document_description: The document outlines the terms and conditions for investors in Glendower Capital Secondary Opportunities IV, LP, an English private fund limited partnership. It specifies that investors will not have direct interest or voting rights in the Underlying Fund and waives any recourse against the Underlying Fund Manager. It also details the fees and expenses applicable to investors and includes representations for 'Plan Investors' under ERISA and the Internal Revenue Code.


source: doj

document_description: This document outlines the terms and conditions of an investment management agreement between an investor and Dimension Capital Management. It includes details about the investor's fiduciary responsibilities, consent to fees and conflicts of interest, and compliance with legal and regulatory requirements. The document also specifies the qualifications of the investor fiduciary and the non-affiliation with entities receiving compensation from the partnership.

document_type: legal

document_subtype: Investment Agreement

key_organizations:
Dimension Capital Management
iCapital


document_description: This document outlines the fiduciary responsibilities and conditions under which an Investor Fiduciary can make a proposed purchase of an Interest in a partnership. It specifies the qualifications and independence required of the Investor Fiduciary, the permissibility of the purchase under ERISA and the Code, and the conditions under which the transaction is not considered prohibited. It also addresses the interaction between the Investor and the partnership entities.

document_subtype: investment agreement


document_description: This document outlines the terms and conditions for investors acquiring interests in Dimension Capital Management. It includes representations and covenants related to individual retirement accounts, insurance company general accounts, and non-U.S. employee benefit plans. The document specifies conditions under ERISA and the Code, and requires investors to notify the General Partner of any changes in the status of plan assets.


document_description: This document outlines the terms and conditions for the sale and purchase of interests in a partnership managed by Dimension Capital Management. It includes details on capital contributions, agreements with other limited partners, and representations and warranties of the partnership and the general partner.

key_people:
General Partner
Investor

document_subtype: Partnership Agreement

key_organizations:
Dimension Capital Management
U.S. Securities and Exchange Commission


document_description: This document is a legal agreement related to the subscription of an interest in a partnership managed by Glendower Access Secondary Opportunities IV GP LLC and iCapital Advisors, LLC. It includes clauses on the Investment Company Act status, power of attorney, expenses, amendments, and the reduction or rejection of subscription. The document outlines the roles and powers of the General Partner and Investment Manager, and the conditions under which the subscription may be accepted or rejected.

document_subtype: Subscription Agreement


document_description: This document is an investment agreement between an Investor and a Partnership, detailing the terms and conditions under which the Investor agrees to purchase an Interest in the Partnership. It includes representations and warranties by the Investor, requirements for additional information, and indemnity clauses protecting the Partnership and its affiliates.

key_organizations:
Dimension Capital Management
Partnership
General Partner
Investment Manager


document_description: The document outlines the responsibilities and agreements of an investor in a partnership, including tax withholding forms, compliance with FATCA and CRS, and consent to receive electronic Schedule K-1 forms. It specifies the investor's obligations to provide necessary tax information and the consequences of failing to do so.


document_description: This document outlines the terms and conditions of a partnership agreement between an investor and Dimension Capital Management. It includes details on how an investor can withdraw consent, update contact information, and access Schedule K-1 electronically. The agreement is governed by the laws of the State of Delaware and any legal proceedings will be under the jurisdiction of the State of New York.

key_locations: 60 East 42nd Street, 26th Floor, New York, NY, 10165

key_organizations:
Dimension Capital Management
iCapital Network


document_description: This document is a fee acknowledgement form related to an investment in Dimension Capital Management. It includes sections for acknowledging receipt of a supplement to the Private Placement Memorandum, an upfront placement fee, and an investor signature page for execution of the agreement. The document is proprietary and confidential.

title: Fee Acknowledgement and Investor Signature Page

document_type: financial

document_subtype: Fee Acknowledgement


document_description: A confidential financial document related to Dimension Capital Management, marked as proprietary and confidential, with references to federal rules and specific identifiers.

document_subtype: financial record


document_description: This document is an investment form from Dimension Capital Management, requiring prospective investors to complete information based on their status as either an individual or an entity. It includes sections for U.S. person status, personal or entity details, and contact information.

document_subtype: investment form


document_description: A document from Dimension Capital Management with empty fields for employment status, tax year end, employer, and occupation. It mentions a FOIA Partner section and is marked as proprietary and confidential.

document_type: other


document_description: The document is a signature page for the General Partner of Dimension Capital Management, accepting a subscription for interest in the partnership. The net amount of interest is unspecified.

document_subtype: General Partner Signature Page

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: Wire instructions for initial capital contribution and distributions for an investment in Dimension Capital Management. The document outlines the process for providing wire instructions for both initial contributions and distributions, and requests information on the source of funds.

document_subtype: wire instructions


document_description: A form for investors to provide contact information for their financial advisor and additional individuals to receive correspondence related to their investment in the Partnership.

document_type: correspondence

document_subtype: investment communication


document_description: This document is an investment questionnaire from Dimension Capital Management, asking investors about their compliance with Section 4975 of the United States Internal Revenue Code and ERISA regulations. It inquires whether the investor is using retirement plan assets and if they are subject to any laws that could affect the partnership's asset treatment.

document_subtype: investment questionnaire


document_description: The document outlines criteria for an employee benefit plan to qualify as an accredited investor under the Employee Retirement Income Security Act of 1974. It specifies conditions such as having total assets in excess of $5,000,000 or being managed by a plan fiduciary.

document_subtype: investment document


document_description: This document outlines the criteria under which an investor entity qualifies as a 'qualified purchaser' under the Investment Company Act. It includes specific conditions for companies, partnerships, trusts, and qualified institutional buyers to meet the definition of a qualified purchaser.

title: Exhibit D - Investment Company Act Representations for Entities

document_subtype: Investment Company Act Representations


document_description: This document is a questionnaire for investors in Dimension Capital Management, assessing their status as qualified purchasers and their compliance with the Investment Company Act.


document_description: This document is an investment questionnaire for Dimension Capital Management, asking about the investor's commitment of assets, ultimate beneficiaries, and whether the investor or beneficiaries are publicly traded or regulated entities.


document_description: The document is an investment agreement related to Dimension Capital Management, outlining conditions for Plan Investors, particularly those organized outside the United States. It includes representations and warranties required from investors who answer 'Yes' to specific questions, ensuring independent fiduciary decision-making and compliance with governing laws.


document_description: This document is a privacy notice provided by Institutional Capital Network, Inc. and its affiliates, iCapital Advisors, LLC and iCapital Securities, LLC, in compliance with Regulation P. It outlines the types of nonpublic personal information collected from investors and the circumstances under which this information may be disclosed to third parties. The notice emphasizes the confidentiality obligations and the limited sharing of information with affiliates, service providers, and consultants. It also describes the sources of information collected and the security measures in place to protect this information.

title: Notice Regarding Privacy of Financial Information

document_subtype: notice

key_organizations:
Institutional Capital Network, Inc.
iCapital Advisors, LLC
iCapital Securities, LLC
Consumer Financial Protection Bureau


document_description: This document outlines the terms and conditions for the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P., including investment strategy, structure, fees, and reporting requirements. The Access Fund will invest substantially all of its investable assets into the Underlying Fund, Glendower Capital Secondary Opportunities Fund IV, L.P. The document details the minimum commitment, fund term, capital calls, management fees, and carried interest for both the Access Fund and the Underlying Fund.

title: Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. Terms

key_people: Glendower Access Secondary Opportunities IV GP LLC

key_locations: Delaware English

document_subtype: Investment Fund Document


document_description: The document is an informational presentation about the Glendower Access Secondary Opportunities IV (U.S.), L.P. and the associated Underlying Fund. It outlines the fees, expenses, and performance compensation associated with investing in the Access Fund, as well as the risks and conditions of such investments. The presentation emphasizes that it is not an offer or solicitation for investment and highlights the importance of consulting the Private Placement Memorandum for detailed information.

document_subtype: investment presentation

key_organizations:
Glendower Capital
iCapital Advisors
DBSI
DBSL


document_description: The document discusses the risks and considerations associated with investing in the Access Fund, which is linked to the Underlying Fund. It highlights the potential for lower returns due to additional fees, the speculative nature of alternative investments, and the lack of direct interest or voting rights in the Underlying Fund for investors in the Access Fund.

title: GUDUS168 Dimension Capital Management - GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.). L.P. 3


document_description: The document is an offering for the Glendower Capital Secondary Opportunities Fund IV, LP, a private equity secondary fund. It outlines the fund's strategy, performance metrics, and key terms. The fund aims to raise US$1.75 billion and has a strong track record with a mature program at 1.7x TVPI and >20% Net IRR. The document includes performance comparisons with Cambridge Associates' secondary funds and details on fund structure, investment period, and team commitment.

title: Glendower Capital Secondary Opportunities Fund IV, LP Offering

key_people:
Cario Pirzio-Biroli
Charles Smith
Joshua C. Glaser

key_locations:
London
New York

document_subtype: Investment Offering

key_organizations:
Glendower Capital
Deutsche Asset Management


document_description: The document outlines the investment strategy of Glendower Capital SOF IV, LP, focusing on Fund Secondaries, GP-led Secondaries, and Single Asset Deals, primarily in the US and Europe. It describes the opportunistic barbell approach to portfolio construction, emphasizing discounted fund secondaries during market corrections and less competitive GP-led secondaries during normalized conditions. The document also highlights the team's experience and the firm's focus on efficient portfolio construction.

