The document outlines the compliance procedures for handling EEA domiciled clients under the MiFID II regulation. It details the classification of clients, restrictions on account types, and the necessary approvals and documentation required for servicing EEA clients, particularly focusing on non-solicitation and reverse solicitation rules. Specific procedures for German domiciled clients and UK High Net Worth Company exemptions are also included.
documents/EFTA01399150.pdf
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