document_description: This document is a financial report detailing the assets and liabilities of various S&P 500 banks as of February 8, 2016. It includes data on total net loans, loan loss reserves, charge-offs, and other financial metrics for banks such as BB&T, Bank of America, Citigroup, and others.

title: S&P 500 Banks - Assets vs Liabilities

key_organizations:
Securities Inc.
Deutsche Bank
BB&T
Bank of America
Citigroup
Citizens Financial Group
Comerica
Fifth Third Bancorp
Huntington Bancshares
JPMorgan Chase
KeyCorp
M&T Bank
PNC Financial Services Group
People's United Financial
Regions Financial
SunTrust Banks
U.S. Bancorp
Wells Fargo
Zions Bancorporation


source: doj

document_description: The document discusses the potential for Federal Reserve interest rate hikes by September 2016, despite strong job growth and low unemployment rates. It suggests that these hikes could strengthen the US dollar, keep inflation low, and flatten the yield curve. The document includes figures on unemployment rates, labor participation, productivity, unit labor costs, consumer price inflation, and wage inflation.

title: US Equity Insights

document_type: tabular

key_organizations:
Deutsche Bank
BLS
Haver Analytics


document_description: The document discusses the sharp correction in financials, particularly banks, during a bear market. It highlights the unusual decline of banks compared to the S&P 500 and presents historical performance data of banks during past market corrections. The document includes a table showing the performance of banks around historic S&P 500 corrections since 1960.

title: US Equity Insights

key_organizations:
Deutsche Bank
S&P


document_description: The document discusses the impact of changes in the Federal Funds rate on bank earnings, particularly focusing on the spread between asset returns and liability costs. It estimates that a 25 basis point increase in the Federal Funds rate could boost S&P Banks' earnings per share by 3.5% or nearly $0.50. The document also highlights the role of interest rates in attracting deposits and managing credit risks.

title: US Equity Insights

document_type: other

key_organizations:
S&P Banks
Deutsche Bank Securities Inc.


document_description: The document discusses the relationship between inflation, credit expansion, and bank profitability. It argues that banks' deposit bases and loan books should grow with inflation due to credit creation, and that banks can serve as inflation hedges. The document critiques the misuse of valuation formulas, particularly the Gordon Growth model, in valuing banks and emphasizes the importance of using correct valuation methods.

title: US Equity Insights


document_description: The document discusses the correct and incorrect formulas for calculating price-to-book (PB) and price-to-earnings (PE) ratios, highlighting flaws in the commonly used PB formula. It emphasizes the importance of considering long-term EPS growth driven by inflation and provides insights into fair PB and PE calculations for banks.

title: US Equity Insights


document_description: This document provides a detailed financial analysis of various market signals across different asset classes, including interest rates, credit spreads, currency, commodities, and equity risk premiums. It includes data on current levels, changes over time, and historical comparisons to suggest a cautious or neutral stance on equities.

title: The Seven Signs Cross Asset Class Market Signals

document_date: February 2016

document_subtype: financial analysis

key_organizations:
Deutsche Bank
FRB
Bloomberg Finance LP


document_description: The document provides a detailed analysis of the S&P 500 sector and industry allocation for 2015/16, based on Deutsche Bank US Equity Strategy's top-down sector and industry EPS estimates. It includes market weight, advised weight, and PE ratios for various sectors and industries.

title: S&P 500 Advised Sector and Industry Allocation


document_description: The document contains detailed tables and models related to the intrinsic valuation of the S&P 500, including capitalized EPS valuation, dividend discount models, long-term growth projections, cost of equity, and various economic scenarios. It provides insights into the expected performance of the S&P 500 under different economic conditions and assumptions.

title: S&P 500 Intrinsic Valuation Model


document_description: The document provides a detailed analysis of the S&P 500 Annual EPS Outlook based on current constituents in the index. It includes historical data from 2005 to 2014 and projections for 2015 and 2016 across various sectors such as Consumer Discretionary, Consumer Staples, Energy, Financials, Health Care, Industrials, Information Technology, Materials, Telecommunication Services, and Utilities. It also includes key macroeconomic forecasts such as Global GDP growth, US GDP growth, US Unemployment Rate, Federal Funds rate, US 10yr Treasury Yield, and currency exchange rates.

title: S&P 500 Annual EPS Outlook

document_subtype: financial report


document_description: The document provides a detailed financial analysis of the S&P 500 annual EPS outlook by industry for the years 2005 to 2016, including historical data and projections. It covers various sectors such as Consumer Discretionary, Consumer Staples, Energy, Financials, and Healthcare, with specific focus on sub-industries like Auto Components, Automobiles, Beverages, and Pharmaceuticals.

title: S&P 500 Annual EPS Outlook by Industry

key_organizations:
Deutsche Bank
IBES


document_description: The document provides a detailed table of the S&P 500 Annual EPS Outlook by Industry for the year 2016, with historical data from previous years. It includes financial data for various industries such as Industrials, Information Technology, Materials, and Telecommunications, among others.

title: S&P 500 Annual EPS Outlook by Industry

key_organizations:
Deutsche Securities Bank
Deutsche Bank Markets Research


document_description: The document contains a table detailing the S&P 500 DPS (Dividends Per Share) model, including historical and current constituent data, payout ratios, and sector-specific financial data from 2007 to 2016. It provides insights into dividend trends and payout ratios across various sectors such as Consumer Discretionary, Consumer Staples, Energy, Financials, Health Care, Industrials, Information Technology, Materials, Telecommunication Services, and Utilities.

title: S&P 500 DPS Model

document_subtype: financial


document_description: The document provides a summary of changes in 2015 consensus estimates for various sectors as of the end of October. It includes percentage changes for sectors such as Consumer Discretionary, Consumer Staples, Energy, Financials, Healthcare, Technology, Industrials, Materials, Telecom, and Utilities. The document also includes graphical data and trends from 2008 to 2016.

title: EPS Revisions and US Equity Insights

key_organizations:
Deutsche Bank
V/B/E/S


document_description: The document provides a summary of sales revisions for various sectors in 2015, comparing consensus estimates from the end of October. It includes percentage changes for sectors such as Energy, Financials, Consumer Staples, Healthcare, Industrials, Technology, Materials, Telecom, S&P 500, and Utilities. The document also notes significant events affecting these sectors, such as acquisitions and IPOs.

title: Deutsche Securities Bank Sales Revisions

key_organizations:
Deutsche Securities Bank
S&P
GM
KRFT
ESRX
Medico
CTL
Qwest
Savvis


document_description: The document provides a detailed analysis of thematic plays and their year-to-date total returns as of February 8, 2016. It includes various sectors and baskets such as Dividend Yield, Defensives, Commodity (Energy), and others, with their respective performance percentages. The data is sourced from S&P, Deutsche Bank, Thomson Reuters, and Bloomberg Finance LP.

title: US Equity Insights

key_organizations:
S&P
Deutsche Bank
Thomson Reuters
Bloomberg Finance LP


document_description: The document contains a historical sector performance table from 1960 to 2016, highlighting various sectors' performance relative to the S&P 500. It includes data on sectors such as Energy, Materials, Industrials, Tech, Consumer Discretionary, and others, with performance metrics for each year. The source of the data is Deutsche Bank, Haver Analytics, and Thomson Reuters.

title: US Equity Insights

key_organizations:
Deutsche Bank
Haver Analytics
Thomson Reuters


document_description: This document contains a list of Deutsche Bank US Equity Strategy research notes with their respective titles and dates. It includes insights and outlooks on various financial topics and market conditions.

title: List of DB US Equity Strategy Research Notes

document_subtype: research notes

key_organizations:
Deutsche Bank
Deutsche Securities Bank


document_description: This document is an equity research report from Deutsche Bank, providing insights into US equities. It includes important disclosures, analyst certifications, and equity rating keys. The report outlines the equity rating dispersion and banking relationships, and provides regulatory disclosures and short-term trade ideas.

title: US Equity Insights

key_people:
David Bianco
Ju Wang
Vinnie Nip

document_date: 8 February 2016


document_description: This document is a financial report prepared by Deutsche Bank AG or its affiliates, providing insights into US equity markets. It discusses the reliability of the information, the potential conflicts of interest within Deutsche Bank, and the risks associated with financial instruments, particularly in relation to macroeconomic factors. The report emphasizes the importance of informed investment decisions and the inherent risks in financial markets.

title: US Equity Insights

document_type: financial

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: This document provides insights into derivative transactions and the associated risks, including market, counterparty default, and illiquidity risks. It emphasizes the importance of legal and financial advice before engaging in such transactions. The document also discusses risks in foreign exchange transactions and securities affected by currency values. It outlines the regulatory approvals and distribution details of Deutsche Bank entities in various countries.

title: US Equity Insights

document_type: correspondence

key_locations:
United States
Germany
United Kingdom
Hong Kong
India
Japan

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: This document is a report distributed by Deutsche Bank AG and its branches in various countries, including Korea, South Africa, Singapore, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It outlines the regulatory compliance and distribution details for financial services and products in these regions. The report is intended for specific investor categories and includes legal disclaimers and contact information for Deutsche Bank branches.

title: US Equity Insights

key_locations:
Korea
South Africa
Singapore
Qatar
Russia
Saudi Arabia
United Arab Emirates
Australia
New Zealand

key_organizations: Deutsche Bank AG Dubai International Financial Centre


document_description: This document lists key personnel and international locations of Deutsche Bank AG, including addresses in Sydney, London, Frankfurt, New York, Hong Kong, and Tokyo.

