The document discusses the Management Company's use of brokerage commissions to obtain research or other products/services, and the potential conflicts of interest that may arise. It also covers the Management Company's approach to allocating brokerage business, capital introduction and consulting services provided by brokers, and custody of client funds and securities.
doj/DataSet10/EFTA01384687.pdf
{"document_type":"correspondence","document_subtype":"memo","key_organizations":["Management Company","Alpha Group Capital"],"reference_numbers":["DOC ID- 10746057.132","DB-SDNY-0085108","SDNY_GM_00231292","EFTA01384687"]}