document_description: This is a confidential communication from Tazia Smith, Director at Deutsche Bank, containing contact information and a disclaimer about the confidentiality and intended recipient of the message. It also states that Deutsche Bank does not provide legal or tax advice.


source: doj

document_description: This document contains a table of financial metrics related to a commodity, identified as LPZ4 Comdty, over the timeframe from April 30, 2013, to April 29, 2014. It includes metrics such as Last Price, High, Average, Low, Open Interest, and a 15-day Simple Moving Average (SMAVG).

document_type: tabular


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0123769, SDNY_GM_00269953, and EFTA01461619.

document_type: other


document_description: A table showing financial data including last price, high, average, low, open interest, and SMAVG for specific dates in 2013 and 2014. The document also includes contact information for Tazia Smith from DB Securities Inc.

key_organizations:
Bloomberg Finance LP
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: An update on the biotech market, highlighting a strong market backdrop and specific stock performance. Jeffrey Epstein is noted to be up $906k on his basket excluding Ariad due to M&A prospects. Price history charts for various biotech stocks are mentioned.

key_people:
Jeffrey Epstein
Tazia Smith

document_type: correspondence

key_organizations:
DB securities Inc
Deutsche Asset & Wealth Management


document_description: A financial statement detailing stock holdings and their market values as of May 8, 2014, at 2:10 pm. It includes information on various biotech companies such as Sangamo Biosciences, Biogen, Foundation Medicine, Gilead Sciences Inc, and Ariad Pharmaceuticals.

document_subtype: financial statement

key_organizations:
Sangamo Biosciences
Biogen
Foundation Medicine
Gilead Sciences Inc
Ariad Pharmaceuticals


document_description: This document contains financial data related to SGMO US Equity, including stock prices, volume, and other market metrics for March and April 2014.

document_subtype: financial data


document_description: The document contains financial data for various biotech companies including Sangamo Biosciences, Biogen, Foundation Medicine, Gilead Sciences Inc, and Ariad Pharmaceuticals. It includes trade dates, quantities, current prices, unit costs, market values, total costs, and unrealized gains/losses. Additionally, it provides a 1-month price history for Sangamo Biosciences and mentions Biogen's price history.

title: Biotech and Ariad Pharmaceuticals Financial Data


document_description: The document contains financial data for BIIB and GILD US Equity, including metrics such as last price, high, low, average, volume, and SMAVG (15) for March 2014 to April 2014.

key_organizations:
BIIB US Equity
GILD US Equity


document_description: A table of financial metrics related to a security, including last price, closing price, high and low prices, average, volume, and a 15-day simple moving average. The document also includes contact information for Tazia Smith, a director at DB Securities Inc.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The document is a financial report detailing the performance of PVDSA 5% bonds as of March 19, 2014. It includes a price history table and commentary on recent financial performance.

document_subtype: financial report

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Bloomberg Finance LP


document_description: Contact information for Deutsche Bank Securities Inc and Deutsche Asset & Wealth Management, including phone, fax, mobile, and email details for Tazia Smith.

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154

document_subtype: fax

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a financial table showing positions in AAL options, including long calls and short puts, with their respective quantities, cost basis, last price, and gain/loss. The total gain is calculated, and a note indicates that pricing is indicative and subject to market fluctuations.


document_description: The document is marked as confidential and is related to the Jeffrey Epstein case, but cannot be rendered for content extraction. It includes references to federal rules and specific document identifiers.


document_description: This document contains financial data related to SunEdison Inc., including stock prices, trading volumes, and options data. It provides detailed information on call and put options for various strike prices and expiration dates.


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Business card of Tazia Smith, Director at Deutsche Asset & Wealth Management.

document_subtype: business card


document_description: A correspondence from Tazia Smith, Director at DB Securities Inc, providing contact information and confidentiality notice.


document_description: A message from Tazia Smith, Director at DB Securities Inc, inquiring about the possibility of selling or countering an offer.


document_description: A confidential document from DB Securities Inc, part of Deutsche Asset & Wealth Management, located at 345 Park Avenue, New York, NY. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document provides a 12-month price history for Brookdale Senior Livin as of May 19, 2014, including metrics such as last price, high, average, low, volume, and 15-day simple moving average.

title: Brookdale Senior Livin 12-month Price History

key_organizations:
Brookdale Senior Livin
DB Securities Inc
Deutsche Asset & Wealth Management
Bloomberg Finance LP


document_description: The document provides a financial analysis of the USDINR currency exchange rate from May 20, 2013, to May 20, 2014, and details two trade scenarios involving USDINR puts and calls. The analysis includes a line chart of the exchange rate, a table of option prices for different strike levels, and scenario analyses for two trades.

title: USDINR Currency Exchange Rate and Trade Analysis

document_subtype: financial analysis


document_description: Nav Gupta from Deutsche Bank discusses a financial strategy involving buying and selling USDINR options. The strategy is for discussion purposes only and not legally binding.

document_subtype: email

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
DeAWM Key Client Partners


document_description: Unauthorized use, disclosure, or copying of this communication is prohibited. If received in error, notify via email and destroy the communication.


document_description: The document is a communication from the DeAWM Key Client Partners (KCP) London desk, intended for discussion purposes only and not creating any legally binding obligation on Deutsche Bank AG or its affiliates. It is meant for professional investors who understand the risks and strategies involved. The email contains disclaimers about confidentiality and legal privilege.


document_description: A line chart showing the USD/INR exchange rate from November 2013 to May 2014, indicating a general downward trend where the Indian Rupee appreciated against the US Dollar.

title: USD/INR Exchange Rate Data

document_subtype: exchange rate data


document_description: This chart shows the daily USD-INR exchange rate from May 20, 2013, to May 20, 2014. The exchange rate increased significantly from approximately 54 to over 66 between May 20, 2013, and September 2013, fluctuated between approximately 60 and 64 from September 2013 to March 2014, and decreased from approximately 62 to 58.64 from March 2014 to May 20, 2014.

title: USD-INR Exchange Rate Chart

document_subtype: exchange rate chart


document_description: Discussion of financial strategies involving USDINR options, including buying puts and selling calls, with a focus on 6-month expiry and spot reference of 58.67. The email is from Nall Gupta, Managing Director at Deutsche Bank AG, to discuss potential strategies with a client.

key_organizations:
Deutsche Bank AG
DeAWM Key Client Partners


document_description: Confidential communication with instructions for handling if received in error.


document_description: This document contains financial data related to the USDINRV6M instrument, including last price, high, average, and low values over a specified timeframe. It also includes chart information detailing the instrument, timeframe, chart type, and axis details.

title: USDINRV6M Price Metrics


document_description: The document contains financial data related to a USD/INR Vanilla option strategy, including details on pricing, market data, and option Greeks.


document_description: This document contains financial data related to a USDINR offshore asset transaction, including pricing, expiry, delivery, and market data.


document_description: Daily exchange rate data for USD-INR from Bloomberg Finance L.P. for the period 20MAY2013 to 20MAY2014.

title: Currency Exchange Rate Data


document_description: The document contains confidential information related to a legal case, possibly involving financial data or maturity details. It includes reference numbers and is marked as confidential under Federal Rules of Criminal Procedure.


document_description: The document contains tabular data on the USD/INR exchange rate from May 20, 2013, to May 20, 2014, including metrics like last price, high, average, and low. It also includes detailed options data with metrics such as asset, price date, spot, style, direction, call/put, expiry, delivery, strike, notional, model, and results like price, premium, delta, and hedge.

title: USD/INR Exchange Rate and Options Data


document_description: A financial document detailing a USD/INR Vanilla option trade with specific market data and trade details.

title: 9mo ATM USDcINR

key_people:
Tazia Smith
Nav Gupta
Paul Morris

document_subtype: financial

key_organizations:
Bloomberg Finance LP
DBMEA
DBAMERICAS


document_description: The document contains a line chart and tables showing the USD-INR currency exchange rate from November 20, 2013, to May 20, 2014, indicating a downward trend. It includes a scenario analysis for a 9-month expiry vanilla USDINR option trade.

title: USD-INR Exchange Rate and Trade Analysis


document_description: The document contains two tables showing scenario analysis for a trade involving USDINR options. The first table shows the net value of a long put and short call option based on spot movement and time decay. The second table provides a similar analysis for a different trade scenario. Additionally, there is an email from Jeffrey E. requesting a chart of past performance.

key_people:
Jeffrey E.
Nav Gupta
Vinit Sahni
Tazia Smith
Paul Morris

key_organizations: DBEMEA DBAMERICAS


document_description: This document is a communication from the DeAWM Key Client Partners (KCP) London desk, intended for discussion purposes only and not creating any legally binding obligation on Deutsche Bank AG or its affiliates. It is meant for professional investors who can independently evaluate the proposed ideas. The document emphasizes confidentiality and the prohibition of unauthorized use, disclosure, or copying.


document_description: The document provides a scenario analysis for a financial trade involving EUR/USD options. It includes details such as spot rates, put and call strike prices, forward rates, and option volatilities. The analysis focuses on the mid net premium as a percentage of EUR notional, varying with spot and time to expiry.

key_organizations:
KCP Capital Markets
Deutsche CIB Centre Private Limited


document_description: The chart displays fluctuations in a financial instrument, likely an option volume related to EUR-USD currency, over the period from June 4, 2009, to June 3, 2014. The y-axis represents values ranging from 4.0000 to 18.0000, with a specific marked value of 6.4325. The x-axis is segmented by year, from 2009 to 2014.

title: EURUSDV1M Curncy (EUR-USD OPT VOL 1M) Daily

document_subtype: financial chart


document_description: A line chart showing the daily exchange rate of the Euro from June 2013 to June 2014, with a general upward trend until March 2014, followed by a slight decline. The current value is 1.3631.

title: EUR Currency (Euro Spot) Daily Chart

document_type: media


document_description: The document provides a historical analysis of EURUSD 1m implied volatility over a 5-year period, highlighting a generally declining trend with significant peaks in 2009-2010. It includes a trade strategy involving a 3-month European style 1.03% OTMspot EURUSD put and a 0.81% OTMspot EURUSD call, offered at zero premium. A scenario analysis table shows the mid net premium as a percentage of EUR notional for varying spot levels and time to expiry.

