This document is a certification for entities acting as Qualified Institutional Buyers (QIB) under Rule 144A. It outlines the criteria for entities to qualify as QIBs, including ownership or investment of at least $10 million in securities. It also specifies the conditions under which securities can be purchased under Rule 144A, including acting as a riskless principal or agent for QIBs. The document requires entities to notify of any changes in certification and reaffirms certifications with each purchase.
doj/DataSet10/EFTA01453140.pdf
{"document_type":"financial","document_subtype":"Qualified Institutional Buyer Certification","reference_numbers":["DB-SDNY-0110588","SDNY_GM_00256772","EFTA01453140"]}