This document is a questionnaire for Deutsche Bank's compliance with the German Bank Separation Act (GBSA). It is intended to ensure that Deutsche Bank's activities do not violate GBSA prohibitions, which could lead to criminal prosecution and penalties. The questionnaire includes sections on proprietary trading and requires detailed responses to ensure compliance.
documents/vol00010-efta01363151-pdf.pdf
{"title":"GBSA NTA Questionnaire","key_people":["Richard Kahn"],"document_type":"financial","document_subtype":"questionnaire","key_organizations":["Deutsche Bank","HBRK Associates, Inc"],"reference_numbers":["WM178929 025888.070317","DB-SDNY-0053046","SDNY_GM_00199230","EFTA01363151"]}