The document outlines the eligibility requirements for investors in the Hudson Bay Fund LP to participate in new issues as defined by FINRA Rule 5130. It specifies conditions under which investors, both individuals and entities, can participate in profits and losses from new issues, and provides exemptions for certain types of entities.
doj/DataSet10/EFTA01384722.pdf
{"document_type":"legal","document_subtype":"investment eligibility representation","key_organizations":["Hudson Bay Fund LP","FINRA"],"reference_numbers":["9978674.66","DB-SDNY-0085186","SDNY_GM_00231370","EFTA01384722"]}