This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It covers topics such as satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The client agrees to satisfy any indebtedness upon demand and pay reasonable costs of collection. Securities may be loaned or pledged by DBSI without notice. Orders may be aggregated, potentially affecting pricing. The arbitration section details the agreement to arbitrate disputes with DBSI, including the limitations and rules of arbitration forums. Important disclosures about SIPC protection and payment for order flow are also included.
documents/vol00010-efta01355702-pdf.pdf
{"key_people":["Director of Compliance"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005-2836"],"document_subtype":"agreement","key_organizations":["Deutsche Bank Securities Inc.","Financial Industry Regulatory Authority, Inc.","Securities Investor Protection Corporation","Pershing LLC"],"reference_numbers":["09-PWM-0186","008420-022212"]}