This document is an account agreement between Southern Financial LLC and Deutsche Bank Securities Inc. It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, order execution, purchase and sale of securities, and arbitration clauses. It also includes tax election and declaration of tax status, and a margin disclosure section.
documents/vol00010-efta01409753-pdf.pdf
{"title":"Deutsche Asset & Wealth Management Account Agreement","key_people":["Jeffrey Epstein"],"document_date":"2013-07-31","document_type":"financial","key_locations":["St. Thomas, USVI","New York, NY"],"document_subtype":"Account Agreement","key_organizations":["Deutsche Bank Securities Inc.","Southern Financial LLC","Pershing LLC","Financial Industry Regulatory Authority (FINRA)"],"reference_numbers":["13-AWM-0196","012146.032813"]}