This document is a partial transfer form for mutual funds and liquidations, detailing asset quantities, descriptions, and transfer instructions. It includes sections on retirement plan restrictions and certifications, participant signature and certification, and instructions for the delivering firm. The document outlines the responsibilities and authorizations for transferring assets to Pershing LLC as the successor custodian.
doj/DataSet10/EFTA01449461.pdf
{"key_people":["Pershing LLC"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"]}