document_description: The document contains an image with three stacked black rectangular blocks and vertical text between them. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


source: doj

document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065310, SDNY_GM_00211494, and EFTA01371783, which may be related to case numbers or document tracking.

document_type: other


document_description: The document contains a partial email with a confidentiality notice and reference numbers.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065313, SDNY_GM_00211497, and EFTA01371786, which may be case or document numbers.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065314, SDNY_GM_00211498, and EFTA01371787, which may be related to case numbers or document tracking.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0065315, SDNY_GM_00211499, and EFTA01371788.


document_description: The document contains confidential information, possibly related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a confidential financial document related to Deutsche Bank, possibly involving securities.

document_type: financial

document_subtype: bank document


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.

document_type: correspondence


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, such as DB-SDNY-0065322, SDNY_GM_00211506, and EFTA01371792.


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065324, SDNY_GM_00211508, and EFTA01371793.


document_description: The document contains confidential information related to disclosures, possibly in the context of a legal or financial investigation. It references a URL for additional EU-related information and includes several document identifiers.


document_description: This document appears to be related to corporate and regulatory disclosures involving Deutsche Bank. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to legal proceedings, specifically under the Federal Rules of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0065329, SDNY_GM_00211513, and EFTA01371796, which may be related to case or document tracking numbers.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0065331, SDNY_GM_00211515, and EFTA01371797. It appears to be related to a legal or governmental investigation but lacks specific content details.


document_description: The document contains confidential and/or privileged information, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065335, SDNY_GM_00211519, and EFTA01371799.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings. It contains identifiers such as DB-SDNY-0065336, SDNY_GM_00211520, and EFTA01371800, which may be case or document numbers.


document_description: The document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e), indicating it may contain sensitive legal information related to a grand jury proceeding.


document_description: The document appears to be a confidential legal document related to EU corporate and regulatory disclosure, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065340, SDNY_GM_00211524, and EFTA01371803, which may be case or document numbers.


document_description: The document is marked as confidential and may contain privileged information, likely related to a legal case or investigation. It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document contains a confidentiality notice related to a legal matter, likely involving the Southern District of New York (SDNY).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065351, SDNY_GM_00211535, and EFTA01371808, which may be related to case numbers or document tracking numbers.


document_description: The document is marked as confidential and is likely related to legal proceedings, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential and privileged information, likely related to a legal case or investigation, as indicated by references to Federal Rules of Criminal Procedure and specific document identifiers.


document_description: The document is marked as confidential and subject to Federal Rule of Criminal Procedure 6(e), indicating it is related to legal proceedings. It includes identifiers such as DB-SDNY-0065358, SDNY_GM_00211542, and EFTA01371811, which may be case or document numbers.


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains confidential information pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a regulatory disclosure related to Deutsche Bank, marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065363, SDNY_GM_00211547, and EFTA01371815, which may be related to case numbers or document tracking numbers.


document_description: The document contains a confidentiality notice and references to federal rules and identifiers.


document_description: This document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0065369, SDNY_GM_00211553, and EFTA01371818, suggesting it is part of a legal case or investigation in the Southern District of New York.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it is related to grand jury proceedings. It contains identifiers such as DB-SDNY-0065370, SDNY_GM_00211554, and EFTA01371819, which may be case or document numbers.


document_description: This document appears to be related to corporate and regulatory disclosures involving Deutsche Bank. It is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it contains sensitive legal information. It includes reference numbers DB-SDNY-0065375, SDNY_GM_00211559, and EFTA01371821, suggesting it is part of a legal case or investigation in the Southern District of New York.


document_description: This document contains a disclaimer from Deutsche Bank regarding the confidentiality and privileged nature of the communication. It advises unintended recipients to notify the sender and destroy the communication. It also includes a link for additional EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: A communication from Richard Kahn of HBRK Associates Inc. The document contains confidentiality notices and disclaimers regarding legal or tax advice from Deutsche Bank.

key_locations: 575 Lexington Avenue, New York, NY 10022

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: The document is marked as confidential and contains references to legal identifiers such as DB-SDNY-0065390, SDNY_GM_00211574, and EFTA01371830. It appears to be related to legal proceedings, possibly under the jurisdiction of the Southern District of New York (SDNY).


document_description: Promotional content for PowerBar as the official sponsor of the 2017 New Balance Bronx 10 Mile, including information about NYRR Open Run events in NYC parks and a call for runner stories.

key_locations:
Bronx
St. Mary's Park
Crotona Park
Soundview Park
NYC

key_organizations:
PowerBar
New Balance
NYRR


document_description: This document is marked as confidential and is subject to Federal Rule of Criminal Procedure 6(e). It contains identifiers related to the Southern District of New York (SDNY) and possibly pertains to a legal case or investigation.


document_description: An email from New York Road Runners containing confidential information and legal disclaimers, including a link to Deutsche Bank disclosures.

document_type: email


document_description: The document contains various news clippings and articles related to Jeffrey Epstein, including his connections to the art world and Wall Street. It mentions Leon Black's involvement with Epstein and his roles in different organizations.

key_people:
Jeffrey Epstein
Leon Black

document_type: media

key_locations:
Paris
New York

key_organizations:
Apollo Global Management
Museum of Modern Art
Environmental Solutions Worldwide


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: Request from Donna to Rob for Southern Financial Revenues and CBV by Product and Month starting January 2018.

key_people: Donna Rob

document_subtype: note


document_description: The document is a daily deposit report dated August 23, 2018, listing large, zero, and negative balances for various accounts. It includes account numbers, names, categories, and balances. Notable entries include Jeffrey Epstein with a balance of $2,467,577.49 and The Haze Trust with a balance of $35,583,100.79.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

document_type: tabular

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
Incompass Solutions Inc
Southern Financial LLC
Neptune, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Ashley Holdings Inc
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains a table of financial accounts with account numbers, names, categories, and balances. It includes large, zero, and negative balances for various trusts, LLCs, and individuals. The document is marked as confidential and is related to a legal matter under the Federal Rules of Criminal Procedure.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: A confidential document related to Deutsche Bank Trust Company Americas and Deutsche Bank Wealth Management, mentioning securities offered through Deutsche Bank Securities Inc.

title: Deutsche Bank Trust Company Americas

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: An instant message conversation between MicrosoftUC and Stewart Oldfield discussing a follow-up email and a request for an Exit Letter sent to Mr. Epstein in December.

key_people:
Stewart Oldfield
Mr. Epstein

document_subtype: instant message

key_organizations: MicrosoftUC DB


document_description: Internal communication regarding alerts related to Jeffrey Epstein, requiring compliance clearance before KYC approval.

title: Jeffrey Epstein RDC and PCR Alerts

key_people:
Amanda
Ashish
Jeffrey Epstein


document_description: Request to order 50,000 Euros in large bills for pickup by Darren at AFEX.

key_people:
Bella Klein
Darren

key_locations: 575 Lexington Avenue, 4th Floor, New York, NY 10022

key_organizations:
HBRK Associates Inc
AFEX


document_description: Request for KYC material changes confirmation and SOW verification for Karyna Shuliak, including dual citizenship status. Case 2075620 launched, awaiting confirmation for further research.

key_people:
Mayur Rathod
Karyna Shuliak

document_subtype: memo

key_organizations:
Deutsche CIB Centre Private Limited
Wealth Management


document_description: Employment Authorization Card issued to Karyna Shuliak from Belarus, valid from 03/04/13 to 03/03/14. Not valid for reentry to the U.S.

title: Employment Authorization Card for Karyna Shuliak

document_subtype: Employment Authorization Card


document_description: A communication from DBOI Global Services Private Limited regarding banking queries and privacy of communications. It includes contact information and confidentiality notices.

