The document discusses the legal considerations related to the offering of interests in the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights that the interests will not be registered under the Securities Act of 1933 or any other securities laws and will be sold to accredited investors. It also details past legal issues involving Credit Suisse and Raymond James related to auction rate securities.
doj/DataSet10/EFTA01394646.pdf
{"title":"Glendower Capital Secondary Opportunities Fund IV, LP - Legal and Securities Considerations","key_people":["Lawrence Hirsch"],"document_type":"legal","key_locations":["New York","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"Securities Law Matters","key_organizations":["Glendower Capital Secondary Opportunities Fund IV, LP","Credit Suisse Securities (USA) LLC","Raymond James & Associates, Inc.","Raymond James Financial Services, Inc."],"reference_numbers":["GLDUS140"]}