The document is a disclosure statement and acknowledgment from Deutsche Bank Securities Inc.'s Key Client Partners (KCP) to Southern Trust Company Inc. It outlines the introduction to a potential investment in a life sciences company, emphasizing that KCP is not offering or recommending the investment. It also details the referral fee arrangement between KCP and CB&S, and requires acknowledgment of receipt and understanding of the investment risks.
documents/vol00010-efta01364092-pdf.pdf
{"title":"Disclosure Statement and Acknowledgement","document_date":"2015-07-27","document_type":"correspondence","key_locations":["St. Thomas, VI"],"document_subtype":"Disclosure Statement","key_organizations":["Southern Trust Company Inc.","Deutsche Bank Securities Inc.","Key Client Partners","Corporate Banking and Securities","Deutsche Bank AG"],"reference_numbers":["DB-SDNY-0054600","SDNY_GM_00200784","EFTA01364092"]}