document_description: This document outlines the Additional Termination Events related to Party B in a financial agreement. It specifies conditions under which Party A can terminate transactions with Party B, based on various financial ratios and positions related to FX Transactions and Currency Option Transactions. Party A has the discretion to calculate exposure and collateral values at any time, and can designate an Early Termination Date if an Additional Termination Event occurs.


source: doj

document_description: This document outlines amendments to a legal agreement, specifically addressing changes to definitions, liability limits, further assurances, transfer of collateral, and tax implications related to interest amounts. It includes provisions for the Secured Party's liability, the Pledgor's obligations, and tax treatment of interest on posted collateral.

document_type: legal

document_subtype: contract amendment


document_description: Agreement between Party A (Deutsche Bank AG) and Party B (Southern Trust Company, Inc.) regarding the designation of Secured Party and Pledgor, changes to Net Open Position methodology, and execution by affiliates.

key_people:
Cynthia Cuomo
Kathleen Yohe
Jeffrey Epstein
Paul E. Valins
Thomas Hoddinott

document_subtype: agreement

key_organizations:
Deutsche Bank AG
Southern Trust Company, Inc.
Deutsche Bank Securities Inc.


document_description: Exhibit A lists eligible accounts for the Credit Support Annex, including accounts with Deutsche Bank Securities Inc.

document_type: financial

document_subtype: Credit Support Annex


document_description: This document is a legal agreement concerning a Securities Account, governed by the laws of the State of New York. It includes provisions on the rights of set-off, choice of law, submission to jurisdiction, jury waiver, and conflict with other agreements. The agreement specifies that any legal actions must be brought in New York courts and includes a waiver of jury trial rights. It also states that the terms of this agreement prevail over any conflicting agreements.

key_locations:
State of New York
New York City

document_subtype: Agreement


document_description: This document outlines the terms of an agreement involving an Intermediary, Debtor, and Secured Party. It includes provisions on entitlement orders, representations, warranties, covenants, indemnification, and assignment prohibitions. The Intermediary agrees to comply with entitlement orders and not to enter into agreements limiting this obligation. The document also covers indemnification of the Intermediary and prohibits assignment of rights, except by the Secured Party to its affiliates.


document_description: This document outlines the terms of a security agreement involving Southern Trust Company, Inc. as the Debtor, Deutsche Bank AG as the Secured Party, and Deutsche Bank Securities, Inc. as the Intermediary. It includes provisions for notices, termination, and the rights of affiliates of the Secured Party.

key_people:
Jeffrey Epstein
Gedeon Pinedo
Nicholas Haigh

key_locations:
St. Thomas, US Virgin Islands
New York, NY

document_subtype: Security Agreement

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank AG
Deutsche Bank Securities, Inc.


document_description: The document outlines the rights of a Secured Party to transfer financial assets to another institution by sending an Entitlement Order to the Intermediary within 30 days of receiving notice. If no order is received, the Intermediary may act on an order from the Debtor or deposit the assets with a court or establish a successor account.

document_subtype: contract


document_description: This document is a counterparts agreement involving Southern Trust Company, Inc. and Deutsche Bank entities. It outlines that the agreement may be executed in multiple counterparts, which together constitute one instrument. Key signatories include Jeffrey Epstein as President of Southern Trust Company, Inc., and representatives from Deutsche Bank AG and Deutsche Bank Securities Inc.

title: Counterparts Agreement

key_people:
Jeffrey Epstein
Cynthia Cuomo
Paul E. Salvas
Thomas Hoddinott

key_organizations:
Southern Trust Company, Inc.
Deutsche Bank AG
Deutsche Bank Securities Inc.


document_description: This document is an entitlement order for a securities account, instructing the intermediary to redeem and transfer financial assets as per the agreement.

title: Entitlement Order for Securities Account

document_type: correspondence

document_subtype: entitlement order


document_description: A termination notice from a secured party to an intermediary, notifying the termination of an agreement and instructing the intermediary to accept future directions from the debtor regarding a securities account.

title: Termination of Agreement

key_people:
Secured Party
Debtor

document_subtype: termination notice


document_description: A request form for additional account access/change for Deutsche Bank's Private Wealth Online Plus service, including wire transfer services with a daily limit of $20,000,000. The form is signed by Jeffrey E. Epstein.

title: DB Private Wealth Online Plus—Additional Account Access/Change Request

key_people:
Jeffrey E. Epstein
Bella Klein

document_subtype: Account Access/Change Request


document_description: Confidential communication from Deutsche Bank with disclaimers about unauthorized copying, disclosure, or distribution. It includes a link for EU corporate and regulatory disclosures and a note that Deutsche Bank does not provide legal or tax advice.


document_description: Trust agreement dated November 1, 2007, between Jeffrey E. Epstein as the Grantor and Darren K. Indyke and Lawrence Newman as the Trustees. The trust is established to manage and dispose of the property described in Schedule A, with provisions for income distribution to the Grantor's brother, Mark Lawrence Epstein, and further instructions upon the Grantor's death.

title: TIE 2007 Jeffrey E. Epstein Insurance Trust Agreement

key_people:
Jeffrey E. Epstein
Darren K. Indyke
Lawrence Newman
Mark Lawrence Epstein

key_locations: Little St. James Island, United States Virgin Islands

document_subtype: Trust Agreement


document_description: Jeffrey E. Epstein, as the Grantor of THE 2007 JEFFREY E. EPSTEIN INSURANCE TRUST #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees are Darren K. Indyke and Lawrence Newman.

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman
Bradley Gillin

document_subtype: Revocation of Designation of Successor Trustees


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities. It includes account numbers, names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid

document_type: tabular

document_subtype: financial report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
Darren K. Indyke PLLC
The Haze Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Wanek Trust of 2000
The 2017 Caterpillar Trust


document_description: The document contains a list of financial transactions and account balances related to various trusts and individuals, including Kati Wanek-Forsythe, Shari Wagner, and Todd R. Wanek. It includes account numbers, names, categories, and balances, with some accounts showing large, zero, or negative balances.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Todd R. Wanek
Cameron Wanek
Robert S. Forsythe
Laura A. Forsythe
Rahul Vaid
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Travis Wagner

key_organizations:
Ashley Holdings Inc
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: The table contains financial transactions involving various trusts and holdings, with amounts ranging from $100,000 to $50,000,000. The entities involved include TODD R WANEK 2015 GRAT TRUST, RONALD & JOYCE WANEK IRREVOCABLE, and ASHLEY HOLDINGS INC.

key_people:
TODD R WANEK
RONALD WANEK
JOYCE WANEK

key_organizations:
WANEK 2015 GRAT TRUST
RONALD & JOYCE WANEK IRREVOCABLE
ASHLEY HOLDINGS INC


document_description: The document contains two tables listing financial transactions and account balances. The first table lists various accounts with their respective names and debit or credit amounts. The second table highlights accounts with large, zero, or negative balances, specifying the account number, name, category, and balance. The document is marked confidential and is related to financial data, possibly for legal or investigative purposes.


document_description: The document contains financial transactions involving trusts and holdings associated with Todd R. Wanek and Ronald & Joyce Wanek, as well as Ashley Holdings Inc. The transactions include large sums of money, indicating significant financial activities.

key_people:
Todd R. Wanek
Ronald Wanek
Joyce Wanek

key_organizations:
TODD R WANEK 2015 GRAT TRUST
RONALD & JOYCE WANEK IRREVOCABLE DYNA
ASHLEY HOLDINGS INC


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of January 16, 2019. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy and Michael Devane
Ali Rashid
Rahul Vaid
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Incompass Solutions Inc
Southern Financial LLC
Neptune, LLC
Plan D, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Todd R Wanek 2015 GRAT Trust
Ronald & Joyce Wanek Irrevocable Trust
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
Todd R. Wanek and Karen A. Wanek
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: The document contains financial data in tabular format, listing various individuals and entities along with their respective balances and financial transactions. It includes large, zero, and negative balances for different accounts.


document_description: The document contains a table listing various trusts and entities with associated financial amounts. It includes entries for Shari Wagner 2015 GRAT, Shari Wagner 2012 Irrevocable Trust, Robert S Forsythe Revocable Trust, Laura A Forsythe Revocable Trust, Kati Wanek-Forsythe 2012 Irrevocable, Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable, and Ashley Holdings Inc. The table also mentions large, zero, and negative balances for Mara Wagner and Leah Kubis, and an OD amount. A contact email for assistance is provided.

key_people:
Shari Wagner
Travis T. Wagner
Leah M
Mara Wagner
Robert S Forsythe
Laura A Forsythe
Kati Wanek-Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek


document_description: The document is a financial report detailing large, zero, and negative balances for various accounts as of February 5, 2019. It includes account names, categories, and balances.

title: Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Shari Wagner
Rahul Vaid
Mara Wagner
Leah Kubis

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
Darren K. Indyke PLLC
HBRK Associates, Inc
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Kati Wanek-Forsythe 2015 GRAT
Shari Wagner 2015 GRAT
Todd R Wanek 2015 GRAT Trust
Ronald & Joyce Wanek Irrevocable Trust
Keyhole Partners, LLC
Third Lake Partners, LLC
Addison at Millenia Holdings, LLC
Mizner Court Holdings, LLC
Solstice Loop Holdings, LLC
Sabal Club Holdings, LLC
San Marco Holdings, LLC
Sun Lake Multifamily Holdings, LLC
Verona Apartments Holdings, LLC
Summer Cove Holdings, LLC
Marina Landing Holdings, LLC
Axcis Information Network Inc
Southern Trust Company, Inc.


document_description: The document contains two tables listing financial information related to various trusts, companies, and individuals. The first table lists entities with their respective categories and balances, while the second table highlights large, zero, and negative balances for certain entities. The document is marked as confidential and is related to a legal proceeding, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document contains two tables of financial data. The first table lists various entities and associated amounts, possibly indicating financial transactions or balances. The second table lists names, categories, and balances, which may represent account balances or financial holdings. The document is marked as confidential and is related to a legal case, as indicated by the reference to Fed. R. Crim. P. 6(e).

