This document outlines the terms and conditions for trading securities with DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. Key points include DBSI's rights to cancel or liquidate orders, the requirement for client payment by settlement date, and the engagement of a third-party clearing agent, Pershing.
doj/DataSet10/EFTA01392981.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"]}