document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of May 14, 2015. The document includes contact information for sales inquiries and questions, as well as a note on the valuation methodology and disclaimers regarding the use of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Gedeon Pinedo
Vahe Stepanian
Amanda Kirby
Paul Morris
Ariane Dwyer
Mark Whyman


source: doj

document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details, counterparties, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement

document_type: tabular

document_subtype: financial statement

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of May 14, 2015, with a total valuation of 1,270,796.04.

document_type: financial

document_subtype: valuation statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated May 18, 2015. It provides the economic assessment of transactions or instruments as of May 15, 2015, including exchange rates and valuation methodologies. The statement includes disclaimers about the potential for valuation changes and liability limitations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, and mark-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of May 15, 2015, with a total valuation of 1,261,282.27.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of May 18, 2015. It includes account names, categories, balances, and transaction details.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

document_subtype: financial report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
Mort, Inc
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of May 18, 2015. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of 1,268,822.21 as of May 18, 2015.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, FX options, and equity swap hybrids. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG and Southern Financial, LLC, dated 19 May 2015, with a total valuation amount of 1,232,565.65.

title: Deutsche Bank Group Valuation Statement


document_description: Contact information for Monica Gilkinson, an Administrative Assistant at Deutsche Bank Securities Inc.

document_type: correspondence

key_locations: 345 Park Avenue, 26th Floor, New York, NY 10154

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated May 21, 2015. It includes details of various financial instruments such as credit-default swaps, equity-options, FX-options, and equity-swap hybrids, along with their respective trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC with a total valuation of 1,282,416.24 as of May 20, 2015.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations. The statement is intended for internal use and highlights that valuations may change over time due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Gedeon Pinedo
Richard Kahn
Vahe Stepanian
Daniel Satte
Ariane Dwyer
Mark Whyman
Paul Morris
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, trade types, dates, amounts, and market-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement by Southern Financial, LLC as of 21 May 2015, with a total valuation of 1,296,783.64.


document_description: A request to discuss coverage due to OS being missing and concerns about introducing him to other situations.

key_people: Todd Stewart


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of May 22, 2015. The document includes contact information for sales inquiries and questions, as well as a note on the valuation methodology and disclaimers regarding the use of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, FX options, and equity swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of 22 May 2015, with a total valuation of 1,275,642.54.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC as of May 26, 2015. It includes contact information for sales inquiries and questions related to the statement. The document outlines the terms and conditions of the valuations, which are provided for internal use only and may be subject to adjustments based on various risks and market conditions. It also includes a disclaimer regarding the potential for differences in future valuations and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of 26 May 2015, with a total valuation of 1,213,182.51.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated May 28, 2015. It provides the economic assessment of transactions or instruments as of the specified date, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated May 28, 2015. It includes details of various financial instruments such as credit-default swaps, equity options, FX options, and equity-swap hybrids, along with their respective trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement requested by Southern Financial, LLC as of 27 May 2015, with a total valuation of 1,236,856.96.


document_description: This document is marked as confidential and is produced in native format under the Federal Rules of Criminal Procedure 6(e).

document_type: other


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes information on FX rates, valuation methodologies, and disclaimers regarding the use of the valuations. The statement emphasizes that valuations are for internal use only and may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of May 28, 2015, with a total valuation of 1,222,706.37.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates, valuation methodologies, and disclaimers about the use of the valuations. The statement is intended for internal use and highlights that valuations may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morns
Anane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG for Southern Financial, LLC, dated 29 May 2015, with a total valuation of 1,218,710.73.

title: Deutsche Bank Group Valuation Statement


document_description: This document is marked as confidential and is produced in native format under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0117049, SDNY_GM_00263233, and EFTA01457484.


document_description: A confidentiality notice regarding an erroneous communication, requesting the recipient to notify the sender and destroy the communication.


document_description: Confidential communication notice indicating the message may contain attorney-client privileged or inside information. It is intended only for the addressee and is the property of JEE. Unauthorized use, disclosure, or copying is prohibited. If received in error, the recipient is instructed to notify the sender and destroy the communication.


document_description: This document is marked as confidential and is produced in native format, likely related to a legal case under the Federal Rules of Criminal Procedure.


document_description: Confidential communication notice indicating the information may be attorney-client privileged and is intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited.


document_description: This document is a confidential communication regarding trade execution information provided as an accommodation before official trade confirmations. It includes disclaimers about confidentiality, attorney-client privilege, and unauthorized use. The communication is associated with Deutsche Bank and contains reference numbers.


document_description: Confidential communication from Deutsche Bank with disclaimers about unauthorized use and legal/tax advice.


document_description: A confidential communication from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding trade execution information. The message emphasizes confidentiality and legal restrictions on unauthorized use or disclosure.


document_description: This document provides a financial summary and analysis of Alibaba for the fiscal years ending March 31 from 2013 to 2018. It includes detailed financial metrics such as EPS, DPS, BVPS, market cap, enterprise value, and various valuation metrics. The document also contains income statements, cash flow statements, and balance sheets for the specified years. Additionally, it provides a company profile and price performance analysis.

title: Alibaba Financial Summary and Analysis

key_locations:
Hong Kong
China

key_organizations:
Alibaba
Deutsche Bank AG


document_description: The document discusses Alibaba's strategic focus on mobile commerce, particularly through the Tmall platform. It highlights the planned release of a new Tmall mobile app, the impact of new merchant entry standards, and the company's bullish outlook on mobile monetization. It also notes the decline in PC-based revenues and the shift of marketing budgets to mobile.

title: Alibaba Software & Services Update


document_description: The document discusses Alibaba's management indicating a potential shrinkage in PC-based GMV to 30% of total China retail marketplace GMV by year-end. It highlights entertainment as a vertical focus, mentioning content initiatives and management changes with Daniel Zhang replacing Jonathan Lu as CEO.

key_people:
Daniel Zhang
Jonathan Lu

key_organizations:
Alibaba Group
Ali Pictures
Deutsche Bank AG


document_description: The document provides a revision of financial estimates for Alibaba based on FY 2015 4Q results and discussions with senior management. It includes changes in forecasts for China retail GMV, revenues, non-GAAP operating income, and non-GAAP EPADS for FY16/17E. A detailed table presents the revised estimates and percentage changes for various financial metrics. The document also discusses valuation and risks, including competitive pressures and technological challenges.

title: Revision of estimates for Alibaba

key_organizations:
Alibaba
Deutsche Bank


document_description: The document discusses challenges faced by Alibaba in May 2015, including issues with monetizing mobile e-commerce, monitoring third-party service providers, and integrating invested entities into its ecosystem.


document_description: This document contains important disclosures related to Deutsche Bank's financial dealings with Alibaba, including investment banking services and compensation received. It includes a disclosure checklist with recent stock prices and specific disclosure points. The document also contains an analyst certification by Alan Hellawell III.

title: Important Disclosures

key_organizations:
Deutsche Bank
Alibaba


document_description: This document provides historical recommendations and target prices for Alibaba (BABA) as of May 6, 2015. It includes a table of recommendations and target prices, an equity rating key, and equity rating dispersion and banking relationships.

