This document is a section of a Form ADV, specifically addressing private fund reporting and participation or interest in client transactions. It includes responses to questions about proprietary and sales interests in client transactions, as well as investment or brokerage discretion.
doj/DataSet10/EFTA01372464.pdf
{"document_type":"legal","document_subtype":"Form ADV","reference_numbers":["DB-SDNY-0066173","SDNY_GM_00212357","EFTA01372464"]}