This document is a guideline for Relationship Managers (RM) and Investment Advisors (IA) at Deutsche Bank Wealth Management to review certifications provided by account holders and ultimate beneficial owners as part of the Client Risk Program. It includes instructions for completing and submitting the form, considerations for verifying information, and steps to take if tax evasion is suspected.
documents/vol00010-efta01460277-pdf.pdf
{"title":"Client Risk Program — Affirmation and Escalation Guideline","key_people":["Relationship Manager","Investment Advisor"],"document_type":"financial","document_subtype":"Client Risk Program Guideline","key_organizations":["Deutsche Bank Wealth Management"],"reference_numbers":["WM167634 023496.031516","DB-SDNY-0121395","SDNY_GM_00267579","EFTA01460277"]}