The document is a management summary from Deutsche Bank focusing on regulatory and audit activities, risk assessments, and project efforts. It includes details about a Federal Reserve examination starting in January 2014, internal audit findings from December 2013, and ongoing risk assessment projects. It also discusses semi-annual fuzzy logic testing and annual AML monitoring program reviews for the Private Bank and PCS.
documents/vol00010-efta01370279-pdf.pdf
{"title":"Deutsche Bank Risk Management Summary","key_people":["Clarissa Delafuente"],"document_date":"2014","document_type":"correspondence","key_locations":["345 Park Avenue"],"document_subtype":"management summary","key_organizations":["Deutsche Bank","Federal Reserve","DBTCA","DB AG","FIS"],"reference_numbers":["DB-SDNY-0062948","SDNY_GM_00209132","EFTA01370279"]}