key_people:
David Folkerts-Landau
Raj Hindocha
Marcel Canard
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
London, United Kingdom
Frankfurt, Germany
New York, USA
Hong Kong
Tokyo, Japan

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Securities Inc.


document_description: The document discusses the causes and consequences of the falling oil price, its impact on equity indices and U.S. high yield spreads, and the potential negative side effects of looser monetary policy. It includes supplementary research on market trends and opportunities, with insights from Deutsche Bank's investment strategists and economists.

title: Beyond the oil bust: Are markets right to worry?

key_people:
Larry Adam
Mark Wall
David Bianco
Paul Morris

key_locations: U.S. Europe China

document_subtype: memo


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of February 10, 2016. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: A check issued by NES, LLC to Aetna Life Insurance Company for the amount of $5,336.60. The check is drawn from Deutsche Bank Trust and is marked with an exception type of 'High dollar pull' due to a missing signature on file.

key_locations:
St. Thomas
New York
Philadelphia
New Castle

document_subtype: check

key_organizations:
NES, LLC
Aetna Life Insurance Company
Deutsche Bank Trust
Citibank N.A.


document_description: A financial document detailing a payment order to Bard College for $37,500 from Deutsche Bank Trust Company Americas. The check is endorsed for deposit to Bard College.

key_locations: 280 Park Avenue, New York, New York 10017

key_organizations:
Bard College
Deutsche Bank Trust Company Americas


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of February 12, 2016. It includes account names and balances, with notable entries for Jeffrey Epstein and several associated entities.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke
Kati Forsythe

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of February 22, 2016. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: Authorization for asset movement for non-retirement accounts from Deutsche Bank Alex. Brown to Citibank, with further credit to Morgan Stanley, for Southern Trust Company Inc. The document includes wire transfer instructions for $2,000,000.00 and provisions for checks, journals, and free deliveries.

key_people:
Darrick Dooly
Darren Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Southern Trust Company Inc.
Citibank
Morgan Stanley


document_description: Authorization for asset movement for non-retirement accounts by Deutsche Bank Alex. Brown for Southern Trust Company Inc. Includes instructions for wire transfer of $2,000,000 to Citibank, with additional provisions for checks, journals, and free deliveries. Contains standing authorization and verbal instruction clauses.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein. It also details large transactions, including cash and money transfers.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: Confidential communication from Deutsche Bank with a disclaimer about legal and tax advice.


document_description: A check issued by Zorro Development Corp. to Ahern Rentals for the amount of $6,968.65, related to Project #94-Planter Beds.

key_locations:
New York, New York
St. Thomas, USVI
Las Vegas, NV

key_organizations:
Deutsche Bank Trust
Zorro Development Corp.
Ahern Rentals


document_description: A check issued by Zorro Development Corp. to Rogers & Co., Inc. for the amount of $21,510.99, related to Project #72 Water Development.

key_locations:
St. Thomas, USVI
New York, New York
Albuquerque, NM

key_organizations:
Deutsche Sark Trust
Zorro Development Corp.
Rogers & Co., Inc.
New Mexico Bank & Trust


title: RM0081851 Daily Deposit Report


document_description: Ariane Dwyer from Deutsche Bank Securities Inc. is reaching out to provide contact information for the Tender Agent, Lucid Issuer Services, and to inform about accessing offer documentation online. The recipient is requested to respond by February 29, 2016, with their decision on how to proceed.

key_organizations:
Deutsche Bank Securities Inc
Lucid Issuer Services


document_description: A daily deposit report detailing large, zero, and negative balances for Jeffrey Epstein with a balance of $2,470,522.65 as of 02/26/16.

title: RM0081851 Daily Deposit Report

document_subtype: Daily Deposit Report


document_description: Ariane Dwyer from Deutsche Bank Securities Inc. communicates about reaching out to the Tender Agent, Lucid Issuer Services, for questions and accessing offer documentation. The recipient is asked to respond by 2/29/16 on how to proceed.


document_description: Details of a credit default swap (CDS) trade involving Deutsche Bank (DB) selling default protection on the Federative Republic of Brazil to Southern Financial LLC. The trade includes notional amount, trade date, effective date, termination date, and other financial specifics.

title: Brazil CDS Protection Trade Details

key_locations:
London
New York City

document_subtype: Credit Default Swap

key_organizations:
Deutsche Bank
Southern Financial LLC


document_description: A memo from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc, regarding trade execution information. It confirms the initial margin and mentions that official trade details will follow. The memo includes a disclaimer about the informal nature of the information and the confidentiality of the communication.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use and instructions for handling if received in error. It mentions Deutsche Bank and legal disclaimers regarding the content not being legal or tax advice.

key_organizations:
Deutsche Bank
JEE


document_description: Financial document detailing a JPY settlement for Southern Financial LLC with conversion details to USD. Includes market rates and indicative unwind PnL.

title: JPY Settlement and Conversion

key_people:
Vahe
Jeffrey E.
Daniel Sabba
Richard Kahn


document_description: A note from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., providing preliminary trade execution information. The note includes details such as notional amounts, currency, settlement date, forward rate, expiry date, fixing date, and initial margin. It emphasizes that the information is preliminary and subject to change, with official trade confirmations to follow.

document_subtype: note


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying of the communication. It also includes a disclaimer from Deutsche Bank regarding legal or tax advice.

key_organizations:
JEE
Deutsche Bank


document_description: The document is a daily deposit report listing account balances and large transactions for various entities, including Jeffrey Epstein and Southern Trust Company, Inc. It includes account numbers, names, categories, balances, and transaction details.

title: RM0081851 Daily Deposit Report 20160302

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: The document contains confidential information related to a legal case, marked as confidential pursuant to Federal Rules of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0120547, SDNY_GM_00266731, and EFTA01459834.


document_description: A communication from Vahe Stepanian at Deutsche Bank Securities Inc. regarding a financial transaction with expiry on 06-Sep-2016 and settlement on 08-Sep-2016. The net premium is stated as USD 0. The document contains confidentiality notices and disclaimers about legal and tax advice.


document_description: SOFL engages in a European Option Call and Put on EUR/USD with a notional of EUR 100,000,000 each. The call has a strike of 1.13 and the put has a strike of 1.056. Both options expire on 06-Sep-2016 and settle on 08-Sep-2016. Net premium paid by SOFL is USD 0.

document_subtype: European Option

key_organizations:
SOFL
Deutsche Bank Securities Inc.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: The document is a financial correspondence from Vahe Stepanian discussing options trading strategies involving European EUR Call and Put options on EUR/USD with specific strikes, notionals, expiries, and settlements. Two strategies are outlined with no net premium paid by SOFL.

document_subtype: financial correspondence


document_description: A confidential communication from Deutsche Bank Securities Inc. with disclaimers about confidentiality and legal/tax advice.

document_subtype: confidential communication


document_description: A communication from Vahe Stepanian of Deutsche Bank Securities Inc. regarding a settlement with a net premium of USD 0 paid by SOFL.

document_subtype: communication


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 3, 2016. It includes account numbers, account names, categories, and balances.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd & Karen Wanek
Darren K. Indyke


document_description: SOFL engages in a financial transaction involving European EUR Call and Put options on EUR/USD with specific strike prices, notionals, and expiry dates. The net premium for the transaction is USD 0.

document_subtype: financial transaction summary


document_description: Correspondence from Melisa Venegas of Deutsche Bank Wealth Management to Paul Morris regarding a Southern Financial Relationship. Melisa requests to be informed when the task is completed.

key_people:
Melisa Venegas
Paul Morris


document_description: Request for a comprehensive derivative report by trade for specified periods in 2015 and 2016.

key_people: Vahe Jeanne

document_subtype: email

key_organizations:
Deutsche Bank
Gratitude America Ltd


document_description: Termination Agreement between Deutsche Bank AG and Southern Financial LLC for a Credit Derivative Transaction involving USD 10,000,000. The agreement outlines the terms of termination, payment obligations, and representations by both parties.

document_subtype: Termination Agreement

key_organizations:
Deutsche Bank AG
Southern Financial LLC
FEDERATIVE REPUBLIC OF BRAZIL


document_description: Termination Agreement between Deutsche Bank AG, London Branch and Southern Financial LLC, signed by Jon Abela and Jeffrey Epstein. The agreement is to be executed and returned by facsimile.

key_people:
Jon Abela
Jeffrey Epstein

key_locations:
London
New York

key_organizations:
Deutsche Bank AG
Southern Financial LLC


document_description: This document is a confirmation of a Credit Derivative Transaction between Deutsche Bank AG and Southern Financial, LLC, detailing the terms and conditions of the transaction as per the ISDA Master Agreement.

title: Credit Derivative Transaction Confirmation between Deutsche Bank AG and Southern Financial, LLC

key_locations:
London
Federative Republic of Brazil

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the terms of a financial transaction involving fixed and floating payments, credit support provisions, and notice and account details. The transaction is subject to the ISDA Credit Support Annex dated 28 October 2013.

document_subtype: Swap Agreement

key_organizations:
Party A
Party B
ISDA
Deutsche Bank


document_description: This document outlines the representations made by Party B, particularly if it is a nonresident alien individual or foreign entity, regarding its status as a foreign person for US Treasury regulations. It includes clauses on non-reliance, assessment and understanding, and the status of parties in relation to a transaction.

