document_description: This document is a financial statement from Deutsche Bank for Jeepers Inc, detailing transactions by type of activity for the period of December 1, 2018, to December 31, 2018. It includes information on dividends and interest received, account information, and client service details.

title: Deutsche Bank Financial Statement

key_organizations:
Deutsche Bank
Jeepers Inc
Pershing LLC
The Bank of New York Mellon Corporation


source: doj

document_description: The document outlines the role of Pershing LLC as a clearing broker, its responsibilities, and the arbitration agreement related to disputes. It emphasizes that Pershing acts as an agent for financial institutions, does not provide investment advice, and is not liable for the actions of financial institutions. The document also details the arbitration process and the rights of parties involved.

document_type: correspondence

document_subtype: disclosure statement

key_organizations: Securities Investor Protection Corporation


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow, order routing policies, and best execution practices. The document advises clients to retain the statement for their records and provides contact information for disputes.

document_type: financial

key_locations: One Pershing Plaza, Jersey City, NJ 07399

document_subtype: terms and conditions

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC, dated October 28, 2013. It outlines the terms and conditions governing one or more transactions between the parties, including the Schedule and Confirmations. The agreement specifies the interpretation of terms, the precedence of documents in case of inconsistencies, and the obligations of the parties regarding payments and deliveries.

document_type: legal

document_subtype: Master Agreement

key_organizations: International Swap Dealers Association, Inc.


document_description: This document outlines the obligations and conditions under Section 2(a)(i) of an agreement, including conditions precedent, change of account procedures, netting of payments, and tax deductions or withholdings. It specifies the conditions under which parties can change their accounts, the process for netting payments in the same currency and transaction, and the requirements for tax deductions or withholdings.

document_subtype: contract


document_description: This document outlines the tax indemnification and liability clauses in an agreement between two parties, X and Y. It specifies conditions under which X must pay additional amounts to Y to cover indemnifiable taxes and outlines the liabilities if X fails to withhold taxes as required by law. It also includes representations made by each party regarding their status, powers, and compliance with the agreement.

key_people:
Party X
Party Y


document_description: The document outlines the legal representations and agreements related to a contractual agreement, including compliance with laws, consents, binding obligations, absence of litigation, accuracy of information, tax representations, and agency status. It also details the obligations of the parties to furnish specified information.


document_description: This document outlines the obligations and events of default under a legal agreement, including tax agreements, maintenance of authorizations, and compliance with laws. It specifies the requirements for providing necessary forms or documents to avoid tax deductions, maintaining necessary authorizations, and complying with applicable laws. It also details events of default, such as failure to pay or deliver, breach of agreement, and repudiation of the agreement.


document_description: The document outlines various default scenarios under a financial agreement, including credit support defaults, misrepresentations, and defaults under specified transactions. It specifies the consequences of such defaults, including liquidation, acceleration of obligations, or early termination of transactions.


document_description: This document outlines the conditions under which a party may be considered in default or bankruptcy under a specified agreement. It includes clauses on cross-default and bankruptcy, detailing the circumstances that would trigger these conditions, such as failure to pay debts, insolvency, or legal proceedings related to bankruptcy.


document_description: This document outlines conditions under which a merger or consolidation without assumption of obligations is considered a breach of agreement. It also details various termination events such as Illegality, Force Majeure, Tax Event, and Credit Event Upon Merger, specifying the conditions under which these events are triggered.


document_description: The document outlines conditions under which a party or its Credit Support Provider may be prevented from performing obligations due to force majeure, tax events, or credit events upon merger. It specifies scenarios where performance becomes impossible or impracticable, and the implications of tax law changes or mergers on indemnifiable taxes and creditworthiness.


document_description: This document outlines the conditions under which a Master Agreement may be terminated or altered, including changes in ownership, capital structure, or additional termination events. It also details the hierarchy of events such as Illegality or Force Majeure and their impact on the agreement's obligations.


document_description: This document outlines the conditions under which a party may terminate an agreement due to specific events such as a Credit Event Upon Merger, Additional Termination Event, Tax Event Upon Merger, Illegality, or Force Majeure Event. It specifies the rights of the Burdened Party, Affected Party, and Non-affected Party to designate an Early Termination Date for Affected Transactions. The document also details the effects of such a designation, including the cessation of further payments or deliveries under certain sections of the agreement.


document_description: This document outlines the procedures and calculations for determining and paying an Early Termination Amount in the event of an Early Termination Date, which can occur due to an Event of Default or a Termination Event. It specifies the responsibilities of each party in calculating and providing statements of the amounts due, as well as the payment timelines. The document also details how the Early Termination Amount is calculated differently depending on whether there is one or two affected parties.


document_description: This document outlines the terms and conditions related to Early Termination Events, including Illegality, Force Majeure, and Bankruptcy, under a financial agreement. It specifies how Early Termination Amounts are determined and adjusted, and includes provisions for Set-Off in case of default or affected transactions.


document_description: This document outlines the terms related to obligations, transfers, and payments under a specific agreement. It includes provisions for estimating unascertained obligations, conditions for transferring interests or obligations, and requirements for payments in the contractual currency. It also addresses the handling of judgments in currencies other than the contractual currency.


document_description: This document outlines the terms related to interest and compensation prior to the early termination of a transaction. It specifies the conditions under which interest is to be paid on defaulted payments and deliveries, as well as on deferred payments. The document also details the applicable rates and conditions under which these payments are to be made.


document_description: The document outlines the terms for multibranch parties and office transactions, including the representation and agreement of parties entering transactions through different offices, and the conditions under which expenses and notices are handled.


document_description: This document outlines the terms for communication, governing law, jurisdiction, service of process, and waiver of immunities related to an agreement. It specifies how notices should be delivered, the governing law (either English law or New York law), and the jurisdiction for legal proceedings. It also details the appointment of a process agent for service of process and the waiver of sovereign immunity by the parties involved.

key_locations:
State of New York
Borough of Manhattan
New York City
English courts


document_description: This document contains definitions used in a legal agreement, specifying terms such as 'Additional Representation', 'Additional Termination Event', 'Affected Party', 'Affected Transactions', 'Affiliate', 'Agreement', and 'Applicable Close-out Rate'. It outlines the meanings and conditions under which these terms apply within the context of the agreement.


document_description: This document outlines the terms and conditions related to the payment of the Early Termination Amount in the event of an illegality, force majeure, or default. It specifies the applicable rates for different scenarios, including the Applicable Deferral Rate, Default Rate, Non-default Rate, and Termination Rate. It also defines key terms such as Automatic Early Termination, Burdened Party, Change in Tax Law, and Close-out Amount.


document_description: This document outlines the procedures for determining a Close-out Amount for Terminated Transactions. The Determining Party is responsible for calculating this amount using commercially reasonable procedures and relevant information, including market data and quotations from third parties. The document specifies that out-of-pocket expenses and legal fees are excluded from Close-out Amount determinations. It also details the types of information and procedures that may be used in the determination process.


document_description: This document contains definitions and terms related to terminated transactions, contractual currency, credit events, and other legal concepts as specified in various sections of an agreement. It includes references to legal conventions and definitions of terms like 'Defaulting Party', 'Early Termination Date', and 'Force Majeure Event'.

document_subtype: contractual definitions


document_description: This document contains definitions and terms related to a legal agreement, including tax obligations, business days, and other contractual terms.


document_description: This document outlines definitions and terms related to tax, termination events, and transactions under a legal agreement. It includes definitions for 'Tax', 'Tax Event', 'Terminated Transactions', 'Termination Currency', 'Termination Event', 'Termination Rate', 'Threshold Amount', 'Transaction', and 'Unpaid Amounts'. The document specifies conditions under which these terms apply, particularly in the context of early termination dates and events of default.


document_description: This document outlines the terms and conditions of an agreement between Deutsche Bank AG and Southern Financial, LLC, including compensation obligations, fair market value determinations, and waiting periods for certain events or circumstances.

