The document discusses the legal and regulatory risks associated with the Access Fund and the Underlying Fund, particularly in light of the Dodd-Frank Act. It highlights the potential for increased regulatory scrutiny and the impact of new regulations on private investment funds, including additional reporting requirements and market structure changes for derivatives.
doj/DataSet10/EFTA01382988.pdf
{"document_type":"legal","document_subtype":"regulatory compliance","key_organizations":["Southern Financial LLC","Glendower GP","Access Fund","Underlying Fund","SEC","CFTC"],"reference_numbers":["DB-SDNY-0082564","SDNY_GM_00228748","EFTA01382988"]}