This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, dividend and capital gain options, and retirement plan restrictions. The document also contains a participant signature and certification section, and instructions for the delivering firm regarding asset transfer and liquidation.
documents/vol00010-efta01344421-pdf.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"]}