document_description: The document outlines the Pre-Wired Asset Sale Ruling related to a Purchase Agreement involving Mobileye, Intel, and Purchaser. It details the conditions under which the Pre-Wired Asset Sale Ruling would exempt the parties from taxes in Israel and preserve Mobileye's incentives under Israel's Law for the Encouragement of Capital Investment. The document also describes various conditions such as the Antitrust Clearance Condition, Restraints Condition, Governance Resolutions Condition, and Material Adverse Effect Condition, which are prerequisites for the consummation of the transactions under the Purchase Agreement.


source: doj

document_description: The document outlines the conditions under which Mobileye shareholders can tender their shares in an offer related to a Purchase Agreement with Intel. It specifies that no adverse effects should have occurred since the agreement date that would impact the company materially. Founders of Mobileye have agreed to tender their shares, which constitute about 7% of the total shares, under separate agreements with Intel. Instructions for tendering shares are provided for different types of shareholders.


document_description: The document provides information on the withdrawal of previously tendered shares in an offer related to Mobileye. It outlines the conditions under which shares can be withdrawn, the process for withdrawal, and the implications for shareholders who choose not to tender their shares. It also discusses the potential delisting of Mobileye from the NYSE and the termination of its registration under the Exchange Act, which would affect the trading and reporting obligations of Mobileye shares.


document_description: The document discusses the legal and financial implications of a notarial deed executed before a Dutch notary, affecting the transfer of Mobileye shares to a purchaser. It outlines the consequences of the Post-Offer Reorganization, including potential differences in tax implications and timing of payments for shareholders who tender their shares versus those who do not. The document also mentions the lack of appraisal rights for Mobileye shareholders under Dutch law and the potential for a Compulsory Acquisition proceeding if certain conditions are met.


document_description: The document discusses the treatment of non-tendering Mobileye shareholders and the handling of Mobileye equity awards in the context of an acquisition offer. It outlines the process for compulsory acquisition under Dutch law, the conversion of Mobileye restricted share units (RSUs) and options into cash or Intel equity awards, and the conditions under which these conversions occur. The document also mentions tax implications and the role of the Dutch Court in determining share prices.


document_description: The document outlines the terms and conditions related to the completion of an offer and other transactions as per a Purchase Agreement involving Intel, Purchaser, and Mobileye. It details the treatment of Mobileye Options, including Terminating Options and their conversion into Intel stock options. It also discusses the U.S. federal and Israeli tax consequences for shareholders tendering shares, emphasizing the need for consulting tax advisors.


document_description: The document discusses the tax and withholding consequences for shares issued through Mobileye Options or RSUs for Israeli employees, in accordance with the Israel Equity Tax Ruling. It advises consulting a tax advisor for specific Israeli tax implications related to the Offer and Post-Offer Reorganization. D.F. Kin & Co., Inc. is the Information Agent for the Offer, providing contact information for inquiries.


document_description: Cyclops Holdings, LLC, a subsidiary of Intel Corporation, is offering to purchase all outstanding ordinary shares of Mobileye N.V. at $63.54 per share. The offer is part of a Purchase Agreement dated March 12, 2017, and is subject to various conditions and regulatory approvals. The offer is set to expire on June 21, 2017, unless extended. Following the offer's completion, Mobileye's shares will be delisted from the NYSE and deregistered under the Exchange Act.


document_description: The document outlines the conditions and terms of a tender offer for shareholders of Mobileye by Intel. It specifies that shareholders who are record owners and tender directly to the Depositary will not incur brokerage fees or commissions. The offer is contingent upon several conditions, including the Minimum Condition, Antitrust Clearance Condition, Restraints Condition, Governance Resolutions Condition, and Material Adverse Effect Condition. Each condition is defined in detail, specifying the requirements for the offer to proceed.


document_description: The document outlines the Mobileye Board's recommendation for shareholders to accept an offer and tender their shares. It details the conditions of the offer, the board's approval, and the upcoming extraordinary general meeting. The document also describes the subsequent offering period, potential corporate reorganization, and the rights of shareholders who do not tender their shares.


document_description: The document outlines the terms and conditions related to the Compulsory Acquisition of Mobileye shares by Intel and Purchaser. It discusses the potential price determination by the Dutch Court for non-tendered shares, the calculation of Dutch Statutory Interest, and the Post-Offer Reorganization options. It also details the Pre-Wired Asset Sale Ruling and its implications for tax exemptions and incentives under Israeli law. The document is marked confidential under federal rules.


document_description: The document outlines the process and implications of a Post-Offer Reorganization following the acquisition of Mobileye by Intel. It details the steps involved in the liquidation and compulsory acquisition of shares, the potential legal and tax consequences for shareholders, and the discretion of the Dutch Court in determining share prices. It also advises shareholders to consult tax advisers regarding the tax implications of tendering shares.


document_description: The document outlines the terms and conditions of a tender offer related to a Purchase Agreement involving Intel and Mobileye. The offer is set to expire on June 21, 2017, unless extended. It is subject to various conditions, including the Minimum Condition, Antitrust Clearance Condition, Restraints Condition, Governance Resolutions Condition, and Material Adverse Effect Condition. The offer is not contingent on financing but may be extended under certain conditions. The document also details the rights of the Purchaser to extend or terminate the offer.


document_description: The document outlines the terms and conditions of an offer related to a purchase agreement involving Mobileye. It specifies restrictions on changes to the offer without Mobileye's consent, procedures for public announcements of offer extensions, and conditions under which shares may be retained or withdrawn. It also details the requirements for material changes to the offer and the subsequent offering period following the expiration time.


document_description: The document outlines the terms and conditions of a tender offer by Purchaser for Mobileye shares, including details about the Subsequent Offering Period and Post-Offer Reorganization. It specifies the rights of shareholders, the process for acquiring shares, and the potential outcomes of the offer, including the possibility of a Compulsory Acquisition determined by the Dutch Court. The document also mentions the dissemination of offer materials to Mobileye shareholders.


document_description: This document outlines the terms and conditions for the acceptance and payment for shares in a tender offer. It specifies the procedures for accepting the offer, the timing of payments, and the conditions under which shares will be accepted or returned. The document also mentions compliance with various legal and regulatory requirements, including antitrust laws.


document_description: The document outlines the procedures and requirements for shareholders to tender shares under the Stock Exchange Medallion Program and related programs. It specifies the need for signature guarantees by an Eligible Institution and details the process for guaranteed delivery if shareholders cannot meet the initial deadline. The document also covers the conditions under which shares are considered validly tendered and the method of delivery for required documents. It emphasizes the shareholder's acceptance of the offer terms and the transfer of unencumbered title to the purchaser.


document_description: The document outlines the terms and conditions of a tender offer by a Purchaser for shares, including the rights of the Purchaser to reject or accept tenders, the appointment of attorneys-in-fact for tendering shareholders, and U.S. federal income tax implications. It also details the withdrawal rights of shareholders and the conditions under which shares can be withdrawn from the offer.


document_description: The document outlines the procedures and conditions for withdrawing tendered shares in a purchase offer, including the requirements for a valid notice of withdrawal and the limitations on withdrawal rights. It also discusses the tax implications for U.S. holders of shares in the context of the offer and post-offer reorganization, based on current U.S. federal income tax laws.


document_description: This document provides a summary of the U.S. federal income tax considerations related to the Post-Offer Reorganization, specifically for shareholders subject to special tax rules. It outlines the tax implications for various entities and individuals, including banks, financial institutions, real estate investment trusts, and others. The document emphasizes the importance of consulting tax advisors for specific tax consequences related to the Offer and Post-Offer Reorganization. It also discusses the taxable nature of exchanging shares for cash under the Offer and the potential for recognizing capital gains or losses.


document_description: The document discusses the U.S. federal income tax implications for U.S. Holders of Mobileye shares in relation to the company's status as a Passive Foreign Investment Company (PFIC) and the tax consequences of the Post-Offer Reorganization. It highlights the potential adverse tax consequences for U.S. Holders if Mobileye is considered a PFIC and advises consulting tax advisors. The document also covers the possibility of Israeli withholding taxes and the availability of foreign tax credits for U.S. Holders. Additionally, it provides a summary of certain Israeli tax consequences related to the Offer and Post-Offer Reorganization, based on the Israel Income Tax Ordinance and a ruling obtained from the Israel Tax Authority (ITA).


document_description: The document discusses the Israeli withholding tax implications for Mobileye shareholders not covered in specific sections, detailing the requirements for exemption or reduced rates. It also covers the tax consequences of the Post-Offer Reorganization and provides a historical price range of Mobileye shares traded on the NYSE. The document includes a table of high and low sale prices per share for each quarterly period within the three preceding fiscal years.


document_description: The document provides information about Mobileye, a company incorporated in The Netherlands but resident in Israel for tax purposes. Mobileye is a leader in computer vision and machine learning technologies for autonomous driving. The document also mentions Intel, a company incorporated in Delaware, known for its technology products. Mobileye's shares are traded on the NYSE, while Intel's are on NASDAQ. The document includes disclaimers about the accuracy of the information provided.


