This document outlines the due diligence review guidelines for self-certification of entities, specifically for Southern Financial, LLC, adopted in the UK. It includes a detailed checklist for reviewing self-certification forms, ensuring all mandatory questions are answered, and verifying entity details such as legal name, country of incorporation, and addresses. The document also includes guidelines for classifying entities as financial institutions or active non-financial entities (NFEs).
documents/vol00010-efta01368157-pdf.pdf
{"title":"Due Diligence Review Guidelines For Self-Certification - Entity","document_date":"2018-04-16","document_type":"tabular","key_locations":["UK"],"document_subtype":"Due Diligence Review Guidelines","key_organizations":["Southern Financial, LLC"],"reference_numbers":["DB-SDNY-0059820","SDNY_GM_00206004","EFTA01368157"]}