The Securities and Exchange Commission announced that the Honorable David C. Norton, United States District Judge for the District of South Carolina, Charleston Division, entered Final Judgments as to Defendants Southern Financial Group, Inc., Richard M. Wooten, and Charles Dennis McKittrick for SEC violations including insider trading and securities fraud.
documents/vol00010-efta01360929-pdf.pdf
{"key_people":["David C. Norton","Richard M. Wooten","Charles Dennis McKittrick"],"document_date":"2004-12-22","document_type":"correspondence","key_locations":["South Carolina, UNITED STATES"],"document_subtype":"regulatory action summary","key_organizations":["Southern Financial Group, Inc.","Securities and Exchange Commission"],"reference_numbers":["EFTA01360929"]}