title: Alibaba Historical Recommendations and Target Price

document_subtype: financial analysis


document_description: This document is a financial report by Deutsche Bank AG on Alibaba, dated May 8, 2016. It includes disclaimers about the reliability of the information, potential conflicts of interest, and the risks associated with financial instruments. The report discusses macroeconomic risks, derivative transactions, and the importance of expert legal and financial advice for investors.

title: Deutsche Bank Report on Alibaba

key_organizations:
Deutsche Bank AG
Alibaba


document_description: This document is a disclaimer and risk notice from Deutsche Bank regarding trading in futures, options, and foreign exchange. It outlines the risks involved in these financial transactions and provides information on the regulatory approvals and distribution of Deutsche Bank's services across various countries.

key_locations:
United States
Germany
United Kingdom
Hong Kong
Korea
South Africa
Singapore
Japan

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: This document contains disclaimers and regulatory information from Deutsche Bank AG regarding financial services and products in various countries including Japan, Malaysia, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It outlines the regulatory bodies overseeing Deutsche Bank's operations in these regions and provides guidance on accessing financial products and services.

key_locations:
Japan
Malaysia
Qatar
Russia
Saudi Arabia
United Arab Emirates
Australia
New Zealand

key_organizations:
Deutsche Bank AG
Moody's
Standard & Poor's
Fitch
Deutsche Securities Saudi Arabia LLC


document_description: Deutsche Bank's research report on Baidu, dated May 18, 2015, provides a company update with a 'Buy' rating. The report discusses Baidu's O2O market strategy, search business dominance, and financial forecasts. It highlights Baidu's commitment to O2O investments and mobile search advancements. The report maintains a price target of $239 and outlines key risks such as mobile monetization and investment costs.

title: Deutsche Bank Markets Research - Baidu Company Update

key_locations: Asia China

key_organizations:
Deutsche Bank
Baidu

reference_numbers:
BIDU.OQ
BIDU US
NMS


document_description: This document provides a detailed financial analysis of Baidu, a leading internet search engine operator in China. It includes information on the company's market performance, growth and profitability, solvency, and financial summaries for the fiscal years 2012 to 2017. The document also contains valuation metrics, income statements, cash flow, and balance sheet data.

title: Baidu Financial Analysis

key_locations:
China
Hong Kong

key_organizations:
Baidu
Deutsche Bank


document_description: The document discusses Baidu's strategic initiatives in the 020 (offline to online) sector and mobile search. Baidu is focusing on expanding its relevance in 020 through services like Baidu Nuomi, Baidu Map, and Baidu Waimai, all integrated with Baidu Wallet. The company anticipates increased commission-based revenues from 020 merchants despite current challenges. Baidu is also advancing in mobile search, with over 50% of revenue from mobile, and is introducing new functionalities to enhance user experience. The company remains confident in the need for mobile search despite the rise of mobile verticals. Additionally, Baidu is committed to supporting iQiyi in the online video space.

title: Baidu's Strategic Initiatives in 020 and Mobile Search

key_organizations:
Baidu
Baidu Nuomi
Baidu Map
Baidu Waimai
iQiyi
Deutsche Bank AG


document_description: A report discussing the online video industry consolidation and its impact on video stocks, along with Baidu's valuation and risks. The target price for Baidu is set at US$239 based on specific financial metrics. Key risks include execution risk in mobile monetization, decline in traffic growth, slowdown in online advertising market growth, and larger-than-expected investment in mobile and new initiatives.

title: Baidu Software & Services Report

key_organizations:
Baidu
Deutsche Bank AG


document_description: This document contains important financial disclosures related to Baidu, including recent stock prices and disclosure requirements by U.S. and non-U.S. regulators. It includes information about Deutsche Bank's involvement with Baidu, such as managing offerings and market-making activities.

title: Baidu Financial Disclosure

document_subtype: financial disclosure


document_description: This document provides historical recommendations and target prices for Baidu (BIDU.OQ) as of May 15, 2015. It includes previous and current recommendations, target price changes, and an equity rating key. The document also outlines the new recommendation structure effective from September 9, 2002, and provides a summary of equity rating dispersion and banking relationships.

title: Baidu Historical Recommendations and Target Price


document_description: This document is a research report prepared by Deutsche Bank AG or its affiliates, providing information and opinions on Baidu. It discusses the reliability of the information, the potential for Deutsche Bank to trade based on the report, and the risks associated with financial instruments. The report emphasizes the importance of investors making informed decisions and the various risks involved in derivative transactions.

title: Deutsche Bank Research Report on Baidu

key_organizations:
Deutsche Bank AG
Baidu


document_description: This document is a disclaimer and regulatory information notice from Deutsche Bank, detailing the risks associated with futures trading, options, and foreign exchange transactions. It outlines the regulatory approvals and distribution details for various countries including the United States, Germany, the United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan.


document_description: This document is a report from Deutsche Bank AG discussing various regulatory and compliance information related to financial services in different countries including Malaysia, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It includes disclaimers and regulatory information specific to each region.

title: Deutsche Bank AG Regulatory and Compliance Report

key_locations:
Malaysia
Qatar
Russia
Kingdom of Saudi Arabia
United Arab Emirates
Australia
New Zealand


document_description: Deutsche Bank's research report on Dish TV, dated 27 May 2015, maintains a 'Buy' rating with a revised target price of INR 105. The report highlights Dish TV's strong EBITDA growth due to fixed content cost deals and subscriber additions. Key risks include slower-than-expected ARPU growth. The report includes financial forecasts and performance metrics for Dish TV.

title: Deutsche Bank Markets Research - Dish TV

key_people:
Gaurav Bhatia
Manoj Menon

key_organizations:
Deutsche Bank
Dish TV


document_description: This document provides a financial summary and analysis of Dish TV, India's first and largest direct-to-home entertainment service. It includes financial metrics, income statements, balance sheets, and key company metrics from 2012 to 2017E. The document also contains growth and profitability data, solvency information, and valuation metrics.

title: Dish TV Financial Summary and Analysis

key_locations:
India
Hong Kong

key_organizations:
Dish TV
Deutsche Bank AG


document_description: The document provides a financial snapshot of Dish TV's performance for the fourth quarter of fiscal year 2015, including subscriber additions, net revenue, costs, and profit margins. It also details the price changes in Dish TV's base pack over time.

title: Dish TV 4QFY15 Results Snapshot

key_organizations:
Dish TV
Deutsche Bank


document_description: The document summarizes a conference call discussing Dish TV's strategies and financial outlook. Key points include differential pricing strategies, subscriber additions, ARPU growth, content cost increases, and financial metrics such as debt levels and interest rates. The document also mentions the impact of digitization delays and plans for new value-added services.

title: Conference call takeaways


document_description: The document discusses the growth in gross margin and EBITDA for FY15 in the broadcasting and movie entertainment sector. It includes a figure showing the growth but lacks precise numerical data due to image quality.

title: Broadcasting / Movie & Entertainment

document_type: media


document_description: The document provides a valuation and risk analysis for Dish TV, including net subscriber additions, content-cost increases, and target price setting. It includes a DCF valuation with key assumptions such as risk-free rate, market risk premium, beta, cost of equity, cost of debt, and WACC. The document also contains detailed financial projections and valuation tables.

