This document is an Institutional Suitability Certificate from Deutsche Bank Securities Inc. for Southern Financial LLC and Southern Trust Company Inc., signed by Jeffrey Epstein. It affirms the institution's capability to evaluate investment risks independently and exercise independent judgment in evaluating recommendations by Deutsche Bank Securities Inc. The certificate applies to all recommended transactions and investment strategies involving securities for the institutional account or any beneficial owner delegating decision-making authority to it.
doj/DataSet10/EFTA01393062.pdf
{"title":"Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment","key_people":["Jeffrey Epstein"],"document_date":"2013-12-26","document_type":"financial","document_subtype":"Institutional Suitability Certificate","key_organizations":["Deutsche Bank","Southern Financial LLC","Southern Trust Company Inc."],"reference_numbers":["12-PWM-0309","011088.041612"]}