title: Agreement between Deutsche Bank AG and Southern Financial, LLC

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC. It outlines termination provisions, amendments to the definition of 'Specified Transaction', and the application of 'Cross Default' provisions.

title: Schedule to the 2002 ISDA Master Agreement

document_subtype: ISDA Master Agreement Schedule


document_description: This document outlines the terms and conditions related to payment failures, specified indebtedness, threshold amounts, credit events upon merger, bankruptcy provisions, and termination events between Party A and Party B. It includes provisions for automatic early termination, termination currency, and additional termination events related to ownership and regulatory changes.

key_organizations:
Party A
Party B


document_description: This document outlines the terms and conditions of a financial agreement between Party A and Party B, including termination events, tax representations, and financial thresholds. It specifies conditions under which Party B would be considered an affected party and details tax representations for both parties.

key_organizations:
Deutsche Bank AG, New York branch
Deutsche Bank AG, London branch
Deutsche Bank Securities Inc.


document_description: The document outlines the requirements for delivering various forms, documents, and certificates between Party A and Party B, including financial statements, legal opinions, and credit support documents. It also specifies the addresses for notices and communications for both parties.

key_locations:
Frankfurt, Germany
St. Thomas, Virgin Islands (U.S)

document_subtype: Agreement


document_description: This document outlines the terms of an agreement between Party A and Party B, including the appointment of process agents, multibranch party details, calculation agent designation, credit support documents, governing law, and additional representations.

key_locations:
New York, NY
London
Tokyo
Paris
Singapore
Brussels
Sydney
Amsterdam
Vienna
Toronto
Auckland
Zurich
Frankfurt


document_description: The document outlines the terms and conditions for a financial transaction between two parties, emphasizing non-reliance on the other party for investment advice, the ability to assess and understand the transaction independently, and the status of parties not acting as fiduciaries. It also includes representations related to the U.S. Securities Act of 1933, acknowledging that certain transactions may involve unregistered securities and the parties' status as institutional accounts or accredited investors.


document_description: The document outlines legal provisions related to the classification of assets under ERISA, the conditions under which Party B's assets are not considered governmental plan assets, and the non-classification of Party B as a Special Entity under the Dodd-Frank Act. It also details the terms for elective termination of transactions, consent to recording of communications, and tax provisions under the ISDA 2010 Short Form HIRE Act Protocol.

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B, incorporating definitions and provisions from a Short Form Protocol. It addresses withholding tax under the U.S. Foreign Account Tax Compliance Act (FATCA) and includes representations and acknowledgments by Party B regarding transaction risks, reliance on Party A, and Party B's financial status.

document_subtype: agreement


document_description: The document outlines the financial and legal obligations of Party B in a transaction agreement. It confirms Party B's financial capability to bear risks and comply with legal requirements. It also details the set-off rights and escrow payment procedures in case of early termination or simultaneous payment obligations.

key_people:
Party A
Party B


document_description: This document outlines amendments and additional agreements related to an escrow arrangement and transactions involving Deutsche Bank Securities Inc. It includes provisions for waiver of jury trial, designation of an agent, and applicability of the U.S. Bankruptcy Code. It also modifies certain sections related to electronic messaging and confirmations.


document_description: This document outlines amendments and representations related to a financial agreement between Party A and Party B, including compliance with the Dodd-Frank Act and adherence to ISDA Protocols.

key_organizations: International Swaps and Derivatives Association


document_description: A financial agreement involving Deutsche Bank AG and Southern Financial, LLC, with signatures from Cynthia Cuomo, Kathleen Yohe, and Jeffrey Epstein.

document_subtype: financial agreement


document_description: This document outlines the credit support obligations between a Pledger and a Secured Party, detailing the conditions under which credit support must be transferred or returned based on valuation dates and specified amounts. It includes conditions precedent for transfer obligations, timing for transfers, and calculation methods for credit support values.


document_description: This document outlines the terms and conditions related to the handling and use of posted collateral by the Secured Party. It specifies the care, eligibility, and liability associated with holding posted collateral, as well as the rights of the Secured Party to use the collateral under certain conditions. It also details the process for transferring distributions and interest amounts.


document_description: This document outlines the terms related to interest amounts, events of default, and rights and remedies of the secured party in a financial agreement. It specifies the conditions under which interest amounts are transferred, defines events of default, and details the rights and remedies available to the secured party in case of default or specified conditions.


document_description: This document outlines the expenses and miscellaneous provisions related to the obligations under an annex agreement. It specifies that each party will pay its own costs unless otherwise stated, and details the responsibilities regarding taxes, liquidation costs, default interest, further assurances, and protection of credit support. It emphasizes good faith and commercially reasonable performance of obligations.


document_description: This document provides definitions for terms used in a legal annex, including 'Cash', 'Ora Support Amount', 'Custodian', 'Delivery Amount', 'Disputing Party', 'Distributions', 'Eligible Collateral', 'Eligible Credit Support', 'Exposure', 'Independent Amount', 'Interest Amount', 'Interest Period', 'Interest Rate', and 'Local Business Day'.

title: Definitions in Annex

document_subtype: definitions


document_description: This document outlines definitions and terms related to financial transactions and obligations between parties, including terms like 'Minimising Transfer Amount', 'Notification Time', 'Obligations', 'Other Eligible Support', 'Posted Collateral', and 'Transfer'. It specifies the conditions under which these terms apply and the actions required by the parties involved.


document_description: This document outlines the terms and conditions of a financial agreement between Deutsche Bank AG (Party A) and Southern Financial, LLC (Party B). It specifies the obligations of Party B, credit support obligations, and eligible collateral items.


document_description: This document outlines the terms and conditions related to eligible accounts, collateral, and thresholds for Party A and Party B. It specifies the criteria for an account to qualify as an Eligible Account, the types of collateral that can be agreed upon, and the thresholds for Independent Amounts and Minimum Transfer Amounts. The document also includes provisions for rounding delivery and return amounts.

document_subtype: Collateral Agreement


document_description: This document outlines the terms related to valuation, timing, conditions precedent, and substitution in a legal agreement. It specifies the roles of the Valuation Agent, the timing for valuation and notification, and the conditions under which termination events are considered specified conditions. It also addresses the consent requirements for substitution.


document_description: The document outlines provisions for dispute resolution and the handling of posted collateral in financial transactions. It specifies the resolution time for disputes, the calculation of the value of posted credit support, and conditions for holding and using posted collateral. Deutsche Bank AG New York Branch is designated as the initial custodian for Party A.

document_subtype: dispute resolution and collateral management


document_description: This document outlines the responsibilities and authorizations of Party A and Party B regarding Eligible Accounts and Posted Collateral. It specifies conditions under which Party B can close or withdraw from Eligible Accounts, authorizes Party A to disregard certain instructions from Party B, and details the handling of interest rates and transfers. It also includes contact information for Deutsche Bank AG for demands and notices.


document_description: This document outlines various financial terms and conditions related to Foreign Exchange (FX) Transactions and Currency Option Transactions between two parties, referred to as Party A and Party B. It includes definitions and calculations for Tier II and Tier IV Net Open Positions, Independent Amount Ratios, and Close-Out Ratios, as well as the Net Collateral Value and Forward Risk Adjustment Amount.


document_description: This document outlines definitions and terms related to a Credit Support Annex, including various financial terms such as Net Open Position, Tier I Ceiling Limit, and Tier I Close-Out Ratio. It specifies different currency tiers and their associated currencies, and references the 1998 FX and Currency Option Definitions by the International Swaps and Derivatives Association, Inc. The document emphasizes that all agreements and transactions form a single agreement between the parties.

document_subtype: Credit Support Annex


document_description: This document outlines amendments to a legal agreement, specifically addressing changes to definitions, liability limits, further assurances, transfer of collateral, and tax implications related to interest amounts on posted collateral.

document_subtype: contract amendment


document_description: This document outlines an agreement between Party A (Deutsche Bank AG) and Party B (Southern Financial, LLC) regarding the designation of a single Secured Party and Pledgor. It specifies that Party A is the Secured Party and Party B is the Pledgor, with Party B responsible for making pledges and transfers of eligible credit support. The document also allows Party A to change the methodology for calculating the Net Open Position and requires Party A to provide a description of such methodology upon request.

