This document outlines the arbitration agreement between the client and Pershing LLC, including important disclosures about arbitration rights and limitations. It specifies that any disputes will be submitted to arbitration before the Financial Industry Regulatory Authority and highlights the limitations on class actions in arbitration.
doj/DataSet10/EFTA01372029.pdf
{"document_date":"2023","document_type":"legal","key_locations":["One Pershing Plaza, Jersey City, New Jersey"],"document_subtype":"Arbitration Agreement","key_organizations":["Pershing LLC","Financial Industry Regulatory Authority","The Bank of New York Mellon Corporation"],"reference_numbers":["N4G-023812","AD102397CF300"]}