The document provides important information and disclosures related to financial transactions and account management with Pershing. It covers topics such as proxy voting, foreign currency transactions, credit ratings, cash not yet received, bond maturity schedules, and the role of Pershing as a clearing broker. It also includes arbitration disclosures and contact information for Pershing and the financial institution.
doj/DataSet10/EFTA01452703.pdf
{"document_type":"financial","key_locations":["Jersey City, New Jersey"],"document_subtype":"financial disclosure","key_organizations":["Pershing","Standard & Poor's","Moody's","Securities Investor Protection Corporation","Peregrine LLC","The Bank of New York Mellon Corporation","FINRA","NYSE"],"reference_numbers":["Account Number: N4G-023804"]}