document_description: A business communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and legal advice.

document_subtype: business communication

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


source: doj

document_description: Review of BUILDINGART, S. DE R.L. account for January-February 2016. Account exceeded incoming and outgoing amounts for January 2016. Account balance: $3,184.38. Incoming wires totaled $1,550,000 from DETERGENTES LTDA and CORSONAR SA. Outgoing transactions totaled $1,062,732.26, including wires to JP Morgan Chase, Bank of New York, and others. Account is under the GUTT, DANIEL RELATIONSHIP. Activity aligns with KYC and is not suspicious.

key_people:
Daniel Haime
Tammy McFadden

document_type: financial

key_locations:
Panama
Bahamas
Bogota, Colombia

document_subtype: account review

key_organizations:
BUILDINGART, S. DE R.L.
DETERGENTES LTDA
CORSONAR SA
JP MORGAN CHASE
BANK OF NEW YORK
BREMOND FINANCIAL INC
BUTTERFIELD BANK (BAHAMAS) LIMITED
ALASTOR ENTERPRISES INC
VSA PARTNERS INC
APPLIED WAYFINDING INFORMATION DESIGN
JESSAMINE GROUP LTD


document_description: This document is a confirmation letter for an interest rate swap transaction between Deutsche Bank AG and Southern Financial, LLC. It outlines the terms and conditions of the transaction, including the notional amount, trade date, effective date, termination date, fixed and floating rate details, and representations of the parties involved.

title: Interest Rate Swap Transaction Confirmation between Deutsche Bank AG and Southern Financial, LLC

key_people:
Girish S Alur
K Anan^ianarayanan

key_locations:
New York
London

document_subtype: Interest Rate Swap Confirmation

key_organizations: International Swaps and Derivatives Association, Inc.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, involving wire transfers, journals, and checks. The document includes instructions for a wire transfer of $2,500,000 to Silicon Valley Bank for Valar Global Fund III LP, with additional instructions for Southern Trust Company Inc. Capital Call. The authorization allows for verbal instructions and acknowledges the risks associated with transmission methods.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
Southern Trust Company Inc.
Silicon Valley Bank
Valar Global Fund III LP


document_description: The document outlines a trade idea involving selling 6-month and 1-year EURZAR-USDZAR correlation swaps at specified percentages for USD payout. The rationale is based on high implied correlations driven by ZAR volatilities and the potential for EURUSD volatility to perform amid Eurozone concerns.

title: EURZAR-USDZAR Correlation Swap

document_subtype: trade idea

key_organizations:
Deutsche Bank
Bloomberg Finance L.P.


document_description: A brief note or correspondence signed by Bella, including a reference number EFTA01435968.

document_type: correspondence


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank Wealth Management. The form allows Deutsche Bank AG and its affiliates to send offering documents, prospectuses, term sheets, and other communications electronically. The client consents to receive these materials via email, facsimile, website, CD-ROM, or other electronic means. The form includes provisions for clients to update their contact information and request paper copies of electronic materials.

title: Consent to Electronic Delivery of Materials and Communications

key_people:
Authorized Signatory
Office Supervisor

key_locations:
United States
District of Columbia

document_subtype: consent form

key_organizations:
Deutsche Bank AG
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware


document_description: This document is a Structured Products Agreement and Approval Form for clients interested in purchasing structured financial products. It includes sections for account and owner information, financial information, investment experience, and representations relating to the qualification of the client as an accredited investor, qualified purchaser, or qualified institutional buyer. The form outlines various structured product strategies and requires client signatures for confirmation.

key_people:
Client
Deutsche Bank Investment Specialist
Manager

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: The document provides an overview of the Collateral Yield Enhancement Strategy (CYES) by Harvest Volatility Management, LLC. It details the firm's investment approach, historical performance, and risk management strategies. CYES is an overlay strategy that exploits volatility risk premium and time decay properties of option premiums by managing short-dated index option spreads on the S&P500 index. The document includes performance metrics, risk assessments, and disclaimers about the speculative nature of the investment.

title: Collateral Yield Enhancement Strategy (CYES) Overview

document_type: tabular

key_locations: 420 Lexington Avenue, Suite 2620, New York, NY 10170

document_subtype: investment strategy overview

key_organizations:
Harvest Volatility Management, LLC
Options Clearing Corporation (OCC)


document_description: Review of JAMES DESNICK's account III472 for January-February 2016. The account had 4 incoming transactions totaling $1,200,018.21 and 6 outgoing transactions totaling $1,803,770.79. The activity included wire transfers and internal transfers, primarily related to private equity transactions in the healthcare sector. No suspicious activity was noted.

key_people:
James Desnick
Tammy McFadden

key_organizations:
FIRST REPUBLIC BANK
AQL HARTWELL LLC
BTCO INSTALLMENT LOAN
Medical Equity Dynamics, LLC


document_description: Invitation to an event titled 'Ten Themes for 2018 Reality Check' hosted by Larry Adam, Chief Investment Officer, at Maloney & Porcelli, New York. The event is scheduled for January 17, 2018, from 12:00 p.m. to 2:00 p.m. Lunch will be served.

title: Ten Themes for 2018 Reality Check

key_locations: Maloney & Porcelli, 37 East 50th Street, New York, New York

document_subtype: invitation

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: A memorandum from Darren Indyke to Liam requesting the closure of a specific debit account.

key_people:
Darren Indyke
Liam

document_subtype: memo


document_description: A memo from Darren Indyke to Liam instructing to close a specific debit account. The memo includes verification and approval steps for the account closure.


document_description: This document is a Know Your Customer (KYC) form for Deutsche Bank's Private Wealth Management (PWM) division, detailing the relationship and account information for clients associated with Jeffrey Epstein. It includes information on account ownership, purpose, expected transactions, and related parties. The document also covers risk assessments, compliance checks, and due diligence results.

title: DB PWM GLOBAL KYC/NCA: PART A

key_people:
Jeffrey Epstein
Stewart Oldfield
Karyna Shuliak
Harry Beller
Erika Kellerhals
Darren K. Indyke
Richard D. Kahn

key_locations:
United States
Virgin Islands
New York

document_subtype: KYC Document

key_organizations:
Deutsche Bank
Butterfly Trust
Neptune LLC
Southern Trust Company Inc
JSC Interiors LLC

reference_numbers: Last Approved KYC # - ; Butterfly Trust - 1804531; Neptune, LLC - 1790739


document_description: Authorization for Deutsche Bank Alex. Brown to move assets for J. Epstein Virgin Islands Foundation Inc. Includes instructions for wire transfers, checks, and journals. Provides standing authorization for verbal instructions and outlines responsibilities and risks associated with transmission methods.


document_description: Business card for Aracely Sanchez, Assistant Vice President at Deutsche Bank Trust Company Americas.

key_locations: 345 Park Avenue, 24th Floor, New York, NY, USA

document_subtype: business card

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: A memo from Martin Zeman, Director at Deutsche Bank Wealth Management, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. It emphasizes that the information is for discussion purposes only and not investment advice. The memo is confidential and warns against unauthorized distribution.

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: An internal memo from Sarah Rafferty to Stewart Oldfield regarding the status of responses for Frieze NY event invitations. The memo includes details of invitees, their companies, job titles, and RSVP status for various event days.

key_people:
Sarah Rafferty
Stewart Oldfield

document_subtype: internal memo

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas


document_description: This document is a confirmation of the terms and conditions of a foreign exchange (FX) transaction between Deutsche Bank AG, London Branch (Party A) and Private Client Services PWM Alex Brown AC Southern Financial LLC (Party B). The transaction involves a non-deliverable currency FX transaction with a trade date of May 8, 2018, and a settlement date of June 15, 2018. The reference currency is ARS with a notional amount of ARS 29,910,000.00, and the settlement currency is USD with a notional amount of USD 1,235,950.41. The document outlines the terms, disruption events, and representations related to the transaction.

title: Non-Deliverable Currency FX Transaction Confirmation

key_people:
Vikas Prathvi Singh
Shubhank Mehra

key_locations:
London, United Kingdom
Baltimore, Maryland, United States

document_subtype: FX Transaction Confirmation


document_description: A remittance transfer disclosure from Deutsche Bank AG, New York Branch, detailing a transfer initiated by Jeffrey Epstein. The transfer amount is 139,116.89 USD, with an exchange rate of US$1.00 = EUR 0.71882, resulting in 100,000.00 EUR to the recipient. The document outlines the rights to dispute errors and cancellation policies.

document_subtype: Regulation E Disclosure for Remittance Transfer


document_description: The document contains a list of clients and prospects from various regions, primarily New York, along with their associated companies, corporate titles, and net worth. It also includes information about their invitation status to various events such as Frieze London, NextGen Innovation, and Napa Conference. Additionally, there are compliance details related to event costs in Euros and USD.

key_people:
Brad Wechsler
Brad Briner
Kelly Masuda
George Lindemann
Greg Martin
Ken Jones
Robert Forsythe
Frohman Anderson
Matt Womble
Glenn Warren
Heather Crosby
James Burritt
Chuck Chai
Paul Barrett

key_locations:
New York
Frieze London
Napa

document_subtype: event and client information

key_organizations:
Elysium (Leon Black family office)
Willett (Bloomberg)
Caruso Affiliated
Shamrock Holdings (Disney)
Third Lake (Wanek)
Mathey's Lane Capital
Pacific Life
Hillspire (Eric Schmidt)
Southern Financial (Epstein)


document_description: This document is a World-Check profile for an individual with the last name LANG, generated on May 31, 2018. It includes personal details such as country of origin (France), family relationships, and identification numbers. The profile mentions Jack Lang as the father, Monique Lang as the mother, and Valerie Lang as the late sister. The individual is identified as Caroline, a female born in 1961, and is categorized as a PEP (Politically Exposed Person).

title: SAFE View World-Check Profile for LANG

key_people:
Jack Lang
Monique Lang
Valerie Lang
Caroline Lang

document_type: other

key_locations: France Paris

document_subtype: World-Check Profile


document_description: A remittance transfer disclosure from Deutsche Bank AG, New York Branch, detailing a transfer from Jeffrey Epstein to Monsieur Frederic Vaysse. The transfer amount is 2,782.34 USD, with an exchange rate of US$1.00 = EUR 0.71882, resulting in 2,000.00 EUR to the recipient. The document includes information on transfer fees, rights to dispute errors, and cancellation policies.

key_people:
Jeffrey Epstein
Monsieur Frederic Vaysse


document_description: This document is a Durable General Power of Attorney executed by Jeffrey Epstein, appointing Darren Indvke as his agent. It outlines the powers granted to the agent, including real estate, banking, and business transactions, among others. The document includes provisions for modifications, revocation, and the appointment of successor agents. It also contains acknowledgments by a notary public, Lesley K Groff.

title: Durable General Power of Attorney

key_people:
Jeffrey Epstein
Darren Indvke
Lesley K Groff

document_type: legal

key_locations:
New York
St. Thomas, USVI

document_subtype: Power of Attorney


document_description: Account activity report for Andrews R Walker for January 2016, detailing incoming and outgoing transactions, including wires, checks, and pre-authorized debits. The account exceeded the outgoing amount limit for the month.

