document_description: This document is an Investor Anti-Money Laundering Declaration Supplement Form for Alpha Group Capital. It requires investors to acknowledge measures for preventing money laundering, including identity verification and documentation requirements before share issuance. The form must be signed by an authorized signatory as per the Subscription Agreement.

document_subtype: Investor Declaration Form


source: doj

document_description: Document outlines the identification requirements for financial institutions to combat money laundering and other criminal activities. It specifies the mandatory data points required for investor authorization services by State Street, including identification, verification, and screening processes.

document_type: financial

document_subtype: authorization requirements


document_description: The document classifies jurisdictions into low, medium, and high risk categories for financial or regulatory purposes. It lists countries and territories under each risk category, indicating their perceived risk level in terms of compliance or other factors.

title: Classification of Jurisdictions

document_type: other

key_locations: South Georgia and the South Sandwich Islands


document_description: A simplified customer due diligence form for Alpha Group Capital, requiring information for different types of investors such as credit or financial institutions, listed companies, public bodies, and pension funds. The form is incomplete with several fields left empty.

document_subtype: customer due diligence form


document_description: Guidelines for introducing nominee accounts for regulated entities, including requirements for AML policies and procedures based on jurisdiction risk levels.

key_locations: Switzerland Luxembourg

document_subtype: investment introduction guidelines


document_description: This document outlines the requirements for investors in Low, Medium, and High Risk jurisdictions to provide documentary evidence for verification. It specifies the necessary information and documents needed for verification, including full name, residential address, tax identification number, date of birth, and tax forms. Additional documentation is required for High Risk jurisdictions.

document_type: correspondence

document_subtype: form


document_description: This document outlines the required documentation and information for partnerships, particularly focusing on legal and financial details. It includes requirements for legal names, business addresses, tax identification numbers, and various legal documents such as the Certificate of Formation and Partnership Agreement. Additional requirements are specified for entities in high-risk jurisdictions, including identity verification and proof of address for significant stakeholders.

document_subtype: instructional document


document_description: This document is a form for the Alpha Group Capital's Collective Investment Scheme, requiring completion of entity type information and submission of various documents related to the legal entity, registered office, business address, scheme promoter, scheme administrator, and anti-money laundering checks.

title: HUBUS133 Alpha Group Capital - Collective Investment Scheme


document_description: This document is a form requesting detailed information and documentation for trusts and non-charitable foundations. It includes sections for legal name, registered address, nature and purpose, tax identification, and trustee information. It also outlines requirements for high-risk jurisdictions and beneficial ownership details.


document_description: This document is an appendix listing the schedule of officers and directors for a group capital entity. It includes placeholders for names, titles, dates of birth, occupations, social security numbers, and residential addresses, but all fields are currently empty.

title: Schedule of Officers and Directors

document_subtype: schedule


document_description: The document outlines the representations and warranties made by the Benefit Plan Investor regarding their investment in the Partnership. It specifies the responsibilities and independence of the Independent Fiduciary, the disclosure of fees, and the absence of conflicting interests or compensation for investment advice.

document_type: legal

document_subtype: Investment Agreement

key_organizations:
Alpha Group Capital
Management Company
Partnership


document_description: This document is a confidential appendix related to Alpha Group Capital, identified by DOC ID 9978674.66. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a Form W-9 used to request a taxpayer identification number and certification. It includes sections for providing a name, business name, tax classification, exemptions, address, and taxpayer identification number (TIN). The form also includes a certification section where the signer certifies the accuracy of the TIN and their exemption from backup withholding. The form is intended for U.S. persons to provide their correct TIN to a requester who must file an information return with the IRS.

title: Request for Taxpayer Identification Number and Certification

document_date: November 2017

document_subtype: Form W-9

key_organizations:
Department of the Treasury
Internal Revenue Service


document_description: This document is a Form W-9, which is used to provide a taxpayer identification number (TIN) to a requester. It includes information on exemptions from backup withholding, FATCA reporting codes, and instructions for completing the form. The document outlines the types of payments that may be exempt from backup withholding and provides guidance on how to obtain a TIN if one is not already available.

title: Form W-9 (Rev. 11.2017)


document_description: This document is a Form W-9, which is used to certify the correct Taxpayer Identification Number (TIN) and to claim exemption from backup withholding. It includes definitions of a U.S. person, special rules for partnerships, and instructions for foreign persons. It also explains backup withholding, FATCA reporting, and penalties for failing to provide correct information.

title: Form W-9 (Rev. 11-2017)

document_subtype: tax form


document_description: Instructions for completing Form W-9, including penalties for falsifying information, misuse of TINs, and specific instructions for filling out lines 1-4. It includes details on tax classifications and exemptions from backup withholding.

title: Form W-9 (Rev. 11-2017) Instructions

document_subtype: Form W-9 Instructions


document_description: Instructions for completing Form W-9, including details on providing TINs for various account types, certification requirements, and identity theft protection.

title: Form W-9 Instructions

document_subtype: tax form instructions

key_organizations:
IRS
Taxpayer Advocate Service


document_description: This document provides instructions related to the IRS W-9 form, including information on how the IRS does not initiate contact via email, how to report phishing attempts, and the Privacy Act Notice related to providing a Taxpayer Identification Number (TIN).

title: IRS W-9 Form Instructions

document_subtype: W-9 Form

key_organizations: Treasury Inspector General for Tax Administration


document_description: Deutsche Bank AG, registered as a swap dealer with the CFTC, informs clients of their right to segregate initial margin for CFTC-regulated uncleared swaps. Clients can elect to segregate initial margin in accordance with CFTC rules 23.702 and 23.703. If no response is received within 20 business days, clients are deemed to have elected not to require segregation. Documentation, including a tri-party custodial agreement, is required for segregation. Clients can change their election at any time in writing.

title: Annual Notice of Right to CFTC Segregation of Initial Margin for Uncleared Swaps

document_subtype: notice

key_organizations: Commodity Futures Trading Commission (CFTC)


document_description: This document outlines the authorized signers for an LLC, including Jeffrey Epstein, Darren Indyke, and Harry Belker. It confirms the authority of these signers and states that the bank may rely on their instructions. The document also revokes any previous authorities not named herein.

key_people:
Jeffrey Epstein
Darren Indyke
Harry Belker

document_subtype: LLC Resolutions


document_description: This document is a certificate of resolutions for Neptune, LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the company's authorized signers to manage accounts and indemnifies the bank from claims related to actions by these signers.

title: Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas

key_organizations:
Deutsche Bank Trust Company Americas
Neptune, LLC


document_description: This document outlines the authorized signers for a corporation, specifically naming Jeffrey Epstein and Darren Indyke as authorized signers. It confirms the authority of these signers and revokes any previous authorizations not listed. The document is dated March 4, 2014, and requires confirmation by another officer if the authorized signers are the only officers or directors.

key_people:
Jeffrey Epstein
Darren Indyke

document_subtype: Corporate Resolutions


document_description: This document outlines the authorized signers for an LLC, including Jeffrey Epstein, Darren Indyke, and Harry Belker. It confirms the authority of these signers and the validity of the LLC resolutions as of March 4, 2014.


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, requesting confirmation of any material changes to accounts held by Southern Financial, LLC and LSJE, LLC. The memo also requests updated documents such as the SoS or COGS and Fincen CDD forms for compliance purposes.

key_people:
Vijay Sawant
Jeffrey E. Epstein
Darren Indyke
Jeanne Brennan

document_subtype: memo

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc
LSJE, LLC
Deutsche CIS Centre Private Limited
Deutsche Bank Group


document_description: A check issued by Deutsche Bank Trust Company Americas to Thoroughbred Owners and Breeders Association for the amount of $10,416.67. The check is dated September 28, 2018, and was presented remotely on October 1, 2018. The check number is 4269.

title: Check from Deutsche Bank Trust Company Americas to Thoroughbred Owners and Breeders Ass

key_locations:
345 Park Avenue, New York, New York
Lexington, KY

document_subtype: check


document_description: The document contains financial information related to various trusts and individuals, including balances and transactions. It lists entities such as Kati Wanek-Forsythe, Shari Wagner, and several trusts, with associated financial amounts. The document also includes a note for contacting an administrator for assistance and is marked as confidential.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek

document_type: tabular


document_description: The document contains standing instructions related to Jeffrey Epstein, assigned to Vikas Dave, created by Vikas Dave, with reference numbers DB-SDNY-0085274, SDNY_GM_00231458, and EFTA01384766.

key_people:
Vikas Dave
Jeffrey Epstein
Ankit Kumar Sharma

document_subtype: instruction log

key_organizations:
DBOI Global Services Private Limited
COO Wealth Management Operations


document_description: The correspondence discusses the need to add Paul Barrett to a case, the requirement for proof of address for Zorro Management LLC, and the Gerber Et Al V. The Financial Trust Company Et Al lawsuit related to Jeffrey Epstein's alleged Ponzi scheme. It requests guidance on these issues and mentions the need for escalation to Kim Hart for further risk assessment.

