This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations involving insider trading and securities fraud, as well as disciplinary and regulatory actions. The alert references a litigation release from the SEC against Elfindepan, S.A., Strategic Asset Funds S.A., and Southern Financial Group for a fraudulent high-yield investment scam.
documents/vol00010-efta01360895-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","document_date":"2013-05-29","document_type":"financial","key_locations":["United States","Middle District of North Carolina"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","SEC","Elfindepan, S.A.","Strategic Asset Funds S.A."],"reference_numbers":["6229369","1559801.11522860.24893031","1:00CV00742"]}