This document outlines the obligations and conditions related to Collateral Obligations, Margin Stock, Equity Securities, and Equity Workout Securities. It specifies the eligibility criteria and trading restrictions for securities to be included as Pledged Collateral Obligations. It also details the conditions applicable to transactions involving the sale or grant of such obligations, emphasizing arm's length transactions and compliance certifications.
documents/vol00010-efta01365489-pdf.pdf
{"key_people":["Investment Manager","Trustee","Issuer"],"document_type":"legal","document_subtype":"contract","key_organizations":["ING IM CLO 2011-1"],"reference_numbers":["DB-SDNY-0056243","SDNY_GM_00202427","EFTA01365489"]}