The document discusses the aggregation of positions for CFTC position limit and large trader reporting purposes, and the exemption of the investment manager from CFTC registration as a CTA under specific rules.
documents/vol00010-efta01364681-pdf.pdf
{"document_type":"financial","document_subtype":"investment advisory","key_organizations":["Southern Financial LLC","CFTC","NFA"],"reference_numbers":["DB-SDNY-0055229","SDNY_GM_00201413","EFTA01364681"]}