key_people:
Paul Barrett
Kim Hart
Jeffrey Epstein
Steven Hoffenberg
Vijay Sawant

key_locations:
Mumbai, India
New York

key_organizations:
Zorro Management LLC
Deutsche Bank Group Wealth Management
The Financial Trust Company


document_description: Stewart Oldfield from Deutsche Bank inquires Richard Kahn of HBRK Associates Inc. about conclusions on a matter.

key_people:
Richard Kahn
Stewart Oldfield

key_organizations:
HBRK Associates Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and legal nature of the information. It includes a link for EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: A note from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, requesting a discussion as soon as possible.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Firdaus Madiar informs colleagues about a call from Bella requesting to void a $1,000,000 deposit scanned at 9:00. Firdaus explains the 15-minute time frame for voiding transactions via the RDC scanner and advises requesting a stop payment by the maker.

key_people:
Firdaus Madiar
Bella

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Wealth Management


document_description: The document contains a confidentiality notice regarding email communications, emphasizing the importance of privacy and compliance with legal and regulatory obligations. It mentions the monitoring of emails and instant messages for compliance purposes and provides a link for additional EU corporate and regulatory disclosures.


document_description: Document related to securities offered through Deutsche Bank Securities Inc. Marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is a memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, addressing rejection points in a KYC case for Mort. Inc. under the Southern Financial Relationship. It requests additional information on the source of funds, verification of wealth sources, and clarification on Jeffrey E. Epstein's residency status.

title: KYC Case#01983253 Rejection Points Resolution

key_people:
Vijay Sawant
Jeffrey E. Epstein

key_locations:
US Virgin Islands
Mumbai, India

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Southern Trust Company Inc
J. Epstein & Co
Radar


document_description: Confidential document related to Deutsche Bank Trust Company Americas and Deutsche Bank Wealth Management, possibly involving securities offered through Deutsche Bank Securities Inc.

document_subtype: bank document


document_description: Certificate of Service filed by Hillary M. Nappi, Esq., Counsel for Marvin Gerber and Kalma Koenig, certifying the filing of a document with the Clerk of the Court for the United States District Court for the Southern District of New York via the Court's ECF/CM system.

key_people:
Hillary M. Nappi
Marvin Gerber
Kalma Koenig

document_subtype: Certificate of Service


document_description: The document discusses inconsistencies in the KYC information for various entities associated with Jeffrey Epstein, including NES LLC, The Haze Trust, and Plan D LLC. It requests updates and confirmations regarding the nature of business, signatories, and legal representatives, specifically mentioning Lawrence Visoski as a manager.

key_people:
Jeffrey Epstein
Lawrence Visoski
Darren
Alka Babu

key_organizations:
NES LLC
The Haze Trust
Plan D LLC
Deutsche CM Centre Private Limited
Deutsche Bank Group


document_description: Internal memo from Bradley Gitlin at Deutsche Bank to Vijay regarding KYC remediation for Jeffrey Epstein's entities. The memo requests confirmation on the need for Certificates of Good Standing for various entities and discusses FinCEN forms related to tax-exempt status inquiries.

key_people:
Bradley Gitlin
Vijay
Jeffrey Epstein

document_subtype: internal memo

key_organizations: J. Epstein Virgin Islands Foundation, Inc

key_organizations: The 2007 Jeffrey E. Epstein Insurance Trust #3


document_description: Certification of beneficial owners for an account opened by Jeffrey E. Epstein on behalf of Southern Trust Company, Inc. for the legal entity PRYTANEE, ANSE LLC, a USVI limited liability company. The document lists individuals with ownership and management responsibilities.

key_people:
Jeffrey E. Epstein
Caroline Lang
Etienne Binant
Brad Gillin

document_subtype: Certification of Beneficial Owner(s)

key_organizations:
Southern Trust Company, Inc.
PRYTANEE, ANSE LLC
Deutsche Bank AG


document_description: Certification of beneficial ownership for an account opened by Jeffrey E. Epstein for Hyperion Air, LLC, a USVI limited liability company. Epstein is the sole member and beneficial owner of 25% or more of the equity interests. The document includes personal information and certification signatures.

key_people:
Jeffrey E. Epstein
Brad Gillin

document_subtype: Certification of Beneficial Owner


document_description: Certification of beneficial owner for J. Epstein Virgin Islands Foundation, Inc. Jeffrey E. Epstein is listed as the President and the individual with significant responsibility for managing the legal entity. The document includes personal information and certification signatures.


document_description: Certification of beneficial ownership for JEGE, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal details and a certification statement by Epstein.

key_people:
Jeffrey E. Epstein
B. Gillin


document_description: Certification of beneficial ownership for LSJE, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the sole member and individual with significant responsibility for managing the entity.

key_people:
Jeffrey E. Epstein
B. Gilli


document_description: Certification of beneficial owner for Neptune, LLC, a Delaware limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal information and certification by Jeffrey E. Epstein.


document_description: Certification of beneficial ownership for NES, LLC, a New York limited liability company, with Jeffrey E. Epstein as the sole member and beneficial owner. The document includes personal and legal entity information required for opening a financial account.

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, USVI 00802


document_description: Certification of beneficial ownership for an account being opened by Jeffrey E. Epstein for the legal entity St PLAN 6100 THOMAS, RED 0, LLC. Epstein is listed as the sole member and beneficial owner with significant responsibility for managing the entity.


document_description: Certification of beneficial owner for Southern Financial, LLC, a USVI limited liability company, with Jeffrey E. Epstein as the manager and beneficial owner. The document includes certification of the information's completeness and correctness by Jeffrey E. Epstein.


document_description: Due diligence research conducted by PWM BIS-RESEARCH on Plan D, LLC, following AML Compliance standards. The report includes searches in various databases with no significant negative media results found. No hits in RDC, FIRCOSOFT, or court cases. Some information found in other language media. Prepared by Priyanka Sharma.

document_subtype: due diligence report

key_organizations:
PWM BIS-RESEARCH
AML Compliance


document_description: The document contains OFAC and D&B results for Plan D, LLC, registered in the Virgin Islands, U.S. No matches or alerts were found in OFAC and FIRCOSOFT checks. No negative media information was found in BIS results.

key_locations:
Virgin Islands, U.S.
St Thomas, VI

document_subtype: OFAC and D&B Results

key_organizations:
Plan D, LLC
Dun & Bradstreet, Inc


document_description: This document is a business report for Plan D, LLC, a private company founded in 2018 with an estimated 2 employees. The company is involved in equipment rental/leasing and is classified under SIC code 7359. The report includes various business identifiers and public records, but no flight information is present.

title: SmartLinx® Comprehensive Business Report

document_subtype: business report

key_organizations:
Plan D, LLC
LexisNexis


document_description: The document provides a business profile for PLAN D LLC, including name variations, incorporation details, operating locations, and industry information. It indicates no real property, personal property, secured assets, executives, or judgments/liens associated with the business. The business is incorporated in New Mexico with a filing date of 10/20/2006 and an expiration date of 11/20/2008. The industry is categorized under miscellaneous personal services and technical services.

key_locations: 2629 Sudderth Dr, Ruidoso, NM 88345-6302, Lincoln County

document_subtype: Business Profile


document_description: Email correspondence regarding pending responses on rejection cases under the Southern Financial Relationship. Vijay Sawant requests information and documentation related to various accounts associated with Jeffrey Epstein, including signing authority and source of funds.

key_people:
Vijay Sawant
Stewart Oldfield
Bradley Gillin
Richard Iarossi
Alka Babu
Mayur Rathod
Vinita Advani
Lawrence Visoski
Erika Kellerhals
Paul Barrett
Jeffrey Epstein

document_subtype: email

key_organizations: J. Epstein Virgin Islands Foundation Inc.


document_description: Vijay Sawant from Deutsche Bank discusses awaiting responses to emails and feedback on Plan D from a client. The resolution of cases will complete all accounts for 2018. A separate response will be sent for the Jockey Club.

key_people:
Vijay Sawant
Stewart

document_subtype: email note

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with individuals and entities, including Jeffrey Epstein. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report 20181214

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
TJC Media Ventures, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
Darren K. Indyke PLLC
Keyhole Partners, LLC
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
The 2017 Caterpillar Trust


document_description: The document contains financial information related to various trusts and individuals, including balances and transactions. It lists names, categories, and amounts associated with different trusts and individuals, such as Kati Wanek-Forsythe, Cameron Wanek, Shari Wagner, and others. The document also includes a table of large, zero, and negative balances for various accounts.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Todd R. Wanek
Robert S. Forsythe
Laura A. Forsythe
Travis Wagner
Rahul Vaid
Ali Rashid
Nancy and Michael Devane
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC


document_description: The document contains a table listing financial transactions involving trusts and holdings, with amounts ranging from $100,000 to $50,000,000. The entities involved include Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Trust, and Ashley Holdings Inc.

