document_description: Darren K Indyke's primary source of wealth is his role as an in-house lawyer for Jeffrey Epstein at Southern Financial LLC, a client of DB. He also owns a legal practice, Darren Indyke PLLC, and smaller LLCs for personal investments.

key_people:
Darren K Indyke
Jeffrey Epstein

key_organizations:
Southern Financial LLC
DB
Darren Indyke PLLC


source: doj

document_description: The New York attorney general is seeking information regarding Jeffrey Epstein's philanthropic activities. The article is accompanied by a mugshot of Jeffrey Epstein and discusses various trending stories including U.S. bombers flying over the South China Sea and Trump-Putin meetings.

title: Exclusive: New York attorney general seeks information on financier Epstein's philanthropy

key_people:
Jeffrey Epstein
Donald Trump
Vladimir Putin

document_type: media

key_locations:
New York
South China Sea
Florida

document_subtype: news article

key_organizations:
Florida Department of Law Enforcement
Reuters


document_description: The New York Attorney General's office has sent letters to Jeffrey Epstein's charitable foundation to determine if it complies with state registration requirements. Epstein's foundation, incorporated in the U.S. Virgin Islands, may need to register in New York if it conducts business or holds property there. The foundation's financial details are not publicly disclosed, raising questions about the extent of Epstein's philanthropy.

key_people:
Jeffrey Epstein
Eric Schneiderman
Darren Indyke
Alan Dershowitz
Prince Andrew

key_locations:
New York
U.S. Virgin Islands
Manhattan
St Thomas

key_organizations:
New York Attorney General's Office
Jeffrey Epstein VI Foundation
Harvard University


document_description: The New York attorney general is assessing a civil line against a charity associated with Jeffrey Epstein for not meeting reporting requirements. Some past grant recipients have declined future gifts from Epstein due to recent sex allegations.

key_people:
Jeffrey Epstein
David Ingram
Amy Stevens
Noeleen Welder
Martin Howell

key_locations:
New York
Hawaii
Alaska
Diamond Head
Waikiki Beach
Honolulu

key_organizations:
Reuters
Thomson Reuters Trust


document_description: The document appears to be a page from a Reuters news article discussing the New York attorney general's investigation into Jeffrey Epstein's philanthropic activities. It includes various sections of a webpage, such as trending stories and advertisements, but lacks detailed content about the investigation itself.

key_organizations:
Reuters
New York Attorney General


document_description: Confidential communication intended for the addressee, possibly containing attorney-client privileged or inside information. Unauthorized use, disclosure, or copying is prohibited. If received in error, notify the sender and destroy the communication. Deutsche Bank does not provide legal or tax advice.

document_type: correspondence


document_description: Transcript of a conversation involving MicrosoftUC discussing KYC approvals, team progress, and potential delays. The participant is working on their list and waiting for missing items. Concerns are raised about other teams potentially slacking or having more moderate KYC work.

document_subtype: transcript


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, containing attorney-client privileged information. The communication is intended only for the use of the addressee and is the property of Darren K. Indyke, PLLC. Unauthorized use, disclosure, or copying is prohibited and may be unlawful. The document also includes disclaimers from Deutsche Bank regarding legal and tax advice.

key_people:
Bebe Avdiu
Darren K. Indyke

key_locations: 575 Lexington Avenue, New York, New York 10022

document_subtype: confidential communication

key_organizations:
Darren K. Indyke, PLLC
Deutsche Bank


document_description: This is a communication from Mane Dwyer, an analyst at Deutsche Bank Securities Inc, containing confidential information. It includes references to financial documents related to Southern Financial, LLC.

key_organizations:
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
Southern Financial, LLC


document_description: Request for a GBSA form for The 2017 Caterpillar Trust with Jeffrey Epstein as the grantor. Includes details on ownership hierarchy and purpose of the trust.

key_people:
Jeffrey Epstein
Lesley Groff
Daphne Wallace
Cynthia Rodriguez

document_subtype: internal memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: The document describes a trust for the purpose of retaining the grantor's annuity trust. The trust grantor is Jeffrey Epstein, the beneficiary is the grantor and the 2013 Butterfly Trust, and the trustees are Lesley Goff and Daphne Wallace.

key_people:
Jeffrey Epstein
Lesley Goff
Daphne Wallace

document_type: financial

document_subtype: trust document


document_description: A memorandum from Darren K Indyke to Cynthia Rodriguez instructing a wire transfer of Eighty Four Thousand Russian Rubles to Radik Nailovich Ishmakov through SBERBANK of Russia, Moscow.

key_people:
Darren K Indyke
Cynthia Rodriguez
Radik Nailovich Ishmakov
Bella Klein

document_subtype: memo


document_description: An internal memo from Danya Friedman, a PWM AML Compliance Associate at DB USA Core Corporation, requesting detailed information regarding three transactions where a client sent funds. The memo includes a list of questions about the client's relationships, source of wealth, and residential addresses.

key_people:
Danya Friedman
Kripa Aryal-Moore
Jeffrey Epstein


document_description: A memorandum from Darren K Indyke to Cynthia requesting a wire transfer of $10,000 from a specified account to a beneficiary at Banca Del Fucino.

key_people:
Darren K Indyke
Cynthia

document_subtype: wire transfer


document_description: This document outlines the opening of a deposit account for The 2017 Caterpillar Trust, with Jeffrey Epstein as the UBO. The account is intended for paying annual annuity payments. The relationship is considered high risk due to Epstein's past legal issues, including a settled civil fraud action and criminal charges. Despite this, Deutsche Bank's AML Compliance has reviewed and approved the continuation of the relationship.

title: Account Opening for The 2017 Caterpillar Trust

key_people:
Jeffrey Epstein
Cynthia Rodriguez
Bill Clinton
Prince Andrew

document_subtype: Account Opening Document


document_description: A memo discussing the opening of a deposit account for The 2017 Caterpillar Trust, associated with Jeffrey Epstein. The account is considered high risk due to Epstein's legal history, including insider trading and other criminal charges. Despite the risks, Deutsche Bank's AML Compliance has reviewed and approved the continuation of the relationship.


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. Harry I. Beller and Erika A. Kellerhals, acting as current trustees, add new beneficiaries to the Trust.

title: Butterfly Trust Addition of Beneficiaries

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals

document_type: legal

document_subtype: Trust Document


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The current acting trustees, Harry I. Beller and Erika A. Kellerhals, add new beneficiaries to the Trust Agreement.


document_description: Notarized acknowledgment of Erika A. Kellerhals executing an instrument in her individual capacity, received by Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Gina Marie Bryan


document_description: Amendment to the Butterfly Trust to add a beneficiary, executed by trustees Harry I. Beller and Erika A. Kellerhals.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Eli Z. Mendlowitz

document_subtype: Trust Agreement Amendment


document_description: The document is an addition of beneficiaries to the Butterfly Trust, pursuant to Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, have added a beneficiary under Article Third of the Trust Agreement.


document_description: This document pertains to the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, have executed this addition on March 30, 2015.


document_description: Acknowledgment of execution of an instrument by Erika A. Kellerhals and receipt by Jeffrey E. Epstein.

key_locations:
St. Thomas
St. John
US Virgin Islands


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The current acting trustees, Harry I. Beller and Erika A. Kellerhals, have executed the addition of a beneficiary under the Trust Agreement.


document_description: The document is an addition of a beneficiary to the Butterfly Trust, pursuant to Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, add a new beneficiary to the Trust Agreement.

title: Butterfly Trust Addition of Beneficiary


document_description: The document is an amendment to the Butterfly Trust Agreement, allowing the addition of a beneficiary. The acting trustees, Harry I. Beller and Erika A. Kellerhals, exercise their authority to add a beneficiary under Article Third of the Trust Agreement.

title: Butterfly Trust Addition of Beneficiary


document_description: Amendment to the Butterfly Trust Agreement to delete Ghislaine Maxwell as a beneficiary and add Karyna Shuliak, Darren K. Indyke, and Richard Kahn as beneficiaries.

title: Butterfly Trust - Deletion and Addition of Beneficiaries

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Ghislaine Maxwell
Karyna Shuliak


document_description: Notarized acknowledgment of execution of an instrument by Erika A. Kellerhals and Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Habibe Avdiu
Gina Marie Bryan

key_locations:
Territory of the Virgin Islands
St. Thomas
St. John
State of New York
Richmond County

document_subtype: notarized document


document_description: Amendment to the Butterfly Trust to add new beneficiaries as per the authority granted to the trustees under the Trust Agreement. The trustees, Darren K. Indyke and Richard Kahn, executed the amendment on March 28, 2011, with acknowledgment from Jeffrey E. Epstein, the Grantor.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Seller
Harry L. Beller


document_description: A letter from Darren K. Indyke to Cynthia Rodriguez at Deutsche Bank requesting the issuance of a certified check for $1,221.00 to 1113 York Ave Realty Company, LLC.

title: Certified Check Request

key_people:
Darren K. Indyke
Cynthia Rodriguez

document_subtype: letter

key_organizations:
Deutsche Bank
1113 York Ave Realty Company, LLC


document_description: The memo discusses false positive alerts related to Richard Kahn and Darren Indyke, who are previously KYC approved individuals. Richard Kahn is an attorney at HBRK Associates in New York, and Darren Indyke is employed at Southern Financial LLC.