title: Valuation and risks for Dish TV

key_locations:
Hong Kong
India


document_description: The document discusses the risks associated with Dish TV in the broadcasting/movie and entertainment sector. Key risks include a reduction in ARPU, an increase in content cost, and an increase in churn rate. A sensitivity analysis indicates that EBITDA and valuation are highly sensitive to ARPU and content-cost assumptions.


document_description: The document contains regulatory disclosures related to broadcasting, movie, and entertainment, specifically from Deutsche Bank. It includes information on conflict disclosures and short-term trade ideas (SOLAR ideas).


document_description: This document is a research report by Deutsche Bank AG, providing information and opinions on financial instruments, particularly focusing on risks associated with fixed or variable interest rate instruments. It discusses macroeconomic risks, derivative transactions, and the importance of expert legal and financial advice for investors. The report emphasizes that opinions are subject to change and are not offers to buy or sell financial instruments.

title: Deutsche Bank Research Report


document_description: This document is a disclaimer and risk disclosure statement from Deutsche Bank, addressing the risks associated with futures trading, options, and foreign exchange transactions. It outlines the regulatory approvals and distribution details for various countries, including the United States, Germany, the United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan.


document_description: This document provides a financial summary and analysis of Delphi Automotive as of May 2015, including stock price, target price, market cap, and various financial metrics such as EPS, DPS, and valuation metrics. It also includes a company profile highlighting Delphi's global presence and business segments.

title: Delphi Automotive Financial Summary

key_locations:
North America
United States
China

key_organizations:
Delphi Automotive
Deutsche Bank


document_description: Delphi Automotive's Q1 2015 financial performance was strong, with EPS of $1.21 surpassing expectations. Organic growth accelerated to 6%, and EBIT and EBITDA exceeded forecasts. Despite a revenue guidance adjustment due to FX, full-year EPS guidance remained stable. The report highlights potential growth drivers, including share repurchases and acquisitions, and projects strong organic growth and EPS appreciation through 2017.

title: Delphi Automotive Financial Performance

key_organizations:
Delphi Automotive
Deutsche Bank Securities Inc.


document_description: The document contains financial data related to Delphi Automotive's Q1 2015 EBIT performance, including revenue, EBIT, and various financial metrics. It includes a detailed breakdown of factors affecting EBIT such as volume, pricing, FX and commodities, and other performance metrics.

title: Delphi Automotive Q1'15 EBIT Walk


document_description: The document is a financial statement detailing Delphi Automotive's annual income, including revenue, cost of sales, gross profit, operating income, and net income from 2012 to 2017. It includes various financial metrics such as gross margin, operating margin, and net margin, as well as growth percentages for revenue, EBIT, EBITDA, and EPS.

title: Delphi Annual Income Statement


document_description: The document contains a detailed discounted cash flow analysis for Delphi Automotive, including financial projections from 2013 to 2020. It covers revenues, operating expenses, operating income, EBITDA, taxes, working capital, CAPEX, and free cash flow. The analysis also includes assumptions for sales growth, operating margin, tax rate, and CAPEX as a percentage of revenue. The document provides a valuation based on a DCF derived 2016 P/E multiple and discusses potential risks.

title: Delphi Discounted Cash Flow Analysis


document_description: This document is a financial disclosure related to Delphi Automotive, detailing recent stock prices and disclosures required by U.S. and non-U.S. regulators. It includes information about Deutsche Bank's involvement with Delphi Automotive and expectations for future compensation for investment banking services.

title: Delphi Automotive Financial Disclosure


document_description: This document provides a historical overview of recommendations and target price changes for Delphi Automotive (DLPH.N) as of April 30, 2016. It includes a table of actions and target price changes from January 2013 to April 2015, along with equity rating definitions and dispersion data.

title: Delphi Automotive Historical Recommendations and Target Price


document_description: The document contains regulatory disclosures related to Delphi Automotive, including conflict disclosures and short-term trade ideas by Deutsche Bank equity research analysts.

title: Regulatory Disclosures


document_description: This document is a research report prepared by Deutsche Bank AG on Delphi Automotive, discussing various financial instruments and market risks. It includes disclaimers about the reliability of the information, potential conflicts of interest, and the risks associated with derivative transactions.

title: Deutsche Bank Research Report on Delphi Automotive

key_organizations:
Deutsche Bank
Delphi Automotive


document_description: This document is a financial report or disclosure from Deutsche Bank AG, detailing regulatory and compliance information for various countries including Malaysia, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It includes disclaimers about the availability of financial products and services, and the regulatory bodies overseeing Deutsche Bank's operations in these regions.

key_organizations:
Deutsche Bank AG
Deutsche Securities Saudi Arabia LLC
Deutsche Bank Securities Inc.


document_description: Deutsche Bank's research report on EOG Resources maintains a 'Buy' rating, highlighting improvements in asset performance and cost structure. The report discusses EOG's competitive advantage in domestic oil assets, superior well performance, and potential for growth within cash flow in 2016. Key points include capital outlook, asset performance, and decision points for growth. The report also provides forecasts, valuation, and risks associated with EOG's operations.

title: Deutsche Bank Markets Research - EOG Resources

key_people:
Ryan Todd
Igor Groman
David Fernandez

key_locations:
United States
North America

document_subtype: research report

key_organizations:
Deutsche Bank
EOG Resources


document_description: This document contains a detailed financial comparison between EOG Resources' Q4 actuals and Deutsche Bank's estimates. It includes income statements, cash flow statements, balance sheets, production data, and unit costs.

title: EOG Resources Q4 Actuals vs DB Estimates

key_organizations:
EOG Resources
Deutsche Bank


document_description: The document provides equity ratings and recommendations for EOG Resources, including a breakdown of buy, hold, and sell ratings, and their associated banking relationships. It also includes regulatory disclosures and information on short-term trade ideas by Deutsche Bank.

title: Oil & Gas Exploration & Production - EOG Resources

key_organizations:
EOG Resources
Deutsche Bank Securities Inc.


document_description: This document is a financial report prepared by Deutsche Bank AG regarding Oil & Gas Exploration & Production, specifically focusing on EOG Resources. It includes disclaimers about the reliability of the information, potential conflicts of interest, and the risks associated with financial instruments discussed in the report. The report emphasizes the importance of considering macroeconomic factors, currency risks, and derivative transaction risks when making investment decisions.

title: EOG Resources Report


document_description: This document provides a disclaimer and risk warning for investors considering transactions in futures, options, and foreign exchange through Deutsche Bank. It outlines the risks associated with high leverage, currency fluctuations, and regulatory factors across various jurisdictions including the United States, Germany, United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan. The document emphasizes the need for expert legal and financial advice before engaging in such transactions.

