The document outlines the role of Pershing LLC as a clearing broker, its responsibilities, and the arbitration agreement related to disputes. It emphasizes that Pershing acts as an agent for financial institutions, does not provide investment advice, and is not liable for the actions of financial institutions. The document also includes important arbitration disclosures and agreements, stating that disputes will be resolved through arbitration under the Financial Industry Regulatory Authority. It provides contact information for Pershing and mentions additional SIPC protection.
doj/DataSet10/EFTA01383290.pdf
{"document_type":"correspondence","key_locations":["Jersey City, New Jersey"],"document_subtype":"disclosure statement","key_organizations":["Pershing LLC","Securities Investor Protection Corporation","Financial Industry Regulatory Authority","The Bank of New York Mellon Corporation"],"reference_numbers":["AD10061CSF30020"]}