The document outlines iCapital Advisors, LLC's investment management practices, including collaboration with Fidelity Brokerage Services LLC and National Financial Services LLC. It discusses management fee allocations, custody rules, and investment discretion policies.
doj/DataSet10/EFTA01394444.pdf
{"key_people":["Lawrence Hirsch"],"document_type":"correspondence","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","Fidelity Brokerage Services LLC","National Financial Services LLC","Institutional Capital Network, Inc."],"reference_numbers":["GLDUS140"]}