document_description: This document is a letter of authorization for a client to invest in the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund, managed by iCapital Advisors, LLC and offered by Deutsche Bank Securities Inc. The letter outlines the information required from the client, including personal identification and financial details, and authorizes Deutsche Bank to share this information with iCapital Parties. It also authorizes Deutsche Bank to transfer funds from the client's account for capital contributions and to receive information about the client's fund investment.


source: doj

document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an 'Access Fund' into Glendower Capital Secondary Opportunities Fund IV, LP. It is intended for investors referred by Deutsche Bank Securities Inc. and outlines modifications to the original memorandum, including details on servicing and placement fees, risk factors, and regulatory matters.


document_description: This document is the Form ADV Part 2A for iCapital Advisors, LLC, providing information about the firm's qualifications, business practices, and updates for 2018. It includes details on advisory services, fees, investment strategies, risk factors, and conflicts of interest. The document also outlines the firm's affiliations, code of ethics, and privacy policy.


document_description: The document contains a list of financial transactions involving various counterparties, detailing trade descriptions, trade dates, maturity dates, notional amounts, and revenues for the years 2017, 2018, and 2019. It includes swaps, unwinds, and other financial instruments, with specific details for each transaction.


document_description: This document is a Securities Account Control Agreement dated October 28, 2013, between Deutsche Bank Securities Inc. (Intermediary), Southern Financial, LLC (Debtor), and Deutsche Bank AG or its affiliates (Secured Party). It outlines the establishment and maintenance of securities accounts, the rights and obligations of the parties involved, and the legal framework governing the agreement. The agreement specifies the roles of primary and secondary accounts, the conditions under which financial assets can be transferred, and the rights of the Secured Party to issue Entitlement Orders. It also includes provisions on the choice of law, jurisdiction, and the handling of conflicts with other agreements.


document_description: This document is a Know Your Customer (KYC) report for Jeffrey Epstein's relationship with Deutsche Bank. It includes details about various accounts associated with Epstein, including Southern Financial, LLC, Southern Trust Company, Inc, and J. Epstein Virgin Islands Foundation, Inc. The document outlines the purpose of each account, expected transaction volumes, and related parties. It also provides individual details for key people involved, such as Jeffrey Epstein, Darren Indyke, Harry Beller, and Erika Kellerhals. The document highlights the high-risk nature of the relationship due to Epstein's background and associations.


document_description: A memorandum instructing a wire transfer of $665 from account #35266976 to Alfa Bank in Moscow, Russia, via Wells Fargo Bank N.A.


document_description: The document contains a table of financial exceptions for various customers, detailing case numbers, customer names, account types, and exception reasons. Temporary exceptions are granted for various reasons, such as awaiting approval of tax forms or signatories.


document_description: The document contains a list of high-risk in-person meetings due in 2017 for various clients, along with details of temporary exceptions for domestic clients. It includes customer names, primary officers, due dates, and reasons for exceptions. The document also lists overdue exceptions and account opening exceptions with details such as customer names, exception reasons, and days overdue.


document_description: The document contains various tables with information on financial entities, exceptions, and account details. It includes data on customer names, account numbers, primary officers, and reasons for exceptions. The document also lists key individuals involved in the processes, such as Kim Hart, Andrew Galivan, Michael J. Davis, and Michael Jacoby, who are associated with 'COVERAGE-Domestic'.


document_description: This document is an overdue customer report generated by Deutsche Bank Private Bank. It lists various customers with overdue accounts, detailing their relationship, risk level, and associated officers. The report includes customer names, relationship details, and the number of days overdue.


document_description: The document contains a list of high-risk in-person meetings due in 2017 for various clients, along with past due explanations and temporary exceptions for domestic clients. It includes customer names, primary officers, due years, past due explanations, and reasons for exceptions. The document also lists temporary exceptions for domestic clients overdue by more than 30, 60, and 90 days, along with case numbers and reasons for exceptions.


document_description: The document contains a table listing overdue customers, their associated risks, and relationships with various entities. It includes details such as days overdue, customer names, and relationship descriptions.


document_description: The document contains a table with information related to KYC (Know Your Customer) processes for various entities. It includes details such as customer numbers, legal names, case statuses, due dates, risk scores, and other related information. The document appears to be a record of compliance and risk management activities for different companies and individuals.


document_description: The document contains tabular data related to customer management and ownership, including counts of customer owners and customer names across various locations. It also includes detailed information on customer names, numbers, owners, and high-risk status for the year 2014, along with explanations for past-due accounts and internal communications regarding compliance and ownership clarifications.


document_description: The document contains tables listing temporary exceptions for various clients, including overdue and upcoming exceptions. It details case numbers, customer numbers, customer names, record types, relationship numbers, customer owners, exception expiration dates, days overdue, and reasons for exceptions. The document is for internal use only and includes coverage information for New York and Los Angeles.


document_description: The document is a report detailing temporary exceptions for various clients and prospects, including overdue cases and those coming due. It includes case numbers, customer names, record types, relationship numbers, exception expiry dates, days overdue, and reasons for exceptions. The report is intended for internal use only.


document_description: The document contains multiple tables listing various financial entities, their customer numbers, primary officers, and other related information. It includes details about overdue meetings, temporary exceptions, and annual client updates. The document also mentions changes in ownership structures, account updates, and compliance requirements.


document_description: The document is a tabular representation of client information, including client names, types, risk levels, and update due dates. It appears to be a client management or compliance document, possibly for financial or legal services, managed by Andrea Nicoletti.


document_description: The document is a tabular representation of client information managed by Douglas Robertson. It includes details such as client names, types, risk levels, and update due dates. The document appears to be a record of various clients, including individuals, trusts, and corporate entities, with associated risk assessments and update schedules.


document_description: The document is a table listing various clients, their risk levels, and update due dates. It includes customer names, types, risk levels, and update due dates. Some entries have high or moderate risk indicators, and there are references to specific individuals such as Heather Kirby and Todd L. Boehly.


document_description: The document contains a table listing customer information, including customer numbers, names, exemption reasons, and risk types. It also includes a section for internal use only, mentioning moderate risk annual client updates and customer owner details.


document_description: The document is a tabular list of clients associated with Mary Ann Coleman, detailing their risk status, client type, and annual update due dates. It includes various entities such as foundations, trusts, and individuals, with specific dates for updates ranging from 2017 to 2018.


document_description: The document is a table listing various clients, their risk status, and associated dates. It includes information about whether the clients are high or moderate risk, and the due dates for updates. The table also mentions the client owner, Mark Gonzalez, for several entries.


document_description: The document is a table listing various clients, their risk status, and the dates for their annual client updates. It includes client names, types, risk levels, and the responsible customer owner, Malcolm Kimble.


document_description: The document is a table listing various clients, trusts, and entities with associated risk levels, update due dates, and client managers. It includes information on trusts and clients related to the McGraw and LaRussa families, among others, with specific dates for updates and risk assessments.


document_description: The document is a tabular list of clients managed by Rosemary Vrablic, detailing their risk status, client type, and annual update due dates. It includes various entities such as LLCs, trusts, and individuals, with information on whether they are considered high or moderate risk clients.


document_description: The document contains a series of tables listing clients associated with Salvatore E. Moore. Each table includes client names, their risk status, and dates related to their accounts or trusts. The document spans from 2017 to 2018 and includes various trusts, partnerships, and individual clients.


document_description: The document outlines the cross-border implementation guidelines for Wealth Management Americas in relation to EEA (European Economic Area) clients, focusing on reverse solicitation and compliance with MiFID II regulations. It details the restrictions on actively soliciting EEA clients, the necessity of reverse solicitation evidence, and the regulatory requirements for third-country firms interacting with EEA clients. The document also includes scenarios illustrating compliance and non-compliance with reverse solicitation rules.


document_description: This document outlines the monthly review process for reverse solicitation of inflow transactions above $1M from identified EEA accounts (excluding Germany). It includes steps for updating client lists, identifying transactions for review, verifying documentation, and escalating issues if necessary.


document_description: The document outlines the compliance procedures for handling EEA domiciled clients under the MiFID II regulation. It details the classification of clients, restrictions on account types, and the necessary approvals and documentation required for servicing EEA clients, particularly focusing on non-solicitation and reverse solicitation rules. Specific procedures for German domiciled clients and UK High Net Worth Company exemptions are also included.


document_description: This document outlines the procedures and requirements for opening various types of accounts (Custody, DPM, Deposit, and Trust) for clients from the European Economic Area (EEA). It emphasizes the necessity of a signed 'Reverse Solicitation Affirmation Form' for EEA clients, excluding those from Germany, and details the compliance requirements under MIFID II regulations. The document also specifies the need for various forms and attestations, such as the EEA Client Declaration form and the KIID, and highlights the procedures for German clients, including the need for a supplement form and starter package attestation.


document_description: The document outlines procedures for updating EEA Client Fields on NetX360 and managing Rules Engine coding for accounts. It includes instructions for processing spreadsheets attached to daily emails, detailing how to code or un-code accounts, and handle UK High Net Worth Companies. It also specifies the need to verify certain forms and escalate issues to BSO if necessary.


document_description: Checklist for changing domicile to a non-US country for account holders, focusing on EEA countries and financial criteria. Includes tasks for COO approval, legal compliance, and tax documentation.


