A form detailing option trading strategies and associated risks, requiring client acknowledgment and signatures for Deutsche Bank Securities Inc. The form includes options for covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing, each with specified risk levels. The form is incomplete with missing signatures and dates.
doj/DataSet10/EFTA01453161.pdf
{"key_people":["Client","Deutsche Bank Securities Inc."],"document_type":"correspondence","document_subtype":"form","key_organizations":["Deutsche Bank Securities Inc.","Deutsche Bank Alex. Brown"],"reference_numbers":["09-PWM-0127 OM 14 (0911)","006404.051011","DB-SDNY-0110615","SDNY_GM_00256799","EFTA01453161"]}