The document outlines iCapital Advisors, LLC's brokerage practices, review of accounts, and client referrals and compensation policies. It details the selection criteria for brokers, the review process for fund performance, and the compensation structure for client referrals.
documents/vol00010-efta01355133-pdf.pdf
{"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC","Annandale Capital"],"reference_numbers":["DB-SDNY-0039987","SDNY_GM_00186171","EFTA01355133"]}