The document outlines the role of Pershing LLC as a clearing broker, its responsibilities, and the arbitration agreement related to disputes. It emphasizes that Pershing acts as an agent for financial institutions and is not liable for their actions. The document also includes important arbitration disclosures and agreements, highlighting the limitations and conditions of arbitration.
doj/DataSet10/EFTA01372013.pdf
{"key_people":["Pershing LLC"],"document_type":"correspondence","key_locations":["Jersey City, New Jersey"],"document_subtype":"disclosure statement","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation","Financial Industry Regulatory Authority","Securities Investor Protection Corporation"],"reference_numbers":["N4G-024935","AD1008209F30028"]}