The document outlines legal considerations for the Glembwer Capital Secondary Opportunities Fund N, LP, including compliance with the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. It discusses the requirements for filing with the SEC when acquiring more than 5% of a company's equity securities, the avoidance of short-swing profit liability, and the exemptions from registration under the Investment Company Act. It also covers the conditions for offers and sales of interests to eligible investors and the implications of the U.S. Advisers Act.
doj/DataSet10/EFTA01393677.pdf
{"document_type":"legal","document_subtype":"Legal Considerations","key_organizations":["Glembwer Capital Secondary Opportunities Fund N, LP","SEC"],"reference_numbers":["DB-SDNY-0099369","SDNY_GM_00245553","EFTA01393677"]}