The document outlines iCapital Advisors, LLC's policies on voting client securities and financial information. It specifies that iCapital does not anticipate owning equity securities with voting rights in Private Access Funds and delegates proxy voting for Direct Investment Funds to a Sub-Adviser. It also mentions the establishment of a Proxy Voting Policy for certain investments. Additionally, it states that iCapital has no financial commitments impairing its contractual and fiduciary obligations and has not undergone bankruptcy.
doj/DataSet10/EFTA01394060.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","key_people":["CCO"],"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","DF Enterprises"],"reference_numbers":["DB-SDNY-0100024","SDNY_GM_00246208","EFTA01394060"]}