This document is a TD Ameritrade account transfer form. It includes sections for registration differences, one and the same letter, client authorization, and a letter of acceptance. The form requires signatures from account holders and representatives for authorization of asset transfers. It also mentions the need for legal documentation in case of name changes and outlines the process for transferring assets in-kind.
doj/DataSet10/EFTA01381399.pdf
{"document_date":"2018-03","document_type":"financial","document_subtype":"account transfer form","key_organizations":["TD Ameritrade","TD Ameritrade Clearing, Inc."],"reference_numbers":["DB-SDNY-0080345","SDNY_GM_00226529","EFTA01381399"]}