This document contains a series of questions and answers related to the registration and compliance status of a related person, CERBERUS ND CREDIT HOLDINGS LLC, with the SEC. It addresses issues such as operational independence, exemption from registration, foreign regulatory authority registration, shared supervised persons, and physical location sharing. It also identifies the related person's business activities and control relationships.
doj/DataSet10/EFTA01372463.pdf
{"document_type":"legal","document_subtype":"SEC registration and compliance","key_organizations":["CERBERUS ND CREDIT HOLDINGS LLC"],"reference_numbers":["DB-SDNY-0066170","SDNY_GM_00212354","EFTA01372463"]}