_description: Amendment to the Butterfly Trust to add new beneficiaries by the acting trustees, Harry I. Beller and Erika A. Kellerhals, under the authority of Article Third, Paragraph B of the Trust Agreement.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Eli Z. Mendlowitz

document_subtype: Trust Agreement Amendment


key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals


document_description: Notarized acknowledgment of Erika A. Kellerhals executing an instrument in her individual capacity, received by Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Gina Marie Bryan

key_locations:
St. Thomas
St. John
US Virgin Islands


document_description: The document is an addition of beneficiaries to the Butterfly Trust, allowing the trustees to add a new beneficiary under Article Third of the Trust Agreement. The trustees, Harry I. Beller and Erika A. Kellerhals, execute this addition on February 11, 2015.

title: Butterfly Trust Addition of Beneficiaries


document_description: This document pertains to the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, have added a new beneficiary to the Trust.

title: Butterfly Trust - Addition of Beneficiaries


document_description: Addition of beneficiaries to the Butterfly Trust as per the Trust Agreement dated December 27, 2006. Harry I. Beller and Erika A. Kellerhals, acting trustees, add a beneficiary under Article Third of the Trust Agreement.


document_description: Acknowledgment of execution of an instrument by Erika A. Kellerhals and receipt by Jeffrey E. Epstein.


document_description: The document outlines the addition of a beneficiary to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, execute the addition of a new beneficiary.


document_description: Notarized document acknowledging Erika A. Kellerhals' execution of an instrument in her individual capacity, received by Jeffrey E. Epstein.


document_description: The document is an amendment to the Butterfly Trust Agreement, adding Henry I Pien as a beneficiary. The amendment is executed by the acting trustees, Harry I. Beller and Erika A. Kellerhals, under the authority of Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The amendment is acknowledged by a notary public, Eli Z. Mendlowitz.

title: Butterfly Trust Addition of Beneficiary

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Henry I Pien
Eli Z. Mendlowitz


key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
William A. Thomas

key_locations:
St. Thomas
St. John
USVI


document_description: Notarized acknowledgment of execution of an instrument by Erika A. Kellerhals and Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Habibe Avdiu
Gina Marie Bryan

key_locations:
Richmond County, New York
St. Thomas/St. John, USVI

document_subtype: notarized document


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: This document is a trust agreement where Jeffrey E. Epstein is the grantor, and Darren K. Indyke and Richard Kahn are the trustees of the Butterfly Trust, established on December 27, 2006.

title: Butterfly Trust Agreement

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn

document_subtype: trust document


document_description: This is a trust agreement dated December 21, 2006, between Jeffrey E. Epstein as Grantor, and Darren K. Indyke and Richard Kahn as Trustees. The agreement outlines the transfer of property to the Trustees and defines terms related to the trust.

title: Trust Agreement between Jeffrey E. Epstein and Trustees

document_subtype: Trust Agreement


document_description: The document outlines definitions and dispositive provisions related to a trust agreement. It defines terms such as 'IN TRUST', 'pay', 'Trust', and 'Code'. The Trustees have the discretion to distribute income or principal of the Trust to living persons, including Ghislaine N. Maxwell.


document_description: The document outlines the terms of a trust agreement known as the 'Butterfly Trust,' organized under the laws of the State of New York and governed by the laws of the United States Virgin Islands. It specifies that the trust is irrevocable and not liable for any taxes, liabilities, debts, or claims against the Grantor or their estate.

key_locations:
State of New York
United States Virgin Islands

key_organizations:
EPSTEIN INTERESTS
Butterfly Trust


document_description: The document outlines the provisions for the resignation and appointment of Trustees, the requirement for Trustees to provide security, and the settlement of Trustees' accounts. It specifies that a Trustee may resign or qualify only by a written instrument and that no bond or security is required for Trustees. It also states that neither the Grantor nor any person related to the Grantor as described in Section 672(c) of the Code can be appointed as a Trustee. Additionally, the Trustees are not required to file accounts with any Court, although they may choose to do so.

