This document is a regulatory filing related to investment advisory services. It includes sections on qualified custodians, control persons, and disclosure information. The document outlines requirements for identifying control persons and disclosing disciplinary history. It also mentions the need for completing specific schedules and sections if certain conditions are met.
doj/DataSet10/EFTA01372466.pdf
{"document_type":"legal","document_subtype":"regulatory filing","reference_numbers":["DB-SDNY-0066175","SDNY_GM_00212359","EFTA01372466"]}