document_description: The document outlines the details of Purchaser, a limited liability company formed under Delaware law, which is a wholly owned subsidiary of Intel. It was formed to negotiate and execute the Purchase Agreement and related transactions, including the Offer and Post-Offer Reorganization. The document provides information about the company's formation, its principal executive offices, and its legal standing. It also details the lack of criminal or securities law violations by Intel, Purchaser, or their affiliates in the past five years. Additionally, it mentions the ownership and transaction history of shares related to Mobileye, including specific transactions by David Yoffie, a board member of Intel.


document_description: The document discusses Intel's tender offer for Mobileye, including the lack of required disclosures under SEC rules, the source and amount of funds for the offer, and the absence of financing conditions. It also mentions the potential post-offer reorganization and the possibility of a compulsory acquisition by the Dutch Court.


document_description: The document outlines the key meetings and events between Intel and Mobileye leading to the signing of a Purchase Agreement. It details Intel's strategic interest in Mobileye as part of its business development plans, particularly in the automotive segment. The chronology includes presentations and evaluations conducted by Intel's senior management and board, as well as consultations with financial advisors and legal counsel.


document_description: The document outlines discussions between Intel and Mobileye regarding a potential strategic transaction. Mr. Yoffie recused himself from discussions due to a conflict of interest. Initial meetings took place in Munich, Germany, where Intel expressed interest in acquiring Mobileye. Subsequent meetings and correspondences occurred, including at the CES Conference in January 2017. Intel proposed a non-binding acquisition offer, which Mobileye's representatives found insufficient. Discussions involved various legal and financial advisors.


document_description: The document outlines the timeline and key events leading up to Intel's acquisition of Mobileye. It details the discussions, agreements, and evaluations conducted by both parties and their legal and financial advisors. The document highlights the exclusivity provisions, confidentiality agreements, and the exchange of drafts for the Purchase Agreement. It also mentions the involvement of various legal and financial entities in the process.


document_description: The document outlines the ongoing negotiations and outstanding issues between Intel and Mobileye regarding a proposed transaction. Key issues include strategic investment options, termination rights, and compensation terms. Meetings were held between representatives of both companies and their legal teams to address these issues. Revised drafts of agreements were exchanged, and some agreements were reached, such as Intel's right to purchase additional shares and the conditions under which termination compensation would not be paid.


document_description: The document outlines the negotiation process between Mobileye and Intel, facilitated by law firms Skadden and Morrison & Foerster, regarding the Purchase Agreement and related agreements. Key events include the exchange of drafts, discussions on intellectual property due diligence, and negotiations on share price and non-competition agreements.


document_description: The document provides an update on Intel's acquisition of Mobileye, including the approval of the Purchase Agreement by both companies' boards. It details the execution of the Purchase Agreement and related documents, and the subsequent joint press release by Intel and Mobileye. The document also summarizes the terms of the Purchase Agreement, emphasizing that it is intended for investor information and not for factual disclosures about the parties involved.


document_description: The document discusses the Purchase Agreement involving Cyclops, Intel, and Mobileye, including details about the conversion of Cyclops from a corporation to a limited liability company and its impact on the agreement. It outlines the terms and conditions of the Offer, including the rights of the Purchaser to waive conditions and make changes, as well as the conditions under which the Offer can be extended. The document emphasizes the need for the Offer to comply with applicable laws and regulations.


document_description: The document outlines the terms and conditions related to the extension of an offer and the treatment of Mobileye equity awards in the context of a purchase agreement. It specifies the conditions under which the purchaser can extend the offer, the subsequent offering period, and the treatment of Mobileye RSUs at the offer closing.


document_description: The document outlines the terms and conditions related to the conversion and treatment of Mobileye Options and RSUs in connection with an Offer Closing. It details the conversion of Mobileye Options into cash or Intel stock options, depending on certain conditions, and the tax implications of these conversions. Additionally, it describes the resolutions to be adopted at an Extraordinary General Meeting (EGM) of Mobileye, including the discharge of board members and the appointment of new directors.


document_description: The document outlines resolutions to be adopted by Mobileye's Board, including amending the articles of association to convert Mobileye from a public to a private company under Dutch law, approving an asset sale, and dissolving Mobileye. It also details the conditions under which these resolutions will be adopted and the procedures for calling an Extraordinary General Meeting (EGM) to consider these resolutions. Mobileye is obligated to hold the EGM regardless of any alternative acquisition proposals unless the Purchase Agreement is terminated.


document_description: The document outlines the terms and conditions of a Purchase Agreement involving Mobileye and a Purchaser, including provisions for an Asset Sale Agreement, a Call Option for purchasing shares, and adjustments to the Offer Consideration in case of changes in the number of shares. It also details the representations and warranties made by Mobileye to Intel and the Purchaser, subject to certain exemptions and qualifications.


document_description: The document outlines the representations and warranties in the Purchase Agreement made by Mobileye, which are subject to certain qualifiers such as 'knowledge,' 'materiality,' and 'Company Material Adverse Effect.' It details what constitutes a 'Company Material Adverse Effect' and lists exclusions to this definition, such as general economic conditions, changes in financial markets, and acts of terrorism. The document also mentions the impact of the Purchase Agreement on Mobileye's relationships with various stakeholders.


document_description: The document outlines the legal stipulations and representations made in the Purchase Agreement between Mobileye and Intel, including actions related to shareholder allegations, third-party challenges, and board recommendations. It details the conditions under which Mobileye's board supports the agreement and the representations and warranties made by Intel and Purchaser. The document also specifies the conduct expected of Mobileye pending the offer closing.


document_description: This document outlines the terms and conditions under which Mobileye and its subsidiaries must operate following the execution of a Purchase Agreement with Intel. It specifies the actions Mobileye is prohibited from taking without Intel's consent, such as amending organizational documents, altering share capital, issuing securities, acquiring other entities, or disposing of assets outside the ordinary course of business. The document emphasizes maintaining business operations consistent with past practices and preserving the business organization intact.


document_description: The document outlines restrictions and conditions related to the sale, disposition, and management of immaterial equipment and intellectual property by Mobileye and its affiliates. It specifies conditions under which contracts can be amended, terminated, or entered into, particularly those involving intellectual property rights, non-compete agreements, and obligations that may affect Intel or future affiliates of Mobileye. The document also addresses participation in industry organizations and the use of public software.


document_description: The document outlines restrictions and conditions related to financial transactions, employee compensation, and benefits for Mobileye and its subsidiaries. It specifies limitations on loans, indebtedness, and employee compensation changes, requiring consultation with Intel for certain actions. The document also details conditions for hiring, promoting, or terminating employees, and entering into employment agreements.


document_description: The document outlines restrictions and obligations for Mobileye regarding agreements, business changes, and acquisition proposals. Mobileye is prohibited from engaging in certain business activities, entering new business lines, or soliciting alternative acquisition proposals. It must cease existing negotiations related to such proposals and enforce confidentiality agreements. However, if an unsolicited superior proposal is received, Mobileye may provide non-public information under strict conditions.


document_description: The document outlines the obligations of Mobileye under a Purchase Agreement with Intel and Purchaser. It specifies that Mobileye must not include exclusivity provisions that restrict its ability to complete transactions or disclose information to Intel and Purchaser. Mobileye is required to notify Purchaser promptly about any Alternative Acquisition Proposal and provide details to Intel and Purchaser. The document defines an Alternative Acquisition Proposal and outlines the conditions under which Mobileye must inform Intel and Purchaser about such proposals.


document_description: The document outlines the conditions under which the Mobileye Board can change its recommendation or terminate the Purchase Agreement with Intel and Purchaser in favor of a Superior Proposal or due to an Intervening Event. It specifies the requirement for prior notice, the need for good faith negotiations, and the board's fiduciary duties under Dutch law.


document_description: The document outlines various legal obligations and measures related to the transactions between Mobileye and Intel as per the Purchase Agreement. It includes anti-takeover measures, obligations regarding asset sale and liquidation, director and officer liability, and employee matters post-transaction.


document_description: The document outlines the terms and conditions under which the Purchase Agreement between Mobileye and Intel can be terminated. It includes provisions for mutual consent termination, termination due to failure to meet conditions by specified dates, and breaches of agreement by either party. The document also details the covenants and agreements related to public filings, announcements, and regulatory approvals.


document_description: The document provides a summary of the Tender and Support Agreements and the Non-Competition Agreement related to Intel's acquisition of Mobileye. The agreements involve Mobileye's founders, Professor Amnon Shashua and Ziv Aviram, who have agreed to tender their shares and vote in favor of the acquisition. The Non-Competition Agreement restricts Professor Shashua from competing with Intel or soliciting its employees for a specified period after his separation from Mobileye.


document_description: The document outlines the expected changes and legal procedures following the consummation of an offer by Purchaser to acquire Mobileye. It details the anticipated resignation of certain Mobileye board members, the delisting of Mobileye shares from the NYSE, and the termination of share registration under the Exchange Act. It also describes the legal requirements for transferring Mobileye shares under Dutch law, the implications for shareholders who sell or retain their shares, and the Post-Offer Reorganization process to ensure Purchaser's ownership of Mobileye's business operations.


document_description: The document outlines the procedures and conditions for the compulsory acquisition and post-offer reorganization of Mobileye by Intel. It details the potential outcomes of the acquisition, including liquidation or becoming wholly owned by the purchaser. The document also describes the asset sale, liquidation, and second step distribution processes, including the roles of the liquidator and the foundation to be appointed under Dutch law. Additionally, it covers the conditions under which the compulsory acquisition would occur if the shares tendered do not reach 100%.