title: Agreement as to Single Secured Party and Pledgor

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein
Paul E. Hala
Thomas Hoddinott

key_organizations:
Deutsche Bank AG
Southern Financial, LLC
Deutsche Bank Securities Inc.


document_description: Exhibit A lists Deutsche Bank Securities Inc. as an eligible account for the Credit Support Annex.


document_description: This document outlines the terms and conditions regarding the management and control of financial assets in primary and secondary accounts between a Debtor, Secured Party, and Intermediary. It specifies the rights and obligations of each party concerning entitlement orders, transfer of assets, and voting rights. The document also details the conditions under which the Secured Party can issue a Notice of Sole Control, affecting the Debtor's ability to instruct the Intermediary.

key_people:
Debtor
Secured Party
Intermediary


document_description: This document outlines the terms and conditions related to the management and control of a Securities Account, including the roles and responsibilities of the Intermediary, Debtor, and Secured Party. It specifies conditions under which the Intermediary must comply with orders from the Secured Party, the treatment of financial assets, and tax reporting obligations. It also details the Intermediary's rights to liens and set-offs.

document_subtype: security agreement


document_description: This document outlines the terms and conditions of an agreement involving an Intermediary, a Debtor, and a Secured Party. It includes provisions on entitlement orders, representations, warranties, covenants, indemnification, and assignment prohibitions. The agreement specifies the obligations of the Intermediary, the rights of the Secured Party, and the indemnification of the Intermediary against claims, except in cases of gross negligence or willful misconduct.


document_description: This document is an agreement involving Southern Financial, LLC, Deutsche Bank AG, and Deutsche Bank Securities, Inc. It outlines the rights, benefits, and protections of the Secured Party and its affiliates, the process for giving notices, and the conditions for termination of the agreement and the securities account.

key_people:
Jeffrey Epstein
Gedeon Pinedo
Nicholas Haigh

key_locations:
St. Thomas, US Virgin Islands
New York, NY

key_organizations:
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities, Inc.


document_description: The document outlines the rights and procedures for transferring financial assets to another institution. It specifies the roles of the Secured Party, the Intermediary, and the Debtor in the process of sending an Entitlement Order for asset transfer. If no suitable Entitlement Order is received, the Intermediary may deposit the assets with a court or establish a successor account.


document_description: This document is a counterparts agreement involving Southern Financial, LLC and Deutsche Bank AG, as well as Deutsche Bank Securities Inc. It outlines that the agreement may be executed in multiple counterparts, which together constitute one instrument. Key signatories include Jeffrey Epstein, Cynthia Cuomo, Kathleen Yohe, Paul E. Salvas, and Thomas Hoddinott.

title: Counterparts Agreement

key_people:
Jeffrey Epstein
Cynthia Cuomo
Kathleen Yohe
Paul E. Salvas
Thomas Hoddinott

key_organizations:
Southern Financial, LLC
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: An entitlement order for securities account, instructing the intermediary to redeem or transfer financial assets as per the agreement.

title: Entitlement Order for Securities Account

document_subtype: entitlement order


document_description: A notice of sole control over securities entitlements related to a specific securities account, instructing the intermediary not to accept directions from anyone other than the secured party.

document_subtype: Notice of Sole Control


document_description: A termination notice from a secured party to an intermediary, notifying the termination of an agreement and instructing the intermediary to accept future directions from the debtor regarding a securities account.

title: Termination of Agreement

key_people:
Secured Party
Debtor

document_subtype: termination notice


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc. covering the period from March 1, 2019, to May 31, 2019. It includes details on account values, cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of gains and losses.

title: Deutsche Bank Account Statement

key_locations:
Baltimore, MD
New York, NY
St. Thomas, VI

key_organizations:
Deutsche Bank
Southern Trust Company Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document contains information about negative interest rates introduced by the European Central Bank and other credit institutions, which may affect foreign currency deposits. It includes a table detailing money market fund activities and an income and expense summary for a specific account. The document also mentions the option to go paperless and highlights the clearing services provided by Pershing LLC.

document_type: tabular

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Trust Company Inc, covering the period from March 1, 2019, to May 31, 2019. It details the cash, money funds, and bank deposits, with a total income of $3,491.43 for the year. The document includes disclosures on pricing, estimated annual figures, and reinvestment policies.

title: Deutsche Bank Portfolio Holdings for Southern Trust Company Inc

document_subtype: Portfolio Holdings Statement

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document is a financial statement detailing foreign currency transactions, proxy voting rights, and an activity summary of securities and cash transactions. It includes a table summarizing credits, debits, and net amounts for securities and cash, both for the current period and year-to-date.

document_subtype: financial statement

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a bank statement from Deutsche Bank for Southern Trust Company Inc, covering transactions from March 1, 2019, to May 31, 2019. It includes details of dividends, interest, and cash withdrawals and deposits. The statement also provides client service information and account details.

title: Deutsche Bank Statement for Southern Trust Company Inc

key_locations:
Baltimore, MD
New York, NY

document_subtype: Bank Statement

key_organizations:
Deutsche Bank
Southern Trust Company Inc
JPMorgan Chase Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides information about electronic delivery options for account communications, the role of Pershing as a clearing broker, and important arbitration disclosures. It includes details on how Pershing operates in relation to the account holder's financial institution and outlines the responsibilities of both parties. The document also highlights the importance of reporting inaccuracies in account statements and provides contact information for Pershing and the financial institution.

document_subtype: account statement


document_description: This document is a bank statement from Deutsche Bank for Southern Trust Company Inc, covering the period from March 1, 2019, to May 31, 2019. It includes important arbitration disclosures and agreements related to disputes with Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation. The document also mentions the option for e-delivery and highlights Pershing's contact information.

key_locations:
Baltimore, MD
Jersey City, New Jersey

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes details on account values, cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of gains and losses.

title: Deutsche Bank Account Statement


document_description: The document provides a financial statement detailing negative interest rates introduced by the ECB and other credit institutions, along with a money market fund detail, income and expense summary, and portfolio holdings. It includes transactions such as deposits and withdrawals, and provides information on dividend and interest income.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a portfolio statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes details of cash, money funds, and bank deposits, with a total opening balance of $427,789.90 and a closing balance of $0.00. The document also discusses pricing, estimated annual figures, reinvestment, and foreign currency transactions.

document_date: February 1, 2019 - February 28, 2019

document_subtype: Portfolio Statement


document_description: The document provides details on foreign currency transactions, proxy voting rights, and a schedule of realized gains and losses for the current period. It includes information on securities transactions, cost basis reporting, and tax implications.

title: Portfolio Holdings Disclosures

reference_numbers:
Account Number: N4G-023812
A.D. NO 239 TC/SFSO D 16


document_description: Deutsche Bank statement for Southern Trust Company Inc. detailing realized gains and losses, activity summary, and account information for February 2019.

document_subtype: bank statement


document_description: This document is a financial statement detailing transactions by type of activity, including securities bought and sold, dividends and interest, and cash withdrawals and deposits. It includes specific transaction details such as dates, activity types, descriptions, quantities, prices, accrued interest, and amounts in USD.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a bank statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes information about electronic delivery preferences, the role of Pershing as a clearing broker, and important disclosures regarding account management and protection.

key_organizations: Securities Investor Protection Corporation


document_description: The document outlines the arbitration agreement between parties and Pershing LLC, highlighting the waiver of the right to sue in court, the finality of arbitration awards, and the limited discovery process in arbitration. It specifies that arbitration will be conducted before the Financial Industry Regulatory Authority and includes conditions under which class actions cannot be brought to arbitration. The laws of the State of New York govern the agreement.

key_locations: One Pershing Plaza, Jersey City, New Jersey

document_subtype: Arbitration Agreement

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: Deutsche Bank account statement for Southern Trust Company Inc, covering the period from January 1, 2019, to January 31, 2019. The statement provides a portfolio overview, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of asset types and their values.

