Instructions for the Executing Broker (EB) to send transaction confirmations to the undersigned's prime broker as per the Agreement for Prime Brokerage Clearance Services. The document clarifies that these instructions are not part of the Agreement and that EB should not charge differential fees or create incentives based on these instructions.
doj/DataSet10/EFTA01454087.pdf
{"title":"Instructions to Executing Broker Regarding the Mailing of Confirmations","document_date":"2011","document_type":"correspondence","document_subtype":"instructions","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation"],"reference_numbers":["FRM-PRMBRK-12-11","DB-SDNY-0112014","SDNY_GM_00258198","EFTA01454087"]}