document_description: The document outlines the procedures and options for Intel and Purchaser to acquire Mobileye's shares and complete a Post-Offer Reorganization. If at least 95% of Mobileye's issued capital is acquired, a Compulsory Acquisition can be initiated through the Dutch Court. The court will determine the per Share price, which may differ from the Offer Consideration. Alternative reorganization measures include legal mergers, demergers, asset transfers, and other corporate restructuring options.


document_description: The document outlines the conditions and potential legal implications of transactions and restructurings involving Mobileye, Intel, and their affiliates. It discusses the need for written consent from Mobileye for certain post-closing restructurings and the requirement of an affirmative vote from Independent Directors for transactions that could affect non-tendering shareholders. The document also mentions potential delays or legal challenges to post-offer reorganizations and the continuation of Mobileye's business operations post-reorganization.


document_description: The document discusses the potential effects of a purchase offer on Mobileye's shares and shareholders. It highlights that no pre-existing agreements exist between Mobileye's executives and Intel, except for those mentioned in Schedule 14D-9. Post-offer, new employment arrangements may be made with Mobileye's management, potentially involving equity in Intel. The offer could reduce the number of publicly traded shares, affecting liquidity and market value. Changes in Mobileye's articles may impose transfer restrictions and costs. The offer might lead to delisting from the NYSE and affect the shares' status as margin securities. Termination of Exchange Act registration could reduce information disclosure and affect affiliates.


document_description: The document outlines the legal requirements and processes under the Hart-Scott-Rodino (HSR) Act for the acquisition of shares by Purchaser in connection with an Offer and Purchase Agreement. It details the waiting periods and conditions under which the Federal Trade Commission (FTC) and the Antitrust Division of the Department of Justice may review and potentially challenge the transaction on antitrust grounds. It also mentions the need for compliance with foreign competition laws in Germany, Israel, and Korea.


document_description: The document discusses the legal and procedural aspects of a Purchase Agreement involving Mobileye, Intel, and Purchaser. It covers antitrust filings, going private transactions, appraisal rights, and fees and expenses related to the Offer. The document also mentions the roles of D.F. King & Co. and American Stock Transfer & Trust Company in the process.


document_description: The document provides detailed information about the executive officers and directors of Intel Corporation, including their names, citizenship, current roles, and professional backgrounds. It includes information about Andy D. Bryant and Brian M. Krzanich, highlighting their career progressions and educational backgrounds.


document_description: The document provides professional backgrounds and current roles of two executives: Diane M. Bryant and Dr. Venkata S.M. Renduchintala. Diane M. Bryant is the Executive Vice President and General Manager of the Data Center Group at Intel Corporation, with a focus on data center platforms and advocacy for diversity in engineering. Dr. Renduchintala is the Executive Vice President and President of the Client and Internet of Things Businesses and System Architecture Group, with a history at Qualcomm and Philips Electronics.


document_description: A table listing individuals with their roles and professional backgrounds, primarily related to Intel and other organizations.

key_people:
Stacy J. Smith
Charlene Barshefsky
Aneel Bhusri

document_type: tabular

document_subtype: table

key_organizations: Wilmer Cutler Pickering Hale and Don LLP

key_organizations: Stanwood Hotels & Resorts Worldwide Inc.


document_description: The table provides information about the present principal occupation or employment of three individuals: John J. Donahoe, Reed E. Hundt, and Omar Ishrak. It includes their roles, professional backgrounds, and affiliations with various organizations.

key_people:
John J. Donahoe
Reed E. Hundt
Omar Ishrak

key_locations:
United States
Washington, D.C.

key_organizations:
Intel
PayPal Holdings Inc.
eBay Inc.
Bain & Co.
Nike Inc.
REH Advisors LLC
Coalition for Green Capital
GTCR
Smart Sky Networks
ASSIA
RBI
Federal Communications Commission
Medtronic
General Electric Co.
Asia Society
Minnesota Public Radio


document_description: The document is a table listing individuals with their professional backgrounds and roles, primarily related to Intel's Board of Directors. It includes educational and professional achievements of individuals such as Tsu-Jae King Liu, James D. Plummer, and David S. Pottruck.

key_people:
Tsu-Jae King Liu
James D. Plummer
David S. Pottruck
Ishrak

key_locations:
United States
University of London
King's College
San Francisco

key_organizations:
Intel
University of California, Berkeley
Stanford University
Cadence Design Systems Inc.
Red Eagle Ventures Inc.
Hightower Advisors
Charles Schwab Corp.
Wharton School of Business


document_description: The document provides professional backgrounds and roles of Gregory D. Smith and Frank D. Yeary, both serving as directors in various capacities. Gregory D. Smith is associated with Boeing and several Chicago-based organizations, while Frank D. Yeary is linked to CamberView Partners, UC Berkeley, and PayPal Holdings Inc.

key_people:
Gregory D. Smith
Frank D. Yeary

key_locations:
United States
Chicago

key_organizations: Northwestern Medicine Community Physicians Group


document_description: Profile of David B. Yoffie, detailing his roles and professional background.

document_type: correspondence

document_subtype: professional profile

key_organizations:
Intel
Harvard Business School
National Bureau of Economic Research
HTC Corporation
TiVo Inc.
Financial Engines Inc.


document_description: Professional background of Robert H. Swan, including his roles at Intel Corporation, General Atlantic LLC, eBay Inc., Electronic Data Systems Corp., TRW Inc., and Webvan Group Inc. Swan's educational background and board membership at eBay are also mentioned.

document_subtype: professional background

key_organizations:
Intel Corporation
General Atlantic LLC
eBay Inc.
Electronic Data Systems Corp.
TRW Inc.
Webvan Group Inc.
General Electric
University of Buffalo
Binghamton University


document_description: Instructions for shareholders on how to send or deliver the Letter of Transmittal and other required documents to the Depositary, American Stock Transfer & Trust Company LLC, for an offer. It includes contact information for the Depositary and the Information Agent, D.F. King & Co., Inc.

key_locations:
Brooklyn, New York
New York, NY


document_description: A memo from Andrew King regarding a list of preferred equities requested by Richard Kahn, CFO for Southern Financial, an investment entity for Jeffrey Epstein's personal wealth. The list includes preferred equity CUSPS, average daily volume, Bloomberg consensus rating, and DB rating for issuers' common equity. The memo seeks advice on necessary disclosures for approval before sending the list.

key_people:
Andrew King
Richard Kahn
Jeffrey Epstein
Delores Rubin
Stew Oldfield

document_subtype: memo

key_organizations:
Southern Financial
STG
ISG
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A form used by Gratitude America, Ltd to confirm account balances with Deutsche Bank Trust Company Americas as of December 31, 2015. It includes details of deposit balances and a section for loan liabilities, which is left blank. The form is signed by Olehard Kalm on July 1, 2016, and is to be returned to SHR CPA's LLC.

title: Standard Form to Confirm Account Balance Information with Financial Institutions

key_people:
Stewart Oldfield
Olehard Kalm
David Hasson

document_type: financial

key_locations:
New York, NY
Lake Success, NY

document_subtype: account balance confirmation

key_organizations:
Gratitude America, Ltd
Deutsche Bank Trust Company Americas
SHR CPA's LLC


document_description: Instructions for delivering SFTR Disclosure Letter to clients and managing client responses.

key_people:
Armen Brash
Anna-Sofiya


document_description: A disclaimer from Deutsche Bank stating that they do not provide legal or tax advice and that the information in the communication should not be considered as such.


document_description: Chris is seeking assistance from Vahe to propose an ACO for a client due for KYC remediation. Isabel provides details on clients involved in the Trading Outreach and suggests reaching out to specific individuals for assistance.

key_people:
Vahe Stepanian
Isabel Gonzalez
Christopher Whyton
Bruce Harkness
Adrienne Coyle
Alex Giannou
Olivier Pariente
Matt Barnett


document_description: The document contains check information related to a high dollar pull exception for Jeffrey Epstein's account. It includes details such as account number, sequence number, check number, and an irregular signature issue for a $10,000 amount.

document_subtype: check information


document_description: A check issued by Jeffrey Epstein from Deutsche Bank Trust Company Americas to Jay Ryan Fontanilla for $10,000. The check has a high dollar pull exception due to a signature irregularity.

key_people:
Jeffrey Epstein
Jay Ryan Fontanilla

document_subtype: check


document_description: A check issued by NES, LLC to Security 101 for the amount of $18,296.44, drawn on Deutsche Bank Trust Company Americas. The check is endorsed by Santander Bank, N.A. for deposit to Integrated Security Professionals Inc. T/A Security 101. The check is flagged for high dollar pull due to a missing signature.

key_people:
NES, LLC
Security 101
Integrated Security Professionals Inc.

key_organizations:
Deutsche Bank Trust Company Americas
Santander Bank, N.A.


document_description: Confidential communication from Deutsche Bank with disclaimers about legal and tax advice, and instructions for handling if received in error.


