This document is an amendment to a prospectus detailing the involvement of various financial institutions in a securities offering. It outlines the roles of J.P. Morgan Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Goldman, Sachs & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Deutsche Bank Securities Inc. in the offering and related financial arrangements. It also addresses conflicts of interest under FINRA Rule 5121 and selling restrictions outside the United States.
documents/vol00010-efta01366742-pdf.pdf
{"title":"Amendment #4 to Prospectus","document_date":"2015-07-20","document_type":"financial","document_subtype":"prospectus amendment","key_organizations":["J.P. Morgan Securities LLC","Barclays Capital Inc.","Citigroup Global Markets Inc.","Morgan Stanley & Co. LLC","Goldman, Sachs & Co.","Merrill Lynch, Pierce, Fenner & Smith Incorporated","Deutsche Bank Securities Inc.","BTG Pactual US Capital LLC"],"reference_numbers":["DB-SDNY-0058270","SDNY_GM_00204454","EFTA01366742"]}