The document outlines the legal and compliance considerations for the Access Fund under various U.S. acts, including the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Commodity Exchange Act of 1974. It discusses exemptions from registration requirements, legal restrictions on the offer and sale of interests, and compliance with anti-money laundering requirements.
doj/DataSet10/EFTA01391103.pdf
{"document_type":"legal","document_subtype":"Legal Considerations and Compliance","key_organizations":["Third Lake Capital","Access Fund","General Partner","Investment Manager","National Futures Association"],"reference_numbers":["GLDUS139"]}