key_people:
Todd R Wanek
Ronald Wanek
Joyce Wanek

key_organizations:
Todd R Wanek 2015 GRAT Trust
Ronald & Joyce Wanek Irrevocable Trust
Ashley Holdings Inc


document_description: Deutsche Bank Wealth Management informs Jeffrey Epstein, Darren Indyke, and Richard Kahn of its decision to discontinue its relationships with them and any related entities. They are requested to transfer their assets to another financial institution by February 28, 2019. The bank will provide full use of deposit and checking accounts until that date and allow trading in brokerage accounts for liquid securities, with certain transaction refusals at its discretion.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn
Stewart Oldfield
Armen Brash


document_description: A transaction failed format validation and was rejected. The sender cancelled messages without risk or responsibility, urging the recipient to take necessary action.

document_subtype: transaction record

key_organizations:
BUTTERFLY TRUST
HBRK Associates, Inc
JPMORGAN CHASE BANK, NA
JPMS LLC


document_description: Request to close The 2017 Caterpillar Trust account with attached signed letter and instructions.

key_people:
Brigid
Bradley Gitlin
Richard Kahn
Darren Indyke
Bella


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is a communication from Daniel Sabba at Deutsche Bank Securities Inc. It contains confidentiality notices and disclaimers regarding the unauthorized use, disclosure, or copying of the communication. It also mentions that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication intended for the addressee, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. Recipients in error are instructed to notify the sender and destroy the communication.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of June 10, 2019. It includes account numbers, names, categories, and balances.

title: RM0082289 Daily Deposit Report 20190611

key_people:
Nancy and Michael Devane
Mara Wagner
Leah Kubis
Todd R. Wanek
Karen A. Wanek

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
SSW 2007 LLC


document_description: The document contains financial data related to various LLCs, trusts, and individuals, listing balances and categories. It includes large, zero, and negative balances for entities such as KWF 2007 LLC, CRW 2007 LLC, GEW 2007 LLC, and others. The data is presented in tabular format, showing account names, categories, and balances.

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek
Travis Wagner
Cameron Wanek
Mara Wagner
Leah Kubis
Gabrielle E. Wanek
Rahul Vaid

key_organizations:
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Furniture Industries Inc
Ashley Global Retail, LLC
Ashley Homestores Ltd
Ashley Real Estate, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd


document_description: The document contains financial information related to various trusts and companies, including balances and categories. It lists entities such as Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable, Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, Ashley Furniture Industries Inc, and others. The document also includes a contact email for assistance and confidentiality notices.

key_people:
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Ronald Wanek
Joyce Wanek
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Keyhole Partners, LLC


document_description: This document is a communication from Deutsche Bank containing disclaimers about confidentiality, legal, and tax advice. It includes a link to EU corporate and regulatory disclosures.


document_description: Correspondence regarding the closure of deposit accounts with residual balances for Southern Trust Company Inc and The Haze Trust UAD 02/09/99 Jeffrey. The document includes account numbers and residual balances for specific accounts, with instructions to distribute balances and close accounts.

key_people:
Kimberly Hart
Jeffrey Epstein

key_organizations:
Southern Trust Company Inc
The Haze Trust
Deutsche Bank Trust Company Americas


document_description: A memo from Kimberly Hart, Managing Director at Deutsche Bank Trust Company Americas, instructing the distribution and closure of deposit accounts with residual balances for Southern Trust Company Inc and The Haze Trust. The memo includes account details and requests confirmation upon completion.

key_organizations:
Deutsche Bank Trust Company Americas
Southern Trust Company Inc
The Haze Trust


document_description: The document contains two tables with financial data. The first table lists various individuals and entities with associated financial figures, possibly representing balances or transactions. The second table highlights large, zero, and negative balances for certain entities, with repeated entries for some names. The document is marked as confidential under federal rules.


document_description: The document contains two tables listing financial transactions and account balances. The first table lists transactions with account numbers, names, and amounts. The second table lists accounts with large, zero, and negative balances, including account numbers, names, categories, and balances.

key_people:
Nancy and Michael Devane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Laura A Forsythe

key_organizations:
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Shari Wagner 2012 Irrevocable Trust
Robert S Forsythe Revocable Trust
Laura A Forsythe Revocable Trust
Kati Wanek-Forsythe 2012 Irrevocable


document_description: The document contains financial data related to various entities, including Ronald & Joyce Wanek Irrevocable Dyna, Ashley Holdings Inc, and others. It lists large, zero, and negative balances for different accounts, including Ashley Furniture Industries Inc and Ashley Distribution Services Ltd.

key_people:
Ronald Wanek
Joyce Wanek
Leah Kubis
Gabrielle E. Wanek

key_organizations:
Ashley Holdings Inc
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate LLC
Ashley Distribution Services Ltd
Ashley Global Retail LLC
Keyhole Partners LLC


document_description: A memo from Kimberly Hart, Managing Director at Deutsche Bank Trust Company Americas, instructing the distribution of balances and closure of deposit accounts associated with Southern Trust Company Inc and The Haze Trust UAD 02/09/99 Jeffrey. The memo requests confirmation once the task is completed.


document_description: The document contains various news clippings and articles related to Deutsche Bank's relationship with Jeffrey Epstein, its restructuring plans, and its involvement with President Donald Trump. It also mentions legal expert Dagmar Valcarcel joining Deutsche Bank's supervisory board.

key_people:
Jeffrey Epstein
Donald Trump
Dagmar Valcarcel

document_type: media

key_organizations:
Deutsche Bank
The Boston Globe
Bloomberg
Dealbreaker
Politico
Nasdaq
Reuters
Financial Times
Seeking Alpha


document_description: A financial summary detailing custody, financing, and deposit information for various entities with associated probabilities and dates.

key_people:
Chris Zuech
Rich
Samantha
Tern
Brad
Stewart Oldfield

document_subtype: financial summary

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
Shamrock Capital
Gratitude America
Alpha Group Capital


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It includes a reference to EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A memo from Liam O'Sullivan, AVP at Deutsche Bank Wealth Management, discussing the Insured Deposit Program with a 0.45% rate. It is intended for sophisticated institutional investors and is confidential.

document_subtype: memo

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: A memo regarding the suspension of an account due to three consecutive statement return occurrences. The account will be placed in Suspended Balance Ledger (SBL) status on November 1, 2018, if a new address is not provided to FIS. No hard copy statements will be generated, and the account will be put on No Post until the client provides a letter to verify or change the address. A DB Force case should be submitted prior to November 1, 2018, to Doc Management-Hold Mail with the case subject 'Returned Mail'.

key_people:
Lisa Ramos
Darren K. Indyke

key_locations: 345 Park Ave, New York, NY, 10154-0001, USA


document_description: The document mentions securities offered through Deutsche Bank Securities Inc. and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is a daily deposit report listing account balances for various entities, including Jeffrey Epstein, The Jockey Club, and others. It includes large, zero, and negative balances as of December 5, 2018.

title: RM0082289 Daily Deposit Report 20181206

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial information related to various trusts and individuals, including balances and categories. It lists names such as Shari Wagner, Kati Wanek-Forsythe, Todd R. Wanek, and others, along with their associated financial balances. The document also includes a section on large, zero, and negative balances, detailing account names, categories, and balances.

key_people:
Shari Wagner
Kati Wanek-Forsythe
Todd R. Wanek
Robert S. Forsythe
Laura A. Forsythe
Ronald & Joyce Wanek

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
CRW 2007 LLC
GEW 2007 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 7, 2019. It includes account numbers, names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Rahul Vaid

key_organizations:
The Jockey Club
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Southern Trust Company, Inc.
Butterfly Trust
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document lists various trusts and holdings associated with individuals and entities, along with significant monetary amounts. It appears to be a financial document detailing trust funds and investments.

key_people:
Shari Wagner
Robert S. Forsythe
Laura A. Forsythe
Kati Wanek-Forsythe
Todd R. Wanek
Ronald Wanek
Joyce Wanek


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of February 6, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid
Mara Wagner
Leah Kubis

key_organizations: Ronald & Joyce Wanek Irrevocable Dynasty Trust


document_description: The document contains financial information related to various trusts, LLCs, and individuals, detailing their account balances. It includes a list of entities with large, zero, and negative balances, highlighting significant amounts associated with certain trusts and individuals.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe
Rahul Vaid
Ali Rashid

key_organizations:
Butterfly Trust
Gratitude America, Ltd
Keyhole Partners, LLC
The Haze Trust
Southern Financial LLC
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust
Ashley Holdings Inc
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC


document_description: The document contains a table of financial transactions involving various trusts and companies, with amounts ranging from $100,000 to $50,000,000. It includes entities such as TODD R, WANEK 2015 GRAT TRUST, RONALD & JOYCE WANEK IRREVOCABLE DYNA, and ASHLEY HOLDINGS INC. Additionally, there is a mention of large, zero, and negative balances for an account associated with KEYHOLE PARTNERS, LLC.


document_description: A memo from Davide Sferrazza discussing Southern Financial LLC's holdings and trades, including a EURUSD forward and AAPL shares. The memo suggests unwinding an FX hedge to consolidate assets.

key_people:
Davide Sferrazza
Stewart Oldfield

key_organizations:
Southern Financial LLC
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management


document_description: This is a confidential communication from Deutsche Bank's Institutional Wealth Partners (IWP) group, intended for sophisticated, experienced investors who qualify as institutional accounts under FINRA Rule 4512(c)(3). It discusses IWP products and services, emphasizing that they are available only to clients of Deutsche Bank and the IWP group. The communication is for discussion purposes only and does not create any legally binding obligation. It also includes disclaimers about the non-advisory nature of the services and the confidentiality of the information.

key_organizations:
Deutsche Bank
Institutional Wealth Partners


document_description: This is a confidential communication from Deutsche Bank intended for sophisticated, experienced investors who qualify as institutional accounts under FINRA Rule 4512(c)(3). It discusses IWP products and services, which are available only to clients of Deutsche Bank and the Institutions Wealth Partners group. The communication emphasizes that it is for discussion purposes only and does not create any legally binding obligation. It also contains disclaimers about the non-advisory nature of the services and the confidentiality of the information.

key_organizations:
Deutsche Bank
Institutions Wealth Partners group


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about its content and usage. It includes references to EU corporate and regulatory disclosures and a disclaimer about not providing legal or tax advice.


