The document outlines the exemption of Southern Financial LLC's Access Fund from registration with the U.S. Commodity Futures Trading Commission (CFTC) as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) under specific CFTC rules. It details the conditions under which the exemption is claimed, including investor qualifications and limits on commodity interest positions.
documents/vol00010-efta01364680-pdf.pdf
{"document_type":"legal","document_subtype":"exemption notice","key_organizations":["Southern Financial LLC","U.S. Commodity Futures Trading Commission","National Futures Association"],"reference_numbers":["GLDUS238"]}