The document outlines the legal and regulatory compliance considerations for the Access Fund under various U.S. laws, including the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Commodity Exchange Act of 1974. It details the exemptions the Access Fund expects to qualify for, such as not registering under the Exchange Act due to not having a large number of equity security holders, and being exempt from the Investment Company Act by only selling to 'qualified purchasers.' The document also discusses exemptions from CPO and CTA registration under the Commodity Exchange Act. Additionally, it highlights legal considerations for investors, including anti-money laundering requirements and potential mandatory redemption of interests acquired in violation of applicable laws.
doj/DataSet10/EFTA01391384.pdf
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