This document is a regulatory filing related to CERBERUS JAPAN K.K., detailing its registration status, control relationships, and operational independence in relation to advisory services. It confirms that CERBERUS JAPAN K.K. is an investment adviser exempt from registration under the 'RELYING ADVISER' exemption and shares supervised persons and physical location with the filer. The document also notes that CERBERUS JAPAN K.K. is not registered with a foreign financial regulatory authority.
doj/DataSet10/EFTA01372389.pdf
{"document_type":"legal","document_subtype":"regulatory filing","key_organizations":["CERBERUS JAPAN K.K."],"reference_numbers":["DB-SDNY-0066087","SDNY_GM_00212271","EFTA01372389"]}