A KYC form assessing the client's criminal history, litigation involvement, associations with sanctioned or high-risk countries, and special risk factors. The client has no criminal convictions, litigation history with Deutsche Bank, or associations with sanctioned/high-risk countries. The account structure is unusually complex, but there are no indications of prohibited business relationships or non-operating companies for share transfers.
documents/vol00010-efta01356728-pdf.pdf
{"document_date":"2018-12-19","document_type":"financial","document_subtype":"KYC (Know Your Customer) Form","key_organizations":["Deutsche Bank AG","Office of Foreign Assets Control"],"reference_numbers":["DB-SDNY-0042738","SDNY_GM_00188922","EFTA01356728"]}