document_description: The document is an Information Statement published by AFME, FIA, ICMA, ISDA, and ISLA on 13th April 2016 to help market participants comply with SFTR requirements. It outlines risks and consequences of consenting to a right of use of collateral under TTCA or SCA, and provides alternative disclosures for U.S. entities. The statement will be included in legal templates post 13th July 2016.

title: Securities Financing Transaction Regulation — Re-use of collateral

document_subtype: information statement

key_organizations: Association for Financial Markets in Europe (AFME)

key_organizations: International Capital Market Association (ICMA)

key_organizations: International Swaps and Derivatives Association, Inc. (ISDA)

key_organizations: International Securities Lending Association (ISLA)


source: doj

document_description: Designation of Harry I. Beller as successor trustee of the Butterfly Trust, effective upon the death, resignation, or removal of current trustees Darren K. Indyke and Richard Kahn. Acceptance by Harry I. Beller and acknowledgment by Jeffrey E. Epstein.

title: Butterfly Trust Designation and Acceptance of Successor Trustee

key_people:
Darren K. Indyke
Richard Kahn
Harry I. Beller
Jeffrey E. Epstein

document_type: legal

document_subtype: Trust Designation


document_description: Darren K. Indyke resigns as Trustee of the Butterfly Trust, effective October 31, 2014. Receipt of resignation acknowledged by Jeffrey E. Epstein, Richard Kahn, Erika A. Kellerhals, and Harry I. Beller.

title: Butterfly Trust Resignation of Trustee

key_people:
Darren K. Indyke
Jeffrey E. Epstein
Richard Kahn
Erika A. Kellerhals
Harry I. Beller

document_type: correspondence

document_subtype: Resignation Letter


document_description: Richard Kahn resigns as Trustee of the Butterfly Trust, effective October 31, 2014. The resignation is acknowledged by Jeffrey E. Epstein, Darren K. Indyke, Harry L. Beller, and Erika A. Kellerhals.

title: Butterfly Trust Resignation of Trustee

key_people:
Richard Kahn
Jeffrey E. Epstein
Darren K. Indyke
Harry L. Beller
Erika A. Kellerhals

document_subtype: Trustee Resignation


document_description: The document contains a New York State Driver License for Harry Beller with personal details redacted. It also includes a handwritten note with Harry Beller's name and 'SS#', and mentions his professional affiliation with Louis J. Septimus & Company.

document_type: other


document_description: Passport card issued to Erika Ann Kellerhals, a U.S. citizen, valid from April 3, 2014, to April 2, 2038.

document_subtype: passport card


document_description: This document is related to a Deutsche Bank Trust Company account, detailing account holder information, required signatures, and power of attorney details.

title: Deutsche Bank Trust Company Account Document

document_type: financial

document_subtype: bank account document


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It is produced under the Federal Rules of Criminal Procedure, specifically Rule 6(e), which pertains to grand jury secrecy.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It is produced in native format and is subject to Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: Internal memo regarding changes in account coverage for client J. Epstein at Deutsche Bank. Joshua Shoshan will take over coverage, with Vahe Stepanian and Donald Summer as backups. Daniel Sabba will no longer cover the client. Temporary arrangement until 1Q17.

key_people:
Joshua Shoshan
Daniel Sabba
Vahe Stepanian
Donald Summer
Zbynek Kozelsky

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154

document_subtype: internal memo

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: A schedule of events including lunches and breakfasts at various locations from January 24, 2018, to February 22, 2018.

document_type: tabular

key_locations:
Miami
Chicago
Palo Alto
San Francisco
Los Angeles
Seattle
Mexico City
Monterrey, Mexico

document_subtype: schedule


document_description: The document is a confidential schedule or agenda indicating a breakfast event from 8:00 a.m. to 10:00 a.m. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Internal memo discussing account planning sessions for various clients, including GA/Madison Park and Deering/Crosby. Highlights opportunities and challenges with these accounts, and mentions the need for a client overview for Tisch. Notes on relationships and financial strategies are included.

key_people:
Cynthia Rodriguez
Stewart Oldfield
Bradley Gillin
Heather Crosby
Tony Deering
Ali Rashid

key_organizations:
GA/Madison Park
Deering/Crosby
General Atlantic
Madison Park Capital LLC
Safand


document_description: This document outlines the account planning for Madison Park Capital LLC/General Atlantic, managed by a banker team led by Stewart Oldfield. It provides a client profile of General Atlantic, a growth equity firm, and Madison Park Capital, LLC, which manages partner capital internally. The document also lists key individuals involved and mentions a brokerage account with DB valued at approximately $3 million.

title: 2018 Account Planning - Madison Park Capital LLC/General Atlantic

key_people:
Stewart Oldfield
Tazia Smith
William E. Ford
Steven A. Denning
David C. Hodgson
Eugene P. Lynch
Richard B. Gold

key_locations:
New York
Greenwich
Palo Alto
Sao Paulo
London
Munich
Amsterdam
Beijing
Hong Kong
Mumbai
Singapore

document_subtype: Account Planning Document

key_organizations:
Madison Park Capital LLC
General Atlantic
DB
Atlantic Philanthropies
Duty Free Shoppers Ltd


document_description: The document discusses a substantial opportunity with a financially sophisticated account that controls a lot of capital. The partners are open to various transactions, having traded CLO equity and discussed diverse topics like risk premia, real estate, and private markets. The challenge lies in their broad relationships and access to direct deal flow, necessitating a strategy to become more relevant to them.


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities. It also lists large transactions for the same accounts.

title: RM0082289 Daily Deposit Report 20161216

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
GEW 2009 LLC
CRW 2009 LLC
Kati Forsythe 2014 GRAT


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: A communication from Richard Kahn of HBRK Associates Inc. containing a confidentiality notice and disclaimer about legal and tax advice from Deutsche Bank.

key_locations: 575 Lexington Avenue, New York, NY 10022

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: A check issued by Plan D, LLC to William Hammond for the amount of $8,376.60, drawn on Deutsche Bank Trust Company Americas.

key_locations:
St. Thomas, USVI
New York, New York
Westerville, OH

document_subtype: check

key_organizations:
Plan D, LLC
Deutsche Bank Trust Company Americas


document_description: A check issued by JEGE, LLC to World Fuel Services, Inc. for the amount of $5,920.60. The check is drawn from Deutsche Bank Trust Company Americas and is associated with Customer #116809 and Invoice #10645064-21101.

key_locations:
St. Thomas, USVI
New York, New York
Chicago, IL

key_organizations:
JEGE, LLC
World Fuel Services, Inc.
Deutsche Bank Trust Company Americas
Bank of America


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts, as well as large transactions involving transfers of funds. Key accounts include those associated with Jeffrey Epstein and various LLCs and trusts.

title: RM0082289 Daily Deposit Report 20170916

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe

document_subtype: Daily Deposit Report

key_organizations:
Neptune, LLC
JEGE, Inc
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: The document appears to be a financial record involving transactions related to Todd R. and Karen A. Wanek JTWROS, Shari Wagner 2014 GRAT, and Kati Forsythe 2014 GRAT. It includes details of withdrawals and available principal amounts.

key_people:
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Forsythe


document_description: A memo from Bradley Gillin to The Branch Staff at Deutsche Bank regarding a client's order of 7,000 Euros from AFEX. The memo includes instructions for currency pick-up options and requests confirmation of the USD equivalent amount with AFEX.

key_people:
Bradley Gillin
Hildegarde Berrios
Stewart Oldfield
Jeffrey Epstein

key_locations: 805 3rd Ave, Suite 1210, New York, NY 10022

document_subtype: memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
AFEX


document_description: A confidential correspondence from Bradley Gitlin, Vice President at Deutsche Bank Wealth Management, including contact information and confidentiality notice.

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Business card of Xavier Avila, Managing Director at Deutsche Bank Securities Inc.

key_locations: 345 Park Avenue, New York, NY, 10154-0004

document_subtype: business card


document_description: This document is a W-9 form for Southern Trust Company, Inc., an S Corporation, providing their Employer Identification Number (EIN) for tax purposes. The form certifies that the information provided is correct and that the entity is not subject to backup withholding. The form is signed and dated on November 20, 2017.

title: W-9 Form for Southern Trust Company, Inc.

document_subtype: W-9 Form

key_organizations:
Southern Trust Company, Inc.
Southern Financial, LLC


document_description: This document is the Operating Agreement for Southern Financial, LLC, a U.S. Virgin Islands Limited Liability Company, formed by Southern Trust Company, Inc. The agreement outlines the formation, purpose, duration, and capital structure of the company.

title: Operating Agreement of Southern Financial, LLC

document_subtype: Operating Agreement

key_organizations:
Southern Financial, LLC
Southern Trust Company, Inc.
Business Basics VI, LLC


document_description: This document outlines the terms for the management of capital accounts, allocations, and distributions for a company. It specifies how increases and decreases in capital accounts are determined, the allocation of net profits, losses, and other financial items to the sole member, and the priority of cash flow distributions.

document_subtype: agreement


document_description: The document outlines indemnification provisions for managers, members, employees, or agents of the Company, detailing conditions under which they are indemnified for legal expenses. It also covers the process for determining indemnification, the conditions for company liquidation, and miscellaneous provisions regarding the agreement's amendment and severability.

document_subtype: Company Agreement


document_description: This document is an Operating Agreement for Southern Trust Company, Inc., executed by Jeffrey E. Epstein as the President and Sole Member. It outlines the binding effect of the agreement and the governing law, which is the Territory of the U.S. Virgin Islands.

title: Operating Agreement of Southern Trust Company, Inc.


