This document outlines the monthly review process for 'inflow' transactions above $1M from identified EEA accounts (excluding Germany) to ensure appropriate 'Cross Border Call Note' documentation is available. It includes steps for updating client lists, identifying transactions for review, and verifying reverse solicitation evidence.
documents/vol00010-efta01356566-pdf.pdf
{"title":"Monthly Reverse Solicitation Review","document_date":"2019-03","document_type":"correspondence","key_locations":["EEA","Germany"],"key_organizations":["BM Team","DB"],"reference_numbers":["DB-SDNY-0042478","SDNY_GM_00188662","EFTA01356566"]}