key_organizations:
DBOI Global Services Private Limited
Deutsche Bank


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: This document outlines the terms and conditions for the termination of a financial transaction between Deutsche Bank AG and Southern Financial, LLC. The transaction, originally dated May 22, 2018, with a notional amount of USD 45,000,000.00, is terminated effective September 25, 2018. Deutsche Bank AG agrees to pay Southern Financial, LLC USD 72,500.00 as part of the termination agreement.

title: Termination Agreement between Deutsche Bank AG and Southern Financial, LLC

key_people:
Paul Achleitner
Christian Sewing
Darh Rülicke
Karl von Rohr
Stuart Lewis
Sylvie Nathen
James von Moltke
Nicolas Moraux
Werner Seelenbinder
Frank Strauß

document_type: legal

key_locations:
London
Frankfurt am Main

document_subtype: Termination Agreement

key_organizations:
Deutsche Bank AG
Southern Financial, LLC


document_description: This document is a Termination Agreement between Deutsche Bank AG and Southern Financial, LLC, confirming the termination of a prior agreement. It requires confirmation by an authorized officer of Southern Financial, LLC, and includes contact details for returning the signed agreement.

key_people:
Girish S Alur
Sathya Guru
Jeffrey Epstein


document_description: This document outlines the terms and conditions for the termination of a financial transaction between Deutsche Bank AG and Southern Financial, LLC. The transaction, with a notional amount of USD 45,000,000.00, was originally set to terminate on June 03, 2020, but is being terminated early as of September 25, 2018. Deutsche Bank AG agrees to pay Southern Financial, LLC USD 68,500.00 as part of the termination agreement.

key_people:
Paul Acuciner Mengemere
Christian Sewing
Garth Richie
Karl von Rahr
Shvat Lewis
Sylvie Matheral
James von Moltke
Nicolas Moveau
Werner Steinmüller
Frank Siraus

key_organizations:
Deutsche Bank AG
Southern Financial, LLC
ECB
BaFin
Prudential Regulation Authority
Financial Conduct Authority


document_description: This document is a Termination Agreement outlining the representations, definitions, and miscellaneous provisions related to a transaction. It confirms the legal validity and enforceability of the agreement, defines terms as per the Confirmation of the Transaction, and specifies governing law and office locations.


document_description: Termination Agreement between Deutsche Bank AG and Southern Financial, LLC, signed by authorized signatories from both parties.


document_description: The document is marked as corrupted/unprintable and cannot be produced. It is labeled as confidential.


document_description: A memo discussing financial institutions used by Jeffrey Epstein, his sources of wealth, and residency status.

key_people:
Jeffrey Epstein
Bradley Gillin

key_locations:
USA
US Virgin Islands

key_organizations:
Deutsche Bank
Southern Trust Company Inc
J. Epstein & Co
Radar


document_description: A KYC case representative from Deutsche Bank is inquiring about financial institutions used by Jeffrey Epstein, sources of wealth, and residency status. The letter seeks confirmation on financial institutions, sources of wealth exceeding 25%, and clarification on Epstein's residency in the US Virgin Islands.

key_people:
Jeffrey E. Epstein
Vijay Sawant

key_locations:
US Virgin Islands
Mumbai
India

document_subtype: letter

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Southern Trust Company Inc
J. Epstein & Co
Radar


document_description: This document outlines changes to the beneficiaries of The 2007 Jeffrey E. Epstein Insurance Trust #3. Trustees Darren K. Indyke and Lawrence Newman, under the power granted by the trust, have decided to delete all previously named beneficiaries and add new ones. The document specifies the distribution of the trust's principal and accumulated income upon the death of the Grantor.

title: The 2007 Jeffrey E. Epstein Insurance Trust #3 Change of Beneficiaries

key_people:
Darren K. Indyke
Lawrence Newman
Jeffrey E. Epstein

document_subtype: Trust Amendment


document_description: This document is a trust agreement dated November 1, 2007, between Jeffrey E. Epstein as the Grantor and Darren K. Indyke and Lawrence Newman as the Trustees. The trust is established to manage and dispose of the property described in Schedule A, with provisions for income distribution to the Grantor's brother, Mark Lawrence Epstein, and instructions for the disposition of the principal upon the Grantor's death.

title: TIIE 2007 Jeffrey E. Epstein Insurance Trust #3 Trust Agreement

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Mark Lawrence Epstein

key_locations: Little St. James Island, United States Virgin Islands

document_subtype: Trust Agreement


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees, Darren K. Indyke and Lawrence Newman, continue to serve.

title: Grantor's Revocation of Designation of Successor Trustees

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman

document_subtype: Trust Revocation


document_description: The document contains two tables listing financial account information. The first table includes account numbers, names, and balances, with some entries having zero or large balances. The second table highlights accounts with large, zero, or negative balances, providing account numbers, names, categories, balances, and overdraft amounts. The document is marked as confidential under federal rules.


document_description: Financial document related to Ashley Holdings Inc with two credit amounts listed.


document_description: Wire transfer from PLAN D, LLC to Global Jet Management, Inc for invoices 1408 and 1413.

key_people:
Rijosh KC
Sunil Varghese
Anuparna Kala
Abhishek S Mohan

key_locations:
New York, NY
Boca Raton, FL
Eschborn, Germany

document_subtype: wire transfer

key_organizations:
Deutsche Bank AG
Global Jet Management, Inc
Helijet Solutions
Bank of America, N.A.


document_description: This document is an email containing confidential and/or privileged information. It includes a disclaimer about the privacy of communications and the monitoring of emails and instant messages for compliance with legal and regulatory obligations. It also provides a link for additional EU corporate and regulatory disclosures.


document_description: A conversation regarding the transition of J. Epstein accounts and relationship from Deutsche Bank, with a deadline set for February 28, 2019. Discussion includes trading of liquid products and change of registered representative.

key_people: Andrea Stewart Martin


document_description: A communication from Deutsche Bank AG regarding compliance with uncleared swap agreements. The letter states that no action is required from the recipient and does not change any terms of existing agreements. It also mentions that the communication may not be relevant if the agreement is uncollateralized or if there is no collateral handling agreement. The letter includes confidentiality notices and disclaimers about legal and tax advice.


document_description: A wire transfer document involving JPMS LLC and Karyna Shul, with a format validation error noted by Deutsche Bank's Global Messaging Operations.

key_organizations:
JPMS LLC
Deutsche Bank AG
Global Messaging Operations


document_description: This document contains a confidentiality notice and disclaimer from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It advises unintended recipients to notify the sender and destroy the communication. It also includes a disclaimer that Deutsche Bank does not provide legal or tax advice.


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: A letter from Deutsche Bank Wealth Management to Bank Leumi Le Israel Ltd. confirming that Southern Trust Company, Inc. has been an account holder since 2013 without any known issues.

key_locations:
Tel-Aviv, Israel
New York, NY

key_organizations:
Deutsche Bank
Southern Trust Company, Inc.
Bank Leumi Le Israel Ltd.


document_description: Request for financial data on Southern Financial Revenues and CBV by Product and Month starting January 2018.

key_people: Rob Donna


document_description: This document is an alert from Deutsche Bank Private Bank regarding Richard Kahn, highlighting a critical risk priority due to regulatory actions. Richard Kahn is permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 days from the decision date. The alert includes details of disciplinary actions by the New York Stock Exchange.

title: Deutsche Bank Private Bank Alert for Richard Kahn

document_subtype: Alert

key_organizations:
Deutsche Bank Private Bank
NYSE Arca
FINRA
New York Stock Exchange


document_description: This document is a financial alert from Deutsche Bank Private Bank regarding Richard Jeffrey Kahn. It highlights a critical risk priority due to a regulatory action and fine imposed by the Florida Office of Financial Regulation. Richard J. Kahn was fined $20,000 on 06/21/2011.

