This document is a summary of a panel discussion moderated by Thomas McGraw from J.P. Morgan Private Bank, with participants from Kozusko Harris Duncan and Davis Polk & Wardwell LLP. The discussion covers the new Dodd-Frank exemption for family offices, including the revocation of the 'less than 15 client exemption', the requirements for qualifying for a family office exemption, and illustrative case studies. It also explores the implications of SEC registration and alternatives to conforming with the new exemption.
documents/EFTA01126601.pdf
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