This document outlines the terms and conditions for a corporate account with Deutsche Bank Securities Inc. (DBSI). It includes resolutions adopted by the corporation's board of directors authorizing certain individuals to manage the account, including opening and maintaining brokerage accounts, buying and selling securities, and executing necessary documents. The document also details the terms and conditions for account management, including cash account requirements, short and long orders, liens, borrowing authority, interest charges, credit information, satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration agreements. It also includes important disclosures regarding SIPC protection and payment for order flow.
documents/vol00010-efta01464070-pdf.pdf
{"title":"Deutsche Bank Private Wealth Management Corporate Account Authorization and Terms and Conditions","key_people":["Certifying Officer","Second Certifying Officer"],"document_type":"financial","key_locations":["New York"],"document_subtype":"Corporate Account Authorization and Terms and Conditions","key_organizations":["Deutsche Bank Securities Inc.","Deutsche Bank AG","Pershing LLC","Securities Investor Protection Corporation (SIPC)"],"reference_numbers":["EFTA01464070","EFTA01464071","EFTA01464072","EFTA01464073","EFTA01464074","EFTA01464075","EFTA01464076","EFTA01464077","EFTA01464078"]}