Checklist for client account on-boarding under MIFID II regulations, focusing on German clients and specific requirements for DPM & Custody, and account opening restrictions for non-GAT bankers.
documents/vol00010-efta01356577-pdf.pdf
{"title":"MIFID II Client Account On-boarding Checklist","document_type":"correspondence","key_locations":["Germany"],"document_subtype":"checklist","reference_numbers":["DB-SDNY-0042494","SDNY_GM_00188678","EFTA01356577"]}