The document details SEC violations by Southern Financial Group, including insider trading and securities fraud. The U.S. District Court for the Middle District of North Carolina adjudged defendants Elfindepan, S.A., Southern Financial Group, and Tracy Calvin Dunlap, Jr. to be in civil contempt for refusing to obey court orders related to fraudulent investment schemes.
documents/vol00010-efta01360928-pdf.pdf
{"title":"SEC Violations by Southern Financial Group","key_people":["Tracy Calvin Dunlap, Jr."],"document_date":"2001-04-26","document_type":"legal","key_locations":["North Carolina, UNITED STATES"],"document_subtype":"SEC Violations","key_organizations":["Southern Financial Group","SEC","U.S. District Court for the Middle District of North Carolina"],"reference_numbers":["1:00CV00742","LITIGATION RELEASE NO. 16977","LITIGATION RELEASE NO. 16892"]}