The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, general account information, payment for order flow, and order routing policies. It also provides information on how Pershing may trade for its own account and the availability of financial statements.
doj/DataSet10/EFTA01383454.pdf
{"document_type":"financial","key_locations":["One Pershing Plaza, Jersey City, NJ 07399"],"document_subtype":"Terms and Conditions","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation","BNY Mellon","Financial Industry Regulatory Authority"],"reference_numbers":["Account Number: N4G-023804"]}