A checklist of paperwork items related to financial protocols and certifications for various entities, including ISDA Unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional suitability certificate, Options, Structured Solutions, FX, and Pre-Post Market Trading Form.
documents/vol00010-efta01344475-pdf.pdf
{"title":"Paperwork Checklist","key_people":["Vahe","Amanda","Harry","Tazia Smith"],"document_type":"correspondence","key_locations":["345 Park Avenue, 26th Floor, New York NY 10154"],"document_subtype":"checklist","key_organizations":["Deutsche Bank Securities Inc","Deutsche Asset & Wealth Management"]}