This document is an Information Statement from Deutsche Bank AG regarding the reuse of financial instruments received under collateral arrangements, as required by the EU Securities Financing Transactions Regulation (SFTR). It outlines the risks and consequences of consenting to a right of use of collateral or entering into a title transfer collateral arrangement. The statement is intended to inform clients of the potential impacts on their rights and the treatment of their financial instruments in the event of insolvency or default.
documents/vol00010-efta01419178-pdf.pdf
{"title":"Information Statement in accordance with Article 15 of the Securities Financing Transactions Regulation","key_people":["Patrick Harris","Zia Memon"],"document_date":"2016","document_type":"correspondence","key_locations":["United States","Europe"],"document_subtype":"Information Statement","key_organizations":["Deutsche Bank AG","Deutsche Bank Securities Inc.","International Swaps and Derivatives Association, Inc.","Association for Financial Markets in Europe","Futures Industry Association, Inc.","International Capital Market Association","International Securities Lending Association","SIFMA"],"reference_numbers":["EFTA01419178","EFTA01419179","EFTA01419180","EFTA01419181","EFTA01419182","EFTA01419183","EFTA01419184","EFTA01419185","EFTA01419186","EFTA01419187","EFTA01419188","EFTA01419189","EFTA01419190","EFTA01419191","EFTA01419192","EFTA01419193","EFTA01419194","EFTA01419195","EFTA01419196","EFTA01419197"]}