The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its parent company Institutional Capital Network, Inc., and various financial institutions. It discusses the ownership interests and investments by companies like BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS in iCapital's parent company. The document also covers iCapital's Code of Ethics, which aims to prevent conflicts of interest and insider trading.
doj/DataSet10/EFTA01392275.pdf
{"title":"iCapital Advisors, LLC Form ADV Part 2A","key_people":["Patrick Gerschel"],"document_type":"correspondence","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","BNY Capital Corporation","Institutional Capital Network, Inc.","BlackRock, Inc.","Credit Suisse Group AG","Morgan Stanley Smith Barney","UBS Financial Services"]}