This document outlines the rights and responsibilities of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, handling short sales, Reg T extensions, and tax treatments. It also discusses the risks associated with margin trading and the handling of restricted securities.
doj/DataSet10/EFTA01450328.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing","Federal Reserve Bank","FINRA"],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0105884","SDNY_GM_00252068","EFTA01450328"]}