The document outlines an arbitration agreement between Chant and DBSI, including the terms and conditions under which disputes will be arbitrated. It specifies that arbitration will be conducted by FINRA or a securities exchange of which DBSI is a member, and details the process for electing the arbitration forum. It also addresses the rights of the parties to seek equitable relief and the conditions under which class actions may be brought to arbitration.
documents/vol00010-efta01355742-pdf.pdf
{"key_people":["Chant"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005-2836"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["DB-SDNY-0041002","SDNY_GM_00187186","EFTA01355742"]}