This document outlines various definitions related to the New Issue Rule and IPO Allocation Rule, including terms like 'Associated person,' 'Beneficial interest,' 'Collective investment account,' 'Covered non-public company,' 'Executive officer or director,' 'Finder,' 'Immediate family member,' 'Limited business broker-dealer,' 'Material support,' and 'Public Company.'
doj/DataSet10/EFTA01454023.pdf
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