key_people:
Kati Forsythe
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Nancy and Michael Devane
Shari Wagner
Travis Wagner
Leah M
Mara Wagne
Robert S Forsythe
Laura A Forsythe
Todd R Wanek

key_organizations:
KWF 2007 LLC
SSW 2007 LLC
Wanek Trust of 2000
CRW 2009 LLC
GEW 2009 LLC


document_description: The document lists financial transactions and account balances related to various trusts and entities, including Todd R Wanek 2015 GRAT Trust, Ronald & Joyce Wanek Irrevocable Dynac, and Ashley Holdings Inc. It also mentions a large balance for Keyhole Partners, LLC.

key_people:
Todd R Wanek
Ronald Wanek
Joyce Wanek
Mara Wagner
Leah Kubis

document_subtype: financial statement

key_organizations:
Todd R Wanek 2015 GRAT Trust
Ronald & Joyce Wanek Irrevocable Dynac
Ashley Holdings Inc
Keyhole Partners, LLC


document_description: Confidential financial report for Southern Trust Company, Inc. as of November 30, 2014.

title: Southern Trust Company, Inc. Financial Report


document_description: The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries, detailing revenues and expenses on an income tax basis for the period January 1, 2014 to November 30, 2014. It includes fee income, subsidiary equity losses, investment income, and various expenses, resulting in a net income of $48,442,947.

title: Statement of Revenues and Expenses

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
Haze Trust


document_description: A financial report for Southern Financial LLC as of November 30, 2014, marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

title: Southern Financial LLC Financial Report


document_description: The document is a financial statement for Southern Financial LLC and its subsidiary, detailing assets, liabilities, and member's equity as of November 30, 2014. It includes current assets, fixed assets, and other assets, totaling $241,982,280. The member's equity is also $241,982,280, with member contributions of $260,309,527 and a net loss of $18,327,247.

title: Statement of Assets, Liabilities and Member's Equity Income Tax Basis


document_description: The document is a financial statement for Southern Financial LLC and its subsidiary, detailing revenues and expenses on an income tax basis for the period January 1, 2014 to November 30, 2014. It shows a net loss of $18,327,245.

title: Statement of Revenues and Expenses

key_organizations:
Southern Financial LLC
Haze Trust


document_description: This is a confidential financial report for Haze Trust as of November 30, 2014.

title: Haze Trust Financial Report


document_description: The document is a financial statement for Haze Trust as of November 30, 2014, detailing current assets, other assets, liabilities, and net assets.

title: Statement of Assets, Liabilities and Net Assets Income Tax Basis


document_description: Financial statement for HAZE TRUST showing revenues and expenses for the period January 1, 2014 to November 30, 2014, indicating a net loss.

title: HAZE TRUST Statement of Revenues and Expenses


document_description: This is a confidential communication from Deutsche Bank, containing disclaimers about confidentiality, legal and tax advice, and regulatory disclosures.


document_description: A communication from Ian Salters, COO Americas - Institutional Wealth Partners at Deutsche Bank Wealth Management, discussing IWP products and services intended for sophisticated investors. The message emphasizes confidentiality and the non-advisory nature of the services.

key_people:
Ian Salters
Robert Lewis Allbritton
Douglas Robertson
Stewart Oldfield
Rosemary Vrablic
Josh Shoshan

key_organizations:
Deutsche Bank Wealth Management
DB Securities Inc
Southern Financial LLC
Southern Trust Company Inc


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0083355, SDNY_GM_00229539, and EFTA01383616.

document_type: other


document_description: A bank transfer confirmation from Societe Generale for a transaction executed on 15-02-2019. The transfer amount was EUR 10,000.00 to a beneficiary bank with the identifier DEUTDEFFXXX. The transaction references Jeffrey Epstein and includes details of the sender and recipient banks.

key_locations:
Paris
Boulogne Billancourt
St Thomas
United States Virgin Islands

document_subtype: bank transfer

key_organizations:
Societe Generale
Mercedes-Benz Paris


document_description: This document is a proof of issuance from Societe Generale for an interbank transfer of EUR 10,000.00 executed on 15-02-2019. The transfer was made to a beneficiary bank with the identifier DEUTDEFFXXX, with reference to Jeffrey Epstein and an address in the United States Virgin Islands.

key_locations:
Boulogne Billancourt
Paris
United States Virgin Islands


document_description: Southern Financial LLC entered into transactions with Deutsche Bank AG involving Total Return Swaps and European Call options on TWTR shares. The transactions include a long position on TWTR through ly TRS and a short position on TWTR European Calls. The initial strike is based on VWAP until the close of the day, with a 30% initial margin. The expiry date for both transactions is 1/27/2016.

title: Trade Recap - 01/27/2015 - Long TWTR on ly TRS, Short TWTR ly calls

key_people:
Daniel Sabba
Jeffrey E.
Vahe Stepanian
Paul Morris
Richard Kahn

document_subtype: memo

key_organizations:
Southern Financial LLC
Deutsche Bank AG


document_description: A memorandum from Lesley Groff to Brigid and Liam regarding the reopening of a debit account.

key_people:
Lesley Groff
Brigid
Liam


document_description: This document is a confidential communication from Deutsche Bank, emphasizing that it does not provide legal or tax advice. It includes disclaimers about the confidentiality and privileged nature of the information, and instructions for unintended recipients to notify the sender and destroy the communication. It also references EU corporate and regulatory disclosures.


document_description: The document discusses the economic outlook, highlighting that while corporate profits and employee income have exceeded expectations, private consumption data for real GDP is weaker than predicted. The likelihood of inflation switching to a 2% trend is low, with a higher probability of a 1% trend. The central bank chief is cautious about missing the 2-year inflation target and emphasizes the importance of the government's fiscal consolidation plan.

key_organizations:
Bank of Japan
Deutsche Bank


document_description: Confidential communication notice indicating the information may be attorney-client privileged and is intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited.


document_description: The document contains financial information related to various entities and individuals, including balances and transactions. It lists entities such as KATI FORSYTHE 2014 GRAT, KWF 2007 LLC, SSW 2007 LLC, WANEK TRUST OF 2000, CRW 2009 LLC, GEW 2009 LLC, and individuals like NANCY AND MICHAEL DEVANE, ALI RASHID, STEVEN D. FORSYTHE, CAITLIN A. FORSYTHE, KATI WANEK-FORSYTHE, CAMERON WANEK, TRAVIS WAGNER, SHARI WAGNER, and SHARI WAGNER 2012 IRREVOCABLE TRUST. The document includes large, zero, and negative balances, as well as OD amounts.

key_people:
Kati Forsythe
Nancy DeVane
Michael DeVane
Ali Rashid
Steven D. Forsythe
Caitlin A. Forsythe
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner

key_organizations:
KATI FORSYTHE 2014 GRAT
KWF 2007 LLC
SSW 2007 LLC
WANEK TRUST OF 2000
CRW 2009 LLC
GEW 2009 LLC
SHARI WAGNER 2012 IRREVOCABLE TRUST


document_description: The document contains financial information related to various trusts and companies, including balances and categories. It lists entities such as HARI WAGNER 2012 IRREVOCABLE TRUST, KARI WAGNER 2012 IRREVOCABLE TRUST, OBERT S FORSYTHE REVOCABLE TRUST, and several others, along with their respective balances. The document also includes a section on large, zero, and negative balances for entities like AURA A FORSYTHE REVOCABLE TRUST, ATI WANEK-FORSYTHE 2012 IRREVOCABLE, and SHLEY HOLDINGS INC, among others.

key_people:
HARI WAGNER
KARI WAGNER
OBERT S FORSYTHE
URA A FORSYTHE
ATI WANEK-FORSYTHE
ONALD & JOYCE WANEK
ABRIELLE E. WANEK

key_organizations:
HARI WAGNER 2012 IRREVOCABLE TRUST
KARI WAGNER 2012 IRREVOCABLE TRUST
OBERT S FORSYTHE REVOCABLE TRUST
AURA A FORSYTHE REVOCABLE TRUST
ATI WANEK-FORSYTHE 2012 IRREVOCABLE
ONALD & JOYCE WANEK IRREVOCABLE DYNA
SHLEY HOLDINGS INC
SHLEY FURNITURE INDUSTRIES INC
SHLEY HOMESTORES LTD
SHLEY REAL ESTATE, LLC
SHLEY DISTRIBUTION SERVICES LTD
SHLEY GLOBAL RETAIL, LLC


document_description: A confidential communication from Deutsche Bank, indicating that the recipient is not the intended recipient or has received the communication in error. It advises the recipient to notify the sender immediately and destroy the communication. The message also states that Deutsche Bank does not provide legal or tax advice.


document_description: Richard Kahn from HBRK Associates Inc. requests to place two good till cancel orders to raise cash for contributions. The orders are to sell 1000 Disney shares at $114.12 or better and 4200 Pfizer shares at $34.60 or better, with confirmation from Darren.

key_people:
Richard Kahn
Darren

key_locations: 575 Lexington Avenue, New York, NY 10022

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: A communication related to a securities offering managed by Morgan Stanley and co-managed by several financial institutions. It includes instructions for obtaining the prospectus and a disclaimer about the confidentiality and legal advice limitations.

key_locations: 60 Wall Street, New York, New York 10016

document_subtype: prospectus communication

key_organizations:
Morgan Stanley
Citi
HSBC
Moelis
WF
Lazard
SunTrust
William Blair
Deutsche Bank Securities Inc.


document_description: The document is a table listing financial information related to various companies, including their names, amounts, tickers, prices, currencies, and FX rates. It also contains a confidentiality notice and a disclaimer from Deutsche Bank.


document_description: The document outlines the intended audience and conditions for KCP products and services, emphasizing that they are for sophisticated institutional investors capable of evaluating investment risks independently. It mentions that trades and transactions require internal approvals from Deutsche Bank or its affiliates and that execution is conditional on becoming a client. The document is confidential and intended for discussion purposes only, with restrictions on reproduction and redistribution.

key_organizations:
Deutsche Bank
Key Client Partners


document_description: The document discusses Jeffrey Epstein's financial career, his firms, and legal representatives. It mentions the Southern Financial Operating Agreement and financial statements for Southern Financial LLC and Southern Trust Company Inc. It also includes contact information for Richard Kahn and references LLC formation documents.

