The document outlines the role of Pershing as a clearing broker, its responsibilities, and the arbitration agreement related to financial accounts. It emphasizes Pershing's lack of liability for the actions of financial institutions and details the arbitration process for disputes.
documents/vol00010-efta01455339-pdf.pdf
{"document_type":"correspondence","key_locations":["Jersey City, New Jersey"],"document_subtype":"disclosure statement","key_organizations":["Pershing LLC","Securities Investor Protection Corporation","Financial Industry Regulatory Authority"],"reference_numbers":["B0097252CSF30015","DB-SDNY-0114053","SDNY_GM_00260237","EFTA01455339"]}