This document is a Client Risk Program Affirmation form used by Deutsche Bank's Wealth Management division. It is designed to assist the Relationship Manager (RM) or Investment Advisor (IA) in reviewing certifications provided by the Account Holder, Controlling Persons, and Ultimate Beneficial Owners (UBO) as part of the Client Risk Program. The form includes considerations for the RM/IA regarding the accuracy and completeness of the information provided and instructions on how to proceed if there are concerns about tax evasion.
documents/vol00010-efta01345289-pdf.pdf
{"key_people":["Paul Morris"],"document_date":"2016-05-19","document_type":"financial","document_subtype":"Client Risk Program Affirmation","key_organizations":["Deutsche Bank","Gratitude America"],"reference_numbers":["W9.4167634","023496.031516","DB-SDNY-0031546","SDNY_GM_00177730","EFTA01345289"]}