This document is a draft of a legal agreement between Deutsche Bank AG and Southern Financial, LLC. It includes amendments to representations related to ERISA, the Commodity Exchange Act, and the Dodd-Frank Act. The parties agree to adhere to ISDA protocols and submit related questionnaires. The document outlines the eligibility of the parties as contract participants and their classification as U.S. persons.
doj/DataSet10/EFTA01450027.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["Deutsche Bank AG","Southern Financial, LLC","Commodity Futures Trading Commission","International Swaps and Derivatives Association, Inc."],"reference_numbers":["DB-SDNY-0105540","SDNY_GM_00251724","EFTA01450027"]}