The document is an Entity Self-Certification Form, specifically Appendix 1, which is meant to be completed for each Controlling Person of an entity with a tax residence outside the United States. It includes fields for personal details of Controlling Persons, such as name, date of birth, role, and tax residence, but all fields are empty. It also asks if the Controlling Person is a non-US Beneficiary or Beneficial Owner, which would require completion of Appendix 2.
documents/vol00010-efta01460156-pdf.pdf
{"document_type":"financial","document_subtype":"Entity Self-Certification Form","reference_numbers":["WM167679 023611.041516","DB-SDNY-0121178","SDNY_GM_00267362","EFTA01460156"]}