The DBUS AML Compliance Unit will conduct AMIJNCA File Review Assessments for various business lines and account types on a monthly or quarterly basis. The reviews will evaluate the adequacy of CIP/AML processes and assess controls for higher risk accounts as per DBUS AML Policy.
doj/DataSet10/EFTA01372643.pdf
{"document_type":"correspondence","document_subtype":"memo","key_organizations":["DBUS AML Compliance Unit","Deutsche Bank Group"],"reference_numbers":["DB-SDNY-0066428","SDNY_GM_00212612","EFTA01372643"]}