An alert regarding Southern Financial Services, Inc. related to SEC violations including insider trading and securities fraud. The SEC filed civil charges against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters, including Southern Financial Services, for securities fraud through misleading financial projections and undisclosed compensation agreements.
documents/vol00010-efta01360893-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["former president of Dicom Imaging Systems, Inc.","Welsh","Tamburello"],"document_date":"2013-05-29","document_type":"correspondence","key_locations":["Boca Raton, Florida","Miami, Florida"],"document_subtype":"alert","key_organizations":["Southern Financial LLC","Southern Financial Services, Inc.","SEC","Dicom Imaging Systems, Inc."],"reference_numbers":["6229369","1559801.11522860.46402345"]}