This document outlines the criteria for qualifying as a 'Qualified Institutional Buyer' (QIB) for the acquisition of Structured Products. It includes representations and warranties related to the acquisition, and specifies the types of entities that can qualify as QIBs, such as corporations, insurance companies, ERISA plans, state or local plans, trust funds, investment companies, investment advisors, banks, savings and loans, and dealers. The document also details the calculation methods for securities owned or invested.
documents/vol00010-efta01370538-pdf.pdf
{"document_type":"legal","document_subtype":"Qualified Institutional Buyer Representation","key_organizations":["U.S. Small Business Administration","Investment Advisors Act of 1940","Employee Retirement Income Security Act of 1974","Investment Company Act of 1940","Securities Exchange Act of 1934"],"reference_numbers":["WM179078","SPAA","DBSI","011017.083017","DB-SDNY-0063433","SDNY_GM_00209617","EFTA01370538"]}