This document is a KYC (Know Your Customer) form for Chris Zuech, indicating a moderate risk rating confirmed by Derek St-Hilaire. It includes various compliance checks such as RDC, PCR, OFAC, BIS, and Denial Orders, with some negative results noted. The document also mentions a lawsuit involving National Australia Bank and its wealth management business MLC.
documents/vol00010-efta01356727-pdf.pdf
{"title":"DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B","key_people":["Chris Zuech","Derek St-Hilaire","David Jelinek","William Vandewater","Eric S Meyer"],"document_date":"2018-12-19","document_type":"financial","key_locations":["New York","Chicago","Australia"],"document_subtype":"KYC Document","key_organizations":["Carlyle Group","Vermillion","MLC Investment Limited","National Australia Bank"],"reference_numbers":["DB-SDNY-0042737","SDNY_GM_00188921","EFTA01356727"]}