This document is a section from a confidential private placement memorandum related to Glendower Capital Secondary Opportunities Fund IV, LP. It discusses legal considerations under the Securities Act of 1933, specifically the non-registration of interests under U.S. or non-U.S. securities laws. The document outlines the reliance on exemptions for private offerings and the requirement for investors to be accredited. It also details past legal issues involving Credit Suisse and Raymond James related to auction rate securities.
documents/vol00010-efta01364823-pdf.pdf
{"document_type":"legal","key_locations":["New York","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"Confidential Private Placement Memorandum","key_organizations":["Glendower Capital Secondary Opportunities Fund IV, LP","Credit Suisse Securities (USA) LLC","Raymond James & Associates, Inc.","Raymond James Financial Services, Inc."],"reference_numbers":["DB-SDNY-0055372","SDNY_GM_00201556","EFTA01364823"]}