title: Glendower Capital SOF IV, LP Investment Strategy

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

document_subtype: investment strategy document

key_organizations:
Glendower Capital
Deutsche Bank
Pomona
Lehman Brothers
Chatterjee/Soros
Cowen
ABN Amro
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Gallo & Co.


document_description: The document provides detailed information about Glendower Capital Secondary Opportunities Fund IV, LP, including its formation, performance, and investment strategies. It includes endnotes explaining various aspects of the fund's performance, investment strategies, and key definitions related to the fund's operations.

title: GLGUS15193 Dimension Capital Management

key_people:
Glendower Capital LLP
Mirabella Advisers LLP

key_locations:
United Kingdom
North America
Europe
Asia

document_subtype: investment fund document

key_organizations:
Glendower Capital
Cambridge Associates


document_description: This confidential presentation by Glendower Capital, LLP provides summary information about existing and future funds managed by Glendower, specifically the Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for sophisticated recipients for evaluation purposes and is not an offer to sell or a solicitation to buy any securities. The presentation includes disclaimers about the accuracy of information, potential risks, and the need for recipients to consult their own advisors. It also addresses potential conflicts of interest with Credit Suisse Asset Management Limited, the Fund's placement agent.

key_people:
Glendower Capital, LLP
Mirabella Advisers LLP
Credit Suisse Asset Management Limited

document_subtype: confidential presentation

key_organizations:
Glendower Capital
Mirabella Advisers LLP
Credit Suisse Asset Management Limited


document_description: The document is a confidential presentation by Glendower Capital SOF IV, L.P., discussing forward-looking statements, investment performance, and track record. It includes disclaimers about the reliability of information, legal restrictions, and the nature of investment risks. The presentation also details the history and performance of the Glendower SOF Team, including their spin-off from Deutsche Bank.

title: Glendower Capital SOF IV, L.P. Presentation

key_people:
Carlo Pirzio-Birolli
Charles Smith
Chi Cheung
Francesco Rigamonti
Adam Graey

document_subtype: presentation

key_organizations: Deutsche Alternative Asset Management (Global) Limited


document_description: This document contains legal disclaimers and restrictions for the distribution of a presentation related to Glendower Capital S0F IV, LP. It outlines the legal requirements and limitations for recipients in various countries including the EEA, UK, Australia, Bahrain, Brazil, Brunei, Canada, Chile, and China. The document specifies that the presentation is not a prospectus and provides guidance on the lawful distribution and offering of interests in the fund.

key_locations:
European Economic Area
United Kingdom
Australia
Bahrain
Brazil
Brunei
Canada
Chile
China

document_subtype: legal disclaimer

key_organizations:
Glendower Capital
Diasension Capital Management
Credit Suisse Group
Central Bank of Bahrain
Brazilian Securities Commission
Autoriti Monetari Brunel Darussalam
Registrar of Companies
Superintendencia de Valores y Seguros
SVS


document_description: This document contains legal disclaimers for the distribution of marketing material related to Glendower Capital SOF IV, L.P. in various jurisdictions including Colombia, France, Guernsey, Haiti, Hong Kong, Israel, and Japan. It outlines the legal restrictions and requirements for offering financial products in these regions.

title: Legal Disclaimers for Various Jurisdictions

document_date: unknown

key_locations:
Colombia
France
Guernsey
Haiti
Hong Kong
Israel
Japan

key_organizations: Securities and Futures Commission of Hong Kong

key_organizations: Credit Suisse Securities (Japan) Limited

key_organizations: Type II Financial Instruments Firms Association


document_description: This document contains legal disclaimers for the distribution of a financial presentation by Glendower Capital SOF IV, L.P. in various jurisdictions including Malaysia, Mexico, Monaco, New Zealand, Oman, Qatar, Saudi Arabia, Singapore, South Korea, and Switzerland. It outlines the legal restrictions and requirements for offering securities or financial products in these regions.

title: Confidential Legal Disclaimers for Various Jurisdictions

key_locations:
Malaysia
Mexico
Monaco
New Zealand
Sultanate of Oman
Qatar
Saudi Arabia
Singapore
South Korea
Switzerland

document_subtype: Legal Disclaimer

key_organizations:
Glendower Capital SOF IV, L.P.
GLOBUS163 Dimension Capital Management
Credit Suisse
Hugo Fund Services SA
Banque Cantonale de Genève


document_description: This document is a confidential financial presentation for Glendower Capital SOF IV, L.P., containing legal disclaimers for investors in St. Kitts and Nevis, UAE/Abu Dhabi/Dubai, and the United States. It outlines the non-registration of the fund with regulatory authorities and the associated risks of investment.

title: Confidential Financial Document for Glendower Capital SOF IV, L.P.

key_locations:
St. Kitts and Nevis
UAE
Abu Dhabi
Dubai
United States

document_subtype: Confidential Financial Document

key_organizations:
Glendower Capital SOF IV, L.P.
GLOBUS193 Dimension Capital Management


document_description: This document is a supplemental disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas, acting as a solicitation agent for a fund. It outlines the nature of the information provided, the risks involved in transactions, and the lack of guarantees on securities. It also clarifies that Deutsche Bank does not provide accounting, tax, or legal advice and authorizes the recipient to disclose the structure and tax aspects of the potential transaction.

title: Supplemental Disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas

document_subtype: disclosure

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document is a confidential investment overview for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview

document_date: April 2018

document_subtype: Investment Overview


document_description: This document is a presentation for informational and discussion purposes regarding investments in Glendower Capital Secondary Opportunities Fund IV, LP and Glendower Access Secondary Opportunities IV (U.S.), L.P. It is not legal, tax, or investment advice, nor an offer to buy or sell interests in the funds. The presentation emphasizes the high risk and potential for capital loss associated with these investments, and highlights the importance of reviewing the Offering Memorandum for detailed information and risk factors. It also notes that past performance is not indicative of future results and that actual returns may be lower due to fees and expenses.

key_organizations:
Glendower Capital
Dimension Capital Management
iCapital Network


document_description: The document provides important information about the Access Fund managed by Dimension Capital Management. It highlights that historical returns do not include fees and expenses, and benchmarks are for illustrative purposes only. The document warns about the speculative nature and high risks of alternative investments, including potential loss, lack of liquidity, and high fees. It clarifies that purchasers of interests in the Access Fund will not have direct interests or rights in the Underlying Fund. The document also mentions that iCapital Advisors, LLC is registered with the SEC.

document_subtype: investment information

key_organizations:
Dimension Capital Management
iCapital Advisors, LLC
Institutional Capital Network, Inc.
iCapital Network


document_description: This document outlines the risks associated with investing in private equity funds, including limited regulatory oversight, portfolio concentration, strategy risk, use of leverage, valuation issues, performance uncertainty, limited liquidity, tax risks, fees and expenses, and reliance on fund managers. It emphasizes the importance of due diligence in selecting private equity fund managers.

document_subtype: disclosure document

key_organizations:
Dimension Capital Management
Securities and Exchange Commission
iCapital Network


document_description: This document provides a summary of key terms for the Glendower Access Secondary Opportunities IV (U.S.), LP, including details on fund structure, strategy, minimum commitment, target size, fund term, capital calls, investment period, legal counsel, reporting, fees, and carried interest.

title: Summary of Key Terms for Glendower Access Secondary Opportunities IV (U.S.), LP

key_people: Glendower Access Secondary Opportunities IV GP, LLC

document_type: tabular

document_subtype: financial summary

key_organizations:
Glendower Capital
iCapital Advisors, LLC
Debevoise & Plimpton LLP
Cleary Gottlieb Steen & Hamilton LLP


document_description: This document outlines the key terms for investors in the Access Fund, including fees, expenses, and performance compensation. It highlights the differences in returns for investors in the Access Fund versus direct investors in the Underlying Fund. It also details the management fee distribution between iCapital Advisors and DBSI, and the option for investors with subscriptions of $5 million or more to invest directly in the Underlying Fund.

title: Summary of Key Terms for GLDUS183 Dimension Capital Management

key_people:
General Partner
Advisory Committee

document_subtype: Investment Fund Summary

key_organizations:
Dimension Capital Management
DBSI
iCapital Advisors
Glendower Capital LLP


document_description: This document pertains to the Glendower Capital Secondary Opportunities Fund IV, LP for the second quarter of 2018, intended for accredited investors and qualified purchasers only. It is marked as strictly confidential.

title: Glendower Capital Secondary Opportunities Fund IV, LP - 2nd Quarter 2018

key_organizations:
Glendower Capital
Dimension Capital Management


document_description: This confidential presentation by Glendower Capital provides summary information about existing and future funds managed or advised by Glendower, specifically the Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for a limited number of sophisticated recipients for evaluation purposes and is not an offer or solicitation for investment. The presentation emphasizes confidentiality and advises recipients to consult their own legal, business, and tax advisors.

title: Glendower Capital Secondary Opportunities Fund IV, LP Presentation


document_description: The document provides an overview of secondary private equity investments, explaining the difference between primary and secondary private equity investments. It describes secondary private equity as investments into existing PE-backed companies, typically through the purchase of fund interests. The document also outlines the development of the secondary private equity market as a liquidity tool and its expansion to include various transactions and solutions.