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and legal nature of the information. It includes a link for additional EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a communication from Deutsche Bank providing trade execution information as an accommodation prior to the official trade confirmation. It includes disclaimers about the potential for changes in trade terms, confidentiality, and the non-provision of legal or tax advice. The communication is marked as confidential and intended only for the addressee.


document_description: A message from Bradley Gillin indicating that someone has added a person to the KYC (Know Your Customer) process. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document lists three financial transactions involving Fed Funds with reference numbers and amounts. It includes a signature from Liam O'Sullivan, AVP at Deutsche Bank Wealth Management.

key_organizations:
The Haze Trust
Southern Trust Co
Southern Financial LLC
DB Securities Inc
Deutsche Bank Wealth Management


document_description: This document is a communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It contains a disclaimer about the confidentiality and privileged nature of the information, and instructions for unintended recipients to notify the sender and destroy the communication. It also provides a link for additional EU corporate and regulatory disclosures.


document_description: The document is a financial table listing various accounts, their categories, and balances. It includes accounts related to trusts and holdings, with significant balances noted for Ashley Holdings Inc. and Ronald & Joyce Wanek Irrevocable Dyna. The document is marked confidential and includes a contact email for assistance.


document_description: The document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Confirmation of the termination of Foreign Exchange transactions between Private Client Services for Acct Southern Financial LLC and Deutsche Bank AG London. The document outlines the terms of the termination, including the payment of USD 96,235.04 to Private Client Services for Acct Southern Financial LLC. The agreement is governed by the law of the State of New York.

title: Termination of Foreign Exchange Transactions

key_people:
Caroline Vincent
Jeffrey Epstein
Jessey Epstein
Bill Topis

key_locations:
London
State of New York

document_subtype: fax


document_description: A correspondence from Brigid Macias, Assistant Vice President at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management, located at 345 Park Avenue, New York. The document is marked confidential and is related to a legal matter pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality notices, and references to EU corporate and regulatory disclosures.


document_description: Confirmation of account status for Mr. ███████████ at a financial institution, indicating no NSF cheques in the past 2 years and good standing since October 1993.

key_people: Mr. ███████████

document_date: January 19, 2015

document_subtype: letter


document_description: A letter from Riccardo Cristiano, a Financial Services & Retirement Specialist at CIBC, confirming the satisfactory operation of a client's bank account since May 8, 2014.


document_description: Vahe Stepanian from Deutsche Bank informs Rich that Southern Financial did not unwind the dispersion option due to market conditions. The indicative bid is at 0.90% with significant time decay. Realized dispersion is -9.41% based on spot references for various indices.

key_people:
Vahe Stepanian
Rich
Darren

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial


document_description: The document lists various entities and accounts associated with Jeffrey Epstein, including brokerage and deposit accounts. It instructs to close certain accounts and distribute residual balances, with coordination required with Dawn Forbes for brokerage accounts.

key_people:
Jeffrey Epstein
Dawn Forbes
Kim

document_subtype: account closure instructions

key_organizations:
JSC INTERIORS LLC
LSJE, LLC
MORT, INC
NEPTUNE, LLC
NES, LLC
PLAN D, LLC
THE 2007 JEFFREY E. EPSTEIN INSURANCE
ZORRO MANAGEMENT, LLC
JEFFREY EPSTEIN
VIRGIN ISLANDS FOUNDATION
JEEPERS INC
SOUTHERN FINANCIAL LLC
SOUTHERN TRUST COMPANY INC
THE HAZE TRUST
BUTTERFLY TRUST


document_description: Contact information for Kimberly Hart, Managing Director and Divisional Control Officer at Deutsche Bank Trust Company Americas.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc


document_description: The document contains news clippings about New York City's use of cubicles for its workers, L Brands' financial issues due to CEO's association with Jeffrey Epstein, and a real estate transaction involving Toll Brothers.

title: New York City's Still Using Cubicles For Its 300,000 Workers, But It's Shrinking Them Down

key_organizations:
L Brands
Toll Brothers


document_description: A promotional document featuring Adelaide Polsinelli from Compass, encouraging ticket purchases. Includes navigation options and contact information.

key_locations: 123 William St, Suite 1505, New York NY 10038


document_description: This document is a communication related to a securities offering, mentioning the filing of a registration statement with the SEC. It advises potential investors to read the prospectus and provides instructions on how to obtain it.

key_locations: 60 Wall Street, New York, New York 10016

key_organizations:
Janney Montgomery Scott
Oppenheimer
Wunderlich
Deutsche Bank Securities Inc.


document_description: The document contains financial data in tabular format, listing account numbers, names, categories, and balances. It includes information on various trusts, GRATs (Grantor Retained Annuity Trusts), and LLCs, with some accounts having large, zero, or negative balances. The data appears to be confidential and related to financial transactions or holdings.


document_description: The document contains financial transactions involving entities such as Ronald & Joyce Wanek Irrevocable and Ashley Holdings Inc. with amounts ranging from 1,000,000.00 to 50,000,000.00.

key_people:
Ronald Wanek
Joyce Wanek


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about the confidentiality and privileged nature of the information. It includes a link for EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a transaction history for a Money Market Account at Southern Trust Company, covering the period from 10/15/2018 to 03/31/2019. It includes details of daily balances, interest payments, and various outgoing money transfers.

document_subtype: bank statement

key_organizations:
Southern Trust Company
DBOI Global Services Private Limited


document_description: American Farmland Company is offering 12,000,000 shares of common stock in an initial public offering to repay indebtedness and acquire additional farmland. The offering price is expected to be between $8.50 and $10.50 per share. The company is a Maryland corporation and has elected to qualify as a REIT. The prospectus outlines risks, including failure to qualify as a REIT and insufficient cash for distributions. The underwriters include Deutsche Bank Securities and others.

title: American Farmland Company Preliminary Prospectus

key_people: Executive officers and founders of American Farmland Company

key_locations:
United States
Maryland

document_subtype: prospectus

key_organizations:
American Farmland Company
Deutsche Bank Securities Inc.
FBR Capital Markets & Co.
Citigroup
Raymond James
RBC Capital Markets
Janney Montgomery Scott
Oppenheimer & Co.
Wunderlich


document_description: This document is a glossary of terms used in a prospectus related to American Farmland Company and its associated entities and agreements. It defines terms such as AFA, AFTRS, Agricultural Sub-Adviser, alternate bearing, amended partnership agreement, American Farmland, base rent, CAPS, commodity row crops, Common Units, contractual rent, and Contributors.

key_locations: Delaware Maryland

document_subtype: glossary

key_organizations: Prudential Mortgage Capital Company, LLC

key_organizations: Capital Agricultural Property Services, Inc.


document_description: The document discusses the competitive strengths and strategies of a company with a diversified portfolio of 18 farms across several U.S. states. It highlights the company's focus on high-quality farms, permanent crops, and a diverse tenant base. The company emphasizes its U.S. focus for better geographic and crop type diversification, and its strategy to generate higher risk-adjusted returns through mature permanent crops and participating leases.

key_locations: Alabama Arkansas California Florida Georgia Illinois


document_description: The document is a prospectus detailing ownership of 18 farms totaling approximately 16,136 gross acres of cropland. It includes a table listing property names, crops, locations, acquisition dates, tillable and gross acres, contractual rent for 2014 and 2015, total cost, and lease expiration dates. The document also provides additional notes on acquisition dates, rent definitions, and total cost calculations.

key_locations:
Monterey, CA
Stanislaus, CA
Merced, CA
Kings, CA
Dougherty, GA
Lowndes, AL
Fresno, CA
Jackson, FL
Santa Cruz, CA
Douglas, IL
McLean, IL
Cass, IL
Morgan, IL
Sangamon, IL
McDonough, IL
Drew, AR
Kane, IL
Tulare, CA
Ventura, CA
Okeechobee, FL
Brevard, FL
Yolo, CA


document_description: The document is a prospectus for a public offering of common stock with the proposed listing symbol AFCO. It highlights the risk factors involved in investing and notes that executive officers and founders have shown interest in purchasing shares. The document details the shares outstanding, options for additional shares, and the equity incentive plan. It also mentions the net proceeds and underwriting discounts related to the offering.

