document_description: The document is a financial report listing large, zero, and negative balances for various accounts as of December 11, 2015. It includes account names and balances, with notable entries for Jeffrey Epstein and Southern Trust Company, Inc.

title: RM0081851 Daily Deposit Report


source: doj

document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

document_type: tabular

document_subtype: financial statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: The document discusses litigation involving Edward, Mickey, and Sumner over stock ownership and trust agreements. Edward settled litigation by selling two-thirds of his stock and creating a trust for his children. Sumner later made similar arrangements voluntarily. The Tax Court ruled no gift was made by Edward due to arm's-length bargaining, but determined Sumner made a gift as there was no dispute over his stock ownership.

key_people: Edward Mickey Sumner Belle O'Connor

document_type: legal

document_subtype: court decision

key_organizations:
NAI
Massachusetts Superior Court
IRS
Tax Court


document_description: The court relied on the price of shares determined in the Final Decree. No penalties were added for not declaring a gift due to reliance on professional advice. The memo references the Edward Redstone v. Commissioner case and mentions FMV Opinions, Inc.'s involvement in estate and gift tax valuation.

key_people:
Sumner
Edward Redstone
Mr. Hall

document_type: correspondence

key_locations:
New York
San Francisco
Irvine
Dallas

document_subtype: memo

key_organizations:
FMV Opinions, Inc.
NAI
Viacom


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing equity-swap hybrid and FX-NDF transactions as of December 14, 2015. It includes trade details, maturity dates, and market-to-market values.

title: Deutsche Bank Group Valuation Statement

document_type: financial

document_subtype: valuation statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 16, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Vahe Stepanian
Richard Kahn
Gedeon Pinedo
Mark Whyman
Amanda Kirby
Paul Morns
Mane Dwyer

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing equity-swap hybrid and FX-NDF transactions with specific financial metrics and maturity dates.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates, valuation methodologies, and disclaimers about the use of the valuations. The statement is intended for internal use and highlights that valuations may change over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Vahe Stepanian
Gedeon Pinedo
Daniel Satte
Ariane Dwyer
Amanda Kirby
Paul Morris
Mark Whyman


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown for Jeffrey E. Epstein. Includes instructions for wire transfer of $100,000 to JEGE, INC. and provisions for checks, journal funds, and free deliveries. Contains standing authorization and verbal instruction clauses.

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
JEGE, INC.


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.

document_type: other


document_description: The document is a daily deposit report listing account balances and large transactions for various entities, including Jeffrey Epstein and Southern Trust Company, Inc. It includes account names, categories, balances, and transaction descriptions.

title: RM0081851 Daily Deposit Report 20151218

document_subtype: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
JEGE, INC
Gratitude America, Ltd


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, as of December 17, 2015. It includes details of various financial instruments such as credit-default swaps, equity options, FX options, and equity-swap hybrids, with specific trade details, counterparties, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A request to issue a check payable to NYS Department of Law for $25.00 from Gratitude America, Ltd.

key_people:
JJ Litchford
Daven
Darren Indyke

key_organizations:
Gratitude America, Ltd.
NYS Department of Law


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 21, 2015. It provides the economic assessment of transactions or instruments as of December 18, 2015, including exchange rates and valuation methodologies. The statement includes disclaimers about the potential variability of valuations and the bank's liability.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morris
Ariane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details such as trade IDs, counterparties, trade types, reference entities, trade dates, maturity dates, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing equity-swap hybrid and FX-NDF transactions with specific financial metrics and maturity dates.

title: Deutsche Bank Group Valuation Statement


document_description: A disclaimer from Clearview Trading Advisors, Inc. regarding the information contained in their materials. It emphasizes that the information is not an investment recommendation and disclaims responsibility for its accuracy or completeness. It also notes that the information is confidential and may be privileged.

document_subtype: disclaimer


document_description: The document discusses challenges and opportunities in the lending sector, highlighting missed opportunities with clients like Adam Lindemann and 54 Madison. It mentions the fragmented lending team and the potential revenue loss due to inefficiencies. The document expresses optimism for 2016, citing improvements in KCP, ISG, and a focus on lending.

key_people:
Adam Lindemann
Stew
Paul

key_organizations:
54 Madison
AWM


document_description: The document is a partnership tracking report for KCP, detailing new client introductions, opportunities shown, and engagements in 2015. It includes a table with specific client opportunities and engagements across various markets.

document_subtype: partnership tracking report

key_organizations:
KCP
Private Markets
Suntex
ACTRS
RIN
Retrofit
ABR-RE
Astra
Extel
RESOF
Proton
Phoenix
Lease
Panda
ADS
Markets/CB&S
CLO
CMBS
Structured Credit
CRE
Municipal Finance
Capital Markets


document_description: A business card or contact information for JJ Itchford, an associate at Deutsche Bank Trust Company Americas, part of Deutsche Asset & Wealth Management, located at 345 Park Avenue, 24th Floor, New York, NY 10154.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details, disclaimers, and contact information for inquiries. The statement outlines the methodology and potential adjustments in valuations, emphasizing that these are for internal use and may not reflect market conditions or future valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pined
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morns
Anane Dwyer


title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing equity swap hybrid and FX-NDF transactions as of December 21, 2015. It includes transaction details such as counterparty, trade type, trade date, maturity date, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
Shari Wagner 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are provided for internal use only and may be subject to adjustments based on various risks and market conditions. The statement includes a disclaimer regarding the potential for differences in future valuations and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pined
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morns
Mane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity swaps. It includes trade details such as trade ID, counterparty, trade type, reference entity, trade dates, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing equity swap hybrid and FX transactions with associated notional amounts, currencies, and market-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of December 23, 2015. It includes account numbers, names, categories, balances, and descriptions of large transactions.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, INC
JEGE, LLC
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
Shari Wagner 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are for internal use only and may change over time. It also includes a disclaimer about the potential for differences in future valuations and the bank's liability for errors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Vahe Stepanian
Gedeon Pinedo
Amanda Kirby
Paul Morris
Mark Whyman
Ariane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids as of December 23, 2015. It includes trade details such as trade ID, counterparty, trade type, reference entity, trade dates, notional amounts, currencies, rates, spreads, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing equity swap hybrid and FX-NDF transactions as of December 23, 2015. It includes trade details, maturity dates, and market-to-market valuations in USD.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are for internal use only and subject to change based on various factors. It also includes a disclaimer about the potential for differences in future valuations and the bank's liability for errors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pined
Vahe Stepanian
Paul Morris
Mark Whyman
Amanda Kirby
Ariane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details such as trade IDs, counterparties, trade types, reference entities, trade dates, maturity dates, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, as of December 24, 2015. It includes details on equity-swap hybrids and FX-NDF trades, with specific financial figures and maturity dates.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated December 29, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Gedeon Pinedo
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morris
Ariane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, as of December 28, 2015. It includes details of equity-swap hybrid and FX-NDF transactions, with specific trade and maturity dates, notional amounts, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of December 29, 2015. It includes account names, categories, and balances, with a specific mention of a money transfer by Southern Trust Company, Inc.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
Shari Wagner 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: The document discusses the court's considerations and opinions on the valuation of artworks in an estate, including paintings by Dubuffet, Picasso, and Motherwell. The court evaluates the fair market value of these artworks based on expert opinions and market conditions during the economic downturn of 2008-2009. The court ultimately agrees with the estate's valuations for the Dubuffet and Motherwell paintings but sides with the IRS's expert on the Picasso painting's value, emphasizing the importance of actual sales prices.

