This document is a questionnaire related to a 'related person' in the context of investment advisory and financial regulatory compliance. It includes questions about registration exemptions, foreign regulatory authority registration, shared supervised persons, and physical location sharing. It also provides details about the related person's legal and business names, SEC file number, CRD and CIK numbers, and roles in financial services.
doj/DataSet10/EFTA01372429.pdf
{"document_type":"legal","document_subtype":"questionnaire","key_organizations":["CERBERUS KRS LEVERED OPPORTUNITIES GP, LLC"],"reference_numbers":["DB-SDNY-0066129","SDNY_GM_00212313","EFTA01372429"]}