This document outlines the requirements for documenting swaps under section 4s(i) of the Commodity Exchange Act (CEA) and defines 'US Person Categories' for compliance purposes. It also defines 'Valuation Amount' in the context of swaps between a client and Deutsche Bank (DB).
doj/DataSet10/EFTA01389108.pdf
{"document_type":"legal","key_locations":["United States","District of Columbia","Puerto Rico","US Virgin Islands"],"document_subtype":"legal definition and compliance document","key_organizations":["United States","Deutsche Bank"],"reference_numbers":["DB-SDNY-0093405","SDNY_GM_00239589","EFTA01389108"]}