document_description: A memo from Armen Brash, Director at Deutsche Bank Wealth Management, regarding the FinCEN CDD Rule and a central mailing to customers for KYC Periodic Review due in 2018. The memo outlines the requirements for the mailing, including the opportunity to provide a salutation and designate a contact person, and the use of customer addresses from FIS and dbforce. The mailing is planned to be sent by June 15th, and the memo requests finalization by the end of the week.

key_people:
Armen Brash
Anna

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: Confidential communication with disclaimers regarding unauthorized copying, disclosure, or distribution. Contains a link for EU corporate and regulatory disclosures and a disclaimer about legal or tax advice.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It is produced in native format and is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.

document_type: other


document_description: This document is a daily deposit report containing account balances and transactions for various entities and individuals. It includes large, zero, and negative balances for accounts associated with Jeffrey Epstein and other entities.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A list of country locations for dial-in numbers, including major hubs and other countries.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to the Southern District of New York (SDNY) and possibly a case or investigation.


document_description: The document outlines the account planning for the Tisch Family, detailing the relationship team, client profile, and opportunities and challenges. The Tisch Family, with a significant fortune from Loews Corp and other investments, has a longstanding relationship with Deutsche Bank. The document highlights the family's consolidated custody and reporting with Northern Trust and limited opportunities for Deutsche Bank due to existing arrangements.

title: 2018 Account Planning - RM Contribution

key_people:
Joan Tisch
Wilma 'Billie' Tisch
Preston 'Bob' Tisch
Laurence Tisch
Jonathan Tisch
James Tisch
Andrew Tisch
Barry Bloom
Steve Warner

document_subtype: account planning document

key_organizations:
Deutsche Bank
Loews Corp
Northern Trust
New York Giants


document_description: This document outlines the financial account planning for TFMG LLC, US, managed by Team New York12. It includes details on relationship net worth, investable assets, industry classification, revenue potential, and various financial metrics for November 2016 and November 2017.

title: 2018 Account Planning - Financials

document_subtype: Account Planning

key_organizations:
TFMG LLC
Team New York12


document_description: This document outlines the financial relationship and account planning details for Southern Financial, managed by Team New York12. It includes information on relationship net worth, investable assets, industry group, revenue potential, and source of wealth, specifically mentioning Jeffrey Epstein's financial career and management firms.

title: 2018 Account Planning - Financials

key_people:
Stewart Oldfield
Jeffrey Epstein
Leslie Wexner

key_locations:
St. Thomas
US Virgin Islands

key_organizations:
Southern Financial
Bear Stearns
J. Epstein & Co.
The Financial Trust Company


document_description: This document outlines the financial account planning for the relationship with SAFANAD, managed by Team New York12. It includes details on relationship net worth, investable assets, industry group, revenue potential, and various financial metrics as of November 2017 and 2016. The document is marked as strictly confidential.

title: 2018 Account Planning - Financials for SAFANAD

key_organizations:
SAFANAD
Team New York12


document_description: This document outlines the financial relationship and account planning details for George Lindemann Jr. with a net worth over $500 million. It includes information on relationship segments, industry group, revenue potential, and various financial metrics as of November 2017 and 2016.

title: 2018 Account Planning - Financials

key_people:
George Lindemann Jr.
Stewart Oldfield


document_description: This document provides a financial overview and account planning details for the relationship named 'JOCKEY CLUB' managed by Team New York14. It includes data on relationship net worth, investable assets, revenue potential, and various financial metrics for the year-to-date comparison between November 2016 and November 2017.

title: 2018 Account Planning - Financials

key_organizations:
JOCKEY CLUB
Team New York14


document_description: This document outlines the financial relationship and account planning details for General Atlantic FA, managed by Team New York12. It includes information on relationship net worth, investable assets, industry group, revenue potential, and financial rankings. The document also provides a breakdown of lending, deposits, capital markets, and other financial metrics for the years 2016 and 2017.

title: 2018 Account Planning - Financials

key_organizations:
GENERAL ATLANTIC FA
Team New York12


document_description: This document outlines the financial relationship and account planning details for Elysium Management, managed by Team New York12. It includes information on the relationship's net worth, investable assets, classification, industry group, revenue potential, and source of wealth. The document also provides financial rankings and revenue details for various lending and deposit categories as of November 2017 and 2016.

title: 2018 Account Planning - ELYSIUM MANAGEMENT

key_people:
Stewart Oldfield
Mr. Black

key_organizations:
ELYSIUM MANAGEMENT
Apollo Global Management, LLC
Apollo Management, LP
Drexel Burnham Lambert Incorporated


document_description: This document provides a financial overview and account planning details for the relationship with DZIALGA KIRSTEN & M, managed by Team New York12. It includes net worth, investable assets, revenue potential, and various financial metrics for November 2016 and November 2017.

title: 2018 Account Planning Financials

key_people:
DZIALGA KIRSTEN
Stewart Oldfield


document_description: This document provides a financial overview for the relationship named DEERING/CROSBY, managed by Team New York12. It includes details on relationship net worth, investable assets, revenue potential, and various financial metrics for the year-to-date. The document also contains a table comparing revenues, CBV, and NNA/NNL for different lending and investment categories between November 2016 and November 2017.

title: 2018 Account Planning Financials


document_description: The document discusses the opportunities and challenges in managing the assets of the Deering/Crosby family. It highlights the roles of Tony Deering and his daughter Heather Deering Crosby in various financial and non-profit entities. The document outlines potential business opportunities with the Deering/Crosby family and their associated entities, including Matheys Lane Capital Management L.P. and the challenges faced in managing their assets.

key_people:
Tony Deering
Heather Deering Crosby
Kathryn Deering

key_locations: Baltimore Florida

key_organizations: Mercantile-Safe Deposit and Trust Company


document_description: Discussion about transitioning the relationship with GA family office group to ISG and generating more consistent engagement. The clients are generally happy with JPM, so efforts are needed to win business away from them.

key_people: Mark Kirsten

key_organizations:
GA family office group
ISG
JPM


document_description: This document outlines the account planning for Elysium Management, the family office managing Leon Black's capital. It includes the relationship team, client profile, and opportunities and challenges in managing the account.

title: 2018 Account Planning - Elysium Management

key_people:
Leon Black
Brad Weschsler
Barry Cohen
Greg Ruben
Josh Black
Stewart Oldfield
Paul Morris
Jeffrey Epstein

document_subtype: Account Planning Document

key_organizations:
Elysium Management
Apollo Global Management LLC
BAML
IMAX


document_description: In 2017, JPMorgan offered Leon a $300 million unsecured loan. A competing offer of a $200 million mortgage was made, but Leon preferred not to pay the mortgage recording tax. Bank of America Merrill Lynch secured the business with an unsecured loan and a negative pledge over properties and APO shares. Recently, there is an opportunity to expand the relationship with a small line of credit to an insurance company Leon acquired. Leon's family office is becoming similar to Apollo, with limited public equity trading.

key_organizations:
JPMorgan
Bank of America Merrill Lynch
Apollo


document_description: This document outlines the account planning for Madison Park Capital LLC/General Atlantic, detailing the relationship team, client profile, and opportunities and challenges. General Atlantic is a growth equity firm with significant assets under management. Madison Park Capital, LLC manages partner capital internally for GA. The document includes key personnel and financial details.

title: 2018 Account Planning - RM Contribution

key_people:
Stewart Oldfield
Andrew King
Paul Bartilucci
Tazia Smith
Sam Petrucci
Charlie Burrows
Laura Farischon
William E. Ford
Steven A. Denning
David C. Hodgson
Eugene P. Lynch
Richard B. Gold

key_locations:
New York, New York
Greenwich
Palo Alto
Sao Paulo
London
Munich
Amsterdam
Beijing
Hong Kong
Mumbai
Singapore

key_organizations:
Madison Park Capital LLC
General Atlantic
DB


document_description: A memo discussing the opportunity and challenges of working with a financially sophisticated private equity firm that controls a lot of capital. The firm has broad investment interests and relationships across the financial industry, making it challenging to stand out. The memo emphasizes the need to find ways to be more relevant to the firm.


document_description: The document outlines the account planning for the Jockey Club, a client of Deutsche Bank, managed by Stewart Oldfield. It includes details about the Jockey Club's history, operations, and its relationship with Deutsche Bank and other financial institutions.

title: 2018 Account Planning - RM contribution

key_people:
Stewart Oldfield
James Gagliano
Matt F. Iuliano
Laura Barillaro
Terri Sohrab
Michael Mullin

key_locations:
New York City
Lexington, Kentucky

key_organizations:
Jockey Club
Deutsche Bank
JP Morgan Chase


document_description: The document discusses opportunities and challenges in reviewing and optimizing a client's investment portfolio. The client has a conservative investment strategy set during the 2008/2009 financial turmoil. The memo outlines plans to improve cash asset efficiency and reallocate funds to generate more yield. It also addresses the need to optimize non-operational, endowment-like assets. Challenges include the client's lack of investment sophistication and inconsistent communication, despite a strong existing relationship.

key_people:
Laura Barillaro
Stewart Oldfield

key_locations:
New York
Lexington, KY

key_organizations:
DBTCA
DBNY
RCM
Bessemer Trust


document_description: This document outlines the account planning for the Lindemann relationship, detailing the relationship team, client profile, and opportunities and challenges. The Lindemann family, including Adam and George Lindemann Jr., are prominent investors and art collectors with significant banking relationships, primarily with BAML and UBS. The document highlights their business ventures and previous banking relationships.