key_people:
Andrews R Walker
Lucie Andrews Walker
Julia DuPont
Eugene DuPont

document_subtype: account activity report

key_organizations:
PERSHING
JP ACQUISITION III LP
BANK OF AMERICA
JTW LLC WIRTH and CO CUSTOM BUILDERS
DEUTSCHE BANK TRUST CO. AMERICAS
AMERICAN EXPRESS
WELLS FARGO
CHASE
VCFA GROUP
CHUBB & SON
ARW Design
Moongate Corp.


document_description: The document contains a list of individuals with their associated email addresses, companies, and categories. It includes information on whether they are associated with 'Paul' or 'Stew', and whether they are to be kept in the list. The document also contains various reference numbers and notes related to each individual.

key_people:
Arun Alagappan
Yosi Amster
Maksim Altmark
Frohman Anderson
David Angstreich
Russell Artzt
Todd Angkatavanich
Gregory Attorri
Andy Augenblick
Dill Ayres
Tony Annino
Eric Attias
John Barber
Mitchell Barry
John Bailey
Sam Bakhshandehpour
Harry Beller
William Berkman
Ajay Bhalla
Eyal Bilgrai
Russell Blank
Brian Blechman
Neil Blechman
Ross Blechman
Steven Blicht
Mike Barry
Robert Bastone
Barry Bloom
Chris Boies
Jonathon Botwinick
Cary Brody
Lara Brody
Stanley Bould
Louis Cailoa
Brad Briner
Charles Britton
Adreinne Cannellà
Roger Bulloch
Rob Cain
Darren Campf
Scott Carpenter
Richard Caruso
Michael Cline
Gail Coleman
Caroline Conegliano
Amber Caska
David Cooper
Milton Cooper
Jeffrey Coopersmith
Lou Cortese
Chuck Chai
Jonathan Crystal
Lois Clarke
Andrew Levy
David Deutsch
Curtis Conway
Thomas Danziger
Whit Davis
Brooks Duncan
John Diederich
Gary Dilella
Pamela Ehrenkranz
Erin Enright
Stuart Essig
Charles Falk
Christopher Donabedian
Lonnie Fine
Kristen Dzialga
John Fitzgibbons
Steve Edwards
Tony Ehinger
Howard Ellin
Marcus Epprecht
Andrew Farkas
Matt Ferguson
Jonathan Fischer
Christopher Goldberg
Robert Forsythe
Kevin Foster
Annette Franqui
Peter Gaslow
Bruce Gross
Robert Haier
David Halliwill
Ira Halperin
Edouard Gerschel
Ari Glass
Daniel Heflin
Rich Gold
Stanley Gold
Heidi Holterbosch
Milo Gonzalez
Clint Gossage
Robert Hull
Aggie Graupera
Peter Greatrex
Alex Green
Neil Jain
Sonny Jain
Michael Jesselson
Gregg Hammer
Cathy Handley
Robb Heineman
William Keenan
Lyle Himebaugh III
Judy Kelly
Avi Kestenbaum
David Homrich
Adam Kimmel
David Hood
Martin Klein
Mark Kristoff
Charles Krusen
Cliff Illig
Matt Ireland
Robert Larocca
Paul Izlar
Harry Jones
Ken Jones
Rich Joslin
Richard Leeds
Jared Levy
Jason Kiser
Steve Kim
Jeff Kirwood
Ted Kokas
John Lummis
Philippe Laffont
David Manlowe
James Landrigan
Bryan H. Lawrence
Bryan R. Lawrence
William McBride
Earl Lee
Peter Leidel
Jonathan
Neal Milch
David Mitchell
Scott Lindell
Adam Lindemann
Erik Moody
George Lindemann
Gary Moriwaki
Gene Lynch
Thomas Murray
Dhruv Maniktala
Bryce Markus
Greg Martin
Kelly Masuda
Bob Meister
Todd Meister
Brian Merrins
Bonnie Mitra
Sandy Pensler
Joe Monaco
Katherine Montrone
Lynn Morgan
Deepak Raj
Lewis Ranieri
Ben Rechler
Julie Richardson
Nick Murray
Colby Rollins
Simon Rose
Kevin Ryan
Alvin Murstein
Andrew Murstein
Marla Schaefer
Eric Murzyn
Renee Noto
Mark Seelig
Matt Serra
Michael O'Connell
M-K O'Connell
Mike Olsen
Anup Patel
Richard Simon
Anthony Persico
Jamie Smith
Inder Sodhi
Lauren Pressman
Mark Roberts
Rudy Sahay
Cecelia Santana
Tim Sarhatt
Haresh Tharani
Eran Schreiber
Karl Schreiber
John Service
Amol Shah
Phillip Shefter
Gary Shultz
Steve Sloan
Ian Slome
Andrew Zaro
Jason Stiles
William Stiritz
Lloyd Zuckerberg
Bob Stock
Kristin Eby
John Straus
Michael Tabacinic
Drew Tarlow
Luke Thomas
Rahul Vaid
Paul Watson
Tyler Webb
Brad Wechsler
Todd Whitenack
Craig Wideman
Michael Wigizer
Matt Womble
Christoper Zafiriou
Gosha Zandt
Richard Zipkis
Alex Zubillaga
Richard Kahn
Warner Steve
Mike McVean
Guy Weltsch
James Gabriel

key_organizations:
Georgetown University
Spruce Private Investors LLC
Tisch Family
Boies Family
Gerschel, Patrick
Highlander Partners
Willett Advisors
SK Family Office
CFM
Bright Group
United Company
Forrestal Capital
General Atlantic Family
Shamrock
Dorrance Family
Lindemann Family
Illig, Cliff
Blank, Arthur M.
Sonen Capital
Yorktown Partners, LLC
JL Squared Group
General Atlantic Family Office
Annandale Capital
Blue Mountain
Orix
Elysium Management
BBR Partners
JL Squared Group
Spice Private Investors LLC
Paramı Capital Management
Third Lake Capital


document_description: This document is a confirmation letter for a CMS One Look Transaction between Deutsche Bank AG and Southern Financial, LLC. It outlines the terms and conditions of the transaction, including the notional amount, trade date, effective date, termination date, and payment details. The letter also includes representations and standard settlement instructions.

title: Confirmation of a CMS One Look Transaction

key_people:
Paul Achleitner
John Cryan
Marcus Schenck
Christian Sewing
Kimberly Hammonds
Stuart Lewis
Sylvie Matherat
James von Moltke
Nicolas Moreau
Garth Ritchie
Karl von Rohr
Werner Steinmüller
Frank Strauß

key_locations:
London
New York

document_subtype: Confirmation Letter


document_description: The 2006 ISDA Definitions provide a framework for documenting privately negotiated interest rate and currency derivative transactions. They update the 2000 ISDA Definitions and include consolidated definitions and provisions for various financial instruments, including swaps, options, and currency swaps. The document outlines general terms, payment calculations, and specific rate options for different currencies. It also includes provisions for mark-to-market currency swaps and option transactions like swaptions and swaption straddles.

title: 2006 ISDA Definitions

key_people: International Swaps and Derivatives Association, Inc.

document_subtype: ISDA Definitions


document_description: This document is a confirmation letter agreement between Deutsche Bank AG and Southern Financial, LLC for a CMS One Look Swap Transaction. It outlines the terms and conditions of the transaction, including notional amount, trade date, effective date, termination date, and payment details. The document incorporates the 2006 ISDA Definitions and specifies the roles of the parties involved.

document_subtype: Swap Transaction Confirmation


document_description: The document provides an overview of the USDTRY market, highlighting economic activity, fiscal support, and external demand. It discusses the potential for a TRY rally due to a supportive external environment, high carry, disinflation, attractive valuation, and light positioning. The document also covers USDTRY spot history and forecasts, noting that TRY remains one of the world's cheapest currencies. Deutsche Bank's forecasts for USDTRY are provided, along with insights into carry, volatility, and skew dynamics.

title: USDTRY FX Overview

document_date: March 2018

document_subtype: financial report


document_description: This document contains a list of invitees for the Frieze Art Fair 2018, detailing the events they are invited to, such as dinners, previews, and private views. It includes names, companies, and roles of the invitees.

title: Frieze Art Fair 2018 Nominations

key_people:
Rudy Sahay
Leon Black
Michael Bloomberg
Andrew Feldstein
Gene Lynch
Mike Barry
Amber Caska
Chuck Chai
Lauren Pressman
Adam Lindemann
Don Marron
Tony Persico
Todd Meister
Jim Burritt
Ali Rashid
Greg Martin
Stan Gold
Max Loughman
Ian Slome
Barry Bloom
Steve Warner
Paul Watson
Ken Jones
Robert Forsythe
Brad Briner
David Homrich
Laura Barillaro
Darren Campf
Kelly Masuda
Heather Crosby
Jason Stiles
Jonathan Sobel
Stanley Bould
Matt Ferguson
Paul Barrett
Jonathan Liggett
Greg Bronson
Tim Fuzesi
John Bailey

key_locations:
New York
Chicago
Dallas
Los Angeles
Miami
San Francisco
Geneva
Hamburg

document_subtype: Event Invitation List

key_organizations:
Frieze Art Fair
Apollo
Bloomberg LP
Blue Mountain
Brightstar
Crestline
Danziger & Muro
Dzialga Investments
Echelon Investments
Elysium
Everwatch
Gerschel
Hillspire
Liberty Lane
Lindemann Capital
Marron Investments
Meister Global
Pacific Life
Portfolia
Shamrock
Slome Investments
TFMG
Thirdlake
Willett
AMB Family Office
Jockey
Bright Companies
Caruso Affiliated
Mathey's Lane
Dorrance Family Enterprises
Hilltop Holdings
Highlander Partners
Illig Family
Alpha Group
JL Squared
Safanad
Spruce Capital


document_description: This is a metadata description of an image file named pic23859.gif, which is a Compuserve Graphic Interchange Format (GIF) image with a color depth of 8 and RGB color space. The image is 46x46 pixels in size, with a lossless LZW compression. It is a single-page image with a normal orientation and a pixel aspect ratio of 1.0.

document_type: media


document_description: This document is a bank statement detailing the activity of various deposit accounts from February 22, 2019, to March 1, 2019. It includes information on interest credits, book transfer credits and debits, preauthorized ACH debits, and outgoing money transfers. The statement covers multiple accounts, including those associated with trusts and LLCs, and provides calculated balances for each account.

title: Activity - Deposit Accounts

document_subtype: bank statement

key_organizations:
Butterfly Trust
THE HAZE TRUST
SOUTHERN FINANCIAL LLC
SOUTHERN TRUST COMPANY, INC.
NEPTUNE, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
The 2017 Caterpillar Trust
Zorro Management, LLC
Prytanee, LLC
JSC Interiors LLC
Gratitude America, Ltd
LSJE, LLC
CYPRESS, INC
LAUREL, INC.
MAPLE, INC.
MICHELLE'S TRANSPORT CO. LLC
GREAT ST JIM LLC
NAUTILUS, INC
THOMAS WORLD AIR LLC


document_description: A note from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, regarding confidential communication policies and disclaimers.

