This document outlines the pre-dispute arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue each other in court, with arbitration being the primary method of dispute resolution. The document details the limitations and rules of arbitration, including the finality of awards, limited discovery, and the composition of arbitrators. It also covers the procedures for electing an arbitration forum and the conditions under which class actions may not be arbitrated.
doj/DataSet10/EFTA01392983.pdf
{"key_people":["Client","DBSI","Pershing"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005"],"document_subtype":"Arbitration Agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."]}