The document is an AFC Escalation Form for Southern Financial, LLC, detailing the client's suitability under FINRA 2111, account type, source of funds, line of business, and risk ratings. It confirms that Enhanced Due Diligence is required and provides information about the client's financial background and business activities.
documents/vol00010-efta01368142-pdf.pdf
{"title":"AFC Escalation Form For United Kingdom","key_people":["Jeffrey Epstein","Courteney Formal","Leslie Wexner"],"document_type":"correspondence","key_locations":["St. Thomas","US Virgin Islands"],"document_subtype":"AFC Escalation Form","key_organizations":["Southern Financial LLC","J. Epstein & Co.","The Financial Trust Company","Bear Stearns"],"reference_numbers":["DB-SDNY-0059803","SDNY_GM_00205987","EFTA01368142"]}