The document outlines potential conflicts of interest, SIPC coverage, tax implications for tax-exempt entities, and definitions related to an account agreement with DBSI, a subsidiary of Deutsche Bank AG. It discusses DBSI's roles, compensation structures, and the implications for clients, including investment advice and securities handling.
doj/DataSet10/EFTA01448736.pdf
{"document_type":"correspondence","document_subtype":"Account Agreement","key_organizations":["DBSI","Deutsche Bank AG","SIPC","Pershing","FINRA","Options Clearing Corporation"],"reference_numbers":["12-PWM-0573","012145.011113","DB-SDNY-0103846","SDNY_GM_00250030","EFTA01448736"]}