The document discusses the regulatory exemptions and legal considerations for the Access Fund under various U.S. financial laws, including the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Commodity Exchange Act of 1974. It outlines the fund's expectations to qualify for exemptions from registration and reporting requirements, and the legal and tax considerations for investors. It also addresses compliance with anti-money laundering requirements.
doj/DataSet10/EFTA01392025.pdf
{"key_people":["Glenn Warren"],"document_type":"legal","document_subtype":"legal disclosure","key_organizations":["Access Fund","U.S. Securities Exchange Commission","National Futures Association"],"reference_numbers":["GLDUS144"]}