document_description: AT&T location report for a mobile number, providing estimated location data with a confidence level and accuracy radius. The data is historical and may not be exact.


source: doj

document_description: AT&T location data report for a mobile number, providing historical location information with a confidence level and accuracy radius.

document_type: tabular

document_subtype: Location Data Report


document_description: AT&T location data report for a mobile number, initiated on July 2, 2020. The report provides an estimate of the location of the target number with a confidence level and radius of accuracy. The data source is historical, and the results are presented in decimal format for 4G and DMS format for 3G and historical data.

document_type: other

document_subtype: location data report


document_description: AT&T location data report for a mobile number, providing estimated location coordinates and accuracy details.


document_description: AT&T location data report for a mobile number, initiated on July 2, 2020. The report provides an estimate of the location of the target number with a radius of accuracy likely better than 5000 meters. The data source is historical, and the results are presented in decimal format for 4G and DMS format for 3G and historical data.


document_description: AT&T location tracking report for a mobile number, providing estimated location coordinates and accuracy details.

document_subtype: location tracking report


document_description: AT&T location data report for a mobile number, providing estimated location accuracy and data source information.


document_description: AT&T location tracking report for a mobile number, initiated on July 2, 2020. The report provides a best estimate of the location of the target number with a location accuracy likely better than 5000 meters. The data source is historical, and results are presented in decimal format for 4G and DMS format for 3G and historical data.


document_description: AT&T location data report for a mobile number, providing estimated location information with a confidence level and accuracy radius. The data is historical and may require conversion for mapping.


document_description: AT&T location data report for a mobile number, initiated on July 2, 2020. The report provides an estimate of the location of the target number based on historical data, with a location accuracy likely better than 5000 meters. The data source is historical, and results may vary in format depending on the network type (4G, 3G).


document_description: AT&T location data report for a mobile number, initiated on July 2, 2020. The report provides an estimate of the location of the target number based on historical data sources, with a location accuracy likely better than 5000 meters. The data is presented in decimal format for 4G and DMS format for 3G and historical results.


document_description: AT&T location tracking report for a mobile number, initiated on July 2, 2020. The report provides an estimate of the location of the target number with a radius of accuracy likely better than 5000 meters. The data source is historical, and the results are AT&T's best estimate. Caution is advised in using these records for investigative purposes.


document_description: AT&T location data report for a mobile number, providing historical location information with a certainty factor for investigative purposes.


document_description: AT&T location tracking report for a mobile number, initiated on July 2, 2020. The report provides an estimate of the location of the target number with a radius of accuracy likely better than 5000 meters. The data source is historical, and the results are AT&T's best estimate.


document_description: Declaration by Thelma Guzman, Custodian of Records at T-Mobile US, Inc., certifying the authenticity of records produced in response to a lawful request in Case No. 2520474. The records include call details and subscriber information from 01/01/2018 to 10/22/2019.

document_type: correspondence

document_subtype: declaration


document_description: This document provides a detailed explanation of the columns and data present in T-Mobile's Call Detail Records (CDR). It includes information on call types, directions, and various identifiers used in the records. The document also explains the use of UTC time in the records and provides guidance on interpreting location data when available.

document_subtype: Call Detail Records (CDR)


document_description: The document provides a detailed structure of subscriber information reports, including subscriber details, account details, device details, billing details, and ported details. It also includes contact information for various MVNO companies associated with T-Mobile US Inc.

key_locations:
McLean, Virginia
Mountain View, CA
Portland, Oregon
Starkville, Mississippi
Bellevue, WA
Irvine, CA
Knoxville, TN
Costa Mesa, CA
Nampa, ID
Miami, FL
Atlanta, GA
Rockville, MD
San Francisco, CA
Newark, NJ
Cincinnati, OH
Lawrence, MA
Sterling, VA
Chantilly, VA

document_subtype: subscriber information

key_organizations:
T-Mobile US Inc
Kajeet Inc
Nova
Consumer Cellular
Ting Inc
Plintron
EnfoTrace
Procon
Ultra Mobile
Always Connect Solutions LLC
Walmart Family Mobile
Numerex
TracFone Wireless Inc
Cintex Wireless LLC
Twilio Inc
LycaMobile
Raco Wireless
Wyless
Orbcomm
Simple Mobile
Republic Wireless


document_description: T-Mobile's Law Enforcement Relations Group provides information on the timestamp format used in call detail records. Current records are in UTC, while older records are in the user's local time zone. The notice includes a table of record types and their associated time formats.

document_subtype: notice

key_organizations:
T-Mobile US, Inc.
Metro PCS


document_description: The document provides detailed descriptions of various fields and codes used in AT&T's mobility, SMS, data, wireline, and international call records. It includes explanations of call types, features, and network identifiers used in processing calls and data transactions on AT&T's network.

document_subtype: AT&T Records Key


document_description: AT&T Wireless Subscriber Information for Scott Borgerson, including financial liable party details, billing party information, and user information for a service starting on 09/17/2016.

key_people:
Scott Borgerson
G Max

document_type: financial

document_subtype: wireless subscriber information


document_description: AT&T queried voice usage records from 06/01/2020 to 06/29/2020. The records are stored in UTC and include connection times and call details.

title: AT&T Wireline Voice Usage Report

document_subtype: telecommunications record


document_description: This document contains historical precision location information provided by AT&T, detailing the estimated locations of a target number over a period of time. The data includes connection dates, times, and coordinates (longitude and latitude) with associated accuracy levels. The information is intended for use by authorized persons only and is not for general distribution.

title: AT&T Historical Precision Location Information

document_subtype: Location Data


document_description: This document provides detailed descriptions of various fields and codes used in AT&T's mobility, SMS, data, wireline, and international call records. It includes explanations of call processing, network interactions, and feature definitions for different types of telecommunications services.


document_description: AT&T queried records from 03/01/2020 to 06/15/2020 using Eastern Time Zone, stored in UTC. The document contains extensive tables of connection data, including connection dates, times, seizure times, and data usage for various devices, primarily Apple iPhones. The document is proprietary and not for general distribution.


document_description: AT&T queried voice usage records from 03/01/2020 to 06/15/2020 using Eastern Time Zone, with records stored in UTC. The document includes a list of itemized records with details such as connection date and time, originating and terminating numbers, and device information.

document_subtype: Voice Usage Records


document_description: AT&T Wireless Subscriber Information for Scott Borgerson and associated users. Details include financial liable party, billing party, and user information for multiple accounts. The document lists account status, billing cycle, and service start dates for users G Max, Noah Borgerson, G Wifi, and Scott G Borgerson.

key_people:
Scott Borgerson
G Max
Noah Borgerson
G Wifi


document_description: AT&T queried records from 03/01/2020 to 06/15/2020 using Eastern Time Zone, with records stored in UTC. The document contains a table of voice usage records detailing call times, originating and dialed countries, and call durations.

title: AT&T International Call Detail Records

key_locations: USA UK

document_subtype: call detail records


document_description: AT&T queried wireline records from 03/01/2020 to 06/15/2020, using Eastern Time Zone, with records stored in UTC. The document contains detailed call logs including connection times and call durations.

document_subtype: telecommunications records


document_description: Certificate of Authenticity of Domestic Records by AT&T, attested by Christine Carson, Legal Compliance Analyst, under Federal Rules of Evidence 902(11) and 902(13). The certificate authenticates records as true duplicates of originals in AT&T's custody, created and maintained in the ordinary course of business.

document_subtype: Certificate of Authenticity


document_description: The document outlines the scope, mission, and responsibilities of the Regional Reputational Risk Committee Americas at Deutsche Bank AG as of April 20, 2017. It details the committee's mandate to oversee reputational risk management in the Americas region, its decision-making responsibilities, and its governance structure.

title: Terms of Reference of the Regional Reputational Risk Committee Americas

document_subtype: Terms of Reference

key_organizations:
Deutsche Bank AG
Americas Regional Governance Board
Group Reputational Risk Committee


document_description: This document outlines the responsibilities and processes of the Deutsche Bank Reputational Risk Committee (RRRC). It details the roles of senior representatives in managing reputational risk issues, including presenting issues to the committee, monitoring and controlling risk reports, and ensuring compliance with Deutsche Bank's values. The document also describes the coordination between primary and secondary RRRCs when issues impact multiple regions.

title: Deutsche Bank Reputational Risk Committee Responsibilities

document_subtype: internal memo


document_description: This document outlines the responsibilities and membership structure of a committee within Deutsche Bank. It details the delegation of authority, the roles of the Chairperson and Vice-chairperson, and the distinction between voting and non-voting members.

key_people:
Chief Risk Officer Americas
Chief Operating Officer Americas


document_description: This document outlines the guidelines for the Deutsche Bank Committee, including rules for guest participation, committee size, member selection, qualifications, and conflict management. The Chairperson has significant responsibilities in ensuring the committee's composition and managing conflicts of interest.

title: Deutsche Bank Committee Guidelines

document_subtype: internal policy document


document_description: This document outlines the procedures for decision-making within a Deutsche Bank committee, including quorum and majority requirements, the role of the Chairperson and Secretary, and handling potential conflicts of interest.

title: Deutsche Bank Committee Procedures

document_subtype: committee procedures


document_description: This document outlines the decision-making processes and meeting procedures for Deutsche Bank's committee. It includes details on decision-making methods, veto rights of the Chairperson, procedures in the event of a tie, and the frequency of meetings. The Chairperson has the authority to veto decisions until the meeting minutes are finalized, and meetings are scheduled quarterly.

title: Deutsche Bank Decision-Making and Meeting Procedures


document_description: Guidelines for the operation of meetings, including the discretion of the Chairperson to call or cancel meetings, the length of meetings, attendance requirements, agenda setting, and document submission timelines.