key_people:
executive officers
founders

key_organizations: AFCO AVIRS


document_description: The document discusses the financial risks associated with the profitability of tenants' farming operations on leased farms. It highlights the potential adverse effects on rent collection and cash flow due to factors like adverse weather, crop prices, and tenant financial distress. The document also mentions the challenges in re-leasing properties if tenants default and the impact of tenant concentration on financial stability.

key_locations:
Kimberly Vineyard
Blue Heron Farms
Quail Run Vineyard
Golden Eagle
Falcon Farms
Kingfisher Ranch
Condor Ranch
Tillar Farm


document_description: The document discusses financial strategies and risks related to revolving credit facilities, debt management, and interest rate hedging for a REIT. It highlights the intention to pay down current indebtedness with proceeds from an offering, potential increase in leverage due to property acquisitions, and the need to refinance debt. It also covers the risks of interest rate volatility and the use of derivative instruments for hedging, along with the limitations imposed by REIT requirements on hedging strategies.


document_description: The document discusses potential risks and liabilities associated with agricultural leases, environmental matters, endangered species, and mineral rights on farms. It highlights the financial impact of percentage rent leases, environmental contamination, endangered species regulations, and mineral rights claims.


document_description: The document discusses potential risks and regulations affecting farm operations, including third-party mineral rights, labor regulations, and new agricultural legislation. It highlights the impact of these factors on farm productivity, rental income, and compliance with REIT qualifications.


document_description: The document is a legal opinion from Goodwin Procter LLP regarding the qualification and taxation of a company as a Real Estate Investment Trust (REIT). It outlines the conditions under which the company has been organized to meet REIT requirements and the limitations of the opinion, including its non-binding nature on the IRS and potential changes in law. It also discusses potential taxes the company may owe despite REIT status, including federal, state, local, and foreign taxes, as well as specific taxes on certain transactions and assets.

document_subtype: legal opinion


document_description: The document discusses the requirements and implications of maintaining Real Estate Investment Trust (REIT) status for U.S. federal income tax purposes. It outlines the asset composition tests, distribution requirements, and potential penalties for prohibited transactions. The document also explains the safe harbor provisions for property sales and the intention to hold farms for long-term investment.

document_subtype: tax compliance document


document_description: The document discusses the potential financial risks and strategies related to a stock offering. It highlights the lack of specific acquisition targets for the proceeds, the potential for lower-than-expected returns, and the possibility of needing to borrow to maintain distributions to stockholders. It also mentions the intention to invest proceeds in interest-bearing accounts pending acquisitions.

key_organizations:
SEC
Board of Directors


document_description: The document discusses the impact of securities rules and regulations on a company's legal and financial compliance costs. It highlights the challenges faced by public companies in adhering to these regulations, including increased expenses, diversion of executive attention, and the need for effective internal controls. The document also mentions the potential consequences of deficiencies in internal controls, such as misstatements of financial statements and loss of investor confidence.


document_description: The document contains a disclaimer about forward-looking statements, emphasizing that they are only valid as of the date made and that there is no obligation to update them unless required by law. It also mentions confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: The document provides a capitalization table as of June 30, 2015, showing actual and pro forma figures. It includes cash and cash equivalents, debt, equity, and total capitalization. The pro forma adjustments reflect the impact of a public offering, redemption of preferred stock, internalization, and repayment of credit facilities.

title: Capitalization Table

document_subtype: financial statement


document_description: The document discusses the dilution of interest for investors in common stock due to the difference between the public offering price and the pro forma net tangible book value per share after the offering. It provides details on the net tangible book value as of June 30, 2015, and the impact of the offering on this value, including the immediate decrease and dilution per share. It also includes a table summarizing shares/units purchased, total consideration, and average price per share for existing stockholders, new investors, internalization, and founders.


document_description: The document is a Management's Discussion and Analysis of Financial Condition and Results of Operations, containing forward-looking statements and discussing the company's financial condition and operations as of June 30, 2015. It includes information about the company's transition from being externally managed to internally managed, its portfolio of farmland properties, and the internalization process involving AM and Optima. The document also mentions the company's REIT status and its operating partnership structure.

key_people: AM Optima

key_locations: California Florida Illinois Arkansas Alabama Georgia

document_subtype: Management's Discussion and Analysis

key_organizations: AM Optima AFT1RS


document_description: The document discusses factors affecting operating results and asset value in the agricultural sector, focusing on global demand for U.S. agricultural crops. It highlights the impact of global demographic and economic trends, such as population growth and the increasing wealth of the middle class in emerging markets, on farmland value and rental rates. The document also touches on the U.S.'s agricultural advantages and the trend towards alternative energy sources.

document_subtype: business report


document_description: The document discusses the leasing strategies for specialty/vegetable and commodity row crop farms, including fixed leases with annual escalators and participating leases for permanent crop farms. It highlights the stability provided by fixed leases against farming risks and the variability of participating leases due to crop price fluctuations. The document also outlines the lease renewal process and factors affecting rental rates, with specific references to farms like Sandpiper Ranch, Condor Ranch, Pleasant Plains Farm, Tillar Farm, and Kane County Farms.

document_type: property

key_locations:
Sandpiper Ranch
Condor Ranch
Pleasant Plains Farm
Tillar Farm
Kane County Farms
USDA Pacific region
USDA Corn Belt
Delta regions


document_description: The document discusses the development and financial aspects of farmland investments, including the timeline for maturity of permanent crops, accounting policies, and impairment evaluation. It highlights the use of estimates in financial statements, investments in real estate, and the process for identifying impairment in property values.


document_description: The document provides a financial analysis of property acquisitions and operating expenses for a company, focusing on the impact of acquisitions made in the fourth quarter of 2014 on operating revenues and expenses for the six months ended June 30, 2015. It includes a detailed breakdown of operating revenues and expenses, highlighting changes in fixed rent, participating rent, recovery of expenses, and other income. The document also discusses the increase in total other expenses due to interest paid on credit facilities and deferred financing costs.


document_description: The document provides a financial analysis of operating and other expenses for the year ended December 31, 2014, compared to the previous year. It details increases in operating expenses due to depreciation, management fees, and property operating expenses, as well as an increase in other expenses due to interest and amortization costs. The impact of acquisitions on the permanent crop segment is also discussed.


document_description: The document provides a detailed comparison of operating revenues and expenses for the years 2013 and 2014. Total operating revenues increased by $1,255,254, or 42.28%, primarily due to an increase in participating rent, despite a decline in fixed rents. Operating expenses saw a marginal increase of 0.91%.

title: Operating Revenues and Expenses for the Year Ended December 31, 2014

key_locations:
Quail Run Vineyard
Blue Heron Farms
Golden Eagle Ranch


document_description: The document outlines the terms of a third revolving credit facility of $25 million with a maturity date of August 1, 2020, interest rate based on 90 day LIBOR plus 130 basis points, and quarterly interest payments. It also details events of default, security for the credit facilities, and distributions required to maintain REIT status. The document mentions a distribution reinvestment program (DRP) that was temporarily suspended in February 2015.

key_locations:
Pleasant Plains
Macomb Farm
Sweetwater Farm
Tillar Farm
Kane County Farms
Sandpiper Ranch
Quail Run Vineyard
Golden Eagle Ranch
Blue Ileron Farms
Kimberly Vineyard 2
Condor Ranch
Roadrunner Ranch
Blue Cypress
Grassy Island Groves

document_subtype: credit facility agreement


document_description: The document outlines the methodology for determining the fair value of real estate investments, relying on independent third-party appraisals. It describes the appraisal approaches used, including cost, income capitalization, and comparable sales approaches, and highlights the factors considered in appraisals. The document also notes the unique aspects of appraising agricultural and development properties.

document_subtype: real estate appraisal

key_organizations: A.R.A. MAI USDA


document_description: The document discusses the financial aspects and strategies related to the Condor Ranch property and other farm investments. It highlights the disparity between the purchase price and the valuation of mature farms, the use of participating lease structures, and the diversification strategy in farm investments. The document also mentions the risks and uncertainties associated with implementing business and growth strategies.


document_description: The document provides an overview of the diversification of a portfolio by crop type and region, based on appraised value as of June 30, 2015. It includes tables showing the appraised value and percentage distribution of various crop types and regions. The document also discusses the focus on irrigated vegetable land and specialty/vegetable row crops, and the variability in the contribution of development farms to the portfolio's total value.

title: Commodity Row Crops Portfolio Diversification

key_locations:
U.S.
Midwest
Corn Belt
Delta
Pacific
California
Pacific Northwest
Southeast

key_organizations: USDA NCREIE


document_description: The document provides an overview of 18 farms in the portfolio, detailing property names, crops, locations, acquisition dates, costs, appraised values, acres, and contractual rents. The total appraised value of the portfolio is $207.7 million, reflecting an 18% increase.

