A status report detailing the progress of KYC HR Clients Remediation as of August 4, 2017, including the number of submissions to the front office, approvals by the front office, MD, and full approvals over several dates.
documents/vol00010-efta01356387-pdf.pdf
{"title":"KYC HR Clients Remediation - Status","key_people":["Rodrigo Quintero","Patrick Harris","Emily Craig","Daphne Cales","Janice Franklin","Armen Brash","Sheffali Welch","Vaishali-P Mehta","Felipe Godard","Sven-Otto Westphalen","Janet Morales","Nicholas Allen","Andrew Gallivan"],"document_date":"2017-08-04","document_type":"tabular","key_locations":["Jacksonville, USA"],"document_subtype":"status report","key_organizations":["Deutsche Bank Securities Inc.","Deutsche Bank Wealth Management"],"reference_numbers":["DB-SDNY-0042233","SDNY_GM_00188417","EFTA01356387"]}