This document is a partial transfer form for mutual funds and liquidations, detailing instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. It includes sections for participant signature and certification, and requires attachment of the most recent brokerage account statement.
documents/vol00010-efta01344426-pdf.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["09 PWM-0597 (10/09)","DB-SDNY-0029850","SDNY_GM_00176034","EFTA01344426"]}