The document discusses potential conflicts of interest in investment allocations by the Portfolio Advisor for Alpha Group Capital LLC. It outlines how the Portfolio Advisor may allocate investment opportunities among the Issuer and other funds or accounts it manages, and the role of Deutsche Bank in executing transactions and providing services. It also addresses the potential conflicts of interest arising from these relationships.
doj/DataSet10/EFTA01386889.pdf
{"document_date":"February 2018","document_type":"correspondence","document_subtype":"memo","key_organizations":["Alpha Group Capital LLC","Deutsche Bank"],"reference_numbers":["DB-SDNY-0088800","SDNY_GM_00234984","EFTA01386889"]}