This document is a Volcker Questionnaire for onboarding new Wealth Management clients at Deutsche Bank. It is required for any new WM client that is not a natural person. The document includes a checklist to determine if the client falls under specific classifications, which would make them out of scope for Volcker Covered Fund Determination. The client in question is Southern Trust Company Inc, classified as a legal entity wholly-owned by one person.
documents/vol00010-efta01364326-pdf.pdf
{"title":"Volcker Questionnaire for Onboarding (4 WM Vehicles)","key_people":["Southern Trust Company Inc"],"document_type":"financial","document_subtype":"questionnaire","key_organizations":["Deutsche Bank","Southern Trust Company Inc"],"reference_numbers":["WM167243 022673.011516","DB-SDNY-0054854","SDNY_GM_00201038","EFTA01364326"]}