This document is a questionnaire related to investment advisory services, specifically under the Investment Company Act of 1940. It includes sections on portfolio management, financial planning services, wrap fee programs, and separately managed account clients.
doj/DataSet10/EFTA01372367.pdf
{"document_type":"financial","document_subtype":"Investment Advisory Services Questionnaire","reference_numbers":["DB-SDNY-0066061","SDNY_GM_00212245","EFTA01372367"]}