This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It includes information about SEC violations and disciplinary actions against Southern Financial Group and Tracy Calvin Dunlap, Jr. The alert references a contempt of court ruling from 2002 related to insider trading and securities fraud.
documents/vol00010-efta01360931-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Tracy Calvin Dunlap, Jr."],"document_date":"2013-05-29","document_type":"financial","key_locations":["United States","North Carolina"],"document_subtype":"Alert","key_organizations":["Deutsche Bank Private Bank","Southern Financial LLC","Southern Financial Group","SEC"],"reference_numbers":["6229369","1559801.11522860.41603821"]}