This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend options, and retirement plan restrictions. The form requires participant signatures and certifications for transferring assets to Pershing LLC as the successor custodian.
doj/DataSet10/EFTA01449879.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["09-PWM-0597","DB-SDNY-0105358","SDNY_GM_00251542","EFTA01449879"]}