This document outlines the agreement between Deutsche Bank Securities Inc. (Solicitation Agent), Glendower Access Secondary Opportunities IV GP LLC, and iCapital Advisors, LLC. It details the compensation structure for the Solicitation Agent, including a Placement Fee and a Servicing Fee, for soliciting clients to invest in the Glendower Access Secondary Opportunities IV funds. The Placement Fee is a one-time charge based on the subscription amount, while the Servicing Fee is calculated quarterly based on the investment period of the underlying fund.
doj/DataSet10/EFTA01391816.pdf
{"title":"Disclosure Statement for Deutsche Bank Securities Inc.","key_people":["Deutsche Bank Securities Inc.","Glendower Access Secondary Opportunities IV GP LLC","iCapital Advisors, LLC"],"document_type":"financial","document_subtype":"Disclosure Statement","key_organizations":["Deutsche Bank","Glendower","iCapital"],"reference_numbers":["DB-SDNY-0096873","SDNY_GM_00243057","EFTA01391816"]}