key_people:
Jeffrey Epstein
Darren K. Indyke
Richard Kahn
Xavier Avila

key_locations:
St. Thomas
US Virgin Islands
New York

key_organizations:
Bear Stearns
J. Epstein & Co.
The Financial Trust Company
Southern Financial LLC
Southern Trust Company Inc.
Deutsche Bank Securities Inc


document_description: The document contains references to Deutsche Bank's disclaimer about not providing legal or tax advice. It also lists several attached documents related to Southern Financial and Southern Trust Company, including operating agreements and financial statements. The document is marked as confidential under federal rules.

key_organizations:
Deutsche Bank
Southern Financial
Southern Trust Company Inc.


document_description: The document contains requests for verification and updates related to Jeffrey Epstein's financial and legal matters. It includes inquiries about email chains, source of wealth (SOW) narratives, and account usage. Specific requests include verifying an email chain related to Epstein's jail sentence, providing SOW verification for Epstein and Caroline Lang, updating Epstein's SOW narrative to reflect changes in his business entities, and explaining the use of a deposit account related to art purchases. The document also mentions Epstein's financial history and connections, including his conviction and business dealings.

key_people:
Jeffrey Epstein
Caroline Lang
Chip Packard
Patrick Campion
Leslie Wexner
Alan C. Greenberg
Donny Deutsch
Nelson Peitz
Mortimer Zuckerman
Harvey Weinstein
Bruce Wasserstein
Kier Roshan

key_locations:
US Virgin Islands
Manhattan
Ohio
St. Thomas

key_organizations:
DB
Sotheby's
Financial Trust Company
Southern Financial LLC
Bear Stearns
J. Epstein & Co.
The Limited
Abercrombie & Fitch
New York magazine
Radar
Southern Trust Company Inc.


document_description: Vijay-A Sawant seeks assistance from Stewart Oldfield and Bradley Gillin to resolve rejection points on KYC Case#01946825 related to Prytanee, LLC. The email discusses various points needing clarification or additional information, including address discrepancies, email requests, and SOW info for Jeffrey & Caroline.

title: Assistance Required in solving rejection points on KYC Case#01946825

key_people:
Vijay-A Sawant
Stewart Oldfield
Bradley Gillin
Jeffrey Epstein
Caroline

key_locations:
Royal Palms Professional Building
US Virgin Islands

document_subtype: email

key_organizations: Department of Licensing and Consumer Affairs


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, addressing various compliance and verification tasks related to Jeffrey Epstein and associated entities. The memo includes instructions to verify signatories, update research with USVI laws, locate specific email chains, attach alerts, verify statements of work (SOW), and reconcile account information.

key_people:
Richard Kahn
Darren
Chip Packard
Jeffrey Epstein
Caroline
Darren Indyke
Vijay Sawant

key_locations:
USVI
Mumbai, India

key_organizations:
Deutsche Bank
The Pierre Trust
Financial Trust Company
Southern Financial LLC
Prytanee, LLC


document_description: A memo from Vijay Sawant, a KYC Case Representative at Deutsche Bank, addressing various issues related to the KYC process for accounts associated with Jeffrey Epstein and related entities. The memo lists 18 points that require attention, including discrepancies in account information, signatory issues, and requests for additional documentation and verification.

key_people:
Vijay Sawant
Richard Kahn
Darren Indyke
Jeffrey Epstein
Caroline

key_locations:
USVI
Mumbai
Goregaon East

key_organizations:
Deutsche Bank
Financial Trust Company
Southern Financial LLC
Prytanee, LLC
The Pierre Trust


document_description: The document contains a disclaimer from Deutsche Bank regarding legal or tax advice and mentions confidentiality under Federal Rule of Criminal Procedure 6(e).


document_description: A note regarding prospective business and relationship building, including instructions for using a link to Concur Solutions for expense requests. It mentions costs associated with a ticket type for a preview event and provides an invitation template for the Frieze London preview.

key_organizations:
Concur Solutions
Frieze London


document_description: Invitation for the preview of 'Frieze London & Frieze Masters,' an exhibition of women artists from the Deutsche Bank Collection, celebrating the centenary of female empowerment. Hosted by Fabrizio Campelli, Global Head of Deutsche Bank Wealth Management. The event includes a preview day schedule for Frieze London and Frieze Masters on 3 October 2018, with registration details and contact information provided.

title: Frieze London & Frieze Masters Preview Invitation

key_people:
Fabrizio Campelli
Sarah Rafferty
Tracey Emin

document_subtype: invitation

key_organizations:
Deutsche Bank
Deutsche Bank Wealth Management


document_description: The document outlines the process flow for the Multi-Asset Investment Committee (MIC) in developing the global house view. It involves contributions from various regional and functional groups, leading to discussions on macroeconomic views, asset class return forecasts, investment themes, and high conviction ideas. The outcome is a consolidated house view that includes themes, asset class returns, and global asset allocation.

title: Multi-Asset Investment Committee Process Flow

key_locations:
Germany
Americas
Asia
UK
EMEA ex-Germany

key_organizations:
Multi-Asset Investment Committee
Deutsche Asset & Wealth Management


document_description: The document is a flowchart illustrating the decision-making process of an investment committee, specifically focusing on asset allocation for U.S. clients. It involves the Multi-Asset Investment Committee and the Regional Investment Committee (RIC), detailing both Strategic and Tactical Asset Allocation. The flowchart emphasizes the relationship between risk and return through the Efficient Frontier and the creation of Customized Portfolios.

title: Investment Committee Decision-Making Process

document_subtype: flowchart

key_organizations:
Multi-Asset Investment Committee
Regional Investment Committee
Deutsche Asset & Wealth Management


document_description: The document outlines Deutsche Asset & Wealth Management's proprietary asset allocation process, which is forward-looking, quantitative and qualitative, active, and client-specific. It emphasizes the use of alternative assets and the regulatory requirements for investing in them.

title: Proprietary Asset Allocation Process

key_people:
Chief Investment Officer
Regional Investment Committee


document_description: This document outlines proposed strategic and tactical asset allocations for taxable clients where hedge funds are suitable. It includes allocations for different investment strategies: Income, Growth & Income, Growth, and Maximum Growth. The allocations are formulated by the Regional Investment Committee within Wealth Management at Deutsche Bank and are subject to change based on market conditions.

title: Strategic and Tactical Allocations for Taxable Clients

document_subtype: Investment Allocation Proposal

key_organizations:
Deutsche Bank
Regional Investment Committee
Wealth Management


document_description: This document lists various investment vehicles categorized by asset class as of April 20, 2015. It includes equities, fixed income, cash, and alternative investments. The document specifies that these vehicles are subject to change based on the discretion of the Regional Investment Committee and are not offered for direct purchase.

title: Implementation Vehicles as of 4/20/15


document_description: The document appears to be related to CIO Strategies performance and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: Performance report for taxable clients ending 3/31/15, comparing CIO Strategies with U.S. Core Equity as U.S. Large Cap Vehicle against a Blended Benchmark over various periods.

title: Income Strategy Returns

document_subtype: performance report

key_organizations:
Deutsche Bank
Deutsche Asset & Wealth Management


document_description: The document provides performance returns for the Growth & Income Strategy for taxable clients, ending on March 31, 2015. It includes a comparison between CIO Strategies using U.S. Core Equity as the U.S. Large Cap Vehicle and a Blended Benchmark over various time periods. The document also includes annual performance data from 2005 to 2014.

title: Growth & Income Strategy returns

document_subtype: financial performance report


document_description: The document provides a performance report for a growth strategy with U.S. Core Equity as the U.S. Large Cap Vehicle, compared against a blended benchmark. It includes quarterly, annual, and multi-year performance data up to March 31, 2015.

title: Growth Strategy Returns for Taxable Client


document_description: The document provides performance data for the Maximum Growth Strategy for taxable clients, ending on March 31, 2015. It includes performance metrics for various periods compared to a blended benchmark, as well as annual performance data from 2005 to 2014. The data reflects model returns and does not account for Deutsche Bank management fees.

title: Maximum Growth Strategy Returns


document_description: The document outlines asset allocations formulated by the Regional Investment Committee within Wealth Management, detailing various asset classes and investment strategies. It includes model returns, fee schedules, and blended benchmark allocations for different investment strategies.

document_subtype: Investment Strategy Document


document_description: This document outlines the fee schedule for investment management services, detailing the percentage fees based on assets under management and the minimum fees applicable.

title: Investment Management Fee Schedule

document_subtype: Investment Management Fee Schedule


document_description: Biography of Larry V. Adam, Chief Investment Officer and Chief Investment Strategist for Deutsche Asset & Wealth Management in the Americas.

document_subtype: biography

key_organizations:
Deutsche Asset & Wealth Management
Deutsche Bank Alex. Brown


document_description: Biography of Owen Fitzpatrick, Managing Director and Head of U.S. Equity at Deutsche Asset & Wealth Management.

key_organizations: Association for Investment Management and Research


document_description: Biography of Derek Javarone, Assistant Vice President and Portfolio Analyst at Deutsche Asset & Wealth Management.

key_organizations:
Deutsche Asset & Wealth Management
Princeton University


document_description: The document provides a description of various financial indices used in blended benchmarks for Composite and Model returns. It includes details about indices such as the S&P 500, Russell 2000, MSCI Europe, MSCI Japan, MSCI Pacific Free ex-Japan, MSCI EM, Barclays Municipal Short/Intermediate, 50/50 Barclays G.O./MMDI AAA 5-Year Blend, Barclays G/C Intermediate, and Merrill Lynch High Yield Master II. Each index is described in terms of its composition, weighting, and criteria for inclusion.

