This document outlines the transfer restrictions and conditions for the sale or transfer of certain notes, including compliance with the Securities Act and ERISA regulations. It specifies that the notes can only be transferred to Qualified Institutional Buyers or non-U.S. persons in compliance with specific rules. The document also includes additional restrictions for Class D Notes, which can only be owned by persons not acting on behalf of a benefit plan investor.
doj/DataSet10/EFTA01376103.pdf
{"document_type":"legal","document_subtype":"note transfer restrictions","reference_numbers":["DB-SDNY-0071960","SDNY_GM_00218144","EFTA01376103"]}