key_people:
Richard Kahn
Darren Indyke
Cynthia Rodriguez

key_organizations:
HBRK Associates
Southern Financial LLC
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: This document is a Durable General Power of Attorney form for New York, granting the agent authority to manage the principal's financial affairs. It includes cautions for the principal, responsibilities for the agent, and legal references. Jeffrey Epstein is designated as the principal, with Darren Indyke appointed as the agent.

title: Durable General Power of Attorney New York Statutory Short Form

key_people:
Jeffrey Epstein
Darren Indyke

key_locations:
St. Thomas, USVI
New York

document_subtype: Power of Attorney


document_description: This document is a Power of Attorney granting authority to an agent to act on behalf of the principal in various matters as defined by New York General Obligations Law. It revokes any prior Powers of Attorney unless specified otherwise under 'MODIFICATIONS.' The document outlines the grant of authority in areas such as real estate, banking, business operations, and more, with specific modifications to bond, share, and commodity transactions, and banking transactions.


document_description: This document outlines the revocation of all previously executed powers of attorney, except those for specific or limited purposes unless specified otherwise. It details conditions under which this power of attorney can be revoked and provides optional sections for additional modifications, major gifts, designation of monitors, and agent compensation.

document_subtype: Power of Attorney Revocation


document_description: This document is a Power of Attorney signed by Jeffrey Epstein on March 13, 2014, in New York. It includes clauses on indemnification of third parties, termination conditions, and acknowledgments both within and outside New York State. The document is notarized by Lesley K Groff.

key_people:
Jeffrey Epstein
Lesley K Groff


document_description: This document outlines the responsibilities and legal obligations of an agent under a Power of Attorney agreement. It specifies the duties of the agent, including acting in the principal's best interest, avoiding conflicts of interest, keeping the principal's property separate, maintaining records, and disclosing their identity as an agent. The document also includes an acknowledgment of appointment by the agent, Darren Indyke, and a notary acknowledgment in New York State.

key_people:
Darren Indyke
Yolanda Richardson


document_description: Wire transfer instruction from Darren K Indyke to Cynthia Rodriguez to transfer $2,500 to a bank account in Moscow for expense reimbursement.

key_people:
Darren K Indyke
Cynthia Rodriguez
Bella Klein

document_subtype: wire transfer instruction

key_organizations:
DBTC
OJSC Promsvyazbank


document_description: The document outlines the privacy policy regarding the monitoring of communications to ensure compliance with legal and regulatory obligations. It mentions the review of emails, instant messages, and recording of telephone calls in accordance with local laws. It also provides a link for additional EU corporate and regulatory disclosures.


document_description: Email from Tazia Smith to Jeffrey Epstein regarding the purchase of Citi 5.8% preferred shares.

key_people:
Jeffrey Epstein
Tazia Smith
Daniel Sabba
Paul Morris
Richard Kahn
Vahe Stepanian
Stewart Oldfield

document_type: email

document_subtype: correspondence

key_organizations: Citi DBAMERICAS


document_description: Confidential communication regarding Citi 5.80% PFD, possibly containing attorney-client privileged or inside information. The communication is intended only for the addressee and unauthorized use is prohibited.


document_description: Wire transfer confirmation for a transaction from Jeffrey Epstein's account to Taylor Visoski. The transfer was successfully transmitted on June 20, 2017, for the amount of $25,000 USD.

title: Deutsche Bank Wire Confirmation

key_people:
Jeffrey Epstein
Taylor Visoski
Brendan Cusack

document_subtype: wire transfer confirmation

key_organizations:
Deutsche Bank
BANK OF AMERICA, N.A.


document_description: Wire transfer document with information about the wire initiator, Bella Klein, associated with HBRK Associates, Inc. No intermediary bank details provided.

key_locations: 575 Lexington Avenue, 4th Floor, New York, NY 10022


document_description: A memorandum from Darren K Indyke Davenk to Cynthia Rodriguez instructing a wire transfer of Eighty Four Thousand Russian Rubles to a beneficiary in Russia.

key_people:
Darren K Indyke Davenk
Cynthia Rodriguez
Radik Nailovich Ishmakov
Bella Klein


document_description: A confidential correspondence related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A memo discussing KYC items needed for onboarding a new art fund, Prytanée, LLC, including details about its ownership and management.

key_people:
Darren K. Indyke
Etienne Binant
Caroline Lang

key_locations:
St. Thomas, USVI
Paris, France

key_organizations:
Prytanée, LLC
Southern Trust Company, Inc.
The Pierre Trust


document_description: Trust documentation related to a Trust Agreement dated November 21, 2016. The sole asset of the trust is a 50% interest in a partnership. The trustee is an attorney and media executive. The sole beneficiary is the grantor and trustee, Ms. Caroline Lang, with her children as beneficiaries upon her death.

key_people:
Caroline Lang
Cynthia Rodriguez

document_subtype: Trust Documentation


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it may contain privileged information and is not intended to provide legal or tax advice. It includes a disclaimer for unintended recipients to notify the sender and destroy the communication.


document_description: A list of beneficiaries from the Butterfly Trust, with some names legible and others obscured.

title: Butterfly Trust List of Beneficiaries

key_people:
Darren Indyke
Karyne Shuliak
Richard Kahn

document_type: tabular

document_subtype: Beneficiary List


document_description: Amendment to the Butterfly Trust to add new beneficiaries by the acting trustees, Harry I. Beller and Erika A. Kellerhals, under the authority of Article Third, Paragraph B of the Trust Agreement.

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, add new beneficiaries to the trust.


document_description: Notarized document acknowledging the execution of an instrument by Erika A. Kellerhals and received by Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Gina Marie Bryan


document_description: The document is an amendment to the Butterfly Trust Agreement, allowing the addition of beneficiaries by the acting trustees, Harry I. Beller and Erika A. Kellerhals, under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The amendment was acknowledged by Harry I. Beller on February 11, 2015, in New York.


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The current acting trustees, Harry I. Beller and Erika A. Kellerhals, are executing this addition.


document_description: Notarized acknowledgment of Erika A. Kellerhals executing an instrument in her individual capacity, received by Jeffrey E. Epstein.


document_description: Amendment to the Butterfly Trust to add a beneficiary under Article Third of the Trust Agreement, executed by trustees Harry I. Beller and Erika A. Kellerhals.

key_people:
Jeffrey E. Epstein
Darren K Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Eli Z. Mendlowitz


document_description: Acknowledgment of execution of an instrument by Erika A. Kellerhals, witnessed by a notary public, and received by Jeffrey E. Epstein as Grantor.

document_subtype: notarized acknowledgment


document_description: The document outlines the addition of beneficiaries to the Butterfly Trust, pursuant to Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. Harry I. Beller and Erika A. Kellerhals, as current acting trustees, add a beneficiary under the authority granted by the Trust Agreement.


document_description: The document is an addition of beneficiaries to the Butterfly Trust, pursuant to Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, add a beneficiary under Article Third of the Trust Agreement.


document_description: This document pertains to the addition of a beneficiary to the Butterfly Trust, as per the authority granted under Article Third, Paragraph B of the Trust Agreement dated December 27, 2006. The acting trustees, Harry I. Beller and Erika A. Kellerhals, have executed this addition on January 27, 2015.

title: Butterfly Trust - Addition of Beneficiary

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Eli Z. Mendlowitz


document_description: The document is an addition of beneficiary to the Butterfly Trust, allowing the trustees to add a beneficiary under Article Third of the Trust Agreement. Harry I. Beller and Erika A. Kellerhals, as current acting trustees, add a beneficiary to the Trust Agreement.

title: Butterfly Trust Addition of Beneficiary


document_description: Amendment to the Butterfly Trust Agreement to delete Ghislaine Maxwell as a beneficiary and add Karyna Shuliak, Darren K. Indyke, and Richard Kahn as beneficiaries.

title: Butterfly Trust Deletion and Addition of Beneficiaries

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Richard Kahn
Harry I. Beller
Erika A. Kellerhals
Ghislaine Maxwell
Karyna Shuliak


document_description: Notarized acknowledgment of execution of an instrument by Erika A. Kellerhals and Jeffrey E. Epstein.

key_people:
Erika A. Kellerhals
Jeffrey E. Epstein
Habibe Avdiu
Gina Marie Bryan

key_locations:
State of New York
Richmond County
Territory of the Virgin Islands
Division of St. Thomas & St. John


document_description: Confidential communication from Bebe Avdiu, Legal Assistant at Darren K. Indyke, PLLC, indicating the information is attorney-client privileged and intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited.

key_people:
Bebe Avdiu
Darren K. Indyke

document_subtype: confidential communication


document_description: Confidential communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing disclaimers about confidentiality and legal/tax advice.

key_locations: 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA

document_subtype: fax


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, added to monitoring on 06/15/2017. The alert highlights a critical risk priority due to SEC violations and a Ponzi scheme involving Southern Financial Group Inc. The document is confidential and intended for alert purposes only.

title: Deutsche Bank Private Bank Alert

key_locations: Charleston, South Carolina, United States

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group Inc.
Securities and Exchange Commission

reference_numbers: KYC ████████


document_description: This document is an alert report from Deutsche Bank Private Bank dated June 15, 2017, regarding Southern Financial LLC. The report highlights SEC violations involving insider trading and securities fraud by Southern Financial Group, Inc. and associated individuals. The violations include operating a Ponzi scheme and inaccurate financial reporting. The report is marked confidential and is intended for alert purposes only.

title: Deutsche Bank Private Bank Alert Report

key_people:
Richard M. Wooten
Charles Dennis McKittrick
Gerald F. Hunter, Jr.