document_description: The document outlines the project undertaken by WM Americas to analyze and manage EEA accounts in compliance with regulatory requirements. It details the criteria for EEA accounts, the process of identifying and validating these accounts, and the remediation steps taken for EEA retain accounts. It also covers the implementation of reverse solicitation controls for new clients/accounts, EEA training sessions, and banker re-assignment proposals.


document_description: This document provides evidence related to the servicing of EEA brokerage accounts on a reverse solicitation basis, as per MIFID II regulations. It includes daily reports and compliance checks to ensure proper coding and approvals for EEA accounts. The document contains four main pieces of evidence: 1) Daily Middle Office Exception Report, 2) Mismatch EEA Report, 3) EMEA Legal & Compliance approvals, and 4) Sample of KYCs approved from Feb 1 through April 10. Each piece of evidence is accompanied by specific worksheets and reports to verify compliance and proper account handling.


document_description: This document is a Know Your Customer (KYC) report for Deutsche Bank's Private Wealth Management (PWM) division, detailing the relationship and account information for clients associated with Jeffrey Epstein. It includes information on account ownership, purpose, expected transactions, and wealth sources for entities like Butterfly Trust and Neptune LLC. The document also covers individual details for key people involved, such as Jeffrey Epstein, Karyna Shuliak, and others, along with their financial profiles and any negative media or legal issues associated with them.


document_description: The document outlines the challenges and statistics related to Wealth Management Americas as of December 2018. Key issues include insufficient supervisory resources, the need for experienced second line of defense personnel, and risks associated with Latin American business. The report also provides statistics on new hires, new accounts, and client risk levels, as well as details on temporary waivers, client acceptance forum escalations, and cross-border training initiatives.


document_description: This document is a Know Your Customer (KYC) report for the Belmont relationship with Deutsche Bank's Private Wealth Management (PWM). It includes detailed information about the relationship, account ownership, and the individuals and entities involved. The document outlines the purpose of the accounts, expected transactions, and the source of wealth for the involved parties. It also provides a risk assessment, noting high risk due to political exposure and complex structure. The document includes details on the organizational structure of related entities and the wealth profile of key individuals.


document_description: This document is the Amended and Restated Limited Liability Company Agreement for Long Term Insured Credit Fund, LLC, a Cayman Islands limited liability company. It outlines the terms for the management and operation of the Fund, including provisions on capital commitments, distributions, management powers, member rights and obligations, and procedures for winding up and dissolution. The agreement also addresses regulatory compliance, confidentiality, and indemnification.


document_description: This document is a KYC (Know Your Customer) form for a new relationship with Patronato Benefico Oriental of the United States, a non-profit organization based in the Dominican Republic. The account is being opened under Wealth Management in Miami, FL, with Oti Roberts as the Relationship Manager. The account type is a DB AG and checking account, linked to facilitate transactions. The organization aims to empower vulnerable communities through education and health projects. The relationship is considered high risk due to its location in the Dominican Republic and potential third-party donations. However, there is no negative media or court cases associated with the organization or its board members. The business justification for the relationship is its connection to the Fanjul relationship, which is significant for DB.


document_description: The memorandum discusses the reputational risks associated with a proposed credit facility of up to $500MM to finance the acquisition of a 60% stake in the Carolina Panthers NFL Franchise by Ben Navarro. It highlights past legal settlements involving Sherman Financial Group and Resurgent Capital, and provides mitigating factors and rationale for proceeding with the transaction.


document_description: The document contains a list of clients with their respective details such as CRDS, entity type, adoption location, and dates. It includes both natural persons and entities, with some having specific adoption locations and others marked as 'No KYC profile'.


document_description: A letter from Jeffrey Epstein authorizing Harry Beller to have signing authority on his account(s) at Deutsche Bank.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex, Brown. It includes instructions for journal funds, wire transfers, free deliveries, and checks. The form authorizes Deutsche Bank to follow the specified instructions and allows for standing authorization and verbal instructions. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank may refuse to execute instructions.


document_description: The document provides an annual update on various clients, detailing material changes, KYC status, and other relevant information. It includes updates on client relationships, account statuses, and compliance requirements. Key updates include changes in trustees, account terminations, and updates on KYC processes.


document_description: This document contains a list of financial transactions related to the Butterfly Trust, generated by Deutsche Bank Private Bank. It includes various case record types such as Business Internet Banking - Wire, Customer Research Request Form, Internal Cash Transfer - Banking, and Misc Client Instructions - Banking. The transactions involve multiple amounts and beneficiaries, including FT Real Estate Inc, National Financial Services LLC, JPMS LLC, and Avilooop LLC. The document also lists several transaction dates and amounts, with some transactions verified.

title: Butterfly Trust Transactions

document_type: financial

key_locations:
United States of America
Italy
Russian Federation

document_subtype: Bank Transactions

key_organizations:
Butterfly Trust
Deutsche Bank Private Bank
FT Real Estate Inc
National Financial Services LLC
JPMS LLC
Avilooop LLC


document_description: The document is a transaction report for the Butterfly Trust, detailing various financial transactions including wire transfers and cash disbursements. It includes case record types such as Business Internet Banking, Cash Disbursement Check, and Internal Cash Transfer. The report lists transactions with amounts, dates, and involved parties such as Amanda Kirby, Aracely Sanchez, and BSTP Admin. It also mentions entities like FT Real Estate Inc and Aviloop LLC, and locations including the United States and Italy.


document_description: A letter from Deutsche Bank Trust Company Americas to Mr. Matt Donadio regarding the audit of financial statements as of December 31, 2012. The letter requests verification of the deposit account balance.

key_people:
Matt Donadio
Margie Edwards
Rachel Greenberg
Michael Totino

document_type: correspondence

document_subtype: audit correspondence

key_organizations:
Deutsche Bank Trust Company Americas
KPMG LLP


document_description: A letter from Deutsche Bank Private Wealth Management to Mr. & Mrs. Edel regarding the audit of their money market deposit balance as of December 31, 2012. The letter requests verification of the balance and provides instructions for responding if there are discrepancies.

key_people:
Susann A/O Hans Edel
Margie Edwards
Rachel Greenberg
Michael Totino

key_locations:
Germany
345 Park Avenue, New York, NY 10154

document_subtype: letter

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Trust Company Americas
KPMG LLP


document_description: A letter from Deutsche Bank requesting confirmation of the balance of a Short-Term Commercial Paper Investment account as of December 31, 2013, for audit purposes. The recipient is asked to verify the account balance and respond to KPMG LLP.

key_people:
Alan May
Michael Totino

key_organizations:
Deutsche Bank
KPMG LLP


document_description: The correspondence discusses the completion of a client list with the closure of an SII finding due by July 30th, the transfer of tasks from Ellenoi to the business, and the future MI owner for reporting and inventory.

document_type: email


document_description: This document contains a table of KYC (Know Your Customer) onboarding information for various clients in the Global Markets division. It includes details such as client names, account types, priority levels, dates started, current status, and issues/comments related to the onboarding process. Some entries mention pending actions, such as awaiting client responses or document completion.

key_people:
Stewart Oldfield
Tiele Aldridge
Martin Zeman
Andrea Sandven
Jamaal Bushara
Yasmeen Alim
Erik Lutkus
Joshua Shoshan
Gregory J Kiesel
Alan Brody
Terri Sohrab
Roberto Teofilo
Liam
Billy Obregon

document_type: tabular

document_subtype: KYC Onboarding

key_organizations: Staple Street Global Opportunities (Master) L.P


document_description: Internal communication regarding Brexit analysis and KYC remediation process for clients trading with CIB (London).

title: Combined KYC list and priorities

key_people:
Ian Salters
Daniel-E Kaiser

document_subtype: email

key_organizations: CIB JAX WM IWP


document_description: A financial document indicating a check transaction with a high dollar amount of $50,000. The check is flagged due to a missing signature on file.

document_subtype: bank transaction


document_description: Due diligence research conducted by PWM BIS-RESEARCH for AML Compliance, including searches in various databases such as RDC, PCR, BIS, D&B, and Smartlinx. The document includes results of these searches, indicating hits or no hits, and provides instructions for further actions if necessary. It also contains census data for Palm Beach County and other regions, voter registration details, driver license information, professional licenses, real property records, motor vehicle registrations, and potential relatives.

key_locations:
Palm Beach County
United States

key_organizations:
PWM BIS-RESEARCH
AML Compliance
Deutsche Bank AG


document_description: The document is a due diligence research report prepared by Deepanshu Sharma on January 27, 2017, for AML Compliance. It includes searches on various databases for negative media, court cases, and other legal matters related to Jeffrey Epstein and his associates. The report highlights significant negative media results, including a Guardian article from January 7, 2015, about Epstein's alleged accomplices running businesses from a property linked to him. The document also references legal cases, including a court case involving Ghislaine Maxwell.

key_people:
Jeffrey Epstein
Prince Andrew
Mark Epstein
Ghislaine Maxwell
Deepanshu Sharma

document_type: legal

key_locations: United States District Court Southern District of New York

key_organizations:
The Guardian
Deutsche Bank
LexisNexis
CourtLink Corporation
Boies, Schiller & Flexner LLP


document_description: Due diligence research conducted by PWM BIS-RESEARCH for AML Compliance, including searches in various databases for negative media, PEPs, and other legal and compliance checks. No significant negative media or alerts found. Results include RDC, PCR, BIS, D&B, and Smartlinx checks.