document_subtype: informational memo


document_description: The document discusses the benefits of secondary private equity investing, highlighting the attractiveness of secondary opportunities. It outlines the advantages such as earlier cash flows, pricing flexibility, mitigation of blind pool risk, mitigation of J-Curve, and complementing portfolio construction. The document includes a hypothetical graph illustrating the timing of secondary transactions and cumulative cash flows.

title: Benefits of Secondary Private Equity Investing

document_subtype: financial analysis


document_description: The slide provides an analysis of the secondary private equity market, highlighting strong market conditions with a deal volume of US$58 billion in 2017. It discusses stable pricing, the growth of GP-led deals, and the steady supply of tail-end funds. The slide is part of a presentation by Glendower Capital.

title: Why invest in secondary private equity today?

document_subtype: presentation slide


document_description: This document appears to be a confidential report or presentation related to Glendower Capital, specifically focusing on investment strategies and updates on various funds. It includes sections on the Glendower Investment Strategy, Secondary Market Update, and updates on SOF III and IV, as well as key terms for the Glendower Capital Secondary Opportunities Fund IV.

title: GLDUS183 Dimension Capital Management


document_description: Glendower Capital is launching the Secondary Opportunities Fund IV (SOF IV) to continue its successful value-investing strategy. The fund seeks $1.75 billion in commitments, with a first close of $1.3 billion expected in May 2018. The fund focuses on secondary private equity investments globally, primarily in the US and Europe, across various transaction types including fund secondaries, GP-led transactions, and single asset deals.

title: Glendower Capital Secondary Opportunities Fund IV Overview

key_locations:
United States
Europe

document_subtype: Investment Fund Overview

key_organizations:
Glendower Capital
Deutsche Asset Management


document_description: Glendower Capital is an independent partnership that spun off from Deutsche Bank in 2017. The senior team has worked together for 15 years, managing US$3 billion in client assets with offices in London and New York. The team has extensive experience in the secondary market, having invested in over 350 fund interests across 90 deals. Key events include the establishment of the SOF business and multiple fundraisings.

title: Glendower Capital Overview

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev

document_subtype: company overview

key_organizations:
Glendower Capital
Deutsche Bank


document_description: This document provides an overview of the core members of the Glendower Capital team, highlighting their roles, years of experience, and educational backgrounds. It includes information about managing partners, partners, managing directors, senior advisors, principals, vice presidents, associates, and executive assistants across London and New York offices.

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti
Rikesh Mohandoss
Devrup Banerjee
Aldrich Chan
Philippe Ferneini
Victoria Loidl
Elena Smirnova
Jonathan Roome
Doug O'Connell
Rafael Enriquez
Sheldon Lee
Helena Turley
Louise Schoeman
Katherine Weaver
Maxine Turner
Maria Gianoli-Franklin

document_subtype: team overview

key_organizations:
Glendower Capital
Deutsche Bank
CDB Web Tech
General Electric
The Boston Consulting Group
Bankers Trust
Coopers & Lybrand
Pomona
Lehman Brothers
Chatterjee/Soros
Cowen
ABN Amro
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Gallo & Co.


document_description: The document provides a detailed performance report of various SOF funds managed by Dimension Capital Management as of September 30, 2017. It includes information on fund size, transactions, gross and net multiples, IRR, and net distributed values. The report also notes that performance figures are unaudited and past performance is not indicative of future results.

title: SOF Funds Performance as of September 30, 2017

document_subtype: financial report

key_organizations:
Dimension Capital Management
Glendower Capital


document_description: The document compares the performance of SOF Funds against Cambridge Associates' secondary funds, focusing on net IRR and net multiples to limited partners. It includes a table of Index DPI and RVPI from 2004 to 2014, and SOF funds DPI and RVPI for 2010 and 2011. The document also discusses quartile rankings and the methodology for calculating performance metrics.

title: SOF Funds vs Cambridge Associates' Secondary Funds Performance

document_subtype: financial performance report

key_organizations:
Dimension Capital Management
Cambridge Associates
Glendower Capital


document_description: The document provides a performance report for Dimension Capital Management's SOF Funds, comparing their returns to the Cambridge Associates buyout top-quartile benchmark. It includes metrics such as TVPI, DPI, and Net IRR for various vintage years, highlighting the funds' buyout-like returns with a secondary risk profile.

title: GLDUS183 Dimension Capital Management Performance Report

key_organizations:
Dimension Capital Management
Cambridge Associates
Glendower


document_description: The document provides a performance comparison of the SOF Program against major public market indices as of September 30, 2017. It includes performance data for various SOF funds and compares them to indices like MSCI World, Russell 2000, and Thomson Reuters Private Equity Buyout Index.

title: SOF Program Performance Comparison


document_description: The document provides a performance overview of SOF, SOF II, and SOF III funds managed by Dimension Capital Management. It includes metrics such as Net Contributed Capital, Net IRR, DPI, and TVPI over various quarters from inception. The performance figures are based on unaudited results as of September 30, 2017.

title: SOF Funds Performance Overview


document_description: This document contains information about Glendower Capital's investment strategies, updates on secondary markets, and key terms for the Secondary Opportunities Fund IV. It is marked as strictly confidential and is related to Dimension Capital Management.

title: GLDUS183 Dimension Capital Management


document_description: The document provides a market segmentation analysis by Glendower Capital, focusing on secondary funds raised or in fundraising from 1996-2018. It categorizes funds by strategy (L, M, S) and fund size, highlighting Glendower Capital's positioning as a mid-sized value investor.

title: Glendower Capital Market Segmentation Analysis

document_subtype: market analysis

key_organizations:
Glendower Capital
SOF
SOF D
SOF II
SOF III
SOF IV


document_description: The document outlines Glendower's distinctive investment strategy, focusing on disciplined bottom-up underwriting of attractive assets managed by quality managers. It highlights four key investment strategies: sourcing less competitive deals globally, pursuing a selective true value approach, buying a margin of safety, and focusing on efficient portfolio construction. The document emphasizes risk mitigation and portfolio diversification.

title: Glendower Investment Strategy Overview

document_subtype: investment strategy document

key_organizations:
Glendower
Dimension Capital Management


document_description: The document outlines Dimension Capital Management's disciplined barbell approach to market cycles, focusing on different types of secondary deals: Fund Secondaries, GP-led Secondaries, and Single Asset Deals. It provides a detailed description of each deal type, expected returns, and market conditions. The document also includes a table comparing deal sizes, expected allocations, and gross returns for different market conditions.


document_description: The document discusses GP-led transactions and their evolution over the years, highlighting the advantages of such transactions over traditional LP interest acquisitions. It emphasizes the proactive role of quality managers in providing liquidity options and the benefits of in-depth due diligence and bespoke fund design. Glendower Capital's track record and performance metrics are also mentioned.

document_subtype: investment analysis


document_description: The document outlines the sourcing and deal selection process of Dimension Capital Management, highlighting their extensive industry network, proactive approach, and significant experience in buy and sell side transactions. It includes details on their investment strategy, transaction history, and proprietary information from Glendower Capital as of March 15, 2018.

title: GLDUS183 Dimension Capital Management

document_subtype: investment summary

key_organizations:
Dimension Capital Management
Glendower Capital
DB Wealth Management
Raymond James
Alex Brown


document_description: The document provides illustrative case studies of fund secondaries transactions managed by Dimension Capital Management. It includes details on various projects/funds, deal sizes, discounts, regions, sellers, and descriptions of the transactions.

title: GLDUS183 Dimension Capital Management Fund Secondaries transactions

document_subtype: financial transactions


document_description: The document provides illustrative case studies of GP-led transactions and single asset deals managed by Dimension Capital Management. It includes details on various projects/funds, deal sizes, regions, sellers, and descriptions of the transactions.

document_subtype: case studies


document_description: This document contains an introduction, Glendower investment strategy, secondary market update, updates on SOF III and IV, key terms for Glendower Capital Secondary Opportunities Fund IV, and an appendix.

title: GLDUS183 Dimension Capital Management


document_description: The document provides an analysis of secondary market volumes from 2006 to 2018, highlighting that the market is evolving with GP-led transactions now representing 25% of the volume. The forecast for 2018 is over US$60 billion.

title: Secondary Market Volume Analysis

key_organizations:
Dimension Capital Management
Glendower Capital
Greenhill GP Solutions
Dow Jones Private Equity Analyst


document_description: The document provides data on the growth of the global private equity (PE) market, highlighting the increase in total PE assets to US$2.8 trillion and the annual secondary market volumes as a percentage of total PE assets from 2007 to 2017. It includes two tables: one showing unrealized portfolio value, dry powder, and total PE assets from 2007 to 2017, and another showing annual secondary volumes as a percentage of total PE assets for the same period.


document_description: The document provides an analysis of secondary market pricing for private equity fund interests, highlighting stable pricing trends from 2011 to 2017, following a bubble period in 2006-2007 and a crisis period in 2008-2010. It includes a table showing secondary market volume and pricing as a percentage of NAV from 2005 to 2017.

title: Secondary Market Pricing Analysis

key_organizations:
Dimension Capital Management
Glendower Capital
Greenhill
Cogent Partners
Dow Jones Private Equity Analyst


document_description: The document provides an analysis of the secondary market capitalization, highlighting a balanced capital supply with a focus on dry powder and annual deal volume. It includes estimates from Glendower Capital and references to secondary pricing trends and analysis reports.

