The document discusses the implications of securities loans and rehypothecation, including the loss of certain rights by the securities owner. It outlines the procedures for handling callable securities and the risk management strategies of Deutsche Bank's Global Markets Equities division. The document also highlights the risks associated with trading during extended hours, such as lower liquidity, higher volatility, and wider spreads.
doj/DataSet10/EFTA01375842.pdf
{"document_type":"correspondence","key_organizations":["DBSI","Deutsche Bank","FINRA"],"reference_numbers":["DB-SDNY-0071469","SDNY_GM_00217653","EFTA01375842"]}