document_description: The document discusses the growth opportunities and challenges for companies like Cavium, Ixia, and Ruckus in the wireless equipment sector. It highlights Cavium's potential growth with new chips, Ixia's moderated growth due to virtualization, and Ruckus's positive outlook with cable providers and potential in the mobile space.

key_organizations:
Cavium
Ixia
Ruckus
Deutsche Bank Securities Inc.
Global Reach
Republic Wireless
AT&T


source: doj

document_description: The document discusses the valuation and risks associated with the data networking sector, highlighting that stocks in this sector trade at a forward P/E ratio of 18-19x CYIS consensus EPS estimates, which is a modest premium to the market multiple. It also outlines key risks such as shifts in enterprise and telco IT spending, competitive new product launches, and technology disruptions.

title: Networking Sector Valuation and Risks

document_type: other


document_description: The document contains a table of stock price performance metrics for various companies in the wireless equipment industry as of March 2, 2014. It includes data on stock price changes, year-to-date returns, and 3-year returns for companies across different sectors such as networking, smartphones, components, and more.

title: Universal stock price performance

document_type: tabular

key_organizations:
Deutsche Bank
Bloomberg Finance LP


document_description: This document contains a table of valuation metrics for various securities, including price, earnings, and other financial indicators. It is sourced from Deutsche Bank and company data, and is marked as confidential under federal rules.

title: Deutsche Bank Securities Inc. Valuation Metrics

document_subtype: Valuation Metrics


document_description: The document contains a table showing handset shipments by region and technology from 2004 to 2016, with estimated figures for 2013 to 2016. It includes data on unit shipments and year-over-year growth percentages.

title: Global Handset Model

document_subtype: Handset Shipments Data


document_description: The document outlines various regulatory disclosures related to Deutsche Bank's equity research, including conflict disclosures, short-term trade ideas, and country-specific regulations for Australia, New Zealand, Brazil, EU countries, Japan, and Russia.

title: Regulatory Disclosures

document_type: correspondence

key_locations:
Australia
New Zealand
Brazil
EU countries
Japan
Russia

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and legal disclaimers related to investment advice and securities transactions. It includes contact information for various international locations of Deutsche Bank.

title: Deutsche Bank Global Disclaimer

key_people:
David Folkerts-Landau
Guy Ashton
Marcel Cassard
Richard Smith
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
London, United Kingdom
Frankfurt, Germany
Hong Kong
Tokyo, Japan
Singapore

document_subtype: disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
BHF-Bank AG


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RMOCI81851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Butterfly Trust
New York Strategy Group, LLC


document_description: The document contains a summary of stock price targets and trading volumes for various companies including HCA Holdings, Comcast, FS Networks, and Exxon. It mentions Deutsche Bank's price targets and market insights for these companies.

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document provides stock metrics for HCA US Equity, covering the timeframe from March 2013 to March 2014. It includes last price, high, average, low, volume, and a 15-day simple moving average. The stock price rose significantly from a low of 35.49 in July 2013 to a high of 51.69 in March 2014.

title: HCA US Equity Stock Metrics

document_subtype: financial data


document_description: A note discussing oil prices and momentum, mentioning that Deutsche Bank does not cover the topic. Includes contact information for Tazia Smith, Director at Deutsche Bank Securities.

key_organizations:
Deutsche Bank Securities
Deutsche Asset & Wealth Management


document_description: A table containing financial metrics related to stock prices and volumes, including last price, high and low prices on specific dates, average price, volume, and simple moving average (SMA) of volume.


document_description: Stock price and volume data for HCA US Equity from March 2013 to 2014, including last price, high, average, low, volume, and 15-day simple moving average.


document_description: A confidential communication regarding a building in Tribeca, possibly related to Jeffrey Epstein. The document contains disclaimers about confidentiality and legal advice.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated March 10, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcga
Harrybeller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris

document_type: financial

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated March 10, 2014. It includes detailed trade information such as trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 10, 2014. It includes account names, categories, and balances.

title: RM00811351 Daily Deposit Report 20140311


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document provides a financial summary of HCA Holdings, Inc. for the fiscal years ending December 31 from 2010 to 2015. It includes detailed financial metrics such as EPS, DPS, BVPS, valuation metrics, income statement, cash flow, balance sheet, and key company metrics. The document also includes company profile, price performance, margin trends, growth and profitability, and net debt/equity ratios.

title: HCA Holdings, Inc. Financial Summary

key_locations:
United States
England

key_organizations:
HCA Holdings, Inc.
Deutsche Bank Securities Inc.


document_description: The document reviews HCA Holdings, Inc.'s Q4 2013 earnings, highlighting solid results despite challenging volume conditions. Key points include a 6.7% YoY EBITDA growth, improved surgical trends, and a conservative 2014 guidance. The impact of the Affordable Care Act (ACA) is discussed, with HCA's outlook assuming a 1-2% EBITDA benefit from ACA, though back-half weighted. The document reiterates a Buy rating with a $58 price target for HCA.

title: Q4'2013 Earnings Review - HCA Holdings, Inc.


document_description: The document provides a detailed analysis of HCA Holdings, Inc.'s same-store trends in healthcare facilities and services, focusing on year-over-year percentage changes in various metrics such as net revenue, admissions, surgeries, and ER visits. It highlights surgical trends and the impact of recent investments in surgical departments.

title: HCA Holdings, Inc. Health Care Facilities and Services Report

key_organizations:
HCA Holdings, Inc.
Deutsche Bank


document_description: The document provides a financial analysis of HCA Holdings, Inc., focusing on inpatient surgeries as a percentage of admissions, EBITDA and margin trends, and balance sheet and cash flow trends. It includes data on operating expenses, salaries, supplies, and adjusted EBITDA margins. The report also discusses cash flow from operations and capital expenditures.

title: HCA Holdings, Inc. Financial Report


document_description: The document provides a balance sheet and cash flow analysis for HCA Holdings, Inc. for the years 2010 to 2013, along with 2014 guidance. It includes financial data such as cash flows from operating activities, capital expenditures, free cash flow, and balance sheet data. The 2014 guidance covers revenue, adjusted EBITDA, adjusted EPS, and capital expenditures, with specific figures and comparisons to Deutsche Bank estimates and consensus.

title: HCA Holdings, Inc. Balance Sheet and Cash Flow Analysis

key_organizations:
HCA Holdings, Inc.
Deutsche Bank
Thomson Reuters


document_description: The document provides an analysis of HCA Holdings, Inc.'s 2014 EBITDA Bridge, including the impact of health care reform and other financial adjustments. It includes a table detailing the base EBITDA bridge with low, mid, and high estimates, and discusses the impact of the ACA, HITECH, and stock-based compensation on EBITDA. The document also outlines HCA's assumptions regarding health insurance exchanges and Medicaid expansion.

title: HCA Holdings, Inc. 2014 EBITDA Bridge

key_locations: CA CO KY NV FL TX


document_description: Financial analysis of HCA Holdings, Inc. with a focus on health care facilities and services. The document discusses a $450 million lower forecast and a slightly lower ACA ramp offset by a better rate/mix due to recent strength in acuity mix.


document_description: This document is a consolidated income statement for HCA Holdings, Inc., sourced from Deutsche Bank and company reports. It includes various financial metrics and analyses such as income, interest expenses, net income, earnings per share, and uncompensated care analysis.

title: HCA Holdings, Inc. Consolidated Income Statement


document_description: The document provides historical recommendations and target prices for HCA Holdings, Inc. It includes a list of security prices at various points in time, previous and current recommendations, and a new recommendation structure as of September 9, 2002. It also details equity rating dispersion and banking relationships.

title: HCA Holdings, Inc. Historical Recommendations and Target Price


document_description: The document discusses the consolidation in the wireless equipment industry, particularly in the frontend space, with companies like Qualcomm and RFMD making strategic moves. It highlights the growth potential in infrastructure spending due to LTE rollouts globally. Updates on companies like Qualcomm, Peregrine, and Audience are provided, focusing on their technological advancements and market strategies.

title: Wireless Equipment Signals to Noise (S2N)

key_locations: Europe China Africa CALA

key_organizations:
Qualcomm
RFMD
Triquint
Avago
Peregrine
Nuijira
ZTE
Audience
Deutsche Bank Securities Inc.


document_description: The document discusses the ongoing developments and future prospects in the telecommunications industry, focusing on companies like Ciena, Mavenir, Cavium, Ixia, and Ruckus. It highlights the progress in 4G small cell rollouts, Voice over LTE network services, and the potential revenue opportunities for these companies. The document also notes the challenges and opportunities in network testing and LTE-over-unlicensed technology.

key_locations: US Europe

key_organizations:
Ciena
Mavenir
Cavium
Ixia
Ruckus
Deutsche Bank Securities Inc.