title: Glendower Capital Secondary Market Analysis

key_organizations:
Glendower Capital
Greenhill
Bain & Company


document_description: The document provides an analysis of significant unrealized value in tail-end funds, highlighting a diverse seller composition and unrealized private equity value of US$600bn in pre-crisis vintages. It includes tables detailing unrealized PE value by year and seller composition breakdown.

title: GLDUS183 Dimension Capital Management

key_organizations:
Dimension Capital Management
Glendower Capital
Preqin
Greenhill


document_description: The document provides an analysis of GP-led transactions in the secondary market, highlighting their growth as a source of supply. It includes a table showing the annual volume and percentage of GP-led secondaries from 2006 to 2017.

title: GP-led Transactions in Secondary Market

key_organizations:
Dimension Capital Management
Glendower Capital
Greenhill
Dow Jones Private Equity Analyst


document_description: This document contains an introduction and updates on Glendower Investment Strategy, Secondary Market, SOF III and IV, and key terms for Glendower Capital Secondary Opportunities Fund IV. It is marked as strictly confidential and is related to legal proceedings under Fed. R. Crim. P. 6(e).

title: GLDUS183 Dimension Capital Management


document_description: The document provides an overview of the SOF Ill Portfolio as of September 30, 2017, including gross invested capital breakdown, sector composition, and investment strategy. It details the fund size, capital called, distributions, remaining NAV, and total net return. The sector composition and investment strategy are broken down by region, asset type, vintage year, and sector.

title: SOF Ill Portfolio - Highlights


document_description: The document lists 28 General Partners (GPs) representing approximately 90% of SOF III's current exposure based on Fair Market Value as of September 30. It includes various investment firms and capital management entities.

title: SOF III Portfolio Sponsor Exposure

document_date: September 30

key_organizations:
Dimension Capital Management
Gilde
KKR
NAVIS
HIGHSTAR CAPITAL
CENTRE
Bridgepoint
NEUBERGER BERMAN
TDR Capital
LANE
LONG POINT CAPITAL
GMT
COLONY
NORTHSTAR
DUKE STREET
ASTRA
Quadrangle
Morgan Stanley
STAGE
ARCO REAL ESTATE
CANTAL
TURKVEN
UNLU & Co
SMITHFIELD
TCV
Zurmont Madison
octopus ventures
AUGENS
Amadeus Capital Partners
Palamon Capital Partners
Glendower Capital


document_description: A table detailing the near-term investment pipeline for SOF IV as of March 31, 2018, including project codes, deal types, regions, stages, sourcing methods, deal sizes, and SOF IV investments.

title: SOF IV - Near term pipeline

key_locations:
North America
EMEA
Global
APAC

document_subtype: Investment Pipeline


document_description: This document outlines the investment details for SOF IV - Project Sunrise, led by Dimension Capital Management. It is a GP-led secondary deal expected to close in April 2018, involving alternative funds. The investment focuses on mid-market buyouts in the US consumer industry, with a portfolio of five companies including dining and fitness brands. The investment rationale highlights Glendower's ability to deliver bespoke solutions and perform extensive diligence, with a conservative capital structure and strong free cash flow.

title: SOF IV - Project Sunrise


document_description: This document outlines an exclusive GP-led secondary deal for Project Klein, expected to close in June 2018. It involves a mid-market buyout strategy in Europe/UK, focusing on business and healthcare services. The investment includes four companies, with key assets in the UK and Italy. Glendower Capital is managing the transaction, leveraging its expertise in complex deals and long-standing relationships.

title: SOF IV — Project Klein

key_locations: Europe UK Italy


document_description: The document is a confidential report from Glendower Capital, detailing their investment strategy, updates on the secondary market, and key terms for their Secondary Opportunities Fund IV. It includes an appendix with additional information.

title: GLDUS183 Dimension Capital Management


document_description: Key terms for Glendower Capital Secondary Opportunities Fund IV, LP, including target size, structure, investment period, term, minimum commitment, team commitment, general partner share, carried interest, hurdle rate, and clawback provisions.

title: SOF IV - Master Fund Key Terms

document_subtype: Investment Fund Terms


document_description: The document is a scorecard for SOF IV by Dimension Capital Management, evaluating alignment of interest, governance, and transparency based on ILPA 2 principles.

title: SOF IV - ILPA 2 Scorecard

document_subtype: scorecard

key_organizations: Institutional Limited Partner Association


document_description: This document appears to be a confidential report or presentation related to Glendower Capital, covering topics such as investment strategy, secondary market updates, and key terms for a specific fund. It is marked as confidential under federal rules.

title: GLDUS183 Dimension Capital Management


document_description: Team bios for Glendower Capital, detailing the professional backgrounds and qualifications of key team members Carlo Pir210-Biroli, Charles Smith, Adam Graev, and Chi Cheung. The document highlights their previous roles at Deutsche Bank and other organizations, as well as their educational backgrounds.

key_people:
Carlo Pir210-Biroli
Charles Smith
Adam Graev
Chi Cheung

document_subtype: team bios

key_organizations:
Glendower Capital
Deutsche Bank
General Electric
The Boston Consulting Group
Pomona Capital
Lehman Brothers
Chatterjee Group
Soros Fund Management
Cowen & Co


document_description: This document provides biographies of key team members at Dimension Capital Management, including their roles, previous experience, and educational background.

title: GLDUS183 Dimension Capital Management Team Bios

key_people:
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York
Milan
South Africa
Abu Dhabi
Italy
Spain

key_organizations:
Deutsche Bank
ABN Amro
KPMG
Paul Capital
Forum Capital
CIBC Oppenheimer
ADIA
UBS
Credit Suisse
Lafarge
Gallo & Co.
Glendower Capital


document_description: Team bios for Dimension Capital Management, featuring key personnel and their professional backgrounds.

key_people:
Rikesh Mohandoss
Devrup Banerjee
Aldrich Chan
Philippe Ferneini

key_locations:
New York
London

key_organizations: University of Chicago Booth School of Business


document_description: The document provides biographies of team members at Dimension Capital Management, including their roles, previous experience, and educational background.

key_people:
Victoria Loidl
Elena Smirnova
Jonathan Roome
Douglas O'Connell

key_organizations: Carnegie Mellon's Tepper School of Business


document_description: Team bios for Dimension Capital Management, featuring Rafael Enriquez-Hesles, Sheldon Lee, Katherine Weaver, and Louise Schoeman. The document provides educational and professional backgrounds for each team member, highlighting their roles and previous experiences.

key_people:
Rafael Enriquez-Hesles
Sheldon Lee
Katherine Weaver
Louise Schoeman

key_locations: Ecole Nationale Supérieure des Mines de Nancy

key_organizations:
Dimension Capital Management
Stifel
Citibank
Deutsche Bank
Brookfield Properties
Deloitte & Touche
London Air Ambulance
Grant Thornton


document_description: This document provides key information about the SOF III fund managed by Dimension Capital Management, including details about the fund size, investor base, and distribution by region and type.

title: SOF III — Investor base

key_organizations:
Dimension Capital Management
Deutsche Bank
Glendower Capital


document_description: This document provides a detailed summary of various investment transactions managed by Dimension Capital Management under SOF III as of September 30, 2017. It includes information on project names, sourcing, seller types, deal types, funds, companies involved, invested and funded capital, initial closing dates, gross multiples, and portfolio details.

title: Overall transaction summary as of September 30, 2017

document_subtype: transaction summary

key_organizations:
Dimension Capital Management
Glendower Capital


document_description: The document provides a breakdown of the gross invested capital for Dimension Capital Management's SOF II portfolio as of September 30, 2017. It includes details on investment strategy, asset geography, sector composition, and vintage year distribution. The fund size is US$614m with a total net return of US$779m, achieving a 1.53x return and 20% performance. The sector composition is diversified across various industries with a significant focus on Europe and North America.

title: SOF II — Portfolio construction

key_locations:
Europe
North America
Asia Pacific


document_description: This document provides an overview of the remaining portfolio construction by FMV as of September 30, 2017, for Dimension Capital Management. It includes details on fund size, invested capital, capital called, distributions, remaining NAV, total net return, asset geography, investment strategy, vintage year, and sector composition.

title: GLDUS183 Dimension Capital Management SOF Remaining Portfolio Construction

key_locations:
Europe
North America

document_subtype: financial overview


document_description: The document provides a detailed financial summary of various projects managed by Dimension Capital Management as of September 30, 2017. It includes information on project names, sourcing, seller types, deal types, funds, companies, invested and funded capital, initial closing dates, gross multiples, and portfolio details. The document also includes notes on the performance figures and conversion rates.

key_locations: US Europe Asia

document_subtype: financial summary


document_description: This confidential presentation by Glendower Capital provides summary information about existing and future funds managed by Glendower, including the Glendower Capital Secondary Opportunities Fund IV, LP. It is not an offer to sell or a solicitation to buy any security. The presentation outlines the risks, illiquidity, and potential conflicts of interest associated with the fund. It also discusses the role of Credit Suisse as the fund's placement agent and clarifies that Credit Suisse is not acting as a municipal advisor. The information is confidential and not independently verified.

document_subtype: presentation

key_organizations:
Glendower Capital LLP
Credit Suisse

reference_numbers: Section 976 of the Dodd-Frank Wall Street Reform and Consumer Protection Act


document_description: This document is an investment presentation from Glendower Capital, providing information about a fund managed by Dimension Capital Management. It includes disclaimers about past performance not being indicative of future results, the potential for differing economic conditions, and the lack of assurance on achieving investment objectives. The document also contains forward-looking statements based on current assumptions and highlights the risks and lack of liquidity associated with investing in the fund. It emphasizes that the presentation is not legal or investment advice and that participation in the fund may be restricted by law in certain jurisdictions.

