This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The document also contains a participant signature and certification section, requiring the client's authorization for asset transfer and liquidation of nontransferable assets.
doj/DataSet10/EFTA01449437.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["09 PWM-0597 (10/09)","DB-SDNY-0104866","SDNY_GM_00251050","EFTA01449437"]}