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: This document is a financial report by Deutsche Bank AG, discussing various financial products and services, and their availability in different countries including Malaysia, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It includes disclaimers and regulatory information specific to each region.

key_organizations:
Deutsche Bank AG
EOG Resources
Moody's
Standard & Poor's
Fitch
Deutsche Securities Saudi Arabia LLC


document_description: The document is a financial variance analysis for General Dynamics' first quarter of 2015, comparing it to the first quarter of 2014 and estimates. It includes detailed financial metrics such as revenues, operating profit, and net income across different segments like Information Systems & Technology, Combat Systems, Marine Systems, and Aerospace.

title: GD 1Q Variance Analysis

key_organizations:
General Dynamics
Deutsche Bank


document_description: The document is a financial income statement for General Dynamics, detailing revenues, operating profits, and other financial metrics across various segments from 2012 to 2018. It includes data on Information Systems & Technology, Combat Systems, Marine Systems, Aerospace, and Resources/Other. The document provides both historical and estimated future financial data.

title: GD Income Statement

key_organizations:
General Dynamics
Deutsche Bank Securities Inc.


document_description: This document is an appendix containing important disclosures related to General Dynamics, including a disclosure checklist with recent price information and a note on Deutsche Bank's significant non-equity financial interest in the issuer. It also includes an analyst certification by Myles Walton.

title: Aerospace & Defense Electronics - General Dynamics

key_organizations:
General Dynamics
Deutsche Bank
Deutsche Bank Securities Inc


document_description: The document provides historical recommendations and target prices for General Dynamics (GD.N) as of April 29, 2016. It includes a table of security prices from August 2012 to February 2015, previous and current recommendations, and a new recommendation structure as of September 9, 2002. It also outlines equity rating definitions and dispersion, along with banking relationships.


document_description: The document contains regulatory disclosures related to General Dynamics, including conflict disclosures and short-term trade ideas by Deutsche Bank equity research analysts.


document_description: This document is a publication by Deutsche Bank providing information on the risks associated with futures trading, options, and foreign exchange transactions. It outlines the regulatory approvals and distribution details for Deutsche Bank across various countries, including the United States, Germany, the United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan. The document emphasizes the risks involved in trading and the regulatory bodies overseeing Deutsche Bank's operations in these regions.

title: Aerospace & Defense Electronics

key_organizations:
Deutsche Bank
Deutsche Bank Securities Incorporated
Deutsche Securities Korea Co.
Deutsche Securities Inc.


document_description: Deutsche Bank's research report on General Dynamics highlights the first flight of the G500 Gulfstream and an expansion of Qatar Executive's order for Gulfstream business jets. The report provides financial data and projections for General Dynamics, including EPS and P/E ratios.

title: Deutsche Bank Markets Research - General Dynamics Alert

key_locations:
North America
United States

key_organizations:
Deutsche Bank
General Dynamics
Qatar Executive


document_description: Deutsche Bank's research report on GlaxoSmithKline (GSK) maintains a 'Hold' rating, highlighting the company's decision to forgo a £4bn B share scheme in favor of maintaining dividends. The report discusses revised forecasts due to margin resets and cost-saving programs, with a focus on execution and investor confidence. The target price is adjusted from 1,600p to 1,540p, reflecting potential EPS growth and dividend yield.

title: Deutsche Bank Markets Research - GlaxoSmithKline

key_people:
Richard Parkes
Tim Race

key_organizations:
Deutsche Bank
GlaxoSmithKline


document_description: This document provides a financial summary and analysis of GlaxoSmithKline (GSK) as of May 11, 2015. It includes data on stock performance, financial metrics, income statements, cash flow, and balance sheets. The document also contains Deutsche Bank estimates and market analysis for GSK.

title: GlaxoSmithKline Financial Summary

key_locations:
United Kingdom
Europe

key_organizations:
GlaxoSmithKline
Deutsche Bank


document_description: The document discusses GlaxoSmithKline's financial performance and forecasts, highlighting margin pressures, changes in core EPS forecasts, and strategic plans for growth. It includes a table comparing old and new core EPS forecasts from Deutsche Bank.

title: Pharmaceuticals - GlaxoSmithKline


document_description: The document is a table outlining potential newsflow and catalysts for GlaxoSmithKline in 2015 and 2016, including events such as patent expiries, regulatory decisions, and trial results.

title: Potential newsflow and catalysts

document_subtype: newsflow and catalysts table


document_description: The document contains performance review charts related to GlaxoSmithKline's quarterly and annual Core EPS growth, Vaccines CER growth rates, and Adavair CER growth rates. The data is not legible at the current resolution and requests for higher-resolution images or underlying data are made.

title: Performance Review Charts

key_organizations:
GlaxoSmithKline
Deutsche Bank AG


document_description: The document contains revised revenue forecasts for GlaxoSmithKline (GSK) from 2014 to 2020, detailing key categories and brands. It includes estimates for respiratory, oncology, CVMU, dermatology, anti-bacterials, rare diseases, vaccines, and consumer health products.

title: GSK Revenue Forecasts

document_subtype: financial forecast


document_description: This document contains a table of core profit and loss forecasts for GlaxoSmithKline from FY14A to FY20E, including sales, growth, pharmaceuticals, consumer health, cost of sales, gross profit, SG&A, R&D, royalty income, operating profit, net interest, JVs & associates, profit before tax, tax expense, profit after tax, minority share, shareholders' share, core EPS, and ordinary dividend per share.

title: Core P&L forecasts for GlaxoSmithKline


document_description: This document contains balance sheet forecasts for GlaxoSmithKline from FY14A to FY20E, detailing tangible fixed assets, goodwill, other intangibles, and various liabilities and equity figures. The data is sourced from Deutsche Bank estimates and company details.

title: Balance Sheet Forecasts


document_description: The document provides historical recommendations and target prices for GlaxoSmithKline (GSK.L) from May 2012 to May 2015. It includes a summary of price trends, previous and current recommendations, and an equity rating key. The document also contains a table of recommendations with target price changes and an equity rating dispersion chart.

title: GlaxoSmithKline Historical Recommendations and Target Price


document_description: This document contains a table listing key personnel and international locations of Deutsche Bank AG, including contact information for various regional offices.

key_people:
David Folkerts-Landau
Raj Hindocha
Marcel Cassard Richard
Smith
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer

key_locations:
Sydney, Australia
Frankfurt, Germany
Hong Kong
Tokyo, Japan
London, United Kingdom
New York, USA

key_organizations:
Deutsche Bank AG
Deutsche Securities Inc.


document_description: This document is a financial analysis report by Deutsche Bank on Pioneer Natural Resources, dated 6 May 2015. It provides a 'Hold' rating for the company, discusses its operations in North America, particularly in the United States, and focuses on the oil and gas exploration and production sector. The report highlights the company's potential for capital-efficient growth, cost reductions, and production outlook. It also includes financial forecasts and ratios for the years 2014 to 2016, and provides a price target for the company's stock.

title: Deutsche Bank Markets Research - Pioneer Natural Resources

key_people:
Ryan Todd
Igor Gnoman
David Fernandez

document_subtype: financial analysis report

key_organizations:
Deutsche Bank
Pioneer Natural Resources


document_description: The document contains financial results and outlook for Pioneer Natural Resources (PXD) for Q1 and Q2, including volume, cash flow per share, capital expenditure, and investment view. It discusses production volumes, pricing, and capital expenditure plans for 2015, as well as the company's investment thesis and market position.

title: PXD Q4 Results

key_locations:
Midland basin
Spraberry
Wolfcamp
Permian
Karnes
DeWitt

key_organizations:
Pioneer Natural Resources
Deutsche Bank Securities


document_description: The document is a financial report comparing Pioneer Natural Resources' Q115 results with Deutsche Bank estimates. It includes income statements, cash flow statements, balance sheets, production data, and unit costs.

