This document outlines the terms and conditions related to margin accounts managed by DBSI and Pershing. It covers topics such as the rights of DBSI and Pershing to sell or buy without notice, Reg T extensions, short sales of securities, mandatory close-out of short sales, tax treatment of earnings on pledged municipal securities, rehypothecation, and additional risks associated with margin accounts. It also includes clauses on restricted securities and collection remedies.
doj/DataSet10/EFTA01448737.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing","Federal Reserve Bank","FINRA"],"reference_numbers":["12-PWM-0573","012145.011113","DB-SDNY-0103849","SDNY_GM_00250033","EFTA01448737"]}