A trade has been booked in the Summit application for an OTC Derivative Product with Trade ID G175714L. The client, Southern Financial, LLC, is not adopted for the Frankfurt location, resulting in a KYC violation. The memo requests a review of the trade and consideration for rebooking to a compliant location or confirmation of its validity for Frankfurt.
documents/vol00010-efta01363022-pdf.pdf
{"key_people":["Akash Malhotra"],"document_date":"2018-04-13","document_type":"correspondence","key_locations":["Frankfurt","Jaipur, India"],"document_subtype":"memo","key_organizations":["Southern Financial, LLC","Deutsche Bank","DBOI Global Services Private Limited"],"reference_numbers":["G175714L"]}