key_locations: District of South Carolina, Charleston Division

document_subtype: Alert Report

key_organizations:
Southern Financial LLC
Southern Financial Group, Inc.
UC Properties LLC
Springdale Investments, Inc.
SEC


document_description: An alert regarding Southern Financial LLC, a company based in the U.S. Virgin Islands, which was added to monitoring on June 15, 2017. The alert notes that Southern Financial Group was charged with securities fraud and was involved in a $25 million Ponzi scheme. The alert includes various SEC litigation releases and media articles as sources.

title: Deutsche Bank Private Bank Alert

key_organizations:
Southern Financial LLC
Deutsche Bank Private Bank
Securities and Exchange Commission


document_description: This document is a monitoring alert from Deutsche Bank Private Bank dated June 15, 2017, regarding Southern Financial LLC, a company based in the U.S. Virgin Islands. The alert highlights a critical risk priority associated with Southern Financial Group, an entity involved in SEC violations related to insider trading and securities fraud. The document references a final judgment by the USDC for the Middle District of North Carolina against Southern Financial Group and others for a high-yield investment scheme defrauding investors of approximately $30 million.

title: Deutsche Bank Private Bank Monitoring Alert

key_locations: Greensboro, North Carolina, United States

document_subtype: Bank Monitoring Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, flagged for SEC violations including insider trading and securities fraud. The alert details past SEC actions against Southern Financial Group and related entities for fraudulent investment schemes, including a Ponzi scheme. The document emphasizes the critical risk priority of the alert and includes historical SEC litigation releases against the involved parties.

key_people:
Tracy Calvin Dunlap Jr.
Barry Lowe

key_locations:
Virgin Islands, U.S.
Middle District of North Carolina

key_organizations:
Southern Financial LLC
Elfindepan S.A.
Strategic Asset Funds S.A.
Southern Financial Group
SEC
Deutsche Bank Private Bank


document_description: This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, marked as a critical risk priority. It includes various SEC litigation release references and is intended for alert purposes only, not for determining credit eligibility.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC


document_description: This document is an alert report from Deutsche Bank Private Bank dated June 15, 2017. It pertains to Southern Financial LLC, located in the Virgin Islands, U.S., and highlights a critical risk priority alert involving Southern Financial Services in Asheville, North Carolina. The alert references multiple federal criminal counts against James W. 'Bill' Bailey, Jr., including securities fraud, mail fraud, and filing false tax returns, related to a Ponzi scheme defrauding investors of over $13 million from January 2000 to December 2010. The document emphasizes the confidentiality of the information and its use for alert purposes only.

title: Deutsche Bank Private Bank Alert Report

key_people:
James W. 'Bill' Bailey, Jr.
Anne M. Tompkins

document_type: government

key_locations: Asheville, North Carolina, United States

document_subtype: alert report

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Services Inc.
1031 Exchange Services, LLC
AVL Properties, LLC
DOJ US Attorneys Offices


document_description: An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting critical risk priority due to fraud and SEC violations associated with James W. 'Bill' Bailey, Jr. The alert details Bailey's involvement in a Ponzi scheme defrauding investors of over $13 million through Southern Financial Services Inc. and related entities.

title: Deutsche Bank Private Bank Alert

key_locations:
Asheville
VIRGIN ISLANDS, U.S.

document_subtype: alert

key_organizations:
Southern Financial LLC
Southern Financial Services Inc.
1031 Exchange Services, LLC
AVL Properties, LLC
Deutsche Bank Private Bank


document_description: An alert was issued for Southern Financial Group Inc. due to SEC violations including insider trading and securities fraud. The entity was accused of running a Ponzi scheme by soliciting cash from new investors to pay off redemptions to earlier investors.

title: Deutsche Bank Private Bank Alert

key_locations:
VIRGIN ISLANDS, U.S.
Summerville
Charleston, S.C.

key_organizations:
Deutsche Bank Private Bank
Southern Financial LLC
Southern Financial Group Inc.
SEC
The Post and Courier


document_description: Follow-up on a previous inquiry regarding account activity for HBRK ASSOCIATES, INC. Request for information on specific transactions and relationships.

title: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account

key_people:
Stewart Oldfield
Danya Friedman
Andrew Gallivan

document_subtype: email correspondence

key_organizations:
Deutsche Bank
HBRK ASSOCIATES, INC
ACHRAYUT LEUMIT LTD
BANK LEUMI LE ISRAEL B.M.


document_description: Notification to the primary officer of an account on GCIS, emphasizing confidentiality and the need to redirect if not the current primary officer.


document_description: Internal memo regarding OD referrals requiring approval with specific instructions for decision-making and information to be provided on the form.

title: OD Referrals

document_subtype: internal memo

key_organizations:
DBOI Global Services Private Limited
COO Wealth Management Operations


document_description: Discussion on using short dated structured notes for single name stocks, with a sample transaction for AAPL and BK. Includes a table of stocks with their prices and ratings.

key_people:
Daniel
Ariane Dwyer
Vahe Stepanian
Paul Morris

document_subtype: memo

key_organizations:
BNP Paribas
Apple Inc
Bank of New York Mellon
DB Global Market Research


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It emphasizes the prohibition of unauthorized use, disclosure, or copying of the communication. The document also notes that Deutsche Bank does not provide legal or tax advice.

key_organizations:
Deutsche Bank
JEE


document_description: A confidential communication from Deutsche Bank with a disclaimer about legal and tax advice. It includes references to EU corporate and regulatory disclosures.


document_description: Application for opening a business deposit account for The 2017 Caterpillar Trust with Deutsche Bank Wealth Management. The application includes details about the account type, banking services, and internet banking services.

title: Business Deposit Account Opening Application

document_subtype: Bank Account Application

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust


document_description: Notice of Customer Identification Policy outlining requirements for financial institutions to verify customer identities to combat terrorism and money laundering. Includes information sharing policies, obligations for non-U.S. organizations, and terms for ATM/Debit and Internet Banking services.

document_subtype: notice

key_organizations:
Deutsche Bank
DBTCA


document_description: This document is a bank application subject to acceptance by DBTCA, signed by Lesley Groff on February 6, 2018. It includes sections for bank use only and acceptance by DBTCA, with placeholders for signatures and account numbers.

document_subtype: Bank Application


document_description: This document is a W-9 form for The 2017 Caterpillar Trust, requesting a taxpayer identification number and certification. It includes the name and address of the trust, the taxpayer identification number section, and certification under penalties of perjury. The form is signed and dated February 6, 2018.

title: W-9 Form for The 2017 Caterpillar Trust

key_locations: 6100 Red Hook Quarter B3, St Thomas, 008002

document_subtype: W-9 Form


document_description: This document is a signature card for the Deutsche Bank Trust Company Americas, related to the 2017 Caterpillar Trust. It includes terms and conditions, account holder information, and required signatures.

title: Deutsche Bank Trust Company Americas Signature Card

key_people:
Hugo Wilhelm Schlegel
Daphne Wallace
Lesley Groff

document_subtype: Signature Card

key_organizations:
Deutsche Bank Trust Company Americas
The 2017 Caterpillar Trust


document_description: The document is marked as corrupted or unprintable and cannot be produced. It is labeled as confidential.

document_type: other


document_description: A memo detailing a group lunch in Boston and information about a financial offering. It includes details about bookrunners and co-managers for the offering and instructions on how to obtain the prospectus.

key_locations:
St. Regis
Boston Harbor Hotel
60 Wall Street, New York, New York

key_organizations:
JPMorgan
Deutsche Bank
Wells Fargo
Canaccord
Oppenheimer


document_description: Application for opening a business deposit account for The 2017 Caterpillar Trust with Deutsche Bank Wealth Management. The account type selected is a checking account under DBTCA Accounts.

key_locations: 6100 Red Hook Quarter B3, St Thomas, 00802


document_description: This document outlines Deutsche Bank's Customer Identification Policy, which is in compliance with federal laws to combat terrorism and money laundering. It details the information required from customers to establish accounts and the conditions under which Deutsche Bank may share customer information. It also includes obligations for non-U.S. organizations regarding tax and compliance responsibilities.

title: Notice of Customer Identification Policy

document_subtype: Notice


document_description: A bank application document subject to acceptance by DBTCA, with sections for authorized signer and bank use only.

document_subtype: bank application


document_description: Form W-9 is used to provide a correct taxpayer identification number (TIN) to a requester who is required to file an information return with the IRS. The form includes certification that the TIN is correct, the individual is not subject to backup withholding, and any FATCA codes indicating exemption from reporting are correct.

title: Request for Taxpayer Identification Number and Certification

document_subtype: Form W-9


document_description: This document is a signature card for The 2017 Caterpillar Trust account at Deutsche Bank Trust Company Americas. It specifies the account type as a trust and requires one signature for transactions. The signatories listed are Daphne Wallace and Lesley Groff.

title: Deutsche Bank Trust Company Americas - The 2017 Caterpillar Trust

key_people:
Daphne Wallace
Lesley Groff

document_subtype: bank signature card


document_description: Chat log discussing a 'PEP escalation' for Jeffrey E. Epstein, confirming his status as a PEP and requesting KYC information.


document_description: A memorandum from Darren K Indyke to Cynthia Rodriguez instructing a wire transfer of $10,000 from a specified account to Alfa-Bank in Moscow, Russia, via Bank of New York Mellon.

key_people:
Darren K Indyke
Cynthia Rodriguez
Bella Klein

document_subtype: wire transfer

key_organizations:
Bank of New York Mellon
Alfa-Bank


document_description: A rush KYC form is requested for accounts related to AIF/AIFM, with details on ownership hierarchy involving Jeffrey Epstein, Lesley Groff, and Daphne Wallace.

