This document outlines the terms and conditions related to swap agreements between the client and DB. It includes details on material incentives, conflicts of interest, and the means of delivering disclosures. It also covers regulatory notifications, including the right to require segregation of funds, and the implications of DB becoming a covered financial company under the Dodd-Frank Act.
documents/vol00010-efta01368418-pdf.pdf
{"document_type":"legal","document_subtype":"swap agreement","key_organizations":["DB","Federal Deposit Insurance Corporation","Dodd-Frank Act"],"reference_numbers":["6395998","DB-SDNY-0060151","SDNY_GM_00206335","EFTA01368418"]}