This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes a table listing various assets with their descriptions, CUSIP numbers, and estimated values. The document outlines instructions for transferring or liquidating these assets, dividend and capital gain options, and retirement plan restrictions. It also includes sections for participant signature and certification, and instructions for the delivering firm regarding the transfer of assets to Pershing LLC.
doj/DataSet10/EFTA01449507.pdf
{"key_people":["Pershing LLC"],"document_type":"tabular","document_subtype":"financial transfer form","key_organizations":["Pershing LLC"]}