key_locations:
United States
Europe
Japan
Pacific region
Emerging markets
Australia
Hong Kong
New Zealand
Singapore

key_organizations:
S&P
Frank Russell Company
MSCI
Barclays
Merrill Lynch
Deutsche Asset & Wealth Management


document_description: The document provides information on various financial indices and investment considerations, including the JP Morgan GBI Emerging Markets Index, HFRI Fund of Funds Index, S&P/Citigroup Global REIT Index, DBLCI Diversified Commodities Index, and MoneyNet Money Funds Tax-Free Average. It discusses the risks and characteristics of emerging markets and fixed income investments, and advises clients to consult financial advisors before transactions. It also mentions the tax implications of municipal bonds and provides a reference to FINRA's online learning center for bond investing.

key_organizations:
JP Morgan
HFRI
S&P/Citigroup
DBLCI
MoneyNet
FINRA
Deutsche Asset & Wealth Management


document_description: The document provides information on various types of investment funds, including mutual funds, money market funds, small cap and international funds, and hedge funds. It outlines the risks, fees, and potential conflicts of interest associated with these investments, particularly those recommended by Deutsche Bank. The document emphasizes the importance of reading prospectuses and understanding the risks before investing.

document_subtype: investment advisory

key_organizations:
Deutsche Bank
Federal Deposit Insurance Corporation
Deutsche Asset & Wealth Management


document_description: The document provides information on various investment products and their associated risks, including bond funds, exchange traded products, high yield fixed income securities, real estate investments, commodities, and funds. It highlights the risks involved in each type of investment, such as market risk, credit risk, interest rate changes, and political or economic instability. The document also mentions specific indices like the Citigroup Unhedged Non-US World Government Bond Index and the Barclays U.S. Tips Index.


document_description: This document is a disclaimer and informational notice from Deutsche Bank AG. It clarifies that the document is not an offer or solicitation for any financial transaction and emphasizes the need for independent evaluation of financial products and services. It also states that Deutsche Bank does not provide legal, tax, or accounting advice and that investment products are not insured by the FDIC. The document includes disclaimers about investment risks and the non-reliability of past performance as an indicator of future results.

key_organizations:
Deutsche Bank AG
Deutsche Asset & Wealth Management
Deutsche Bank Trust Company Americas


document_description: This document is marked as confidential and is related to a legal matter, possibly a federal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities.

title: Daily Deposit Report 20161020

key_organizations:
Southern Financial LLC
JEGE, Inc
JEGE, LLC
LSJE, LLC
Southern Trust Company, Inc.
Gratitude America, Ltd
GEW 2009 LLC
CRW 2009 LLC
Kati Forsythe 2014 GRAT


document_description: The document is a daily deposit report detailing large, zero, and negative balances for various accounts associated with Jeffrey Epstein and related entities as of December 12, 2016. It includes account numbers, names, categories, balances, and a large transaction for Southern Trust Company, Inc.

title: RM0082289 Daily Deposit Report

key_organizations:
Southern Trust Company, Inc.
Southern Financial LLC
JEGE, Inc
JEGE, LLC
NES, LLC
Zorro Development Corp.
LSJE, LLC
Gratitude America, Ltd
GEW 2009 LLC
CRW 2009 LLC
Kati Forsythe 2014 GRAT


document_description: This document contains a confidentiality notice and disclaimers from Deutsche Bank, indicating that the communication may contain confidential or privileged information. It includes references to an Israeli Tax Declaration Form and an Offer to Purchase document. The document is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: A financial trading strategy involving risk reversals and seagull options.


document_description: This document is a declaration form for non-Israeli residents and Israeli brokers to establish their eligibility for an exemption from Israeli withholding tax on shares of Mobileye N.V. It includes sections for identification, shareholder type, and shareholding details.

title: Declaration of Status for Israeli Income Tax Purposes

document_subtype: tax declaration form


document_description: A declaration form for trusts and Israeli financial institutions regarding tax residency and share acquisition.

document_subtype: Declaration Form


document_description: This document provides instructions for completing the Declaration of Status for Israeli Income Tax Purposes. It is intended for holders of shares who wish to tender their shares pursuant to an offer, specifically targeting non-Israeli residents and Israeli financial institutions. The form includes sections for identification, declarations by non-Israeli residents, declarations by Israeli financial institutions, and certification. It also outlines the process for determining the validity of the form and provides contact information for assistance.


document_description: This document provides an excerpt from Section 1 of the Israeli Income Tax Ordinance [New Version], 1961, defining a 'resident of Israel' for tax purposes. It outlines criteria for individuals and bodies of persons to be considered residents based on their center of vital interests, presence in Israel, and control and management of business.

title: Definition of Resident of Israel for Israeli Tax Purposes

document_subtype: tax ordinance


document_description: The document outlines the Post-Offer Reorganization process under Dutch law for the acquisition of Mobileye by Purchaser, ensuring all shareholders receive the same consideration. It details the Compulsory Acquisition procedure for non-tendered shares, the role of the Dutch Court in determining share prices, and the calculation of Dutch Statutory Interest. It also covers the Pre-Wired Asset Sale Ruling application to the Israel Tax Authority to exempt Intel, Purchaser, and Mobileye from Israeli tax and preserve incentives under Israel's Law for the Encouragement of Capital Investment.

key_people:
Intel
Purchaser
Mobileye shareholders

key_locations:
The Netherlands
Israel

document_subtype: Purchase Agreement

key_organizations:
Mobileye
Intel
Israel Tax Authority
Dutch Court


document_description: Agreement under the Hart-Scott-Rodino Antitrust Improvements Act of 1976, as amended, involving Intel, Mobileye, and Purchaser. It outlines conditions such as the Restraints Condition, Governance Resolutions Condition, and Material Adverse Effect Condition, which must be met for the consummation of the transactions. The Offer is not subject to a financing condition but is subject to other conditions.

key_people: Intel Mobileye Purchaser

key_organizations: Intel Mobileye


document_description: Instructions for tendering shares to Purchaser pursuant to an Offer, including completing a Letter of Transmittal and contacting brokers or the Depositary. The document also provides contact information for D.F. King & Co., Inc., the Information Agent for the Offer.

document_subtype: Offer to Purchase

key_organizations: American Stock Transfer & Trust Company, LLC


document_description: This document is a table of contents for a summary term sheet related to a tender offer. It outlines various sections including terms of the offer, procedures for accepting the offer, tax consequences, and information concerning Mobileye and Intel. It also covers the purchase agreement, purpose of the offer, legal matters, and fees and expenses.

title: Summary Term Sheet

document_subtype: table of contents

key_organizations: Mobileye Intel


document_description: This document is a summary term sheet for the offer to purchase all outstanding ordinary shares of Mobileye N.V. by Cyclops Holdings, LLC, a wholly owned subsidiary of Intel Corporation. The offer price is $63.54 per share, payable in cash, with the offer set to expire at 5:00 p.m. New York City time on June 21, 2017, unless extended or terminated earlier.

title: Summary Term Sheet for Offer to Purchase Mobileye N.V. Shares

key_people:
Intel Corporation
Cyclops Holdings, LLC

key_locations:
The Netherlands
New York City

document_subtype: summary term sheet

key_organizations:
Mobileye N.V.
Intel Corporation
Cyclops Holdings, LLC


document_description: The Mobileye Board recommends shareholders accept the Offer and tender their Shares. Shareholders are also encouraged to vote 'for' items at the extraordinary general meeting on June 13, 2017, in Amsterdam. The meeting will address the Asset Sale, amendments to Mobileye's articles, and director appointments. The Offer is valued at approximately $15 billion, funded by Intel's cash resources, and is not subject to financing conditions.

title: Mobileye Shareholder Meeting and Offer

key_locations: Waldorf Astoria Amsterdam, Herengracht 542 — 556, 1017 CG Amsterdam, The Netherlands


document_description: The document outlines the procedures and terms for Mobileye shareholders regarding the tender offer by Intel. It details the options for non-tendering shareholders, including the Second Step Distribution and Compulsory Acquisition, and the potential for Dutch Statutory Interest. The deadline for tendering shares is June 21, 2017, with provisions for guaranteed delivery. The document also advises shareholders to contact their brokers for specific deadlines.

title: Mobileye Shareholder Offer

key_people: Intel Purchaser

key_locations:
Amsterdam
New York City

document_subtype: Offer Document


document_description: The document outlines the terms and conditions of an asset sale offer, including the Subsequent Offering Period and the conditions required for the offer to proceed. It clarifies the difference between an extension of the offer and a Subsequent Offering Period, and details significant conditions such as the Minimum Condition and other regulatory and governance conditions.


document_description: This document provides information on the withdrawal rights of previously tendered shares, the process for withdrawal, and the implications for shareholders who decide not to tender their shares in the context of an offer related to Mobileye. It discusses the termination of Mobileye's listing on NYSE, the termination of registration under the Exchange Act, and the impact on trading and reporting obligations. It also outlines the administrative requirements for transferring shares under Dutch law.

document_subtype: offer document

key_organizations: Mobileye NYSE SEC


document_description: The document outlines the terms of equity awards for Mobileye shareholders and employees in the context of an acquisition offer. It details the treatment of restricted share units (RSUs) and options under the acquisition, including conditions for vesting and conversion into cash or Intel stock. The document also discusses the Dutch Court's role in determining share prices in compulsory acquisition proceedings.

document_subtype: equity acquisition terms


document_description: The document outlines the terms of the Purchase Agreement related to the treatment of Mobileye Options during the Offer Closing. It details the conversion of Mobileye Options into Intel options, the tax implications for U.S. and Israeli shareholders, and the cancellation of Terminating Options. It also discusses the tax consequences for shareholders in the U.S. and Israel.

key_organizations: Intel Mobileye ITA


document_description: Information regarding tax and withholding consequences for shares issued to Israeli employees under Mobileye Options or RSUs, and contact information for questions about the Offer.

key_organizations:
Mobileye
D.F. Kin & Co., Inc.


document_description: Cyclops Holdings, LLC, a subsidiary of Intel Corporation, is offering to purchase all outstanding ordinary shares of Mobileye N.V. at $63.54 per share. The offer is pursuant to a Purchase Agreement dated March 12, 2017, and will expire on June 21, 2017, unless extended. The offer includes terms for acceptance and payment, and outlines conditions for extension and completion.

