document_description: The document outlines the claims for relief in a legal case involving allegations of fraud, concealment, and intentional misrepresentation by Jeffrey Epstein and associated entities. It discusses the tolling of the statute of limitations due to these actions and details the first cause of action, which is fraud related to a Ponzi scheme involving TFC.

title: Case 1:18-cv-07580 - Claims for Relief

key_people:
Jeffrey Epstein
Non-Party Hoffenberg

document_subtype: Court Filing


source: doj

document_description: The document outlines allegations against Jeffrey Epstein, accusing him of utilizing securities and cash belonging to TFC, Plaintiffs, and the Class for personal gain. It describes Epstein's involvement in a Ponzi scheme and efforts to conceal fraud from Plaintiffs, banks, and financial institutions. The document claims that Epstein's actions have caused damage to Plaintiffs and the Class and calls for punitive damages due to the Defendants' malicious actions.

key_people:
Jeffrey Epstein
Hoffenberg

document_type: legal

document_subtype: court filing


document_description: The document is a legal complaint filed on August 20, 2018, as part of case 1:18-cv-07580. It details allegations against Jeffrey Epstein and associated entities for their involvement in a Ponzi scheme related to TFC. The complaint accuses Epstein of improper transfer of securities, cash, and assets, receiving improper disbursements, and breaching fiduciary duties owed to TFC, Plaintiffs, and the Class. The Plaintiffs claim damages exceeding $500 million due to these actions.

document_subtype: Complaint


document_description: The document outlines allegations against Jeffrey Epstein for breaching fiduciary duties, making imprudent investments, and concealing financial transactions, resulting in financial losses to TFC, Plaintiffs, and the Class. It includes a cause of action for negligence, claiming Epstein failed to exercise reasonable business judgment in handling investments.


document_description: The document outlines allegations against Jeffrey Epstein for negligent transfer of securities and cash from TFC assets, resulting in financial loss for Plaintiffs and the Class. It includes a cause of action for fraudulent concealment, detailing Epstein's involvement in a Ponzi scheme to convert TFC assets for personal gain.

key_organizations:
TFC
Defendant Entities


document_description: The document is a court filing related to a case involving Epstein and Defendant Entities, where Plaintiffs and the Class allege reliance on Ponzi schemes executed by Epstein. The Plaintiffs became aware of the fraud and made efforts to recover lost monies through civil lawsuits. Despite due diligence, Defendants' fraudulent activities remained concealed until a recent affidavit by Non-Party Hoffenberg. Plaintiffs seek damages for losses due to Defendants' conduct.


document_description: The document outlines the relief sought by the Plaintiffs and the Class against the Defendants for various fraudulent and wrongful acts. It includes demands for compensation for damages, attorney's fees, and any additional relief deemed just by the court.


document_description: The plaintiffs demand a trial by jury in the case 1:18-cv-07580.

key_people:
Frank R. Schirripa
Daniel B. Rehns
Hillary M. Nappi
Gary H. Baise

key_locations:
New York, New York
Washington, D.C.

document_subtype: jury demand


document_description: The document is marked as confidential and is intended solely for informational and discussion purposes. It does not create any legally binding obligation. Reproduction or distribution without written consent is prohibited. It is also marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_type: other


document_description: The document discusses investment strategies and preferences of a family office, specifically mentioning their interest in hedge funds (HF) and private equity (PE) managers. It notes that Loews corporate dealings are separate from the family office and suggests that the investment ideas might be better suited for ISG than KCP.


document_description: The document outlines the relationship between Deering/Crosby and Deutsche Bank Wealth Management (DB WM), managed by Stewart Oldfield since November 2017. It provides a profile of the client, highlighting the history and contributions of Anthony W. Deering, a significant figure in commercial real estate and financial services. The document also lists key team members involved in managing the relationship.

title: 2018 Account Planning RM Contribution

key_people:
Stewart Oldfield
Heather Deering Crosby
Anthony W. Deering
Frank DeBenedittis
Sam Petrucci
George Hack
Michael Mullin

document_type: correspondence

document_subtype: account planning document

key_organizations: Mercantile-Safe Deposit and Trust Company


document_description: The document discusses the opportunities and challenges in managing the assets of the Deering/Crosby family. It highlights the roles of Tony Deering and his daughter Heather Deering Crosby in financial and non-profit sectors. The document outlines potential business opportunities with the Deering/Crosby family and their associated entities, despite challenges such as competition and the family's existing banking relationships.

key_people:
Tony Deering
Heather Deering Crosby
Kathryn Deering

key_locations: Baltimore Florida


document_description: Discussion about transitioning the relationship of GA family office group to ISG and generating more consistent engagement. The clients are generally happy with JPM, so efforts are needed to win business away from them.

key_people: Mark Kirsten

key_organizations:
GA family office group
ISG
JPM


document_description: A memo discussing financial dealings with Leon, including a $300 million unsecured loan offer from JPM, a $200 million mortgage offer, and a business deal secured by BAML. It also mentions a potential line of credit to an insurance company Leon acquired and notes the limited investment opportunities due to Leon's family office strategy.

document_subtype: memo

key_organizations: JPM BAML Apollo


document_description: This document outlines the account planning for Madison Park Capital LLC/General Atlantic, detailing the relationship team, client profile, and opportunities and challenges. Madison Park Capital is a hedge fund and real estate fund advised by General Atlantic Service Company. The document highlights the financial sophistication of the partners and the challenges posed by their broad financial relationships.

title: 2018 Account Planning - Madison Park Capital LLC/General Atlantic

key_people:
William E. Ford
Steven A. Denning
David C. Hodgson
Eugene P. Lynch
Richard B. Gold
Stewart Oldfield
Brian Harrington
Tazia Smith

document_type: tabular

document_subtype: Account Planning Document

key_organizations:
Madison Park Capital LLC
General Atlantic Service Company LLC
JP Morgan Chase
Royal Bank of Canada
DB


document_description: The document outlines the account planning for the Jockey Club, detailing the relationship with Deutsche Bank, key personnel, and client profile. The Jockey Club is a breed registry for Thoroughbred horses in the US, Canada, and Puerto Rico, with a long-standing relationship with Deutsche Bank since 1976. The document includes information about the registry, its history, and current officers.

title: 2018 Account Planning - Jockey Club

key_people:
Stewart Oldfield
Brian Harrington
Frank DeBenedittis
Charlie Burrows
James Gagliano
Matt F. Iuliano
Laura Barillaro
Terri Sohrab
Michael Mullin

key_locations:
New York City
Lexington, Kentucky

key_organizations:
Jockey Club
Deutsche Bank
JP Morgan Chase


document_description: The document discusses a review of a client's investment portfolio, identifying opportunities for new business and challenges. The client has a conservative investment strategy focused on capital preservation and yield. Two main portfolio adjustments are proposed: improving cash asset efficiency and optimizing non-operational investments. Challenges include the client's lack of sophistication and inconsistent investment dialogue.

key_people:
Laura Barillaro
Stewart Oldfield

key_locations:
New York
Lexington, KY

key_organizations:
DBTCA
DBNY
RCM
Bessemer Trust


document_description: The memo discusses lending opportunities with Adam and George, who maintain leverage against their shares of ETE. A margin loan was executed with George in 2015 but was taken out by UBS. Attempts to lend to Adam have been unsuccessful due to his high leverage and BAML's control over his borrowing. Adam's limited cash flow and inability to sell a Montauk property are also noted.

key_people: Adam George

key_organizations: ETE UBS BAML


document_description: The document outlines the account planning for Southern Financial, detailing the banker team, relationship team, and client profile of Jeffrey Edward Epstein. It includes Epstein's career history, notable clients, and business ventures.

title: 2018 Account Planning: RM Contribution

key_people:
Jeffrey Edward Epstein
Stewart Oldfield
Xavi Avila
Martin Zeman
Joshua Shoshan
Vahe Stepanian
Leslie Wexner
Donny Deutsch
Nelson Peitz
Mortimer Zuckerman
Harvey Weinstein
Bruce Wasserstein
Maer Roshan

key_locations:
US Virgin Islands
Manhattan
Ohio
Upper East Side
NYC
St. Thomas

key_organizations:
Southern Financial
Bear Stearns
J. Epstein & Co.
The Limited
Financial Trust Company
New York magazine
Rodor


document_description: This document outlines the account planning for Third Lake Capital, a single family office managing the capital of Ronald Wanek's family, founder of Ashley Furniture. It details the relationship management team, client profile, and investment activities. The document also mentions the banking relationships and current contacts for the family office.

title: 2018 Account Planning - Third Lake Capital

key_people:
Ronald Wanek
Stewart Oldfield
Paul Morris
Ken Jones
Paul Watson
Robert Forsythe

key_organizations:
Third Lake Capital
Ashley Furniture
Deutsche Bank
Goldman Sachs
TD Ameritrade


document_description: Event schedule for a program and reception at Deutsche Bank on April 3, 2018.


document_description: Andrew King, an Investment Specialist at Deutsche Bank, follows up with Paul regarding the Harvest Collateral Yield Enhancement Strategy (CYES) discussed in a previous meeting. The strategy involves managing short-dated index option spreads on the S&P 500 to exploit volatility risk premium and time decay. It aims to add incremental returns and diversification benefits to existing portfolios without capital outlay, using the portfolio as collateral. The strategy is managed by Harvest, a leader in managed option strategies with over $10BN in AUM.

key_people:
Andrew King
Stewart Oldfield
Paul

document_subtype: email

key_organizations:
Deutsche Bank
Harvest


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: A confidential communication with instructions to destroy the communication and all copies, including attachments. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document outlines that KCP products and services are intended for sophisticated institutional investors as defined by FINRA Rule 4512(C)(3). It emphasizes that trades and transactions require internal approvals from Deutsche Bank or its affiliates and are conditional on becoming a client. The document is confidential and intended for discussion purposes only, without providing investment advice.

