The document is a section from the Glendower Capital Secondary Opportunities Fund IV, LP, discussing legal considerations related to securities law, specifically the Securities Act of 1933. It outlines that the interests will not be registered under U.S. or non-U.S. securities laws and will be sold to accredited investors under Regulation D. It also describes past legal issues involving Credit Suisse and Raymond James related to auction rate securities.
doj/DataSet10/EFTA01392470.pdf
{"key_people":["Patrick Gerschel"],"document_type":"legal","key_locations":["New York","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"Confidential Private Placement Memorandum","key_organizations":["Glendower Capital Secondary Opportunities Fund IV, LP","Credit Suisse Securities (USA) LLC","Raymond James & Associates, Inc.","Raymond James Financial Services, Inc."],"reference_numbers":["DB-SDNY-0097695","SDNY_GM_00243879","EFTA01392470"]}