The document outlines iCapital Advisors, LLC's financial arrangements and agreements related to investor funds, including management fees, collaboration with Fidelity Brokerage Services LLC, and custody rules for client funds. It also details iCapital's discretionary authority in investment decisions for the Funds.
doj/DataSet10/EFTA01391624.pdf
{"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities","Fidelity Brokerage Services LLC","National Financial Services LLC","Institutional Capital Network, Inc."],"reference_numbers":["DB-SDNY-0096608","SDNY_GM_00242792","EFTA01391624"]}