document_description: The document outlines the liability limitations for managers and members of a company under the Uniform Limited Liability Company Act. It specifies that managers' liability can be eliminated or limited to the fullest extent permitted by law, and that any repeal or modification of this provision will not affect existing rights. It also states that members are not liable for the company's debts and obligations. Additionally, it includes a severability clause ensuring that if any part of the document is void or illegal, the rest remains effective.

document_subtype: Articles of Organization


document_description: Greg J. Ferguson signed as the Organizer of a Company in the United States Virgin Islands, witnessed by Notary Public Brett A. Geary.

key_people:
Greg J. Ferguson
Brett A. Geary

key_locations:
United States Virgin Islands
St. Thomas
St. John

document_subtype: Notarized Document

key_organizations:
LT. GOV. OFFICE
CORPORATIONS & TR


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands for SOUTHERNFINANCIAL, LLC, confirming its organization under the laws of the United States Virgin Islands, perpetual duration, and payment of all applicable fees.

title: Certificate of Existence for SOUTHERNFINANCIAL, LLC

document_type: government

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence


document_description: Certificate of Existence issued by the Government of the Virgin Islands for Southern Financial, LLC, confirming its registration and legal existence as a Limited Liability Company as of February 25, 2013.

title: Certificate of Existence for Southern Financial, LLC

key_organizations:
Southern Financial, LLC
Government of the Virgin Islands


document_description: The document is a board resolution from Southern Trust Company, Inc., certifying the unanimous adoption of certain resolutions by the Board of Directors on March 19, 2013. It includes the transfer of shares of Jeepers, Inc. to Jeffrey Epstein and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board Resolution

key_organizations:
Southern Trust Company, Inc.
Financial Trust Company, Inc.
Jeepers, Inc.
Southern Financial, LLC


document_description: This document is a board resolution for Financial Infomatics, Inc., a corporation organized under the laws of the U.S. Virgin Islands. It certifies the unanimous adoption of resolutions by the Board of Directors on November 18, 2011. The document outlines the formation of the corporation, the establishment of a depository for funds, and the appointment of officers.

title: Consent of the Board of Directors of Financial Infomatics, Inc.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn


document_description: Resolution authorizing officers of Financial Infomatics, Inc. to perform necessary acts to carry out corporate business.

document_subtype: corporate resolution


document_description: Jeffrey E. Epstein subscribes for 10,000 shares of Common Stock of Financial Infomatics, Inc. at $0.10 per share, with payment due upon call by the Board of Directors.

title: Subscription for Common Stock

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: Stock Subscription Agreement


document_description: Confidential financial report for Southern Trust Company, Inc. as of June 30, 2017.

title: Southern Trust Company, Inc. Financial Report


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries as of June 30, 2017. It details the assets, liabilities, and shareholder's equity of the company on an income tax basis.

title: Statement of Assets, Liabilities and Shareholder's Equity

document_subtype: financial statement

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Haze Trust


document_description: A financial report for Southern Financial LLC as of June 30, 2017, marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: Southern Financial LLC Financial Report


document_description: This document outlines the terms related to capital contributions, transfer of membership units, and capital accounts for a company with a sole member. It specifies the conditions under which the sole member can make additional contributions, transfer membership units, and the management of capital accounts.

document_subtype: Capital Contribution Agreement


document_description: The document outlines the terms related to the capital accounts of members in a company, including increases and decreases in capital accounts, allocations, and distributions. It specifies how liabilities and distributions are handled among members and the sole member's capital account.

document_subtype: fax


document_description: The document outlines the distribution of assets upon liquidation of a company, management structure, voting rights, and indemnification policies. Jeffrey Epstein is named as the initial manager of the company.


document_description: This document is a fax from Deutsche Bank discussing indemnification and liquidation provisions for a company. It outlines the conditions under which indemnification is permitted and the process for company dissolution. It also includes miscellaneous provisions regarding section headings, severability, and amendments to the agreement.


document_description: This is an Operating Agreement executed by Jeffrey E. Epstein as the President of Southern Trust Company, Inc. The agreement is binding upon the parties and their successors, and is governed by the laws of the U.S. Virgin Islands.


document_description: This document outlines the articles of organization for a company, detailing its duration, organizer, management, capital, and limitation of liability. The company is to be manager-managed with Jeffrey Epstein as the initial manager. The capital to start the business is set at $1,000. The document also specifies the limitations on the liability of the company's managers.

key_people:
Jeffrey Epstein
Greg J. Ferguson

key_organizations:
Deutsche Bank
GORE FEB 2013 LT.


document_description: The document is a fax from Deutsche Bank discussing amendments to the Uniform Limited Liability Company Act, specifically regarding the limitation of liability for managers and members of the company. It also addresses the severability of the Articles of Organization.


document_description: This document is a notarized statement by Greg J. Ferguson, acting as the Organizer of a company, affirming the truth of the statements in the Articles of Organization. The notarization took place in the United States Virgin Islands.

document_subtype: notarized document


document_description: Consent of Agent for Service of Process for Business Basics VI, LLC, designating Southern Financial, LLC as the resident agent for service of process in the United States Virgin Islands.

document_subtype: Consent of Agent for Service of Process

key_organizations: United States Virgin Islands Office of the Lieutenant Governor


document_description: Certificate of Existence issued by the Office of the Lieutenant Governor of the Virgin Islands for Southern Financial, LLC, confirming its organization and good standing as of June 25, 2013.


document_description: Certification of Good Standing for Southern Trust Company, Inc., formerly Financial Informatics, Inc., confirming its authorization to conduct business in the Virgin Islands and its status as in good standing.

key_locations:
Virgin Islands
Charlotte Amalie
Christiansted

document_subtype: Certification of Good Standing

key_organizations: Office of the Lieutenant Governor, Division of Corporations and Trademarks


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying the legal existence of Southern Financial, LLC as a Limited Liability Company registered to conduct business in the Virgin Islands as of February 25, 2013.

document_subtype: certificate


document_description: The IRS assigned an Employer Identification Number (EIN) to Southern Financial LLC and Southern Trust Company Inc. The notice provides instructions on using the EIN for tax purposes and emphasizes the importance of using the exact name and address as shown in the notice.

key_locations:
Cincinnati, OH
St. Thomas, VI

document_subtype: IRS Notice

key_organizations:
IRS Department of the Treasury
Southern Financial LLC
Southern Trust Company Inc

reference_numbers:
EIN
Form SS-4


document_description: The document is a consent resolution from the Board of Directors of Southern Trust Company, Inc., certifying the transfer of shares of Jeepers, Inc. to Jeffrey Epstein and the merger of Financial Trust Company, Inc. into Southern Financial, LLC.


document_description: This document is a fax from Deutsche Bank regarding a merger agreement involving Jeffrey Epstein. It outlines the terms of the merger, including the surrender and issuance of shares, and the intended tax-free reorganization status under the Internal Revenue Code. The document includes resolutions authorizing the merger and the issuance of additional shares to Epstein.

key_organizations:
Deutsche Bank
FTC
SF
Corporation


document_description: Consent filed with the Minutes of the proceedings of the Board of Directors of Financial Trust Company, Inc. Executed by directors on March 19, 2013.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn

key_organizations:
Deutsche Bank
Financial Trust Company, Inc.


document_description: The document is a consent resolution from the Board of Directors of Financial Infomatics, Inc., certifying resolutions adopted on November 18, 2011. It includes the establishment of a depository for corporate funds and the appointment of corporate officers.

document_subtype: board resolution


document_description: Resolution by the Board of Directors of Financial Informatics, Inc. authorizing officers to perform necessary acts for business operations.

key_organizations:
Financial Informatics, Inc.
Deutsche Bank


document_description: Subscription for 10,000 shares of common stock in Financial Informatics, Inc. by Jeffrey E. Epstein, with payment terms of $0.10 per share.

document_subtype: stock subscription


document_description: A check issued by Plan D, LLC to William Hammond for the amount of $7,020.87, drawn on Deutsche Bank Trust Company Americas. The check was flagged for high dollar pull due to a missing signature.

document_subtype: check

key_organizations:
Plan D, LLC
Deutsche Bank Trust Company Americas


document_description: A check issued by JEGE, LLC through Deutsche Bank Trust Company Americas to William Hammond for pilot services rendered between March 5, 2018, and March 13, 2018. The check amount is $12,021.35.

key_locations:
St. Thomas, USVI
New York, New York

key_organizations:
JEGE, LLC
Deutsche Bank Trust Company Americas


document_description: Trade confirmation for transactions in Haze and SFLLC accounts, including purchases of CVNA and BBD/B, and sale of CD Projekt.

document_subtype: trade confirmation

key_organizations:
Deutsche Bank Securities Inc
Pershing


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains reference numbers that likely pertain to a case or investigation in the Southern District of New York.


document_description: This document contains contact information for a Vice President in the Investment Solutions Group at Deutsche Bank Securities Inc. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Contact information for Vahe Stepanian, a key client partner at Deutsche Bank Securities Inc.


document_description: This letter from Deutsche Bank informs clients about the EU Securities Financing Transactions Regulation (SFTR) and its requirements regarding the reuse of financial instruments received under a collateral arrangement. It includes a request for clients to read the attached Information Statement and provides contact information for further inquiries.

title: SFTR Information Statement

key_people:
Patrick Harris
Zia Memon

key_locations:
United States
EU

document_subtype: letter

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: This document provides definitions for terms used in the Securities Financing Transactions Regulation, including 'financial instrument', 'title transfer collateral arrangement', and 'security collateral arrangement'.

title: Securities Financing Transactions Regulation Definitions

document_subtype: regulation

key_organizations: International Swaps and Derivatives Association

key_organizations: Association for Financial Markets in Europe

key_organizations: International Capital Market Association

key_organizations: International Securities Lending Association


document_description: The document provides examples of agreements related to Title Transfer Collateral Arrangements and Security Collateral Arrangements with a right of use. It clarifies that the characterization of these agreements may differ under U.S. and European law.