key_people: Chairperson Members Secretary

document_subtype: meeting guidelines


document_description: This document outlines the escalation process, tracking of open issues, and the role of the Chairperson within a Deutsche Bank committee. It details the procedures for escalating unresolved issues to the Delegating Person, the responsibilities of the Secretary in tracking open issues, and the Chairperson's role in representing the Risk Function and organizing committee procedures. It also describes the voting process for committee decisions and the potential for escalation by Unit sponsors.

title: Deutsche Bank Committee Procedures


document_description: The document outlines the responsibilities of the Chairperson and the review process for the Terms of Reference (ToR) of a committee at Deutsche Bank. It emphasizes the importance of informed decision-making, encouraging critical discussion, fostering a culture of openness, and ensuring compliance with the ToR and relevant policies. The ToR and committee composition are reviewed annually or as needed, with changes requiring approval from the Delegating Person or a majority vote from Voting Members.


document_description: A table listing committees or individuals receiving delegated authority, their tasks, responsibilities, and procedures for escalation. The table is currently empty.

title: Annex 2: List of delegated authority to sub-committees or individuals

document_subtype: Delegated Authority List


document_description: An internal directory listing positions and members within Deutsche Bank, specifically for the New York branch and Operational Risk Management Americas.

title: Deutsche Bank Internal Directory

document_subtype: internal directory

key_organizations:
Deutsche Bank
Deutsche Bank Trust Company Americas


document_description: The document contains annexes detailing periodic reports issued by and received by a committee at Deutsche Bank. It includes the names of reports, their recipients or issuers, and their frequency.


document_description: This document outlines non-adherence to core Committee Governance Principles as described in the Level 2 Principles for Committee Governance. It includes explanations for deviations provided by the unit and acknowledges acceptance of potential risks by the Delegating Person and/or Chairperson. The document covers scope, responsibilities, membership, and committee operations.

title: Deutsche Bank Committee Governance Explanation Statement

document_subtype: internal governance document


document_description: The document is a confidential internal policy of Deutsche Bank Group related to reputational risk in the Americas region. It is marked for internal use only and is subject to confidentiality under Federal Rule of Criminal Procedure 6(e).

title: Americas Region Reputational Risk Policy


document_description: The document outlines the scope, mission, and responsibilities of the Americas Reputational Risk Committee (ARRC) within Deutsche Bank. It details the ARRC's role in managing reputational risk in the Americas region, including the development of a regional reputational risk appetite, setting standards for review, and criteria for escalation. The ARRC is responsible for reviewing reputational risk issues, approving or rejecting proposals, and escalating unresolved issues. The document also includes guidelines for identifying and escalating reputational risk issues.

title: Deutsche Bank Americas Region Reputational Risk Committee Policy

key_people:
Americas Regional Governance Board
Americas Reputational Risk Committee
North America Executive Committee

key_locations:
United States
Canada
Latin America
Cayman Islands

document_subtype: policy document

key_organizations:
Deutsche Bank
Reputational Risk Network


document_description: This document outlines the responsibilities and structure of the Americas Region Reputational Risk Committee (ARRC) within Deutsche Bank. It details the roles of business units and control groups in managing reputational risk, the delegation of responsibilities to the ARRC, and the escalation process for unresolved issues. It also specifies the membership rules, including the roles of the Chairman, Deputy Chairman, and other voting members.

key_people:
General Counsel for the Americas
North America COO
North America CRO
Head of Americas Compliance

key_locations:
Americas
North America
US
Latin America

key_organizations:
Deutsche Bank
Americas Reputational Risk Committee
North America Executive Committee
Group Reputational Risk Committee


document_description: The document outlines the decision-making procedures, conditional approval processes, and meeting protocols for the Deutsche Bank Americas Region Reputational Risk Committee (ARRC). It details how decisions are made, the process for conditional approvals, and the frequency and attendance expectations for meetings.


document_description: This document outlines the policy for presentations to the Americas Region Reputational Risk Committee (ARRC) at Deutsche Bank. It specifies the requirements for proposal presentations, including the need for a Managing Director or Director level presenter, the content of the proposal paper, and the pre-clearance requirements for different regional proposals. It also details the agenda for quarterly meetings to review reputational risk profiles and trends.

key_people:
Jeff Mayer
Bernardo Parnes
Bill Woodley
Scott Lampard
Janet Hislop
Carol Saracco

key_locations:
Latin America
DBAG NY Branch
Canada
Cayman Islands
DBAG Cayman Islands Branch

key_organizations:
Deutsche Bank
ARRC


document_description: This document outlines the operations of the Americas Region Reputational Risk Committee (ARRC) at Deutsche Bank. It includes details on agenda preparation, minute recording, periodic reporting, escalation procedures, tracking of open issues, and submission of documents. The policy ensures that reputational risks are reviewed and managed effectively within the bank's operations.

title: Americas Region Reputational Risk Committee Policy


document_description: This document outlines the role of the Chairman of the Americas Region Reputational Risk Committee (ARRC) at Deutsche Bank, including responsibilities such as sourcing the agenda, proposing new members, and reporting activities to the RGB. It also defines the concept of risk appetite, particularly in relation to reputational risk, and discusses terms such as risk capacity, risk tolerance, and risk limits.

key_organizations:
Deutsche Bank
ARRC
DB Group


document_description: This document outlines the criteria for escalation to the Americas Region Reputational Risk Committee (ARRC) at Deutsche Bank. It categorizes issues into Critical, Significant, Important, and Unrated, each with specific escalation paths and actions required.

key_organizations:
Deutsche Bank
ARRC
Regional ExCo


document_description: The document outlines the reputational risk mitigants for Deutsche Bank's Americas Region, including proactive measures such as media searches, legal checks, background checks, and transaction evaluations to minimize risk.


document_description: The document outlines the scope, mission, and responsibilities of the Regional Reputational Risk Committee Americas at Deutsche Bank. It details the committee's establishment, its mandate for oversight and governance of reputational risk management in the Americas, and its decision-making responsibilities. The committee operates under the delegation of the Group Reputational Risk Committee and is guided by Deutsche Bank's Values & Beliefs.


document_description: This document outlines the guidelines for the Deutsche Bank Committee, including rules for guest participation, committee size, member selection, qualifications, and conflict management.

title: Deutsche Bank Committee Guidelines

document_subtype: internal guidelines


document_description: This document outlines the procedures for decision-making within a Deutsche Bank committee, including quorum requirements, majority voting, and the role of the Chairperson and Secretary. It details the process for handling potential conflicts of interest and the responsibilities of the Secretary in coordinating meetings and maintaining records.

title: Deutsche Bank Committee Procedures


document_description: This document outlines the decision-making and meeting procedures for Deutsche Bank's committee. It includes details on decision-making processes, veto rights, procedures in the event of a tie, and meeting frequency. Decisions can be made during scheduled meetings or through other means such as email or phone. The Chairperson has veto rights and responsibilities for follow-up on vetoed decisions. Meetings are held quarterly, with provisions for cancellation.


document_description: This document outlines the escalation process, tracking of open issues, and the role of the Chairperson within a Deutsche Bank committee. It details the procedures for escalating unresolved issues to the Delegating Person, the responsibilities of the Secretary in tracking open issues, and the Chairperson's role in representing the Risk Function and organizing committee procedures. It also mentions the voting process for committee decisions and the potential for escalation by Unit sponsors.

title: Deutsche Bank Committee Procedures


document_description: The document outlines the responsibilities of the Chairperson and the review process for the Terms of Reference (ToR) of a committee at Deutsche Bank. It emphasizes the importance of informed decision-making, encouraging critical discussion, fostering a culture of openness, and ensuring compliance with policies. The ToR and committee composition are reviewed annually or as needed, with changes requiring approval from the Delegating Person or a majority vote from Voting Members.


document_description: A table listing delegated authority to sub-committees or individuals within Deutsche Bank, with columns for the committee or individual receiving authority, delegated tasks and responsibilities, and procedure of escalation. The table is currently empty.


document_description: A list of positions represented in the Deutsche Bank Committee, including chairperson, vice-chairperson, voting members, and non-voting members, along with their position titles, IDs, member names, legal entities, and countries.

key_people:
Steven Ekert
Stuart Clarke
Steven Reich
Francis Kelly
Eric Smith
Jan Ford
Rich Weber
Stephen Doka

document_subtype: committee positions list

key_organizations:
Deutsche Bank AG, Filiale New York
Deutsche Bank Americas Holding Corp.
Deutsche Bank Securities Inc.
DB USA Core Corporation


document_description: This document outlines non-adherence to core Committee Governance Principles as described in the Level 2 Principles for Committee Governance. It includes explanations for deviations provided by the unit and acknowledges acceptance of potential risks by the Delegating Person and/or Chairperson. The document covers various aspects such as scope, responsibilities, membership, and committee operations.


document_description: This document outlines the roles and responsibilities of Assistant Secretaries for the Regional Reputational Risk Committee Americas at Deutsche Bank AG. It includes the appointment details and responsibilities of the Committee Secretary and Assistant Secretaries.

title: List of Assistant Secretaries

document_subtype: Committee Document


document_description: The document outlines the scope and responsibilities of the Regional Reputational Risk Committee Americas at Deutsche Bank AG. It details the mission, authority, and structure of the Committee, which is responsible for overseeing reputational risk management in the Americas region on behalf of the Management Board.


document_description: This document outlines the responsibilities and delegation of authority within Deutsche Bank's Reputational Risk Committee. It details the monitoring and control tasks related to regional Reputational Risk reports, issues approved by the Committee, and changes in key terms and conditions of issues. It also discusses the delegation of authority to sub-committees and individuals, noting that currently, no responsibilities are delegated. The document specifies the roles of the Chairperson and Vice-chairperson within the Committee.

