The document provides excerpts from coverage and KYC KOPs related to EEA customers, including sections on MiFID II and cross-border EEA. It outlines requirements for new/amended controls and system changes, including documentation, approval evidence, and sample justification for operating effectiveness.
documents/vol00010-efta01356560-pdf.pdf
{"document_type":"correspondence","document_subtype":"memo","reference_numbers":["DB-SDNY-0042467","SDNY_GM_00188651","EFTA01356560"]}