key_locations:
Florida
United States

key_organizations:
Deutsche Bank Private Bank
Florida Office of Financial Regulation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It provides a detailed overview of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, net securities in/out of account, dividends, interest, and other income. The statement also includes an asset summary and mentions FDIC insurance for bank deposits.

key_locations:
Baltimore, MD
New York, NY
St. Thomas, VI

document_subtype: bank statement

key_organizations:
Deutsche Bank
Southern Financial LLC
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document provides a summary of FDIC insured bank deposits and income/expense details for the period ending February 28, 2019. It includes details of negative interest rates, account activities, and income summaries.

key_organizations: Securities Investor Protection Corporation


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes details of cash, money funds, and bank deposits, specifically FDIC insured bank deposits, with opening and closing balances, accrued income, and income for the year. The document also contains disclosures about pricing, estimated annual figures, and foreign currency transactions.

title: Deutsche Bank Portfolio Holdings Statement

document_date: February 1, 2019 - February 28, 2019

document_subtype: Portfolio Holdings Statement

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document contains a financial statement with an activity summary of securities and cash transactions, including credits, debits, and net amounts for the period and year-to-date. It also includes information about proxy voting and FDIC-insured bank deposits.

document_subtype: financial statement


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing transactions by type of activity for the period from February 1, 2019, to February 28, 2019. It includes securities withdrawals and deposits, dividends and interest, cash withdrawals and deposits, and FDIC insured bank deposits.

title: Deutsche Bank Transactions by Type of Activity


document_description: This document is a financial account statement detailing transactions, client service information, account information, and electronic delivery preferences. It includes a summary of transaction values, accrued interest, and account settings for tax lot disposition and bond amortization.

document_subtype: account statement

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank, detailing the role of Pershing as a clearing broker, important information and disclosures, and arbitration agreements. It outlines the responsibilities of Pershing and the financial institution, contact information, and arbitration procedures.

key_locations:
Baltimore, MD
Jersey City, New Jersey


document_description: The document outlines an arbitration agreement governed by the laws of the State of New York. It includes contact information for Pershing LLC's Legal Department and mentions the option for paperless communication. The document also references Pershing LLC's clearing services and its affiliation with The Bank of New York Mellon Corporation.

title: Important Arbitration Agreement

document_subtype: Arbitration Agreement


document_description: Deutsche Bank Private Wealth Management statement for Southern Financial LLC, detailing account activity for January 2019. The statement includes beginning and ending account values, dividends, interest, and net change in portfolio.


document_description: This document is a financial statement summarizing realized and unrealized gains and losses, FDIC insured bank deposits, and income and expense summary for the period ending January 31, 2019. It includes details on long-term gains/losses, net gains/losses, and interest income from FDIC insured bank deposits. The document also mentions the potential for negative interest rates on foreign currency deposits.

key_organizations:
European Central Bank
Deutsche Bank Trust Co
Pershing LLC
The Bank of New York Mellon Corporation
FDIC


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes details of cash, money funds, bank deposits, and equities, specifically highlighting holdings in Apple Inc. The statement provides opening and closing balances, accrued income, and yields for the period.

title: Deutsche Bank Portfolio Holdings for Southern Financial LLC


document_description: The document provides information on portfolio holdings, including pricing, estimated annual figures, reinvestment details, option disclosures, foreign currency transactions, proxy voting, and IRS Form 1099 reminders. It includes details on how securities are priced, the estimation of annual income and yield, reinvestment of dividends, and execution of foreign currency transactions. It also covers the process for proxy voting and the mailing of IRS Form 1099.

document_subtype: Portfolio Holdings Disclosure

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation
Federal Deposit Insurance Corporation


document_description: This document is a financial statement from Deutsche Bank for SOUTHERN FINANCIAL LLC, covering the period from January 1, 2019, to January 31, 2019. It includes activity summaries, transaction details, and disclosures related to money market funds and FDIC insured bank deposits.

title: Deutsche Bank Financial Statement for SOUTHERN FINANCIAL LLC

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides client service information for an investment account managed by Martin Zeman at 345 Park Avenue, New York. It includes details on tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. Pershing LLC is identified as the clearing broker, with responsibilities outlined for both Pershing and the client's financial institution.

document_subtype: Account Information


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes important information and disclosures about the role of Pershing, arbitration disclosures, and an arbitration agreement. The document also provides contact information for Pershing and mentions the Securities Investor Protection Corporation (SIPC) coverage.

document_date: January 1, 2019 - January 31, 2019


document_description: The document is a financial statement summarizing realized and unrealized gains and losses, FDIC insured bank deposits, and income and expense summary for the period ending December 31, 2018. It includes details on long-term gains/losses, net gains/losses, and interest income from FDIC insured bank deposits. The document also mentions the potential for negative interest rates on foreign currency deposits.

key_organizations:
European Central Bank
Citibank N.A.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It details cash, money funds, bank deposits, and equities, including specific holdings like Apple Inc. The statement provides opening and closing balances, accrued income, and yields. It also includes disclosures about cost basis reporting rules and pricing information.


document_description: The document provides information on portfolio holdings, including pricing, estimated annual figures, reinvestment details, option disclosures, foreign currency transactions, proxy voting, and IRS Form 1099 delivery information. It includes details on how securities are priced, the estimation of annual income and yield, reinvestment of dividends, option transaction charges, foreign currency conversion rates, and proxy voting rights for margin accounts. It also outlines the process for receiving IRS Form 1099.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes information about money market mutual funds, FDIC-insured bank deposits, and a summary of financial activities such as dividends, interest, and withdrawals.

title: Deutsche Bank Financial Statement

document_date: December 1, 2018 - December 31, 2018


document_description: This document contains financial transaction details related to FDIC insured bank deposits and interest reinvestment. It includes process and settlement dates, transaction descriptions, and amounts in USD. The document also provides client service information and account details.

document_subtype: Bank Statement

key_organizations:
FDIC
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes important information and disclosures about the role of Pershing as a clearing broker, arbitration disclosures, and agreements. The document outlines the responsibilities of Pershing and the financial institution, as well as arbitration procedures and rights.

title: Deutsche Bank Financial Statement


document_description: This document contains an arbitration agreement governed by the laws of the State of New York. It specifies conditions under which a client may be excluded from a class by the court and clarifies that forbearance to enforce an agreement to arbitrate does not constitute a waiver of rights. It includes contact information for Pershing LLC's Legal Department and mentions the option for e-delivery of documents.


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes disclosures about payment for order flow and order routing policies, as well as best execution practices.

key_locations: One Pershing Plaza, Jersey City, NJ 07399

document_subtype: Terms and Conditions

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
Federal Reserve System
BNY Mellon Capital Markets LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Jeffrey Epstein, covering the period from January 1, 2019 to January 31, 2019. It details the account activity, including beginning and ending account values, net cash deposits and withdrawals, and dividends or interest income. The statement also includes an asset summary and information about negative interest rates.

key_people:
Jeffrey Epstein
Martin Zeman

key_locations:
Baltimore, MD
New York, NY
St Thomas, VI

key_organizations:
Deutsche Bank
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: FDIC Insured Bank Deposits statement showing transactions from January 1, 2019, to January 14, 2019, including opening and closing balances, withdrawals, and interest deposits.


document_description: This document is a portfolio holdings disclosure for Jeffrey Epstein from Deutsche Bank, covering the period from January 1, 2019, to January 31, 2019. It includes information on pricing, estimated annual figures, foreign currency transactions, proxy voting, and messages related to IRS Form 1099 and FDIC insurance.