key_organizations:
Deutsche Bank
Key Client Partners


document_description: This is a meeting invitation for the Alpha Group RIN Call scheduled on April 4, 2018, from 9:00 AM to 10:00 AM. The meeting is set as tentative and includes a dial-in number and conference code. The communication contains a confidentiality notice and a disclaimer regarding legal or tax advice from Deutsche Bank.

document_type: email


document_description: The document contains information about two major projects: an LNG storage and interconnections project, and the Sasol Chemicals expansion project. The LNG project is 35% complete with a budgeted contingency and additional funding commitments. The Sasol project is 80% complete with a completion guarantee from Sasol and a secured debt to equity ratio limit.

key_locations:
Westlake
Lake Charles

key_organizations:
IHI
Kinder Morgan
Sasol
Alpha Group


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document is a preliminary confidential private placement memorandum for RIN II Ltd., a Cayman Islands exempted company, offering preferred shares. It is associated with Deutsche Asset Management and RREEF America L.L.C.

title: PRELIMINARY CONFIDENTIAL PRIVATE PLACEMENT MEMORANDUM

document_date: February 2018

document_type: financial

key_locations:
Cayman Islands
New York, NY

document_subtype: Private Placement Memorandum

key_organizations:
Deutsche Asset Management
RIN II Ltd.
RREEF America L.L.C.


document_description: This document is a confidential offering memorandum for Preferred Shares by Alpha Group Capital LLC, Alternative Asset Management (UK) Limited, and Deutsche Alternative Asset Management (Global) Limited. It outlines the investment risks, legal disclaimers, and investor qualifications for purchasing the Preferred Shares. The shares are not registered under the Securities Act and are offered to qualified institutional buyers and accredited investors. The document emphasizes the high risk and lack of liquidity associated with the investment.

title: Preferred Shares Offering Memorandum


document_description: This document is a memorandum from Alpha Group Capital LLC regarding the offering of Preferred Shares. It outlines the conditions under which subscriptions for Preferred Shares will be accepted, the lack of a market for these shares, and the restrictions on their transferability. The memorandum emphasizes the confidentiality of the information and the responsibility of prospective investors to evaluate the investment independently. It also includes disclaimers about the accuracy of the information and the non-assurance of achieving investment objectives.

title: Alpha Group Capital LLC Memorandum

key_organizations:
Alpha Group Capital LLC
Deutsche Bank Group


document_description: This document is a memorandum for Alpha Group Capital LLC regarding the U.S. federal income tax treatment, tax structure, and tax strategies of the Issuer or any transactions undertaken by the Issuer. It includes information about the offering of Preferred Shares, legal restrictions on distribution, and disclaimers about economic returns and tax consequences. The document also mentions potential future financial instruments subject to CFTC jurisdiction.

title: Memorandum for Alpha Group Capital LLC


document_description: The document outlines the restrictions on offering, selling, or making available Preferred Shares to retail investors in the European Economic Area (EEA) under the PRIIPS Regulation. It specifies that the target market for these shares is limited to eligible counterparties and professional clients as defined by MiFID II. Additionally, it includes notices for investors in Florida and Georgia regarding exemptions and registration requirements under respective state laws. The document also contains disclaimers about forward-looking statements.

title: Alpha Group Capital LLC - PRIIPS Regulation / Prohibition on Sales to EEA Retail Investors

key_locations:
European Economic Area
Cayman Islands
Florida
Georgia

reference_numbers:
Directive 2014/65/EU
Directive 2002/92/EC
Regulation (EU) No 1286/2014
section 517.061
Georgia Uniform Securities Act of 2008


document_description: This document is a memorandum from Alpha Group Capital LLC discussing forward-looking statements related to future facts and conditions, emphasizing the risks and uncertainties involved. It highlights the importance of caution in relying on such statements due to potential material differences in actual events or results. The memorandum is marked confidential and is subject to Federal Rule of Criminal Procedure 6(e).

document_subtype: Memorandum


document_description: This document appears to be a confidential report or presentation related to Alpha Group Capital LLC, detailing various investment-related sections such as executive summary, key terms, investment highlights, strategy, criteria, process, and risk factors. It also includes information on infrastructure debt investment characteristics and transaction structures.

title: RIN II .094 Alpha Group Capital LLC

key_organizations:
Alpha Group Capital LLC
Deutsche Asset Management


document_description: This document is an executive summary for Alpha Group Capital LLC, marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).

title: RIN II .094 Alpha Group Capital LLC

document_subtype: Executive Summary


document_description: RIN II Ltd., an exempted company in the Cayman Islands, is a new investment fund managed by RREEF America L.L.C., a subsidiary of Deutsche Asset Management. The fund aims to generate attractive risk-adjusted returns by investing in private infrastructure debt. It follows a strategy similar to its predecessor, RIN I, which invested approximately $450 million across 38 Obligors. RIN II will be funded by equity capital from Preferred Shares and debt financing, targeting an equity IRR of 12%-15%. The fund plans to accumulate a portfolio of at least $375 million during an 18-month ramp-up period, with a target principal balance of $500 million. The document outlines the fund's structure, investment strategy, and risk retention requirements.

title: RIN II Ltd. Executive Summary

document_subtype: investment fund summary

key_organizations:
RIN II Ltd.
RREEF America L.L.C.
Deutsche Asset Management


document_description: The document outlines the investment strategy of Alpha Group Capital LLC, focusing on credit accretive dynamics, investment criteria, ramp-up period, and intended refinancing. The strategy emphasizes investing in debt of infrastructure assets, pursuing a disciplined investment approach, evaluating risk-adjusted returns, and constructing a diverse portfolio. The document also discusses the ramp-up period for accumulating collateral obligations and the intended refinancing through issuing rated securities.

title: Alpha Group Capital LLC Investment Strategy

key_organizations:
Alpha Group Capital LLC
Deutsche Bank


document_description: This document is a summary of key terms related to RIN II .094 Alpha Group Capital LLC, marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).

title: RIN II .094 Alpha Group Capital LLC

document_subtype: Summary of Key Terms


document_description: This document appears to be an investment highlight summary for Alpha Group Capital LLC, marked as confidential and subject to Federal Rule of Criminal Procedure 6(e).

title: RIN II - 094 Alpha Group Capital LLC Investment Highlights

document_subtype: Investment Document


document_description: The document outlines the benefits of investing in the Preferred Shares of RIN II, which provide access to private infrastructure loans. It highlights the advantages such as preferred position in capital structure, stable returns, security interest in collateral, low default rates, favorable risk-adjusted returns, low correlation with equity investments, and the experience of the portfolio advisor team.

title: RIN II Investment Highlights


document_description: The document outlines an investment opportunity by Alpha Group Capital LLC, focusing on private infrastructure debt capital. It highlights the growing need for infrastructure investment due to demographic and macroeconomic trends, and the decline in public sector funding. The document references a report by the American Society of Civil Engineers, estimating a $1.4 trillion shortfall in infrastructure funding over the next 10 years. It also discusses trends likely to drive future deal flow, such as unbundling of networks, renewable energy financing, and privatizations.

title: RIN II - 094 Alpha Group Capital LLC Investment Opportunity

document_subtype: investment opportunity

key_organizations:
Alpha Group Capital LLC
American Society of Civil Engineers


document_description: The document discusses the trend of U.S. states increasingly turning to the private sector for infrastructure investment due to financial strain. It highlights the growing privatization movement as a means to monetize assets and reduce budget deficits. The document includes a table of unfunded liabilities by state as of October 2016.

title: Financially strained public sector increasingly turning to the private sector

key_organizations:
Alpha Group Capital LLC
American Legislative Exchange Council
Goldman Sachs


document_description: The document provides a historical overview of debt issuance by Alpha Group Capital LLC from 2014 to November 2017, highlighting the role of the bank loan market in financing private sector acquisitions of infrastructure assets. It discusses the impact of regulatory pressures on bank lending, particularly in Europe, and the resulting constraints on private event-driven financing.

title: RIN II - 094 Alpha Group Capital LLC

document_subtype: financial report

key_organizations:
Alpha Group Capital LLC
European banks


document_description: The document outlines the investment criteria and risk management practices of Alpha Group Capital LLC, focusing on capital preservation through investments in private infrastructure assets. It details the investment approach, risk-adjusted return evaluation, and portfolio construction strategy.

title: Alpha Group Capital LLC Investment Criteria

document_subtype: Investment Criteria Document


document_description: The document outlines the investment process of Alpha Group Capital LLC, focusing on the selection, purchase, and monitoring of investments for the Issuer. It details the processes involved, such as investment sourcing, due diligence, and asset oversight. The document also describes the origination strategy, aiming to accumulate up to $15001 million in collateral obligations, favoring primary market loans for higher risk-adjusted returns. It highlights the investment channels and sources, including sponsors, lenders, and other advisors.

title: RIN II - 094 Alpha Group Capital LLC Investment Process


document_description: The document outlines the investment strategy and due diligence process of Alpha Group Capital LLC, focusing on the screening and prioritization of investment opportunities to construct an optimal portfolio. It details the stages of the investment process, including initial review, detailed due diligence, structuring, and investment committee approval. The document emphasizes the importance of fundamental credit analysis and oversight by an experienced Investment Committee.

key_organizations: Deutsche Asset Management Infrastructure Platform


document_description: This document is a confidential report on infrastructure debt characteristics related to Alpha Group Capital LLC, dated February 2018. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: RIN II - 094 Alpha Group Capital LLC: Infrastructure Debt Characteristics

document_subtype: Confidential Report


document_description: The document outlines the investment characteristics of private economic infrastructure loans, highlighting benefits such as substantial current income with interest rate and inflation protection, low correlation and return volatility, and principal preservation. It emphasizes the low default rates and high recovery rates of infrastructure debt investments.

title: RIN II - 094 Alpha Group Capital LLC Infrastructure Debt Investment Characteristics

key_locations:
Connecticut
Pacific Northwest

document_subtype: Investment Characteristics

key_organizations:
Alpha Group Capital LLC
Moody's


document_description: The document provides an analysis by Moody's Investors Service on the risk and recovery rates of infrastructure debt compared to other non-financial corporate sectors. It includes default and credit loss rates for Ba rated debt over a 10-year period, showing that infrastructure debt has lower default and credit loss rates. The document also discusses protections in private infrastructure debt loan documentation.

