This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes disclosures about proxy voting, credit ratings, and a detailed schedule of realized gains and losses for various securities transactions.
doj/DataSet10/EFTA01383447.pdf
{"document_date":"2018-12-31","document_type":"financial","key_locations":["Baltimore, MD"],"document_subtype":"Portfolio Holdings Statement","key_organizations":["Deutsche Bank","Southern Financial LLC","Pershing LLC","Standard & Poor's","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["Account Number: N4G-023804","80101238CF30026"]}