The document outlines the eligibility criteria and operational details for the DB AG NY Sweep Program. To be eligible, participants must be accredited investors as defined under Regulation D of the Securities Act of 1933. The program is available to individuals, certain nonprofit organizations, fiduciaries, trusts, and business entities, but not to retirement accounts or governmental plans. An initial deposit of $250,000 is required. The document also details the roles of DBSI, DBTCA, and Pershing in managing the program, including deposit and withdrawal processes.
doj/DataSet10/EFTA01378940.pdf
{"document_type":"financial","document_subtype":"investment program eligibility and operations","key_organizations":["Deutsche Bank AG","DBSI","DBTCA","Pershing","Financial Industry Regulatory Authority","New York Stock Exchange"],"reference_numbers":["VVM179143 015105.011718","DB-SDNY-0076221","SDNY_GM_00222405","EFTA01378940"]}