This document outlines legal considerations related to the offering of interests by Glendower Capital Secondary Opportunities Fund IV, LP, under the Securities Act of 1933. It discusses the non-registration of interests under U.S. or non-U.S. securities laws and the reliance on exemptions for private offerings. It also details past legal issues involving Credit Suisse and Raymond James related to auction rate securities.
doj/DataSet10/EFTA01386676.pdf
{"document_type":"legal","key_locations":["New York","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"Confidential Private Placement Memorandum","key_organizations":["Glendower Capital Secondary Opportunities Fund IV, LP","Credit Suisse Securities (USA) LLC","Raymond James & Associates, Inc.","Raymond James Financial Services, Inc."],"reference_numbers":["DB-SDNY-0088462","SDNY_GM_00234646","EFTA01386676"]}