The document is an investment memorandum for the Access Fund, discussing U.S. federal income tax rules, regulatory matters, and the offering of Interests under the Securities Act of 1933. It highlights the lack of registration for the Interests, reliance on exemptions, and the economic risks involved. It also discloses past regulatory issues with Raymond James, a Placement Agent for the offering.
doj/DataSet10/EFTA01391102.pdf
{"key_people":["Raymond James"],"document_type":"correspondence","key_locations":["United States","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"investment memorandum","key_organizations":["Third Lake Capital","Raymond James Financial Services, Inc.","Securities and Exchange Commission"],"reference_numbers":["DB-SDNY-0095841","SDNY_GM_00242025","EFTA01391102"]}