This document is a partial transfer form for mutual funds and liquidations, detailing instructions for asset transfers, dividend options, and capital gain options. It includes sections on RMD requirements for individuals over 70½, rollover certifications, and participant signature and certification for transferring assets to Pershing LLC as the successor custodian.
documents/vol00010-efta01344010-pdf.pdf
{"key_people":["Pershing LLC"],"document_date":"2013-10-01","document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["09-PWM-0597","DB-SDNY-0029043","SDNY_GM_00175227","EFTA01344010"]}