This document is an alert report from Deutsche Bank Private Bank dated June 15, 2017, regarding Southern Financial LLC. The report highlights SEC violations involving insider trading and securities fraud by Southern Financial Group, Inc. and associated individuals. The violations include operating a Ponzi scheme and inaccurate financial reporting. The report is marked confidential and is intended for alert purposes only.
documents/vol00010-efta01364023-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert Report","key_people":["Richard M. Wooten","Charles Dennis McKittrick","Gerald F. Hunter, Jr."],"document_date":"2017-06-15","document_type":"financial","key_locations":["VIRGIN ISLANDS, U.S.","District of South Carolina, Charleston Division"],"document_subtype":"Alert Report","key_organizations":["Southern Financial LLC","Southern Financial Group, Inc.","UC Properties LLC","Springdale Investments, Inc.","SEC"],"reference_numbers":["KYC 1790655","Alert ID: 9476247.11602637.65444359"]}