key_locations:
Baltimore, MD
New York, NY
St Thomas, VI


document_description: This document is a financial statement summarizing realized and unrealized gains and losses, money market fund details, and income and expense summary for the period ending January 31, 2019. It includes information on negative interest rates by the ECB and other institutions, and details of transactions in a sweep money market fund.


document_description: This document is a financial statement from Deutsche Bank detailing the portfolio holdings of Southern Trust Company Inc for the period of January 1, 2019, to January 31, 2019. It includes information on cash, money funds, bank deposits, and fixed income securities, with specific details on quantities, account numbers, balances, yields, and gains/losses.


document_description: The document provides details on portfolio holdings, including pricing, estimated annual figures, reinvestment, option disclosure, foreign currency transactions, and proxy voting. It includes information on net market value, estimated annual income and yield, reinvestment of dividends, option transaction charges, foreign currency conversion rates, and proxy voting rights for margin accounts.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: Deutsche Bank statement for Southern Trust Company Inc. for January 2019, detailing portfolio holdings, credit ratings, and activity summary including dividends, interest, and withdrawals.

key_organizations:
Deutsche Bank
Southern Trust Company Inc.
Standard & Poor's
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document details financial transactions categorized by activity type, including dividends, interest, and cash withdrawals. It includes specific transactions such as bond interest received and money market fund income, as well as a significant cash withdrawal to Deutsche Bank Trust.

title: Transactions by Type of Activity


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from January 1, 2019, to January 31, 2019. It includes information about electronic delivery preferences, the role of Pershing as a clearing broker, and important disclosures regarding account management and protection.

document_date: January 1, 2019 - January 31, 2019


document_description: The document outlines the arbitration agreement between parties and Pershing LLC, highlighting the waiver of the right to sue in court, the finality of arbitration awards, and the limited discovery process in arbitration. It also details the conditions under which class actions cannot be arbitrated and the governing laws of New York.

document_subtype: arbitration agreement


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018, to December 31, 2018. It includes details of the account's beginning and ending values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of asset types and their values.

title: Deutsche Bank Account Statement


document_description: The document provides a summary of gains and losses, money market fund details, and income and expense summary for the period ending December 31, 2018. It includes short-term and long-term gain/loss, net gain/loss, and details about money market fund activities and income. The document also mentions the potential for negative interest rates on foreign currency deposits.


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018, to December 31, 2018. It details the portfolio's cash, money funds, bank deposits, and fixed income securities, including corporate bonds. The statement provides information on opening and closing balances, accrued income, and yields. It also discusses cost basis reporting rules and adjustments for fixed income securities.


document_description: The document provides details on portfolio holdings, including pricing, estimated annual figures, reinvestment, option disclosure, foreign currency transactions, and proxy voting. It includes information on net market value, estimated annual income and yield, reinvestment of dividends, option transaction charges, foreign currency conversion, and proxy voting rights.


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018, to December 31, 2018. It includes portfolio holdings disclosures, credit rating information, and an activity summary of securities and cash transactions. The statement also provides information on the delivery of IRS Form 1099 and details about money market mutual funds.

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Standard & Poor's
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement detailing transactions by type of activity, specifically focusing on dividends and interest. It includes a table summarizing settlement dates, activity types, descriptions, and amounts in USD. The document also provides client service information and account details, including default methods for mutual funds and bonds, and electronic delivery options.


document_description: This document is a financial statement from Deutsche Bank for SOUTHERN TRUST COMPANY INC, covering the period from December 1, 2018 to December 31, 2018. It includes important information and disclosures about the role of Pershing as a clearing broker, arbitration disclosures, and an arbitration agreement. The statement also provides contact information for Pershing and mentions the Securities Investor Protection Corporation (SIPC) coverage.

title: Deutsche Bank Statement for SOUTHERN TRUST COMPANY INC

document_date: December 1, 2018 - December 31, 2018

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: The document outlines an arbitration agreement governed by the laws of the State of New York. It specifies conditions under which a client may be excluded from a class by the court and clarifies that forbearance to enforce an agreement to arbitrate does not constitute a waiver of rights. It includes contact information for Pershing LLC's Legal Department.

title: Important Arbitration Agreement


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free and debit balances, margin information, tax information, general account information, payment for order flow, and order routing policies. It also provides information on how Pershing may trade for its own account and the availability of financial statements.

document_subtype: terms and conditions

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
Federal Reserve System
BNY Mellon Capital Markets LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It provides a detailed overview of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, taxes withheld, and net change in portfolio. The asset summary includes percentages and values for cash, fixed income, equities, mutual funds, and exchange-traded products.

title: Deutsche Bank Portfolio Statement

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document provides a summary of gains and losses for a specific period, including short-term and long-term gains/losses, net gain/loss, and global cash balances in various currencies. It also includes details of money market fund activities and exchange rates as of December 31, 2018.

title: Summary of Gains and Losses


document_description: This document is a financial statement from Deutsche Bank for SOUTHERN FINANCIAL LLC, covering the period from December 1, 2018, to December 31, 2018. It includes an income and expense summary, detailing dividend and interest income, expenses, distributions, and portfolio holdings.

title: Deutsche Bank Income and Expense Summary for SOUTHERN FINANCIAL LLC

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document is a continuation of a portfolio holdings report, detailing U.S. dollar-denominated fixed income securities, specifically corporate bonds. It includes information on acquisition dates, quantities, unit costs, adjusted cost basis, market prices, market values, unrealized gains/losses, accrued interest, estimated annual income, and estimated yields for various securities.

key_organizations:
Citizens Communications Co
Exela Inter LLC
Exela Fin Inc
JBS Invts GmbH
Deutsche Bank AG
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of December 1, 2018, to December 31, 2018. It includes information on fixed income securities, corporate bonds, and other financial instruments, with details on quantities, unit costs, market values, and unrealized gains or losses.

title: Southern Financial LLC Portfolio Holdings


document_description: This document is a financial statement detailing portfolio holdings, including fixed income and equities. It provides information on corporate bonds and common stocks, including acquisition dates, quantities, unit costs, market prices, and unrealized gains/losses.

key_organizations:
Lloyds Banking Group PLC
Citigroup Inc
Alibaba Group Holding Ltd
Amazon.com Inc
Apollo Global Management LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of December 1, 2018, to December 31, 2018. It includes information on equities such as common and preferred stocks, with details on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yield.

title: Portfolio Holdings


document_description: The document is a financial statement detailing portfolio holdings in various currencies including Euro and Hong Kong Dollar. It includes information on cash balances, corporate bonds, and total fixed income.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
DALBAR


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in Japanese Yen for the period of December 1, 2018 to December 31, 2018. It includes information on cash, money funds, bank deposits, and total portfolio holdings in U.S. dollars.

title: Portfolio Holdings - Japanese Yen


document_description: A financial statement summarizing holdings by currency, including cash, fixed income, and equities. It provides details on pricing, estimated annual figures, reinvestment, option disclosure, and foreign currency transactions.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes disclosures about proxy voting, credit ratings, and a detailed schedule of realized gains and losses for various securities transactions.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
Standard & Poor's
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a schedule of realized gains and losses, detailing the total short and long-term gains and losses, proceeds, cost basis, and realized gain/loss. It includes information on noncovered securities, cost basis adjustments, and tax reporting guidelines. The document also provides information on the delivery of IRS Form 1099 and details about money market mutual funds.

document_subtype: Schedule of Realized Gains and Losses


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes an activity summary of securities bought and sold, dividends and interest, distributions, fees, taxes withheld, and cash transactions. The statement also details specific transactions by type of activity, including securities sold such as UBI Soft Entertainment, General Electric Co, and Nintendo Ltd ADR.

title: Deutsche Bank Financial Statement for Southern Financial LLC

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement detailing various transactions, including securities bought and sold, dividends and interest received, fees, and taxes withheld. It includes totals for different categories and currencies, with a focus on U.S. dollars and euros.

