This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions. It covers topics such as confirmations of transactions, consent to loan or pledge securities, corrected and late trade reports, effects of account attachment or sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.
doj/DataSet10/EFTA01450274.pdf
{"title":"Appendix to Account Agreement: Disclosures and Definitions","document_type":"financial","document_subtype":"account agreement appendix","key_organizations":["DBSI","Pershing"],"reference_numbers":["13-AWM-0196","012145.032813"]}