The document outlines important conflict disclosures, short-term trade ideas, and country-specific disclosures related to Deutsche Bank's equity research. It includes information on regulatory obligations and risks associated with stock transactions in various countries.
documents/vol00010-efta01461173-pdf.pdf
{"title":"Regulatory Disclosures","document_date":"2013-11-21","document_type":"correspondence","key_locations":["Australia","New Zealand","Brazil","EU countries","Japan","Russia"],"key_organizations":["Deutsche Bank","Deutsche Securities Inc.","Moody's","Standard & Poor's","Fitch"],"reference_numbers":["CVM Instruction # 483","Registration number - Registered as a financial instruments dealer by the Head of the Kanto Local Finance Bureau (Kinship) No. 117"]}