An alert regarding Southern Financial LLC, flagged as a critical risk due to involvement in securities fraud and insider trading. The alert references SEC litigation against Southern Financial Group and associated individuals for defrauding investors in a Ponzi scheme.
documents/vol00010-efta01356200-pdf.pdf
{"key_people":["Tracy Calvin Dunlap Jr.","Barry Lowe"],"document_date":"2018-02-22","document_type":"financial","key_locations":["VIRGIN ISLANDS, U.S.","Middle District of North Carolina"],"document_subtype":"Alert","key_organizations":["Southern Financial LLC","Elfindepan S.A.","SEC"],"reference_numbers":["GCIS 00000483882","Alert ID: 12737031.11622715.65374193"]}