This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The form also requires participant signatures and certifications for transferring assets to Pershing LLC as the successor custodian.
doj/DataSet10/EFTA01449504.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"Transfer Form","key_organizations":["Pershing LLC"]}