This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations and disciplinary actions related to securities fraud and insider trading. The alert details multiple SEC actions against Elfindepan, S.A., Southern Financial Group, and Tracy Calvin Dunlap, Jr. for fraudulent investment schemes and contempt of court.
documents/vol00010-efta01371142-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Calvin Dunlap Jr.","Barry Lowe"],"document_date":"2017-06-15","document_type":"government","key_locations":["Virgin Islands, U.S.","Middle District of North Carolina"],"document_subtype":"alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Elfindepan S.A.","Southern Financial Group","SEC"],"reference_numbers":["KYC 1790655","Alert ID: 9476247.11602637.65374193"]}