document_subtype: investment presentation

key_organizations:
Dimension Capital Management
Credit Suisse


document_description: This document provides key definitions related to investment terms and fund structures used by Dimension Capital Management. It includes definitions for terms such as 'Single Asset Deal', 'Fund Secondary', 'GP-led Secondary', and various fund names like 'SOFF', 'SOF D', 'SOF II', and 'SOF III'. It also defines financial indices like the 'Russell 2000 Index', 'MSCI World Index', and 'Thomson Reuters Private Equity Buyout Index'.

title: GLDUS183 Dimension Capital Management - Key Definitions

key_organizations:
Dimension Capital Management
DB Secondary Opportunities Fund
FTSE Russell
London Stock Exchange Group
Thomson Reuters


document_description: The document provides important information on the track record of the Glendower SOF Team, which spun off from Deutsche Bank on August 1, 2017, to establish Glendower Capital LLP. It discusses the investment performance and track record of the SOF Funds, including the roles of key team members and the calculation of investment returns. The document also covers the valuation of unrealized investments and the targeted returns based on Glendower's views and assumptions.

title: Notes to Investment Performance

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Francesco Rigamonti
Adam Graev

document_subtype: investment performance notes

key_organizations: Deutsche Alternative Asset Management (Global) Limited


document_description: This document provides important information for recipients in certain jurisdictions regarding the distribution and offering of interests in a fund managed by Dimension Capital Management. It includes specific notices for residents of the European Economic Area, Australia, Bahrain, and Brazil, outlining legal and regulatory considerations for each region.

key_locations:
European Economic Area
Australia
Bahrain
Brazil

key_organizations:
Dimension Capital Management
Credit Suisse Group
Credit Suisse AG
Central Bank of Bahrain
Brazilian Securities Commission


document_description: This document is a presentation by Dimension Capital Management, providing important information for recipients in various jurisdictions including Brunei, Canada, Cayman Islands, Chile, China, Colombia, France, Guernsey, and Haiti. It outlines the legal and regulatory considerations for distributing the presentation and offering securities in these regions.

key_locations:
Brunei
Canada
Cayman Islands
Chile
China
Colombia
France
Guernsey
Haiti

key_organizations:
Dimension Capital Management
Autoriti Monetan Brunei Darussalam
Registrar of Companies
Superintendencia de Valores y Seguros
Guernsey Financial Services Commission
States of Guernsey Policy Council


document_description: This document provides important information for recipients in Hong Kong and Israel regarding investment interests and securities. It outlines the legal restrictions and conditions under which these investments can be offered or sold in these jurisdictions, emphasizing that the presentation is not approved by the respective securities authorities and is intended for sophisticated investors only. It also clarifies that the presentation does not constitute investment advice or an offer to sell securities unlawfully.

title: GLDUS183 Dimension Capital Management Important Information for Recipients in Certain Jurisdictions

key_locations:
Hong Kong
Israel

key_organizations:
Dimension Capital Management
Securities and Futures Ordinance
Israel Securities Authority
Tel-Aviv Stock Exchange
Glendower Capital


document_description: The document provides important information for recipients in various jurisdictions including Japan, Malaysia, Mexico, Monaco, New Zealand, and Oman regarding the offering and sale of securities. It outlines the legal restrictions and requirements for offering securities in these regions.

key_locations:
Japan
Malaysia
Mexico
Monaco
New Zealand
Sultanate of Oman

key_organizations: Credit Suisse Securities (Japan) Limited

key_organizations: Type II Financial Instruments Firms Association

key_organizations: National Banking and Securities Commission

key_organizations: Commission de Contrôle des Activités Financières

reference_numbers: Director-General of Nanto Local Finance Bureau (Kinsho) No 66


document_description: This document provides important information for recipients in various jurisdictions regarding the offering of interests in a fund by Dimension Capital Management. It outlines specific conditions and disclaimers for recipients in Qatar, Saudi Arabia, Singapore, South Korea, and Switzerland. The document emphasizes that it is not a public offer and highlights the need for independent investigation and due diligence by potential investors.

key_locations:
Qatar
Saudi Arabia
Singapore
South Korea
Switzerland
Geneva

document_subtype: promotional document

key_organizations:
Dimension Capital Management
Qatar Central Bank
Capital Market Authority
Monetary Authority of Singapore
Financial Services Commission
Credit Suisse
Hugo Fund Services SA
Banque Cantonale de Genève


document_description: This document is a presentation by Dimension Capital Management, providing important information for recipients in certain jurisdictions regarding investment in a fund. It outlines the legal and regulatory considerations for investors in St. Kitts and Nevis, UAE, and the United States, emphasizing the risks involved and the lack of registration with regulatory authorities.

key_locations:
St. Kitts and Nevis
UAE
United States

key_organizations: Financial Services Regulatory Commission

reference_numbers:
Section 4(2)
Regulation D


document_description: Supplemental disclosure by Deutsche Bank regarding securities associated with Dimension Capital Management. The document outlines the risks, lack of guarantees, and the non-deposit nature of the securities. It also clarifies that Deutsche Bank does not provide accounting, tax, or legal advice and authorizes disclosure of the transaction's structure and tax aspects.

document_subtype: disclosure

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank
Dimension Capital Management


document_description: A letter from Deutsche Bank requesting client consent to share personal information with iCapital Parties for fund investment purposes.

title: Letter of Authorization for Fund Investment

document_subtype: Letter of Authorization

key_organizations:
Deutsche Bank
iCapital Advisors, LLC
Dimension Capital Management


document_description: Authorization form for Deutsche Bank to provide information to iCapital Parties and manage fund investments for Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_subtype: Authorization Form


document_description: A document related to Dimension Capital Management with placeholders for placement fee, initial capital contribution amount, and Deutsche Bank account number. It is marked as confidential and subject to Federal Rule of Criminal Procedure 6(e).

document_subtype: financial record

key_organizations:
Dimension Capital Management
Deutsche Bank


document_description: This document is a supplement to the Confidential Private Placement Memorandum dated January 2018, related to the offering of limited partnership interests in Glendower Access Secondary Opportunities IV (U.S.), L.P. It is intended for investors referred by Deutsche Bank Securities Inc.

title: Supplement to the Confidential Private Placement Memorandum

document_subtype: Private Placement Memorandum Supplement


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., updating information regarding Deutsche Bank Securities Inc.'s role as Placement Agent and related compensation. It clarifies that the Access Fund will invest in Glendower Capital Secondary Opportunities Fund IV, LP, and outlines confidentiality and disclosure terms related to tax treatment and structure.


document_description: Amendment to the Memorandum under the heading 'Summary of Principal Terms of the Access Fund' detailing the Servicing Fee arrangement with Deutsche Bank Securities Inc. as a Placement Agent for the Access Fund. The Servicing Fee is structured based on the subscription amount of DB Introduced Persons and varies during and after the investment period of the Underlying Fund.

title: Chances to Summary of Principal Terms of the Access Fund

document_subtype: amendment

key_organizations:
Deutsche Bank Securities Inc.
Dimension Capital Management


document_description: The document outlines the placement fee structure for Deutsche Bank (DB) in relation to investments in the Access Fund and the Underlying Fund. It details the DB Placement Fee rates based on investment levels and the arrangement for direct investor placement fees. It also mentions risk factors and potential conflicts of interest for DB Introduced Persons.

document_subtype: Fee Schedule

key_organizations:
Deutsche Bank
Dimension Capital Management
Glendower GP
Glendower Capital LLC


document_description: The document outlines the fee structure and potential conflicts of interest related to Deutsche Bank's role as a Placement Agent for Access Funds. It details the DB Placement Fee, Servicing Fee, and other fees associated with DB Introduced Persons and direct investors in the Underlying Fund. The document also discusses potential conflicts of interest due to fee structures.

document_subtype: Investment Agreement

key_organizations:
Deutsche Bank
Dimension Capital Management
Glendower GP


document_description: DBSI reached a settlement agreement with various regulatory bodies in connection with investigations into research analyst independence and auction rate securities. The settlements involved financial penalties and obligations to buy back securities.

document_subtype: regulatory settlement

key_organizations: National Association of Securities Dealers


document_description: Form W-9 is used to request a taxpayer identification number (TIN) and certification from individuals or entities required to file an information return with the IRS. It includes sections for providing personal or business information, tax classification, exemptions, and certification under penalties of perjury.

title: Form W-9 (Rev. November 2017)

document_subtype: tax form


document_description: This document provides instructions for completing Form W-9, which is used to certify a taxpayer's TIN, claim exemption from backup withholding, and certify FATCA status. It includes definitions of U.S. persons, special rules for partnerships, and guidelines for foreign persons. It also explains backup withholding, FATCA reporting, and penalties for non-compliance.

title: Form W-9 Instructions

document_subtype: tax document


document_description: Instructions for completing Form W-9, including penalties for falsifying information, misuse of TINs, and specific instructions for different types of entities. It also includes information on exemptions from backup withholding and FATCA reporting.

title: Form W-9 Instructions

document_subtype: tax form instructions


document_description: Instructions for completing Form W-9, including information on exempt payees, FATCA exemption codes, and how to obtain a Taxpayer Identification Number (TIN).

