A statement outlining the risks associated with uncovered option writing, including potential unlimited losses for uncovered call writing and substantial losses for uncovered put writing. It emphasizes the need for investors to understand these risks and have the financial capacity to handle potential losses. The document is signed and approved for uncovered calls and puts.
documents/vol00010-efta01355783-pdf.pdf
{"document_date":"2013-10-22","document_type":"financial","document_subtype":"financial statement","key_organizations":["Deutsche Bank Alex. Brown","Southern Financial LLC"],"reference_numbers":["08-DBAB-0126 OM 14 A (2/08)","DB-SDNY-0041059","SDNY_GM_00187243","EFTA01355783"]}