This document is a regulatory filing detailing the types of clients and the compensation arrangements for an investment advisory business. It includes a table categorizing clients by type and the number of clients or assets under management for each category. It also outlines the compensation methods for advisory services and provides information about the advisory activities and regulatory assets under management.
doj/DataSet10/EFTA01372366.pdf
{"document_type":"tabular","document_subtype":"regulatory filing","reference_numbers":["DB-SDNY-0066060","SDNY_GM_00212244","EFTA01372366"]}