The document outlines that KCP products and services are intended for sophisticated institutional investors as defined by FINRA Rule 4512(C)(3). It emphasizes that trades and transactions require internal approvals and are conditional on becoming a client of Deutsche Bank. The document is confidential and for discussion purposes only, with no legally binding obligations created.
doj/DataSet10/EFTA01374610.pdf
{"document_type":"correspondence","key_organizations":["Deutsche Bank","Key Client Partners","FINRA"],"reference_numbers":["DB-SDNY-0069380","SDNY_GM_00215564","EFTA01374610"]}