This document is a financial account statement detailing transactions, client service information, account information, and disclosures related to the role of Pershing as a clearing broker. It includes transaction details such as process/settlement date, activity type, description, quantity, price, accrued interest, amount, and currency. The document also provides contact information for the investment specialist and outlines default methods for tax lot disposition and bond amortization elections.
doj/DataSet10/EFTA01383296.pdf
{"key_people":["Martin Zeman"],"document_type":"financial","key_locations":["345 Park Avenue, New York, NY 10154"],"document_subtype":"account statement","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["AD10084C9F30028"]}