key_locations:
United States
Connecticut
New York County

key_organizations:
PWM BIS-RESEARCH
AML Compliance
LexisNexis
Reed Elsevier Inc.
DEUTSCHE BANK AG


document_description: Due diligence research conducted by PWM BIS-RESEARCH for AML Compliance, including searches in various databases such as RDC, PCR, BIS, D&B, and Smartlinx. Results indicate no significant negative media or alerts requiring escalation. Prepared by Prachi Pawa.

key_organizations:
PWM BIS-RESEARCH
AML Compliance
LexisNexis
Reed Elsevier Inc.


document_description: Due diligence research conducted by PWM BIS-RESEARCH for AML Compliance, including searches in various databases with results attached. No significant negative media results found. Instructions for further actions provided.

key_organizations:
PWM BIS-RESEARCH
AML Compliance


document_description: The account opening case for The 2017 Caterpillar Trust has been rejected. The case number is 13811637 and the task name is 'Update Rejected Request'.

title: New Account Opening Case Rejected

key_people:
Primary Officer
Case Owner

document_subtype: account opening rejection


document_description: A memo from Darren K Indyke to Cynthia Rodriguez requesting a wire transfer of $5000 to Promsvyaz Bank in Moscow. Bella Klein is mentioned for contact regarding questions.

key_people:
Darren K Indyke
Cynthia Rodriguez
Bella Klein

document_subtype: memo


document_description: A letter from Darren K. Indyke to Cynthia Rodriguez at Deutsche Bank requesting the issuance of a certified check to 1113 York Ave Realty Company, LLC for $1,221.00.

title: Certified Check Request

key_people:
Darren K. Indyke
Cynthia Rodriguez

key_organizations:
Deutsche Bank
1113 York Ave Realty Company, LLC


document_description: A memorandum from Darren Indyke instructing the transfer of $430,000 from a debit account to Jeffrey E. Epstein's account for the purchase of Euros. The memo requests contacting Darren and Richard Kahn for the rate before the transaction is initiated.

key_people:
Darren Indyke
Cynthia
Marjorie
Richard Kahn

key_organizations:
DB Jeffrey E Epstein
JU Onshore Private Bank


document_description: A check transaction with a high dollar amount of $150,000.00 was flagged due to a missing signature on file. The transaction is associated with account number 321 and has an exception type related to signature verification.


document_description: A financial document related to JEGE, LLC indicating a check exception due to a missing signature. The document includes account and routing information, a high dollar pull, and internal comments about a previous decision to refer the check. The check amount is $10,908.15.

document_subtype: bank statement


document_description: A memorandum from Darren K. Indyke to Amanda Kirby instructing a wire transfer of One Thousand Euros from a specified account to Societte Generate for beneficiary MLE Athena SelHer.

key_people:
Darren K. Indyke
Amanda Kirby
Bella Klein
MLE Athena SelHer

document_subtype: wire transfer


document_description: A memorandum instructing a wire transfer of 2,500 Euros from a specified account to a beneficiary through Societe Generale.

key_people:
Arthur Tendler
Darren K Indyke
Bella Klein


document_description: A memorandum instructing a wire transfer of 2,500 Euros from a specified account to BNP Paribas.

key_people:
Arthur Tendler
Darren Indyke
Jeffrey E. Epstein


document_description: A memorandum from Darren to Arthur Tendler requesting a wire transfer of 2,500 Euros from a specified account to Amar Siad's account at Handelsbanken in Sweden.

key_people:
Darren
Arthur Tendler
Amar Siad
Bella Klein


document_description: Wire transfer of 2,500 Euros from Jeffrey Epstein's account to Societe Generale in Bois-Colombes, France.

key_people:
Jeffrey Epstein
Arthur Tendler


document_description: A memorandum from Amanda Kirby to Darren K Indykie requesting a wire transfer of 3,100 Euros to a bank in Stockholm, Sweden.

key_people:
Amanda Kirby
Darren K Indykie


document_description: A memorandum instructing a wire transfer of Thirteen Million Seven Hundred Thousand Rubbles from a specified account to Raiffeisen Bank International AG in Vienna, Austria. The document includes verification checks and callback instructions.

key_people:
Amanda Kirby
Darren K
Bella Klein

key_organizations:
Raiffeisen Bank International AG
High Risk Media


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke on behalf of Jeffrey E Epstein. The document includes instructions for wire transfer of $3,261.09 to JPMorgan Chase and outlines the terms and conditions for standing authorization and verbal instructions.

key_people:
Jeffrey E Epstein
Darren Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It authorizes the bank to follow specific asset movement instructions, including wire transfers, checks, journals, and free deliveries. The form includes details for a wire transfer of $25,000 to Bank of America. It also outlines the standing authorization terms and the responsibilities of the undersigned, including the risks associated with transmission methods like fax or email. The document is signed by Darren K Indyke.

title: Deutsche Bank Private Wealth Management Authorization for Asset Movement

key_people:
Jeffrey E Epstein
Darren K Indyke

key_organizations:
Deutsche Bank Alex. Brown
Bank of America


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, journal entries, and check issuance. It allows for standing authorization and verbal instructions for asset movement.

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank
First Command Bank


document_description: Wire transfer instruction for 5,000 Euros from Jeffrey E. Epstein's account to JP Morgan Chase.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Arthur Tendler
Darren K Indyk
Bella Klein

key_locations: 270 Park Avenue, 43rd Floor, New York, NY 10017


document_description: This document is an MT103 Single Customer Transfer detailing a transaction of EUR 2,500.00 from account NJDIEUROI to a beneficiary customer through Societe Generale in Paris, France. The transaction was bank accepted on July 29, 2014.

document_subtype: MT103 Single Customer Transfer


document_description: This document is a Regulation E Disclosure for a remittance transfer made by Jeffrey Epstein through Deutsche Bank Trust Company Americas. It includes details of the transfer amount, fees, and recipient information, along with rights to dispute errors and cancellation policies.

title: Regulation E Disclosure for Remittance Transfer

document_subtype: Regulation E Disclosure

key_organizations: New York State Department of Financial Institutions


document_description: Authorization form for asset movement for Jeffrey E Epstein's account at Deutsche Bank Alex Brown, including instructions for wire transfers, journal funds, and checks. The form includes standing authorization and verbal instruction provisions.

key_organizations:
Deutsche Bank Alex Brown
JP Morgan Chase


document_description: A memorandum instructing a wire transfer of Thirteen Million Seven Hundred Thousand Rubbles from Jeffrey E. Epstein's account to AO Raiffeisenbank in Moscow, Russia, via Standard Chartered Bank New York.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Darren K Indyke
Bella Klein

key_locations:
New York
Moscow, Russia

key_organizations:
Standard Chartered Bank
AO Raiffeisenbank


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke on behalf of Jeffrey E. Epstein. It includes instructions for wire transfers to various banks, including JP Morgan Chase, Wells Fargo Bank, and Bank of America, with specific amounts and beneficiary information. The document also outlines the terms for standing authorizations and the responsibilities of the undersigned regarding the transmission of instructions.

key_people:
Jeffrey E. Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan Chase
Wells Fargo Bank
Bank of America
Black Srebnick Komspan & Stumpf Trust
Cambridge Mercantile Corp.


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, specifically for the account of Jeffrey E Epstein. It includes instructions for wire transfers, journal funds, and other asset movements. The document outlines the responsibilities and risks associated with the transmission of instructions and includes a standing authorization clause.

key_organizations:
Deutsche Bank Alex. Brown
TD Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The document outlines instructions for wire transfers, checks, journals, and free deliveries. It includes a standing authorization clause and details the responsibilities and risks associated with transmission methods such as fax and email.

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: A request document from Norkom 6.1.0 detailing a closed alert involving Richard Kahn, with a recommendation for escalation by the investigator. The document includes various identifiers and metadata related to the request and alert process.

key_people:
Richard Kahn
Urvashi Lavania

document_type: other

document_subtype: request

key_organizations:
Norkom Technologies Ltd.
IN/Infrastructure/DBOI GS


document_description: Regulatory alert regarding Richard Kahn's disciplinary action by NYSE Arca for failing to provide testimony as requested by FINRA. Richard Kahn is permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 days from the decision date.

document_subtype: regulatory alert

key_organizations:
Deutsche Bank Private Bank
NYSE Arca
FINRA
NY Stock Exchange


document_description: Richard Kahn and other respondents violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. They are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance of this Decision.

title: Disciplinary, Regulatory Action against Richard Kahn

document_subtype: Regulatory Action

key_organizations:
NYSE Arca
FINRA
Regulatory DataCorp, Inc.


document_description: Wire transfer instruction for $3,600.00 from Jeffrey E. Epstein's account to a beneficiary in Stockholm, Sweden.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Darren Indyke
Bella Klein

document_subtype: wire transfer instruction


document_description: A wire transfer from Jeffrey Epstein to Piasa via Deutsche Bank Trust Company Americas, with a transfer amount of 86,895.60 EUR and no transfer fees.


