This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It includes clauses on satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The client agrees to satisfy any indebtedness upon demand and pay collection costs. Securities may be loaned or pledged by DBSI. Orders may be aggregated, potentially affecting pricing. Arbitration is required for disputes, with specific rules and limitations outlined. Important disclosures about SIPC protection and payment for order flow are also included.
doj/DataSet10/EFTA01392891.pdf
{"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005-2836"],"document_subtype":"Agreement","key_organizations":["Deutsche Bank Securities Inc.","Securities Investor Protection Corporation","Pershing LLC","Financial Industry Regulatory Authority, Inc."],"reference_numbers":["09-PWM-0186","006420-022212"]}