document_description: This document outlines definitions related to a client's account management, including terms like 'Branch Supervisor', 'Cash Sweep Options', 'DBSI Privacy Statement', 'Party or Parties', 'Restricted Securities', and 'Securities and Other Property'. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


source: doj

document_description: This document is a margin disclosure provided by Deutsche Bank Securities Inc. (DBSI) to inform clients about the risks and terms associated with trading securities on margin. It outlines the potential risks, such as losing more funds than deposited, forced sale of securities, and the firm's rights to liquidate assets without prior notice. It also covers the conditions under which DBSI can change margin requirements and the implications of short sales and securities lending.

title: Margin Disclosure Document

document_type: financial

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge of securities, and margin maintenance. The addendum specifies the rights of DBSI and Pershing regarding collateral and securities, including the ability to demand payment, liquidate assets, and lend securities.

title: Margin Addendum to Account Agreement

document_type: legal

document_subtype: Margin Addendum

key_organizations:
DBSI
Pershing
Deutsche Bank


document_description: This document is a margin agreement acknowledging the client's receipt, reading, and agreement to the terms of the margin agreement, including the margin disclosure. It includes sections for individual or joint account signatures, as well as confirmation of authority to borrow for entities like corporations or trusts. The document is incomplete with missing signatures and dates.

document_subtype: Margin Agreement


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank.

document_type: correspondence

document_subtype: consent form


document_description: This document is a consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management. It outlines the terms under which Deutsche Bank AG and its affiliates can send offering documents, prospectuses, and other communications electronically to the client. The client, Southern Financial LLC, represented by Jeffrey Epstein, consents to this electronic delivery and agrees to notify Deutsche Asset & Wealth Management of any changes to their email or facsimile number.

title: Consent to Electronic Delivery of Materials and Communications

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware
Southern Financial LLC


document_description: This document is an account agreement between Southern Trust Company, Inc. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and adherence to applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

key_locations: 6100 Red Hood Quarter B3 St Thomas 00802

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for trading securities with DBSI, including purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement, aggregation of orders, transmission of instructions, role of third parties, and liens on securities. It specifies the responsibilities and rights of the client and DBSI, including the use of a third-party clearing agent, Pershing.

document_subtype: contract

key_organizations: DBSI Pershing


document_description: This document is a tax election/declaration form for clients to certify their tax status as either U.S. Persons or Non-U.S. Persons. It includes sections for U.S. citizens to fill out a W9 form and for Non-U.S. Persons to submit a W-8 form to certify foreign status.

document_subtype: Tax Election/Declaration

key_organizations:
OBSI
DBSI
Internal Revenue Service


document_description: This document is an account agreement acknowledgment form for clients, including terms and conditions, arbitration clause, and tax compliance responsibilities. It includes sections for individual or joint accounts and corporate entities, requiring signatures and acknowledgments from clients.

key_organizations:
Southern Trust Company Inc
DBSI


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and securities. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation for callable securities, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

document_subtype: account agreement appendix


document_description: This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the risks and terms associated with trading securities on margin. It explains the potential for loss, the rights of DBSI to sell securities without notice, and the conditions under which margin calls are issued. It also covers the lending of securities in a margin account and the implications of short sales.


document_description: This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for opening a margin account. It includes details on the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge of securities, and margin maintenance. The addendum specifies the rights of DBSI and Pershing regarding securities and other property in the margin account.

title: Margin Addendum to Account Agreement


document_description: This document outlines the rights and responsibilities of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, handling short sales, and managing margin accounts. It also covers tax implications and additional risks associated with margin trading.


document_description: This document is a margin agreement for Southern Trust Company, Inc, acknowledging receipt and agreement to the terms of the margin agreement, including the margin disclosure. It includes a confirmation of authority to borrow for non-natural person accounts.

title: Margin Agreement for Southern Trust Company, Inc


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank. Optional and revocable at any time without charge.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Jeffrey Epstein for Southern Trust Company, Inc.

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware
Southern Trust Company, Inc


document_description: This document is an officer's certificate for Southern Trust Company, Inc., authorizing certain individuals to open and manage brokerage accounts with Deutsche Bank Securities Inc. It includes resolutions adopted by the Board of Directors, detailing the powers granted to designated persons, such as opening accounts, managing funds, and executing securities transactions.

title: Corporate Account Authorization and Terms and Conditions

document_subtype: Corporate Account Authorization

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank Securities Inc.


document_description: A corporate resolution document certifying the powers and actions of a corporation, including a pre-dispute arbitration clause and requirements for certifying officers.

document_subtype: corporate resolution


document_description: This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It includes clauses on satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The arbitration section specifies that disputes will be resolved through arbitration with the Financial Industry Regulatory Authority, Inc., or any exchange of which DBSI is a member. Important disclosures regarding account protection and payment for order flow are also included.

key_locations: 60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836

document_subtype: agreement

key_organizations: Securities Investor Protection Corporation

reference_numbers: 09-PWM-0186 Corp Acct Auth & T&C (02/12) CORP


document_description: Confidential communication intended for Jeffrey Epstein, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited. Instructions provided for handling if received in error.


document_description: Confidential communication from Deutsche Bank, possibly containing attorney-client privileged or inside information, intended for Jeffrey Epstein. Unauthorized use or disclosure is prohibited.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: Tazia Smith from Deutsche Bank is inquiring about Jeffrey Epstein's schedule and offers to coordinate if needed.

key_people:
Tazia Smith
Jeffrey Epstein

key_organizations:
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management


document_description: A message from Lesley discussing potential meeting dates on September 5th or 6th, with availability details for both days.

document_subtype: note


document_description: The document is a daily deposit report detailing large, zero, and negative balances for specific accounts as of August 27, 2013. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report

document_type: tabular

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.


document_description: The document is a daily deposit report detailing large, zero, and negative balances for specific accounts as of August 28, 2013. It includes account numbers, names, categories, balances, and overdraft amounts.

title: RM0081851 Daily Deposit Report 20130829

document_subtype: Daily Deposit Report


document_description: The document is a daily deposit report listing large, zero, and negative balances for specific accounts as of August 29, 2013. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report 20130830


document_description: The document is a daily deposit report listing large, zero, and negative balances for specific accounts as of August 30, 2013.

title: RM0081851 Daily Deposit Report 20130831


document_description: A note regarding a lead record for Richard Kahn, created by Amanda Kirby, with instructions on updating 'Comment to Controller' to challenge denial.

key_people:
Richard Kahn
Paul Morris
Amanda Kirby


document_description: This document is an account agreement between Jeffrey Epstein and Deutsche Bank Securities Inc. It outlines the terms and conditions governing Epstein's brokerage account(s) with DBSI, including representations made by the client, rights of DBSI, and conditions for order execution and purchase of securities.

title: Deutsche Bank Private Wealth Management Account Agreement

key_organizations:
Deutsche Bank Securities Inc.
DBSI
Pershing LLC


document_description: This document outlines the terms and conditions for a client's securities account with DBSI, including sale of securities, trading restrictions, handling of restricted securities, order placement, and fees. It also details the roles of third parties like Pershing, liens on securities, and satisfaction of indebtedness.


document_description: This document outlines the terms and conditions of a client's account with DBSI and Pershing. It covers topics such as FDIC insurance, cash sweep selection, credit information, confirmations and statements, recording conversations, joint accounts, and non-disclosure of confidential information. The document specifies that assets in the client's account are not insured by the FDIC and may be subject to market risks. It also details the handling of joint accounts and the responsibilities of account holders.

document_subtype: account agreement

key_organizations:
DBSI
Deutsche Bank AG
Pershing
FDIC


document_description: This document outlines the terms and conditions of an account agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers third-party authorizations, limitations of liability, customer inquiries, and arbitration agreements. The agreement specifies that DBSI does not provide legal, tax, or accounting advice and limits its liability to cases of gross negligence or willful misconduct. It also includes provisions for termination, amendment, and controlling law, which is the State of New York.


document_description: This document is a tax election/declaration form for clients to certify their tax status as either U.S. Persons or Non-U.S. Persons. It includes a substitute Form W-9 for U.S. Persons to provide their Taxpayer Identification Number (TIN) and certify their tax status under penalties of perjury. Non-U.S. Persons are required to submit the applicable Form W-8 to certify their foreign status and claim any tax treaty benefits.

document_subtype: Tax Declaration

key_organizations:
DBSI
Internal Revenue Service (IRS)


document_description: This document is an account agreement acknowledgment form where the client, Jeffrey Epstein, acknowledges receiving, reading, and agreeing to the terms and conditions of the account agreement, including a pre-dispute arbitration clause. It also includes a confirmation of tax and compliance responsibilities for both individual and joint accounts, as well as for corporations, partnerships, trusts, or other entities. The document outlines the client's responsibility for tax obligations and regulatory reporting duties in connection with their accounts and business relationship with DBSI.


