The document discusses the risks associated with dealing with counterparties in non-exchange-based markets, such as over-the-counter or interdealer markets, for an Underlying Fund. It highlights the potential for losses due to counterparty insolvency, liquidity issues, and the lack of a regulated market for settlement. The document also addresses the risks of posting collateral and the implications of using counterparties in jurisdictions outside the United States.
doj/DataSet10/EFTA01384652.pdf
{"document_type":"financial","key_locations":["United States"],"document_subtype":"investment fund risk disclosure","key_organizations":["Alpha Group Capital"],"reference_numbers":["DOC ID- 10746057.132","DB-SDNY-0085041","SDNY_GM_00231225","EFTA01384652"]}