The document outlines the operations and policies of DBSI regarding its trading systems, order routing, payment for order flow, fee structures, and securities lending practices. It describes the SuperX trading system, order routing disclosures under SEC Regulation NMS Rule 606, and the bank's financing and securities lending practices.
documents/vol00010-efta01371264-pdf.pdf
{"document_type":"correspondence","document_subtype":"memo","key_organizations":["DBSI","Securities and Exchange Commission","SuperX"]}