The document outlines the regulatory exemptions and legal considerations for the Access Fund under various U.S. financial laws, including the Securities Exchange Act of 1934, the Investment Company Act of 1940, and the Commodity Exchange Act of 1974. It details the fund's reliance on specific exemptions to avoid registration and reporting requirements, and highlights legal and tax considerations for investors, as well as compliance with anti-money laundering regulations.
doj/DataSet10/EFTA01389735.pdf
{"document_type":"legal","document_subtype":"legal disclosure","key_organizations":["Access Fund","General Partner","Investment Manager","National Futures Association"],"reference_numbers":["GLDUS132","DB-SDNY-0094099","SDNY_GM_00240283","EFTA01389735"]}