title: EURUSD Volatility and Trade Analysis


document_description: This document contains a table of Euro spot rates over specific dates from June 2013 to June 2014, provided by KCP Capital Markets.

title: EUR Curncy (Euro Spot) Rates

key_organizations: Key Client Partners Capital Markets Group


document_description: A financial chart showing the EUR Currency (Euro Spot) over 1 day with time markers and exchange rate range.

title: EUR Currency (Euro Spot) Chart


document_description: A communication from DeAWM Key Client Partners (KCP) London desk, outlining that any proposed ideas are for discussion purposes only and do not create any legally binding obligation on Deutsche Bank AG or its affiliates. The ideas are intended for professional investors who can independently evaluate the strategy, characteristics, and risks associated with the proposals.


document_description: This document contains a table of EUR currency (Euro Spot) exchange rates at different times on June 5, 2014, sourced from Bloomberg Finance L.P.

title: EUR Currency (Euro Spot) Data

document_subtype: currency exchange data


document_description: A financial chart showing the EUR Currency (Euro Spot) over a period of 1 day with tick data, displaying a sharp drop in value around 16:00 followed by a significant recovery.

title: EUR Currency (Euro Spot) Chart


document_description: Nav Gupta discusses EURUSD options with Jeffrey, providing pricing and strategy details. He instructs Vahe to manage any execution from Jeffrey and to inform Caleb. The email includes a market update and option strategy suggestions.

key_people:
Nav Gupta
Jeffrey
Vahe
Caleb
Vinit Sahni
Paul Morris
Tazia Smith

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management


document_description: The document is a confidential communication from the KCP London desk intended for professional investors. It emphasizes that the desk does not provide investment advice and that recipients should independently evaluate any proposed ideas. All trades on proposed ideas require internal approvals before execution.


document_description: A financial chart showing the EUR/USD currency exchange rate over a period of 1 day on June 5, 2014, with a period of stability in the morning, a sharp drop, and a significant recovery in the afternoon.


document_description: A financial communication regarding a Zero-Cost Collar trade involving EUR and USD options, with details on the notional amount and pricing. The communication includes a disclaimer about trade execution information and confidentiality.

document_subtype: financial communication

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A financial communication from Vahe Stepanian at Deutsche Bank Securities Inc regarding a Zero-Cost Collar trade involving EUR and USD options. The client is offered options to buy and sell EUR Put/USD Call and EUR Call/USD Put at specified rates. Pricing details and contact information are provided.


document_description: Pricing information for a EURUSD collar trade with details on spot reference, expiry, and notional amounts. Includes options for a zero-cost collar and alternative pricing. Sent by Vahe Stepanian from Deutsche Bank Securities Inc.

key_locations: 345 Park Avenue, New York, NY 10154-0004

document_subtype: note


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice. The communication is marked as confidential under federal rules.

key_organizations:
Deutsche Bank
JEE


document_description: A communication from Vahe Stepanian, Associate at Deutsche Bank Securities Inc., providing trade execution information as an accommodation. It includes disclaimers about the confidentiality and provisional nature of the information, and a notice about unauthorized use.


document_description: Confidential communication with attorney-client privilege notice and instructions for handling if received in error.


document_description: A memo from Vahe Stepanian at Deutsche Bank Securities Inc. regarding trade execution information. It emphasizes the confidentiality and potential legal implications of the communication, and clarifies that Deutsche Bank does not provide legal or tax advice.

document_subtype: memo


document_description: Confidential communication with instructions to return or destroy the message and its attachments.


document_description: Email exchange between Jeffrey and Vahe Stepanian regarding EURUSD pricing and trade execution. Vahe provides two-way pricing for a EURUSD collar and requests confirmation from Jeffrey on the size of the trade. Jeffrey inquires about the recommended size for a zero-cost collar.

key_people:
Jeffrey Epstein
Vahe Stepanian

document_subtype: email correspondence


document_description: A note from Vahe Stepanian at Deutsche Bank Securities Inc. regarding a potential trade involving EUR Put/USD Call and EUR Call/USD Put options. The price is 0.09% EUR notional. The note includes a disclaimer about the informal nature of the trade execution information and confidentiality warnings.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and instructions for notifying the sender if received in error. It also mentions that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a communication from Deutsche Asset & Wealth Management providing trade execution information as an accommodation at the recipient's request. It emphasizes that the terms of the trade may change prior to settlement and that the official trade confirmation and account statements from Deutsche Bank will govern. The document contains confidentiality notices and disclaimers about legal and tax advice.

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: This document contains a confidentiality notice indicating that the communication may contain confidential and/or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice. The document is marked as confidential under federal rules.


document_description: This document is a communication from Deutsche Bank regarding trade confirmations. It emphasizes that the terms of the trades may change before settlement and that the official trade confirmations and account statements will govern. The communication contains disclaimers about confidentiality, privilege, and the prohibition of unauthorized use, disclosure, or copying. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: The document contains important disclosures related to Delta Air Lines, Inc. and its financial interactions with Deutsche Bank. It includes a disclosure checklist with recent stock prices and various disclosure points required by U.S. and non-U.S. regulators. The document also mentions Deutsche Bank's advisory role to Singapore Airlines regarding Virgin Atlantic Airways Ltd.


document_description: This document provides historical recommendations and target prices for Delta Air Lines, Inc. (DAL.N) as of June 6, 2014. It includes a table of security prices and recommendations from April 2013 to April 2014, along with an equity rating key and banking relationship data.


document_description: The document contains references to Delta Air Lines, Inc. and Deutsche Bank Securities Inc. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains regulatory disclosures from Deutsche Bank related to various countries including Australia, New Zealand, Brazil, EU countries, Japan, Qatar, Russia, Saudi Arabia, and UAE. It includes information on conflict disclosures, short-term trade ideas, and country-specific regulations.


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and legal disclaimers related to investment advice and securities transactions. It includes contact information for various international locations of Deutsche Bank.


document_description: This document is a valuation matrix for airline stocks as of June 27, 2014, providing detailed financial metrics for various airlines including legacy, growth, and emerging market airlines. It includes data on stock prices, market values, price/earnings ratios, and other financial indicators.


document_description: This document contains a detailed financial analysis of various airline companies, focusing on stock price drivers, earnings per share (EPS), cash flow per share, EBITDAR, and sales growth. It includes data for legacy airlines, low-cost carriers, regional airlines, and emerging market airlines.


document_description: The document provides a detailed financial analysis of various airlines, comparing their enterprise value to 2014 estimated EBITDAR. It includes data on stock prices, market values, debts, and other financial metrics for legacy, growth, regional, and emerging market airlines.


document_description: This document is a financial analysis of various airlines, including legacy airlines, growth airlines, and emerging market airlines. It provides detailed financial metrics such as enterprise value, EBITDAR, and market value for each airline.


document_description: This document is a research report by Deutsche Bank Securities Inc. on airline equities, including analyst certifications, equity rating keys, and equity rating dispersion and banking relationships. It includes important disclosures and analyst certifications by Michael Linenberg.


document_description: The document outlines various regulatory disclosures and compliance information for Deutsche Bank across different countries, including Australia, New Zealand, Brazil, EU countries, Japan, Qatar, Russia, Saudi Arabia, and the UAE. It includes information on conflict disclosures, short-term trade ideas, and country-specific regulations.


document_description: Delta's June traffic was in-line, but unit revenue was lower due to lower international yields. Weakness was noted in Brazil due to the World Cup affecting business traffic. Cowen analyst Helane Becker reiterated an outperform rating and a 2Q EPS estimate of $1. Delta's quarterly margin guidance was reiterated at 14E-16E. Delta's stock was down as much as 5.7E following the guidance.


document_description: Deutsche Bank has issued a 'Buy' rating for Delta Air Lines, Inc., raising the price target to $48 from $40 due to improved earnings outlook and de-risking efforts. Key risks include fuel price volatility and economic factors. The report includes updated EPS estimates and revenue forecasts for 2014 and 2015.


document_description: This document provides a financial summary and analysis of Delta Air Lines, Inc. for the fiscal years 2010 to 2015, including financial metrics, income statements, cash flow, balance sheets, and key company metrics. It also includes a company profile and price performance data.


document_description: This document is a financial statement for Delta Air Lines, Inc., detailing actual and projected income, revenue, and expenses in millions of dollars. It includes various categories such as passenger revenue, cargo and freight, operating expenses, and net income before and after extraordinary items.


document_description: This document provides historical recommendations and target price changes for Delta Air Lines, Inc. (DAL.N) as of June 6, 2014. It includes a table of recommendations and target price changes from April 2013 to April 2014, along with an equity rating key and dispersion of equity ratings and banking relationships. The document is marked confidential under federal rules.


document_description: The document appears to be related to Deutsche Bank Securities Inc. and Delta Air Lines, Inc. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains regulatory disclosures from Deutsche Bank related to conflict disclosures, short-term trade ideas, and country-specific disclosures for various regions including Australia, New Zealand, Brazil, EU countries, Japan, Qatar, Russia, Saudi Arabia, and the UAE. It outlines the regulatory framework and compliance requirements for Deutsche Bank's operations in these regions.


document_description: The document appears to be related to financial transactions or records involving Delta Air Lines, Inc. and Deutsche Bank Securities Inc. It is marked as confidential under Federal Rules of Criminal Procedure.


document_description: The document is a periodical report from Deutsche Bank Markets Research focusing on the airline industry. It discusses Allegiant's purchase of Airbus aircraft, Delta's CEO Richard Anderson's concerns about Open Skies agreements, and American Airlines' labor negotiations. It also mentions upcoming Deutsche Bank conferences related to aircraft finance and airlines.


document_description: This document is a valuation matrix for airline stocks as of June 27, 2014. It includes data on stock prices, market values, and various financial ratios for different airline companies, categorized into Legacy Airlines, Growth Airlines, and Emerging Market Airlines. The data is sourced from Thomson One, Company Filings, and Deutsche Bank Airline Research.


