This document is a financial alert related to Southern Financial LLC, flagged as a critical risk due to SEC violations involving insider trading and securities fraud. The alert references a high-yield investment scheme involving Elfindepan, S.A., Strategic Asset Funds, S.A., and Southern Financial Group, controlled by Tracy Dunlap, defrauding investors of approximately $30 million.
doj/DataSet10/EFTA01372527.pdf
{"key_people":["Tracy Dunlap"],"document_date":"2017-06-15","document_type":"financial","key_locations":["Virgin Islands, U.S.","Greensboro, North Carolina, United States"],"document_subtype":"alert","key_organizations":["Southern Financial LLC","Deutsche Bank Private Bank","Southern Financial Group","Elfindepan, S.A.","Strategic Asset Funds, S.A.","SEC"],"reference_numbers":["KYC 1790655","9476247.11602637.65374193","R2601172"]}