This document outlines the arbitration agreement between the Client, DBSI, and Pershing, detailing the terms under which disputes will be resolved through arbitration rather than court proceedings. It specifies the arbitration process, the rights of the parties, and the applicable laws. Additionally, it includes the client's election regarding free credit balances and tax status.
documents/vol00010-efta01459300-pdf.pdf
{"document_type":"legal","key_locations":["New York, NY"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["WM134715","015684.110614","DB-SDNY-0119627","SDNY_GM_00265811","EFTA01459300"]}