The document outlines the Code of Ethics and conflict of interest policies for iCapital Advisors, LLC. Employees must obtain written authorization from the CCO for personal investments and are discouraged from frequent trading. iCapital serves as an investment adviser to various funds, and employees may invest in these funds. The document also discusses potential conflicts of interest, including compensation from underlying fund managers and placement fees, which could influence investment recommendations.
documents/EFTA01393788.pdf
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