An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations including insider trading and securities fraud. The alert references a final judgment entered by Judge David C. Norton against Southern Financial Group, Inc. and individuals Richard M. Wooten and Charles Dennis McKittrick.
documents/vol00010-efta01358165-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["David C. Norton","Richard M. Wooten","Charles Dennis McKittrick"],"document_date":"2013-05-29","document_type":"financial","key_locations":["South Carolina, United States"],"document_subtype":"alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group, Inc.","Securities and Exchange Commission"],"reference_numbers":["1559801.11522860.25661518"]}