document_subtype: note

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: Authorization to process a check for $8,723.23 payable to Lesley Groff as Trustee of The 2017 Caterpillar Trust, to be sent to Jeffrey Epstein's address in the Virgin Islands.

key_people:
Stewart Oldfield
Lesley Groff
Daphne Wallace
Jeffrey Epstein

key_locations: 6100 Red Hook Quarter B3, St Thomas, Virgin Islands

document_subtype: letter

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust


document_description: This document provides information about Deutsche Bank AG New York Preferred Certificates of Deposit, including terms, interest rates, penalties for early withdrawal, and other conditions. It highlights that these CDs are not FDIC-insured and outlines the interest rate structure and penalties for early withdrawal.

document_subtype: Certificate of Deposit Information

key_organizations:
Deutsche Bank AG New York Branch
Deutsche Bank Trust Company Americas
Deutsche Bank Securities Inc.


document_description: This document contains a list of financial transactions for the account named EPSTEIN, detailing buy and sell trades of various securities between October 23, 2017, and October 27, 2017. The transactions include details such as trade dates, settlement dates, quantities, symbols, prices, and amounts in USD.

title: Account Transactions for EPSTEIN

document_subtype: financial statement


document_description: Invitation to an event focused on disruptive technology in real estate, featuring companies like ENVELOPE, CASE, HeliOptix, and Nantum. The event is co-hosted by SHoP Architects and will take place at The Woolworth Building in New York.

title: Deutsche Bank Key Client Partners Presents Disruptive Technology

document_subtype: event invitation

key_organizations:
Deutsche Bank
ENVELOPE
CASE
HeliOptix
Nantum
SHoP Architects


document_description: Announcement for an internal Deutsche Bank Wealth Management event focused on disruptive technology in the built environment, featuring companies like SHoP Architects, Envelope, CASE, and HeliOptix. The event will cover topics such as real estate, infrastructure, construction, architecture, advanced materials, and emerging technology.

title: Deutsche Bank Wealth Management Disruptive Technology Event

key_locations:
The Woolworth Building, New York
9 Dekalb Avenue, Brooklyn, NY
111 West 57th St. New York, NY
Barclays Center, Brooklyn, NY
UBER HQ, San Francisco, CA
American Copper Buildings, New York, NY
Google HQ, Mountain View, CA

document_subtype: event announcement

key_organizations:
Deutsche Bank
SHoP Architects
Envelope
CASE
HeliOptix
Rensselaer Polytechnic Institute
Skidmore, Owings & Merrill


document_description: A list of names and associated companies or details, with a condition check for each entry indicating whether a certain condition is met (Yes/No). The list appears to be related to holiday card distribution or similar correspondence.

key_people:
Arun Alagappan
Yosi Amster
Gregory Attorri
Andy Augenblick
Mitchell Barry
Todd Whitenack
Harry Beller
Ajay Bhalla
David Homrich
Peter Greatrex
Steve Brandis
Darren Campf
Roger Bulloch
Kelly Masuda
Gary Deilella
Richard Caruso
Andrew Zaro
Rob Sarhatt
Michael Cline
Dill Ayres
Richard Leeds
Gail Coleman
Berry Cox
Adreinne Cannella
Jonathan Crystal
Matt Ireland
Thomas Danziger
Sharon Cornwell
Greg Martin
Clint Gossage
Jason Stiles
Gregg Hammer
Kristen Dzialga
Pamela Ehrenkraz
Brad Wechsler
Erin Essig
Frohman Anderson
Joe Monaco
Matt Womble
Tyler Webb
Charles Falk
Lonnie Fine
John Fitzgibbons
Annette Franqui
Jonathan Fischer
Lawrence Gaslow
Gene Lynch
Rich Gold
Mike Olsen
Don Glickman
Lyle Himebaugh III
Alex Green
James Guilford
Stanley Bould
Heidi Holterbosch
Cliff Illig
Robb Heineman
Neil Jain
Michael Jesselson
William Keenan
Jason Keiser
Judy Kelly
Adam Kimmel
Martin Klein
Mark Kristoff
Philippe Laffont
Robert Larocca
Bruce Gross
Jared Levy
Eran Schreiber
Divesh Makan
Bob Meister
Todd Meister
Richard Merage
Neal Milch
Gary Moriwaki
Thomas Murray
Alvin Murstein
Andrew Murstein
Gosha Zandt
Milo Gonzalez
Bonnie Mitra
Eric Attias
Rahul Vaid
Sandy Pensler
Anthony Persico
Simon Rose
Marla Schaefer
Chuck Chai
Mark Seelig
Charles Britton
Ian Slome
John Service
Karl Schreiber
David Hood
Lynn Morgan
Haresh Tharani
Stefan Clulow
Lois Clarke
Sonny Jain
Joakim Bergander
Ken Jones
George Weiss
Kristin White
Brad Briner
Christopher Winston
Bryan H. Lawrence
George Petrides
Peter Leidel
Alex Zubillaga
Lloyd Zuckerberg
Andrew Farkas
Anup Patel
Ari Glass
Avi Kestenbaum
Barry Bloom
Ben Rechler
Brian Blechman
Brooks Duncan
Bryan R. Lawrence
Bryce Markus
Caroline Conegliano
Cary Brody
Cathy Handley
Charles Krusen
Christopher Goldberg
Colby Rollins
Curtis Conway
Daniel Heflin
David Manlowe
David Angstreich
David Halliwill
David Cooper
David Mitchell
David Deutsch
Deepak Raj
Edouard Gerschel
Erik Moody
Inder Sodhi
Ira Halperin
Jamie Smith
Jeff Kirwood
Jeffrey Coopersmith
John Straus
John Barber
John Lummis
Jonathon Botwinick
Julie Richardson
Kevin Ryan
Lara Brody
Lewis Ranieri
Lou Cortese
Louis Cailoa
Matt Serra
Mel Manion
Milton Cooper
Neil Blechman
Phillip Shefter
Rich Joslin
Richard Simon
Robert Haier
Robert Hull
Ross Blechman
Russell Artzt
Russell Blank
Steven Blicht
Todd Angkatavanich
William Berkman
William McBride
Alan Kufeld
Catherine Moreatis
James Alterbaum
John Binko
Eric Murzyn

key_locations:
New York
NY
Hartford
TX

document_subtype: contact list

key_organizations:
Annandale Capital
Anschutz
Arcus
BBR Partners
Bluestem LLC
Bright Group
Caruso Affiliated
Cavalry
CFM
Cold Spring Harbor Laboratory
Cox Partners
Dart Management
Dorrance Family
Duncan Investments
Edge
Elysium Management
Enright
EverWatch Financial
Ford
Forrestal Capital
General Atlantic
Georgetown U
Getz Family
Glenmede
Granite Group
Guilford Company
Highlander Partners
Infinity Q
Ironsides AM
Jesselson Capital
JL Squared Group
Keiser
Kimmel
Kristoff
Makena Capital Management
Mariner Capital
M20 Inc
Moriwaki
Nicholas
Orix
Parami
Peregrine Group
Persico
Rose
Schaefer
Schmidt
Seelig
SK Family Office
Sonen Capital
Spruce Private Investors LLC
Stiritz
Tharani
Thomson
True North Advisors
United Company
Vass Pipe
Wanek
Weiss
White Deer Energy
Willett Advisors
Winston Advisors
Yorktown Partners, LLC
Zubillaga
Zuckerberg
54 Madison Partners


document_description: Bank statement for PRYTANEE, LLC from Deutsche Bank Trust Co. Americas for the period of July 1, 2018 to July 31, 2018. The statement includes account balance details, transaction summaries, and instructions for reporting errors or inquiries.

key_locations: St. Thomas, United States Virgin Islands

document_subtype: Bank Statement

key_organizations:
Deutsche Bank Trust Co. Americas
PRYTANEE, LLC


document_description: The document contains a table of client and prospect information, including contact details, investment interests, and communication history. It includes names, addresses, emails, and notes on investment preferences and past interactions.

key_people:
Eric Schmidt
Adam Kimmel
Lisa Adreinne Cannella
Andrew Farkas
Annette Franqui
Alex Green
Ajay Bhalla
Avi Kestenbaum
Alan Kufeld
Alvin Murstein
Anup Patel
Anthony Persico
Arun Alagappan
Andy Augenblick
Dill Ayres
Andrew Zaro
William Berkman
Barry Bloom
Brad Briner
Bryan R. Lawrence
Bryce Markus
Cary Brody
Caroline Conegliano
Charles Britton
Christopher Goldberg
Cliff Illig
Colby Rollins
Curtis Conway
David Manlowe
David Angstreich
David Halliwill
David Cooper
Deepak Raj
Divesh Makan
Don Glickman
Dorrance Family
Douglas Dorrance
Duncan Investments
Edge
Erik Moody
Eran Schreiber
EverWatch Financial
Falk, Charles
Forrestal Capital
Gary Moriwaki
Gene Lynch
George Petrides
Glenmede
Gregory Attorri
Guilford Company
Haresh Tharani
Harry Beller
Heidi Holterbosch
Highlander Partners
Hillspire
Iconiq Capital
Inder Sodhi
Infinity Q
Ironsides AM
Jain, Neil
Jamie Smith
Jason Keiser
Jeff Kirwood
Jeffrey Coopersmith
John Barber
John Fitzgibbons
John Lummis
Jonathan Crystal
Jonathan Fischer
Joseph Monaco
Judy Kelly
Julie Richardson
Karl Schreiber
Kelly Masuda
Ken Jones
Kevin Ryan
Kirsten Dzialga
Kristin
Lara Brody
Larry Visoski
Lindemann Family
Lisa Adreinne Cannella
Lloyd Zuckerberg
Lonnie Fine
Louis Cailoa
Lou Cortese
Louise Ranieri
M20 Inc
Makena Capital Management
Mariner Capital
Mark Kristoff
Martin Klein
Matt Ireland
Matt Serra
Michael Cline
Michael Jesselson
Milton Cooper
Mitchell Barry
Moriwaki, Gary
Murstein, Alvin
Murstein, Andrew
Neil Blechman
Nicholas
Orix
Pamela Ehrenkranz
Parami
Paul Contacts
Peter Gaslow
Peter Greatrex
Peter Leidel
Phillip Shefter
Philippe Laffont
Richard Caruso
Richard Leeds
Richard Merage
Rich Gold
Rich Joslin
Robert Haier
Robert Larocca
Robert Hull
Roger Bulloch
Ross Blechman
Russell Artzt
Russell Blank
Sandy Pensler
Schmidt, Eric
Schaefer, Marla
Seelig, Mark
Simon Rose
SK Family Office
Slome, Ian
Snyder, Daniel
Sonen Capital
Spruce Private Investors LLC
Stanley Bould
Stefan Thomson
Steve Brandis
Steven Blicht
Stiritz, William
Tharani, Haresh
Thomas Archer
Thomas Danziger
Thomas Murray
Todd Angkatavanich
Todd Meister
Todd Whiteneck
True North Advisors
Tyler Webb
United Company
Willett Advisors
William Berkman
William Keenan
William McBride
William Stiritz
Winston Advisors
Yorktown Partners, LLC
Yosi Amster
Zubillaga, Alex

