The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its parent company Institutional Capital Network, Inc., and various financial institutions such as BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS. It also discusses iCapital's Code of Ethics in compliance with Rule 204A-1 of the Advisers Act, focusing on avoiding conflicts of interest and prohibiting insider trading.
doj/DataSet10/EFTA01382899.pdf
{"title":"iCapital Advisors, LLC Form ADV Part 2A","document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","Institutional Capital Network, Inc.","BNY Capital Corporation","BlackRock, Inc.","Credit Suisse Group AG","Morgan Stanley Smith Barney","UBS Financial Services"],"reference_numbers":["DB-SDNY-0082447","SDNY_GM_00228631","EFTA01382899"]}