This document is an appendix to an account agreement, providing disclosures and definitions related to the account. It covers various topics including transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account attachment or sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.
doj/DataSet10/EFTA01378953.pdf
{"document_type":"legal","key_locations":["United States"],"document_subtype":"account agreement appendix","key_organizations":["DBSI","Pershing","Federal Reserve Board","Securities and Exchange Commission"],"reference_numbers":["WM189776 015684.080218","DB-SDNY-0076234","SDNY_GM_00222418","EFTA01378953"]}