This document provides important information for recipients in certain jurisdictions regarding the offering and sale of securities. It outlines the legal restrictions and requirements for offering securities in Japan, Malaysia, Mexico, Monaco, New Zealand, and the Sultanate of Oman. The document emphasizes compliance with local laws and regulations and specifies the entities authorized to distribute the information in each jurisdiction.
doj/DataSet10/EFTA01392608.pdf
{"document_type":"correspondence","key_locations":["Japan","Malaysia","Mexico","Monaco","New Zealand","Sultanate of Oman"],"document_subtype":"notice","key_organizations":["Credit Suisse Securities (Japan) Limited","Japan Securities Dealers Association","Financial Futures Association of Japan","Japan Investment Advisers Association","Type II Financial Instruments Firms Association","National Banking and Securities Commission","Mexican Stock Exchange","Autorité de Contrôle Prudentiel","Commission de Contrôle des Activités Financières"],"reference_numbers":["Law no. 25 of 1948","Director-General of canto Local Finance Bureau (Kant) No 66","Capital Markets and Services Act 2007","Commercial Companies Law of Oman (Royal Decree 4174)","Capital Market Law of Oman (Royal Decree 80;913)","Law n° 1.144 of July 26, 1991","Law 1.338 of September 7, 2007"]}