The document discusses the implications of the 2017 Fiduciary Rule on investments by ERISA Plans and Individual Plans in the Access Fund managed by Dimension Capital Management. It outlines the fiduciary responsibilities and potential prohibited transactions under ERISA and the Code, and the conditions under which the Seller's Exclusion applies. The document also addresses the treatment of Access Fund's assets as 'plan assets' and the 25% ownership rule for benefit plan investors.
documents/vol00010-efta01353833-pdf.pdf
{"document_date":"2017-06-09","document_type":"legal","document_subtype":"investment advisory","key_organizations":["Dimension Capital Management","U.S. Department of Labor"],"reference_numbers":["DB-SDNY-0038380","SDNY_GM_00184564","EFTA01353833"]}