document_subtype: Information Statement

key_organizations: Securities Industry and Financial Markets Association


document_description: This document is a SIFMA Master Securities Lending Agreement, which is generally a security collateral arrangement with respect to collateral delivered to the lender. The borrower takes title to the borrowed securities. It also mentions bespoke security agreements creating security in respect of financial instruments with rehypothecation rights or a right of use over the financial instruments in favor of the secured party.

document_subtype: agreement


document_description: This document describes the re-use risks and consequences that may arise under collateral arrangements with U.S. banking organizations, broker-dealers, and futures commission merchants (FCMs). It outlines the distinctions between Customer Assets, Custodial Assets, and Non-Customer Assets, and the regulatory requirements for each under U.S. law. The document also details the conditions under which Customer Assets can be used or substituted by broker-dealers and FCMs, and the protections in place for these assets.

title: Appendix 3: Re-use Risks and Consequences under Collateral Arrangements

document_subtype: Appendix


document_description: This document outlines the treatment of customer assets and collateral arrangements in the event of insolvency for U.S. broker-dealers, FCMs, and banking organizations. It discusses the implications of using customer assets as collateral and the associated risks, including the potential loss of property interest and the impact on customer claims in insolvency proceedings.

document_subtype: legal notice


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Wealth Management, discussing the generation of trade ideas and proposing a lunch meeting.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Confidential communication notice from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, regarding attorney-client privilege and confidentiality.

document_subtype: confidential notice


document_description: This document is a KYC (Know Your Customer) form for a relationship managed by Deutsche Bank, specifically for the Southern Financial Relationship. It includes details about the relationship manager, Stewart Oldfield, and the introduction of the client, Jeffrey Epstein, who reached out to open a new account in 2017. The document lists existing accounts under the relationship, including those associated with Karyna Shuliak, Butterfly Trust, and Neptune LLC.

key_people:
Stewart Oldfield
Jeffrey Epstein
Karyna Shuliak

document_subtype: KYC Document

key_organizations:
Deutsche Bank
Butterfly Trust
Neptune LLC


document_description: Know Your Customer (KYC) document for a checking account managed by Stewart Oldfield. The account is used for daily expenses with expected inflows and outflows of 2-8 transactions per month, each ranging from $1 to $2000. The expected volume of assets is $24,282.99 USD after 90 days and one year. The document lists parties related to the account and their roles.


document_description: KYC document for Butterfly Trust's money market deposit account managed by Stewart Oldfield. The account is intended for paying expenses related to the trust, with expected inflows and outflows of 0-2 per month, each around $1000. The expected volume of assets is $704,736.63 USD after 90 days and one year. The document lists related parties and their roles, including Jeffrey E. Epstein as the grantor of the trust.

key_people:
Stewart Oldfield
Harry Beller
Erika Kellerhals
Jeffrey E. Epstein

key_organizations:
Butterfly Trust
DB Group


document_description: A table listing individuals with checkboxes, possibly related to a KYC (Know Your Customer) process. Key individuals mentioned include Darren K. Indyke, Karyna Shuliak, and Richard D. Kahn.

title: KYC Print

key_people:
Darren K. Indyke
Karyna Shuliak
Richard D. Kahn


document_description: KYC document for Neptune LLC's account at Deutsche Bank, managed by Stewart Oldfield. The account is a checking account for expenses related to Jeffrey Epstein's NYC home. Expected inflows and outflows are 15-20 transactions per month, ranging from $10 to $10,000. The expected volume of assets is $207,814.91 USD after 90 days and one year. Jeffrey E. Epstein is the sole member of Neptune LLC, and Richard D. Kahn is the manager.

key_people:
Jeffrey E. Epstein
Stewart Oldfield
Harry Beller
Darren K. Indyke
Richard D. Kahn

key_organizations:
Neptune LLC
Deutsche Bank


document_description: Know Your Customer (KYC) document for an individual associated with Jeffrey Epstein's New York City home. The document includes personal details, wealth details, and financial relationships. The individual is not a Politically Exposed Person (PEP) and has no known non-banking relationship with Deutsche Bank. The individual's wealth is primarily sourced from business ownership, salary/earnings, investment, and inheritance/gifts. The individual used to work for NES, LLC, which manages Epstein's NYC home.

key_locations:
United States
New York City
US Virgin Islands

key_organizations:
Deutsche Bank
NES, LLC


document_description: A KYC (Know Your Customer) document related to an individual's financial profile, including marital status and a Salesforce link.


document_description: Know Your Customer (KYC) document for Jeffrey E. Epstein, detailing personal, professional, and financial information.

key_people:
Jeffrey E. Epstein
Prince Andrew
Bill Clinton
Stewart Oldfield
Leslie Wexner
Alan C. Greenberg

key_locations:
Virgin Islands, U.S.
United States
St. Thomas
Manhattan
Ohio

key_organizations:
Southern Trust Company Inc
Bear Stearns
J. Epstein & Co.
The Limited
Financial Trust Company
Deutsche Bank


document_description: The document provides financial information related to Jeffrey Epstein's Southern Trust Company Inc, a private consulting company that invests client assets. It includes estimated annual income, investable assets, net worth, and planned investment amounts with PWM. The document also mentions other financial institutions but leaves their details empty.

key_people:
Jeffrey Epstein
Zuckerman
Roshan


document_description: Know Your Customer (KYC) document for Harry Beller, detailing personal and professional information, including residence, occupation, and employer details. The document also includes sections for wealth details, which are not filled in.

key_locations: 12 Golar Drive Monsey NY 10952 United States

key_locations: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022

key_organizations:
HBRK Associates, Inc
Deutsche Bank


document_description: KYC form for Erika Kellerhals, an attorney residing in the Virgin Islands, U.S. The form includes personal details, employment information, and questions regarding political exposure and relationships with Deutsche Bank.

key_locations:
Virgin Islands, U.S.
St. Thomas

document_subtype: KYC (Know Your Customer) Form

key_organizations:
Kellerhals Ferguson Kroblin PLLC
Deutsche Bank


document_description: A document related to KYC (Know Your Customer) procedures, asking for information about the family situation of an individual, including marital status and other family members. The document contains a confidential link to a Salesforce page and is marked as confidential under Federal Rules of Criminal Procedure.


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes personal details, residency, citizenship, and professional information. It also addresses the individual's relationship with Deutsche Bank and their financial background.


document_description: Know Your Customer (KYC) document for an individual with details on personal information, residence, citizenship, and financial background. The document includes sections on individual details, wealth details, and relationships with Deutsche Bank.

key_locations:
United States
United Kingdom


document_description: Know Your Customer (KYC) document detailing individual party information for account ownership. Includes personal details, professional background, and wealth details.


document_description: Know Your Customer (KYC) document for an individual from the Russian Federation, detailing personal and financial information. The individual is not a Politically Exposed Person (PEP) and has no known relationship with Deutsche Bank employees or non-banking relationships with Deutsche Bank. Wealth details are not provided.


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes personal details, residency, employment status, and political exposure status. It also covers wealth details, though many fields are left empty.


document_description: A document related to KYC (Know Your Customer) procedures, possibly involving family situation details of an individual. Contains a confidential link to a Salesforce resource.


document_description: A KYC form for an individual associated with Deutsche Bank, detailing personal information, residence, employment, and financial details. The form includes sections on political exposure, relationships with Deutsche Bank, and wealth details, though many fields are left empty or marked as not applicable.

key_locations: 301 East 66th St Apt [x] New York NY 10065 United States


document_description: Know Your Customer (KYC) document for an individual party, detailing personal, professional, and financial information required for account ownership verification. Includes sections on individual details, wealth details, and relationships with Deutsche Bank.


document_description: A document related to KYC (Know Your Customer) procedures, possibly involving family situation details of an individual. Contains confidential information and references to Salesforce integration links.


document_description: Know Your Customer (KYC) document for Darren K. Indyke, detailing personal and professional information, including residence, occupation, and employer details. The document also includes sections for wealth details, which are largely unfilled.

key_people:
Darren K. Indyke
Stewart Oldfield

key_locations:
United States
St Thomas Virgin Islands

key_organizations:
Southern Financial LLC
Deutsche Bank


document_description: KYC document for Richard D. Kahn, detailing personal and professional information, including residence, occupation, and relationship with Deutsche Bank.

key_locations:
United States
New York, NY


document_description: A KYC form for an individual associated with Deutsche Bank, detailing personal, professional, and financial information. The form includes sections on individual details, wealth details, and relationships with Deutsche Bank.


document_description: A document related to KYC (Know Your Customer) procedures, asking for information about the family situation of an individual, including marital status and other family members.


document_description: This document is a KYC (Know Your Customer) print related to a trust account set up by Jeffrey Epstein. It details the chain of ownership, the nature of the business, and the wealth profile associated with the trust. The trustees are Hany Beller and Erika Kellerhals, and the beneficiaries are Darren Indyke, Karyna Shuliak, and Richard Kahn. The document confirms no non-banking relationship with Deutsche Bank and provides financial estimates related to the trust.

key_people:
Jeffrey Epstein
Hany Beller
Erika Kellerhals
Darren Indyke
Karyna Shuliak
Richard Kahn


document_description: KYC document for Neptune, LLC, detailing legal entity information, ownership, and financial details. Jeffrey Epstein is the sole member of the LLC, which is used to manage funds for his NYC home.

key_people:
Jeffrey Epstein
Harry Beller
Darren Indyke
Richard Kahn

key_locations:
United States
Virgin Islands, U.S.


