This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, flagged as a critical risk entity. The alert includes information about past SEC violations involving insider trading and securities fraud by Southern Financial Group and related entities. The document emphasizes the confidentiality of the information and its restricted use for alert purposes only.
documents/vol00010-efta01362584-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Dunlap","Tracy Calvin Dunlap Jr."],"document_date":"2018-02-22","document_type":"financial","key_locations":["Virgin Islands, U.S.","Greensboro, North Carolina, United States"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","Elfindepan S.A.","Strategic Asset Funds S.A.","SEC","USDC for the Middle District of North Carolina"],"reference_numbers":["GCIS 00000483882","Alert ID: 12737031.11622715.65374193"]}