The document outlines exemptions from FIRM Rules for transactions involving same-name and same-signer transfers, including joint and sole accounts and DB Loan Payments. It details procedures for exempt phone calls, emails, and faxes, as well as gift account transfer procedures. Approval requirements and case types for securities transfers are also specified.
documents/vol00010-efta01356612-pdf.pdf
{"key_people":["Mary Keaveney","Jennifer Barker","Lisa Combatti","Robert Deffense"],"document_type":"financial","document_subtype":"internal procedure document","key_organizations":["DB Alex Brown"],"reference_numbers":["DB-SDNY-0042554","SDNY_GM_00188738","EFTA01356612"]}