key_people: Dubuffet Picasso Motherwell

document_subtype: court opinion

key_organizations: IRS Sotheby's Christie's


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing equity-swap hybrid and FX-NDF transactions as of December 30, 2015. The document includes financial figures and trade details.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 3, 2016. It provides an economic assessment of transactions or instruments as of December 31, 2015, and includes disclaimers about the nature and use of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Paul Morris
Ariane Dwyer
Mark Whyman
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, FX options, and equity swaps as of December 31, 2015. It includes trade details such as trade IDs, counterparties, trade types, reference entities, trade dates, maturity dates, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 4, 2016. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, equity swap hybrids, and FX-NDFs. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 6, 2016. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Gedeon Pinedo
Vahe Stepanian
Paul Morris
Ariane Dwyer
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, equity swap hybrids, and FX non-deliverable forwards. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a financial statement summarizing the account activity for multiple accounts under Deutsche Asset & Wealth Management from December 31, 2014, to December 31, 2015. It includes details on various transaction categories such as ATM withdrawals, cash disbursements, cash receipts, checks paid, deposits, and other credits and debits. The statement also covers income from dividends and interest, taxes withheld, currency exchange, capital gains distribution, realized and unrealized gains/losses, and the closing balance.

title: Deutsche Asset & Wealth Management Account Activity Group Summary


document_description: This document provides a summary of account activities for multiple accounts associated with Jeffrey Epstein, Jennifer Kalin, Leon D. Black, and Todd & Karen Wanek for the period from December 31, 2014, to December 31, 2015. It includes details on opening balances, transactions such as checks paid, deposits, other debits, ATM withdrawals, and changes in unrealized gains/losses, with a closing balance for each account.

title: Deutsche Asset & Wealth Management Account Activity

key_people:
Jeffrey Epstein
Jennifer Kalin
Leon D. Black
Todd Wanek
Karen Wanek

document_subtype: Account Activity Summary


document_description: Account activity summary for multiple accounts from December 31, 2014 to December 31, 2015, detailing transactions such as checks paid, deposits, other debits, and changes in unrealized gain/loss.

key_people:
Jeffrey E. Epstein
Darren K Indyke

key_organizations:
Deutsche Asset & Wealth Management
PLAN D, LLC
JEGE, LLC
THE 2007 JEFFREY E. EPSTEIN INSURANCE
DARREN K INDYKE PLLC
HBRK ASSOCIATES, INC


document_description: This document provides a summary of account activities for multiple accounts under Deutsche Asset & Wealth Management from December 31, 2014, to December 31, 2015. It includes details of transactions such as deposits, debits, and net additions/withdrawals for accounts named GRATITUDE AMERICA, LTD, SOUTHERN TRUST COMPANY, INC., NEW YORK STRATEGY GROUP, LLC, BUTTERFLY TRUST, and WANEK TRUST OF 2000.

key_organizations:
Deutsche Asset & Wealth Management
GRATITUDE AMERICA, LTD
SOUTHERN TRUST COMPANY, INC.
NEW YORK STRATEGY GROUP, LLC
BUTTERFLY TRUST
WANEK TRUST OF 2000


document_description: This document is an account summary for Jeffrey Epstein and related accounts from December 31, 2014 to December 31, 2015. It includes transaction summaries for multiple accounts, detailing opening balances, deposits, withdrawals, and closing balances.

document_subtype: Account Summary


document_description: This document is an account activity report from Deutsche Asset & Wealth Management as of December 31, 2015. It includes a list of multiple accounts with their respective product categories, account names, statuses, and total market values in USD.

key_people:
Jeffrey Epstein
Leon Black
Darren Kindyke

document_subtype: Account Activity Report

key_organizations: The George Lindemann Family Limited Partnership


document_description: This document provides an account activity summary for multiple accounts as of December 31, 2015, under Deutsche Asset & Wealth Management. It includes details such as account names, status, and total market value in USD.

document_subtype: Account Activity

key_organizations:
Deutsche Asset & Wealth Management
PLAN D. LLC
JEGE, LLC
DARREN K INDYKE PLLC
THE 2007 JEFFREY E. EPSTEIN INSURANCE
HBRK ASSOCIATES, INC
NEW YORK STRATEGY GROUP, LLC
NES, LLC
MORT, INC
BUTTERFLY TRUST
ZORRO DEVELOPMENT CORP.
JSC INTERIORS LLC
LSJE, LLC
GRATITUDE AMERICA, LTD
THE GEORGE LINDEMANN FAMILY LIMITED
SOUTHERN TRUST COMPANY, INC.
SOUTHERN FINANCIAL LLC
JEEPERS, INC
THE HAZE TRUST
NEPTUNE, LLC
HYPERION AIR, LLC
HYPERION AIR, INC
JEGE, INC
WANEK TRUST OF 2000


document_description: Deutsche Asset & Wealth Management account summary for multiple relationships from 12/31/2014 to 12/31/2015 in USD. The account status is open.


document_description: Deutsche Asset & Wealth Management account activity report disclaimer, indicating currency conversion date and reporting currency. Non-applicable accounts have been filtered out.

document_subtype: account activity report


document_description: The document is a daily deposit report dated January 8, 2016, detailing account balances and large transactions for various entities, including Jeffrey Epstein and Southern Trust Company, Inc. It includes account numbers, names, categories, balances, and transaction amounts.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke
Kati Forsythe

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, INC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
55W 2007 LLC
Gratitude America, Ltd
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 8, 2016. It provides an economic assessment of transactions or instruments as of the specified date, derived from model prices, external sources, market prices, and internal records. The statement includes disclaimers about the potential for future valuations to differ and the risks associated with relying on these valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Gedeon Pinedo
Richard Kahn
Anane Dwyer
Amanda Kirby
Paul Morris
Mark Whyman

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: Confidential document from Deutsche Bank Trust Company Americas related to the Jeffrey Epstein case.

key_locations: 345 Park Avenue, 24th Floor, New York, New York 10154

document_subtype: bank document

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Wealth Management


document_description: A confidential letter from an Associate Banker at Deutsche Bank Trust Company Americas, part of Deutsche Wealth Management, located at 345 Park Avenue, New York. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: letter


document_description: A confidential communication with instructions to destroy the message and all copies, including attachments. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Confidential communication from Deutsche Bank with a disclaimer about unauthorized copying, disclosure, or distribution. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication notice indicating attorney-client privilege and intended for a specific addressee. Unauthorized use, disclosure, or copying is prohibited. Contains instructions for error notification and destruction of the communication.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the addressee. It includes disclaimers about unauthorized use and mentions Deutsche Bank's non-provision of legal or tax advice.


document_description: Confidential communication notice indicating the information may be attorney-client privileged and is intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. Recipients in error are instructed to notify the sender and destroy the communication.


document_description: A confidential communication with instructions to destroy the message and all copies, including attachments. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender if received in error. It also states that Deutsche Bank does not provide legal or tax advice.

key_organizations:
JEE
Deutsche Bank


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 8, 2016. It includes account names, categories, balances, and large transactions involving Jeffrey Epstein.

title: RM0081851 Daily Deposit Report 20160109

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
55W 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 11, 2016. It includes contact information for sales inquiries and questions related to the statement, as well as details on foreign exchange rates and valuation methodologies. The statement outlines that valuations are provided for internal use only and may be subject to adjustments based on various risks and market conditions.

title: Deutsche Bank Group Valuation Statement


document_description: Confidential communication from Deutsche Bank, emphasizing the confidentiality and potential legal privilege of the information. It warns against unauthorized use and provides instructions for handling if received in error.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 12, 2016. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, equity swaps, and FX-NDFs. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of January 12, 2016. The document includes contact information for sales inquiries and valuation questions, and notes on the methodology and risks associated with the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: This document is an account agreement between Gratitude America, LTD. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and adherence to applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement for Gratitude America, LTD.

key_locations:
St. Thomas
USVI

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for securities transactions between a client and DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. The document specifies the responsibilities and rights of both the client and DBSI, including the handling of cash accounts, margin accounts, and the involvement of a third-party clearing agent, Pershing.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the arbitration agreement between the Client, DBSI, and Pershing, detailing the terms under which disputes will be resolved through arbitration rather than court proceedings. It specifies the arbitration process, the rights of the parties, and the applicable laws. Additionally, it includes the client's election regarding free credit balances and tax status.

