This document is an account agreement between Southern Trust Company, Inc. and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and applicable rules and regulations.
doj/DataSet10/EFTA01393037.pdf
{"title":"Deutsche Asset & Wealth Management Account Agreement","key_people":["Client"],"document_type":"financial","key_locations":["St Thomas"],"document_subtype":"Account Agreement","key_organizations":["Deutsche Bank Securities Inc.","Southern Trust Company, Inc.","Pershing LLC","Financial Industry Regulatory Authority, Inc. (FINRA)"],"reference_numbers":["12-AWM-0196","012145.032813","DB-SDNY-0098394","SDNY_GM_00244578","EFTA01393037"]}