This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from January 1, 2019, to January 31, 2019. It includes important information and disclosures about the role of Pershing LLC, arbitration disclosures, and agreements. The document emphasizes the limitations and rules of arbitration, including the rights of parties and the governing laws of the State of New York.
doj/DataSet10/EFTA01384302.pdf
{"title":"Deutsche Bank Financial Statement","document_date":"January 1, 2019 - January 31, 2019","document_type":"financial","key_locations":["Baltimore, MD","Jersey City, New Jersey"],"key_organizations":["Deutsche Bank","Southern Financial LLC","Pershing LLC","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["B0100585CSF30020"]}