This document is a Trading Authorization Agreement for the account of Southern Financial LLC with TD Ameritrade. It authorizes Paul Simon Barrett as an agent with limited trading authorization for the purchase and sale of securities. The agreement outlines the responsibilities and indemnities of the account owner and the authorized agent, and includes personal and employment details of the agent.
doj/DataSet10/EFTA01268377.pdf
{"title":"TD Ameritrade Trading Authorization Agreement","key_people":["Paul Simon Barrett"],"document_date":"2017-09-20","document_type":"financial","key_locations":["Omaha, NE","NY, NY"],"document_subtype":"Trading Authorization Agreement","key_organizations":["TD Ameritrade","Southern Financial LLC","Alpha Group Capital"],"reference_numbers":["8677303202"]}