key_locations:
Menlo Park, CA
New York, NY
Miami, FL
Dallas, TX
Atlanta, GA
Greenwich, CT
Philadelphia, PA
Los Angeles, CA
San Francisco, CA
Houston, TX
Burbank, CA
Potomac, MD
Princeton, NJ
Stamford, CT
Toronto, ON, Canada
Bristol, VA
Villanova, PA
Leawood, KS
Rocky Mount, NC
Wilton, CT
Richmond, VA
Las Vegas, NV
Denver, CO
Grand Cayman, Cayman Islands

key_organizations:
Hillspire LLC
Forrestal Capital
SK Family Office
Ironsides AM
ICONIQ Capital LLC
Annandale Capital
Anschutz
Arcus
BBR Partners
Bluestem LLC
Bright Group
Caruso Affiliated
CFM
Cox Partners
Dock Street
Dorrance Family
Duncan Investments
Edge
EverWatch Financial
Ford
Glenmede
Granite Group
Guilford Company
Highlander Partners
Iconiq Capital
Infinity Q
Ironsides AM
JL Squared Group
Lindemann Family
M20 Inc
Makena Capital Management
Mariner Capital
Orix
Parami
Sonen Capital
Spruce Private Investors LLC
Stiritz
True North Advisors
United Company
Willett Advisors
Yorktown Partners, LLC


document_description: A list of client prospects with names and their respective company or affiliation.

key_people:
Adam Kimmel
Ari Glass
Alex Green
Ajay Bhalla
Avi Kestenbaum
Alex Zubillaga
Alvin Murstein
Andrew Murstein
Arun Alagappan
Robert Haier
Brian Blechman
Bruce Gross
Catherine Moreatis
Cathy Handley
Charles Britton
Cary Brody
Charles Krusen
Marla Schaefer
Colby Rollins
Curtis Conway
David Halliwil
David Cooper
Daniel Heflin
Edouard Gerschel
Gail Coleman
Harry Beller
Heidi Holterbosch
William Keenan
Haresh Tharani
Richard Simon
Inder Sodhi
John Fitzgibbons
John Binko
Jonathon
John Lummis
Julie Richards
Judy Kelly
Kevin Ryan
Mark Kristoff
Martin Klein
Matt Ireland
Michael Cline
Milton Cooper
George Weiss
Neil Jain
Neal Milch
Peter Gaslow
Phillip Shefter
Peter Leidel
Lewis Ranieri
Richard Leeds
Roger Bulloch
Russell Artzt
Sandy Pensler
Simon Rose
Steven Blicht

key_organizations:
Hillspire
Forrestal
Bluestem
Orix
Bright Group
Sonen Capital
Infinity Q
Everwatch
Shamrock
Dock Street
JL squared
Iconiq
Caruso Affiliated
United Company
Granite Group
Georgetown
Spruce
Highlander
Anschutz
Arcus


document_description: The document discusses recent global market volatility, primarily due to concerns over Chinese economic growth. It highlights the impact on both developed and emerging markets, the role of the U.S. Federal Reserve's potential rate hike, and the opportunities for selective investments in equities, fixed income, commodities, and foreign exchange. The document also provides a glossary of financial terms and important information regarding investment risks and disclaimers.

title: CIO Flash — Global market volatility: more to come, but opportunities too

key_people:
Deutsche AWM Investment GmbH
Deutsche Bank AG

key_locations:
China
Eurozone
United States

key_organizations:
Deutsche Asset & Wealth Management
U.S. Federal Reserve Board


document_description: The memo discusses the causes of the recent market sell-off and its impact on specific asset classes. It offers to discuss the pullback or execute trades to express specific views.

document_subtype: memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Deutsche Bank Securities Inc.


document_description: Invitation to a client conference call and webcast titled 'Second Quarter Global Outlook' with Larry Adam, Chief Investment Officer and Chief Investment Strategist, Wealth Management—Americas, scheduled for April 19, 2016. The event will discuss the global economic outlook for the second quarter. Registration and replay details are provided.

title: Second Quarter Global Outlook Conference Call Invitation

key_people:
Larry Adam
Paul Morris

document_subtype: invitation

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas


document_description: This document is a special report discussing the limits of central bank policy intervention and its implications for investment. It explores the effectiveness of quantitative easing (QE) and the potential negative consequences of central bank interventions, such as capital misallocation and asset bubbles. The report also addresses the challenges faced by central banks like the ECB, Fed, and BOJ, and provides investment strategies in light of these challenges. It emphasizes the importance of realistic return expectations, risk management, flexible diversification, and deep local knowledge in navigating the current investment environment.

title: The limits of monetary policy: Are central banks losing their magic touch?

key_people:
Christian Notting
Mervyn King
Paul Krugman
Ben Bernanke
Stephen Williamson
Robert Barro

document_date: March 2016

key_locations:
United States
Eurozone
Japan
United Kingdom

document_subtype: Marketing Material

key_organizations:
Deutsche Bank Wealth Management
European Central Bank (ECB)
Federal Reserve (Fed)
Bank of Japan (BOJ)
Bank of England (BoE)


document_description: The report provides an earnings preview for US REITs for the third quarter of 2016, discussing market trends, sector performance, and expectations for various REIT sectors including apartments, malls, office, and healthcare. It highlights the impact of macroeconomic factors such as interest rates and GDP growth on REIT valuations and performance. The report also includes detailed previews for individual companies and sectors, along with analyst ratings and target price changes.

title: US REIT 3Q16 Earnings Preview

key_people:
Vin Chao
Mike Husseini
Vlad Rudnytsky
Greg Schweitzer
Derek Johnston

document_subtype: news report

key_organizations:
Deutsche Bank
American Campus Communities
AvalonBay Communities
Boston Properties
Brixmor
Camden Property Trust
City Office REIT
CyrusOne Inc.
DDR Corp.
Digital Realty Trust
Equity One, Inc.
Equity Residential
Federal Realty Investment Trust
General Growth Properties
Independence Realty Trust
Kennedy-Wilson Holdings
Kilroy Realty Corp.
Kimco Realty Corp.
Macerich Co.
Mack-Cali Realty Corp.
Medical Properties Trust
Paramount Group
Post Properties
Prologis, Inc.
QTS Realty Trust Inc.
Ramco-Gershenson Property Trust
Regency Centers
Retail Properties of America
Simon Property Group
SL Green Realty
Spirit Realty Capital
Taubman Centers Inc.
Urstadt Biddle Properties Inc.
Ventas Inc
Vornado Realty Trust
Welltower


document_description: The report provides a strategic outlook on the U.S. real estate market as of mid-2016, covering sector allocations, market allocations, commercial real estate fundamentals, capital markets, and specific sector analyses including industrial, office, retail, and apartment sectors. It discusses economic and structural demand drivers, real estate supply, and capital market conditions, with a focus on investment strategies and market performance expectations.

title: U.S. Real Estate Strategic Outlook: Mid-Year Review

key_people:
Kevin White
Ross Adams
Bradley Doremus
Ana Leon
Simon Wallace
Tom Francis
Farhaz Miah
Koichiro Obu
Seng-Hong Teng
Matthias Naumann
Martin Lippmann
Julien Scarpa
Natasha Lee
Brooks Wells
Erin Patterson
Silverio Vasquez
Mark Roberts
Gianluca Minella
Jessica Elengical
Jaimala Patel
Aaron Heffernan

document_date: September 2016

key_locations:
United States
Boston
Los Angeles
San Francisco
New York
Washington D.C.
Portland
Oakland
Orange County
San Diego
Fort Lauderdale
Seattle
Miami
Atlanta
Phoenix
Riverside
San Jose
Chicago
Dallas
Houston
Charlotte
Austin
Denver
San Francisco Bay Area
San Jose
Oakland
Portland
Denver
New York
Boston

document_subtype: Research Report

key_organizations:
Deutsche Asset Management
NCREIF
CBRE-EA
Federal Reserve
CRE Finance Council
Moody's Analytics
National Association of Realtors
Census Bureau
Axiometrics
Nielson Company


document_description: A list of financial holdings including company names and ETFs.

title: Financial Holdings List

document_subtype: financial holdings

key_organizations:
ADVANCED MICRO DEVICES
ALERIAN MLP ETF
ALIBABA GROUP HOLDING-SP ADR
ALLERGAN PLC
ALPHABET INC-CL C
ANHEUSER-BUSCH INBEV-SPN ADR
APOLLO GLOBAL MANAGEMENT - A
APPLE INC
BANK OF AMERICA CORP
BASF SE-SPON ADR
BERKSHIRE HATHAWAY INC-CL A
BIOGEN INC
BRISTOL-MYERS SQUIBB CO
CENTENE CORP
CREDIT SUISSE GROUP-SPON ADR
CUMMINS INC
FACEBOOK INC-A
FINANCIAL SELECT SECTOR SPDR
FOUNDATION MEDICINE INC
GENERAL DYNAMICS CORP
GENERAL ELECTRIC CO
GILEAD SCIENCES INC
GOLDMAN SACHS GROUP INC
ING GROEP N.V.-SPONSORED ADR
ISHARES MSCI SOUTH KOREA ETF
JD.COM INC-ADR
LOCKHEED MARTIN CORP
NINTENDO CO LTD-UNSPONS ADR
NORTHROP GRUMMAN CORP
ON SEMICONDUCTOR CORP
QUALCOMM INC
RAYTHEON COMPANY
SANGAMO THERAPEUTICS INC
SEQUENTIAL BRANDS GROUP INC
SPDR S&P REGIONAL BANKING
STARBUCKS CORP
TENCENT HOLDINGS LTD-UNS ADR
TERADYNE INC
UTILITIES SELECT SECTOR SPDR
WALT DISNEY CO/THE


document_description: This document contains structured notes and periodic communication details related to clients and products. It includes contact information, relationship names, family office names, and various financial focus areas. The document also lists events, entertainment, and current offerings, along with specific notes and to-do items for different clients and prospects.