title: Portfolio Summary

document_subtype: portfolio summary


document_description: The document provides details on various agricultural property acquisitions, leases, and developments. It includes information on rent received, lease structures, property acquisitions, and development activities for different farms and vineyards. Key properties mentioned include Kimberly Vineyard, Falcon Farms, Golden Eagle, Quail Run Vineyard, Kingfisher Ranch, and others. The document outlines the terms of leases, including fixed and flexible components, and notes on property development and valuation impacts.

key_locations:
Kimberly Vineyard
Falcon Farms
Golden Eagle
Quail Run Vineyard
Kingfisher Ranch
Georgia
Alabama


document_description: The document discusses the process and recent acquisitions of farmland properties, highlighting differences from other commercial real estate acquisitions. It details the acquisition of two California farms, Kingfisher Ranch and Golden Eagle Ranch 2, and mentions a right of first offer and refusal for Blue Heron Farm.

key_locations:
California
Kingfisher Ranch
Golden Eagle Ranch 2
Blue Heron Farm


document_description: The document provides detailed information about the leases for various properties, including Kimberly Vineyard, Golden Eagle Ranch, and Quail Run Vineyard. It outlines the leased acreage, term, expiration, renewal rights, lease type, and timing of rental payments for each property.

title: Description of Our Leases

key_locations:
Kimberly Vineyard
Golden Eagle Ranch
Quail Run Vineyard

document_subtype: property leases


document_description: This table provides details on various property leases, including leased acreage, term, expiration, renewal rights, lease type, and timing of rental payments for different farms and ranches.

title: Leases by Property

key_locations:
Blue Heron Farm
Falcon Farms
Kingfisher Ranch
Sweetwater Farm
Sandpiper Ranch
Pleasant Plains
Macomb Farm


document_description: The document outlines various lease agreements with details on rent components, extension terms, and specific conditions for properties planted with crops like avocados and lemons. It includes fixed and flexible rent components based on gross revenue, conditions for lease extensions, and details on property development and planting seasons.

document_subtype: lease agreement


document_description: Kane County Farms, a commodity row crop farm in North-Central Illinois, was acquired in June 2011 for approximately $17.2 million. The farm consists of 1,652 gross acres, with 1,617 tillable acres, primarily planted with corn and soybeans. As of June 30, 2015, the property was appraised at $193 million. The farm is fully leased to 15 tenants, with significant rental revenue generated from these leases. The document provides detailed occupancy and rental revenue data from 2011 to 2015, as well as information on tenant contributions to contractual rent.

title: Kane County Farms Property and Leasing Information

key_locations:
Kane County, Illinois
North-Central Illinois
Chicago/Aurora metropolitan area

document_subtype: property appraisal and leasing information


document_description: The document discusses the various government regulations affecting farmland, including environmental laws, water usage, chemical use, and labor practices. It highlights the compliance requirements for farms in states like California, Florida, and Illinois, focusing on water rights, chemical usage, and protection of endangered species.

document_type: government

key_locations: California Florida Illinois

document_subtype: regulatory overview


document_description: The document discusses the U.S. farmland investment industry, highlighting its value, agricultural advantages, and market opportunities. It emphasizes the U.S.'s strong position in agricultural trade, the potential for farmland as a hedge against inflation, and the increasing demand for agricultural products due to global trends. The document also details the categorization of crops into row and permanent crops, with a focus on the economic significance of permanent crops like almonds and fruits.

key_locations:
U.S.
California
China
India
Northeast Asia

key_organizations: USDA NCREIF


document_description: The document provides a detailed comparison of the NCREIF Farmland Index's performance against other indices such as the MSCI World Index, S&P 500, and Barclays Capital Aggregate Bond Index from January 1991 to June 2015. It includes historical return statistics, standard deviation, cumulative returns, and drawdown data. Additionally, it compares U.S. farmland performance with other real estate during recession periods.

title: NCREIF Farmland Index Return Statistics

document_subtype: financial report


document_description: The document provides a financial analysis of cumulative returns from 1991 to June 2015 for various asset classes, highlighting U.S. farmland's performance and its correlation with other asset classes. It discusses farmland's potential as a hedge against inflation and deflation, its diversification benefits, and its performance during different interest rate environments and credit shocks.

title: Cumulative Returns and Correlation Analysis of U.S. Farmland

document_subtype: financial analysis

key_organizations: Purdue University Center for Commercial Agriculture


document_description: This document presents a comparison of farmland values and interest rates over time, highlighting the impact of economic events such as the Savings and Loan crisis in the mid-1980s on U.S. agriculture. It includes a table showing farmland values per acre and interest rates from 1970 to 2014, adjusted for inflation using the GDP chain-type price index. The document discusses the farm crisis of the 1980s, characterized by declining farm income, reduced export demand, and decreased real estate values, exacerbated by high debt levels and interest rates. It contrasts these conditions with the current economic environment of low interest rates and moderate leverage levels.

title: Farmland Values vs. Interest Rates

key_organizations:
USDA
U.S. Bureau of Labor Statistics
Bloomberg
Bureau of Economic Analysis
Department of Commerce


document_description: The document discusses the potential for higher income generation from less commoditized crop types, such as mature permanent crops and specialty/vegetable crops, compared to commodity row crops. It highlights the appreciation trends in farmland, with mature permanent crops showing greater income and appreciation rates. The document also outlines global and domestic trends that benefit farmland as an asset class, including population growth, increased demand for agricultural products, and rising global demand for biofuels.

title: Appreciation trends differ by crop type

document_subtype: report

key_organizations:
NCREIF
U.S. Census Bureau
USDA


document_description: The document discusses global population growth, agricultural trends, and alternative energy sources. It highlights the projected increase in world population, the rise in China's soybean imports, and the diversification of diets in emerging markets. The document also covers the demand for alternative energy sources like ethanol and biodiesel, and the dual use of farmland for energy production. It notes the decreasing supply of arable farmland and the challenges of limited land resources.

key_locations: China India U.S.

key_organizations:
US Census Bureau
USDA
USDA Economic Research Service


document_description: Biographical summaries of Geoffrey M. Lewis and Lindsey B. Sichel, detailing their roles and experiences in financial and management positions.

key_people:
Geoffrey M. Lewis
Lindsey B. Sichel

key_locations:
South Africa
Bergen County
Northern New Jersey
Rockland County
Johannesburg

document_subtype: biographical summary

key_organizations: Jewish Family Service of Bergen and North Hudson

key_organizations: Solomon Schechter Day School of Bergen County

key_organizations: Teachers Insurance and Annuity Association—College Retirement Equities Fund (TIAA—CREF)


document_description: The document outlines the corporate governance structure of a company, emphasizing alignment with stockholder interests. Key features include an unclassified Board of Directors with annual re-elections, a majority of independent directors, and compliance with NYSE standards. The Board's role in risk oversight is detailed, with specific committees addressing financial, governance, and compensation risks. Director independence is reviewed, and the Board has established three standing committees: audit, compensation, and nominating and corporate governance.

key_people:
Messrs. Cohn
de Guardiola
Hoover
Wilkinson
Ms. Kramer

document_subtype: corporate governance profile

key_organizations:
New York Stock Exchange
SEC


document_description: The document outlines the 2014 Equity Incentive Plan and employment agreements for named executive officers. It details performance metrics for awards, conditions for award adjustments in the event of a sale, and terms for amending the plan. Employment agreements for executives include terms of employment and base salaries.

key_people: Gimbel Cowan Lewis

document_subtype: employment agreements and equity incentive plan


document_description: The document provides details on the aggregate shares of common stock and Common Units outstanding as of June 30, 2015, and after a specific offering and internalization. It includes information on the pecuniary interests of various individuals in Common Units and shares of common stock, as well as addresses for certain entities.

key_people:
Mr. Boardman
Mr. Gimbel
Mr. de Guardiola
Mr. LeFrak
Mr. Lewis

key_locations: Liverpool Pembroke Hattiesburg

key_organizations: Forrest General County Hospital Pension Plan


document_description: The document outlines a Transitional Services Agreement and Employment Agreements related to the Internalization process. Optima will provide services necessary for business operations, including office space and financial services. Key personnel will split their time between Optima and the Company, with costs reimbursed accordingly. The agreement is terminable with notice and may not be as favorable due to shared personnel. Employment agreements for executives include salary and bonus, partially reimbursed by Optima. A policy for reviewing related person transactions will be adopted.

key_people:
Mr. Gimbel
Ms. Sichel
Messrs. Boardman
Mr. Lewis


document_description: The document discusses the registration of shares, the formation of a special committee to address potential conflicts of interest, and the approval process for the Internalization of the company. It also provides an overview of the company's operations, its REIT status, and details about its operating partnership.

key_people:
James B. Hoover
Mark Wilkinson

key_locations: Maryland Alabama Arkansas California Florida Georgia Illinois

document_subtype: corporate communication

key_organizations:
AM
Optima
Board of Directors


document_description: The document outlines policies regarding the issuance and repurchase of stock, the authority of the Board of Directors to amend the charter and issue additional shares, and the company's intention to maintain its REIT status and avoid being classified as an investment company under the 1940 Act.

