This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations, insider trading, and securities fraud involving Southern Financial Group. The alert references a disciplinary and regulatory action from 2008 and a litigation release from the SEC against Elfindepan S.A. and others for a fraudulent high-yield investment scam.
documents/vol00010-efta01360934-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","document_date":"2013-05-29","document_type":"financial","key_locations":["United States","Middle District of North Carolina"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","SEC","Elfindepan S.A.","Strategic Asset Funds S.A."],"reference_numbers":["6229369","1559801.11522860.24893031","1:00CV00742"]}