The document outlines the policies and practices of Deutsche Bank's prime finance unit, emphasizing confidentiality, regulatory compliance, and conflict of interest management. It discusses the handling of executed transactions, market risk management, and trading practices, including pre-hedging and the impact on market prices. The document also provides instructions for clients on how to communicate specific order handling preferences under FINRA Rule 5320.
doj/DataSet10/EFTA01375839.pdf
{"document_type":"correspondence","key_organizations":["Deutsche Bank","DBSI","FINRA","NYSE"]}