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is an account agreement acknowledging the client's receipt, understanding, and agreement to the terms and conditions, including a pre-dispute arbitration clause. It also includes tax and compliance responsibilities for both individual and entity accounts, with specific provisions for ERISA employee benefit plan clients.

key_people:
Kichhail KAHN DES
Darrenk Indyke

key_organizations:
DBSI
GRATITUDE AMERICA


document_description: The document outlines terms and conditions related to client accounts with DBSI, including notices, conflicts of interest, SIPC coverage, tax-exempt entities, and lost securities. It also provides definitions for terms used in the agreement.

document_subtype: account agreement

key_organizations: BNY Mellon Investment Servicing Trust Company


document_description: This document defines various terms related to a client's account management, including roles such as Branch Supervisor and Client Advisor, and concepts like Cash Sweep Options and Restricted Securities. It also references legal frameworks like ERISA and privacy policies.


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for losing more funds than deposited, the ability of DBSI to sell securities without prior notice, and the lack of entitlement to choose which securities are sold. It also covers the possibility of increased maintenance margin requirements and the risks associated with short sales and securities lending.

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin trading. The document also addresses the handling of restricted securities and collection remedies.

key_organizations:
DBSI
Pershing
Federal Reserve Bank
FINRA


document_description: This document is a margin agreement for a financial account, acknowledging the terms of borrowing, lending, and pledging of securities. It includes confirmation of authority to borrow for a trust or other fiduciary account, signed by officers of Gratitude America, Ltd.

key_people:
Richard KAHN
Darren K Indyke

document_subtype: Margin Agreement

key_organizations:
Gratitude America, Ltd.
Pershing


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Richard Kahn for GRATITUDE AMERICA, LTD.

title: Consent to Electronic Delivery of Materials and Communications

document_subtype: consent form

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, NA
Deutsche Bank Trust Company Delaware
GRATITUDE AMERICA, LTD.


document_description: Client authorization for the use of free credit balances at Deutsche Bank Securities Inc. The client, Gratitude America, Ltd., elects to maintain free credit balances as non-interest-bearing awaiting investment.

key_people:
Eschaid Kalm
Richned Kahn

document_subtype: Client Authorization

key_organizations:
Deutsche Bank Securities Inc.
Gratitude America, Ltd.


document_description: This document is a corporate account authorization and officer's certificate for Gratitude America, Ltd. It includes a resolution adopted by the Board of Directors authorizing certain individuals to open and maintain brokerage accounts, and perform various financial transactions on behalf of the corporation at Deutsche Bank Securities Inc.

title: Corporate Account Authorization and Officer's Certificate

key_people:
Richard KALN
Darren Indye

document_date: December 22, 2015

document_subtype: Corporate Account Authorization

key_organizations:
Gratitude America, Ltd.
Deutsche Bank Securities Inc.


document_description: A corporate resolution certifying the powers and actions of a corporation organized under the laws of the Virgin Islands. It confirms that no actions have been taken to rescind or amend the resolutions, and that the corporation solely holds interest in its accounts. The document includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in a specific section.

key_people:
Richard Kan
Darren Indyke

document_date: December 1, 2015

document_subtype: corporate resolution


document_description: Terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI), including details on account management, transaction confirmations, cash account rules, sales of securities, Regulation T extensions, liens, and interest charges.

key_locations:
State of New York
United States

document_subtype: Terms and Conditions

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Pershing LLC
Federal Reserve Bank


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI/Pershing. It includes clauses on credit information and investigation, satisfaction of indebtedness, consent to loan or pledge of securities, aggregation of orders and average prices, and arbitration. The client authorizes DBSI and Pershing to obtain credit reports and share information with affiliates. The client agrees to satisfy any indebtedness and allows securities to be loaned or pledged. The document also includes a predispute arbitration agreement, specifying that disputes will be resolved through arbitration rather than court proceedings.

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: Deutsche Bank Securities Inc. (DBSI) provides important disclosures regarding account matters, including SIPC coverage and payment for order flow.

document_subtype: disclosure

key_organizations: Securities Investor Protection Corporation


document_description: Form W-9 for Gratitude America, Ltd., a non-profit corporation, providing taxpayer identification number and certification. The form includes the organization's address in St. Thomas, USVI, and indicates exemption from backup withholding and FATCA reporting.

title: Request for Taxpayer Identification Number and Certification

document_subtype: Form W-9


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, containing a confidentiality notice and legal disclaimer.

key_people:
Bebe Avdiu
Darren K. Indyke

document_subtype: confidential communication


document_description: The document provides details of a voluntary exchange offer by General Electric Co. for its outstanding shares of old preferred stock. The offer includes exchanging old preferred stock for newly issued 5.00% fixed-to-floating rate non-cumulative perpetual preferred stock series D, plus a cash payment of USD10.00 per share. The document outlines the terms, restrictions, and important dates related to the offer.

title: Voluntary Offer Details

document_subtype: financial offer details

key_organizations:
Deutsche Bank Securities Inc
General Electric Co.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations. The statement is intended for internal use and highlights that valuations may change over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Erna Richard
Gedeon Pinedo
Vahe Stepanian
Daniel Satte
Ariane Dwyer
Mark Whyman
Paul Morris
Amanda Kirby

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, equity swaps, and FX-NDFs. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

document_subtype: financial statement


document_description: A confidential communication from Deutsche Bank indicating that they do not provide legal or tax advice.


document_description: This document is a preliminary pricing supplement for Capped Contingent Buffered Return Enhanced Notes linked to the EURO STOXX 50 Index, issued by JPMorgan Chase & Co. The notes offer a return of 2 times any appreciation of the index, up to a maximum return of at least 40% at maturity. Investors should be willing to forgo interest and dividend payments and risk losing some or all of their principal. The notes are unsecured and subject to JPMorgan Chase & Co's credit risk. The expected pricing date is January 15, 2016, with settlement on January 21, 2016. The document includes risk factors and details on fees and commissions.

title: Capped Contingent Buffered Return Enhanced Notes Linked to the EURO STOXX 50° Index due July 19, 2018

document_date: January 2016

document_subtype: preliminary pricing supplement

key_organizations:
JPMorgan Chase & Co.
EURO STOXX 50 Index
Securities and Exchange Commission

reference_numbers:
CUSIP: 48128GKF6
Registration Statement No 333-1S9966


document_description: This document outlines the terms of a structured investment note linked to the EURO STOXX 50 Index, including key financial terms such as maximum return, upside leverage factor, and contingent buffer amount. It specifies the payment calculations at maturity based on the index's performance relative to its initial value.