title: Moody's Infrastructure Debt Analysis

key_organizations:
Moody's Investors Service Inc.
Alpha Group Capital LLC


document_description: The document provides an overview of the investment team's strategic relationships and expertise in infrastructure debt investments. It includes biographies of key team members, highlighting their experience and roles within the organization.

title: Alpha Group Capital LLC Investment Team Overview

key_people:
Jorge Rodriguez
Jonathan Newman
Sundeep Vyas

key_locations:
New York
London
North America
Latin America

key_organizations:
Alpha Group Capital LLC
Deutsche Asset Management
Aladdin Capital Management
Dresdner Kleinwort
BNP Paribas
Moodys Utilities Team


document_description: This document provides professional profiles of key individuals involved in infrastructure debt investment at Deutsche Asset Management. It includes their responsibilities, previous work experience, and educational background.

title: RIN II • 094 Alpha Group Capital LLC

key_people:
Mr. Vyas
Matthew Woods
Cameron Berns
Benjamin Schmitt
Joshua Kim

key_locations:
London
New Delhi
Mumbai
France
Bangalore
University of Delhi
Georgetown University
University of Pennsylvania
EDHEC Business School
University of California, Berkeley

key_organizations:
Citigroup Investment Banking
Standard & Poor's
EXIM Bank India
Deutsche Asset Management
Deutsche Bank
The Carlyle Group
Deloitte & Touche
Intesa SanPaolo
Morgan Sindall Investments Limited
J.P. Morgan


document_description: Biographies and roles of key members of the infrastructure and investment team at DeAM, highlighting their previous experiences and responsibilities.

key_people:
Mr. Mackenzie
Jorge Rodriguez
Jonathan Newman
Sundeep Vyas
Joseph Rado
Andrea Vanni
Jane Seto

key_locations:
United Kingdom
Latin America
China
South Africa
Germany
Malta
London
Hong Kong

key_organizations:
Deutsche Bank
HSBC
Deloitte & Touche
Bristol University
DeAM
CWCapital
Nissho Iwai American Corporation
Wathovia
JP Morgan
Catholic University of Milan
Bechtel Enterprises Inc.
Bechtel Group Inc.


document_description: The document provides an overview of Deutsche Asset Management's infrastructure investment business, highlighting its global footprint, investment strategies, and asset management capabilities. It includes details about the team's experience, assets under management, and organizational structure.

title: Deutsche Asset Management Infrastructure Platform Overview

key_locations:
Asia
United States
United Kingdom
Europe
Asia Pacific
North America

key_organizations:
Deutsche Asset Management
Alpha Group Capital LLC
Deutsche Bank


document_description: This document provides an overview of Deutsche Asset Management's infrastructure investment management business, highlighting its global presence, assets under management, and recent accolades. It emphasizes the company's commitment to ESG principles and its strong fiduciary relationships with clients.

key_organizations:
Deutsche Asset Management
Deutsche Bank
U.N. Global Compact


document_description: This document outlines the transaction structure for RIN II .094 Alpha Group Capital LLC, marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).

title: RIN II .094 Alpha Group Capital LLC - Transaction Structure

document_subtype: transaction document


document_description: This document outlines the transaction structure for RIN II - 094 Alpha Group Capital LLC following a potential refinancing. It involves key entities such as the Owner (Charitable Trust), Issuer (Cayman Islands), Co-Issuer (Delaware LLC), Portfolio Advisor (RREEF America LLC), and others. The structure includes Eligible Collateral, Senior Notes, Preferred Shares, and Security Interest. The Issuer, RIN II Ltd., is an exempted company in the Cayman Islands established for acquiring Collateral Obligations and related activities. The document details the roles and responsibilities of the directors and the Issuer's operational framework.

title: RIN II - 094 Alpha Group Capital LLC Illustrative Transaction Structure Following Potential Refinancing

key_people:
Mora Goddard
Rachel Fisher

key_locations:
Cayman Islands
Delaware

document_subtype: transaction structure

key_organizations:
RIN II Ltd.
RREEF America LLC
MaplesFS Limited


document_description: The document outlines the activities and restrictions of the Co-Issuers and the Issuer in relation to a Refinancing and the Initial Facility. It details the roles and agreements of MaplesFS Limited as the Issuer Administrator, including the Administration Agreement and Registered Office Agreement. The document also specifies the business activities and limitations of the Co-Issuers and Issuer, focusing on Collateral Obligations and Eligible Investments.

title: RIN II • 094 Alpha Group Capital LLC

key_organizations:
Alpha Group Capital LLC
MaplesFS Limited


document_description: This document is a summary of principal terms for RIN II .094 Alpha Group Capital LLC, marked as confidential and pursuant to Federal Rule of Criminal Procedure 6(e).

title: RIN II .094 Alpha Group Capital LLC

document_subtype: Summary of Principal Terms


document_description: This document outlines the principal terms for RIN II Ltd., an exempted company in the Cayman Islands, and RIN II LLC, a Delaware limited liability company, regarding the issuance of Preferred Shares and the Initial Facility. It includes details about the participants involved, such as the Issuer, Co-Issuer, Initial Facility Lenders, Preferred Share Purchasers, Portfolio Advisor, and Security Party.

title: RIN II •094 Alpha Group Capital LLC Summary of Principal Terms

key_organizations:
RIN II Ltd.
RIN II LLC
Barclays
Deutsche Bank
RREEF America L.L.C.
U.S. Bank National Association


document_description: The document outlines the terms and conditions under which Alpha Group Capital LLC, as a Preferred Share Purchaser, is obligated to make capital contributions under a Preferred Share Purchase Agreement. It details the conditions for capital calls, the use of contributions, and the allocation of issuer organizational expenses among purchasers.


document_description: The document outlines the rights and obligations of the Portfolio Advisor and Preferred Share Purchasers regarding the re-allocation of Issuer Organizational Expenses. It details the procedures for handling non-funding by Preferred Share Purchasers, including potential actions such as transferring or redeeming shares.


document_description: This document outlines the terms and conditions related to the Preferred Shares issued by Alpha Group Capital LLC. It covers distributions, subordination, redemption, purchase restrictions, and voting restrictions associated with the Preferred Shares.

title: RIN II •094 Alpha Group Capital LLC Aggregate Capital Commitment

document_subtype: Investment Agreement


document_description: The document outlines the terms and conditions related to the issuance and management of Preferred Shares by Alpha Group Capital LLC. It includes details on voting rights, issuance of additional shares, use of proceeds, intended refinancing, and asset sourcing.


document_description: This document outlines the loan agreement for RIN II Ltd. involving senior and mezzanine lenders, primarily Barclays Bank PLC and Deutsche Bank AG, Cayman Branch. It details the funding commitments, preferred share capital contributions, and conditions under the Covenant Matrix. The document also discusses potential increases in facilities following a Post Rating Upsize Event and the assignment of final ratings by a recognized agency.

title: RIN II Loan Agreement

document_subtype: Loan Agreement

key_organizations:
RIN II Ltd.
Barclays Bank PLC
Deutsche Bank AG, Cayman Branch
US Bank


document_description: The document outlines the terms and conditions for Senior and Mezzanine Funding Amounts under the Facility Agreement with Alpha Group Capital LLC. It includes conditions precedent for funding, limitations on funding amounts, and the role of Deutsche Bank as a lender.

title: RIN II •094 Alpha Group Capital LLC Facility Agreement

document_subtype: Facility Agreement


document_description: The document outlines terms related to the 'Initial Facility' concerning 'Ramp-Up and Maturity.' It provides key definitions for terms such as Initial Facility Closing Date, Ramp-Up Period End Date, Scheduled Ramp-Up Period End Date, Ramp-Up Period, and Maturity Date.

document_subtype: Facility Agreement Terms


document_description: This document outlines financial terms related to Alpha Group Capital LLC, including optional early maturity dates, scheduled maturity dates, and refinancing details. It discusses overcollateralization, MV event dates, MV trigger failures and cures, and MV ratios. The document specifies conditions for prepayment and refinancing, as well as the calculation of MV ratios.


document_description: The document outlines the methodology for determining the market value of collateral obligations for Alpha Group Capital LLC. It specifies the conditions under which the market value is calculated, including the use of bid-side quotes from eligible dealers and the role of the Facility Agent. The document also details the conditions for satisfying the MV Ratio test, which requires a minimum ratio of 113.0%.

title: MV Equity Distribution Test

document_subtype: Equity Distribution Test

key_organizations:
Alpha Group Capital LLC
Barclays


document_description: The document outlines financial terms related to Alpha Group Capital LLC, including clauses on market value determination, interest calculations, and refinancing transaction amounts. It specifies conditions for ineligible obligations and provides formulas for calculating interest rates and amounts.


document_description: This document outlines the financial terms and conditions related to the Mezzanine Funding Amount, including the Additional Margin, Payment Dates, Distribution Dates, and Payment Waterfall. It specifies the order of priority for payments on each Payment Date, excluding the Refinancing Closing Date, and details the responsibilities for tax payments and indemnifications claimed by Senior and Mezzanine Lenders.

title: RIN II • 094 Alpha Group Capital LLC


document_description: This document outlines the payment priority structure for Alpha Group Capital LLC, detailing the order in which various fees, interest amounts, and expenses are to be paid from available funds. It includes provisions for legal and facility set-up fees, indemnity payments, interest payments to senior and mezzanine lenders, advisory fees, and issuer organizational expenses. The document also specifies the distribution of remaining interest proceeds to preferred shareholders if certain conditions are met.


document_description: This document outlines the payment priorities and procedures for Alpha Group Capital LLC, detailing the order of payments to various parties including the Security Agent, Portfolio Administrator, Facility Agent, and others, as per the Initial Facility Agreement.

