This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, handling short sales, Reg T extensions, tax treatment of earnings, and collection remedies. The document also discusses the risks associated with margin trading and the handling of restricted securities.
doj/DataSet10/EFTA01453152.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing","Federal Reserve Bank","FINRA"],"reference_numbers":["WM134715","015684.101413","DB-SDNY-0110602","SDNY_GM_00256786","EFTA01453152"]}