This document outlines the risks associated with investing in the Preferred Shares of Alpha Group Capital LLC. It highlights the limited liquidity and transfer restrictions of the shares, the limited recourse available to shareholders, and the junior status of the shares compared to other obligations of the issuer. The document emphasizes that the shares are designed for long-term investors and are not suitable for short-term trading. It also notes that the shares are not registered under the Securities Act and are subject to specific transfer restrictions.
doj/DataSet10/EFTA01386873.pdf
{"title":"RIN II •094 Alpha Group Capital LLC - Risks Relating to the Preferred Shares","document_date":"February 2018","document_type":"financial","document_subtype":"investment risk disclosure","key_organizations":["Alpha Group Capital LLC","Deutsche Bank"],"reference_numbers":["DB-SDNY-0088774","SDNY_GM_00234958","EFTA01386873"]}