The document discusses the implications of the 2017 Fiduciary Rule by the U.S. Department of Labor on investments by ERISA Plans and Individual Plans in the Access Fund. It outlines the responsibilities and potential prohibited transactions under ERISA and the Code, and the conditions under which the Seller's Exclusion applies. The document also addresses the fiduciary responsibilities of the General Partner and the potential impact of plan assets being treated as 'plan assets' under ERISA.
doj/DataSet10/EFTA01394563.pdf
{"key_people":["Lawrence Hirsch"],"document_date":"2017-06-09","document_type":"legal","document_subtype":"investment advisory","key_organizations":["U.S. Department of Labor","ERISA","Access Fund"],"reference_numbers":["GLDUS140"]}