This document is a Volcker Questionnaire for onboarding new Wealth Management (WM) clients who are not natural persons. It includes sections to classify the client entity, determine if the client is out of scope for Volcker Covered Fund Determination, and requires attestation by a client representative.
documents/vol00010-efta01296018-pdf.pdf
{"title":"Volcker Questionnaire for Onboarding of WM Vehicles","key_people":["Richard Kahr","Cynthia Rodriguez"],"document_date":"2016-10-11","document_type":"correspondence","document_subtype":"questionnaire","key_organizations":["Deutsche Asset & Wealth Management","Butterfly Trust"],"reference_numbers":["WM157157 032873.120115","SDNY_GM_00057473","DB-SDNY-0020297","EFTA_00168041","EFTA01296018","WM157157 022673.120115","SDNY_GM_00057474","DB-SDNY-0020298","EFTA_00168042","EFTA01296019"]}