title: Offer to Purchase Mobileye N.V. Shares

key_people:
Cyclops Holdings, LLC
Intel Corporation


document_description: The document outlines the terms and conditions of an Offer to Purchase by Mobileye, including board recommendations, shareholder voting details, and subsequent offering periods. It includes details on the Purchase Agreement, Asset Sale, Liquidation, and corporate reorganization plans.

key_people:
Professor Amnon Shashua
Mr. Ziv Aviram

key_locations: Waldorf Astoria Amsterdam, Herengracht 542 — 556, 1017 CC Amsterdam, The Netherlands


document_description: The document outlines the terms and conditions related to the Compulsory Acquisition of Mobileye shares by Intel and Purchaser. It discusses the potential price determination by the Dutch Court for non-tendered shares, the calculation of Dutch Statutory Interest, and the Post-Offer Reorganization involving the Asset Sale and Liquidation. It also covers the tax implications and the Pre-Wired Asset Sale Ruling to be obtained from the Israeli Tax Authority (ITA) to exempt Intel, Purchaser, and Mobileye from Israeli tax liabilities. The document specifies conditions under which the Asset Sale and subsequent steps can proceed, including shareholder approvals and the percentage of shares tendered.

key_organizations:
Intel
Mobileye
Israeli Tax Authority


document_description: The document outlines the process and implications of a Post-Offer Reorganization following the Asset Sale of Mobileye. It details the steps Purchaser would take to liquidate Mobileye and the potential Compulsory Acquisition of non-tendered shares under Dutch law. It also discusses the tax consequences for Mobileye shareholders and the possibility of litigation affecting the reorganization.

key_people: Purchaser Intel

key_organizations:
Mobileye
Enterprise Chamber
Amsterdam Court of Appeals

reference_numbers:
Section 2:92a
Section 2:201a


document_description: The document outlines the terms and conditions of an offer related to a Purchase Agreement involving Purchaser and Mobileye. It specifies conditions under which Purchaser and Intel cannot make changes without Mobileye's consent, such as waiving the Minimum Condition, changing the Offer Consideration, or altering the Expiration Time. It also details procedures for extending the offer, public announcements, and payment for shares. The document includes rules for material changes in the offer terms and subsequent offering periods.

key_locations:
New York City
Amsterdam
The Netherlands
New York, United States

key_organizations: Purchaser Intel Mobileye SEC


document_description: The document outlines the terms and conditions of a tender offer by Purchaser for Mobileye shares. It details the Subsequent Offering Period, Post-Offer Reorganization, and potential Compulsory Acquisition. It also describes the rights of Purchaser and Intel to terminate the offer under certain conditions and the dissemination of offer materials to Mobileye shareholders.

key_organizations: Mobileye SEC


document_description: This document outlines the procedures for accepting an offer and tendering shares through book-entry transfer. It details the requirements for validly tendering shares, including the submission of a Letter of Transmittal or an Agent's Message, and the role of the Depositary in the process. It also explains the conditions under which a signature guarantee is not required.

document_subtype: Tender Offer Procedures

key_organizations:
Book-Entry Transfer Facility
Depositary
Purchaser
Securities Transfer Association Inc.


document_description: This document outlines the procedures and conditions for withdrawing shares tendered in an offer, including the requirements for a written or facsimile notice of withdrawal, the conditions under which shares may be retained by the Depositary, and the lack of withdrawal rights during the Subsequent Offering Period. It also discusses the U.S. federal income tax consequences for U.S. Holders of Mobileye shares tendered in the offer or receiving cash in the Post-Offer Reorganization.

key_organizations: Depositary Purchaser Mobileye IRS


document_description: This document provides a summary of tax considerations related to the Post-Offer Reorganization, specifically for shareholders subject to special tax rules. It outlines the tax implications for various entities and individuals, including U.S. Holders, partnerships, and other entities treated as partnerships for U.S. federal income tax purposes. The document advises consulting tax advisors for specific tax consequences of the Offer and Post-Offer Reorganization.

document_subtype: tax considerations summary


document_description: The document discusses the U.S. federal income tax implications for U.S. Holders of Mobileye shares in relation to the company's status as a Passive Foreign Investment Company (PFIC) and the tax consequences of the Post-Offer Reorganization. It advises U.S. Holders to consult tax advisors regarding potential adverse tax consequences and the applicability of foreign tax credits, particularly in relation to Israeli taxes.

document_subtype: tax advisory

key_organizations:
Mobileye
Israel Income Tax Ordinance
ITA


document_description: The document discusses the tax implications for shareholders exchanging shares for cash pursuant to an offer, including Israeli withholding tax obligations and exemptions for non-Israeli residents. It outlines tax rates for Israeli individuals and corporate shareholders, conditions for exemptions for non-Israeli residents, and provisions of the Israel Withholding Tax Ruling.

document_subtype: tax document

key_organizations: Mobileye Purchaser


document_description: The document discusses the Israeli withholding tax implications for Mobileye shareholders not covered by specific exemptions, the tax consequences of the Post-Offer Reorganization, and the price range of Mobileye shares on the NYSE. It includes a table of high and low sale prices per share for quarterly periods from 2014 to 2017.

document_subtype: tax and stock information

key_organizations: Mobileye Intel Purchaser NYSE


document_description: The document summarizes key meetings and events between Intel and Mobileye leading to the signing of a Purchase Agreement. It outlines Intel's strategic interest in Mobileye, including past collaborations and potential acquisition discussions. Key meetings took place from September 2016 to January 2017, involving Intel's senior management and board, with evaluations conducted by Bain & Company, Citigroup, and Rothschild.

key_people:
Doug Davis
David Yoffie
Brian Krzanich
Wendell Brooks

document_subtype: chronology

key_organizations: Skadden, Arps, Slate, Meagher & Flom LLP


document_description: The document details discussions and meetings between Intel and Mobileye regarding a potential strategic transaction. Key meetings took place in Munich, Germany, and New York, USA, involving Intel's interest in acquiring Mobileye. Initial discussions did not result in an agreement, with Mobileye indicating a higher price per share would be necessary. The document also mentions Intel's internal discussions and strategy development with various advisors and legal counsel.

key_people:
Mr. Yoffie
Professor Shashua
Erez Dagan
Mr. Krzanich
Mr. Brooks
Mr. Davis
Mr. Aviram

key_locations:
Munich, Germany
New York, USA
Las Vegas, USA

key_organizations:
Intel
Mobileye
Bain
Citi
Rothschild
Skadden
Houthoff Buruma
Yigal Anion & Co.


document_description: Intel and Mobileye engaged in discussions and negotiations for Intel's acquisition of 100% of Mobileye's shares. The process involved entering into a transaction letter with exclusivity and confidentiality provisions, accessing a virtual data room, and exchanging drafts of the Purchase Agreement and other transaction documents. Key meetings and discussions took place between representatives and legal counsel of both companies to address structuring, conditionality, and financial aspects of the transaction.

key_people:
Professor Shashua
Mr. Brooks

document_subtype: transaction agreement

key_organizations:
Intel
Mobileye
Skadden
Morrison & Foerster
Bain
Citi
Rothschild
Van Campen Liem
Houthoff
Yigal
Goldfarb Seligman & Co.


document_description: The document outlines the ongoing negotiations between Intel and Mobileye regarding a Purchase Agreement. Key issues discussed include strategic investment options, termination rights, and compensation terms. The negotiations took place between February 16 and February 26, 2017, involving representatives from both companies and their legal teams.

title: Negotiations between Intel and Mobileye

key_people:
Intel's management
Mobileye's management

key_organizations:
Intel
Mobileye
Skadden
Houthoff
Morrison & Foerster
Van Campen


document_description: This document outlines the series of communications and negotiations between Mobileye, Intel, and their respective legal representatives, Skadden and Morrison & Foerster, regarding the Purchase Agreement and related agreements. Key discussions included the non-competition agreement, intellectual property due diligence, and the purchase price per share. The document also details the involvement of Intel's Board and management in the decision-making process.

key_people:
Mr. Krzanich
Professor Shashua

key_organizations:
Mobileye
Intel
Skadden
Morrison & Foerster
Citi
Rothschild


document_description: The document summarizes the Purchase Agreement and related transaction documents between Intel and Mobileye. It details the approval process by the Intel Board, the execution of agreements, and the joint press release announcing the transaction. The Purchase Agreement includes representations, warranties, agreements, and covenants negotiated among the parties, subject to qualifications and limitations. It is intended to allocate contractual risk and govern rights and relationships between the parties.

key_people:
Professor Shashua
Mr. Aviram
Mr. Yoffie

document_subtype: Purchase Agreement Summary

key_organizations: Intel Mobileye Cyclops Skadden

reference_numbers:
Section 8
Section 9
Section 11


document_description: The document outlines the terms and conditions related to the extension of an offer and the treatment of Mobileye equity awards in the context of a purchase agreement. It specifies the conditions under which the purchaser can extend the offer, the subsequent offering period, and the treatment of Mobileye RSUs at the offer closing.

key_people: Intel Purchaser Mobileye

key_locations:
Amsterdam, The Netherlands
New York, New York, United States

document_subtype: Purchase Agreement Terms

key_organizations: Intel Mobileye


document_description: The document outlines the terms and conditions related to the conversion and treatment of Mobileye RSUs and Options at the Offer Closing as part of a Purchase Agreement involving Intel and Mobileye. It details the conversion of Mobileye Options into cash or Intel stock options, subject to certain conditions, and the holding of an Extraordinary General Meeting (EGM) by Mobileye to provide information about the Offer and make necessary board appointments.


document_description: The document outlines resolutions for Mobileye's governance changes, including amending its articles of association to convert from a public to a private company, approving an asset sale, and dissolving Mobileye. It also details the conditions under which these resolutions will be adopted and the procedures for calling an Extraordinary General Meeting (EGM) if necessary.

document_subtype: corporate governance resolutions

key_organizations: Mobileye Purchaser Intel


document_description: The document outlines the terms and conditions of a Purchase Agreement involving Mobileye and a Purchaser, including provisions for asset sale, call options, and adjustments. It details the process for asset sale and liquidation, the call option for purchasing shares, and adjustments in case of changes in shares or securities. It also includes representations and warranties made by Mobileye to Intel and the Purchaser.

