This document is a comprehensive summary of the current AML Monitoring Program for the Private Bank, focusing on Prime rules scenarios. It describes the current rules scenarios in use, recent changes, and recommendations for future modifications. The report includes an overview of the Prime Compliance Suite, which is used for account profiling and rules-based monitoring. The document also provides a risk class chart detailing variance percentages, minimum threshold amounts, and counts for different risk classes.
documents/vol00010-efta01370225-pdf.pdf
{"title":"Annual Private Bank AML Monitoring Program Report","document_type":"tabular","document_subtype":"AML Monitoring Program Report","key_organizations":["Deutsche Bank","Private Bank Transaction Monitoring Team","AML team"],"reference_numbers":["DB-SDNY-0062887","SDNY_GM_00209071","EFTA01370225"]}