document_type: legal

document_subtype: contract


document_description: This document is a confirmation letter from Deutsche Bank AG, London Branch, acting as principal in a transaction with Southern Financial LLC, represented by Jeffrey Epstein. The letter requests the execution and return of the confirmation by facsimile. It includes contact details for the New York Derivatives Documentation team and mentions regulatory authorities overseeing Deutsche Bank AG.

title: Transaction Confirmation with Deutsche Bank AG

key_people:
Jon Abela
Paul Curter
Jeffrey Epstein
Paul Achleliner
Jürgen Fitschen
Anshuman Jain
Stefan Krause
Stephan Laithner
Stuart Lewis
Rainer Neske
Henry Ritcholle
Christian Sewing

key_locations:
London
New York
Frankfurt am Main

document_subtype: confirmation letter

key_organizations:
Deutsche Bank AG
Southern Financial LLC
European Central Bank
BaFin
Prudential Regulation Authority
Financial Conduct Authority


document_description: Facsimile transmission from Deutsche Bank AG London to Jeff Epstein regarding a transaction confirmation. The document requests the return of a signed confirmation by facsimile and mentions the need for a copy of the authorized signature list. It includes contact information for further queries.

key_people:
Jeff Epstein
Prabhuling Kottalagi
Paul Achleitner
John Cryan
Jürgen Fitschen
Stefan Krause
Stephan Leithner
Stuart Lewis
Henry Ritchotte
Marcus Schenck
Christian Sewing

key_locations:
London
New York
Virgin Islands

document_subtype: facsimile

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc
Southern Financial LLC

reference_numbers:
LN 618753
Event No: 1


document_description: Termination agreement between Deutsche and Counterparty for a transaction, effective from December 07, 2015. The notional amount being terminated is USD 4,166,000.00, with a termination amount payable by Deutsche of USD 24,996.00. The termination settlement date is December 10, 2015. All obligations arising after the termination trade date are terminated except for unpaid amounts due on the termination trade date.


document_description: The document lists the components of a financial basket, including indices and ETFs, along with their respective codes, underlying values, exchanges, and related exchanges.

title: Components comprised in the Basket

key_locations:
New York
Hong Kong
Tokyo

document_subtype: financial index components

key_organizations:
New York Stock Exchange
NYSE Amex Equities
NASDAQ Global Select Market
NASDAQ Global Market
Eurex
Stock Exchange of Hong Kong Limited
Hong Kong Futures Exchange Ltd
Tokyo Stock Exchange, Inc.
Osaka Securities Exchange Co., Ltd
NYSE Arca


document_description: This document outlines the terms of an equity derivatives transaction between Party A and Party B, involving a basket of indices and shares. It specifies the notional amount, premium, and other key financial terms.

document_subtype: Equity Derivatives Transaction

key_organizations:
Party A
Party B


document_description: This document outlines the definitions and conditions related to the trading and valuation of an Index, including the terms for Exchange Business Day, Scheduled Trading Day, Valuation Time, and Market Disruption Event. It specifies the conditions under which a Market Disruption Event is considered to have occurred, including Trading Disruption, Exchange Disruption, and Early Closure, and their impact on the Index.


document_description: The document outlines various market disruption events and their implications on trading and index calculations. It defines terms such as Trading Disruption, Exchange Disruption, Early Closure, Disrupted Day, Index Adjustment Event, Index Cancellation, and Index Modification. The document specifies the role of the Calculation Agent in determining these events and the actions to be taken in response.


document_description: The document outlines terms related to both the Index and Shares/ETFs, including additional disruption events, hedging disruptions, and representations. It specifies the applicable conditions for various financial disruptions and the roles of Party A and Party B. Contact details for documentation control are provided.

key_locations:
European Union
Norway
Switzerland
London

document_subtype: financial terms


document_description: A confirmation message from Deutsche Bank AG, London Branch, requesting the recipient to execute and return the confirmation by facsimile. It includes contact details for various offices and instructions for confirming the terms of an agreement.

key_people:
Mark Brownson
Jon Abela
Larisa Besrayeva
Adrian De-Nicola

key_organizations:
Deutsche Bank AG, London Branch
Deutsche Bank Securities Inc.


document_description: A financial agreement involving Southern Financial LLC and Deutsche Bank AG, with Jeffrey Epstein as a signatory for Southern Financial LLC. The document outlines the management structure of Deutsche Bank AG and its regulatory compliance.

key_people:
Jeffrey Epstein
Dr. Paul Achleitner
Jürgen Fitschen
Anshu Jain
Stefan Krause
Stephan Laithner
Stuart Lewis
Rainer Neske
Henry Ritchotte
Christian Sewing

key_locations:
Federal Republic of Germany
London
Frankfurt am Main

document_subtype: financial agreement

key_organizations:
Southern Financial LLC
Deutsche Bank AG
Federal Financial Supervising Authority
Financial Services Authority
London Stock Exchange


document_description: A letter from Deutsche Bank AG, London Branch, requesting prompt attention to outstanding confirmations in their system. The letter asks for the signed confirmations to be returned at the earliest opportunity and advises to ignore confirmations already confirmed.

title: Deutsche Bank outstanding confirmation - (First Chaser)

key_locations:
London
Federal Republic of Germany
Frankfurt am Main
England and Wales

document_subtype: letter

key_organizations: BaFin Federal Financial Supervising Authority


document_description: This document is an amended confirmation letter for a currency option transaction between Deutsche Bank AG, London Branch and Private Client Services PWM Alex Brown AC Southern Financial LLC. It outlines the terms and conditions of the transaction, referencing the 1998 FX and Currency Option Definitions and the ISDA Master Agreement. The document specifies that the governing law is English law and the termination currency is U.S. Dollars.

key_locations:
London, EC2N 2DB
Baltimore, Maryland, United States

document_subtype: Currency Option Transaction Confirmation


document_description: This document is a confirmation of a currency option transaction between Party A and Party B, detailing the terms such as trade date, option style, currency amounts, expiration and settlement dates, strike price, and premium. It includes representations from both parties regarding non-reliance, assessment, and understanding of the transaction, and the status of parties.

title: Currency Option Confirmation between Party A and Party B

key_locations:
New York
London

document_subtype: Currency Option Confirmation

key_organizations: PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC


document_description: Deutsche Bank AG is authorized under German Banking Law and regulated by Bafin, the Prudential Regulation Authority, and the Financial Conduct Authority for UK business. It is a joint stock corporation with limited liability, incorporated in Germany, and registered in England and Wales.

key_locations:
Germany
London
Frankfurt am Main

document_subtype: banking authorization

key_organizations:
Deutsche Bank AG
Bafin
Prudential Regulation Authority
Financial Conduct Authority


document_description: A letter from Deutsche Bank AG, London Branch, regarding outstanding confirmations that need prompt attention and return of signed confirmations. It is addressed to Sir/Madam and sent by the FX Option Confirmations team.

key_locations:
London
Germany
Frankfurt am Main

key_organizations: BaFin - Federal Financial Supervising Authority


document_description: This document is a confirmation of a currency option transaction between Party A and Party B, detailing the terms of the agreement including trade date, option style, option type, currency amounts, expiration and settlement dates, strike price, and premium payment details. It includes representations from both parties regarding non-reliance, assessment and understanding, and status of parties.


document_description: A letter from Deutsche Bank AG, London Branch, regarding outstanding confirmations in their system. The letter requests prompt attention and return of signed confirmations.

key_locations:
London
Frankfurt am Main

key_organizations:
Deutsche Bank AG
Financial Services Authority
London Stock Exchange
Federal Financial Supervising Authority


document_description: This document is an amended confirmation letter for a currency option transaction between Deutsche Bank AG, London Branch and Private Client Services PWM Alex Brown AC Southern Financial LLC. It outlines the terms and conditions of the transaction, referencing the 1996 FX and Currency Option Definitions and the ISDA Master Agreement. The document specifies that the governing law is English law and the termination currency is U.S. Dollars.

title: Amended Confirmation for Currency Option Transaction

key_locations:
London, United Kingdom
Baltimore, Maryland, United States


document_description: A letter from Deutsche Bank AG, London Branch, regarding outstanding confirmations for FX Options. The letter requests prompt attention to return signed confirmations and acknowledges any confirmations already sent.

document_subtype: fax

key_organizations:
Deutsche Bank AG, London Branch
Financial Services Authority
London Stock Exchange
Federal Financial Supervising Authority


document_description: This document is a letter agreement confirming the terms of a currency option transaction between Deutsche Bank AG, London Branch (Party A) and PRIVATE CLIENT SERVICES PAM ALEX BROWN AC SOUTHERN FINANCIAL LLC (Party B). It incorporates the 1998 FX and Currency Option Definitions and outlines the agreement's terms, including the governing law and termination currency.

title: Currency Option Transaction Confirmation

key_locations: Baltimore, 21202, Maryland, United States


document_description: A letter from Deutsche Bank AG, London Branch, regarding outstanding confirmations in their system. The letter requests prompt attention to return signed confirmations and advises to ignore already confirmed attachments.

key_locations:
London
Baltimore
Maryland
United States


document_description: This document is a letter from Deutsche Bank AG, London Branch, confirming the terms and conditions of a Non-Deliverable FX Transaction with PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It includes references to ISDA agreements and outlines the legal framework governing the transaction.

