The document is an offering memorandum for Alpha Group Capital LLC, discussing the implications of U.S. Risk Retention Regulations and ERISA considerations for prospective investors in Preferred Shares. It advises investors to consult their own legal and financial advisors regarding compliance and potential risks, including prohibited transactions under ERISA and the Code.
doj/DataSet10/EFTA01386896.pdf
{"document_date":"February 2018","document_type":"legal","document_subtype":"Offering Memorandum","key_organizations":["Alpha Group Capital LLC"],"reference_numbers":["DB-SDNY-0088811","SDNY_GM_00234995","EFTA01386896"]}