The document outlines the Code of Ethics and conflict of interest policies for iCapital Advisors, LLC. It includes guidelines for employee investments, participation in client transactions, and potential conflicts of interest due to compensation from underlying fund managers.
doj/DataSet10/EFTA01392276.pdf
{"title":"iCapital Advisors, LLC Form ADV Part 2A","key_people":["Patrick Gerschel"],"document_type":"legal","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC"],"reference_numbers":["DB-SDNY-0097468","SDNY_GM_00243652","EFTA01392276"]}