This document is a certification letter for Southern Financial LLC, confirming its status as a Qualified Institutional Buyer (QIB) under Rule 144A of the Securities Act of 1933. The letter outlines the criteria met by the entity to qualify as a QIB, including assets under management exceeding $100 million. The certification is signed by Jeffrey Epstein, Manager, and includes details about the entity's assets and fiscal year-end.
doj/DataSet10/EFTA01282492.pdf
{"title":"Qualified Institutional Buyer Certification Letter for 144a Transactions","key_people":["Jeffrey Epstein","Daniel Sabba"],"document_date":"2014-10-31","document_type":"correspondence","key_locations":["6100 Red Hook Quarter, B3, St. Thomas, USVI 00802"],"document_subtype":"Qualified Institutional Buyer Certification Letter","key_organizations":["Southern Financial LLC"],"reference_numbers":["13-AWM-0055","013787.041714","SDNY_GM_00038004","DB-SDNY-0000828","EFTA_001486I 3","EFTA01282492"]}