This document outlines the terms and conditions for the purchase and sale of securities through DBSI. It includes clauses on the requirements for cash accounts, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties like Pershing, and the granting of liens on securities and other property as collateral for obligations to DBSI and its affiliates.
documents/vol00010-efta01461100-pdf.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["WM134715","015684.110614","DB-SDNY-0122937","SDNY_GM_00269121","EFTA01461100"]}