The document details SEC violations by Southern Financial Group, Inc. for insider trading and securities fraud. The Commission alleged inaccuracies in Southern's financial records and failure to report net capital deficiencies. A civil action was named against Southern Financial Group, Inc. and associated individuals in the United States District Court for the District of South Carolina.
documents/vol00010-efta01358162-pdf.pdf
{"key_people":["Richard M. Wooten","Charles Dennis McKittrick","Gerald F. Hunter, Jr."],"document_date":"2005-03-09","document_type":"correspondence","key_locations":["South Carolina","United States District Court for District of South Carolina, Charleston Division"],"document_subtype":"regulatory action summary","key_organizations":["Southern Financial Group, Inc.","Securities and Exchange Commission"],"reference_numbers":["2:02-1806-18"]}