This document outlines the terms and conditions of an agreement between a client and Deutsche Bank Securities Inc. (DBSI). It includes clauses on satisfaction of indebtedness, loan or pledge of securities, aggregation of orders, and arbitration. The arbitration section specifies that disputes will be resolved through arbitration with the Financial Industry Regulatory Authority, Inc., or any exchange of which DBSI is a member. Important disclosures regarding account protection and payment for order flow are also included.
doj/DataSet10/EFTA01448616.pdf
{"document_type":"legal","key_locations":["60 Wall Street, 23rd Floor, Mail Stop NYC60-2330, New York, NY 10005-2836"],"document_subtype":"agreement","key_organizations":["Deutsche Bank Securities Inc.","Financial Industry Regulatory Authority, Inc.","Securities Investor Protection Corporation","Pershing LLC"],"reference_numbers":["09-PWM-0186 Corp Acct Auth & T&C (02/12) CORP","006420-022212","DB-SDNY-0103699","SDNY_GM_00249883","EFTA01448616"]}