This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method for resolving disputes. The document details the limitations and procedures of arbitration, including the finality of awards, limited discovery, and the composition of arbitrators. It also covers the rules for selecting an arbitration forum and the conditions under which class actions may proceed.
doj/DataSet10/EFTA01448999.pdf
{"key_people":["Client","DBSI","Pershing"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0104217","SDNY_GM_00250401","EFTA01448999"]}