title: Capped Contingent Buffered Return Enhanced Notes Linked to the EURO STOXX 50 Index

document_subtype: Structured Investment Note


document_description: This document outlines the terms and conditions of the Capped Contingent Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index, issued by JPMorgan Chase & Co. It explains the potential upside, par, and downside scenarios for investors, including the conditions under which investors may gain or lose their principal investment. The document also highlights selected risk considerations, such as the credit risk of JPMorgan Chase & Co., potential conflicts of interest, and the fact that the notes do not pay interest.

title: Capped Contingent Buffered Return Enhanced Notes Linked to the EURO STOXX 50® Index

document_subtype: investment notes


document_description: The document discusses the U.S. federal income tax consequences of owning and disposing of certain notes, as well as JPMS's estimated value of these notes. It includes opinions from Davis Polk & Wardwell LLP on tax treatment, potential IRS actions, and the impact of FATCA. It also details JPMS's valuation methodology, which includes a fixed-income debt component and derivatives, and notes that the estimated value is lower than the original issue price due to associated costs.

title: Tax Treatment and JPMS's Estimated Value of the Notes

document_subtype: Tax and Valuation Document

key_organizations: JPMS IRS Treasury


document_description: This document is a pricing supplement for structured investments, specifically Capped Contingent Buffered Return Enhanced Notes linked to the EURO STOXX 50® Index. It outlines the risks and costs associated with hedging obligations under the notes, factors affecting secondary market prices, and additional terms specific to the notes. The document also provides information on the original issue price, supplemental use of proceeds, and the ability to revoke purchase offers prior to acceptance.

document_subtype: pricing supplement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: Daily Deposit Report

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 14, 2016. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morris
Ariane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, equity swaps, and FX-NDFs. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is an account agreement between Gratitude America, LTD. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for the purchase and sale of securities through DBSI. It includes clauses on the requirements for cash accounts, the handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties like Pershing, and the granting of liens on securities and other property. The document also specifies the responsibilities and liabilities of the client and DBSI.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information and privacy, confirmations and statements, recording conversations, and joint accounts. The agreement specifies the client's obligations, rights, and the bank's authority in managing the account.

key_organizations:
DBSI
Deutsche Bank AG
Pershing


document_description: This document outlines the arbitration agreement between the Client, DBSI, and Pershing, detailing the terms and conditions under which disputes will be resolved through arbitration rather than court proceedings. It includes provisions about the arbitration process, the selection of arbitration forums, and the rights of the parties involved. Additionally, it covers the client's election regarding the use of free credit balances and tax status declaration.

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and securities. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

document_subtype: Account Agreement Appendix

key_organizations:
DBSI
Pershing
Federal Reserve Board
Securities and Exchange Commission


document_description: The document outlines terms and conditions related to client accounts with DBSI, including notices, conflicts of interest, SIPC coverage, tax-exempt entities, and lost securities. It also provides definitions for terms used in the agreement.

document_subtype: account agreement

key_organizations: BNY Mellon Investment Servicing Trust Company


document_description: This document outlines definitions and terms related to a client's account with DBSI, including roles such as Branch Supervisor and Client Advisor, and concepts like Cash Sweep Options and Restricted Securities. It also references legal acts like ERISA and privacy policies.

key_people:
Branch Supervisor
Client Advisor


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which securities may be loaned or sold. It also covers the implications of short sales and the lack of entitlement to choose which securities are liquidated or to receive extensions on margin calls.

title: Margin Disclosure

document_subtype: disclosure document

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin trading. The document also addresses the handling of restricted securities and collection remedies.


document_description: This document is a margin agreement acknowledging the client's understanding and agreement to the terms, including the potential loaning of securities. It includes confirmation of authority to borrow for a trust or other fiduciary account, specifically for the entity 'Gratitude America, Ltd.'

document_subtype: Margin Agreement

key_organizations:
Gratitude America, Ltd.
DB51
Pershing


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Richard Kahn on behalf of Gratitude America, Ltd. The consent allows Deutsche Bank AG and its affiliates to send offering documents and other communications electronically. The document outlines the conditions under which electronic delivery is permissible and the responsibilities of the client.

document_subtype: Consent Form

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, NA
Deutsche Bank Trust Company Delaware
Gratitude America, Ltd.


document_description: Client authorization document for the use of free credit balances at Deutsche Bank Securities Inc. for GRATITUDE AMERICA, LTD. The client elects to maintain non-interest-bearing free credit balances awaiting investment.

title: Client Authorization for use of Free Credit Balances

document_subtype: Client Authorization

key_organizations:
Deutsche Bank Securities Inc.
GRATITUDE AMERICA, LTD.


document_description: This document is a corporate account authorization and officer's certificate for Gratitude America, Ltd. It includes resolutions adopted by the Board of Directors authorizing certain individuals to open and maintain brokerage accounts, manage funds, and execute securities transactions on behalf of the corporation at Deutsche Bank Securities Inc.

key_people:
Richard Kalm
Darren Indye

document_subtype: Corporate Account Authorization

key_organizations:
Gratitude America, Ltd.
Deutsche Bank Securities Inc.


document_description: This document is a corporate resolution certifying the powers and actions of a corporation organized under the laws of the Virgin Islands. It confirms that no actions have been taken to rescind or amend the resolutions, and that the corporation is the sole interest holder in any accounts opened in its name. It includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in a specific section.

key_people:
Richard Kain
Darren Indyke

document_subtype: corporate resolution


document_description: Deutsche Bank Securities Inc. (DBSI) provides information about SIPC coverage and payment for order flow related to client accounts.

document_subtype: disclosure

key_organizations: Securities Investor Protection Corporation


document_description: Form W-9 for Gratitude America, Ltd., a non-profit corporation, providing taxpayer identification number and certification. The form includes the organization's address in St. Thomas, USVI, and indicates exemption from backup withholding and FATCA reporting.

title: Form W-9 for Gratitude America, Ltd.

document_subtype: Form W-9


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, containing a confidentiality notice and legal disclaimer.

document_subtype: confidential communication


document_description: This document is an account agreement between Gratitude America, LTD. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

key_organizations:
Deutsche Bank Securities Inc.
Gratitude America, LTD.
Pershing LLC


document_description: This document outlines the terms and conditions for the purchase and sale of securities through DBSI. It includes clauses on the requirements for cash accounts, the handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties like Pershing, and the granting of liens on securities and other property. The document also specifies the responsibilities and liabilities of the client and DBSI.


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information and privacy, confirmations and statements, recording conversations, and joint accounts. The agreement specifies the client's obligations, rights, and the bank's authority in managing the account.


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various clauses including the handling of account ownership upon death, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to amend or terminate the agreement. It also specifies that the agreement is governed by the laws of the State of New York.


document_description: This document outlines the arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue in court, except as allowed by arbitration forum rules or applicable law. Arbitration awards are final and binding, with limited court modification. Discovery is limited compared to court proceedings. Arbitrators are not required to explain their decisions unless requested. Arbitration panels may include members affiliated with the securities industry. Time limits for claims may apply, and the rules of the arbitration forum are incorporated into the agreement. The Client agrees to arbitrate disputes with DBSI or Pershing, with arbitration conducted by FINRA or a securities exchange. The agreement is governed by the Federal Arbitration Act and New York law. Class actions are excluded from arbitration until certain conditions are met. The document also includes sections on the use of free credit balances and tax status declaration.

key_people: Client DBSI Pershing

key_organizations:
FINRA
Deutsche Bank Securities Inc.


document_description: This document is an account agreement for Gratitude America, Ltd, acknowledging terms and conditions, tax and compliance responsibilities, and includes a pre-dispute arbitration clause. It is signed by Richard Kahn, President, and Darren K Indyke, Treasurer, on behalf of the entity.

key_people:
Richard Kahn
Darren K Indyke

key_organizations:
Gratitude America, Ltd
DBSI


document_description: The document outlines terms and conditions related to client accounts managed by DBSI, including communication protocols, potential conflicts of interest, SIPC coverage, tax implications for tax-exempt entities, and procedures for lost securities. It also provides definitions for key terms used in the agreement.


