A letter from Deutsche Bank's Asset & Wealth Management Key Client Partners Desk to a prospective client, outlining the non-advised nature of services, the need for signing a FINRA 2111 Institutional Suitability Certificate, and the distinction between KCP and WM services.
documents/vol00010-efta01468646-pdf.pdf
{"key_people":["Tazia Smith"],"document_date":"2013-12-04","document_type":"correspondence","key_locations":["345 Park Avenue, 26th Floor, New York, NY 10154"],"key_organizations":["Deutsche Bank Securities Inc","Deutsche Asset & Wealth Management","AWM Key Client Partners Desk","AWM Private Wealth Management group"],"reference_numbers":["EFTA01468646","EFTA01468647"]}