The document outlines legal considerations for Glentwer Capital Secondary Opportunities Fund IV, LP, including compliance with the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. It details the requirements for filing with the SEC when acquiring more than 5% of a company's equity securities, the conditions under which the Fund must avoid registration under the Investment Company Act, and the implications of the Advisers Act for the Manager and U.S. Adviser.
doj/DataSet10/EFTA01392471.pdf
{"key_people":["Patrick Gerschel"],"document_type":"legal","key_locations":["U.S."],"document_subtype":"Confidential Private Placement Memorandum","key_organizations":["Glentwer Capital Secondary Opportunities Fund IV, LP","Securities Exchange Act of 1934","Investment Company Act of 1940","U.S. Investment Advisers Act of 1940","SEC"],"reference_numbers":["DB-SDNY-0097696","SDNY_GM_00243880","EFTA01392471"]}