This document is a section of an Account Agreement containing a pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It outlines the terms and conditions under which disputes will be resolved through arbitration rather than court proceedings. Key points include the waiver of the right to sue in court, the finality of arbitration awards, limitations on discovery, and the arbitration process under FINRA or a national securities exchange. It also addresses the conditions under which class actions may be brought to arbitration.
doj/DataSet10/EFTA01392881.pdf
{"document_type":"legal","key_locations":["New York, NY"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0098177","SDNY_GM_00244361","EFTA01392881"]}