The document is an Entity Self-Certification Form, specifically Appendix 1, which is meant to be completed for each Controlling Person of an entity with a tax residence outside the United States. It includes fields for personal details of Controlling Persons and questions about their status as non-US Beneficiaries or Beneficial Owners. The form is confidential and subject to federal rules.
documents/vol00010-efta01460141-pdf.pdf
{"document_type":"financial","document_subtype":"Entity Self-Certification Form","reference_numbers":["WM167679 023611.041516","DB-SDNY-0121121","SDNY_GM_00267305","EFTA01460141"]}