document_description: The document discusses the challenges and opportunities in the LTE chipset market, highlighting Intel's struggles with a single mode LTE chipset and Broadcom's potential with a multi-mode solution. It also touches on the competitive landscape, mentioning Qualcomm's dominance and Mediatek as a credible competitor. The document further explores trends in the smartphone market, including high-end commoditization and the impact of new technologies.

key_people: Intel Broadcom Qualcomm Mediatek Nokia


document_description: The document discusses the commoditization of the smartphone market, highlighting the presence of Chinese OEMs with feature-rich smartphones and wearables. It mentions Firefox's introduction of a low-cost smartphone and the presence of alternative OS options like Ubuntu and Tizen. The document also covers augmented reality solutions by Metaio and Qualcomm, and mentions Skycross's antenna solution for 4X4 MIMO.

key_organizations:
Firefox
Ubuntu
Metaio
Qualcomm
Skycross
Deutsche Bank Securities Inc.


document_description: The document discusses the state of the wireless equipment market, focusing on the front-end market opportunities, Peregrine's CMOS PA demo, and Audience's growth with Chinese OEMs and motion technology. It highlights the potential for consolidation in the market and the strategic moves by companies like Skyworks, Ethertronics, and I/O Semiconductor.

key_people:
Peregrine Management
Audience Management

key_organizations:
Skyworks
Triquint
Ethertronics
I/O Semiconductor
Peregrine
RFMD
Samsung
Deutsche Bank Securities Inc.


document_description: The document discusses the optimistic outlook for LTE infrastructure spending in 2014, with a focus on small cells and their potential deployment in the latter half of the year. It highlights the role of companies like Spidercloud in the small cell space and discusses Cisco's position in the mobile networking market, including their focus on NFV and Mobile Cloud opportunities.

key_locations:
Europe
China
Africa
CALA
UK
North America
Asia
Western Europe
Northern Europe

key_organizations:
Spidercloud
Cisco
Vodafone
Deutsche Bank Securities Inc.


document_description: The document discusses F5's growth opportunities in Telco Network Intelligence and Next-Gen Security, highlighting design wins in LTE signaling and mobile data traffic management. It emphasizes F5's role in Network Functions Virtualization (NFV) and Network Consolidation, and its impact on large telcos like Verizon and AT&T.

title: Wireless Equipment - Signals to Noise (S2N)

key_locations:
Latin America
EMEA
APAC
US

key_organizations:
F5
Verizon
AT&T
Vodafone
Telefonica
Deutsche Bank Securities Inc.


document_description: The document discusses F5's security solutions and their market traction, highlighting the demand for F5's 'best' solutions bundle that includes security software modules. It mentions F5's potential introduction of subscription services for security and outlines two catalysts for F5's security business in 2015: the launch of an Outbound Firewall SW module and targeting APT Defense opportunities. The document also includes a valuation and risks section, raising the price target for F5 from $120 to $130 based on growth opportunities in Telco and Next-Gen Security.

key_organizations:
F5
CSCO
PANW
CHKP
FireEye
Deutsche Bank Securities Inc.


document_description: The document discusses the performance and outlook of CommScope's Wireless business, highlighting its positive trajectory due to infrastructure projects and new product offerings like the Ion-E DAS solution. It also covers the company's confidence in maintaining growth through LTE and 3G projects globally, and mentions a new modular data center solution for enterprises. The document reiterates a 'Buy' recommendation for CommScope, expecting a strong year in infrastructure spending.

key_locations:
North America
Europe
South East Asia
Africa
Russia

key_organizations:
CommScope
Deutsche Bank Securities Inc.


document_description: The document discusses Ciena's market position and opportunities in the optical network upgrade sector, particularly in relation to LTE and 100G upgrades. It highlights Ciena's potential growth due to partnerships and market trends, including Verizon's sourcing strategy and AT&T's Project Velocity IP. The document also notes Ciena's strategic partnerships and technological advancements.

key_organizations:
Ciena
Verizon
Alcatel Lucent
AT&T
Ericsson
Deutsche Bank Securities Inc.


document_description: The document discusses Mavenir's positive outlook on Voice over LTE (VoLTE) network services rollouts in 2014, particularly in the US and Europe. It highlights Mavenir's new carrier customer wins in Europe and the potential for VoLTE, RCS, and messaging services rollouts. The document also covers Cavium's early-stage Fusion chip shipments into 3G and 4G small cells rollouts and the potential revenue opportunities for Cavium in the future.

key_people:
Mavenir senior management
Cavium senior management

key_organizations:
Mavenir
T-Mobile US
Deutsche Telecom
France Telecom
Vodafone
Verizon
AT&T
Cavium
Oracle
Nokia Solutions Networks
Huawei
Alcatel Lucent
Deutsche Bank Securities Inc.


document_description: The document discusses the growth opportunities and challenges for companies like Cavium, Ixia, and Ruckus in the wireless equipment sector. It highlights Cavium's potential growth with new chips, Ixia's moderated growth due to virtualization, and Ruckus's positive outlook with cable providers and potential in mobile strategy.

key_organizations:
Cavium
Ixia
Ruckus
Deutsche Bank Securities Inc.
Global Reach
Republic Wireless


document_description: The document contains a table of stock price performance metrics for various companies in the wireless equipment industry as of March 2, 2014. It includes data on stock price changes, 3-year returns, and other financial metrics for companies across different sectors such as networking, smartphones, and components.

title: Universal stock price performance

key_organizations:
Deutsche Bank
Bloomberg Finance LP


document_description: This document contains a table of valuation metrics for various securities, including price targets, earnings, and other financial indicators. It is marked as confidential and sourced from Deutsche Bank and company data.


document_description: The document provides a detailed tabular representation of global handset shipments by region and technology from 2004 to 2016, with estimated figures for 2013 to 2016. It includes data on unit shipments and year-over-year growth percentages.

title: Global Handset Model

document_subtype: Handset Shipments Report


document_description: This document is an appendix containing important disclosures related to research on securities. It includes an analyst certification, equity rating dispersion, and banking relationships. The document outlines the equity rating key and provides a table showing the percentage of companies covered under each rating category and their banking relationships.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC as of March 11, 2014. It includes information on valuation methodologies, potential adjustments, and disclaimers regarding the use of the valuations. The statement is intended for internal use only and highlights that valuations may change over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn12
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various FX-Options trades with their respective trade IDs, counterparties, trade types, dates, amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: The document provides financial metrics and price history for GILD US Equity, HCA Holdings (HCA), and Comcast (CMCSA) over the period from March 2013 to March 2014. It includes last prices, highs, lows, averages, volumes, and moving averages for these entities. Additionally, it mentions price targets and implied upsides for HCA and CMCSA.

title: Financial Metrics and Price History

key_organizations:
GILD US Equity
HCA Holdings
Comcast


document_description: The document provides stock price and volume data for CMCSA US Equity and FFIV US Equity, along with a brief analysis of F5 Networks' growth prospects and a mention of Exxon (XOM) trading volume. It includes metrics such as last price, high, low, average, and volume for both CMCSA and FFIV, as well as a note on F5 Networks' market position and upcoming report date.

key_organizations:
F5 Networks
DB
Exxon


document_description: This document provides a one-year price history for Exxon Mobil Corporation (XOM) including metrics such as last price, change, high, average, low, and volume.

title: XOM 1yr Price History

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Deutsche Bank's research report on Gilead Sciences discusses the voluntary recall of Atripla due to small particles found during a quality check. The recall involves 39,000 bottles from a third-party manufacturer in China. Gilead has multiple manufacturers and sufficient supply of Atripla. The report reiterates a 'Buy' rating with a price target of $132, despite the recall. Key financial data and stock information are provided.

title: Deutsche Bank Markets Research - Gilead Sciences Alert

key_people:
Robyn Kamauskas
Alethia Young

key_locations:
United States
China

key_organizations:
Deutsche Bank
Gilead Sciences
FDA


document_description: The report provides a financial analysis of HCA Holdings, Inc., reiterating a 'Buy' rating. It discusses Q4 2013 results, 2014 ACA outlook, and provides updated estimates and valuation risks. Key metrics include a recovery in surgical trends, conservative ACA guidance, and EBITDA growth projections.

title: Deutsche Bank Markets Research - HCA Holdings, Inc.

key_people:
Darren Lehrich
Joshua Kalenderian
Dana Nentin

document_subtype: financial analysis report

key_organizations:
Deutsche Bank
HCA Holdings, Inc.


document_description: This document provides a financial summary of HCA Holdings, Inc., including financial metrics, income statements, cash flow, balance sheet, and key company metrics from 2010 to 2015E. It includes valuation metrics, growth and profitability analysis, and solvency ratios. The document also contains a company profile and price performance data.

title: HCA Holdings, Inc. Financial Summary

key_organizations:
HCA Holdings, Inc.
Deutsche Bank Securities Inc.


