This document outlines the representations and warranties required from Plan Investors, which include U.S. pension or employee benefit plans subject to ERISA, plans subject to Section 4975 of the Internal Revenue Code, entities holding plan assets, and fiduciaries managing such assets. It includes a checklist for Plan Investors to confirm their status and obligations under ERISA and the Code.
doj/DataSet10/EFTA01391217.pdf
{"title":"Plan Investor Representations","document_type":"legal","document_subtype":"Investor Representation Agreement","key_organizations":["Third Lake Capital"],"reference_numbers":["GLDUS139","DB-SDNY-0096019","SDNY_GM_00242203","EFTA01391217"]}