title: Pioneer Natural Resources Q115 Financial Results

key_organizations:
Pioneer Natural Resources
Deutsche Bank


document_description: This document is a financial disclosure related to Pioneer Natural Resources, including recent stock prices and disclosure information. Deutsche Bank expects to receive compensation for investment banking services from Pioneer Natural Resources in the next three months.

title: Pioneer Natural Resources Financial Disclosure


document_description: This document provides historical and current recommendations and target prices for Pioneer Natural Resources (PXD.N) as of May 5, 2015. It includes a table of target price changes from 2012 to 2015 and an equity rating key. The document also contains equity rating dispersion and banking relationships data from Deutsche Bank Securities Inc.

title: Pioneer Natural Resources Recommendations and Target Price

key_organizations:
Pioneer Natural Resources
Deutsche Bank Securities Inc.


document_description: The document contains regulatory disclosures related to Pioneer Natural Resources, including conflict disclosures and short-term trade ideas by Deutsche Bank equity research analysts.

title: Oil & Gas Exploration & Production - Pioneer Natural Resources


document_description: This document is a financial report prepared by Deutsche Bank AG or its affiliates, providing information and opinions on oil and gas exploration and production, specifically focusing on Pioneer Natural Resources. It discusses the reliability of the information, potential conflicts of interest, and the risks associated with financial instruments and macroeconomic factors.

key_organizations:
Deutsche Bank AG
Pioneer Natural Resources
Deutsche Bank Securities Inc.


document_description: This document is a publication by Deutsche Bank discussing the risks associated with futures trading, options, and foreign exchange transactions. It outlines the regulatory approvals and distribution details for Deutsche Bank across various countries, including the United States, Germany, the United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan. The document emphasizes the risks involved in trading and the regulatory bodies overseeing Deutsche Bank's operations in these regions.


document_description: This document contains disclaimers and regulatory information related to Deutsche Bank's financial services in various countries, including Malaysia, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It outlines the regulatory bodies overseeing Deutsche Bank's operations in these regions and provides guidance on accessing financial products and services.

key_locations:
Malaysia
Qatar
Russia
Saudi Arabia
United Arab Emirates
Australia
New Zealand

key_organizations:
Deutsche Bank AG
Deutsche Securities Saudi Arabia LLC
Deutsche Bank Securities Inc.


document_description: This document contains a table listing key personnel and international locations of Deutsche Bank AG. It includes names, titles, and contact information for various regional heads and offices across the globe.

key_people:
David Folkerts-Landau
Raj Hindocha
Marcel Cassard
Richard Smith
Steve Pollard
Michael Spencer
Ralf Hoffmann
Andreas Neubauer


document_description: This document provides a financial analysis of Retrophin, a biopharmaceutical company, including its market performance, financial summary, valuation metrics, income statement, cash flow, balance sheet, and key company metrics. The analysis includes data from 2014 and estimates for 2015 to 2017.

title: Retrophin Financial Analysis

key_organizations:
Retrophin
Deutsche Bank


document_description: A discounted cash flow (DCF) analysis for Retrophin, conducted by Deutsche Bank, with a DCF value of $52. The document includes financial projections from 2015 to 2029, tax rates, operating free cash flow, growth rates, discount periods and factors, and present value of cash flows. It also details terminal growth rate, discount rate, net present value (NPV) of cash flows, and other financial metrics.

title: DB BIOTECH: RETROPHIN DCF

key_organizations:
Deutsche Bank
Retrophin


document_description: This document is a Profit and Loss (P&L) statement related to Retrophin, a biotechnology company. It includes various financial figures and percentages, though some data appears to be corrupted or incomplete. The source of the document is Deutsche Bank.

title: RTRX P&L


document_description: The document provides historical recommendations and target prices for Retrophin (RTRX.OQ) as of May 26, 2016. It includes previous and current recommendations, equity rating key, and equity rating dispersion and banking relationships.

title: Retrophin Historical Recommendations and Target Price

key_organizations:
Retrophin
Deutsche Bank Securities Inc.


document_description: This document is a disclaimer and risk notice related to futures trading, options, and foreign exchange transactions. It outlines the risks involved in these financial activities and provides information on the regulatory approvals and distribution of Deutsche Bank in various countries.

title: Biotechnology Retrophin

key_organizations: Type II Financial Instruments Firms Association

key_organizations: The Financial Futures Association of Japan


document_description: A financial report comparing Viacom Inc.'s actual financial performance for the second quarter of 2015 against estimates and the previous year's performance. The report includes data on revenues, adjusted operating income, and growth metrics for both domestic and international markets.

title: Viacom Inc. Actuals vs Estimates

key_organizations:
Viacom Inc.
Deutsche Bank Securities Inc.


document_description: This document is a financial model summary for Viacom Inc. provided by Deutsche Bank Securities Inc. It includes detailed revenue and operating income data for Viacom's Media Networks and Filmed Entertainment segments from 2011 to 2017, along with growth rates and cash flow information.

title: Deutsche Bank Securities Inc. - VIAB Model Summary

document_subtype: financial model summary

key_organizations:
Deutsche Bank Securities Inc.
Viacom Inc.


document_description: This document contains important disclosures related to Viacom, including financial relationships and market activities involving Deutsche Bank and its affiliates. It includes a disclosure checklist and information required by U.S. and non-U.S. regulators.

title: Important Disclosures

key_organizations:
Viacom
Deutsche Bank
Deutsche Bank Securities Inc.


document_description: This document provides historical and current stock recommendations and target prices for Viacom (VIAB.OQ) as of May 1, 2015. It includes a timeline of recommendation changes, a new recommendation structure as of September 9, 2002, and an equity rating key. The document also details equity rating dispersion and banking relationships.

title: Viacom Stock Recommendations and Target Prices

key_organizations:
Viacom
Deutsche Bank Securities Inc.


document_description: The document contains regulatory disclosures related to Viacom, including conflict disclosures and short-term trade ideas by Deutsche Bank equity research analysts. It provides links for further information on disclosures and trade ideas.

title: Entertainment - Viacom

key_organizations:
Viacom
Deutsche Bank


document_description: This document is a research report prepared by Deutsche Bank AG or its affiliates, providing information and opinions on financial instruments and market risks. It discusses the reliability of the information, potential conflicts of interest, and the risks associated with financial instruments, including macroeconomic fluctuations, interest rate changes, and derivative transactions. The report emphasizes the importance of expert legal and financial advice for investors.

title: Deutsche Bank Research Report

key_organizations:
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: This document is a risk disclosure statement from Deutsche Bank, detailing the risks associated with futures trading, options, and foreign exchange transactions. It outlines the regulatory approvals and distribution details for various countries including the United States, Germany, United Kingdom, Hong Kong, Korea, South Africa, Singapore, and Japan. The document emphasizes the potential for substantial losses due to leverage and market fluctuations.

title: Deutsche Bank Risk Disclosure


document_description: This document is a financial report from Deutsche Bank, detailing regulatory and compliance information for various regions including Japan, Malaysia, Qatar, Russia, Saudi Arabia, UAE, Australia, and New Zealand. It includes disclaimers about the availability of financial products and services, regulatory compliance, and the intended audience for the report.