document_description: The document reviews HCA Holdings, Inc.'s Q4 2013 earnings, highlighting solid results despite challenging volume conditions. Key points include a 6.7% YoY growth in EBITDA, improved surgical trends, and a conservative 2014 guidance. The impact of the Affordable Care Act (ACA) on HCA's financials is discussed, with a projected 1-2% EBITDA benefit. The document reiterates a Buy rating with a $58 price target for HCA.

title: Q4'2013 Earnings Review


document_description: The document provides a detailed analysis of HCA Holdings, Inc.'s same-store trends in healthcare facilities and services, focusing on year-over-year percentage changes in various metrics such as net revenue, admissions, surgeries, and ER visits from 2010 to 2013. It highlights surgical trends in Q4, noting an increase in total same-store surgeries and a shift in the ratio of inpatient surgeries to total admissions. The report attributes these trends to investments in surgical departments and a slowdown in ER volumes.


document_description: The document provides a detailed analysis of HCA Holdings, Inc.'s 2014 EBITDA projections and the impact of the Affordable Care Act (ACA) on their financials. It includes a table showing the 2014 EBITDA bridge with low, mid, and high estimates, and discusses the factors influencing these projections, such as the Health Insurance Exchange (HIX) enrollment, Medicaid expansion, and HCA's network participation. The document also notes adjustments to estimates due to lower HITECH benefits and slower ACA ramp.

title: 2014 EBITDA Bridge and Health Care Reform Framework

key_organizations:
HCA Holdings, Inc.
Deutsche Bank


document_description: Financial analysis of HCA Holdings, Inc. with adjustments in ACA ramp and rate/mix.

title: Health Care Facilities and Services


document_description: This document is a financial summary of HCA Holdings, Inc., detailing earnings, growth rates, margin analysis, revenue model, balance sheet, cash flow, and revenue mix from 2008 to 2015. It includes projections for 2014 and 2015, and provides a comprehensive overview of the company's financial performance and expectations.

title: HCA Holdings, Inc. - Earnings Model Summary


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and legal disclaimers regarding the use of the report. It includes information about Deutsche Bank's policies, such as the March 2010 acquisition of BHF-Bank AG and the August 2009 policy on target prices. The disclaimer also covers the distribution of the report in various international locations and legal responsibilities.

title: Global Disclaimer

key_locations:
Sydney, Australia
London, United Kingdom
Frankfurt, Germany
New York, USA
Hong Kong
Tokyo, Japan

key_organizations:
Deutsche Bank AG
BHF-Bank AG


document_description: The document is an industry update from Deutsche Bank Markets Research focusing on the wireless equipment sector. It discusses the LTE proliferation, the state of the baseband market, smartphone differentiation challenges, and infrastructure growth prospects. It also provides stock implications for various companies.

title: Deutsche Bank Markets Research - Industry Update

key_locations:
Mobile World Congress
Europe
China
Africa
CALA

document_subtype: Industry Update

key_organizations:
Deutsche Bank
Qualcomm
Mediatek
Mozilla
RFMD
Triquint


document_description: The document discusses the consolidation in the wireless equipment industry, particularly in the frontend space, driven by Qualcomm's RF 360 solution. It highlights the potential for further mergers among active and passive players to compete with Qualcomm. The document also notes optimism among network equipment vendors about operator spending, driven by LTE rollouts globally. Updates on companies like Qualcomm, Peregrine, and Audience are provided, detailing their strategies and technological advancements.

key_organizations:
Qualcomm
RFMD
Triquint
Avago
Peregrine
Nuijira
ZTE
Audience
Deutsche Bank Securities Inc.


document_description: The document provides an analysis of various companies' performances and strategies in the wireless equipment sector, particularly following the Mobile World Congress. It covers Blackberry's MDM pricing strategy, Cisco's service provider business transition, F5 Networks' growth opportunities in Telco and Next-Gen Security, CommScope's positive outlook due to LTE and 3G projects, and Ciena's optical network sourcing strategy with Verizon.

key_people: Cisco's mobile networking sales and business leaders

key_locations:
Europe
CALA
Africa
Asia
North America
Latin America
EMEA
APAC

key_organizations:
Blackberry
Cisco
F5 Networks
CommScope
Ciena
Verizon
AT&T
Vodafone
Telefonica
Juniper
Alcatel Lucent
Huawei


document_description: The document discusses the ongoing developments and future prospects in the telecommunications industry, focusing on companies like Ciena, Mavenir, Cavium, Ixia, and Ruckus. It highlights the rollout of 4G small cells, Voice over LTE (VoLTE) services, and the potential revenue opportunities for these companies. The document also notes the challenges and opportunities in network testing and the adoption of LTE-over-unlicensed (LTE-u) by cable providers.

key_organizations:
Ciena
Mavenir
Cavium
Ixia
Ruckus
T-Mobile US
Deutsche Telecom
France Telecom
Vodafone
NSN
Huawei
Samsung
AT&T
Republic Wireless
Deutsche Bank Securities Inc.


document_description: The document discusses the competitive landscape of LTE baseband technology in 2014, highlighting Qualcomm's dominance and the challenges faced by competitors like Mediatek and Intel. Qualcomm's announcements at the Mobile World Congress, including new baseband and processor technologies, are noted. Mediatek's and Intel's positions and strategies in the LTE market are also analyzed.

key_people: Qualcomm Mediatek Intel

document_type: media

key_locations: Barcelona Germany

key_organizations: Qualcomm Mediatek Intel Samsung Alcatel


document_description: The document discusses the challenges and opportunities in the LTE chipset market, highlighting Intel's design win and Broadcom's potential with their multimode solution. It also touches on the competitive landscape, mentioning Qualcomm's dominance and Mediatek as a credible competitor. The document further explores the commoditization of high-end smartphones and the impact of new technologies on data growth.


document_description: The document discusses the commoditization of the smartphone market, highlighting the presence of Chinese OEMs with feature-rich smartphones and wearables. It mentions Firefox's introduction of a low-cost smartphone and Ubuntu's progress as an alternative OS. The document also covers augmented reality applications by Metaio and Qualcomm, and mentions Skycross's antenna solution for 4X4 MIMO.

key_organizations:
Firefox
Ubuntu
Metaio
Qualcomm
Skycross
Deutsche Bank Securities Inc.


document_description: The document discusses the state of the wireless equipment market, focusing on the front-end market opportunities and the potential for consolidation among players. It highlights Peregrine's CMOS PA demo, Audience's growth with Chinese OEMs, and their motion technology. The document also mentions the company's relations with Apple and the challenges of replacing the Apple royalty stream.

key_people:
Peregrine
Ethertronics
I/0 Semiconductor

key_organizations:
Skyworks
Triquint
Qualcomm
RFMD
Samsung
Deutsche Bank Securities Inc.


document_description: The document discusses F5's security solutions and their market traction, highlighting the demand for F5's Next-Gen Security solutions and the company's plans to introduce new security services. It also mentions F5's competitive positioning and growth opportunities in the security market, with a focus on outbound firewalls and APT defense. The document concludes with a positive outlook on F5's growth prospects and an updated price target for the company's stock.

key_organizations:
F5
CSCO
PANW
CHKP
FireEye
Deutsche Bank Securities Inc.


document_description: The document discusses Ciena's position in the optical network upgrade market, highlighting opportunities in LTE, 100G, and OTN switching upgrades. It mentions Ciena's role as a primary supplier for Verizon's optical network sourcing and potential growth in Carrier Ethernet switches. The document also covers AT&T's Project Velocity IP and the Ciena-Ericsson partnership.

key_organizations:
Ciena
Verizon
Alcatel Lucent
AT&T
Ericsson
Deutsche Bank Securities Inc.


document_description: The document discusses Mavenir's positive outlook on Voice over LTE (VoLTE) network services rollouts in 2014, particularly in the US and Europe. It highlights Mavenir's new carrier customer wins in Europe and their engagement with Verizon and AT&T for IP-based voice networking. The document also covers Cavium's early-stage Fusion chip shipments for 3G and 4G small cells rollouts and their Project Thunder initiative for ARM SOC chip sales.

key_organizations:
Mavenir
T-Mobile US
Deutsche Telecom
France Telecom
Vodafone
Verizon
AT&T
Cavium
Oracle
Nokia Solutions Networks
Huawei
Alcatel Lucent
Deutsche Bank Securities Inc.


document_description: The document discusses the growth opportunities and challenges for companies like Cavium, Ixia, and Ruckus in the wireless equipment sector. It highlights Cavium's potential growth with new chips, Ixia's moderated growth due to virtualization, and Ruckus's positive outlook with cable providers and potential in the mobile space.

key_organizations:
Cavium
Ixia
Ruckus
Deutsche Bank Securities Inc.
Global Reach
Republic Wireless
AT&T


document_description: This document contains a table of valuation metrics for various securities, including price, earnings, and other financial indicators. It is marked as confidential and is sourced from Deutsche Bank and company data.