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing account activity, including dividends, interest, cash withdrawals, and deposits. It includes a detailed activity summary and transactions by type of activity, with specific amounts credited and debited.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is an investment statement for Jeffrey Epstein from Deutsche Bank for the period of January 1, 2019 to January 31, 2019. It includes information about the investment objectives, tax lot default disposition methods, bond amortization elections, and electronic delivery preferences.

key_locations:
Baltimore, MD
New York, NY

document_subtype: Investment Statement


document_description: The document outlines the role of Pershing LLC as a clearing broker, its responsibilities, and the arbitration agreement related to disputes. It emphasizes that Pershing acts as an agent for financial institutions, does not provide investment advice, and is not liable for the actions of financial institutions. It also details the arbitration process and the rights of parties involved.

document_subtype: disclosure statement


document_description: This document is a bank statement from Deutsche Bank for the account of JEPSTEIN VIRGIN ISLANDS FOUNDATION INC, covering the period from February 1, 2019, to February 28, 2019. It includes details of the beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of gains and losses.

title: Deutsche Bank Account Statement for JEPSTEIN VIRGIN ISLANDS FOUNDATION INC

key_organizations:
Deutsche Bank
JEPSTEIN VIRGIN ISLANDS FOUNDATION INC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides a detailed financial statement including money market fund details, income and expense summary, and portfolio holdings. It includes information on negative interest rates, money market fund activities, and income from dividends.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a portfolio statement from Deutsche Bank for Jeffrey Epstein's Virgin Islands account, covering the period from February 1, 2019, to February 28, 2019. It includes details on cash, money funds, and bank deposits, with a total cash balance of $1,423.25 at the beginning and $0.00 at the end of the period. The document also provides disclosures on pricing, estimated annual figures, reinvestment, and foreign currency transactions.

title: Deutsche Bank Portfolio Holdings

key_locations:
Virgin Islands
Baltimore, MD

document_subtype: Portfolio Statement


document_description: The document contains a schedule of realized gains and losses for a current period, detailing transactions involving securities such as Bristol Myers Squibb and Disney Walt Co. It includes information on foreign currency transactions, proxy voting, and cost basis reporting rules. The document advises on tax reporting and cost basis adjustments, and mentions the account's tax-lot disposition method.


document_description: This document is a financial statement from Deutsche Bank for the account JEPSTEIN VIRGIN ISLANDS, covering the period from February 1, 2019, to February 28, 2019. It includes an activity summary of securities sold, dividends, interest, and cash withdrawals. The statement details transactions such as the sale of Bristol Myers Squibb and Disney Walt Co shares.

title: Deutsche Bank Statement for JEPSTEIN VIRGIN ISLANDS

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document contains a financial statement detailing transactions by type of activity, including dividends, interest, cash withdrawals, and deposits. It also includes client service information and account details.

key_organizations:
Bristol Myers Squibb Co
DWS Govt & Agency Instl
FirstBank Puerto Rico
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Jeffrey Epstein's account in the Virgin Islands, covering the period from February 1, 2019, to February 28, 2019. It includes information about electronic delivery preferences, the role of Pershing as a clearing broker, and important disclosures regarding account management and protection.

key_organizations: Securities Investor Protection Corporation


document_description: This document outlines the arbitration agreement between the parties and Pershing LLC, highlighting the waiver of the right to sue in court, the finality of arbitration awards, and the limited discovery process in arbitration. It specifies that arbitration will be conducted before the Financial Industry Regulatory Authority and includes conditions under which class actions cannot be arbitrated. The laws of the State of New York govern the agreement.

key_locations: One Pershing Plaza, Jersey City, New Jersey

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for the account of J Epstein Virgin Islands Foundation Inc, covering the period from January 1, 2019 to January 31, 2019. It includes details on the beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as realized and unrealized gains and losses.

key_organizations:
Deutsche Bank
J Epstein Virgin Islands Foundation Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document provides information on negative interest rates introduced by the European Central Bank and other credit institutions, which may affect foreign currency deposits. It includes detailed financial data in tabular form, such as money market fund activities, income and expense summaries, and portfolio holdings for January 2019. The document also mentions account numbers and encourages going paperless.


document_description: This document is a financial statement from Deutsche Bank for Jeffrey Epstein's Virgin Islands account, detailing portfolio holdings for January 2019. It includes information on equities, common stocks, and their market values, cost basis, and unrealized gains/losses. The statement also provides disclosures on pricing and estimated annual figures.


document_description: The document contains disclosures related to portfolio holdings, including estimated annual figures, reinvestment details, option disclosures, foreign currency transactions, and proxy voting. It also includes a schedule of realized gains and losses for the current period, specifically detailing a transaction involving Bristol Myers Squibb.


document_description: This document is a financial statement from Deutsche Bank for Jeffrey Epstein's Virgin Islands account, detailing the schedule of realized gains and losses for the period of January 1, 2019 to January 31, 2019. It includes information on cost basis reporting rules, adjustments for tax reporting, and reminders about IRS Form 1099.

document_subtype: Schedule of Realized Gains and Losses


document_description: This document is a financial statement detailing securities transactions, dividends, interest, and cash withdrawals for a specific period. It includes a summary of credits and debits for the period and year-to-date, as well as detailed transactions by type of activity.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FirstBank Puerto Rico


document_description: This document is a bank statement from Deutsche Bank for the account associated with JEPSTEIN VIRGIN ISLANDS, covering the period from January 1, 2019 to January 31, 2019. It includes client service information, account information, and electronic delivery preferences.

title: Deutsche Bank Account Statement for JEPSTEIN VIRGIN ISLANDS


document_description: The document outlines the role of Pershing LLC as a clearing broker, its responsibilities, and the arbitration agreement related to disputes. It emphasizes that Pershing acts as an agent for financial institutions, does not provide investment advice, and is not liable for the actions of financial institutions. The document also includes important arbitration disclosures and agreements, highlighting the limitations and conditions of arbitration proceedings.


document_description: This document is a financial statement from Deutsche Bank for the account of JEPSTEIN VIRGIN ISLANDS FOUNDATION INC, covering the period from December 1, 2018 to December 31, 2018. It includes details on account values, cash deposits and withdrawals, dividends, interest, and other income, as well as asset allocation.


document_description: This document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for a specific period. It includes information on long-term gains/losses, net gains/losses, and details of money market fund activities such as withdrawals and deposits. The document also discusses the impact of negative interest rates by the European Central Bank and other institutions.


document_description: This document is a portfolio holdings statement from Deutsche Bank for the account JEPSTEIN VIRGIN ISLANDS, covering the period from December 1, 2018, to December 31, 2018. It includes details of cash, money funds, bank deposits, and equities, with specific information on securities such as Bristol Myers Squibb Co and Disney Walt Co. The document also discusses cost basis reporting rules and mentions that some securities may be reported to the IRS on form 1099-B.

title: Deutsche Bank Portfolio Holdings for JEPSTEIN VIRGIN ISLANDS


document_description: The document provides information on portfolio holdings, including net market value, estimated annual income and yield, reinvestment details, option disclosures, foreign currency transactions, and proxy voting. It also includes a message about the delivery of IRS Form 1099.


document_description: This document is a financial statement from Deutsche Bank for the account of Jeffrey Epstein in the Virgin Islands, covering the period from December 1, 2018, to December 31, 2018. It includes an activity summary of securities and cash transactions, detailing credits, debits, and net amounts for the period and year-to-date. The statement also lists specific transactions, including dividends from a money market fund and a cash withdrawal sent to JPMorgan Chase Bank.

key_organizations:
Deutsche Bank
JPMorgan Chase Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial account statement detailing transaction activities, client service information, account information, and important disclosures related to Pershing's role as a clearing broker. It includes information on transaction values, client contact details, account settings, and Pershing's responsibilities.

document_subtype: Account Statement

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for the account JEPSTEIN VIRGIN ISLANDS, covering the period from December 1, 2018 to December 31, 2018. It includes important information and disclosures about the role of Pershing, arbitration disclosures, and contact information for Pershing LLC. The document emphasizes the importance of reporting inaccuracies promptly and outlines the arbitration agreement with Pershing LLC.


