The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow and order routing policies, as well as best execution practices. The document advises clients to retain the statement for their records and provides contact information for any disputes.
doj/DataSet10/EFTA01372063.pdf
{"document_type":"financial","key_locations":["One Pershing Plaza, Jersey City, NJ 07399"],"document_subtype":"terms and conditions","key_organizations":["Pershing LLC","Financial Industry Regulatory Authority","Federal Reserve System","BNY Mellon Capital Markets LLC","The Bank of New York Mellon Corporation"],"reference_numbers":["Account Number: N4G-023804"]}