This document is a Know Your Customer (KYC) form for Southern Financial Relationship, marked as high risk and booked in NY. It includes compliance checks such as RDC, PCR, OFAC, BIS, and Denial Orders, all with no negative results. Jeffrey Epstein is noted as a PEP with previous court cases closed. Neptune LLC, owned by Epstein, is mentioned with a false positive court case unrelated to this KYC. Epstein has been convicted of a criminal offense but has no litigation against Deutsche Bank AG.
documents/vol00010-efta01345282-pdf.pdf
{"title":"DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B","key_people":["Jeffrey Epstein"],"document_date":"2018-07-30","document_type":"financial","key_locations":["NYC"],"document_subtype":"KYC Document","key_organizations":["Deutsche Bank AG","Neptune LLC"],"reference_numbers":["01002293","01121718"]}