This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It includes clauses on satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The document also provides important disclosures regarding SIPC protection and payment for order flow.
doj/DataSet10/EFTA01450336.pdf
{"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005-2836"],"document_subtype":"agreement","key_organizations":["Deutsche Bank Securities Inc.","Securities Investor Protection Corporation","Pershing LLC","Financial Industry Regulatory Authority, Inc."],"reference_numbers":["09-PWM-0186"]}