The document outlines the Code of Ethics for iCapital Advisors, LLC, detailing employee investment restrictions, participation in client transactions, and conflicts of interest. Employees must obtain authorization for personal investments and are discouraged from frequent trading. iCapital serves as an investment adviser to various funds, with potential conflicts of interest arising from compensation structures and investment activities.
doj/DataSet10/EFTA01389178.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","key_people":["CCO (Chief Compliance Officer)"],"document_type":"financial","key_locations":["Georgetown University"],"document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC","Georgetown University Endowment"],"reference_numbers":["DB-SDNY-0093531","SDNY_GM_00239715","EFTA01389178"]}