document_description: This document is a global disclaimer from Deutsche Bank AG, outlining the reliability of information, potential conflicts of interest, and risks associated with financial instruments and transactions. It emphasizes the need for investors to make informed decisions and seek expert advice. The disclaimer also details the distribution and approval of the report across various international locations.

title: Deutsche Bank Global Disclaimer

key_people:
David Folkerts-Landau
Guy Ashton
Marcel Cassard
Richard Smith
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
Frankfurt, Germany
Hong Kong
Tokyo, Japan
London, United Kingdom
New York, United States
Singapore
Johannesburg, South Africa

document_subtype: disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Securities Inc.


document_description: The email discusses the bullish outlook on USD/JPY, citing factors such as the US economy's recovery cycle, EUR depreciation, Japanese investment trends, market sentiment, and speculation. It predicts the USD/JPY uptrend continuing through 2015 and into 2016, potentially overshooting 120.

title: DEutsche JApan View on FX - USD/JPY: Stay bullish

key_people:
Taisuke Tanaka
Tazia Smith

key_organizations:
Deutsche Securities Inc.
DBAMERICAS


document_description: Discussion on the impact of Abenomics and BoJ's monetary easing on JPY depreciation and stock performance. Mention of Prime Minister Abe's cabinet shuffle and the continuation of Abenomics. Reference to a report accessible via a provided link.

key_people:
Prime Minister Abe
Taisuke Tanaka
Tazia Smith

reference_numbers: Mall Reference 00008 098E2abitazia smith com


document_description: The document discusses various economic factors affecting the USD/JPY exchange rate, including market sentiment, speculation, Abenomics, and the Bank of Japan's monetary policy. It includes insights from Taisuke Tanaka and mentions a report accessible via a provided link.

key_people:
Taisuke Tanaka
Tazia Smith
Prime Minister Abe

document_subtype: economic analysis

key_organizations:
DS Securities Inc
Deutsche Asset & Wealth Management
Bank of Japan


document_description: Business card of Tazia Smith, Director at DB Securities Inc, part of Deutsche Asset & Wealth Management.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: A document from Deutsche Bank's Corporate Banking & Securities division discussing customized loan exposure through CLOs, presented by Chris D'Auria, Co-Head of CLO New Issue. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Customized Loan Exposure through CLOs

document_type: financial

document_subtype: banking document


document_description: A disclaimer from Deutsche Bank regarding the reliability and completeness of information provided, emphasizing the need for independent advice and clarifying the non-advisory role of the bank. It also states that the communication is for informational purposes only and not an offer to sell or buy securities.

title: Deutsche Bank Disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.
NYSE
FINRA
SIPC


document_description: This document provides an overview of leveraged loans, CLOs (Collateralized Loan Obligations), and the process of creating a CLO. It includes sections on modeling assumptions and is marked as confidential under federal rules.

title: Deutsche Bank Corporate Banking & Securities Overview


document_description: This document is a confidential overview of leveraged loans provided by Deutsche Bank's Corporate Banking & Securities division. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Deutsche Bank Corporate Banking & Securities Leveraged Loan Overview

document_subtype: Leveraged Loan Overview


document_description: The document discusses the decline in speculative grade defaults to near historical lows, with projections to remain low based on positive fundamentals and technicals. It includes Moody's Default Rate (Quarterly) and US Baseline Forecast.

title: Speculative Grade Defaults

document_date: January 2014

document_subtype: financial report

key_organizations:
Moody's
Deutsche Bank


document_description: A confidential document related to Deutsche Bank's Corporate Banking & Securities, specifically focusing on CLO (Collateralized Loan Obligation) Overview. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: CLO Overview


document_description: This document provides an overview of the performance and characteristics of US Collateralized Loan Obligations (CLOs) arranged by Deutsche Bank. It highlights the inception of the product in the early 1990s, performance metrics of equity classes, ratings stability of debt classes, and performance through the financial crisis. The document also discusses diversification, transparency, and reporting aspects of CLOs.

document_subtype: CLO Performance Report

key_organizations:
Deutsche Bank
Moody's
LSTA
FDIC


document_description: The document outlines the structure and benefits of a Collateralized Loan Obligation (CLO), a finance company set up to purchase and manage a pool of primarily senior secured bank loans. It details the liability ratings, percentage allocations, and spreads over LIBOR for different tranches, as well as the weighted average cost of debt. The document also describes the asset pool and securitization structure, including the roles of collateral managers, CLO issuers, and monitoring functions.

title: CLO - Simple and Transparent Structure Used Since Early 1990s


document_description: The document provides a table of CLO issuance from 1999 to 2007, showing a significant increase in issuance over the years, with a peak in 2006.

title: CLO Issuance from 1999 to 2007

document_subtype: financial data

key_organizations:
Deutsche Bank
SSP LCD
SSP CLO Databank


document_description: The document provides a performance analysis of CLOs (Collateralized Loan Obligations) during the financial crisis, highlighting the outperformance of CLO managers with lower default rates compared to the U.S. Loan Index. It includes various performance metrics such as CLO Senior OC Levels, U.S. CLO Managed Defaults, CLO Caa Bucket Levels, and CLOWARF Levels. The data is sourced from Moody's Global Structured Finance Collateral Performance Review and S&P LCD LLI Index Default Rates as of January 2014.

title: CLO Collateral Performance during the Crisis

key_organizations:
Deutsche Bank
Moody's
S&P


document_description: The document provides data on CLO (Collateralized Loan Obligation) issuance from 2008 to 2014, including projections and historical data from 1999 to 2014. It also includes the composition of buyers in the leveraged loan market as of 1994.

key_organizations:
Deutsche Bank
S&P LCD
S&P CLO Databank


document_description: Comparison of tranche subordination and deal specifics between CLOs issued in 2014 and 2007.

title: New Issue CLOs - 2014 vs. 2007

document_subtype: financial comparison

key_organizations:
Deutsche Bank
SW ICO CIO Databank


document_description: This document is related to the creation of a Collateralized Loan Obligation (CLO) by Deutsche Bank's Corporate Banking & Securities division. It is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e).

title: Creating a CLO


document_description: This document outlines key considerations for strategic CLO equity investors, including investment goals, portfolio/structure selection, and manager selection criteria. It emphasizes the importance of desired tenor, leverage, borrower base, industry allocations, portfolio diversification, and manager's track record and reputation.

title: Keys for Strategic CLO Equity Investors


document_description: This document provides a summary of a $400 million broadly syndicated collateralized loan obligation (CLO). It includes details on the capital structure, initial portfolio assumptions, and transaction assumptions. The capital structure outlines various classes of notes with their ratings, sizes, weighted average lives (WAL), coupons, and yields. Initial portfolio assumptions include percentages of 1st lien senior secured loans and 2nd lien/senior unsecured loans, along with other financial metrics. Transaction assumptions cover expected closing, non-call period, reinvestment period, legal final maturity, and other financial details.

title: Sample $400mm Broadly Syndicated CLO - Summary

document_subtype: CLO Summary


document_description: The document provides a tabular analysis of equity returns (IRR) based on varying per annum default rates and constant annual default rates. It includes projections for different call years and a run till maturity scenario. The analysis is presented by Deutsche Bank's Corporate Banking & Securities division.

title: BSL CLO — Equity Return Profile

document_subtype: financial analysis


document_description: This document contains confidential modeling assumptions related to Deutsche Bank's Corporate Banking & Securities division.

title: Modeling Assumptions


document_description: The document outlines certain BSL modeling assumptions related to future events and conditions, which are inherently uncertain and subject to change. It includes assumptions on recovery rates, portfolio composition, reinvestment strategies, management fees, and other financial metrics.

document_subtype: financial assumptions


document_description: A document from Deutsche Asset & Wealth Management with contact information and confidentiality notice.


document_description: This document is a disclaimer from Deutsche Bank AG regarding the reliability and completeness of the information provided. It advises recipients to seek independent advice for financial, legal, tax, accounting, or regulatory issues and clarifies that the communication is for informational purposes only, not an offer or solicitation. It also mentions the confidentiality of the communication.

title: Deutsche Bank Disclaimer

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: Deutsche Bank Securities Inc provides an overview of the Collateralized Loan Obligation (CLO) market opportunity, highlighting the growth in popularity of bank loan strategies due to their unique features such as senior secured status, attractive cash coupons, and floating rates. The document discusses the yield and stability of bank loans, the use of leverage to generate higher returns, and the structured financing or CLO structure as a method for securitizing loans. It notes that CLOs have performed well through downturns, delivering double-digit returns, and have become an accepted asset class for investors seeking risk-adjusted returns.

title: Deutsche Bank CLO Market Opportunity Overview

document_subtype: Executive Summary


document_description: This document is a confidential overview of leveraged loans provided by Deutsche Bank's Corporate Banking & Securities division. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines the structure and components of a Collateralized Loan Obligation (CLO), which is a finance company set up to purchase and manage a pool of primarily senior secured bank loans. It details the liability classes, their percentages, and costs, as well as the assets involved in the CLO. The document also describes the securitization structure and mentions Deutsche Bank as a key organization involved.


document_description: The document provides an analysis of CLO (Collateralized Loan Obligation) performance during the financial crisis, highlighting that CLO managers outperformed with lower default rates compared to the U.S. Loan Index. It includes data on CLO Senior OC Levels, U.S. CLO Managed Defaults, and CLO WARF Levels, with graphical representations of these metrics over time. The source of the data is Moody's Global Structured Finance Collateral Performance Review and S&P LCD LLI Index Default Rates as of January 2014.

key_organizations:
Deutsche Bank
Moody's
S&P LCD


document_description: The document provides a performance summary of equity in Deutsche Bank arranged US CLOs between 2004 and the first half of 2007, with an average IRR of 17.5%. It includes a table listing the CLO issue dates, names, and their respective life-to-date IRRs.

title: Life to Date Performance of Equity in DB Structured CLOs

document_subtype: financial performance report

key_organizations:
Deutsche Bank
DB Trading


document_description: The document provides a table of S&P LCD New Issue B+/B Spreads from December 1999 to December 2013, showing the relative wideness of new issue loan spreads over the years.

