The document outlines various regulatory notifications and agreements between DB and the Client, including disclosure of transaction data, rights to require segregation of funds, and confidentiality agreements. It also addresses the implications of DB becoming a covered financial company under the Dodd-Frank Act.
doj/DataSet10/EFTA01376706.pdf
{"document_type":"legal","document_subtype":"regulatory notification","key_organizations":["DB","FDIC","CFTC","US Department of Justice"],"reference_numbers":["6395998","DB-SDNY-0073060","SDNY_GM_00219244","EFTA01376706"]}