document_description: The document contains a table showing handset shipments by region and technology from 2004 to 2016, with estimated figures for 2013 to 2016. It includes data on unit shipments and year-over-year growth percentages.

title: Global Handset Model

key_locations:
Western Europe
Eastern Europe
Asia
North America
Latin America
Africa/Middle East


document_description: The document contains financial data and stock performance metrics for GILD US Equity, HCA Holdings, and Comcast (CMCSA). It includes last prices, high and low prices on specific dates, average prices, volume, and moving averages. Additionally, it provides analyst price targets and implied upside percentages for HCA Holdings and Comcast.

key_organizations:
GILD US Equity
HCA Holdings
Comcast (CMCSA)


document_description: The document provides a one-year price history for XOM US Equity, including metrics such as last price, high, average, low, volume, and a 15-day simple moving average. The timeframe covered is from March 2013 to March 2014, and the data is presented in a line chart with a volume bar chart.

title: XOM 1yr Price History

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Butterfly Trust
New York Strategy Group, LLC


document_description: Amanda Kirby from Deutsche Bank Trust Company Americas is coordinating with Richard Kahn regarding wire transfers for the Epstein VI Foundation. Amanda is instructed to call Darren Indyke to confirm and send out the wires the following morning. Attachments related to the foundation's financial operations were deleted by Vahe Stepanian.

key_people:
Amanda Kirby
Richard Kahn
Darren Indyke
Vahe Stepanian

key_organizations:
Deutsche Bank Trust Company Americas
HBRK Associates Inc.
Epstein VI Foundation


document_description: A form for selecting limited or full trading authorization for an account with DBSI. It outlines the powers granted to an agent under each type of authorization and the conditions under which the authorization remains in effect.

document_subtype: authorization form


document_description: The document is a Power of Attorney agreement where the Undersigned agrees to indemnify and hold harmless DBSI and its affiliates from any claims arising from actions taken by the Undersigned's Agent(s). It requires the Undersigned to ratify transactions made by the Agent(s) and confirms the understanding and voluntary execution of the document. It also mentions the requirement for joint account holders to sign withdrawal requests jointly with the Agent(s).

document_type: legal

document_subtype: Power of Attorney


document_description: This document is an authorization/power of attorney form for US resident natural persons holding accounts with Deutsche Bank Securities Inc. It allows clients to grant agents limited or full authority over their accounts, including trading instructions and asset movement. The document must be completed and notarized, with agent identification provided.

document_subtype: Authorization/Power of Attorney


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are intended for internal use only and may be subject to adjustments based on various factors. The statement includes a disclaimer regarding the potential for differences in future valuations and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank AG, provided by Southern Financial, LLC, detailing various FX-Options trades with their respective trade details, notional amounts, and market-to-market values as of March 12, 2014.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. The document emphasizes the confidentiality and legal restrictions on unauthorized use, disclosure, or copying.


document_description: The document discusses hybrid bonds, specifically CoCos, issued by BBVA and Santander. It highlights the capital ratios and trigger levels for these bonds, the discretionary nature of the coupons, and the incentive for issuers to call the bonds due to potential coupon step-ups. The focus is on 'yield to call' rather than 'yield to maturity'.

document_subtype: memo

key_organizations:
BBVA
Santander
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: The memo discusses the capital ratios of BBVA and Santander, noting that their cET1 ratios are far from the trigger levels for contingent convertible bonds (CoCos). It highlights the discretionary nature of the coupons and the incentive for issuers to call the bonds due to potential coupon step-ups. The focus is on 'yield to call' rather than 'yield to maturity'.


document_description: Jay Lipman is tasked with creating onboarding packets for different types of clients, specifically for Capital Markets trading. He mentions his experience with AwM/PCS side and plans to gather information for Autobahn/CB&S setup. Kevin Quinn requests a list of requirements for setting up a new client to trade capital markets in KCP, mentioning Epstein.

key_people:
Jay Lipman
Kevin Quinn
Tazia Smith

document_subtype: email

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0110586, SDNY_GM_00256770, and EFTA01453138, which may be related to case files or evidence.


document_description: A certification letter for Qualified Institutional Buyer status under Rule 144A of the Securities Act of 1933, detailing the criteria for qualification and the types of entities that can be considered qualified institutional buyers.

document_subtype: Certification Letter


document_description: This document is a certification for entities acting as Qualified Institutional Buyers (QIB) under Rule 144A. It outlines the criteria for entities to qualify as QIBs, including ownership or investment of at least $10 million in securities. It also specifies the conditions under which securities can be purchased under Rule 144A, including acting as a riskless principal or agent for QIBs. The document requires entities to notify of any changes in certification and reaffirms certifications with each purchase.

document_subtype: Qualified Institutional Buyer Certification


document_description: A checklist of preliminary requirements and background information needed for ISDA account setup, including financial statements, ownership structure, legal documents, and contact information.

key_people:
Senior Manager
Internal Counsel
Compliance Officer

document_subtype: requirements checklist

key_organizations:
DB
TMG QA


document_description: This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI). It outlines the terms and conditions governing the client's brokerage account(s) with DBSI. The agreement includes client representations, rights of DBSI, classification of accounts, order execution, and adherence to applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for trading securities with DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties like Pershing, and liens on securities. It specifies the responsibilities and rights of the client and DBSI, including the handling of unpaid balances, interest charges, and the security interest granted to DBSI.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as the procedure in the event of an account owner's death, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to terminate or amend the agreement. It also specifies that the agreement is governed by the laws of the State of New York.


document_description: This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method of dispute resolution. The document details the limitations and rules of arbitration, including the finality of awards, limited discovery, and the composition of arbitrators. It also specifies the procedures for electing an arbitration forum and the conditions under which class actions may not be arbitrated.

key_people: Client DBSI Pershing

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is an account agreement acknowledgment form where the client confirms receipt, understanding, and agreement to the terms and conditions, including a pre-dispute arbitration clause. It also includes tax and compliance responsibilities for individual, joint, and entity accounts.

key_organizations:
DBSI
Internal Revenue Service
U.S. Department of Labor


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and account management with DBSI. It covers topics such as transaction confirmations, securities lending, trade report corrections, account sequestration, foreign securities risks, prohibition of freeriding, lottery allocation for callable securities, DBSI's non-investment adviser role, and additional disclosures for non-U.S. residents.

document_subtype: Account Agreement Appendix

key_organizations:
DBSI
Pershing
Securities and Exchange Commission
Federal Reserve Board


document_description: The document outlines terms and conditions related to client accounts managed by DBSI, including notice provisions, potential conflicts of interest, SIPC coverage, and considerations for tax-exempt entities. It also provides definitions for key terms used in the agreement.

document_subtype: account agreement

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document outlines definitions related to a financial account agreement, including terms such as Branch Supervisor, Cash Sweep Options, DBSI Privacy Statement, Party or Parties, Restricted Securities, and Securities and Other Property.


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which securities may be loaned or sold. It also covers the implications of short sales and the ability of DBSI to change margin requirements without notice.

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document is a margin addendum to an account agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loan terms, liens, consent to loan or pledge securities, and margin maintenance. It specifies the rights of DBSI and Pershing regarding collateral and securities.

document_subtype: Margin Account Agreement

key_organizations:
DBSI
Pershing
Deutsche Bank


document_description: This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, handling short sales, Reg T extensions, tax treatment of earnings, and collection remedies. The document also discusses the risks associated with margin trading and the handling of restricted securities.

key_organizations:
DBSI
Pershing
Federal Reserve Bank
FINRA


document_description: A margin agreement document where the client acknowledges receipt and agreement to the terms, including the margin disclosure. It includes a pre-dispute arbitration clause and requires signatures from account owners or authorized parties for non-natural person accounts.

document_subtype: Margin Agreement


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank.

document_subtype: consent form


document_description: This document is a financial questionnaire for an entity, covering details such as annual income, net worth, federal tax status, source of wealth, investment experience, and investment objectives/risk tolerance. It includes checkboxes for various income and net worth ranges, sources of wealth, and investment experience across different asset types. The document also outlines investment objectives and risk tolerance options for the entity.

document_subtype: financial questionnaire


document_description: This document is a questionnaire collecting personal and financial information, including employment status, investment experience, and affiliations with financial organizations. It also inquires about relationships with employees of broker-dealers and regulatory organizations.

document_subtype: questionnaire

key_organizations:
Deutsche Bank
Financial Industry Regulatory Authority


document_description: This document is an investment questionnaire collecting personal and financial information from an individual. It includes questions about employment status, investment experience, and affiliations with financial organizations.

document_subtype: investment questionnaire


document_description: The document contains questions regarding ownership and corporate affiliations, specifically asking if any owner is a senior corporate officer or director, or owns 10% or more of any publicly traded company's stock. It also inquires if anyone else will be entering orders, requiring additional paperwork if so.


