This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with certain exceptions, and agree to resolve disputes through arbitration. The document details the arbitration process, including the selection of arbitration forums and the limited ability to appeal arbitration awards. It also addresses the handling of class actions in relation to arbitration agreements.
doj/DataSet10/EFTA01390397.pdf
{"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005-2836"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0094895","SDNY_GM_00241079","EFTA01390397"]}