This document explains the differences between brokerage and investment advisory services provided by Deutsche Bank Securities Inc. (DBSI). It outlines the nature of services, client agreements, fiduciary duties, and fee structures for both types of services. It also highlights the regulatory obligations and potential conflicts of interest in brokerage services.
doj/DataSet10/EFTA01377836.pdf
{"title":"Understanding Your Brokerage and Investment Advisory Relationships with Deutsche Bank Securities Inc.","key_people":["Deutsche Bank Securities Inc."],"document_type":"correspondence","document_subtype":"informational document","key_organizations":["Deutsche Bank Securities Inc."],"reference_numbers":["WM189778 015684.080218","DB-SDNY-0074989","SDNY_GM_00221173","EFTA01377836"]}