document_description: This document is a Know Your Customer (KYC) report for the Southern Financial Relationship, indicating a high-risk rating. It includes compliance checks and database search results for individuals and entities associated with the relationship, such as Jeffrey Edward Epstein, Darren Indyke, and Richard Kahn. The document notes negative media and court cases related to Epstein's past sex offenses, which have been cleared, and other legal matters. It also mentions negative news and court cases related to Darren Indyke and Richard Kahn, with clearances attached.

key_people:
Jeffrey Edward Epstein
Darren Indyke
Richard Kahn
Harry Beller

key_organizations:
Southern Financial Relationship
DB PWM GLOBAL KYC/NCA


document_description: A Know Your Customer (KYC) report indicating no negative media or court cases for various individuals and entities associated with Jeffrey Epstein. The document includes a checklist of potential risk factors, all marked as negative, and confirms the attachment of corporate documentation for legal entities.

key_people:
Erika Kellerhals
Karyna Shuliak

key_organizations:
Neptune LLC
JSC Interiors LLC
Southern Trust Company Inc


document_description: This document contains KYC comments and approvals related to high-risk clients including Karyna Shuliak, Butterfly Trust, and Neptune LLC. The document outlines reasons for KYC approval, risk factors, and due diligence results. It includes onshore and international approval signatures.

key_people:
Kshitij Golani
Mayur Rathod
Jeffrey Epstein
Karyna Shuliak
Bill Clinton
Prince Andrew
Stewart Oldfield
Steven Mattus

document_subtype: KYC Comments

key_organizations:
Southern Trust Company Inc
JSC Interiors


document_description: This document is a Know Your Customer (KYC) form for Jeffrey Epstein's relationship with Deutsche Bank. It includes details about the relationship, accounts involved, and the relationship manager, Paul Morris. The document states that Jeffrey Epstein was introduced to Paul Morris through a mutual friend while Paul was at JPMorgan, and Epstein is a current client of the bank. The document lists two accounts under the Butterfly Trust, both opened on 10/9/2013, and names Darren Indyke as the primary contact person.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Jeffrey Epstein
Paul Morris
Darren Indyke

key_organizations:
Deutsche Bank
JP Morgan


document_description: Know Your Customer (KYC) document for the opening of a checking account for Butterfly Trust, managed by Paul Morris. The account is intended to hold funds for the trust with expected inflows and outflows ranging from $1,000 to $20,000 per month. The expected volume of assets is $4,000,000 after 90 days and $5,000,000 after one year. Jeffrey Epstein is identified as the settlor of the trust, with Richard Kahn and Darren Indyke as trustees, and Ghislaine Maxwell as a beneficiary.

key_people:
Jeffrey Epstein
Paul Morris
Richard Kahn
Darren Indyke
Ghislaine Maxwell

key_organizations:
Butterfly Trust
JPMorgan


document_description: KYC document for Butterfly Trust's Money Market account managed by Paul Morris, detailing account purpose, expected asset inflows and outflows, and related parties.

key_people:
Jeffrey Epstein
Richard Kahn
Darren Indyke
Ghislaine Maxwell


document_description: Know Your Customer (KYC) document for Jeffrey Epstein, detailing personal, professional, and financial information.

key_people:
Jeffrey Epstein
Paul Morris
Leslie Wexner

key_locations:
US Virgin Islands
St. Thomas
USA

key_organizations:
Southern Financial LLC
J. Epstein & Co.
The Financial Trust Company
Bear Stearns
JPM
Deutsche Bank


document_description: A KYC (Know Your Customer) print document with empty fields for institution, country, and estimated assets under management. It also includes a confidential link and reference numbers.


document_description: Know Your Customer (KYC) document for Darren Indyke, detailing personal and professional information, including residence, occupation, and relationship with Deutsche Bank.

key_people:
Darren Indyke
Paul Morris

key_locations:
Livingston, NJ, USA
Red Hook Quarter, USVI


document_description: A document requesting information on the family situation of an individual, including marital status and other family members. It contains a confidential link to a Salesforce record and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Know Your Customer (KYC) document for Richard Kahn, detailing personal, professional, and financial information as part of account ownership summary.

key_people:
Richard Kahn
Paul Morris

key_locations:
USA
St Thomas US Virgin Islands

key_organizations:
Southern Financial, LLC
Deutsche Bank


document_description: A document containing a KYC (Know Your Customer) form request for information about an individual's family situation, including marital status and other family members. It includes a confidential link to a Salesforce record and is marked as confidential under Federal Rules of Criminal Procedure.


document_description: A KYC form for Ghislaine Maxwell, detailing personal and financial information required for account ownership verification. The form includes sections on individual details, wealth details, and relationships with Deutsche Bank.

key_locations: 575 Lexington Avenue, 4th Fl New York NY 10022 USA


document_description: A KYC form requesting information about the family situation of an individual, including marital status and other family members.

document_subtype: KYC Form


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes sections on individual details, wealth details, and other financial institutions. Most fields are empty or redacted.


document_description: A KYC form for an individual associated with HBRK Associates, detailing personal, professional, and financial information. The form includes sections on individual details, wealth details, and other known financial institutions.

key_organizations:
HBRK Associates
DB group


document_description: A document requesting information on the family situation of an individual, including marital status and other family members. It contains a confidential link to a Salesforce record and is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: KYC document for Butterfly Trust, detailing legal entity information, ownership, and financial details.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

key_locations: USA USVI

key_organizations:
Butterfly Trust
Deutsche Bank
JPMorgan


document_description: KYC document for Jeffrey Epstein's relationship with Deutsche Bank, indicating high risk and various compliance checks.

key_people:
Jeffrey Epstein
Andrew Kisz
Darren Indyke
Richard Kahn
Ghislaine Maxwell

key_organizations:
Deutsche Bank
Butterfly Trust


document_description: A KYC (Know Your Customer) document assessing the risk factors associated with a client or related party. The document confirms no associations with sanctioned or high-risk countries, no special risk factors, and no complex account structures. Corporate documentation is attached, and there are no undisclosed principals or prohibited business relationships.


document_description: This document is a KYC (Know Your Customer) approval form for Deutsche Bank Private Wealth Management. It includes signatures from various professionals such as Client Facing Professional, Office Director, and AML Compliance officers. The document outlines the commitment of Deutsche Bank to serve clients professionally and ensure due diligence in client relationships.

key_people:
Paul Morns
Brian M. Biggar
Jacqueline Lightbody
Andrew Kisz

document_subtype: KYC Approval Document


document_description: This document is a quarterly assessment of customer accounts for Q4 2015, detailing client names, account numbers, approval dates, risk levels, and other compliance-related information. It includes a table with specific details for each client, such as documentary and non-documentary evidence, controlling persons, and UBO verification.

title: Quarterly GCF Customer Account File Assessment - Q4 2015

document_subtype: Quarterly Review

key_organizations:
Oressa Limited
OI European Group B.V.
Enbridge (U.S.) Inc
Dexter Axle Company
MediaNews Group, Inc
Kentucky River Properties LLC
Endurance Specialty Holdings Ltd
Revlon Inc
Federative Republic of Brazil
Frontline Ltd


document_description: Know Your Customer (KYC) document for Jeffrey Epstein's relationship with Deutsche Bank, detailing account information and relationship management.

key_people:
Jeffrey Epstein
Paul Morris
Harry Beller


document_description: Know Your Customer (KYC) document for the opening of a checking account for the Butterfly Trust, managed by Paul Morris. The account is intended to hold funds for the trust, with expected inflows and outflows ranging from $1,000 to $20,000 per month. The expected volume of assets is $5,000,000 USD after one year. The document lists related parties including Jeffrey Epstein, Harry Beller, Erika Kellerhals, and Ghislaine Maxwell, among others.

key_people:
Jeffrey Epstein
Paul Morris
Harry Beller
Erika Kellerhals
Ghislaine Maxwell


document_description: KYC document for Butterfly Trust's Money Market account managed by Paul Morris. The account is intended to hold cash for the trust to earn interest, with expected inflows and outflows of $1,000 to $10,000 per month. Assets are expected to arrive from JPMorgan, New York, NY. The expected volume of assets is $1,000,000 USD one year after opening. Jeffrey Epstein is the settlor of the trust, and Ghislaine Maxwell is listed as a beneficiary.

document_subtype: KYC Account Ownership Summary


document_description: Know Your Customer (KYC) document for Jeffrey Epstein detailing personal, professional, and financial information. Includes details about his residence, occupation, employer, and financial assets.

title: KYC Print for Jeffrey Epstein

key_locations:
Little Saint James, US Virgin Islands
St. Thomas, US Virgin Islands
USA


document_description: A document related to KYC (Know Your Customer) with empty fields for institution, country, and estimated assets under management. It also asks for family situation details, which are not provided. The document contains a confidential link and is marked as confidential pursuant to federal rules.


document_description: KYC form for Ghislaine Maxwell, detailing personal and financial information including address, citizenship, and wealth details.

key_organizations:
HBRK Associates
Deutsche Bank


document_description: A document containing a KYC (Know Your Customer) form request for information about an individual's family situation, including marital status and other family members. The document includes a confidential link to a Salesforce record and is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes sections on individual details, wealth details, and relationships with Deutsche Bank. Most fields are empty or marked as 'No'.


document_description: A document related to KYC (Know Your Customer) procedures, possibly involving family situation details of an individual. Contains a confidential link to a Salesforce resource.