document_subtype: Purchase Agreement


document_description: The document outlines the representations and warranties in the Purchase Agreement made by Mobileye, which are modified by 'knowledge,' 'materiality,' and 'Company Material Adverse Effect' qualifiers. It defines 'Company Material Adverse Effect' and lists exclusions to this definition, such as general economic conditions, changes in financial markets, and force majeure events.

key_locations:
United States
The Netherlands
Israel


document_description: This document outlines restrictions and conditions related to financial transactions, employee compensation, and benefits for Mobileye and its subsidiaries. It specifies limitations on loans, investments, and indebtedness, as well as guidelines for employee compensation, benefits, and hiring practices, in accordance with a Purchase Agreement.

document_subtype: contract

key_organizations: Mobileye Intel


document_description: This document outlines various restrictions and conditions related to Mobileye's financial and operational activities, particularly in the context of a Purchase Agreement. It includes clauses on capital expenditures, legal actions, shareholder meetings, accounting methods, and tax matters.


document_description: The document outlines the terms under which Mobileye can engage with third parties regarding Alternative Acquisition Proposals. It specifies the conditions under which Mobileye must notify Intel and Purchaser about such proposals, including providing written notice of material terms and conditions, and keeping Intel and Purchaser informed about the status of discussions. It defines what constitutes an Alternative Acquisition Proposal and the obligations of Mobileye in such scenarios.

key_people:
Intel
Purchaser
Mobileye Board


document_description: The document outlines the conditions under which Mobileye can consider a 'Superior Proposal' in relation to a Purchase Agreement. It defines a 'Superior Proposal' as a binding Alternative Acquisition Proposal that offers a higher purchase price per share and is more favorable to Mobileye and its stakeholders. The document also details the restrictions on the Mobileye Board regarding recommendations and agreements related to Alternative Acquisition Proposals, and the conditions under which the Board can make an Adverse Recommendation Change or terminate the Purchase Agreement in favor of a Superior Proposal.


document_description: The document outlines the terms and conditions of a Purchase Agreement involving Mobileye, including provisions related to Alternative Acquisition Proposals, compensation arrangements, and tax rulings. It specifies the actions Mobileye and its board must take in response to acquisition proposals and compensation plans, as well as the steps required to obtain tax rulings in Israel. Additionally, it details the process for delisting Mobileye from the NYSE following the Offer Closing.

key_locations:
Israel
The Netherlands


document_description: The document outlines various obligations and measures related to the Purchase Agreement involving Mobileye and Intel. It includes anti-takeover measures, obligations regarding asset sale and liquidation, director and officer liability, and employee matters post-offer closing.

key_people:
Mobileye Board
Intel


document_description: The document outlines the terms and conditions related to the consummation of a Purchase Agreement involving Intel, Mobileye, and Purchaser. It details the availability of funds, regulatory approvals, and efforts required to complete the transactions. The parties agree to use reasonable best efforts to obtain necessary authorizations and approvals, comply with antitrust laws, and cooperate in any related proceedings.

key_organizations:
Intel
Mobileye
Purchaser
Federal Trade Commission
Department of Justice


document_description: The document outlines the responsibilities and commitments of Intel, Purchaser, and Mobileye in obtaining regulatory clearance for transactions under the Purchase Agreement. It details the cooperation required among the parties in dealing with governmental authorities and antitrust laws, as well as the handling of any legal actions challenging the transactions. Mobileye retains control over litigation related to the Purchase Agreement, with Intel and Purchaser having rights to review, comment, and participate in the defense and settlement of such litigation.


document_description: The document outlines the terms and conditions of a Purchase Agreement, including breach and termination clauses, governing law, jurisdiction, and specific performance. It specifies the conditions under which the agreement can be terminated, the effect of such termination, and the legal jurisdiction for disputes. It also emphasizes the importance of specific performance and injunctive relief in case of breaches.

key_locations:
Delaware
The Netherlands


document_description: Intel and Mobileye entered into a Confidentiality Agreement and a Transaction Letter on February 1, 2017. The Confidentiality Agreement mandates that both parties keep disclosed information confidential and not disclose the existence of the agreement or related discussions. The Transaction Letter includes exclusivity and standstill provisions, prohibiting Mobileye from engaging with third parties regarding acquisitions and Intel from certain actions involving Mobileye for one year. Both parties agreed not to solicit each other's employees for one year.

key_people: Intel Mobileye

document_subtype: Confidentiality Agreement and Transaction Letter

reference_numbers:
Exhibit (d)(2)
Exhibit (d)(3)


document_description: The document outlines the terms of an Employment Agreement Addendum between Professor Shashua and Mobileye Vision Technologies Ltd., effective upon Mobileye's acquisition by Purchaser. It details non-competition clauses, notification requirements for new employment, and a revised vesting schedule for Mobileye Options and RSUs. The document also describes the purpose of the Offer and plans for Mobileye's acquisition by Purchaser, including the Post-Offer Reorganization and Subsequent Offering Period.

document_subtype: Employment Agreement Addendum

key_organizations:
Intel
Mobileye Vision Technologies Ltd.
Purchaser


document_description: The document outlines the expected changes to the Mobileye Board and the company's operations following the consummation of an offer by Purchaser. It details the resignation of current directors, the appointment of new directors, the delisting of Mobileye shares from the NYSE, and the termination of share registration under the Exchange Act. It also discusses the administrative formalities for transferring Mobileye shares under Dutch law and the implications for shareholders who sell or retain their shares. The document further describes the Post-Offer Reorganization process, which aims to transfer all of Mobileye's business operations to Purchaser and ensure equitable treatment for all shareholders.

key_people:
Purchaser
Intel
Mobileye Board

document_subtype: corporate acquisition

key_organizations: Mobileye NYSE SEC


document_description: The document outlines the procedures and options for Intel and Purchaser to acquire Mobileye's shares and complete a Post-Offer Reorganization. It includes details on the Compulsory Acquisition process through the Dutch Court and alternative restructuring measures such as mergers, demergers, asset transfers, and conversions.

document_subtype: merger and acquisition agreement

key_organizations:
Mobileye
Dutch Court

reference_numbers:
Section 2:92a
Section 2:201a
Article 2:309
Article 2:325
Article 2:334a


document_description: The document discusses the potential effects of a purchase offer on Mobileye's shares, including changes in market liquidity, NYSE listing status, and regulatory compliance. It also mentions possible new employment arrangements for Mobileye's management with Intel post-offer.

key_people:
Mobileye executive officers
Intel executive officers

document_date: Not specified

key_organizations:
Mobileye
Intel
NYSE
Federal Reserve Board
SEC


document_description: The document outlines the conditions and legal matters related to the Purchase Agreement between Intel and Mobileye. It specifies the conditions under which the Offer can be modified or terminated, the rights of the Purchaser, and the regulatory approvals required for the acquisition of Mobileye shares. It also discusses compliance with the HSR Act and the role of the FTC in the transaction.

key_organizations:
Intel
Mobileye
Federal Trade Commission


document_description: The document outlines the antitrust compliance requirements under the HSR Act for the acquisition of shares pursuant to an offer and purchase agreement. It details the waiting periods and conditions under which the FTC and the Antitrust Division may terminate or extend these periods. It also discusses the potential for legal challenges under U.S. federal antitrust laws and the necessity for foreign competition law filings in Germany, Israel, and Korea.

key_locations:
United States
Germany
Israel
Korea

document_subtype: antitrust compliance

key_organizations:
FTC
Antitrust Division
Mobileye
Intel
German Competition Authority
Israel Antitrust Authority
Korea Fair Trade Commission


document_description: The document discusses the filing process and legal considerations related to the Purchase Agreement between Mobileye, Intel, and Purchaser. It covers antitrust filings, going private transactions, appraisal rights, and fees and expenses related to the Offer.

key_organizations:
Mobileye
Intel
Purchaser
D.F. King & Co.
American Stock Transfer & Trust Company


document_description: The document outlines the terms and conditions of a tender offer made by Intel Corporation and Cyclops Holdings, LLC to Mobileye shareholders. It specifies the jurisdictions where the offer is valid, the role of brokers or dealers, and the filing of necessary documents with the SEC. It also mentions the requirement for Mobileye to file a Solicitation/Recommendation Statement with the SEC.

key_people:
Intel Corporation
Cyclops Holdings, LLC

document_subtype: Tender Offer Statement

key_organizations:
Intel Corporation
Cyclops Holdings, LLC
Mobileye
SEC


document_description: This document provides detailed information about the executive officers and directors of Intel Corporation, including their names, citizenship, current roles, and professional backgrounds. It includes information about Andy D. Bryant and Brian M. Krzanich, highlighting their career progressions and roles within Intel.

title: Information Relating to Intel and Purchaser

key_people:
Andy D. Bryant
Brian M. Krzanich

key_locations: 2200 Mission College Blvd., Santa Clara, California, 95054

document_subtype: executive information


document_description: The document provides professional backgrounds and career highlights of two individuals, Krzanich and Robert H. Swan, focusing on their roles and contributions at Intel Corporation and other companies.

key_people:
Krzanich
Robert H. Swan

key_locations:
New Mexico
San Jose State University
University of Buffalo
Binghamton University

key_organizations:
Intel Corporation
General Atlantic LLC
eBay Inc.
Electronic Data Systems Corp.
TRW Inc.
Webvan Group Inc.
General Electric
Semiconductor Industry Association


document_description: The document provides professional backgrounds and current roles of Diane M. Bryant and Dr. Venkata S.M. Renduchintala. Diane M. Bryant is the Executive Vice President and General Manager of the Data Center Group at Intel Corporation, with a focus on data center platforms and advocacy for diversity. Dr. Renduchintala is the Executive Vice President and President of the Client and Internet of Things Businesses and System Architecture Group, with a history at Qualcomm and Philips Electronics.

key_people:
Diane M. Bryant
Venkata S.M. Renduchintala

key_locations:
United States
United Kingdom

document_subtype: professional background

key_organizations:
Intel Corporation
Qualcomm Incorporated
Skyworks Solutions Inc.
Conexant Systems Inc.
Philips Electronics
United Technologies Corp.
Anita Borg Institute
U.C. Davis


document_description: The document provides professional backgrounds and current roles of key individuals associated with Intel and other organizations. It includes details about Stacy J. Smith, Charlene Barshefsky, and Aneel Bhusri, highlighting their roles, career history, and affiliations with various companies.

