This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations and disciplinary actions against Southern Financial Group, Inc. for insider trading and securities fraud. The alert references specific SEC administrative proceedings and civil actions.
documents/vol00010-efta01360885-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Richard M. Wooten","Charles Dennis McKittrick","Gerald F. Hunter, Jr."],"document_date":"2013-05-29","document_type":"financial","key_locations":["South Carolina, United States"],"document_subtype":"Alert","key_organizations":["Southern Financial LLC","Southern Financial Group, Inc.","Securities and Exchange Commission"],"reference_numbers":["6229369","1559801.11522860.26791053","2:02-1806-18"]}