This document is a compliance questionnaire for Deutsche Bank's adherence to the German Bank Separation Act (GBSA). It includes sections on proprietary trading, lending and guarantee prohibition, and high-frequency trading prohibition. The questionnaire is intended to ensure that Deutsche Bank's activities do not violate GBSA prohibitions, which could lead to criminal prosecution and significant penalties. The document is marked confidential and is for internal use only.
documents/vol00010-efta01297271-pdf.pdf
{"title":"GBSA NTA Questionnaire","key_people":["Darren K. Indyke","Cynthia Rodriguez"],"document_date":"2017-07-17","document_type":"correspondence","key_locations":["Germany"],"document_subtype":"questionnaire","key_organizations":["Deutsche Bank","German Bank Separation Act (GBSA)"],"reference_numbers":["WM178929 025888.070317"]}