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow and order routing policies, as well as best execution practices. The document advises clients to retain the statement for their records and provides contact information for any disputes.

document_subtype: terms and conditions


document_description: This document is a financial statement from Deutsche Bank for The Haze Trust, covering the period from February 1, 2019, to February 28, 2019. It includes details of account values, cash deposits, withdrawals, and asset summaries.

title: Deutsche Bank Statement for The Haze Trust

key_people:
Jeffrey Epstein
Darren Kinde

key_organizations:
Deutsche Bank
The Haze Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing money market fund activities, income and expense summary, and portfolio holdings for a specific account. It includes transactions such as withdrawals, deposits, and accrued dividend credits, as well as income from equities and money markets.


document_description: This document is a portfolio statement for THE HAZE TRUST, detailing market value, accrued interest, and estimated annual income for the period of February 1, 2019 to February 28, 2019. It includes disclosures on pricing, estimated annual figures, reinvestment, foreign currency transactions, and proxy voting.

title: THE HAZE TRUST Portfolio Holdings


document_description: This document is a financial statement detailing activity in a brokerage account, including securities withdrawals and deposits, dividends and interest, and cash transactions. It includes a detailed activity summary with credits, debits, and net amounts for the period and year-to-date. Specific transactions include customer-authorized transfers of securities such as Alphabet Inc, Carvana Co, Citigroup Inc, JPMorgan Chase & Co, and United Technologies Corp.

key_organizations:
Alphabet Inc
Carvana Co
Citigroup Inc
JPMorgan Chase & Co
United Technologies Corp
Pershing LLC
The Bank of New York Mellon Corporation


document_description: Deutsche Bank financial statement for The Haze Trust, detailing transactions from February 1 to February 28, 2019. Includes dividends, interest, cash withdrawals, and deposits.

key_organizations:
Deutsche Bank
HSBC Bank USA
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides account information related to tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. It also includes important disclosures about the role of Pershing as a clearing broker and custodian, and the responsibilities of the financial institution managing the account.

document_subtype: account information

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document is a financial statement from Deutsche Bank for The Haze Trust, covering the period from February 1, 2019, to February 28, 2019. It includes important information and disclosures about the role of Pershing LLC, arbitration agreements, and contact information for Pershing LLC. The document also mentions the account number AD10246C9F300 and encourages going paperless with e-delivery.


document_description: This document is a financial statement from Deutsche Bank for THE HAZE TRUST, covering the period from January 1, 2019, to January 31, 2019. It details the account's beginning and ending values, net cash deposits and withdrawals, dividends, interest, and other income, as well as the net change in the portfolio. The statement also provides an asset summary, showing the distribution of cash, fixed income, and equities.

title: Deutsche Bank Account Statement for THE HAZE TRUST

key_people:
Jeffrey Epstein
Darren Kindyke

key_organizations:
Deutsche Bank
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for a specific period. It includes short-term and long-term gains/losses, money market fund transactions, and dividend income details.


document_description: The document is a detailed portfolio holdings report, listing equities including common and preferred stocks, with acquisition dates, quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yield. It includes specific securities like Carvana Co and United Technologies Corp, with identifiers and CUSIPs. The document also explains cost basis rules for covered and noncovered securities.

document_subtype: portfolio holdings

key_organizations:
Carvana Co
United Technologies Corp
Citigroup Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a portfolio holdings statement for THE HA ZE TRUST from Deutsche Bank, covering the period from January 1, 2019, to January 31, 2019. It includes information on cost basis adjustments for fixed income securities, pricing, estimated annual figures, reinvestment details, and option disclosures. The statement also mentions the clearing through Pershing LLC and provides account number AD1008C.

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: The document outlines various financial transactions and policies related to foreign currency transactions, proxy voting, credit ratings, and important reminders for IRS Form 1099. It includes an activity summary table showing credits, debits, and net amounts for the period and year-to-date.

key_organizations:
Pershing LLC
Standard & Poor's
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: Deutsche Bank statement for The HA ZE Trust for January 2019, detailing transactions by type of activity including dividends, interest, and cash withdrawals and deposits.

key_organizations:
Deutsche Bank
JPMorgan Chase & Co
HSBC Bank USA
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides account information including tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. It also outlines the role of Pershing as a clearing broker and provides important disclosures regarding account management and protection.


document_description: This document is a financial statement from Deutsche Bank for the HA ZE Trust, covering the period from January 1, 2019, to January 31, 2019. It includes important information and disclosures about the role of Pershing LLC, arbitration agreements, and contact information for Pershing LLC. The document also mentions the account number and encourages going paperless.

document_subtype: bank statement

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: This document is a financial statement from Deutsche Bank for THE HAZETRUST account managed by Jeffrey Epstein and Darren K. Indyke. It covers the period from December 1, 2018, to December 31, 2018, detailing the portfolio's performance, asset summary, and account value changes.

title: Deutsche Bank Account Statement for THE HAZETRUST

key_people:
Jeffrey Epstein
Darren K. Indyke
Martin Zeman


document_description: This document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for the period ending December 31, 2018. It includes short-term and long-term gains/losses, money market fund transactions, and income from dividends and interest.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a portfolio holdings statement from Deutsche Bank for THE HAZE TRUST, covering the period from December 1, 2018, to December 31, 2018. It includes details on cash, money funds, bank deposits, fixed income, and equities, with specific information on quantities, account numbers, balances, yields, and gains/losses.

title: Deutsche Bank Portfolio Holdings for THE HAZE TRUST

document_subtype: Portfolio Holdings Statement

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document provides a detailed account of portfolio holdings, including equities and preferred stocks, with information on acquisition dates, quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yield. It also discusses the cost basis rules for covered and noncovered securities.

document_subtype: Portfolio Holdings


document_description: This document is a portfolio holdings statement for THE HAZETRUST, detailing the net market value of securities, cost basis information, estimated annual income and yield figures, reinvestment details, and option disclosures. It includes information on pricing, reinvestment, and option transactions, with a focus on the accuracy and reliability of the data provided.

reference_numbers:
Account Number: N4G-024943
AD10 283CSF3DD28


document_description: The document outlines foreign currency transactions, proxy voting rights, credit ratings, and IRS Form 1099 information related to a financial account. It includes an activity summary table showing securities bought and sold, dividends, interest, and distributions for the period and year-to-date.


document_description: This document is a bank statement from Deutsche Bank for THE HAZE TRUST, covering the period from December 1, 2018, to December 31, 2018. It includes an activity summary with credits, debits, and net amounts for the period and year-to-date. The statement details transactions by type of activity, including dividends, interest, and cash deposits. Key transactions include a cash dividend received from United Technologies Corp and federal funds received from HSBC Bank USA.

title: Deutsche Bank Statement for THE HAZE TRUST

key_organizations:
Deutsche Bank
THE HAZE TRUST
United Technologies Corp
HSBC Bank USA
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides client service information for an investment account managed by Martin Zeman at 345 Park Avenue, New York. It outlines the default disposition methods for various securities, bond amortization elections, and electronic delivery options. It also details the role of Pershing as the clearing broker and custodian, and provides contact information for inquiries. The document emphasizes the responsibilities of the financial institution and includes disclosures about Pershing's functions and SIPC protection.

document_subtype: account statement


document_description: This document is a financial statement from Deutsche Bank for The Haze Trust, covering the period from December 1, 2018, to December 31, 2018. It includes important information and disclosures about the role of Pershing LLC, arbitration disclosures, and agreements. The document also provides contact information for Pershing LLC and mentions the account number N4G-024943.

