A letter from Deutsche Bank Securities Inc. discussing trading restrictions on ARCA securities, ERISA Section 408(b)(2) regulations, and the bank's commitment to clients.
doj/DataSet10/EFTA01374462.pdf
{"key_people":["M. Barry Bausano","Thomas Patrick"],"document_date":"2012-02-03","document_type":"correspondence","document_subtype":"letter","key_organizations":["Deutsche Bank Securities Inc.","Department of Labor"],"reference_numbers":["DB-SDNY-0069160","SDNY_GM_00215344","EFTA01374462"]}