key_locations:
London
Baltimore
Frankfurt am Main


document_description: This document is a confirmation of a foreign exchange transaction between Deutsche Bank AG and another party. It outlines the terms of the transaction, including trade date, reference currency, notional amounts, forward rate, and settlement details. It also covers disruption events and fallbacks applicable to the reference currency spot rate.

document_subtype: Foreign Exchange Transaction Confirmation


document_description: Confirmation of the termination of Foreign Exchange transactions between Private Client Services for Acct Southern Financial LLC and Deutsche Bank AG London. The document outlines the terms of the termination, including the mutual release from obligations and the payment of JPY 104,723,895 by Deutsche Bank AG London to Private Client Services for Acct Southern Financial LLC.

title: Termination of Foreign Exchange Transactions

key_people:
Caroline Vincent
Bill Topis
Joey Epstein

key_locations:
London
State of New York


document_description: This document is a confirmation letter from Deutsche Bank AG, London Branch, regarding a Cross-Currency Non-Deliverable Forward FX Transaction with PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It outlines the terms and conditions of the transaction, referencing the 1998 FX and Currency Option Definitions and the ISDA Master Agreement. The document specifies the governing law as English law and the Termination Currency as U.S. Dollars.

title: Cross-Currency Non-Deliverable Forward FX Transaction Confirmation


document_description: This document outlines the terms of a non-deliverable forward contract between Party A and Party B, involving a currency exchange between KRW and JPY. The trade date is 30 October 2015, with a settlement date of 04 August 2016. The contract includes details on disruption events and fallbacks applicable to the reference currency spot rate, with Deutsche Bank AG as the authorized institution.

key_locations: London Frankfurt

document_subtype: Foreign Exchange Forward Contract


document_description: This document outlines the terms and conditions related to unscheduled holidays, valuation postponements, and cumulative events for a financial transaction. It specifies the calculation agent, account details for Party A, and office locations for the involved parties.

key_locations:
Tokyo
Seoul
London
Baltimore
Frankfurt am Main


document_description: This document outlines the details of a share option transaction involving Twitter Inc. The transaction is a European call option with a trade date of January 27, 2015, and an expiration date of January 27, 2016. Party A is the buyer and Party B is the seller. The transaction involves 100,000 options with a strike price of USD 38.9682 and a premium of USD 728,278.28. The settlement is cash-based, with the settlement currency being USD.

title: Share Option Transaction

key_people:
Party A
Party B

document_subtype: financial transaction

key_organizations:
Twitter Inc
NASDAQ National Market Quotation System
Chicago Board Options Exchange


document_description: This document outlines the definitions and consequences related to 'New Shares' and merger events, including tender offers and delisting, within the context of equity definitions. It specifies the conditions under which shares are considered publicly quoted, traded, or listed in the United States and the European Union, and the adjustments to be made by the Calculation Agent in various scenarios.

key_locations:
United States
European Union
United Kingdom
France
Germany
Italy
Netherlands
Spain
Denmark
Finland
Sweden
Luxembourg
Austria
Ireland
Belgium
Portugal
Norway
Switzerland


document_description: A confirmation message from Deutsche Bank AG, London Branch, regarding a transaction. It includes instructions for contacting various offices during specific hours and requests confirmation of the transaction terms via letter or telex.

key_locations:
London
New York
Sydney


document_description: The document contains signature blocks for authorized signatories of Deutsche Bank Securities Inc. and Southern Financial LLC, including Jeffrey Epstein as an authorized signatory for Southern Financial LLC.

key_people:
Larisa Besrayeva
Mark Brownson
Jon Abela
Adrian De-Nicola
Jeffrey Epstein
Dr. Paul Achieliner
Jorgen Filschen
Anshu Jain
Stefan Krause
Stephan Leithner
Stuart Lewis
Rainer Neske
Henry Rilcholle
Christian Sewing

document_subtype: signature block

key_organizations:
Deutsche Bank Securities Inc.
SOUTHERN FINANCIAL LLC
Deutsche Bank AG


document_description: This document is a confirmation letter for a transaction between Deutsche Bank AG, acting through its London branch, and Southern Financial LLC. It outlines the terms and conditions of the transaction, referencing the ISDA Master Agreement and incorporating the 2006 ISDA Definitions and 2002 ISDA Equity Derivatives Definitions. Deutsche Bank Securities Inc. acted as an agent in the transaction.

title: Transaction Confirmation between Deutsche Bank AG and Southern Financial LLC

key_locations:
London
New York
St. Thomas

document_subtype: Confirmation Letter


document_description: The document outlines the terms and conditions related to merger events, tender offers, and additional disruption events for financial transactions involving shares. It specifies the definition of 'New Shares' and the consequences of various events such as share-for-share, share-for-other, and share-for-combined scenarios. It also details the determining party, which is Party A, and the applicable conditions for nationalization, insolvency, de-listing, and hedging disruptions.

key_locations:
United Kingdom
France
Germany
Italy
Netherlands
Spain
Denmark
Finland
Sweden
Luxembourg
Austria
Ireland
Belgium
Portugal
Norway
Switzerland
United States


document_description: A confirmation letter from Deutsche Bank AG, London Branch, regarding the execution, delivery, and performance of a transaction. The letter requests the recipient to confirm the terms of the agreement by sending a letter or telex. It includes signatures from authorized signatories of Deutsche Bank and Zobd.

key_people:
Mark Brownson
Larisa Besrayeva
Jon Abele
Adrian De-Nicola

key_organizations:
Deutsche Bank AG, London Branch
Deutsche Bank Securities Inc.
Zobd


document_description: Confirmation document involving Southern Financial LLC and Deutsche Bank AG, with signatures and titles of key individuals involved.

key_people:
Jeffrey Epstein
Dr. Paul Achieltner
Jürgen Flischen
Anshu Jain
Stefan Krause
Stephan Lelhner
Stuart Lewis
Rainer Neske
Henry Ritchotle
Christian Sewing

key_locations:
Federal Republic of Germany
London

document_subtype: confirmation document

key_organizations:
Southern Financial LLC
Deutsche Bank AG


document_description: This document is a termination agreement between Deutsche Bank AG, London Branch and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC. It confirms the terms and conditions for the termination of a Commodity Index Swap transaction, with a termination payment of USD 152,705.94 to be made by Party B to Party A. The agreement is governed by English law.

title: Termination Agreement between Deutsche Bank AG, London Branch and PRIVATE CLIENT SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC

key_locations: London Baltimore Frankfurt

document_subtype: Termination Agreement


document_description: This document is a Termination Agreement between the parties involved, outlining the terms and conditions for termination. It includes clauses on the entire agreement, amendments, execution in counterparts, governing law, and jurisdiction. Party B is required to appoint an agent for service of process in England. The agreement is confirmed by representatives from Deutsche Bank AG and other entities.

key_people:
Aparna Shrivastava
Graham Bird

key_locations:
England
London
Kherson Oblast, Ukraine


document_description: This document is a confirmation of the terms and conditions of a Commodity Swap Transaction between Deutsche Bank AG London Branch and Southern Financial LLC. It includes details such as trade date, effective date, termination date, notional amount, reference index, and other relevant terms.

title: Commodity Index Swap Confirmation between Deutsche Bank AG and Southern Financial LLC

key_locations:
London
St. Thomas, USVA

document_subtype: Commodity Index Swap Confirmation

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: This document outlines the terms of a swap agreement between Party A and Party B, detailing the calculation of floating amounts, payment dates, and other financial terms. It includes specific dates for periodic index fixing and the initial margin payment.

document_subtype: swap agreement


document_description: This document outlines the terms and conditions related to the calculation agent's responsibilities, early termination options, and corrections to published prices in a financial transaction. It specifies the roles of Party A and Party B, including the conditions under which early termination can occur and how corrections to index values are handled.

document_subtype: contract


document_description: This document is a transaction confirmation letter between Deutsche Bank, London Branch and Southern Financial LLC. It outlines the representations and warranties made by each party regarding the transaction, including non-reliance, assessment and understanding, and compliance with applicable laws. The letter requests confirmation of the terms by executing a copy or sending a similar letter or telex. It is signed by Aparna Shrivastava for Deutsche Bank and Jeffrey Epstein for Southern Financial LLC.

title: Transaction Confirmation

key_people:
Aparna Shrivastava
Jeffrey Epstein
Graham Bird

document_date: unknown

document_subtype: confirmation letter

key_organizations:
Deutsche Bank
Southern Financial LLC


document_description: The document is a daily deposit report listing account balances and large transactions for various entities, including Jeffrey Epstein, Southern Trust Company, and others. It includes account names, categories, balances, and transaction descriptions.

title: RM0081851 Daily Deposit Report

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: This document outlines a financial transaction involving European options on EUR/USD with a notional amount of EUR 100,000,000. It includes details of a call option sold by SOFL and a put option bought by SOFL, both with a 6-month expiry. The net premium is USD 0.

document_subtype: Options Trading Document


document_description: Vahe Stepanian provides Jeffrey with indicative EURUSD pricing and options details, seeking confirmation on which strike to execute.

key_people:
Vahe Stepanian
Jeffrey
Rich

key_organizations: SOFL SOIL


document_description: This document outlines a financial transaction involving the sale of a European EUR Call option and the purchase of a European EUR Put option on EUR/USD with a 6-month expiry. The transaction involves a notional amount of EUR 100,000,000 for each leg, with no net premium paid by SOFL.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke


document_description: Contact information for Armen Brash, Director at Deutsche Bank Wealth Management, including phone, fax, and email details.