title: Deutsche Bank Financial Statement


document_description: This document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes disclosures about payment for order flow and order routing policies, as well as best execution practices. The document advises clients to retain the statement for their records and provides contact information for addressing any unacceptable terms.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon
Financial Industry Regulatory Authority


document_description: This document is a financial statement detailing transactions in a sweep money market fund, including withdrawals, deposits, and accrued dividends. It also provides an income and expense summary, and portfolio holdings information.

document_subtype: financial statement

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Jeepers Inc., covering portfolio holdings disclosures for February 2019. It includes information on pricing, estimated annual figures, reinvestment, foreign currency transactions, and proxy voting. The document also contains messages about money market mutual funds and account details.

document_subtype: Portfolio Holdings Disclosure

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement detailing credits and debits for a specific period, including dividends, interest, and cash withdrawals. It includes a detailed transaction list by type of activity, with a focus on dividends, interest, and cash withdrawals.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: Deutsche Bank account statement detailing account information, tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. The document also outlines the role of Pershing as a clearing broker and provides contact information for inquiries.


document_description: The document provides important information and disclosures related to Pershing LLC, including its membership in SIPC, arbitration disclosures, and contact information. It outlines the arbitration agreement and the rights of parties involved in disputes with Pershing LLC.

key_organizations: Securities Investor Protection Corporation


document_description: This document is a financial statement from Deutsche Bank for the account number N4G-024935, covering the period from January 1, 2019, to January 31, 2019. It provides a summary of the account's beginning and ending values, dividends, interest, and other income. The account is 100% invested in cash, money funds, and bank deposits. The document also mentions the potential for negative interest rates on foreign currency deposits.

title: Deutsche Bank Account Statement

key_organizations:
Deutsche Bank
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing the activities and holdings of a money market fund for the period ending January 31, 2019. It includes information on the opening and closing balances, deposits, and income generated from the fund.


document_description: This document is a financial statement from Deutsche Bank for the period of January 1, 2019 to January 31, 2019. It includes information on portfolio holdings, pricing, estimated annual figures, reinvestment, foreign currency transactions, proxy voting, and important reminders regarding IRS Form 1099. The statement also mentions the possibility of reinvestment of mutual fund distributions and foreign currency transactions executed by Pershing.

title: Deutsche Bank Portfolio Holdings Disclosures

document_date: January 2019

key_organizations:
Deutsche Bank
Pershing LLC
The Bank of New York Mellon Corporation
JEEPERS INC


document_description: This document is a financial account statement detailing activity in a money market mutual fund. It includes an activity summary with credits and debits for the period and year-to-date, as well as specific transaction details for dividends and interest received. The document also provides contact information for the investment specialist and account details.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial account statement from Deutsche Bank for the period of January 1, 2019 to January 31, 2019. It includes information on tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. The role of Pershing as a clearing broker is also described.

title: Deutsche Bank Account Statement


document_description: This document is a financial statement from Deutsche Bank for the account of JEEPERS INC, covering the period from December 1, 2018, to December 31, 2018. It provides a summary of the account's beginning and ending values, cash deposits and withdrawals, dividends, interest, and other income, as well as an asset summary indicating a 100% investment in cash, money funds, and bank deposits.

key_organizations:
Deutsche Bank
Deutsche Bank Private Wealth Management
Deutsche Bank Securities Inc.
JEEPERS INC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for the period ending December 31, 2018. It includes short-term and long-term gains/losses, money market fund activities, and dividend income details.


document_description: This document is a portfolio holdings statement from Deutsche Bank for JEEPERS INC, covering the period from December 1, 2018, to December 31, 2018. It details the cash, money funds, and bank deposits in the portfolio, including quantities, opening and closing balances, accrued income, and income for the year. The total portfolio holdings are valued at $3,268,984.84 with an income of $29,866.42 for the year.

title: Deutsche Bank Portfolio Holdings Statement for JEEPERS INC

key_organizations:
Deutsche Bank
JEEPERS INC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document is a financial statement from Pershing LLC detailing foreign currency transactions, proxy voting rights, and an activity summary of securities and cash transactions. It includes information on foreign currency conversion rates, proxy voting for margin account securities, and IRS Form 1099 delivery details. The activity summary provides a breakdown of credits, debits, and net amounts for securities and cash transactions for the current period and year-to-date.


document_description: This document is a financial statement from Deutsche Bank for JEEPERS INC, covering transactions from December 1, 2018, to December 31, 2018. It includes details of dividends and interest received, specifically from a money market fund, totaling $6,105.99 USD. The document also outlines client service information and account details, including default methods for securities and bond amortization elections.

title: Deutsche Bank Statement for JEEPERS INC


document_description: The document outlines the role of Pershing LLC as a clearing broker, its responsibilities, and the arbitration agreement related to disputes. It emphasizes that Pershing acts as an agent for financial institutions and is not liable for their actions. The document also includes important arbitration disclosures and agreements, highlighting the limitations and conditions of arbitration.


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow and order routing policies, as well as best execution practices.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from March 1, 2019, to May 31, 2019. It includes details on account values, cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of gains and losses. The statement shows an ending account value of $0.00 for the period.

title: Deutsche Bank Account Statement for Southern Trust Company Inc

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document contains information about negative interest rates introduced by the European Central Bank and other credit institutions, which may affect foreign currency deposits. It includes a table detailing money market fund activities and an income and expense summary for a specific account. The document also mentions the option to go paperless and provides account and reference numbers.


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Trust Company Inc, covering the period from March 1, 2019, to May 31, 2019. It includes details of cash, money funds, and bank deposits, with a total income of $3,491.43 for the year. The document also contains disclosures about pricing, estimated annual figures, and reinvestment policies.

title: Deutsche Bank Portfolio Holdings for Southern Trust Company Inc


document_description: The document provides details on foreign currency transactions, proxy voting, and an activity summary of a financial account. It includes information on securities sold, dividends and interest, and cash withdrawals, with year-to-date totals.


document_description: This document is a bank statement from Deutsche Bank for Southern Trust Company Inc, covering transactions from March 1, 2019, to May 31, 2019. It includes details of dividends, interest, cash withdrawals, and deposits.

title: Deutsche Bank Statement for Southern Trust Company Inc

key_organizations:
Deutsche Bank
Southern Trust Company Inc
JPMorgan Chase Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document provides information about electronic delivery preferences for account communications, the role of Pershing as a clearing broker, and important arbitration disclosures. It includes contact information for Pershing and the financial institution, as well as a reminder to report any inaccuracies in the statement promptly.


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from March 1, 2019, to May 31, 2019. It includes important arbitration disclosures and agreements related to disputes with Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation.

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes details on the beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of gains and losses.


document_description: The document provides a financial statement detailing negative interest rates, money market fund activities, income and expense summary, and portfolio holdings. It includes transactions such as deposits, withdrawals, and accrued dividend credits, with specific amounts and dates.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, detailing portfolio holdings for February 2019. It includes information on cash, money funds, bank deposits, and accrued income.

title: Deutsche Bank Portfolio Holdings


document_description: The document contains disclosures related to foreign currency transactions, proxy voting, and a schedule of realized gains and losses for the current period. It includes details on securities transactions, cost basis reporting, and tax implications. The document advises consulting a tax advisor for accurate tax reporting.