key_people:
Arun Alagappan
Yosi Amster
Scott Carpenter
Thomas Archer
Gregory Attorri
Mitchell Barry
Ajay Bhalla
David Homrich
Peter Greatrex
Heidi Holterbosch
Cliff Illig
Neal Milch
Gary Moriwaki
Thomas Murray
Alvin Murstein
Andrew Murstein
Sandy Pensler
Simon Rose
Marla Schaefer
Eric Schmidt
Mark Seelig
Ian Slome
Daniel Snyder
David Hood
William Stiritz
Haresh Tharani
George Weiss
Alex Zubillaga
Lloyd Zuckerberg

key_locations:
Las Vegas
New York
Hartford
Jackson Hole

document_subtype: Client and Product Information

key_organizations:
Annandale Capital
Arcus
BBR Partners
Bluestem LLC
Bright Group
Caruso Affiliated
CFM
Cold Spring Harbor Laboratory
Dorrance Family
EverWatch Financial
Forrestal Capital
General Atlantic
Granite Group
Highlander Partners
Hillspire LLC
ICONIQ Capital LLC
Infinity Q
Ironsides AM
Jesselson Capital
JL Squared Group
Makena Capital Management
Mariner Capital
MIG Capital
Orix
Parami
Peregrine Group
Sonen Capital
Spruce Private Investors LLC
True North Advisors
United Company
Willett Advisors
Yorktown Partners LLC


document_description: The document is a company overview presentation for LinkSPINE, targeting U.S. institutional investors and key client partners. It outlines the company's innovative products and strategies in the minimally invasive spine surgery market, focusing on outpatient care. Key highlights include the MidlineChoice platform, a novel MIS midline kit, and an affordable navigation system. The document also discusses the company's growth model, successful beta launch, and investment opportunities. It emphasizes the benefits of minimally invasive surgery for patients, physicians, and healthcare facilities.

title: Company Overview

key_people:
Dennis Farrell
Helmut Link
Norbert Ostwald
Peter Willenborg
Seth Damergy
Benjamin Bible

document_date: July 2018

key_locations:
Hamburg, Germany
New York, NY
Florida
Georgia
Texas
Arizona
California

key_organizations:
LinkSPINE
Deutsche Bank
Link Group


document_description: This document is a Non-Disclosure and Non-Use Agreement between LinkSPINE Inc. (Disclosing Party) and an unnamed Receiving Party. It outlines the terms under which confidential information related to LinkSPINE's business, particularly in the field of medical devices for spinal surgery, is to be protected. The agreement includes definitions of confidential information, obligations of non-use and non-disclosure, return of materials, and legal remedies for breach. It is governed by the laws of the State of Maryland.

title: Non-Disclosure and Non-Use Agreement between LinkSPINE Inc. and Receiving Party

key_locations:
Columbia, MD
State of Maryland
Washington County, State of Maryland

document_subtype: Non-Disclosure Agreement


document_description: A directory of individuals and family offices with addresses, some entries include email addresses and notes on whether they receive holiday cards. The document includes names, addresses, and affiliations, with some entries marked for receiving holiday cards.

key_people:
Arun Alagappan
Yosi Amster
Thomas Archer
Gregory Attorri
Andy Augenblick
Mitchell Barry
Harry Beller
Ajay Bhalla
David Homrich
Peter Greatrex
Brian Merrins
Steve Brandis
Darren Campf
Roger Bulloch
Kelly Masuda
Gary Dilella
Richard Caruso
Andrew Zaro
Rob Cain
Tim Sarhatt
Michael Cline
Dill Ayres
Richard Leeds
Gail Coleman
Craig Wideman
Adreinne Cannella
Jonathan Crystal
Matt Ireland
Thomas Danziger
Sharon Cornwell
Greg Martin
Stanley Gold
John Diederich
Clint Gossage
Jason Stiles
Gregg Hammer
Kirsten Dzialga
Harry Edge
Paul Edge
Whit Edge
Pamela Ehrenkraz
Erin Enright
Stuart Essig
Frohman Anderson
Joe Monaco
Matt Womble
Tyler Webb
Charles Falk
Lonnie Fine
John Fitzgibbons
Gary Shultz
Annette Franqui
Jonathan Franqui
Lawrence Gaslow
Gene Lynch
Rich Gold
Mike Barry
Christoper Zafiriou
Donald Glickman
Lyle Himebaugh III
Richard Zipkis
Alex Green
James Landrigan
Stanley Bould
Heidi Holterbosch
Cliff Illig
Robb Heineman
Drew Tarlow
Scott Lindell
Mark Roberts
Neil Jain
Michael Jesselson
Jonathan Liggett
Michael Wigrizer
William Keenan
John Bailey
Robert Bastone
Lynn Morgan
Haresh Tharani
Lois Clarke
Sonny Jain
Joakim Bergander
Ken Jones
George Weiss
Kristin Paul
Brad Briner
Renee Noto
Eric Murzyn
Rudy Sahay
Sam Bakhshandehpour

key_locations:
New York, NY
Dallas, TX
Denver, CO
Atlanta, GA
Monsey, NY
Charlottesville, VA
Summersville, WV
Las Vegas, NV
Los Angeles, CA
Villanova, PA
Los Gatos, CA
Mineola, NY
Grand Cayman, Cayman Islands
Burbank, CA
Beverly Hills, CA
King of Prussia, PA
Scottsdale, AZ
Houston, TX
Greenwich, CT
Philadelphia, PA
Southlake, TX
Bristol, VA
Hartford, CT
Stamford, CT
Bristol, VA
Los Angeles, CA

key_organizations:
Annandale Capital
Anschutz
Arcus
BBR Partners
Blue Mountain
Bluestem LLC
Bright Group
Caruso Affiliated
CFM
Cold Spring Harbor Laboratory
Dart Management
Shamrock
Dock Street
Dorrance Family
Duncan Investments
Elysium Management
EverWatch Financial
Forrestal Capital
General Atlantic
Georgetown U
Glenmede
Granite Group
Guilford Company
Highlander Partners
Infinity Q
Ironsides AM
Jesselson Capital
JL Squared Group
Keenan
Spruce Private Investors LLC
True North Advisors
United Company
Vass Pipe
Thirdlake Capital
Willet Advisors
Brightstar Capital
54 Madison
Silverstone Capital Management


document_description: The document contains references to obscured data and internal use notes. It mentions names like Alex Zubillaga and Lloyd Zuckerberg, with some redacted information. The document also includes references to sheets labeled Sheet2 and Sheet3, indicating internal use only.

key_people:
Alex Zubillaga
Lloyd Zuckerberg


document_description: A list of client prospects with their addresses, cities, states, and zip codes.

key_people:
Alex Green
Annandale
Anschutz
Arcus
AMB Family Office
BBR
Bluestem
Bright Group
Caruso Affiliated
Caruso (Richard)
CFM
Cox
DART com
Dock Street
Duncan
Edge
Essig
Everwatch
Ford
Forrestal
Georgetown
Glenmede
Granite Group
Guilford
Highlander
Hillspire
Iconiq
Illig
Infinity Q
Ironsides
JL squared
m20
Merage
Nicholas
Orix
Parami
Roger Bulloch
Shamrock
Slome
Snyder
Sonen Capital
Spruce
Stiritz
Thomson
United Company
Willett
Winston Advisors

key_locations:
Southlake TX
Dallas TX
Denver CO
Atlanta GA
New York NY
Charlottesville VA
Summersville WV
Los Angeles CA
Villanova PA
Los Gatos CA
Dallas TX
Grand Cayman Cayman Islands
King of Prussia PA
Houston TX
Atlanta GA
Princeton NJ
Greenwich CT
Dallas TX
Miami FL
Washington DC
Philadelphia PA
Wilton CT
Richmond VA
Dallas TX
Menlo Park CA
San Francisco CA
Leawood KS
New York NY
Rocky Mount NC
Philadelphia PA
Los Angeles CA
Newport Beach CA
Aliso Viejo CA
Dallas TX
New York NY
Las Vegas NV
Burbank CA
New York NY
Potomac MD
San Francisco CA
Stamford CT
Toronto ON, Canada
Bristol VA
New York NY


document_description: This document outlines the final terms and conditions for the DB 5 Year TRY Coupon Note issued by Deutsche Bank AG, London Branch. It includes details such as the notional amount, issue price, maturity date, coupon rate, and payment dates. The document also discusses indicative bid prices, disclaimers, and legal considerations.

title: DB 5 YEAR TRY COUPON NOTE

key_locations:
Istanbul
London
New York
Luxembourg

document_subtype: Final Terms and Conditions


document_description: This document outlines the final terms and conditions for a 10-year TRY coupon note issued by Deutsche Bank AG, London Branch. It includes details on the issuer, status of debt, notional amount, issue price, maturity date, coupon rate, and other financial terms. The document also contains disclaimers and information on indicative bid prices.

title: DB 10 YEAR TRY COUPON NOTE Final Terms and Conditions

document_subtype: Coupon Note


document_description: This document is a Borrower Security and Pledge Agreement between Southern Financial LLC (Debtor) and Deutsche Bank AG (Lender). It outlines the terms under which the Debtor pledges collateral to secure loans and other financial obligations to the Lender. The agreement includes representations and warranties by the Debtor, covenants, events of default, and rights and remedies of the Lender. It also specifies the collateral maintenance requirements and the rights of the Lender in case of default.

title: Borrower Security and Pledge Agreement

key_locations:
St. Thomas, US Virgin Islands
New York, NY

document_subtype: Borrower Security and Pledge Agreement

key_organizations:
Southern Financial LLC
Deutsche Bank AG
Deutsche Bank Trust Company Americas
DB Structured Products, Inc.
DB Private Clients Corp.
Deutsche Bank AG, London Branch
Deutsche Bank Securities, Inc.


document_description: This document is an application for opening a business deposit account with Deutsche Bank for Gratitude America, Ltd. It includes details such as the account title, entity name, taxpayer ID, mailing and legal addresses, and client relationship type. It also outlines various banking services and terms, including internet banking, ATM/debit services, and compliance responsibilities.

title: Deutsche Bank Wealth Management Business Deposit Account Opening Application

key_people:
Darren Indyke
Jeffrey E. Epstein

document_subtype: Bank Account Application

key_organizations:
Deutsche Bank
Gratitude America, Ltd


document_description: This document outlines the authorized signers for a corporation's bank account, including Jeffrey Epstein and Darren Indyke. It specifies the conditions under which these signers can act individually or jointly and confirms the validity of the corporate resolutions.

key_people:
Jeffrey Epstein
Darren Indyke

document_subtype: Corporate Resolutions


document_description: This document is a certificate of resolutions for Hyperion Air, LLC, authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the powers and responsibilities of authorized signers, including Jeffrey Epstein and Darren Indyke, to manage accounts with the bank. The document includes resolutions for investment advisory, deposit, and custody accounts, and authorizes the delegation of powers to agents.

title: Certificate of Limited Liability Company Resolutions in favor of Deutsche Bank Trust Company Americas

key_organizations:
Deutsche Bank Trust Company Americas
Hyperion Air, LLC


document_description: Authorization letter granting Harry Beller signing authority on Hyperion Air LLC account(s) at Deutsche Bank.

key_people:
Jeffrey Epstein
Harry Beller
Amanda Kirby

key_locations: 345 Park Avenue, 27th Floor, New York, NY 10154

document_subtype: authorization letter

key_organizations:
Deutsche Bank
Hyperion Air LLC


document_description: This document is an amendment to the ISDA Master Agreement between Deutsche Bank AG and Southern Financial, LLC, dated October 20, 2017. It outlines changes to the Master Agreement, including the voiding of a previous Termination Agreement, modifications to ownership and financial conditions, and incorporation of resolution stay protocols. The agreement is governed by New York State law.

