Certification document for electronic delivery of information requirements related to the U.S. Securities & Exchange Commission. It includes general exemptions and lists restricted persons/entities under the New Issue Rule.
doj/DataSet10/EFTA01454022.pdf
{"document_type":"correspondence","document_subtype":"Certification","key_organizations":["Deutsche Bank Securities Inc.","U.S. Securities & Exchange Commission","FINRA"],"reference_numbers":["13-AWM-0178","008873.030613","DB-SDNY-0111921","SDNY_GM_00258105","EFTA01454022"]}