title: Contact Information for Armen Brash

document_subtype: business correspondence


document_description: A memo from Armen Brash, Director at Deutsche Asset & Wealth Management, regarding an overdraft in Jeffrey Epstein's account. The account has been in overdraft for 6 days and will be escalated if unresolved in 10 days.

key_people:
Armen Brash
Jeffrey Epstein
Paul Morris
Jj Litchford
Andrew

document_subtype: memo

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Wealth Management


document_description: An overdraft has been outstanding for 6 days and will need to be escalated to Andrew if it remains outstanding for 10 days or more.

key_people:
Armen Brash
Andrew


document_description: The document discusses the court's analysis of whether the decedent's inter vivos transfer of property to a partnership should be included in the decedent's gross estate under Section 2036(a). The court focused on whether the decedent retained an interest in the transferred property and whether the transfer was a bona fide sale. The court concluded that the decedent retained an interest in the property and that the transfer was not a bona fide sale.

key_people:
Decedent
Mr. Holliday
Mrs. Holliday

document_subtype: court analysis

key_organizations: Partnership Estate Service Court


document_description: A notice regarding the new group email ID for banking-related queries at Mahindra Technolo Park, Jaipur, India.


document_description: The document appears to be related to banking transactions involving Jeffrey Epstein. It includes transaction details, a PayPal reference, and contact information for Vikas Dave from DBOI Global Services Private Limited.

key_people:
Jeffrey Epstein
Vikas Dave

document_subtype: bank transaction

key_organizations:
DBOI Global Services Private Limited
PayPal


document_description: A note from Brenda Guerrier, Vice President and Banking Specialist at Deutsche Bank Trust Company Americas, expressing gratitude.

key_locations: 345 Park Avenue, New York, NY 10154-0004 USA

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A confidential fax from Raphael Marin at Deutsche Bank Trust Company Americas, located at 345 Park Avenue, New York, NY, USA. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Confidential Correspondence from Deutsche Bank

document_subtype: fax


document_description: A financial transaction involving Jeffrey Epstein and Deutsche Bank Trust. The document mentions a payment of $7,500.00 to Dr. Willen Schlesinger, with references to various entities such as Azon Capes LLC and Axonic Capital LLC.

key_people:
Jeffrey Epstein
Dr. Willen Schlesinger
Raphael Marin

key_organizations:
Deutsche Bank Trust
Azon Capes LLC
Axonic Capital LLC


document_description: Notification of an overdrawn account with an overdraft amount of $69.47 since 3/11/16, requesting information on when it will be covered.

key_locations: 345 Park Avenue, New York, NY 10154-0004, USA

document_subtype: internal memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 25, 2016. It includes account names and balances.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: This document contains financial information related to a bond issuance in Brazil, including ISIN, maturity date, ratings, coupon, ranking, and spread.

document_subtype: financial data


document_description: Request for pricing on Brazil trade idea involving PETBRA bond and Brazil 5yr CDS.

key_organizations:
HBRK Associates Inc.
PETROBRAS GLOBAL FINANCE
Federative Republic of Brazil


document_description: A check issued by Jeffrey Epstein to Dr. William Schlesinger for the amount of $7,500.00, drawn from Deutsche Bank Trust Company Americas.

key_people:
Jeffrey Epstein
Dr. William Schlesinger
Raphael Marin

document_subtype: check

key_organizations:
Deutsche Bank Trust Company Americas
Nebraska State Trust


document_description: Performance chart for taxable clients ending 12/31/15, comparing 'CIO Strategies w/ U.S. Core Equity as U.S. Large Cap Vehicle' against a 'Blended Benchmark'. The chart shows performance metrics for different periods (4Q15, YTD, 3 Year, 5 Year, 10 Year, 1/1/05-12/31/15).

title: Growth Strategy Returns

document_subtype: performance chart

key_organizations:
Deutsche Bank
Wealth Management


document_description: The document outlines the fee schedule for investment management services, detailing the percentage fees based on assets under management and the minimum investment and annual fee requirements. It also specifies that fees are billed monthly in arrears and includes administrative costs, custody, and other services. Deutsche Bank products are excluded from fee calculations, and no Deutsche Bank commission is charged on trades.

document_subtype: Investment Management Fee Schedule


document_description: The document provides an economic and asset class outlook for March/April 2016, covering world economy, monetary policy, bond markets, equity markets, and alternatives and commodities. It discusses near-term and long-term expectations for various regions and markets, highlighting challenges and opportunities.

title: Economic & Asset Class Outlook March/April 2016

key_locations:
U.S.
Europe
Japan
Emerging Markets
China
India
Latin America

document_subtype: economic outlook


document_description: The document contains various financial charts and tables, including GDP estimates, global sovereign yields, U.S. valuations, and crude oil production data as of March 2016. It highlights changes in GDP forecasts, correlations in sovereign yields, stretched U.S. valuations, and the need for further oil production cuts.

title: Charts of the Month — March/April 2016

key_locations: U.S. Europe UK Japan China Germany Italy Spain France

key_organizations:
Deutsche Asset Management
Deutsche Bank Wealth Management
ECB
Department of Energy
Bloomberg Finance


document_description: This document is an informational notice from Deutsche Bank, outlining the risks and considerations associated with various financial products and services, including investments in foreign countries, emerging markets, foreign exchange, high yield fixed income securities, commodities, and hedge funds. It emphasizes the speculative nature and risks involved, advising potential investors to consult legal and tax advisers before engaging in transactions.

document_subtype: informational document

key_organizations:
Deutsche Bank
Deutsche Bank AG
Deutsche Bank Securities Inc.
FINRA
NYSE
SIPC


document_description: Biography of Thomas P. Heidenberger, a Portfolio Analyst at Deutsche Bank Asset & Wealth Management in New York.

document_subtype: biography

key_organizations:
Deutsche Bank Asset & Wealth Management
Bank of America Merrill Lynch
University of Scranton


document_description: This document provides important information regarding investments in mutual funds, hedge funds, and emerging markets. It highlights the risks, potential conflicts of interest, and the need for investors to carefully consider objectives, risks, and expenses before investing. It also discusses the volatility and speculative nature of certain investments and the potential for loss.

document_subtype: financial advisory notice


document_description: A confidential presentation by Deutsche Bank Wealth Management for Southern Financial LLC, focusing on globally diversified multi-asset class portfolios for 4Q15. Intended for one-on-one presentation to qualified investors only.

title: Deutsche Bank Wealth Management Presentation

key_people:
Paul Morris
Joseph Dursi
Paul Bartilucci
Thomas Heidenberger

document_subtype: presentation


document_description: The document outlines a three-stage investment process involving the Multi Asset Investment Committee (MIC), Regional Investment Committees (RIC), and Portfolio Implementation Recommendation (PIC). The process progresses from global to local investments and finally to client-specific portfolio management. The MIC focuses on global asset allocation, RICs tailor regional portfolios, and PICs provide specific investment recommendations.

title: Multi Asset Investment Process

key_locations: Germany Americas EMEA Asia

key_organizations:
Deutsche Bank Wealth Management
Multi Asset Investment Committee
Regional Investment Committees


document_description: The document outlines the portfolio implementation and research process for Deutsche Bank Wealth Management's Global Investment Group. It details the steps involved in selecting asset managers, including database screening, initial fact-finding, on-site visits, further analysis, final assessment, and ongoing monitoring. The focus is on identifying strong candidates and analyzing key performance drivers.

title: Multi Asset Investment Process


document_description: This document outlines the strategic and tactical asset allocations for taxable clients, where hedge funds are suitable. It includes allocations for various asset classes such as equities, fixed income, and alternatives, and is formulated by the Regional Investment Committee within Wealth Management. The document emphasizes that allocations are subject to change and are based on the client's objectives and risk tolerance.

title: Strategic and Tactical Allocations for Taxable Clients

document_subtype: Investment Allocation


document_description: The document provides a performance report for the Growth & Income Strategy, comparing it to a blended benchmark over various periods, including quarterly, yearly, and multi-year spans. It includes annual performance data from 2006 to 2015, highlighting the strategy's returns versus the benchmark. The report notes that the returns are model-based and do not reflect actual client returns or Deutsche Bank management fees.

document_subtype: financial performance report


document_description: The document provides a table of growth strategy returns for various time periods, comparing CIO Strategies - Growth against a Blended Benchmark. It includes data from 4Q15, YTD, 3 Year, 5 Year, 10 Year, and specific years from 2005 to 2015. The chart reflects model returns, not actual client returns, and does not include Deutsche Bank management fees. The strategies are for taxable clients where hedge funds are suitable.

document_subtype: financial report


document_description: The document provides a historical performance overview of the Deutsche Bank Growth & Income with Hedge Funds Model Portfolio for Taxable Clients, highlighting median excess returns and batting averages over 1, 3, and 5-year rolling periods.

title: Growth & Income with Hedge Funds - Taxable


document_description: The document outlines the fee schedule for investment management services based on assets under management, with fees billed monthly in arrears. It details the fee percentages for different asset tiers and specifies a minimum investment and annual fee. The document also mentions that fees include various administrative costs and that Deutsche Bank products are excluded from fee calculations.


document_description: The document outlines asset allocations formulated by the Regional Investment Committee (RIC) within Deutsche Bank Wealth Management. It describes various asset class components and investment strategies, including Income, Growth & Income, Growth, and Maximum Growth. The document also provides details on model returns, fee schedules, and blended benchmarks for different sub-asset classes.

