This document outlines the rules and procedures for trading fixed income and equity securities, including verification of CUSIP and holdings, account restrictions, and approval processes. It also covers specific rules for German and non-German clients regarding custody accounts and accommodation trades.
documents/vol00010-efta01356626-pdf.pdf
{"key_people":["Jennifer Barker","Lisa Combatti","Robert Deffense"],"document_type":"correspondence","key_locations":["US","Germany"],"document_subtype":"internal memo","key_organizations":["DB Asset Management Group","DB Alex Brown","Deutsche Bank Wealth Management US"],"reference_numbers":["DB-SDNY-0042580","SDNY_GM_00188764","EFTA01356626"]}