The report provides a management summary of AML surveillance activities for November and December 2013, including regulatory/audit updates, project/work efforts, risk assessments, and transaction monitoring statistics. Key highlights include the completion of internal audits, system upgrades, and training sessions. The report also details the number of transactions and alerts monitored, as well as the number of CTRs and SAIFs filed.
documents/vol00010-efta01413503-pdf.pdf
{"title":"AML Committee PWM AML Surveillance Status Report November and December 2013","key_people":["Clarissa Delafuente","Yang Chen","Michelle Gabriel","Tammy MacFadden"],"document_date":"2013-12","document_type":"tabular","key_locations":["Jacksonville","345 Park"],"document_subtype":"AML Surveillance Status Report","key_organizations":["AML Committee","PWM AML Surveillance","Fed","Prime BSA","NetX Actimize PCS","FIS","DB London","Private Bank","Private Client Services"],"reference_numbers":["EFTA01413503","EFTA01413504","EFTA01413505","EFTA01413506","EFTA01413507","EFTA01413508","EFTA01413509","EFTA01413510","EFTA01413511","EFTA01413512","EFTA01413513","EFTA01413514","EFTA01413515","EFTA01413516","EFTA01413517","EFTA01413518","EFTA01413519","EFTA01413520","EFTA01413521"]}