The document discusses various risks associated with investing in certain types of securities, including small or medium-sized companies, illiquid investments, convertible securities, and participation certificates. It highlights the potential for greater risk and volatility, liquidity issues, and counterparty risk.
doj/DataSet10/EFTA01393216.pdf
{"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["Aspen Grove Capital LLC","iCapital Advisors LLC"],"reference_numbers":["DB-SDNY-0098703","SDNY_GM_00244887","EFTA01393216"]}