This document outlines the terms and conditions of a securities account agreement between a client and DBSI. It covers the sale of securities, trading restrictions, handling of restricted securities, order placement, aggregation of orders, transmission of instructions, the role of third parties, liens, satisfaction of indebtedness, and fees. The agreement specifies the client's responsibilities and the rights of DBSI and its affiliates, including Pershing, the third-party clearing agent.
doj/DataSet10/EFTA01448731.pdf
{"document_type":"legal","document_subtype":"Account Agreement","key_organizations":["DBSI","Pershing"],"reference_numbers":["12-PWM-0573","012145.011113","DB-SDNY-0103839","SDNY_GM_00250023","EFTA01448731"]}