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and account management with DBSI. It covers topics such as transaction confirmations, securities lending, trade report corrections, account sequestration, foreign securities risks, prohibition of freeriding, lottery allocation for callable securities, DBSI's non-investment adviser role, additional disclosures for non-U.S. residents, and communication protocols.

document_subtype: Account Agreement Appendix

key_organizations:
DBSI
Pershing
Federal Reserve Board
Securities and Exchange Commission


document_description: The document outlines potential conflicts of interest in services provided by DBSI, SIPC coverage, considerations for tax-exempt entities, and definitions of terms used in the account agreement. It highlights that DBSI's services and recommendations may differ among clients and that DBSI may have financial incentives in recommending certain funds. It also provides information on SIPC coverage and advises tax-exempt entities to consult tax advisers regarding unrelated business taxable income.

key_organizations:
DBSI
Deutsche Bank AG
SIPC
Pershing
FINRA
Options Clearing Corporation


document_description: This document is a margin addendum to an account agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge securities, and margin maintenance. The document specifies the rights of DBSI and Pershing in managing the margin account, including the ability to demand payment, liquidate securities, and handle collateral.

document_subtype: Margin Account Agreement Addendum


document_description: This document outlines the terms and conditions related to margin accounts managed by DBSI and Pershing. It covers topics such as the rights of DBSI and Pershing to sell or buy without notice, Reg T extensions, short sales of securities, mandatory close-out of short sales, tax treatment of earnings on pledged municipal securities, rehypothecation, and additional risks associated with margin accounts. It also includes clauses on restricted securities and collection remedies.

key_organizations:
DBSI
Pershing
Federal Reserve Bank
FINRA


document_description: A margin agreement document acknowledging receipt and agreement to terms, including a pre-dispute arbitration clause. The document is intended for individual, joint, or entity accounts, with specific sections for confirmation of authority to borrow for non-natural person accounts.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank Private Wealth Management to Jeffrey Epstein. The form outlines the terms and conditions for receiving documents electronically, including the requirement for the client to notify Deutsche Bank of any changes to their email or facsimile number. It also includes a disclaimer about certain offerings only available outside the United States.

key_organizations:
Deutsche Bank Private Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware


document_description: Agreement between Deutsche Bank Trust Company Americas and Jeffrey Epstein for the DB InSight service, confirming acceptance of terms and conditions and acknowledging investment risks.

title: DB InSight Agreement


document_description: The document is an exhibit related to the DB InSight Agreement for On-Line Statements, listing additional current and future custody accounts of the account holder(s) to be available through the DB InSight service. The document is marked as confidential and includes placeholders for legal entity names, account numbers, and customer signatures.

document_subtype: custody account authorization


document_description: This document is an application form for opening various types of deposit accounts with Deutsche Asset & Wealth Management, including personal and business accounts, certificates of deposit, and internet banking services. It includes options for checking accounts, money market deposits, and debit cards, among others. The form is largely unfilled, with placeholders for account numbers, APY, terms, and other details.

title: DBTCA Deposit Account Opening Application

document_subtype: Deposit Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
DBTCA
DB AG NY


document_description: This document is an account application for Jeffrey Epstein with Deutsche Bank Trust Company Americas (DBTCA). It includes personal information, customer identification policy, and terms for verbal instructions and joint account disclosure.

document_date: unknown

document_subtype: Account Application

key_organizations:
Deutsche Bank Trust Company Americas
Southern Financial LLC


document_description: This is a form for setting up a DB InSight account, requiring user and computer information. It must be completed and submitted to the DB InSight Help Desk for access.

title: DB InSight Account Set Up Form

key_locations: 6100 Red Hook Qtr, B3 Saint Thomas U.S. Virgin Islands 00802

document_subtype: form


document_description: This document is a banking services agreement for Deutsche Bank's Internet Banking Services, specifically for DB Private Wealth Online Plus.

title: Deutsche Bank Internet Banking Services Agreement for DB Private Wealth Online Plus

document_subtype: Banking Agreement


document_description: This document is a table of contents for internet banking services, detailing various sections such as service use, security, fees, liability, payment limitations, and more.

document_subtype: Table of Contents


document_description: This document is an agreement for electronic disclosures and Internet Banking Services provided by Deutsche Bank. By signing, the user consents to receive all communications electronically and agrees to the terms and conditions of the Internet Banking Services. The agreement outlines services available to consumer and business clients, including account inquiries, fund transfers, bill payments, and more. It also details the use and termination of services, and the user's obligation to comply with applicable laws and regulations.

document_subtype: Agreement

key_organizations:
Deutsche Bank
Deutsche Bank Group


document_description: This document outlines the terms and conditions for using the Internet Banking Services provided by the Bank. It covers topics such as account requirements, access restrictions, service termination, security measures, and user responsibilities.

document_subtype: Internet Banking Agreement


document_description: This document outlines the security policies and responsibilities for users of Internet Banking Services. It emphasizes the importance of keeping Company ID, User ID, and Password confidential, and provides guidelines for creating secure passwords. It also details the procedures for handling security breaches and the roles of administrators and users in managing access to banking services.

document_subtype: banking security policy


document_description: This document outlines the limitations on liability for electronic funds transfers and ACH instructions as per the agreement with Deutsche Bank. It specifies conditions under which the bank and its affiliates are not liable for losses or damages related to electronic funds transfers and ACH transactions. It includes exceptions such as insufficient funds, system failures, and acts of God, among others. The document also details the bank's non-liability for special, indirect, incidental, consequential, or punitive damages.

document_subtype: Limitation on Liability and ACH Instructions

key_organizations:
Deutsche Bank
Federal Reserve Board
Deutsche Bank Group


document_description: This document outlines the terms and conditions related to the use of Deutsche Bank's internet banking services. It includes disclaimers of liability, procedures for reporting errors or questions about electronic funds transfers, and confidentiality and data protection policies.

document_subtype: banking agreement

key_organizations:
Deutsche Bank
Federal Reserve Board


document_description: This document outlines the privacy policy and payment/transfer limitations for a bank's Internet Banking Services. It includes details on data collection, transfer of personal data across jurisdictions, and limitations on electronic funds transfers from money market and savings accounts. It also covers the bank's rights regarding deposits, overdrafts, payment rejections, and compliance with U.S. laws.

document_subtype: bank policy document


document_description: The document outlines terms and conditions related to payment amendments, preauthorized payments, and bill payment services for consumer electronic funds transfers. It includes procedures for stopping payments, liability for failure to stop payments, definitions related to bill payment services, and scheduling guidelines.

document_subtype: banking terms and conditions


document_description: This document outlines the terms and conditions for payment authorization and remittance through a Bill Payment Service. It includes details on payment methods, inquiries, cancellation requests, stop payment requests, prohibited payments, and consumer client government payments. The document specifies the responsibilities and liabilities of the service provider and the user in various scenarios, such as incorrect fund transfers and stop payment requests.

document_subtype: Payment Authorization and Remittance


document_description: The document outlines the bank's policies regarding bill payments, ACH services, and information authorization. It includes the bank's rights to refuse payments, handle returned payments, and verify customer information. It also details the preparation and processing of ACH instructions, including security procedures and cancellation requests.

key_organizations:
The Bank
United States Postal Service


document_description: This document outlines the terms and conditions related to ACH (Automated Clearing House) instructions and transactions with the Bank. It covers the crediting and debiting of accounts, execution of ACH instructions, limitations of liability, reliance on account numbers, and examination of advices and statements. The document specifies the responsibilities of the Bank and the account holder, including the requirement for the account to be fully funded and the process for reporting errors in statements.

document_subtype: ACH Instructions Agreement


document_description: The document outlines the terms and conditions related to ACH Instructions and Positive Pay Services provided by the Bank. It includes representations and warranties by the client regarding ACH Instructions, indemnity clauses, and the use of third parties for sending ACH Instructions. The Positive Pay Service section details the process for notifying the Bank of issued checks, handling exception checks, and the responsibilities of the client in using the service.

document_subtype: ACH and Positive Pay Services Agreement


document_description: The document outlines terms and conditions for various banking services including Account Reconciliation, Stop Payment on a Check, Failed or Returned Transactions, and eStatement Service. It details the procedures, fees, and responsibilities associated with these services.

document_subtype: banking service terms


document_description: This document outlines the terms and conditions related to the use of the Bank's software and content, including intellectual property rights, software regulation, indemnification, and third-party links. It specifies the limited, non-exclusive, non-transferable license granted to the user for the Bank Software and Content, the prohibition of unauthorized use, and the user's responsibility for compliance with legal and regulatory requirements. It also includes indemnification clauses and disclaimers regarding third-party links.

document_subtype: contract


document_description: This document outlines the terms and conditions of an agreement between the Bank and the client, covering assignment, waiver, governing law, electronic mail communication, notices, severability, and third-party beneficiaries.


