This document provides important information regarding the offering and sale of interests and/or investments in various jurisdictions, including Japan, Malaysia, Mexico, Monaco, New Zealand, and Oman. It outlines the legal and regulatory requirements and restrictions applicable in each jurisdiction.
doj/DataSet10/EFTA01389562.pdf
{"title":"Important Information for Recipients in Certain Jurisdictions","document_date":"2023-04-06","document_type":"correspondence","key_locations":["Japan","Malaysia","Mexico","Monaco","New Zealand","Sultanate of Oman"],"document_subtype":"investment information","key_organizations":["Credit Suisse Securities (Japan) Limited","Japan Securities Dealers Association","Financial Futures Association of Japan","Japan Investment Advisers Association","Type II Financial Instruments Firms Association","National Banking and Securities Commission","Mexican Stock Exchange","Autorité de Contrôle Prudentiel","Commission de Contrôle des Activités Financières"],"reference_numbers":["Law no. 25 of 1948","Director-General of Canto Local Finance Bureau No 66","Capital Markets and Services Act 2007","Registro Nacional de Valores","Sistema Internacional de Cotizaciones","Law n° 1.144 of July 26, 1991","Law 1.338 of September 7, 2007","New Zealand Financial Markets Conduct Act 2013","Royal Decree 4174","Royal Decree 80;913","Decision No.1(2009)"]}