title: 2018 Account Planning - Lindemann

key_people:
Adam Lindemann
George Lindemann Jr.
George Lindemann
Stewart Oldfield
Andrew King
Paul Bartilucci
Sam Petrucci
Matt Glassman
Laura Farischon
Joshua Frank
Charlie Burrows

key_locations:
New York City
Los Angeles
Miami

key_organizations:
Deutsche Bank
BAML
UBS
Credit Suisse
Metro Mobile
Southern Union Company
Bell Atlantic
ETE
The New York Observer
Bass Museum of Art
Venus over NY/LA


document_description: The memo discusses lending opportunities with Adam and George, who maintain leverage against their shares of ETE. A margin loan was executed with George in 2015 but was taken out by UBS. Attempts to lend to Adam have been unsuccessful due to his high leverage and BAML's control over his borrowing. Adam's limited cash flow and inability to sell a Montauk property are also noted.

key_people: Adam George

key_organizations: ETE UBS BAML


document_description: The document outlines the account planning and RM contribution for the year 2018, focusing on the relationship with Safanad Limited, a global principal investment firm. It includes details about the relationship team, client profile, and opportunities and challenges in working with Safanad.

title: 2018 Account Planning - RM Contribution

key_people:
Kamal Bahamdan
Stewart Oldfield
Matt Glassman
Charlie Burrows
Laura Farischon

key_locations:
Geneva
New York City
Dubai

key_organizations:
Safanad Limited
Bahamdan Group
BV Group Ventures, LLC
Al-Khabeer Merchant Finance Corporation
Sara Holding
Sapinda Holding B.V
CEA Capital Partners
Manara Infrastructure Fund


document_description: This document outlines the account planning for Southern Financial, detailing the relationship team and client profile of Jeffrey Edward Epstein. It includes Epstein's career history, notable clients, and business ventures.

title: 2018 Account Planning - RM Contribution

key_people:
Jeffrey Edward Epstein
Stewart Oldfield
Andrew King
Laura Farischon
Paul Bartilucci
Xavi Avila
Martin Zeman
Joshua Shoshan
Vahe Stepanian
Sam Petrucci
Charlie Burrows
Leslie Wexner
Donny Deutsch
Nelson Peitz
Mortimer Zuckerman
Harvey Weinstein
Bruce Wasserstein
Maer Roshan

key_locations:
US Virgin Islands
Manhattan
Ohio
Upper East Side
NYC
St. Thomas

key_organizations:
Southern Financial
Bear Stearns
J. Epstein & Co.
The Limited
Financial Trust Company
New York magazine
Rodor


document_description: The document discusses Jeffrey Epstein's financial activities and relationships with various financial institutions, including Deutsche Bank (DB). It highlights Epstein's sophisticated yet challenging nature as a client, his expectations for direct access to trading desks, and the improvements in communication and trading relationships in 2017. The memo also outlines opportunities for growth in trading revenues and challenges such as competition from other banks and reduction in branch services.

key_people:
Jeffrey Epstein
Paul Morris
Stewart Oldfield
Paul Barrett
Darren Indyke
Richard Kahn
Bella Klein

key_organizations:
Southern Trust Company Inc
Alpha Group Capital
DB
MS
BAML
JPM


document_description: This document outlines the account planning for Third Lake Capital, a single family office managing the capital of Ronald Wanek's family, founder of Ashley Furniture. The document details the relationship team, client profile, and investment activities. Deutsche Bank holds over $80 million in assets under management for the Wanek family, with additional banking relationships at Goldman Sachs and TD Ameritrade.

title: 2018 Account Planning for Third Lake Capital

key_people:
Ronald Wanek
Stewart Oldfield
Andrew King
Paul Bartilucci
Matt Glassman
Laura Farischon
Ken Jones
Paul Watson
Robert Forsythe
Todd Wanek

key_organizations:
Third Lake Capital
Ashley Furniture
Deutsche Bank
Goldman Sachs
TD Ameritrade


document_description: The document discusses the investment strategies and challenges faced by Third Lake, a family office. It highlights their shift from direct private investments to a diversified portfolio, their interest in real estate and structured finance funds, and their underexposure to public equities. The memo also addresses the challenges of competition and complexity in doing more business with them.

key_organizations:
Third Lake
Ashley
ISG
Virage


document_description: The document is a daily deposit report dated September 28, 2016, listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It also details large transactions for specific accounts.

title: Daily Deposit Report 20160928

key_people:
Jeffrey Epstein
Todd Wanek
Karen Wanek
Darren K. Indyke
Shari Wagner

key_organizations:
Southern Financial LLC
Neptune, LLC
JEGE, INC
JEGE, LLC
NES, LLC
LSJE, LLC
Southern Trust Company, Inc.
Wanek Trust of 2000
KWF 2007 LLC
55W 2007 LLC
Gratitude America, Ltd


document_description: A check issued by Jeffrey Epstein to Kellerhals Ferguson Kroblin PLLC for the amount of $32,525.15, related to invoices #37964 and #37855. The check is drawn from Deutsche Bank Trust Company Americas.

key_locations:
St. Thomas, USVI
New York, New York

key_organizations:
Deutsche Bank Trust Company Americas
Kellerhals Ferguson Kroblin PLLC
Merchants Commercial Bank


document_description: A check exception report indicating a high dollar pull due to a missing signature on a check associated with Darren K. Indyke PLLC. The check amount is $12,348.56 and the check number is 111516.

document_subtype: check exception report


document_description: Compliance request from Deutsche Bank's PWM AML Compliance team seeking additional information about specific transactions to comply with federal guidelines.

document_subtype: compliance request

key_organizations:
Deutsche Bank
HSBC Securities Services (Ireland) DAC
HSBC Bank USA
AP Narrows Holding LP
BMO Trustee
CDEC Clearing Account
Bank of America
LOB 2011 LLC


document_description: A confidential memo from Darlene Zong, CFA, at Deutsche Bank Securities, Inc. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Confidential Memo from Deutsche Bank


document_description: A communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing a confidentiality notice and disclaimer about legal or tax advice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities. It includes account names, categories, and balances, as well as large transactions involving Gratitude America, Ltd.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Todd R. Wanek
Karen A. Wanek
Darren K. Indyke

key_organizations:
Neptune, LLC
Hyperion Air, LLC
JEGE, INC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
Gratitude America, Ltd
Prytanee, LLC
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Southern Trust Company, Inc.
Southern Financial LLC


document_description: A confidential fax document with limited visible content, marked pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: fax


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0062583, SDNY_GM_00208767, and EFTA01370016, which may be case or document numbers.


document_description: The document appears to be a confidential correspondence related to a legal matter, possibly involving Richard Kahn. It is marked as confidential under Federal Rules of Criminal Procedure.


document_description: A confidential document marked pursuant to Federal Rule of Criminal Procedure 6(e), with identifiers DB-SDNY-0062585, SDNY_GM_00208769, and EFTA01370018. The document is dated July 11, 2017.


document_description: The document contains a partially visible email with a redacted email address or content. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A document marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: A brief note or message discussing scheduling options for a meeting or event, with a preference for the same time on the 24th or earlier on the 25th.


document_description: This document is marked as confidential and is related to a legal matter, possibly involving the Southern District of New York (SDNY). It includes reference numbers that may pertain to a case or investigation.


document_description: The document contains a central tall black vertical rectangle with symbols and text around it. It includes confidential markings and references to legal rules.


document_description: A brief note from Richard indicating he is working on the 25th.


document_description: This document is marked as confidential and is related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0062609, SDNY_GM_00208793, and EFTA01370027, which may be case or document numbers.


document_description: The document contains a vertically arranged text that suggests the name 'M. Stewart Oldfield'. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0062611, SDNY_GM_00208795, and EFTA01370029, which may be case or document numbers.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0062615, SDNY_GM_00208799, and EFTA01370032.


document_description: The document contains a series of seemingly random letters and numbers, with a mention of securities and a confidentiality notice pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a confidential legal communication related to Deutsche Bank Securities Inc. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential and/or privileged information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0062622, SDNY_GM_00208806, and EFTA01370038.


document_description: The document contains a confidentiality notice related to a legal matter, likely under the Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains obscured text with visible fragments such as 'dec .', 'P | e a s e r e f e r t o', and 'f o r'. It also includes a solid black rectangular shape, possibly a bar from a chart or a placeholder. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and pertains to Deutsche Bank, indicating it does not provide legal or tax advice. It is related to a legal matter under the jurisdiction of the Southern District of New York (SDNY) and is subject to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains reference numbers DB-SDNY-0062630, SDNY_GM_00208814, and EFTA01370044.


document_description: The document is marked as confidential and may contain privileged information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: This document is marked as confidential and is related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it contains sensitive legal information. It includes reference numbers DB-SDNY-0062636, SDNY_GM_00208820, and EFTA01370049, suggesting it is part of a legal case or investigation in the Southern District of New York.


document_description: The document appears to be related to legal proceedings involving EU corporate and regulatory matters. It is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it may pertain to grand jury proceedings or related investigations.


