This document outlines the rights and obligations of DBSI and Pershing in relation to securities and margin accounts. It includes provisions for buying securities, short sales, Reg T extensions, mandatory close-out of short sales, tax treatment of earnings, rehypothecation, and additional risks associated with margin accounts. It also covers the handling of restricted securities and collection remedies.
documents/vol00010-efta01461109-pdf.pdf
{"document_type":"legal","document_subtype":"contract","key_organizations":["DBSI","Pershing","Federal Reserve Bank","FINRA"],"reference_numbers":["WM134715","015684.110614","DB-SDNY-0122947","SDNY_GM_00269131","EFTA01461109"]}