This document is a self-certification form for SOUTHERN FINANCIAL LLC to elect the End-User Exception for swaps under the CFTC regulations. It outlines the conditions under which the client can use the exception, including not being a Financial Entity, using swaps for hedging, and meeting financial obligations through pledged or segregated assets. The client is not an Exchange Act Reporting Company.
documents/vol00010-efta01368397-pdf.pdf
{"title":"End-User Exception Self-Certification for SOUTHERN FINANCIAL LLC","document_type":"legal","document_subtype":"End-User Exception Self-Certification","key_organizations":["SOUTHERN FINANCIAL LLC","DB"],"reference_numbers":["6395998","DB-SDNY-0060123","SDNY_GM_00206307","EFTA01368397"]}