title: Form W-9 Instructions

key_organizations: IRS SSA

reference_numbers:
Form W-9
Form 1099-MISC
Form SS-5
Form W-7
Form SS-4


document_description: Form W-9 is used to provide a correct TIN to persons required to file information returns with the IRS. It includes a Privacy Act Notice detailing the use of the information collected, including potential disclosure to various government entities for legal and administrative purposes.

title: Form W-9 (Rev. 11-2017)

key_organizations: Treasury Inspector General for Tax Administration


document_description: This document is a brochure providing information about the qualifications and business practices of iCapital Advisors, LLC, registered as an investment adviser with the SEC. It includes contact information and disclaimers about SEC registration.

title: iCapital Advisors, LLC Form ADV Part 2A

key_locations: 60 East 42nd Street, 26th Floor, New York, NY 10165, USA

document_subtype: Form ADV Part 2A

key_organizations: United States Securities and Exchange Commission


document_description: This document is an amendment to iCapital's annual brochure for 2018, updating the previous version from March 31, 2017. It includes routine updates, changes to investor servicing fees, diligence scope on certain funds, and business relationships with Fidelity Brokerage Services LLC. It also notes the acquisition of a private equity access fund platform from Deutsche Bank by iCapital's parent company.

title: iCapital Advisors, LLC Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Institutional Capital Network, Inc.
Fidelity Brokerage Services LLC
Deutsche Bank
iCapital Securities, LLC


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing their investment advisory services. It lists various Private Access Funds and Direct Investment Funds managed by iCapital, which are exempt from registration under the Investment Company Act of 1940 and the Securities Act of 1933. The document outlines iCapital's role in identifying private equity or hedge fund managers for investment and managing the funds according to their private placement memorandums (PPMs).

title: iCapital Advisors, LLC Form ADV Part 2A

document_subtype: investment advisory document

key_organizations: Private Equity Global Select Master Fund

key_organizations: Opportunistic Real Estate and Infrastructure Select Fund

key_organizations: iCapital-OrbiMed Royalty Opportunities II Access Fund

key_organizations: iCapital-Apollo Structured Credit Recovery Access Fund

key_organizations: iCapital-Warburg Pincus Private Equity XII Access Fund

key_organizations: Royalty Investment Fund Limited Partnership


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing investment strategies, management fees, and assets under management. It outlines the investment approach of iCapital, which involves selecting investments in equity securities for various funds. The document also provides information on the management fees charged to funds, which range from 0.25% to 1.25% per annum. As of December 31, 2017, iCapital's total discretionary assets under management were $4,014,735,581.86. The document lists various funds managed by iCapital and notes that the parent company, Institutional Capital Network, Inc., is owned by various persons, including iCapital management and employees.

title: iCapital Advisors, LLC Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Institutional Capital Network, Inc.


document_description: The document outlines the management and investor servicing fees associated with iCapital Advisors, LLC. It details the management fee structure, investor servicing fees, payments to underlying managers, and service providers involved. The document also discusses the organizational expenses each fund will bear.

title: iCapital Advisors, LLC Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Dynasty Securities, LLC


document_description: The document outlines the expenses related to the formation and operation of the Private Access Fund and Direct Investment Funds managed by iCapital Advisors, LLC. It details various costs including management fees, organizational expenses, taxes, legal and administrative fees, and other operational costs. The document also mentions the responsibilities of limited partners in bearing certain costs indirectly.

title: iCapital Advisors, LLC - Form ADV Part 2A


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing various aspects of their investment management services. It covers topics such as litigation and legal fees, performance-based fees, types of clients, and side agreements with investors. The document outlines the expenses borne by Direct Investment Funds, performance-based compensation, and the types of clients eligible to invest in the Funds. It also discusses the possibility of side letters providing different rights to certain investors.


document_description: The document is a Form ADV Part 2A from iCapital Advisors, LLC, detailing their investment strategies, methods of analysis, and risk management. It outlines the objectives of Private Access Funds and Direct Investment Funds, focusing on providing investors access to select fund managers with lower investment minimums. The document describes iCapital's bottom-up diligence approach, including quantitative and qualitative assessments of fund managers, and the due diligence process for evaluating private equity funds.


document_description: The document outlines iCapital Advisors, LLC's due diligence process for evaluating investment opportunities, focusing on internal rate of return, multiple on invested capital, and other financial metrics. It describes a five-stage selection process for hedge funds, involving market opportunity assessment, manager identification, initial diligence, deep dive diligence with Castle Hall Alternatives Inc., and final approval by the iCapital Investment Committee.

key_organizations:
iCapital Advisors, LLC
Castle Hall Alternatives Inc.


document_description: The document is an investment advisory document from iCapital Advisors, LLC, discussing the investment selection process, risks, and due diligence related to Private Access Funds and other investment vehicles. It highlights the potential risks and lack of assurance in detecting conflicts of interest, fraudulent behavior, or operational weaknesses in underlying funds. The document advises prospective investors to consult professional advisers and review legal documents before investing.

title: Form ADV Part 2A


document_description: The document is a Form ADV Part 2A from iCapital Advisors, LLC, discussing the risks and conflicts of interest associated with investing in Private Access Funds. It highlights potential issues such as lack of diversification, higher fees, and lack of information on valuations. The document outlines the structure and risks of Private Access Funds, including their dependence on Underlying Funds, potential for total investment loss, and additional expenses. It also mentions the lack of control iCapital has over the Underlying Fund's management and the potential for misconduct by fund managers.


document_description: The document outlines the terms and conditions related to capital contributions by investors to Private Access Funds managed by iCapital Advisors, LLC. It details the responsibilities of investors, the lack of direct interest or recourse against the Underlying Fund, and the absence of voting rights for investors. It also discusses the potential penalties for failing to meet capital contributions and the implications of changes to the terms of the Underlying Fund.

title: iCapital Advisors, LLC Form ADV Part 2A


document_description: The document discusses the financial and tax implications for investors in Private Access Funds managed by iCapital Advisors, LLC. It covers topics such as tax liabilities, illiquidity of investments, economic and market risks, and consequences of default. Investors may face tax liabilities exceeding cash distributions and may need to repay distributions to meet fund obligations. The document also highlights the risks associated with private equity fund investments and the potential for significant UBTI for tax-exempt investors.

title: iCapital Advisors, LLC Form ADV Part 2A


document_description: The document is a Form ADV Part 2A from iCapital Advisors, LLC, discussing capital contributions, default actions, series limited partnerships, and reliance on sub-advisers. It outlines the procedures and consequences for defaulting investors, the legal structure and potential liabilities of series limited partnerships, and the importance of sub-advisers in managing funds.


document_description: The document is a Form ADV Part 2A from iCapital Advisors, LLC, discussing various investment risks associated with securities, including general economic and market conditions, equity securities risks, and investments in non-U.S. issuers. It highlights the potential decline in value due to market conditions, issuer-specific factors, and risks unique to foreign investments.


document_description: The document discusses the investment strategies and associated risks of certain funds managed by iCapital Advisors, LLC. It covers investments in American Depositary Receipts (ADRs), European Depositary Receipts (EDRs), Global Depositary Receipts (GDRs), and securities in emerging markets. The document highlights the risks of investing in non-U.S. securities, including political, economic, and foreign exchange risks. It also addresses the impact of foreign currency fluctuations on fund investments.

key_locations:
Central and Eastern Europe
Asia
Latin America


document_description: The document discusses various financial risks associated with investments, including currency exchange rate fluctuations, credit risk, concentration risk, and settlement risk in foreign markets. It highlights how these factors can affect the value and performance of investment funds.


document_description: The document discusses various risks associated with investing in certain types of securities, including small or medium-sized companies, illiquid investments, convertible securities, and participation certificates. It highlights the potential for increased volatility, liquidity issues, and counterparty risks.


document_description: The document outlines the financial strategies and risks associated with a Fund managed by iCapital Advisors, LLC. It discusses cash position risk, leverage, and derivatives risk, highlighting the potential impacts on the Fund's investment objectives and the associated risks of leveraging and using derivatives.

title: iCapital Advisors, LLC Form ADV Part 2A


document_description: The document discusses various financial risks associated with investment funds managed by iCapital Advisors, LLC. It covers the risks of derivatives, warrants, stock purchase rights, and debt securities, including high yield 'junk bonds.' The document highlights the speculative nature and potential volatility of these investments.


document_description: The document discusses various financial risks associated with investments, including default risk, interest rate risk, and risks related to swaps. It highlights the potential for increased price volatility and liquidity issues with lower-rated bonds, the impact of interest rate changes on debt instruments, and the complexities of swap transactions.


