This document is an options questionnaire for clients to fill out regarding their options trading account. It includes sections for financial information, trading experience, investment objectives, and risk acknowledgment. Clients are required to provide details about their investment manager, assets under management, options investment experience, trading authorization, and options trading frequency. The document also includes a customer risk acknowledgment section and requires client signatures for certification. Internal approvals are also part of the document.
doj/DataSet10/EFTA01375730.pdf
{"document_type":"financial","document_subtype":"Options Questionnaire","key_organizations":["DBSI"],"reference_numbers":["DB-SDNY-0071304","SDNY_GM_00217488","EFTA01375730"]}