The document outlines the clearing and holding of securities purchased or sold through J.P. Morgan Securities LLC (JPMS) during September 2011. It details the roles of J.P. Morgan Clearing Corp (JPMCC) and JPMorgan Chase Bank (JPMCB) in handling different types of securities, including mutual funds, exchange-listed options, and margin accounts. It also covers the protection offered by the Securities Investor Protection Corp (SIPC) and provides information on estimated annual income and yield for securities. Additional information is provided for margin accounts, including the use of securities for settling short sales and the calculation of interest on debit balances.
documents/vol00010-efta01513130-pdf.pdf
{"document_date":"2011-09","document_type":"financial","key_locations":["Brooklyn, NY"],"document_subtype":"financial statement","key_organizations":["J.P. Morgan Securities LLC","J.P. Morgan Clearing Corp","JPMorgan Chase Bank","Securities Investor Protection Corp"],"reference_numbers":["JPM-SDNY-00039001","SDNY_GM_00308199","EFTA01513130"]}