The document outlines potential conflicts of interest in services provided by DBSI, SIPC coverage, considerations for tax-exempt entities, and definitions of terms used in the account agreement. It highlights that DBSI's services and recommendations may differ among clients and that DBSI may have financial incentives in recommending certain funds. It also provides information on SIPC coverage and advises tax-exempt entities to consult tax advisers regarding unrelated business taxable income.
doj/DataSet10/EFTA01448698.pdf
{"document_type":"correspondence","document_subtype":"account agreement","key_organizations":["DBSI","Deutsche Bank AG","SIPC","Pershing","FINRA","Options Clearing Corporation"],"reference_numbers":["12-PWM-0573","012145.011113","DB-SDNY-0103797","SDNY_GM_00249981","EFTA01448698"]}