key_people:
DWS USA Risk Advisor
Chief Operating Officer Americas
Chief Risk Officer Americas

key_organizations:
Deutsche Bank
Americas Reputational Risk Committee


document_description: This document outlines the qualifications, conflict management, and responsibilities of members of a committee at Deutsche Bank. It includes procedures for handling conflicts of interest and the role of the Secretary in coordinating meetings and maintaining records.


document_description: This document outlines the decision-making procedures for a committee at Deutsche Bank, including quorum requirements, majority requirements, decision-making processes, and veto rights of the Chairperson.

document_subtype: internal procedures document


document_description: The document outlines procedures for preparing and distributing meeting agendas and minutes for Deutsche Bank meetings. It specifies timelines for document distribution, minute-taking responsibilities, and processes for reviewing and finalizing minutes. The document emphasizes accuracy, completeness, and confidentiality in minute-taking.

document_subtype: meeting minutes


document_description: This document outlines the notification, information, and periodic reporting obligations of the Chairperson of a Committee at Deutsche Bank. It details the escalation process for unresolved issues and the tracking of open issues by the Secretary. The document emphasizes the importance of timely communication and proper documentation of decisions and escalations.

key_people:
Chairperson of the Committee
Secretary
Delegating Person
Regional Management representative
Global Head of the Unit


document_description: The document outlines the roles and responsibilities of the Chairperson within a committee at Deutsche Bank, including ensuring informed decision-making, encouraging critical discussion, and fostering a culture of openness. It also details the process for reviewing and amending the Terms of Reference (ToR) and the composition of the committee.


document_description: This document outlines the chain of delegated authority within Deutsche Bank, detailing the levels of delegation and the corresponding committees or positions involved.

title: Chain of Delegated Authority

document_subtype: Delegation of Authority


document_description: This document lists the positions and members of a committee at Deutsche Bank, including both voting and non-voting members, along with their legal entities and countries.

title: Annex 3: List of positions represented in the Committee and Secretary

key_people:
Steven Ekert
Stuart Clarke
Steven Reich
Francis Kelly
Eric Smith
Jan Ford
Ann Rodriguez
Rich Weber
Stephen Doka

document_subtype: committee member list

key_organizations:
Deutsche Bank AG
Deutsche Bank Americas Holding
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
DB USA Core Corporation


document_description: An internal document from Deutsche Bank Trust Company Americas, mentioning a position title and member name.

document_subtype: internal document


document_description: The document contains annexes detailing periodic reports issued by and received by a committee at Deutsche Bank. It includes the names of reports, their recipients or issuers, and their frequency.

title: Deutsche Bank Periodic Reports

document_subtype: report


document_description: This document explains deviations from core Committee Governance requirements at Deutsche Bank, including acceptance of potential risks by the Delegating Person and/or Chairperson. It covers areas such as composition, membership, IT tools, and meeting documentation.

title: Deutsche Bank Committee Governance Deviation Explanation


document_description: This document outlines the roles and responsibilities of Assistant Secretaries for the Regional Reputational Risk Committee Americas at Deutsche Bank AG. It includes the current list of appointed Assistant Secretaries and their responsibilities, emphasizing the need for the Committee Chairpersons and the Global Governance Function to be aware of their identities at all times.

title: Regional Reputational Risk Committee Americas - Assistant Secretaries

document_subtype: internal memo


document_description: The document outlines the scope, mission, and responsibilities of the Regional Reputational Risk Committee Americas at Deutsche Bank AG as of March 31, 2015. It details the committee's mandate to oversee reputational risk management in the Americas region on behalf of the Management Board, and the delegation of authority from the Group Reputational Risk Committee. The document emphasizes the committee's alignment with Deutsche Bank's values and beliefs.

document_subtype: Terms of Reference


document_description: The document outlines the responsibilities and procedures for managing reputational risk issues within Deutsche Bank's regional management. It details the process for reviewing, deciding, approving, and monitoring reputational risk issues, including the roles of the Primary and Secondary Reputational Risk Committees (RRRCs). The document emphasizes the importance of accurate information, adherence to Deutsche Bank's values, and the need for communication and documentation in managing reputational risks.


document_description: This document outlines the procedures for decision-making within a committee at Deutsche Bank. It includes details on the role of the Secretary, quorum requirements, majority requirements, decision-making processes, veto rights, and procedures in the event of a tie.

key_people: Chairman Secretary

document_subtype: committee procedures


document_description: The document outlines the process for drafting, reviewing, and finalizing minutes for Deutsche Bank's Regional Management meetings. It includes procedures for suggesting changes, finalizing minutes, and notifying decisions with material impact. It also details the escalation process for unresolved issues and the distribution of minutes and reports.


document_description: This document contains annexes related to the chain of delegated authority within Deutsche Bank's regional management. It includes a table outlining the levels of delegation and the committees or individuals involved.

document_subtype: Delegated Authority Annex


document_description: This document lists the members and secretary of a committee within Deutsche Bank's Regional Management, including their functional titles, legal entities, and countries.

title: Annex 3: List of Committee Members and Secretary

key_people:
Stuart Clarke
Steven Reich
Francis Kelly
Eric Smith
Jan Ford
Jan Bornebusch
Jonathan Hummel
Carol Saracco

document_subtype: committee list

key_organizations:
Deutsche Bank AG, New York Branch
Deutsche Bank Americas Holding Corp.
Deutsche Bank Securities Inc.


document_description: This document outlines the procedures for decision-making within a Deutsche Bank regional management committee. It includes details on the role of the Secretary, quorum requirements, majority voting, decision-making processes, veto rights, and procedures in the event of a tie.


document_description: The document outlines the guidelines for meetings of Deutsche Bank's Regional Management, including frequency, length, attendance, agenda setting, document submission, and minute-taking procedures.

document_subtype: meeting guidelines


document_description: The document outlines the process for drafting, reviewing, and finalizing minutes of meetings within Deutsche Bank's Regional Management. It includes procedures for suggesting changes, finalizing minutes, and notifying relevant parties of decisions with material impact. It also details the escalation process for unresolved issues and the distribution of minutes to guests based on the need-to-know principle.


document_description: This document contains annexes related to the chain of delegated authority within Deutsche Bank's regional management. It outlines the levels of delegation and the committees or individuals involved in the delegation process.

title: Deutsche Bank Regional Management Annexes


document_description: List of committee members and their roles within Deutsche Bank's regional management, including their functional titles, member names, legal entities, countries, and email addresses.

key_people:
Stuart Clarke
Steven Ekert
Steven Reich
Francis Kelly
Eric Smith
Jan Ford
Jan Bornebusch
Jonathan Hummel
Carol Saracco

key_organizations:
Deutsche Bank Americas Holding Corp.
Deutsche Bank AG, New York Branch
Deutsche Bank Securities Inc.


document_description: The document outlines the scope and responsibilities of the Regional Reputational Risk Committee Americas at Deutsche Bank. It details the mission, authority, and structure of the Committee, which is responsible for overseeing reputational risk management in the Americas region on behalf of the Management Board.


document_description: This document outlines the responsibilities and delegation of authority within a committee at Deutsche Bank, focusing on monitoring and controlling reputational risk reports, issue confirmations, and changes in key terms and conditions. It also details the delegation of authority to sub-committees and individuals, membership roles, and voting rights.


document_description: This document outlines the structure and rules for a committee within Deutsche Bank, including member roles, guest participation, committee size, and member qualifications.


document_description: This document outlines the conflict management procedures, the role of the Secretary, and decision-making procedures for a committee at Deutsche Bank. It includes guidelines for handling conflicts of interest, the responsibilities of the Secretary, and quorum requirements for decision-making.

key_people: Chairperson Vice-chairperson Secretary

document_subtype: internal policy document


document_description: This document outlines the decision-making procedures for a committee at Deutsche Bank, including quorum requirements, majority requirements, decision-making processes, veto rights, and procedures in the event of a tie. It specifies that decisions require a 67% majority and can be made during meetings or through electronic means. The Chairperson has veto rights and responsibilities for follow-up on vetoed decisions. The document is marked confidential and is for internal use only.

title: Deutsche Bank Committee Decision-Making Procedures


document_description: The document outlines the procedures for meetings at Deutsche Bank, including frequency, length, attendance, agenda setting, and document submission. Meetings are held quarterly, with a maximum length of 2 hours, and members can attend in person or remotely. The Chairperson has discretion over meeting scheduling and agenda setting.


document_description: The document outlines the procedures for preparing and distributing meeting documents, taking minutes, and handling objections to the minutes within Deutsche Bank's governance framework. It specifies timelines for document distribution, minute preparation, and objection handling, ensuring accuracy and completeness for potential disclosure.


document_description: The document outlines the responsibilities and processes for the Chairperson and Committee of Deutsche Bank regarding the distribution of meeting minutes, periodic reports, and escalation processes. It includes procedures for tracking open issues and the role of the Secretary in ensuring closure. The document also details the voting process for Units in relation to the Committee's decisions and the potential for escalation to higher management.

key_people:
Chairperson
Secretary
Global Head of the Unit


document_description: The document outlines the role and responsibilities of the Chairperson within a committee at Deutsche Bank, focusing on risk management. It details the Chairperson's duties in ensuring informed decision-making, fostering a culture of open discussion, and ensuring compliance with terms of reference (ToR) and policies. It also covers the review and amendment process for the ToR and committee composition.

document_subtype: internal governance document

key_organizations:
Deutsche Bank
Global Governance


document_description: A document listing delegated authority to sub-committees or individuals within Deutsche Bank, though no specific delegations are listed in this excerpt.

document_subtype: Delegated Authority List


document_description: This document is a list of positions represented in a committee at Deutsche Bank, including chairperson, vice-chairperson, voting members, non-voting members, and secretary. It includes names, legal entities, and countries of the members.

