This document is a financial transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes information on asset quantities, descriptions, CUSIP/symbols, transfer instructions, and dividend/capital gain options. It also outlines retirement plan restrictions and certifications, participant signature and certification requirements, and instructions for the prior trustee and successor custodian.
doj/DataSet10/EFTA01449473.pdf
{"key_people":["Pershing LLC"],"document_type":"tabular","document_subtype":"financial transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["09 PWM-0597 (10/09)","DB-SDNY-0104907","SDNY_GM_00251091","EFTA01449473"]}