The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its investors, and associated financial institutions. It discusses the ownership interests of BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS in iCapital's parent company, Institutional Capital Network, Inc. It also covers iCapital's Code of Ethics, which aims to prevent conflicts of interest and insider trading.
doj/DataSet10/EFTA01389177.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","document_type":"financial","key_locations":["Georgetown University"],"document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","BNY Capital Corporation","Institutional Capital Network, Inc.","BlackRock, Inc.","Credit Suisse Group AG","Morgan Stanley Smith Barney","UBS Financial Services"],"reference_numbers":["DB-SDNY-0093530","SDNY_GM_00239714","EFTA01389177"]}