This document outlines the terms and conditions of a Prime Brokerage Agreement, including default events, legally binding terms, clearance accounts, and margin account provisions. It specifies the rights and obligations of the parties involved, including the Executing Broker, Pershing, and the client.
doj/DataSet10/EFTA01454027.pdf
{"document_type":"legal","document_subtype":"Prime Brokerage Agreement","key_organizations":["Pershing LLC","Executing Broker","The Bank of New York Mellon Corporation"],"reference_numbers":["FRM-PRMBRK-12-11","DB-SDNY-0111926","SDNY_GM_00258110","EFTA01454027"]}