The document is a disclosure statement and acknowledgment from Southern Trust Company Inc. regarding a potential investment in a life sciences company. It outlines the relationship between Key Client Partners (KCP) and Corporate Banking and Securities (CB&S) of Deutsche Bank Securities Inc. (DBSI), and the referral fee arrangement. It emphasizes the need for independent assessment of the investment by the recipient.
documents/vol00010-efta01366040-pdf.pdf
{"title":"Disclosure Statement and Acknowledgement","document_date":"2015-07-27","document_type":"correspondence","key_locations":["St. Thomas, VI"],"document_subtype":"Disclosure Statement","key_organizations":["Southern Trust Company Inc.","Deutsche Bank Securities Inc.","Key Client Partners","Corporate Banking and Securities","Deutsche Bank AG"],"reference_numbers":["DB-SDNY-0057542","SDNY_GM_00203726","EFTA01366040"]}