The document outlines the exemption of DF Enterprises from registration with the U.S. Commodity Futures Trading Commission (CFTC) as a Commodity Pool Operator (CPO) under CFTC Rule 4.13(a)(3). It details the conditions under which the exemption is claimed, including limitations on marketing, investor qualifications, and commodity interest exposure. The document also notes that the CFTC has not reviewed or approved the offering or memorandum.
doj/DataSet10/EFTA01394114.pdf
{"document_type":"legal","document_subtype":"exemption notice","key_organizations":["DF Enterprises","U.S. Commodity Futures Trading Commission","National Futures Association"],"reference_numbers":["DB-SDNY-0100103","SDNY_GM_00246287","EFTA01394114"]}