The document states that no Covered Person has been suspended or expelled from securities organizations, involved in certain SEC stop orders, or subject to US Postal Service false representation orders in the last five years.
doj/DataSet10/EFTA01386099.pdf
{"key_people":["Paul Barrett"],"document_type":"legal","document_subtype":"legal disclosure","key_organizations":["AGP LP","Alpha Group"],"reference_numbers":["SIC 03974 0004 1414661 v2","DB-SDNY-0087646","SDNY_GM_00233830","EFTA01386099"]}