This document outlines representations and warranties applicable to 'Plan Investors' under ERISA and the Internal Revenue Code. It includes a checklist for investors to confirm their status as plan investors, holding plan assets, and their association with governmental or church plans.
doj/DataSet10/EFTA01392541.pdf
{"title":"Plan Investor Representations","key_people":["Patrick Gerschel"],"document_type":"legal","document_subtype":"Exhibit","key_organizations":["Employee Retirement Income Security Act of 1974 (ERISA)"],"reference_numbers":["DB-SDNY-0097778","SDNY_GM_00243962","EFTA01392541"]}