This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from February 1, 2019, to February 28, 2019. It includes important information and disclosures about the role of Pershing as a clearing broker, arbitration disclosures, and an arbitration agreement. The document outlines the responsibilities of Pershing and the financial institution, as well as the arbitration process and rights of the parties involved.
doj/DataSet10/EFTA01384186.pdf
{"document_date":"February 1, 2019 - February 28, 2019","document_type":"financial","key_locations":["Baltimore, MD","Jersey City, New Jersey"],"document_subtype":"bank statement","key_organizations":["Deutsche Bank","Southern Financial LLC","Pershing LLC","The Bank of New York Mellon Corporation","Financial Industry Regulatory Authority"],"reference_numbers":["AD102435CSF3009"]}