The document contains multiple samples of NCA (Non-Compliance Activity) reports for different months, highlighting discrepancies between MRC (Monthly Risk Committee) stated figures and GA (General Auditor) reports. It includes details on high-risk, moderate-risk, and low-risk NCAs, as well as discrepancies in key risk drivers for high-risk NCAs. The document also references specific reports and slides, such as PershingAccountsWithAmlRiskDesignation, and includes reference numbers like EFTA01415348 and EFTA01415349.
doj/DataSet10/EFTA01415348.pdf
{"key_people":["GA","WM AFC"],"document_type":"tabular","key_organizations":["MRC","PershingAccountsWithAmlRiskDesignation"],"reference_numbers":["EFTA01415348","EFTA01415349","EFTA01415350"]}