This document is an account agreement between The Haze Trust and Deutsche Bank Securities Inc. (DBSI). It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account details, order execution, rules and regulations, purchase and sale of securities, trading restrictions, and more. It also includes sections on arbitration, tax election, and margin disclosure. The agreement specifies the responsibilities of the client and DBSI, including compliance with applicable laws, notification requirements, and the handling of joint accounts. The document also covers the risks and mechanics of margin trading, interest and costs, liens, and the rehypothecation of securities.
documents/vol00010-efta01441026-pdf.pdf
{"title":"Deutsche Bank Securities Inc. Account Agreement for The Haze Trust","key_people":["Client (The Haze Trust)","Deutsche Bank Securities Inc. (DBSI)","Pershing LLC (Clearing Agent)"],"document_type":"financial","key_locations":["St. Thomas","New York, NY"],"document_subtype":"Account Agreement","key_organizations":["Deutsche Bank Securities Inc.","The Haze Trust","Pershing LLC"],"reference_numbers":["13-AWM-0196","012145.032813"]}