The document discusses the settlement process for options trading, including the automatic exercise of options, the authority of OCC to postpone settlements, and the responsibilities of brokerage firms and customers. It also addresses special procedures in unusual circumstances where settlement might be affected, such as when trading in an underlying security is suspended.
doj/DataSet10/EFTA01393126.pdf
{"document_type":"legal","document_subtype":"options trading and settlement","key_organizations":["OCC"],"reference_numbers":["EFTA01393126"]}