The document outlines the arbitration agreement between the client and DBSI or Pershing. It specifies that any disputes arising from the account agreement or related transactions will be arbitrated by a FINRA panel or an exchange of which DBSI is a member. The client has the initial choice of arbitration forum, but if not elected within five days, DBSI can choose. The agreement is governed by the Federal Arbitration Act and New York laws. It also states that neither party waives the right to seek equitable relief pending arbitration and addresses class action arbitration limitations.
doj/DataSet10/EFTA01448733.pdf
{"document_type":"legal","key_locations":["60 Wall Street, New York, NY"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["12-PWM-0573","012145.011113","DB-SDNY-0103842","SDNY_GM_00250026","EFTA01448733"]}