This document outlines various disclosures and definitions related to an account agreement. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of legal attachments, foreign securities, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-United States residents.
doj/DataSet10/EFTA01393042.pdf
{"document_type":"correspondence","key_locations":["United States"],"document_subtype":"disclosure document","key_organizations":["DBSI","Pershing","Federal Reserve Board","Securities and Exchange Commission"],"reference_numbers":["13-AWM-4150","0121453213","DB-SDNY-0098402","SDNY_GM_00244586","EFTA01393042"]}