The document outlines various legal actions and findings by the SEC against financial institutions including BANA, BOAMS, Merrill, and BAS for violations of securities laws. It details allegations of misrepresentation and failure to disclose important information related to mortgage-backed securities, improper bidding practices, and misuse of confidential information. The document also mentions penalties and orders issued by the SEC, including cease-and-desist orders, monetary penalties, and censure.
documents/EFTA01386110.pdf
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