The document outlines the role of Pershing as a clearing broker, its responsibilities, and the arbitration agreement related to financial accounts. It emphasizes Pershing's lack of liability for the actions of financial institutions and provides contact information for inquiries. The document also details the arbitration process and the rights of parties involved.
documents/vol00010-efta01455369-pdf.pdf
{"document_type":"financial","key_locations":["Jersey City, New Jersey"],"document_subtype":"disclosure statement","key_organizations":["Pershing LLC","Securities Investor Protection Corporation","Financial Industry Regulatory Authority","SO L ERN FINANCIAL LLC"],"reference_numbers":["B0097252CSF30015","DB-SDNY-0114090","SDNY_GM_00260274","EFTA01455369"]}