This document is a risk monitoring report for The 2017 Caterpillar Trust, highlighting various legal and regulatory issues associated with Caterpillar Inc. and its subsidiaries. It includes details of past and ongoing investigations, fines, and settlements related to environmental crimes, tax-related offenses, SEC violations, and regulatory actions. The report also mentions Caterpillar's business dealings in sanctioned countries like Iran and Sudan.
documents/vol00010-efta01407714-pdf.pdf
{"title":"Deutsche Bank Private Bank Risk Monitoring Report for The 2017 Caterpillar Trust","key_people":["Jim Umpleby","Daniel Schlicksup","Judy Pill"],"document_date":"2018-02-05","document_type":"financial","key_locations":["Morton, Illinois, UNITED STATES","Peoria, Illinois, UNITED STATES","Larne, Northern Ireland, UNITED KINGDOM","Gosselies, Hainaut, BELGIUM"],"document_subtype":"Risk Monitoring Report","key_organizations":["Caterpillar Inc.","Deutsche Bank Private Bank","Progress Rail Services, Inc.","United Industries LLC","National Iranian Oil Engineering and Construction Company"],"reference_numbers":["KYC 01898372","12612432.11620919.86458141"]}