key_people:
Stacy J. Smith
Charlene Barshefsky
Aneel Bhusri

key_organizations: Wilmer Cutler Pickering Hale and Don LLP

key_organizations: Stanwood Hotels & Resorts Worldwide Inc.


document_description: The document contains a table listing individuals with their present principal occupation or employment details. It includes John J. Donahoe, Reed E. Hundt, and Omar Ishrak, highlighting their roles and professional backgrounds.

key_people:
John J. Donahoe
Reed E. Hundt
Omar Ishrak

document_subtype: table

key_organizations:
Intel
PayPal Holdings Inc.
eBay Inc.
Bain & Co.
Nike Inc.
REH Advisors LLC
Coalition for Green Capital
GTCR
Smart Sky Networks
ASSIA
RBI
Federal Communications Commission
Medtronic
General Electric Co.
Asia Society
Minnesota Public Radio


document_description: The document provides information about the professional backgrounds and roles of various members of Intel's Board of Directors, including Tsu-Jae King Liu, James D. Plummer, and David S. Pottruck. It highlights their academic and professional achievements, roles within Intel, and other affiliations.

key_people:
Tsu-Jae King Liu
James D. Plummer
David S. Pottruck

key_locations:
United States
University of London
King's College
University of California, Berkeley
Stanford University
San Francisco

document_subtype: Board of Directors Information

key_organizations:
Intel
University of California, Berkeley
Stanford University
Cadence Design Systems Inc.
Red Eagle Ventures Inc.
Hightower Advisors
Charles Schwab Corp.
Wharton School of Business


document_description: The document provides professional backgrounds and roles of Gregory D. Smith and Frank D. Yeary, highlighting their positions and contributions in various organizations.

key_people:
Gregory D. Smith
Frank D. Yeary

key_locations:
United States
Chicago

key_organizations: Northwestern Medicine Community Physicians Group


document_description: David B. Yoffie's professional background and current roles, including his position as a director at Intel and his academic role at Harvard Business School.

key_organizations:
Intel
Harvard Business School
National Bureau of Economic Research
HTC Corporation
TiVo Inc.
Financial Engines Inc.


document_description: The document provides detailed professional background information on Brian M. Krzanich, a manager of Purchaser, including his current role, career progression at Intel Corporation, and educational background.

key_locations:
Santa Clara, California
New Mexico

document_subtype: manager information

key_organizations:
Intel Corporation
Semiconductor Industry Association
Global 450 Consortium
ASML
Digital Equipment Corporation


document_description: Instructions for shareholders to send or deliver required documents to the Depositary for an offer, including contact information for the Depositary and Information Agent.

key_locations:
Brooklyn, New York
New York, NY

document_subtype: Letter of Transmittal

key_organizations: American Stock Transfer & Trust Company LLC


document_description: Instructions for completing a Tax Declaration Form for Southern Financial, with a deadline around 6/16/17. Key points include contact details, broker information, and signature requirements. Vahe Stepanian from Deutsche Bank Securities Inc. provides the instructions and notes his travel plans.

document_subtype: memo

key_organizations:
Deutsche Bank Securities Inc.
Southern Financial
Pershing, LLC


document_description: Confidential communication from Richard Kahn of HBRK Associates Inc. The document includes a disclaimer about the confidentiality and privileged nature of the information, instructions for unintended recipients, and a reference to Deutsche Bank's disclosures. It also states that Deutsche Bank does not provide legal or tax advice.

key_locations: 575 Lexington Avenue, New York, NY 10022

key_organizations:
HBRK Associates Inc.
Deutsche Bank


document_description: The document is a daily deposit report listing account balances for various individuals and entities, including Jeffrey Epstein, with details on large, zero, and negative balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Darren K. Indyke

document_subtype: financial report

key_organizations:
The Jockey Club
Equibase Company
Southern Financial LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC


document_description: This document contains a confidentiality notice indicating that the information is confidential, may be attorney-client privileged, and is intended only for the addressee. Unauthorized use, disclosure, or copying is prohibited. It includes instructions for notifying the sender if received in error and mentions EU corporate and regulatory disclosures.


document_description: A confidential communication from Deutsche Bank stating that they do not provide legal or tax advice.


document_description: Business card for Stewart Oldfield, CFA, CAIA, at Deutsche Bank Trust Company Americas, part of Deutsche Bank Wealth Management.

document_subtype: business card

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc


document_description: A conversation log from August 29, 2018, involving a participant named Richard Kahn. The conversation includes a question about copying someone in communication.


document_description: Certification of Good Standing for the non-profit corporation Gratitude America, Ltd., confirming its incorporation and authorization to conduct business in the Virgin Islands. The corporation is in good standing as of July 9, 2018.

title: Certification of Good Standing for Gratitude America, Ltd.

document_type: government

key_locations:
Virgin Islands
Charlotte Amalie
Christiansted

document_subtype: Certification of Good Standing

key_organizations: Office of the Lieutenant Governor, Virgin Islands


document_description: The document mentions securities offered through Deutsche Bank Securities Inc. and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document contains financial information related to various trusts and entities, including balances and transactions. It lists entities such as Kati Wanek-Forsythe 2015 GRAT, Shari Wagner 2015 GRAT, and Ashley Holdings Inc., with associated financial amounts. The document also highlights large, zero, and negative balances for certain accounts.

key_people:
Kati Wanek-Forsythe
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek


document_description: The document contains tables with data on SPY ATM Calls and SPY 2% Upside Calls, including prices, volatility, and economic events for specific dates in August and September 2018. It is a communication from Nadean Novogratz of Deutsche Bank Securities Inc, discussing equity derivative sales.

key_locations: 60 Wall Street, 4th Floor, New York, NY 10005


document_description: A communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality, and privileged information. It includes references to EU corporate and regulatory disclosures.


document_description: The document contains financial information related to various trusts and individuals, including balances and transactions. It lists names such as Kati Wanek-Forsythe, Shari Wagner, and Todd R. Wanek, among others, along with associated financial figures. The document also includes a section on large, zero, and negative balances, and is marked as confidential under federal criminal procedure.


document_description: Financial document related to Ashley Holdings Inc. and Ronald & Joyce Wanek Irrevocable Dyna C, listing several amounts.

key_people:
Ronald Wanek
Joyce Wanek


document_description: A confidential communication from Liam O'Sullivan, AVP at Deutsche Bank Wealth Management, discussing Key Client Partners (KCP) products and services intended for sophisticated institutional investors. The document emphasizes the confidentiality and non-advisory nature of the information provided.


document_description: The document is a daily deposit report listing large, zero, and negative balances for various accounts as of October 22, 2018. It includes account names, categories, and balances.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Nancy DeVane
Michael DeVane
Ali Rashid
Cameron Wanek
Shari Wagner
Darren K. Indyke
Todd R. Wanek
Karen A. Wanek
Steven D. Forsythe
Caitlin A. Forsythe

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
NES, LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Axcis Information Network Inc
Southern Trust Company, Inc.
Butterfly Trust
CRW 2009 LLC
GEW 2009 LLC
SSW 2007 LLC
KWF 2007 LLC
CRW 2007 LLC
GEW 2007 LLC
Shari Wagner 2014 GRAT
Kati Forsythe 2014 GRAT
The 2017 Caterpillar Trust


document_description: The document contains a table listing various trusts, LLCs, and individuals with associated financial amounts. It includes large, zero, and negative balances for different accounts. The table also mentions confidential information pursuant to federal rules.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Shari Wagner
Robert S Forsythe
Laura A Forsythe
Todd R Wanek
Ronald & Joyce Wanek
Steven D. Forsythe
Caitlin A. Forsythe
Travis Wagner
Nancy and Michael Devane
Ali Rashid

key_organizations:
CRW 2007 LLC
GEW 2007 LLC
KWF 2007 LLC
SSW 2007 LLC
Ashley Holdings Inc


document_description: Financial document related to Ashley Holdings Inc with amounts listed.


document_description: This document outlines changes to the beneficiaries of The 2007 Jeffrey E. Epstein Insurance Trust #3. Trustees Darren K. Indyke and Lawrence Newman have exercised their power to delete all previously named beneficiaries and add new ones. The document specifies the distribution of the trust's principal and accumulated income upon the death of the Grantor, with provisions for a separate trust if certain conditions are met.

title: The 2007 Jeffrey E. Epstein Insurance Trust #3 Change of Beneficiaries

key_people:
Darren K. Indyke
Lawrence Newman
Eva Andersson Dubin

document_subtype: Trust Document


document_description: Jeffrey E. Epstein, as the Grantor of the 2007 Jeffrey E. Epstein Insurance Trust #3, revokes the designation of Eva Andersson Dubin and Abigail S. Wexner as successor Trustees. The current Trustees, Darren K. Indyke and Lawrence Newman, continue to serve.

title: Jeffrey E. Epstein Insurance Trust #3 Grantor's Revocation of Designation of Successor Trustees

key_people:
Jeffrey E. Epstein
Eva Andersson Dubin
Abigail S. Wexner
Darren K. Indyke
Lawrence Newman
Bradley Gillin

document_subtype: Trust Revocation


document_description: This document contains a confidentiality notice and a disclaimer from Deutsche Bank, indicating that the communication is confidential and should not be copied, disclosed, or distributed without authorization. It also mentions that Deutsche Bank does not provide legal or tax advice.


document_description: Authorization for asset movement for non-retirement accounts at Deutsche Bank Alex. Brown, including wire transfer instructions for NES, LLC account.

document_subtype: Authorization for Asset Movement

key_organizations:
Deutsche Bank Alex. Brown
First Command Bank
NES, LLC


document_description: A confidential communication from Deutsche Bank Securities Inc. containing disclaimers about the nature of the information and instructions for unintended recipients.