title: Deutsche Bank Financial Report

key_organizations:
Deutsche Bank AG
Viacom
Moody's
Standard & Poor's
Fitch
Deutsche Securities Saudi Arabia LLC


document_description: This document contains a table listing key personnel and international locations of Deutsche Bank AG, including contact information for various regional offices.

key_organizations:
Deutsche Bank AG
Deutsche Securities Inc.


document_description: Confidential memo involving Darren Indyke and Paul Morris, Managing Director at Deutsche Bank Private Bank.

key_people:
Darren Indyke
Paul Morris

document_subtype: confidential memo


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 3, 2015. It provides an economic assessment of transactions or instruments as of the specified date, derived from model prices, external sources, market prices, and internal records. The statement includes disclaimers about the potential for future valuations to differ and the bank's liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Lark Whyman
Amanda Kirby
Paul Morns
Mane Dwyer

key_organizations:
Deutsche Bank Group
Southern Financial, LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG and Southern Financial, LLC, with a total valuation of (293,163.51) as of June 2, 2015. The document is marked confidential and subject to legal terms.

title: Deutsche Bank Group Valuation Statement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: Informal trade execution information provided as an accommodation prior to official trade confirmations from Deutsche Bank. Terms may change before settlement, and official confirmations govern.

document_subtype: trade execution information


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 4, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability and limitations of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of June 4, 2015. It includes account names and balances.

title: RM0081851 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 5, 2015. It provides the economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions in the valuation process.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement by Southern Financial, LLC, showing a total valuation of (341,479.25) as of June 4, 2015.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 8, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability and limitations of the valuations provided.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC with a total valuation of (385,149.23) as of June 5, 2015.

document_subtype: Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details, disclaimers, and contact information for inquiries. The statement outlines that valuations are for internal use, based on DB's economic assessment, and subject to change. It also includes a note on FX rates and the nature of positive and negative values.

title: Deutsche Bank Group Valuation Statement

key_people:
Gedeon Pmedo
Vahe Stepanian
Richard Kahn
Daniel Sabba
Paul Morris
Ariane Dwyer
Mark Whyman
Amanda Kirby


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swaps. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of June 8, 2015, with a total valuation of (360,331.17).


document_description: A valuation statement from Deutsche Bank Group provided by Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of June 9, 2015. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG and Southern Financial, LLC with a total valuation of (288,190.29) as of June 10, 2015.

title: Deutsche Bank Group Valuation Statement


document_description: This is a confidential communication from Deutsche Bank, which may contain privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication from Deutsche Bank, emphasizing that the information is not legal or tax advice and is intended only for the addressee. Unauthorized use or disclosure is prohibited.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice.

key_organizations:
Deutsche Bank
JEE


document_description: Ariane Dwyer from Deutsche Bank Securities Inc. clarifies a mistake in an email regarding the purchase of shares. The email intended to refer to Akorn Inc (ticker AKRX) but mistakenly mentioned Acron (ticker AKRN).

key_people:
Ariane Dwyer
Paul

key_locations: 345 Park Avenue, New York, NY, 10154-0004

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management


document_description: This document is a confidential communication intended for the addressee, containing disclaimers about unauthorized use, disclosure, or copying. It mentions that the information may be attorney-client privileged or constitute inside information. The communication is associated with Deutsche Bank, which does not provide legal or tax advice.


document_description: This is a confidential communication that may contain attorney-client privileged or inside information. It is intended only for the use of the addressee and is the property of JEE. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. If received in error, the recipient is instructed to notify the sender and destroy the communication. Deutsche Bank does not provide legal or tax advice, and the information should not be regarded as such.

key_organizations:
JEE
Deutsche Bank


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations. The statement is intended for internal use only and highlights potential changes in valuation due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahnt
Gedeon Pined
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morns
Atone Dwyer


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a daily deposit report dated June 12, 2015, detailing account balances and large transactions for various entities, including Jeffrey Epstein and several companies. It includes account numbers, names, categories, balances, and transaction amounts.

title: Daily Deposit Report


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC as of June 11, 2015. It outlines the economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement emphasizes that valuations are for internal use only and may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC, with a total valuation of (263,900.43) as of June 11, 2015.


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities. It includes a table of balances and a list of large transactions.

title: RM0081851 Daily Deposit Report 20150613

document_subtype: Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc.
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes exchange rates and notes on the valuation methodology, adjustments, and disclaimers regarding the use of the valuations. The statement is marked confidential and is intended for internal use only.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, and mark-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of June 12, 2015, with a total valuation of (291,998.60).


document_description: A financial report detailing account balances and large transactions for various entities, including Jeffrey Epstein, as of June 15, 2015.

title: 51 Daily Deposit Report


document_description: A valuation statement from Deutsche Bank AG to Southern Financial, LLC, dated June 15, 2015, with a total valuation of (219,055.47).

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 16, 2015. It provides an economic assessment of transactions or instruments from Deutsche Bank's perspective, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Richard Kahn
Gedeon Pinedo
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morris
Ariane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swaps. It includes trade details, counterparties, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of June 16, 2015, with a total valuation of (197,751.45).


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity swap hybrids. It includes trade details, counterparties, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC with a total valuation of (162,287.34) as of June 17, 2015.


document_description: Deutsche Bank Group provided a valuation statement to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of June 18, 2015. The statement includes disclaimers about the nature of the valuations, potential adjustments, and the possibility of future valuations differing due to market conditions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX-options, and equity swap hybrids. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC, with a total valuation of (125,140.63).


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 22, 2015. It includes contact information for sales inquiries and questions related to the statement, as well as a list of recipients. The statement provides details on foreign exchange rates and notes on the valuation methodology used by Deutsche Bank. It emphasizes that valuations are for internal use only and may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, trade types, reference entities, trade dates, maturity dates, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of (226,157.00) as of June 19, 2015. The statement is marked confidential and subject to federal rules.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of June 22, 2015. The document outlines the methodology and potential adjustments in valuations, emphasizing that these valuations are for internal use and may differ from future valuations due to market conditions and other factors.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group, requested by Southern Financial, LLC, as of June 22, 2015. It includes details of various financial instruments such as credit-default swaps, equity options, FX options, and equity-swap hybrids, with specific trade details, counterparties, and market-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of June 22, 2015, with a total valuation of (251,324.80).


document_description: The document is a daily deposit report listing account balances and large transactions for various entities, including Jeffrey Epstein and several companies. It includes account names, categories, balances, and transaction amounts.

title: RM0081851 Daily Deposit Report 20150624


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes valuation details as of June 23, 2015, and is intended for internal use only. The statement outlines the methodology and assumptions used in the valuation, including potential adjustments for market, liquidity, credit, and operational risks. It also includes disclaimers regarding the potential for future valuations to differ and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Gedeon Pinedo
Vahe Stepanian
Mark Whyman
Amanda Kirby
Paul Morns
Mane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC as of June 23, 2015, with a total valuation of (223,420.89).


