The document outlines the arbitration agreement between Chant and DBSI or Pershing, covering any controversies or disputes related to the account agreement. Arbitration is to be conducted by FINRA or a securities exchange of which DBSI is a member, as per the Federal Arbitration Act and New York laws. It also addresses the conditions under which class actions may be brought to arbitration.
doj/DataSet10/EFTA01392920.pdf
{"key_people":["Chant"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005-2836"],"document_subtype":"Arbitration Agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["DB-SDNY-0098235","SDNY_GM_00244419","EFTA01392920"]}