The document is an annex detailing the absence of disqualifying events for ACM, Alkeon Capital Advisers, LLC, Alkeon Capital Offshore, LLC, and other connected persons. It outlines the lack of criminal convictions, injunctions, and final regulatory actions against these entities or individuals in relation to securities and financial regulations.
doj/DataSet10/EFTA01386097.pdf
{"key_people":["Paul Barrett"],"document_type":"legal","document_subtype":"disclosure","key_organizations":["ACM","Alkeon Capital Advisers, LLC","Alkeon Capital Offshore, LLC","Securities and Exchange Commission"],"reference_numbers":["DB-SDNY-0087644","SDNY_GM_00233828","EFTA01386097"]}