The document discusses the procedures and considerations for exercising options, particularly focusing on the deadlines and brokerage firm policies related to options that expire on trading days. It highlights the importance of understanding brokerage firm cut-off times and procedures for automatic exercise of options.
doj/DataSet10/EFTA01393150.pdf
{"document_type":"legal","document_subtype":"legal notice","key_organizations":["OCC","Clearing Firm"],"reference_numbers":["SDNY_GM_00244768","EFTA01393150"]}