The document lists individuals Arthur H FREEDMAN, Romeo J PENDOLARI, and Steven T MOORE. It provides details of a settled civil fraud action filed by the SEC on April 22, 2004, against an unnamed individual for illegal insider trading in three Massachusetts banks, resulting in a permanent injunction and a payment of $72,532.06.
documents/vol00010-efta01361930-pdf.pdf
{"key_people":["Arthur H FREEDMAN","Romeo J PENDOLARI","Steven T MOORE"],"document_date":"2013-05-29","document_type":"other","key_locations":["Massachusetts"],"document_subtype":"World Check Details","key_organizations":["SEC","Norkom Technologies Ltd."],"reference_numbers":["DB-SDNY-0051206","SDNY_GM_00197390","EFTA01361930"]}