This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It includes clauses on satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The client agrees to satisfy any indebtedness upon demand and pay collection costs. Securities may be lent or pledged by DBSI. Orders may be aggregated, potentially affecting pricing. Disputes are to be resolved through arbitration, with specific rules and limitations outlined. Important disclosures regarding account protection and payment for order flow are also included.
doj/DataSet10/EFTA01449114.pdf
{"document_type":"legal","key_locations":["60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836"],"document_subtype":"agreement","key_organizations":["Deutsche Bank Securities Inc.","DBSI","Financial Industry Regulatory Authority, Inc.","Securities Investor Protection Corporation","Pershing LLC"],"reference_numbers":["DB-SDNY-0104380","SDNY_GM_00250564","EFTA01449114"]}