This document is a Securities Account Control Agreement dated October 28, 2013, between Deutsche Bank Securities Inc. (Intermediary) and Southern Financial LLC (Debtor). It outlines the establishment and maintenance of a securities account, including primary and secondary accounts, and the roles and responsibilities of the parties involved. The agreement specifies the use of the primary account for trading and margin activities and the secondary account for holding financial assets as collateral. It also details the lien rights of the Intermediary and Secured Party on the accounts.
documents/vol00010-efta01356183-pdf.pdf
{"title":"Securities Account Control Agreement","key_people":["Deutsche Bank Securities Inc.","Southern Financial LLC"],"document_date":"2013-10-28","document_type":"legal","key_locations":["State of New York"],"document_subtype":"Securities Account Control Agreement","key_organizations":["Deutsche Bank Securities Inc.","Southern Financial LLC"]}