The document discusses the considerations and legal implications for ERISA Plans and Individual Plans investing in the Access Fund managed by Aspen Grove Capital, LLC. It highlights the fiduciary responsibilities under ERISA and the 2017 Fiduciary Rule, including potential prohibited transactions and the Seller's Exclusion. The document also outlines the conditions under which the Access Fund's assets may be considered 'plan assets' and the implications of such a designation.
doj/DataSet10/EFTA01393327.pdf
{"document_type":"legal","document_subtype":"investment advisory","key_organizations":["Aspen Grove Capital, LLC","U.S. Department of Labor"],"reference_numbers":["GLDUS130"]}