The document outlines the supervision structure for John Chen, a Portfolio Manager at Hudson Bay. Sander Gerber, CEO and CIO, supervises Mr. Chen's advisory activities, while Scott L. Black, General Counsel and Chief Compliance Officer, oversees the compliance program.
doj/DataSet10/EFTA01384585.pdf
{"key_people":["John Chen","Sander Gerber","Scott L. Black"],"document_type":"correspondence","document_subtype":"memo","key_organizations":["Hudson Bay"],"reference_numbers":["DB-SDNY-0084891","SDNY_GM_00231075","EFTA01384585"]}