This document is a financial account transfer form related to partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions and certifications. The document also contains sections for participant signature and certification, and instructions for the delivering firm regarding asset transfer and liquidation.
doj/DataSet10/EFTA01449501.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["DB-SDNY-0104939","SDNY_GM_00251123","EFTA01449501"]}