This document outlines the legal, ERISA, and tax considerations for Glendower Capital Secondary Opportunities Fund IV, LP, in relation to the U.S. Securities Exchange Act of 1934, the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. It discusses the requirements for SEC filings when acquiring more than 5% of a company's equity securities, the avoidance of short-swing profit liability, exemptions from registration under the Investment Company Act, and the implications of the Advisers Act for the Manager and U.S. Adviser.
doj/DataSet10/EFTA01391450.pdf
{"title":"Certain Legal, ERISA and Tax Considerations for Glendower Capital Secondary Opportunities Fund IV, LP","key_people":["Manager","U.S. Adviser"],"document_type":"legal","key_locations":["U.S."],"document_subtype":"Legal Considerations","key_organizations":["Glendower Capital Secondary Opportunities Fund IV, LP","SEC"],"reference_numbers":["Section 3(c)(7)","Section 16"]}