document_description: This document is an agreement outlining the entire agreement between the parties involved, superseding any prior oral or written agreements. It specifies that the agreement is governed by New York State and federal law, and provides contact information for the New York State Banking Department and the Board of Governors of the Federal Reserve System for reporting any violations related to the agreement or Internet Banking Services.

key_locations:
New York
Washington, D.C.


document_description: This document appears to be a financial instrument or agreement involving Deutsche Bank Trust Company Americas and Jeffrey Epstein. It includes sections for business users and other users to provide signatures and dates.

document_subtype: bank document


document_description: This document is an account opening application for Deutsche Bank's Private Wealth Online Plus service, filled out by Jeffrey Epstein. It includes client information, account services selection, and terms regarding ACH and wire transfer limits.

title: DB Private Wealth Online Plus Account Opening Application

key_locations:
U.S. Virgin Islands
Saint Thomas

document_subtype: Account Opening Application


document_description: This document is a signature card for an account held by Jeffrey Epstein at Deutsche Bank Trust Company Americas. It specifies the account type as individual and requires one signature. The document is marked confidential and includes reference numbers.

title: Deutsche Bank Trust Company Americas - Jeffrey Epstein

document_subtype: Signature Card


document_description: A signature card for Jeffrey Epstein's account at Deutsche Bank Trust Company Americas, indicating it is an individual account with one required signature. The document is marked confidential and includes reference numbers.

title: Deutsche Asset & Wealth Management Signature Card


document_description: This document is an account agreement between Jeffrey Epstein and Deutsche Bank Securities Inc. It outlines the terms and conditions governing Epstein's brokerage account, including representations, rights of DBSI, cash account classification, order execution, rules and regulations, and purchase of securities. The agreement requires Epstein to notify DBSI of any changes in circumstances and confirms his understanding of the risks involved in securities transactions.

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc. (FINRA)


document_description: This document outlines the terms and conditions of a securities account agreement between a client and DBSI. It covers the sale of securities, trading restrictions, handling of restricted securities, order placement, aggregation of orders, transmission of instructions, the role of third parties, liens, satisfaction of indebtedness, and fees. The agreement specifies the client's responsibilities and the rights of DBSI and its affiliates, including Pershing, the third-party clearing agent.

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers third-party authorizations, limitations of liability, customer inquiries, and arbitration agreements. The agreement specifies that DBSI does not provide legal, tax, or accounting advice and limits its liability to cases of gross negligence or willful misconduct. It also includes provisions for termination, amendment, and controlling law, which is the State of New York.

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: The document outlines the arbitration agreement between the client and DBSI or Pershing. It specifies that any disputes arising from the account agreement or related transactions will be arbitrated by a FINRA panel or an exchange of which DBSI is a member. The client has the initial choice of arbitration forum, but if not elected within five days, DBSI can choose. The agreement is governed by the Federal Arbitration Act and New York laws. It also states that neither party waives the right to seek equitable relief pending arbitration and addresses class action arbitration limitations.

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is a tax election/declaration form for clients to certify their tax status as either U.S. Persons or Non-U.S. Persons. It includes sections for U.S. citizens or resident aliens to provide their taxpayer identification number and certify their tax status under penalties of perjury. Non-U.S. persons are required to submit the applicable IRS Form W-8 to certify their foreign status.

document_subtype: Tax Election/Declaration


document_description: This document is an account agreement acknowledgment form for clients, including Jeffrey Epstein, confirming receipt and agreement to the terms and conditions of the account agreement. It includes a pre-dispute arbitration clause, tax and compliance responsibilities, and options for joint account ownership. The document also addresses ERISA employee benefit plan clients and their fiduciary responsibilities.

key_organizations:
DBSI
U.S. Department of Labor
Internal Revenue Service


document_description: The document outlines potential conflicts of interest, SIPC coverage, tax implications for tax-exempt entities, and definitions related to an account agreement with DBSI, a subsidiary of Deutsche Bank AG. It discusses DBSI's roles, compensation structures, and the implications for clients, including investment advice and securities handling.


document_description: This document outlines the terms and conditions related to margin accounts managed by DBSI and Pershing. It covers topics such as the rights of DBSI and Pershing to sell or buy without notice, Reg T extensions, short sales of securities, mandatory close-out of short sales, tax treatment of earnings on pledged municipal securities, rehypothecation, and additional risks associated with margin accounts. It also includes clauses on restricted securities and collection remedies.


document_description: This document is a margin agreement acknowledging receipt, reading, and agreement to the terms of the margin agreement, including the margin disclosure. It includes a pre-dispute arbitration clause and requires signatures from account owners or authorized parties for joint accounts or entities like corporations, partnerships, or trusts.

document_subtype: Margin Agreement


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank.

document_subtype: consent form


document_description: Consent form for electronic delivery of materials and communications from Deutsche Bank Private Wealth Management to Jeffrey Epstein. The form outlines the terms and conditions for receiving documents electronically, including the requirement for the client to notify Deutsche Bank of any changes to email or facsimile details.


document_description: Agreement letter between Deutsche Bank Trust Company Americas and Jeffrey Epstein for the DB InSight service, confirming acceptance of terms and conditions and acknowledging investment risks.

document_subtype: agreement


document_description: Document related to the DB InSight Agreement for On-Line Statements, listing additional custody accounts for Jeffrey Epstein.

document_subtype: bank statement authorization


document_description: This document is an application form for opening various types of deposit accounts with Deutsche Asset & Wealth Management, including personal and business accounts, certificates of deposit, and internet banking services. It includes options for checking accounts, money market deposits, and debit cards, but all account numbers and terms are left empty.

document_subtype: Deposit Account Opening Application


document_description: This document is an account application for Jeffrey Epstein with Deutsche Bank Trust Company Americas (DBTCA). It includes personal information such as address, date of birth, and employer details. It outlines the bank's customer identification policy and anti-money laundering obligations. It also includes terms for verbal instructions and joint account disclosures.

title: Account Title and Joint Application Information

key_locations:
Saint Thomas U.S. Virgin Islands
St. Thomas U.S. Virgin Islands

document_subtype: Account Application


document_description: This is a form for setting up a DB InSight account, requiring client/user information, computer information, and submission details.

title: DB InSight Account Set Up Form

document_subtype: form


document_description: This document is a table of contents for a set of internet banking services, detailing various sections such as service use, security, fees, liability, and more.

document_subtype: Table of Contents


document_description: This document is an agreement for Internet Banking Services provided by Deutsche Bank. It outlines the terms and conditions for both consumer and business clients, including services such as account inquiries, fund transfers, bill payments, and more. The agreement also covers the use and termination of services, electronic disclosures, and the rights of the clients.

title: Internet Banking Services Agreement

document_subtype: Agreement


document_description: This document outlines the terms and conditions for using Deutsche Bank's Internet Banking Services. It covers topics such as service termination, account requirements, access restrictions, documentation requirements, equipment and software needs, service availability, and security measures. It also provides instructions for canceling the service and details on password and authentication protocols.

document_subtype: terms and conditions


document_description: This document outlines the terms and conditions for using Internet Banking Services, including security procedures, fees, and business hours. It highlights the risks of accessing services from public networks and locations outside the U.S., and the potential requirement for RSA SecurlD two-factor authentication. It also details the responsibility of users for telecommunications and other charges, and the bank's business and customer support hours.

key_locations:
United States
New York

document_subtype: Internet Banking Agreement


document_description: This document outlines the liability terms for unauthorized use of Internet Banking Services, including responsibilities for reporting compromised User IDs or Passwords, and the use of Security Codes as a security procedure.

document_subtype: legal agreement


document_description: This document outlines the terms and conditions for using Deutsche Bank's Internet Banking Services. It includes disclaimers of liability, procedures for reporting errors or questions about electronic funds transfers, and confidentiality and data protection policies.

document_subtype: banking terms and conditions


document_description: This document outlines the privacy policy and payment/transfer limitations for a bank's internet banking services. It includes details on data collection, transfer of personal data across jurisdictions, and limitations on electronic funds transfers from money market and savings accounts. It also covers the bank's rights regarding deposits, overdrafts, payment rejections, and compliance with U.S. laws.

document_subtype: bank policy document


document_description: The document outlines terms and conditions related to payment amendments, preauthorized payments, and bill payment services for consumer electronic funds transfers. It includes procedures for stopping payments, liability for failure to stop payments, definitions related to bill payment services, and scheduling guidelines. The document also mentions a service guarantee for late payment charges.


document_description: This document outlines the terms and conditions for payment authorization and remittance through a Bill Payment Service. It includes details on payment methods, inquiries, cancellation requests, stop payment requests, prohibited payments, and consumer client government payments. The document specifies the responsibilities and liabilities of the service provider and the user in various scenarios, such as incorrect fund transfers and stop payment requests.