document_subtype: Investment Strategy Document


document_description: Biography of Paul Bartilucci, Managing Director and Senior Portfolio Manager at Deutsche Asset & Wealth Management in New York. Details his career history and educational background.

key_locations:
New York
Worcester, Massachusetts

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank
Citibank
The College of the Holy Cross
New York University


document_description: The document provides a description of various financial indices used in blended benchmarks for composite and model returns. These indices are used for comparative purposes and include the S&P 500, Russell 2000, MSCI Europe, MSCI Japan, MSCI Pacific Free ex-Japan, MSCI Emerging Markets, Barclays Municipal Short/Intermediate, Merrill Lynch/BOA High Yield Master II, Citigroup Unhedged Non-US World Government Bond, Barclays U.S. Tips, JP Morgan GBI Emerging Markets, HFRI Fund of Funds, DBLCI Diversified Commodities, and iMoneyNet Money Funds (All) Tax-Free Average.

key_locations:
United States
Europe
Japan
Pacific region
Emerging markets

key_organizations:
Deutsche Bank
Frank Russell Company
MSCI
Barclays
Merrill Lynch
Bank of America
Citigroup
JP Morgan
HFRI
iMoneyNet


document_description: This document is a disclaimer from Deutsche Bank, stating that the information provided is for informational purposes only and not an offer or solicitation for any transaction. It emphasizes the need for independent evaluation of investment risks and clarifies that Deutsche Bank does not provide legal, tax, or accounting advice. It also mentions that investment strategies are not insured by the FDIC and are not guaranteed by Deutsche Bank.

document_subtype: disclaimer

key_organizations:
Deutsche Bank
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
FINRA
NYSE
SIPC
FDIC


document_description: An internal memo from Thomas P. Heidenberger regarding a presentation for a prospect that needs to be added to DB Force.


document_description: The document outlines a multi-asset investment process involving stages such as CIO View/Research, Portfolio Construction (including Global Asset Allocation, Regional Asset Allocation, and Security Selection), Portfolio Management, and Client Portfolio. Quality Management is a continuous function throughout the process.

title: Multi Asset Investment Process


document_description: The document outlines the Multi Asset Investment Process, detailing the roles of the Multi Asset Investment Committee (MIC), Regional Investment Committees (RIC), and Portfolio Implementation Recommendation (PIC). It describes the flow from global to local investment strategies, starting with global lead allocation by the MIC, regional portfolio creation by RICs, and specific portfolio implementation by PICs.

title: Multi Asset Investment Process

document_subtype: Investment Process Description


document_description: This document outlines the strategic and tactical asset allocations for taxable clients where hedge funds are suitable. It includes allocations for various asset classes such as equities, fixed income, and alternatives, and is formulated by the Regional Investment Committee within Wealth Management. The document emphasizes that these allocations are subject to change and are based on the client's objectives and risk tolerance.


document_description: This document outlines the proposed tactical allocations for a taxable client where hedge funds are suitable. It includes a detailed breakdown of allocations across various asset classes such as equities, fixed income, and alternatives, with specific percentages and amounts in USD. The allocations are formulated by the Regional Investment Committee within Wealth Management and are subject to change based on market judgments.

title: Growth Tactical Allocations


document_description: The document provides a performance report for the Income Strategy returns for taxable clients ending on December 31, 2015. It includes annualized performance data gross of fees for CIO Strategies using U.S. Core Equity as the U.S. Large Cap Vehicle, compared against a Blended Benchmark. The report covers performance from 2005 to 2015, highlighting annual returns for each year within this period.

title: Income Strategy Returns

document_subtype: performance report


document_description: This document outlines the asset allocation strategies formulated by the Regional Investment Committee (RIC) within Deutsche Bank Wealth Management. It details the investment strategies, model returns, and fee schedules. The document includes a table showing the allocation percentages for various asset classes under different investment strategies.

key_organizations:
Deutsche Bank Wealth Management
Regional Investment Committee


document_description: The document provides an economic and asset class outlook for March/April 2016, discussing near-term and long-term perspectives on the world economy, monetary policy, bond markets, equity markets, and alternatives and commodities. It highlights challenges in emerging markets, the impact of geopolitical risks, and expectations for monetary policies across different regions.

key_people:
Multi-Asset Investment Committee
Americas Regional Investment Committee

key_locations:
U.S.
Europe
Japan
Emerging Markets
Asia
Latam


document_description: This document is an informational notice from Deutsche Bank, outlining the risks and considerations associated with various financial products and services, including investments in foreign countries, emerging markets, foreign exchange, high yield fixed income securities, commodities, and hedge funds. It emphasizes the speculative nature and risks involved, advising potential investors to consult legal and tax advisers before engaging in transactions. The document also clarifies that the products and services are not guaranteed by the FDIC or Deutsche Bank and are subject to investment risk.

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
FINRA
NYSE
SIPC


document_description: This document provides important information about the risks and considerations associated with investing in mutual funds, hedge funds, and emerging markets. It highlights potential conflicts of interest, the importance of reading fund prospectuses, and the risks of volatility, credit, and inflation. It also discusses reinvestment practices and the speculative nature of hedge funds and emerging markets.


document_description: Invitation to a live presentation by Larry Adam, Chief Investment Officer and Chief Investment Strategist at Deutsche Bank Wealth Management. Includes call details, registration link, and replay information.

key_people:
Larry Adam
Sarah Rafferty
Emily Brody
Melissa Pressley
John Blomfield

document_subtype: invitation

key_organizations:
Deutsche Bank
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: Internal correspondence regarding updating the banking officer name on various accounts currently listed under Jj Litchford. The table lists account details including primary and secondary officers and account short names.

key_people:
Jj Litchford
Paul Morris
Stewart

key_organizations:
LEIMER DOMINIQUE
JEFFREY EPSTEIN
CHRISTOPHER A. BOIES
LEON D. BLACK
TODD & KAREN WANEK JTWRO
SOUTHERN TRUST COMPANY
SOUTHERN FINANCIAL LLC
NEPTUNE, LLC
HYPERION AIR, LLC
JEGE, INC
PLAN D, LLC
JEGE, LLC
THE 2007 JEFFREY E. EPST
DARREN K. INDYKE PLLC
HBRK ASSOCIATES, INC
NES, LLC
ZORRO DEVELOPMENT CORP.
JSC INTERIORS LLC
MORT, INC
LSJE, LLC
GRATITUDE AMERICA, LTD
NEW YORK STRATEGY GROUP
BUTTERFLY TRUST
WANEK TRUST OF 2000


document_description: A table listing various entities associated with Jj Litchford and Paul Morris, including several LLCs and trusts.

key_people:
Jj Litchford
Paul Morris

key_locations: Deutsche Bank Trust Company Americas, 345 Park Avenue, New York, NY 10154

key_organizations:
KWF 2007 LLC
SSW 2007 LLC
GRATITUDE AMERICA, LTD
SHARI WAGNER 2014 GRAT
WANEK TRUST OF 2000
TODD R WANEK
KATI FORSYTHE 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: A table listing various entities associated with Jj Litchford and Paul Morris, including corporations and trusts.

key_organizations:
ZORRO DEVELOPMENT CORP.
JSC INTERIORS LLC
MORT, INC
LSJE, LLC
GRATITUDE AMERICA, LTD
SOUTHERN TRUST COMPANY
NEW YORK STRATEGY GROUP
BUTTERFLY TRUST
WANEK TRUST OF 2000
KWF 2007 LLC
SSW 2007 LLC
SHARI WAGNER 2014 GRAT
TODD R WANEK
KATI FORSYTHE 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: A financial report detailing large, zero, and negative balances for various accounts as of April 18, 2016. The report includes account names and balances.

title: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, INC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: Authorization for asset movement for non-retirement accounts by Deutsche Bank Alex. Brown for Southern Trust Company Inc. Includes instructions for wire transfer of $10,000,000 to Bank of America, N.A. with further credit to Merrill Lynch. Contains provisions for checks, journal funds, and free deliveries, along with standing authorization terms.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Southern Trust Company Inc.
Bank of America, N.A.
Merrill Lynch


document_description: Contact information for Armen Brash, Director at Deutsche Bank Wealth Management, including address and phone details.

document_subtype: business correspondence


document_description: A self-certification declaration for Deutsche Bank account holders, outlining the terms of information sharing with tax and governmental authorities, and confirming tax residency and reporting obligations.

document_subtype: Declaration and Signature


document_description: This document is a self-certification form for Non-US Beneficiaries/Non-US Beneficial Owners associated with Deutsche Bank. It is used to collect tax residency information to comply with regulatory requirements. The form must be completed by each non-US Beneficiary and non-US Beneficial Owner of the entity.

title: Entity Self-Certification Form

document_subtype: form

key_organizations: Deutsche Bank Wealth Management Americas


document_description: A declaration and signature form for Non-US Beneficiaries/Non-US Beneficial Owners regarding tax residency and disclosure obligations with Deutsche Bank. It includes certification of tax residency, disclosure of ownership interests, and agreement to disclose information to tax authorities.


document_description: A declaration and signature form for a Self-Certification related to Deutsche Bank accounts, allowing the bank to disclose information to tax or governmental authorities. The form includes statements about tax residency, tax liabilities, and the inclusion of assets in tax filings. The signer agrees to update Deutsche Bank with any changes in circumstances.