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for losing more funds than deposited, the ability of DBSI to sell securities without prior notice, and the lack of entitlement to choose which securities are sold. It also covers the possibility of increased maintenance margin requirements and the risks associated with short sales and securities lending.

document_subtype: Margin Disclosure


document_description: This document is a margin agreement for a financial account, acknowledging the client's understanding and agreement to the terms, including the potential loaning of securities. It includes signatures from officers of Gratitude America, Ltd., confirming authority to borrow under the agreement.

key_organizations:
Gratitude America, Ltd.
Pershing


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Richard Kahn for GRATITUDE AMERICA, LTD.

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, NA
Deutsche Bank Trust Company Delaware
GRATITUDE AMERICA, LTD.


document_description: Client authorization document for the use of free credit balances at Deutsche Bank Securities Inc. The client, Gratitude America, Ltd., elects to maintain non-interest-bearing free credit balances awaiting investment.

key_organizations:
Deutsche Bank Securities Inc.
Gratitude America, Ltd.


document_description: This document outlines the terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as confirmations and transmission of instructions, cash account operations, sales of securities, Regulation T extensions, liens, and interest charges. The document specifies the responsibilities and obligations of the client and DBSI, including the handling of securities and other property, and the application of liens to secure obligations.

title: Terms and Conditions Corporate Accounts

document_subtype: Terms and Conditions

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Pershing LLC
FINRA
NYSE
SIPC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated January 15, 2016. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: Authorization for asset movement for non-retirement accounts, involving wire transfer instructions and check issuance for Jeffrey E Epstein's account at Deutsche Bank Alex. Brown. Includes wire transfer to Wells Fargo Bank and beneficiary details for Black Srebnick Kornspan & Stumpf Trust.

key_people:
Jeffrey E Epstein
Darren Indyke

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Wells Fargo Bank
Black Srebnick Kornspan & Stumpf Trust


document_description: Authorization for asset movement for non-retirement accounts by Southern Trust Company Inc. with Deutsche Bank Alex Brown. Includes instructions for wire transfer of $2,850,000 to Citibank and standing authorization details.

key_organizations:
Deutsche Bank Alex Brown
Southern Trust Company Inc.
Citibank
Morgan Stanley


document_description: Caitlin Carey from Deutsche Asset & Wealth Management is inquiring about any loans Jeffrey Epstein might have with the bank, possibly under a different entity name. She was asked by Dave Williams in Lending to confirm this information.

key_people:
Caitlin Carey
Dave Williams
Jeffrey Epstein

document_subtype: note


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details as of January 19, 2016, and outlines the terms and conditions of the transactions, valuation methodologies, and disclaimers regarding the use of these valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Gedeon Pinedo
Vahe Stepanian
Richard Kahn
Daniel Satte
Ariane Dwyer
Mark Whyman
Paul Morris
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including equity options, FX spots, FX forwards, and equity-swap hybrids as of January 19, 2016. It includes details such as trade dates, maturity dates, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing foreign exchange non-deliverable forward (FXNDF) trades. It includes trade details such as trade dates, maturity dates, settlement dates, notional amounts in JPY and KRW, and mark-to-market values in USD.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is an account agreement between Gratitude America, LTD. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and adherence to applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for the purchase and sale of securities through DBSI. It includes clauses on cash account requirements, sale restrictions, order placement, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities. It specifies the responsibilities of the client and DBSI, as well as the involvement of a third-party clearing agent, Pershing.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement with Deutsche Bank Securities Inc. (DBSI). It covers various clauses including the handling of account ownership upon death, non-disclosure of confidential information, third-party authorizations, limitations of liability, customer inquiries, and the right to terminate or amend the agreement. It also specifies that the agreement is governed by the laws of the State of New York.


document_description: This document outlines the arbitration agreement between the Client, DBSI, and Pershing, detailing the terms and conditions under which disputes will be resolved through arbitration rather than court proceedings. It includes clauses on the finality of arbitration awards, limitations on discovery, and the composition of arbitration panels. The document also covers the use of free credit balances and tax status declarations for U.S. and Non-U.S. persons.

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is an account agreement for Gratitude America, Ltd, acknowledging the terms and conditions, tax obligations, and compliance responsibilities. It includes a pre-dispute arbitration clause and information for ERISA employee benefit plan clients. The document is signed by Richard Kahn, President, and Darren K Indyke, Treasurer, on behalf of Gratitude America, Ltd.


document_description: This document contains definitions and terms related to a financial account agreement, including roles such as Branch Supervisor and Client Advisor, and concepts like Cash Sweep Options and Restricted Securities.


document_description: This document is a margin addendum to an account agreement, outlining supplemental terms and conditions for a client margin account. It covers mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge of securities, and margin maintenance. The document specifies the rights of DBSI and Pershing regarding securities and other property in the client's account.

document_subtype: Margin Addendum

key_organizations:
DBSI
Pershing
Deutsche Bank


document_description: Optional form for consenting to electronic delivery of materials and communications from Deutsche Bank. Allows revocation of consent at any time without charge.

document_subtype: consent form


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Richard Kahn for GRATITUDE AMERICA, LTD. The consent allows Deutsche Bank AG and its affiliates to send offering documents and other communications electronically. The form includes conditions for electronic delivery and instructions for obtaining paper copies.


document_description: This document is a corporate account authorization and officer's certificate for Gratitude America, Ltd. It includes resolutions adopted by the Board of Directors authorizing certain individuals to open and maintain brokerage accounts, manage funds, and execute securities transactions on behalf of the corporation at Deutsche Bank Securities Inc. The document lists Richard Kalm as President and Darren Indye as an authorized individual.

key_organizations:
Gratitude America, Ltd.
Deutsche Bank Securities Inc.


document_description: A corporate resolution certifying the powers and actions of a corporation organized under the laws of the Virgin Islands. It confirms that no actions have been taken to rescind or amend the resolutions, and that the corporation solely holds interest in its accounts. The document includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in a specific section.

document_date: December 2015


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of January 20, 2016. The document includes disclaimers about the nature of the valuations, potential adjustments, and limitations of liability.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pined
Vahe Stepanian
Paul Morris
Mark Whyman
Amanda Kirby
Ariane Dwyer


document_description: This document appears to be a bank transfer record from DB Gratitude America LTD to First Bank dated January 21, 2016. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).

title: DB Gratitude America LTD to First Bank Transfer

document_subtype: bank transfer

key_organizations:
DB Gratitude America LTD
First Bank


document_description: Contact information for Daniel Sabba at Deutsche Bank Securities Inc. marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A form for sponsors to complete, providing details about the primary and secondary contacts, business approval levels, and business justification for a request.

title: Sponsor Request Form

document_subtype: form


document_description: A request form outlining the scope and approval process for a business request, including conditions for Category 3 requests which require consent from the subject or entity involved. The form emphasizes the importance of data privacy, legal compliance, and obtaining necessary consents.

