This document is an investment experience form for account owners, detailing their trading experience in various financial instruments such as options, equities, fixed income, commodities, futures, ETFs, and alternative investments. It includes sections for option objectives and client strategy requests, with checkboxes for different trading strategies. The form requires signatures from the client and client advisor, and includes a disclaimer about the risks involved in trading options.
doj/DataSet10/EFTA01376750.pdf
{"document_type":"financial","document_subtype":"Investment Experience Form","key_organizations":["Deutsche Bank Securities Inc."],"reference_numbers":["WM18,1768 010721.051018","DB-SDNY-0073124","SDNY_GM_00219308","EFTA01376750"]}