title: Amendment Agreement between Deutsche Bank AG and Southern Financial, LLC

key_locations:
United States Virgin Islands
State of New York

document_subtype: Amendment Agreement

key_organizations: International Swaps and Derivatives Association


document_description: This document is a bank statement from Deutsche Bank Trust Co. Americas for Southern Financial LLC, covering the period from May 1, 2019, to May 31, 2019. It includes details of account balances, deposits, withdrawals, and transfers.

title: Deutsche Bank Trust Co. Americas Account Statement

key_locations:
New York, NY
St. Thomas
Boca Raton, FL

key_organizations:
Deutsche Bank Trust Co. Americas
Southern Financial LLC
CITIBANK, N.A.
CHARLES SCHWAB AND CO INC
HARLEQUIN DANE LLC


document_description: This document is a Borrower Security and Pledge Agreement between Southern Financial LLC (Debtor) and Deutsche Bank AG (Lender). It outlines the terms under which the Debtor pledges collateral to secure loans and other financial obligations to the Lender. The agreement includes representations and warranties by the Debtor, covenants, events of default, and the rights and remedies of the Lender in case of default. It also details the collateral maintenance requirements and the rights of the Lender to take possession of and sell the collateral in case of default.

title: Borrower Security and Pledge Agreement


document_description: The document is a daily deposit report dated June 13, 2019, detailing large, zero, and negative balances for various accounts. It includes account numbers, names, categories, balances, and overdraft amounts. The report is associated with RM Code 82289 and includes multiple tables with financial data.

title: Daily Deposit Report

key_people:
Nancy and Michael Devane
Mara Wagner
Leah Kubis
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Gabrielle E. Wanek
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Robert S Forsythe
Laura A Forsythe
Ronald Wanek
Joyce Wanek

document_subtype: Deposit Report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Trimbarnes Family Ltd
Axcis Information Network Inc
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Ashley Furniture Industries Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
Rahul Vaid
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Ashley Holdings Inc
Keyhole Partners, LLC
Ashley Furniture Industries Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC


document_description: The document is a financial report detailing large, zero, and negative balances for various accounts as of May 20, 2019. It includes account numbers, names, categories, balances, and overdraft amounts. Notable entities include Jeffrey Epstein, various LLCs, trusts, and individuals associated with significant financial activities.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Mara Wagner
Leah Kubis
Todd R. Wanek
Karen A. Wanek
Shari Wagner
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Ronald & Joyce Wanek
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Robert S Forsythe
Laura A Forsythe
Gabrielle E. Wanek

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
NES, LLC
LSJE, LLC
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Lake Point Holdings LLC
Southern Aggregate Transport Services
Axcis Information Network Inc
Butterfly Trust
Ashley Holdings Inc
Ashley Homestores Ltd
Ashley Real Estate, LLC
Ashley Distribution Services Ltd
Ashley Global Retail, LLC
Ashley Furniture Industries Inc


document_description: This document is the Form ADV Part 2A for iCapital Advisors, LLC, providing information about the firm's qualifications, business practices, and updates for 2018. It includes details on advisory services, fees, investment strategies, risk factors, and conflicts of interest. The document also outlines the firm's relationships with other financial entities and its compliance with regulatory requirements.

title: iCapital Advisors, LLC Form ADV Part 2A

key_people:
Eileen Duff Blalock
Phil Pool
John C. Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

document_subtype: Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
Georgetown University Endowment
Institutional Capital Network, Inc.
Credit Suisse
Donaldson, Lufkin & Jenrette
Fidelity Brokerage Services LLC
Gen II Fund Services, LLC
BNY Capital Corporation
BlackRock, Inc.
Credit Suisse Group AG
Morgan Stanley
UBS Financial Services


document_description: This document is a confidential private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the offering of limited partner interests, investment strategies, risks, and terms of the fund. The memorandum is intended for sophisticated investors and includes detailed information on the fund's structure, management, and investment objectives. It also discusses the legal, tax, and regulatory considerations for potential investors.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Private Placement Memorandum

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

document_date: January 2018

key_locations:
London
New York
Cayman Islands

document_subtype: Private Placement Memorandum

key_organizations:
Glendower Capital
Deutsche Asset Management
iCapital Advisors, LLC
Raymond James & Associates, Inc.
Raymond James Financial Services, Inc.
Credit Suisse Asset Management Limited


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware limited partnership. It outlines the terms and conditions for investors interested in purchasing a limited partner interest in the partnership. The agreement includes details on subscription requirements, capital contributions, investor representations and warranties, and various legal and regulatory compliance aspects. It also addresses the roles of the General Partner and Investment Manager, and the potential conflicts of interest. The document is proprietary and confidential, intended for prospective investors who meet certain financial and legal criteria.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partner Subscription Agreement

key_people:
General Partner
Investment Manager

key_locations:
New York, NY
Delaware

document_subtype: Subscription Agreement

key_organizations: Glendower Access Secondary Opportunities IV GP LLC

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: This document provides detailed information about the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. and the Glendower Capital Secondary Opportunities Fund IV, L.P. It outlines the structure, strategy, fees, and terms of both the Access Fund and the Underlying Fund. The document also includes legal disclaimers and important information for potential investors, emphasizing the risks and conditions associated with investing in these funds.

title: Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. and Glendower Capital Secondary Opportunities Fund IV, L.P.

key_people:
Carlo Pirzio-Biroli
Charles Smith
Joshua C. Glaser
Deirdre Davies
Adam Graev
Emilio Olmos
Chi Cheung
Francesco Rigamonti

key_locations:
London
New York

document_subtype: Investment Fund Presentation

key_organizations:
Glendower Capital
iCapital Advisors, LLC
DBSI
Deutsche Bank
Mirabella Advisers LLP
Cambridge Associates


document_description: This document is a confidential investment presentation for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors. It provides an overview of the fund's structure, strategy, and key terms, emphasizing the risks and fees associated with investing in private equity funds. The presentation includes performance data of previous funds managed by Glendower Capital and outlines the investment strategy for the new fund, targeting secondary private equity markets globally.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

document_date: April 2018

key_locations:
London
New York
Europe
North America
Asia

document_subtype: Investment Presentation

key_organizations:
Glendower Capital
Georgetown University Endowment
iCapital Advisors, LLC
Deutsche Bank
Credit Suisse


document_description: This document is a letter of authorization for fund investment related to the Georgetown University Endowment. It involves the subscription for an interest in an alternative investment fund managed by iCapital Advisors, LLC and offered by Deutsche Bank Securities Inc. The letter outlines the information required from the client, consent for sharing information with iCapital Parties, and authorization for Deutsche Bank to manage fund-related transactions.

title: Georgetown University Endowment Letter of Authorization for Fund Investment

document_subtype: Letter of Authorization

key_organizations:
Georgetown University Endowment
iCapital Advisors, LLC
Deutsche Bank Securities Inc.
iCapital Parties


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., providing updates and modifications related to the offering of limited partnership interests. It includes details on Deutsche Bank Securities Inc.'s role as Placement Agent, servicing fees, placement fees, and changes to regulatory matters.

title: Supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_subtype: Supplement to Private Placement Memorandum


document_description: This document is a Form ADV Part 2A for iCapital Advisors, LLC, providing information about the firm's qualifications, business practices, and material changes. It includes details about the advisory business, fees, compensation, methods of analysis, investment strategies, risk factors, and affiliations. The document also outlines the firm's code of ethics, privacy policy, and other financial industry activities.

title: iCapital Advisors, LLC Form ADV Part 2A

key_people:
Eileen Duff Blalock
Phil Pool
John Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

key_organizations:
iCapital Advisors, LLC
iCapital Network
Credit Suisse
Donaldson, Lufkin & Jenrette
Institutional Capital Network, Inc.
Fidelity Brokerage Services LLC
Gen II Fund Services, LLC
BNY Capital Corporation
BlackRock, Inc.
Credit Suisse Group AG
Morgan Stanley
UBS Financial Services


document_description: This document is the amended and restated limited partnership agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware limited partnership. It outlines the terms and conditions under which the partnership operates, including definitions, organization, powers, management, investments, fees, capital contributions, distributions, and dissolution. The agreement also includes provisions for the admission of additional partners, anti-money laundering compliance, and indemnification of partners. It specifies the roles and responsibilities of the general partner and limited partners, as well as the management fee structure and capital account allocations.

title: Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P.

key_people:
General Partner
Limited Partners

key_locations:
New York, NY
Wilmington, DE

document_subtype: Limited Partnership Agreement


document_description: This document is a confidential private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware limited partnership. The memorandum is intended for sophisticated investors and outlines the offering of limited partner interests in the Access Fund, which will invest in Glendower Capital Secondary Opportunities Fund IV, LP. The document includes details on the investment strategy, risks, and terms of the offering, as well as legal and tax considerations. It emphasizes the confidentiality of the information and the need for investors to rely on their own examination of the fund and the terms of the offering.

key_locations:
Delaware
United States
Cayman Islands
London
New York


document_description: This document is a disclosure statement and subscription agreement for potential investors in Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms and conditions for investment, including the roles of Deutsche Bank Securities Inc. as the Solicitation Agent, Glendower Access Secondary Opportunities IV GP LLC, and iCapital Advisors, LLC. The document details the compensation structure for the Solicitation Agent, including placement and servicing fees, and provides instructions for completing the subscription agreement. It also includes representations and warranties required from investors, particularly those investing as entities or plan investors, and outlines the privacy policy regarding investor information.

document_subtype: Disclosure Statement and Subscription Agreement


document_description: This document is a confidential presentation for Glendower Access Secondary Opportunities Fund IV (U.S.), L.P., detailing the investment structure, terms, and strategies of both the Access Fund and the Underlying Fund, Glendower Capital Secondary Opportunities Fund IV, L.P. It includes information on fund management, investment strategies, fees, and legal disclaimers for various jurisdictions.

title: Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. Confidential Presentation

key_locations:
London
New York
Geneva
Sydney
Hong Kong
Singapore
Tokyo

document_subtype: Confidential Financial Presentation

key_organizations:
Glendower Capital
iCapital Advisors, LLC
DBSI
Deutsche Bank
Mirabella Advisers LLP
Credit Suisse


document_description: This document is a confidential presentation for investment professionals and qualified investors regarding the Glendower Access Secondary Opportunities IV (U.S.), L.P. It provides an overview of the fund's structure, strategy, and key terms, as well as detailed information on the risks, fees, and performance of the fund and its underlying investments. The presentation emphasizes the high-risk nature of the investment, the lack of liquidity, and the potential for conflicts of interest. It also includes a summary of the fund's investment strategy, historical performance, and market analysis.

key_organizations:
Glendower Capital
EverWatch Financial
iCapital Advisors
Deutsche Bank
Institutional Capital Network


document_description: This document is a letter of authorization for fund investment related to the Glendower Access Secondary Opportunities IV (U.S.), L.P. fund. It outlines the information required from the client by Deutsche Bank and iCapital Parties for identity verification and fund investment purposes. The client authorizes Deutsche Bank to share their information with iCapital Parties and to transfer funds from their Deutsche Bank account for capital contributions to the fund. The document also clarifies that fund interests will not be held at Deutsche Bank and that account statements will be sent directly by iCapital Parties.

