Chris Dilorio appeals the SEC's preliminary denial of his whistleblower award claim related to the Oppenheimer AML covered action 2015-016. He argues that the SEC used his information to bring and obstruct complaints while denying him compensation. Dilorio alleges that the SEC's denial is based on fabricated reasons and that the SEC has been obstructing investigations into illegal activities involving Knight Capital, UBS, and other entities. He claims the SEC is protecting certain entities and has failed to conduct thorough investigations into trading activities involving money laundering shells.
documents/EFTA00086579.pdf
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