This document outlines the risks, prohibitions, and general information concerning option trading. It includes a section for option department approval and lists various types of option trading strategies. The document emphasizes the high degree of risk involved in options trading and the potential for substantial financial loss. It also outlines the rules and regulations governing options trading, including position and exercise limits.
documents/vol00010-efta01355751-pdf.pdf
{"document_type":"correspondence","document_subtype":"financial agreement","key_organizations":["DBSI","Financial Industry Regulatory Authority (FINRA)","Options Clearing Corporation (OCC)"],"reference_numbers":["WM189768 010721.051018","DB-SDNY-0041015","SDNY_GM_00187199","EFTA01355751"]}