This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations involving insider trading and securities fraud by Southern Financial Group and Tracy Calvin Dunlap, Jr. The alert references a court case from 2002 where the defendants were found in contempt for not complying with court orders.
documents/vol00010-efta01360894-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Calvin Dunlap, Jr."],"document_date":"2013-05-29","document_type":"financial","key_locations":["United States","North Carolina"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","SEC"],"reference_numbers":["6229369","1559801.11522860.41603821","41603821"]}