This document outlines the key operating procedures for Enhanced Due Diligence (EDD) and Event Driven Review (EDR) as part of the AFC AML Advisory. It includes steps for obtaining and reviewing documentation from Global Markets or Corporate Finance Client On-Boarding, ensuring all necessary documentation is provided, and conducting searches within LEXIS and Google. It also details the process for saving documents and escalation emails to a shared drive.
doj/DataSet10/EFTA01372580.pdf
{"title":"AFC AML Advisory Enhanced Due Diligence and Event Driven Review Key Operating Procedures","document_date":"2016","document_type":"correspondence","document_subtype":"operating procedures","key_organizations":["Global Markets","Corporate Finance Client On-Boarding","AML Compliance"],"reference_numbers":["DB-SDNY-0066324","SDNY_GM_00212508","EFTA01372580"]}