This document outlines the terms and conditions for securities transactions between a client and DBSI. It covers the purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement and cancellation, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. The document specifies the responsibilities and rights of both the client and DBSI, including the handling of unpaid balances, interest charges, and the use of third-party clearing agents like Pershing.
documents/vol00010-efta01365767-pdf.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["13-AWM-0196","012145.032813"]}