This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, handling short sales, Reg T extensions, tax treatment of earnings, and other financial operations. The document also discusses the risks associated with margin trading and the responsibilities of the client in case of defaults or failures to deliver securities.
doj/DataSet10/EFTA01449064.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["DB-SDNY-0104316","SDNY_GM_00250500","EFTA01449064"]}