This document is an account agreement outlining the terms and conditions for transactions conducted through DBSI. It covers order execution, rules and regulations, purchase and sale of securities, trading restrictions, handling of restricted securities, order placement and modification, aggregation of orders, transmission of instructions, role of third parties, and liens on securities and other property. The agreement specifies the responsibilities of the client and DBSI, as well as the role of Pershing as a third-party clearing agent.
documents/vol00010-efta01353374-pdf.pdf
{"document_type":"legal","document_subtype":"account agreement","key_organizations":["DBSI","Pershing"],"reference_numbers":["0651","0991","0951","0851"]}