This document outlines the transfer restrictions and conditions for the sale or transfer of certain notes, including compliance with the Securities Act and ERISA regulations. It specifies the requirements for purchasers and transferees, including being a Qualified Institutional Buyer or Qualified Purchaser, and the necessity to adhere to specific legends and representations. The document also addresses the conditions under which Class D Notes can be owned and the restrictions on prohibited transactions under ERISA and the Internal Revenue Code.
documents/vol00010-efta01365277-pdf.pdf
{"document_type":"legal","document_subtype":"note transfer restrictions","reference_numbers":["DB-SDNY-0055965","SDNY_GM_00202149","EFTA01365277"]}