This document outlines the investment experience of the account owner(s) across various financial instruments including options, equities, fixed income, commodities, futures, ETFs, and alternative investments. It details the year first traded, average number of trades per year, average size of trades in dollars and shares/contracts for each category. It also includes sections for types of previous option experience, option objectives, and client strategy requests. The document is intended for Deutsche Bank Securities Inc. (DBSI) and includes a section for signatures and acknowledgments, which are currently empty.
doj/DataSet10/EFTA01376754.pdf
{"document_type":"financial","document_subtype":"Investment Experience Form","key_organizations":["Deutsche Bank Securities Inc."],"reference_numbers":["WM189768 010721.051018","DB-SDNY-0073129","SDNY_GM_00219313","EFTA01376754"]}