This document is a financial statement from Deutsche Bank for Southern Financial LLC, covering the period from December 1, 2018, to December 31, 2018. It includes important information and disclosures about the role of Pershing as a clearing broker, arbitration disclosures, and agreements. The document outlines the responsibilities of Pershing and the financial institution, as well as arbitration procedures and rights.
doj/DataSet10/EFTA01371939.pdf
{"title":"Deutsche Bank Financial Statement","document_date":"December 1, 2018 - December 31, 2018","document_type":"financial","key_locations":["Baltimore, MD","Jersey City, New Jersey"],"key_organizations":["Deutsche Bank","Southern Financial LLC","Pershing LLC","The Bank of New York Mellon Corporation","Securities Investor Protection Corporation","Financial Industry Regulatory Authority"],"reference_numbers":["Account Number: N4G-026161","A010 08809028"]}