This document is an alert from Deutsche Bank regarding a critical risk priority involving Southern Financial Group. The alert notes SEC litigation against Southern Financial Group and associated individuals for securities fraud, including insider trading and a Ponzi scheme. The document includes references to multiple SEC litigation releases and URLs for further information.
documents/vol00010-efta01368243-pdf.pdf
{"key_people":["Tracy Calvin Dunlap, Jr.","Barry Lowe"],"document_date":"2018-03-16","document_type":"financial","key_locations":["United States District Court for the Middle District of North Carolina"],"document_subtype":"Alert","key_organizations":["Deutsche Bank","Southern Financial Group","SEC","Elfindepan, S.A."],"reference_numbers":["Alert ID: 12934335.309213.65374193"]}