key_organizations:
Deutsche Bank
General Electric
Nintendo
Lloyds Banking Group
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes details on cash not yet received, fixed income analysis, bond quality, and bond maturity schedule.


document_description: This document provides account information and important disclosures related to a financial account managed by Pershing LLC. It includes details on tax lot default disposition methods, bond amortization elections, electronic delivery options, and the role of Pershing as a clearing broker. It also contains important arbitration disclosures and contact information for Pershing and the financial institution.

document_subtype: account information

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes important arbitration disclosures and agreements related to disputes with Pershing LLC, a subsidiary of BNY Mellon. The document also provides contact information for Pershing LLC and mentions the option for paperless statements.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, general account information, payment for order flow, and order routing policies. It also provides information on how Pershing may trade for its own account and the availability of financial statements.

document_subtype: Terms and Conditions

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon
Financial Industry Regulatory Authority


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It provides a detailed overview of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of asset types and their values.


document_description: This document is a financial statement summarizing gains and losses, exchange rates, global cash balances, and money market fund details as of January 31, 2019. It includes a summary of short-term and long-term gains/losses, an exchange rate table, global cash balances in various currencies, and a detailed account of money market fund activities for January 2019.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes an income and expense summary, detailing dividend and interest income, distributions, and portfolio holdings. The statement provides specific figures for taxable and non-taxable income, as well as details on corporate bonds and money market accounts.

title: Deutsche Bank Income and Expense Summary


document_description: The document is a continuation of a financial portfolio holdings report, detailing U.S. dollar-denominated fixed income securities, including corporate bonds and their respective details such as date acquired, quantity, unit cost, market price, and unrealized gain/loss.

document_subtype: financial portfolio

key_organizations:
EXELA INTER LLC
EXELA FIN INC
JBS INVTS GMBH
DEUTSCHE BANK AG
ASSURANT INC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of January 1, 2019 to January 31, 2019. It includes information on fixed income securities, corporate bonds, and other financial instruments, along with their acquisition dates, quantities, unit costs, market values, and unrealized gains or losses.

title: Deutsche Bank Portfolio Holdings

key_organizations:
Deutsche Bank
Southern Financial LLC
JPMorgan Chase & Co
Southern Calif Edison Co
General Electric Co
Lloyds Banking Group PLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing portfolio holdings, including fixed income and equities. It provides information on corporate bonds and common stocks, including acquisition dates, quantities, unit costs, market prices, and unrealized gains or losses.

key_organizations:
Citigroup Inc
Alibaba Group Holding Ltd
Amazon.com Inc
Apollo Global Management LLC
Apple Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars and euros for the period of January 1, 2019 to January 31, 2019. It includes information on equities, preferred stocks, and cash balances.

title: Deutsche Bank Portfolio Holdings


document_description: The document is a financial statement detailing holdings in various currencies including Euro and Hong Kong Dollar. It includes information on cash, money funds, bank deposits, and fixed income such as corporate bonds. The statement provides opening and closing balances, market values, and accrued income.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in Japanese Yen and U.S. Dollars for January 2019. It includes information on cash balances, accrued income, and cost basis rules for securities.

title: Deutsche Bank Portfolio Holdings

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: A summary of portfolio holdings by currency, including net market value, estimated annual figures, reinvestment details, option disclosure, and foreign currency transactions. The document provides a breakdown of holdings in various currencies and their USD equivalents, along with percentage allocations.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes information on proxy voting, credit ratings, and an activity summary of credits and debits for the period and year-to-date. The statement also contains a reminder about IRS Form 1099 and information about money market mutual funds.


document_description: This document is a financial statement detailing various transactions by type of activity, including dividends and interest, fees, other transactions, and cash withdrawals and deposits. It includes specific transaction dates, descriptions, amounts, and currencies.

title: Transactions by Type of Activity

key_organizations:
EXELA INTER LLC
EXELA FIN INC
GENERAL ELECTRIC CO
JPMORGAN CHASE & CO
DEUTSCHE BANK TRUST
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes details on corporate action events not yet processed, fixed income analysis, bond quality, and bond maturity schedule. The document also provides contact information for the investment specialist and mentions the option for e-delivery.


document_description: This document provides account information including tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. It also outlines the role of Pershing as a clearing broker and provides important disclosures related to account management and protection.


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes important information and disclosures about the role of Pershing LLC, arbitration agreements, and contact information for Pershing LLC. The document also mentions the account number and encourages going paperless.


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It provides a detailed account of the portfolio's performance, including beginning and ending account values, net cash deposits and withdrawals, net securities in/out of account, dividends, interest, and other income, as well as other transactions. The statement also includes an asset summary and estimated annual income.

key_organizations:
Deutsche Bank
Southern Financial LLC
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document provides a summary of gains and losses for a specific period, including short-term and long-term gains/losses, net gain/loss, and exchange rate information. It also includes a detailed money market fund activity report for February 2019.

title: Summary of Gains and Losses


document_description: Deutsche Bank statement for Southern Financial LLC detailing money market fund activities, income and expense summary, and portfolio holdings for February 2019.


document_description: The document contains detailed information about portfolio holdings, including cash, money funds, bank deposits, and equities in U.S. dollars and euros. It provides data on opening and closing balances, quantities, accrued income, and yields for various financial instruments, including money market funds and common stocks like Apple Inc. The document also includes account numbers and references to financial institutions involved in clearing.

document_subtype: Portfolio Holdings


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in various currencies including Hong Kong Dollar and Japanese Yen for the period of February 1, 2019 to February 28, 2019. It includes information on cash balances, accrued income, and total portfolio holdings in U.S. dollars.

title: Deutsche Bank Portfolio Holdings


document_description: The document is a financial statement detailing portfolio holdings, cost basis reporting rules, and holdings summary by currency. It includes disclosures on pricing, estimated annual figures, and reinvestment details. The statement is cleared through Pershing LLC, a subsidiary of BNY Mellon.


document_description: The document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes information on option disclosures, foreign currency transactions, and proxy voting. A detailed schedule of realized gains and losses for the current period is provided, listing transactions involving Euro currency, Casino Guichard-Per, and Hong Kong Dollar currency.

title: Deutsche Bank Portfolio Holdings Disclosures

document_subtype: Portfolio Holdings Disclosure


document_description: This document is a financial statement detailing the schedule of realized gains and losses for a specific period. It includes both short-term and long-term transactions, with details on securities, dates of acquisition and disposition, cost basis, proceeds, and realized gains or losses. The document also explains the distinction between covered and noncovered securities in relation to cost basis reporting rules.

title: Schedule of Realized Gains and Losses

key_organizations:
Deutsche Bank AG
Centene Corp
General Electric Co
Southern California Edison
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for the period of February 1, 2019 to February 28, 2019. It includes a schedule of realized gains and losses, cost basis information, and an activity summary of securities transactions. The document advises consulting a tax advisor for accurate tax reporting and includes a disclaimer from Pershing LLC regarding the accuracy of cost basis information. The activity summary details credits, debits, and net amounts for securities bought, sold, withdrawn, and deposited, as well as dividends and interest, and distributions.

title: Deutsche Bank Financial Statement

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document contains a financial statement detailing credits, debits, and net amounts for a specific period and year-to-date. It includes a detailed table of securities bought and sold, with transaction dates, activity types, descriptions, quantities, prices, accrued interest, and amounts in USD and EUR.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing securities withdrawals and deposits between February 1, 2019, and February 28, 2019. It includes transactions such as customer authorized transfers and asset transfers involving companies like Alphabet Inc, Carvana Co, Citigroup Inc, JPMorgan Chase & Co, United Technologies Corp, Alibaba Group, Amazon, Biogen Idec Inc, Karyopharm Therapeutics Inc, and Apple Inc.

key_organizations:
Deutsche Bank
Southern Financial LLC
TD Ameritrade Clearing, Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document contains a table of financial transactions related to securities withdrawals, deposits, dividends, and interest for the account number N4G-023804. The transactions are dated February 2019 and involve various asset transfers and cash dividends.