document_description: The document is an agency direction letter appointing Deutsche Bank Securities Inc. (DBSI) as an agent for transactions involving over-the-counter options, forwards, spot trades, swaps, and other currency transactions with Deutsche Bank AG. It outlines the authority given to DBSI, the conflicts of interest, liability limitations, and the legal framework governing the agreement.

document_subtype: agency direction letter

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Deutsche Bank Trust Company Americas


document_description: This document is an option agreement and approval form for Deutsche Bank's Private Wealth Management. It includes sections for account information, client financial information, and investment experience. The form requires details about the account type, authorized persons, financial status, and trading experience of the account owner(s).

title: Deutsche Bank Private Wealth Management Option Agreement and Approval Form

document_subtype: Option Agreement and Approval Form

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: A form detailing option trading strategies and associated risks, requiring client acknowledgment and signatures for Deutsche Bank Securities Inc. The form includes options for covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing, each with specified risk levels. The form is incomplete with missing signatures and dates.

key_people:
Client
Deutsche Bank Securities Inc.

document_subtype: form

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Alex. Brown


document_description: Authorization letter to Deutsche Bank Alex. Brown for trading equity securities outside normal business hours, acknowledging associated risks.

title: Authorization for Trading Outside Normal Business Hours

document_subtype: authorization letter


document_description: A letter from Deutsche Bank Securities Inc. outlining the terms under which they will accept trading instructions via email and facsimile from a client. The letter requires the client's acknowledgment and agreement to the terms, including indemnifying the firm from liabilities arising from such instructions.

title: Deutsche Bank Private Wealth Management Trading Instructions Agreement

document_subtype: letter

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank AG
Deutsche Bank Alex Brown


document_description: Instructions for completing various capital markets documents for a client onboarding package, including ISDA requirements and other agreements.

key_people:
Amanda Kirby
Jay Lipman
Tazia Smith
Joerg

document_subtype: memo

key_organizations:
DB Securities Inc.
Deutsche Asset & Wealth Management


document_description: A memo discussing the buying opportunity in European hybrid bonds (CoCos) with yields between 6.4% and 6.9%. The memo highlights the widening of yields for BBVA and Santander CoCos and explains the characteristics and benefits of these bonds.

key_organizations:
KCP Capital Markets
BBVA
Santander
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: Discussion of high yielding, low trigger CoCos issued by BBVA and Santander, focusing on yield to call instead of yield to maturity due to potential step up in coupon rates.

key_organizations:
BBVA
Santander
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: This document is an amendment related to the Dodd-Frank Protocol for US Swap Counterparties, issued by Deutsche Bank AG's Private Wealth Management Division.

title: Dodd-Frank Protocol for US Swap Counterparties Amendment No. 1

document_subtype: financial amendment


document_description: This document is the first amendment to the Swap Trading Addendum and other parts of the Dodd-Frank Protocol for US Swap Counterparties, effective as of the date set forth below. It modifies and supplements the original agreement to reflect counterparty status, portfolio reconciliation, and dispute resolution requirements as per EMIR regulations. Key sections include definitions, counterparty status representation, immediate notice requirements, and breach remediation procedures.

title: Amendment No.1 to Swap Trading Addendum

document_subtype: Amendment


document_description: The document outlines the terms and conditions related to Portfolio Risk Mitigation Techniques for swaps, including automatic termination events, FC representation, and EMIR portfolio reconciliation risk mitigation techniques. It specifies the actions to be taken if representations are incorrect or misleading, and the consequences of failing to complete remedial steps in time.

document_subtype: contract

key_organizations:
Deemed ISDA Master Agreement
EMIR
DB


document_description: The document outlines amendments to the Dodd-Frank Protocol and EMIR compliance procedures, focusing on Portfolio Reconciliation Risk Mitigation Techniques and Dispute Resolution Risk Mitigation Techniques. It specifies the definition of 'Material Terms', the deletion of a section in the Dodd-Frank Protocol, and the addition of a sentence regarding valuation. It also details the Dispute Resolution Procedure, including definitions for 'Agreed Process', 'Affiliate', 'Dispute', and 'Dispute Date'.

document_subtype: Addendum

key_organizations:
Dodd-Frank Protocol
EMIR
ISDA


document_description: The document outlines a Dispute Resolution Procedure for resolving disputes between parties, particularly in the context of OTC derivative transactions. It includes the process for sending a Dispute Notice, consulting in good faith to resolve disputes, and involving senior staff if necessary. It also mentions the Dispute Resolution Risk Mitigation Techniques as per EMIR regulations.

document_subtype: Dispute Resolution Procedure


document_description: The document is an amendment to an existing addendum, detailing dispute resolution procedures, confidentiality waivers, and miscellaneous provisions. It includes provisions for the removal of the Dispute Resolution Procedure if certain conditions are met by the European Commission, and outlines the confidentiality waiver effective from September 15, 2013, allowing for the disclosure of information as required by EMIR and other regulations.

document_subtype: Addendum Amendment


document_description: The document outlines clauses related to the First Amendment, including non-waiver of rights, governing law, and execution in counterparts.

document_subtype: First Amendment


document_description: This document is the first amendment to a contract, executed by authorized officers of the involved parties.

document_subtype: contract amendment


document_description: This document is the first amendment to the Swap Trading Addendum and other parts of the Dodd-Frank Protocol for US Swap Counterparties, effective as of the specified date. It modifies and supplements the original agreement to reflect counterparty status, portfolio reconciliation, and dispute resolution requirements as per EMIR regulations.

title: Amendment No.1 to Swap Trading Addendum


document_description: The document outlines the terms and conditions related to Portfolio Risk Mitigation Techniques for swaps, including automatic termination events, client representations, and compliance with EMIR portfolio reconciliation risk mitigation techniques.


document_description: The document outlines amendments to the Dodd-Frank Protocol and EMIR compliance procedures, focusing on Portfolio Reconciliation Risk Mitigation Techniques and Dispute Resolution Risk Mitigation Techniques. It specifies the definition of 'Material Terms', deletion of certain sections, and addition of new clauses for valuation and third-party notifications. It also defines terms related to dispute resolution, including 'Agreed Process', 'Affiliate', 'Dispute', and 'Dispute Date'.


document_description: The document outlines a Dispute Resolution Procedure for resolving disputes between parties involved in OTC derivative transactions. It includes the process for sending a Dispute Notice, consulting in good faith to resolve disputes, and referring unresolved disputes to senior staff. It also mentions the application of Dispute Resolution Risk Mitigation Techniques as per EMIR regulations.


document_description: Document from Deutsche Bank Trust Company Americas and Deutsche Asset & Wealth Management, providing contact information and confidentiality notice.

document_subtype: bank document

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: This document is an amendment to the Swap Trading Addendum and other parts of the Dodd-Frank Protocol for US Swap Counterparties, reflecting counterparty status, portfolio reconciliation, and dispute resolution requirements as per EMIR regulations.

title: Amendment No.1 to Swap Trading Addendum


document_description: The document outlines the terms and conditions related to Portfolio Risk Mitigation Techniques for swaps, including automatic termination events, client representations, and compliance with EMIR regulations. It specifies the consequences of failing to complete remedial steps, the designation of early termination dates, and the client's status as a financial counterparty. Additionally, it addresses the application of EMIR Portfolio Reconciliation Risk Mitigation Techniques for OTC derivative transactions.


document_description: The document outlines amendments to the Dodd-Frank Protocol and EMIR compliance procedures, focusing on Portfolio Reconciliation and Dispute Resolution Risk Mitigation Techniques. It specifies the definition of 'Material Terms', the deletion of a section in the Dodd-Frank Protocol, and the addition of a sentence regarding valuation for compliance purposes. It also details the Dispute Resolution Procedure, including definitions for 'Agreed Process', 'Affiliate', 'Dispute', and 'Dispute Date'.


document_description: This document outlines the Dispute Resolution Procedure for resolving disputes between parties, particularly in the context of OTC derivative transactions. It includes the process for sending a Dispute Notice, consulting in good faith to resolve disputes, and involving senior staff if necessary. It also mentions the Dispute Resolution Risk Mitigation Techniques as per EMIR regulations.


document_description: This document is the first amendment to a contract between Southern Trust Company, Inc and Deutsche Bank AG. It includes authorized signatory details for both parties, although Deutsche Bank's section is incomplete.

key_organizations:
Southern Trust Company, Inc
Deutsche Bank AG


document_description: This document is an amendment related to the Dodd-Frank Protocol for US Swap Counterparties, issued by Deutsche Bank AG's Private Wealth Management Division.


document_description: This document is the first amendment to the Swap Trading Addendum and other parts of the Dodd-Frank Protocol for US Swap Counterparties. It addresses counterparty status, portfolio reconciliation, and dispute resolution requirements as per EMIR regulations. It includes definitions, representations regarding non-financial counterparty status, and procedures for breach remediation.