title: CLO Assets: New Issue Loan Spreads

key_organizations:
Deutsche Bank
Standard & Poor's


document_description: A table showing AAA CLO spreads across different quarters from 1Q11 to 1Q14, sourced from S&P LCD CLO Activity and S&P CLO Databank as of February 13, 2014.

title: CLO Funding: AAA CLO Spreads


document_description: This document outlines key considerations for strategic CLO equity investors, including investment goals, portfolio and structure selection, and manager selection criteria. It emphasizes the importance of desired tenor, leverage, borrower base, industry allocations, and manager reputation and experience.

title: Keys for Strategic CLO Equity Investors


document_description: This document provides a summary of a $400 million broadly syndicated collateralized loan obligation (CLO). It includes details on the capital structure, initial portfolio assumptions, and transaction assumptions. The capital structure is broken down into various classes of notes with their respective ratings, sizes, weighted average lives (WAL), coupons, and yields. Initial portfolio assumptions include percentages of 1st lien senior secured loans, 2nd lien/senior unsecured loans, and other metrics such as weighted average spread and portfolio price. Transaction assumptions cover expected closing, non-call period, reinvestment period, legal final maturity, and management fees.


document_description: This document is an appendix from Deutsche Bank's Corporate Banking & Securities, detailing modeling assumptions. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Modeling Assumptions

document_subtype: financial document


document_description: This document is intended for institutional customers and provides general trading and investment ideas. It clarifies that Deutsche Bank is not acting as a legal, financial, tax, or accounting adviser. The document emphasizes that it is not an offer or solicitation to buy or sell, nor an official confirmation of terms. It also outlines the risks associated with investments and the qualifications for Key Clients Partners services.

document_subtype: informational document

key_organizations:
Deutsche Bank
Key Clients Partners
Deutsche Asset & Wealth Management


document_description: This document is a promotional communication from Deutsche Bank AG, outlining the non-insured nature of investment instruments, legal disclaimers, and the scope of services offered by Deutsche Asset & Wealth Management. It emphasizes the need for independent tax advice and highlights regulatory restrictions on the distribution of the document.

document_subtype: promotional communication

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: The document outlines a financial strategy by Deutsche Bank (DB) involving lending against non-standard collateral, specifically hard assets. It describes a 'put' structure where investors can purchase these assets at a discount if the borrower defaults. The document details the transaction process, including initiation, expiration, and exercise of the put option, and provides key terms such as principal, strike price, term, and premium.

title: Hard Asset Put Structure

document_subtype: memo

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management
Key Clients Partners


document_description: This document outlines the limitations and restrictions on the distribution and use of investment instruments and services provided by Deutsche Bank AG and its affiliates. It emphasizes that these instruments are not insured by the FDIC and are subject to legal and regulatory restrictions in certain jurisdictions. The document also clarifies that Deutsche Bank does not provide legal, tax, or accounting advice and that clients should seek independent advice for tax matters. It highlights the services offered by Deutsche Asset & Wealth Management and Deutsche Bank Securities Inc. in the U.S.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York.


document_description: This document is a discussion material prepared by Deutsche Bank regarding structured investments. It outlines various risks associated with structured products, including liquidity risk, callable features, principal protection, performance payout, capped performance, and additional risks related to interest rates, commodities, currencies, credit, political factors, time value, and general market conditions. The document emphasizes that structured products are not suitable for all investors and that terms are indicative and subject to change.


document_description: Contact information for Tazia Smith, Director Key Client Partners - US at Deutsche Bank AG, Filiale London and DB Securities Inc.

key_locations:
London, United Kingdom
New York, NY, USA

document_subtype: business correspondence

key_organizations:
Deutsche Bank AG
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: The email discusses the resurgence of currency markets in the latter half of 2014, highlighting the strengthening dollar, rising volatility, and re-engagement of investors. It outlines various FX strategies and themes for Q4 2014, focusing on divergent business cycles and cross-border capital flows.

title: FX Blueprint for Q4 - It Lives!

key_people:
George Saravelos
Tazia Smith

document_subtype: email


document_description: The document discusses the dislocation of S&P 500 put options relative to call options and the renewed interest in Japanese equities ahead of GPIF re-allocation. It includes trading strategies involving call and put options with zero net premium and highlights the high demand for SPX puts and the challenges in trading Nikkei options.

key_locations: US Japan

key_organizations:
Bloomberg
GPIF
Abe administration


document_description: This document provides a detailed disclaimer regarding the risks associated with OTC derivatives, options, swaps, margin trading, and foreign exchange transactions. It emphasizes the potential for significant financial loss and advises consulting with professional advisors before engaging in such transactions.

document_subtype: legal disclaimer


document_description: This document is an informational material from Deutsche Bank intended for institutional customers. It outlines the general nature of trading and investment ideas, emphasizing that Deutsche Bank is not acting as a legal, financial, tax, or accounting adviser. The document highlights the risks associated with investments and clarifies that it is not an offer or solicitation to buy or sell. It also mentions that Deutsche Bank may have proprietary positions in the discussed instruments.

document_subtype: informational material

key_organizations:
Deutsche Bank AG
Key Client Partners
Deutsche Asset & Wealth Management


document_description: A line chart detailing the EURINR BGN currency price range from 09/28/2009 to 09/25/2014, with metrics including last price, high, average, and low.

title: EURINR BGN Curncy Chart


document_description: The document contains financial metrics related to currency pairs and a trade strategy involving EURINR. It discusses the impact of capital inflows into India and ECB activism on EURINR, with a specific trade strategy outlined. The document is marked confidential and includes reference numbers.

title: Currency and Financial Metrics

key_organizations: ECB Bloomberg


document_description: The document provides a financial analysis of S&P 500 options, highlighting a trade strategy involving 6-month 110% calls financed by 6-month 90% puts with a zero net premium. It notes a high demand for SPX puts and a high calls-to-puts ratio for US equities.

title: S&P 500 Options Analysis


document_description: This document provides historical data for the NKY Index from 2009 to 2014, highlighting a 90% put strike. It includes metrics such as the last price, high, average, and low values, with a source from Bloomberg dated 25-Sep-2014. The document also contains disclaimers about the reliability of past performance as an indicator of future results and the risks associated with derivatives and OTC options.

title: NKY Index Historical Data


document_description: The document discusses market expectations regarding US interest rate hikes and ECB's potential quantitative easing. It includes trading strategies for EURINR, S&P 500, and Japanese equities, highlighting the impact of economic policies and market conditions on these trades.

key_people: Modi Abe

key_locations: India Eurozone Japan

key_organizations:
Federal Reserve
European Central Bank
GPIF


document_description: This document discusses the risks and considerations associated with over-the-counter (OTC) options and derivatives. It highlights the potential for loss, the importance of understanding the terms and conditions, and the need for professional advice. It also mentions the risks of margin trading and the non-insurance of these instruments by the FDIC.

key_organizations:
ISDA
Federal Deposit Insurance Corporation
Option Clearing Corporation


document_description: This document is a disclaimer and disclosure statement from Deutsche Bank. It outlines the bank's position on advisory roles, potential conflicts of interest, and the nature of the information provided. It emphasizes that Deutsche Bank is not acting as a financial advisor unless explicitly agreed in writing and that the information should not be considered as a research report. The document also includes disclaimers about the accuracy and reliability of the information and advises recipients to seek independent tax advice. It mentions the roles of Deutsche Asset & Wealth Management and Deutsche Bank Securities Inc. in providing various financial services.

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: The document contains a table displaying financial metrics for EURINR BGN Curncy from 09/28/2009 to 09/25/2014, including last price, high, average, and low values.

title: EURINR BGN Curncy Price Data


document_description: The document discusses the recent movements in the EURUSD and EURINR currency pairs, highlighting the impact of US economic data and ECB policies. It includes a table showing the correlation between EURUSD and interest rate spreads, and discusses a trade strategy involving EURINR options.

key_locations: Eurozone India US

key_organizations: ECB Fed Bloomberg


document_description: The document contains financial metrics related to stock prices and options trading strategies. It includes last price, high, average, and low values for a specific stock, as well as a discussion on S&P 500 put and call options.


document_description: The document provides a statistical analysis of the relationship between Skew (y-axis) and ATM volatility (x-axis) over a period from September 24, 2013, to September 24, 2014. It includes a scatter plot with a regression line and a table of regression statistics. Additionally, it discusses renewed interest in Japanese equities in light of potential pension fund re-allocations and economic policies.

title: Skew vs ATM Volatility Analysis

document_subtype: statistical analysis


document_description: The document provides a chart and analysis of the NKY Index from 09/28/2009 to 09/25/2014, highlighting a 90% strike put. It includes metrics such as last price, high, average, and low values, and discusses the implications and risks of OTC options and derivatives.

title: NKY Index Historical Chart with 90% Strike Put Highlighted


document_description: This document is a promotional communication from Deutsche Bank AG, providing information on the risks associated with options trading, margin accounts, and foreign exchange transactions. It emphasizes the importance of reading the 'Characteristics and Risks of Standardized Options' document and advises seeking independent tax advice. The material is intended for institutional customers and does not constitute investment advice.

key_organizations:
Deutsche Bank AG
Option Clearing Corporation
Deutsche Asset & Wealth Management


document_description: The document contains detailed information about SPY options, including calls and puts for various strike prices, with data on bid, ask, last prices, volume, and open interest. It also includes contact information for Tazia Smith, Director at DB Securities Inc.

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management


document_description: A confidential fax document with embedded image and reference numbers.

document_subtype: fax


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0124726, SDNY_GM_00270910, and EFTA01462258.


document_description: The document contains financial data related to the S&P 500 Index, including current index values, high and low values, and options data for calls and puts with various strike prices and expiration dates.


document_description: This document contains detailed options trading data for SPY (SPDR S&P 500 ETF) on March 20, 2015. It includes information on call and put options, such as bid, ask, last prices, implied volatility, volume, and open interest for various strike prices.


document_description: The correspondence discusses S&P listed options indicative levels and suggests considering a risk reversal if there is an upside view on US big caps. Examples of risk reversals with premium collected are provided.

title: S&P risk reversals

key_people:
Jeffrey
Tazia Smith


document_description: A memo from Daniel Sabba at Deutsche Bank Securities Inc discussing positioning research on steepeners among real money investors. It includes a disclaimer about derivatives and their associated risks.

