Internal communication regarding a false positive alert for Richard D Kahn in the AML compliance system. The alert was initially raised due to a potential association with PennMont Securities, which was banned from NYSE Arca. However, after review, it was determined that the alert was a false positive as Richard D Kahn is not the same individual as the alerted party and has been working at HBRK Associates Inc for the past 3 years.
doj/DataSet10/EFTA01400727.pdf
{"document_type":"email"}