The document is a regulatory disclosure from Merrill Lynch and its affiliates regarding SEC orders and waivers related to violations of securities regulations. It details the SEC's administrative orders against Merrill Lynch for inadequate due diligence in municipal securities offerings and violations of short sale regulations under Regulation SHO. The document also includes information about a waiver granted to Bank of America and Merrill Lynch concerning residential mortgage-backed securities.
documents/EFTA01374038.pdf
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