The document outlines iCapital Advisors, LLC's Form ADV Part 2A, detailing the firm's compensation arrangements, custody rules, and investment discretion policies. It discusses the allocation of management fees to broker-dealers or registered investment advisors, collaboration with Fidelity Brokerage Services LLC, and the custody of client funds. It also covers the firm's discretionary authority in making investment decisions for funds.
documents/vol00010-efta01355323-pdf.pdf
{"key_people":["Greg Martin"],"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities","Fidelity Brokerage Services LLC","National Financial Services LLC","Institutional Capital Network, Inc."],"reference_numbers":["DB-SDNY-0040420","SDNY_GM_00186604","EFTA01355323"]}