This document is designed to assist the Relationship Manager (RM)/Investment Advisor (IA) in reviewing the certifications provided by the Account Holder, any Controlling Persons, and any Ultimate Beneficial Owners as part of the Client Risk Program. It includes guidelines for confirming the accuracy of self-certifications and instructions for escalation if tax evasion is suspected.
documents/vol00010-efta01345325-pdf.pdf
{"title":"Client Risk Program - Affirmation and Escalation Guideline","key_people":["Paul Morris"],"document_date":"2016-05-19","document_type":"financial","document_subtype":"Client Risk Program Affirmation","key_organizations":["Deutsche Bank"],"reference_numbers":["W9.4167634 023496.031516"]}