key_people: Trustee Grantor


document_description: The document outlines the powers and responsibilities of the Grantor and Trustees in relation to the Trust. It specifies the Grantor's authority to settle accounts and release Trustees from liability, and the conditions under which Trustees can have their accounts judicially settled. It also addresses the handling of administration expenses related to accounting.

key_people: Grantor Trustees


document_description: The document outlines the process for a resigning Trustee to be released and discharged from accountability, liability, and responsibility for acts or omissions as Trustee. It specifies that such release is binding on all interested parties and has the effect of a court order. It also allows Trustees to settle accounts by agreement with beneficiaries.

document_subtype: trustee resignation and settlement


document_description: The document outlines the powers of trustees in managing the assets of a trust, including investment, buying, selling, and trading of various financial instruments and properties.

document_subtype: trust agreement


document_description: The document outlines the powers of trustees in managing a trust, including making transactions, investing in partnerships, and leasing property.


document_description: The document outlines the powers and responsibilities of Trustees in managing property, including executing mortgages, pledges, and agreements, as well as making improvements and modifications to property. It also covers the Trustees' authority to vote on stocks and securities, participate in reorganizations, and manage financial instruments.


document_description: The document outlines the powers and responsibilities of trustees in managing a trust. It includes provisions for employing investment counsel, agents, and other professionals, and details the distribution of trust shares.


document_description: The document outlines the powers and responsibilities of Trustees in managing a Trust. It includes provisions for settling disputes, borrowing money, keeping securities, and delegating responsibilities.


document_description: The document outlines the powers and authorities granted to trustees, including financial transactions, asset management, tax elections, and discretion in trust administration.


document_description: The document outlines the terms of a Trust Agreement, specifying that the assets of the Trust are protected from the debts and liabilities of beneficiaries and cannot be attached by creditors. It also states that the Trust Agreement can be executed in counterparts.


document_description: This document is a Trust Agreement executed by Jeffrey E. Epstein as the Grantor and Darren K. Indyke and Richard Kahn as Trustees.


document_description: A confidential legal document labeled as Schedule A with a monetary value of $100.00, subject to Federal Rule of Criminal Procedure 6(e).

document_subtype: confidential schedule


document_description: Notarized statements acknowledging the execution of an instrument by Jeffrey E. Epstein and Darren K. Indyke.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Hong Trac
Harry I. Beller

key_locations:
New York
Rockland County

document_subtype: notarized statement


document_description: A notarized statement where Richard Kahn acknowledges executing an instrument in his capacity, witnessed by Notary Public Harry I. Seller.

key_people:
Richard Kahn
Harry I. Seller


document_description: Internal communication regarding Jeffrey Epstein's client status and risk assessment. Discussion between Chip Packard and others about moving forward with Epstein's account, contingent on KYC and AML checks.

key_people:
Paul Morris
Chip Packard
Caruso
Polizzotto

key_organizations:
Deutsche Bank Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is a signature card for the Butterfly Trust account held at Deutsche Bank Trust Company Americas. It includes details about the account holder, required signatures, and mentions a power of attorney.

title: Deutsche Asset & Wealth Management Signature Card

key_people:
Darren Indyke
Richard Kahn

document_subtype: Signature Card


document_description: Disclosure of interest rate and annual percentage yield for a Money Market Deposit Account associated with Butterfly Trust.

