The document contains questions regarding ownership and corporate affiliations, specifically asking if any owner is a senior corporate officer or director, or owns 10% or more of any publicly traded company's stock. It also inquires if anyone else will be entering orders, requiring additional paperwork if so.
doj/DataSet10/EFTA01453158.pdf
{"document_type":"other","reference_numbers":["12-PWM-0355","011224.091212","DB-SDNY-0110612","SDNY_GM_00256796","EFTA01453158"]}