This document is an options trading form for Deutsche Bank Securities Inc. It outlines various options strategies, including covered-call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. The form includes client acknowledgments and signatures, as well as approvals from the option department.
doj/DataSet10/EFTA01393020.pdf
{"key_people":["Taria Smyth"],"document_date":"2013-10-24","document_type":"correspondence","document_subtype":"form","key_organizations":["Deutsche Bank Securities Inc.","Deutsche Bank Alex. Brown"],"reference_numbers":["09-PWM-0127 OM 14 (05/11)","006404.051011","DB-SDNY-0098369","SDNY_GM_00244553","EFTA01393020"]}