The document outlines the Code of Ethics for iCapital Advisors, LLC, detailing employee investment restrictions, conflicts of interest, and compensation structures. Employees must obtain authorization for personal investments and are discouraged from frequent trading. iCapital may waive fees for employees and affiliates. The document also discusses potential conflicts of interest due to compensation from fund managers and the role of placement fees.
documents/vol00010-efta01364597-pdf.pdf
{"title":"iCapital Advisors, LLC Form ADV Part 2A","key_people":["CCO"],"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC","Southern Financial LLC"],"reference_numbers":["DB-SDNY-0055145","SDNY_GM_00201329","EFTA01364597"]}