Deutsche Bank Securities Inc. (DBSI) reached a settlement agreement with various regulatory bodies, including the SEC, NASD, NYSE, and the New York Attorney General, related to investigations into research analyst independence. DBSI agreed to pay $87.5 million as part of the settlement.
doj/DataSet10/EFTA01386104.pdf
{"key_people":["Paul Barrett"],"document_date":"2004-08-26","document_type":"legal","document_subtype":"settlement agreement","key_organizations":["Deutsche Bank Securities Inc.","Securities and Exchange Commission","National Association of Securities Dealers","New York Stock Exchange","New York Attorney General"],"reference_numbers":["DB-SDNY-0087651","SDNY_GM_00233835","EFTA01386104"]}