This document is an account agreement between Southern Financial LLC and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account classification, order execution, and compliance with applicable laws.
documents/vol00010-efta01368291-pdf.pdf
{"title":"Deutsche Asset & Wealth Management Account Agreement","document_type":"financial","key_locations":["8100 Red Hook Quarter B3, St Thomas, 00802"],"document_subtype":"Account Agreement","key_organizations":["Deutsche Bank Securities Inc.","Southern Financial LLC","Pershing LLC","Financial Industry Regulatory Authority, Inc."],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0059986","SDNY_GM_00206170","EFTA01368291"]}