The document discusses the legal considerations and securities law matters related to the Glendower Capital Secondary Opportunities Fund IV, LP. It highlights that the interests will not be registered under the Securities Act of 1933 or any other securities laws and will be offered to accredited investors only. The document also details past legal issues involving Credit Suisse and Raymond James related to auction rate securities.
doj/DataSet10/EFTA01392104.pdf
{"key_people":["Glenn Warren"],"document_type":"legal","key_locations":["New York","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"Confidential Private Placement Memorandum","key_organizations":["Glendower Capital","Credit Suisse Securities (USA) LLC","Raymond James & Associates, Inc.","Raymond James Financial Services, Inc."],"reference_numbers":["DB-SDNY-0097263","SDNY_GM_00243447","EFTA01392104"]}