This document outlines the procedures for reviewing loan files and conducting Quarterly NCA File Assessments at Deutsche Bank. It includes steps for checking borrower information, conducting PCR checks, and entering findings into the MIT Quarterly Summary Review Excel spreadsheet. The document emphasizes the importance of escalating true-positive alerts to AML Compliance and communicating findings to GM AML management and MIT compliance.
doj/DataSet10/EFTA01372651.pdf
{"document_type":"correspondence","document_subtype":"internal memo","key_organizations":["Deutsche Bank Group","Loan Investigation Department","AML Compliance","GM AML management","MIT compliance"],"reference_numbers":["DB-SDNY-0066446","SDNY_GM_00212630","EFTA01372651"]}