Due to the suspension of the code delivery for interdivisional KYC attestation process, WM clients will be onboarded onto GM platforms directly. The business is required to outline the issues and remediate the risks attached. Absent of remediation puts the business at risk for not meeting some of the Compliance and AFC requirements. The remediation plan needs to be created and attached.
documents/vol00010-efta01356672-pdf.pdf
{"key_people":["Funda Bozkurt","Victoria Bruce","Thomas Klemm","Kimberly Hart","Puzant Merdinian","Steven Mattus","Olivier Poncet","Ian Salters","Andrea DeMar","Bill King","Jeffrey Roth"],"document_date":"2019-02-13","document_type":"correspondence","key_locations":["345 Park Avenue, New York, NY, USA"],"document_subtype":"memo","key_organizations":["Deutsche Bank Trust Company Americas","WM-Divisional Control Office"],"reference_numbers":["DB-SDNY-0042659","SDNY_GM_00188843","EFTA01356672"]}