key_organizations:
TD Ameritrade Clearing, Inc.
JBS Invts GmbH
Apollo Global Mgmt LLC
Apple Inc
Assurant Inc
Citigroup Inc
Citizens Communications Co
Exela Inter LLC
Exela Fin Inc
GM AC Cap Tri
JPMorgan Chase & Co
Lloyds Banking Group PLC
Southern Calif Edison Co
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a bank statement from Deutsche Bank for Southern Financial LLC, detailing transactions from February 1, 2019, to February 28, 2019. It includes dividends, interest, distributions, fees, and cash withdrawals and deposits.

title: Deutsche Bank Transactions for Southern Financial LLC

key_organizations:
Deutsche Bank
Southern Financial LLC
Citigroup Inc
Apollo Global Management LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document contains a table of transactions by type of activity, specifically focusing on cash withdrawals and deposits. It includes details such as process settlement date, activity type, description, and amounts in USD. The document also provides a summary of total cash withdrawals and deposits in both EUR and USD, along with accrued interest. Additionally, it includes client service information and account details related to tax lot default disposition methods and bond amortization elections.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: Deutsche Bank account statement for Southern Financial LLC for February 2019, detailing electronic delivery preferences and the role of Pershing as a clearing broker.

document_date: February 2019

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
SIPC


document_description: The document outlines the arbitration agreement between the parties and Pershing LLC, highlighting the waiver of the right to sue in court, the finality of arbitration awards, and the limited discovery process in arbitration. It also specifies the arbitration forum as the Financial Industry Regulatory Authority and the governing law as the State of New York.

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from March 1, 2019, to March 31, 2019. It includes details of the account's beginning and ending values, net cash deposits and withdrawals, net securities in/out of the account, dividends, interest, and other income, as well as a summary of asset types and their values.


document_description: This document is a financial statement summarizing gains and losses, exchange rates, and money market fund details for a specific period. It includes short-term and long-term gains/losses, exchange rates for various currencies, and detailed transactions in a money market fund.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from March 1, 2019, to March 31, 2019. It includes an income and expense summary, portfolio holdings, and accrued income details.

title: Deutsche Bank Income and Expense Summary for Southern Financial LLC


document_description: This document provides details on the net market value of securities in an account, estimated annual income and yield figures, reinvestment details, foreign currency transactions, proxy voting, and messages related to money market mutual funds. It includes information on pricing, reinvestment, foreign currency transactions, and proxy voting rights.


document_description: This document is a financial activity summary for SOUTHERN FINANCIAL LLC from March 1, 2019, to March 31, 2019. It includes details on securities transactions, dividends, interest, and cash withdrawals and deposits.

title: Deutsche Bank Activity Summary for SOUTHERN FINANCIAL LLC

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document contains financial transactions related to cash withdrawals and deposits, specifically a federal funds transfer of USD 999,997 to Deutsche Bank Trust, resulting in a total cash withdrawal of USD 190,415.39. It also includes client service information, account information, and electronic delivery preferences.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document provides standing instructions for account transactions, including non-USD wires and FED fund wires, for an account held with Deutsche Bank. It includes details about the role of Pershing as a clearing broker and custodian, and provides important disclosures regarding account management and protection.

title: Deutsche Bank Standing Instructions

key_locations:
Baltimore, MD
London
Poland

document_subtype: Standing Instructions

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document outlines the arbitration agreement between the client and Pershing LLC, including important disclosures about arbitration processes and limitations. It specifies that any disputes will be submitted to arbitration before the Financial Industry Regulatory Authority and highlights the limitations on class actions in arbitration.

key_locations:
Jersey City, New Jersey
State of New York


document_description: This document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes disclosures about payment for order flow and order routing policies. The document advises clients to retain the statement for their records and provides contact information for any disputes.


document_description: This document is a financial ledger listing various accounts, their categories, and balances. It includes entities such as Ashley Holdings Inc, Southern Financial LLC, and various LLCs associated with the Wanek family. The ledger highlights large, zero, and negative balances for these accounts.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe
Cameron Wanek
Travis Wagner
Rahul Vaid
Gabrielle E. Wanek

document_subtype: financial ledger

key_organizations:
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Southern Financial LLC
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Ashley Furniture Industries Inc
Lake Point Holdings LLC
Southern Aggregate Transport Services


document_description: The document contains two tables listing financial account information, including account numbers, names, categories, and balances. The first table lists various entities with their respective balances, while the second table focuses on large, zero, and negative balances. The document is marked as confidential and is related to a legal proceeding under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to various individuals and trusts, including account names, categories, and balances. It lists large, zero, and negative balances for accounts associated with names like Shari Wagner, Travis Wagner, and Ashley Holdings Inc. The document is marked as confidential and is related to a legal proceeding.

key_people:
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Leah Kubis

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Keyhole Partners, LLC


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and privacy of the information contained within. It includes disclaimers about unauthorized copying, disclosure, or distribution of the material. The document also outlines the bank's policy on monitoring communications to ensure compliance with legal and regulatory obligations. It provides links to additional EU corporate and regulatory disclosures and clarifies that Deutsche Bank does not offer legal or tax advice.

document_type: other


document_description: The document contains financial data related to various LLCs, trusts, and individuals, listing their balances. It includes large, zero, and negative balances, with specific amounts for each entity. The document is marked confidential and is related to the Jeffrey Epstein case.

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek
Travis Wagner
Mara Wagner
Leah Kubis
Rahul Vaid

key_organizations:
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate LLC
Ashley Global Retail LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services


document_description: The document contains financial data related to various trusts and LLCs, including balances and account information. It lists entities such as SHARI WAGNER 2014 GRAT, KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, STEVEN D. FORSYTHE, CAITLIN A. FORSYTHE, KATI WANEK-FORSYTHE, CAMERON WANEK, and TRAVIS WAGNER. The document is marked confidential and is related to financial transactions and balances.


document_description: The document contains financial information related to various trusts and companies, including balances and transactions. It lists entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Ashley Holdings Inc, and others, with associated financial amounts.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Keyhole Partners, LLC
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document contains financial data related to various entities, including balances and account details. It lists entities such as KWF 2007 LLC, CRW 2007 LLC, and others, along with their respective balances. The document also highlights large, zero, and negative balances for certain accounts, including Ashley Global Retail, LLC and Lake Point Holdings LLC. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek

key_organizations:
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Furniture Industries Inc
Ashley Global Retail, LLC


document_description: The document contains financial data related to various trusts and LLCs, including balances and transactions. It lists entities such as SHARI WAGNER 2014 GRAT, KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, STEVEN D. FORSYTHE, CAITLIN A. FORSYTHE, KATI WANEK-FORSYTHE, CAMERON WANEK, TRAVIS WAGNER, and SHARI WAGNER. The document also mentions large, zero, and negative balances.


document_description: The document contains financial information related to various trusts and companies, including balances and transactions. It lists entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable, Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, Ashley Furniture Industries Inc, and others. The document highlights large, zero, and negative balances.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Ronald Wanek
Joyce Wanek
Gabrielle E. Wanek

key_organizations:
Shari Wagner 2012 Irrevocable Trust
Robert S Forsythe Revocable Trust
Laura A Forsythe Revocable Trust
Kati Wanek-Forsythe 2012 Irrevocable
Ronald & Joyce Wanek Irrevocable Dyna
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: The document is a daily deposit report dated September 11, 2018, listing large, zero, and negative balances for various accounts. It includes account names, categories, and balances, with notable entries for Jeffrey Epstein and several trusts and companies.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke
Steven D. Forsythe
Caitlin A. Forsythe

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
TJC Media Ventures, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial data in tabular format, listing account numbers, names, categories, and balances. It includes information on large, zero, and negative balances for various trusts, LLCs, and individuals. The document is marked as confidential and includes a contact email for assistance.