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, United States Virgin Islands

document_subtype: Truth-in-Savings Rate Information Disclosure Addendum

key_organizations:
Deutsche Bank
Deutsche Bank Trust Company Americas
Butterfly Trust


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts. It includes account names, categories, and balances, with some accounts having significant positive balances while others have zero balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Mara Wagner
Leah Kubis

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Shari Wagner 2012 Irrevocable Trust
Kati Wanek-Forsythe 2012 Irrevocable
Todd R Wanek 2015 GRAT Trust
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc
Butterfly Trust
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document contains financial data in tabular format, listing various entities and their respective balances. It includes entities such as LLCs, trusts, and individuals, with balances ranging from zero to several million dollars. The document is marked as confidential and is related to a legal proceeding, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to various trusts and companies, including balances and account details. It lists large, zero, and negative balances for entities such as Shari Wagner's 2012 Irrevocable Trust, Robert S. Forsythe Revocable Trust, Laura A. Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable Trust, Todd R. Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, Ashley Furniture Industries Inc, and others.

key_people:
Shari Wagner
Robert S. Forsythe
Laura A. Forsythe
Kati Wanek-Forsythe
Todd R. Wanek
Ronald Wanek
Joyce Wanek
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of June 18, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report 20190619

key_people:
Nancy and Michael Devane
Kati Wanek-Forsythe
Shari Wagner
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Incompass Solutions Inc
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd


document_description: The document contains financial data related to various entities, including companies and individuals, with details on balances and categories. It lists entities such as Ashley Real Estate, LLC, Ashley Distribution Services Ltd, and individuals like Todd R. Wanek and Karen A. Wanek, among others. The data includes both large and zero balances, with some entries marked as 'D' for debit or 'C' for credit.


document_description: The document contains financial information in tabular format, listing various entities and their associated amounts. It includes details of large, zero, and negative balances for different accounts and entities.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner

key_organizations:
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
KWF 2007 LLC
SSW 2007 LLC


document_description: This document is a communication from Deutsche Bank Securities Inc. It contains disclaimers about confidentiality and privilege, and advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice. The document includes references to EU corporate and regulatory disclosures.


document_description: A check issued by Deutsche Bank Trust for Neptune, LLC to Samco Systems for service gate repairs and replacement.

key_locations:
New York, New York
St. Thomas, USVI
Lake Worth, FL

document_subtype: check

key_organizations:
Deutsche Bank Trust
Neptune, LLC
Samco Systems
PNC Bank


document_description: A check issued by Deutsche Bank Trust Company Americas to MEDIA SERVICES GROUP for the amount of $5,060.00, electronically deposited on August 28, 2018. The check is associated with account number 1482543707 at Wells Fargo Bank N.A. in Denver, CO.

title: Deutsche Bank Check

key_locations:
Scottsdale, AZ
Denver, CO

key_organizations:
Deutsche Bank Trust Company Americas
MEDIA SERVICES GROUP
WELLS FARGO BANK N.A.


document_description: The document contains contact information and a confidentiality notice related to Deutsche Bank Securities Inc. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Financial statement for J Epstein Virgin Islands Foundation Inc showing market value and accrued income for August and September 2018.

document_subtype: financial statement

key_organizations:
J Epstein Virgin Islands Foundation Inc
Deutsche Bank Wealth Management


document_description: A conversation regarding address verification for Zoro and Southern Trust, both owned by Epstein, and the plausibility of them sharing the same address due to common ownership.


document_description: The document contains an address in Mumbai, India, and mentions confidentiality under Federal Rules of Criminal Procedure. It includes reference numbers but lacks specific content details.


document_description: This document is a Form 990-PF for the year 2015, filed by Gratitude America Ltd, a private foundation. It includes financial information such as revenue, expenses, and disbursements for charitable purposes. The foundation reported a total revenue of $10,007,332 and net investment income of $4,332. The fair market value of all assets at the end of the year was $10,006,564. The document also lists various financial details including contributions, interest income, and legal fees.

title: Return of Private Foundation or Section 4947(a)(1) Trust Treated as Private Foundation

document_subtype: Form 990-PF


document_description: This document is a section of the Form 990-PF for the year 2015, detailing the foundation's activities regarding potential tax liabilities under Form 4720, and listing the officers, directors, trustees, and foundation managers along with their compensation. It confirms that the foundation did not engage in activities such as influencing legislation, elections, or providing grants for non-charitable purposes. It also states that no officers or employees received compensation over $50,000.

