This document outlines the terms and conditions for a client's securities account with DBSI, including sale of securities, trading restrictions, handling of restricted securities, order placement, and fees. It also details the roles of third parties like Pershing, liens on securities, and satisfaction of indebtedness.
doj/DataSet10/EFTA01448692.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["12-PWM-0573","012145.011113","DB-SDNY-0103790","SDNY_GM_00249974","EFTA01448692"]}