This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC, added to monitoring on 06/15/2017. The alert highlights SEC violations related to insider trading and securities fraud, accusing Southern Financial Group Inc. of running a Ponzi scheme. The alert is marked as critical risk priority.
doj/DataSet10/EFTA01372530.pdf
{"title":"Deutsche Bank Private Bank Alert","document_date":"2017-06-15","document_type":"financial","key_locations":["Virgin Islands, U.S.","Summerville","Charleston, SC"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group Inc.","SEC","The Post and Courier","RiskConnect"],"reference_numbers":["KYC 1790655","9476247.11602637.63653446","63653446","R22433111"]}