The document contains a financial profile assessment, including investment knowledge and experience, and USA PATRIOT Act information for an account owner or participant. It confirms that no authorized party is a senior corporate officer or director, or owns 10% or more of any publicly-traded company's stock. It also states that the account owner is not a senior military, governmental, or political official, nor a governmental entity.
doj/DataSet10/EFTA01374370.pdf
{"document_date":"2018-04-16","document_type":"financial","key_organizations":["PCS NAO","DB-SDNY"],"reference_numbers":["DB-SDNY-0069023","SDNY_GM_00215207","EFTA01374370"]}