This document outlines the terms of business and potential conflicts of interest for a DB Entity in relation to financial instruments and investments. It details various scenarios where conflicts may arise, such as holding positions, underwriting, market making, and providing investment research. The document also addresses the handling of profits, commissions, and fees in connection with DB's activities for clients.
documents/vol00010-efta01356954-pdf.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DB Entity"],"reference_numbers":["DB-SDNY-0043196","SDNY_GM_00189380","EFTA01356954"]}