This document outlines the arbitration agreement between the parties and Pershing LLC, including important disclosures about arbitration rights and limitations. It specifies that any controversy shall be submitted to arbitration before the Financial Industry Regulatory Authority and details the conditions under which class actions may be brought to arbitration. The document also includes contact information for Pershing LLC and mentions that the laws of the State of New York govern the agreement.
doj/DataSet10/EFTA01372037.pdf
{"document_type":"legal","key_locations":["One Pershing Plaza, Jersey City, New Jersey"],"document_subtype":"Arbitration Agreement","key_organizations":["Pershing LLC","Financial Industry Regulatory Authority","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["N4G-023812","AD100596CF30020"]}