This document outlines the arbitration agreement and tax status declaration for clients of DBSI and Pershing. It specifies that disputes will be resolved through arbitration, not court, and details the arbitration process. It also includes a section for clients to declare their tax status as U.S. or non-U.S. persons and an optional section for designating a trusted contact person.
doj/DataSet10/EFTA01378950.pdf
{"document_type":"legal","document_subtype":"Account Agreement","key_organizations":["DBSI","Pershing","FINRA"],"reference_numbers":["WM189778","015684.080218","DB-SDNY-0076231","SDNY_GM_00222415","EFTA01378950"]}