The document details insider trading charges against John Afriyie, who used his mother's brokerage account to execute illegal trades in ADT options, violating Section 10(b) of the Exchange Act and Rule 10b-5. Lawrencia Afriyie, the account owner, is also named as a relief defendant for holding illicit profits.
documents/vol00010-efta01358940-pdf.pdf
{"title":"Securities and Exchange Commission v. John Afriyie, et al.","key_people":["John Afriyie","Lawrencia Afriyie"],"document_date":"2016-04-14","document_type":"legal","key_locations":["Monmouth County, New Jersey","S.D.N.Y."],"document_subtype":"Complaint","key_organizations":["U.S. Securities and Exchange Commission","Investment Firm","Apollo"],"reference_numbers":["1:16-cv2777"]}