document_subtype: fax


document_description: A letter from Stewart Oldfield, Director at Deutsche Bank Wealth Management, to Mile Lukic at LGT Bank Liechtenstein, discussing the Haze Trust's account at Deutsche Bank and stating no awareness of AML problems.

title: Re: The Haze Trust

key_people:
Stewart Oldfield
Mile Lukic

document_subtype: letter

key_organizations:
Deutsche Bank Wealth Management
LGT Bank Liechtenstein
Deutsche Bank Trust Company Americas


document_description: Funds transfer from Hyperion Air to International Jet Interiors, Inc. for $100,000. The account used for the transfer has been closed. Instructions are provided for reporting fraudulent transactions.

document_subtype: funds transfer

key_organizations:
Hyperion Air
Manufacturers and Traders Trust Co
International Jet Interiors, Inc.
DBOI Global Services Private Limited


document_description: The document is a daily deposit report dated September 21, 2016, listing large, zero, and negative balances for various accounts, including Jeffrey Epstein's account with a balance of $1,887,878.62 and a preauthorized debit transaction of $119,986.69.

title: RM0082289 Daily Deposit Report

key_people:
Jeffrey Epstein
Todd Wanek
Karen Wanek
Darren K. Indyke

key_organizations:
Southern Financial LLC
Neptune, LLC
JEGE, INC
JEGE, LLC
NES, LLC
Zorro Development Corp.
LSJE, LLC
Southern Trust Company, Inc.
Wanek Trust of 2000
KWF 2007 LLC
SSW 2007 LLC
Gratitude America, Ltd


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case in the Southern District of New York.


document_description: A communication from Stewart Oldfield, Director at Deutsche Bank Wealth Management, discussing the terms and conditions of Deutsche Bank AG Preferred Certificates of Deposit (CDs). It includes interest rates, minimum and maximum deposit requirements, and penalties for early withdrawals.

document_subtype: financial communication

key_organizations:
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
Deutsche Bank Securities Inc.


document_description: This document contains disclaimers and confidentiality notices from Deutsche Bank, along with references to external documents and regulatory disclosures. It emphasizes that the bank does not provide legal or tax advice.


document_description: Stewart Oldfield from Deutsche Bank is coordinating a meeting with Rich and a new trader for the week of July 24th, 2017.

key_people:
Stewart Oldfield
Rich


document_description: A communication from Deutsche Bank containing disclaimers about legal and tax advice, confidentiality notices, and references to EU corporate and regulatory disclosures.


document_description: The document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: A confidential document marked pursuant to Federal Rule of Criminal Procedure 6(e), with reference numbers DB-SDNY-0083716, SDNY_GM_00229900, and EFTA01383845. The document is dated July 7, 2017.


document_description: A confidential document related to Richard Kahn and HBRK Associates Inc. with references to legal confidentiality under Federal Rules of Criminal Procedure.


document_description: This document appears to be a confidential legal document related to a case in the Southern District of New York (SDNY). It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document contains confidential information related to a legal case, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0083725, SDNY_GM_00229909, and EFTA01383849, which may be related to case numbers or document tracking numbers.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e).


document_description: The document appears to be a confidential communication related to Deutsche Bank Trust, marked as confidential under Federal Rule of Criminal Procedure 6(e). It includes reference numbers DB-SDNY-0083728, SDNY_GM_00229912, and EFTA01383851.


document_description: This document appears to be related to Deutsche Bank Wealth Management, located at 345 Park Avenue, New York, NY. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: bank document


document_description: The document contains text fragments that appear to be part of a list or labels, possibly related to mobile communication or services, with 'blackberry email' being a potential specific item. The black rectangles might represent icons or placeholders.


document_description: The document mentions securities offered through Deutsche Bank Securities Inc. and is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers such as DB-SDNY-0083733, SDNY_GM_00229917, and EFTA01383856.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0083734, SDNY_GM_00229918, and EFTA01383857.


document_description: The document is marked as confidential and subject to Federal Rule of Criminal Procedure 6(e), indicating it is related to legal proceedings. It includes identifiers such as DB-SDNY-0083736, SDNY_GM_00229920, and EFTA01383858, which may be case or document numbers.


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0083738, SDNY_GM_00229922, and EFTA01383859, indicating it is likely related to a legal case or investigation in the Southern District of New York.


document_description: The document contains confidential information related to EU corporate disclosures and is subject to Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential and is related to legal or tax advice. It contains information that is protected under Federal Rule of Criminal Procedure 6(e).


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation.


document_description: The document is marked as confidential and is related to a legal matter, possibly involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is marked as confidential and is related to legal proceedings, specifically under Federal Rule of Criminal Procedure 6(e). It contains identifiers such as DB-SDNY-0083744, SDNY_GM_00229928, and EFTA01383864, indicating it is part of a legal case or investigation in the Southern District of New York.


document_description: The document contains a confidentiality notice related to a legal matter, possibly involving the Federal Rules of Criminal Procedure.


document_description: The document is marked as confidential under Federal Rule of Criminal Procedure 6(e), indicating it contains sensitive legal information. It includes reference numbers DB-SDNY-0083748, SDNY_GM_00229932, and EFTA01383866, suggesting it is part of a legal case or investigation in the Southern District of New York.


document_description: The document contains confidential information related to a legal matter, as indicated by the reference to Federal Rule of Criminal Procedure 6(e). It includes identifiers such as DB-SDNY-0083750, SDNY_GM_00229934, and EFTA01383868, which may be related to case or document tracking numbers.


document_description: Confidential corporate and regulatory disclosures related to Deutsche Bank, marked pursuant to Federal Rule of Criminal Procedure 6(e).

document_subtype: regulatory disclosure


document_description: The document contains a confidentiality notice indicating that the communication may contain confidential and/or privileged information. It is marked as confidential pursuant to Federal Rule of Criminal Procedure 6(e).


document_description: This document contains a confidentiality notice and a reference to EU corporate and regulatory disclosures. It is marked as confidential under Federal Rule of Criminal Procedure 6(e).


document_description: This document is a confidential communication from Deutsche Bank, containing disclaimers about unauthorized copying, disclosure, or distribution. It includes a link for additional EU corporate and regulatory disclosures and states that Deutsche Bank does not provide legal or tax advice.


document_description: Deutsche Bank notifies clients of prohibitions under section 311 of the USA PATRIOT Act and Regulation GG related to correspondent accounts and unlawful Internet gambling.

document_subtype: notification

key_organizations:
Deutsche Bank
Banco Delta Asia
Commercial Bank of Syria
FBME Bank Ltd
Halawi Exchange Co.
Kassem Rmeiti & Co. For Exchange


document_description: The document contains a list of names and associated obscured information, likely contact details or roles. It includes a confidentiality notice and a disclaimer from Deutsche Bank regarding legal or tax advice.

key_people:
Lee Joyner
Jacob Goss
Jesse Cruz
Jacob Brandenburg
Yonette Carrington


document_description: The document contains a disclaimer from Deutsche Bank stating that they do not provide legal or tax advice. It also includes confidentiality notices and reference numbers.


document_description: Vijay Sawant from Deutsche Bank requests advice to launch KYC for all accounts and begin remediation.

key_organizations:
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management


document_description: This document is marked as confidential and is related to a legal matter, likely involving the Southern District of New York (SDNY). It references Federal Rule of Criminal Procedure 6(e), which pertains to grand jury secrecy.


document_description: This document is a Volcker Questionnaire used by Deutsche Asset & Wealth Management for onboarding new Wealth Management (WM) clients that are not natural persons. It includes classifications to determine if a client is out of scope for Volcker Covered Fund Determination.

title: Volcker Questionnaire for Onboarding of WM Vehicles

document_subtype: questionnaire


document_description: A form related to the Volcker Rule compliance, requiring client certification and attestation by a client representative. It includes sections for determining if the entity is an operating company and instructions for further action based on responses.

key_people:
Richard Kahr
Cynthia Rodriguez

document_subtype: form

key_organizations:
DB
Butterfly INST


document_description: This form is used by financial institutions to collect information about the beneficial owners of legal entity customers to help combat financial crimes such as money laundering and terrorist financing. It requires the disclosure of individuals who own or control a legal entity.

title: Certification Regarding Beneficial Owners Of Legal Entity Customers

document_subtype: Certification Form


document_description: The document is a daily deposit report dated June 15, 2018, listing large, zero, and negative balances for various accounts, including those associated with Jeffrey Epstein and other entities.

title: Daily Deposit Report

key_organizations:
The Jockey Club
The Jockey Club Safety Net Foundation
The Grayson Jockey Club
Equibase Company
Axcis Information Network, Inc.
Southern Trust Company, Inc.
Southern Financial LLC
Neptune, LLC
Hyperion Air, LLC
Plan D, LLC
JEGE, LLC
HBRK Associates, Inc
NES, LLC
JSC Interiors LLC
LSJE, LLC
Gratitude America, Ltd
Blood-Horse LLC
Zorro Management, LLC
Prytanee, LLC
The Haze Trust
Wanek Trust of 2000
Butterfly Trust
SSW 2007 LLC
KWF 2007 LLC
CRW 2009 LLC
GEW 2009 LLC
The 2017 Caterpillar Trust


document_description: This document is marked as confidential under Federal Rule of Criminal Procedure 6(e) and contains identifiers related to a legal case or investigation, likely within the Southern District of New York (SDNY).


document_description: This document is a confidential communication, possibly containing attorney-client privileged or inside information, intended only for the addressee. It is the property of JEE and unauthorized use, disclosure, or copying is prohibited. Recipients in error are instructed to notify the sender and destroy the communication.


document_description: The document lists various trusts and financial entities associated with individuals such as Kati Wanek-Forsythe, Cameron Wanek, Travis Wagner, Shari Wagner, Robert S Forsythe, Todd R Wanek, Ronald & Joyce Wanek, and Ashley Holdings Inc. It includes amounts associated with some of these entities, specifically noting $150,166.01 for Travis Wagner and Robert S Forsythe Revocable Trust.

key_people:
Kati Wanek-Forsythe
Cameron Wanek
Travis Wagner
Shari Wagner
Robert S Forsythe
Todd R Wanek
Ronald Wanek
Joyce Wanek