This document outlines compliance rules for detecting RACS3 transactions at Deutsche Bank. It includes parameters for transaction evaluation based on transaction types, time periods, individual and cumulative transaction amounts, and country lists. The rules are used for False Negative Sampling and specify alert and case schedules.
documents/vol00010-efta01370231-pdf.pdf
{"title":"Deutsche Bank Compliance Rules List","document_date":"2012-07-12","document_type":"tabular","document_subtype":"compliance rules","key_organizations":["Deutsche Bank"],"reference_numbers":["DB-SDNY-0062894","SDNY_GM_00209078","EFTA01370231"]}