Internal communication regarding a false positive alert related to Richard Kahn, who was mistakenly identified as violating NYSE Arca Equities Rule. The alert was deemed a false positive after internal research indicated that Richard L Kahn is not related to any entity and is a drug dealer. No escalation was required. The communication also requests a review of an RDC hit related to Richard Kahn, a board member of Southern Trust Company Inc.
documents/vol00010-efta01373011-pdf.pdf
{"key_people":["Richard Kahn","Syed-Anzar Ahmed","Manikandan Muralidharan","Suresh-x Salimath","Jofin Varghese","Sagar Prakash","Kameshwaran Ns","Anantesh Anand"],"document_date":"2014-12-19","document_type":"correspondence","key_organizations":["NYSE Arca","FINRA","Southern Trust Company Inc.","DBOI Global Services Private Limited","Global Business Services"],"reference_numbers":["DB-SDNY-0066979","SDNY_GM_00213163","EFTA01373011","ONB-120902","LKYCUS-3443"]}