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex Brown, signed by Darren K Indyke on May 6, 2015. It includes instructions for wire transfers, journal funds, and free deliveries, with a specific wire transfer amount of £4,615 to Bank of America. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank Alex Brown may refuse to execute instructions.

key_organizations:
Deutsche Bank Alex Brown
Bank of America


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal entries, and securities delivery. The document outlines the responsibilities and risks associated with the transmission of instructions, including the acceptance of verbal instructions and the potential for transmission errors. It also includes a release of liability for Deutsche Bank Alex. Brown.


document_description: This document is an authorization for asset movement for non-retirement accounts, specifically authorizing Deutsche Bank Alex. Brown to follow asset movement instructions for the account named JEEPERS INC. It includes instructions for wiring federal funds amounting to $3,400,000 to Deutsche Bank Trust Companies Americas, with Jeffrey E Epstein as the ultimate beneficiary. The document also outlines the terms of standing authorization and the responsibilities of the undersigned, Jeffrey Epstein, who signed the document on April 9, 2014.

key_organizations:
Deutsche Bank Alex. Brown
Deutsche Bank Trust Companies Americas


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Jeffrey Epstein. The document includes instructions for wire transfers, checks, journals, and free deliveries, with a standing authorization clause.

key_organizations:
Deutsche Bank Alex. Brown
Southern Trust Company Inc.
Marks Paneth S Schron LLP


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving wire transfer of $25,500 to Alostar Bank of Commerce. Includes standing authorization for verbal instructions and acknowledges risks of transmission methods.

key_organizations:
Deutsche Bank Alex. Brown
Alostar Bank of Commerce
Merchants Commercial Bank
Kellerhals Ferguson Kroblin PLLC


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke. The document authorizes Deutsche Bank to follow specified asset movement instructions, including wire transfers and checks, and allows for verbal instructions for changes. It includes a standing authorization clause and a release of liability for Deutsche Bank.

key_people:
Darren Indyke
Jeffrey E Epstein

key_organizations:
Deutsche Bank Alex. Brown
Citibank NA


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving wire transfer of $5,209.00 to Sovereign Bank for the benefit of Martin G. Weinberg, PC. The document includes standing authorization terms and acknowledges the risks associated with transmission methods such as fax or email.

key_people:
Jeffrey E Epstein
Martin G. Weinberg
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Sovereign Bank


document_description: Authorization for Deutsche Bank Alex. Brown to follow asset movement instructions for Jeffrey E Epstein's account. Includes instructions for wire transfers, journal funds, and free deliveries. Standing authorization is requested, with verbal instructions allowed for changes.

key_organizations:
Deutsche Bank Alex. Brown
NetWest Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions and standing authorization terms.

key_organizations:
Deutsche Bank Alex. Brown
Alostar Bank of Commerce
Kellerhals Ferguson Kroblin PLLC


document_description: Contact information for Richard Kahn at HBRK Associates Inc., including address and partial contact details.

key_locations: 575 Lexington Avenue, 4th Floor, New York, New York 10022


document_description: Authorization form for asset movement for Jeffrey E. Epstein's non-retirement account with Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, journal funds, and free deliveries. It authorizes Deutsche Bank to accept verbal instructions for asset movements and outlines the responsibilities and risks associated with transmission methods.

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, specifically for the account of Jeffrey E. Epstein. It includes instructions for wire transfers, journal entries, and check issuances. The document outlines the responsibilities and risks associated with the transmission of instructions and provides a standing authorization for Deutsche Bank to act on verbal instructions from the account holder.


document_description: The document includes a Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application for Private Wealth Premium accounts, including checking and money market accounts. It also contains a W-9 form for taxpayer identification and certification purposes.

document_subtype: Bank Account Application and W-9 Form

key_organizations:
Deutsche Asset & Wealth Management
DBTCA
Internal Revenue Service


document_description: A memorandum from Jeffrey Epstein to Amanda Kirby requesting a wire transfer of 2,000 Euros from a specified debit account to BNP Paribas.

key_people:
Jeffrey Epstein
Amanda Kirby
Bella Klein


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to M Damien Vannieenwenhove, processed by Deutsche Bank AG, New York Branch. The transfer amount is 4,978.86 USD, with no transfer fees, resulting in a total of 3,650.00 EUR to the recipient. The document outlines the rights to dispute errors and conditions for cancellation.

key_people:
Jeffrey Epstein
M Damien Vannieenwenhove


document_description: This document is a Regulation E Disclosure for a remittance transfer made by Jeffrey Epstein through Deutsche Bank AG, New York Branch. It includes details of the transfer amount, fees, and rights to dispute errors or cancel the transaction.


document_description: Wire transfer of Two Thousand Euros from Jeffrey E. Epstein's account to SARL Glustin for two paintings for NY.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Hany Seller
Sari Glustin
Bella Klein

key_locations:
France
138 Rue Des Rosiers, 93400 St Quen


document_description: This document is a Regulation E Disclosure for a remittance transfer made by Jeffrey Epstein through Deutsche Bank Trust Company Americas. The transfer amount is 2,500.00 EUR with no additional transfer fees. The recipient is Mlle, and the funds are expected to be available by September 9, 2014. The document outlines the rights to dispute errors and conditions for cancellation of the transfer.

key_organizations: New York State Department of Financial Institutions


document_description: A memorandum from Amaada Kirby to Darren K Indyke regarding a wire transfer of $1000 from a specified account to Alfa Bank in Moscow, Russia, through Wells Fargo Bank N.A.

key_people:
Amaada Kirby
Darren K Indyke
Bella Klein

key_organizations:
Wells Fargo Bank N.A.
Alfa Bank


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, checks, journals, and free deliveries. It also includes a standing authorization clause and a disclaimer about the risks of transmission methods.


document_description: This document contains alerts related to Jeffrey Epstein, including charges of fraud, sex offenses, and solicitation of prostitution. It includes details of his convictions and personal information.

document_type: government

key_locations:
New York, New York, UNITED STATES
St Thomas, VI 00802, UNITED STATES

document_subtype: alert

key_organizations:
Deutsche Bank Private Bank
FL Department of Law Enforcement


document_description: A request document from Norkom 6.1.0 detailing an alert related to financial crime and sanctions involving an individual named Epstein. The document includes alert IDs, status, and investigator recommendations.

document_subtype: Request

key_organizations:
Norkom Technologies Ltd.
DBOI GS


document_description: This document contains details from the Dow Jones database regarding Jeffrey Epstein, including his nationality, gender, and country of residence. It also references a settled civil fraud action involving insider trading against Allen M. Glick and associates, including Jeffrey S. Epstein, by the SEC.

key_people:
Jeffrey Epstein
Allen M. Glick
Arthur H. Freedman
Steven T. Moore
Romeo J. Pendolari

key_locations:
United States
Framingham, Massachusetts

document_subtype: Dow Jones Details

key_organizations:
Dow Jones
SEC
MetroWest Bank
Banknorth Group, Inc.
Medford Bancorp
Warren Bancorp


document_description: This document is a World Check report detailing information about Jeffrey Epstein, including his nationality, gender, country of birth, and residence. It also includes an alert date and detection check information. The report mentions a settled civil fraud action filed by the SEC against Epstein for illegal insider trading, resulting in a permanent injunction and a financial penalty.

title: World Check Details for Jeffrey Epstein

key_people:
Jeffrey Epstein
Allen M Glick
Arthur H Freedman
Romeo J Pendolari
Steven T Moore

key_locations:
United States
Framingham, MA, USA

document_subtype: World Check Report

key_organizations:
SEC
Norkom Technologies Ltd.


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, authorizing a wire transfer of $2,500 to TD Bank. The form includes provisions for standing authorization and verbal instructions.

key_organizations:
Deutsche Bank Alex. Brown
TD Bank


document_description: A wire transfer instruction to debit $2,133 from a specified account to Camard Entranger SA at HSBC FR Paris.

key_people:
Amenda Kirby
Harry Seller
Bella Klein

document_date: November 14, 2003

key_organizations:
HSBC FR Paris
Camard Entranger SA


document_description: Wire transfer instruction for 3,500 Euros from Jeffrey E. Epstein's account to BNP Paribas.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Harry Seller


document_description: A memorandum instructing a wire transfer of 3,000 Euros from a specified account to a beneficiary in Sweden.

key_people:
Amanda Kirby
Harry Seller
Amar Siad
Bella Klein


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The document authorizes Deutsche Bank to follow specified asset movement instructions, including wire transfers, checks, and journal entries. It includes details for a wire transfer of $10,225.04 to Bank of America and mentions standing authorization for future transactions. The document outlines the responsibilities and risks associated with transmission methods and the conditions under which Deutsche Bank may refuse to execute instructions.

key_people:
Harry Beller
Mark E TolNson

key_organizations:
Deutsche Bank Alex. Brown
Bank of America
HBRK Associates Inc.


document_description: A memorandum instructing a wire transfer of 1,900 Euros from a specified account to Ship Antiques SAS at BNP Paribas.

key_people:
Amanda Kirby
Harry Beller
Bella Klein

key_organizations:
BNP Paribas
Ship Antiques SAS


document_description: Form W-8BEN is used by foreign individuals or organizations to certify their foreign status for U.S. tax withholding purposes. It is not for U.S. citizens or residents, or entities with income connected to U.S. trade or business. The form includes sections for identifying the beneficial owner, claiming tax treaty benefits, and certifying the foreign status of the income.

title: Form W-8BEN (Rev. February 2006)

document_subtype: tax form


document_description: A memorandum from Amanda Kirby to Harry Beller requesting a wire transfer of 2,000 Euros from a specified account to Tatra Banka in Slovakia. The document includes a reference number for the transaction.

document_subtype: wire transfer request


document_description: Authorization for Deutsche Bank Alex. Brown to follow asset movement instructions for NES, LLC account, including wire transfers, checks, journals, and free deliveries. Includes standing authorization and verbal instruction acceptance.

key_organizations:
Deutsche Bank Alex. Brown
NES, LLC
First Command Bank


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Jeffrey E. Epstein. The form authorizes the bank to wire federal funds in the amount of $5,500.00 to Bank of America, with Cambridge Mercantile Corp. as the ultimate beneficiary. The form includes provisions for standing authorization and verbal instructions.

key_people:
Jeffrey E. Epstein
Parren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Bank of America
Cambridge Mercantile Corp.


