This document is a section of a legal form related to SEC registration and exemptions for investment advisers. It includes checkboxes for various conditions under which an adviser may be exempt from certain registration requirements, as well as a section for state securities authority notice filings. The document also includes a section for related advisers relying on specific exemptions.
doj/DataSet10/EFTA01372363.pdf
{"document_type":"legal","key_locations":["United States","New York"],"document_subtype":"SEC registration form","key_organizations":["SEC"],"reference_numbers":["DB-SDNY-0066057","SDNY_GM_00212241","EFTA01372363"]}