A letter from Deutsche Bank Securities Inc. discussing trading restrictions on ARCA securities and ERISA Section 408(b)(2) regulations.
documents/vol00010-efta01371265-pdf.pdf
{"key_people":["M. Barry Bausano","Thomas Patrick"],"document_date":"2012-02-03","document_type":"correspondence","document_subtype":"letter","key_organizations":["Deutsche Bank Securities Inc.","Department of Labor"],"reference_numbers":["DB-SDNY-0064551","SDNY_GM_00210735","EFTA01371265"]}