document_description: This document is a 2002 Master Agreement between Deutsche Bank AG and Southern Trust Company, Inc., dated October 28, 2013. It outlines the terms and conditions governing one or more transactions between the parties, including the Schedule and Confirmations. The agreement specifies the interpretation of terms, resolution of inconsistencies, and general obligations related to payments and deliveries.

document_subtype: Master Agreement

key_organizations: International Swap Dealers Association, Inc.


document_description: This document outlines the obligations and conditions under Section 2(a)(i) of an agreement, including conditions precedent, change of account, netting of payments, and tax deductions or withholdings. It specifies the conditions under which payments are made, how accounts can be changed, the process for netting payments, and the requirements for tax deductions or withholdings.

document_subtype: contract


document_description: This document outlines the legal representations and agreements related to a contractual agreement, including compliance with laws, consents, binding obligations, absence of litigation, and tax representations. It also includes agreements to furnish specified information to government or taxing authorities.


document_description: This document outlines the obligations and events of default under a legal agreement, including tax agreements, maintenance of authorizations, compliance with laws, and payment of stamp tax. It also details events of default such as failure to pay or deliver, breach of agreement, and repudiation of the agreement.


document_description: The document outlines various default scenarios under a financial agreement, including credit support defaults, misrepresentations, and defaults under specified transactions. It specifies the consequences of such defaults, including liquidation, acceleration of obligations, or early termination of transactions.


document_description: This document outlines conditions under which a merger or consolidation without assumption of obligations is considered a termination event. It specifies various termination events such as Illegality, Force Majeure, and Tax Events, detailing the circumstances under which these events occur and their implications on the parties involved.


document_description: This document outlines various events that may affect the obligations of parties involved in a transaction, including force majeure, tax events, and credit events upon merger. It specifies conditions under which parties may be prevented from performing obligations due to external factors beyond their control, changes in tax law, or mergers that affect creditworthiness.


document_description: The document outlines conditions under which a Master Agreement may be terminated, including changes in ownership, capital structure, or additional termination events specified in the Schedule or Confirmation. It also discusses the hierarchy of events, deferral of payments and deliveries during waiting periods, and the inability of a branch to perform obligations due to illegality or force majeure events.


document_description: The document outlines provisions related to compliance, early termination, and close-out netting in the context of financial transactions. It specifies conditions under which an event or circumstance does not constitute an Event of Default, and details the rights of parties to terminate transactions following an Event of Default or Termination Event. It also covers procedures for transferring obligations to avoid termination events.


document_description: This document outlines the procedures and calculations for determining and paying an Early Termination Amount in the event of an Early Termination Date, which can occur due to an Event of Default or a Termination Event. It specifies how calculations should be made, the payment dates, and the responsibilities of the parties involved.


document_description: This document outlines the terms and conditions related to early termination events, adjustments for bankruptcy, illegality, or force majeure events, and set-off provisions in a financial agreement. It specifies how early termination amounts are determined and adjusted, and the conditions under which set-offs can be applied.


document_description: This document outlines the terms related to obligations, transfers, and payments under a specific agreement. It includes provisions for estimating unascertained obligations, conditions for transferring interests or obligations, and requirements for payments in the contractual currency. It also addresses the handling of judgments in currencies other than the contractual currency.


document_description: This document outlines the terms and conditions of an agreement, including indemnities, evidence of loss, and miscellaneous provisions such as the entire agreement clause, amendments, survival of obligations, cumulative remedies, execution in counterparts, and no waiver of rights.


document_description: This document outlines the terms related to interest and compensation for defaulted payments and deliveries prior to the occurrence of an Early Termination Date in a transaction. It specifies the conditions under which interest is payable on overdue amounts, compensation for defaulted deliveries, and interest on deferred payments. The document also addresses the implications of an Illegality or Force Majeure Event on payment obligations.


document_description: The document outlines the terms related to interest payments and compensation for deferred deliveries in the event of default or force majeure. It includes provisions for early termination and the calculation of interest on unpaid amounts and early termination amounts.


document_description: This document outlines the terms and conditions related to multibranch parties and office transactions, expenses, and notices under an agreement. It specifies the obligations of parties entering transactions through different offices, the handling of expenses by a defaulting party, and the effectiveness of notices and communications.


document_description: This document outlines the terms for communication, governing law, jurisdiction, service of process, and waiver of immunities related to an agreement. It specifies how notices should be delivered, the governing law (either English law or New York law), and the jurisdiction for legal proceedings. It also details the appointment of a process agent for service of process and the waiver of sovereign immunity by the parties involved.


document_description: This document contains definitions used in a legal agreement, specifying terms such as 'Additional Representation', 'Additional Termination Event', 'Affected Party', 'Affected Transactions', 'Affiliate', 'Agreement', and 'Applicable Close-out Rate'. It outlines the meanings and conditions under which these terms apply within the context of the agreement.


document_description: This document outlines the terms and conditions related to the payment of the Early Termination Amount in the event of an occurrence such as Illegality or Force Majeure Event. It specifies different rates applicable under various circumstances, including the Applicable Deferral Rate, Default Rate, Non-default Rate, and Termination Rate. Definitions for terms like 'Automatic Early Termination', 'Burdened Party', 'Change in Tax Law', and 'Close-out Amount' are provided.


document_description: The document outlines the procedures for determining a Close-out Amount for Terminated Transactions. The Determining Party is responsible for calculating this amount using commercially reasonable procedures and relevant information, including market data and quotations from third parties. The document specifies that costs of funding and any losses or gains from terminating or re-establishing hedges may be considered. It emphasizes the use of commercially reasonable procedures and valuation models.


document_description: This document contains definitions and terms related to a legal agreement, including definitions for 'Indemnifiable Tax', 'law', 'Local Business Day', 'Local Delivery Day', 'Master Agreement', 'Merger Without Assumption', 'Multiple Transaction Payment Netting', 'Non-affected Party', 'Non-default Rate', 'Non-defaulting Party', 'Office', and 'Other Amounts'.


document_description: This document contains definitions for terms used in a legal agreement, including 'Payee', 'Payer', 'Potential Event of Default', 'Proceedings', 'Process Agent', 'rate of exchange', 'Relevant Jurisdiction', 'Schedule', 'Scheduled Settlement Date', 'Specified Entity', 'Specified Indebtedness', 'Specified Transaction', 'Stamp Tax', and 'Stamp Tax Jurisdiction'. These definitions are likely part of a larger contractual document, possibly related to financial transactions or agreements.

document_subtype: contract definitions


document_description: This document outlines definitions and terms related to tax, termination events, and transactions under an agreement. It includes definitions for 'Tax', 'Tax Event', 'Terminated Transactions', 'Termination Currency', 'Termination Event', 'Termination Rate', 'Threshold Amount', 'Transaction', and 'Unpaid Amounts'.


document_description: This document outlines the terms and conditions related to obligations and waiting periods under certain sections. It includes signatures from representatives of Deutsche Bank AG and Southern Trust Company, Inc.

