This document is a partial transfer form for mutual funds and liquidations, detailing instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. It includes sections for participant and successor custodian signatures, as well as instructions for the delivering firm regarding asset liquidation and transfer.
doj/DataSet10/EFTA01449445.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["Account # N4G-023804"]}