key_people:
Jeffrey Epstein
Lesley Groff
Daphne Wallace
Cynthia Rodriguez

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: Confidential communication from Darren K. Indyke, PLLC, containing attorney-client privileged information. Unauthorized use, disclosure, or copying is prohibited.

document_subtype: legal notice

key_organizations:
Darren K. Indyke, PLLC
Deutsche Bank


document_description: A communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, containing confidentiality and disclosure notices. It emphasizes that the communication may contain confidential or privileged information and provides a link for additional EU corporate and regulatory disclosures. It also states that Deutsche Bank does not provide legal or tax advice.


document_description: The document is a disclosure statement and acknowledgment from Deutsche Bank Securities Inc.'s Key Client Partners (KCP) to Southern Trust Company Inc. It outlines the introduction to a potential investment in a life sciences company, emphasizing that KCP is not offering or recommending the investment. It also details the referral fee arrangement between KCP and CB&S, and requires acknowledgment of receipt and understanding of the investment risks.

title: Disclosure Statement and Acknowledgement

document_subtype: Disclosure Statement

key_organizations:
Southern Trust Company Inc.
Deutsche Bank Securities Inc.
Key Client Partners
Corporate Banking and Securities
Deutsche Bank AG


document_description: This document is a disclosure statement and acknowledgement by Southern Trust Company Inc., signed by Jeffrey Epstein as President. It outlines the understanding that KCP will receive a referral fee from CB&S if an investment is made, and acknowledges potential conflicts of interest. It also includes a commitment to notify if any information ceases to be true.

title: Disclosure Statement and Acknowledgement by Southern Trust Company Inc.

key_organizations:
Southern Trust Company Inc.
KCP
CB&S


document_description: Screenshot of a Google search results page for images with approximately 418,000 results. The search took 0.61 seconds. Standard Google search navigation tabs are visible.


document_description: A Google search result page for Karyna Shuliak, showing various links related to her professional profile as a dentist in St. Thomas, Virgin Islands, and other related information.

key_locations:
St. Thomas, Virgin Islands
Palm Beach, FL

key_organizations:
Facebook
NPI
Medicare List
PatientBank


document_description: A wire transfer document detailing a transaction of EUR 2438,00 from LSJE, LLC (Jeffrey Epstein) to a beneficiary. The transaction is processed through Deutsche Bank with Cynthia Rodriguez as the contact person.

key_people:
Jeffrey Epstein
Cynthia Rodriguez

key_locations:
St. Thomas, USVI
New York, NY, USA

key_organizations:
LSJE, LLC
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and regulatory disclosures.


document_description: Request for Exco Approval for the Butterfly Trust under the Jeffrey Epstein relationship due to changes in beneficiaries. The relationship is deemed high risk due to Epstein's legal history and previous court cases. The trust has significant assets under management and multiple accounts.

title: Approval Request for High Risk KYC Case 01651789

key_people:
Cynthia Rodriguez
Patrick Campion
Armen Brash
Jeffrey Epstein
Stewart Oldfield

key_organizations:
DB
Butterfly Trust


document_description: A memo from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank, discussing the decision to continue the relationship with Jeffrey Epstein despite high risk factors.

key_people:
Cynthia Rodriguez
Jeffrey Epstein

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management


document_description: A confidential memo from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, related to a legal matter under Federal Rule of Criminal Procedure 6(e).


document_description: A chat interaction discussing options related to Russia, specifically mentioning the Russia Federation.

document_subtype: chat log


document_description: A memo from PWM AML Compliance at Deutsche Bank requesting information about the relationship and business activities of a client and a counterparty. The memo emphasizes confidentiality and instructs not to forward the email or attachments to the client.


document_description: Suspicious Activity Report prepared by Ying Wang on 8/5/2016 for DBTCA, notifying compliance officer Peggy McGarvey about suspicious financial activities involving Darren Indyke. The report highlights a $20,000 wire transfer to SOCIAL MEDIA MARKETING GROUP LLC, whose registered agent, Matthew Siss, was convicted of racketeering conspiracy. The total suspicious amount is $11,500.00, and the violation type is money laundering/structuring.

key_people:
Ying Wang
Peggy McGarvey
Darren Indyke
Peter R DeGeorge
Matthew Siss

key_locations:
345 Park Avenue, New York, NY 10017
2 Kean Ct, Livingston, NJ 07039

document_subtype: Suspicious Activity Report

key_organizations:
DBTCA
SOCIAL MEDIA MARKETING GROUP LLC


document_description: The document appears to be a table listing various individuals and organizations, possibly related to financial or investment interests. It includes names, locations, and some form of communication status (e.g., 'sent', 'teaser').

key_people:
Gene Lynch
Peter Leidel
Chris Workman
Charles Britton
Michael McVean
Barry
Joakim
Noam Gottesman
Philip Shefter

key_organizations:
ATLANTIC
LIEDEL
MSD Foundation
SK FAMILY
STREAM REALITY
TFMG
THRIDLAKE


document_description: This document contains a disclaimer from Deutsche Bank Securities Inc. regarding the confidentiality and handling of email communications. It emphasizes that the email may contain confidential or privileged information and outlines the protocol for handling such information if received in error. It also states that Deutsche Bank does not accept orders or instructions regarding accounts via email and does not provide legal or tax advice through email communications.

document_subtype: email disclaimer

key_organizations:
DB Securities Inc
Deutsche Asset & Wealth Management
Deutsche Bank


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, highlighting a critical risk priority. It includes information about Caterpillar Inc. and its associated entities, detailing past legal and regulatory issues, including fraud charges, environmental crimes, and regulatory actions. The alert is for monitoring purposes and is not to be used for credit eligibility or other FCRA permissible purposes.

title: Deutsche Bank Private Bank Alert for The 2017 Caterpillar Trust

key_locations: Old Gentian Road, Lame, Northern Ireland, UNITED KINGDOM

key_locations: Avenue des Etats-Unis 1, Gosselies, Hainaut, BELGIUM

key_locations: 100 North East Adams Street, Peoria, Illinois, UNITED STATES

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar Inc.
United Industries LLC
Progress Rail Services, Inc.
TTX Company
Pacer International
Greenbrier Company


document_description: This document is a financial alert from Deutsche Bank regarding The 2017 Caterpillar Trust. It highlights a critical risk priority due to legal activities involving US sanctions legislation and transactions with Iran. The alert references various regulatory actions, fraud allegations, and tax-related offenses associated with Caterpillar and its subsidiaries.

title: Deutsche Bank Alert for The 2017 Caterpillar Trust

key_people:
Daniel Schlicksup
Judy Pill

key_locations:
Iran
United States
Australia
Iowa
Arizona
Galesburg, IL

document_subtype: Bank Alert

key_organizations: National Iranian Oil Engineering and Construction Company

key_organizations: Australian Department of Foreign Affairs and Trade


document_description: This document is a monitoring alert from Deutsche Bank dated February 5, 2018, regarding The 2017 Caterpillar Trust. It highlights various legal and regulatory issues involving Caterpillar Inc., including tax-related offenses, SEC violations, and regulatory actions. The alert references multiple investigations and lawsuits against Caterpillar Inc. for tax fraud, securities fraud, and regulatory violations. The document emphasizes the critical risk priority of the alert and includes references to media articles and legal actions related to these issues.

title: Deutsche Bank Monitoring Alert for The 2017 Caterpillar Trust

key_locations:
United States
Switzerland
Illinois

document_subtype: Bank Monitoring Alert

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust
Caterpillar Inc.
Internal Revenue Service
Securities and Exchange Commission


document_description: This document is an alert report for The 2017 Caterpillar Trust, highlighting various legal and financial issues associated with Caterpillar Inc. and its subsidiaries. It includes information on tax-related offenses, bribery, environmental crimes, and settlements. The report mentions subpoenas related to a U.S. grand jury investigation of Caterpillar's tax practices, bribery and corruption involving the Libyan Investment Authority, and environmental offenses by United Industries LLC, a subsidiary of Caterpillar. The document also notes a settlement by Caterpillar Inc. for violating the U.S. Clean Air Act.

title: Alert Report for The 2017 Caterpillar Trust

document_subtype: Alert Report


document_description: This document is a financial alert from Deutsche Bank regarding The 2017 Caterpillar Trust, marked as critical risk priority. It includes various links to media articles and legal documents related to Caterpillar Inc., including investigations, legal actions, and penalties. The alert is for monitoring purposes and is not to be used for credit eligibility or other FCRA permissible purposes.

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust
Caterpillar Inc.


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, marked as critical risk priority. It includes various media articles related to Caterpillar's financial and legal issues.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar


document_description: This document is an alert from Deutsche Bank Private Bank regarding the 2017 Caterpillar Trust. It includes a critical risk priority alert with various media articles related to Caterpillar's legal and financial issues, including lawsuits, fraud accusations, and federal raids.

title: Deutsche Bank Private Bank Batch Added Alert

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar Inc.


