Chris Dilorio, a whistleblower, appeals the SEC's preliminary denial of his award application related to the Oppenheimer AML covered action 2015-016. He alleges that the SEC used his information to both bring and obstruct complaints, denying him rightful compensation. Dilorio claims the SEC facilitated fraud by not investigating entities like Knight Capital, UBS, and others involved in naked shorting and money laundering. He accuses the SEC of criminal obstruction and demands a thorough investigation.
documents/EFTA00072751.pdf
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