key_people:
Steven Ekert
Stuart Clarke
Steven Reich
Francis Kelly
Eric Smith
Jan Ford
Rich Weber
Stephen Doka
Ann Rodriguez
Meghan Gervase

key_organizations:
Deutsche Bank AG
Deutsche Bank Americas Holding Corp.
Deutsche Bank Securities Inc.
DB USA Core Corporation
Deutsche Bank Trust Company Americas


document_description: This document contains information about periodic reports issued by and received by the Committee at Deutsche Bank. It includes details on the report names, recipients, issuers, and frequency of these reports.

title: Deutsche Bank Periodic Reports


document_description: This document outlines non-adherence to core Committee Governance requirements at Deutsche Bank, providing explanations for deviations and acknowledging potential risks. It includes sections on policy principles, composition, membership, IT tools, meeting documentation, and other areas, though these sections are empty in this version.


document_description: This document outlines the roles and responsibilities of Assistant Secretaries within the Regional Reputational Risk Committee Americas at Deutsche Bank AG. It includes the current appointment of Mary Kathleen Lavelle as an Assistant Secretary and details the process for updating appointments.

title: List of Assistant Secretaries


document_description: The document outlines the scope, mission, and responsibilities of the Americas Reputational Risk Committee (ARRC) within Deutsche Bank. It details the ARRC's role in managing reputational risk in the Americas region, including the United States, Canada, Latin America, and the Cayman Islands. The ARRC is responsible for setting regional reputational risk appetite, reviewing and assessing reputational risk issues, and escalating unresolved issues to higher committees. The document also describes the responsibilities of business and support functions in identifying and escalating reputational risk issues.

key_people:
Americas Regional Governance Board
Americas Reputational Risk Committee

document_subtype: policy document


document_description: This document outlines the policy for the Americas Region Reputational Risk Committee at Deutsche Bank. It includes qualifications for committee members and the secretary, terms of membership, conflict management, and decision-making procedures. The document emphasizes the confidentiality of discussions and the responsibilities of the ExCo Secretary.


document_description: This document outlines the policy for the Americas Region Reputational Risk Committee (ARRC) at Deutsche Bank. It includes procedures for identifying legal entities and reputational risk issues, the requirement for pre-clearance from Jeff Mayer for CB&S proposals, and the process for informing presenters of ARRC decisions. It also details the agenda for quarterly meetings, committee operations, and the responsibilities of the Secretary in maintaining agendas, minutes, and periodic reports.

key_people:
Jeff Mayer
Leslie Slover


document_description: This document outlines the policies and procedures of the Deutsche Bank Americas Region Reputational Risk Committee (ARRC), including escalation procedures, tracking of open issues, submission of documents, and the role of the Chairman. It also defines the concept of risk appetite in the context of reputational risk.

key_people:
Chairman of the ExCo
North America CEO

key_locations:
North America
US


document_description: Correspondence from Andrea Tapia, Vice President at Deutsche Bank Trust Company Americas, regarding account information for Southern Financial LLC.

key_organizations:
Deutsche Bank Trust Company Americas
Southern Financial LLC


document_description: The document contains account information for two entities: Fox Alan C. and Southern Financial LLC, including account names, source system, and product type. It is associated with Deutsche Bank Trust Company Americas.

key_locations: 345 Park Avenue, New York, NY 10154-0004

document_subtype: bank account information

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: A financial statement detailing the positions held by SFLLC as of September 11, 2013, including total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The document lists various securities with their descriptions, security IDs, quantities, prices, value changes, costs, and gain/loss percentages.

title: J.P. Morgan Online - Positions

document_subtype: financial statement

key_organizations:
J.P. Morgan
SFLLC


document_description: This document is a financial statement from J.P. Morgan detailing various financial positions as of September 12, 2013. It includes information on bonds, options, and other financial instruments with details such as initial rates, amounts, and market values.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
GENERAL ELEC CAP CORP
IMPAC CMB TRUST
COUNTRYWIDE HOME LOANS
MS MARKET PLUS
HEADWATERS INC
GS MXN STEP UP NOTE
EARTHLINK INC
JPM LATIN AMERICA FD
STRUCTURED ASSET SECURITIES CO
FACEBOOK INC
SEQUOIA MORTGAGE TRUST
JPMORGAN CHASE & CO
HOMEBANC MORTGAGE TRUST
REPUBLIC OF ARGENTINA
GENERAL ELECTRIC CO
SANGAMO BIOSCIENCES INC
BIOGEN IDEC INC
DEUTSCHE BK AG LDN BRH
EURO PRINCIPAL CURRENCY


document_description: This document is a financial statement detailing various positions held by an account on 9/12/13. It includes information on stocks, bonds, and currency options, with details on quantities, prices, and gains/losses.

title: I.P. Morgan Online - Positions

key_organizations:
I.P. Morgan
ARIAD PHARMACEUTICALS INC
ACCOR SA
JC DECAUX INTERNATIONAL
CARREFOUR SUPERMARCHE
LLOYDS BANKING GROUP PLC
AUTOGRILL SA
COCA-COLA HBC AG
FRAPORT AG
BNP PARIBAS
ADECCO SA-REG
VOLKSWAGEN AG
COMPAGNIE DE SAINT-GOBAIN
RENAULT SA
BARCLAYS BANK PLC
REPUBLIC OF ARGENTINA
ZIONS BANCORPORATION


document_description: This document is a financial statement from J.P. Morgan Online detailing positions as of September 11, 2013. It includes information on total value, gain/loss, income, and specific securities held, such as US Dollar, Apollo Global Management LLC, Ascena Retail Group Inc, JP Morgan Chase & Co, and others. The document also provides details on cash and sweep accounts, and includes disclaimers about investment products and services offered by J.P. Morgan and its affiliates.

title: EP. Morgan Online - Positions

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: A financial statement detailing various investment positions as of September 11, 2013, including total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The document lists specific securities with their descriptions, security IDs, quantities, prices, and value changes.

key_organizations:
J.P. Morgan
Bank of America Corp
Peabody Energy Corp
Kindred Healthcare Inc
GSR Mortgage Loan Trust
Chase Mortgage Finance Corporation
iPayment Inc


document_description: This document is a financial statement from J.P. Morgan detailing asset positions as of September 11, 2013. It includes total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep details. Specific securities and their values, quantities, and gains/losses are listed.

title: J.P. Morgan Online – Positions

key_organizations:
J.P. Morgan
Interactive Data


document_description: J.P. Morgan Online financial positions for Southern Trust L. Cameron as of September 11, 2013, showing unrealized gain/loss, accrued income, and various financial transactions including forward contracts and options.

document_subtype: bank statement


document_description: This document is a financial statement from J.P. Morgan detailing various foreign exchange options and forward contracts. It includes positions on AUD, NZD, and GBP against USD, with specific details on style options, knock-in and knock-out rates, and total values. The document also provides information on the entities involved in providing investment and banking services.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, NA


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires attachment of the most recent statement and must be signed and dated within 90 days of receipt.

key_locations: One Pershing Plaza, Jersey City, New Jersey

document_subtype: Account Transfer Form Instructions

key_organizations: National Securities Clearing Corporation


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm contact information. It also provides options for full or partial asset transfers, liquidation instructions, and specific instructions for mutual fund transfers and bank retirement plan accounts.

document_subtype: Account Transfer Form

key_organizations:
JPMorgan Chase Bank, N.A.
The Haze Trust


key_organizations: National Securities Clearing Corporation (NSCC)


document_description: This document is an account transfer form used for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form requires details such as clearing numbers, account numbers, and firm names. It also provides options for transferring all assets in kind, liquidating assets, or transferring mutual funds. The form is incomplete with missing signatures and dates.

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Financial, LLC


document_description: This document is an account transfer form for transferring assets between financial institutions. It includes sections for receiving firm information, delivering account information, and transfer type options. The form is associated with JPMorgan Chase Bank, N.A. and Southern Trust Company, Inc.

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Trust Company, Inc


document_description: This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, retirement plan restrictions, and participant certifications. The form requires signatures from the client, joint client, and successor custodian, and includes sections for retirement plan restrictions and rollover certifications.

document_subtype: account transfer form


document_description: Transcript of an OCS/LCS chat conversation discussing availability to talk with Harry about positions, forwarded information, spreadsheet tabs (DB and JPM), inclusion of securities, need for ISDA for 'Jeepers,' and a 'paul/tazia question.'

document_subtype: chat transcript

key_organizations: DB JPM


document_description: Internal communication regarding the transfer of securities related to the Haze Trust and Southern Financials. Amanda Kirby and Harry Beller discuss the transfer of securities to Deutsche Bank and the use of ACAT for the entire account.

key_people:
Amanda Kirby
Harry Beller
Kevin

document_subtype: internal memo

key_organizations:
Deutsche Bank Trust Company Americas
JPM
Southern Financials


document_description: Amanda Kirby from Deutsche Bank Trust Company Americas communicates about following up with everyone on their side. The message includes confidentiality and privilege notices.


document_description: Amanda Kirby from Deutsche Bank is coordinating a meeting for Jeffrey with Paul and the DB team managing his accounts during the week of October 8 when Jeffrey returns to NYC. Amanda is seeking availability from Lesley to finalize the meeting arrangements.

key_people:
Amanda Kirby
Jeffrey
Harry
Paul
Lesley


document_description: Amanda Kirby from Deutsche Bank is coordinating a meeting for Jeffrey with Paul and the DB team managing his accounts during the week of October 8 when Jeffrey returns to NYC. Amanda requests Lesley to provide Jeffrey's availability.

key_people:
Amanda Kirby
Lesley
Harry
Jeffrey
Paul


document_description: A note indicating that certain documents need to be sent to Darren Indyke.


document_description: A confidential communication intended for Darren Indyke, with a disclaimer about confidentiality and legal/tax advice from Deutsche Bank.


