A checklist of paperwork items related to various financial protocols and certifications, including ISOA Unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional Suitability Certificate, and others for multiple entities.
documents/vol00010-efta01344484-pdf.pdf
{"key_people":["Vahe","Amanda","Harry","Tazia Smith","Caroline Kitidis"],"document_type":"correspondence","key_locations":["345 Park Avenue, 26th Floor, New York NY 10154"],"document_subtype":"checklist","key_organizations":["Deutsche Bank Securities Inc","Deutsche Asset & Wealth Management"]}