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of June 24, 2015. The document includes disclaimers about the nature of the valuations and potential adjustments.

title: Deutsche Bank Group Valuation Statement


document_description: The document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, FX options, and equity swap hybrids. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of (265,859.30) as of June 24, 2015. The statement is marked confidential and subject to federal rules.

title: Deutsche Bank Group Valuation Statement


document_description: The document contains a financial report listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and related entities. It also lists large transactions involving Jeffrey Epstein and SSW 2007 LLC.

key_people:
Jeffrey Epstein
Dominique Leimer
Todd Wanek
Karen Wanek
Darren K. Indyke

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Hyperion Air, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
Zorro Development Corp.
LSJE, LLC
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC


document_description: A valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of June 25, 2015. The document includes disclaimers about the nature of the valuations, potential adjustments, and the limitations of liability for errors or omissions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, FX options, and equity swap hybrids. It includes trade details, notional amounts, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement for Southern Financial, LLC with a total valuation of (273,848.41).


document_description: This document is a financial communication related to a securities offering on the NYSE. It includes details about the trade and settlement dates, bookrunners, and co-managers involved in the offering. It also provides information on how to obtain the prospectus and other related documents from the SEC or Deutsche Bank.

key_locations: 60 Wall Street, New York, New York 10016

document_subtype: financial communication

key_organizations:
JPMorgan
Deutsche Bank
UBS
Needham
Oppenheimer
SEC


document_description: This document appears to be a communication related to a securities offering, mentioning Deutsche Bank, UBS, Needham, and Oppenheimer as involved parties. It advises potential investors to read the prospectus filed with the SEC for more information.

key_organizations:
Deutsche Bank
UBS
Needham
Oppenheimer
SEC


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 29, 2015. It provides an economic assessment of transactions or instruments as of June 26, 2015, including exchange rates and valuation methodologies. The statement includes disclaimers about the use of valuations and potential changes in valuation methodologies.

title: Deutsche Bank Group Valuation Statement

key_people:
Daniel Sabba
Vahe Stepanian
Richard Kahn
Gedeon Pinedo
Mark Whyman
Paul Morris
Amanda Kirby
Ariane Dwyer


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: Deutsche Bank Group Valuation Statement requested by Southern Financial, LLC as of June 26, 2015, showing a total of (281,262.07).


document_description: This document is a communication from Deutsche Bank Securities Inc. It contains confidentiality notices and disclaimers about the nature of the information, which may be confidential, privileged, or constitute inside information. The communication emphasizes that unauthorized use, disclosure, or copying is prohibited and may be unlawful. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication intended for a specific addressee, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited.


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It contains disclaimers about the confidentiality and privileged nature of the information, and instructions for handling the communication if received in error.


document_description: This document is a confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential and/or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication with attorney-client privilege notice and instructions for handling if received in error.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated June 29, 2015. It provides an economic assessment of transactions or instruments, including potential premium adjustments and disclaimers about the accuracy and liability of the valuations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, FX options, and equity-swap hybrids. It includes trade details, notional amounts, currencies, and mark-to-market values.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and provides instructions for notifying the sender in case of receipt in error. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication from Deutsche Bank, emphasizing the confidentiality and legal restrictions on the information contained within. It includes a disclaimer about the bank not providing legal or tax advice and instructions for handling the communication if received in error.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice. The communication is associated with JEE and includes instructions for handling if received in error.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the addressee. It includes disclaimers about unauthorized use and instructions for handling if received in error. It mentions Deutsche Bank and legal disclaimers about not providing legal or tax advice.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice.


document_description: Confidential communication notice indicating the message may contain attorney-client privileged or inside information. It is intended only for the addressee and unauthorized use is prohibited. Recipients in error are instructed to notify the sender and destroy the communication.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use and mentions Deutsche Bank's non-provision of legal or tax advice.


document_description: Feedback from CB&S FX management on Southern Financial's pricing requests. Jeffrey requested 7 EUR pricing iterations over the last day, which was considered excessive by CB&S. Emphasis on maintaining goodwill with CB&S as they are valued partners.

key_people: Jeffrey Daniel

document_subtype: memo

key_organizations:
CB&S
Southern Financial


document_description: Discussion about a client's demands on FX trading and the importance of maintaining goodwill with CB&S.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use and the nature of the information as potentially attorney-client privileged or inside information. It also mentions Deutsche Bank's position on not providing legal or tax advice.


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts as of June 30, 2015. It includes account numbers, names, categories, balances, and overdraft amounts. Additionally, it lists large transactions for specific accounts, including money transfers.

title: RM0081851 Daily Deposit Report


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 1, 2015. It provides the economic assessment of transactions or instruments as of June 30, 2015, including exchange rates and valuation methodologies. The statement includes disclaimers about the potential variability of valuations and the bank's liability limitations.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC as of June 30, 2015. It includes details on credit-default swaps, equity options, FX options, and equity swap hybrids, with specific trade details and mark-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank Group for Southern Financial, LLC, with a total valuation of (320,260.60) as of June 30, 2015. The document is marked confidential and subject to federal rules.

title: Deutsche Bank Group Valuation Statement


document_description: A communication from Daniel Sabba of Deutsche Bank Securities Inc. discussing vanilla risk reversals and providing indicative levels for a 3-year structure. The message emphasizes confidentiality and legal disclaimers.


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It contains disclaimers about the confidentiality and potential attorney-client privilege of the information, and warns against unauthorized use, disclosure, or copying. The communication is intended solely for the addressee and includes instructions for handling if received in error.


document_description: Jeffrey Epstein requested pricing for vanilla risk reversals with specific strikes on the put leg. Vahe Stepanian provided pricing details for EUR 100mm notional with zero net premium for both 6-month expiry options.

key_people:
Jeffrey Epstein
Vahe Stepanian
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

document_subtype: email correspondence


document_description: A memo discussing a 3-year digital risk reversal with zero net premium, comparing it to vanilla risk reversals. The memo includes swap points and strike levels for digital puts and calls.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions Deutsche Bank's non-provision of legal or tax advice.


document_description: A memo discussing a financial strategy involving long dated EUR downside through Digital Risk Reversals. The strategy benefits from high forwards, elevated levels of vols and skew, and is a premium neutral trade with observation at expiry. Comparisons are made with vanilla risk reversals.

key_people:
Jeffrey
Daniel Sabba


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and instructs recipients who received it in error to notify the sender and destroy the communication. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: This document is a confidential communication that may contain attorney-client privileged or inside information. It is intended only for the use of the addressee and is the property of JEE. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. If received in error, the recipient is instructed to notify the sender and destroy the communication. Deutsche Bank does not provide legal or tax advice, and the information should not be regarded as such.


