This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin trading. It also covers the handling of restricted securities and collection remedies.
doj/DataSet10/EFTA01448557.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0103619","SDNY_GM_00249803","EFTA01448557"]}