The document outlines the Code of Ethics and conflict of interest policies for iCapital Advisors, LLC. It specifies that employees must obtain written authorization from the CCO before making personal investments in private vehicles and that their investments will be monitored to avoid conflicts of interest. The document also discusses iCapital's role as an investment adviser to various funds and the potential conflicts of interest that may arise from its activities, including compensation from underlying fund managers.
documents/vol00010-efta01354083-pdf.pdf
{"key_people":["Henry Nicholas"],"document_type":"legal","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC"],"reference_numbers":["GLDUS143"]}