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing investment strategies, risks, and affiliations. It discusses the risks associated with investing in Real Estate Investment Trusts (REITs) and cybersecurity risks for private equity funds. It also provides information on iCapital's affiliations, including iCapital Securities, LLC, a registered broker-dealer, and Gen II Fund Services, LLC, a fund administrator.

title: iCapital Advisors, LLC Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
iCapital Securities, LLC
Institutional Capital Network, Inc.
Gen II Fund Services, LLC
Gen II Hedge Fund Services


document_description: The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its parent company Institutional Capital Network, Inc., and various financial institutions. It discusses the ownership interests and investments by entities such as BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS in iCapital's parent company. The document also covers iCapital's Code of Ethics, which aims to prevent conflicts of interest and insider trading.

title: iCapital Advisors, LLC Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Institutional Capital Network, Inc.
BNY Capital Corporation
BlackRock, Inc.
Credit Suisse Group AG
Morgan Stanley Smith Barney
UBS Financial Services


document_description: The document outlines the Code of Ethics and conflict of interest policies for iCapital Advisors, LLC. It specifies that employees must obtain written authorization from the CCO before making personal investments in private vehicles and that their investments will be monitored to avoid conflicts of interest. The document also discusses iCapital's role as an investment adviser to various funds and the potential conflicts of interest that may arise from its activities, including compensation from underlying fund managers.

key_organizations:
iCapital Advisors, LLC
iCapital Securities, LLC


document_description: The document outlines potential conflicts of interest, fee structures, valuation processes, educational programs, and privacy policies related to iCapital Advisors, LLC. It discusses the involvement of management persons in soliciting investment advisers, the fee structure for brokerage limited partners, the valuation of fund assets, and the provision of educational programs for financial advisers. It also details iCapital's commitment to maintaining the confidentiality and security of investors' personal information.

title: iCapital Advisors, LLC Form ADV Part 2A


document_description: The document outlines iCapital Advisors, LLC's brokerage practices, review of accounts, and client referrals and compensation policies. It details the firm's approach to achieving best execution in securities transactions, the review process for fund performance, and the handling of client referrals and compensation through affiliates and third-party broker-dealers.


document_description: The document is a Form ADV Part 2A for iCapital Advisors, LLC, detailing their investment management practices, compensation arrangements, custody rules, and investment discretion. It discusses the allocation of management fees to broker-dealers or registered investment advisors, collaboration with Fidelity Brokerage Services LLC, and custody requirements for client funds. It also outlines iCapital's discretionary authority in making investment decisions for the Funds.

key_organizations:
iCapital Advisors, LLC
iCapital Securities
Fidelity Brokerage Services LLC
National Financial Services LLC
Institutional Capital Network, Inc.


document_description: The document outlines iCapital Advisors, LLC's policies on voting client securities and financial information. It specifies that iCapital does not anticipate owning equity securities with voting rights in Private Access Funds and delegates proxy voting for Direct Investment Funds to a Sub-Adviser. It also mentions the establishment of a Proxy Voting Policy for certain investments and provides financial disclosures indicating no impairments or bankruptcy history.


document_description: This document is a brochure supplement for iCapital Advisors, LLC, providing information about Eileen Duff Blalock, Phil Pool, John Robertshaw, Daniel Vene, and Nicholas Veronis. It supplements the iCapital Advisors, LLC's Form ADV Brochure.

title: FORM ADV PART 2B: Brochure Supplement

key_people:
Eileen Duff Blalock
Phil Pool
John Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

document_subtype: brochure supplement


document_description: This document provides the educational background, business experience, and other relevant information about Eileen Duff Blalock, a member of iCapital Advisor's investment committee. It includes details about her role, previous experience, and supervisory arrangements.

title: Form ADV Part 2B for Eileen Duff Blalock

key_people:
Eileen Duff Blalock
Michael Stanton

document_subtype: Form ADV Part 2B

key_organizations:
iCapital Advisors LLC
iCapital Network
Credit Suisse
Donaldson, Lufkin & Jenrette
iCapital Securities LLC


document_description: This document provides the educational background, business experience, and other professional details of Phil Pool, a member of iCapital Advisor's investment committee. It includes his roles, past experiences, and supervisory details.

title: Form ADV Part 2B for Phil Pool

key_people:
Phil Pool
Michael Stanton

key_locations:
London
New York
Chicago

key_organizations: Donaldson, Lufkin & Jenrette Securities Corporation


document_description: This document provides the educational background and business experience of John C. Robertshaw, a Special Advisor to iCapital Network and iCapital Securities, LLC. It includes his previous roles at Credit Suisse and Salomon Brothers, his educational background, and his current role at iCapital. The document also states that Mr. Robertshaw has not been subject to any material legal or disciplinary events and outlines his supervision by Mr. Michael Stanton, iCapital's CCO.

title: Form ADV Part 2B for John C. Robertshaw

key_people:
John C. Robertshaw
Michael Stanton

key_organizations:
iCapital Advisors LLC
iCapital Network
Credit Suisse Securities (USA) LLC
Donaldson, Lufkin & Jenrette
Salomon Brothers
iCapital Securities LLC


document_description: This document provides the educational background, business experience, and other relevant information about Daniel Vene, a member of iCapital Advisors' investment committee and Co-Founder of iCapital Network. It includes details about his previous roles, educational qualifications, and current responsibilities. The document also states that Mr. Vene has not been subject to any disciplinary actions and outlines his supervision and compensation details.

title: Form ADV Part 2B for Daniel Vene

key_people:
Daniel Vene
Michael Stanton

key_organizations:
iCapital Advisors LLC
iCapital Network
Fir Tree Partners
Eaton Partners
Earnings.com
Thomson Financial
PREA
NCREIF


document_description: This document provides the educational background, business experience, and other relevant information about Nicholas Veronis, a member of iCapital Advisor's investment committee and Co-Founder of iCapital Network. It includes details about his previous roles, disciplinary information, other business activities, additional compensation, and supervision.

title: Form ADV Part 2B for Nicholas Veronis

key_people:
Nicholas Veronis
Michael Stanton

key_organizations:
iCapital Advisors LLC
iCapital Network
Veronis Suhler Stevenson
Atlas Advisors
The Boston Business Journal
The Star-Ledger
Newhouse Newspapers


document_description: This document is the amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware Limited Partnership. It outlines the terms and conditions under which the limited partner interests are governed, including restrictions on transferability and resale of interests, and the requirement for general partner consent for any transfer or sale of interests.

title: Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_subtype: Limited Partnership Agreement


document_description: This document is the amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes definitions, organization and powers, details about partners, investments and activities, fees and expenses, and capital of the partnership.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes detailed articles on default, distributions, capital accounts, partnership duration, liquidation of assets, and limitations on transfers and withdrawals.

title: Amended and Restated Limited Partnership Agreement


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes provisions on exculpation, indemnification, amendments, voting, consents, and administrative provisions such as financial reports and tax provisions.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes sections on tax reporting consistency, general provisions, power of attorney, execution of additional documents, limited partner information, binding on successors, governing law and remedies for breach, waiver of partition, securities law matters, confidentiality, contract construction, arbitration, side letters, entire agreement, and bad actor disqualification information. Appendices include definitions and regulatory and tax allocations.


document_description: This document is an amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., dated April 11, 2018. It outlines the continuation of the partnership under the Delaware Revised Uniform Limited Partnership Act, the withdrawal of the Initial Limited Partner, and the admission of additional Limited Partners.

document_subtype: Amended and Restated Limited Partnership Agreement

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document outlines the terms of the partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It includes details about the partnership's name, offices, purpose, powers, and the roles and responsibilities of the partners. The partnership is primarily focused on making, holding, and disposing of investments in the Underlying Fund. The document also specifies the limited liability of the partners and the conditions under which they are required to contribute capital.

key_locations: Corporation Trust Center, 1209 Orange Street, Wilmington, County of New Castle, Delaware

document_subtype: Partnership Agreement


document_description: This document is an excerpt from a Limited Partnership Agreement, detailing the rights and obligations of Limited Partners, including the effects of death, dissolution, or bankruptcy, and the admission of additional Limited Partners. It outlines the conditions under which additional subscriptions can be made before the final closing date and the responsibilities of the General Partner in admitting new partners.

key_organizations: Glendower Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document outlines the terms and conditions for the admission of Additional Limited Partners to the partnership, including their financial contributions, management fees, and interest calculations. It also details the adjustments to be made to the capital accounts and distributions to existing partners, including those in a Feeder Fund.

title: Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines provisions related to the admission of new partners and anti-money laundering compliance. The agreement specifies that the General Partner can admit new partners without the consent of existing partners and must comply with anti-money laundering laws. Limited Partners must ensure their contributions do not violate U.S. laws and must provide information to the General Partner to ensure compliance.


document_description: The document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the rights and responsibilities of the General Partner, including the ability to release confidential information to governmental authorities, amend the agreement to comply with anti-money laundering laws, and manage the partnership's affairs. The General Partner has exclusive control over the partnership's management and can delegate management to an Investment Manager.


document_description: This document outlines the powers and responsibilities of the General Partner in managing the Partnership, including making elections under tax laws, executing agreements, and disclosing nonpublic information. It also clarifies that the General Partner and its affiliates can engage in other business ventures independently of the Partnership.


document_description: The document outlines provisions for alternative investment vehicles within a partnership agreement. It allows the General Partner to structure investments outside the Partnership for legal, tax, or regulatory reasons, using alternative investment vehicles. Limited Partners may be required to contribute capital to these vehicles, which will be treated as if paid directly to the Partnership. The economic provisions aim to ensure that all parties receive the same allocations and distributions as if all transactions occurred within the Partnership.


document_description: This document outlines the terms and conditions related to the allocations, distributions, and management of an Alternative Investment Vehicle and its interaction with the Partnership. It covers the responsibilities of Limited Partners, the role of the General Partner, and the legal and tax considerations for the entities involved.

