An alert from Deutsche Bank Private Bank regarding Southern Financial LLC, highlighting SEC violations and disciplinary actions against Southern Financial Group and associated individuals for insider trading and securities fraud.
documents/vol00010-efta01360923-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Calvin Dunlap, Jr."],"document_date":"2013-05-29","document_type":"financial","key_locations":["United States","North Carolina"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","SEC"],"reference_numbers":["6229369","1559801.11522860.41603821","DB-SDNY-0049602","SDNY_GM_00195786","EFTA01360923"]}