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes sections on individual details, wealth details, and other financial information, though many fields are left empty or redacted.


document_description: A document related to KYC (Know Your Customer) procedures, possibly involving family situation details of an individual. Contains a confidential link to Salesforce and is marked as confidential under Federal Rules of Criminal Procedure.


document_description: A KYC form for an individual associated with Deutsche Bank, detailing personal and financial information, including residence, occupation, and wealth details. The form indicates the individual is not a politically exposed person, does not have a non-banking relationship with Deutsche Bank, and is not related to a Deutsche Bank employee.


document_description: Know Your Customer (KYC) document for Harry Beller, detailing personal and professional information, including residence, occupation, and relationship with Deutsche Bank.

key_locations:
USA
Monsey, NY


document_description: A document related to KYC (Know Your Customer) procedures, possibly involving family situation details of an individual. Contains a Salesforce link and is marked as confidential under Federal Rules of Criminal Procedure.


document_description: Know Your Customer (KYC) document for Erika Kellerhals, detailing personal and professional information, including residence, citizenship, occupation, and relationship with Deutsche Bank.

key_locations:
USA
St. Thomas USVI


document_description: A document requesting information on the family situation of an individual, including marital status and other family members. It contains a confidential link to a Salesforce record and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document provides Know Your Customer (KYC) details for the legal entity 'Butterfly Trust', with Jeffrey Epstein as the grantor and Darren K. Indyke and Richard Kahn as trustees. The trust is for private investment purposes and is registered in the USA. The document outlines the trust's organizational structure, ownership, and wealth profile, including estimated investable assets and associated financial institutions.

title: KYC Document for Butterfly Trust


document_description: KYC document for Jeffrey Epstein, indicating high risk and various compliance checks. Negative media related to Butterfly Trust, not the client. Previous court cases closed. No negative media for associated individuals. Client has been convicted of a criminal offense.

key_people:
Jeffrey Epstein
Gwen Hill
Harry Beller
Erika Kellerhals
Ghislaine Maxwell


document_description: A KYC (Know Your Customer) document assessing the financial associations and risk factors of a client or related party. It includes checks for associations with sanctioned or high-risk countries, corporate documentation, and special risk factors such as complex account structures or prohibited business relationships.


document_description: This document contains the approval signatures for a KYC (Know Your Customer) process at Deutsche Bank Private Wealth Management. It includes signatures from various professionals such as Client Facing Professional, Office Director, and AML Compliance. The document outlines the commitment of Deutsche Bank to serve clients professionally and ensure due diligence in client relationships.

key_people:
Paul Morns
Kimberly Hart
Yoonsun Chung
Gwen Hill


document_description: Know Your Customer (KYC) document for Jeffrey Epstein's relationship with Deutsche Bank, detailing account information and relationship management.

key_people:
Jeffrey Epstein
Stewart Oldfield
Harry Beller

key_organizations:
Deutsche Bank
Gratitude America
Butterfly Trust


document_description: Know Your Customer (KYC) document for Butterfly Trust's checking account managed by Paul Morris. The account is intended to hold funds for the trust with expected inflows and outflows ranging from $1,000 to $20,000 per month. The expected volume of assets is $5,000,000 USD one year after opening. Jeffrey Epstein is identified as the settlor of the trust, with Harry Beller and Erika Kellerhals as trustees.

key_people:
Jeffrey Epstein
Paul Morris
Harry Beller
Erika Kellerhals


document_description: This document is a KYC (Know Your Customer) print detailing the account ownership summary for the Butterfly Trust's Money Market account. It includes information about the account's purpose, expected asset inflows and outflows, and related parties.

title: Account Ownership Summary for Butterfly Trust

key_people:
Jeffrey Epstein
Harry Beller
Erika Kellerhals


document_description: KYC document for Jeffrey Epstein detailing personal, professional, and financial information.

key_locations:
Little Saint James, Saint Thomas, USVI
St. Thomas, US Virgin Islands

document_subtype: KYC (Know Your Customer) Document

key_organizations:
Southern Financial LLC
J. Epstein & Co.
The Financial Trust Company
JPM
Deutsche Bank


document_description: Know Your Customer (KYC) document for Harry Beller, detailing personal, professional, and financial information as part of account ownership requirements.

key_locations:
Monsey, NY, USA
Lexington Avenue, Monsey, NY, USA

key_organizations:
HBRK Associates, Inc
Deutsche Bank


document_description: A document related to KYC (Know Your Customer) procedures, possibly involving family situation details of an individual. Contains a confidential link to a Salesforce resource.


document_description: Know Your Customer (KYC) document for Erika Kellerhals, detailing personal and professional information, residency, and wealth details.

key_organizations:
Kellerhals Ferguson Kroblin PLLC
Deutsche Bank


document_description: This document is a KYC (Know Your Customer) print for the legal entity 'Butterfly Trust' with the entity number 00000486426. It provides details about the trust, including its purpose, country of incorporation, and organizational structure. The trust is irrevocable, set up by Jeffrey Epstein, with trustees Harry Beller and Erika Kellerhals. Beneficiaries include Darren Indyke, Karyna Shuliak, and Richard Kahn. The document also mentions the need for Volcker status determination and includes confidential information pursuant to federal rules.


document_description: This document is a KYC (Know Your Customer) print detailing the ownership and financial profile of a trust set up by Jeffrey Epstein. The trust is irrevocable, with Harry Beller and Erika Kellerhals as trustees. It is not involved in a non-banking relationship with Deutsche Bank. The trust account is primarily based in the USA and USVI, with an estimated annual gross receipt and net profit of $4,500,000. The document also mentions JPMorgan as a known financial institution associated with the trust.

key_organizations:
Deutsche Bank
JPMorgan


document_description: This document is a Know Your Customer (KYC) report for Jeffrey Epstein, indicating a high-risk rating. It includes compliance checks and database search results, noting negative media related to the Butterfly Trust and previous court cases involving Epstein. The document confirms no criminal convictions or litigation against Deutsche Bank AG by Epstein, and no associations with sanctioned or high-risk countries.

key_people:
Jeffrey Epstein
Yoonsun Chung
Richard Kahn
Harry Beller
Erika Kellerhals

key_organizations:
Deutsche Bank
Butterfly Trust
Jackson Memorial Hospital


document_description: A KYC (Know Your Customer) document assessing corporate documentation, undisclosed principal forms, and special risk factors for an account. The document confirms that corporate documentation is attached, and there are no special risk factors associated with the account, such as nexus to special risk countries or complex account structures.


document_description: This document contains KYC comments and approvals related to a trust agreement, including the addition and deletion of beneficiaries. It includes comments by Cynthia Rodriguez and approvals by various officials, including Armen Brash and Ricardo Mendoza.

key_people:
Cynthia Rodriguez
Jason Shames
Armen Brash
Ricardo Mendoza
Yoonsun Chung

document_subtype: KYC Comments and Approvals


document_description: A Know Your Customer (KYC) declaration form for Deutsche Bank Americas, confirming that the information provided is correct and that there are no suspicions of money laundering or unethical activities related to the client(s).

document_subtype: KYC Declaration


document_description: This document is a Know Your Customer (KYC) periodic review for high-risk remediation related to Jeffrey Epstein's relationship with Deutsche Bank. It includes details about the relationship, accounts involved, and contact information.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Jeffrey Epstein
Stewart Oldfield
Darren Indyke

key_organizations: The 2007 Jeffrey E. Epstein Insurance Trust #3


document_description: This document is a KYC (Know Your Customer) form for The Haze Trust's deposit account managed by Stewart Oldfield. It outlines the purpose of the account, expected asset inflows and outflows, and related parties including Jeffrey E. Epstein as the settlor and ultimate beneficial owner, The Haze Trust as the account holder, and Darren Indyke as a signatory.

title: Account Ownership Summary for The Haze Trust

key_people:
Jeffrey E. Epstein
Stewart Oldfield
Darren Indyke

key_organizations:
The Haze Trust
DB Group


document_description: KYC document for Butterfly Trust Deposit account managed by Stewart Oldfield. The document outlines the purpose of the account, expected asset inflows and outflows, and lists related parties including Karyna Shuliak, Richard D. Kahn, and Darren Indyke as beneficiaries of the trust.

key_people:
Stewart Oldfield
Karyna Shuliak
Richard D. Kahn
Darren Indyke


document_description: This document is a KYC (Know Your Customer) print detailing beneficiaries and trustees of the Butterfly Trust. Key individuals include Erika Kellerhals, Harry Beller, and Jeffrey E. Epstein, who is listed as the grantor.

title: KYC Print

key_people:
Erika Kellerhals
Harry Beller
Jeffrey E. Epstein


document_description: This document is a KYC (Know Your Customer) print for the account ownership summary of 'The 2007 Jeffrey E. Epstein Insurance Trust #3 - Deposit'. It includes details about the account manager, purpose, expected asset inflows and outflows, and related parties.

key_people:
Jeffrey E. Epstein
Darren Indyke
Richard D. Kahn
Stew Oldfield

document_subtype: Account Ownership Summary


document_description: A KYC form for an individual, detailing personal, professional, and financial information. The individual is not a politically exposed person, does not have a non-banking relationship with Deutsche Bank, and has not resided outside their country of nationality for more than 5 years. Wealth details are not filled in.


document_description: A document requesting information on the family situation of an individual, including marital status and other family members. It contains a confidential link to a Salesforce record.


document_description: Know Your Customer (KYC) document for Karyna Shuliak, detailing personal, professional, and financial information.

key_organizations:
JSC Interiors LLC
Deutsche Bank


document_description: A document related to KYC (Know Your Customer) procedures, requesting information about an individual's family situation, including marital status and other family members. The document contains a confidential link to a Salesforce resource and is marked as confidential under federal rules.


document_description: Know Your Customer (KYC) form for an individual, detailing personal, professional, and financial information. The form includes sections on individual details, wealth details, and relationships with Deutsche Bank.


document_description: Know Your Customer (KYC) document for an individual with details on personal information, residence, citizenship, and financial background. The individual is not a politically exposed person and has no known relationship with Deutsche Bank employees or non-banking relationships with Deutsche Bank. No wealth details or financial institution relationships are provided.

key_locations: USA Russia


document_description: A KYC form for an individual associated with Deutsche Bank, detailing personal information, residency, employment status, and financial details. The form indicates the individual is not a politically exposed person, does not have a non-banking relationship with Deutsche Bank, and has not resided outside their country of nationality for more than 5 years.

key_locations: 301 East 66th st Apt █ New York NY 10065 United States


document_description: A document related to KYC (Know Your Customer) procedures, requesting information about an individual's family situation, including marital status and other family members. The document contains a confidential link to a Salesforce page and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Know Your Customer (KYC) form for an individual associated with Deutsche Bank. The form includes personal details, residency, citizenship, and employment information. It also covers questions about political exposure, relationships with Deutsche Bank employees, and non-banking relationships with the bank. Wealth details are not filled in.


document_description: A document related to the family situation of an individual, possibly for KYC (Know Your Customer) purposes. It includes a confidential link to a Salesforce record.


