The document discusses the aggregation of positions for CFTC position limit and large trader reporting purposes, including future requirements for swaps equivalent to commodity futures. It advises prospective investors to consult legal advisors regarding position aggregation and reporting requirements. The investment manager has filed for an exemption from CFTC registration as a CTA under specific CFTC rules, based on its registration as an investment adviser and the nature of its advice.
doj/DataSet10/EFTA01389262.pdf
{"document_type":"correspondence","key_organizations":["Georgetown University Endowment","CFTC","NFA"],"reference_numbers":["DB-SDNY-0093616","SDNY_GM_00239800","EFTA01389262"]}