title: EverWatch Financial Letter of Authorization for Fund Investment


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., providing updates and modifications related to the offering of limited partnership interests. It includes details on Deutsche Bank Securities Inc.'s role as Placement Agent, servicing fees, placement fees, and changes to regulatory matters. The supplement also addresses risk factors and potential conflicts of interest for investors introduced by Deutsche Bank.


document_description: This document is a Form ADV Part 2A for iCapital Advisors, LLC, providing information about the firm's qualifications, business practices, and updates for 2018. It includes details on advisory business, fees, compensation, methods of analysis, investment strategies, risk factors, and affiliations. The document also outlines the firm's code of ethics, conflicts of interest, and privacy policy.

title: iCapital Advisors, LLC Form ADV Part 2A

key_people:
Ian Slome
Eileen Duff Blalock
Phil Pool
John Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

key_locations:
New York, NY
Chicago
London

key_organizations:
iCapital Advisors, LLC
iCapital Network
Credit Suisse
Donaldson, Lufkin & Jenrette
First Avenue Partners
Fir Tree Partners
Eaton Partners
Veronis Suhler Stevenson
Atlas Advisors


document_description: This document is the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware Limited Partnership, dated April 11, 2018. It outlines the terms and conditions under which the partnership operates, including definitions, organization, powers, partner responsibilities, investments, fees, capital contributions, distributions, and dissolution procedures. The agreement also includes provisions for management, control, and indemnification of partners, as well as compliance with anti-money laundering laws and ERISA. It details the rights and obligations of the general and limited partners, including the management fee structure, capital account maintenance, and conditions for the transfer of partnership interests.

key_people:
Ian Slome
Michael Stanton


document_description: This document is a confidential private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It provides information about an investment in limited partner interests in the Access Fund, which invests in the Underlying Fund. The memorandum includes details on the investment strategy, risks, and terms of the offering. It is intended for sophisticated investors and outlines the legal and financial framework of the investment.

key_people:
Ian Slome
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

key_locations:
Delaware
U.S.
Europe
London
New York


document_description: This document is a confidential presentation for the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P., detailing the investment strategy, terms, and conditions of the fund. It includes information about the Access Fund and the Underlying Fund, their management fees, fund terms, and investment strategies. The document also outlines the risks associated with investing in the fund and provides legal disclaimers for various jurisdictions.

key_people:
Ian Slome
Carlo Pirzio-Biroli
Charles Smith
Joshua C. Glaser
Adam Graev
Emilio Olmos
Chi Cheung
Francesco Rigamonti

key_organizations:
Glendower Capital
iCapital Advisors, LLC
Deutsche Bank
DBSI
Mirabella Advisers LLP
Credit Suisse


document_description: This document is a confidential investment presentation for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors. It provides an overview of the fund's structure, strategy, and key terms, as well as the risks associated with investing in private equity funds. The presentation includes performance data, market analysis, and information on the fund's management team.

key_people:
Ian Slome
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_organizations:
Glendower Capital
iCapital Advisors
Deutsche Bank
Credit Suisse
Institutional Capital Network


document_description: A letter of authorization for fund investment in Glendower Access Secondary Opportunities IV (U.S.), L.P., managed by iCapital Advisors, LLC and offered by Deutsche Bank Securities Inc. The letter outlines the information required from the client for identity verification and consent to share this information with iCapital Parties. It also includes authorization for Deutsche Bank to transfer funds and receive information related to the client's fund investment.

title: Ian Slome Letter of Authorization for Fund Investment


document_description: Form W-9 is used by individuals or entities to provide their taxpayer identification number (TIN) to a requester who must file an information return with the IRS. The form includes sections for providing personal information, tax classification, and certification of the TIN. It also outlines exemptions from backup withholding and FATCA reporting, and provides instructions for completing the form.

title: Form W-9 Request for Taxpayer Identification Number and Certification

document_date: November 2017

document_subtype: tax form


document_description: This document is an account agreement between Southern Trust Company, Inc. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, order execution, purchase and sale of securities, trading restrictions, and arbitration clauses. It also includes tax election and declaration of tax status, and an appendix with disclosures and definitions.

title: Deutsche Asset & Wealth Management Account Agreement

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document is an account agreement between The Haze Trust and Deutsche Bank Securities Inc. (DBSI). It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account details, order execution, rules and regulations, purchase and sale of securities, trading restrictions, and more. It also includes sections on arbitration, tax election, and margin disclosure. The agreement specifies the responsibilities of the client and DBSI, including compliance with applicable laws, notification requirements, and the handling of joint accounts. The document also covers the risks and mechanics of margin trading, interest and costs, liens, and the rehypothecation of securities.

title: Deutsche Bank Securities Inc. Account Agreement for The Haze Trust

key_people:
Client (The Haze Trust)
Deutsche Bank Securities Inc. (DBSI)
Pershing LLC (Clearing Agent)

key_locations:
St. Thomas
New York, NY

key_organizations:
Deutsche Bank Securities Inc.
The Haze Trust
Pershing LLC


document_description: This document is an account agreement between Deutsche Bank Securities Inc. (DBSI) and the Epstein Virgin Islands Foundation, Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, order execution, purchase and sale of securities, trading restrictions, and arbitration agreements. The document also includes tax status declarations and compliance responsibilities.

key_organizations:
Deutsche Bank Securities Inc.
Epstein Virgin Islands Foundation, Inc.
Pershing LLC


document_description: This document is an account agreement between Southern Financial LLC and Deutsche Bank Securities Inc. (DBSI). It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account details, order execution, rules and regulations, purchase and sale of securities, trading restrictions, and other account management details. The agreement also includes arbitration clauses, tax election/declaration of tax status, and disclosures related to the account.

key_locations:
St Thomas
New York


document_description: This document is an account agreement between a client and Deutsche Bank Securities Inc. (DBSI). It outlines the terms and conditions governing brokerage accounts, including client representations, rights of DBSI, order execution, and rules and regulations. The agreement also covers topics such as cash accounts, purchase and sale of securities, restricted securities, and arbitration clauses. It includes a section on tax identification and certification, as well as disclosures and definitions related to the account.

title: Deutsche Bank Securities Inc. Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial LLC
Pershing LLC


document_description: This document is a corporate account authorization and terms and conditions for the Epstein Virgin Islands Foundation, Inc. with Deutsche Bank Securities Inc. It includes resolutions adopted by the Board of Directors, terms for opening and maintaining brokerage accounts, and details on the management and control of the corporation's financial activities. The document also outlines the responsibilities of officers and trustees, and includes articles of incorporation for the foundation.

title: Deutsche Bank Corporate Account Authorization for Epstein Virgin Islands Foundation, Inc.

key_people:
Jeffrey Epstein
Paul Hoffman
Jeffrey Schantz
Darren K. Indyke
Erika Kellerhals

key_locations:
St. Thomas, Virgin Islands
New York, NY

document_subtype: Corporate Account Authorization and Terms and Conditions

key_organizations:
Epstein Virgin Islands Foundation, Inc.
Deutsche Bank Securities Inc.
Pershing LLC


document_description: The document is an account authorization and indemnity agreement for Southern Financial, LLC, a limited liability company, authorizing Deutsche Bank Securities Inc. to open a securities account. Jeffrey Epstein is the managing member and is authorized to act on behalf of the LLC. The document outlines the powers granted to agents and indemnifies Deutsche Bank from liabilities arising from disputes among LLC members.

title: Deutsche Bank Private Wealth Management Limited Liability Company Account Authorization & Indemnity

document_subtype: Account Authorization & Indemnity

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial, LLC


document_description: This document is an account authorization and indemnity agreement for Southern Financial, LLC, a limited liability company. It authorizes Deutsche Bank Securities Inc. to open a securities account for the LLC and appoints agents to manage the account. The document outlines the powers and responsibilities of the agents, indemnity clauses, and conditions for termination of the authorization.

title: Limited Liability Company Account Authorization & Indemnity


document_description: This document is an account authorization and indemnity agreement between Deutsche Bank Securities Inc. and a Limited Liability Company (LLC) managed by Jeffrey Epstein. It authorizes Deutsche Bank to open a securities account for the LLC and appoints agents to manage the account. The document outlines the rights and responsibilities of the parties involved, including indemnity clauses and conditions for termination.

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document outlines the trust authorization and agreement for The Haze Trust, managed by Deutsche Bank Securities Inc. It includes the powers and responsibilities of the trustees, the discretionary powers granted to the trustee, and the conditions under which the trust operates. Jeffrey E. Epstein is both the grantor and trustee, with provisions for successor trustees.

title: The Haze Trust Authorization and Agreement

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: Trust Authorization and Agreement


document_description: This document is a Borrower Security and Pledge Agreement between Southern Financial LLC (Debtor) and Deutsche Bank AG (Lender). It outlines the terms under which the Debtor pledges collateral to secure various financial obligations to the Lender. The agreement details the rights and responsibilities of both parties, including the Debtor's representations and warranties, covenants, and events of default. It also specifies the types of collateral involved, the conditions under which the Lender can take possession of the collateral, and the legal framework governing the agreement.

title: Borrower Security and Pledge Agreement

key_people:
Jeffrey Epstein
Sebastian MWrcilese
Eduardo Waite

document_subtype: Borrower Security and Pledge Agreement

key_organizations:
Southern Financial LLC
Deutsche Bank AG
Deutsche Bank Trust Company Americas
DB Structured Products, Inc.
DB Private Clients Corp.
Deutsche Bank AG, London Branch
Deutsche Bank Securities, Inc.


document_description: This document is an amendment agreement dated October 23, 2017, between Deutsche Bank AG and Southern Financial, LLC. It amends the ISDA Master Agreement originally dated October 28, 2013. Key amendments include the voiding of a previous termination agreement, changes to ownership and financial conditions of Party B, and incorporation of the ISDA 2015 Universal Resolution Stay Protocol. The agreement is governed by the laws of the State of New York.

title: Amendment Agreement between Deutsche Bank AG and Southern Financial, LLC

key_people:
Jeffrey Epstein
Sebastian Marciles
Eduardo Waite

document_subtype: Amendment Agreement

key_organizations: International Swaps and Derivatives Association


document_description: A letter from Stewart Oldfield, Director at Deutsche Bank Wealth Management, addressing the Haze Trust's account at Deutsche Bank, stating no awareness of AML problems.

key_people:
Stewart Oldfield
Mile Lukic

document_date: unknown

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
Deutsche Bank Trust Company Americas
LGT Bank Liechtenstein


document_description: This Amendment Agreement, dated October 23, 2017, between Deutsche Bank AG and Southern Financial, LLC, amends the ISDA Master Agreement dated October 28, 2013. Key amendments include the voiding of a Termination Agreement from December 7, 2016, changes to ownership and financial conditions of Party B, and incorporation of resolution stay protocols. The agreement is governed by New York law.


document_description: This document is a Global Master Repurchase Agreement between Deutsche Bank AG and Southern Financial LLC, dated January 7, 2015. It outlines the terms and conditions under which the parties may enter into repurchase transactions involving securities and financial instruments. The agreement includes provisions for Buy/Sell Back Transactions, margin maintenance, income payments, and events of default. It also contains annexes for specific types of transactions, such as those involving gilt-edged securities, Italian bonds, and equities.

title: TBMA/ISMA Global Master Repurchase Agreement

key_locations:
Zurich
New York
Washington
London
Frankfurt
United States Virgin Islands

document_subtype: Global Master Repurchase Agreement

key_organizations: International Securities Market Association


document_description: This document is a 2002 ISDA Master Agreement between Southern Financial, LLC and Deutsche Bank AG, dated October 28, 2013. It outlines the terms and conditions governing transactions between the parties, including definitions, obligations, events of default, and termination events. The agreement includes provisions for credit support, tax representations, and dispute resolution. It also specifies the governing law as the State of New York and includes a schedule and credit support annex.

title: 2002 ISDA Master Agreement

key_people:
Jeffrey Epstein
Kathleen Yohe
Cynthia Cuomo

key_locations:
United States Virgin Islands
New York
Frankfurt

document_subtype: Master Agreement

key_organizations: International Swap Dealers Association, Inc.


