This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method for resolving disputes. The document details the arbitration process, including the limitations on discovery, the composition of the arbitration panel, and the rules governing arbitration. It also addresses the conditions under which class actions may be brought to arbitration.
doj/DataSet10/EFTA01448551.pdf
{"key_people":["Client","DBSI","Pershing"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0103611","SDNY_GM_00249795","EFTA01448551"]}