This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations related to insider trading and securities fraud by Southern Financial Group. The alert references litigation releases and disciplinary actions against the group and its associates for fraudulent investment schemes.
documents/vol00010-efta01358157-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Calvin Dunlap, Jr."],"document_date":"2013-05-29","document_type":"financial","key_locations":["North Carolina, UNITED STATES"],"document_subtype":"Alert","key_organizations":["Southern Financial LLC","Southern Financial Group","SEC","Deutsche Bank Private Bank"],"reference_numbers":["6229369","1559801.11522860.25646082","1:00CV00742"]}