A checklist of various financial and regulatory documents related to entities such as SFLLC, STINC, and others. Includes ISDA Unilateral, DB Dodd Frank Protocol, KCP Non-Advisory Letter, FINRA 2111 Institutional Suitability Certificate, Options, Structured Solutions, FX, and Pre-Post Market Trading Form.
documents/vol00010-efta01344477-pdf.pdf
{"title":"Paperwork Checklist","document_type":"other","document_subtype":"checklist","key_organizations":["SFLLC","STINC","Jeepers","Haze","Foundation"],"reference_numbers":["DB-SDNY-0029968","SDNY_GM_00176152","EFTA01344477"]}