The document outlines the remediation process for existing and new EEA accounts, excluding the UK and Germany. It includes criteria for retaining or exiting accounts, obtaining reverse solicitation evidence, and implementing controls for new accounts. Training and proposed controls for EEA designated bankers are also discussed.
documents/vol00010-efta01356557-pdf.pdf
{"document_type":"correspondence","key_locations":["EEA","UK","Germany","US"],"document_subtype":"remediation overview","reference_numbers":["DB-SDNY-0042464","SDNY_GM_00188648","EFTA01356557"]}