The document outlines legal considerations for Glendower Capital Secondary Opportunities Fund IV, LP, including compliance with the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. It discusses the requirements for SEC filings when acquiring more than 5% of equity securities, the avoidance of short-swing profit liability, and exemptions from registration under the Investment Company Act. It also covers the Manager's status under the Advisers Act and restrictions on offers and sales of interests.
doj/DataSet10/EFTA01383067.pdf
{"title":"Certain Legal, ERISA and Tax Considerations","document_type":"legal","document_subtype":"Legal Considerations","key_organizations":["Glendower Capital Secondary Opportunities Fund IV, LP","SEC"],"reference_numbers":["DB-SDNY-0082677","SDNY_GM_00228861","EFTA01383067"]}