The document outlines SEC violations by Southern Financial Group, Inc., including insider trading and securities fraud. The Commission alleged inaccuracies in Southern's financial records, failure to notify the Commission of net capital deficiencies, and misrepresentation of cash positions. A civil action was named against Southern Financial Group, Inc. and associated individuals in the United States District Court for the District of South Carolina.
doj/DataSet10/EFTA01404403.pdf
{"title":"SEC Violations by Southern Financial Group, Inc.","key_people":["Richard M. Wooten","Charles Dennis McKittrick","Gerald F. Hunter, Jr."],"document_date":"2005-03-09","document_type":"legal","key_locations":["South Carolina","United States District Court for District of South Carolina, Charleston Division"],"document_subtype":"SEC Violations","key_organizations":["Southern Financial Group, Inc.","Securities and Exchange Commission"],"reference_numbers":["2:02-1806-18"]}