This agreement outlines the terms between Deutsche Bank Securities Inc. (Intermediary), Southern Financial, LLC (Debtor), and Deutsche Bank AG or its affiliates (Secured Party) regarding the establishment and maintenance of a securities account. It specifies account numbers, the status of the account as a securities account under the UCC, and the roles and responsibilities of the parties involved, including the handling of primary and secondary accounts for trading and collateral purposes.
documents/vol00010-efta01368770-pdf.pdf
{"key_people":["Deutsche Bank Securities Inc.","Southern Financial, LLC","Deutsche Bank AG"],"document_date":"2013-10-28","document_type":"legal","key_locations":["State of New York"],"document_subtype":"Securities Account Control Agreement","key_organizations":["Deutsche Bank Securities Inc.","Southern Financial, LLC","Deutsche Bank AG"],"reference_numbers":["N4G025080","N4G025403","N4G026161"]}