document_subtype: Payment Authorization and Remittance Policy


document_description: This document outlines the terms and conditions related to ACH (Automated Clearing House) transactions with the Bank. It covers the crediting and debiting of accounts, execution of ACH instructions, limitations of liability, reliance on account numbers, and examination of statements. The Bank reserves the right to charge accounts based on the Federal Reserve's Settlement Date and may refrain from executing unauthorized ACH instructions. Liability limitations are detailed, and the document emphasizes the importance of accurate account numbers and timely examination of statements for errors.

document_subtype: ACH Agreement


document_description: The document outlines various banking services available to business clients, including account reconciliation, stop payment on checks, handling of failed or returned transactions, and eStatement services. It details the procedures, fees, and conditions associated with each service.

document_subtype: banking service terms


document_description: This document outlines the cutoff times for various Internet Banking Services transactions, including funds transfers, bill payments, ACH files, Fedwire transfers, and stop payments. It also covers the offer of online banking services through affiliates or third parties, miscellaneous provisions such as other agreements, changes to the agreement, address or banking changes, and dispute resolution.

document_subtype: Internet Banking Services Agreement


document_description: This document outlines the terms and conditions of an agreement between the user and the Bank, including assignment, waiver, governing law, electronic mail communication, notices, severability, and third-party beneficiaries.

document_subtype: contract


document_description: This document is an agreement outlining the entire agreement between the parties regarding Internet Banking Services, governed by New York State and federal law. It supersedes any other oral or written agreements not signed by the parties. It also provides information on how to notify regulatory authorities of any violations.

key_locations:
New York, NY
Washington, D.C.

key_organizations: Board of Governors of the Federal Reserve System


document_description: A document indicating authorization for execution by Deutsche Bank Trust Company Americas and Jeffrey Epstein. It includes placeholders for business users and specific details for Jeffrey Epstein.

document_subtype: bank document


document_description: This document is an account opening application for Deutsche Bank's Private Wealth Online Plus service, filled out by Jeffrey Epstein. It includes client information, account services selection, and terms regarding ACH and wire transfer limits.

document_subtype: Account Opening Application


document_description: This document is a signature card for Jeffrey Epstein's account at Deutsche Bank Trust Company Americas. It indicates that the account is held individually and requires one signature. The document is marked confidential and is related to federal criminal proceedings.

title: Deutsche Bank Trust Company Americas Signature Card


document_description: This document is a signature card for an individual account held by Jeffrey Epstein at Deutsche Bank Trust Company Americas. It specifies that only one signature is required for transactions. The document includes placeholders for signatures and print names, as well as sections for power of attorney and specimen signature, which are not filled out.

title: Deutsche Bank Trust Company Americas Signature Card for Jeffrey Epstein

document_subtype: signature card


document_description: The document is a daily deposit report detailing large, zero, and negative balances for specific accounts as of September 3, 2013. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report 20130904

document_subtype: Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.


document_description: Discussion memo regarding a loan framework and due diligence on the borrower and collateral. Request for feedback and further information to develop structure and terms.

key_people:
Laura Farischon
Paul Morris
Eileen
Ada

document_subtype: memo

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Private Bank


document_description: Paul Morris from Deutsche Bank Private Bank follows up on a recent meeting with Eileen and Ada, offering to provide a framework of their discussion and inviting further questions.

key_people:
Paul Morris
Eileen
Ada
Laura


document_description: Correspondence regarding due diligence on a borrower and collateral, with a focus on financing discussions. Laura Farischan and Paul Morris from Deutsche Bank are involved in the communication.

key_people:
Laura Farischan
Paul Morris
Ada Clapp


document_description: This document is a financial statement from J.P. Morgan detailing various positions as of September 3, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash sweep. The table lists securities, their quantities, prices, value changes, costs, and gains/losses.

title: J.P. Morgan Online - Positions

document_subtype: financial statement

key_organizations:
J.P. Morgan
GENERAL MOTORS CO
ALLY FINANCIAL INC
SOUTHERN CAL EDISON
LBG CAPITAL NO.1 PLC
ROYAL BANK SCOTLAND GROUP PLC
SERVICEMASTER COMPANY
PETROLEOS DE VENEZUELA
BANK OF AMERICA CORP
GENERAL ELEC CAP CORP


document_description: A financial statement detailing various investment positions held by an account as of September 4, 2013. The document lists securities, their identifiers, quantities, prices, and values.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
GMAC Capital Trust
Kindred Healthcare Inc
HSBC
Lloyds TSB Bank
Chase Mortgage Finance Corporation
General Electric Capital Corporation
Countrywide Home Loans


document_description: This document is a financial statement from J.P. Morgan detailing various financial positions as of September 4, 2013. It includes information on different securities, their values, and changes in value.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
GS MXN
EARTHLINK INC
JPM LATIN AMERICA FD
COUNTRYWIDE HOME LOANS
SEQUOIA MORTGAGE TRUST
FACEBOOK INC
JPMORGAN CHASE & CO
HOMEBANC MORTGAGE TRUST
REPUBLIC OF ARGENTINA
GENERAL ELECTRIC CO
SANGAMO BIOSCIENCES INC
BIOGEN IDEC INC
ZIONS BANCORPORATION
DEUTSCHE BK AG


document_description: A financial statement from J.P. Morgan detailing various currency and option positions held by Euroclear as of September 4, 2013. The document includes details of purchases, sales, and write options in different currencies, as well as a WTI put option. The total amounts are provided in USD.

key_organizations:
J.P. Morgan
Euroclear
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.


document_description: J.P. Morgan Online account statement showing positions as of September 3, 2013. Total value of assets is $26,552,991.46 with an unrealized loss of $4,570.06. Cash and sweep account holds $25,019,163.48. Includes details of US Dollar holdings and JPM TR I Float Rate Inc Fund.

document_subtype: Investment Account Statement

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, NA


document_description: J.P. Morgan Online financial positions statement for SFLLC as of September 3, 2013, detailing total value, unrealized gain/loss, accrued income, and estimated annual income.

document_subtype: bank statement

key_organizations:
J.P. Morgan
Apollo Global Management LLC
Ascena Retail Group Inc
JP Morgan Chase & Co
Bombardier Inc


document_description: This document is a financial statement from J.P. Morgan detailing various investment positions as of September 3, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The document lists specific securities with details such as security ID, quantity, price, value, cost, and gain/loss.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
Bank of America Corp
JPMorgan Chase & Co
Peabody Energy Corp
Kindred Healthcare Inc
GSR Mortgage Loan Trust
Chase Mortgage Finance Corporation
iPayment Inc


document_description: This document is a J.P. Morgan investment statement detailing positions as of September 3, 2013. It includes information on unrealized gains/losses, accrued income, estimated annual income, cash and sweep, and total value. Specific securities are listed with their descriptions, security IDs, quantities, prices, values, and gains/losses.

document_subtype: investment statement

key_organizations:
J.P. Morgan
Interactive Data


document_description: This document is a financial statement from J.P. Morgan detailing various positions and transactions as of September 3, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The document lists several forward contracts and options involving currencies such as USD, NZD, GBP, and AUD.

title: J.P. Morgan Online - Positions


document_description: The document is marked as corrupted/unprintable and cannot be produced. It is labeled as confidential.

document_type: other


document_description: This document is a financial statement from J.P. Morgan Online detailing the positions of SFLLC Derivatives as of September 3, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, cash, and sweep. The document lists various securities, their quantities, prices, value changes, costs, and gain/losses.

key_organizations:
J.P. Morgan
SFLLC
JPMORGAN CHASE & CO
GENERAL MOTORS CO
ALLY FINANCIAL INC
SOUTHERN CAL EDISON
LBG CAPITAL NO.1 PLC
ROYAL BANK SCOTLAND GROUP PLC
SERVICEMASTER COMPANY
PETROLEOS DE VENEZUELAS
BANK OF AMERICA CORP
GENERAL ELEC CAP CORP


document_description: This document is a financial statement from J.P. Morgan detailing various investment positions as of September 4, 2013. It includes information on different securities, their quantities, prices, and values.

title: J.P. Morgan Online - Positions


document_description: A financial statement from J.P. Morgan detailing various investment positions as of September 4, 2013. The document lists securities, their identifiers, quantities, prices, and gains/losses.

key_organizations:
J.P. Morgan
Earthlink Inc
Facebook Inc
General Electric Co
Sangamo Biosciences Inc
Biogen Idec Inc
Zions Bancorporation
Deutsche Bank AG


document_description: This document is a financial positions report from J.P. Morgan, detailing various securities and their respective values, ISINs, SEDOLs, and currency conversions. It includes information on companies such as JC Decaux, Carrefour, Autogrill, Lloyds Banking Group, Accor, Fraport, BNP Paribas, Ariad Pharmaceuticals, Adecco, Coca-Cola HBC, Compagnie de Saint-Gobain, Volkswagen, Barclays Bank, Renault, and Republic of Argentina notes.

