This document outlines the legal and regulatory considerations for Glendower Capital Secondary Opportunities Fund IV, LP, particularly in relation to the U.S. Securities Exchange Act of 1934, the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. It discusses the requirements for SEC filings when acquiring more than 5% of equity securities, the avoidance of short-swing profit liability, exemptions from registration under the Investment Company Act, and the status of the Manager under the Advisers Act.
documents/vol00010-efta01364824-pdf.pdf
{"document_type":"legal","document_subtype":"Legal and Regulatory Considerations","key_organizations":["Glendower Capital Secondary Opportunities Fund IV, LP","SEC"],"reference_numbers":["GLDUS238"]}