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, detailing the schedule of realized gains and losses for the period of February 1, 2019 to February 28, 2019. It includes information on cost basis adjustments for fixed income securities, account information for tax-lot disposition methods, and activity summary of securities and cash transactions.

title: Deutsche Bank Schedule of Realized Gains and Losses


document_description: This document is a financial statement detailing various transactions by type of activity, including securities bought and sold, dividends and interest, and cash withdrawals and deposits. It includes specific transaction details such as dates, activity types, descriptions, quantities, prices, accrued interest, amounts, and currencies. The document also provides client service information and account details.

key_organizations:
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation
BNY Mellon


document_description: This document is a bank statement from Deutsche Bank for Southern Trust Company Inc, covering the period from February 1, 2019, to February 28, 2019. It includes information about electronic delivery preferences, the role of Pershing as a clearing broker, and important disclosures regarding account management and protection.


document_description: This document outlines the arbitration agreement between the client and Pershing LLC, including important disclosures about arbitration rights and limitations. It specifies that any disputes will be submitted to arbitration before the Financial Industry Regulatory Authority and highlights the limitations on class actions in arbitration.

document_subtype: Arbitration Agreement

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from January 1, 2019, to January 31, 2019. It provides a detailed overview of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a summary of asset allocation.

document_subtype: Bank Statement


document_description: The document is a financial statement summarizing gains and losses, money market fund details, and income and expense summary for a specific period. It includes information on long-term and net gains/losses, money market fund activities, and income from dividends and interest. The document also mentions the potential for negative interest rates on foreign currency deposits.


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, detailing portfolio holdings for January 2019. It includes information on cash, money funds, bank deposits, and fixed income securities, with specific details on corporate bonds and their market values, yields, and gains/losses.

title: Deutsche Bank Portfolio Holdings Statement


document_description: The document provides details on portfolio holdings, including pricing, estimated annual figures, reinvestment, option disclosure, foreign currency transactions, and proxy voting. It includes information on net market value, estimated annual income and yield, reinvestment of dividends, option transaction charges, foreign currency conversion, and proxy voting rights.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: Deutsche Bank statement for Southern Trust Company Inc covering January 1-31, 2019. Includes portfolio holdings disclosures, credit ratings information, and activity summary with credits and debits.

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Standard & Poor's
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement detailing transactions by type of activity, including dividends and interest, and cash withdrawals and deposits. It includes specific transactions such as bond interest received and federal funds sent, along with total amounts for each category.

key_organizations:
Buckeye Partners L P
Deutsche Bank Trust
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a bank statement from Deutsche Bank for SOUTHERN TRUST COMPANY INC, covering the period from January 1, 2019, to January 31, 2019. It includes information about electronic delivery preferences, the role of Pershing as a clearing broker, and important disclosures regarding account management and protection.

title: Deutsche Bank Account Statement for SOUTHERN TRUST COMPANY INC


document_description: This document outlines the arbitration agreement between the parties and Pershing LLC, including important disclosures about arbitration rights and limitations. It specifies that any controversy shall be submitted to arbitration before the Financial Industry Regulatory Authority and details the conditions under which class actions may be brought to arbitration. The document also includes contact information for Pershing LLC and mentions that the laws of the State of New York govern the agreement.

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, detailing account activity and portfolio summary for December 2018.

title: Deutsche Bank Portfolio Statement


document_description: The document provides a summary of gains and losses for a financial account, including short-term and long-term gains/losses, net gain/loss, and money market fund details. It also includes an income and expense summary with dividend and interest income details. The document mentions the potential for negative interest rates on foreign currency deposits.

title: Summary of Gains and Losses


document_description: This document is a portfolio holdings statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018, to December 31, 2018. It details the portfolio's cash, money funds, bank deposits, and fixed income securities, including corporate bonds. The statement provides information on opening and closing balances, accrued income, and yields. It also discusses cost basis reporting rules and adjustments for fixed income securities.


document_description: The document provides details on portfolio holdings, including pricing, estimated annual figures, reinvestment, option disclosure, foreign currency transactions, and proxy vote information. It includes information on net market value, estimated annual income and yield, reinvestment of dividends, option transaction charges, foreign currency conversion, and proxy voting rights.


document_description: This document is a portfolio holdings statement for Southern Trust Company Inc, provided by Deutsche Bank for the period of December 1, 2018 to December 31, 2018. It includes activity summaries for securities and cash, credit rating information from Standard & Poor's, and information regarding the delivery of IRS Form 1099. The statement also contains a table summarizing credits, debits, and net amounts for securities and cash transactions.

key_organizations:
Deutsche Bank
Southern Trust Company Inc
Standard & Poor's
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial statement detailing transactions by type of activity, specifically focusing on dividends and interest received from a money market fund. It includes client service information and account details.

title: Transactions by Type of Activity

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Trust Company Inc, covering the period from December 1, 2018 to December 31, 2018. It includes important information and disclosures about the role of Pershing as a clearing broker, arbitration disclosures, and an arbitration agreement. The document also provides contact information for Pershing and mentions the Securities Investor Protection Corporation (SIPC) coverage.

title: Deutsche Bank Statement for SOUTHERN TRUST COMPANY INC

key_organizations: Financial Industry Regulatory Authority (FINRA)


document_description: The document outlines an arbitration agreement governed by the laws of the State of New York. It includes contact information for Pershing LLC's Legal Department and mentions the option for paperless communication. It also highlights Pershing LLC's clearing services and its affiliation with The Bank of New York Mellon Corporation.

title: Important Arbitration Agreement

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free and debit balances, margin information, tax information, and general account management. It also includes disclosures about payment for order flow and order routing policies, as well as best execution practices. The document advises clients to retain the statement for their records and provides contact information for addressing any unacceptable terms.

key_organizations:
Pershing LLC
Financial Industry Regulatory Authority
Federal Reserve System
BNY Mellon Capital Markets LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It provides a detailed overview of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, other income, taxes withheld, and net change in portfolio. The asset summary includes percentages and values for cash, fixed income, equities, mutual funds, and exchange-traded products.

title: Deutsche Bank Account Statement for Southern Financial LLC

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement summarizing gains and losses, exchange rates, global cash balances, and money market fund details as of December 31, 2018. It includes short-term and long-term gains/losses, exchange rates for various currencies, and detailed transactions in a money market fund.

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for SOUTHERN FINANCIAL LLC, covering the period from December 1, 2018, to December 31, 2018. It includes an income and expense summary, detailing dividend and interest income, expenses, and distributions. The document also provides a portfolio holdings summary, including cash, money funds, and bank deposits.

title: Deutsche Bank Income and Expense Summary for SOUTHERN FINANCIAL LLC

key_organizations:
Deutsche Bank
SOUTHERN FINANCIAL LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document contains a detailed financial portfolio of fixed income securities, including corporate bonds and foreign securities, with information on acquisition dates, quantities, unit costs, market prices, and unrealized gains/losses.

document_subtype: financial portfolio

key_organizations:
Citizens Communications Co
Exela Inter LLC
Exela Fin Inc
JBS Invts GmbH
Deutsche Bank AG
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of December 1, 2018 to December 31, 2018. It includes information on fixed income securities, corporate bonds, and other financial instruments, with details on quantities, unit costs, market values, and unrealized gains/losses.

title: Deutsche Bank Portfolio Holdings


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars for the period of December 1, 2018, to December 31, 2018. It includes information on equities such as common and preferred stocks, with details on quantities, unit costs, cost basis, market prices, market values, unrealized gains/losses, estimated annual income, and estimated yield.

title: Deutsche Bank Portfolio Holdings


document_description: The document contains a detailed table of portfolio holdings, including cash, money funds, bank deposits, and fixed income assets. It provides information on quantities, opening and closing balances, market prices, market values, currencies, interest, and annual income. The document also includes ratings and identifiers for corporate bonds.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
DALBAR


document_description: This document is a portfolio holdings statement for Southern Financial LLC from Deutsche Bank, covering the period from December 1, 2018, to December 31, 2018. It includes details of holdings in Japanese Yen and U.S. Dollars, with specific information on cash balances, accrued income, and total portfolio holdings. The document also discusses cost basis rules and adjustments for fixed income securities.


document_description: A summary of portfolio holdings by currency, including cash, fixed income, and equities, with total values and USD equivalents. Includes disclosures on pricing, estimated annual figures, reinvestment, option disclosure, and foreign currency transactions.