key_organizations:
Alpha Group Capital LLC
Security Agent
Portfolio Administrator
Facility Agent
Portfolio Advisor
Issuer Administrator


document_description: This document outlines the order of priority for payments on the refinancing closing date for Alpha Group Capital LLC. It specifies the sequence in which refinancing proceeds should be distributed, including payments to senior and mezzanine lenders, advisory fees, and organizational expenses. It also defines terms such as Aggregate Senior Termination Amount, Aggregate Mezzanine Termination Amount, and Net Facility Carry.

title: Order of Priority of Payments on the Refinancing Closing Date

key_organizations:
Alpha Group Capital LLC
PS Issuing and Paying Agent


document_description: The document outlines conditions under which the Portfolio Advisor may be in breach of facility documents, including issues related to taxation, inability to pay debts, and bankruptcy proceedings.


document_description: The document outlines conditions under which an Event of Default may occur for Alpha Group Capital LLC, including legal and financial stipulations. It also describes the consequences of such an event, including the acceleration of repayment obligations.


document_description: The document outlines the conditions under which sales of collateral obligations are permitted, including discretionary sales during and after the Ramp-Up Period, sales of ineligible or defaulted obligations, and sales before the Scheduled Maturity Date. It specifies the roles of the Portfolio Advisor, Instructing Party, and Security Agent in these processes.

title: Sales of Collateral Obligations


document_description: The document outlines the terms and conditions related to the Portfolio Advisory Agreement, including provisions for amendments, successor portfolio advisors, and the effects of refinancing. It also details the roles of the Portfolio Administrator and Portfolio Information Agent in compliance monitoring and reporting.

document_subtype: Private Placement Memorandum


document_description: This document outlines the eligibility criteria for obligations to be considered as 'Collateral Obligations' by Alpha Group Capital LLC. It specifies the types of loans, borrower requirements, currency denomination, and other conditions that must be met for an obligation to qualify.

title: Eligibility Criteria for Collateral Obligation

document_subtype: eligibility criteria


document_description: This document outlines the conditions and criteria for loans managed by Alpha Group Capital LLC, including restrictions on certain types of loans and assets.


document_description: A confidential document related to Alpha Group Capital LLC with details on financial instruments such as Letter of Credit, Bridge Loans, and Long-dated Assets, all marked as None. It also mentions a purchase price minimum of 85.0%.


document_description: The document outlines the funding schedule and covenant matrix for portfolio purchases by Alpha Group Capital LLC. It specifies the order of drawings and conditions under which different funding sources are utilized based on the portfolio's Diversity Score.

title: Covenant Matrix and Related Funding Schedules

document_subtype: Funding Schedule


document_description: This document outlines the order of drawings for Alpha Group Capital LLC, detailing the total funded amounts and the respective funding parties involved in each case. It specifies the allocation of funds among preferred shareholders, mezzanine lenders, senior lenders, and investors based on different funding thresholds.

title: Order of Drawings for Alpha Group Capital LLC

document_subtype: Order of Drawings


document_description: The document outlines the methodology for determining Moody's Ratings for various types of Collateral Obligations. It specifies the rating process for publicly rated obligations, those with Moody's Credit Estimates, and unrated obligations. It also details the rating adjustments for different types of loans and obligations based on corporate family ratings and senior unsecured obligations.

document_subtype: Moody's Rating Schedule

key_organizations:
Moody's
Alpha Group Capital LLC


document_description: The document outlines the criteria for satisfying the Maximum Moody's Weighted Average Rating Factor Test, which involves calculating the Moody's Weighted Average Rating Factor of Collateral Obligations. It includes a table of Moody's Default Probability Ratings and their corresponding Rating Factors.

document_subtype: financial schedule


document_description: The document outlines the criteria for satisfying the Minimum DBRS Weighted Average Recovery Rate Test for Alpha Group Capital LLC. It specifies the conditions under which the test is met for both the Senior and Mezzanine Facilities, based on DBRS Recovery Rates and Tiers for various countries.

key_locations:
Argentina
Australia
Austria
Belgium
Brazil
Canada
Cayman Islands
Chile
Czech Republic
Denmark
Finland


document_description: The document provides DBRS Corporate Recovery Rates for different liability rating classes across Tier 1, Tier 2, and Tier 3 countries. It includes detailed tables showing recovery rates for Senior Secured Loans, Senior Secured Bonds, Second Lien and Senior Unsecured, and Subordinate categories. Additionally, it outlines the criteria for a loan to be considered a Senior Secured Loan.


document_description: The document provides DBRS corporate recovery rates for Tier 4 and Tier 5 countries, detailing recovery rates for various liability rating classes including Senior Secured Loan, Senior Secured Bond, Second Lien and Senior Unsecured, and Subordinate.

title: DBRS Corporate Recovery Rates for Tier 4 and Tier 5 Countries

key_organizations:
DBRS
Alpha Group Capital LLC


document_description: The document outlines the criteria for the Minimum Weighted Average Spread Test, which is satisfied if the Weighted Average Spread on a Measurement Date meets or exceeds the Minimum Weighted Average Spread. It details the calculation of the Weighted Average Spread, Aggregate Funded Spread, and other financial metrics related to floating rate Collateral Obligations.

title: Minimum Weighted Average Spread Test


document_description: The document defines 'Aggregate Unfunded Spread' as of any Measurement Date, detailing the calculation involving Delayed Drawdown Collateral Obligation and Revolving Collateral Obligation.


document_description: The document outlines the criteria for the Weighted Average Life Test, which is a financial metric used to evaluate the average life of collateral obligations in relation to a specified period from the Initial Facility Closing Date. It includes definitions and calculations for 'Weighted Average Life' and 'Average Life'.

title: Weighted Average Life Test


document_description: The document outlines the Minimum Diversity Score Test for Alpha Group Capital LLC, detailing the calculation of the Diversity Score for Collateral Obligations. It includes definitions and formulas for calculating the Average Principal Balance, Obligor Principal Balance, Equivalent Unit Score, Aggregate Sector Equivalent Unit Score, and Sector Diversity Score. The document is marked as confidential and is related to financial obligations and diversity scoring.

title: Minimum Diversity Score Test


document_description: This document contains a table used for calculating Diversity Scores for Obligors affiliated with one another, considering them as a single Obligor. The table lists Aggregate Sector Equivalent Unit Scores and Sector Diversity Scores.

title: RIN II - 094 Alpha Group Capital LLC

document_subtype: Diversity Score Table


document_description: The document contains a table with scores related to sector diversity and aggregate sector equivalent unit scores for Alpha Group Capital LLC. It is marked as confidential and is related to a legal proceeding as indicated by the reference to Fed. R. Crim. P. 6(e).


document_description: This document outlines the risk factors associated with investing in the Preferred Shares of Alpha Group Capital LLC. It highlights the substantial degree of risk involved, the impact of general economic conditions, and specific risks related to the European Union and the United Kingdom's withdrawal from the EU.

title: RIN II •094 Alpha Group Capital LLC - Certain Risk Factors

key_locations:
European Union
United Kingdom

document_subtype: investment risk disclosure


document_description: The document discusses proposed regulations by the SEC that could alter the issuance and structuring of asset-backed securities, including changes to Regulation AB under the Securities Act. It also covers the impact of the Dodd-Frank Act, particularly the Volcker Rule, on banking entities and their ability to engage with certain funds. The document highlights potential risks and compliance costs associated with these regulations for Deutsche Bank and related entities.

title: Legislative and Regulatory Changes; Bank Holding Company Act

document_subtype: regulatory analysis

key_organizations:
SEC
Deutsche Bank
Federal Deposit Insurance Corporation


document_description: This document outlines the risks associated with investing in the Preferred Shares of Alpha Group Capital LLC. It highlights the limited liquidity and transfer restrictions of the shares, the limited recourse available to shareholders, and the junior status of the shares compared to other obligations of the issuer. The document emphasizes that the shares are designed for long-term investors and are not suitable for short-term trading. It also notes that the shares are not registered under the Securities Act and are subject to specific transfer restrictions.

title: RIN II •094 Alpha Group Capital LLC - Risks Relating to the Preferred Shares

key_organizations:
Alpha Group Capital LLC
Deutsche Bank


document_description: The document discusses the financial structure and risks associated with Preferred Shares issued by Alpha Group Capital LLC. It outlines the rights and limitations of Preferred Shareholders, the impact of Facility documentation on these shares, and the potential volatility and risks due to leveraged investment in Collateral Obligations. The document also covers the uncertain redemption timing of Preferred Shares and the risks associated with Optional Principal Prepayment.


document_description: The document discusses the risks and conditions associated with Optional Principal Prepayment and Refinancing for Alpha Group Capital LLC. It highlights the potential impact on returns for Preferred Shareholders, the discretion of Majority Preferred Shareholders in refinancing decisions, and the limitations on Issuer Organizational Expenses. It also covers the uncertainties related to LIBOR fluctuations and the issuance of Additional Preferred Shares.

key_organizations:
Alpha Group Capital LLC
RREEF


document_description: The document discusses the risks associated with interest rates, LIBOR, and hedge agreements for Alpha Group Capital LLC's RIN II. It highlights potential mismatches in interest rates between facilities and collateral obligations, and the impact on distributions for preferred shares. The document also outlines the risks of hedge agreements, including credit risk and termination risks.

key_organizations:
Alpha Group Capital LLC
Deutsche Bank AG, Cayman Branch


document_description: The document discusses the potential tax implications and compliance requirements for holders of Preferred Shares issued by Alpha Group Capital LLC. It highlights the risks of withholding taxes due to non-compliance with foreign financial institution regulations and the obligations of Preferred Shareholders to provide necessary tax documentation. The document also covers the impact of recent U.S. tax legislation and international agreements like the OECD CRS on tax reporting requirements.

title: RIN II • 094 Alpha Group Capital LLC

key_locations:
Cayman Islands
United States
United Kingdom


document_description: The document discusses the U.S. Risk Retention Regulations under the Dodd-Frank Act, which require securitizers of asset-backed securities to retain at least 5% of the credit risk. It outlines the implications for collateral managers and the potential impact on the market. The document also mentions RREEF's intention to comply with these regulations and the potential consequences of non-compliance. Additionally, it references a court ruling related to credit risk retention rules.

