This document is a confidential private placement memorandum for the acquisition of interests in Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the legal restrictions and conditions for the sale and transfer of interests in various jurisdictions including Japan, Kuwait, and Mexico. The memorandum specifies that the interests are considered securities under the Financial Instruments and Exchange Law (FIEL) and details the exemptions and conditions under which they can be sold. It also highlights the risks involved in the investment and the confidentiality requirements of the memorandum.
doj/DataSet10/EFTA01393408.pdf
{"title":"Confidential Private Placement Memorandum","document_type":"correspondence","key_locations":["Japan","Kuwait","Mexico"],"document_subtype":"Confidential Private Placement Memorandum","key_organizations":["Aspen Grove Capital, LLC","Glendower Capital Secondary Opportunities Fund IV, LP","Credit Suisse Securities (Japan) Limited","Japan Securities Dealers Association","Financial Futures Association of Japan","Japan Investment Advisers Association","Type II Financial Instruments Firms Association","Kuwait Capital Markets Authority","Mexican Banking and Securities Commission"],"reference_numbers":["Law No. 7 o12010"]}