This document is a Volcker Questionnaire used by Deutsche Bank Wealth Management for onboarding new Wealth Management clients that are not natural persons. It includes a checklist to determine the classification of the client entity, Southern Trust Company Inc, which is identified as a legal entity wholly-owned by one person. The document specifies that if any classification applies, the client is out of scope for Volcker Covered Fund Determination.
documents/vol00010-efta01363066-pdf.pdf
{"title":"Volcker Questionnaire for Onboarding (4 WM Vehicles)","key_people":["Southern Trust Company Inc"],"document_type":"financial","document_subtype":"Volcker Questionnaire","key_organizations":["Deutsche Bank Wealth Management"],"reference_numbers":["WM167243 022673.011516","DB-SDNY-0052926","SDNY_GM_00199110","EFTA01363066"]}