title: Amendment No.1 to Swap Trading Addendum


document_description: The document outlines the terms and conditions related to Portfolio Risk Mitigation Techniques for swaps, including automatic termination events, IC representation, and EMIR portfolio reconciliation risk mitigation techniques. It specifies the conditions under which an Additional Termination Event occurs, the status of the client as a financial counterparty, and the application of EMIR regulations.


document_description: The document outlines amendments to the Dodd-Frank Protocol and EMIR Dispute Resolution Risk Mitigation Techniques. It includes definitions and procedures for portfolio reconciliation and dispute resolution between parties.


document_description: This document outlines the Dispute Resolution Procedure for resolving disputes between parties, particularly in the context of OTC derivative transactions. It includes the process for sending a Dispute Notice, consulting in good faith to resolve disputes, and involving senior staff if necessary. The procedure is designed to work alongside existing rights and obligations under other agreements or laws.


document_description: The document outlines amendments to an addendum, including a dispute resolution procedure and a confidentiality waiver. It addresses compliance with EMIR regulations and the disclosure of trade information to trade repositories and regulators.


document_description: This document is a First Amendment to a contract, specifying that any failure or delay in exercising rights does not constitute a waiver, it is governed by New York law, and it can be executed in counterparts.


document_description: This document is the first amendment to a contract between Southern Financial, LLC and Deutsche Bank AG. It includes the signature of an authorized signatory from Southern Financial, LLC, with the name Jeffrey Epstein crossed out. The document is marked as confidential under Federal Rules of Criminal Procedure.

key_organizations:
Southern Financial, LLC
Deutsche Bank AG


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated March 13, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes disclaimers about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Paul Morris
Amanda Kirby

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various FX-Options trades including trade IDs, counterparties, trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: A trade report detailing a zero cost risk reversal involving Jun14 WTI with Jeffrey Epstein as the recipient. The trade involves SOFL buying a $101 call and selling a 493.5 put with a notional of 100,000 barrels on each leg. Both legs knock out if CLM4 fixes below 420/bbl on any day. The initial margin is 13%.

title: Trade Report 3/13/14 - WTI Zero Cost Risk Reversal

key_people:
Tazia Smith
Jeffrey Epstein

document_subtype: trade report

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: A confidential memo from Tazia Smith, Director at Deutsche Bank Securities, Inc., addressed to Key Client Partners in the US. The content of the memo is redacted.

title: Confidential Memo from Deutsche Bank


document_description: SOFL engages in options trading with a $101 call and $93.5 put, both with a notional of 100,000 barrels each. The premium is zero, and both legs knock out if CLM4 fixes below $20/bbl. Initial margin is 13%.

document_subtype: options trading


document_description: A financial derivatives transaction involving SOFL buying a $101 call and selling a 493.5 put with zero premium. The notional amount is 100,000 barrels on each leg, with both legs knocking out if CLNA fixes below $20/bbl. The initial margin is 13%.

document_subtype: derivatives transaction


document_description: Contact information for Tazia Smith, Director at Deutsche Bank Securities, Inc. and Deutsche Asset & Wealth Management.

title: Contact Information for Tazia Smith

document_subtype: business correspondence


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report 20140314

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Butterfly Trust
New York Strategy Group, LLC


document_description: An email correspondence from Amanda Kirby, an associate at Deutsche Bank Trust Company Americas, mentioning the deletion of two attachments related to the Dodd Frank Protocol. The email includes contact information and confidentiality notices.


document_description: The document provides an overview of recent financial market activities, focusing on developments in Asia, particularly China, and their impact on global markets. It discusses the fall in Chinese equities, concerns over corporate defaults, and the reaction of commodities markets. It also touches on comments from ECB's Draghi regarding the banking sector and mentions geopolitical developments, including the Kerry-Lavrov meeting and the Crimean referendum.

key_people: Draghi Kerry Lavrov

key_locations: China Australia Japan Vienna London Crimea

key_organizations:
PBOC
Tencent
Zhongrong International Trust Co
ECB
Barclays


document_description: A correspondence from Tazia Smith, Director at Deutsche Bank, regarding research subscription changes and legal disclaimers.

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: The report discusses the macroeconomic implications of increased geopolitical risk due to the crisis in Ukraine, focusing on capital outflows, currency impact, and growth trajectory for Russia. It compares the situation to 2008, assesses the impact on the ruble and growth, and considers second-round effects such as sanctions and interest rate changes.

title: Russia: macro implications of increased geopolitical risk

key_people:
Yaroslav Ustovolik
Artem Zaygin
Vladimir Putin
President Yanukovich
PM Azarov

key_locations: Russia Ukraine

document_subtype: Special Report

key_organizations:
Deutsche Bank
Federation Council
European Union
CBR
Moody's


document_description: The report discusses the macroeconomic implications of Russia's geopolitical actions in Ukraine, particularly the authorization by President Putin to send troops to Crimea. It highlights the potential economic risks, including increased capital outflows and impacts on the ruble and investment. The report also provides data on net private capital outflows and current account dynamics from 2005 to 2013.

title: Special Report: Russia: macro implications of increased geopolitical risk

key_locations: Russia Ukraine Crimea

key_organizations:
Federation Council
Russian fleet
CBR
Deutsche Bank


document_description: The report compares Russia's economic fundamentals in 2014 to those in 2008, highlighting differences in economic overheating, capital inflows, and debt levels. It includes data on the RTS Index, Moscow property prices, and banking sector trends, as well as a table of debt levels from 2006 to 2013.

key_locations: Russia Moscow

key_organizations:
Deutsche Bank
Bloomberg Finance LP
CBR


document_description: The report discusses the macroeconomic implications of increased geopolitical risk in Russia, focusing on capital outflows and their impact on investment and GDP growth. It includes data on household consumption, government consumption, fixed asset investment, export, import, and GDP from 1996 to 2013. The report also presents scenarios of capital outflows and their potential impact on GDP growth.

key_organizations:
Rosstar
CBR
Bloomberg Finance LP
Deutsche Bank


document_description: This report assesses the sensitivities associated with the direct effects of capital outflows on Russia's growth and exchange rate, excluding the effects of sanctions, interest rate changes, and other factors. It suggests that while sanctions may have a limited direct effect, they could increase capital outflows. Interest rate changes are expected to have a temporary and limited impact unless political uncertainty persists. The report also notes the risk to Russia's sovereign credit rating as a potential factor affecting the country's economic outlook in 2014-2015.

document_subtype: report

key_organizations:
Deutsche Bank AG
Moody's


document_description: This document is a special report discussing the macroeconomic implications of increased geopolitical risk in Russia. It includes important disclosures and an analyst certification by Yaroslav Lissovolik from Deutsche Bank AG/London.

key_locations: London Russia


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and risks associated with financial instruments discussed in the report. It emphasizes the need for investors to make informed decisions and seek expert advice. The disclaimer also details the distribution and approval of the report across various international locations.

title: Global Disclaimer

key_people:
David Folkerts-Landau
Guy Ashton
Marcel Cassard
Richard Smith
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
Frankfurt, Germany
Hong Kong
Tokyo, Japan
London, United Kingdom
New York, USA
Singapore
Johannesburg, South Africa

document_subtype: disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Securities Inc.


document_description: The document discusses the Single Supervisory Mechanism's role in encouraging creative destruction in the banking sector to avoid 'zombie banks.' It also touches on Barclays' planned overhaul of its investment bank and geopolitical developments, particularly the Kerry-Lavrov meeting and the Crimean referendum. Additionally, it provides market data and key economic data releases, along with references to Deutsche Bank publications.

key_people:
Jim Reid
Anthony Ip

key_locations: Crimea London

key_organizations:
Barclays
Deutsche Bank


document_description: The report discusses the macroeconomic implications of increased geopolitical risk due to the Ukraine crisis, focusing on capital outflows, currency impact, and growth trajectory for Russia. It highlights the potential for significant capital outflows, currency weakness, and inflationary pressures, while also considering the effects of sanctions and interest rate changes.

key_people:
Artem Zaigrin
Yaroslav Listovolik
President Yanukovich
PM Azarov
President Vladimir Putin

key_organizations:
Deutsche Bank
European Union
Federation Council
Moody's


document_description: The report compares Russia's economic fundamentals in 2014 to those in 2008, highlighting differences in economic overheating, capital inflows, and debt levels. It includes data on Russia's financial markets, banking sector trends, and debt levels across different sectors.


document_description: The report discusses the potential for significant capital outflows from Russia in 2014 due to increased geopolitical risks, high oil prices, and a current account surplus. It provides historical data on capital flows and currency exchange rates, and analyzes the impact of various capital outflow scenarios on the RUB/USD exchange rate.

key_organizations:
Deutsche Bank
Bloomberg Finance LP
Ministry of Economy


document_description: The report analyzes the macroeconomic implications of increased geopolitical risk in Russia, focusing on the impact of capital outflows on growth. It presents scenarios of capital outflows and their effects on GDP growth, highlighting potential economic challenges due to geopolitical tensions and sanctions.

key_organizations:
Rosstat
CBR
Bloomberg Finance LP
Deutsche Bank


document_description: This report assesses the sensitivities associated with the direct effects of capital outflows on Russia's growth and exchange rate, without considering sanctions, interest rate changes, and other factors. It suggests that sanctions may add to capital outflows, and persistent political uncertainty could lead to elevated interest rates affecting growth. The report also notes the risk to Russia's sovereign credit rating as highlighted by Moody's.


document_description: The document discusses the macroeconomic implications of increased geopolitical risk in Russia, focusing on regulatory disclosures, short-term trade ideas, and risks to fixed income positions. It includes country-specific disclosures for various regions and highlights the risks associated with fixed income instruments due to macroeconomic fluctuations.

key_locations:
Russia
Australia
New Zealand
Brazil
EU countries
Japan
Malaysia

key_organizations:
Deutsche Bank
Moody's
Standard & Poor's
Fitch
Deutsche Securities Inc.


