The document outlines the legal and regulatory considerations for the Access Fund under various U.S. financial laws, including the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Commodity Exchange Act of 1974. It discusses exemptions from registration requirements and compliance with anti-money laundering regulations.
doj/DataSet10/EFTA01382999.pdf
{"document_type":"legal","document_subtype":"Legal Disclosure","key_organizations":["Southern Financial LLC","Access Fund","General Partner","Investment Manager","National Futures Association"],"reference_numbers":["GLDUS238"]}