Internal correspondence discussing the requirements for onboarding WM OTC Derivatives accounts, specifically regarding the need for a BSF and the reliance on WM KYC and PEP status determination. Concerns are raised about the need for AFC exception approval and the decision-making process behind these requirements. The onboarding of Dakota Pacific is also discussed, with issues related to paperwork and the GM NCA team's requests.
documents/vol00010-efta01363767-pdf.pdf
{"document_type":"email"}