The document contains a table listing various clients and their compliance status with certain financial and legal requirements. It includes information on whether clients have completed the CIB KYC onboarding process, have the London Terms of Business on file, have an Agency Direction Letter on file, and their priority status. The document also lists outstanding counterparties and their associated identifiers.
documents/vol00010-efta01406708-pdf.pdf
{"key_people":["Rosemary Vrablic","Russell Daulton","Lindsy Sanders","Terri Sohrab","Rachel Maglicic","Tazia Smith","Eduardo Pieta","Joanne Jensen","Chris Maxmin","Mauricio Pretelt","Billy Obregon","Reynaldo Figueredo","Cheryl Paller","Bradley Gillin","Xavier Avila","Joseph Cothron","Dan Gray","Anthony Scotti","Douglas Robertson","Deirdre Judge","Vahe Stephanian","Gregory Kiesel","Michael S. Jacoby","Josh Shoshan","Mark Gonzalez","Eva Pace","Armando Belaunzaran","Gabriel Micheletti","Sean Jules","Eduardo Castro","Dcarla Oliveira","Brian Convey","Lee Flutter","Stewart Oldfield","Salvatore E. Moore","Carolyn Magliaro","Sven-Otto Westphalen","Mary Ann Coleman","Jimmy Benzaquen","Michele-M Quattrocchi","Charles and Meredith Von Arentschildt","Josh Shoshan","Salvatore E. Moore","Carolyn Magliaro","Sven-Otto Westphalen","Mary Ann Coleman","Jimmy Benzaquen","Michele-M Quattrocchi","Charles and Meredith Von Arentschildt"],"document_type":"tabular","key_locations":["London","New York"],"document_subtype":"tabular","key_organizations":["509 Avenue Associates LP","AMZAK Capital Management","Arclight Energy Partners Fund V LP","Armory Fund Limited","Avalon Hedged Equity Fund LP","Bancard International Investment Inc","Bedford Property Inc","Belford Investments","Bellerofonte LLC","Blue Dragon Investments","Blue Media Investments Inc.","Cascade Investment LLC","Centaurus Capital","Cerberus Capital Management, L.P.","CRE CAPITAL LLC","CRE TRUST","Dakota Pacific Global Macro Fund LLC","Daniel and Suzanne Cohen","David H. Murdock Living Trust","Devon International Group Inc","Drake Aurora Fund","Duquesne Family Office LLC","Endurance Voyages LLC","Euro-Partners Fund","Fifth Street Station LLC","Fouad Chartouni","Gascon Partners","GEOFFREY H PALMER TRUST","GEORGE B KAISER","GUY WYSER PRATTE","Hartz Capital Investments LLC","Heritage Investing Inc","IMDN Holdings LLC","Inverban SA","James E Ferrell Revocable Trust Two","JAWS CAPITAL LP","JHAC, LLC","JOHN R MILLER ENTERPRISES LLC","JOHN W CHILDS","Kawa Capital Management","KIFENOR SA","Lepton Fund Ltd","LUMA RELATIONSHIP","Mantiqueira Overseas Fund","Meister, Keith A","Milber 219 Mamaroneck LLC","Milber Holdings LLC","Monex Inversiones S.A.","MPT Funds SPC Ltd","MSD Capital, LP","03 Capital Global Fund","PARKWOOD LLC","Peak6 Investments, L.P.","PEROT, HENRY R. RELATIONSHIP","PETER FINE","PW FOCUS FUND LLC","Rentas Hay International Inc","Robert L Allbritton","Robert Lewis Allbritton 1996 Trust","Ronald W Burkle","SC Delancey LLC","SHEFFIELD ASSET MANAGEMENT","SIGNATURE CAPITAL SAPI DE CV","Silver Rock Financial LLC","Sincock II, Craig R","SOMERSTON INVESTMENTS LTD","SOUTHERN FINANCIAL LLC","Southern Trust Company Inc","STEVEN A TANANBAUM","Televisa Talento, S.A de C.V.","TENDENCIA ASSET MANAGEMENT LTD","The Lamia Ventures Corporation","The Shenandoah 2008 Trust","Tonelle Limited","TOW, LEONARD RELATIONSHIP","Tradelnvest Financial Holdings Ltd","Vanguardia Inversiones SAS","125 Washington Place, LLC","134 West 58 Realty LLC","140-154 W 72 Realty