This document is a self-certification form for SOUTHERN FINANCIAL LLC to elect the End-User Exception for swaps under the Addendum. It includes representations about the client's status as a Financial Entity, the purpose of the swap, and the client's financial obligations related to uncleared swaps.
doj/DataSet10/EFTA01376712.pdf
{"title":"End-User Exception Self-Certification for SOUTHERN FINANCIAL LLC","document_date":"2019","document_type":"legal","document_subtype":"End-User Exception Self-Certification","key_organizations":["SOUTHERN FINANCIAL LLC","DB"],"reference_numbers":["6395998","DB-SDNY-0073069","SDNY_GM_00219253","EFTA01376712"]}