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes personal details, residency, employment status, and financial information. The individual is not a politically exposed person and has no known non-banking relationship with Deutsche Bank.


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes personal details, residency, citizenship, and employment information. It also covers questions about political exposure, relationships with Deutsche Bank, and wealth details, although many fields are left empty.


document_description: A document related to KYC (Know Your Customer) procedures, requesting information about an individual's family situation, including marital status and other family members. The document contains a confidential link to a Salesforce resource and is marked as confidential under Federal Rules of Criminal Procedure.


document_description: Know Your Customer (KYC) document for an individual associated with Deutsche Bank. The document includes personal details, residency, citizenship, and questions regarding political exposure and relationships with Deutsche Bank. Wealth details are not filled in, and there is no information on the individual's business or financial institutions.


document_description: Know Your Customer (KYC) form for an individual associated with Deutsche Bank. The form includes personal details, residency, employment status, and wealth details. The individual is not a politically exposed person and has no known non-banking relationship with Deutsche Bank.


document_description: Know Your Customer (KYC) document for Darren Indyke, detailing personal and professional information, including residence, occupation, and banking relationships.

key_people:
Darren Indyke
Paul Morris

key_locations:
USA
St Thomas

key_organizations:
Southern Financial LLC
Deutsche Bank


document_description: Know Your Customer (KYC) document for Harry Beller, detailing personal and professional information, including residence, citizenship, occupation, and employer details. The document confirms that Harry Beller is not a Politically Exposed Person (PEP) and has no known non-banking relationship with Deutsche Bank. Wealth details are not filled in.

key_locations: 575 Lexington Avenue, 4th Floor Monsey NY United States 10022


document_description: KYC form for Erika Ke'lethal, an attorney residing in the USA, employed by Kellerhals Ferguson Kroblin PLLC. The form includes personal details, employment information, and questions regarding political exposure and relationships with Deutsche Bank.

key_locations:
USA
St. Thomas VI


document_description: A KYC form requesting information about the family situation of an individual, including marital status and other family members.


document_description: Know Your Customer (KYC) document for Jeffrey E. Epstein, detailing personal, professional, and financial information. Includes information on Epstein's residence, citizenship, occupation, and connections to politically exposed persons.

key_people:
Jeffrey E. Epstein
Prince Andrew
Bill Clinton
Leslie Wexner
Alan C. Greenberg

key_locations:
Little Saint James, USVI
St. Thomas, USVI
Manhattan, New York

key_organizations:
Southern Financial LLC
Bear Stearns
J. Epstein & Co.
The Limited
Financial Trust Company


document_description: The document provides financial information related to Mr. Epstein's Southern Trust Company Inc, a private consulting company that invests client assets. It includes estimated financial figures such as annual income, investable assets, and net worth. The document also mentions other financial institutions but leaves their details empty.

key_people:
Mr. Epstein
Zuckerman
Roshan


document_description: Know Your Customer (KYC) document for Richard D. Kahn, detailing personal, professional, and financial information as part of account ownership summary.

key_locations: 130 E 75th St, #7E New York NY 10021 United States

key_locations: 575 Lexington Ave, 4th Fl New York NY United States 10022


document_description: KYC document for The Haze Trust, detailing legal entity information, wealth profile, and financial activities.

key_people:
Jeffrey Epstein
Darren Indyke

key_locations:
United States Virgin Islands
USA

key_organizations:
The Haze Trust
Deutsche Bank


document_description: This document is a KYC (Know Your Customer) form for the legal entity 'Butterfly Trust' with details about its structure, purpose, and management. It is an irrevocable trust set up by Jeffrey Epstein, with trustees Harry Beller and Erika Kellerhals. The document includes information about the trust's beneficiaries and its incorporation details.

title: KYC Document for Butterfly Trust

key_people:
Jeffrey Epstein
Harry Beller
Erika Kellerhals
Darren Indyke
Karyna Shuliak
Richard Kahn

key_locations: 6100 Red Hook Quarter B3 St, Thomas 00802 United States


document_description: KYC document detailing the wealth profile and business activities of a trust account with Jeffrey Epstein as the grantor. The document includes information about the nature of the business, countries where business is transacted, and estimated financial figures.


document_description: Know Your Customer (KYC) document for The 2007 Jeffrey E. Epstein Insurance Trust #3, detailing legal entity information, ownership structure, and wealth profile.

key_people:
Jeffrey Epstein
Darren Indyke
Richard Kahn

key_locations:
New York, NY, USA
USVI


document_description: This document is a Know Your Customer (KYC) compliance report for Jeffrey Epstein, indicating a high-risk rating. It includes details of various checks performed, such as RDC, PCR, OFAC, BIS, and Denial Orders, with no negative results found except for previously approved court cases. The document also mentions other individuals like Richard Kahn, Harry Beller, and Erika Kellerhals, with no significant negative findings. Epstein has a criminal conviction, but no litigation against Deutsche Bank is noted.

key_people:
Jeffrey Epstein
Richard Kahn
Harry Beller
Erika Kellerhals

key_organizations:
Deutsche Bank
Jackson Memorial Hospital


document_description: A KYC (Know Your Customer) document assessing corporate documentation, undisclosed principal forms, and special risk factors for a financial account. It includes checks for nexus to special risk countries, complexity of account structure, and indications of non-operating companies or prohibited business relationships.


document_description: KYC comments and approvals related to high-risk clients including The Haze Trust, Butterfly Trust, and The 2007 Jeffrey E. Epstein Insurance Trust. The document includes comments on due diligence, risk factors, and approvals from various compliance and business heads.

key_people:
Cynthia Rodriguez
Kshitij Golani
Chuck Walker
Steven Mattus
Yoonsun Chung
Jeffrey Epstein
Bill Clinton
Prince Andrew


document_description: Deutsche Bank Private Wealth Management (PWM) outlines its commitment to serve clients professionally by maintaining relationships with individuals who meet high standards of suitability, background, and character. Client Facing Professionals (CFP) are responsible for documenting due diligence and ensuring compliance with KYC policies.

title: Deutsche Bank Private Wealth Management KYC Policy Statement

document_subtype: KYC Policy Statement


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: Internal memo reviewing KYC 1977699 for the Epstein/Southern Financial relationship, involving Hyperion Air LLC and the J. Epstein Virgin Islands Foundation. Request for designation of Primary Decision Maker for each client.

document_subtype: internal memo

key_organizations:
Deutsche Bank Americas
Hyperion Air LLC
J. Epstein Virgin Islands Foundation


document_description: A request to close an account with reference number provided.

key_people:
Daven Indighe
Darren Indyke


document_description: A communication from Deutsche Bank AG, likely related to regulatory operations under Dodd Frank. It includes a disclaimer about confidentiality and a note that Deutsche Bank does not provide legal or tax advice.

key_organizations:
Deutsche Bank AG
DF SEGIA
Dodd Frank- Regulatory Operations


document_description: This document is a communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality notices, and references to EU corporate and regulatory disclosures.


document_description: A memo discussing a EURUSD forward trade executed on 12-Sep-2018 with a maturity date of 08-Aug-2019. The trade is in favor of the client with a MtM of $87k. Southern Financial LLC holds 100k shares of AAPL and cash from dividends as collateral for OTC trades. The client needs to unwind the FX hedge to consolidate assets from the collateral account to the main trading account.

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank Wealth Management
Southern Financial LLC


document_description: Confidential communication regarding IWP products, investment ideas, and solutions for discussion purposes only. It clarifies that IWP does not provide investment management or advisory services and that the communication is confidential and not legally binding. It also includes a disclaimer about the confidentiality and intended recipient of the communication.

key_organizations:
IWP
Deutsche Bank


document_description: The document contains a disclaimer from Deutsche Bank stating that they do not provide legal or tax advice. It also includes confidentiality notices and reference numbers.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: Daily Deposit Report 20180221

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Noel Volpe
Darren K. Indyke
Kati Wanek-Forsythe
Shari Wagner

document_subtype: financial report

key_organizations:
The Jockey Club
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Prytanee, LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
The 2017 Caterpillar Trust
Axcis Information Network Inc
Southern Trust Company, Inc.
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: A closing statement from Davide Sferrazza, an analyst at Deutsche Bank Securities, inviting questions or comments.

