This document is an alert from Deutsche Bank Private Bank dated May 29, 2013, regarding Southern Financial Services, Inc. The alert details SEC violations involving insider trading and securities fraud by Southern Financial Services and other parties. The SEC filed civil charges in 2003 against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters, including Southern Financial Services, for securities fraud through misleading financial projections and undisclosed compensation agreements.
documents/vol00010-efta01360930-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Former president of Dicom Imaging Systems, Inc.","Welsh","Tamburello"],"document_date":"2013-05-29","document_type":"financial","key_locations":["Boca Raton, Florida","Miami, Florida"],"document_subtype":"Alert","key_organizations":["Southern Financial Services, Inc.","Dicom Imaging Systems, Inc.","SEC"],"reference_numbers":["6229369","1559801.11522860.46402345","46402345"]}