This document is a questionnaire related to a related person's business activities and regulatory status. It includes questions about the related person's role, control relationships, custody of client assets, registration status, and shared resources.
doj/DataSet10/EFTA01372394.pdf
{"key_people":["CG INVESTMENT MANAGER, LLC"],"document_type":"correspondence","document_subtype":"questionnaire","key_organizations":["CG INVESTMENT MANAGER, LLC"],"reference_numbers":["DB-SDNY-0066092","SDNY_GM_00212276","EFTA01372394"]}