This document outlines the terms and conditions for trading securities with DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. Key points include the requirement for sufficient funds in cash accounts, the handling of short sales, the role of Pershing as a third-party clearing agent, and the granting of a security interest in securities to DBSI.
documents/vol00010-efta01365775-pdf.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"]}