This document outlines the arbitration agreement between the parties and Pershing LLC, including the waiver of the right to sue in court, the finality of arbitration awards, and the limitations on discovery in arbitration. It specifies that any controversy shall be submitted to arbitration before the Financial Industry Regulatory Authority and details conditions under which class actions may not be arbitrated. The laws of the State of New York govern the agreement.
doj/DataSet10/EFTA01384313.pdf
{"title":"Important Arbitration Disclosures and Agreement","document_type":"legal","key_locations":["One Pershing Plaza, Jersey City, New Jersey"],"document_subtype":"Arbitration Agreement","key_organizations":["Pershing LLC","Financial Industry Regulatory Authority","The Bank of New York Mellon Corporation","BNY Mellon"],"reference_numbers":["B0102596CSF300"]}