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes disclosures about proxy voting, credit ratings, and a detailed schedule of realized gains and losses for various securities transactions.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
Standard & Poor's
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document is a financial schedule detailing realized gains and losses for a current period. It includes information on total short and long-term gains and losses, proceeds, cost basis, and realized gain/loss amounts. It also discusses the classification of securities as 'covered' or 'noncovered' under cost basis rules, and provides guidance on tax reporting and cost basis adjustments. The document emphasizes the importance of consulting a tax advisor for accurate tax reporting.


document_description: This document is a financial statement from Deutsche Bank for SOUTHERN FINANCIAL LLC, summarizing securities and cash transactions for December 2018. It includes details of securities bought and sold, dividends, interest, fees, and taxes withheld.

title: Deutsche Bank Activity Summary for SOUTHERN FINANCIAL LLC


document_description: This document contains a detailed financial statement of transactions by type of activity, including securities bought and sold, dividends and interest, fees, and taxes withheld. It provides a summary of total amounts in U.S. dollars and euros.

key_organizations:
Deutsche Bank
General Electric
Nintendo
Lloyds Banking Group
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes details on cash not yet received, fixed income analysis, bond quality, and bond maturity schedule.

title: Deutsche Bank Financial Statement for Southern Financial LLC


document_description: This document provides account information and important disclosures related to a financial account managed by Pershing LLC. It includes details on tax lot default disposition methods, bond amortization elections, electronic delivery options, and the role of Pershing as a clearing broker. The document also outlines arbitration disclosures and provides contact information for Pershing and the financial institution managing the account.

key_organizations: Securities Investor Protection Corporation (SIPC)


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes important arbitration disclosures and agreements related to disputes with Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
Financial Industry Regulatory Authority


document_description: The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow and order routing policies, as well as best execution practices. The document advises clients to retain the statement for their records and provides contact information for any disputes.


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It provides a detailed overview of the account's performance, including beginning and ending account values, net cash deposits and withdrawals, dividends, interest, and other income, as well as a breakdown of asset types and their values.


document_description: This document is a financial statement summarizing gains and losses, exchange rates, global cash balances, and money market fund details as of January 31, 2019. It includes a summary of short-term and long-term gains/losses, an exchange rate table, and a detailed account of money market fund activities.


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes an income and expense summary, portfolio holdings, and details on fixed income investments.

title: Deutsche Bank Income and Expense Summary


document_description: This document is a continuation of a financial portfolio holdings report, detailing U.S. dollar-denominated fixed income securities, including corporate bonds and other securities. It provides information on acquisition dates, quantities, unit costs, adjusted cost basis, market prices, market values, unrealized gains/losses, accrued interest, estimated annual income, and estimated yields for various securities.

key_organizations:
EXELA INTER LLC
EXELA FIN INC
JBS INVTS GMBH
DEUTSCHE BANK AG
ASSURANT INC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars, including fixed income and corporate bonds. It includes information on quantities, unit costs, market prices, and unrealized gains/losses for various securities.

title: Deutsche Bank Portfolio Holdings

key_organizations:
Deutsche Bank
Southern Financial LLC
JPMorgan Chase & Co
Southern Calif Edison Co
General Electric Co
Lloyds Banking Group PLC
Pershing LLC
The Bank of New York Mellon Corporation

reference_numbers:
Account Number: N4G-023804
Security Identifier: 46625HHA1
Security Identifier: 842400 FU2
Security Identifier: 369604BM 4
Security Identifier: 5394 39AG4


document_description: The document contains a detailed financial portfolio with holdings in U.S. dollars, including fixed income and equities. It lists corporate bonds and common stocks with details such as acquisition dates, quantities, unit costs, market prices, and unrealized gains/losses.

key_organizations:
Citigroup Inc
Alibaba Group Holding Ltd
Amazon.com Inc
Apollo Global Management LLC
Apple Inc
Pershing LLC
The Bank of New York Mellon Corporation

reference_numbers:
Account Number: N4G-023804
Security Identifier: 172967JZ5
Security Identifier: BABA
Security Identifier: AMZN
Security Identifier: APO
Security Identifier: AAPL


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing portfolio holdings in U.S. dollars and euros for the period of January 1, 2019 to January 31, 2019. It includes information on equities, both common and preferred stocks, with details on quantities, unit costs, cost basis, market prices, market values, and unrealized gains/losses. The document also provides information on cash, money funds, and bank deposits.

title: Deutsche Bank Portfolio Holdings


document_description: The document provides a detailed account of portfolio holdings, including cash, money funds, bank deposits, and fixed income assets in various currencies such as EUR and HKD. It includes opening and closing balances, market values, accrued income, and yields for different financial instruments.


document_description: This document is a financial statement summarizing holdings by currency, including U.S. dollars, Euros, Hong Kong dollars, and Japanese yen. It provides details on the net market value of securities, estimated annual income and yield, reinvestment information, option disclosures, and foreign currency transactions. The document also includes a table of holdings by currency and additional disclosures related to pricing and reinvestment.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
Options Clearing Corporation


document_description: Deutsche Bank financial statement for Southern Financial LLC covering January 2019. Includes portfolio holdings disclosures, proxy vote information, credit ratings disclaimer, and activity summary with credits, debits, and net amounts for the period and year-to-date.


document_description: This document is a financial statement detailing various transactions by type of activity, including dividends and interest, fees, other transactions, and cash withdrawals and deposits. It includes specific transaction dates, descriptions, amounts, and currencies.

title: Transactions by Type of Activity

key_organizations:
EXELA INTER LLC
EXELA FIN INC
GENERAL ELECTRIC CO
JPMORGAN CHASE & CO
DWS GOVT
DEUTSCHE BANK TRUST
Pershing LLC
The Bank of New York Mellon Corporation


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes information on corporate action events not yet processed, fixed income analysis, bond quality, and bond maturity schedule. The document also provides client service information and contact details for the investment specialist.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: This document provides account information including tax lot default disposition methods, bond amortization elections, and electronic delivery preferences. It also outlines the role of Pershing as a clearing broker and provides important disclosures regarding account management and protection.


document_description: This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes important information and disclosures about the role of Pershing LLC, arbitration agreements, and contact information for Pershing LLC. The document also mentions the account number and encourages going paperless.


document_description: This document is an investment portfolio statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes details on account values, cash deposits and withdrawals, securities transactions, dividends, and asset summaries.

document_subtype: Investment Portfolio Statement

key_organizations:
Deutsche Bank
Southern Financial LLC
Deutsche Bank Securities Inc.
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document provides a summary of gains and losses for a specific period, including short-term and long-term gains/losses, net gain/loss, and excludes transactions without cost basis information. It also includes information on negative interest rates by the ECB, an exchange rate table, and detailed money market fund activities.

title: Summary of Gains and Losses

key_organizations:
European Central Bank
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC


document_description: Deutsche Bank statement for Southern Financial LLC detailing money market fund activities, income and expense summary, and portfolio holdings for February 2019.

key_organizations:
Deutsche Bank
Southern Financial LLC
Pershing LLC
The Bank of New York Mellon Corporation


document_description: The document contains detailed information about portfolio holdings, including cash, money funds, bank deposits, and equities in U.S. dollars and euros. It provides data on opening and closing balances, quantities, accrued income, and yields for various financial instruments, including money market funds and common stocks like Apple Inc. The document also includes account numbers and references to financial institutions involved in clearing.

key_organizations:
Pershing LLC
The Bank of New York Mellon Corporation
FINRA
NYSE
SIPC