This document is a financial statement detailing trades that have not been settled as of July 6, 2015. It includes information on buy and sell activities, quantities, prices, and settlement amounts. The document also provides client service information, account information, and important disclosures regarding pricing and estimated annual figures.
documents/vol00010-efta01365925-pdf.pdf
{"title":"Trades Not Settled","key_people":["DAN DAMS"],"document_date":"2015-07-06","document_type":"tabular","key_locations":["345 PARK AVENUE 26TH FLOOR, NEW YORK NY 10154"],"document_subtype":"financial statement","key_organizations":["SOUTHERN FINANCIAL LLC","LBARD COMMUNICATIONS"]}