The document outlines the terms and conditions for the purchase and sale of securities through DBSI. It includes clauses on cash account requirements, restrictions on trading, handling of restricted securities, order placement, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities and other property. The document specifies the rights and responsibilities of the client and DBSI, including the handling of securities transactions, payment obligations, and the use of collateral to secure obligations.
documents/vol00010-efta01355869-pdf.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["13-AM-0156","012145","032043"]}