This document is a forwarded email from Chris Diiorio to an undisclosed recipient, discussing his formal appeal against the SEC's preliminary denial of his whistleblower award application related to the Oppenheimer AML covered action 2015-016. Diiorio accuses the SEC of corruption and obstruction, claiming his information was used to both bring and obstruct complaints while denying him compensation. He details his allegations of SEC misconduct, including the mishandling of his whistleblower information and the SEC's failure to investigate thoroughly. The email includes references to various SEC and FINRA complaints and actions, as well as Diiorio's extensive correspondence with SEC officials.
documents/EFTA00083198.pdf
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