This document outlines the arbitration agreement between the Client, DBSI, and Pershing. It specifies that all parties waive the right to sue in court, except as allowed by arbitration forum rules or applicable law. Arbitration awards are final and binding, with limited court modification. Discovery is limited compared to court proceedings. Arbitrators are not required to explain their awards unless requested. Arbitration may be conducted by FINRA or a securities exchange of which DBSI is a member. The agreement is governed by the Federal Arbitration Act and New York law. Class actions are excluded from arbitration until certain conditions are met.
doj/DataSet10/EFTA01448528.pdf
{"key_people":["Client","DBSI","Pershing"],"document_type":"legal","key_locations":["60 Wall Street, New York, NY 10005"],"document_subtype":"arbitration agreement","key_organizations":["FINRA","Deutsche Bank Securities Inc."]}