This document is an alert report from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations and regulatory actions against Southern Financial Group and related entities for insider trading and securities fraud. The report includes historical events and judgments against the entities involved in a high-yield investment scheme.
documents/vol00010-efta01356199-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert Report","key_people":["Tracy Dunlap","Tracy Calvin Dunlap, Jr."],"document_date":"2018-02-22","document_type":"financial","key_locations":["Virgin Islands, U.S.","Greensboro, North Carolina, United States","Costa Rica","Panama"],"document_subtype":"alert report","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","Elfindepan, S.A.","Strategic Asset Funds, S.A.","SEC","USDC for the Middle District of North Carolina"],"reference_numbers":["DB-SDNY-0041902","SDNY_GM_00188086","EFTA01356199"]}