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.


document_description: This document is a schedule to the 2002 ISDA Master Agreement between Deutsche Bank AG and Southern Trust Company, Inc. It outlines termination provisions, amendments to the definition of 'Specified Transaction', and cross default provisions.

document_subtype: ISDA Master Agreement Schedule


document_description: This document outlines the terms and conditions related to payment failures, specified indebtedness, threshold amounts, credit events upon merger, bankruptcy provisions, and termination events between Party A and Party B. It includes definitions and conditions under which certain financial and legal terms apply, such as 'Specified Indebtedness', 'Threshold Amount', and 'Adverse Regulatory Change'.

key_organizations:
Party A
Party B


document_description: This document outlines the terms and conditions related to termination events and tax representations between Party A and Party B. It specifies conditions under which Party B is considered an affected party, including changes in financial condition, net worth, and liquidity. It also includes tax representations made by both parties regarding deductions or withholdings on payments.


document_description: The document outlines the tax treatment and representations related to transactions involving Deutsche Bank AG's New York and London branches. It specifies the tax status of transactions for U.S. income tax purposes, eligibility for treaty benefits, and representations by Party B regarding its U.S. person status and beneficial ownership of payments.

key_locations:
New York
London
United States
Germany

document_subtype: tax document

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: The document outlines the requirements for Party A and Party B to deliver certain tax forms and other documents as part of an agreement. It specifies the types of forms needed, such as IRS Form W-9 and W-8BEN, and the conditions under which they must be delivered. Additionally, it details the evidence of authority and other documents required to be provided by both parties.


document_description: This document outlines the requirements for delivering various forms, documents, and certificates between Party A and Party B, including financial statements, board resolutions, and legal opinions. It also specifies the addresses for notices and communications for both parties.

document_subtype: Agreement


document_description: This document outlines the terms of an agreement between two parties, Party A and Party B, including details about process agents, multibranch operations, calculation agent, credit support documents, governing law, and other legal provisions.

key_people:
Harry Beller
Jeffrey Epstein
Darren K. Indyke

key_locations:
New York, NY
St. Thomas, Virgin Islands
London
Tokyo
Paris
Singapore
Brussels
Sydney
Amsterdam
Vienna
Toronto
Auckland
Zurich
Frankfurt


document_description: This document outlines additional representations and warranties for parties entering into transactions under an agreement. It includes representations of non-reliance, assessment and understanding, and the status of parties. It also covers securities act representations, acknowledging that certain transactions may involve unregistered securities and the parties' status as institutional accounts or accredited investors.


document_description: This document outlines additional representations and provisions related to a financial agreement between two parties, referred to as Party A and Party B. It includes representations regarding ERISA, governmental plan laws, and the Dodd-Frank Act. It also details provisions for elective termination of transactions and consent to recording of communications.


document_description: The document outlines tax provisions and representations between Party A and Party B, incorporating the ISDA 2010 Short Form HIRE Act Protocol and addressing withholding tax under FATCA. It includes representations and acknowledgments by Party B regarding transaction risks and liabilities.

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the terms and conditions of an agreement between Party A and Party B. It specifies that Party B is entering the agreement for its own account, has significant financial assets, and complies with all applicable laws. The document also details the set-off provisions in case of an early termination date and mentions escrow arrangements for payments.


document_description: This document outlines amendments and additional agreements related to escrow payments, waiver of jury trial rights, and the role of Deutsche Bank Securities Inc. as an agent. It also discusses the applicability of the U.S. Bankruptcy Code to transactions under this agreement.


document_description: This document outlines amendments and representations related to a financial agreement between Party A and Party B, including compliance with the Dodd-Frank Act and adherence to ISDA Protocols.


document_description: This document appears to be a formal agreement or contract involving Deutsche Bank AG and Southern Trust Company, Inc. It includes signatures from directors of both organizations, including Jeffrey Epstein as President of Southern Trust Company, Inc.

document_subtype: agreement


document_description: This document is a Credit Support Annex to the ISDA Master Agreement between Deutsche Bank AG and Southern Trust Company, Inc. It outlines the terms of the security interest and collateral arrangements between the parties, including the interpretation of terms, the roles of Secured Party and Pledgor, and the conditions under which security interests and liens are granted and released.

title: CREDIT SUPPORT ANNEX to the Schedule to the ISDA MASTER AGREEMENT

document_subtype: Credit Support Annex


document_description: This document outlines the procedures for substituting and disputing credit support in a financial agreement. It specifies the conditions under which the Pledgor can transfer substitute credit support to the Secured Party and the obligations of the Secured Party to return the original credit support. It also details the dispute resolution process for disagreements over valuation calculations, including the role of the Valuation Agent and the steps to be taken if a dispute arises.


document_description: This document outlines the terms and conditions related to the holding and use of posted collateral by a Secured Party. It specifies the responsibilities of the Secured Party in terms of care, eligibility to hold collateral, liability, and the use of collateral. It also details the conditions under which the Secured Party can use the collateral and the process for transferring distributions.


document_description: This document outlines the terms related to interest amounts, events of default, and rights and remedies for a secured party in a financial agreement. It specifies the conditions under which interest amounts are transferred, defines events of default, and details the rights and remedies available to the secured party in case of default or specified conditions.


document_description: This document outlines the rights and remedies of the Pledgor and Secured Party in the event of an Early Termination Date due to an Event of Default or Specified Condition. It details the actions the Pledgor can take regarding Posted Collateral and the obligations of the Secured Party to transfer collateral and interest amounts. It also covers the handling of deficiencies and excess proceeds, and the final return of credit support when no obligations remain. Additionally, it includes representations by each party regarding their authority and ownership of collateral.


document_description: This document outlines the expenses and miscellaneous provisions related to the obligations of the parties under the Annex. It specifies that each party will pay its own costs unless otherwise stated, and details the responsibilities regarding taxes, liquidation costs, and default interest. It also includes clauses on further assurances, protection, good faith performance, and the handling of demands and notices.


document_description: This document provides definitions for terms used in a legal agreement annex, including 'Cash', 'Credit Support Amount', 'Custodian', 'Delivery Amount', 'Disputing Party', 'Distributions', 'Eligible Collateral', 'Eligible Credit Support', 'Exposure', 'Independent Amount', 'Interest Amount', 'Interest Period', 'Interest Rate', and 'Local Business Day'.

document_subtype: definitions


document_description: This document outlines definitions and terms related to credit support and collateral under an agreement, including terms like Minimum Transfer Amount, Notification Time, Obligation, Other Eligible Support, Posted Collateral, and more. It specifies the roles of Pledgor and Secured Party, and details the processes for transferring credit support.


document_description: Definitions related to valuation in a legal agreement, specifying terms such as Valuation Agent, Valuation Date, Valuation Percentage, Valuation Time, and Value. The document outlines how value is calculated for different types of collateral.


document_description: This document outlines the terms and conditions of a financial agreement between Deutsche Bank AG and Southern Trust Company, Inc. It specifies the obligations of Party B (Southern Trust Company, Inc.) under the agreement, including credit support obligations and eligible collateral. The document includes details on delivery amount, return amount, and credit support amount, as well as the types of eligible collateral and their valuation percentages.


document_description: This document outlines the terms and conditions related to Eligible Accounts, collateral, and thresholds for Party A and Party B. It specifies the criteria for an account to qualify as an Eligible Account, the types of collateral that may be agreed upon, and the thresholds for Independent Amounts, Minimum Transfer Amounts, and rounding rules.


document_description: This document outlines the terms related to valuation, timing, conditions precedent, and substitution in a legal agreement. It specifies the roles of the Valuation Agent, the timing for valuation and notification, and the conditions under which termination events are considered specified conditions. It also addresses the requirements for substitution and the need for consent from the Secured Party.


document_description: This document outlines the dispute resolution and collateral handling provisions for transactions, excluding FX Transactions. It specifies the resolution time, value calculation, and alternative provisions for disputes. It also details the eligibility to hold posted collateral, the use of posted collateral, and the management of collateral accounts.


document_description: This document outlines the responsibilities and authorizations between Party A and Party B regarding the management of Eligible Accounts and Posted Collateral. It specifies conditions under which Party B can withdraw from Eligible Accounts, authorizes Party A to issue entitlement orders, and details the interest rate applicable to Eligible Collateral in the form of cash. It also includes contact information for Party A's Collateral Management.


document_description: This document outlines specific financial terms and definitions related to a legal agreement between two parties, referred to as Party A and Party B. It includes definitions for terms such as Aggregate Ceiling Limit, Aggregate Net Open Position, and various Tier-related financial limits and ratios. Addresses for transfers are to be notified from time to time.


document_description: This document outlines various financial terms and conditions related to FX Transactions and Currency Option Transactions, including definitions and ratios for Tier II and Tier IV currencies, Net Open Position, and Net Collateral Value.


document_description: This document outlines definitions and terms related to FX Transactions and Currency Option Transactions, including Net Open Position, Tier I Ceiling Limit, Tier I Close-Out Ratio, Tier I Independent Amount Ratio, and classifications of currencies into Tier I, II, III, and IV. It also references the 1998 FX and Currency Option Definitions by ISDA and other associations.