document_description: The document appears to be a confidential legal disclosure related to Deutsche Bank, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains sensitive information that is not intended for public disclosure.


document_description: This document is marked as confidential and may contain sensitive information related to a legal case. It references Federal Rule of Criminal Procedure 6(e) and includes several identification numbers.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it may contain sensitive legal information related to grand jury proceedings.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to Deutsche Bank and is subject to federal regulations, specifically Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0062651, SDNY_GM_00208835, and EFTA01370060, indicating it may be part of a larger set of legal documents or evidence.

document_type: legal


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0062652, SDNY_GM_00208836, and EFTA01370061.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0062657, SDNY_GM_00208841, and EFTA01370064.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0062659, SDNY_GM_00208843, and EFTA01370065, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: The document contains a disclaimer stating that the bank does not provide legal or tax advice. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains a confidentiality notice indicating that the communication may contain confidential and/or privileged information. It is intended for a specific recipient and warns against unauthorized access.


document_description: This document contains a confidentiality notice indicating that unauthorized copying, disclosure, or distribution of the material is strictly forbidden. It also references a URL for additional EU corporate disclosures.


document_description: A communication from Deutsche Bank indicating that it does not provide legal or tax advice and contains a disclaimer about the confidentiality and privileged nature of the information. It instructs unintended recipients to notify the sender and destroy the communication.


document_description: This document is a communication from Deutsche Bank, emphasizing the confidentiality and legal disclaimers associated with the information provided. It includes a link to EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a standard confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice and provides a link for additional EU corporate and regulatory disclosures.


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and intended recipient of the message. It also includes a link for EU corporate and regulatory disclosures and a disclaimer about not providing legal or tax advice.


document_description: The table provides a risk assessment of various clients, detailing their activity status, risk levels, and any issues identified by GA (presumably a financial institution or auditing body). It includes dates of activity, risk ratings, and notes on EDR cases and SAR filings.

key_people:
Darren K Indyke
Steven A Tananbaum

document_subtype: risk assessment table

key_organizations:
WM-PB
WM-PCS/Brokerage
Metro Joy Management LLC
Metro Joy International LLC
RDW Capital LLC


document_description: The document is a risk assessment report detailing client risk ratings and discrepancies in KYC profiles. It includes findings on clients with PEP relationships, PCR/negative news, and discrepancies in MI statistics.

document_subtype: risk assessment report

key_organizations:
DbForce
WM AFC
MI Team
BLAFC


document_description: Janice P. Franklin reviews discrepancies in risk classification statistics for high, moderate, and low-risk clients across various months as reported in the MRC deck and NCA reports. The memo highlights inconsistencies in the reported numbers for April, July, September, and October, and questions the accuracy of the data presented in the MRC deck compared to internal reports.

key_organizations:
Deutsche Bank Americas
MRC
WM AFC
MI team


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is a confidential presentation by Deutsche Asset Management regarding infrastructure debt, specifically RIN II Equity. It is intended for key client partner clients or U.S. institutional investors and not for retail distribution. The presentation is for discussion purposes only and is not an offer to buy or sell any security or instrument.

title: Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity

document_date: March 2018

document_subtype: presentation


document_description: This document is a confidential investment memorandum from Deutsche Asset Management, detailing the infrastructure investment business and the offering of preferred shares. It outlines the legal and financial disclaimers, the target audience for the investment, and the risks associated with investing in preferred shares. The document emphasizes that the investment is speculative and intended for experienced investors.

title: Deutsche Asset Management Infrastructure Debt Presentation RIN II Equity

key_locations:
United States
Germany
Australia
Japan
Hong Kong
Singapore
United Kingdom
Italy
Denmark
Finland
Norway
Sweden

document_subtype: investment memorandum

key_organizations: Deutsche Investment Management Americas Inc.

key_organizations: Deutsche Asset Management (Australia) Limited

key_organizations: Deutsche Asset Management (Hong Kong) Limited

key_organizations: Deutsche Asset Management (Asia) Limited

key_organizations: Deutsche Alternative Asset Management (UK) Limited


document_description: This document contains a table of contents for a report or presentation, detailing sections on executive summary, Deutsche Asset Management Infrastructure Platform, RIN I and II overviews, investment process, and scenario analysis. The appendix includes team biographies, structured infrastructure product features, case studies, and risk factors.

title: Table of Contents


document_description: This document is an executive summary marked as confidential under Federal Rule of Criminal Procedure 61M.

title: Executive Summary


document_description: This document is related to the Deutsche Asset Management Infrastructure Platform and is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document provides an overview of Deutsche Bank's infrastructure platform, including its organizational structure, asset management details, and infrastructure platform operations. It highlights the bank's global presence, asset allocation, and investment activities.

key_organizations:
Deutsche Bank
Deutsche Asset Management


document_description: Deutsche AM is a global asset manager with $840 billion under management, including $23 billion focused on infrastructure. The platform has a 23-year track record, with a seasoned team providing $37 billion in financing to 99 infrastructure businesses. The investment process is rigorous, leveraging relationships for debt investment opportunities.

title: Deutsche AM's Leading Infrastructure Platform


document_description: This document provides an overview of the Deutsche Asset Management's Infrastructure Debt Team, detailing the roles, names, experience, and prior affiliations of team members. It includes information on the Infrastructure Debt Team, Operations, Legal, Compliance, Investment Committee Members, and Research Team.

title: Deutsche AM's Infrastructure Debt Team

key_people:
Jorge Rodriguez
Jonathan Newman
Sundeep Vyas
Matt Woods
Benjamin Schmitt
Cameron Berns
Joshua Kim
Freddy Taggart
Tom Rice
Jessica Hamill
Nick Bloss
Michelle Goveia-Pine
Pierre Cherki
Hamish Mackenzie
Mark Roberts
Joe Rado
Andrea Vanni
Jane Seto
Simon Wallace
Gianluca Minella

document_subtype: Team Overview

key_organizations:
Deutsche Asset Management
Aladdin Capital
Dresdner Kleinwort
BNP Paribas
Citigroup
S&P
EXIM Bank India
Deutsche Bank IB
Carlyle
Deloitte
Intesa SanPaolo
Morgan Sindall
J.P. Morgan
HSBC
Invesco
CWCapital
Nissho Iwai American Corp
Wachovia
Bechtel


document_description: The document provides a track record of infrastructure debt financing transactions completed by a team with extensive experience. It includes statistics on the number of transactions originated, due diligence stages, and transactions by geography and sector. The document highlights $37.0 billion in financing transactions across 99 infrastructure businesses with only one recorded payment default.

title: Infrastructure Debt Track Record

key_locations: UK Germany USA France Spain Austria Netherlands


document_description: The document outlines the operational, reporting, and governance structure of Deutsche Asset Management's investment team. It details the investment procedures, enhanced controls and compliance measures, robust operational structure, and integrated technology suite used to manage investments. The document emphasizes the thorough analysis and monitoring of investments, compliance with indenture covenants, and the use of technology to support operations.

key_organizations:
Deutsche Asset Management
US Bank
Ernst & Young


document_description: The document outlines the reporting procedures for a financial transaction where US Bank serves as the Trustee. The Trustee is responsible for monitoring compliance with transaction covenants and providing investors with regular reports. These reports are reviewed by the FAO, investment team, and E&Y, and include detailed financial tests and asset information. A website portal, PIVOT, is maintained for equity and facility holders to access information on demand.

title: Independent and Transparent Reporting Procedures

document_subtype: Trustee Reporting Procedures

key_organizations:
US Bank
FAO
E&Y
Deutsche Asset Management


document_description: The document provides an overview of RIN I past investments, noting that RIN I is closed to new investors and that RIN II may not have similar characteristics or returns.

key_organizations:
RIN I
RIN II


document_description: Deutsche Asset Management's first infrastructure CLO, RIN I, closed on October 25, 2017. It is the first infrastructure CLO rated by Moody's under its Project Finance & Infrastructure CDO Rating Methodology. The CLO was 100% ramped at closing with a vehicle leverage of 6.67x and 15% par subordination through Baa3 rated Notes. The notes were priced at a WACD of 191 bps, and the equity achieved a cash on cash yield of 15.81% during the warehouse period. The document includes a detailed note tranche summary and structure terms.

title: RIN I CLO Financial Summary

key_organizations:
Deutsche Asset Management
Moody's
Morgan Stanley


document_description: The document provides a financial analysis of the RIN I Portfolio, focusing on the weighted average spread and cumulative portfolio par creation over time. It includes data on cumulative par created, weighted average spread, and issuance costs from Q1 2015 to Q4 2017. The report highlights the performance of RIN and BSL cumulative par creation and weighted average spread, with references to Morgan Stanley Research.

key_organizations:
Deutsche Asset Management
Morgan Stanley Research


document_description: The document provides historical data on RIN I Equity Current Yields, showing average cash yields and portfolio leverage from Q1 2015 to Q3 2017. It includes a table of quarterly yields and leverage ratios, with a note on cash-on-cash returns to equity investors after fees. The document is sourced from Deutsche Asset Management as of March 2017.