LLC","175 West 85 Realty LLC","198-202 Elizabeth Street LLC","237 WEST 13 REALTY LLC","239-243-247 W 21 Realty LLC","23rd Street, LLC","245 E 19 REALTY LLC","250 E 63 REALTY LLC","30 WEST 72 REALTY LLC","78/79 York Associates LLC","A/D Investors Fund LP","Adriatic Opportunities Master Fund Cayman, SPC","ALCANTARA LLC","Amazonia SP","Amir Weissfisch","ANTONY S & JANET C WILLIAMS","ARBITER SPECIAL OPPORTUNITIES FUND II LP","Banco Invex, SA, Institucion de Banca Multiple","Bayern Ltd","Ben Nevis Partnership SP","Bhat, Nityanand","BioDuro LLC","BNDD Shabtai Investments LLC","Bridgewest Capital LLC","Burger, Peter","BURO INMOBILIARIO AVANTI SA DE CV","Camphill Village Copake Foundation, Inc","Charles Stein","Chicago NBC Tower Investments, Inc","Cityview Plaza LLC","CORDISH ENTERPRISES II LLLP","CROWN WATERIDGE ASSOCIATES LP","CUSTODY ERRORS & CLAIMS ACCOUNT MISC","d'Arenberg, Pierre","DAVID TODD STEVENS","DAVID W ZALAZNICK & BARBARA M ZALAZNICK","DB Zurich","de Balmann Family Holdings LLLP","DECCAN VALUE ADVISORS FUND LP","DECCAN VALUE INVESTORS BPI FUND LP","Diakrisis Fund LP","Dirnad Fund LP","Diro PTE LTD","DISCERENE FUND LP","DOBSON CC LIMITED PARTNERSHIP","DVG 1740 Fund LP","Elysee of Brickell LLC","EQUINIMITY LLC","ETERNITY LIMITED","FIDEICOMISO BANAMEX 16730-2","FRANCISCO AGUSTIN COPPEL LUKEN","Gabena PTE LTD","GOLDENTREE ASSET MANAGEMENT LP","Gracie Investing, LLC","Granite 1717 Hotel LLC","H & N Shahery Revocable Trust","H/D INVESTORS FUND LP","Harmonia International Ltd.","HEBRIDES PARTNERSHIP","HENRY RITCHOTTE","Hialeah Fee commons Ltd","HUIZHI FUND LP","Humility Ltd","ICARO INVESTMENTS LIMITED","Inmobiliaria Evian-Chamonix SA de CV","IN-REL Properties Inc","INRES CORPORATION","Internet Resources Management, Inc","James P Kellner & Michele D Kellner","JANA HOLDINGS LLC","JESUS MANUEL MUNOZ and MARYEN MUNOZ","JONATHAN BLOOSTEIN","JORGE LUIS ORBAY & MARIA MARGARITA TREMOLS","Josiko Properties LLC","Juergen and Meifang Buchsteiner","JWM Family Enterprises, Inc","Karlin Las Palmas Subsidiary, LLC","Karlin Real Estate 2, LLC","Kassar Price 2008 Revocable Trust","KLAUS NEHRING","Lenton Properties Inc.","Lepow, Howard","Linton Grove Holdings LLC","M/D Investors Fund LP","MC2 Holdings LLC","Mercer, Robert L","MONTECO INTERNATIONAL CORP","Mulberry Vine Limited","NINA FUND LP","NIV Capital Partners LP","Onni Hudson Limited Partnership","OP, LLC","Parmer RTP LLC","PINEWOLD MANAGEMENT COMPANY LP","PRIVATE WEALTH MANAGEMENT NEW YORK","PRIVATE WEALTH MANAGEMENT NY AC PB US ONSHORE","PRODUCTIVE HOLDINGS S A","Railroad Properties LLC","RAJ BHATTACHARYYA","RAVENSFIELD TRUST","Red Oak Investment Fund","SCA Ventures LLC","Southern Fox Investments Ltd","STEVEN J KASSIN & ISAAC S FRANCO JOINTLY & SEVER","Stitzer, Howard T","Sunset and Doheny Property, LLC","T CO Metals LLC","The Balmoral Unit Trust","The Cordish Family II, LLC","THE FLORESCUE FAMILY CORP","The Gary E Primm Family Trust dated April 10, 1984","THE JAMES P KELLNER 2008 IRREVOCABLE TRUST","The MST Trust","THE PETER MULLIN FAMILY TRUST UDT DTD 12-18-2000","The Tayebi Family Trust AKA The Unity Trust","Third Street Mall Properties, LLC","Thomas Point Ventures LP","Tilman J. Fertitta","Timothy Rattray","TRUMBULL EQUITIES LLC","Valiotis, Efstathios","Visper Pte Ltd","Vitton, Michael","Wasserman, Edward","YD SMA LLC"],"reference_numbers":["EFTA01406708","EFTA01406709","EFTA01406710","EFTA01406711","EFTA01406712","EFTA01406713","EFTA01406714","EFTA01406715","EFTA01406716","EFTA01406717"]}