Guidelines for advance rates on NYSE, AMEX, NASDAQ equity and Mutual Fund shares. Shares valued under $10.00 per share have a 0% advance rate and are not accepted as collateral. Advance rates for Mutual Funds are subject to internal guidelines and exposure limits.
documents/vol00010-efta01355997-pdf.pdf
{"document_type":"financial","document_subtype":"financial guidelines","key_organizations":["NYSE","AMEX","NASDAQ"],"reference_numbers":["DB-SDNY-0041364","SDNY_GM_00187548","EFTA01355997"]}