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: A chart showing the profit and loss of a CMS 5s10s strategy at expiry, in basis points (bps). The x-axis represents the CMS 5s10s at Expiry in bps, ranging from approximately 40 to 140. The y-axis represents the Profit/Loss (Pnl) in bps, ranging from -20.00 to 100.00. The current CMS 5s10s level is 71 bps, with a loss region below this level and a profit region above it. The break-even point is at approximately 71 bps. At an expiry of 40 bps, the loss is approximately -20 bps, and at 140 bps, the profit is approximately 76 bps.

document_subtype: chart


document_description: The document provides an overview of the current market dynamics affecting the USD interest rate curve, decomposing it into three phases: Fed tapering repricing, China's intervention on USDCNY, and increased deflation and QE expectations in Europe. It includes a hypothetical PnL table for CMS 5s10s at expiry and discusses the positioning of steepeners and flatteners among real money investors.

title: Market Dynamics and Hypothetical PnL Analysis

key_locations: Europe China


document_description: A correspondence from Daniel Sabba, Director at Deutsche Bank Securities Inc, discussing derivatives as financial transactions based on market factors. It highlights the risks associated with over-the-counter (OTC) derivative transactions, including market, counterparty default, and illiquidity risks.


document_description: The document outlines Suntex's strategy and opportunity in acquiring and managing marinas. It highlights the company's experience, current properties, and investment thesis, emphasizing high barriers to entry, fragmented ownership, attractive cap rates, and a pathway to public markets.

title: Suntex Marina Investment Opportunity

key_locations:
Quincy, MA
Jersey City, NJ
Fort Myers, FL
Rockwall, TX
Portsmouth, VA


document_description: The document contains contact information for Deutsche Bank Securities Inc. and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document discusses the impact of recent commodity price movements on commodity-linked currencies, highlighting increased volatility and depreciation against the USD. It suggests using premium neutral bullish risk reversals to take advantage of implied volatility, skew, and forward dynamics. The memo specifically mentions USDBRL as a compelling entry point for such strategies.


document_description: A memo discussing the normalized performance of commodity currencies and oil over a six-month period, with specific focus on currency pairs such as BRUSD, AUDUSD, NOKUSD, and CADUSD. It also mentions call and put strike distances for USDBRL and USDMXN.


document_description: The memo discusses the impact of recent commodity price movements on commodity-linked currencies, highlighting increased volatility and depreciation against the USD. It suggests using premium neutral bullish risk reversals to take advantage of implied volatility, skew, and forward dynamics. The memo specifically mentions USDBRL as a compelling entry point for such strategies.


document_description: This document contains financial data related to the USD-BRL exchange rate, including metrics such as last price, high, average, and low values over a specified timeframe.

title: USDBRL Curncy (USD-BRL X-RATE) Quarterly

document_subtype: financial data


document_description: The document presents a normalized performance chart for commodity currencies and oil over a six-month period, showing percentage changes for various currency pairs and commodities.

title: Commodity Currencies and Oil - 6 month Normalized Performance

key_organizations:
BREUSD
1AXISD
AUDUSD
NOKUSD
CADUSE
CLA Comdty


document_description: A confidential note from Daniel Sabba, Key Client Partners at Deutsche Bank Securities Inc., with contact information.

document_subtype: note


document_description: This document is a termsheet for a Commodity Index Swap between Deutsche Bank AG, London Branch (Party A) and Southern Financial LLC (Party B). The swap is based on the db WTI Short Volatility II USD Index with a notional amount of USD 10,000,000. The terms include details on the floating rate calculations for both parties, the index values, and the bid/offer cost. The swap is effective from January 13, 2015, to January 13, 2016.

title: Commodity Index Swap Termsheet

key_locations:
London
New York City

document_subtype: Termsheet

key_organizations:
Deutsche Bank AG, London Branch
Southern Financial LLC


document_description: The document provides updates on various commodity volatilities and upcoming economic data releases. It includes percentage changes in volatilities for copper, aluminum, nickel, lead, and zinc. Additionally, it lists upcoming economic data releases with actual, prior, and revised figures for vehicle sales, composite PMIs, and retail sales. The correspondence ends with a disclaimer and links to Deutsche Bank's external business conduct standards.


document_description: The document contains a table of NYMEX WTI 2M implied volatility data for the period from March 2014 to February 2015, along with a chart showing the same data over the last 10 years. The data is sourced from Deutsche Bank Global Markets Research and was generated on February 3, 2015.

title: NYMEX WTI 2M Implied Volatility Data


document_description: The judge's decisions in the case involving Mr. Batista have been annulled, leading to a likely retrial. A new judge is expected to be appointed. Mr. Batista, once Brazil's richest person, is accused of manipulating market charges in the sales of shares of two of his companies. He faces up to 13 years in prison if convicted. The document also contains a disclaimer from Deutsche Bank Securities Inc.

key_people:
Mr. Batista
Daniel Sabba


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It contains disclaimers about the confidentiality and potential attorney-client privilege of the information, and warns against unauthorized use, disclosure, or copying. The communication is intended only for the addressee and includes instructions for handling if received in error.


document_description: The document contains performance review and forecast data for Deutsche Bank's WM Americas for September 2013 YTD and FY2013. It includes revenue, CBVS, and NNA data for various segments such as WM Americas Total, USPB, PCS, and LatAm. Additionally, it outlines the pipeline for September to December 2013, detailing expected impacts on NNAs and revenues from various financial activities and key clients.

title: KCP - WM Am Sep 2013 YTD performance review and FY2013 Fcst

key_people:
Epstein
William Comrie
Tom Lee
Noam Gottesman
Mortimer Sackler

document_date: September 2013

key_locations:
Phoenix AZ
Memphis

document_subtype: performance review and forecast

key_organizations:
Deutsche Bank
WM Americas
Southern Financial
Grassie Dynasty Trust
Zaro Family
Toms Capital
THL Capital
CSM Capital Corp
Still Water Trust


document_description: A confidential trade report detailing a 3-month USDJPY vanilla call executed by Jeffrey. The trade involved a notional amount of 10,000,000 USD against 1,025,000,000 JPY with a strike price of 102.50. The expiry date is set for May 1, 2014, with settlement on May 7, 2014. The premium for the trade is 190,000 USD, with the premium date on February 4, 2014. The counterparty is SOFL, and the trade type is EUR with the client buying the call.

title: Trade Report 1/31/14 - 3mo short yen

key_people:
Jeffrey
Tazia Smith
Paul Morris
Vinit Sahni
Nav Gupta


document_description: Deutsche Bank maintains a 'Buy' rating on Gilead Sciences despite a voluntary recall of Atripla due to minor quality issues. The recall involved 39,000 bottles from a third-party manufacturer in China. Gilead has sufficient supply and multiple manufacturers for Atripla. The report reiterates a $132 price target for Gilead, emphasizing the strength of its base business and Sovaldi.

title: Deutsche Bank Markets Research on Gilead Sciences

key_people:
Robyn Karnauskas
Alethia Young

key_locations:
United States
China

document_subtype: research report

key_organizations:
Deutsche Bank
Gilead Sciences
FDA


document_description: The article discusses the key themes and takeaways from the Mobile World Congress 2014, focusing on LTE proliferation, infrastructure growth, and the challenges faced by smartphone manufacturers in differentiating high-end devices. It highlights the optimism among network equipment vendors about operator spending, the consolidation in the frontend space, and the introduction of cheaper smartphones like Firefox's $25 device. The article also covers the competitive landscape in the baseband market, with Qualcomm maintaining a strong lead, and the potential growth opportunities for companies like F5 Networks and CommScope.

title: MWC 2014: It is an LTE world S2N #491 - LIE proliferation and cheaper handsets push data demand

key_people:
Brian Modoff
Vijay Bhagavath
Kip Clifton

key_locations: Barcelona Europe China Africa CALA

document_subtype: news article

key_organizations:
Deutsche Bank
Qualcomm
Firefox
F5 Networks
CommScope
Cisco
Ciena
Mavenir
Cavium
Ixia
Ruckus


document_description: The report provides a financial analysis and outlook for HCA Holdings, Inc., highlighting Q4 2013 results, 2014 guidance, and the impact of the Affordable Care Act (ACA). It reiterates a 'Buy' rating with a price target of $58, noting strong surgical trends and conservative ACA assumptions.

title: Deutsche Bank Markets Research on HCA Holdings, Inc.

key_people:
Darren Lehrich
Joshua Kalenderian
Dana Nentin

document_subtype: Financial Report

key_organizations:
Deutsche Bank
HCA Holdings, Inc.


document_description: The document outlines the Cash Return On Capital Invested (CROCI) methodology, a proprietary stock-valuation process by Deutsche Asset & Wealth Management. It details the history, team structure, and application of CROCI indices, which are used to model investment strategies. The document emphasizes the differences between accounting and economic data, and the conversion of accounting data into real economic data. It also discusses the performance and benchmarking of CROCI indices against various global indices.

title: Deutsche Asset & Wealth Management - CROCI Investment Process

key_people:
Francesco Curto
Colin McKenzie
Chris Wane
Sarvesh Agrawal
Mulligan Dirk Schlueter
Joe Hall
Lynn Fred

key_locations:
United States
London

document_subtype: investment process documentation

key_organizations: Deutsche Investment Management Americas, Inc.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated April 22, 2014. It includes details of various financial transactions, including FX options and commodities derivatives, with Southern Financial, LLC as the counterparty. The statement provides valuations based on Deutsche Bank's economic assessment and includes disclaimers about the potential variability of these valuations.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document outlines the benefits and structure of using a Private Placement Variable Annuity (PPVA) Investment Account for planned gifts to private foundations or public charities. It highlights the tax advantages, cost structure, and potential future value of investments using PPVA compared to taxable investment accounts. The document also includes disclosures about the nature of PPVA as an unregistered securities product and the importance of consulting with qualified advisors for legal and tax advice.

