An alert regarding Southern Financial LLC, highlighting a critical risk priority due to SEC violations involving insider trading and securities fraud. The alert references a fraud case filed by the SEC against Elfindepan, S.A., Southern Financial Group, Tracy Calvin Dunlap, Jr., and Barry Lowe for defrauding investors in a Ponzi scheme. The document includes various SEC litigation releases and URLs for further information.
documents/vol00010-efta01356081-pdf.pdf
{"key_people":["Tracy Calvin Dunlap, Jr.","Barry Lowe"],"document_date":"2018-02-22","document_type":"financial","key_locations":["VIRGIN ISLANDS, U.S.","Middle District of North Carolina"],"document_subtype":"Alert","key_organizations":["Southern Financial LLC","Elfindepan, S.A.","SEC"],"reference_numbers":["GCIS 00000483882","Alert ID: 12737031.11622715.65374193"]}