This document is a partial transfer form for mutual funds and liquidations, detailing the transfer of assets, retirement plan restrictions, and participant certifications. It includes instructions for transferring assets to Pershing LLC as the successor custodian and outlines the responsibilities of the client and the delivering firm.
doj/DataSet10/EFTA01449441.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"]}