key_people: Requestor Approver

document_subtype: request form


document_description: An internal audit checklist for CSBC use, including checks for mandatory areas, internal checks, electronic copies, approvals, and business reconciliations. It also includes a section for referral to RISAG and next steps for document handling.

document_subtype: internal audit checklist

key_organizations: CSBC REDD RISAG


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing equity-option and equity-swap hybrid transactions involving TWTR.N. The statement includes information such as expiry dates, notional amounts, strike prices, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document outlines the terms of use and definitions for submitting a Research Enhanced Due Diligence (REDD) request. It specifies the procedures and categories of due diligence, emphasizing the need for internal bank processes to be followed before submission, and the confidentiality of reports. It also details the different levels of due diligence and the necessary legal oversight for the highest level.

title: Request for Research Enhanced Due Diligence

document_subtype: memo


document_description: A request form for information on subjects/entities related to a REDD request, including details on business relationships, KYC findings, and any adverse matters.


document_description: This is a confidential communication from Darren K. Indyke, PLLC, containing disclaimers about unauthorized use and confidentiality. It also includes a disclaimer from Deutsche Bank regarding legal and tax advice.

key_organizations:
Darren K. Indyke, PLLC
Deutsche Bank


document_description: This document is a KPI report at the client level for Paul Morris, detailing financial metrics such as revenues, growth, and other financial indicators for various entities associated with Jeffrey Epstein. The report includes data for December 2015 and year-to-date comparisons for 2014 and 2015.

title: KPI Report (Client-Level) - 1.CRM: Paul Morris

key_people:
Paul Morris
Jeffrey Epstein

document_subtype: KPI Report

key_organizations: THE NATIONAL ORGANIZATION OF THE NEW APO


document_description: This document is a KPI report for client-level financial performance, specifically for Paul Morris, covering December 2015 and year-to-date (YTD) 2015 compared to YTD 2014. It includes revenue growth, CBV, HINA, and RoA metrics for various entities.

key_organizations:
Deutsche Bank
Deutsche AWM


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 22, 2016. It includes account names and balances.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
Kati Forsythe 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: A note from Daniel Sabba at Deutsche Bank Securities Inc. offering assistance in filling out a form, with contact information provided.


document_description: A request to process an attached wire transfer, sent by Bella to Paul, Stewart, Darren Indyke, and Richard Kahn.

key_people:
Bella
Paul Morris
Darren Indyke
Richard Kahn
Stewart


document_description: The document contains a table listing various accounts for Third Lake Capital, including client references, client numbers, product types, account numbers, account statuses, assets year-to-date (YTD), and net new assets (NNA).

key_people:
Kati Forsythe
Shari Wagner
Todd R. Wanek


document_description: Authorization for asset movement for non-retirement accounts from Deutsche Bank Alex. Brown for Jeffrey Epstein's account. Includes instructions for wire transfer to Citibank for $4,671.94 to Studio Arthur Casas NY, LLC for travel expense reimbursement. Other sections for checks, journal funds, and free deliveries are empty. Standing authorization and verbal instruction provisions are included.

key_people:
Jeffrey Epstein
Darren K Indyke

key_organizations:
Deutsche Bank Alex. Brown
Citibank
Studio Arthur Casas NY, LLC


document_description: Authorization for asset movement from Jeffrey E Epstein's Deutsche Bank account to Citibank for travel expense reimbursement.

key_people:
Jeffrey E Epstein
Darren K Indyke


document_description: Authorization for asset movement for non-retirement accounts, allowing Deutsche Bank Alex. Brown to wire funds, issue checks, or journal funds as per instructions. Includes a specific wire transfer instruction to Citibank for $4,671.94 to benefit Studio Arthur Casas NY, LLC.


document_description: A confidential document related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The committee has instructed that DB personnel should not disclose to the client that the matter is being evaluated for reputation concerns. Instead, they should communicate that internal due diligence is being conducted for the account opening, as is standard for all new accounts. Ari is available to provide additional information if needed.

key_people:
Daniel Sabba
Ari


document_description: A request from Bella to Aracely to process an attached wire transfer.

key_people: Aracely Bella


document_description: An email from Daniel Sabba at Deutsche Bank Securities Inc. to Paul Moths, with Cc to Todd Stevens, Vahe Stepanian, and Ariane Dwyer, discussing the need for an external due diligence report for opening an account for Gratitude America. The report is required by the reputational risk committee and takes about eight business days to complete. The committee has instructed that DB personnel should not disclose the reputational evaluation to the client and should communicate that internal due diligence is being conducted.

title: Epstein account opening

key_people:
Daniel Sabba
Paul Moths
Todd Stevens
Vahe Stepanian
Ariane Dwyer

document_subtype: email

key_organizations:
Deutsche Bank Securities Inc.
Gratitude America


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is an application form for opening a business deposit account with Deutsche Bank Trust Company Americas. It includes sections for account title, incorporation details, entity information, contact information, client relationship type, account types, banking services, internet banking services, and certificate of deposit options. The form is largely unfilled, with checkboxes for various options.

title: Deutsche Bank Trust Company Americas Business Deposit Account Opening Application

document_subtype: Bank Account Application

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: This document outlines Deutsche Bank's Customer Identification Policy, which is in compliance with federal laws to combat terrorism funding and money laundering. It details the information required from customers to establish accounts, the bank's information sharing policies, and the obligations of both the bank and its clients under anti-money laundering regulations. It also includes terms for ATM/Debit and Internet Banking services, and responsibilities for non-U.S. organizations regarding tax and compliance.

document_subtype: Notice of Customer Identification Policy

key_organizations:
Deutsche Bank
DBTCA


document_description: This document is an appointment of agent(s) for a company with accounts held at Deutsche Bank Trust Company Americas. It authorizes appointed agents to act on behalf of the company with either full or limited authority regarding the company's accounts.

title: Appointment of Agent(s) for Deutsche Bank Trust Company Americas

document_subtype: Appointment of Agent


document_description: This document is an authorization form for a bank, allowing designated agents to act on behalf of a company. It outlines the authority granted to agents, including the movement of money and disposition of assets, and includes indemnity clauses protecting the bank. The form is incomplete, with empty fields for agent names, signatures, and authorization details.

document_subtype: authorization form

key_organizations: Bank Company


document_description: This document provides instructions for completing Form W-9, which is used to provide a taxpayer identification number (TIN) to a requester. It includes definitions of a U.S. person, special rules for partnerships, and instructions for foreign persons. It also covers backup withholding, FATCA reporting, penalties for non-compliance, and specific instructions for filling out the form.

title: Instructions for Form W-9

document_subtype: tax form instructions

key_organizations:
IRS
Social Security Administration


document_description: A memo from Daniel Sabba at Deutsche Bank Securities Inc. to Paul regarding the need for an external due diligence report for opening an account for Gratitude America. The report is required by the reputational risk committee and should be completed in about eight business days. The memo instructs that DB personnel should not disclose the reputational evaluation to the client and provides guidance on what to communicate instead.

key_people:
Daniel Sabba
Paul
Ari


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 29, 2016. It includes account numbers, names, categories, balances, and a large transaction for Gratitude America, Ltd.

title: RM0081851 Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke
Kati Forsythe

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: Correspondence from Anna-Sofiya Lupolover, an associate at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management. The document is marked confidential pursuant to Federal Rule of Criminal Procedure 6(e).

