This document outlines the arbitration agreement between the Client, DBSI, and Pershing, detailing the terms and conditions under which disputes will be resolved through arbitration rather than court proceedings. It includes provisions about the arbitration process, the rights of the parties, and the applicable laws. Additionally, it covers the client's election regarding free credit balances and tax status certification.
documents/vol00010-efta01461103-pdf.pdf
{"document_type":"legal","key_locations":["New York"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["WM134715","015684.110614","DB-SDNY-0122940","SDNY_GM_00269124","EFTA01461103"]}