The document is an investment memorandum for the Access Fund, detailing U.S. federal income tax considerations and regulatory matters related to the offer and sale of Interests in the fund. It highlights the lack of registration under the Securities Act of 1933 and the reliance on exemptions for private placements. It also discloses past regulatory issues involving Raymond James, a Placement Agent for the offering.
doj/DataSet10/EFTA01391719.pdf
{"key_people":["Raymond James"],"document_type":"financial","key_locations":["United States","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"investment memorandum","key_organizations":["Ironsides Asset Management","Raymond James Financial Services, Inc.","Securities and Exchange Commission"],"reference_numbers":["DB-SDNY-0096737","SDNY_GM_00242921","EFTA01391719"]}