The U.S. Securities and Exchange Commission filed a complaint against Mohammed Ali Rashid, a former senior partner at Apollo Management, L.P., requesting the U.S. District Court for the Southern District of New York to permanently restrain and enjoin Rashid from violating Sections 206(1) and (2) of the Advisers Act.
documents/vol00010-efta01359016-pdf.pdf
{"key_people":["Mohammed Ali Rashid"],"document_date":"2017-10-25","document_type":"legal","key_locations":["New York, NY"],"document_subtype":"SEC Complaint","key_organizations":["Apollo Management, L.P.","U.S. Securities and Exchange Commission","UNITED STATES DISTRICT COURT, SOUTHERN DISTRICT OF NEW YORK"],"reference_numbers":["DB-SDNY-0047020","SDNY_GM_00193204","EFTA01359016"]}