title: Annualized RIN I Equity Current Yield


document_description: The document provides a comparison of RIN's Markit Liquidity Score with the average scores of Broadly Syndicated Loan (BSL) and Middle Market (MM) portfolios. It includes a table showing the percentage distribution of liquidity scores across these portfolios. The scores are based on data from Markit and Morgan Stanley Research as of early 2018.

title: RIN Portfolio Liquidity

key_organizations:
RIN
Markit
Morgan Stanley Research
Deutsche Asset Management


document_description: A detailed table of RIN I Portfolio Holdings, including sectors, Moody's adjusted ratings, recovery rates, amounts, portfolio percentages, average market prices, and stated spreads. The data is sourced from Deutsche Asset Management as of January 17, 2018.

title: RIN I Portfolio Holdings


document_description: The document outlines the disciplined investment process of Deutsche Asset Management, highlighting the selectivity and performance of their Infrastructure Debt team. It includes a table showing the number of deals reviewed versus investments made from 3Q14 to 4Q17, with percentages of investments made each quarter.

title: Deutsche Asset Management Infrastructure Debt Presentation: RN II Equity March 2018

document_subtype: investment performance report


document_description: This document appears to be related to an investment opportunity labeled as RIN II. It is marked as confidential and references Federal Rule of Criminal Procedure 61M.

title: RIN II Investment Opportunity


document_description: The document is a flowchart and table illustrating the financial structure of RIN II post refinancing. It includes key entities such as Rating Agencies, US Bank, Portfolio Advisor, RIN II Ltd., and RIN II LLC, and outlines their roles. The table provides a summary of terms and the capital structure, including classes, ratings, percentage of capital structure, size, and pricing.

title: Illustrative RIN II Capital Structure — Post Refinancing

document_subtype: financial structure

key_organizations:
Rating Agencies
US Bank
RREEF America LLC
RIN II Ltd.
RIN II LLC
Deutsche Asset Management


document_description: The document discusses the supply and demand imbalance in the infrastructure debt market, highlighting a $1.4 trillion funding gap over 10 years. It provides data on total needs and available funding across various infrastructure categories, expected refinancing and acquisition financing needs, and private equity dry powder available for infrastructure investment. The document emphasizes the long-term need for private infrastructure investment to complement traditional funding sources.

title: Current Infrastructure Debt Market Dynamics

key_organizations:
Deutsche Asset Management
American Society of Civil Engineers
Preqin


document_description: The document outlines the expected infrastructure loan issuance for 2018, tracking over 85 opportunities for private financing in the next two years. It highlights factors driving potential transactions, such as take-out financing, M&A transactions, and existing financings nearing maturity. It also notes the increase in Public Private Partnership (P3) transactions due to legislative changes in 31 states over the past three years. The document includes sector percentage allocations and historical P3 transaction launches from 2015 to 2017.

title: Private Infrastructure Financing Pipeline

key_organizations:
Deutsche Asset Management
Goldman Sachs Research


document_description: The document discusses the default and recovery rates of infrastructure debt compared to non-financial corporate debt. It highlights that infrastructure debt generally has lower default rates and higher recovery rates. The document includes a table comparing the default rates of Ba rated corporate infrastructure and project finance debt securities with Ba non-financial corporate issuers over a 10-year period.

title: Infra Debt Historical Default and Recovery Rates

key_organizations:
Deutsche Asset Management
Moody's


document_description: The document discusses the importance of equity cushions in investment selection and their impact on recovery rates. It includes a table showing the distribution of recovery rates by equity cushion percentages.

title: Investment Equity Cushions Support High Recovery Rates Historically

document_subtype: financial analysis


document_description: This document is related to an investment process and is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0062709, SDNY_GM_00208893, and EFTA01370105.


document_description: The document outlines the investment process focusing on origination, due diligence, and portfolio monitoring. It highlights the importance of relationships with equity sponsors, banks, and advisors in sourcing investments. A table lists various equity sponsors, banks, and debt advisors associated with Deutsche Asset Management.

document_subtype: Investment Process

key_organizations:
Deutsche Asset Management
Arclight
Alinda
Basalt Infrastructure Partners
Blackrock
Blackstone
Borealis Infrastructure
Brookfield
Carlyle
Dutch Infrastructure Fund
ECP
EQT
Global Infrastructure Partners
Goldman Sachs
IFM
J.P. Morgan
KKR
LS Power
Macquarie
Morgan Stanley
Oaktree
Riverstone
Starwood
Bank of America
Barclays
BNP Paribas
Citigroup
Credit Suisse
Deutsche Bank
Goldman Sachs
ING
Jefferies
J.P. Morgan
Macquarie
Mitsubishi UFJ
Morgan Stanley
Natixis
RBC
SocGen
Wells Fargo
Evercore
Lazard
Marathon
Moelis
Perella Weinberg Partners
Rothschild


document_description: The document outlines the investment process and target characteristics for infrastructure assets by Deutsche Asset Management. It focuses on origination, due diligence, investing, and portfolio monitoring. Key investment characteristics include long-life assets providing essential services, stable cash flows, barriers to entry, high EBITDA margins, and portfolio diversification. The focus is on USD financing to OECD domiciled businesses, primarily in the US, with an emphasis on brownfield assets across various sectors such as power, utilities, waste management, and transportation.


document_description: The document outlines the due diligence process employed by the Portfolio Advisor for identifying, assessing, and mitigating risk factors in potential investments. It includes steps such as initial review, detailed due diligence, structuring, and investment committee approval. The process is indicative and subject to change.

title: Investment Process: Due Diligence

document_subtype: Investment Process Document


document_description: The document outlines the investment process, focusing on investing and portfolio monitoring. It highlights the importance of establishing review thresholds beyond conventional financial metrics to signal potential credit deterioration. The process involves rigorous analysis of key credit quality drivers and triggers an investment review if thresholds are breached. The document also discusses external and internal drivers, as well as forward-looking indicators.

document_subtype: investment process document


document_description: This document is a confidential scenario analysis related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 61e).


document_description: Biographies of key members of the Portfolio Management and Investment Team at Deutsche Asset Management, detailing their roles, responsibilities, and previous experience in infrastructure debt and finance.

title: Team Biographies - Portfolio Management and Investment Team

key_people:
Jorge Rodriguez
Jonathan Newman
Sundeep Vyas
Matt Woods

key_locations:
New York
London
New Delhi
Mumbai
France
Bangalore
University of Delhi
Georgetown University

document_subtype: team biographies

key_organizations:
Deutsche Asset Management
Aladdin Capital Management
Dresdner Kleinwort
BNP Paribas
Citigroup Investment Banking
Standard & Poor's
EXIM Bank India
The Carlyle Group
Deloitte & Touche


document_description: Biographies of team members involved in infrastructure debt investments at Deutsche Asset Management.

key_people:
Cameron Berns
Benjamin Schmitt
Joshua Kim

document_subtype: Team Biographies

key_organizations: Wharton School of the University of Pennsylvania


document_description: This document provides a table of infrastructure debt deals, detailing the deal name, sub-sector, country, date, and amount committed in USD millions. It is based on team members' professional activities at prior employers and is part of Deutsche Asset Management's presentation.

title: Infrastructure Debt Experience: USD Denominated

document_subtype: financial data


document_description: The document provides a detailed table of infrastructure debt deals, including deal names, sub-sectors, countries, dates, and amounts committed in USD millions. It covers various sectors such as power generation, LNG, social infrastructure, and more, primarily in the USA, with some deals in Canada and Australia. The total amount committed is $8,851 million.

title: Infrastructure Debt Execution Experience

key_locations: USA Canada Australia

document_subtype: financial report


document_description: This document provides a table of infrastructure debt deals executed in various countries, detailing the sub-sector, country, date, and amounts committed in both euros and dollars. It includes deals from 2004 to 2013, with a total commitment of €21,339 million and $28,068 million.

title: Infrastructure Debt Execution Experience: Non-USD Denominated

key_locations: UK Netherlands France Germany Spain Austria


document_description: This document is an appendix detailing the features of a structured infrastructure product. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is an appendix containing case studies related to a legal matter. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines a financing opportunity for a utility-scale, contracted wind power portfolio. It includes acquisition financing details, lender protections, and a transaction summary of a 521 MW wind portfolio comprising projects in Idaho and Oklahoma. The investment rationale highlights contracted revenue through 2030 and the use of proven turbine platforms.

title: Wind Portfolio Investment

key_locations: Idaho Oklahoma

document_subtype: investment portfolio


document_description: The document is an investment presentation by Deutsche Asset Management focusing on a waste-to-energy company. It highlights the financing opportunity for acquiring the company, which operates 15 facilities with a processing capacity of over 20,000 tons per day and an electric generation capacity of 579MW. The company has diversified revenue streams and strong waste growth fundamentals. The presentation includes images of industrial scenes related to waste-to-energy production.

document_type: media

document_subtype: investment presentation


document_description: The document outlines the restructuring of a waste management company's financing terms, led by a team to achieve an accretive result. The company operates energy projects, primarily landfill gas-to-energy, across multiple states. The restructuring was necessitated by operational and financial underperformance and credit agreement breaches. The outcome included a $25m loan pay-down, reduction in revolver capacity, increased loan margin, and more detailed reporting.

title: Restructuring: Waste Management Company Financing

document_subtype: Restructuring Summary


document_description: This document is an appendix outlining risk factors related to a legal case. It is marked as confidential pursuant to Federal Rules of Criminal Procedure.