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature requirements. The form is used for transferring assets to Pershing and requires specific information and actions depending on the type of transfer and account.


document_description: This document is an account transfer form involving a transfer of assets from a delivering firm to a receiving firm. The form includes sections for receiving firm information, delivering account information, and transfer type options. The form is associated with JP Morgan and Southern Trust Company, Inc. It includes options for full or partial asset transfers, liquidation instructions, and mutual fund transfers. The document is marked confidential and is related to a legal case.

key_organizations:
JP Morgan
Southern Trust Company, Inc


document_description: This document is a partial transfer form for mutual funds and liquidations, detailing instructions for asset transfers, dividend options, and capital gain options. It includes sections on RMD requirements for individuals over 70½, rollover certifications, and participant signature and certification for transferring assets to Pershing LLC as the successor custodian.


document_description: Harry requests Janet to make financial transfers and report the exact dollar amounts.

key_people: Harry Janet


document_description: A communication from Amanda Kirby, an associate at Deutsche Bank Trust Company Americas, containing a confidentiality notice. The document emphasizes that the communication may contain confidential or privileged information and advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


key_people:
Amanda Kirby
Harry
Jeffrey
Paul


document_description: Deutsche Bank Alex. Brown does not accept orders or instructions via email and will not process them until confirmed. The bank does not provide legal or tax advice. An attachment was deleted by Vahe Stepanian.


document_description: Richard Kahn from HBRK Associates Inc. inquires about the balance in an account to ensure proper funding for wire transfers from Deutsche Bank.

document_subtype: note

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: A conversation between employees discussing a financial inflow under Paul Morris for $12,755,048 from Southern Trust Co. The transaction is related to Southern Trust closing their account at JPMorgan and transferring funds. Additional multi-million dollar wires are expected in the coming weeks.

key_people:
Paul Morris
Amanda

key_organizations:
Southern Trust Co.
JPMorgan


document_description: Richard Kahn from HBRK Associates Inc. inquires about the balance in Jeffrey Epstein's personal account to ensure proper funding for wire transfers from Deutsche Bank.

document_subtype: fax


document_description: A message from Stacy Dubov of J.P. Morgan regarding account positions to be sent via ACAT to DB. The email is marked confidential and includes disclaimers about securities offers and information accuracy. Attachments were deleted by Amanda Kirby.

key_people:
Stacy Dubov
Amanda Kirby


document_description: An investment note linked to BRL vs USD with an 8% barrier and 5% coupon, valued at 1,000,000.00 with a maturity date of 902,700.00. Issued by HSBC and managed by Janet Young, Vice President at J.P. Morgan.

title: HSBC BRL Step Up Note

key_people:
Janet Young
Gina Magliocco
Jason Grosse

document_subtype: Investment Note

key_organizations:
HSBC
J.P. Morgan


document_description: Confidential email with disclaimers related to securities, information accuracy, viruses, confidentiality, legal privilege, and legal entity disclaimers. References to attached financial files.


document_description: A document related to The Haze Trust, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is an account summary from J.P. Morgan for The Haze Trust, covering the period from August 1, 2013, to August 31, 2013. It includes details on the beginning and ending net market values, changes in value, and page references for further details. The document also provides information on assets held at different entities and includes disclosures about brokerage transactions and margin accounts.

title: J.P. Morgan Account Summary for The Haze Trust

document_subtype: account statement

key_organizations: Securities Insurance Protection Corporation


document_description: This document is a consolidated summary of investment accounts at J.P. Morgan for the period of August 2013. It includes details on asset allocation, market values, and portfolio activity. The summary shows investments held at J.P. Morgan, excluding those held in trust, and provides a breakdown of equity and cash & fixed income allocations.

title: J.P. Morgan Investment Accounts Summary

document_subtype: investment summary

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.
J.P. Morgan Securities LLC


document_description: This document is a consolidated financial summary for The Haze Trust for the period of August 1, 2013, to August 31, 2013. It includes details on portfolio activity, tax summary, and realized/unrealized gains and losses.

title: Consolidated Summary for The Haze Trust


document_description: This document is a bank statement from J.P. Morgan Chase Bank for THE HAZE TRUST, covering the period from August 1, 2013, to August 31, 2013. It includes an account summary, holdings, equity, cash & fixed income, and portfolio activity.

title: J.P. Morgan Asset Account Statement for THE HAZE TRUST

key_people:
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse

key_locations: 270 Park Avenue, New York, NY 10017-21)14

document_subtype: Bank Statement

key_organizations:
J.P. Morgan Chase Bank
THE HAZE TRUST


document_description: Financial statement from J.P. Morgan for The Haze Trust for August 2013, detailing asset allocation, market value changes, and portfolio activity.

title: THE HAZE TRUST ACCT For the Period 8/1/13 to 8/31/13

key_organizations:
J.P. Morgan
The Haze Trust


document_description: Financial account summary for THE HAZE TRUST for the period 8/1/13 to 8/31/13, detailing tax summary, realized and unrealized gains/losses, and cost summary.

title: THE HAZE TRUST Account Summary


document_description: This document is an equity summary for THE HAZE TRUST managed by J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details on asset categories, market values, tax costs, unrealized gains/losses, estimated annual income, and accrued dividends. The document also provides a detailed breakdown of equity holdings, including specific investments in Bank of America Corp.

title: J.P. Morgan - THE HAZE TRUST - Equity Summary

key_organizations:
J.P. Morgan
THE HAZE TRUST
Bank of America Corp


document_description: A financial statement for THE HAZE TRUST account for the period of August 2013, detailing equity holdings and their financial metrics.

title: THE HAZE TRUST ACCT Financial Statement


document_description: This document is a financial statement for THE HAZE TRUST account at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes a summary of cash and fixed income assets, asset categories, and summaries by maturity and type. The statement details the beginning and ending market values, changes in value, and current allocations for various asset categories.

title: J.P. Morgan THE HAZE TRUST ACCT. Financial Statement


document_description: This document is a financial statement for THE HAZE TRUST account at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It details cash and fixed income investments, including quantities, values, costs, and yields.

title: THE HAZE TRUST ACCT. Financial Statement


document_description: This document is a financial statement for THE HAZE TRUST account covering the period from August 11, 2013, to August 31, 2013. It includes details on US Fixed Income and Complementary Structured Strategies investments, with specific securities listed along with their prices, quantities, values, adjusted tax costs, unrealized gains/losses, and estimated annual income.

title: THE HAZE TRUST ACCT. For the Period 8/11/13 to 8/31/13

key_organizations:
J.P. Morgan
CHASE MORTGAGE FINANCE CORPORATION


document_description: This document is a financial statement for THE HAZE TRUST account for the period of August 1, 2013, to August 31, 2013. It includes a summary of portfolio activities such as cash balance, inflows, sweep account activity, trade activity, and securities transferred. The statement is issued by J.P. Morgan.

title: THE HAZE TRUST ACCT. Portfolio Activity Summary


document_description: This document is a portfolio activity detail for THE HAZE TRUST account held at J.P. Morgan for the period of August 1, 2013, to August 31, 2013. It includes details of inflows and outflows, specifically income from various sources such as tax-exempt income, interest income, and dividends. The total income for the period is $28,611.22.

title: Portfolio Activity Detail for THE HAZE TRUST

document_subtype: Portfolio Activity Detail

key_organizations:
J.P. Morgan
THE HAZE TRUST


document_description: This document is a J.P. Morgan account statement for the period of August 1, 2013, to August 31, 2013. It includes details of sweep account activity, trade activity, and settled securities purchased. The statement provides information on realized gains and losses from various financial transactions, including principal payments and securities purchases.

title: J.P. Morgan Account Statement for August 2013

key_organizations:
J.P. Morgan
CHASE MORTGAGE FINANCE CORPORATION
GSR MORTGAGE LOAN TRUST


document_description: J.P. Morgan account statement for the period 8/1/13 to 8/31/13, detailing securities purchased.


document_description: J.P. Morgan financial statement for the period 8/1/13 to 8/31/13, including important disclosures about account types, pricing, valuations, and securities.

key_locations: London Nassau


document_description: J.P. Morgan financial statement for the period 8/1/13 to 8/31/13, including information on error reporting, non-electronic transfers, margin accounts, and securities transactions.

key_locations: Three Chase Metrotech Center, Brooklyn, NY

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.


document_description: A conversation between Michele and Amanda regarding a transaction of $14,500,000.00 from Southern Trust Co. The transaction was for a client transferring funds from JPMorgan.

key_people: Michele Amanda


document_description: Agenda for a meeting discussing entity transfer and position updates, investment objectives, key client partners, and stylistic clarifications.

title: Epstein Meeting 10/22/13

key_people: Paul Tazia Caroline

document_subtype: meeting agenda

key_organizations: SFLLC STINC Haze Jeepers Foundation


document_description: The document outlines trading communication and position updates, investment/trade ideas, and a paperwork checklist. It includes investment ideas in European recovery, municipals, technology, and other opportunities like RREEF and Japanese real estate. The appendix lists a paperwork checklist.

key_people: Tazia Vahe Amanda Harry

key_locations:
Eurozone Periphery
Portugal
Spain
Italy
Ireland
Puerto Rico
Japan

document_subtype: memo

key_organizations:
DB
RREEF
RDIF
Retrofit Partners


document_description: The document lists various financial and advisory documents related to entities such as STINC, SFLLC, and others. It includes references to non-advisory letters, suitability certificates, options, structured solutions, FX, and trading forms. The document also mentions a meeting agenda for October 22, 2013, which was deleted by Caroline Kitidis.

title: Epstein Meeting Agenda

key_people:
Tazia Smith
Caroline Kitidis

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: The agenda outlines topics for a meeting involving entity transfer and position updates, key client partners, coverage stylistic clarifications, investment/trade ideas, and other investment opportunities. Key areas of discussion include investment objectives, trading communication, European recovery, municipal bonds, technology investments, and real estate debt investments.

title: Epstein Meeting 10/22/13

key_organizations:
SFLLC
STINC
Haze
Jeepers
Foundation
KCP
DB Global Markets
RREEF


document_description: A follow-up inquiry regarding the receipt of shares by DB for Southern Financial LLC.

key_organizations:
DB
Southern Financial LLC


document_description: Amanda Kirby from Deutsche Bank is following up with Harry Beller regarding the setup of a shell account and the receipt of shares for Southern Financial LLC.

key_people:
Amanda Kirby
Harry Beller

document_subtype: email correspondence

key_organizations:
Deutsche Bank Trust Company Americas
JPM
Southern Financial LLC


document_description: JPM processed a residual on 10/7/2013 for $5173.24. The reclaim has been approved.

key_organizations:
JPM
Deutsche Bank Securities Inc.
Private Wealth Management US Operations


document_description: A memo from Lisa Hurd at Deutsche Bank Securities Inc. regarding a residual payment of $5173.24 duped on 10/7/2013 and the approval of a reclaim.


