Instructions for completing an account transfer form, including sections on receiving firm information, delivering account information, transfer type, partial transfers, retirement plan restrictions, and participant signature and certification. The form requires details such as account numbers, SSN/TIN, and transfer type. It also includes specific instructions for retirement accounts and mutual fund transfers.
doj/DataSet10/EFTA01449443.pdf
{"document_type":"financial","key_locations":["Jersey City, New Jersey"],"document_subtype":"Account Transfer Form Instructions","key_organizations":["Pershing LLC","National Securities Clearing Corporation"],"reference_numbers":["09-PWM-0597","DB-SDNY-0104874","SDNY_GM_00251058","EFTA01449443"]}