key_organizations:
Alternative Investment Vehicle
Partnership
Investment Subsidiary


document_description: The document outlines the terms of a partnership agreement, including provisions for partnership expenses, parallel access funds, investment guidelines, borrowings, and ERISA compliance. It details the formation of parallel access funds or feeder funds to address legal and tax issues, investment guidelines for the partnership, and compliance with ERISA regulations to avoid fiduciary responsibilities and prohibited transactions.

key_organizations: Glendower Accem Secondary Opportunities IV (U.S.) L.P.


document_description: This document outlines the fees and expenses related to the partnership, including organizational expenses, partnership expenses, and management fees. It specifies the responsibilities of the General Partner and the Investment Manager regarding these expenses.

title: Glenodwer Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement


document_description: This document outlines the expenses and financial responsibilities of Limited Partners in a partnership, including travel, research, insurance, and other operational costs. It details how expenses are shared among partners and feeder funds, and the reimbursement process for expenses paid by the General Partner or its affiliates.

key_organizations:
Partnership
General Partner
Investment Manager
Limited Partners
Feeder Fund
Parallel Access Fund


document_description: This document outlines the financial responsibilities and management fee structure for Limited Partners in the Glendower Access Secondary Opportunities IV (U.S.), L.P. It specifies how tax-related expenses and management fees are allocated among partners based on their subscriptions and investment periods.


document_description: This document outlines the terms and conditions of the partnership agreement for Glendower Accem Secondary Opportunities IV (U.S.). L.P. It includes details on management fees, capital contributions, and the obligations of partners. Management fees are calculated quarterly and can be adjusted or waived by the Investment Manager. Capital contributions are required from each partner based on their subscription and percentage interest, with specific terms for initial contributions and payment methods.

title: Glendower Accem Secondary Opportunities IV (U.S.). L.P. Amended and Restated Limited Partnership Agreement


document_description: This document outlines the procedures and conditions under which the General Partner can call for capital contributions from Limited Partners, including initial drawdowns, additional contributions, deficiency drawdowns, and the return of unused contributions. It also details the authority of the General Partner to reduce subscriptions and the procedure for notifying partners of capital calls.

key_organizations: Glendoner Accent Secondary Opportunities IV (U.S.) L.P.


document_description: The document outlines the terms related to the return of capital contributions in a partnership, including the conditions under which contributions are returned, the effect of such returns, and the interest applicable on unpaid contributions. It specifies the adjustments to be made to partners' accounts and the interest rate applicable in case of default.

key_organizations: Otendoner Accem Secondary Opportunities IV (U.S.), L.P.


document_description: This document outlines the terms and conditions related to default by a Limited Partner in a partnership agreement. It specifies the actions that the General Partner may take in the event of a default, including designating a partner as a 'Defaulting Partner', enforcing capital contributions, and pursuing legal remedies. The document also addresses the consequences of a default, such as prohibiting future capital calls and compulsory redemption of the Defaulting Partner's interest.


document_description: The document outlines the rights and remedies available to the Investment Manager and/or General Partner in the event of a Defaulting Partner in the partnership. It includes measures such as compulsory transfer of interest, exclusion from income sharing, forced sale of interest, acceptance of late contributions with interest, immediate payment of unpaid subscriptions, withholding distributions, and legal actions under Delaware law.


document_description: This document outlines the terms and conditions related to the handling of a Defaulting Partner within the partnership. It specifies the rights and remedies available to the General Partner, including the ability to limit or eliminate the Defaulting Partner's voting rights, terminate their interest, and reallocate their share among non-Defaulting Partners. It also details the financial obligations and potential penalties for Defaulting Partners.


document_description: The document outlines the terms related to bifurcated default and assignment of partner contributions in the partnership agreement. It specifies the conditions under which the partnership or its limited partners may be considered in default, and the rights and remedies available to the general partner and the underlying fund in such cases. It also details the general partner's authority to assign unpaid subscriptions as security for the partnership's obligations.


document_description: This document outlines the terms of the partnership agreement, including security interests, distributions, and discretionary distributions among partners. It specifies the rights and obligations of limited partners, including the assignment of interests as security and the conditions under which distributions are made.


document_description: This document outlines the operational rules and special distributions for a partnership, including provisions for defaulting partners, special distributions, and tax payments. It specifies how distributions are treated for defaulting partners, the handling of special distributions of net income and gains, and the payment of taxes related to partnership allocations or distributions.

key_organizations: Otendoner Accent Secondary Opportunities IV (U.S.), L.P.


document_description: This document outlines the terms of the partnership agreement, including tax liabilities, indemnification, and capital accounts. It specifies the responsibilities of the General Partner in determining tax liabilities and the conditions under which distributions to partners are prohibited. It also details the creation and maintenance of capital accounts for each partner.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the allocation of net gain, net loss, and other financial items among partners, compliance with Treasury Regulations, and the maintenance of capital accounts. The document specifies how allocations should be made at the end of each fiscal year and provides guidelines for hypothetical scenarios involving the dissolution of the partnership.


document_description: This document outlines the special allocations of items of loss or deduction, allocations following a default, and the admission of additional partners for the partnership. It specifies how losses, expenses, and deductions are allocated among partners, including special allocations for management fees and transfer expenses. It also details the process for admitting new partners and adjusting allocations accordingly.


document_description: This document outlines the terms and conditions of the partnership, including the duration, dissolution, and liquidation processes. It specifies the conditions under which the partnership may be dissolved, either by withdrawal of the General Partner or by decision of the General Partner, and details the liquidation process following dissolution.

key_people:
General Partner
Limited Partners

key_organizations: Glendower Accem Secondary Opportunities IV (U.S.), L.P.


document_description: This document outlines the terms for the liquidation of the partnership, including distribution of assets, expenses of the liquidator, duration of liquidation, and liability for returns. It also details limitations on transfers and withdrawals of limited partnership interests.


document_description: This document outlines the conditions under which a Limited Partner's interest in the Partnership can be transferred. It specifies the need for the General Partner's consent for any transfer, restrictions on public trading of partnership interests, and the requirement for certain representations by parties involved in a transfer.


document_description: This document outlines the conditions and restrictions related to the transfer of partnership interests, including compliance with Section 1446(f) of the Code and other legal consequences that may prohibit a transfer. It specifies the responsibilities of transferring partners and transferees, including tax liabilities and compliance with ERISA and securities regulations.


document_description: This document is an excerpt from the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the conditions under which partnership interests can be transferred, including requirements for the transferee to be an accredited investor, qualified purchaser, and qualified client. It also details the need for a legal opinion for compliance, reimbursement of transfer expenses, and the admission of substituted limited partners.


document_description: This document outlines the terms and conditions of the Glendower Access Secondary Opportunities IV (U.S.), L.P. Amended and Restated Limited Partnership Agreement. It includes provisions on participation in votes, non-compliant transfers, multiple ownership, withdrawal rights, and removal of a limited partner. The General Partner has specific rights and responsibilities regarding the management of the partnership and the treatment of limited partners.


document_description: This document is an excerpt from a limited partnership agreement, specifically focusing on the exculpation and indemnification clauses. It outlines the conditions under which covered persons, including the General Partner and Investment Manager, are not liable for losses suffered by the partnership or its partners, provided they acted in good faith and without gross negligence or willful misconduct. It also details the responsibilities and protections for those acting as liquidators and the reliance on expert advice.

key_organizations: Glendower Aeccta Secondary Opportunities IV (U.S.) L.P.


document_description: This document is an excerpt from a Limited Partnership Agreement detailing indemnification provisions for Covered Persons and other related parties. It outlines the conditions under which indemnification is provided, limitations on indemnification, and the advance payment of expenses by the Partnership.

key_organizations: Otendovmr Aeccta Secondary Opportunities IV (U.S.) L.P.


document_description: This document is an excerpt from a limited partnership agreement detailing indemnification provisions. It outlines the rights and obligations related to indemnification for individuals serving at the request of the partnership or general partner. It includes provisions for insurance, successors, and indemnification from other sources, establishing a hierarchy of liability among the partnership, third-party indemnifiers, and the general partner.

key_organizations: Otendovmr Accem Secondary Opportunities IV (U.S.) L.P.


document_description: This document outlines the indemnification and liability limitations for the partnership, including conditions under which indemnification payments may be limited or required to be returned by partners. It also addresses the impact of legal restrictions on indemnification and the return of distributions under certain conditions.


document_description: This document outlines the procedures and conditions under which amendments to the partnership agreement can be made. It specifies the consent required from partners for various types of amendments, including those affecting economic rights and ERISA provisions. It also details the notification process for amendments and the concept of negative consent.

document_subtype: Partnership Agreement Amendment


document_description: This document is an amended and restated limited partnership agreement for Otendoner Accem Secondary Opportunities IV (U.S.), L.P. It outlines the procedures for obtaining consents and approvals from limited partners, voting and consent requirements, and administrative provisions for keeping accounts and records. The agreement specifies that the General Partner will maintain proper books of account and other important documents, and it details the rights of limited partners to access certain information.


document_description: The document outlines the responsibilities of the General Partner in a limited partnership, including filing the Certificate of Limited Partnership, providing annual financial statements and tax information, and furnishing quarterly reports. It also discusses the information rights of Limited Partners.

key_organizations: Otendoner Accem Secondary Opportunities IV (U.S.) L.P.


document_description: This document outlines the valuation procedures for partnership assets, including freely tradable securities, other assets, and intangible assets. It specifies the methods for determining fair market value and the treatment of goodwill. It also details the procedures for notices and communications among partners.