title: Form 990-PF (2015) Page 6

key_people:
Richard Kahn
Darren K Indyke
Erika A Kellerhals


document_description: This document is a section of Form 990-PF for the year 2015, detailing undistributed income and related financial information. It includes data on distributable amounts, excess distributions carryover, and qualifying distributions for the year 2015.

title: Part XIII Undistributed Income


document_description: This document is a Form 990-PF for the year 2015, specifically focusing on private operating foundations. It includes sections on rulings, financial tests, and supplementary information regarding foundation managers and contribution programs. The form is largely unfilled, with sections for financial data from 2012 to 2015 left empty. It also notes that the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds.

title: Form 990-PF (2015) - Private Operating Foundations


document_description: The document is a Form 990-PF for the year 2015, specifically page 11, which includes Part XV Supplementary Information. It details grants and contributions paid during the year or approved for future payment, but all fields are empty.

title: Form 990-PF (2015) Page 11 Part XV Supplementary Information


document_description: This document is a section of Form 990-PF (2015) focusing on the analysis of income-producing activities. It includes details on unrelated business income, excluded income, and related or exempt function income. The document lists various sources of income such as program service revenue, membership dues, interest on savings, dividends, rental income, and other investment income. The total income reported is $4,332. Part XVI-B, which should explain the relationship of activities to the accomplishment of exempt purposes, is left empty.

title: Analysis of Income-Producing Activities


document_description: A table detailing the legal fees for Gratitude America Ltd for the tax year 2015, including categories such as legal fees, net investment income, adjusted net income, and disbursements for charitable purposes.

title: TY 2015 Legal Fees Schedule

document_subtype: Legal Fees Schedule


document_description: This document is a financial statement detailing other expenses for GRATITUDE AMERICA LTD for the year 2015, including state filing fees and supplies.

title: TY 2015 Other Expenses Schedule for GRATITUDE AMERICA LTD


document_description: This document is a financial record listing substantial contributors for the year 2015. It includes details about the organization 'Gratitude America LTD' and a contributor '0V70 LLC'.

title: TY 2015 Substantial Contributors

document_subtype: financial

key_organizations:
Gratitude America LTD
0V70 LLC


document_description: This document is a Schedule B form attached to Form 990, 990-EZ, or 990-PF for the year 2015, detailing contributions received by Gratitude America Ltd, a 501(c)(3) exempt private foundation. The form indicates that the organization received contributions totaling $5,000 or more from any one contributor during the year.

title: Schedule of Contributors

document_subtype: Schedule B (Form 990, 990-EZ, or 990-PF)


document_description: This document is a Schedule B form for the organization GRATITUDE AMERICA LTD ROYAL PALMS PROFESSIONAL BUILDING, with Employer Identification Number 66-0789697. It pertains to exclusively religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 for the year from any one contributor. The form is largely incomplete with empty fields for the purpose, use, and transfer of gifts.

title: Schedule B (Form 990, 990-¢, or 990-PF)

document_subtype: Form 990 Schedule B


document_description: Discussion regarding the purpose and transactional activity of two bank accounts (77002215 and 44135476) and the need for evidence of signing authority for account 77002215. Account 77002215 is a DB AG preferred account with high interest and daily liquidity, while account 44135476 is a money market account used to fund the DB AG account. The email confirms the transactional activity and signing authority for these accounts.

key_people:
Bradley Gitlin
Vijay-A Sawant
Terri Sohrab
Richard Iarossi
Lomansky

document_subtype: email correspondence

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Vijay Sawant, a KYC Case Representative at Deutsche Bank, is seeking clarification and updates on several bank accounts related to Craig Court GP, LLC, Craig Court Inc, and William L. Richter Perpetuities Trust 2. The correspondence includes a request for the purpose of each account, updates on expected inflows/outflows, and evidence of signing authority for a specific account. Bradley Gillin responds with financial details for the entities involved.

