The document outlines the cross-border implementation guidelines for Wealth Management Americas in relation to EEA (European Economic Area) clients, focusing on reverse solicitation and compliance with MiFID II regulations. It details the restrictions on actively soliciting EEA clients, the necessity of reverse solicitation evidence, and the regulatory requirements for third-country firms interacting with EEA clients. The document also includes scenarios illustrating compliance and non-compliance with reverse solicitation rules.
documents/EFTA01399077.pdf
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