This is a confidential due diligence report compiled by Mortgage Asset Research Institute, Inc. regarding Jeffrey Epstein's involvement in a NASD arbitration case. The case number is 02-03451, and it involves a dispute between Raymond, James & Associates and Jeffrey Epstein. The report notes that being a party to the arbitration does not imply any violation of codes or regulations.
documents/vol00010-efta01480617-pdf.pdf
{"title":"VHS LLC Regulatory Sanctions","key_people":["Jeffrey Epstein","James Raymond"],"document_date":"2003-08-06","document_type":"legal","document_subtype":"Due Diligence Report","key_organizations":["National Association of Securities Dealers, Inc.","Mortgage Asset Research Institute, Inc.","JPMorgan Chase"],"reference_numbers":["02-03451","NASA038G-01182857"]}