This document contains information related to SEC registration and reporting requirements for advisory firms. It includes sections on assets, legal entity identifiers, business names, office locations, website addresses, and registration with foreign financial regulatory authorities. The document also outlines criteria for SEC registration eligibility based on regulatory assets under management.
doj/DataSet10/EFTA01372362.pdf
{"document_type":"financial","document_subtype":"SEC Registration/Reporting","key_organizations":["SEC","Cerberus Capital"],"reference_numbers":["DB-SDNY-0066056","SDNY_GM_00212240","EFTA01372362"]}