A form related to the Volcker Rule compliance, requiring client certification and attestation by a client representative. It includes sections for determining if the entity is an operating company and instructions for further action based on responses.
doj/DataSet10/EFTA01383885.pdf
{"key_people":["Richard Kahr","Cynthia Rodriguez"],"document_date":"2016-10-11","document_type":"correspondence","document_subtype":"form","key_organizations":["DB","Butterfly INST"],"reference_numbers":["WhI1571 7 022673.120115","DB-SDNY-0083787","SDNY_GM_00229971","EFTA01383885"]}