This document is a brochure for Rockefeller & Co., Inc., an investment adviser registered with the SEC, detailing its qualifications, business practices, and material changes since the last annual update. It includes information on the firm's advisory business, fees, performance-based fees, types of clients, methods of analysis, investment strategies, risk factors, disciplinary information, financial industry activities, code of ethics, brokerage practices, client referrals, custody, investment discretion, and proxy voting policies. The brochure also outlines the firm's history, ownership, service offerings, and assets under advisement.
documents/EFTA01079462.pdf
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