key_people:
Retention Holder
Portfolio Advisor

key_locations: U.S. Court of Appeals for the District of Columbia Circuit

key_organizations: The Loan Syndications and Trading Association

key_organizations: Board of Governors of the Federal Reserve System


document_description: The document discusses the applicability of U.S. and European Risk Retention Regulations to collateral managers of CLOs and Affected Investors. It highlights the potential non-compliance with U.S. Risk Retention Regulations if a court decision becomes final, and advises Affected Investors to consult advisors regarding EU Risk Retention Rules. The document also outlines risks related to the Issuer, a newly formed entity with no operating history.

key_organizations:
U.S. Securities and Exchange Commission
Alpha Group Capital LLC


document_description: The document discusses the investment criteria and risks associated with the Preferred Shares issued by Alpha Group Capital LLC. It highlights the uncertainty of asset accumulation, concentration risks, dependence on the Portfolio Advisor, and the potential impact of incentive advisory fees on investment decisions.


document_description: The document outlines the investment restrictions and operational dependencies of Alpha Group Capital LLC's Portfolio Advisor. It discusses the constraints on investment discretion, reliance on third-party originators, the role of US Bank, and participation on creditors' committees.

title: RIN II • 094 Alpha Group Capital LLC

key_organizations:
Alpha Group Capital LLC
US Bank


document_description: The document outlines the risks associated with the Collateral Obligations acquired by the Issuer, primarily consisting of non-investment grade loans. It discusses risks such as default, recovery levels, limited information disclosure, lender liability, and voting rights on Collateral Obligations.

title: RIN II •094 Alpha Group Capital LLC - Risks Relating to the Collateral Obligations


document_description: The document outlines the risks associated with investing in loans and participation interests, including the limitations on enforcement actions, the risks of holding participation interests, and the implications of jurisdictional laws. It also discusses the rights and obligations of purchasers of loan assignments and the confidentiality requirements involved.

title: Risks of Investing in Loans and Participation Interests

document_subtype: investment risks


document_description: This document outlines potential risk factors for investors in infrastructure debt through the Issuer, focusing on Senior Secured Loans. It discusses general risks of infrastructure investments, illiquidity in infrastructure finance, and regulatory risks. The document highlights the complexity and potential illiquidity of infrastructure finance loans, regulatory challenges, and the impact of economic conditions on infrastructure investments.

title: CERTAIN RISKS OF INFRASTRUCTURE DEBT

document_subtype: risk summary


document_description: The document discusses the financial risks and mechanisms associated with infrastructure projects, focusing on payment structures, revenue risks, and project/concession termination risks. It highlights the potential impact on an Obligor's ability to service debt under Collateral Obligations due to various factors such as maintenance costs, payment defaults, and regulatory controls.


document_description: The document discusses various risks associated with infrastructure projects, including termination risks, development risks, commodity price risks, and construction risks. It highlights the financial implications of these risks on infrastructure providers and their ability to service debt obligations.

title: RIN II • 094 Alpha Group Capital LLC


document_description: The document discusses legal considerations and risks related to investments in Preferred Shares of Alpha Group Capital LLC. It covers the potential impact of insolvency laws on Collateral Obligations and the risks of payments being recaptured as fraudulent conveyances or preferences. It advises potential investors to consult professional advisers before investing.

document_subtype: investment memorandum


document_description: The document discusses the affiliations and potential conflicts of interest involving the Portfolio Advisor, its affiliates, and Deutsche Bank in relation to the Issuer's investments. It highlights the roles of DDI and DBSI as non-exclusive Placement Agents for the Issuer's Preferred Shares and mentions past settlements involving DBSI with regulatory bodies.

key_organizations: National Association of Securities Dealers


document_description: The document discusses potential conflicts of interest in investment allocations by the Portfolio Advisor for Alpha Group Capital LLC. It outlines how the Portfolio Advisor may allocate investment opportunities among the Issuer and other funds or accounts it manages, and the role of Deutsche Bank in executing transactions and providing services. It also addresses the potential conflicts of interest arising from these relationships.

document_subtype: memo


document_description: The document outlines the investment strategies and potential conflicts of interest for Alpha Group Capital LLC, including co-investment opportunities, obligor relationships, oversight of the issuer's portfolio, and investment by personnel of the Portfolio Advisor and its affiliates. It also discusses the potential for conflicts of interest due to the Incentive Advisory Fee.

key_organizations:
Alpha Group Capital LLC
Deutsche Bank
Portfolio Advisor


document_description: The document discusses the potential conflicts of interest and business relationships involving Barclays Entities, the Issuer, and the Portfolio Advisor. It highlights that Barclays Entities may engage in various financial services with these parties and may possess non-public information without obligation to disclose it to investors.

key_organizations:
Barclays Entities
Alpha Group Capital LLC
Portfolio Advisor


document_description: This document pertains to certain legal, ERISA, and tax matters related to Alpha Group Capital LLC. It is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e).

title: RIN II .094 Alpha Group Capital LLC - Section 14

document_subtype: Legal, ERISA and Tax Matters


document_description: The document outlines the legal and regulatory considerations for Alpha Group Capital LLC's investment activities, including exemptions from the Investment Company Act, compliance with the Volcker Rule, and anti-money laundering requirements. It also discusses the implications of the Bank Holding Company Act and Cayman Islands regulations.

key_organizations:
Alpha Group Capital LLC
Deutsche Bank
Office of Foreign Assets Control
U.S. Department of the Treasury


document_description: The document outlines financial regulations and compliance requirements for Alpha Group Capital LLC, focusing on anti-money laundering procedures, EU risk retention rules, and potential penalties for non-compliance. It highlights the need for verifying investor identity and source of funds, and discusses the implications of EU regulations on securitisation.

title: RIN II • 094 Alpha Group Capital LLC

key_locations:
Cayman Islands
European Union

key_organizations:
Alpha Group Capital LLC
FRA
EU
BCBS

reference_numbers:
Regulation (EU) 2017/2402
Regulation (EU) 2017/2401


document_description: The document discusses the U.S. Risk Retention Regulations and their implications for securitization transactions, specifically in the context of a refinancing transaction involving RREEF and Alpha Group Capital LLC. It outlines the responsibilities of the sponsor, the Portfolio Advisor, and the Retention Holder in maintaining a 5% credit risk retention. The document also references a court ruling that may impact the applicability of these regulations to collateral managers of CLOs.

title: US Credit Risk Retention

key_organizations: U.S. Court of Appeals for the District of Columbia Circuit


document_description: The document is an offering memorandum for Alpha Group Capital LLC, discussing the implications of U.S. Risk Retention Regulations and ERISA considerations for prospective investors in Preferred Shares. It advises investors to consult their own legal and financial advisors regarding compliance and potential risks, including prohibited transactions under ERISA and the Code.

document_subtype: Offering Memorandum


document_description: The document discusses the fiduciary responsibilities and considerations for Benefit Plan Investors when investing in Preferred Shares, in compliance with ERISA and the Department of Labor regulations. It outlines the requirements for Plan Fiduciaries and the representations they must make regarding their independence and capability to evaluate investment risks.

key_organizations:
US Department of Labor
Alpha Group Capital LLC

reference_numbers: Section 202 of the Investment Advisers Act of 1940


document_description: This document is an investment memorandum for the sale of Preferred Shares by Alpha Group Capital LLC. It discusses the legal and tax considerations for potential purchasers, including ERISA and U.S. federal income tax implications. The document advises purchasers to consult their own advisors regarding the investment's suitability and tax consequences.

key_locations:
United States
Cayman Islands


document_description: The document discusses the tax implications for U.S. holders of Preferred Shares in a non-U.S. corporation, specifically addressing the classification of the corporation as a Controlled Foreign Corporation (CFC) or a Passive Foreign Investment Company (PFIC). It outlines the tax consequences for U.S. shareholders under both classifications and the potential election to treat the corporation as a Qualified Electing Fund (QEF).


document_description: The document outlines the tax reporting and compliance requirements for U.S. Holders of Preferred Shares in Alpha Group Capital LLC. It discusses information reporting to the IRS, backup withholding, and the necessity for U.S. Holders to consult tax advisors regarding potential reporting obligations. Specific IRS forms such as Form 926, Form 5471, Form 8886, Form 8938, and FBAR are mentioned as necessary for compliance under certain conditions.


document_description: The document discusses the tax implications for non-U.S. holders of Preferred Shares issued by Alpha Group Capital LLC. It covers topics such as U.S. federal withholding tax, capital gains tax, and the conditions under which non-U.S. holders are exempt from U.S. federal income tax. It also outlines the certification requirements for non-U.S. holders to avoid backup withholding and the reporting obligations to the IRS.

title: Tax Treatment of Non-U.S. Holders

key_organizations:
Alpha Group Capital LLC
IRS


document_description: This document is a glossary of terms related to Alpha Group Capital LLC, including definitions for 'Account Control Agreement', 'Accredited Investor', 'Additional Fees', 'Adjusted Capital Contributions', 'Administrative Expenses', and 'Advisers Act'. It outlines various financial and legal terms used in agreements and transactions involving the company.

title: Glossary for Alpha Group Capital LLC

document_subtype: glossary


document_description: This document outlines various financial terms and definitions related to Alpha Group Capital LLC, including advisory fees, affiliate definitions, aggregate funding amounts, and capital commitments. It also references legal and regulatory frameworks such as ERISA, the Securities Act, and the Commodity Exchange Act.

title: Alpha Group Capital LLC Financial Agreement

key_locations:
New York City, New York
London, England
Cayman Islands

document_subtype: financial agreement


document_description: The document outlines various financial terms and conditions related to Collateral Obligations, including definitions and tests such as Collateral Quality Test, Collection Period, Committed Purchase, Committed Sale, Concentration Limitations, Controlling Person, Coverage Tests, Current Pay Obligation, and Defaulted Obligation. It also references DBRS, Inc. and provides specific criteria for financial obligations and defaults.

