This document is a margin disclosure provided by Deutsche Bank Securities Inc. (DBSI) to inform clients about the risks and terms associated with trading securities on margin. It outlines the potential risks, including the possibility of losing more funds than deposited, forced sale of securities, and the firm's rights to liquidate assets without prior notice. It also covers the firm's ability to change margin requirements and the implications of short sales and securities lending.
doj/DataSet10/EFTA01449087.pdf
{"title":"Margin Disclosure Document","document_type":"financial","document_subtype":"Margin Disclosure","key_organizations":["Deutsche Bank Securities Inc.","Pershing"],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0104346","SDNY_GM_00250530","EFTA01449087"]}