This document is an agreement between a client and Pershing LLC, outlining the terms and conditions of their brokerage relationship. It covers topics such as the lending of securities, interest on debit balances, amendment procedures, telephone conversation monitoring, assignability, severability, and the client's capacity to contract.
doj/DataSet10/EFTA01454028.pdf
{"document_date":"2011","document_type":"legal","document_subtype":"Agreement","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC","National Association of Securities Dealers, Inc."],"reference_numbers":["DB-SDNY-0111927","SDNY_GM_00258111","EFTA01454028"]}