The SEC filed a settled civil fraud action against Allen M. Glick and four associates for illegal insider trading in three Massachusetts banks. The defendants consented to final judgments enjoining them from violating antifraud provisions and agreed to pay over $437,000 in penalties.
documents/vol00010-efta01361928-pdf.pdf
{"title":"SEC Charges Former Director of Banknorth Group, Inc. and MetroWest Bank In Settled Insider Trading Case","key_people":["Allen M. Glick","Arthur H. Freedman","Jeffrey S. Epstein","Steven T. Moore","Romeo J. Pendolari"],"document_date":"2004-04-22","document_type":"legal","key_locations":["Massachusetts"],"document_subtype":"SEC Litigation Release","key_organizations":["SEC","Banknorth Group, Inc.","MetroWest Bank","Medford Bancorp","Warren Bancorp"],"reference_numbers":["04-CV-10801(MEL)"]}