The document discusses the authority of the OCC and options markets to restrict the exercise of options under certain circumstances, such as trading halts or insufficient supply of underlying securities. It outlines the conditions under which exercise restrictions can be imposed and the potential consequences for option holders. It also mentions the possibility of restrictions imposed by courts or regulatory agencies.
doj/DataSet10/EFTA01393128.pdf
{"document_type":"legal","document_subtype":"regulatory","key_organizations":["OCC","SEC"],"reference_numbers":["EFTA01393128"]}