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Bank Wealth Management


document_description: This document provides the interest rates and annual percentage yields for Deutsche Bank AG NY Branch USD Client Rates as of March 15, 2018. It includes details on the minimum and maximum deposit requirements for Preferred CDs, penalties for early withdrawals, and the variable rate determination for the 9-month CD.

document_subtype: financial product rates

key_organizations:
Deutsche Bank AG
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: This communication contains confidential information and references to Deutsche Bank's disclosures and disclaimers. It includes attachments related to external daily pricing and rate sheets.


document_description: The document outlines a financial investment strategy involving the accumulation of a $500 million portfolio, funded by equity and a warehouse facility primarily held by Barclays and Deutsche Bank. It includes details on refinancing plans, capital structure, and an overview of Deutsche Asset Management's capabilities and team.

title: Transaction Overview and Deutsche Asset Management Overview

key_people:
Jorge Rodriguez
Jonathan Newman
Matt Woods
Cameron Berns
Joshua Kim

document_subtype: Investment Overview

key_organizations:
Barclays
Deutsche Bank
Deutsche Asset Management


document_description: This document provides an overview of RIN II Ltd., a Cayman Islands exempted company, and its investment strategy. It discusses the target returns of the Preferred Shares, the performance of related platforms, and the role of credit ratings in evaluating collateral obligations. The document emphasizes that past performance is not indicative of future results and highlights the uncertainties and assumptions involved in the projections.

title: RIN II Ltd. Investment Overview

document_date: March 2018

key_organizations:
RIN II Ltd.
Moody's
Deutsche Asset Management
American Society of Civil Engineers
American Legislative Exchange Council


document_description: This document is a confidential informational material prepared by Deutsche Asset Management's infrastructure investment business, part of the alternative investments business of Deutsche Asset Management. It outlines the advisory role of RREEF America LLC and provides disclaimers regarding investment advice and liability. The document is intended for informational purposes only and does not constitute investment advice or a solicitation.

key_locations:
United States
Germany
Australia
Japan
Hong Kong
Singapore
United Kingdom
Italy
Denmark
Finland
Norway
Sweden

document_subtype: informational document

key_organizations: Deutsche Investment Management Americas Inc

key_organizations: Deutsche Asset Management (Australia) Limited

key_organizations: Deutsche Asset Management (Hong Kong) Limited

key_organizations: Deutsche Asset Management (Asia) Limited

key_organizations: Deutsche Alternative Asset Management (UK) Limited


document_description: This document is a confidential discussion document related to an investment fund advised by RREEF America LW and issued by Deutsche Bank. It outlines the risks and conditions associated with investing in Preferred Shares, which are not registered under the Securities Act and are intended for qualified institutional buyers and accredited investors. The document emphasizes the speculative nature of the investment and the lack of guarantees regarding returns.

key_organizations:
Deutsche Bank
RREEF America LW


document_description: This document is a confidential presentation by Deutsche Asset Management regarding the RIN II Equity. It is intended for key client partner clients or U.S. institutional investors and not for retail distribution. The presentation is for discussion purposes only and is not an offer to buy or sell any security or instrument.

title: Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity

document_subtype: presentation

key_organizations:
Deutsche Asset Management
Deutsche Bank


document_description: This document is a confidential investment memorandum from Deutsche Asset Management, detailing the infrastructure investment business and the offering of Preferred Shares. It outlines the legal and financial disclaimers, the target audience for the investment, and the associated risks. The document emphasizes that the Preferred Shares are not registered under the Securities Act and are intended for qualified institutional buyers and accredited investors. It also highlights the speculative nature of the investment and the lack of guarantees regarding returns.

title: Deutsche Asset Management Infrastructure Debt Presentation RIN II Equity

document_subtype: investment memorandum

key_organizations: Deutsche Investment Management Americas Inc.


document_description: This document contains a table of contents for a report or presentation, detailing sections on executive summary, Deutsche Asset Management Infrastructure Platform, RIN I and II overviews, investment process, scenario analysis, and appendices on team biographies, structured infrastructure product features, case studies, and risk factors.

title: Table of Contents


document_description: This document is an executive summary marked as confidential pursuant to Federal Rule of Criminal Procedure 61M. It includes reference numbers DB-SDNY-0066914, SDNY_GM_00213098, and EFTA01372977.


document_description: This document is related to the Deutsche Asset Management Infrastructure Platform and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Overview of Deutsche Bank and Deutsche AM's Infrastructure Platform, including assets under management, capital deployment, and staffing details.

key_organizations:
Deutsche Bank
Deutsche Asset Management


document_description: Deutsche AM is a leading global asset manager with $840 billion under management, including $23 billion focused on infrastructure. The platform has a 23-year track record of delivering stable returns. The team has extensive expertise in infrastructure debt investment, having financed $37 billion for 99 businesses historically. The investment process is rigorous, focusing on leveraging relationships for debt investment opportunities.

title: Deutsche AM's Leading Infrastructure Platform


document_description: This document provides an overview of the Deutsche Asset Management's Infrastructure Debt Team, including roles, names, experience, and prior affiliations of team members across various departments such as Portfolio Management, Operations, Legal and Compliance, and the Investment Committee.

title: Deutsche Asset Management Infrastructure Debt Team

key_people:
Jorge Rodriguez
Jonathan Newman
Sundeep Vyas
Matt Woods
Benjamin Schmitt
Cameron Berns
Joshua Kim
Freddy Taggart
Nick Bloss
Tom Rice
Michelle Goveia-Pine
Jessica Hamill
Pierre Cherki
Hamish Mackenzie
Mark Roberts
Joe Rado
Andrea Vanni
Jane Seto
Simon Wallace
Gianluca Minella

document_subtype: Team Overview

key_organizations:
Deutsche Asset Management
Aladdin Capital
Dresdner Kleinwort
BNP Paribas
Citigroup
S&P
EXIM Bank India
Deutsche Bank IB
Carlyle
Deloitte
Intesa San Paolo
Morgan Sindall
J.P. Morgan
Banker's Trust
HSBC
Invesco
CWCapital
Issho Iwai American Corp
Wachovia
Bechtel


document_description: The document provides a track record of infrastructure debt transactions completed by a team with extensive experience. It includes details on the number of transactions originated, due diligence stages, and transactions by geography and sector. The team has completed $37.0 billion in financing transactions across 99 infrastructure businesses with only one recorded payment default.

title: Infrastructure Debt Track Record

key_locations: UK USA Germany France Spain Austria Netherlands


document_description: The document outlines the independent and transparent reporting procedures for a financial transaction where US Bank serves as the Trustee. The Trustee is responsible for monitoring compliance with transaction covenants and providing monthly and payment date reports to investors. The reports include various financial tests and asset details, and are reviewed by FAO, the investment team, and E&Y.

key_organizations:
US Bank
Deutsche Asset Management
FAO
E&Y


document_description: Deutsche Asset Management's first infrastructure CLO, RIN I, closed on October 25, 2017. It is the first infrastructure CLO rated by Moody's under its Project Finance & Infrastructure CDO Rating Methodology. The CLO was 100% ramped at closing with a vehicle leverage of 6.67x and notes priced at a WACD of 191 bps. The note and equity tranches were purchased by 23 unique investors. The document includes a note tranche summary and structure terms.

title: RIN I CLO Financial Summary

key_organizations:
Deutsche Asset Management
Moody's
Morgan Stanley


document_description: Comparison of RIN I and 2015 BSL CLO in terms of leverage, WARF, and spread. RIN I offers lower leverage, lower WARF, and higher spread compared to a similarly rated BSL CLO. The document includes metrics and values for RIN I and 2015 Median BSL CLO.

document_subtype: financial analysis

key_organizations:
Deutsche Asset Management
Morgan Stanley Research


document_description: The document is a flowchart and table illustrating the roles and interactions of various entities in a financial structure post refinancing. It includes details about the issuer, co-issuer, portfolio advisor, and various financial terms and classes.

title: Illustrative RIN II Capital Structure — Post Refinancing

document_subtype: financial structure

key_organizations:
Rating Agencies
US Bank
RREEF America LLC
RIN II Ltd.
RIN II LLC


document_description: The document provides an analysis of default and recovery rates for infrastructure debt compared to non-financial corporate debt. It includes tables showing cumulative default rates over a 10-year period for Ba and B rated debt, highlighting that infrastructure debt generally has lower default rates and credit loss rates than non-financial corporate debt.

title: Infra Debt Historical Default and Recovery Rates

key_organizations:
Deutsche Asset Management
Moody's


document_description: This document is related to an investment process and is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0066942, SDNY_GM_00213126, and EFTA01372988, indicating its relevance to legal proceedings or investigations.


document_description: The document outlines the investment process focusing on origination, due diligence, and portfolio monitoring. It highlights the importance of relationships with equity sponsors, banks, and advisors in sourcing investments. A table lists various equity sponsors, banks, and debt advisors associated with Deutsche Asset Management.

document_subtype: Investment Process

key_organizations:
Deutsche Asset Management
Arclight
Alinda
Basalt Infrastructure Partners
Blackrock
Blackstone
Borealis Infrastructure
Brookfield
Carlyle
Dutch Infrastructure Fund
ECP
EQT
Global Infrastructure Partners
Goldman Sachs
IFM
J.P. Morgan
KKR
LS Power
Macquarie
Morgan Stanley
Oaktree
Riverstone
Starwood
Bank of America
Barclays
BNP Paribas
Citigroup
Credit Suisse
Deutsche Bank
Goldman Sachs
ING
Jefferies
J.P. Morgan
Macquarie
Mitsubishi UFJ
Morgan Stanley
Natixis
RBC
SocGen
Wells Fargo
Evercore
Lazard
Marathon
Moelis
Perella Weinberg Partners
Rothschild


document_description: The document outlines the investment process for infrastructure assets, focusing on origination, due diligence, investing, and portfolio monitoring. It highlights target investment characteristics such as long-life assets providing essential services, stable cash flows, barriers to entry, high EBITDA margins, and portfolio diversification. The focus is on USD financing to OECD domiciled businesses, primarily in the US, with an emphasis on brownfield assets across various sectors.


document_description: The document outlines the investment process of Deutsche Asset Management, focusing on due diligence, risk mitigation, and investment approval. It details the steps from origination, initial review, detailed due diligence, structuring, to investment committee approval and closing.