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust. It highlights a critical risk priority and provides links to various sources related to Caterpillar's associations and activities, including potential sanctions violations.

title: Deutsche Bank Private Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, added to monitoring on 02/05/2018. It includes risk information about Caterpillar Inc., including past fraud charges, environmental crimes, regulatory actions, and SEC violations. The alert is for informational purposes only and is not to be used for credit eligibility or other FCRA permissible purposes.

title: Deutsche Bank Private Bank Alert

key_locations: Old Glenarm Road, Lame, Northern Ireland, UNITED KINGDOM

reference_numbers: KYC ████████


document_description: This document is an alert report from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, added to monitoring on February 5, 2018. It highlights various legal and regulatory issues associated with Caterpillar's business activities, including dealings in Iran, regulatory actions, and lawsuits. The report emphasizes the critical risk priority of the alerted entity.

key_locations:
Virgin Islands, U.S.
Iran
Sudan

key_organizations: National Iranian Oil Refining and Distribution Company

key_organizations: Arizona Corporate Commission Securities Division


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, flagged for critical risk due to various legal and regulatory issues involving Caterpillar Inc. These include tax-related offenses, SEC violations, and regulatory actions. The document references multiple investigations and legal actions against Caterpillar Inc. for tax fraud, securities fraud, and regulatory violations.

title: Deutsche Bank Private Bank Alert

key_locations:
VIRGIN ISLANDS, U.S.
Illinois
Switzerland

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar Inc.
Internal Revenue Service
Securities and Exchange Commission


document_description: This document is an alert report from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, flagged for critical risk priority. It includes details of tax-related offenses, bribery, and environmental crimes associated with Caterpillar Inc. and its subsidiaries. The report references various media sources and legal actions, including a settlement with the U.S. Department of Justice for Clean Air Act violations.

title: Deutsche Bank Private Bank Alert Report


document_description: This document is a financial alert from Deutsche Bank Private Bank dated February 5, 2018. It pertains to The 2017 Caterpillar Trust located in the Virgin Islands, U.S. The alert is classified as critical risk priority and includes various links to media articles and legal documents related to Caterpillar Inc. and its legal and financial issues. The document emphasizes confidentiality and is not to be used for FCRA permissible purposes.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, flagged as a critical risk. It includes references to various media articles related to Caterpillar's financial and legal issues.

title: Deutsche Bank Private Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, marked as a critical risk priority. It includes various media articles related to Caterpillar's legal and financial issues.

title: Deutsche Bank Private Bank Alert


document_description: Alert regarding The 2017 Caterpillar Trust with connections to National Iranian Oil Engineering and Construction Company and Caterpillar Belgium SA. Includes references to various sources and articles related to sanctions and business with Iran.


document_description: A correspondence from Akash-Kumar Gomes, a Trainee Analyst at DBOI Global Services Private Limited, indicating confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Epstein, added to monitoring on October 12, 2016. It includes personal and risk information about Epstein, highlighting his criminal history and recent events related to sex offenses.

key_locations: 9 E 71ST ST. NEW YORK, New York, UNITED STATES

key_locations: LITTLE ST JAMES, ST THOMAS, Virgin Islands, UNITED STATES

key_locations: 358 EL BRILLO WAY, PALM BEACH, Florida, UNITED STATES

key_locations: 301 E. 66th St., New York City, New York, UNITED STATES


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Epstein, added to monitoring on October 12, 2016. It lists various criminal convictions and charges against Epstein, including sex offenses, fraud, theft, obscenity related to child pornography, and illegal prostitution. The report includes personal details such as Epstein's date of birth, physical description, and position as president of J Epstein & Co.

key_locations:
United States
New York
Florida

document_subtype: alert report

key_organizations: New York Division of Criminal Justice Services


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Epstein, added to monitoring on 10/12/2016. It includes personal details, tracking and reporting IDs, and notes about Epstein's appearance on the New York Sex Offenders site. The alert references multiple media articles and official sources related to Epstein's legal issues.

title: Deutsche Bank Private Bank Alert for Jeffrey Epstein

document_subtype: alert

key_organizations: New York - Division of Criminal Justice Services


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Epstein, added to monitoring on 10/12/2016. It includes information about a regulatory action taken against Epstein by FINRA in 2012, where he was suspended for 10 business days for exercising discretion in a customer's account without authorization.

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Epstein, added to monitoring on 10/12/2016. It includes entity information, recent events, and source information related to regulatory actions and disciplinary actions involving Jeffrey Epstein.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
New York

key_organizations:
Deutsche Bank Private Bank
New York Stock Exchange
RiskConnect


document_description: This document contains details from a Dow Jones alert related to Jeffrey Epstein, including alert ID, alert date, score, and personal information such as nationality and gender. It also includes information about his status as a Special Interest Person and mentions other official lists.

title: Dow Jones Details


document_description: The SEC filed a settled civil fraud action against Allen M. Glick and associates for illegal insider trading in Massachusetts banks. The defendants consented to final judgments enjoining them from violating antifraud provisions and agreed to pay over $437,000 in penalties.

title: SEC Charges Former Director of Banknorth Group, Inc. and MetroWest Bank In Settled Insider Trading Case

key_people:
Allen M. Glick
Arthur H. Freedman
Jeffrey S. Epstein
Steven T. Moore
Romeo J. Pendolari

key_locations: United States District Court for the District of Massachusetts

document_subtype: SEC Litigation Release

key_organizations:
SEC
Banknorth Group, Inc.
MetroWest Bank
Medford Bancorp
Warren Bancorp


document_description: A request record for Jeffrey Epstein with details on alert detection, status, and recommendations for escalation. Includes personal information and alert details.

title: Norkom 6.1.0 - Request

key_people:
Jeffrey Epstein
Akash-Kumar Gomes

document_subtype: Request Record


document_description: A confidential correspondence from Danya Friedman, PWM AML Compliance Associate at DB USA Core Corporation, including contact information and a confidentiality notice.


document_description: Notification to send all banking-related queries to a new group email ID.


document_description: Request for Exco Approval for a new account opening for Jeffrey Epstein, a current DB client. The account is for The 2017 Caterpillar Trust and is deemed high risk due to Epstein's legal history and affiliations. The memo includes details about existing accounts, assets under management, and reasons for high-risk classification.

title: RUSH EXCO Approval Needed: KYC Case

key_people:
Cynthia Rodriguez
Patrick Campion
Dana Ponzio
Jeffrey Epstein
Stewart Oldfield

document_subtype: internal memo

key_organizations:
DB
The 2017 Caterpillar Trust


document_description: A memo from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank, justifying the continuation of the bank's relationship with Jeffrey Epstein despite high risk factors and negative media alerts. AML Compliance has reviewed the situation and sees no reason to discontinue the relationship.

key_locations: 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA

document_subtype: memo

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It also includes a link for additional EU corporate and regulatory disclosures and a note that Deutsche Bank does not provide legal or tax advice.


document_description: A letter discussing the signing authority on an account and details about The Pierre Trust, a revocable Grantor Trust. It includes information about the trust's formation, management, and beneficiaries.

key_people:
Etienne Binant
Cynthia Rodriguez
Caroline Lang

key_locations: 3 rue du Vieux Colombier, 75006 Paris, France

document_subtype: letter

key_organizations:
Southern Trust Company
The Pierre Trust


document_description: Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands, certifying that PRYTANÉE, LLC was duly registered to conduct business in the Territory on July 22, 2016, and has a legal existence as a Limited Liability Company.

title: Certificate of Existence for PRYTANÉE, LLC

key_locations: Charlotte Amalie, St. Thomas, Virgin Islands

document_subtype: Certificate of Existence

key_organizations: Government of the Virgin Islands of the United States


document_description: The document outlines the Articles of Organization for Prytanée, LLC, including its name, address, principal office, and resident agent details as per the Uniform Limited Liability Company Act of the Virgin Islands.

title: Articles of Organization of Prytanée, LLC

key_locations: Royal Palms Professional Building, 62-3A & 62-3B Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

key_locations: Royal Palms Professional Building, 9053 Estate Thomas, Suite 101, St. Thomas, Virgin Islands 00802

document_subtype: Articles of Organization


document_description: This document outlines the formation of a limited liability company (LLC) under the Uniform Limited Liability Company Act in the U.S. Virgin Islands. It specifies the company's purpose, duration, organizer, management, and initial capital.

title: Company Formation Document for LLC

key_people:
Brett Geary
Etienne Binant

key_locations:
St. Thomas, Virgin Islands
Paris, France

document_subtype: Company Formation Document


document_description: The document outlines the limitation of liability for managers and members of a company, stating that managers are not liable for monetary damages except in cases of breach of duty, intentional misconduct, or statutory liability. It also states that members are not liable for the company's debts and obligations. Additionally, it includes a severability clause ensuring the rest of the document remains valid if any part is void or illegal.


document_description: This document is a notarized statement confirming Brett Geary as the Organizer of a company, signed in the United States Virgin Islands.

key_people:
Brett Geary
Gina Marie Bryan

key_locations:
United States Virgin Islands
St. Thomas
St. John


document_description: This is the operating agreement for Prytanée, LLC, a United States Virgin Islands limited liability company, made on November 21, 2016. It outlines the rights and obligations of the company's sole members, Southern Trust Company, Inc. and The Pierre Trust, and the company's manager, Etienne Binant. The agreement includes definitions and terms related to the management and governance of the company.

title: Prytanée, LLC Operating Agreement

key_people:
Etienne Binant
Caroline Sophie Camille Lang

key_locations: 60 Avenue Montaigne, 75008 PARIS, France

document_subtype: Operating Agreement

key_organizations:
Prytanée, LLC
Southern Trust Company, Inc.
The Pierre Trust


document_description: This document outlines definitions and provisions related to an Operating Agreement, including terms such as 'Adjusted Capital Account Balance', 'Affiliate', 'Agreement', 'Artwork', and 'Capital Account'. It specifies how Capital Accounts are maintained and adjusted in compliance with relevant regulations.


