The document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free and debit balances, margin information, tax information, and general account management. It also includes information on payment for order flow and order routing policies, as well as best execution practices.
doj/DataSet10/EFTA01384220.pdf
{"document_type":"financial","key_locations":["One Pershing Plaza, Jersey City, NJ 07399"],"document_subtype":"terms and conditions","key_organizations":["Pershing LLC","Financial Industry Regulatory Authority","Federal Reserve System","BNY Mellon","BNY Mellon Capital Markets LLC"],"reference_numbers":["AD101264CSF30026","EFTA01384220"]}