This document outlines the arbitration agreement between the Client, DBSI, and Pershing, detailing the terms and conditions under which disputes will be resolved through arbitration rather than court proceedings. It includes clauses on the finality of arbitration awards, limitations on discovery, and the composition of arbitration panels. The document also covers the use of free credit balances and tax status declarations for U.S. and Non-U.S. persons.
documents/vol00010-efta01459402-pdf.pdf
{"document_type":"legal","key_locations":["60 Wall Street, New York, NY"],"document_subtype":"arbitration agreement","key_organizations":["DBSI","Pershing","FINRA","Deutsche Bank Securities Inc."],"reference_numbers":["WM134715","015684.110614","DB-SDNY-0119770","SDNY_GM_00265954","EFTA01459402"]}