This document is a Deutsche Bank Private Bank Alert for Richard D Kahn, indicating a regulatory action and disciplinary action by NYSE Arca for failing to provide testimony as requested by FINRA. Richard Kahn is permanently barred from NYSE Arca membership unless testimony is scheduled and provided within 120 days from the decision date.
documents/vol00010-efta01358451-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Richard D Kahn"],"document_date":"2013-09-03","document_type":"financial","key_locations":["NY, United States"],"document_subtype":"Bank Alert","key_organizations":["Deutsche Bank","NYSE Arca","FINRA"],"reference_numbers":["6710214","1677299.11526362.42755808","12-ARCA-3"]}