The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit balances, debit balances, margin information, tax information, and general account information. It also includes disclosures about payment for order flow and order routing policies.
doj/DataSet10/EFTA01383298.pdf
{"document_type":"financial","key_locations":["One Pershing Plaza, Jersey City, NJ 07399"],"document_subtype":"terms and conditions","key_organizations":["Pershing LLC","Financial Industry Regulatory Authority","Federal Reserve System","BNY Mellon Capital Markets LLC","The Bank of New York Mellon Corporation"],"reference_numbers":["Account Number: N4G-024950"]}