A list of compliance rules for detecting repetitive financial transactions exceeding specified amounts within a 7-day period. The rules are designed to be evaluated pre or post end of day and are scheduled weekly.
documents/vol00010-efta01368692-pdf.pdf
{"title":"Deutsche Bank Compliance Rules List","document_date":"2012-07-12","document_type":"tabular","document_subtype":"Compliance Rules List","key_organizations":["Deutsche Bank","Prime Associates Inc."],"reference_numbers":["DB-SDNY-0060588","SDNY_GM_00206772","EFTA01368692"]}