This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, except as allowed by arbitration forum rules or applicable law. Arbitration awards are final and binding, with limited court modification. Discovery is limited compared to court proceedings, and arbitrators are not required to explain their decisions unless requested. The arbitration panel will include some members affiliated with the securities industry. The document also details the process for electing an arbitration forum and the conditions under which class actions may proceed to arbitration.
doj/DataSet10/EFTA01390381.pdf
{"key_people":["Client","DBSI","Pershing"],"document_type":"legal","key_locations":["New York, NY"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."]}