This document is an options trading approval form with sections for different types of options trading strategies, including covered call writing, purchasing options, option spreads, uncovered put writing, and uncovered call writing. It includes a detailed explanation of the risks associated with options trading and the rules and regulations governing such transactions.
doj/DataSet10/EFTA01380003.pdf
{"document_type":"correspondence","document_subtype":"financial agreement","key_organizations":["DBSI","Financial Industry Regulatory Authority (FINRA)","Options Clearing Corporation (OCC)"],"reference_numbers":["WfA18976$ 010721.051018","DB-SDNY-0078047","SDNY_GM_00224231","EFTA01380003"]}