This document outlines representations for Plan Investors, including U.S. pension or employee benefit plans subject to ERISA, plans subject to Section 4975 of the Internal Revenue Code, entities holding plan assets, and fiduciaries managing such assets. It includes a checklist for investors to confirm their status and obligations under ERISA and related laws.
documents/vol00010-efta01364906-pdf.pdf
{"title":"Exhibit E - Plan Investor Representations","document_type":"financial","document_subtype":"Plan Investor Representations","key_organizations":["Southern Financial LLC"],"reference_numbers":["GLDUS238"]}