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and risks associated with financial instruments and transactions. It emphasizes the need for investors to seek expert advice and provides contact information for various international locations of Deutsche Bank.

title: Deutsche Bank Global Disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
BHF-Bank AG


document_description: This document is a confidentiality notice regarding a communication that may contain confidential and/or privileged information. It emphasizes that unauthorized copying, disclosure, or distribution is strictly forbidden. It also mentions that Deutsche Bank does not provide legal or tax advice and that the information is intended only for the addressee. The document is associated with Jeffrey Epstein and includes instructions for handling if received in error.


document_description: Market update and analysis on risk aversion and geopolitical tensions related to Crimea referendum. Discussion on market movements, commodities stability, and key events including a meeting between Russian Foreign Minister Sergei Lavrov and US Secretary of State John Kerry, and the Central Bank of Russia meeting.

key_people:
Sergei Lavrov
John Kerry
Vanshree Verma

key_locations: Crimea London Russia

document_subtype: memo

key_organizations:
Deutsche Bank AG
G7
Central Bank of Russia


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the addressee. It includes disclaimers about unauthorized use and mentions Deutsche Bank's non-provision of legal or tax advice.


document_description: The document contains financial data related to XAU BGNL Curncy, including metrics such as high, average, low, and previous close values. It also includes a correspondence from Deutsche Bank AG regarding proposed ideas for discussion purposes, emphasizing confidentiality and non-binding nature.

document_subtype: financial data

key_organizations:
Deutsche Bank AG
DeAWM Key Client Partners


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying of the communication. The document is associated with Deutsche Bank and Jeffrey Epstein, and includes instructions for notifying the sender in case of receipt in error.


document_description: An email discussing geopolitical and financial market updates, including a meeting between Russian Foreign Minister Sergei Lavrov and US Secretary of State John Kerry, and a Central Bank of Russia meeting. The email also includes investment strategy suggestions from Deutsche Bank's Key Client Partners London desk.

document_subtype: email

key_organizations:
Deutsche Bank AG
Central Bank of Russia
Bloomberg


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It contains disclaimers about the confidentiality and potential attorney-client privilege of the information, and instructions for handling the communication if received in error.


document_description: The document contains a table and chart description showing the daily price trend for 'RRSWM5 Curncy (RUB SWAP VS MOSPRIME 5YR)' from March 2013 to March 2014, highlighting key metrics such as last price, high, average, and low prices.

title: RRSWM5 Curncy (RUB SWAP VS MOSPRIME 5YR) Price Trend


document_description: This document contains financial data for WTI Crude Future for April 2014, covering a 5-day period in March 2014. It includes metrics such as high, low, average, and previous close values.

title: WTI Crude Future Data


document_description: The document contains financial data and analysis related to the Central Bank of Russia's meeting, Russia 5-year swap rates, WTI Crude Oil futures, and gold spot prices. It includes a tactical recommendation to go long on WTI Calls and short on DAX, along with detailed tabular data on Russia 5-year swap rates and WTI Crude Oil futures.

key_organizations:
Central Bank of Russia
Bloomberg


document_description: A memo from Deutsche Bank AG's London Global Client Group discussing proposed ideas for professional investors. It emphasizes that the ideas are for discussion purposes only and do not create any legally binding obligations. The memo also includes confidentiality and privacy notices.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the use of the addressee. It is associated with Jeffrey Epstein and mentions Deutsche Bank. Unauthorized use, disclosure, or copying is prohibited. The document includes disclaimers about legal and tax advice.


document_description: The document discusses the geopolitical tensions surrounding the Crimean referendum and the potential economic impacts, including a meeting between Russian Foreign Minister Sergei Lavrov and US Secretary of State John Kerry, and a Central Bank of Russia meeting. It includes financial data on Russia's 5-year swap and WTI Crude Oil futures.

key_people:
Sergei Lavrov
John Kerry

key_locations: Crimea Russia London


document_description: This document contains tabular data on the gold spot price, including metrics such as the current price, high, average, low, and previous close.

title: Gold Spot Price Data


document_description: This document contains disclaimers about confidentiality and legal advice, indicating it may contain privileged information. It references Deutsche Bank and Jeffrey Epstein, and includes instructions for handling if received in error.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details as of March 14, 2014, and outlines the terms and conditions of the valuations, including potential adjustments and disclaimers regarding the use of these valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Richard Kahn
Gedeon Pinedo
Joseph Cothron
Amanda Kirby
Paul Morris

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives. It includes trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: financial statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of (413,584.54) as of March 14, 2014.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the addressee. It includes disclaimers about unauthorized use and mentions Deutsche Bank's non-provision of legal or tax advice. It also references Jeffrey Epstein and includes confidentiality notices under Federal Rules.


document_description: This document is a communication related to a securities offering, mentioning the filing of a registration statement with the SEC. It includes instructions on how to obtain the prospectus and contains disclaimers about confidentiality and legal advice.

key_locations: 60 Wall Street, New York, New York 10016

key_organizations:
Raymond James
JMP
Needham
Deutsche Bank Securities Inc.
SEC


document_description: A communication from Tazia Smith, Director at Deutsche Bank Securities Inc, discussing financial strategies related to currency exchange rates and potential losses. The document emphasizes confidentiality and legal disclaimers.

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Bloomberg Finance LP


document_description: The document discusses financial instruments related to the USDBRL currency pair, including European barriers and payout conditions based on currency performance. It includes a note on the final valuation date and payout conditions for different scenarios of currency performance.


document_description: Confidential communication related to Jeffrey Epstein, with instructions for handling if received in error.


document_description: This document is a communication from Deutsche Bank Securities Inc, containing confidential and/or privileged information. It includes a disclaimer about the unauthorized use, disclosure, or copying of the communication. The communication is intended for a specific recipient and mentions Jeffrey Epstein as the property owner of the information. It also includes a confidentiality notice pursuant to Federal Rule of Criminal Procedure 6(e).

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: Confidential communication from Tazia Smith, Director at Deutsche Bank Securities Inc, intended for Jeffrey Epstein. The communication contains confidential and/or privileged information and is intended only for the use of the addressee. Unauthorized use, disclosure, or copying is strictly prohibited.


document_description: This document is a valuation statement from Deutsche Bank Group provided by Southern Financial, LLC, dated March 17, 2014. It includes valuation details from Deutsche Bank's perspective, explaining the methodology and potential adjustments in valuations. The statement is intended for internal use and includes disclaimers about the accuracy and liability of the valuations provided.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harrybeller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Amanda Kirby
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives. It includes trade details such as trade type, trade date, maturity date, settlement date, notional amounts, currencies, option styles, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group addressed to Southern Financial, LLC, dated March 17, 2014, with a total valuation of (273,863.50).

title: Deutsche Bank Group Valuation Statement

document_subtype: Valuation Statement


document_description: Email exchange between Tazia Smith and Jeffrey Epstein regarding a financial transaction involving a digital option trade with a premium paid. The email is marked confidential.

key_locations:
New York, NY
Moscow
London

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: Discussion of a USDRUB 1-month binary option trade with a payout of USD 1,000,000 for a USD 255,000 premium. The email highlights the potential payout if the Ruble weakens by 3% and compares it to vanilla options.


document_description: Confidential communication related to Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: A trade report detailing a financial transaction executed for Southern Financial, involving currency exchange between USD and JPY with specific notional amounts, strike price, and premium terms.

title: Trade Report 11/21/13 (USDc)PYp Zero Cost Triple One Touch) (C)

key_people:
Jeffrey
Paul Morris

document_subtype: Trade Report


document_description: A financial trade confirmation document detailing a currency trade where the client sells USD for JPY with specific terms including notional amount, barrier, and premium details.

