The document discusses various agreements and arrangements involving the Investment Manager, Fidelity, and the Access Fund. It highlights potential conflicts of interest due to compensation arrangements with Fidelity, educational programs for financial advisers, and penalties for defaulting on capital contributions. It also addresses ERISA considerations and potential implications for the Access Fund.
doj/DataSet10/EFTA01392002.pdf
{"key_people":["Glenn Warren"],"document_type":"correspondence","document_subtype":"memo","key_organizations":["Fidelity Brokerage Services LLC","National Financial Services LLC","iCapital Funds","Institutional Capital Network, Inc."],"reference_numbers":["DB-SDNY-0097145","SDNY_GM_00243329","EFTA01392002"]}