The document outlines Deutsche Bank's compliance with federal laws to combat terrorism funding and money laundering. It details the requirements for customer identification and verification, including the need for personal and institutional information and documentation. It also highlights the bank's obligations under EU rules to actively involve asset management firms and clients in anti-money laundering efforts.
doj/DataSet10/EFTA01381378.pdf
{"title":"Customer Identification Program Notice","document_date":"2018","document_type":"correspondence","document_subtype":"notice","key_organizations":["Deutsche Bank","Deutsche Bank AG","Deutsche Bank Securities Inc.","FINRA","NYSE","SIPC"],"reference_numbers":["WM189470 006431.01181B","DB-SDNY-0080309","SDNY_GM_00226493","EFTA01381378"]}