The document is a report on NCAs (Non-Compliance Activities) for April, detailing high-risk, moderate-risk, and low-risk NCAs. It includes a table listing customer names, relationships, and due reasons for high-risk NCAs.
documents/vol00010-efta01370888-pdf.pdf
{"document_type":"tabular","document_subtype":"NCA Report","key_organizations":["1 Partnership","2 Partnership","3 Investor, A. L. P.","4 Investment, L. P.","5 Bartholomew, L. P.","6 Bartman, LLC","7 Cherriest, T.D. Ltd","10 PGP-PGP Holdings LLC","15 Investors Partnership","42 Purnell Partnership LLC","44 Ainslie LLC"],"reference_numbers":["3412739017","0000000000"]}