The document outlines the client's status and representations regarding swap transactions with Deutsche Bank (DB). It confirms the client's completion of necessary forms and questionnaires, including the Client Information Form, ECP Questionnaire, and Financial Entity Questionnaire. The client is identified as an Eligible Contract Participant (ECP) and not a Swap Dealer or Major Swap Participant. The document also addresses the client's financial entity status under Dodd-Frank and EMIR regulations, and whether the client is a financial or non-financial counterparty.
documents/vol00010-efta01368381-pdf.pdf
{"document_type":"financial","key_locations":["European Union"],"document_subtype":"Swap Agreement Addendum","key_organizations":["Deutsche Bank (DB)"],"reference_numbers":["6395998","DB-SDNY-0060105","SDNY_GM_00206289","EFTA01368381"]}