document_subtype: policy document


document_description: The document outlines the restrictions on ownership and transfer of stock for a company qualifying as a REIT under the Code. It details the ownership limits to ensure compliance with REIT requirements, including the 9.8% ownership cap and the conditions under which the Board of Directors may grant exemptions.

document_subtype: corporate governance document


document_description: This document outlines the procedures and conditions under which shares transferred to a trust are managed, particularly when a prohibited owner is involved. It details the rights of the charitable beneficiary, the role of the trustee, and the actions the Board of Directors may take to prevent violations of ownership and transfer restrictions. It also includes requirements for owners of significant shares to report their holdings.


document_description: This document summarizes certain provisions of Maryland law and the material provisions of the company's charter and bylaws, assuming the amendment and restatement of the charter approved on December 15, 2014, has become effective. It covers the number of directors, vacancies, annual elections, removal of directors, and business combinations under Maryland law.

title: Summary of Maryland Law and Charter/Bylaws Provisions

document_subtype: corporate governance


document_description: The document outlines the company's indemnification policy for directors, officers, and other individuals serving at the company's request. It details the conditions under which indemnification and advancement of expenses are provided, subject to Maryland law and certain exceptions. The document also mentions the company's ability to purchase insurance for such individuals and discusses the Board of Directors' authority regarding REIT qualification.


document_description: Summary of the terms of the amended partnership agreement for a Delaware limited partnership, effective December 15, 2014. The agreement outlines management responsibilities, transferability of general partner interests, and conditions for extraordinary transactions. It ensures the partnership operates to qualify as a REIT.

document_subtype: partnership agreement


document_description: The document outlines the rights and obligations related to the issuance and redemption of Common Units in an operating partnership. It details the redemption rights for limited partners, conditions under which these rights can be exercised, and potential restrictions. It also covers the reimbursement of expenses by the operating partnership.


document_description: This document provides a summary of material U.S. federal income tax considerations related to the qualification of American Farmland Company as a REIT and the purchase, ownership, and disposition of its common stock. It highlights that tax consequences may vary based on individual circumstances and does not cover state, local, or non-U.S. tax considerations. The document advises consulting a tax advisor for personalized advice.

document_subtype: tax considerations

key_organizations:
American Farmland Company
IRS


document_description: The document discusses the tax status and implications for a company transitioning to a Real Estate Investment Trust (REIT) starting from the taxable year ended December 31, 2012. It includes an opinion from Goodwin Procter LLP regarding the company's qualification and taxation as a REIT, based on representations made by the company. The document outlines the tax benefits of being a REIT, such as avoiding double taxation, and the circumstances under which the company would still be subject to U.S. federal income tax.

document_subtype: tax opinion


document_description: The document outlines various tax implications and penalties for failing to meet the requirements for qualification as a Real Estate Investment Trust (REIT). It discusses the consequences of failing the 75% and 95% gross income tests, asset tests, and other provisions of the tax code. It also covers penalties for failing to distribute earnings and profits, record-keeping requirements, and the excise tax on undistributed income. Additionally, it addresses the 100% penalty tax on certain payments and the tax on gains from the disposition of assets acquired from non-REIT corporations.


document_description: The document discusses the tax implications and compliance requirements for a Real Estate Investment Trust (REIT). It outlines the income and asset tests that must be met to maintain REIT status, including the 75% and 95% gross income tests and the asset tests related to the nature of the REIT's assets. The document also explains the consequences of failing these tests and the potential for relief under certain conditions.

document_subtype: tax compliance


document_description: The document discusses the potential tax implications for a REIT (Real Estate Investment Trust) related to prohibited transactions, foreclosure property, and hedging transactions. It highlights the risks of incurring a 100% prohibited transaction tax on gains from the sale of inventory or dealer property and the conditions under which foreclosure property can be taxed. It also covers the treatment of income from hedging transactions and foreign currency gains.

key_organizations: REIT IRS


document_description: The document discusses the tax implications and considerations for a REIT's operating partnership and its subsidiaries. It explains the classification of these entities for U.S. federal income tax purposes, the potential challenges from the IRS, and the impact on REIT qualification if these entities are treated as corporations instead of partnerships or disregarded entities. The document also covers the criteria for a partnership to be considered a 'publicly traded partnership' under Section 7704 of the Code.


document_description: The document discusses the tax implications for partnerships, particularly focusing on publicly traded partnerships and the allocation of income, gain, loss, and deduction among partners. It highlights the conditions under which a partnership is not treated as a publicly traded partnership, the importance of qualifying income, and the allocation rules under Section 704(b) and 704(c) of the Code. The document also addresses tax allocations related to contributed properties and book-tax differences.

document_subtype: tax document

reference_numbers:
Section 7704
Section 704(b)
Section 704(c)


document_description: The document discusses the tax implications and obligations related to contributions of assets to a partnership in exchange for partnership interests, particularly in the context of a Real Estate Investment Trust (REIT). It covers the potential tax consequences of asset contributions, withholding obligations for non-U.S. partners, and the implications of failing to qualify as a REIT. The document outlines the conditions under which relief provisions may apply to avoid disqualification as a REIT and the tax consequences if such relief is not available.


document_description: This document outlines the potential tax consequences for U.S. stockholders investing in shares of common stock, particularly in relation to dividends and capital gains. It specifies the tax treatment for different types of U.S. stockholders, including individuals, corporations, estates, and trusts, and explains the taxation of dividends and capital gains for these entities.

document_subtype: taxation document


document_description: The document discusses tax implications for U.S. stockholders related to unrecaptured Section 1250 gains, capital gain dividends, and Medicare tax. It outlines the tax treatment of capital gains and losses for both non-corporate and corporate taxpayers, including the potential application of Treasury Regulations on reportable transactions. The document also covers the 3.8% Medicare tax on net investment income and the requirements for information reporting and backup withholding.


document_description: The document is an underwriting agreement for an initial public offering of common stock, involving Deutsche Bank Securities Inc., Citigroup Global Markets Inc., Raymond James & Associates, Inc., RBC Capital Markets, LLC, and FBR Capital Markets & Co. as representatives of the underwriters. The agreement outlines the terms and conditions under which the underwriters agree to purchase shares, including a 30-day option to purchase additional shares. The document also details the conditions for the offering and the rights of the underwriters to modify or reject offers.

document_subtype: underwriting agreement

key_organizations:
Deutsche Bank Securities Inc.
Citigroup Global Markets Inc.
Raymond James & Associates, Inc.
RBC Capital Markets, LLC
FBR Capital Markets & Co.
Janney Montgomery Scott LW
Oppenheimer & Co. Inc.
Wunderlich Securities, Inc.


document_description: The document outlines the potential risks and activities associated with the initial public offering (IPO) of a company's shares. It discusses the possibility that an active trading market for the shares may not develop and that the shares may not trade at or above the initial offering price. The document also details the stabilizing transactions, over-allotment transactions, syndicate covering transactions, and penalty bids that underwriters may engage in to stabilize the market price of the shares. These activities may affect the market price of the shares, but the underwriters are not obligated to engage in them and may discontinue them at any time. Additionally, the document notes that underwriters and their affiliates may have ongoing business relationships with the company and may engage in various investment and securities activities.

document_subtype: IPO offering document


document_description: The document is a pro forma consolidated statement of operations for American Farmland Company for the year ended December 31, 2014. It includes actual figures, pro-forma adjustments, and pro-forma results for operating revenues, operating expenses, and net income. Key adjustments include management and performance fees, sub-advisory fees, acquisition-related expenses, and general and administrative expenses.


document_description: The document provides adjustments to the pro forma consolidated balance sheet and income statements for American Farmland Company, reflecting the sale of shares and associated costs. It includes details on gross proceeds, underwriting discounts, and other costs, as well as pro forma adjustments for cash and cash equivalents.

title: Notes to Unaudited Pro Forma Consolidated Financial Statements

document_subtype: financial statement


document_description: The document is a financial statement for American Farmland Company and Subsidiaries, showing consolidated statements of operations for the periods ended June 30, 2015, and 2014. It includes details on operating revenues, operating expenses, and net income.

title: Consolidated Statements of Operations


document_description: The document provides unaudited consolidated financial statements for American Farmland Company, detailing its organization, significant accounting policies, and financial activities as of June 30, 2015. It includes information on the company's structure, investments, and accounting practices.

title: American Farmland Company Notes to Consolidated Financial Statements

key_people: Founders of American Farmland Advisors LLC

key_organizations:
American Farmland Company
American Farmland Company L.P.
American Farmland Advisors LLC


document_description: The document is a continuation of the notes to the consolidated financial statements of American Farmland Company, focusing on significant accounting policies. It discusses the allocation of intangible assets to in-place lease values, impairment of real estate, stock information, and non-controlling interests.


document_description: The document provides a summary of fair value measurements and investments in real estate for American Farmland Company as of December 31, 2014, and June 30, 2015. It includes details on assets, liabilities, and depreciation expenses.

