This document outlines the terms and conditions for trading securities with DBSI, including purchase and sale of securities, restrictions on trading, handling of restricted securities, order placement, and the role of third parties like Pershing. It also details the security interest and lien granted to DBSI and its affiliates over the client's securities and other property to secure any obligations.
doj/DataSet10/EFTA01448972.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing"],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0104181","SDNY_GM_00250365","EFTA01448972"]}