This document contains an arbitration agreement governed by the laws of the State of New York. It specifies conditions under which a client may be excluded from a class by the court and clarifies that forbearance to enforce an agreement to arbitrate does not constitute a waiver of rights. It includes contact information for Pershing LLC's Legal Department and mentions the option for e-delivery of documents.
doj/DataSet10/EFTA01371940.pdf
{"document_type":"legal","key_locations":["Jersey City, New Jersey"],"document_subtype":"Arbitration Agreement","key_organizations":["Pershing LLC","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["AD 10088C9-30025"]}