This document is a monitoring alert from Deutsche Bank regarding The 2017 Caterpillar Trust, highlighting various legal and regulatory issues faced by Caterpillar Inc. The alert includes information about tax-related offenses, SEC violations, regulatory actions, and fraud investigations involving Caterpillar Inc. It references multiple legal actions and investigations from 2016 to 2017, including a federal raid and class action lawsuits.
documents/vol00010-efta01364244-pdf.pdf
{"title":"Deutsche Bank Monitoring Alert for The 2017 Caterpillar Trust","key_people":["Jim Umpleby"],"document_date":"2018-02-05","document_type":"financial","key_locations":["United States","Switzerland","Illinois","Sudan","Syria","Iran"],"document_subtype":"Bank Monitoring Alert","key_organizations":["Deutsche Bank","The 2017 Caterpillar Trust","Caterpillar Inc.","Internal Revenue Service","Securities and Exchange Commission"],"reference_numbers":["KYC 01898372","Alert ID: 12612432.11620919.86458141"]}