This document outlines the terms and conditions for a client's securities account with DBSI. It covers the sale of securities, trading restrictions, handling of restricted securities, order management, transmission of instructions, the role of third parties, liens, satisfaction of indebtedness, and fees.
doj/DataSet10/EFTA01390386.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["12-PWM-0573","012145 011113","DB-SDNY-0094878","SDNY_GM_00241062","EFTA01390386"]}