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, journal entries, and free deliveries. It also includes standing authorization terms and conditions.

key_people:
Richard Kahn
John Christensen


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke on April 30, 2014. The form authorizes Deutsche Bank to follow specified asset movement instructions, including wire transfers and journal entries, and allows for verbal instructions for fund transfers.

key_people:
Jeffrey E Epstein
Darren Indyke


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke on May 13, 2014. It includes instructions for wire transfers, journal funds, and check issuance, with specific details for a wire transfer to Citibank. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank Alex. Brown may refuse to execute instructions.

key_people:
Jeffrey E. Epstein
Darren Indyke

key_organizations:
Deutsche Bank Alex. Brown
Citibank


document_description: Authorization for Deutsche Bank Alex. Brown to follow asset movement instructions for Jeffrey E Epstein's account, including wire transfers, checks, and journals. The document outlines the terms and conditions for executing these instructions, including the acceptance of verbal instructions and the risks associated with transmission methods.

key_people:
Jeffrey E Epstein
Terry B. Kafka
Harry Seller

key_organizations:
Deutsche Bank Alex. Brown
Inwood National Bank


document_description: Wire transfer of $2,249 from Jeffrey Epstein's account to Camard Entranger S A for shipment of 2 pictures.

key_locations:
Paris
ST Denis

key_organizations:
HSBC FR Paris
Camard Entranger S A


document_description: A memorandum instructing a wire transfer of One Thousand Euros from an account to Societe Generale.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for $7,200 to Citibank for beneficiary Mihai Serban. The document outlines the terms and conditions for standing authorization and verbal instructions.

key_people:
Jeffrey E Epstein
Mihai Serban


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions to Bank of America and ultimate beneficiary Blue Star Jets. Includes standing authorization and terms for verbal instructions.

key_people:
Jeffrey E Epstein
Harry Beller

key_organizations:
Deutsche Bank Alex. Brown
Bank of America
Blue Star Jets


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Jeffrey E Epstein. It includes instructions for wire transfers, checks, and journal entries, with a specific wire transfer of $4299 to TD Bank for rent and expense reimbursement from December to March 2014.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and checks. The form allows for standing authorization and verbal instructions for asset movement. The undersigned acknowledges responsibility for transmission methods and releases Deutsche Bank from liability related to transmission errors.

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: A remittance transfer disclosure from Deutsche Bank AG, New York Branch, detailing a transfer from Jeffrey Epstein to Amar Siad. The transfer amount is 10,000.00 EUR with no transfer fees. The funds are expected to be available by May 14, 2014.

key_people:
Jeffrey Epstein
Amar Siad

document_subtype: Regulation E Disclosure for Remittance Transfer


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by C. Darren Indyke on behalf of Jeffrey E. Epstein. The form authorizes Deutsche Bank to follow asset movement instructions, including wire transfers, journal funds, and checks. It includes a specific wire transfer instruction of $16,000 to Sabadel United Bank for the benefit of G Richard Strafer, P.A Operating Account.

key_people:
Jeffrey E. Epstein
C. Darren Indyke
G Richard Strafer

key_organizations:
Deutsche Bank Alex. Brown
Sabadel United Bank


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and securities delivery. The document specifies a wire transfer of $3500 to TD Bank and includes standing authorization terms. The undersigned, Darren K Indyke, acknowledges the terms and risks associated with the transmission of instructions.

key_people:
Jeffrey E Epstein
Darren K Indyke


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal entries, and check issuance. The document specifies a wire transfer of $2274.34 to First Command Bank and includes provisions for standing authorization and verbal instructions.


document_description: This document is a Regulation E Disclosure for Remittance Transfer from Deutsche Bank Trust Company Americas. It includes details of wire transfers involving Jeffrey Epstein and Johanna Thringser, with transfer amounts of 2,500.00 EUR and 1,000.00 EUR respectively. The document outlines the rights to dispute errors, cancellation policies, and contact information for complaints.

key_people:
Jeffrey Epstein
Johanna Thringser

key_locations: 345 Park Avenue, New York, NY 10154-0102

key_organizations: New York State Department of Financial Services


document_description: Authorization form for asset movement for Jeffrey E Epstein's non-retirement account with Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, journal entries, and check issuance. It also outlines the terms for standing authorization and verbal instructions.

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan Chase


document_description: This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI), outlining the terms and conditions for managing brokerage accounts. It includes client representations, terms and conditions for account management, arbitration clauses, tax status declarations, and margin account disclosures. The agreement also covers client responsibilities, rights of DBSI, order execution, trading restrictions, and confidentiality obligations.

title: Deutsche Asset & Wealth Management Account Agreement

key_people: Client DBSI Pershing

document_subtype: Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Pershing LLC
Deutsche Asset & Wealth Management


document_description: This document is a corporate account information form from Deutsche Bank Private Wealth Management. It is intended for informational purposes and includes sections for corporate details, mailing and legal addresses, entity information, investment objectives, and financial details. The form is largely unfilled, with placeholders for various details such as account number, account title, addresses, and financial information. It also includes sections for authorized parties' personal information and investment experience, as well as a customer identification program notice.

title: Deutsche Bank Private Wealth Management Corporate Account Information Form

document_subtype: Corporate Account Information Form


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to SARL Glustin, processed by Deutsche Bank AG, New York Branch. It includes details of the transfer amount, fees, exchange rate, and recipient information. The document also outlines the rights of the sender to dispute errors and cancel the transaction under certain conditions.

key_organizations: New York State Department of Financial Institutions


document_description: A brief note or correspondence signed by Bella, including a reference number EFTA01400692.


document_description: This document is a Regulation E Disclosure for a remittance transfer made by Jeffrey Epstein through Deutsche Bank Trust Company Americas. It outlines the transfer details, including the transfer amount of 2,500.00 EUR, transfer fees, and the recipient's potential receipt amount. It also provides information on the right to dispute errors, cancellation policies, and contact information for complaints.

key_organizations:
Deutsche Bank Trust Company Americas
New York State Department of Services
Consumer Financial Protection Bureau


document_description: Wire transfer of EUR 14,875.00 from an account managed by Darren K Indyke to Societe Generale for the benefit of The American University of Paris.

document_subtype: wire transfer

key_organizations:
Societe Generale
The American University of Paris


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke. The document authorizes Deutsche Bank to follow specified asset movement instructions, including wire transfers, journal funds, and free deliveries. It includes a standing authorization clause and acknowledges the risks associated with transmission methods such as fax and email.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Virgin Islands Foundation Inc.
EasCorp Federal Credit Union
MIT Federal Credit Union


document_description: Internal communication regarding a false positive alert for Richard D Kahn in the AML compliance system. The alert was initially raised due to a potential association with PennMont Securities, which was banned from NYSE Arca. However, after review, it was determined that the alert was a false positive as Richard D Kahn is not the same individual as the alerted party and has been working at HBRK Associates Inc for the past 3 years.


document_description: This document is a World Check report for Richard Kahn, detailing his association with PennMont Securities and his violation of NYSE Arca Equities Rule. It includes personal details, linked individuals, and external sources related to his case.

title: World Check Details for Richard Kahn

key_people:
Richard Kahn
Keke KAHN
David MILLER
Virginia ATLEE
Joann DELPIZZO MILLER
William JOHNSTON
George SNYDER
Judith BUSCH
Elizabeth ATLEE CARAPICO
Cecilia CORAZA
Elaine ENGLISH
James ENGLISH CORAZA
George REIFF
Amy BECCONE
Mary CORAZA
Anthony MONTALBANO
Arland FRIEND
Judith FRIEND
Constance ATLEE JOHNSTON

key_organizations:
PennMont Securities
NYSE Arca
FINRA


document_description: Authorization for Deutsche Bank Alex. Brown to follow asset movement instructions for Jeffrey E Epstein's account. Includes instructions for wire transfers, checks, and journals. Allows verbal instructions for changes and acknowledges risks associated with transmission methods.

key_organizations:
Deutsche Bank Alex. Brown
Bank of America
The New School


document_description: Authorization for Deutsche Bank Alex. Brown to follow asset movement instructions for non-retirement accounts, including wire transfers, journal funds, and free deliveries. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank may refuse to execute instructions.

key_organizations:
Deutsche Bank Alex. Brown
TD Bank


document_description: A memorandum from Amanda Kirby to Darren K Indyke instructing a wire transfer of $1,000 from a specified account to Sberbank in Moscow.

key_people:
Amanda Kirby
Darren K Indyke
Betta Klein


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, specifically for the account of Jeffrey E Epstein. It includes instructions for wire transfers, checks, journals, and free deliveries. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank Alex. Brown may refuse to execute instructions.

key_people:
Jeffrey E Epstein
Rosalyn Fontanilla


document_description: Wire transfer instruction for 10,000 Euros from Jeffrey E. Epstein's account to Amar Siad in Sweden.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Arthur
Darren Indyke
Amar Siad
Bella Klein


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal entries, and free deliveries. The form allows for standing authorization and verbal instructions for asset movement. The undersigned, Richard Kahn, acknowledges the risks associated with transmission methods and releases Deutsche Bank from liability related to compliance with these instructions.