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It contains disclaimers about the confidentiality and potential attorney-client privilege of the information, and instructions for handling the communication if received in error.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use, disclosure, or copying, and mentions that Deutsche Bank does not provide legal or tax advice. The communication is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: A communication from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding trade execution information. The message emphasizes the provisional nature of the trade details provided and the supremacy of official trade confirmations and account statements. It also contains confidentiality and privilege notices.


document_description: This document is a communication from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding trade execution information. It emphasizes that the information is provided as an accommodation and may be subject to change. The document contains disclaimers about confidentiality, legal and tax advice, and unauthorized use.


document_description: SOFL engages in a risk reversal strategy on EUR/USD by buying a put and selling a call. The transaction involves two scenarios with different strike prices for the put option. The notional amount is EUR 100,000,000 with an expiry date of December 30, 2015. The net premium for the transaction is zero.

title: SOFL Risk Reversal on EUR/USD

document_subtype: Risk Reversal Transaction


document_description: A note from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding a trade execution with a premium of USD -1,550,000 / $1,650,000. The note includes a disclaimer about the informal nature of the trade execution information and a confidentiality notice.

document_subtype: note


document_description: The document outlines a risk reversal trading strategy involving the purchase of a put and the sale of a call on EUR/USD by SOFL. It details two scenarios with different strike prices and premiums, both resulting in a net premium of zero.

document_subtype: Risk Reversal Trading Document


document_description: A communication from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding a trade execution with a premium of USD -1,550,000 / $1,650,000 and an expiry date of 30-Dec-2015. The message includes disclaimers about the informal nature of the trade execution information and confidentiality notices.


document_description: A confidential communication with instructions to destroy the message and all copies, including attachments. Marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines two risk reversal transactions involving SOFL buying European EUR puts and selling European EUR calls on EUR/USD with different strike prices and premiums. The transactions are set to expire on December 30, 2015.


document_description: A note from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., regarding a potential trade execution involving a notional amount of EUR 100,000,000 with a strike of 1.155 and an expiry date of 30-Dec-2015. The premium is listed as USD -1,550,000 / $1,650,000. The note emphasizes that the information is provided as an accommodation and is subject to change prior to settlement. It also contains confidentiality and disclaimer notices.


document_description: This document contains a confidentiality notice indicating that the communication may contain confidential and/or privileged information. It is intended only for the use of the addressee and unauthorized use, disclosure, or copying is prohibited. The communication is associated with Deutsche Bank and mentions that the bank does not provide legal or tax advice. The document includes reference numbers DB-SDNY-0117480, SDNY_GM_00263664, and EFTA01457796.


document_description: SOFL engages in two risk reversal transactions involving buying puts and selling calls on EUR/USD with different strike prices and notional amounts of EUR 100,000,000 each, expiring on 30-Dec-2015. The net premium for both transactions is zero.


document_description: A communication from Vahe Stepanian of Deutsche Bank Securities Inc. regarding the sale of European EUR Call options on EUR/USD with specified strike prices, notionals, expiries, and premiums. The message seeks confirmation on whether to execute the trades.

document_subtype: trade communication


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and provides instructions for notifying the sender in case of receipt in error. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: A financial communication from Vahe Stepanian of Deutsche Bank Securities Inc. regarding a risk reversal trade involving European EUR Put and Call options on EUR/USD with specific strike prices, notionals, expiry dates, and premiums.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying, and advises recipients who received it in error to notify the sender and destroy the communication. It also notes that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC. It includes details on the valuation methodology, potential adjustments, and disclaimers regarding the use of the valuation. The statement is intended for internal use and highlights that valuations may change over time due to various factors.

title: Deutsche Bank Group Valuation Statement

document_subtype: valuation statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity-options, FX-options, and equity-swap hybrids. It includes trade details, counterparties, and mark-to-market valuations.

title: Deutsche Bank Group Valuation Statement


document_description: A valuation statement from Deutsche Bank AG and Southern Financial, LLC, showing a total of (265,051.92) as of July 1, 2015. The statement is marked confidential and subject to terms and conditions.

title: Deutsche Bank Group Valuation Statement


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial trades including credit derivatives, equity options, and FX options. It includes trade IDs, counterparties, trade types, reference entities, trade dates, effective dates, maturity dates, notional amounts, currencies, rates, spreads, and mark-to-market values in USD.


document_description: The document is a valuation statement from Deutsche Bank Group provided to Southern Financial, LLC, detailing the economic assessment of transactions or instruments as of July 27, 2015. It includes disclaimers about the nature of the valuations, which are for internal use and may change over time due to various factors such as market conditions and DB's valuation methodology.


document_description: The document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit-default swaps, equity options, and FX options. It includes trade details such as trade ID, counterparty, trade type, reference entity, trade dates, notional amounts, currencies, rates, spreads, and mark-to-market values.


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an equity-swap hybrid transaction involving TWTR.N with a notional amount of USD 3,470,000. The expiry date is February 1, 2016, with a strike price of 34.7000 USD. The mark-to-market value is -46,686.17 USD, with a total of -318,767.66 USD.


document_description: This document is marked as confidential and is produced in native format, likely related to a legal case under the Federal Rules of Criminal Procedure.


document_description: The document contains information about a customer relationship with Southern Trust Company, Inc., managed by Kimberly Hart from Deutsche Bank Trust Company Americas. It includes contact details and a confidentiality notice.


document_description: The document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 29, 2015. It provides an economic assessment of transactions or instruments as of July 28, 2015, including exchange rates and valuation methodologies. The statement includes disclaimers about the potential variability of valuations and the bank's liability for errors.


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an equity-swap hybrid transaction involving TWTR.N with a notional amount of USD 3,470,000. The expiry date is February 1, 2016, and the mark-to-market value is USD (230,597.18).


document_description: The document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, and FX options. It includes trade details such as trade ID, counterparty, trade type, reference entity, trade date, effective date, maturity date, buy/sell status, notional amounts, currency, rate, spread, and mark-to-market values.


document_description: This document is a valuation statement from Deutsche Bank AG for Southern Financial, LLC, detailing an equity-swap hybrid transaction involving TWTR.N with a notional amount of USD 3,470,000. The expiry date is 01-Feb-2016, and the mark-to-market value is USD 299,491.82. The total valuation is USD -274,266.36.


document_description: This document is marked as confidential and is produced in native format under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0117668, SDNY_GM_00263852, and EFTA01457940, indicating it is likely related to a legal case in the Southern District of New York.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated July 31, 2015. It provides the economic assessment of transactions or instruments as of the specified date, including potential adjustments for market, liquidity, credit, operational risks, and premium adjustments. The statement includes a disclaimer about the potential variability of future valuations and the limitations of liability for errors or omissions.


document_description: The document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing various financial instruments including credit default swaps, equity options, and FX options. It includes trade details such as trade ID, counterparty, trade type, reference entity, trade dates, notional amounts, currencies, rates, spreads, and mark-to-market values.


document_description: This document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, detailing an equity-swap hybrid transaction with a notional amount of USD 3,470,000 and a mark-to-market value of USD 323,090.68 as of July 31, 2015.


document_description: This document is marked as confidential and is produced in native format under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0117674, SDNY_GM_00263858, and EFTA01457946, indicating it is part of a legal case or investigation in the Southern District of New York.


document_description: The document is a valuation statement from Deutsche Bank Group for Southern Financial, LLC, dated August 3, 2015. It provides an economic assessment of transactions or instruments as of July 31, 2015, including exchange rates and valuation methodologies. The statement includes disclaimers about the potential variability of valuations and the bank's liability for errors.


document_description: A conference call hosted by Deutsche Asset & Wealth Management featuring Larry Adam, discussing the third quarter 2015 global outlook. The call is scheduled for July 16, 2015, at 4:15 p.m. ET. Replay options are available.