A form detailing client objectives and strategies for options trading, including covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The form includes acknowledgments of risk and signatures for approval.
doj/DataSet10/EFTA01392869.pdf
{"key_people":["Taziah Smith","Talia Smith"],"document_date":"2013-10-23","document_type":"correspondence","document_subtype":"form","key_organizations":["Deutsche Bank Securities Inc.","Deutsche Bank Alex. Brown"],"reference_numbers":["09-PWM-0127 OM 14 (05/11)","006404.051011","DB-SDNY-0098156","SDNY_GM_00244340","EFTA01392869"]}