This document is an agreement acknowledging that securities in a margin account may be loaned to Pershing or others, and includes a pre-dispute arbitration clause. It is associated with Pershing LLC, a subsidiary of The Bank of New York Mellon Corporation.
doj/DataSet10/EFTA01454085.pdf
{"document_date":"2011","document_type":"legal","document_subtype":"Agreement","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["FRM-PRMBRK-12-11","DB-SDNY-0112012","SDNY_GM_00258196","EFTA01454085"]}