This document is a monitoring alert from Deutsche Bank dated February 5, 2018, regarding The 2017 Caterpillar Trust. It highlights various legal and regulatory issues involving Caterpillar Inc., including tax-related offenses, SEC violations, and regulatory actions. The alert references multiple investigations and lawsuits against Caterpillar Inc. for tax fraud, securities fraud, and regulatory violations. The document emphasizes the critical risk priority of the alert and includes references to media articles and legal actions related to these issues.
documents/vol00010-efta01363584-pdf.pdf
{"title":"Deutsche Bank Monitoring Alert for The 2017 Caterpillar Trust","key_people":["Jim Umpleby"],"document_date":"2018-02-05","document_type":"financial","key_locations":["United States","Switzerland","Illinois","Sudan","Syria","Iran"],"document_subtype":"Bank Monitoring Alert","key_organizations":["Deutsche Bank","The 2017 Caterpillar Trust","Caterpillar Inc.","Internal Revenue Service","Securities and Exchange Commission","Law Offices of Vincent Wong"],"reference_numbers":["KYC 01898372","Alert ID: 12612432.11620919.86458141"]}