This document is a confidential private placement memorandum related to the offering of interests in the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the securities law matters, including the non-registration of interests under the Securities Act of 1933 and the reliance on exemptions for private offerings. It also details past legal issues involving Credit Suisse and Raymond James related to auction rate securities, including settlements and penalties.
documents/vol00010-efta01353899-pdf.pdf
{"document_type":"legal","document_subtype":"Private Placement Memorandum","key_organizations":["Glendower Capital","Credit Suisse Securities (USA) LLC","Raymond James & Associates, Inc.","Raymond James Financial Services, Inc.","New York State Attorney General's Office","North American Securities Administrators Association Task Force"],"reference_numbers":["DB-SDNY-0038472","SDNY_GM_00184656","EFTA01353899"]}