document_description: The document outlines the investment process, focusing on investing and portfolio monitoring. It highlights the importance of establishing review thresholds beyond conventional financial metrics to signal potential credit deterioration. The process involves rigorous analysis of key credit quality drivers and involves an Investment Committee review if thresholds are breached. The document also discusses external and internal drivers, as well as forward-looking indicators.


document_description: The document outlines the investment process for managing a portfolio with a focus on a hold-to-maturity strategy. It details the stages of Origination, Due Diligence Process, and Investing and Portfolio Monitoring, highlighting activities such as minimizing risk, maximizing value, optimizing invested tenor, and managing within investment guidelines.


document_description: This document is a confidential legal document related to scenario analysis, marked pursuant to Federal Rule of Criminal Procedure 61M. It contains identifiers such as DB-SDNY-0066950, SDNY_GM_00213134, and EFTA01372994.


document_description: The document provides a table of infrastructure debt execution experiences, detailing various deals in the USD denomination across different sub-sectors and countries, with committed amounts in millions. It is part of a presentation by Deutsche Asset Management, dated March 2018.

title: Infrastructure Debt Execution Experience

key_locations: USA Australia Canada


document_description: This document provides a detailed table of infrastructure debt deals executed in non-USD denominations, including information on deal names, sub-sectors, countries, dates, and amounts committed in both euros and dollars. The data is based on team members' professional activities at prior employers and is part of a presentation by Deutsche Asset Management.

title: Infrastructure Debt Execution Experience: Non-USD Denominated

key_locations: UK Netherlands France Germany Spain Austria


document_description: This document is an appendix containing case studies related to a legal matter. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is an investment presentation for a utility-scale, contracted wind power portfolio financing. It outlines the financing opportunity, transaction summary, and investment rationale for a 521 MW wind portfolio comprising five different wind generation projects in Idaho and Oklahoma. The portfolio benefits from varied turbine technology and sells power under long-term contracts with creditworthy off-takers, providing stable cash flows. The projects use proven turbine platforms from manufacturers like GE, Vestas, Senvion, and Mitsubishi.

key_locations: Idaho Oklahoma

document_subtype: investment presentation


document_description: The document is an investment presentation by Deutsche Asset Management focusing on a waste-to-energy company. It highlights the financing opportunity for acquiring the company, which operates 15 facilities with a processing capacity of over 20,000 tons per day and an electric generation capacity of 579MW. The company has diversified revenue streams and strong waste growth fundamentals. The presentation includes photographs of a waste-to-energy plant and industrial machinery.

document_type: media


document_description: The document discusses the restructuring of a waste management company's financing terms, highlighting the company's portfolio of landfill gas-to-energy projects and the challenges faced, such as operational and financial underperformance and credit agreement breaches. The restructuring led to a credit accretive outcome with a $25m loan pay-down and other financial adjustments.


document_description: This document is an appendix labeled 'Risk Factors' and is marked as confidential pursuant to Federal Rules of Criminal Procedure. It contains reference numbers DB-SDNY-0066964, SDNY_GM_00213148, and EFTA01373001.

title: Risk Factors

document_subtype: Appendix


document_description: The document outlines various risk factors associated with the Preferred Shares issued by Deutsche Asset Management. It discusses general economic risks, legislative and regulatory changes, and specific risks related to the Preferred Shares such as limited liquidity, subordination, leveraged investment, uncertain redemption timing, and refinancing risks.

document_subtype: risk factors presentation


document_description: The document outlines various risk factors associated with the issuance of Preferred Shares by a newly incorporated Issuer. It discusses potential impacts of future tax legislation, U.S. state and local taxes, ERISA considerations, mandatory sale or redemption of shares, European risk retention rules, and risks related to the Issuer's lack of operating history, originator start-up risks, uncertainty of asset accumulation, and concentration risks. The document is part of a confidential presentation by Deutsche Asset Management.

document_subtype: risk factors


document_description: This document outlines various risk factors associated with the Issuer's investment activities, including limited rights to sell assets, dependence on a Portfolio Advisor, incentive advisory fees, significant restrictions on the Portfolio Advisor, reliance on the Originator and third-party originators, participation on creditors' committees, third-party litigation risks, and insolvency risks. It also mentions the Issuer's compliance with the Investment Company Act and the lack of registration with the SEC.

title: Deutsche Asset Management Infrastructure Debt Presentation: RN II Equity


document_description: The document outlines various risk factors associated with the Issuer's assets, including below investment-grade assets, risks of default, limited information about assets, lender liability considerations, voting rights, asset credit ratings, loan prepayments, maturing loan refinancing risks, syndicated loan facilities, and risks of investing in loans and participation interests. It also mentions the Cayman Islands Anti-Money Laundering Legislation.


document_description: The document discusses various risk factors associated with investing in infrastructure debt, particularly in greenfield assets. It highlights risks such as development risks, commodity price fluctuations, construction risks, single project risks, environmental risks, catastrophic events, sovereign risk, and obligor insolvency considerations. The document advises potential investors to read the final offering memorandum and consult professional advisers before investing in the Preferred Shares.


document_description: This document outlines the risk factors associated with investing in Preferred Shares, emphasizing the high degree of risk and suitability only for sophisticated investors. It discusses the potential for loss, the variability of share value and income, and the uncertainty of market conditions. The document also highlights the assumptions and methodologies used by the Portfolio Advisor in developing target performance information, and the lack of assurance regarding target returns. It includes a disclaimer about the non-reflection of fees in performance figures and the uncertainty of achieving historical returns.

document_subtype: investment risk disclosure

key_organizations:
Deutsche Asset Management
Deutsche Bank AG


document_description: Internal communication regarding a false positive alert related to Richard Kahn, who was mistakenly identified as violating NYSE Arca Equities Rule. The alert was deemed a false positive after internal research indicated that Richard L Kahn is not related to any entity and is a drug dealer. No escalation was required. The communication also requests a review of an RDC hit related to Richard Kahn, a board member of Southern Trust Company Inc.

key_people:
Richard Kahn
Syed-Anzar Ahmed
Manikandan Muralidharan
Suresh-x Salimath
Jofin Varghese
Sagar Prakash
Kameshwaran Ns
Anantesh Anand

key_organizations:
NYSE Arca
FINRA
Southern Trust Company Inc.
DBOI Global Services Private Limited
Global Business Services


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of November 15, 2017.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane

key_organizations:
Neptune, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Prytanee, LLC
The Haze Trust
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
Shari Wagner 2016 GRAT
Kati Wanek-Forsythe 2015 GRAT
Southern Trust Company, Inc.
Southern Financial LLC
SSW 2007 LLC
KWF 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
CRW 2009 LLC
GEW 2009 LLC


document_description: Notification of cancellation of a USDARS order by Southern Financial.


document_description: A contact list containing names, affiliations, addresses, and contact information for individuals associated with Jeffrey Epstein.

key_people:
Jeffrey Epstein
Lesley Groff
Richard Kahn
Paul Barrett
Bella Klein
Darren Indyke

key_locations: 6100 Red Hook Quarter, St. Thomas U.S. Virgin Islands

document_subtype: contact list

key_organizations:
HBRK Associates Inc.
Southern Financial


document_description: The document is a consent form from the Board of Directors of Southern Trust Company, Inc., certifying that certain resolutions were unanimously adopted by the Board on March 19, 2013. It includes the names of the directors and mentions the corporation's compliance with the General Corporation Law of the U.S. Virgin Islands.

title: Consent of the Board of Directors of Southern Trust Company, Inc.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn

document_subtype: Board of Directors Consent


document_description: Internal memo regarding UBO verification and AML due diligence requirements at Deutsche Bank Securities Inc.

key_people:
Sujith Shetty
Manikandan Muralidharan
Jofin Varghese

document_subtype: internal memo

key_organizations:
Deutsche Bank Securities Inc
Southern Financial LLC


document_description: A document from DBOI Global Services Private Limited, located in Bangalore, India. The document mentions an attachment that was deleted by Jofin Varghese. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, addressing various issues related to KYC documentation and verification for accounts associated with Jeffrey Epstein and related entities. The memo lists specific points that need to be addressed, such as account numbers, proof of address, business nature, signatory verification, and SOW narratives.

key_people:
Vijay Sawant
Richard Kahn
Darren Indyke
Jeffrey Epstein
Caroline

key_locations:
USVI
Mumbai, India

document_subtype: memo

key_organizations:
Deutsche Bank
Financial Trust Company
Southern Financial LLC
Prytanee LLC
Pierre Trust


document_description: Internal memo from Bradley Gillin at Deutsche Bank to Vijay regarding KYC remediation for Jeffrey Epstein's entities. Requests confirmation on the need for Certificates of Good Standing for various entities and discusses FinCEN forms related to tax-exempt status inquiries.

key_people:
Bradley Gillin
Vijay
Jeffrey Epstein

key_organizations: J. Epstein Virgin Islands Foundation, Inc

key_organizations: The 2007 Jeffrey E. Epstein Insurance Trust #3


document_description: Certification of beneficial ownership for an account opened by Jeffrey E. Epstein for Hyperion Air, LLC, a USVI limited liability company. Epstein is the sole member and beneficial owner of 25% or more of the equity interests. The document includes personal information and certification of accuracy.

document_subtype: Certification of Beneficial Owner(s)


document_description: Certification of beneficial owner for J. Epstein Virgin Islands Foundation, Inc. by Jeffrey E. Epstein, President. Includes details of the legal entity and the individual with significant responsibility.

key_people:
Jeffrey E. Epstein
Brad Gillin

document_subtype: Certification of Beneficial Owner


document_description: Certification of beneficial ownership for JEGE, INC., a Delaware corporation, with Jeffrey E. Epstein as the president and beneficial owner. The document includes information about the legal entity and the individual with significant responsibility for managing it.

key_people:
Jeffrey E. Epstein
Brad Billia