An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations including insider trading and securities fraud involving Southern Financial Group, Inc. and associated individuals. The alert references multiple SEC litigation releases and disciplinary actions.
documents/vol00010-efta01358158-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Richard M. Wooten","Charles Dennis McKittrick","Gerald F. Hunter, Jr."],"document_date":"2013-05-29","document_type":"correspondence","key_locations":["United States","South Carolina","Charleston Division"],"document_subtype":"Alert","key_organizations":["Southern Financial LLC","Southern Financial Group, Inc.","Securities and Exchange Commission","Springdale Investments, Inc."],"reference_numbers":["2:02-1806-18"]}