document_subtype: Self-Certification Declaration


document_description: This document is a self-certification declaration for non-US beneficiaries or beneficial owners, confirming their tax residency status and compliance with tax laws. It includes a waiver allowing Deutsche Bank to disclose information to tax authorities and outlines the signer's responsibilities to update Deutsche Bank on any changes in circumstances.


document_description: A declaration form for Deutsche Bank account holders to certify their tax residency status and consent to information sharing with tax authorities. The form includes a waiver of bank secrecy and data protection rights, and requires the account holder to confirm the accuracy of the information provided and to update Deutsche Bank of any changes.


document_description: This document is a self-certification form from Deutsche Bank AG for Non-US Beneficiaries/Non-US Beneficial Owners to declare their tax residency. It is part of regulatory compliance to foster a tax-compliant environment. Clients are required to complete and return this form to their Deutsche Bank Relationship Manager.

title: Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form

document_subtype: Self-Certification Form


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities to provide tax-related information. It is intended for entity account holders, not individuals, and is used to comply with local and international regulatory requirements. The form includes sections for entity account holder information and tax residency details.

title: Deutsche Bank Wealth Management Entity Self-Certification Form

document_subtype: Entity Self-Certification Form


document_description: A declaration and signature form related to a Self-Certification for Deutsche Bank. The form includes consent for Deutsche Bank to disclose information to tax or governmental authorities and a waiver of bank secrecy and data protection obligations. The declarant certifies tax residency and acknowledges potential tax liabilities related to the account.


document_description: Declaration and signature form for Non-US Beneficiary/Non-US Beneficial Owner regarding tax residency and disclosure obligations with Deutsche Bank.


document_description: A self-certification declaration form for Deutsche Bank account holders, outlining the terms under which Deutsche Bank may use and share the information provided. The form includes a waiver of bank secrecy and data protection obligations, and a declaration regarding tax residency and reporting obligations.


document_description: This document is a self-certification form for non-US beneficiaries or beneficial owners of accounts with Deutsche Bank Wealth Management. It is used to collect tax residency information to comply with regulatory requirements.


document_description: A declaration and signature form for Non-US Beneficiary/Non-US Beneficial Owner regarding tax residency and disclosure obligations with Deutsche Bank.


document_description: This document is a self-certification form for Jeffrey Epstein, related to his tax residency and compliance status with Deutsche Bank Wealth Management. It includes sections for personal information, tax residency, and a declaration and signature section. The form is incomplete with missing information on date of birth, country of tax residence, and signature.

title: Individual Self-Certification Form


document_description: Deutsche Bank Wealth Management sent a letter to Jeffrey Epstein requesting the completion of a Self-Certification form for tax compliance purposes. The letter outlines the need for this information due to local and international regulatory requirements and provides instructions for returning the form.

key_locations:
St. Thomas, VI
New York, New York

document_subtype: letter

key_organizations:
Deutsche Bank
Deutsche Bank Wealth Management


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities, not individuals, to provide tax-related information for compliance with regulatory requirements. It includes sections for entity account holder information and tax residency details.


document_description: A self-certification declaration form for Deutsche Bank account holders, outlining the terms of information sharing with tax and governmental authorities, and the account holder's tax residency status.


document_description: The document is an Entity Self-Certification Form, specifically Appendix 1, which is meant to be completed for each Controlling Person of an entity with a tax residence outside the United States. It includes fields for personal details of Controlling Persons and questions about their status as non-US Beneficiaries or Beneficial Owners. The form is confidential and subject to federal rules.


document_description: This document is a self-certification form for tax residency and compliance, filled out by Jeffrey Epstein for Deutsche Bank Wealth Management. It includes sections for personal information, tax residency, and a declaration of understanding and consent for information sharing with tax authorities.

title: Individual Self-Certification Form


document_description: Deutsche Bank requests Jeffrey Epstein to complete and return a Self-Certification form for tax compliance purposes. The letter outlines the need for this information due to regulatory requirements and provides instructions for returning the form.

key_organizations:
Deutsche Bank
JEGE LLC
Gratitude America Ltd
Jeepers Inc
The Haze Trust


key_organizations:
Deutsche Bank
Gratitude America


document_description: The document is an Entity Self-Certification Form, specifically Appendix 1, which is meant to be completed for each Controlling Person of an entity with a tax residence outside the United States. It includes fields for personal details and tax residence information of Controlling Persons, and instructions for non-US Beneficiaries or Beneficial Owners to complete Appendix 2.


document_description: This form is used by Deutsche Bank AG to collect tax-related information from Non-US Beneficiaries/Non-US Beneficial Owners to comply with regulatory requirements. It requires the entity account holder to provide legal names and tax residency information.


document_description: This document is a self-certification form from Deutsche Bank AG and its affiliates, intended for entity account holders to provide tax-related information. It is used to comply with local and international regulatory requirements for tax compliance. The form is specifically for entities, not individuals, and includes sections for entity account holder information and tax residency details. The form also provides guidance on completing the certification and advises consulting a tax adviser for assistance.


document_description: A declaration and signature form for non-US beneficiaries or beneficial owners, certifying tax residency and compliance with tax laws. The form includes a waiver for Deutsche Bank to disclose information to tax authorities and requires the signor to update Deutsche Bank of any changes in circumstances.

document_subtype: Declaration and Signature Form


document_description: This document is a self-certification form from Deutsche Bank Wealth Management, intended for entities to provide tax-related information to comply with regulatory requirements. It is specifically for entity account holders, not individuals. The form includes sections for entity account holder details and tax residency information.


document_description: A declaration and signature form related to a Self-Certification for Deutsche Bank. The form includes consent for Deutsche Bank to share information with tax or governmental authorities and a waiver of bank secrecy and data protection obligations. It also includes certifications regarding tax residency and tax liabilities related to the account.


document_description: This document is a declaration and signature form for Non-US Beneficiaries/Non-US Beneficial Owners, certifying their tax residency status and compliance with tax laws. It includes a waiver allowing Deutsche Bank to disclose information to tax authorities and requires the signor to update Deutsche Bank of any changes in circumstances.


document_description: The document is an Entity Self-Certification Form, specifically Appendix 1, which is meant to be completed for each Controlling Person of an entity with a tax residence outside the United States. It includes fields for personal details of Controlling Persons, such as name, date of birth, role, and tax residence, but all fields are empty. It also asks if the Controlling Person is a non-US Beneficiary or Beneficial Owner, which would require completion of Appendix 2.


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for individual account holders to declare their tax residency. It is part of compliance with local and international regulatory requirements. The form is intended for individuals, and those representing entities should contact their Relationship Manager for the appropriate form. The form requires account holders to state their residency for tax purposes and may involve reporting to tax authorities if the account holder is a tax resident outside the United States.

title: Deutsche Bank Individual Self-Certification Form


document_description: This document is a self-certification form for tax residency and compliance, filled out by Jeffrey Epstein for Deutsche Bank Wealth Management. It includes sections for personal information, tax residency, and a declaration of understanding regarding tax obligations and information sharing with tax authorities.

title: Individual Self-Certification Form


document_description: A confidential document from Deutsche Bank Trust Company Americas, related to securities offered through Deutsche Bank Securities Inc.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document provides guidance on completing the Entity Self-Certification Form for Deutsche Bank Wealth Management. It includes instructions for filling out sections related to the legal name of the entity, country of incorporation, and tax residency. It also outlines the declaration and signature requirements for entities with tax residency outside the United States.

title: Guidance to the Entity Self-Certification Form

document_subtype: Guidance Document


document_description: Guidance on completing Appendix 1 for identifying Controlling Persons of an Entity with tax residence outside the U.S. It explains who qualifies as a Controlling Person, including examples for trusts and corporate vehicles.

title: How to complete Appendix 1: Controlling persons

document_subtype: guidance document


document_description: Instructions and fields for completing details of Controlling Persons, including their name, date of birth, type/role, tax residence, and beneficiary status.

title: Appendix 1: Controlling persons


document_description: This document provides instructions for non-US beneficiaries and beneficial owners to complete Appendix 2 for self-certification. It outlines who qualifies as a beneficiary or beneficial owner, defines a Private Investment Company (PIC), and provides guidance on filling out the form.

title: Appendix 2: Non-US beneficiary/Non-US beneficial owner self-certification


document_description: A form section requesting information on tax residency for individuals or entities, including a declaration and signature section.

document_subtype: tax document


document_description: Authorization for asset movement from Deutsche Bank Alex. Brown for JEGE LLC, including wire transfer instructions to General Aviation Flying Service Inc. and standing authorization details.

key_organizations:
Deutsche Bank Alex. Brown
JEGE LLC
General Aviation Flying Service Inc.


document_description: Authorization for asset movement for non-retirement accounts, specifically for a wire transfer of $500,000 to Banco Popular for Jeffrey E Epstein. The document includes provisions for checks, journals, and free deliveries, with standing authorization options and risk acknowledgments.

key_people:
Jeffrey E Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Banco Popular


document_description: Authorization for asset movement from Deutsche Bank Alex. Brown for JEGE LLC, including wire transfer instructions to Bank of America for General Aviation Flying Service Inc. and additional instructions related to GIV Serial #1085 Work Order # 16-03030.

key_organizations:
Deutsche Bank Alex. Brown
JEGE LLC
Bank of America
General Aviation Flying Service Inc.


document_description: Authorization for asset movement for non-retirement accounts, specifically for a wire transfer of $500,000 to Banco Popular for Jeffrey E Epstein. The document includes options for issuing checks, journaling funds, and free deliveries, though these sections are not filled out. The authorization includes standing instructions and verbal instruction permissions.