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. Includes instructions for wire transfers, journal funds, and checks. The form allows for standing authorization and verbal instructions for asset movement.

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. Includes instructions for wire transfer, journal funds, and standing authorization. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank may refuse to execute instructions.


document_description: Overdraft and insufficient funds notice for Karyna Shuliak's account at Deutsche Bank Trust Co. Americas, indicating an overdraft of $1,491.86 as of 11-04-14. The notice lists transactions that contributed to the overdraft and mentions a fee deduction for handling returned items.

document_subtype: bank statement


document_description: This document is the Operating Agreement for JSC Interiors, LLC, a New York Limited Liability Company, established on November 7, 2014. It outlines the formation, capital structure, management, and other operational aspects of the company. The agreement specifies the roles and responsibilities of the Sole Member, capital contributions, allocations, distributions, and indemnification provisions. It also details the management structure, with Richard Kahn as the initial manager, and includes provisions for amendments, binding effects, and governing law.

title: Operating Agreement of JSC Interiors, LLC

document_subtype: Operating Agreement

key_organizations:
JSC Interiors, LLC
CT Corporation System


document_description: Confidential communication from Darren K. Indyke, PLLC, intended for a specific addressee. It contains a disclaimer about attorney-client privilege and instructions for handling if received in error.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, checks, journals, and free deliveries. The undersigned authorizes Deutsche Bank to follow these instructions and accepts responsibility for the transmission method of any instructions. The document also outlines the terms and conditions under which Deutsche Bank may execute or refuse to execute the instructions.

key_organizations:
Deutsche Bank Alex. Brown
NES, LLC
First Command Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including instructions for wire transfers and standing authorizations. The document includes specific wire transfer instructions to Citibank and Wells Fargo Bank, with amounts of $5,100.00 and $3,600.00 respectively. It also outlines the responsibilities and risks associated with the transmission of instructions.

key_organizations:
Deutsche Bank Alex. Brown
Citibank, NA
Wells Fargo Bank


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank, signed by Darren Indyke. Includes instructions for wire transfer of $61,900 to Citibank, NA, with beneficiary Mihai Serban. The authorization is standing and allows for verbal instructions for future transactions.

key_people:
Darren Indyke
Mihai Serban

key_organizations:
Deutsche Bank
Citibank, NA


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein to Seoul Auction. The transfer amount is $64,506.00 with no additional fees. The funds are expected to be available by March 31, 2015. The document outlines the rights to dispute errors and conditions for cancellation.

key_organizations:
Deutsche Bank Trust Company Americas
Seoul Auction


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfers, checks, and journal entries. The document outlines the terms and conditions for asset movement, including standing authorizations and verbal instructions.

key_people:
Darren K Indyke
Marltos S McCorquodale

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank


document_description: Wire transfer of 1,900 Euros from Jeffrey Epstein's account to Mr. Coupe Michel for an Artexport France shipment to LSJE, LLC.

key_people:
Jeffrey Epstein
Amanda Kirby
Mr. Coupe Michel
Bella Klein

key_organizations:
HSBC FR Compiegne
Artexport France
LSJE, LLC


document_description: A remittance transfer disclosure from Deutsche Bank AG, New York Branch, detailing a transfer initiated by Jeffrey Epstein. The transfer amount is 2,000.00 EUR with no additional fees, and the funds are expected to be available by May 6, 2014. The document outlines the rights to dispute errors and conditions for cancellation.


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It authorizes the bank to follow specific asset movement instructions, including wire transfers, checks, journals, or free deliveries. The document specifies a wire transfer of $600.00 to JP Morgan and includes account details and authorization for verbal instructions. It also outlines the responsibilities and risks associated with the transmission of instructions.

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan


document_description: This document is a Regulation E Disclosure for a remittance transfer from Jeffrey Epstein to Camard Entranger SA, processed by Deutsche Bank AG, New York Branch. The transfer amount is $2,133.00 with no additional fees, totaling $2,133.00 to the recipient. The funds are expected to be available by December 2, 2013. The document outlines the rights to dispute errors and conditions for cancellation.

document_subtype: Regulation E Disclosure


document_description: A memorandum from Harry Belle to Amanda Kirby requesting a wire transfer of 700 Euros from account #23 to a beneficiary in Slovakia via Tatra Banka.

key_people:
Harry Belle
Amanda Kirby
Bella Klein


document_description: Contact information for Richard Kahn of HBRK Associates Inc. located at 575 Lexington Avenue, 4th Floor, New York, NY 10022.

key_locations: 575 Lexington Avenue, New York, NY 10022


document_description: A Regulation E Disclosure document from Deutsche Bank regarding a remittance transfer from Jeffrey Epstein to Monsieur Valdson Vlelrs Cofnn. The transfer amount is 2,461.54 EUR with no transfer fees. The funds are expected to be available by June 9, 2014. The document outlines the rights to dispute errors and conditions for cancellation.

title: Deutsche Bank Regulation E Disclosure

key_people:
Jeffrey Epstein
Monsieur Valdson Vlelrs Cofnn


document_description: A memorandum from Amanda Kirby to Harry Beller requesting a wire transfer from a specified account. The document includes details such as the receiving bank's name, address, IBAN, and beneficiary account information. Bella Klein is mentioned as a contact for questions.

key_people:
Amanda Kirby
Harry Beller
Bella Klein


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and checks. The undersigned authorizes Deutsche Bank to follow these instructions and acknowledges the risks associated with transmission methods such as fax or email. The document also outlines the conditions under which Deutsche Bank may refuse to execute instructions.


document_description: A memorandum from Amanda Kirby to Darren K Indyke instructing a wire transfer of $25,000 to a beneficiary in Belarus.

key_people:
Amanda Kirby
Darren K Indyke
Bella Klein
Chouliak Fedor

key_locations: Belarus Minsk

document_subtype: memo

key_organizations:
Deutsche Bank Trust Company Americas
Technobank


document_description: This document is a Regulation E Disclosure for a remittance transfer made by Jeffrey Epstein through Deutsche Bank Trust Company Americas. It includes details about the transfer amount, fees, exchange rate, and recipient information. The document also outlines the rights of the sender to dispute errors and cancel the transaction under certain conditions.

key_organizations:
Deutsche Bank Trust Company Americas
Conservatorio Della Svizzera Italiana


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren K Indyke. It includes instructions for wire transfers, journal funds, and free deliveries, with provisions for standing authorization and verbal instructions. The document outlines the responsibilities and risks associated with transmission methods and the bank's rights regarding verification and execution of instructions.

key_people:
Darren K Indyke
Jeffrey Epstein

key_organizations:
Deutsche Bank Alex. Brown
Bank of America


document_description: Wire transfer of Two Thousand Euros from Jeffrey E. Epstein's account to a beneficiary at BNP Paribas.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Arthur
Darren Indyke


document_description: Wire transfer instruction from Jeffrey E. Epstein's account to a beneficiary through Wells Fargo Bank N.A.

key_people:
Jeffrey E. Epstein
Amitoda Kirby
Darren K Indyke
Bella Klein

document_subtype: wire transfer instruction


document_description: Rebekah Mercer instructs Mary Ann Coleman at Deutsche Bank to wire $100,000 from the Mercer Family Foundation to the Job Creators Network Foundation via Bank of America.

key_people:
Rebekah Mercer
Mary Ann Coleman

key_organizations:
Mercer Family Foundation
Deutsche Bank Trust Company Americas
Job Creators Network Foundation
Bank of America


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke on behalf of Jeffrey E. Epstein. The document outlines instructions for journal funds, wire transfers, and free deliveries, with provisions for standing authorization and verbal instructions.

key_people:
Jeffrey E. Epstein
Darren Indyke


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Darren Indyke on behalf of Jeffrey E Epstein. The document outlines instructions for wire transfers, checks, journals, and free deliveries, with a standing authorization for verbal instructions.

key_people:
Jeffrey E Epstein
Darren Indyke
Mehmet Arda Beskardes


document_description: This document is a Regulation E Disclosure for a remittance transfer involving Jeffrey Epstein, processed by Deutsche Bank AG, New York Branch. It includes details such as transfer date, confirmation code, and recipient information. It also outlines the rights of the sender to dispute errors and cancel the transaction under certain conditions.


document_description: A remittance transfer disclosure from Deutsche Bank AG, New York Branch, detailing a transfer from Jeffrey Epstein to Mischon De Reya. The transfer amount is 4,067.45 USD, with an exchange rate of US$1.00 = GBP 0.59005, resulting in 2,400.00 GBP to the recipient. The document outlines the rights to dispute errors and cancellation policies.

