This document outlines the arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue in court, with arbitration being the primary method for resolving disputes. The document details the limitations and rules of arbitration, including the finality of awards, limited discovery, and the composition of arbitrators. It also specifies the procedures for electing an arbitration forum and the conditions under which class actions may be brought to arbitration.
doj/DataSet10/EFTA01448506.pdf
{"key_people":["Client","DBSI","Pershing"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005"],"document_subtype":"Arbitration Agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0103550","SDNY_GM_00249734","EFTA01448506"]}