key_people:
Vijay Sawant
Bradley Gillin
Terri Sohrab
Richard Iarossi

key_organizations:
Deutsche Bank
Craig Court GP, LLC
Craig Court Inc
William L. Richter Perpetuities Trust 2


document_description: Bradley Gitlin from Deutsche Bank Wealth Management requests constitutional documents for Craig Court, Inc and Richter Investment Corp to complete KYC requirements. The entities are registered with the SEC, and the GP and LP are accurately reflected in the ADV form. The memo also discusses the source of wealth and funds related to high-risk financial institutions.

key_people:
Bradley Gitlin
Vijay-A Sawant
Tern Sohrab

document_subtype: memo

key_organizations:
Deutsche Bank Wealth Management
Craig Court, Inc
Richter Investment Corp
SEC


document_description: Vijay Sawant from Deutsche Bank requests additional information and documents to resolve rejection points in a KYC case. The email is addressed to Bradley Gillin and cc'd to Terri Sohrab. It includes a table with fields related to entities Craig Court GP, LLC, Craig Court Inc, and William L. Richter Perpetuities Trust 2.

key_people:
Vijay Sawant
Bradley Gillin
Terri Sohrab

key_locations:
Mumbai, India
United States

document_subtype: email

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Craig Court GP, LLC
Craig Court Inc
William L. Richter Perpetuities Trust 2
Richter Investment Corp


document_description: Vijay Sawant from Deutsche Bank reminds Bradley Gillin about a KYC case related to Cerberus Capital Management. The case can proceed to the next stages despite a pending CDD form. Vijay requests Bradley to review the case and forward it to the AML team for approval if no changes are needed.

key_people:
Vijay Sawant
Bradley Gillin
Daphne Cales

key_organizations:
Deutsche Bank
Cerberus Capital Management


document_description: Vijay Sawant from Deutsche Bank is discussing adverse media findings related to Stephen A. Feinberg and Seth P. Plattus in the context of a KYC review. He seeks guidance on whether to discount certain court cases as part of normal operations. The email also mentions a KYC case for Cerberus Capital Management and issues with finding constitutional documents for Richter Investment Corp.

key_people:
Vijay Sawant
Bradley Gillin
Stephen A. Feinberg
Seth P. Plattus

key_organizations:
Deutsche Bank
Cerberus Capital Management, L.P.
Richter Investment Corp


document_description: A memo from Vijay Sawant, KYC Case Representative at Deutsche Bank, requesting confirmation of account details and missing documentation for Cerberus Capital Management LP and related entities. The memo highlights missing ID documents for Stephen A. Feinberg and William L. Richter, as well as missing constitutional documents for Richter Investment Corp and William L. Richter Perpetuities Trust 2. It requests the completion of a CDD form for review.

key_people:
Jeffrey Lomasky
Mark A. Neporent
Seth P. Plattus
Stephen A. Feinberg
William L. Richter
Vijay Sawant

key_organizations:
Cerberus Capital Management LP
Craig Court GP, LLC
Richter Investment Corp
Deutsche Bank Group


document_description: This document is a Partnership Authorization and Indemnity in favor of Deutsche Bank Trust Company Americas, certifying that the undersigned is a general partner authorized to make representations, authorizations, certifications, and indemnifications for Cerberus Capital Management, L.P. The document outlines the authority of the partnership to open and maintain accounts with Deutsche Bank, the responsibilities of authorized signers, and indemnification clauses.

document_subtype: Partnership Authorization and Indemnity

key_organizations:
Deutsche Bank Trust Company Americas
Cerberus Capital Management, L.P.


document_description: This document is a Partnership Authorization form listing authorized signers for a partnership account. It includes names, titles, and authorization details for Stephen Feinberg, Jeffrey Lomasky, Mark Neporent, and Seth Plattus, all senior managing directors. The document confirms the authority of these individuals to act on behalf of the partnership and outlines conditions under which the bank may rely on their instructions.

