This document is a risk monitoring report for The 2017 Caterpillar Trust, highlighting various legal and regulatory issues associated with Caterpillar Inc. and its subsidiaries. It includes details of past and recent legal actions, regulatory fines, and allegations of misconduct, including environmental crimes, tax-related offenses, and SEC violations. The report also mentions Caterpillar's business dealings in Iran and other sanctioned countries.
documents/vol00010-efta01407734-pdf.pdf
{"title":"Deutsche Bank Private Bank Risk Monitoring Report for The 2017 Caterpillar Trust","key_people":["Jim Umpleby","Daniel Schlicksup","Judy Pill"],"document_date":"2018-02-05","document_type":"financial","key_locations":["Morton, Illinois, UNITED STATES","VIRGIN ISLANDS, U.S.","Peoria, Illinois, UNITED STATES","Larne, Northern Ireland, UNITED KINGDOM","Gosselies, Hainaut, BELGIUM"],"document_subtype":"Risk Monitoring Report","key_organizations":["Caterpillar Inc.","Deutsche Bank Private Bank","The 2017 Caterpillar Trust","United Industries LLC","Progress Rail Services, Inc.","Caterpillar SARL","National Iranian Oil Engineering and Construction Company"],"reference_numbers":["KYC 01898372","Alert ID: 12612432.11620920.86458141"]}