This document contains legal disclaimers and restrictions for recipients in various jurisdictions including Japan, Malaysia, Mexico, Monaco, New Zealand, and Oman. It outlines the legal limitations and requirements for offering or selling financial products in these regions.
doj/DataSet10/EFTA01391569.pdf
{"document_type":"correspondence","key_locations":["Japan","Malaysia","Mexico","Monaco","New Zealand","Sultanate of Oman"],"document_subtype":"legal disclaimer","key_organizations":["Credit Suisse Securities (Japan) Limited","Japan Securities Dealers Association","Financial Futures Association of Japan","Japan Investment Advisers Association","Type II Financial Instruments Firms Association","National Banking and Securities Commission","Mexican Stock Exchange","Autorité de Contrôle Prudentiel","Commission de Contrôle des Activités Financières"],"reference_numbers":["Law no. 25 of 1948","Director-General of (Canto Local Finance Bureau (Kinsho) No 66","Capital Markets and Services Act 2007","Commercial Companies Law of Oman (Royal Decree 4174)","Capital Market Law of Oman (Royal Decree 80;98a","Article 13 of the Executive Regulations to the Capital Market Law (issued by Decision No.1(2009)"]}