The document outlines the terms and conditions related to margin accounts managed by DBSI and Pershing. It covers rights related to securities and property, Reg T extensions, short sales, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, additional risks, restricted securities, and collection remedies. It also includes a receipt acknowledgment of the margin disclosure by the client.
doj/DataSet10/EFTA01393081.pdf
{"document_type":"legal","document_subtype":"Margin Addendum to Account Agreement","key_organizations":["DBSI","Pershing","Federal Reserve Bank","FINRA"],"reference_numbers":["WM189778","015684.080218","DB-SDNY-0098460","SDNY_GM_00244644","EFTA01393081"]}