The document outlines the legal and compliance considerations for the Access Fund under various U.S. financial regulations, including the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Commodity Exchange Act of 1974. It discusses exemptions from registration requirements and the implications for investors, including legal, tax, and anti-money laundering considerations.
doj/DataSet10/EFTA01392385.pdf
{"key_people":["Patrick Gerschel"],"document_type":"legal","document_subtype":"Legal Considerations and Compliance","key_organizations":["Access Fund","U.S. Securities Exchange","General Partner","Investment Manager","National Futures Association"],"reference_numbers":["GLDUS128"]}