This document outlines the brokerage practices, review of accounts, and client referrals and compensation policies of iCapital Advisors, LLC. It details the brokerage practices for Private Access Funds and Direct Access Funds, including the selection of brokers and the use of 'soft dollar' credits. The review of accounts section describes the periodic review of fund performance and the provision of financial statements to investors. The client referrals section explains the role of iCapital Securities, LLC as a broker-dealer and the handling of placement fees.
documents/vol00010-efta01354947-pdf.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","key_people":["iCapital Advisors, LLC","iCapital Securities, LLC"],"document_type":"correspondence","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC","Pacific Life Insurance Co"],"reference_numbers":["DB-SDNY-0039555","SDNY_GM_00185739","EFTA01354947"]}