This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, flagged for SEC violations including insider trading and securities fraud. The alert details past SEC actions against Southern Financial Group and related entities for fraudulent investment schemes, including a Ponzi scheme. The document emphasizes the critical risk priority of the alert and includes historical SEC litigation releases against the involved parties.
documents/vol00010-efta01364026-pdf.pdf
{"key_people":["Tracy Calvin Dunlap Jr.","Barry Lowe"],"document_date":"2017-06-15","document_type":"financial","key_locations":["Virgin Islands, U.S.","Middle District of North Carolina"],"document_subtype":"Alert","key_organizations":["Southern Financial LLC","Elfindepan S.A.","Strategic Asset Funds S.A.","Southern Financial Group","SEC","Deutsche Bank Private Bank"],"reference_numbers":["KYC 1790655","Alert ID: 9476247.11602637.65374193"]}