The document is a continuation of an Investor Application Form, detailing certifications regarding initial public equity offerings under FINRA Rule 5130 and Rule 5131, government entity status, and NFA Bylaw 1101 certification. It outlines criteria for determining if an investor qualifies as a 'Restricted Person' or 'Covered Person' and provides instructions for entities to claim exemptions. It also includes sections for government entity status and NFA membership or registration requirements.
documents/EFTA00237177.pdf
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