document_subtype: financial positions

key_organizations:
J.P. Morgan
JC Decaux
Carrefour
Autogrill
Lloyds Banking Group
Accor
Fraport
BNP Paribas
Ariad Pharmaceuticals
Adecco
Coca-Cola HBC
Compagnie de Saint-Gobain
Volkswagen
Barclays Bank
Renault
Republic of Argentina


document_description: This document is a financial statement from J.P. Morgan detailing various currency and option positions held by Euroclear as of September 4, 2013. It includes details of purchases and writes of JPY, USD, CAD, and CHF options, as well as a WTI put option. The document provides specific trade and value dates, strike prices, and amounts for each position.

title: I.P. Morgan Online - Positions


document_description: A financial statement from J.P. Morgan detailing positions as of September 3, 2013, with a total value of $26,552,991.46 and an unrealized gain/loss of $4,570.06. It includes details on US Dollar holdings and JPM TR I FLOAT RATE INC FD FUND 2808.


document_description: This document is a financial statement from J.P. Morgan detailing the positions of SFLLC as of September 3, 2013. It includes information on various asset classes, their quantities, prices, values, and gains/losses.

title: J.P. Morgan Online - Positions


document_description: This document is a financial statement from J.P. Morgan detailing various investment positions as of September 3, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The document lists specific securities with details such as description, security ID, quantity, price, value, cost, and gain/loss.

title: J.P. Morgan Online - Positions


document_description: A financial statement from J.P. Morgan detailing asset positions as of September 3, 2013. It includes total value, unrealized gain/loss, accrued income, and estimated annual income. The document lists various securities with their descriptions, security IDs, quantities, prices, values, costs, and gain/loss information.


document_description: This document is a financial statement from J.P. Morgan detailing various positions as of September 3, 2013. It includes information on total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep. The document lists several financial instruments, including forward contracts and options, with their respective values and changes.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
Southern Trust


document_description: This document is a financial statement from J.P. Morgan detailing various foreign exchange forward contracts and options, including USD/AUD, CAD/USD, JPY/USD, NZD/USD, GBP/USD, and AUD/USD. It includes transaction details such as trade dates, values, and amounts. The document also mentions the total values of the positions and provides a disclaimer about investment products.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
J.P. Morgan Securities
J.P. Morgan Clearing Corp
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, NA


document_description: This document is an investment statement from J.P. Morgan detailing various financial positions as of September 3, 2013. It includes information on securities, quantities, prices, and unrealized gains/losses.

key_organizations:
J.P. Morgan
General Motors
Ally Financial
Southern Cal Edison
LBG Capital No.1 PLC
Royal Bank Scotland Group
ServiceMaster Company
Petroleos de Venezuela
Bank of America
General Electric Capital Corp


document_description: This document is a financial statement from J.P. Morgan detailing various financial positions as of September 4, 2013. It includes information on different securities, their values, and changes in value.

title: J.P. Morgan Online Positions

key_organizations:
J.P. Morgan
Goldman Sachs
Earthlink Inc
Facebook Inc
JPMorgan Chase & Co
Republic of Argentina
General Electric Co
Sangamo Biosciences Inc
Biogen Idec Inc
Zions Bancorporation
Deutsche Bank


document_description: This document is a financial statement from J.P. Morgan detailing various currency and option positions held by Euroclear as of September 4, 2013. It includes information on purchase and write options for JPY, USD, CAD, and CHF, as well as a WTI put option. The document also mentions market data provided by Interactive Data and includes a disclaimer about investment products.

title: J.P. Morgan Online – Positions

key_organizations:
J.P. Morgan
Euroclear
Interactive Data
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.


document_description: J.P. Morgan Online financial positions statement for an account as of September 3, 2013, showing total value, unrealized gain/loss, accrued income, estimated annual income, and cash & sweep details.

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chest Insurance Agency, Inc.
JPMorgan Chase Bank, NA


document_description: A financial statement detailing the positions held by SFLLC as of September 3, 2013, including total value, unrealized gain/loss, accrued income, and estimated annual income.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
SFLLC
Apollo Global Management LLC
Ascena Retail Group Inc
JP Morgan Chase & Co
Bombardier Inc


document_description: A financial statement detailing various investment positions as of September 3, 2013, including total value, unrealized gain/loss, accrued income, and estimated annual income. The document lists specific securities with their descriptions, security IDs, quantities, prices, and gain/loss information.

title: J.P. Morgan Online Positions


document_description: A financial statement detailing the positions and values of various securities as of September 3, 2013, including total value, unrealized gain/loss, accrued income, and estimated annual income.

title: J.P. Morgan Online-Positions


document_description: This document is a financial statement from J.P. Morgan detailing various foreign exchange (FX) forward contracts and options positions as of September 4, 2013. It includes details of trades involving USD, AUD, CAD, JPY, NZD, and GBP, with specific trade and value dates, as well as amounts and rates. The document also provides totals for the positions and notes on market data and investment products.

title: J.P. Morgan Online - Positions

key_organizations:
J.P. Morgan
J.P. Morgan Securities LLC
J.P. Morgan Clearing Corp.
Chase Insurance Agency, Inc.
JPMorgan Chase Bank, N.A.


document_description: This document is a bank statement from JPMorgan Chase Bank for The Haze Trust, covering the period from June 29, 2013, to July 31, 2013. It includes a table of contents listing a consolidated summary, a classic business checking account, and a business money market deposit account. Contact information for the J.P. Morgan team is provided.

title: JPMorgan Chase Bank Statement for The Haze Trust

key_people:
Janet Young
Gina Magliocco

key_locations:
Newark, DE
St Thomas, VI

document_subtype: Bank Statement

key_organizations:
JPMorgan Chase Bank
The Haze Trust


document_description: J.P. Morgan primary account statement for the period 6/29/13 to 7/31/13, showing consolidated summary of assets including checking and savings accounts.

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.


document_description: The document is a bank statement for a JPMorgan Classic Business Checking account held by THE HAZE TRUST for the period 6/29/13 to 7/31/13. The account had no activity during this period, with both the beginning and ending balance at $0.00. The last activity was on 05/09/12. No fees were charged during this period.

title: JPMorgan Classic Business Checking Account Statement


document_description: This document is a bank statement for THE HAZE TRUST's JPMorgan Business Money Market Deposit Account, covering the period from June 29, 2013, to July 31, 2013. It includes account balances, interest earned, and transaction details.

title: JPMorgan Business Money Market Deposit Account Statement


document_description: Notification of new language for transaction descriptions in account statements, effective July 22, 2013. The term 'Cashed Check Returned' will be used for checks cashed and returned unpaid. The term 'Deposited Item Returned' will be used only for deposited checks returned unpaid.


document_description: J.P. Morgan bank statement for the period 6/29/13 to 7/31/13, including information on how to address errors or questions about electronic and non-electronic funds transfers.

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
JPMorgan Distribution Services, Inc.
J.P. Morgan Securities LLC


document_description: A document related to The Haze Trust, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is a financial account summary from J.P. Morgan for THE HAZE TRUST, covering the period from July 1, 2013, to July 31, 2013. It includes details on the beginning and ending net market values, as well as changes in value for the investment accounts.

title: J.P. Morgan Account Summary for THE HAZE TRUST

document_subtype: Account Summary

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, NA
JPMorgan Clearing Corporation
J.P. Morgan Securities LLC


document_description: This document is a consolidated summary of investment accounts at J.P. Morgan for the period from July 1, 2013, to July 31, 2013. It includes details on asset allocation, market value changes, and portfolio activity. The summary covers equity and cash & fixed income investments, showing beginning and ending market values, changes in value, and estimated annual income. It also provides a breakdown of portfolio activity, including income, distributions, and changes in investment value.

title: J.P. Morgan Consolidated Summary for July 2013

document_subtype: investment summary

key_organizations:
J.P. Morgan
JPMorgan Chase Bank, N.A.
J.P. Morgan Clearing Corp.
J.P. Morgan Securities LLC


document_description: This document is a financial statement from J.P. Morgan for the period of July 1, 2013, to July 31, 2013. It includes a consolidated summary of investment accounts, specifically detailing the portfolio activity and tax summary for 'The Haze Trust'.

title: J.P. Morgan Consolidated Summary


document_description: JPMorgan Chase Bank statement for THE HAZE TRUST account for the period 7/1/13 to 7/31/13, including account summary, holdings, equity, cash & fixed income, and portfolio activity.

title: THE HAZE TRUST ACCT. [Redacted]

key_people:
Justin Nelson
Paul Barrett
Janet Young
Gina Magliocco
Jason Grosse

key_locations: 270 Park Avenue, New York, NY 10017-2014


document_description: This document is a financial account statement from J.P. Morgan for The Haze Trust Account, covering the period from July 1, 2013, to July 31, 2013. It includes details on asset allocation, market value changes, and portfolio activity.