title: RIN II • 094 Alpha Group Capital LLC

key_organizations:
Alpha Group Capital LLC
DBRS, Inc.


document_description: The document outlines conditions under which a Collateral Obligation is considered a Defaulted Obligation, including credit-related defaults, bankruptcy proceedings, and specific credit ratings. It also defines terms such as Deferrable Obligation, Deferring Obligation, and Delayed Drawdown Collateral Obligation.

document_subtype: contract


document_description: This document outlines various financial and legal terms related to Alpha Group Capital LLC, including definitions of equity securities, ERISA, EU Risk Retention Letter, and other financial instruments and compliance requirements.

title: RIN II • 094 Alpha Group Capital LLC


document_description: The document outlines financial terms and definitions related to Alpha Group Capital LLC, including details on Principal Proceeds, Issuer Organizational Expenses, and various financial commitments and agreements. It includes definitions for terms like 'Investment Company Act', 'Majority Preferred Shareholders', 'Material Adverse Change', and 'Middle Market Loan'. The document also specifies allocation percentages for Mezzanine Lenders and outlines conditions for Mezzanine Funding Commitment.

title: RIN II • 094 Alpha Group Capital LLC

key_organizations:
Alpha Group Capital LLC
Barclays
Deutsche Bank
US Bank


document_description: This document outlines various financial terms and definitions related to a financial agreement involving Deutsche Bank and Moody's. It includes definitions for terms such as 'Minimum Diversity Score Test', 'Minority Facility Lender', 'Moody's Rating', and 'Moody's Recovery Rate'. The document also details the recovery rate determination process for different types of collateral obligations.

key_organizations:
Deutsche Bank
Moody's Investors Service, Inc.


document_description: This document contains definitions and terms related to financial instruments and obligations, including Note Retention Interests, Obligors, Partial Deferrable Obligations, Participation Interests, and PF Infrastructure Obligations. It also references the PATRIOT Act and Permitted Countries for financial transactions.

key_locations:
United States
Australia
Canada
Germany

key_organizations: Organisation for Economic Co-operation and Development

key_organizations: Loan Syndications and Trading Association


document_description: The document outlines various categories of infrastructure and utility projects, including government-owned toll roads, privately managed port companies, and regulated water utilities. It also defines terms related to financial obligations and agreements, such as PIK Interest, Placement Agents, and Portfolio Administration Agreement.

key_organizations:
Alpha Group Capital LLC
DDI
DBSI


document_description: The document outlines the terms and definitions related to the Portfolio Information Agency Agreement between the Issuer and US Bank, acting as the Portfolio Information Agent. It includes definitions for various roles and agreements such as the Preferred Share Agent, Preferred Share Purchaser, and Principal Balance. The agreement also details the conditions under which purchases can be made and the responsibilities of the parties involved.

title: Portfolio Information Agency Agreement

document_subtype: agreement

key_organizations:
US Bank
MaplesFS Limited
Alpha Group Capital LLC


document_description: This document outlines various financial and legal terms related to obligations, amendments, sponsors, maturities, structured finance obligations, swapped non-discount obligations, synthetic securities, and tax account reporting rules. It includes definitions and conditions for financial instruments and compliance requirements.

title: RIN II • 094 Alpha Group Capital LLC


document_description: This document outlines various financial and legal terms related to Alpha Group Capital LLC, including definitions of tax-advantaged jurisdictions, transaction agreements, and specific financial instruments such as Unfunded Assets and Yield Adjusted Collateral Obligations.

key_locations:
Bahamas
Bermuda
British Virgin Islands
Cayman Islands
Channel Islands
Jersey
Singapore
Curacao
Marshall Islands
Saint Maarten
U.S. Virgin Islands
State of New York


document_description: Instructions for downloading and installing software version 8.2.14, including steps to disconnect scanner and close NetCapture application before installation.


document_description: The document appears to be related to the installation process of a software application named NetCapture Business WiX. It includes a progress bar indicating ongoing installation and a message confirming successful completion of the upgrade.


document_description: Andrew King, an Investment Specialist at Deutsche Bank, follows up on a previous meeting with Paul regarding the Harvest Collateral Yield Enhancement Strategy (CYES). The strategy involves managing a portfolio of short-dated index option spreads on the S&P 500 index to exploit volatility risk premium and time decay properties. It aims to add incremental returns and diversification benefits to an investor's portfolio without requiring capital outlay. The strategy is managed by Harvest, a leader in managed option strategies with over $108 billion in AUM.

key_people:
Andrew King
Stew Oldfield
Paul

document_subtype: letter

key_organizations:
Deutsche Bank
Harvest


document_description: A confidential communication from Deutsche Bank with disclaimers about legal and tax advice, and a reference to EU corporate and regulatory disclosures.


document_description: Contact information for Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: Samantha Harmon requests Stew to complete an attached template for an account planning session. She mentions providing an additional sheet with financial data and asks for completion by Friday. A 90-minute session is to be scheduled for January.

key_people:
Samantha Harmon
Stew

key_organizations:
Deutsche Bank Trust Company Americas
Third Lake
Elysium
General Atlantic
Safanad
Southern Financial/Epstein
Jockey Club
Deering/Crosby
Tisch


document_description: This document outlines the account planning for Elysium Management, the family office managing Leon Black's capital. It details the relationship team, client profile, and opportunities and challenges in managing the account. The relationship was established in 2014, referred by Jeffrey Epstein, and is managed by Stewart Oldfield. The document highlights the challenges in securing substantial business due to Leon Black's use of leverage and illiquid assets.

title: 2018 Account Planning - Elysium Management

key_people:
Leon Black
Stewart Oldfield
Brad Weschsler
Barry Cohen
Greg Ruben
Josh Black
Paul Morris
Jeffrey Epstein

document_subtype: account planning document

key_organizations:
Elysium Management
Apollo Global Management LLC
BAML
IMAX


document_description: A memo discussing financial dealings with Leon, including a $300 million unsecured loan offer from JPM, a $200 million mortgage offer, and a business deal secured by BAML. It also mentions a potential line of credit to an insurance company Leon acquired and notes the limited investment opportunities due to Leon's family office strategy.

key_organizations: JPM BAML Apollo


document_description: The document outlines the relationship between Deutsche Bank and the Tisch Family, detailing the family’s wealth, business interests, and banking relationships. It highlights the challenges and opportunities in managing the family's financial assets, with Northern Trust controlling custody and reporting. The document also lists key individuals involved in managing the relationship.

title: 2018 Account Planning - Tisch Family

key_people:
Joan Tisch
Wilma 'Billie' Tisch
Preston 'Bob' Tisch
Laurence Tisch
Jonathan Tisch
James Tisch
Andrew Tisch
Barry Bloom
Steve Warner

document_subtype: Account Planning Document

key_organizations:
Deutsche Bank
Loews Corp.
Diamond Offshore
Boardwalk
CNA
Loews Hotels
New York Giants
Northern Trust


document_description: Discussion about investment strategies and preferences, mentioning Loews corporate dealings and potential interest in hedge funds and private equity managers.


document_description: This document outlines the account planning for the Lindemann family, detailing their relationship with Deutsche Bank and other financial institutions. It highlights the contributions of the relationship manager and the banking team, as well as the client profile of Adam and George Lindemann Jr. The document also discusses the family's primary banking relationships and past interactions with Deutsche Bank.

title: 2018 Account Planning - Lindemann

key_people:
Adam Lindemann
George Lindemann Jr.
George Lindemann
Stewart Oldfield
Laura Farischon
Joshua Frank

key_locations:
New York City
Los Angeles
Miami

key_organizations:
Deutsche Bank
BAML
UBS
Credit Suisse
Bell Atlantic
Southern Union Company
ETE
Bass Museum of Art
Venus over NY/LA


document_description: The slide provides an account planning overview for Southern Financial, with a focus on RM contribution. It includes details about the relationship team, client profile of Jeffrey Edward Epstein, and his financial ventures.

title: 2018 Account Planning

key_locations:
US Virgin Islands
Manhattan
Ohio
Upper East Side
NYC
St. Thomas

document_subtype: slide

key_organizations:
Southern Financial
Bear Stearns
J. Epstein & Co.
The Limited
Financial Trust Company
New York magazine
Rodor


document_description: The document discusses Jeffrey Epstein's financial activities and relationships with various financial institutions, including Deutsche Bank (DB). It highlights Epstein's sophisticated yet challenging nature as a client, his expectations from DB, and the changes in 2017 that improved the relationship. The memo also outlines opportunities for growth in trading revenues and challenges such as competition from other banks.

key_people:
Jeffrey Epstein
Paul Morris
Stewart Oldfield
Paul Barrett
Darren Indyke
Richard Kahn
Bella Klein

key_organizations:
Southern Trust Company Inc
Alpha Group Capital
DB
MS
BAML
JPM


document_description: The document outlines the 2018 account planning and RM contribution for the relationship with Safanad, a global principal investment firm. It provides details on the relationship team, client profile, and opportunities and challenges in working with Safanad. The relationship was established by banker Stewart Oldfield in January 2017, with monthly contact maintained. Safanad's business focus in the US is real estate and private equity, presenting opportunities for lending or investment introductions.

title: 2018 Account Planning - RM Contribution

key_people:
Stewart Oldfield
Kamal Bahamdan
Matt Glassman

key_locations:
Geneva
New York City
Dubai

key_organizations:
Safanad Limited
Bahmaden Group
BV Group Ventures, LLC
Al-Khabeer Merchant Finance Corporation
BV Global Partners, L.P.
Sara Holding
Sapinda Holding B.V
CEA Capital Partners
Manara Infrastructure Fund


document_description: The document outlines the relationship between Deutsche Bank and The Jockey Club, a breed registry for Thoroughbred horses in the US, Canada, and Puerto Rico. It details the client profile, banking relationships, and key personnel involved.

