The document discusses the use of 'soft dollar' services by Hudson Bay Capital and its Multi-Strat Funds. It outlines the conditions under which these services are used, the potential conflicts of interest, and the allocation of brokerage business based on research services provided by broker-dealers. It also mentions the annual review of research services and the non-binding nature of brokerage commitments.
doj/DataSet10/EFTA01384574.pdf
{"key_people":["Hudson Bay Capital"],"document_type":"correspondence","document_subtype":"memo","key_organizations":["Hudson Bay Capital","Multi-Strat Funds"],"reference_numbers":["DB-SDNY-0084871","SDNY_GM_00231055","EFTA01384574"]}