The document is a disclosure statement and acknowledgement from Southern Trust Company Inc. regarding a potential investment in a life sciences company. It outlines the relationship between Key Client Partners (KCP) and Corporate Banking and Securities (CB&S) of Deutsche Bank Securities Inc. (DBSI), and the referral fee arrangement. The document emphasizes the need for independent assessment of the investment by the recipient and acknowledges the receipt of the disclosure statement.
doj/DataSet10/EFTA01410830.pdf
{"title":"Disclosure Statement and Acknowledgement","document_date":"2015-07-27","document_type":"correspondence","key_locations":["St. Thomas, VI"],"document_subtype":"Disclosure Statement and Acknowledgement","key_organizations":["Southern Trust Company Inc.","Deutsche Bank Securities Inc.","Key Client Partners","Corporate Banking and Securities","Deutsche Bank AG"],"reference_numbers":["EFTA01410830","EFTA01410831","EFTA01410832"]}