title: Optimizing Planned Gifts to a Private Foundation or Public Charity

document_subtype: investment strategy

key_organizations:
Winged Keel Group, Inc.
M Holdings Securities, Inc.


document_description: This document is a financial statement prepared by Winged Keel Group, Inc. for a Private Placement Variable Annuity for the month ending December 31, 2013. It includes details on the annuity's owner, annuitant, beneficiary, cost basis, investment funds summary, and investment returns. The statement provides a breakdown of monthly and year-to-date investment returns, as well as a summary of the PPVA investment account. It also includes disclosures and notes on the performance data and legal disclaimers.

title: Private Placement Variable Annuity Statement of Values For the Month Ending December 31, 2013

key_organizations:
Winged Keel Group, Inc.
M Holdings Securities
Sun Life Financial


document_description: Deutsche Asset & Wealth Management offers an executive aircraft lending program for purchasing or refinancing corporate jets. The program provides loans ranging from $10 million to $50 million, with specific collateral and documentation requirements. The program leverages Deutsche Bank's financial stability and requires compliance with various legal and financial conditions.

document_subtype: executive aircraft lending program

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: Signature card for Jeffrey Epstein's account at Deutsche Bank Trust Company Americas.

title: Deutsche Bank Wealth Management Signature Card

document_subtype: signature card


document_description: This document is an authorization form for asset movement for non-retirement accounts with Deutsche Bank Alex. Brown. It includes instructions for wire transfers, checks, and journal entries, and outlines the responsibilities and risks associated with different methods of instruction transmission. The form also includes a standing authorization clause and acknowledges the undersigned's responsibility for the accuracy and authorization of instructions.

title: Deutsche Bank Private Wealth Management Authorization for Asset Movement

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank AG, London
Deutsche Bank Trust Co. Americas
Southern Financial LLC


document_description: This is a Compuserve Graphic Interchange Format (GIF) image file with specific technical details such as color depth, compression type, and dimensions.


document_description: Invitation to a game and tailgate party hosted by Deutsche Bank at MetLife Stadium on October 5, 2014. Includes details about the event timing, location, and RSVP instructions.

title: New York Giants vs. Atlanta Falcons Game and Tailgate Party Invitation

document_subtype: invitation

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: This document is a notification from Deutsche Bank AG to its swap counterparties regarding their rights under CFTC rule 23.701 to elect segregation of initial margin for uncleared swaps. It outlines the requirements for segregation, the need for confirmation of receipt, and the election process for counterparties. The document also includes a schedule of acceptable custodians and pricing information for segregation services.

title: 2014 Notification of Right to Segregation of Initial Margin Posted in Respect of Uncleared Swaps Pursuant to CFTC Rule 23.701

key_organizations:
Deutsche Bank AG
State Street Bank and Trust Company
Deutsche Bank Trust Company Americas


document_description: The document outlines the CFTC Initial Margin Segregation Regulations published in November 2013, which require swap dealers and major swap participants to notify counterparties of their right to require segregation of initial margin for uncleared swap transactions. It details the compliance dates, rights of counterparties, acceptable custodians, costs, and actions required by counterparties. It also discusses the implications of electing or not electing IM segregation and the annual notification requirement.

title: CFTC Initial Margin Segregation Fact Sheet

key_people:
Chief Risk Officer
Chief Executive Officer

document_date: April 2014

document_subtype: fact sheet

key_organizations:
CFTC
Deutsche Bank AG
Deutsche Bank Trust Company Americas
State Street and Trust Company


document_description: Overdraft and insufficient funds notice for Jeffrey Epstein's account at Deutsche Bank Trust Co. Americas, indicating an overdraft of $69.47 as of March 21, 2016. The notice requests a deposit to cover the overdraft amount.

key_locations: Saint Thomas, United States Virgin Islands

document_subtype: bank notice


document_description: A list of initial leads with contact information, including names, titles, companies, and addresses.

key_people:
Paul Morris
Jeffrey Epstein

key_locations:
New York, NY
Cold Spring Harbor, NY
Locust Valley, NY
Mineola, NY
Salt Lake City, UT
Park City, UT
Horsham, PA
Lake Success, NY
Cambridge, MA
Jackson, WY
Hauppauge, NY
Port Washington, NY

document_subtype: contact list

key_organizations:
Maverick Capital
Advantage Testing
Oxford & Simpson
Cold Spring Harbor Laboratory
Macquarie
Senzar Asset Management
SAB Capital
StepStone LLC
Bluecast Denim
Bruderman Brothers
Viking
Cross Family
Sportwear Holding
Accretive LLC
Tiger Technology L.P.
Toll Brothers, Inc.
Kimco
Leucadia
Powdr Corporation
9/11 Memorial & Foundation
Kade Capital
Grant Thornton LLP
York Capital
Emerging Resource Partners
Ingalls & Snyder
RRE Ventures
Triangle Services
J. Fitzgibbons LLC
Empire Office
Gerschel & Co.
J.F.Lehman & Co.
Ellery Homestyles
ARIAD Pharmaceuticals, Inc.
Holterbosch
Hughson Island Capital
Metalmark
Cumming Investment Company
Kalikow & Company
Kargo
Décor Moulding
Kean Development Co. Inc.
Yorktown Energy
Jesselson Capital
kimco
Julius Klein
Traxys Worldwide
Coatue Management
9/11 Museum & Memorial
Yorktown Partners, LLC
Systemax Inc.
Lindsay Goldberg
laudryLux
Gracie
Maverick Capital
Pensler Capital
Porter
Viking
Providence Business Equity LLC
Marchon Eyewear
Colony Capital
MS capital
Treeline Companies
Shanken Enterprises
Henry Realty
Silvestri family
TPG
Staller Associates
Zephyr Management
Cold Spring Harbor Laboratory
Sportwear Holding
Lone Pine Capital
Positive Promotions, Inc.
Tharanco Group
Trafelet Investors
Virtu Financial
Antero Resources
Bell Point Capital
Tiger
Renaissance Technologies


document_description: A list of initial leads with details such as name, organization, position, and contact information.

key_people:
Lee Ainslee
Arun Alagappan
Paul Amorouso
Sherrell Aston
Dillaway Ayres
Mitchell Barry
Robert Bertagna
Ajay Bhalla
Mitchell Blatt
Scott Bommer
Thomas Bradley
Steve Brandis
Bates Brown
Matthew Bruderman
Daniel Cahill
Adrienne Cannella
Silas K.F. Cho
Michael Cline
Chase Coleman
Frederick Cooper
David Cooper
Ian Cummings
John Cummings
Rodney Cushman
Joseph Daniels
Robert DeNatale
John J. Desmond
Jamie Dinan
Ryan Dodd
John Dougherty
Bronfman Edgar
Stuart J. Ellman
Jeffrey Epstein
Lonnie Fine
Coleman Gail
Lawrence Gaslow
Peter Gaslow
Patrick Gerschel
Donald Glickman
Budd Goldman
Keirnan Goodwin
Berger Harvey
Jay Hatfield
John A. Herrmann, Jr.
Heidi Holterbosch
Paul Hughson
Fazle Husain
Matthew Ireland
Neil Jain
Sunil Jain
Peter Kalikow
Harry Kargman
Michael Katz
John C. Kean
William Howard Keenan
Judy Kelly
Adam Kimmel
Martin Klein
Mark Kristoff
Philppe Laffont
David Langford
Bryan Lawrence
Richard Leeds
Peter Leidel
Robert Lindsay
Neal Milch
David Milch
Dan Nir
Gunnar Overstrom
Sandy Pensler
Alex Porter
Thomas Purcell
Julie G. Richardson
Simon Rose
Larry Roth
Richard Salzman
Marla Schaefer
Francis Schor
Marvin Shanken
Jerome Siegel
Angelo Silvestri
Dinaker Singh
Cary Staller
Canter Stephen
Bruce Stillman
Lawrence Stroll
Maro Tablada
Nelson Taxel
Haresh Tharani
Remy Trafelet
Vincent Viola
Glenn Warren
Joe Russell
Julian Robertson
Stephen Mandel
Numerous
Mark Kalimian

key_locations:
New York
Jericho
Cold Spring Harbor
Locust Valley
Mineola
Salt Lake City
Park City
Horsham
Lake Success
Valley Stream
Jackson
Cambridge
Hauppauge
Port Washington
Melville

key_organizations:
Maverick Capital
Advantage Testing
Oxford & Simpson
Cold Spring Harbor Laboratory
Century Real Estate
Macquarie
Senzar Asset Management
SAB Capital
StepStone LLC
Bluecast Denim
Bruderman Brothers
Viking
Cross Family
Accretive LLC
Tiger Technology L.P.
Toll Brothers, Inc.
Kimco
Leucadia
Powdr Corporation
Cushman Real Estate
9/11 Memorial & Foundation
Kade Capital
Grant Thornton LLP
York Capital
Emerging Resource Partners
Ingalls & Snyder
RRE Ventures
Triangle Services
J. Fitzgibbons LLC
Empire Office
Gerschel & Co.
J.F. Lehman & Co.
Ellery Homestyles
ARIAD Pharmaceuticals, Inc.
Infrastructure Capital Management
Lincoln International
Holterbosch Inc.
Island Capital
Metalmark Capital
Cumming Investment Company
Vass Pipe
Kalikow & Company
Kargo
Decor Moulding
Kean Development Co. Inc.
Yorktown Energy
Jesselson Capital
Systemax Inc.
Yorktown Partners, LLC
Lindsay Goldberg
laudryLux
Gracie
Pensler Capital
Porter
Providence Equity LLC
Marchon Eyewear
Colony Capital
MS Capital
Treeline Companies
Shanken Enterprises
Henry Realty
Silvestri Family
TPG
Staller Associates
Zephyr Management
Lone Pine Capital
Positive Promotions, Inc.
Tharanco Group
Trafelet Investors
Virtu Financial
Antero Resources
Bell Point Capital
Tiger
Renaissance Technologies


document_description: The document contains the Articles of Incorporation and Operating Agreement for Southern Financial, LLC, a limited liability company organized under the laws of the U.S. Virgin Islands. It outlines the company's formation, purpose, management structure, capital contributions, and indemnification provisions. The company is manager-managed, with Jeffrey Epstein as the initial manager. The document also includes details about the company's registered office, resident agent, and capital structure.

