This document is a Swap Agreement Addendum outlining the client's status and representations regarding swap transactions with Deutsche Bank (DB). It confirms the client's completion of necessary forms and questionnaires, and their status as an Eligible Contract Participant (ECP) and Non-Financial Counterparty under EMIR regulations. The client is not a Financial Entity or Special Entity, and their derivative portfolios are below mandatory clearing thresholds.
doj/DataSet10/EFTA01376699.pdf
{"document_type":"legal","key_locations":["European Union"],"document_subtype":"Swap Agreement Addendum","key_organizations":["Deutsche Bank","CFTC"],"reference_numbers":["DB-SDNY-0073052","SDNY_GM_00219236","EFTA01376699"]}