This document is an SEC registration amendment form for an investment adviser. It includes sections for amending state notice filings, related adviser information, newly formed adviser exemption, multi-state adviser exemption, and SEC exemptive order. The form requires the adviser to make certain representations about their eligibility for SEC registration and to provide information if relying on specific exemptions.
documents/vol00010-efta01358579-pdf.pdf
{"document_type":"legal","key_locations":["FL","NY","TX"],"document_subtype":"SEC registration amendment form","key_organizations":["SEC"],"reference_numbers":["801 - <empty>","803-"]}