This document is an Institutional Suitability Certificate from Deutsche Bank Private Wealth Management, acknowledging that Southern Financial LLC, represented by Jeffrey Epstein, is an institutional account capable of evaluating investment risks independently. The certificate affirms the entity's status under FINRA Rule 4512(c) and outlines responsibilities regarding investment strategies and transactions.
doj/DataSet10/EFTA01282412.pdf
{"key_people":["Jeffrey Epstein"],"document_date":"2013-10-24","document_type":"financial","document_subtype":"Institutional Suitability Certificate","key_organizations":["Southern Financial LLC","Deutsche Bank Private Wealth Management"],"reference_numbers":["SDNY_GM_00037896","DB-SDNY-0000720","EFTA_00I48505","EFTA01282412"]}