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: A letter from Deutsche Bank Private Wealth Management requesting clients to verify their deposit account information as part of a regular audit of the financial statements of Deutsche Bank Trust Company Americas for the year ending December 31, 2015. Clients are asked to compare the bank's records with their own and report any discrepancies to KPMG LLP.

key_people:
Margie Edwards
Gregor Rohrer

document_subtype: audit correspondence

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank Trust Company Americas
KPMG LLP


document_description: Business card of JJ Litchford, Associate Banker at Deutsche Bank Trust Company Americas.

document_subtype: business card


document_description: This document is a KPI report for December 2015, detailing financial performance metrics at the client level for Paul Morris. It includes year-to-date comparisons for 2014 and 2015, growth percentages, and specific financial data for various entities.

title: KPI Report (Client-Level) - CRM: Paul Morris

key_people:
Paul Morris
Fareed Asadi
Dominique Leimer
Christopher Boies
Leon D. Black

key_organizations:
Deutsche Bank
Deutsche AWM
Black Pearl Global Opportunity Fund
Summit Equities LLC
Boies Family
Diamond B Capital, Inc.
Pintxo Capital LLC
Zac Capital LLC
General Atlantic Family Office
Madison Park Capital, LLC
SK Family Office
Southern Financial
Butterfly Trust


document_description: This document is a KPI report for December 2015, detailing financial performance metrics at the client level for Paul Morris. It includes year-to-date and year-over-year growth figures for various entities associated with Jeffrey Epstein, such as Southern Financial, Indyke PLLC, Hyperion Air, Epstein Virgin Islands, and others.

key_organizations:
Deutsche Bank
Southern Financial
Indyke PLLC
Hyperion Air
Epstein Virgin Islands


document_description: This document is a KPI report at the client level for Paul Morris, detailing financial metrics such as revenues, growth, and other financial indicators for December 2015 and year-to-date comparisons with 2014. It includes data for various entities and their financial performance.

key_organizations:
Deutsche Bank
Deutsche AWM
THIRD LAKE CAPITAL
CRW 2007 LLC
CRW 2009 LLC
GEW 2007 LLC
GEW 2009 LLC
KATI FORSYTHE 2014 GRAT
KWF 2007 LLC
SHARI WAGNER 2014 GRAT
SSW 2007 LLC
TOOD R. WANEK
WANEK TRUST OF 2000


document_description: This document contains a table listing various entities with their respective account details, including full names, primary officer, ledger balance, bank information, and addresses. The entities include Southern Trust Company, Inc., Todd R Wanek, Wanek Trust of 2000, KWF 2007 LLC, Gratitude America, Ltd, SSW 2007 LLC, Shari Wagner 2014 Grat, GEW 2007 LLC, Todd & Karen Wanek JTWROS, and Zorro Development Corp. All entities have Paul Morris as the primary officer.

key_people:
Paul Morris
Todd R Wanek
Ronald G. Wanek
Shari Wagner
Gabrielle Elaine Wanek
Karen Wanek

key_locations: 6100 Red Hook Quarter, St. Thomas, Virgin Islands

key_locations: 1205 Snell Isle Blvd, St. Petersburg, FL

key_locations: 100 North Tampa Street, Suite 4000, Tampa, FL

key_organizations:
Southern Trust Company, Inc.
Wanek Trust of 2000
KWF 2007 LLC
Gratitude America, Ltd
SSW 2007 LLC
GEW 2007 LLC
Zorro Development Corp.


document_description: A letter from Deutsche Bank Private Wealth Management requesting clients to verify their deposit account information as part of a regular audit of the financial statements of Deutsche Bank Trust Company Americas for the year ending December 31, 2015.


document_description: A letter from Deutsche Bank Private Wealth Management requesting confirmation of money market deposit balance as part of a regular audit of financial statements for the year ending December 31, 2015.

document_subtype: audit confirmation letter


document_description: Internal memo requesting review and addition of salutations for client letters as part of an audit by KPMG. The memo includes a table of clients with account details and addresses.

key_people:
Anna-Sofiya
Paul Morris

key_locations: 6100 RED HOOK QUARTER B3ST THOMAS00802 STATES VI

key_locations: RONALD G. WANEK1205 SNELL ISLE BLVDST PETERSBURG FL 33704

key_locations: THE RONALD AND JOYCE WANEK GR TRUSTFOR KATI WANEK-FORSYTHE1 ASHLEY WAY ARCAD 54612

key_locations: 100 NORTH TAMPA STREETSUITE 4000TAMPA FL 33602

document_subtype: internal memo

key_organizations:
KPMG
SOUTHERN TRUST COMPANY, INC.
WANEK TRUST OF 2000
GRATITUDE AMERICA, LTD
ZORRO DEVELOPMENT CORP.


document_description: Contact information for Anna-Sofiya Lupolover, an associate at Deutsche Bank Trust Company Americas, including phone and fax numbers, and email (partially redacted).

document_subtype: business correspondence

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: The document is a memo detailing trade transactions involving Southern Financial LLC and Deutsche Bank AG. It includes a Total Return Swap and European Call options on TWTR shares, with specific terms and conditions outlined.

key_people:
Jeffrey E.
Vahe Stepanian
Paul Morris
Richard Kahn
Daniel Sabba

key_organizations:
Southern Financial LLC
Deutsche Bank AG


document_description: Details of a European Call option on TWTR between Southern Financial LLC and Deutsche Bank.

document_subtype: note

key_organizations:
Southern Financial LLC
Deutsche Bank Securities Inc.


document_description: This document is a financial report detailing client-level KPIs over a rolling 13-month period. It includes client relationship numbers, references, client names, client numbers, and mandate account types. Additionally, it provides a table of assets in US dollars for each month from December 2014 to December 2015.

title: Rolling 13 Months KPIs (Client-Level)

key_people:
Paul Morris
Leon D. Black

key_organizations:
Elysium Management
General Atlantic FA
SK Family Office
Southern Financial
Butterfly Trust
Darren K. Indyke PLLC
Gratitude America
HBRK Associates Inc
Hyperion Air LLC
J. Epstein Virgin Islands Foundation
Jeepers Inc


document_description: This document is a financial report detailing the client-level KPIs for Jeffrey Epstein and associated entities over a rolling 13-month period. It includes client relationship numbers, account types, and asset values in USD for each month from December 2014 to December 2015.

title: Rolling 13 Months KPIs (Client-Level)

key_organizations:
JEGE INC
JEGE LLC
JSC INTERIORS LLC
LSJE, LLC
MORT, INC
NEPTUNE LLC
NES LLC
NEW YORK STRATEGY GROUP LLC
PLAN D LLC
Deutsche Bank


document_description: This document is a financial report detailing client-level KPIs for a rolling 13-month period, ending December 2015. It includes client names, mandate account types, and asset values over the specified period.

title: Rolling 13 Months KPIs (Client-Level)

document_subtype: Financial Report

key_organizations: The 2007 Jeffrey E. Epstein Insurance Trust


document_description: This document is a financial report detailing client-level KPIs over a rolling 13-month period. It includes client relationship numbers, references, client names, client numbers, mandate types, and account numbers. Additionally, it provides a table of assets in US dollars for each month from December 2014 to December 2015.

title: Rolling 13 Months KPIs (Client-Level) - 1.CRM: Paul Morris

key_organizations:
Deutsche Bank
Deutsche AWM


document_description: This document contains a financial report detailing client-level KPIs for a rolling 13-month period ending December 2015. It includes client relationship numbers, account types, and monthly revenue figures in USD for various clients, including Jeffrey Epstein.

