This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers topics such as satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, arbitration, and important disclosures regarding account protection and payment for order flow.
doj/DataSet10/EFTA01448518.pdf
{"document_type":"legal","key_locations":["60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836"],"document_subtype":"Agreement","key_organizations":["Deutsche Bank Securities Inc.","DBSI","Financial Industry Regulatory Authority","Securities Investor Protection Corporation","Pershing LLC"],"reference_numbers":["09-PWM-0186","006420-022212","DB-SDNY-0103565","SDNY_GM_00249749","EFTA01448518"]}