The document discusses various risks associated with options trading, including erroneous automatic exercise due to market reporting errors, insolvency of brokerage firms, and special risks of internationally-traded options due to time differences and holidays. It also highlights the risk of OCC's system failure in case of widespread Clearing Member insolvencies.
doj/DataSet10/EFTA01393133.pdf
{"document_type":"legal","key_locations":["United States"],"document_subtype":"options trading risks","key_organizations":["OCC","Clearing Member"],"reference_numbers":["EFTA01393133"]}