A form related to the Volcker Rule compliance for Southern Trust Company Inc. It includes sections for determining if the entity is an operating company and instructions for contacting Volcker onboarding approval. The form requires attestation and signature from a client representative.
documents/vol00010-efta01364327-pdf.pdf
{"key_people":["Cynthia Rodriguez","Rich Kahn"],"document_date":"2017-02-21","document_type":"correspondence","document_subtype":"form","key_organizations":["Southern Trust Company Inc"],"reference_numbers":["DB-SDNY-0054855","SDNY_GM_00201039","EFTA01364327"]}