title: J.P. Morgan - The Haze Trust Account Statement

document_subtype: Account Statement


document_description: The document is a financial account summary for The Haze Trust Account for the period from July 1, 2013, to July 31, 2013. It includes details on realized and unrealized gains/losses, tax summaries, and cost summaries.

title: The Haze Trust Account Summary

document_subtype: account statement


document_description: This document is an equity summary for THE HAZE TRUST for the period from July 1, 2013, to July 31, 2013. It includes details on asset categories, market values, tax costs, unrealized gains/losses, estimated annual income, and accrued dividends. The document also provides an equity detail for specific investments such as Bank of America Corp.

title: THE HAZE TRUST Equity Summary

key_organizations:
THE HAZE TRUST
J.P.Morgan
Bank of America Corp


document_description: A financial statement for The Haze Trust Account for the period of July 2013, detailing equity holdings and their financial performance.

title: The Haze Trust Account Statement


document_description: This document is a financial statement for THE HAZE TRUST, detailing cash and fixed income assets for the period of July 2013. It includes a summary of asset categories, market values, and changes in value, as well as a breakdown by maturity and type.

title: THE HAZE TRUST - Cash & Fixed Income Summary


document_description: This document is a financial statement from J.P. Morgan for THE HAZE TRUST ACCT. for the period of July 1, 2013, to July 31, 2013. It includes details of cash and fixed income assets, with specific information on prices, quantities, values, costs, and yields of various financial instruments.

title: J.P. Morgan - THE HAZE TRUST ACCT.


document_description: This document is a financial statement for THE HAZE TRUST account for the period of July 1, 2013, to July 31, 2013. It includes details of US Fixed Income and Complementary Structured Strategies investments, with specific securities, prices, quantities, values, and yields.

title: THE HAZE TRUST ACCT. Financial Statement

key_organizations:
J.P. Morgan
KINDRED HEALTHCARE INC
GSR MORTGAGE LOAN TRUST
CHASE MORTGAGE FINANCE CORPORATION


document_description: The Haze Trust Agreement is a legal document dated February 9, 1999, where Jeffrey E. Epstein acts as both Grantor and Trustee. The agreement outlines the transfer of property to the Trustee to be managed and disposed of according to the terms specified. The Trustee has the discretion to pay income or principal to the Grantor and, upon the Grantor's death, to dispose of the remaining assets to the Grantor's estate.

title: The Haze Trust Agreement

document_subtype: Trust Agreement


document_description: The document outlines the powers granted to a trustee, including participation in reorganizations, investments in partnerships, acquisition of property, employment of professionals, lending, and distribution of income or principal.

document_subtype: trustee powers


document_description: The document outlines the powers and authorizations granted to the Trustee by the Grantor. The Trustee is empowered to sell, continue, or liquidate the Trust's interest in various business entities, subject to existing agreements. The Trustee can also acquire and conduct businesses, with the risk borne by the Trust. The Trustee is exonerated from personal liability related to these activities.

key_people: Trustee Grantor


document_description: This document outlines the terms and conditions of a trust agreement, including the appointment and resignation of trustees, the rights of the grantor to amend or revoke the trust, and the acceptance of the trust by the trustee. It specifies the procedures for designating successor trustees and the conditions under which a trustee may resign. The grantor retains the right to make additions to the trust and to amend or revoke it during their lifetime.


document_description: The document outlines the terms of The Haze Trust, including the Grantor's rights to revoke or amend the trust, the conditions under which the trust becomes irrevocable, and the governing law. It is executed by Jeffrey E. Epstein as both Grantor and Trustee.

title: The Haze Trust Agreement


document_description: A confidential document labeled 'Schedule A' with a monetary amount of $100.00 and reference numbers.


document_description: A notarized statement confirming the identity and acknowledgment of Jeffrey E. Epstein executing a document.

key_people:
Jeffrey E. Epstein
Harry L Beller

document_subtype: notarized document


document_description: Darren K. Indyke accepts his appointment as Trustee of The Haze Trust, originally created by Jeffrey E. Epstein, effective from May 5, 2007.

title: Acceptance of Successor Trustee of The Haze Trust

key_people:
Jeffrey E. Epstein
Darren K. Indyke

document_subtype: Trustee Acceptance


document_description: Designation of Darren K. Indyke as Trustee of The Haze Trust by Jeffrey E. Epstein, effective May 8, 2007.

title: THE HAZE TRUST Designation of Trustee

document_subtype: Trust Designation


document_description: This document is an alert from Deutsche Bank Private Bank regarding Richard D Kahn. It includes information about a regulatory action and disciplinary decision involving Richard Kahn, who violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. The respondents, including Richard Kahn, are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance of the decision.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
NY, UNITED STATES

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
NYSE Arca
FINRA


document_description: Richard Kahn and other respondents violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA, on behalf of NYSE Arca. They are permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 calendar days from the issuance of this Decision.

document_subtype: regulatory action

key_organizations:
NYSE Arca
FINRA
Regulatory DataCorp, Inc.


document_description: Internal communication from Paul Morris, Managing Director at Deutsche Bank Private Bank, suggesting a meeting before another scheduled meeting on Friday.


document_description: Internal communication regarding a meeting schedule.


document_description: The document is a daily deposit report detailing large, zero, and negative balances for specific accounts as of September 4, 2013. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report 20130905

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0104012, SDNY_GM_00250196, and EFTA01448877, which may relate to legal cases or investigations.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains internal identifiers such as DB-SDNY-0104023, SDNY_GM_00250207, and EFTA01448884, indicating its association with the Southern District of New York.


document_description: The document is marked as confidential and is related to a legal matter under the Federal Rules of Criminal Procedure, specifically Rule 6(e).


document_description: A daily deposit report listing account balances for various entities, including large, zero, and negative balances as of 09/05/13.

title: RM0081851 Daily Deposit Report 20130906

document_subtype: Daily Deposit Report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC


document_description: Contact information for an analyst in the Markets Coverage Group at Deutsche Bank Securities Inc.

document_subtype: business correspondence

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0104035, SDNY_GM_00250219, and EFTA01448892.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains references to specific identifiers such as DB-SDNY-0104037, SDNY_GM_00250221, and EFTA01448893, which may relate to legal cases or investigations.


document_description: The document is marked as confidential and is related to a legal matter under the Federal Rules of Criminal Procedure, specifically Rule 6(e). It contains identifiers such as DB-SDNY-0104040, SDNY_GM_00250224, and EFTA01448895, which may be case or document numbers.


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00250225 and EFTA01448896. It is noted as corrupted or unprintable and cannot be produced.


document_description: The document is marked as confidential and is related to a legal matter under the Federal Rules of Criminal Procedure, specifically Rule 6(e). It contains identifiers such as DB-SDNY-0104044, SDNY_GM_00250228, and EFTA01448898, which may be case or document numbers.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to the Southern District of New York (SDNY).


document_description: Meeting invitation for a Southern Financial Meeting at JE's House on 9 E 71st St. between Madison/5th, scheduled for September 6, 2013, from 10:00 AM to 12:00 PM.

title: Southern Financial Meeting

key_people:
Paul Morris
Caroline
Kitidis
Monica Gilkinson

key_locations: JE's House, 9 E 71st St. between Madison/5th

document_subtype: meeting invitation


document_description: The document is marked as confidential and is related to a legal matter under the Federal Rules of Criminal Procedure, specifically Rule 6(e). It contains identifiers such as DB-SDNY-0104056, SDNY_GM_00250240, and EFTA01448903, which may pertain to case numbers or document tracking within the Southern District of New York.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00250250 and EFTA01448908. It is noted as corrupted or unprintable and cannot be produced.


document_description: The document is marked as confidential and is unprintable or corrupted, making it impossible to produce.


document_description: The document is marked as confidential and contains a note indicating that a file is corrupted or unprintable and cannot be produced. It includes reference numbers SDNY_GM_00250254 and EFTA01448911.


document_description: Meeting scheduled at JE's House on 9 E 71st St. between Madison/5th on 9/6/2013 from 10:00 AM to 12:00 PM. The meeting is classified as public and marked as busy on the calendar.

title: Southern Financial Meeting

key_people:
Paul Morris
Kitidis
Amanda Kirby
Jazia Smith
Monica Gilkinson
Caroline

key_locations: JE's House, 9 E 71st St., Between Madison/5th

document_subtype: meeting notice


document_description: The document is marked as confidential and is related to a legal matter under the Federal Rules of Criminal Procedure, specifically Rule 6(e). It contains identifiers such as DB-SDNY-0104077, SDNY_GM_00250261, and EFTA01448916, which may pertain to case numbers or document tracking numbers.