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts as of April 19, 2019. It includes account names, categories, balances, and overdraft amounts.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Mara Wagner
Leah Kubis
Shari Wagner
Kati Wanek-Forsythe
Todd R. Wanek
Karen A. Wanek
Ronald & Joyce Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Cameron Wanek
Travis Wagner
Robert S. Forsythe
Laura A. Forsythe
Gabrielle E. Wanek

document_subtype: financial report

key_organizations: Ronald & Joyce Wanek Irrevocable Dynasty Trust


document_description: The document is a daily deposit report listing account numbers, account holders, categories, balances, and overdraft amounts. It includes large, zero, and negative balances for various accounts associated with individuals and entities, including Jeffrey Epstein.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid
Darren K. Indyke
Kati Wanek-Forsythe
Todd R. Wanek
Cameron Wanek
Travis Wagner
Ronald Wanek
Joyce Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Laura A. Forsythe

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
The 2007 Jeffrey E. Epstein Insurance
NES, LLC
Mort, Inc
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Keyhole Partners, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Ashley Holdings Inc


document_description: This document is a confidential private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the offering of limited partner interests, investment strategies, risks, and legal considerations. The memorandum is intended for sophisticated investors and includes detailed information on the fund's structure, management, and investment objectives.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Private Placement Memorandum

key_people:
Cliff Illig
Carlo Pirzio-Biroli
Charles Smith

key_locations:
Delaware
United States
United Kingdom

document_subtype: Private Placement Memorandum

key_organizations: Glendower Access Secondary Opportunities IV GP LLC


document_description: This document is a Limited Partner Subscription Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms and conditions for investors interested in purchasing a limited partner interest in the partnership. The agreement includes representations and warranties by the investor, details on the subscription process, and information on fees and expenses. It also covers legal and regulatory compliance, including ERISA and tax considerations, and provides a power of attorney to the General Partner and Investment Manager. The document emphasizes confidentiality and privacy of investor information.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partner Subscription Agreement

document_subtype: Limited Partner Subscription Agreement

key_organizations: Glendower Capital Secondary Opportunities Fund IV, LP


document_description: This document is a confidential investment presentation for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors. It provides an overview of the fund's structure, investment strategy, and key terms. The presentation includes detailed information about the fund's objectives, risks, fees, and performance metrics. It emphasizes the high-risk nature of the investment and the potential for capital loss. The document also outlines the fund's management team and their track record, as well as the legal and regulatory considerations for investors.

title: Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview

key_people:
Cliff Illig
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

document_subtype: investment presentation

key_organizations: Glendower Access Secondary Opportunities IV GP, LLC


document_description: This document is a supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investors referred by Deutsche Bank Securities Inc. It outlines modifications and updates to the original memorandum, including details on servicing and placement fees, changes to the summary of principal terms, and certain regulatory matters. The supplement also addresses risk factors and potential conflicts of interest for investors introduced by Deutsche Bank.

title: Supplement to the Confidential Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P.

document_subtype: Supplement to Private Placement Memorandum


document_description: This document is the Amended and Restated Limited Partnership Agreement for Glendower Access Secondary Opportunities IV (U.S.), L.P., a Delaware Limited Partnership, dated April 11, 2018. It outlines the terms and conditions under which the partnership operates, including definitions, organization, powers, management, investments, fees, capital contributions, distributions, and other administrative provisions. The agreement also includes provisions for the admission of additional partners, anti-money laundering compliance, and the management and control of the partnership by the General Partner. It details the rights and obligations of the partners, including limitations on transfers and withdrawals, exculpation and indemnification, and amendments to the agreement.

title: Amended and Restated Limited Partnership Agreement of Glendower Access Secondary Opportunities IV (U.S.), L.P.

key_people:
General Partner
Limited Partners
Investment Manager

document_subtype: Limited Partnership Agreement


document_description: This document is a Private Placement Memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the offering of limited partner interests, investment strategies, risks, and terms of the fund. The memorandum is intended for sophisticated investors and includes detailed information on the fund's structure, management, and investment objectives. It also discusses the legal, tax, and regulatory considerations for potential investors.

key_people:
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

key_locations:
Delaware
United States
United Kingdom
Cayman Islands


document_description: This document is a confidential presentation for Glendower Capital Secondary Opportunities Fund IV, L.P., detailing the fund's structure, investment strategy, terms, and performance metrics. It includes information about the Access Fund and Underlying Fund, management fees, carried interest, and fund terms. The presentation also outlines the legal disclaimers and restrictions for various jurisdictions.

title: Glendower Capital Secondary Opportunities Fund IV, L.P. Presentation

key_people:
Carlo Pirzio-Biroli
Charles Smith
Joshua C. Glaser
Deirdre Davies
Adam Graev
Emilio Olmos
Chi Cheung
Francesco Rigamonti

document_subtype: Investment Fund Presentation

key_organizations:
Glendower Capital
iCapital Advisors
Deutsche Bank
DBSI
Mirabella Advisers LLP
Credit Suisse


document_description: This document is a confidential investment presentation for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors. It provides an overview of the fund's structure, strategy, and key terms, as well as the risks associated with investing in private equity funds. The presentation includes detailed information on the fund's investment strategy, market analysis, and performance data of previous funds managed by Glendower Capital. It emphasizes the high-risk nature of the investment and the potential for conflicts of interest.

key_people:
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

document_subtype: Investment Presentation

key_organizations:
Glendower Capital
Third Lake Capital
iCapital Advisors
Deutsche Bank
Credit Suisse


document_description: This document is the Form ADV Part 2A for iCapital Advisors, LLC, providing information about the firm's qualifications, business practices, and material changes. It includes details on advisory business, fees, compensation, methods of analysis, investment strategies, risk factors, and affiliations. The document also outlines the firm's code of ethics, disciplinary information, and other financial industry activities.

title: iCapital Advisors, LLC Form ADV Part 2A

key_people:
Eileen Duff Blalock
Phil Pool
John C. Robertshaw
Daniel Vene
Nicholas Veronis
Michael Stanton

key_locations:
New York, NY
USA

document_subtype: Form ADV Part 2A

key_organizations:
iCapital Advisors, LLC
iCapital Securities, LLC
Institutional Capital Network, Inc.
Credit Suisse
BlackRock, Inc.
Credit Suisse Group AG
Morgan Stanley
UBS Financial Services
Fidelity Brokerage Services LLC
National Financial Services LLC


document_description: The document outlines the trust agreement for The 2007 Jeffrey E. Epstein Insurance Trust #3, including the designation and acceptance of trustees, resignation of trustees, revocation of successor trustee designations, and changes to beneficiaries. It details the powers and responsibilities of the trustees, the distribution of trust assets, and the legal framework governing the trust.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Richard Kahn
Eva Andersson Dubin
Abigail S. Wexner
Mark Lawrence Epstein
Ghislaine Maxwell
Ira Zicherman

key_locations:
Little St. James Island
United States Virgin Islands
New York

document_subtype: Trust Agreement


document_description: This document is a confidential private placement memorandum for Glendower Access Secondary Opportunities IV (U.S.), L.P., an Access Fund into Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the offering of limited partner interests, investment strategies, risks, and legal considerations. The memorandum includes detailed information about the fund's structure, management, and investment objectives, as well as potential risks and conflicts of interest. It also discusses the regulatory and tax considerations for investors, particularly those subject to ERISA.

key_people:
Glenn Warren
Carlo Pirzio-Biroli
Charles Smith
Chi Cheung
Deirdre Davies
Francesco Rigamonti
Adam Graev
Joshua Glaser

key_locations:
Delaware
United States
United Kingdom
London
New York


document_description: This document is a disclosure statement and subscription agreement for potential investors in Glendower Access Secondary Opportunities IV (U.S.), L.P. It outlines the terms and conditions for investment, including the roles of Deutsche Bank Securities Inc., Glendower Access, and iCapital Advisors, LLC. The document details the compensation structure for the Solicitation Agent, including placement and servicing fees, and provides instructions for completing the subscription process. It also includes representations and warranties required from investors, particularly those related to accredited investor status, ERISA compliance, and anti-money laundering regulations.

document_subtype: Disclosure Statement and Subscription Agreement


document_description: This document is a confidential presentation for the Glendower Access Secondary Opportunities Fund IV (U.S.), L.P., detailing the investment strategy, terms, and conditions of the fund. It outlines the structure, management, fees, and investment strategy of both the Access Fund and the Underlying Fund, Glendower Capital Secondary Opportunities Fund IV, L.P. The presentation includes information on the fund's performance, risk factors, and legal disclaimers for various jurisdictions.

title: Glendower Access Secondary Opportunities Fund IV (U.S.), L.P. Confidential Presentation

key_people:
Glenn Warren
Carlo Pirzio-Biroli
Charles Smith
Joshua C. Glaser

key_locations:
New York
London

key_organizations:
Glendower Capital
iCapital Advisors, LLC
Deutsche Bank
DBSI
Mirabella Advisers LLP


document_description: This document is a confidential investment presentation for Glendower Access Secondary Opportunities IV (U.S.), L.P., intended for investment professionals and qualified investors. It provides an overview of the fund's structure, strategy, and key terms, along with performance data and risk disclosures. The presentation emphasizes the fund's focus on secondary private equity investments and outlines the potential risks and returns associated with such investments.

key_people:
Glenn Warren
Carlo Pirzio-Biroli
Charles Smith
Adam Graev
Chi Cheung
Deirdre Davies
Joshua Glaser
Emilio Olmos
Francesco Rigamonti

key_locations:
London
New York
Europe
North America
Asia

key_organizations:
Glendower Capital
iCapital Advisors, LLC
Deutsche Bank
Credit Suisse
Institutional Capital Network, Inc.