This document is a financial transfer form related to partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The form also contains sections for participant signature and certification, and requires the attachment of a recent brokerage account statement for processing.
doj/DataSet10/EFTA01449470.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"Transfer Form","key_organizations":["Pershing LLC"],"reference_numbers":["09 PWM-0597 (10/09)","DB-SDNY-0104904","SDNY_GM_00251088","EFTA01449470"]}