document_description: The document is marked as confidential and is identified by the codes SDNY_GM_00250262 and EFTA01448917. It is noted as corrupted or unprintable and cannot be produced.


document_description: A confidential fax from Deutsche Asset & Wealth Management, including contact details for Jay Lipman.

document_subtype: fax


document_description: Amanda Kirby discusses obtaining tickets for a Deutsche Bank event at a Giants game, with a tailgate party at MetLife Stadium. Ana Zamora provides details on the event and ticket distribution process.

key_people:
Amanda Kirby
Ana A Zamora
Gary Marzolla

key_locations: MetLife Stadium, East Rutherford, New Jersey

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: Ana Zamora from Deutsche Bank is coordinating a client event for the 'Giants vs Eagles' game on 10/6/13. Confirmed clients will receive a confirmation with details about the tailgate party, including directions and location. Tickets will be distributed at the tailgate. Ana Zamora is the contact person for any questions.


document_description: This document is an application for opening various types of deposit accounts under Deutsche Asset & Wealth Management's Private Wealth Premium™ services. It includes options for personal and business accounts, internet banking services, and client relationship types.

title: DBTCA Deposit Account Opening Application

document_subtype: Deposit Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
DBTCA
DB AG NY


document_description: Account application for Jeepers, Inc with Deutsche Bank Trust Company Americas (DBTCA). Includes customer identification policy, joint account disclosure, and instructions for verbal communication.

document_subtype: Account Application

key_organizations:
Jeepers, Inc
Deutsche Bank Trust Company Americas


document_description: This document outlines the terms and conditions for ATM/Debit card services, Internet Banking Services, and tax compliance responsibilities for non-US individuals and organizations. It includes acknowledgments of receipt of privacy notices and terms and conditions for deposit accounts. The document requires signatures for acceptance and is marked for bank use only.

document_subtype: Bank Account Application


document_description: A legal document indicating the execution of an instrument by Jeepers, Inc, represented by Jeffrey Epstein, and Deutsche Bank Trust Company Americas. The document is marked as confidential and pursuant to Federal Rules of Criminal Procedure.

document_subtype: contract


document_description: This document is an account opening application for Deutsche Asset & Wealth Management's DB Private Wealth Online Plus service. It includes client information for Jeepers, Inc., account services options, and daily limits for ACH and wire transfers. The document also outlines the terms and conditions related to the daily limits and security code requirements.

document_subtype: Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
Jeepers, Inc.


document_description: This document is a certificate of corporate resolutions for Jeerers, Inc., authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the corporation's directors, officers, employees, and agents to manage accounts with the bank, including opening, maintaining, and closing accounts, and executing agreements. The document also includes indemnification clauses for the bank and ratifies previous actions taken by the board or authorized signers.

title: Certificate of Corporate Resolutions in favor of Deutsche Bank Trust Company Americas

document_subtype: Certificate of Corporate Resolutions

key_organizations:
Deutsche Bank Trust Company Americas
Jeerers, Inc.


document_description: This document outlines the authorized signers for a corporation, including Jeffrey Epstein. It specifies the conditions under which the bank may rely on the instructions of the authorized signers and confirms the validity of the corporate resolutions. It also revokes any previous authorities granted to signers not named in this document.

document_subtype: Corporate Resolutions


document_description: This document is a signature card for an account held by Jammers, Inc at Deutsche Bank Trust Company Americas. It specifies the account type as corporate and includes placeholders for signatures and power of attorney details, which are not filled in.

document_subtype: signature card

key_organizations:
Deutsche Bank Trust Company Americas
Jammers, Inc


document_description: Signature card for Jaspers, Inc account at Deutsche Bank Trust Company Americas, indicating Jeffrey Epstein as a signatory.

key_organizations:
Deutsche Bank Trust Company Americas
Jaspers, Inc


document_description: This document is an account agreement between Jeepers, Inc and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement for Jeepers, Inc

key_locations: 6100 Red Hook Quarter B3, St Thomas, USVI 00802

document_subtype: Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for trading securities with DBSI, including purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement, and the role of third parties like Pershing. It also details the security interest and lien granted to DBSI and its affiliates over the client's securities and other property to secure any obligations.

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts. The agreement specifies the client's obligations, rights, and the procedures for handling joint accounts.

key_organizations: Federal Deposit Insurance Corporation (FDIC)


document_description: This document is a tax election/declaration form for account agreements, applicable to both U.S. and Non-U.S. persons. It includes sections for U.S. citizens or resident aliens to provide their taxpayer identification number and certify their tax status using a W-9 form. Non-U.S. persons are required to submit a W-8 form to certify their foreign status and claim any applicable tax treaty benefits.

document_subtype: Tax Election/Declaration

key_organizations:
OBS
DBSI
Internal Revenue Service


document_description: This document is an account agreement acknowledgment form where the client confirms receipt, understanding, and agreement to the terms and conditions, including a predispute arbitration clause. It also includes tax and compliance responsibilities for both individual/joint accounts and entities like corporations or trusts. The document requires signatures from account owners or authorized parties.

key_organizations:
DBSI
Jeepers, Inc


document_description: This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and securities. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation for callable securities, non-investment adviser capacity, and additional disclosures for non-U.S. residents.

document_subtype: Account Agreement Appendix

key_organizations:
DBSI
Pershing
Securities and Exchange Commission
Federal Reserve Board


document_description: The document outlines the terms and conditions of an Account Agreement between a client and DBSI, including notices, conflicts of interest, SIPC coverage, and considerations for tax-exempt entities. It also provides definitions for terms used in the agreement.

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document outlines definitions related to a client's account management, including terms like 'Branch Supervisor', 'Cash Sweep Options', 'DBSI Privacy Statement', 'Party or Parties', 'Restricted Securities', and 'Securities and Other Property'. It is part of a legal agreement or contract involving DBSI and its clients.


document_description: This document is a margin disclosure provided by Deutsche Bank Securities Inc. (DBSI) to inform clients about the risks and terms associated with trading securities on margin. It outlines the potential risks, such as losing more funds than deposited, forced sale of securities, and the firm's rights to liquidate assets without prior notice. It also covers the conditions under which DBSI can change margin requirements and the implications of short sales and securities lending.

title: Margin Disclosure Document

document_subtype: Margin Disclosure

key_organizations:
Deutsche Bank Securities Inc.
Pershing


document_description: Optional form for consenting to electronic delivery of materials and communications from Deutsche Bank. Allows revocation of consent at any time without charge.

document_subtype: consent form


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Jeffrey Epstein for Jeepers Inc. The form outlines the terms and conditions for receiving documents electronically, including the requirement for Adobe Reader to view certain materials.

title: Consent to Electronic Delivery of Materials and Communications

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware


document_description: This document is an officer's certificate for Jeepers, Inc. authorizing certain individuals to open and manage brokerage accounts with Deutsche Bank Securities Inc. It includes resolutions adopted by the Board of Directors, detailing the powers granted to designated persons, such as opening accounts, managing funds, and executing securities transactions.

title: Corporate Account Authorization and Terms and Conditions

document_subtype: Corporate Account Authorization

key_organizations:
Deutsche Bank
Jeepers, Inc.
Deutsche Bank Securities Inc.


document_description: This document is a corporate resolution certifying the powers and actions of a corporation. It confirms that the corporation is duly organized and existing under the laws of a state, and that no action has been taken to rescind or amend the resolutions, which are in full force and effect. It also states that no one other than the corporation shall have any interest in accounts opened in its name. The document includes a pre-dispute arbitration clause and requires a second certifying officer's signature if the first is listed in a specific section. If the client is incorporated outside the U.S., a Form W-8 must be completed and returned with the certificate.

key_people:
Certifying Officer
Second Certifying Officer

document_subtype: corporate resolution


document_description: This document outlines the terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as confirmations and transmission of instructions, cash account requirements, short and long orders, liens, authority to borrow, interest charges, and credit information and investigation. The document specifies the responsibilities and obligations of the client and DBSI, including the handling of securities, payment obligations, and the granting of security interests.

title: Terms and Conditions Corporate Accounts

document_subtype: Terms and Conditions

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Pershing LLC


document_description: This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers topics such as satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, arbitration, and important disclosures regarding account protection and payment for order flow.

document_subtype: agreement

key_organizations: Securities Investor Protection Corporation


document_description: The document contains confidential information related to the Jeffrey Epstein case, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: Application for opening various types of deposit accounts under Deutsche Asset & Wealth Management's Private Wealth Premium™ Elite Personal and Business Accounts. Includes options for checking accounts, money market deposits, certificates of deposit, and internet banking services. Indicates a corporate client relationship.

document_subtype: Deposit Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
DBTCA
DB AG NY


document_description: This document is an execution of an instrument by Jeepers, Inc. and Deutsche Bank Trust Company Americas, with spaces for signatures and dates.

