The document discusses the applicability of U.S. and European Risk Retention Regulations to collateral managers of CLOs and Affected Investors. It highlights the potential non-compliance with U.S. Risk Retention Regulations if a court decision becomes final, and advises Affected Investors to consult advisors regarding EU Risk Retention Rules. The document also outlines risks related to the Issuer, a newly formed entity with no operating history.
doj/DataSet10/EFTA01386879.pdf
{"document_date":"February 2018","document_type":"legal","document_subtype":"Private Placement Memorandum","key_organizations":["U.S. Securities and Exchange Commission","Alpha Group Capital LLC"],"reference_numbers":["DB-SDNY-0088784","SDNY_GM_00234968","EFTA01386879"]}