The document is a disclosure statement and acknowledgement from Deutsche Bank Securities Inc. (DBSI) to Southern Trust Company Inc. regarding a potential investment in a life sciences company. It outlines the relationship between Key Client Partners (KCP) and Corporate Banking and Securities (CB&S) of DBSI, and the referral fee arrangement. The document emphasizes the need for independent assessment of the investment by the recipient and acknowledges the receipt of the disclosure statement by the recipient.
doj/DataSet10/EFTA01409126.pdf
{"title":"Disclosure Statement and Acknowledgement","document_date":"2015-07-27","document_type":"correspondence","key_locations":["St. Thomas, VI"],"document_subtype":"Disclosure Statement","key_organizations":["Southern Trust Company Inc.","Deutsche Bank Securities Inc.","Key Client Partners","Corporate Banking and Securities","Deutsche Bank AG"],"reference_numbers":["EFTA01409126","EFTA01409127","EFTA01409128"]}