This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations and disciplinary actions related to securities fraud and insider trading. It details past legal actions against Elfindepan, S.A., Southern Financial Group, and Tracy Calvin Dunlap, Jr. for fraudulent investment schemes.
doj/DataSet10/EFTA01372528.pdf
{"key_people":["Tracy Calvin Dunlap, Jr.","Barry Lowe"],"document_date":"2017-06-15","document_type":"government","key_locations":["VIRGIN ISLANDS, U.S.","Middle District of North Carolina"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Elfindepan, S.A.","Southern Financial Group","Strategic Asset Funds, S.A.","SEC"]}