document_subtype: Trade Confirmation


document_description: A confidential memo from Tazia Smith, Director at Deutsche Bank Securities Inc, regarding key client partners in the US.

title: Confidential Memo from Deutsche Bank


document_description: A communication from Vahe Stepanian, an associate at Deutsche Bank Securities Inc., regarding a follow-up on AAL. The message emphasizes confidentiality and legal disclaimers.

key_people:
Vahe Stepanian
Jeffrey Epstein

key_locations: 345 Park Avenue, New York, NY 10154-0004

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: Confidential communication intended for the addressee, property of Jeffrey Epstein. Unauthorized use, disclosure, or copying is prohibited. If received in error, notify via email and destroy the communication.


document_description: A financial transaction involving Jun14 WTI with Bloomberg code CLM4 was executed. SOFL buys a $101 call and sells a $93.5 put with zero premium and a notional of 100,000 barrels on each leg. Both legs knock out if CLM4 fixes below $20/bbl. Initial margin is 13%.


document_description: A memo from Tazia Smith, Director at Deutsche Bank Securities, Inc., regarding initial margin set at 13%.

title: Initial Margin Information


document_description: A confidential memo from Tazia Smith, Director at Deutsche Bank Securities, to Jeffrey Epstein discussing a financial transaction involving Jun14 WTI with specific terms and conditions.

key_people:
Jeffrey Epstein
Tazia Smith


document_description: Confidential communication notice with instructions for handling if received in error.


document_description: This document contains financial data for the commodity CLM4 COMB Comdty, including price metrics and trading volume for the period February 19, 2014 - March 18, 2014.

title: Commodity Price Data


document_description: Trade execution details for Jun14 WTI involving a zero cost risk reversal with SOFL as the counterparty. SOFL buys a $101 call and sells a $93.5 put with a notional of 100,000 barrels on each leg. Both legs knock out if COI fixes below $20/bbl. Initial margin is 13%.

key_people:
Jeffrey
Tazia Smith


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 18, 2014. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report 20140319

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, Inc
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Butterfly Trust
New York Strategy Group, LLC


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates, valuation methodologies, and disclaimers about the use of the valuations. The statement is intended for internal use and highlights that valuations may change over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives. It includes trade IDs, counterparties, trade types, dates, notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Confidential communication from Deutsche Bank, intended for Jeffrey Epstein. The message emphasizes confidentiality, attorney-client privilege, and potential inside information. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender in case of receipt in error.


document_description: This document contains a table of currency exchange rate metrics for RUB BGN currency, including last price, high, average, and low values over a specified date range.

title: Currency Exchange Rate Metrics


document_description: A table of financial metrics related to currency values and a forwarded email regarding a trade report on Ruble binary options.

key_people:
Tazia Smith
Jeffrey Epstein
Vinit Sahni
Paul Morris
Rich Kahn
Jean Anne Wiebracht

document_type: email

key_locations: Moscow London

document_subtype: tabular


document_description: This document contains a confidentiality notice indicating that the information may be confidential, attorney-client privileged, or constitute inside information. It is intended only for the use of the addressee and is the property of Jeffrey Epstein. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. The document also includes a disclaimer from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is a communication related to a securities offering, listing the bookrunners and co-managers involved. It provides information on how to obtain the prospectus and other related documents from the SEC or Deutsche Bank.

key_organizations:
Deutsche Bank
BAML
William Blair
Raymond James
JMP
Needham
SEC


document_description: A memo regarding the pricing details for the IPO of Paylocity Holding Corp, approved for external distribution. It includes contact information for obtaining the prospectus and mentions the involvement of Deutsche Bank and other financial institutions.

key_people:
Tazia Smith
Nate Hal

key_organizations:
Deutsche Bank
BAML
William Blair
Raymond James
JMP
Needham
Paylocity Holding Corp


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the addressee. It includes disclaimers about unauthorized use and mentions Deutsche Bank's non-provision of legal or tax advice.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It outlines the economic assessment of transactions or instruments as of March 19, 2014, including potential adjustments for market, liquidity, credit, and operational risks. The statement emphasizes that valuations are for internal use and may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement


title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report 20140320


document_description: Email correspondence regarding a trade report for a Ruble binary option with details of the trade including strike price, notional amount, and premium paid.

title: Trade Report 3/13/14 - Ruble binary [C]

key_people:
Jeffrey Epstein
Tazia Smith
Vinit Sahni
Paul Morris
Rich Kahn
Jean Anne Wiebracht


document_description: The document provides a 1-month and 1-year price history of the USDRUB currency pair, including metrics such as last price, high, low, average, and previous close. It also includes a snapshot of trading data on a specific date.

title: USDRUB Price History


document_description: Trade confirmation for a digital option involving USD/RUB with a premium of $257,000 and a binary payout of $1,000,000 at a strike of 37.595 USDRUB. The trade is set to expire on April 14, 2014, with settlement on April 15, 2014.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details as of March 20, 2014, and is intended for internal use only. The statement outlines the methodology and assumptions used in the valuation, including potential adjustments for market, liquidity, credit, and operational risks. It also includes disclaimers regarding the potential for future valuations to differ due to changes in market conditions and other factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including foreign exchange options and commodity derivatives. It includes trade IDs, counterparties, trade types, dates, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of March 20, 2014. It includes account names and balances.

title: RM0081851 Daily Deposit Report 20140321

key_people:
Jeffrey Epstein
Dominique Leimer
Darren K. Indyke


document_description: The document discusses U.S. sanctions against Russian individuals and entities in response to the Ukraine crisis. It lists key Russian figures affected by the sanctions and details the economic impact and reactions from both the U.S. and Russia. The sanctions target individuals and sectors of the Russian economy, with potential global economic disruptions. Russia retaliates by barring entry to certain U.S. officials.

key_people:
Viktorovich Bushmin
Andrei Fursenko
Vladimir Yakunin
Gennady Timchenko
Arkady Rotenberg
Boris Rotenberg
Yuri Kovalchuk
John Boehner
Robert Menendez
Dmitry Peskov
Edward J. Krauland

key_locations:
Russia
U.S.
New York
Sochi

key_organizations: Federation Council of the Russian Federation


document_description: The EU has imposed asset freezes and visa bans on 21 Russian and Crimean officials, with potential expansion to include close Putin associates. Chancellor Angela Merkel stated that economic sanctions could be introduced if the situation escalates. The U.S. and EU are responding to Russia's military actions in Crimea and Ukraine, with U.S. Defense Secretary Chuck Hagel discussing troop intentions with Russian Defense Minister Sergei Shoigu. President Obama emphasized NATO commitments and urged Congress to finalize an aid package for Ukraine.

key_people:
Angela Merkel
Chuck Hagel
Sergei Shoigu
Barack Obama
Joe Biden

key_locations: Russia Crimea Ukraine Brussels Germany Poland Lithuania

key_organizations:
EU
NATO
U.S. Congress
International Monetary Fund


document_description: The European Commission proposed adding 1 billion euros to a previously approved 610 million euros in budget support for Ukraine. This aid would accompany an IMF package under negotiation. EU leaders plan to sign political provisions of a trade accord with Ukraine. The document includes related news links and contact information for reporters and editors.

key_people:
Jose Barroso
Julianna Goldman
Kasia Klimasinska
Jonathan Allen
David Lerman
Ilya Arkhipov
Angela Greiling Keane
Halia Pavliva
Roger Runningen
James G. Neuger
Steven Komarow
Joe Sobczyk
Michael Shepard
Tazia Smith

key_locations:
Ukraine
Washington
Moscow
Miami
New York
Brussels

key_organizations:
European Commission
EU
IMF
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of March 21, 2014. The document includes disclaimers about the nature of the valuations and potential adjustments based on market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Jabwcpa
Harry Beller
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Joseph Cothron
Paul Morris
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated March 24, 2014. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Tazia Smith
Paul Morris


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various FX options and commodities derivatives trades, including trade types, dates, amounts, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A confidential communication from Deutsche Bank Securities Inc. and Deutsche Asset & Wealth Management, intended for a specific recipient. The message contains disclaimers about confidentiality, privilege, and unauthorized use. It also mentions that the information is the property of Jeffrey Epstein.


document_description: This document contains financial metrics for GILD US Equity, including last price, high, low, average, volume, and a 15-day simple moving average. The data covers the period from March 25, 2013, to March 25, 2014.

title: GILD US Equity Metrics


document_description: The document contains financial data related to SGMO US Equity, including market prices, volume, and historical high and low prices over the period from March 25, 2013, to March 25, 2014. It includes a line chart with daily, monthly, and yearly comparisons, as well as moving averages.


document_description: The document provides a line chart data of the NBI Index (Nasdaq Biotechnology Index) from 2009 to March 23, 2014, showing a general upward trend with significant growth from 2013 onwards.

title: NBI Index Data

document_subtype: index data