This document is a financial statement from Deutsche Bank for Southern Financial LLC, detailing the role of Pershing as a clearing broker, important information and disclosures, and arbitration agreements. It includes contact information for Pershing and outlines the responsibilities of the financial institution and Pershing in managing the account.
doj/DataSet10/EFTA01383266.pdf
{"title":"Deutsche Bank Financial Statement","document_date":"December 1, 2018 - December 31, 2018","document_type":"financial","key_locations":["Baltimore, MD","Jersey City, New Jersey"],"key_organizations":["Deutsche Bank","Southern Financial LLC","Pershing LLC","The Bank of New York Mellon Corporation","Securities Investor Protection Corporation (SIPC)","Financial Industry Regulatory Authority (FINRA)"],"reference_numbers":["Account Number: N4G-026161"]}