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to JP Morgan Chase for the amount of $50,000.00. The document outlines instructions for wire transfers, checks, journals, and free deliveries, with a focus on wire transfer to NES, LLC. It includes terms for standing authorization and verbal instructions.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
JP Morgan Chase
NES, LLC


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown. The document authorizes Deutsche Bank to follow specified asset movement instructions, including wire transfers, checks, journals, and free deliveries. It includes details for a wire transfer to JPMorgan Chase for Neptune LLC.

key_organizations:
Deutsche Bank Alex. Brown
Neptune LLC
JPMorgan Chase


document_description: Transfer of assets from JPM Southern Trust Co., Inc. to Pershing LLC account.

key_locations: 500 Stanton Christiana Road, Newark DE 19713

key_organizations:
JPM Southern Trust Co., Inc.
Pershing LLC
J.P. Morgan


document_description: Janet Young from J.P. Morgan requests information needed to accept securities in EUROCLEAR and EURO wire instructions for currency transfer. Details of assets to be transferred to Pershing LLC are provided.

document_subtype: email

key_organizations:
J.P. Morgan
EUROCLEAR
Pershing LLC
JPM Southern Financial, LLC
JPM Southern Trust Co., Inc.


document_description: A confidential communication from Janet E. Young, Vice President at J.P. Morgan, providing contact information and instructions for directing replies to her team. The email includes disclaimers related to securities offers, information accuracy, and confidentiality.

key_people:
Janet E. Young
Gina Magliocco
Jason Grosse

key_locations: 500 Stanton Christiana Road Newark, DE 19713


document_description: Confidential email disclaimer from Janet E. Young, Vice President at J.P. Morgan Private Bank, with alternate contacts Gina Magliocco and Jason Grosse. The email includes disclaimers on securities offers, information accuracy, viruses, confidentiality, legal privilege, and legal entity disclaimers.


document_description: The document contains wire transfer instructions and asset transfer details related to Jeffrey Epstein's financial dealings. It includes instructions for transferring EURO cash and securities to Pershing LLC, as well as a summary of assets being transferred from JPM Southern Financial, LLC to Pershing LLC.

key_people:
Vahe Stepanian
Amanda Kirby
Janet E. Young
Lisa D. Hurd
Harry Baller

key_locations:
Frankfurt
New York

document_subtype: wire transfer instructions

key_organizations:
Citibank
Pershing LLC
Southern Financial, LLC
JPM Southern Trust Co., Inc.
Petroleos de Venezuela
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: The document lists various financial securities and transactions, including JPM CONT BUFF EQ SX7P, SG MARKET PLUS WTI CRUDE, LBG CAPITAL NO.1 PLC, LLOYDS BANK PLC MTN, and PETROLEOS DE VENEZUELA S. It also mentions a EUR cash wire instruction and asset transfer instructions from JPM Southern Trust Co., Inc. to Pershing LLC.

key_organizations:
J.P. Morgan
Pershing LLC
Euroclear


document_description: Email discussing the transfer of assets to Pershing LLC, including details of various financial instruments and the need for EURO wire instructions.

key_people:
Janet E Young
Amanda Kirby
Lisa D Hurd
Harry Baller

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
JPM Southern Financial, LLC
Pershing LLC
EUROCLEAR
JPM Southern Trust Co., Inc.


document_description: A confidential email from Janet E. Young, Vice President at J.P. Morgan Private Bank, with contact information and disclaimers regarding confidentiality and legal advice.

key_organizations:
J.P. Morgan
Deutsche Bank


document_description: Email correspondence regarding the transfer of assets to Pershing LLC, including details of financial instruments and wire instructions needed for EURO currency transfer.

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Pershing LLC
JPM Southern Financial, LLC
EUROCLEAR
JPM Southern Trust Co., Inc.


document_description: This document contains disclaimers and confidentiality notices related to email communications from Deutsche Bank. It emphasizes the confidential nature of the communication, the prohibition of unauthorized copying, disclosure, or distribution, and the absence of legal or tax advice from Deutsche Bank.


document_description: Email correspondence regarding the transfer of assets to Pershing LLC, including securities held by Euroclear and wire instructions for currency transfer.

key_people:
Vahe Stepanian
Janet E. Young
Amanda Kirby
Lisa D. Amanda
Harry Baller

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Pershing LLC
JPM Southern Financial, LLC


document_description: Correspondence regarding the transfer of assets related to Petroleos de Venezuela bonds held by Euroclear. The document includes details about the financial transaction, including amounts, bank details, and instructions for wire transfers.

key_people:
Vahe Stepanian
Amanda Kirby
Janet E Young
Lisa D Hurd
Harry Baller

key_locations:
New York, NY
Frankfurt

document_subtype: financial correspondence

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Citibank
Pershing LLC
Southern Financial LLC
JPM Southern Trust Co., Inc.


document_description: Email correspondence regarding the transfer of assets related to Petroleos de Venezuela securities held by Euroclear. Janet Young from J.P. Morgan communicates with Vahe Stepanian from Deutsche Bank Securities about confirming transaction details and market values for asset transfer.

key_people:
Janet Young
Vahe Stepanian
Amanda Kirby
Lisa D Hurd

key_organizations:
J.P. Morgan
Deutsche Bank Securities Inc.
Euroclear


document_description: Correspondence regarding asset transfers for Jeffrey Epstein's accounts, detailing specific financial instruments and instructions for delivery.

key_people:
Janet Young
Vahe Stepanian
Amanda Kirby
Lisa D Hurd
Gina Magliocco
Jason Grosse

key_organizations:
J.P. Morgan
Pershing LLC
JPM Southern Financial, LLC
HSBC
SG Market
LBG Capital
Lloyds Bank
Petroleos de Venezuela

reference_numbers:
Cusip: 40432XFP1
Cusip: 48126NVE4
Cusip: 78423EHS6


document_description: Transfer of assets from JPM Southern Trust Co., Inc. to Pershing LLC, including securities held by Euroclear and DTC.

key_people:
Vahe Stepanian
Amanda Kirby
Janet E. Young
Lisa D Hurd
Harry Baller

document_subtype: wire transfer

key_organizations:
Citibank
Pershing LLC
Southern Financial, LLC
JPM Southern Trust Co., Inc.
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management


document_description: Email from Janet Young, Vice President at J.P. Morgan, regarding financial transactions and asset transfers. The email includes details about securities held by Euroclear and requests for cash wire instructions. It also mentions the transfer of assets to Pershing LLC.

key_organizations:
J.P. Morgan
Pershing LLC
Euroclear
Deutsche Bank


document_description: A memo detailing asset transfers from JPM Southern Financial, LLC and JPM Southern Trust Co., Inc. to Pershing LLC. It includes specific financial instruments, their values, and instructions for free delivery via DTC and Euroclear. Additionally, it provides wire instructions for a EUR cash transfer.

key_organizations:
JPM Southern Financial, LLC
Pershing LLC
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
Citibank


document_description: Confidential email communication from Janet E. Young, Vice President at J.P. Morgan, with disclaimers regarding confidentiality, legal privilege, and securities offers. Alternate contacts are Gina Magliocco and Jason Grosse. The email emphasizes confidentiality and legal disclaimers, and mentions that Deutsche Bank does not provide legal or tax advice.


document_description: Correspondence regarding the transfer of assets related to Jeffrey Epstein's financial dealings. The email discusses issues with a free delivery due to missing counterparty instructions and provides details on securities to be transferred.

key_organizations:
J.P. Morgan
Pershing LLC
Euroclear
Southern Trust Co.
Southern Financial, LLC


document_description: Janet Young from J.P. Morgan discusses the transfer of assets related to Petroleos de Venezuela bonds held by Euroclear with Vahe Stepanian from Deutsche Bank Securities. The email includes details about the units and market value of the bonds and requests confirmation of transaction details.

key_organizations:
J.P. Morgan
Deutsche Bank Securities Inc.
Euroclear
Pershing LLC


document_description: A correspondence from Janet E. Young, Vice President at J.P. Morgan, detailing trade prices and dates. The email includes contact information and confidentiality disclaimers.


