The document discusses various risks associated with investment in securities, particularly focusing on small or medium-sized companies, liquidity of investments, convertible securities, and participation certificates. It highlights the potential for greater risk and price volatility in smaller companies, the challenges of illiquid investments, and the specific risks related to convertible securities and participation certificates.
doj/DataSet10/EFTA01391916.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","key_people":["Glenn Warren"],"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC"],"reference_numbers":["DB-SDNY-0097030","SDNY_GM_00243214","EFTA01391916"]}