This document is a section of the Secondary Opportunities Fund III: LP agreement, detailing legal considerations related to ERISA and tax, as well as securities law matters. It outlines the responsibilities and liabilities of the Administrator, the indemnification terms, and the legal framework governing the Administration Agreement. It also discusses the securities law compliance, specifically the non-registration of Interests under the Securities Act and the reliance on exemptions for private offerings. Additionally, it includes a disclosure under Rule 506(e) of Regulation D regarding past regulatory investigations involving Deutsche Bank Securities Inc.
documents/EFTA01452013.pdf
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