This document is a questionnaire collecting personal and financial information, including employment status, investment experience, and affiliations with financial organizations. It also inquires about relationships with employees of broker-dealers and regulatory organizations.
doj/DataSet10/EFTA01453156.pdf
{"document_type":"other","document_subtype":"questionnaire","key_organizations":["Deutsche Bank","Financial Industry Regulatory Authority"],"reference_numbers":["12-PWM-0355","011224.091212","DB-SDNY-0110609","SDNY_GM_00256793","EFTA01453156"]}