The document outlines the Code of Ethics for iCapital Advisors, LLC, emphasizing the need for employees to avoid conflicts of interest and obtain authorization for personal investments. It details the firm's role as an investment adviser, potential conflicts of interest, and compensation structures, including placement fees for certain funds.
doj/DataSet10/EFTA01390997.pdf
{"title":"iCapital Advisors, LLC - Form ADV Part 2A","key_people":["CCO (Chief Compliance Officer)"],"document_type":"financial","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","iCapital Securities, LLC","Third Lake Capital"],"reference_numbers":["DB-SDNY-0095709","SDNY_GM_00241893","EFTA01390997"]}