This document contains alerts related to SEC violations and legal actions involving Southern Financial LLC and its associated entities. The alerts detail various instances of insider trading, securities fraud, and other regulatory actions taken by the SEC against Southern Financial and related individuals and entities. The document includes information on legal proceedings, judgments, and allegations of fraudulent schemes, including a Ponzi scheme and a 'Prime Bank' scheme. It also mentions mortgage license revocations for Southern Financial Mortgage Corporation.
documents/vol00010-efta01404439-pdf.pdf
{"title":"Deutsche Bank Private Bank Alerts on Southern Financial LLC","key_people":["Richard M. Wooten","Charles Dennis McKittrick","Gerald F. Hunter, Jr.","James W. 'Bill' Bailey, Jr.","Tracy Calvin Dunlap, Jr."],"document_date":"2013-05-29","document_type":"legal","key_locations":["Boca Raton, Florida","North Carolina","South Carolina","Charleston, SC","Asheville, NC","Virginia"],"document_subtype":"SEC Violations and Legal Actions","key_organizations":["Southern Financial LLC","Southern Financial Services, Inc.","Southern Financial Group","Southern Financial Group, Inc.","Southern Financial Mortgage Corporation","SEC","Elfindepan, S.A.","Springdale Investments, Inc.","UC Properties LLC"],"reference_numbers":["Civil Action Number 2:02-1806-18","Civil Action No. 1:00CV00742"]}