key_people:
Jeffrey Epstein
Greg J. Ferguson
Erika A. Kellerhals
Brett Geary
Gregory R. Francis

document_type: legal

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Business Basics VI, LLC


document_description: The document contains a table listing various individuals and their associated organizations. It appears to be a customer relationship management document, possibly from a financial institution, detailing customer names, their organizations, and possibly their relationship status or potential with the institution.

key_people:
Francis Schork
John J. Desmond
Ira R. Halperin
Robert Arnold
Michael Cline
John Dougherty
Jeffrey Epstein
William Howard
Angelo Silvestri
Gunnar Overstrom
Sandy Pensler
Cary Staller
Frederick Cooper
Chase Coleman
Louis Grassi
Ajay Bhalla
Bates Brown
Robert DeNatale
Sunil Jain
Judy Kelly
Bruce Stillman
Robert Lindsay
David Milch
Simon Rose
Scott Bommer
Richard Leeds
Stuart J. Ellman
Adrienne Cannella
Budd Goldman
Heidi Holterbosch
Fazle Husain
Michael Katz
Larry Roth
Jerome Siegel
Marla Schaefer
Glenn Warren
Andrew Murstein
Greg Attorri
Robert Bertagna
Ryan Dodd
Martin Klein
Mark Kristoff
Lawrence Stroll
Rodney Cushman
Adam Kimmel
Marvin Shanken
Remy Trafelet
Jamie Dinan
Mitchell Barry
Joseph Daniels
Bronfman Edgar
Peter Gaslow
Matthew Ireland
Silas K.F. Chou
Alex Porter
Neal Milch
Thomas Purcell
Richard Salzman
Nelson Taxel
Peter Leidel
John A. Herrmann
John C. Kean
Sherrell Aston
Steve Brandis
Berger Harvey
Dinaker Singh
Todd Meister
Steven Katz
Lee Ainslee
Daniel Cahill
Arun Alagappan
Paul Amorouso
Mitchell Blatt
Len Breslow
Matthew Bruderman
Lonnie Fine
Coleman Gail
Jay Hatfield
Paul Hughson
Neil Jain
Harry Kargman
Keirnan Goodwin
Maro Tablada
David Cooper
James Alterbaum
Thomas Bradley
John Cummings
Lawrence Gaslow
Donald Glickman
Peter Kalikow
Philppe Laffont
David Langford
Dan Nir

key_organizations:
Treeline Companies
Grant Thornton LLP
Arnold Standard
Accretive LLC
Ingalls & Snyder
Keenan Yorktown Energy
Staller Associates
Toll Brothers, Inc.
Tiger Technology L.P
Grassi & Co.
Senzar Asset Management
Maverick Capital
Kade Capital
Vass Pipe
Jesselson Capital
Cold Spring Harbor Laboratory
SAB Capital
Systemax Inc.
RRE Ventures
Ellery Homestyles
Holterbosch Inc.
Metalmark Capital
Decor Moulding
Marchon Eyewear
Henry Realty
Antero Resources
Medallion Financial
Macquarie
Emerging Resource Partners
Julius Klein
Traxys Worldwide
Shanken Enterprises
Trafelet Investors
York Capital
Century Real Estate
9/11 Memorial & Foundation
Empire Office
Cumming Investment Company
Porter
Viking
Colony Capital
Positive Promotions, Inc.
Yorktown Partners, LLC
Lincoln International
Kean Development Co. Inc.
Bluecast Denim
ARIAD Pharmaceuticals, Inc.
Friends Academy
Advantage Testing
Oxford & Simpson
Breslow Walker
Bruderman Brothers
Triangle Services
J. Fitzgibbons LLC
Infrastructure Capital Management
Island Capital
Kargo
Lone Pine Capital
Moses & Singer LLP
StepStone LLC
Powdr Corporation
J.F.Lehman & Co,
Kalikow & Company
Coatue Management
9/11 Museum & Memorial
Gracie


document_description: The document provides a background on Jeffrey Epstein's net worth, assets, business ventures, philanthropy, and criminal charges. It details his ownership of significant properties and aircraft, his business history including the formation of J. Epstein & Co., and his philanthropic contributions, particularly in science and education. It also covers his criminal charges related to soliciting prostitution and subsequent legal settlements. Additionally, it outlines business dealings with Southern Financial LLC and Southern Trust Company, Inc., including their incorporation details and nature of business.

key_people:
Jeffrey Epstein
Leslie Wexner
Jeanne Brennan
Harry Beller
Richard Kahn

key_locations:
Manhattan
Palm Beach
Paris
New Mexico
St. Thomas
Florida

key_organizations:
J. Epstein & Co.
The Financial Trust Company
Jeffrey Epstein VI Foundation
Harvard University
American Cancer Society
Southern Financial LLC
Southern Trust Company, Inc.


document_description: This is a Compuserve Graphic Interchange Format (GIF) image with a colour depth of 8, RGB colour space, and lossless LZW compression. The image has a width of 163 pixels and a height of 23 pixels.

title: pic28191.gif

document_subtype: image


document_description: This document is a memo from Blanche Lark Christerson, Managing Director and Senior Wealth Planning Strategist, discussing President Obama's Fiscal Year 2014 budget and its tax provisions. It covers various proposals including limiting tax benefits, the 'Buffett Rule', restoring 2009 transfer tax parameters, requiring consistent basis for transfer tax and income tax, and more. The memo provides comments on each proposal and discusses their potential implications.

title: Tax Topics 2013-05

key_people:
Blanche Lark Christerson
President Obama
Rep. Dave Camp
Sen. Max Baucus

document_subtype: memo

key_organizations:
Deutsche Asset & Wealth Management
Treasury Department
IRS
House Ways & Means Committee
Senate Finance Committee


document_description: Leon Black, Chairman/CEO of Apollo Group, is seeking a $500MM loan as part of a $1.5BN total bank debt. The loan is to facilitate the movement of Black's Apollo interests from a Family Trust to his personal name for tax alignment. The collateral includes fine art and Apollo units. The document outlines the structure, risks, mitigants, and financial profile of Black, including his assets, liabilities, and cash flow.

title: Leon Black: $500MM Line Request

key_people:
Leon Black
Jeffrey Epstein
Paul Morris
Jane Heller

document_subtype: loan request

key_organizations:
Apollo Group
BofA
DB
JPM


document_description: A discussion memo from Deutsche Bank outlining potential financing terms for Leon Black. The memo specifies that it is not a commitment and details the general terms and conditions for a potential credit facility, including borrower and guarantor information, collateral requirements, interest rates, and covenants. The facility amount is up to $500 million, with a term loan type and a maturity date of one year from closing. Collateral includes fine art and Apollo Operating Group Units. The memo emphasizes that all terms are subject to due diligence and credit approval.

key_organizations:
Deutsche Bank AG
Deutsche Bank Trust Company Americas
DB Structured Products Inc
DB Private Clients Corp.
Apollo Global Management, LLC


document_description: This is a metadata description of an image file named pic12308.gif. It is a GIF image with a color depth of 8, using RGB color space and LZW compression. The image dimensions are 46x46 pixels, with a pixel aspect ratio of 1.0. The file size is 2150 bytes.


document_description: This is a metadata description of an image file named pic24217.gif, which is a Compuserve Graphic Interchange Format (GIF) image with a color depth of 8 and RGB color space. The image is 46x46 pixels in size, with lossless LZW compression and a format version of 89a.


document_description: This is a metadata description of an image file named pic20813.gif, which is a Compuserve Graphic Interchange Format (GIF) image with a color depth of 8 and RGB color space. The image is 46x46 pixels in size, uses lossless LZW compression, and is in the 89a format version.


document_description: A list of customer names with email availability status and alternate contact information.

key_people:
Alagappan, Arun
Aston, Sherrell
Avista Capital Partners
Ayres
Barry, Mitchell
Bhalla, Ajay
Black Family Partners, L.P.
Blatt, Mitchell
Bommer, Scott
Bradley, Thomas
Brandis, Steve
Britton, Charles
Brody, Cary
Bronfman, Edgar
Bryant Jr., Donald
Burgstahler, David
Candover Investments
Cannella, Adrienne
Chou, Silas K.F
Cline, Michael
Cooper, Frederic
Corrigan, Patton
Cummings, Ian
Cushman, Rodney
Daniels, Joseph
Deerpath Capital Management
DeNatale, Robert
Dinan, Jamie
Dodd, Ryan
Durkin, David
Ellman, Stuart J.
EnCap Flatrock Midstream
EnCap Investments
Epstein, Jeffrey
Feldstein, Andrew
Fine, Lonnie
Fitzgibbons, Joh
Gaslow, Lawrence
Gaslow, Peter
Gerschel, Patric
Glickman, Donald
Glimcher, Arnie
Goldman, Budd
Goodwin, Keirnan
Harvey, Berger
Hatfield, Jay
Heravi, Amanda
HG Capital
Holterbosch, Heidi
Husain, Fazle
Hyman, Ed
Ireland, Matthew
Jain, Neil
Jain, Sunil
Kalikow, Peter
Kargman, Harry
Keenan, William
Kelly, Judy
Keynejad, Jamshid
Kimmel, Adam
Klein, Martin
Kristoff, Mark
Kwon, OhSang
Laffont, Philppe
Lawrence, Bryan
Leeds, Richard
Leidel, Peter
Lichtenstein, Warren
Lime Rock Partners
Lindsay, Robert
Meister, Robert A.
Meister, Todd
Merit Energy
Milch, David
Milch, Neal
Milton Academy
Murstein, Alvin
Murstein, Andrew
Nir, Dan
Overstrom, Gunnar
Packer, Marc
Patriot Strategy Partners
Pensler, Sandy
Petrides, George
Porter, Alex
Purcell, Thomas
Richardson, Julie G.
Rose, Simon
Salzman, Richard
SCF Partners
Schaefer, Marla
Shanken, Marvin
Siadat, Barry
Siegel, Jerome
Silbert, Ben
Silvestri, Angelo
Simon, Richard M.
Singh, Dinaker
SK Family Office
Southern Financial LLC
Southern Trust Company, Inc.
Staley, James
Staller, Cary
Stillman, Bruce
Stroll, Lawrence
Tablada, Maro
Taxel, Nelson
Tharani, Haresh
Trafelet, Remy
Viola, Vincent
Warren, Glenn
Webster, Steven
Weiss, George
Wilson, Welcome
Yorktown Partners LLC
Zaro, Andrew
Zelter, James


document_description: This document discusses the implications of the American Taxpayer Relief Act of 2012 (ATRA) on estate and gift taxes, particularly focusing on the significant exclusion amount, state estate taxes, and portability. It highlights the impact of the Supreme Court's decision in United States v. Windsor on same-sex married couples regarding the marital deduction. The memo also addresses the complexities of formula provisions in estate planning documents, the challenges posed by decoupled states like New York, and the concept of portability in estate tax planning. Additionally, it provides an update on the July 2013 applicable federal rates.