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts as of April 27, 2016. It includes account numbers, names, categories, balances, and descriptions of large transactions.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd & Karen Wanek
Darren K. Indyke

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc.
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: A check issued by NES, LLC to the New York State Insurance Fund for the amount of $13,677.50. The check is drawn from Deutsche Bank Trust Company Americas.

key_locations:
New York
St. Thomas
Binghamton, NY

document_subtype: check

key_organizations:
Deutsche Bank Trust Company Americas
NES, LLC
New York State Insurance Fund


document_description: A note from Deutsche Bank regarding a customer's blocked card due to fraud. The issue was transferred to the fraud department for resolution.

document_subtype: note


document_description: A note indicating that a call was transferred to the fraud department by an agent named LindaR..FIS.


document_description: A customer service call log where a customer's card was blocked due to fraud and the call was transferred to the fraud department.


document_description: This document is a self-certification declaration for Deutsche Bank, where the account holder, Darren Indyke, certifies tax residency and agrees to the disclosure of information to tax authorities. It includes a waiver of bank secrecy and data protection laws, and a commitment to update Deutsche Bank with any changes in circumstances.

title: Self-Certification Declaration and Signature

document_subtype: Self-Certification


document_description: This document is a self-certification form for non-US beneficiaries or beneficial owners of accounts with Deutsche Bank Wealth Management. It requires the entity account holder to provide tax residency information for compliance with regulatory requirements.


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities, not individuals, to provide tax-related information. It is used to comply with local and international regulatory requirements. The form is specifically for JEGE, LLC, incorporated in the US Virgin Islands, which is also its tax residence.

key_organizations:
Deutsche Bank
JEGE, LLC


document_description: This document is an appendix to the Entity Self-Certification Form, listing controlling persons of an entity with tax residence outside the United States. It includes details such as name, date of birth, country of tax residence, and role of each controlling person.

title: Entity Self-Certification Form - Appendix 1: Controlling Persons

key_people:
Jeffrey Epstein
Larry Visoski

key_locations:
US Virgin Islands
US


document_description: A self-certification declaration by Jeffrey Epstein regarding tax residency and disclosure obligations for non-US beneficiaries or beneficial owners, submitted to Deutsche Bank.


document_description: The document is marked as corrupted/unprintable and cannot be produced. It is labeled as confidential.


document_description: This document is an Entity Self-Certification Form, specifically Appendix 1, which requires details of Controlling Persons for entities with tax residence outside the United States. It includes information on Jeffrey Epstein, Darren Indyke, and Cecile de Jongh as Controlling Persons.

key_people:
Jeffrey Epstein
Darren Indyke
Cecile de Jongh


document_description: This document is a self-certification form for non-US beneficiaries or beneficial owners of accounts with Deutsche Bank Wealth Management. It requires the entity account holder to provide tax residency information for each non-US beneficiary or beneficial owner.

key_organizations:
Deutsche Bank AG
Deutsche Bank Wealth Management
Jeepers, Inc.


document_description: A self-certification declaration by Darren Indyke for Deutsche Bank, confirming tax residency and compliance with tax laws. The document includes a waiver for Deutsche Bank to disclose information to tax authorities and acknowledges potential tax liabilities. It also includes a commitment to update Deutsche Bank on any changes in circumstances.


document_description: Declaration and signature form for non-US beneficiaries or beneficial owners, certifying tax residency and compliance with tax laws, signed by Jeffrey Epstein.


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: This document is a self-certification form related to the account holder's tax residency and obligations with Deutsche Bank. It includes declarations about tax residency, tax liabilities, and the inclusion of assets and income in tax filings. The form is signed by Darren Indyke, acting in the capacity of Treasurer.


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities, not individuals, to provide tax-related information for compliance with regulatory requirements. The form is specifically for the 2007 Jeffrey E. Epstein Insurance Trust #3, incorporated in the US Virgin Islands.


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, regarding attorney-client privileged information. The communication is intended only for the addressee and unauthorized use is prohibited.

key_people:
Bebe Avdiu
Darren K. Indyke

document_subtype: confidential communication


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, containing a confidentiality notice and legal disclaimer.


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A communication from Hemant-Kumar Rathore regarding account closure and fraud reporting procedures. It includes contact information and a confidentiality notice.

key_locations: Mahindra Technology Park, Inside Mahindra World City - SEZ, 302029 Jaipur, India

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


document_description: Internal memo regarding non-post transactions for a closed account. The memo requests confirmation on whether the transactions are okay to post and provides instructions for reporting fraudulent transactions.

document_subtype: internal memo


document_description: A communication from Hemant-Kumar Rathore at DBOI Global Services Private Limited regarding banking queries and confidentiality notice.


document_description: A communication from Hemant-Kumar Rathore of DBOI Global Services Private Limited, providing a link to a document and contact information. It includes a disclaimer about confidentiality and legal advice.


document_description: A communication from Hemant-Kumar Rathore, COO Wealth Management Operations at DBOI Global Services Private Limited, regarding banking-related queries and confidentiality notice.


document_description: A memo from Deutsche Bank's Wealth Management Operations regarding banking-related queries and confidentiality notice.

document_subtype: memo


document_description: A check issued by Marcia A. Brown to SEARS for the amount of $162.00, drawn from Deutsche Bank Trust Company Americas.

key_locations:
Fort Lauderdale, FL
New York City, NY

key_organizations:
SEARS
Deutsche Bank Trust Company Americas


document_description: A confidential bank deposit slip for PEG CITIBANK US NA with routing number 021272684.

document_subtype: bank deposit slip


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the information in the communication should not be considered as such.


document_description: Email signature of Aracely Sanchez, Vice President at Deutsche Bank Trust Company Americas, including contact information and confidentiality notice.

key_locations: 345 Park Avenue, 24th Floor, New York, NY 10154-0004

document_subtype: email signature


document_description: Internal communication regarding the posting of transactions for Jeffrey Epstein's closed account. The email advises on the procedure for reporting fraudulent transactions and includes a link to fraud procedures.

key_people:
Hemant-Kumar Rathore
Jeffrey Epstein

key_locations: Mahindra World City - SEZ, Jaipur, India


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 6, 2016. It includes account names and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: A self-certification form for Deutsche Bank, signed by Darren Indyke, declaring tax residency and compliance with tax laws. The form includes a waiver for bank secrecy and data protection laws, allowing Deutsche Bank to share information with tax authorities.

document_subtype: self-certification form


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities, not individuals, to provide tax-related information for compliance with regulatory requirements. It includes sections for entity account holder details and tax residency information.


document_description: Jeffrey Epstein's self-certification declaration for Deutsche Bank, agreeing to disclose information to tax authorities and confirming tax residency and compliance.


document_description: A self-certification document signed by Jeffrey Epstein, declaring his tax residency status and agreeing to disclose information to Deutsche Bank and relevant tax authorities.

document_subtype: self-certification


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities to provide tax-related information. It is intended for entity account holders, not individuals, and is used to comply with international regulatory requirements. The form includes sections for entity account holder information and tax residency details.

document_subtype: Entity Self-Certification Form

key_organizations:
Deutsche Bank
Jeepers, Inc.


document_description: A self-certification declaration by Darren Indyke, acting as Secretary, for Deutsche Bank. The document outlines the terms under which Deutsche Bank may use and share the information provided, including waiving bank secrecy and confidentiality obligations. It certifies the tax residency status of the account holder and acknowledges potential tax liabilities. The declaration is signed by Darren Indyke.

document_subtype: Self-Certification Declaration


document_description: This document is an appendix to the Entity Self-Certification Form, listing Controlling Persons of an entity with tax residence outside the United States. It includes details such as names, roles, and tax residence of each Controlling Person.


document_description: This form is used by Deutsche Bank to collect tax-related information from non-US beneficiaries or beneficial owners of accounts. It is part of regulatory compliance to foster a tax-compliant environment. The form requires the legal name of the entity, the name of the non-US beneficiary or beneficial owner, and their country of tax residence.


document_description: Declaration by Jeffrey Epstein regarding tax residency and disclosure obligations for non-US beneficiaries or beneficial owners, in relation to accounts held with Deutsche Bank.

document_subtype: Declaration and Signature


document_description: A self-certification declaration by Darren Indyke, acting as a trustee, for Deutsche Bank. The document outlines the terms under which Deutsche Bank may use and share the information provided, including waivers of bank secrecy and data protection laws. It includes certifications regarding tax residency and obligations, and a commitment to update Deutsche Bank on any changes.


document_description: A declaration and signature form for non-US beneficiaries or beneficial owners, certifying tax residency and compliance with tax laws. The form includes a waiver for Deutsche Bank to disclose information to tax authorities.


document_description: This document is an Entity Self-Certification Form, specifically Appendix 1, which lists the Controlling Persons of an entity with tax residence outside the United States. It includes details such as names, roles, and tax residence countries of the controlling persons.

key_people:
Rich Kahn
Jeffrey Epstein
Erika Kellerhals
Darren Indyke

key_locations:
US
US Virgin Islands


document_description: This document is an Entity Self-Certification Form, specifically Appendix 1, which lists the Controlling Persons of an entity with tax residence outside the United States. It includes details such as names, roles, and countries of tax residence for each Controlling Person.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn
Mark Epstein
Celina Dubin