The document provides important information for recipients in certain jurisdictions regarding the offering and sale of financial interests and investments. It outlines specific legal and regulatory requirements for Japan, Malaysia, Mexico, Monaco, New Zealand, and the Sultanate of Oman, emphasizing compliance with local laws and regulations.
doj/DataSet10/EFTA01389987.pdf
{"document_type":"correspondence","key_locations":["Japan","Malaysia","Mexico","Monaco","New Zealand","Sultanate of Oman"],"document_subtype":"financial disclosure","key_organizations":["Credit Suisse Securities (Japan) Limited","Japan Securities Dealers Association","Financial Futures Association of Japan","Japan Investment Advisers Association","Type II Financial Instruments Firms Association","National Banking and Securities Commission","Mexican Stock Exchange","Autorité de Contrôle Prudentiel","Commission de Contrôle des Activités Financières"],"reference_numbers":["Law no. 25 of 1948","Director-General of Kanto Local Finance Bureau (Kinsho) No 66","Law n° 1.144 of July 26, 1991","Law 1.338 of September 7, 2007","Royal Decree 4/74","Royal Decree 80/98","Decision No. 1/2009"]}