This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method for resolving disputes. The document details the limitations and rules of arbitration, including the finality of awards, limited discovery, and the composition of arbitrators. It also specifies the arbitration forums and procedures, including the role of FINRA and the Federal Arbitration Act. The agreement includes provisions for equitable relief and class action limitations.
doj/DataSet10/EFTA01449058.pdf
{"key_people":["Client","DBSI","Pershing"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0104308","SDNY_GM_00250492","EFTA01449058"]}