This document outlines the terms and conditions for transactions and account management with Pershing LLC. It covers topics such as transaction execution, title to securities, free credit and debit balances, margin information, tax information, and general account management. It also includes disclosures about payment for order flow and order routing policies. The document advises clients to retain the statement for their records and provides contact information for any disputes.
doj/DataSet10/EFTA01383494.pdf
{"document_type":"financial","key_locations":["One Pershing Plaza, Jersey City, NJ 07399"],"document_subtype":"terms and conditions","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["DB-SDNY-0083202","SDNY_GM_00229386","EFTA01383494"]}