A list of compliance rules for detecting repetitive financial transactions exceeding certain thresholds within a specified time frame. The rules are designed to be evaluated on a weekly basis, either pre or post end of day (EOD).
documents/vol00010-efta01370229-pdf.pdf
{"title":"Deutsche Bank Compliance Rules List","document_date":"2012-07-12","document_type":"tabular","document_subtype":"Compliance Rules List","key_organizations":["Deutsche Bank"],"reference_numbers":["DB-SDNY-0062892","SDNY_GM_00209076","EFTA01370229"]}