A memo regarding a trade booked in the Summit application for an OTC Derivative Product, highlighting a KYC violation due to the client's non-adoption for the Frankfurt location. The memo requests a review and possible rebooking of the trade to comply with Deutsche Bank's internal policies.
documents/vol00010-efta01358462-pdf.pdf
{"key_people":["Alex","Akash Malhotra"],"document_date":"2018-04-13","document_type":"correspondence","key_locations":["Frankfurt","Jaipur, India"],"document_subtype":"memo","key_organizations":["Southern Financial, LLC","Deutsche Bank","DBOI Global Services Private Limited"],"reference_numbers":["SOUTHFINANMD"]}