key_organizations:
Jeepers, Inc.
Deutsche Bank Trust Company Americas


document_description: This document is an account opening application for Deutsche Asset & Wealth Management's DB Private Wealth Online Plus service. It includes client information for Jeepers, Inc., account services options, and daily limits for ACH and wire transfers. Jeffrey Epstein is listed as the print name for the account holder's signature.

title: DB Private Wealth Online Plus Account Opening Application

key_organizations:
Deutsche Asset & Wealth Management
Jeepers, Inc.


document_description: This document is a certificate of corporate resolutions for Jeerers, Inc., authorizing Deutsche Bank Trust Company Americas as a depositary, custodian, or investment advisor. It outlines the authority of the corporation's directors, officers, employees, or agents to manage accounts with the bank, including opening, maintaining, and closing accounts, and executing agreements. The document also includes indemnification clauses for the bank and ratifies previous actions taken by the board or authorized signers.

key_organizations:
Deutsche Bank Trust Company Americas
Jeerers, Inc.


document_description: This document outlines the authorized signers for a corporation, including Jeffrey Epstein. It specifies the conditions under which the bank may rely on the instructions of the authorized signers and confirms that no one other than the corporation has an interest in the accounts. It also revokes the authority of any previously authorized signers not named in the document.


document_description: This document is a signature card for an account held by Jammers, Inc at Deutsche Bank Trust Company Americas. It indicates the account type as corporate and lists Jeffrey Epstein as a key individual associated with the account. The document is marked confidential and is subject to federal rules of criminal procedure.

title: Deutsche Asset & Wealth Management Signature Card

key_organizations:
Deutsche Bank Trust Company Americas
Jammers, Inc


document_description: This document is a signature card for Jaspers, Inc with Deutsche Bank Trust Company Americas. It includes account details and signature requirements for Jeffrey Epstein.

title: Deutsche Asset & Wealth Management Signature Card for Jaspers, Inc

document_subtype: Signature Card

key_organizations:
Deutsche Bank Trust Company Americas
Jaspers, Inc


document_description: This document is an account agreement between Jeepers, Inc. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.

title: Deutsche Asset & Wealth Management Account Agreement

key_organizations: Financial Industry Regulatory Authority, Inc.


document_description: This document outlines the terms and conditions for trading securities with DBSI, including purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement, aggregation of orders, transmission of instructions, role of third parties, and liens. It specifies the responsibilities and rights of the client and DBSI, including the use of third-party clearing agent Pershing, and the security interest granted to DBSI and its affiliates.

key_organizations: DBSI Pershing


document_description: This document outlines the terms and conditions of an account agreement between a client and DBSI. It covers various aspects such as satisfaction of indebtedness, fees, FDIC insurance, cash sweep selection, credit information, confirmations, recording conversations, and joint accounts. The agreement specifies the client's obligations, rights, and the procedures for handling joint accounts.

key_organizations:
DBSI
Pershing
Deutsche Bank AG
FDIC


document_description: This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method for resolving disputes. The document details the limitations and procedures of arbitration, including the finality of awards, limited discovery, and the composition of arbitrators. It also covers the rules for selecting an arbitration forum and the conditions under which class actions may proceed.

key_people: Client DBSI Pershing

document_subtype: arbitration agreement

key_organizations:
DBSI
Pershing
FINRA
Deutsche Bank Securities Inc.


document_description: This document is a tax election/declaration form for clients to certify their tax status as either U.S. or Non-U.S. persons. It includes sections for U.S. citizens or resident aliens to fill out a W9 form and for Non-U.S. persons to submit a W-8 form to certify foreign status.

title: Tax Election/Declaration of Tax Status

key_organizations:
OBS
DBSI
Internal Revenue Service


document_description: This document is an account agreement acknowledgment form where the client confirms receipt, understanding, and agreement to the terms and conditions, including a predispute arbitration clause. It also includes tax and compliance responsibilities for both individual and entity accounts, with specific instructions for ERISA employee benefit plan clients.

key_organizations:
DBSI
Jeepers, Inc


document_description: The document outlines terms and conditions related to client accounts managed by DBSI, including notice provisions, potential conflicts of interest, SIPC coverage, and considerations for tax-exempt entities. It also provides definitions for key terms used in the agreement.

document_subtype: account agreement

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document is a Margin Addendum to an Account Agreement, outlining the terms and conditions for opening a margin account. It covers the mechanics and risks of margin, financing, interest and costs, demand loans, liens, consent to loan or pledge of securities, and margin maintenance. The document specifies the rights of DBSI and Pershing regarding securities and other property in the margin account.

document_subtype: Margin Account Agreement

key_organizations:
DBSI
Pershing
Deutsche Bank


document_description: This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin accounts. It also covers the handling of restricted securities and collection remedies.

document_subtype: contract

key_organizations:
DBSI
Pershing
Federal Reserve Bank
FINRA


document_description: A margin agreement document requiring client acknowledgment and signature, confirming receipt and agreement to terms, including a pre-dispute arbitration clause. It includes sections for individual, joint, and entity accounts, with a confirmation of authority to borrow for non-natural person accounts.

document_subtype: Margin Agreement


document_description: Optional form for consenting to electronic delivery of materials and communications from Deutsche Bank. Allows revocation of consent at any time without charge.


document_description: Consent form for electronic delivery of materials and communications from Deutsche Asset & Wealth Management, signed by Jeffrey Epstein for Jeepers Inc. The form outlines the terms and conditions for receiving documents electronically, including the requirement for Adobe Reader to view certain materials and the ability to revoke consent at any time.

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank AG
Deutsche Bank Securities Inc.
Deutsche Bank Trust Company Americas
Deutsche Bank National Trust Company
Deutsche Bank Trust Company, N.A.
Deutsche Bank Trust Company Delaware


document_description: This document is an officer's certificate for Jeepers, Inc. authorizing certain individuals to open and maintain brokerage accounts with Deutsche Bank Securities Inc. It outlines the powers granted to these individuals, including the ability to deposit, withdraw, buy, and sell securities. It also specifies the process for certifying changes in authority.

key_organizations:
Jeepers, Inc.
Deutsche Bank Securities Inc.


document_description: This document outlines the terms and conditions for corporate accounts with Deutsche Bank Securities Inc. (DBSI). It covers various aspects such as confirmations and transmission of instructions, cash account requirements, short and long orders, liens, authority to borrow, interest charges, and credit information and investigation. The document specifies the responsibilities and obligations of the client and DBSI, including the handling of securities, payment terms, and the granting of security interests.

title: Terms and Conditions Corporate Accounts

key_locations:
State of New York
United States

key_organizations:
Deutsche Bank Securities Inc.
Deutsche Bank AG
Pershing LLC


document_description: Internal email correspondence discussing ACATs for Southern Trust and Southern Financial, and the preparation of account documents for Jeepers Inc.

key_people:
Amanda Kirby
Jay Lipman
Tazia Smith
Vahe Stepanian

document_subtype: email correspondence

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Southern Trust
Southern Financial
Jeepers Inc


document_description: A correspondence from Amanda Kirby, an associate at Deutsche Bank Trust Company Americas, inquiring about brokerage accounts.


document_description: The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e). It contains reference numbers DB-SDNY-0104242, SDNY_GM_00250426, and EFTA01449017.

title: Passion to Perform


document_description: The document lists various financial accounts and their statuses related to Southern Financial, Southern Trust, Personal Accounts, Jeepers Inc, Haze Trust, J.E VI Foundation, and Butterfly Trust. It includes information about brokerage, money market, and checking accounts, as well as document handling instructions and deadlines.

document_subtype: financial summary

key_organizations:
Southern Financial
Southern Trust
Jeepers Inc
Haze Trust
J.E VI Foundation
Butterfly Trust


document_description: The document provides the status of various account openings as of September 11, 2013, for different entities including Southern Financial, Southern Trust, Personal Accounts, Jeepers, Inc, Haze Trust, J.E VI Foundation, and Butterfly Trust. It details which accounts have been opened and which documents are pending with clients.

document_subtype: Account Opening Status

key_organizations:
Southern Financial
Southern Trust
Jeepers, Inc
Haze Trust
J.E VI Foundation
Butterfly Trust


document_description: Status of account openings for various entities as of September 11, 2013. Several accounts have been opened, while others have documents pending with clients or to be sent.


document_description: Status of various accounts as of September 11, 2013, including Southern Financial, Southern Trust, Personal Accounts, Jeepers, Inc, Haze Trust, J.E VI Foundation, and Butterfly Trust. Some accounts are opened, while others have documents pending with clients.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of September 11, 2013. It includes account numbers, names, categories, and balances.

title: RM0081851 Daily Deposit Report 20130912

document_subtype: financial report

key_organizations:
Summit Equities LLC
Southern Trust Company, Inc.
Southern Financial LLC