The document discusses the policies and procedures of the Management Company regarding over-the-counter transactions, the use of Electronic Communications Networks (ECNs), and the use of 'soft dollars' in brokerage and research services. It outlines the factors considered when choosing ECNs, the review of execution quality, and the conditions under which 'soft dollar' services are used. It also addresses the potential conflicts of interest in cost allocation for mixed-use items obtained with soft dollars.
doj/DataSet10/EFTA01384686.pdf
{"document_type":"correspondence","document_subtype":"memo","key_organizations":["Alpha Group Capital","Management Company"],"reference_numbers":["DOC ID-10746057.132","DB-SDNY-0085107","SDNY_GM_00231291","EFTA01384686"]}