The document outlines iCapital Advisors, LLC's financial arrangements and agreements related to investor funds, including collaboration with Fidelity Brokerage Services LLC and National Financial Services LLC. It discusses management fees, custody of client funds, and investment discretion policies.
doj/DataSet10/EFTA01382903.pdf
{"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities","Fidelity Brokerage Services LLC","National Financial Services LLC","Institutional Capital Network, Inc."],"reference_numbers":["GLDUS238","DB-SDNY-0082451","SDNY_GM_00228635","EFTA01382903"]}