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: This document is an investment account statement from J.P. Morgan, detailing positions as of January 7, 2014. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. Specific securities are listed with descriptions, security IDs, quantities, prices, values, and gain/loss details. The document also provides information on affiliated entities and services offered by J.P. Morgan.

title: J.P. Morgan Online - Positions

document_subtype: Investment Account Statement

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: This document is an investment account statement from J.P. Morgan, detailing the positions and financial instruments held in the account as of January 7, 2014. It includes information on cash and sweep balances, forward contracts, and various options with their respective values, costs, and gains/losses.

title: J.P. Morgan Online – Positions

document_subtype: investment account statement


document_description: Notification of an incoming cash deposit via wire transfer for the amount of $8,188.19 USD.

document_subtype: wire transfer notification


document_description: Wire transfer instructions for a transaction involving The Bank of New York, with account names Pershing, LLC and Southern Trust Company, Inc. The amount involved is $10,397,099.07. The document also includes promotional content for the J.P. Morgan Palladium Card.

key_organizations:
The Bank of New York
Pershing, LLC
Southern Trust Company, Inc.
Southern Financial, LLC
J.P. Morgan Private Bank
Chase Bank USA, N.A.


document_description: Janet Young from J.P. Morgan Private Bank informs Harry about two wire transfers being completed. One wire for Southern Trust has already been released, and details for both transfers are provided. The email also includes a promotional message about the J.P. Morgan Palladium Card.

key_people:
Janet Young
Harry
Gina Magliocco
Jason Grosse

key_organizations:
J.P. Morgan Private Bank
Southern Trust Company, Inc.
Southern Financial, LLC
The Bank of New York
Pershing, LLC
Chase Bank USA, N.A.


document_description: Janet Young informs Richard Kahn about a debit transaction initiated on 2/25/14 for Hyperion Air, Inc. with an amount of $100,067.96. Wire instructions for Deutsche Bank are provided.

key_people:
Richard Kahn
Janet Young

key_organizations:
HBRK Associates Inc.
Hyperion Air, Inc.
Deutsche Bank


document_description: A confidential document with contact information for an office located at 345 Park Avenue, 26th Floor, New York, NY 10154-0004. It includes placeholders for telephone, fax, mobile, and email details. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Amanda Kirby from Deutsche Bank inquires about the status of JPM on her watch list and seeks confirmation to cross it off. She copies Harry in the communication.

key_people:
Amanda Kirby
Harry

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: Incoming money transfer from Southern Trust Company, Inc. to Jeanne Brennan Wiebracht, CPA, amounting to $254.02.

document_subtype: incoming money transfer

key_organizations:
Southern Trust Company, Inc
Deutsche Bank


document_description: Incoming money transfer to Southern Trust Company, Inc. for $254.02, handled by Jeanne Brennan Wiebracht, CPA.

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank


document_description: Richard Kahn from HBRK Associates Inc. is expecting a $20,000,000 wire transfer and requests notification via email upon its arrival.

document_subtype: note

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: A financial transaction involving a credit advice with a gross and net amount of 677,400.39 USD, completed on 8/20/2014. The transaction involves Southern Financial LLC and Tudor Futures Fund, with JPMorgan Chase Bank N.A. as the intermediary.

key_locations:
St. Thomas, United States VI
Jersey City

document_subtype: Credit Advice

key_organizations:
Deutsche Bank
Southern Financial LLC
Tudor Futures Fund
JPMorgan Chase Bank N.A.

reference_numbers: IMAD: ██████████████████████

reference_numbers: Send. Ref.: ███████████

reference_numbers: CTR/OBI=TFF 07.31 FINAL RED PAYMENTBBI=/REC//BNF/BNF/OUR REF JPM140815-003653CHASEREF6490800227JO


document_description: Incoming wire confirmation document dated August 20, 2014, marked as confidential under Federal Rules of Criminal Procedure.

document_subtype: wire confirmation


document_description: This document provides a background summary of Jeffrey Epstein, including his estimated net worth, personal properties, business ventures, philanthropic activities, and criminal charges. It highlights his ownership of significant properties and aircraft, his business history with J. Epstein & Co., and his philanthropic contributions to science and education. It also details his criminal charges related to soliciting underage prostitution.

key_people:
Jeffrey Epstein
Leslie Wexner

key_locations:
Manhattan
Palm Beach
Paris
New Mexico
St. Thomas

document_subtype: background summary

key_organizations:
J. Epstein & Co.
The Financial Trust Company
The Jeffrey Epstein VI Foundation
Harvard University
American Cancer Society


document_description: The document discusses Jeffrey Epstein's business dealings and legal matters. It mentions Epstein's lie detector test regarding his awareness of the age of women involved and his 17 out-of-court settlements since his 2008 conviction. It also outlines business arrangements with Deutsche Bank, including the formation of Southern Financial LLC and Southern Trust Company, Inc., with Epstein as the signatory on all accounts.

key_people:
Jeffrey E. Epstein
Jeanne Brennan
Harry Beller
Richard Kahn

document_subtype: business correspondence

key_organizations:
Southern Financial LLC
Southern Trust Company, Inc.


document_description: A request to check Jeffrey's availability for a meeting later this week or next.

key_people: Lesley Jeffrey


document_description: Confidential communication with a disclaimer about unauthorized copying, disclosure, or distribution. It mentions that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication intended for the addressee, containing disclaimers about unauthorized use and legal advice. It mentions Jeffrey Epstein and Deutsche Bank.


document_description: A request to meet all of Paul's people on Thursday or Friday of the current week.

title: Meeting Request


document_description: A financial document related to Southern Financial, LLC, located in St. Thomas, Virgin Islands.

document_subtype: financial record


document_description: This document is a financial account summary from J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It includes details of investment accounts held by Southern Financial, LLC, showing beginning and ending net market values, and changes in value. The document also includes disclosures about assets held at JPMorgan Chase Bank and JPMorgan Clearing Corporation, as well as information about payment for order flow under SEC Regulation NMS Rule 607.

title: J.P. Morgan Account Summary for July 2013

document_subtype: Account Summary

key_organizations:
J.P. Morgan
Southern Financial, LLC
JPMorgan Chase Bank
JPMorgan Clearing Corporation
J.P. Morgan Securities LLC


document_description: This document is a consolidated financial summary from J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It details the investment accounts, including asset allocation, market values, and changes in value. The summary includes equity, alternative assets, and cash & fixed income allocations, along with their respective beginning and ending market values, changes in value, and estimated annual income. The document also provides a portfolio activity overview, showing the beginning and ending market values, net contributions/withdrawals, income & distributions, and accruals.

title: J.P. Morgan Consolidated Summary for July 2013

document_subtype: financial statement

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.
J.P. Morgan Securities LLC


document_description: This document is a financial statement from J.P. Morgan for the period 7/1/13 to 7/31/13, detailing the investment account activities of Southern Financial, LLC. It includes information on net contributions/withdrawals, income and distributions, changes in investment value, and ending market value with accruals.

title: J.P. Morgan Consolidated Summary

key_organizations:
J.P. Morgan
Southern Financial, LLC


document_description: This document is a bank statement from JPMorgan Chase Bank for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes a table of contents listing sections such as Account Summary, Holdings, Equity, Alternative Assets, Cash & Fixed Income, and Portfolio Activity.

title: JPMorgan Chase Bank Asset Account Statement

key_people:
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse

key_locations: 270 Park Avenue, New York, NY 10017-2014

document_subtype: Bank Statement

key_organizations:
JPMorgan Chase Bank
Southern Financial, LLC


document_description: This document is a financial statement for Southern Financial, LLC account at J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It includes details on asset allocation, portfolio activity, and market value changes.

title: Southern Financial, LLC Account Summary for July 2013


document_description: This document is a financial account statement for Southern Financial, LLC for the period of July 1, 2013, to July 31, 2013. It includes an income summary, realized and unrealized gains/losses, and a cost summary.

title: Southern Financial, LLC Account Statement for July 2013

document_subtype: Account Statement


document_description: This document is an equity summary for Southern Financial, LLC account with J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It details the beginning and ending market values, changes in value, and current allocation percentages for various asset categories. The document also includes a breakdown of equity as a percentage of the portfolio, market value, cost, unrealized gain/loss, estimated annual income, accrued dividends, and yield.

title: Equity Summary for Southern Financial, LLC


document_description: The document is a financial statement from J.P. Morgan for Southern Financial, LLC, detailing equity positions for the period 7/1/13 to 7/31/13. It includes information on US Large Cap and US Small/Mid Cap Equity, with details on price, quantity, value, adjusted cost, unrealized gain/loss, estimated annual income, and yield for various equities.

title: Equity Detail for Southern Financial, LLC


document_description: This document is a financial statement for Southern Financial, LLC account for the period of July 1, 2013, to July 31, 2013. It includes details of US Small/Mid Cap Equity and Non-US Equity investments, with specific stock holdings, quantities, values, costs, and unrealized gains/losses.

title: SOUTHERN FINANCIAL, LLC ACCT. Statement


document_description: This document is a financial statement for Southern Financial, LLC for the period of July 1, 2013, to July 31, 2013. It includes details on various equity holdings, their prices, quantities, values, costs, and gains/losses.

title: Southern Financial, LLC Financial Statement

key_organizations:
J.P. Morgan
Southern Financial, LLC
Royal Bank Scotland Group PLC
HSBC
Grana y Montero SA
JPM Latin America Fund


document_description: This document is a financial statement for Southern Financial, LLC for the period of July 1, 2013, to July 31, 2013. It includes details of preferred stocks and other equity holdings, with information on prices, quantities, values, costs, unrealized gains/losses, estimated annual income, and yields.

title: Southern Financial, LLC Account Statement

key_organizations:
Southern Financial, LLC
ALLY FINANCIAL INC
GMAC CAPITAL TRUST I
VOLKSWAGEN AG
BANK OF AMERICA CORP
CLIFFS NATURAL RESOURCES
GENERAL ELEC CAP CORP
GENERAL MOTORS CO


document_description: A financial statement for Southern Financial, LLC account at J.P. Morgan for the period of July 2013, detailing various equity and swap holdings, their values, costs, and gains/losses.

