This document outlines the Swaps Protocol by Deutsche Bank AG, which is designed to comply with the Dodd-Frank Act and EMIR regulations. It includes instructions for clients on completing the protocol, reporting consent, US person certification, swap trading addendum, and various questionnaires for compliance. The protocol is intended for clients who are not swap dealers or major swap participants and includes sections on reporting consent, swap trading addendum, provisions for non-US person counterparties, and end-user exception self-certification.
documents/vol00010-efta01412643-pdf.pdf
{"title":"Deutsche Bank AG Swaps Protocol","key_people":["Mary Davitt"],"document_date":"2014-01-29","document_type":"legal","key_locations":["New York, NY","Frankfurt-am-Main, Germany"],"document_subtype":"Swaps Protocol","key_organizations":["Deutsche Bank AG","Commodity Futures Trading Commission","European Parliament","Council on OTC derivatives"],"reference_numbers":["EFTA01412643","EFTA01412644","EFTA01412645","EFTA01412646","EFTA01412647","EFTA01412648","EFTA01412649","EFTA01412650","EFTA01412651","EFTA01412652","EFTA01412653","EFTA01412654","EFTA01412655","EFTA01412656","EFTA01412657","EFTA01412658","EFTA01412659","EFTA01412660","EFTA01412661","EFTA01412662","EFTA01412663","EFTA01412664","EFTA01412665","EFTA01412666","EFTA01412667","EFTA01412668","EFTA01412669","EFTA01412670","EFTA01412671","EFTA01412672","EFTA01412673","EFTA01412674","EFTA01412675","EFTA01412676","EFTA01412677","EFTA01412678","EFTA01412679","EFTA01412680","EFTA01412681","EFTA01412682","EFTA01412683","EFTA01412684","EFTA01412685","EFTA01412686","EFTA01412687","EFTA01412688","EFTA01412689","EFTA01412690","EFTA01412691","EFTA01412692","EFTA01412693","EFTA01412694","EFTA01412695"]}