The document discusses the affiliations and potential conflicts of interest involving the Portfolio Advisor, its affiliates, and Deutsche Bank in relation to the Issuer's investments. It highlights the roles of DDI and DBSI as non-exclusive Placement Agents for the Issuer's Preferred Shares and mentions past settlements involving DBSI with regulatory bodies.
doj/DataSet10/EFTA01386888.pdf
{"key_people":["RREEF officers"],"document_date":"February 2018","document_type":"correspondence","key_locations":["New York"],"key_organizations":["Alpha Group Capital LLC","Deutsche Bank","DDI","DBSI","Securities and Exchange Commission","National Association of Securities Dealers","New York Stock Exchange","New York Attorney General"]}