The document outlines that KCP products and services are intended for sophisticated institutional investors as per FINRA Rule 4512(C)(3). It emphasizes that trades and transactions require internal approvals from DBSI or its affiliates and are conditional on becoming a client of Deutsche Bank. The document is for discussion purposes only and is non-advisory. It contains confidentiality clauses and disclaims legal or tax advice from Deutsche Bank.
doj/DataSet10/EFTA01376615.pdf
{"document_type":"correspondence","key_organizations":["Deutsche Bank","DBSI","KCP Americas desk"],"reference_numbers":["DB-SDNY-0072923","SDNY_GM_00219107","EFTA01376615"]}