document_description: This document outlines definitions and terms related to the operations of Prytanée, LLC, a limited liability company. It includes definitions for terms such as Capital Contributions, Cash Flow, Certificate, Code, Company, Consent, and Depreciation. The document specifies the conditions under which modifications can be made, the calculation of cash flow, and the meaning of consent among members.

document_subtype: contract

key_organizations:
Prytanée, LLC
STC


document_description: This document outlines the definitions and adjustments related to the Gross Asset Value of assets within a company, as well as the roles of Manager and Member as per the agreement. It includes provisions for adjusting asset values based on fair market value and tax code sections, and details the conditions under which these adjustments occur.

key_organizations: STC Trust


document_description: This document contains definitions of terms used in a legal agreement, including 'Membership Interest', 'Notice', 'Person', 'Profits', and 'Losses'. It outlines the rights and obligations of members, the communication requirements for notices, and the calculation of profits and losses for tax purposes.

document_subtype: Agreement Definitions


document_description: The document outlines the formation and operation of Prytanee, LLC, a limited liability company. It details the company's purpose, which is to engage in the acquisition, ownership, and management of artwork for investment purposes, with specific financial limitations. It also covers the company's registered agent and the process for qualifying in additional jurisdictions.

document_subtype: LLC Operating Agreement

key_organizations:
Prytanee, LLC
Business Basics VI, LLC


document_description: The document outlines the membership interests, capital contributions, and financial allocations for a company. It specifies voting rights, initial capital contributions, and conditions for additional contributions and membership interests. It also details the allocation of profits and losses among members.


document_description: This document outlines the allocation of profits and losses among members of a company, as specified in Section 4.2 and 4.3. It includes provisions for reallocation by the manager to ensure substantial economic effect and compliance with tax regulations.


document_description: This document outlines the allocation of income, gain, loss, and deduction for tax purposes among members of a company, in accordance with Code Section 704(c). It also details the distribution of cash flow to members based on their capital contributions and membership interests. Additionally, it specifies the management structure of the company, naming Etienne Binant as the initial manager and mentioning the creation of a Management Agreement.


document_description: The document outlines the terms of a Management Agreement, including the compensation structure for the Manager, management authority, and responsibilities. The Manager is entitled to $100,000 per year, payable quarterly, and reimbursement for reasonable expenses. The Manager has authority over day-to-day operations, including entering into shipping and insurance contracts for artwork, and incurring expenses up to $3,000. The Manager is the sole agent authorized to bind the Company.

document_subtype: Management Agreement


document_description: This document outlines the authority and responsibilities of a Manager acting on behalf of a Company. It specifies that certain decisions or actions require the approval of the Members, including purchases of artwork exceeding $10,000, leasing or purchasing office space, executing management agreements, setting compensation, and opening or closing bank accounts.

document_subtype: agreement


document_description: This document outlines the roles, responsibilities, and limitations of the Manager in a company, including the process for removal, resignation, and appointment of a new Manager. It specifies the requirement for written approval from legal counsel for certain actions and details the liability limitations for the Manager.

key_people:
Darren K. Indyke
Etienne Binant

document_subtype: Company Management Agreement


document_description: The document outlines the management and indemnification provisions for a company, including the powers and responsibilities of the Manager and Members. It specifies conditions under which Members' consent is required, such as removal or appointment of a Manager, transfer of membership interests, and company dissolution. It also addresses indemnification of the Manager and waivers of rights by Members.


document_description: This document outlines the terms for transactions between members or managers and the company, as well as the management of the company's fiscal year, books, records, and bank accounts. It specifies the rights and obligations of members or managers when transacting with the company, the management of bank accounts, and the maintenance and inspection of books and records.

key_locations: 575 Lexington Avenue, 4111 Floor, New York, New York 10022

key_organizations:
HBRK Associates
STC


document_description: The document outlines the fiscal and tax responsibilities of the company, including the role of STC as the Tax Matters Partner, the preparation and approval of tax returns, and the conditions under which membership interests can be transferred. It also details the conditions for the dissolution of the company.

document_subtype: Company Agreement

key_organizations: U.S. Virgin Island Bureau of Internal Revenue


document_description: This document outlines the procedures for the dissolution of a company, including the conditions under which dissolution can occur and the order of priority for distributing the company's assets upon liquidation. It specifies the roles of the Manager and Members in the liquidation process and the handling of debts, liabilities, and loans.

key_people:
Jeffrey E. Epstein
Etienne Binant

document_subtype: Company Dissolution Procedures


document_description: This document outlines miscellaneous provisions of a legal agreement, including binding terms, execution in counterparts, effects of consent or waiver, enforceability, entire agreement clause, and governing law jurisdiction.


document_description: This document outlines various clauses of an agreement, including jurisdiction, liability among members, partnership intentions, amendment procedures, notice requirements, and business pursuits of members and managers. It specifies that the company and parties agree to jurisdiction in St. Thomas, US Virgin Islands, and details liability limitations, partnership disclaimers, amendment conditions, and notice delivery methods.

key_locations: St. Thomas, United States Virgin Islands

document_subtype: Agreement


document_description: The document outlines the rights and limitations of Members and Managers in pursuing independent ventures, the interpretation of references, and the validity of electronic signatures in agreements.


document_description: This document is an agreement executed by Prytanée, LLC, Southern Trust Company, Inc., The Pierre Trust, and Etienne Binant as the manager. It includes signatures from representatives of each party.

key_people:
Etienne Binant
Caroline Lang


document_description: This document lists the names, addresses, and membership interests of the members of a company, including their percentage ownership and initial capital contributions.

title: Exhibit A - Membership Interests

key_people:
Darren K. Indyke
Caroline Lang
Etienne Binant

key_locations:
St. Thomas, USVI
New York, NY
Paris, France

document_subtype: Membership Interests

key_organizations:
Southern Trust Company, Inc.
The Pierre Trust


document_description: The IRS assigned an Employer Identification Number (EIN) to PRYTANEE LLC, represented by Southern Trust Company Inc. The notice includes filing requirements and instructions for tax classification elections.

title: IRS EIN Assignment Notice

key_locations:
Cincinnati, OH
St Thomas, VI

document_subtype: IRS Notice

key_organizations:
IRS
PRYTANEE LLC
Southern Trust Company Inc


document_description: IRS notice regarding Employer Identification Number (EIN) for PRYTANEE LLC, including important reminders for record-keeping and usage of EIN in tax forms.

key_organizations:
PRYTANEE LLC
Southern Trust Company Inc


document_description: The Pierre Trust Agreement establishes a trust with Caroline Sophie Camille Lang as both Grantor and Trustee. The trust outlines provisions for disbursement of income and principal during the Grantor's lifetime, and reserves specific rights for the Grantor, including the ability to amend, revoke, or add to the trust.

title: The Pierre Trust

document_date: November 2016

document_type: property

document_subtype: Trust Agreement


document_description: This document outlines the provisions for the distribution and administration of a Trust Estate after the death of the trustor. It specifies the disbursement of the trust's income and principal to the trustor's daughters, conditions if the beneficiaries predecease the trustor, and the exercise of discretionary powers by the Trustee.

key_people:
Trustee
Beneficiaries (daughters)

document_subtype: Trust Document


document_description: The document outlines the terms of a trust agreement, including provisions for asset distribution, accounting allocations, and a spendthrift provision. It specifies how assets should be valued and distributed, how receipts and disbursements should be allocated, and restrictions on beneficiaries' ability to pledge or assign trust assets.


document_description: The document outlines the powers and responsibilities of a Trustee, including the exercise of fiduciary powers, handling of lapsed distributions, and notice requirements. It specifies that the Trustee has full control over the trust's assets and can act without judicial approval. The Trustee is not entitled to annual compensation but will be reimbursed for reasonable expenses incurred in their role.

key_people: Trustee Beneficiaries Grantor


document_description: The document outlines the powers and discretions granted to the Trustee in managing the trust assets. It includes provisions for reimbursement, investment powers, and management of natural resources.


document_description: This document outlines the powers and responsibilities of a trustee in managing a trust. It includes provisions for managing property, employing personnel, conducting geological surveys, and handling financial transactions. The trustee is empowered to litigate, settle claims, loan or borrow money, invest in entities, manage business enterprises, and engage in transactions with entities in which the trustee has an interest.

document_subtype: trust document


document_description: The document outlines the powers and limitations of a Trustee in managing a trust. It includes provisions for leasing, mortgaging, or encumbering trust assets, abandoning property deemed worthless, electing distribution modes for various plans, conducting audits for compliance with Environmental Laws, and employing agents or advisers. Restrictions are placed on Trustees who are not the Grantor regarding transactions with themselves or related parties.

key_people: Trustee Grantor

document_subtype: trust agreement


document_description: This document outlines the powers and authorities granted to the Trustee of a Trust. It includes the ability to delegate management of trust assets, sign financial instruments, access safe deposit boxes, and distribute assets to beneficiaries. The Trustee can also divide the trust into subsidiary accounts, allow beneficiaries to use trust property, and manage securities and bank deposits. The document also addresses the registration of the trust with the probate division of the Superior Court of the United States Virgin Islands.


document_description: This document outlines the powers and restrictions of a Trustee in managing a Trust. It includes provisions for granting and eliminating powers of appointment, renouncing assets, and executing necessary instruments. It also details restrictions on a Trustee's powers, especially in cases of conflict of interest or legal obligations to beneficiaries.


