The document outlines iCapital Advisors, LLC's brokerage practices, review of accounts, and client referrals and compensation policies. It details the firm's approach to achieving best execution in securities transactions, the review process for fund performance, and the handling of client referrals and compensation through affiliates and third-party broker-dealers.
documents/vol00010-efta01354085-pdf.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC"],"reference_numbers":["GLDUS143"]}