The document outlines the scoping criteria for Global Markets clients in relation to EinSiG regulations. It specifies the legal entities in scope, exclusions, and products considered. It also describes the strategic and tactical solutions for identifying in-scope clients, including the use of dbCAR/CRDS systems.
doj/DataSet10/EFTA01381429.pdf
{"document_type":"correspondence","key_locations":["Germany","EEA"],"document_subtype":"internal memo","key_organizations":["DB AG","EinSiG"],"reference_numbers":["Appendix 1","Appendix 2","Appendix 3"]}