The document discusses the adoption of Rule 10C-1 under the Securities Exchange Act of 1934, as amended by the Dodd-Frank Act, focusing on compensation committee independence and the role of compensation consultants. It highlights the amendments to listing standards by national securities exchanges, including the NYSE, to comply with Rule 10C-1. The document also notes that as a 'controlled company,' the entity is not subject to these compensation committee independence requirements.
doj/DataSet10/EFTA01382620.pdf
{"title":"S-1/A","document_date":"2015-10-14","document_type":"legal","document_subtype":"SEC filing","key_organizations":["SEC","NYSE"],"reference_numbers":["DB-SDNY-0082054","SDNY_GM_00228238","EFTA01382620"]}