This document is an alert from Deutsche Bank Private Bank regarding Richard Kahn, who is associated with regulatory actions and disciplinary actions by the NYSE Arca. The alert includes details of a decision made on 04/20/2012, where Richard Kahn and others were permanently barred from NYSE Arca membership unless they provided testimony within 120 days. The document is marked confidential and is intended for alert purposes only, not for determining credit eligibility.
documents/vol00010-efta01364298-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Richard Kahn"],"document_date":"2016-10-12","document_type":"financial","key_locations":["New York","United States"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","NYSE Arca","FINRA","NYSE"],"reference_numbers":["GCIS 00000483290","KYC 01651789","6471205.11593658.64761053","R110375868","12-ARCA-3"]}