key_organizations:
Deutsche Bank AG
Mischon De Reya


document_description: Wire transfer instruction from Jeffrey E. Epstein to Darren K Indyke, with details for transferring funds from a specified account to a beneficiary through Wells Fargo Bank N.A.

key_people:
Jeffrey E. Epstein
Amanda Kirby
Darren K Indyke
Bella Klein


document_description: Wire transfer instruction for 2,461.54 Euros from Jeffrey E. Epstein's account to Credit Lyonnais in Paris, France. The transfer is to be updated every 25th of the month effective March 25, 2014.

key_people:
Jeffrey E. Epstein
Amanoa Kirby
Darren K Indyke
Monsieur Valdson Vieira Cotrin
Bella Klein


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex Brown, signed by Darren Indyke on June 16, 2014. It allows for the movement of assets including wires, checks, journals, and free deliveries. The authorization includes provisions for standing instructions and verbal instructions for asset movement. The document outlines the responsibilities and risks associated with the transmission of instructions and releases Deutsche Bank Alex Brown from liability under certain conditions.

key_people:
Jeffrey E Epstein
Darren Indyke


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Jeffrey E Epstein. It includes instructions for wire transfers, journal entries, and check issuances. The document specifies a wire transfer of $760.00 to EasCoTD Federal Credit Union and includes an ABA number. It also outlines the terms for standing authorizations and verbal instructions.

key_organizations:
Deutsche Bank Alex. Brown
EasCoTD Federal Credit Union
MIT Federal Credit Union


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, checks, and journal entries. The form specifies a wire transfer of $434.99 to Wachovia Bank and includes a quote reference number R1507150. The document outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank Alex. Brown may refuse to execute instructions.

key_organizations:
Deutsche Bank Alex. Brown
Wachovia Bank
American Export Company


document_description: This document provides metadata for an image file named pic08924.gif. It includes details about the image's format, dimensions, color properties, and attachment information.


document_description: The document contains financial information related to a check transaction. It includes details such as account number, routing number, sequence number, account name, branch number, and a high dollar pull amount. The document also mentions an exception type, internal comments, and a previous decision to refer due to a signature irregularity.


document_description: This document provides metadata information about an image file named pic09847.gif. It includes details such as MIME type, color depth, compression type, dimensions, and other technical specifications.


document_description: The document is a financial record indicating a check exception due to a missing signature. It includes account and check details, such as the account name, amount, and check number.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for journal entries, wire transfers, and check issuances. The form specifies the account details, amounts, and recipient information for the transactions. It also outlines the terms and conditions under which Deutsche Bank Alex. Brown will process these instructions, including the acceptance of verbal instructions and the risks associated with transmission methods such as fax and email.


document_description: This is a metadata description of an image file named pic32564.gif. It is a Compuserve Graphic Interchange Format (GIF) image with a color depth of 8 and uses the RGB color space. The image is compressed using the LZW method, which is lossless. The format version is 89a, and the image dimensions are 163 pixels in width and 23 pixels in height. The image has a pixel aspect ratio of 1.0 and contains 4 channels. It is a single-page image with normal orientation.


document_description: This is a metadata description of a GIF image file named pic26983.gif. The image has a color depth of 8, uses the RGB color space, and employs lossless LZW compression. It is in the GIF 89a format with dimensions of 46x46 pixels. The image has a pixel aspect ratio of 1.0 and includes metadata related to MAPI attachment details.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal entries, and free deliveries. The form authorizes Deutsche Bank to follow the specified asset movement instructions and allows for standing authorization and verbal instructions for asset movement. The document outlines the responsibilities and risks associated with the transmission of instructions and provides indemnity to Deutsche Bank for actions taken based on the authorization.


document_description: A memorandum from Harry Beller to Amanda Kirby instructing a wire transfer of 5,000 Euros from a specified account to Maria Id2kowska at Alior Bank.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal entries, and free deliveries. The form authorizes Deutsche Bank to follow the specified asset movement instructions and allows for standing authorizations and verbal instructions. The document outlines the responsibilities and risks associated with the transmission of instructions and includes a release of liability for Deutsche Bank. The form is signed by Harry Beller on January 21, 2014.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It allows the account holder, Jeffrey E Epstein, to authorize Deutsche Bank Alex. Brown to execute various financial transactions such as wire transfers, checks, journals, and free deliveries. The form includes specific instructions for a $25,000 wire transfer to TD Bank for MC2 Model Management. The authorization can act as a standing authorization and allows for verbal instructions for changes. The document outlines the responsibilities and risks associated with the transmission of instructions and releases Deutsche Bank Alex. Brown from liability under certain conditions.


document_description: This is a metadata description of a GIF image file named pic31500.gif. The image has a color depth of 8, uses the RGB color space, and employs lossless LZW compression. It is in the GIF 89a format with a resolution of 46x46 pixels. The image is oriented normally and has a pixel aspect ratio of 1.0. It includes metadata related to MAPI attachment details.


document_description: This is metadata for an image file named pic28195.gif, which is a Compuserve Graphic Interchange Format (GIF) with a color depth of 8 and RGB color space. The image is 163 pixels wide and 23 pixels high, with a pixel aspect ratio of 1.0. It uses LZW compression, which is lossless, and is in the 89a format version. The image has 4 channels and 1 progressive scan.


document_description: This document provides metadata information about an image file named pic12675.gif. It includes details such as MIME type, color depth, compression type, dimensions, and other technical specifications.


document_description: This document provides metadata for an image file named pic03467.gif. It includes details about the image's format, dimensions, color properties, and attachment information.


document_description: This document provides metadata for an image file named pic19835.gif. It is a Compuserve Graphic Interchange Format (GIF) with a color depth of 8 and uses the RGB color space. The image is compressed using lossless LZW compression and follows the GIF 89a format version. The image dimensions are 46x46 pixels, with a pixel aspect ratio of 1.0. It has a single page and one progressive scan. The image is attached with specific MAPI attributes, including a size of 465 bytes.


document_description: This document contains metadata for an image file named pic21020.gif. The image is in Compuserve Graphic Interchange Format with a color depth of 8 and uses RGB color space. It is a lossless compressed image using LZW compression, with a format version of 89a. The image dimensions are 46x46 pixels, with a pixel aspect ratio of 1.0. It has 3 color channels and 1 progressive scan.


document_description: This document provides metadata for an image file named pic10165.gif, which is in the Compuserve Graphic Interchange Format (GIF). The image has a color depth of 8, uses the RGB color space, and employs lossless LZW compression. It is a single-page image with a width of 158 pixels and a height of 23 pixels. The image is oriented normally and has a pixel aspect ratio of 1.0.


document_description: This document provides metadata for an image file named pic26714.gif. It includes details about the image's format, dimensions, color properties, and attachment information.


document_description: This is a metadata description of a GIF image file named pic00573.gif. The image has a color depth of 8, uses the RGB color space, and employs lossless LZW compression. It is in the GIF 89a format with dimensions of 46x46 pixels. The image is oriented normally and has a pixel aspect ratio of 1.0. It contains 3 color channels and 1 progressive scan. The file size is 2150 bytes.


document_description: A memorandum instructing a wire transfer of $5,400 from account #35266976 to the National Bank for Foreign Economic Activity of the Republic of Uzbekistan.


document_description: A memorandum from Darren Indyke to Amanda Kirby instructing a wire transfer of $3,600.00 from a specified account to a recipient through SEB bank.


document_description: A memorandum from Darren K Indyke to Amanda Kirby instructing a wire transfer of 1000 Euros to Johanna Thringer in Stockholm, Sweden.


document_description: A memorandum from Arthur Tendler to Darren Indyke instructing a wire transfer of 2,500 Euros to a Societe Generale account.


document_description: A memorandum from Arthur Tendler to Darren Indyke instructing a wire transfer of 2,500 Euros from a specified account to a beneficiary through SWEDBANK.


document_description: A brief message signed by Bella, including a phone number or code 'EFTA01401617'.


document_description: This document is an authorization form for asset movement instructions for Jeffrey E Epstein's account at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and check issuance. The form allows for standing authorization and verbal instructions for asset movement. It also outlines the responsibilities and risks associated with the transmission of instructions and the conditions under which Deutsche Bank Alex. Brown may refuse to execute instructions.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex Brown. It allows the account holder, Jeffrey E Epstein, to authorize various types of asset movements including journal funds, wire transfers, free deliveries, and checks. The form includes instructions for standing authorizations and verbal instructions, and outlines the responsibilities and risks associated with different methods of instruction transmission.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and check issuance. The form allows for standing authorization and verbal instructions for asset movement. The undersigned acknowledges responsibility for transmission methods and releases Deutsche Bank from liability related to compliance with the authorization.


document_description: This document is a Regulation E Disclosure for a remittance transfer made by Jeffrey Epstein through Deutsche Bank AG, New York Branch. The transfer amount is $2,500.00 with no transfer fees. The funds are expected to be available to the recipient by June 4, 2014. The document outlines the rights to dispute errors and conditions for cancellation of the transfer.