document_subtype: bank statement


document_description: The document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes a summary and detailed breakdown of alternative assets, including hard assets and real estate & infrastructure. The statement provides estimated values, changes in value, and allocation percentages. It also notes that estimated values for private equity funds are based on the latest available data and may not reflect current values.

title: Alternative Assets Summary and Detail

document_subtype: account statement


document_description: A financial statement from J.P. Morgan detailing hard assets, specifically a market-linked investment in WTI Crude with specific terms and values.

key_organizations:
J.P. Morgan
SOUTHERN FINANCIAL, LLC


document_description: This document is a financial statement from J.P. Morgan for SOUTHERN FINANCIAL, LLC account, covering the period from July 1, 2013, to July 31, 2013. It provides a summary of cash and fixed income assets, including beginning and ending market values, changes in value, and current allocation percentages.

title: J.P. Morgan SOUTHERN FINANCIAL, LLC ACCT. [REDACTED]


document_description: Financial account statement from Southern Financial, LLC for the period of July 1st to July 31st, 2013, detailing cash and fixed income by maturity and type.

key_organizations:
Southern Financial, LLC
J.P. Morgan


document_description: The document is a financial statement for Southern Financial, LLC account with J.P. Morgan, covering the period from July 1, 2013, to July 31, 2013. It includes a summary of net FX contracts exposure and cash & fixed income details.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes details of non-USD cash and US fixed income investments, with specific entries for Canadian Dollar, Euro Principal Currency, and various US fixed income securities such as Headwaters Inc, Earthlink Inc, Kindred Healthcare Inc, Servicemaster Company, and Lloyds TSB Bank PLC.

title: J.P. Morgan Southern Financial, LLC Account Statement

key_organizations:
J.P. Morgan
Southern Financial, LLC
Headwaters Inc
Earthlink Inc
Kindred Healthcare Inc
Servicemaster Company
Lloyds TSB Bank PLC


document_description: This document is a financial statement for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes details of various financial instruments, their prices, quantities, values, and yields. The statement lists investments in fixed income securities, including those from Barclays Bank PLC, HomeBanc Mortgage Trust, Sequoia Mortgage Trust, Countrywide Home Loans, Structured Asset Securities Co, Impac CMB Trust, and Chase Mortgage Finance Corporation.


document_description: This document is a financial statement for Southern Financial, LLC for the period from July 1, 2013, to July 31, 2013. It includes details of US and Non-US Fixed Income investments, with information on price, quantity, value, adjusted cost, unrealized gain/loss, estimated annual income, and yield.

key_organizations:
Southern Financial, LLC
JPMorgan Chase & Co
LBG Capital No.1 PLC
General Electric Capital Corporation
Southern California Edison
Petroleos de Venezuela


document_description: This document is a financial statement for Southern Financial, LLC's account with J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It includes details on non-US fixed income securities and complementary structured strategies, with specific investments in Republic of Argentina notes and JPY call options.

key_organizations:
J.P. Morgan
Southern Financial, LLC
EUROCLEAR


document_description: Financial statement for Southern Financial, LLC account for the period 7/1/13 to 7/31/13, detailing various financial instruments and their values, costs, and gains/losses.

title: SOUTHERN FINANCIAL, LLC ACCT. Statement


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It details foreign exchange contracts involving currencies such as Canadian Dollar, Japanese Yen, Swiss Franc, and Euro Currency, with associated trade and settlement dates, contract rates, market values, and unrealized gains/losses.


document_description: This document is a portfolio activity summary for Southern Financial, LLC for the period of July 2013. It includes details of inflows, outflows, trade activity, securities transferred, and cost adjustments.

document_subtype: Portfolio Activity Summary


document_description: Confidential account statement from JP Morgan Securities for Southern Financial, LLC for the period 7/1/13 to 7/31/13. Includes margin account details and team contacts.

key_locations: Three Chase Metrotech Center, Brooklyn, NY 11245-0001

key_organizations:
JP Morgan Securities
Southern Financial, LLC
J.P. Morgan Clearing Corp.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes details on asset allocation, portfolio activity, and market values.

title: J.P. Morgan Southern Financial, LLC Account Summary


document_description: A financial statement for SOUTHERN FINANCIAL, LLC for the period 7/1/13 to 7/31/13, detailing income and cost summaries, and investment objectives.

title: Consolidated Statement


document_description: A financial statement from J.P. Morgan for Southern Financial, LLC, detailing cash and fixed income assets for the period 7/1/15 to 7/31/15. The document includes summaries by maturity and type, showing a total market value of $314,640.75, all in cash, with no change in value over the period.

title: Cash & Fixed Income Summary


document_description: A financial statement from J.P. Morgan for Southern Financial, LLC, detailing cash and fixed income for the period of July 2013. It includes account quantities, values, and unrealized gains or losses.


document_description: This document is a bank statement from JPMorgan Chase Bank for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes an account summary, holdings, equity, cash & fixed income, and portfolio activity.

title: JPMorgan Chase Bank Statement for Southern Financial, LLC

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Financial, LLC


document_description: This document is a financial account statement for Southern Financial, LLC, managed by J.P. Morgan, covering the period from July 1, 2013, to July 31, 2013. It includes details on asset allocation, market value changes, and portfolio activity.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes an income summary with details on domestic and foreign dividends, interest income, and partnership distributions. The statement also provides a cost summary and realized/unrealized gains and losses.


document_description: This document is an equity summary for Southern Financial, LLC account with J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It details the beginning and ending market values, changes in value, and current allocation percentages for various asset categories including US Large Cap Equity, US Small Cap Equity, and Non-US Equity. It also provides a summary of market value, cost, unrealized gain/loss, estimated annual income, and yield.


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It includes details on equity holdings, prices, quantities, values, and unrealized gains/losses. The statement notes that unrealized gains/losses are marked as 'N/A' where cost information is incomplete.

title: J.P. Morgan Account Statement for Southern Financial, LLC


document_description: This document is a financial statement from J.P. Morgan for Southern Financial, LLC, covering the period from July 1, 2013, to July 31, 2013. It provides a summary of cash and fixed income assets, including market values, changes in value, and allocation percentages. The statement also includes a breakdown by maturity and type, with a focus on cash and non-USD cash assets.

title: Cash & Fixed Income Summary


document_description: A confidential memo from Southern Trust Company, Inc located in St. Thomas, Virgin Islands, marked pursuant to Federal Rule of Criminal Procedure 6(e).

title: Southern Trust Company, Inc Confidential Memo

document_subtype: confidential memo


document_description: This document is a financial account summary from J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It includes details of the investment accounts held by Southern Trust Company, Inc., showing the beginning and ending net market values and the change in value over the period. The document also contains information about assets held at JPMorgan Chase Bank and JPMorgan Clearing Corporation, as well as disclosures about payment for order flow under SEC Regulation HMS Rule 607.

key_organizations:
J.P. Morgan
Southern Trust Company, Inc.
JPMorgan Chase Bank
JPMorgan Clearing Corporation
J.P. Morgan Securities LLC


document_description: This document is a financial statement from J.P. Morgan for the period of July 2013. It provides a consolidated summary of investment accounts, detailing asset allocation, market values, and portfolio activity. The statement includes information on equity, cash and fixed income, and accruals, along with their respective market values and changes.


document_description: This document is a J.P. Morgan consolidated financial statement for the period of July 1, 2013, to July 31, 2013. It includes portfolio activity and income summary for Southern Trust Company, Inc.

title: J.P. Morgan Consolidated Summary

key_organizations:
J.P. Morgan
Southern Trust Company, Inc


document_description: This document is a bank statement from JPMorgan Chase Bank for Southern Trust Company, Inc. covering the period from July 1, 2013, to July 31, 2013. It includes contact information for the J.P. Morgan team and a table of contents for the statement.

title: JPMorgan Chase Bank Statement for Southern Trust Company, Inc.

key_organizations:
JPMorgan Chase Bank, N.A.
Southern Trust Company, Inc.


document_description: This document is a financial statement for Southern Trust Company, Inc's account with J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It includes details on asset allocation, market value changes, and portfolio activity.

title: Southern Trust Company, Inc Account Summary


document_description: This document is a financial statement for Southern Trust Company, Inc, detailing income, gains/losses, and cost summary for the period of July 2013.


document_description: This document is a financial statement from J.P. Morgan for Southern Trust Company, Inc, covering the period from July 1, 2013, to July 31, 2013. It includes an equity summary and details of preferred stocks, specifically highlighting the performance of Ally Financial Inc's preferred stocks.

key_organizations:
J.P. Morgan
Southern Trust Company, Inc
Ally Financial Inc


document_description: This document is a financial statement for Southern Trust Company, Inc. for the period of July 1, 2013, to July 31, 2013. It provides a summary of cash and fixed income assets, including beginning and ending market values, changes in value, and current allocation percentages. The document also includes a summary by maturity and type of assets, detailing market values and percentages of the bond portfolio.

title: Southern Trust Company, Inc. Account Summary

key_organizations:
J.P. Morgan
Southern Trust Company, Inc.


document_description: This document is a financial statement for the Southern Trust Company, Inc. account at J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It includes details on cash and fixed income holdings, including US Dollar cash holdings and non-US fixed income investments such as Petroleos de Venezuela and HSBC BRL Step Up Note.

title: J.P. Morgan Southern Trust Company, Inc. Account Statement

key_organizations:
J.P. Morgan
Southern Trust Company, Inc.
Petroleos de Venezuela
HSBC


document_description: This document is a financial statement for Southern Trust Company, Inc account at J.P. Morgan for the period of July 2013. It includes details of complementary structured strategies, specifically an HSBC BRL Step Up Note linked to BRL vs USD with a barrier and coupon rate, showing unrealized losses.

title: Southern Trust Company, Inc Account Statement