The document discusses the use of derivative instruments by an Underlying Fund managed by Alpha Group Capital, highlighting potential risks and regulatory impacts. It outlines the types of risks associated with derivatives, such as market, regulatory, and liquidity risks, and the challenges posed by new regulations in the derivatives industry. The memo also addresses the operational and compliance burdens these regulations impose on the Management Company and the Underlying Fund.
doj/DataSet10/EFTA01384666.pdf
{"document_type":"correspondence","document_subtype":"memo","key_organizations":["Alpha Group Capital"],"reference_numbers":["10746057.132","DB-SDNY-0085067","SDNY_GM_00231251","EFTA01384666"]}