The document outlines financial regulations and compliance requirements for Alpha Group Capital LLC, focusing on anti-money laundering procedures, EU risk retention rules, and potential penalties for non-compliance. It highlights the need for verifying investor identity and source of funds, and discusses the implications of EU regulations on securitisation.
doj/DataSet10/EFTA01386894.pdf
{"title":"RIN II • 094 Alpha Group Capital LLC","document_date":"February 2018","document_type":"financial","key_locations":["Cayman Islands","European Union"],"key_organizations":["Alpha Group Capital LLC","FRA","EU","BCBS"],"reference_numbers":["Regulation (EU) 2017/2402","Regulation (EU) 2017/2401"]}