This letter is addressed to a prospective client of the Asset & Wealth Management (AWM) Key Client Partners (KCP) Desk - US, explaining the non-advised nature of services offered by KCP and the requirement to sign and return the FINRA 2111 Institutional Suitability Certificate. It distinguishes between KCP and AWM Private Wealth Management (WM) services and requires the client to acknowledge their understanding and acceptance by signing and returning the letter.
doj/DataSet10/EFTA01454069.pdf
{"title":"Prospective Client Letter from Deutsche Asset & Wealth Management","key_people":["Tazia Smith"],"document_type":"correspondence","key_locations":["345 Park Avenue, 26th Floor, New York, NY 10154"],"document_subtype":"letter","key_organizations":["Deutsche Asset & Wealth Management","Deutsche Bank Securities Inc","AWM Private Wealth Management","KCP Desk - US"]}