title: American Farmland Company - Notes to Consolidated Financial Statements

key_locations:
Illinois
Macomb Farm

key_organizations:
American Farmland Company
Illinois Department of Transportation


document_description: The document provides a summary of the investment in real estate, net by segment as of June 30, 2015 and December 31, 2014, and a summary of operating income by segment for the six months ended June 30, 2015 and 2014. It includes details on operating revenues, expenses, and net income.


document_description: The document is a consolidated balance sheet for American Farmland Company, detailing assets, liabilities, and equity for the years ending December 31, 2014, and December 31, 2013. Key figures include total assets of $151,096,812 in 2014 and $120,252,460 in 2013, and total liabilities of $31,657,097 in 2014 and $3,416,201 in 2013. The equity section includes common stock, additional paid-in capital, and accumulated deficit, with total equity of $119,439,715 in 2014 and $116,836,259 in 2013.


document_description: The document is a continuation of the notes to the consolidated financial statements of American Farmland Company, detailing significant accounting policies. It covers topics such as lease values, impairment of real estate, stock information, non-controlling interests, other assets, and deferred offering costs.


document_description: The document details borrowings under a credit facility by the Operating Partnership, including interest rates, maturity dates, and security details. It also covers related party transactions involving management fees paid to AFA.

key_locations:
Pleasant Plains
Macomb Farm
Kane County Farms
Sweetwater
Tillar
Sandpiper
Quail Run
Golden Eagle
Blue Heron

key_organizations:
American Farmland Company
Operating Partnership
AFA


document_description: The document details related party transactions and earnings per share for American Farmland Company. It includes performance fees entitled to AFA based on Funds From Operations and net capital appreciation, as well as administrative fees paid to an affiliate. It also provides the computation of basic and diluted earnings per share for 2014 and 2013.

key_organizations:
American Farmland Company
AFA
Operating Partnership


document_description: Summary of operating income by segment for the years ended December 31, 2014 and 2013, including operating revenues, expenses, and net income.


document_description: This document is a real estate schedule detailing the initial cost, subsequent capitalized costs, gross amounts, and accumulated depreciation of various properties as of December 31, 2014. It includes information on farms located in California, Florida, Illinois, Georgia, Alabama, and Arkansas, with details on encumbrances, acquisition dates, and depreciation life.

title: Schedule III - Real estate and accumulated depreciation

key_locations:
Monterey, CA
Ventura, CA
Stanislaus, CA
Kings, CA
Dougherty, GA
Lowndes, AL
Santa Cruz, CA
Jackson, FL
Brevard, FL
Douglas, IL
McLean, IL
Cass, IL
Morgan, IL
Sangamon, IL
McDonough, IL
Kane, IL
Drew, AR
Tulare, CA
Okeechobee, FL
Yolo, CA

document_subtype: real estate schedule


document_description: Authorization letter for processing a check from The 2017 Caterpillar Trust for $8,723.23 to be sent to Jeffrey Epstein in the Virgin Islands.

key_people:
Stewart Oldfield
Daphne Wallace
Lesley Groff
Jeffrey Epstein

key_locations:
New York, NY
St Thomas, Virgin Islands

document_subtype: letter

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust


document_description: A check issued by NES, LLC to the New York State Insurance Fund for an estimated payment on a policy.

key_locations:
St. Thomas
New York

document_subtype: check

key_organizations:
NES, LLC
New York State Insurance Fund
Deutsche Bank Trust Company Americas


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, including DB-SDNY-0085868, SDNY_GM_00232052, and EFTA01385021.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 13, 2019. It includes account numbers, names, categories, and balances. Notable entries include accounts associated with Jeffrey Epstein and various LLCs and trusts.

title: RM0082289 Daily Deposit Report 20190514

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Mara Wagner
Leah Kubis

document_subtype: financial report

key_organizations: Ronald & Joyce Wanek Irrevocable Dynasty Trust


document_description: The document contains two tables listing financial account information. The first table includes account numbers, names, categories, and balances for various entities, including individuals and LLCs. The second table highlights large, zero, and negative balances, with repeated entries for some accounts. The document is marked as confidential and is related to financial data.


document_description: Overdraft notice from Deutsche Bank Trust Co. Americas for Jeffrey Epstein's business checking account, indicating an overdraft of $27,333.18 as of June 7, 2019. The notice requests a deposit to cover the overdraft and mentions a fee deducted for handling the returned items.

key_locations: 6100 Red Hook Quarter, St. Thomas, United States Virgin Islands

document_subtype: bank statement

key_organizations:
Deutsche Bank Trust Co. Americas
NES, LLC


document_description: A communication from Deutsche Bank indicating that their statements govern over informal execution reports and disclaiming responsibility for discrepancies. It also contains a confidentiality notice and a disclaimer about not providing legal or tax advice.


document_description: Request for additional KYC documentation and confirmations for Hyperion LLC, J Epstein Virgin Islands Foundation Inc, and Mort Inc. Specific items include confirmation of KYC accuracy, management evidence for Hyperion Air LLC, signing authority for J. Epstein Virgin Islands Foundation Inc, and source of funds for Mort Inc.

key_people:
Vijay Sawant
Lawrence Visoski
Erika Kellerhals
Paul Barrett
Jeffrey Epstein
Stewart Oldfield
Bradley Gillin
Richard Iarossi
Alka Babu

document_subtype: memo

key_organizations:
Hyperion LLC
J Epstein Virgin Islands Foundation Inc
Hyperion Air LLC
Mort Inc
Deutsche Bank Group


document_description: This document outlines changes to the beneficiaries of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3. Trustees Darren K. Indyke and Lawrence Newman, under the power granted in the trust, have decided to delete all previously named beneficiaries and add new ones. The document specifies the distribution of the trust's principal and accumulated income upon the death of the Grantor, with specific provisions for a separate trust if certain conditions are met.

title: THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3 CHANGE OF BENEFICIARIES

key_people:
Darren K. Indyke
Lawrence Newman
EVA ANDERSSON DUBIN

document_subtype: Trust Document


document_description: Trust agreement between Jeffrey E. Epstein (Grantor) and Darren K. Indyke and Lawrence Newman (Trustees) for the administration of property transferred by the Grantor. The trust is to benefit Mark Lawrence Epstein, the Grantor's brother, during the Grantor's lifetime, with provisions for disposition upon the Grantor's death.

title: Jeffrey E. Epstein Insurance Trust #3

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Mark Lawrence Epstein

key_locations: Little St. James Island, United States Virgin Islands

document_subtype: Trust Agreement


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. Darren K. Indyke and Lawrence Newman are currently acting as Trustees.

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman

document_subtype: Revocation of Designation of Successor Trustees


document_description: The document contains financial data for Foundation Medicine, Inc., including net loss per common share, weighted-average common shares outstanding, and a condensed consolidated balance sheet as of September 30, 2015, and December 31, 2014. Key figures include cash and cash equivalents, accounts receivable, inventories, total assets, liabilities, and stockholders' equity.

title: Foundation Medicine, Inc. Condensed Consolidated Balance Sheets


document_description: Escalation contact information and privacy notice for Deutsche Bank communications.

key_people:
Rijosh KC
Sunil Varghese
Anupam-A Kala
Abhishek S Mohan


document_description: The document is a table detailing a series of operations related to a unit assignment and format validation process. It includes timestamps and status updates, indicating a format validation error and subsequent rejection of the operation. The document is associated with Deutsche Bank's Global Messaging Operations.

key_locations: Alfred-Herrhausen-Allee 16-24, 65760 Eschborn, Germany

key_organizations:
Deutsche Bank AG
Global Messaging Operations


document_description: This document is a confidentiality notice and privacy policy statement from a company, likely related to legal and regulatory compliance. It informs recipients about the confidentiality of the email, the monitoring of communications for compliance purposes, and provides a link for additional disclosures.


document_description: The document contains two tables listing financial account information. The first table includes account numbers, names, categories, and balances for various entities and individuals. The second table highlights large, zero, and negative balances, with account numbers, names, categories, balances, and overdraft amounts. The document is marked as confidential under Federal Rule of Criminal Procedure 6(e).

key_people:
Shari Wagner
Kati Forsythe
Todd R. Wanek
Karen A. Wanek
Gabrielle E. Wanek
Rahul Vaid
Ali Rashid

key_organizations:
GEW 2007 LLC
CRW 2009 LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC


document_description: The document contains financial information related to various trusts and companies, including account numbers, names, categories, and balances. It lists large, zero, and negative balances for entities such as the Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable Trust, Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Trust, Ashley Holdings Inc, Keyhole Partners LLC, Ashley Furniture Industries Inc, Ashley Homestores Ltd, and Gabrielle E. Wanek.

key_people:
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek
Mara Wagner
Leah Kubis
Gabrielle E. Wanek


document_description: The document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: Application for opening a business deposit account for Southern Trust Company, Inc. with Deutsche Bank Wealth Management. The application includes details about the entity type, account options, and banking services.

title: Deutsche Bank Wealth Management Business Deposit Account Opening Application

key_locations:
St Thomas USVI
6100 Red Hook Quarter B3

key_organizations:
Deutsche Bank
Southern Trust Company, Inc.