This document outlines various definitions related to the New Issue Rule and IPO Allocation Rule, including terms such as 'associated person,' 'beneficial interest,' 'collective investment account,' 'covered non-public company,' 'executive officer or director,' 'finder,' 'immediate family member,' 'limited business broker-dealer,' 'material support,' and 'public company.'
doj/DataSet10/EFTA01454079.pdf
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