This document outlines the special risks associated with uncovered option writing, emphasizing the potential for significant loss. It is intended for knowledgeable investors who understand these risks and have the financial capacity to handle potential losses. The statement includes a certification of understanding and suitability for such trading strategies.
doj/DataSet10/EFTA01392959.pdf
{"title":"Special Statement for Uncovered Option Writers","key_people":["ROP/Manager"],"document_date":"2013-10-23","document_type":"financial","document_subtype":"Statement","key_organizations":["Deutsche Bank Alex. Brown","Deutsche Bank Securities Inc.","Southern Financial LLC"],"reference_numbers":["08-DBAB-0126 OM 14 A (2/08)","DB-SDNY-0098291","SDNY_GM_00244475","EFTA01392959"]}