This document outlines the restrictions on the transfer of certain securities, specifying that they cannot be sold, pledged, or otherwise transferred except under specific conditions. These conditions include transfers to qualified purchasers or institutional buyers, in compliance with the Securities Act and Investment Company Act, and subject to certain conditions in the indenture. It also details the consequences of unauthorized transfers and the issuer's rights regarding ineligible holders.
doj/DataSet10/EFTA01376315.pdf
{"document_type":"legal","document_subtype":"securities transfer restrictions","reference_numbers":["Rule 144A","Regulation S","Section 2.5"]}