document_description: A remittance transfer disclosure from Deutsche Bank Trust Company Americas for a transfer initiated by Jeffrey Epstein to Johanna Thringer. The transfer amount is 3,100.00 EUR with no transfer fees. The funds are expected to be available by April 1, 2015. The document outlines the rights to dispute errors and conditions for cancellation.

key_people:
Jeffrey Epstein
Johanna Thringer


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and check issuance. The form authorizes Deutsche Bank to accept verbal instructions for asset movement and outlines the responsibilities and risks associated with transmission methods such as fax or email.


document_description: Authorization form for asset movement for Jeffrey E Epstein's non-retirement account at Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, checks, and journals, with a specific wire transfer of $64,000 to JP Morgan. The form is signed by Darren K Indyke.

key_people:
Jeffrey E Epstein
Darren K Indyke


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex Brown. It allows the bank to process asset movement instructions such as wire transfers, checks, journals, or free deliveries as requested by the account holder, Jeffrey E. Epstein. The form includes provisions for verbal instructions and acknowledges the risks associated with various transmission methods. It also includes indemnity clauses for Deutsche Bank Alex Brown.

key_people:
Jeffrey E. Epstein
Darren K Indyke


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Private Wealth Management. It authorizes Deutsche Bank Alex Brown to move funds, issue checks, or journal funds from the account of Jeffrey E Epstein. The document outlines the terms and conditions under which the bank can act on instructions from the account holder, including the acceptance of verbal instructions and the responsibilities of the undersigned in case of transmission errors or unauthorized actions.

key_organizations:
Deutsche Bank
Deutsche Bank Alex Brown


document_description: This is a Compuserve Graphic Interchange Format (GIF) image with a colour depth of 8, using RGB colour space and LZW compression. The image dimensions are 163x23 pixels.

title: pic27374.gif

document_type: media

document_subtype: image


document_description: This is a metadata description of an image file named pic05225.gif, which is a Compuserve Graphic Interchange Format (GIF) image with a color depth of 8 and RGB color space. The image is 46x46 pixels in size, with a lossless LZW compression. It is a single-page image with a normal orientation and a pixel aspect ratio of 1.0.


document_description: The document provides information about business units and adoption locations in the United Kingdom and the United States, including details about adoption entities, products, and legal names.

key_locations:
United Kingdom
United States
Virgin Islands

document_subtype: business unit information

key_organizations:
DB AG (London)
Southern Rnanclai, LLC
DBSI


document_description: A check transaction with a high dollar amount of $20,000 was flagged due to a missing signature on file. The transaction includes account and routing numbers, and internal comments indicate a previous decision to refer the transaction.

document_subtype: bank transaction


document_description: A financial document indicating a check exception due to a missing signature. The document includes account and routing numbers, sequence number, and a high dollar pull amount.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. Includes instructions for wire transfer, journal funds, and securities delivery. Contains standing authorization clause and risk acknowledgment for transmission methods.

key_organizations:
Deutsche Bank Alex. Brown
Zorro Development Corp
DelNorte Credit Union
House, Incorporated


document_description: A financial document indicating a check exception due to a missing signature. The document includes account and routing numbers, a sequence number, and an amount of $25,000.00. It also contains internal comments and a reference number.


document_description: A financial document indicating a high dollar pull with a check amount of $125,000. The signature is not on file.


document_description: Overdraft and insufficient funds notices for various accounts at Deutsche Bank Trust Co. Americas, including personal and business checking accounts. The notices detail overdraft amounts and request deposits to cover the deficits.

key_people:
Caroline C. Mallory
Elderberry X, LLC
Karyna Shuliak

key_locations:
New York, NY
Sarasota, FL


document_description: Wire transfer instruction to transfer $1100 from account #35269691 to a beneficiary via SBERBANK of Russia.

key_people:
Jeffrey E. Epstein
Cynthia
Darren Indyke
Bella Klein


document_description: The document contains information about a check with a high dollar amount that has a signature not on file. It includes account and routing numbers, sequence number, and internal comments.

document_subtype: check information


document_description: This document provides metadata for an image file named image002.gif. It is a Compuserve Graphic Interchange Format (GIF) with a color depth of 8 and uses RGB color space. The image is compressed using lossless LZW compression and follows the 89a format version. The image dimensions are 46x46 pixels, with a pixel aspect ratio of 1.0. It contains 3 color channels and has a single page count. The image is oriented normally and has a MAPI attachment size of 2150 bytes.


document_description: A memo from Tazia Smith at Deutsche Bank Wealth Management discussing Key Client Partners (KCP) products and services, intended for sophisticated institutional investors. It emphasizes that the information is for discussion purposes only and not advisory, and that any transactions are subject to internal approvals. The memo is confidential and not legally binding.

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: A check with a high dollar amount of $50,000.00 was flagged due to a missing signature. The check is associated with account number 42959324 and branch number 21001033. The previous decision was to refer the check due to the missing signature.

document_subtype: bank check


document_description: A financial document indicating a high dollar pull with a check amount of $50,000. The signature is not on file, and there are internal comments regarding the transaction.


document_description: Overdraft and insufficient funds notice for Jeffrey Epstein's business checking account under Neptune, LLC, indicating an overdraft of $579.22 as of May 17, 2019. The notice requests a deposit to cover the overdraft amount.

key_locations: 6100 Red Hook Quarter, B3, St. Thomas, United States VI

key_organizations:
Deutsche Bank Trust Co. Americas
Neptune, LLC


document_description: A high dollar pull transaction with a signature not on file exception.


document_description: This document is an authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and checks. The document specifies a wire transfer of $3,143 to JP Morgan Chase. The form is signed by Darren Indyke and outlines the responsibilities and risks associated with the transmission of instructions.

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan Chase


document_description: A check issued by Jeffrey Epstein from Deutsche Bank Trust Company Americas to Ashley Taylor-Hull for the amount of $7,500.00.

key_people:
Jeffrey Epstein
Ashley Taylor-Hull

key_locations:
New York, New York
St. Thomas, USVI
Bedford, NY

document_subtype: check


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal funds, and securities delivery. The document outlines the responsibilities and risks associated with the transmission of instructions via fax, email, or other methods. It also includes a standing authorization clause and acknowledges the authority of the undersigned to issue asset movement instructions.


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It authorizes the bank to follow specific asset movement instructions, including wire transfers, journal entries, and free deliveries. The document includes details for a wire transfer of $8424.92 to Bank of America and mentions a beneficiary named Yulia Stepanova. The authorization can act as a standing authorization and allows for verbal instructions for asset movement. The document is signed by Darren K Indyke on December 15, 2015.

key_people:
Jeffrey E Epstein
Darren K Indyke
Yulia Stepanova


document_description: This document is a Regulation E Disclosure for a remittance transfer made by Jeffrey Epstein through Deutsche Bank Trust Company Americas. The transfer amount is $545.00 with no additional fees, and the funds are expected to be available by November 2, 2015. The document outlines the rights of the sender to dispute errors and cancel the transaction under certain conditions.

key_organizations:
Deutsche Bank Trust Company Americas
New York State Department of Services
Consumer Financial Protection Bureau


document_description: Authorization form for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The form includes instructions for wire transfers, journal entries, and check issuance. It also outlines the responsibilities and risks associated with the transmission of instructions, including the acceptance of verbal instructions and the potential for transmission errors.


document_description: Wire transfer of $17,750 from Jeffrey E. Epstein's account to a beneficiary in Moscow via Sberbank.

key_people:
Jeffrey E. Epstein
Dairen K Indyke
Bella Klein


document_description: This document contains details from a Dow Jones alert related to Jeffrey Epstein, including his nationality, gender, and country of residence. It also references a settled civil fraud action by the SEC against Jeffrey S. Epstein and others for illegal insider trading.

key_people:
Jeffrey Epstein
Allen M. Glick
Arthur H. Freedman
Steven T. Moore
Romeo J. Pendolari

key_locations:
United States
Virgin Islands
Framingham, Massachusetts

document_subtype: Dow Jones Details

key_organizations:
SEC
MetroWest Bank
Banknorth Group, Inc.
Medford Bancorp
Warren Bancorp


document_description: Due diligence research conducted on Darren Indyke by PWM BIS-RESEARCH, including searches in various databases such as RDC, PCR, D&B, and Smartlinx. The report includes negative media results related to Ghislaine Maxwell and Jeffrey Epstein, as well as property and business records associated with Darren Indyke.

key_people:
Darren Indyke
Ghislaine Maxwell
Jeffrey Epstein

key_locations:
New York
Palm Beach
U.S. Virgin Islands
London

key_organizations:
PWM BIS-RESEARCH
RDC
PCR
D&B
Smartlinx
Terramar
Companies House
Martindale-Hubbell


document_description: A memorandum instructing a wire transfer of $545 from account #35266976 to a beneficiary in Moscow via Sberbank.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, signed by Jeffrey E Epstein. Includes instructions for wire transfers, journal entries, and checks. Specifies standing authorization and verbal instruction acceptance.

key_organizations:
Deutsche Bank Alex. Brown
JPMorgan Chase
NES LLC
LSJE LLC


document_description: This document is an authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. It includes instructions for wire transfers, journal entries, and check issuance. The document specifies the authorization for Deutsche Bank to follow verbal instructions from the undersigned for asset movement and acknowledges the risks associated with transmission methods such as fax or email.