The document outlines a risk management process for client positions, specifying that high-risk cases are escalated to AFC for approval and clients are off-boarded after the obligation/position expires. The risk rating determines the duration of the process: 1 year for high risk, 2 years for medium risk, and 5 years for low risk.
documents/vol00010-efta01356512-pdf.pdf
{"document_type":"correspondence","key_organizations":["AFC"],"reference_numbers":["DB-SDNY-0042402","SDNY_GM_00188586","EFTA01356512"]}