This document is a certification for entities acting as Qualified Institutional Buyers (QIB) under Rule 144A. It outlines the criteria for entities to qualify as QIBs, including ownership or investment of at least $10 million in securities. It specifies the conditions under which securities can be purchased and the need for entities to notify of any changes in their certification status. The document is incomplete with several fields left empty, such as the name of the entity, assets under management, and signatures.
doj/DataSet10/EFTA01454071.pdf
{"document_type":"financial","document_subtype":"Qualified Institutional Buyer Certification","reference_numbers":["DB-SDNY-0111989","SDNY_GM_00258173","EFTA01454071"]}