title: 2018 Account Planning - Jockey Club

key_people:
Stewart Oldfield
Brian Harrington
Frank DeBenedittis
Charlie Burrows
James Gagliano
Matt F. Iuliano
Laura Barillaro
Terri Sohrab
Michael Mullin

key_locations:
New York City
Lexington, Kentucky

key_organizations:
The Jockey Club
Deutsche Bank
JP Morgan Chase


document_description: The document discusses opportunities and challenges in reviewing and optimizing a client's investment portfolio. The client has a conservative investment strategy set during the 2008/2009 financial turmoil. The memo outlines plans to improve cash asset efficiency and reallocate funds to generate more yield. It also addresses the need to optimize non-operational, endowment-like assets. Challenges include the client's lack of investment sophistication and inconsistent investment dialogue, despite a strong existing relationship.

key_people:
Laura Barillaro
Stewart Oldfield

key_locations:
New York
Lexington, KY

key_organizations:
DBTCA
DBNY
RCM
Bessemer Trust


document_description: The document contains a disclaimer from Deutsche Bank stating that they do not provide legal or tax advice. It also includes confidentiality notices and reference numbers.


document_description: A confidential letter from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, regarding securities offered through Deutsche Bank Securities Inc.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: Event hosted by Deutsche Bank Wealth Management in Napa Valley from October 24 to October 26, 2018, at Meadowood Napa Valley.

title: So you want to own a winery?

key_locations: Meadowood Napa Valley, 900 Meadowood Lane, St. Helena, California


document_description: Schedule for an event at Meadowood Napa Valley on October 21, 2016, including breakfast, presentations, and options for golf or culinary experiences.

title: Napa Valley Event Schedule

key_locations:
Meadowood Napa Valley
Vintners Room
Silverado Golf Course
Culinary Institute of America

key_organizations:
Meadowood Napa Valley
Peck Madigan Jones
Silverado Golf Course
Culinary Institute of America


document_description: This document discusses a trade idea initiated on September 13, focusing on tax reform and its impact on asset allocation. It includes strategies for trading based on effective tax rates and repatriation benefits, with a focus on IWM vs SPY performance. The document also outlines a specific trade construction by DB's Asset Allocation Strategists, involving long-short pairs based on tax rates in the S&P 500, excluding certain sectors.


document_description: Business card of Andrew King, Vice President at Deutsche Bank Securities Inc.

document_subtype: business card

key_organizations:
Deutsche Bank Securities Inc
Deutsche Bank Wealth Management


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, requesting confirmation on account details and required documentation for various accounts associated with Jeffrey Epstein, including Butterfly Trust, Neptune LLC, and a joint account with Karyna Shuliak. The memo highlights discrepancies in the Volcker Questionnaire and requests guidance on whether to classify the trust as a Family Trust or Corporate Trust.

key_people:
Jeffrey Epstein
Harry Beller
Erika Kellerhals
Darren Indyke
Karyna Shuliak
Richard Kahn
Vijay Sawant

key_organizations:
Butterfly Trust
Neptune LLC
Deutsche Bank Group Wealth Management
JSC Interiors LLC


document_description: A confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal, and tax advice.


document_description: The chart displays the 'BRAZIL CDS USD SR' from 08/12/2010 to 08/11/2015, showing a significant upward trend in the 'Last Price' towards the end of the period.

document_subtype: tabular


document_description: The article discusses Brazil's deteriorating creditworthiness, with swaps traders considering it a junk-rated country. The economic recession, political scandals, and potential impeachment of President Dilma Rousseff are contributing factors. Credit-default swaps indicate Brazil is riskier than several speculative-grade countries. The article also covers the political challenges faced by Rousseff, including a push for impeachment and declining public support.

title: Brazil's Creditworthiness and Political Crisis

key_people:
Dilma Rousseff
Camila Abdelmalack
Darcisio Perondi
George Hoguet
Jose Dirceu
Luiz Inacio Lula da Silva

document_type: media

key_locations:
Brazil
Sao Paulo
New York

document_subtype: news article

key_organizations:
Standard & Poor's
Moody's Investors Service
CM Capital Markets
Brazilian Democratic Movement Party
State Street Global Advisors


document_description: Nicholas Spiro comments on Brazil's perceived riskiness and creditworthiness, predicting further deterioration due to domestic and external vulnerabilities. The communication includes contact information for reporters and editors, and confidentiality notices from Deutsche Bank.

key_people:
Nicholas Spiro
Paula Sambo
Julia Leite
Brendan Walsh
Melinda Grenier
Lester Pimentel
Bradley Keoun

key_locations:
London
Sao Paulo
New York
Brazil

key_organizations:
Spiro Sovereign Strategy
Deutsche Bank


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: An attendance list for a meeting or event, including names, companies, and a representative from Deutsche Bank.

key_people:
Paul Barrett
Stewart Oldfield
Larry Stewart
Ali Eran Rashid Schreiber
Mike Shen
Steve Warner

key_locations: 345 Park Avenue, 26 floor, New York, NY 10154

document_subtype: attendance list

key_organizations:
Alpha Group Capital
Shorewood Real Estate Group LLC
Deutche Bank
PVP
CFMG
Deutsche Bank Wealth Management


document_description: A confidential communication from Deutsche Bank Wealth Management's Key Client Partners group, intended for sophisticated investors. It outlines the nature of KCP products and services, emphasizing that they are available only to institutional accounts capable of evaluating investment risks independently. The memo clarifies that KCP does not provide investment management or advisory services and that transactions require Deutsche Bank's internal approvals. It also includes a disclaimer about the confidential nature of the communication and a link for additional disclosures.

key_organizations:
Deutsche Bank Wealth Management
Key Client Partners
FINRA


document_description: Contact information for Alan Brody, Managing Director at Deutsche Bank Wealth Management, including work address and confidential notice.

key_locations: 345 Park Avenue, New York, NY 10154-0004


document_description: Wire transfer application for J. Epstein Virgin Islands Foundation to transfer $52,500.00 USD to Deutsche Bank in New York.

key_locations:
St. Thomas, VI, USA
New York, NY, USA

document_subtype: Wire Transfer Application

key_organizations:
J. Epstein Virgin Islands Foundation
Deutsche Bank


document_description: The document contains intraday price chart data for GBP CMPL Curncy, likely Pound Sterling vs. another currency, from November 27, 2017, to December 22, 2017. It includes last price, open price, high price, low price, and other financial metrics.

title: Intraday Price Chart for GBP CMPL Curncy

key_locations: 345 Park Avenue, New York, NY, 10154-0004

document_subtype: financial data

key_organizations:
Deutsche Bank Securities Inc
Bloomberg Finance L.P.


document_description: This document contains a confidentiality notice and a disclaimer from Deutsche Bank. It includes references to EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: The document outlines a series of European option calls involving SOFL, with details on strikes, notionals, expiries, and net premiums for transactions involving JPY/KRO currency pairs.

document_subtype: European Option Call


document_description: This document outlines two European option call contracts involving SOFL. The first contract is a 9-month option where SOFL buys and sells European JPY Calls on JPY/KRO with different strikes and premiums. The second contract is a 12-month option with similar buy and sell actions. The net premiums for both contracts are specified.

document_subtype: option contract


document_description: A note from Vahe Stepanian, Assistant Vice President at Deutsche Bank Securities Inc., providing trade execution information related to JPYKRW currency exchange rates. The note includes a line chart data summary and a disclaimer about the nature of the information provided.

document_subtype: note

key_organizations:
Deutsche Bank Securities Inc.
Bloomberg Finance L.P.


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It warns against unauthorized use, disclosure, or copying and provides instructions for notifying the sender if received in error. It also states that Deutsche Bank does not provide legal or tax advice.

key_organizations:
JEE
Deutsche Bank


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management. The document includes contact information and a confidentiality notice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This document contains a confidentiality notice indicating that the information is intended for a specific recipient and should not be copied, disclosed, or distributed without authorization. It also includes a confidentiality statement pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A communication from Deutsche Bank indicating that they do not provide legal or tax advice. The communication contains a confidentiality notice and instructions for handling if received in error.


document_description: This document is a standard confidentiality notice from Deutsche Bank, indicating that the communication may contain confidential and/or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: A memo from Martin Zeman, Director at Deutsche Bank Wealth Management, discussing the current state of forward volatility and vol carry, which are at their lows. The memo includes a disclaimer about the intended audience and confidentiality of the information.

document_subtype: memo

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc


document_description: The document contains a table of implied and spot realized volatility percentages over different time periods, including historical data from 1 year and 3 years ago, as well as forward-looking 6-month and 3-month realized volatility. The data spans from December 2017 to September 2027.


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the addressee. It includes disclaimers about unauthorized use and the nature of the information, which may be attorney-client privileged or inside information. The communication is associated with Deutsche Bank and includes instructions for handling if received in error.

key_organizations:
Deutsche Bank
JEE


document_description: The document contains financial data related to USDJPY forward and implied volatility, as well as vol carry over several years. It includes percentage values for different years from 2011 to 2017.


document_description: Deutsche Bank Securities Inc. proposes to introduce the client to Vy Capital Management Company Limited for potential investment in Space Exploration Technologies Corp. DB will receive a referral fee if the client invests. The letter includes an acknowledgment of receipt and understanding of the disclosure.

document_subtype: Disclosure Letter

key_organizations:
Deutsche Bank Securities Inc.
Vy Capital Management Company Limited
Space Exploration Technologies Corp.


document_description: This document is a Non-Disclosure Agreement (NDA) between Vy Capital Management Company Limited and another party. It outlines the terms for handling confidential information, including its definition, use, disclosure, and reproduction. The agreement specifies the confidentiality period, standard of care, exclusions, and rights and remedies in case of a breach. It also clarifies that no ownership rights are transferred through this agreement.


document_description: A letter from Martin Zeman, Director at Deutsche Bank Wealth Management, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. The letter emphasizes confidentiality and the non-advisory nature of KCP products.


document_description: This document appears to be an identification or license document for Jeffrey Epstein, including personal details such as address, date of birth, physical characteristics, and vehicle class authorizations. It also includes a section on anatomical gifts.