title: Risk Factors

document_subtype: Appendix


document_description: The document outlines various risk factors associated with the Preferred Shares issued by Deutsche Asset Management. It discusses general economic risks, legislative and regulatory changes, and specific risks related to the Preferred Shares such as limited liquidity, subordination, leveraged investment, uncertain redemption timing, and refinancing risks.

document_subtype: risk factors presentation


document_description: The document outlines various risk factors associated with the Senior Notes and Preferred Shares, including interest rate risks, LIBOR uncertainties, hedge counterparty risks, issuer expenses, and tax implications. It also discusses potential changes in tax law and the impact of FATCA on the issuer.

document_subtype: risk factors


document_description: The document outlines various risk factors associated with the issuance of Preferred Shares by a newly incorporated Issuer. It discusses potential impacts of future tax legislation, U.S. state and local taxes, ERISA considerations, mandatory sale or redemption of shares, European risk retention rules, and risks related to the Issuer's lack of operating history, originator start-up risks, uncertainty of asset accumulation, and concentration risks. The document is part of a confidential presentation by Deutsche Asset Management.


document_description: The document outlines various risk factors associated with the Issuer's investment activities, including limited rights to sell assets, dependence on a Portfolio Advisor, incentive advisory fees, significant restrictions on the Portfolio Advisor, reliance on the Originator and third-party originators, participation on creditors' committees, third-party litigation risks, insolvency risks, and risks related to the Investment Company Act. The Issuer is structured to comply with Rule 3a-7 to avoid registration as an investment company.

title: Deutsche Asset Management Infrastructure Debt Presentation: RN II Equity

document_subtype: Risk Factors


document_description: This document outlines various risk factors associated with investing in infrastructure debt through the Issuer, particularly for Preferred Shares holders. It discusses risks related to infrastructure investments, illiquidity, regulatory challenges, concessions, performance, revenue, and project termination.

document_subtype: risk assessment


document_description: The document discusses various risk factors associated with investing in infrastructure debt, particularly focusing on greenfield assets, commodity prices, construction risks, single project risks, environmental risks, catastrophic events, sovereign risk, and obligor insolvency considerations. It emphasizes the importance of consulting professional advisers before investing in Preferred Shares.

document_subtype: presentation


document_description: Paul entered into a EURUSD Cross Currency Swap involving the purchase of EUR 1,000,000 ARGENT 5''A 01/15/28 Corp at a clean price of 100.85% and a dirty price of 102.173288%. The initial exchange involves receiving EUR 1,021,732.88 and paying USD 1,259,336.86 with a value date of 17 April 2018. The notional and final exchanges are EUR 1,000,000.00 and USD 1,232,550.00 respectively, with a trade date of 13 April 2018, start date of 17 April 2018, and maturity date of 15 Jan 2028. The client pays EUR notional at 5.25% annually and receives fixed USD notional at 3m Libor + 5.05% quarterly.

key_people:
Paul
Xavier Avila

key_locations: 345 Park Avenue, New York, NY, 10154-0004

document_subtype: Cross Currency Swap


document_description: A financial document showing a check issued by NES, LLC through Deutsche Bank Trust Company Americas to Otis Elevator Company for the amount of $30,270.95. The check is dated November 1, 2016, and includes transaction codes and account information.

key_locations:
New York, New York
St. Thomas
Newark, NJ

document_subtype: check

key_organizations:
NES, LLC
Deutsche Bank Trust Company Americas
Otis Elevator Company


document_description: This document is a Termination Agreement between Deutsche Bank AG and Southern Financial LLC, effective December 7, 2016. It terminates the Global Master Repurchase Agreement (GMRA) dated January 7, 2015, between the parties. The agreement confirms that there are no outstanding transactions, obligations, balances, liabilities, or assets under the GMRA as of the termination date. The parties waive any notice period prior to termination, and the agreement is governed by the laws of England. It can be executed and delivered via electronic mail or facsimile.

document_subtype: Termination Agreement

key_organizations:
Deutsche Bank AG
Southern Financial LLC


document_description: This document is an amendment agreement executed by Southern Financial LLC and Deutsche Bank AG. It includes signatures from Jeffrey Epstein, Mary Breslin, and Steven Kessler.

key_people:
Jeffrey Epstein
Mary Breslin
Steven Kessler

document_subtype: Amendment Agreement

key_organizations:
Southern Financial LLC
Deutsche Bank AG


document_description: This document is a Termination Agreement between Deutsche Bank AG (Party A) and Southern Trust Company, Inc. (Party B) to terminate a Global Master Repurchase Agreement (GMRA) dated February 26, 2015. The agreement confirms that there are no outstanding transactions, obligations, balances, liabilities, or assets under the GMRA as of the termination date. It includes a waiver of notice period and states that the agreement is governed by the laws of England. The agreement can be executed via electronic mail or facsimile.

title: Termination Agreement between Deutsche Bank AG and Southern Trust Company, Inc.

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.


document_description: This document is an execution copy of an agreement termination between Southern Trust Company, Inc. and Deutsche Bank AG. It includes signatures from Jeffrey Epstein as President of Southern Trust Company, Inc., and Mary Breslin and Steven Kessler from Deutsche Bank AG.

title: Execution Copy of Agreement Termination

document_subtype: agreement

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank AG


document_description: This document is a Termination Agreement dated December 7, 2016, between Deutsche Bank AG and Southern Trust Company, Inc. It terminates the ISDA Master Agreement dated October 28, 2013, between the parties. The agreement confirms that no transactions, obligations, or payments are outstanding under the Master Agreement as of the termination date. It also includes a waiver of notice period and specifies that the agreement is governed by New York State law.


document_description: This document is an execution version of an Amendment Agreement between Southern Trust Company, Inc. and Deutsche Bank AC, signed by Jeffrey Epstein as President of Southern Trust Company, Inc. and Eduardo Waite and Sebastian Margilese as Vice Presidents of Deutsche Bank AC.

title: Amendment Agreement Execution

key_people:
Jeffrey Epstein
Eduardo Waite
Sebastian Margilese

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank AC


document_description: This document is an Amendment Agreement executed by Southern Financial, LLC and Deutsche Bank AG. It includes signatures from Jeffrey Epstein, Eduardo Waite, and Sebastian Marcilese, indicating their roles and titles within the respective organizations.

key_people:
Jeffrey Epstein
Eduardo Waite
Sebastian Marcilese

key_organizations:
Southern Financial, LLC
Deutsche Bank AG


document_description: A check issued by NES, LLC to Herbert Rose for the amount of $9,254.38, with reference to Invoice #54984. The check is drawn on Deutsche Bank Trust Company Americas.

key_organizations:
NES, LLC
Deutsche Bank Trust Company Americas

reference_numbers:
Invoice #54984
Check #1253


document_description: Andrew Gallivan outlines a plan for identifying top clients/prospects for growth potential in 2017, coordinating with ISG/DPM partners, and utilizing DBForce for planning sessions and tracking opportunities.

document_subtype: memo


document_description: A confidential letter from Andrew Gallivan, Managing Director at Deutsche Bank Trust Company Americas, related to the Jeffrey Epstein case.

document_subtype: letter


document_description: Internal memo discussing funding of Epstein/Southern Financial DBNY accounts with $50 million and additional funds from Third Lake/Wanek. Acknowledges contributions from team members in opening new accounts.

key_people:
Stewart Oldfield
Charlie
Artie
Cynthia

document_subtype: internal memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Third Lake
Wanek


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and intended recipient of the information. It also includes a link for additional EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of October 11, 2017. It includes account names, categories, and balances.

title: Daily Deposit Report 20171012

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Shari Wagner
Kati Wanek-Forsythe

document_subtype: financial report

key_organizations:
Neptune, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is a self-certification form from Deutsche Bank Wealth Management for entities to provide tax-related information. It is intended for entities, not individuals, and is used to comply with international regulatory requirements. The form includes sections for entity account holder information and tax residency details.

title: Deutsche Bank Wealth Management Entity Self-Certification Form

document_subtype: Entity Self-Certification Form

key_organizations: Deutsche Bank Wealth Management Americas


document_description: A self-certification form signed by Darren Indyke, acting as Secretary, for an account with Deutsche Bank. The form includes declarations regarding tax residency and obligations, and authorizes Deutsche Bank to share information with tax authorities.

document_subtype: Self-Certification


document_description: This document is an appendix to the Entity Self-Certification Form, listing Controlling Persons of an entity with tax residence outside the United States. It includes details such as names, birth dates, tax residence countries, roles, and whether they are non-US Beneficiaries or Beneficial Owners.

title: Entity Self-Certification Form - Appendix 1: Controlling Persons

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn

key_locations:
US Virgin Islands
US


document_description: This document is a self-certification form for non-US beneficiaries or beneficial owners of accounts with Deutsche Bank Wealth Management. It requires the entity account holder to provide tax residency information for compliance with regulatory requirements.

title: Non-US Beneficiary/Non-US Beneficial Owner Self-Certification Form


document_description: A declaration and signature form for non-US beneficiaries or beneficial owners, certifying tax residency and compliance with tax laws, signed by Jeffrey Epstein.

document_subtype: Declaration and Signature