This document is an alert from Deutsche Bank Private Bank dated February 22, 2018. It highlights a critical risk alert for Southern Financial Group, involving SEC violations related to insider trading and securities fraud. The alert references past SEC actions against the entity and its affiliates for fraudulent investment schemes.
documents/vol00010-efta01363900-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Dunlap","Tracy Calvin Dunlap Jr."],"document_date":"2018-02-22","document_type":"financial","key_locations":["Greensboro, North Carolina, United States","Virgin Islands, U.S."],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial Group","Elfindepan S.A.","Strategic Asset Funds S.A.","SEC"],"reference_numbers":["12737031.11622715.65374193","65374193","R2601172"]}