Internal communication regarding a KYC breach for a trade booked in Frankfurt for Southern Financial, LLC. The trade is not compliant with Deutsche Bank's KYC requirements for the location. The memo requests a review and possible rebooking of the trade to a compliant location.
documents/vol00010-efta01363003-pdf.pdf
{"title":"KYC Breach Notification for Southern Financial, LLC","key_people":["Alex","Akash Malhotra"],"document_date":"2018-04-13","document_type":"correspondence","key_locations":["Frankfurt","Jaipur"],"document_subtype":"internal memo","key_organizations":["Southern Financial, LLC","Deutsche Bank","DBOI Global Services Private Limited"],"reference_numbers":["G175714L"]}