title: Rolling 13 Months KPIs (Client-Level)

key_people:
Jeffrey Epstein
Paul Morris

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL
JEEPERS INC
JEGE INC
JEGE LLC
JSC INTERIORS LLC
LSJE, LLC
MORT, INC
NEPTUNE LLC
NES LLC
NEW YORK STRATEGY


document_description: This document is a financial report detailing the revenues in US Dollars for a client over a rolling 13-month period, from December 2014 to December 2015. It includes client relationship numbers, references, client names, client numbers, mandate types, and account numbers.

title: Rolling 13 Months KPIs (Client-Level)


document_description: This document contains a financial report detailing client-level KPIs over a rolling 13-month period, ending December 2015. It includes client relationship numbers, references, client names, mandate types, and account numbers. Additionally, it provides a table of NNA (Net New Assets) in USD for each month from December 2014 to December 2015.

title: Rolling 13 Months KPIs (Client-Level)


document_description: The document is a financial report showing key performance indicators (KPIs) for clients over a rolling 13-month period. It includes columns for relationship number, reference, client name, client number, mandate type, and account number. The report contains financial data for various clients, including Southern Financial, Hyperion Air LLC, J. Epstein Virgin, and Classic Advisory, with monthly financial figures for each client.

key_organizations:
Deutsche Bank
Southern Financial
Hyperion Air LLC
J. Epstein Virgin
Classic Advisory


document_description: This document is a financial report detailing client-level KPIs for a rolling 13-month period ending December 2015. It includes client relationship numbers, client names, mandate account types, and financial data in USD for each month from December 2014 to December 2015.

key_people:
Paul Morris
Jeffrey Epstein

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL
ISLANDS FOUNDATION
JEEPERS INC
JEFFREY EPSTEIN
JEGE INC
JEGE LLC
JSC INTERIORS LLC
LSJE, LLC
MORT, INC
NEPTUNE LLC
NES LLC


document_description: This document is a financial report detailing the rolling 13 months KPIs at a client level for December 2015. It includes financial transparency data in US dollars for various entities such as Southern Trust Company Inc., The 2007 Jeffrey E. Epstein Insurance Trust, The Haze Trust, and Zorro Development Corp. The report provides monthly financial figures for each entity over the specified period.

title: Rolling 13 Months KPIs (Client-Level)


document_description: The document is a financial report detailing client-level KPIs over a rolling 13-month period, focusing on financial transparency. It includes client relationship details and net new assets (NNA) in USD for each month from December 2014 to December 2015.

title: Rolling 13 Months KPIs (Client-Level)

key_people:
Paul Morris
Todd R. Wanek

key_organizations:
THIRD LAKE CAPITAL
Deutsche Bank
Deutsche AWM


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report 20160205

document_subtype: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of February 9, 2016. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report 20160210

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Kati Forsythe 2014 GRAT
GEW 2007 LLC
CRW 2007 LLC
GEW 2009 LLC
CRW 2009 LLC


document_description: Contact information for individuals in the CIO Office at Deutsche Asset & Wealth Management Investment GmbH, including phone numbers and email disclaimer.

key_people:
Torsten Harig
Illya Lebedynets
Sonja Hildebrandt
Fabian Becher


document_description: The report discusses the unexpected resilience of U.S. oil production despite collapsing oil prices, focusing on shale-oil production dynamics, particularly in the Permian basin. It highlights the reduction in investment by shale producers and the productivity gains in shale rigs.

title: CIO View Special - Americas Edition

document_date: February 2016

key_locations:
Permian basin
western Texas
southeastern New Mexico
Gulf of Mexico

document_subtype: report

key_organizations: Deutsche Asset & Wealth Management Investment GmbH


document_description: The article discusses the volatility in the oil market, particularly focusing on the decisions by OPEC and the impact of shale oil production. It highlights the challenges faced by oil producers, including the potential for alternative energy sources to replace oil demand and the fluctuating costs of production. The article also examines the implications of oil price volatility on global monetary policy.

title: CIO View Special - Americas Edition

key_people:
OPEC
Saudi Arabia

document_type: media

key_locations:
Middle East
Canada

document_subtype: news article

key_organizations: Organization of Petroleum Exporting Countries


document_description: The document discusses the tightening of financial conditions and its potential impact on the real economy, particularly in the U.S. It highlights the effects of stronger currencies, wider spreads, and weaker equities on financial markets and consumer spending. The report also examines the wealth effect and the influence of lower energy prices on consumption. It notes that some financial conditions in the U.S. are tightening less than the previous year and discusses the implications for U.S. monetary policy.

title: CIO View Special - Americas Edition

key_people:
Phil Poole
Josh Feinman


document_description: The report discusses the impact of lower oil prices on Eurozone inflation and the challenges faced by the European Central Bank (ECB) in managing inflation expectations. It highlights the potential for renewed deflation fears and the influence of U.S. shale exploration on global markets. The report also touches on the implications of quantitative easing (QE) programs and the volatility in emerging markets following the Federal Reserve's interest rate hike.

title: CIO View Special - Americas Edition

key_locations: Eurozone U.S. China


document_description: The report discusses the impact of falling oil prices on the U.S. high-yield market, particularly focusing on the energy sector. It highlights the risks associated with high-yield bonds, the maturity profile of issuers, and the potential for defaults. The report also notes the worsening financing conditions for U.S. energy companies and the implications for future production.

title: CIO View Special - Americas Edition


document_description: The document discusses the systemic risk posed by the banking sector, particularly in relation to the U.S. energy sector. It highlights the impact of falling oil prices on U.S. banking stocks and the energy sector's exposure to bank loans. The analysis includes insights from Marco Scherer, an Energy Equities Expert at Deutsche AM, on the challenges faced by oil companies in maintaining dividends amidst low oil prices. The document also provides data on capital expenditure, net debt/EBITDA, and the MSCI World Energy Index.

title: CIO View Special - Americas Edition

document_subtype: financial analysis


document_description: The document discusses the impact of falling oil prices on emerging markets and developed-market equities. It highlights the risks to emerging markets, particularly oil producers like Venezuela, Russia, and Brazil, and the potential for political instability. It also outlines opportunities in developed-market equities, with revised forecasts for major indices and a constructive long-term view despite short-term challenges.

title: CIO View Special - Americas Edition

key_locations: Venezuela Russia Brazil Eurozone Japan


document_description: The report discusses the impact of lower oil prices on the global economy, highlighting potential benefits for consumers and corporates in oil-importing economies. However, it also warns of financial-market turbulence and concerns about the negative side effects of looser monetary policy. The report suggests caution in investing in oil-related equities and discusses implications for U.S. high yield and euro high-yield spread forecasts.

title: CIO View Special - Americas Edition


document_description: The document explores hypothetical scenarios of oil prices falling to $15 per barrel, analyzing potential economic and investment implications. It discusses supply and demand shocks, OPEC's role, and the impact on global markets.

title: CIO View Special - Imagining a world with oil at $15 per barrel


document_description: The document discusses hypothetical scenarios of a U.S. recession and emerging-market contagion due to low oil prices. It explores the potential economic impacts, including a U.S. recession and political instability in emerging markets.

title: CIO View Special – Imagining a world with oil at $15 per barrel

document_date: February 2018

key_locations:
United States
South America
Venezuela
Russia
Nigeria


document_description: This document is a glossary explaining central terms related to the CIO View Special, focusing on financial and economic terms such as oil field metrics, financial indices, economic indicators, and market classifications.

key_locations:
United States
Canada
Eurozone

key_organizations:
Barclays
European Central Bank