This document is an alert report from Deutsche Bank Private Bank regarding Southern Financial LLC, which has been added to monitoring due to critical risk priority. The report details various SEC violations and fraudulent activities associated with Southern Financial Group Inc. and related entities, including Ponzi schemes and securities fraud. The report includes multiple events and actions taken by the SEC against the entities involved.
documents/vol00010-efta01416042-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert Report","key_people":["Richard M. Wooten","Charles Dennis McKittrick","Gerald F. Hunter, Jr.","Tracy Dunlap","James W. 'Bill' Bailey, Jr."],"document_date":"2017-06-15","document_type":"financial","key_locations":["Charleston, South Carolina, UNITED STATES","Columbia, South Carolina, UNITED STATES","Greensboro, North Carolina, UNITED STATES","Asheville, North Carolina, UNITED STATES","Summerville"],"document_subtype":"Alert Report","key_organizations":["Southern Financial Group Inc.","Southern Financial Services Inc.","Elfindepan, S.A.","Strategic Asset Funds, S.A.","UC Properties LLC","Springdale Investments, Inc."],"reference_numbers":["KYC 1790655","Alert ID: 9476247.11602637.65444359","Alert ID: 9476247.11602637.65374193","Alert ID: 9476247.11602637.64747171","Alert ID: 9476247.11602637.63653446"]}