The document outlines the legal compliance and exemption status of the Access Fund under various U.S. financial regulations, including the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Commodity Exchange Act of 1974. It details the exemptions claimed by the Access Fund and its General Partner from registration requirements, the conditions under which these exemptions apply, and the potential legal considerations for investors. It also addresses compliance with anti-money laundering requirements.
doj/DataSet10/EFTA01391720.pdf
{"document_type":"legal","document_subtype":"Legal Compliance and Exemption Summary","key_organizations":["Access Fund","General Partner","Investment Manager","National Futures Association"],"reference_numbers":["GLDUS142"]}