This document is a financial alert from Deutsche Bank Private Bank regarding Southern Financial Group, flagged for SEC violations including insider trading and securities fraud. The alert highlights past SEC actions against the group and its affiliates for fraudulent investment schemes.
documents/vol00010-efta01356080-pdf.pdf
{"key_people":["Tracy Dunlap","Tracy Calvin Dunlap Jr."],"document_date":"2018-02-22","document_type":"financial","key_locations":["Greensboro, North Carolina, United States","Virgin Islands, U.S."],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial Group","Elfindepan S.A.","Strategic Asset Funds S.A.","SEC"],"reference_numbers":["12737031.11622715.65374193","65374193","R2601172"]}