document_description: This document outlines the provisions concerning trustees, including the appointment of successor trustees, resignation procedures, handling of vacancies, bond requirements, and exculpation and indemnification clauses.


document_description: The document outlines the responsibilities and protections for Trustees managing a Trust, including relief from certain statutory provisions of the Virgin Islands Code. It specifies that Trustees are not liable for negligence unless acting in bad faith and that legal fees for defending actions against Trustees will be covered by the Trust. It also addresses representation of persons under disability, simultaneous deaths, and the governing law of the Trust.

reference_numbers:
Section 1212, Title 15
Chapter 59, Title 15
Section 1107, Title 15
Chapter 57, Title 15


document_description: This document outlines the terms and conditions of a Trust Agreement, specifying the jurisdiction and laws governing the trust, the powers of the Trustee, and the consequences for beneficiaries who contest the agreement. The U.S. Virgin Islands courts have primary supervision, but the Trustee can transfer the trust's situs to another jurisdiction. Definitions of terms like 'Trustee' and 'Executor' are provided, and a no-contest clause is included to void benefits for any beneficiary who challenges the agreement.


document_description: Trust Agreement executed by Caroline Sophie Camile Lang, who is both the Grantor and Trustee. The document includes a notarization by N. Valerie Magnard in Rania, France, with identification provided by passport no 07CC866148.

key_people:
Caroline Sophie Camile Lang
N. Valerie Magnard


document_description: This document details the opening of a checking account for Zorro Management LLC, associated with Jeffrey Epstein. The account is considered high risk due to Epstein's involvement in multiple court cases, including a settled civil fraud action by the SEC and a federal prison sentence for fraud and solicitation of prostitution. Despite these factors, Deutsche Bank's AML Compliance has reviewed and approved the continuation of the relationship.

key_people:
Jeffrey Epstein
Cynthia Rodriguez

document_subtype: Bank Account Opening Document

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
Zorro Management LLC
SEC


document_description: A confidential fax document related to the Jeffrey Epstein case, marked pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: fax


document_description: Internal communication regarding OD referrals requiring approval with specific instructions for decision-making and signatures.

key_people:
Shalini Goyal
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez
William-M Finn
Debra Jasper

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
DBOI Global Services Private Limited


document_description: Notification to send all banking-related queries to a new group email ID.


document_description: A conversation between Matthew Purcell and Cynthia Rodriguez regarding KYC 1850140. They discuss the escalation email and clearance to Rep Risk, the approval of Rep Risk, and Cynthia's upcoming departure from the firm. The Rep Risk approval was obtained on 03/07/2018.

key_people:
Matthew Purcell
Cynthia Rodriguez
Kimberly Hart


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting his critical risk priority due to his criminal history, including sex offenses and fraud. The report includes multiple addresses associated with Epstein and details of his criminal convictions and settlements.

title: Deutsche Bank Private Bank Alert Report for Jeffrey Edward Epstein

key_locations:
New York, United States
St Thomas, Virgin Islands
Stanley, New Mexico, United States
Palm Beach, Florida, United States
Paris, France

document_subtype: Alert Report


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, added to monitoring on 02/05/2018. It highlights Epstein's criminal history related to illegal prostitution and his status as a registered sex offender. The alert includes various charges and convictions from 2006 to 2015, and notes his appearance on the New York Sex Offenders site.

title: Deutsche Bank Private Bank Alert for Jeffrey Edward Epstein

key_locations:
United States
New York
Palm Beach

document_subtype: alert

key_organizations:
Deutsche Bank Private Bank
J Epstein & Co.
New York Sex Offenders site


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, classified as a critical risk. It includes references to various media articles and legal resources related to Epstein's criminal activities and legal proceedings.

key_organizations: New York - Division of Criminal Justice Services


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes various media articles related to Epstein's legal and financial issues, such as disputes over legal fees and confidentiality of tapes. The alert is marked as critical risk priority.

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
Palm Beach Daily News
The Palm Beach Post
South Florida Sun-Sentinel
Associated Press Newswires
The Boston Globe


document_description: This document is a Deutsche Bank Private Bank monitoring alert for Jeffrey Edward Epstein, dated February 5, 2018. It includes various media articles related to Epstein's legal issues and settlements.

document_subtype: Bank Monitoring Alert


document_description: This document is a bank monitoring alert for Jeffrey Edward Epstein, flagged as a critical risk. It includes references to various media articles related to Epstein's legal issues and public controversies.


document_description: This document is an alert report related to Jeffrey Edward Epstein, highlighting media articles and risk priority. It includes references to various media articles discussing Epstein's legal issues and associations, as well as a critical risk priority designation.

key_people:
Jeffrey Edward Epstein
Prince Andrew
Ghislaine Maxwell

key_locations:
United States
United Kingdom
Canada

key_organizations:
Deutsche Bank
The Daily Telegraph
Broward Daily Business Review
Palm Beach Daily News
The Observer
CNN


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting a critical risk priority. It includes references to various media articles related to Prince Andrew's association with Epstein.

key_people:
Jeffrey Edward Epstein
Prince Andrew

key_locations:
United States
India
France
United Kingdom
Canada

key_organizations:
Deutsche Bank Private Bank
Radio Free Europe
Indian Express
Agence France Presse
The Guardian
Vancouver Province
The Daily Telegraph
New York Post
The Observer
The Sunday Mirror
The Press Trust of India Limited
Palm Beach Daily News
The Evening Standard


document_description: This document is a monitoring alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, dated February 5, 2018. It includes various media articles related to Epstein's legal issues and associations, highlighting a critical risk priority.

title: Deutsche Bank Private Bank Monitoring Alert for Jeffrey Edward Epstein

key_locations:
United States
Australia
United Kingdom


document_description: This document is a financial alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes media articles related to legal proceedings and settlements involving Epstein, highlighting the critical risk priority of the alert.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to lawsuits and allegations involving Epstein and others. The alert is marked as critical risk priority and includes references to various media articles discussing Epstein's legal issues and connections to Scott Rothstein and Bernie Madoff.

key_people:
Jeffrey Edward Epstein
Scott Rothstein
Bernie Madoff
Michael Kagdis

key_locations:
United States
South Florida
Palm Beach
New York

key_organizations:
Deutsche Bank Private Bank
South Florida Sun-Sentinel
The Palm Beach Post
Palm Beach Daily News
Cox News Service
Miami Daily Business Review
Associated Press Newswires


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, marked as critical risk priority. It includes references to various media articles related to Epstein's legal issues and lawsuits.

reference_numbers: KYC ████████


document_description: This document is a bank monitoring alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes a list of media articles related to Epstein's legal issues and alerts the bank to potential risks associated with him.

reference_numbers: KYC █████████


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to his legal issues and plea deals. The alert is marked as critical risk priority and includes multiple media references from various countries.

title: Deutsche Bank Private Bank Alert

key_locations:
United States
Singapore
Australia
United Kingdom


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues and allegations against him, highlighting the critical risk priority of the alert.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting media articles related to his connections with Prince Andrew and other controversies. The alert is marked as critical risk priority.

key_people:
Jeffrey Edward Epstein
Prince Andrew
Vince Cable
Woody Allen
Paul Harris
Praveen Swami

key_locations:
United States
Ireland
United Kingdom
France

key_organizations:
Deutsche Bank Private Bank
The Irish Examiner
The Guardian
Agence France Presse
Guardian Unlimited
Sunday Mail
The Sunday Mirror
Mail Online
The Observer
The Daily Telegraph
South Florida Sun-Sentinel


document_description: A financial alert from Deutsche Bank regarding Jeffrey Edward Epstein, marked as critical risk priority. The alert references media articles related to Epstein's case.

key_locations:
United States
United Kingdom


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting his critical risk priority due to his criminal history, including sex offenses and fraud. The alert includes multiple addresses associated with Epstein and details of his criminal convictions and settlements.

key_locations:
Virgin Islands, U.S.
New York, United States
St Thomas, Virgin Islands
Stanley, New Mexico, United States
Palm Beach, Florida, United States
Paris, France

document_subtype: Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting his criminal history related to illegal prostitution and his status as a registered sex offender. It includes various charges, convictions, and ongoing investigations related to Epstein's activities.

key_locations:
Virgin Islands, U.S.
New York, New York
Palm Beach
Miami

key_organizations:
Deutsche Bank Private Bank
J Epstein & Co.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, added to monitoring on February 5, 2018. It includes various media articles related to Epstein's legal issues and allegations of sexual misconduct. The alert is marked as critical risk priority.

key_locations:
Virgin Islands, U.S.
New York
Florida


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues and financial disputes, highlighting critical risk priority.

key_locations:
VIRGIN ISLANDS, U.S.
United States


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, added to monitoring on 02/05/2018. It includes a list of media articles related to Epstein's legal issues and settlements.

title: Deutsche Bank Private Bank Alert


document_description: This document is a monitoring alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, dated February 5, 2018. It includes a critical risk priority alert with various media articles related to Epstein's legal and financial issues.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, marked as a critical risk priority. It includes references to various media articles related to Epstein's legal issues and associations, including his connection with Prince Andrew and other high-profile individuals. The document is confidential and intended for alert purposes only, not for determining credit eligibility.

key_people:
Jeffrey Edward Epstein
Prince Andrew
Ghislaine Maxwell
Tim Walker
Paul Harris
Peter Stanford

key_locations:
Virgin Islands, U.S.
United Kingdom
United States
Canada

key_organizations:
Deutsche Bank Private Bank
The Daily Telegraph
Broward Daily Business Review
Palm Beach Daily News
The Observer
Press Association National Newswire
Vancouver Province
CNN


document_description: A Deutsche Bank Private Bank alert for Jeffrey Edward Epstein, flagged as a critical risk. The alert includes various media articles related to Prince Andrew's association with Epstein.

