A checklist of paperwork items related to financial protocols and certifications for various entities, including ISDA unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional Suitability Certificate, Options, Structured Solutions, FX, and Pre-Post Market Trading Form.
documents/vol00010-efta01344520-pdf.pdf
{"key_people":["Vahe","Amanda","Harry","Tazia Smith","Caroline Kitidis"],"document_type":"correspondence","document_subtype":"checklist","key_organizations":["Deutsche Bank Securities Inc","Deutsche Asset & Wealth Management"],"reference_numbers":["DB-SDNY-0030053","SDNY_GM_00176237","EFTA01344520"]}