title: Tax Topics 2013-07

key_locations:
New York
Florida
New Jersey
Connecticut

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG


document_description: Certificates issued by the Office of the Lieutenant Governor of the Virgin Islands confirming the existence and good standing of Southern Financial, LLC and Southern Trust Company, Inc. in the Virgin Islands.

key_people:
Gregory R. Francis
Denise Johannes

document_type: government

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence and Good Standing


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Infomatics, Inc., confirming its incorporation and authorization to conduct business in the Virgin Islands.

document_subtype: certification

key_organizations: Office of the Lieutenant Governor, Virgin Islands


document_description: This document is a passport issued to Jeffrey Edward Epstein by the United States of America. It includes personal details such as his date of birth, place of birth, and physical characteristics. The passport was issued on October 11, 2002, and expired on January 20, 2015.

title: Jeffrey Epstein Passport

document_subtype: passport


document_description: This document is a W-9 form used to request the taxpayer identification number and certification for Southern Trust Company, Inc. It includes the company's address in St. Thomas, USVI, and its employer identification number (EIN). The form certifies that the company is not subject to backup withholding and is a U.S. person for tax purposes.

title: W-9 Request for Taxpayer Identification Number and Certification

document_subtype: W-9 Form

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC


document_description: The document contains resolutions adopted by the Board of Directors of Southern Trust Company, Inc. and Financial Infomatics, Inc. The resolutions involve corporate restructuring, including the transfer of shares and a merger between Financial Trust Company, Inc. and Southern Financial, LLC. Jeffrey Epstein is a key figure in these resolutions, being the sole shareholder of the involved corporations. The document also includes resolutions for the issuance of shares and the establishment of corporate governance structures.

title: Consent of the Board of Directors of Southern Trust Company, Inc. and Financial Infomatics, Inc.

key_people:
Jeffrey Epstein
Darren K Indyke
Richard Kahn

document_subtype: Board Resolutions

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC
Financial Infomatics, Inc.


document_description: This document outlines the terms and conditions for a corporate account with Deutsche Bank Securities Inc. It includes resolutions adopted by the corporation's board, authorizing certain individuals to manage brokerage accounts, buy and sell securities, and execute necessary documents. The document also details the terms for cash accounts, short and long orders, liens, borrowing authority, interest charges, credit information, and arbitration agreements. It emphasizes the security interest granted to DBSI and its affiliates, and the arbitration clause for dispute resolution.

title: Deutsche Bank Private Wealth Management Corporate Account Authorization and Terms and Conditions

key_people:
Certifying Officer
Second Certifying Officer

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document outlines the agreement between Deutsche Bank Trust Company Americas and Southern Financial LLC for the DB InSight service. It includes terms and conditions for account access, responsibilities regarding anti-money laundering compliance, and joint account disclosures. The document also contains sections for account setup, user information, and authorized signatories.

title: DB InSight Agreement and Account Opening

key_locations:
New York, NY
St Thomas

document_subtype: Bank Agreement

key_organizations:
Deutsche Bank Trust Company Americas
Southern Financial LLC


document_description: This document is a deposit account opening application for Deutsche Bank Trust Company Americas (DBTCA) under the Deutsche Asset & Wealth Management division. It includes details for opening various types of accounts such as checking, money market, and certificates of deposit for both personal and business accounts. The document outlines terms and conditions, privacy notices, and compliance responsibilities for both US and non-US individuals and organizations. It also includes sections for joint account disclosures, internet banking services, and corporate resolutions for Southern Trust Company, Inc.

title: DBTCA Deposit Account Opening Application

key_people:
Authorized Signer(s)
Secretary or other officer

key_locations:
St Thomas
6100 Red Hook Quarter B3

document_subtype: Bank Account Application

key_organizations:
Deutsche Bank Trust Company Americas
Southern Trust Company, Inc.


document_description: This document is an account authorization and indemnity agreement for a securities account opened by Deutsche Bank Securities Inc. (DBSI) for a limited liability company (LLC). The managing member of the LLC authorizes DBSI to open the account and appoints agents to manage it. The document outlines the powers granted to the agents, the indemnity provided to DBSI, and the conditions under which the authorization remains in effect.

title: Deutsche Bank Private Wealth Management Limited Liability Company Account Authorization & Indemnity

document_subtype: Account Authorization & Indemnity

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Southern Financial, LLC


document_description: This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI), outlining the terms and conditions for managing brokerage accounts. It includes client representations, terms and conditions for account management, arbitration clauses, tax status declarations, and margin account details. The agreement also covers the rights of DBSI, order execution, purchase and sale of securities, and client responsibilities regarding tax and compliance.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Pershing LLC
Deutsche Asset & Wealth Management
Deutsche Bank AG


document_description: This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI), outlining the terms and conditions for managing brokerage accounts. It includes client representations, terms and conditions for account management, arbitration clauses, tax status declarations, and margin account disclosures. The agreement also covers the rights of DBSI, order execution, purchase and sale of securities, and client responsibilities regarding tax and compliance.


document_description: This document is an Officer's Certificate for a corporate account at Deutsche Bank Securities Inc. It includes resolutions adopted by the Board of Directors authorizing certain individuals to manage the corporation's brokerage accounts. The document outlines the terms and conditions for account management, including transaction confirmations, cash account management, short and long orders, liens, borrowing authority, interest charges, credit information, satisfaction of indebtedness, loan or pledge of securities, order aggregation, and arbitration agreements. It also includes important disclosures regarding SIPC protection and payment for order flow.

document_subtype: Corporate Account Authorization and Terms and Conditions


document_description: This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI) for managing brokerage accounts. It outlines the terms and conditions governing the client's account, including representations, rights of DBSI, order execution, rules and regulations, purchase and sale of securities, and other account management details. The agreement also includes a section on arbitration, tax election, and a margin disclosure addendum.

title: Deutsche Bank Private Wealth Management Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc. (FINRA)


document_description: This document outlines the terms and conditions for using Deutsche Bank's Internet Banking Services, including account management, security procedures, and user responsibilities. It covers various services such as ACH, bill payments, and eStatements, and includes provisions for liability, indemnification, and confidentiality.

title: Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus

key_locations:
New York, NY
U.S. Virgin Islands

document_subtype: Banking Services Agreement

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: This document is a financial statement from J.P. Morgan Online detailing various investment positions as of September 4, 2013. It includes information on securities, their values, gains/losses, and other financial metrics.

title: J.P. Morgan Online Positions

document_subtype: financial statement

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.


document_description: This document is a bank statement from JPMorgan Chase Bank for THE HAZE TRUST, covering the period from June 29, 2013, to July 31, 2013. It includes details of a JPMorgan Classic Business Checking account and a JPMorgan Business Money Market Deposit Account. The statement shows no activity in the checking account and a small interest payment in the money market account, with an ending balance of $28,363.45. It also includes information about fees, transaction descriptions, and instructions for reporting errors.

title: JPMorgan Chase Bank Statement for THE HAZE TRUST

key_people:
Janet Young
Gina Magliocco

document_subtype: bank statement

key_organizations:
JPMorgan Chase Bank, N.A.
THE HAZE TRUST


document_description: This document is a financial account statement for THE HAZE TRUST for the period from July 1, 2013, to July 31, 2013. It provides a detailed summary of the trust's investment accounts, including equity and fixed income holdings, portfolio activity, and tax summaries. The statement includes information on market values, changes in value, income distributions, and realized and unrealized gains and losses. It also details specific investments in equity and fixed income, including their market values, yields, and accrued interests.

title: THE HAZE TRUST Account Statement

key_people:
Justin Nelson
Paul Barrett
Janet Young
Gina Magllocco
Jason Grosse

key_locations:
St. Thomas, VI
New York, NY

document_subtype: Account Statement

key_organizations:
J.P. Morgan Securities LLC
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.


document_description: The Haze Trust Agreement is a legal document establishing a trust with Jeffrey E. Epstein as both the Grantor and Trustee. The agreement outlines the transfer of property to the Trustee, the discretionary powers of the Trustee, and the conditions under which the trust can be amended or revoked. It also includes provisions for the appointment of successor trustees and the management of trust assets.

title: The Haze Trust Agreement

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Jeffrey A. Schantz

document_date: February 9, 1991

document_type: property

document_subtype: Trust Agreement


document_description: This document is a W-9 form used to request the taxpayer identification number and certification for The Haze Trust. It includes information about the trust's federal tax classification, address, and taxpayer identification number (TIN). The form also contains a certification section where the signer confirms the accuracy of the TIN and their exemption from backup withholding.

title: Request for Taxpayer Identification Number and Certification

document_date: December 2011


document_description: Regulatory action alert for Richard D Kahn regarding a disciplinary action by NYSE Arca for failing to provide testimony as requested by FINRA. Richard Kahn is permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 days from the decision date.

document_subtype: regulatory action alert

key_organizations:
Deutsche Bank Private Bank
NYSE Arca
FINRA
NY Stock Exchange


document_description: Richard Kahn and other respondents violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. They are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance of this Decision.

document_subtype: Regulatory Action

key_organizations:
NYSE Arca
FINRA
Regulatory DataCorp, Inc.