key_locations:
Virgin Islands, U.S.
United States
India
France
United Kingdom
Canada

key_organizations:
Deutsche Bank
Radio Free Europe
Indian Express
Agence France Presse
The Guardian
Vancouver Province
The Daily Telegraph
New York Post
The Observer
The Sunday Mirror
The Press Trust of India Limited
Palm Beach Daily News
The Evening Standard


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, added to monitoring on February 5, 2018. It includes various media articles related to Epstein's criminal activities and associations, highlighting the critical risk priority of the alert.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, classified as a critical risk priority. It includes references to various media articles related to legal proceedings and settlements involving Epstein.

reference_numbers: KYC █████████


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes various media articles related to Epstein's legal issues and lawsuits, including connections to Scott Rothstein and allegations of fraud. The report highlights critical risk priority and mentions Epstein's travel to New York to meet with lawyers.

key_people:
Jeffrey Edward Epstein
Scott Rothstein

key_locations:
United States
VIRGIN ISLANDS
South Florida
New York


document_description: This document is an alert report from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues and lawsuits, highlighting the critical risk priority associated with him.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, flagged as a critical risk. It includes references to various media articles related to Epstein's legal issues and public controversies.


document_description: A monitoring alert for Jeffrey Edward Epstein by Deutsche Bank Private Bank, highlighting media articles related to his legal issues and plea deals.


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein. It includes media articles related to Epstein's legal issues and lawsuits. The alert is marked as critical risk priority.


document_description: A Deutsche Bank Private Bank alert for Jeffrey Edward Epstein, flagged as a critical risk. The alert includes multiple media articles related to Epstein's legal issues and allegations.


document_description: This document is an alert from Deutsche Bank Private Bank regarding Jeffrey Edward Epstein, highlighting his critical risk priority and media articles related to his connections with Prince Andrew and other controversies.

key_locations:
VIRGIN ISLANDS, U.S.
Ireland
United Kingdom
France
United States


document_description: Deutsche Bank Private Bank alert regarding Jeffrey Edward Epstein, highlighting media articles related to his case and associated risks.


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, highlighting critical risk associated with Caterpillar Inc. due to past fraud charges, environmental crimes, regulatory actions, and SEC violations.

key_locations: Old Gentian Road, Lame, Northern Ireland, UNITED KINGDOM

key_locations: Avenue des Etats-Unis 1, Gosselies, Hainaut, BELGIUM

key_locations: 100 North East Adams Street, Peoria, Illinois, UNITED STATES

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar Inc.
United Industries LLC
Progress Rail Services, Inc.
TTX Company
Pacer International
Greenbrier Company
Securities and Exchange Commission
OFAC


document_description: This document is a financial alert from Deutsche Bank regarding The 2017 Caterpillar Trust. It highlights a critical risk priority due to legal and regulatory issues involving transactions with Iran, associations with scrutinized companies, and past legal actions against Caterpillar. The alert includes historical data on regulatory actions, denied entities, fraud settlements, and tax-related offenses.

key_people:
Daniel Schlicksup
Judy Pill

key_locations:
United States
Iran
Belgium
Australia
Arizona
Iowa
Galesburg, IL

key_organizations: National Iranian Oil Engineering and Construction Company

key_organizations: Australian Department of Foreign Affairs and Trade

key_organizations: Arizona Corporate Commission Securities Division


document_description: This document is a monitoring alert from Deutsche Bank regarding The 2017 Caterpillar Trust, highlighting various legal and regulatory issues faced by Caterpillar Inc. The alert includes information about tax-related offenses, SEC violations, regulatory actions, and fraud investigations involving Caterpillar Inc. It references multiple legal actions and investigations from 2016 to 2017, including a federal raid and class action lawsuits.

key_locations:
United States
Switzerland
Illinois
Sudan
Syria
Iran

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust
Caterpillar Inc.
Internal Revenue Service
Securities and Exchange Commission


document_description: This document is an alert report for The 2017 Caterpillar Trust, highlighting various legal and financial issues associated with Caterpillar Inc. and its subsidiaries. It includes information on tax-related offenses, bribery, environmental crimes, and settlements. The report mentions subpoenas related to a U.S. grand jury investigation of Caterpillar's tax practices, bribery and corruption involving the Libyan Investment Authority, and environmental offenses by United Industries LLC, a subsidiary of Caterpillar.


document_description: This document is a financial alert from Deutsche Bank regarding The 2017 Caterpillar Trust, marked as critical risk priority. It includes various links to media articles and legal documents related to Caterpillar Inc., including investigations and legal actions. The alert is for monitoring purposes and is not to be used for credit eligibility or other FCRA permissible purposes.

key_organizations:
Deutsche Bank
The 2017 Caterpillar Trust
Caterpillar Inc.


document_description: This document is a monitoring alert from Deutsche Bank Private Bank dated February 5, 2018, regarding The 2017 Caterpillar Trust. The alert is classified as critical risk priority and includes various media articles related to Caterpillar's financial and legal issues.

title: Deutsche Bank Private Bank Monitoring Alert

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar Inc.


document_description: This document is a monitoring alert from Deutsche Bank Private Bank dated February 5, 2018, regarding The 2017 Caterpillar Trust. The alert is classified as critical risk priority and includes various media articles related to legal and financial issues involving Caterpillar, Inc. The alert is for informational purposes only and is not to be used for credit eligibility or other FCRA permissible purposes.

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar, Inc.


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust. The alert is marked as critical risk priority and includes references to various sources related to Caterpillar Belgium SA and its associations with sanctioned entities. The alert is for monitoring purposes only and is not to be used for FCRA permissible purposes.

title: Deutsche Bank Private Bank Alert


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, added to monitoring on 02/05/2018. It includes risk information about Caterpillar Inc., including past fraud charges, environmental crimes, regulatory actions, and SEC violations. The alert is for informational purposes only and is confidential.

title: Deutsche Bank Private Bank Alert

key_locations: Old Glenarm Road, Lame, Northern Ireland, UNITED KINGDOM

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar Inc.
United Industries LLC
Progress Rail Services, Inc.
TTX Company
Pacer International
Greenbrier Company


document_description: This document is a financial alert related to The 2017 Caterpillar Trust, highlighting its involvement in transactions with Iran despite trade sanctions. It details various regulatory actions, associations, and legal issues involving Caterpillar and its subsidiaries.

key_locations:
VIRGIN ISLANDS, U.S.
Iran
Turkey
Belgium
Australia
Arizona
Iowa

key_organizations: National Iranian Oil Refining and Distribution Company


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, flagged for critical risk due to potential tax and accounting fraud, SEC violations, and regulatory actions. The alert references multiple legal and regulatory issues involving Caterpillar Inc., including tax-related offenses, SEC violations, and fraud investigations.

title: Deutsche Bank Private Bank Alert

key_locations:
VIRGIN ISLANDS, U.S.
Illinois
Switzerland

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust
Caterpillar Inc.
Internal Revenue Service
Securities and Exchange Commission


document_description: This document is an alert report from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, flagged for critical risk priority. It includes historical allegations and legal issues involving Caterpillar Inc. and its subsidiaries, such as tax-related offenses, bribery, and environmental crimes. The report references various media sources and legal documents related to these allegations.


document_description: This document is an alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, marked as critical risk priority. It includes various links to media articles and government resources related to Caterpillar Inc. and associated legal and financial issues.

title: Deutsche Bank Private Bank Alert

key_organizations:
Deutsche Bank Private Bank
The 2017 Caterpillar Trust


document_description: This document is a financial alert related to The 2017 Caterpillar Trust, flagged as critical risk. It includes various media articles discussing Caterpillar's financial and legal issues, including tax avoidance claims and a settlement with the DOJ over emissions.

key_organizations:
The 2017 Caterpillar Trust
Caterpillar Inc.


document_description: A financial alert from Deutsche Bank Private Bank regarding The 2017 Caterpillar Trust, marked as critical risk priority. The alert includes various media articles related to Caterpillar's legal and financial issues.


document_description: This document is a monitoring alert for the 2017 Caterpillar Trust, flagged on 2/5/2018 by Deutsche Bank Private Bank. It includes references to various sources discussing the relationship between Caterpillar Belgium SA and the National Iranian Oil Engineering and Construction Company, as well as US Government licenses for transactions with Iran.

title: Deutsche Bank Private Bank Batch Added to Monitoring


document_description: A communication from Cynthia Rodriguez, Assistant Vice President at Deutsche Bank Trust Company Americas, listing several entities associated with Jeffrey Epstein, including Neptune LLC, NES LLC, Southern Financial LLC, Southern Trust Inc, and J Epstein Virgin Islands Foundation. The message includes a disclaimer about confidentiality and the nature of the information provided.

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Neptune LLC
NES LLC
Southern Financial LLC
Southern Trust Inc
J Epstein Virgin Islands Foundation


document_description: A communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality notices, and references to EU corporate and regulatory disclosures.


document_description: Details of Darren K Indyke PLLC - Attorney Trust Account, including account holder type, number of signers required, and contact information for Ruchi Lohani at DBOI Global Services Private Limited.

key_people:
Darren K Indyke
Ruchi Lohani

document_subtype: Bank Account Information

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank