The document outlines the requirements for customer identification as part of anti-money laundering and anti-terrorism efforts. It explains the need for financial institutions to verify and record information about individuals and entities establishing accounts or business relationships. It also details the obligations of clients to provide updated information if there are changes.
doj/DataSet10/EFTA01448570.pdf
{"title":"Customer Identification Program Notice","document_date":"2013","document_type":"correspondence","document_subtype":"notice","key_organizations":["Deutsche Asset & Wealth Management","Deutsche Bank Securities Inc.","Deutsche Bank AG","FINRA","NYSE","SIPC"],"reference_numbers":["13-AWM-0128","006431.021313","DB-SDNY-0103638","SDNY_GM_00249822","EFTA01448570"]}