The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its parent company Institutional Capital Network, Inc., and various financial institutions such as BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS. It also discusses iCapital's Code of Ethics pursuant to Rule 204A-1 of the Advisers Act, which aims to prevent conflicts of interest and insider trading.
doj/DataSet10/EFTA01394442.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","key_people":["Lawrence Hirsch"],"document_type":"correspondence","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","BNY Capital Corporation","Institutional Capital Network, Inc.","BlackRock, Inc.","Credit Suisse Group AG","Morgan Stanley Smith Barney","UBS Financial Services"],"reference_numbers":["GLDUS140"]}