This document outlines the terms and conditions for the purchase and sale of securities through DBSI. It includes clauses on cash account requirements, sale restrictions, order placement, aggregation of orders, transmission of instructions, the role of third parties, and liens on securities. It specifies the responsibilities of the client and DBSI, as well as the involvement of a third-party clearing agent, Pershing.
documents/vol00010-efta01459400-pdf.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["WM134715","015684.110614","DB-SDNY-0119767","SDNY_GM_00265951","EFTA01459400"]}