This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It details SEC violations and disciplinary actions against Southern Financial Group, including insider trading and securities fraud. The document references litigation releases and court actions against the entity and its associates for fraudulent investment schemes.
documents/vol00010-efta01360886-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Calvin Dunlap, Jr."],"document_date":"2013-05-29","document_type":"financial","key_locations":["North Carolina, UNITED STATES"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","SEC","U.S. District Court for the Middle District of North Carolina"],"reference_numbers":["6229369","1559801.11522860.25646082","25646082"]}