key_people:
Jeffrey Epstein
Jerris T. Browne

document_subtype: identification document


document_description: Confidential communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and legal/tax advice.

key_locations: 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA

document_subtype: fax


document_description: A list of entities associated with Jeffrey Epstein, provided by Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas. The communication includes a confidentiality notice and a disclaimer about legal and tax advice.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Plan D LLC
Zorro Management LLC
Gratitude America
Neptune LLC
NES LLC
Southern Financial LLC
Southern Trust Inc
J Epstein Virgin Islands Foundation


document_description: A communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality, and privileged information. It includes instructions for unintended recipients and a link for additional disclosures.


document_description: Trade details for a deal involving the Federative Republic of Brazil and Southern Financial LLC, with a notional amount of USD 10 million, effective from January 14, 2015, to March 20, 2020. The trade is a sell transaction with quarterly payments and a recovery rate of 0.25.

key_locations: LDN NYC

document_subtype: Trade Details

key_organizations:
Deutsche Bank Securities Inc.
Federative Republic of Brazil
Southern Financial LLC


document_description: This document is a confidential communication, possibly containing privileged information, intended only for the use of the addressee. It includes disclaimers about unauthorized use and mentions Deutsche Bank's non-provision of legal or tax advice.


document_description: The document contains financial data related to currency exchange rates and real volatility correlations for EURUSD, USDZAR, and EURZAR over various time periods. It includes spot rates and real volatility percentages for different months and years.


document_description: The document is an image of a software setup window for 'NetCapture Business WiX'. It shows the setup progress with a progress bar and a 'Cancel' button. The setup is for 'NetCapture Business', and the installation is successfully completed when a specific message is displayed.

title: NetCapture Business WiX Setup


document_description: The document discusses the recent increase in services inflation in Sweden, excluding package holidays, and its implications for a potential hawkish turn by the Riksbank. It includes data on property prices and changes in real house prices across various countries, as well as inflation data for services and goods.

title: Strong services inflation ex-package holidays to drive hawkish Riksbank re-assessment

key_organizations:
Deutsche Bank
Bloomberg Finance LP


document_description: A memo from Martin Zeman, Director at Deutsche Bank Wealth Management, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. It emphasizes the confidentiality of the information and the non-advisory nature of the KCP products.


document_description: The document outlines a financial transaction involving EUR and USD notionals with specified interest rates and amortization schedules. It includes a detailed table of payment dates, notional percentages, factors, and coupon amounts over a period from 2017 to 2033.


document_description: A memo from Xavier Avila, Managing Director at Deutsche Bank Securities Inc, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. The memo emphasizes the confidentiality of the information and the need for internal approvals for trades and transactions. It also includes a disclaimer about the non-advisory nature of KCP products and the lack of legal or tax advice from Deutsche Bank.


document_description: Periodic review of a high-risk account for Prytanee, LLC, identifying key responsible parties and noting expired ID documents for some individuals. Issues with extracting information from the US Virgin Islands registry are mentioned.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Etienne Binant
Caroline Sophie Camille Lang

key_locations:
Mumbai, India
US Virgin Islands

key_organizations: Deutsche Cis Centre Private Limited - Deutsche Bank Group


document_description: This document is a certification form required by Federal regulation for financial institutions to obtain information about the beneficial owners of legal entity customers. It aims to help fight financial crime by disclosing key individuals who own or control a legal entity.

title: Certification Regarding Beneficial Owners Of Legal Entity Customers

document_subtype: Certification Form

key_organizations:
Deutsche Bank
Federal regulation


document_description: Certification form for beneficial owners of a legal entity opening an account. It requires information about individuals owning 25% or more of the entity and one individual with significant management responsibility.

document_subtype: Certification of Beneficial Owner


document_description: Guidelines for inviting clients to an event, including criteria for invitees and restrictions on payments and pending business. Includes a link for confirming attendance and details on ticket costs.

key_organizations:
ABC group
DB


document_description: Advertisement for 'Autobahn Mobile,' providing access to Deutsche Bank's research on iPhone and iPad. Includes a call to action and subscription information.

key_people:
Christian Wietoska
Drausio Giacomelli

key_organizations:
Deutsche Bank
Autobahn Mobile


document_description: This document contains a confidentiality notice and a disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It also includes references to a document titled 'Calcs Swap 612676.docx' and several reference numbers.


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the email may contain confidential or privileged information. It advises unintended recipients to notify the sender and delete the email. It also includes a link for EU corporate and regulatory disclosures and a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: The document discusses the management of a portfolio of short index option spreads on the S&P 500, focusing on generating option premium with limited risk. It highlights the performance metrics of the CYES program, including its positive performance in 8 out of 10 years since inception, best and worst years, monthly return distribution, worst drawdown, and correlation to the S&P 500. The document is from Richard L. Selvala, Jr., CEO of Harvest Volatility Management, LLC.

title: Portfolio Management and Performance Metrics

key_locations: 420 Lexington Avenue, Suite 2620, New York, NY 10170

document_subtype: email


document_description: A memo discussing rejection points on a KYC case, including missing information and updates needed for compliance. It involves approvals, client introductions, and risk factors.

key_people:
Bradley Gillin
Vijay-A Sawant
Stewart Oldfield
Chip Packard
Caroline
Jeffrey Epstein

key_organizations:
Deutsche Bank Wealth Management
Sotheby's Switzerland
Zorro Management


document_description: Vijay Sawant from Deutsche Bank is addressing rejection points on a KYC case, providing updates and requesting additional information to resolve the issues.

key_people:
Vijay Sawant
Bradley Gitlin
Stewart Oldfield
Chip Packard
Caroline
Mr Epstein

key_locations:
Mumbai
Goregaon East

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group Wealth Management
Prytance LLC
Sotheby's Switzerland
Zorro Management


document_description: The document discusses various financial and legal matters related to Jeffrey Epstein and Caroline Lang. It includes addresses, account balances, and source of wealth narratives. It also mentions the need for updated SOW narratives and verification for Epstein and Lang, as well as details about Epstein's financial history and legal issues.

key_people:
Jeffrey Epstein
Caroline Lang
Chip Packard
Patrick Campion
Leslie Wexner
Alan C. Greenberg
Donny Deutsch
Nelson Peltz
Mortimer Zuckerman
Harvey Weinstein
Bruce Wasserstein
Maer Roshan

key_locations: St. Thomas, United States Virgin Islands

key_organizations:
DB
Sotheby's
Bear Stearns
J. Epstein & Co.
The Limited
Abercrombie & Fitch
New York magazine
Radar
Southern Trust Company Inc.
Warner Brothers Inc.


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, addressing various tasks related to Jeffrey Epstein's financial accounts and entities. The memo includes requests for SOW verification, narrative updates, account usage explanations, and proof of delivery for a FinCEN form.

key_people:
Jeffrey Epstein
Caroline
Darren Indyke
Richard Kahn
Vijay Sawant

key_locations:
Mumbai
Nirlon Knowledge Park
Western Express Highway
Goregaon East

key_organizations:
Deutsche Bank
Financial Trust Company
Southern Financial LLC
Plytanee, LLC


document_description: The document discusses the market reaction to the International Trade Commission's (ITC) decision to overturn anti-dumping and countervailing duties on silicon metal, leading to a significant selloff in GSM stock. It includes financial estimates and stock price implications, as well as information about GSM's largest shareholder, Grupo Villar Mir, planning to sell shares.

key_people:
Janet Freund
Arie Shapira
Richard Richtmyer

key_organizations:
ITC
Dept. of Commerce
GSM
Grupo Villar Mir
Bloomberg
Stifel
Oppenheimer


document_description: The document is a memo from Martin Zeman, Director at Deutsche Bank Wealth Management, discussing options trading strategies for AMD, M, and ALXN stocks. It includes specific call options recommendations and their potential financial implications.


document_description: The document contains a table showing the payoff of the worst performing FAANG stock over a 3-month period from July 2015 to July 2018. It also includes a chart showing the payoff of the worst performing FAANG stock over a 6-month period and the Jan-18 Worst of Call Premia.

title: FAANG Worst Of Call


document_description: The document contains a table with correlation data for ZAR and MXN, including strike, max, average, and min percentages, as well as above and below strike percentages. It also includes a graph with historical correlation data for EURZAR-USDZAR and EURMXN-USDMXN from 2007 to 2017. Additionally, there is an email from Xavier Avila regarding a DB FX trade idea related to EURZAR-USDZAR correlation swap.


document_description: Email discussing a trade idea involving EURZAR-USDZAR correlation swap and a similar idea for EURMXN-USDMXN. Vimal is working on the analysis and termsheet.


document_description: Confirmation of the termination of Foreign Exchange transactions between Private Client Services for Acct Southern Financial LLC and Deutsche Bank AG London. The document outlines the terms of the termination, including transaction details and net present value calculations. Deutsche Bank AG London will receive a total of USD 837,019.89 from Private Client Services for Acct Southern Financial LLC on 14 May 2018. The agreement is governed by New York State law.

title: Termination of Foreign Exchange Transactions Confirmation

key_people:
Caroline Vincent
Jeffrey Epstein
Bill Topis

key_locations:
London
New York


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.


document_description: This document is a confirmation of the terms and conditions of a currency option transaction between Deutsche Bank AG, London Branch, and Private Client Services PWM Alex Brown AC Southern Financial LLC. It incorporates definitions and provisions from the 1998 FX and Currency Option Definitions and references an ISDA Master Agreement. The document outlines the agreement's legal framework, including governing law and termination currency.

title: Currency Option Transaction Confirmation between Deutsche Bank AG and Private Client Services PWM Alex Brown AC Southern Financial LLC

key_people:
Paul Achleitner
John Cryan
Kimberly Hammond
Stuart Lewis
Sylvie Matheret
Gartl Ritchie
Karl von Rohr
Marcus Schenck
Christian Sewing
Werner Stennmüller
Jeffrey Ueven

key_locations:
London, United Kingdom
Baltimore, Maryland, United States

key_organizations: International Swaps and Derivatives Association, Inc.