A form related to the Volcker Rule compliance for a vehicle, requiring client certification. It includes sections for determining if the vehicle is an operating company and instructions for contacting Volcker onboarding approval.
documents/vol00010-efta01364325-pdf.pdf
{"key_people":["Rich Kahn","Cynthia Rodriguez"],"document_date":"2017-02-21","document_type":"correspondence","document_subtype":"client certification form","key_organizations":["Southern Financial LLC"],"reference_numbers":["DB-SDNY-0054853","SDNY_GM_00201037","EFTA01364325"]}