Deutsche Bank AG (DB) outlines compliance requirements under the Dodd-Frank Act and EMIR for its swaps business. DB requests clients to complete a Swaps Protocol to meet regulatory obligations. The protocol includes parts for US and non-US persons, swap agents, and guarantors.
doj/DataSet10/EFTA01376695.pdf
{"document_type":"correspondence","document_subtype":"memo","key_organizations":["Deutsche Bank AG","Commodity Futures Trading Commission","European Parliament"],"reference_numbers":["DB-SDNY-0073047","SDNY_GM_00219231","EFTA01376695"]}