This document outlines the arbitration agreement between the parties and Pershing LLC, highlighting the waiver of the right to sue in court, the finality of arbitration awards, and the limited discovery process in arbitration. It specifies that arbitration will be conducted before the Financial Industry Regulatory Authority and includes conditions under which class actions cannot be arbitrated. The laws of the State of New York govern the agreement.
doj/DataSet10/EFTA01384207.pdf
{"title":"Important Arbitration Disclosures and Agreement","document_type":"legal","key_locations":["One Pershing Plaza, Jersey City, New Jersey"],"document_subtype":"Arbitration Agreement","key_organizations":["Pershing LLC","Financial Industry Regulatory Authority","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["AD10241BCSF30019"]}