key_people:
Stephen Feinberg
Jeffrey Lomasky
Mark Neporent
Seth Plattus
William Richter

document_subtype: authorization document


document_description: This document is a Form ADV, which is an application for investment adviser registration and report by exempt reporting advisers. It includes identifying information about CERBERUS SUB-ADVISORY I, LLC, such as its legal name, business name, SEC file number, CRD number, and principal office address. The form also outlines the business days and hours of operation.

title: Uniform Application for Investment Adviser Registration and Report by Exempt Reporting Advisers

key_locations: 875 THIRD AVENUE, NEW YORK, NY 10022, United States

document_subtype: Form ADV

key_organizations:
CERBERUS SUB-ADVISORY I, LLC
SEC
FINRA


document_description: The document contains a list of items related to business registration and compliance, including mailing addresses, social media accounts, compliance officer contact information, regulatory contact details, and financial regulatory authority registration. It also inquires about the maintenance of records, public reporting company status, and asset ranges.


document_description: This document contains information related to SEC registration and reporting requirements for advisory firms. It includes sections on assets, legal entity identifiers, business names, office locations, website addresses, and registration with foreign financial regulatory authorities. The document also outlines criteria for SEC registration eligibility based on regulatory assets under management.

document_subtype: SEC Registration/Reporting

key_organizations:
SEC
Cerberus Capital


document_description: This document is a section of a legal form related to SEC registration and exemptions for investment advisers. It includes checkboxes for various conditions under which an adviser may be exempt from certain registration requirements, as well as a section for state securities authority notice filings. The document also includes a section for related advisers relying on specific exemptions.

key_locations:
United States
New York

document_subtype: SEC registration form


document_description: This document outlines the requirements and representations needed for investment advisers seeking SEC registration under specific exemptions. It includes sections on eligibility for SEC registration within 120 days, multi-state adviser exemption, and SEC exemptive orders. It also provides organizational details for the filing adviser.

key_locations:
Delaware
United States

document_subtype: SEC Registration Form


document_description: This document is a Form ADV filing related to an investment adviser's business operations, including employee and client information. It confirms that the adviser is not succeeding to another business and provides details about the number of employees and clients.


document_description: This document is a regulatory filing detailing the types of clients and the compensation arrangements for an investment advisory business. It includes a table categorizing clients by type and the number of clients or assets under management for each category. It also outlines the compensation methods for advisory services and provides information about the advisory activities and regulatory assets under management.

document_subtype: regulatory filing


document_description: This document is a questionnaire related to investment advisory services, specifically under the Investment Company Act of 1940. It includes sections on portfolio management, financial planning services, wrap fee programs, and separately managed account clients.

document_subtype: Investment Advisory Services Questionnaire


document_description: The document contains a financial report detailing asset types and their end-of-year percentages, as well as information on separately managed accounts, including regulatory assets under management, borrowings, and derivative exposures. It includes a table for mid-year and end-of-year data on gross notional exposure, regulatory assets, borrowings, and derivative exposures.

document_subtype: financial report


document_description: The document provides information on the use of borrowings and derivatives in the management of separately managed accounts, including a table of gross notional exposure and regulatory assets under management. It also includes details on other business activities of the firm.


document_description: The document is a disclosure form related to financial industry affiliations and activities, identifying potential conflicts of interest between the advisory firm and its clients. It includes sections for describing other businesses, primary business, and related persons in the financial industry.

document_subtype: financial industry affiliations disclosure


document_description: This document contains information about related persons associated with Cerberus Capital Management, L.P. and Cerberus Associates, L.L.C. It includes details about their registration status, control relationships, and operational independence.

document_subtype: SEC Filing

key_organizations:
Cerberus Capital Management, L.P.
Cerberus Associates, L.L.C.