This document is an alert from Deutsche Bank Private Bank regarding Southern Financial Services, Inc. It details SEC violations involving insider trading and securities fraud by the company and its associates. The alert references a 2003 SEC filing of civil charges against the former president of Dicom Imaging Systems, Inc. and five Florida stock promoters, including Southern Financial Services, for securities fraud through misleading financial projections and undisclosed compensation agreements.
documents/vol00010-efta01358154-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert","key_people":["Gane","Welsh","Tamburello"],"document_date":"2013-05-29","document_type":"financial","key_locations":["Boca Raton, Florida","Miami, Florida"],"document_subtype":"Alert","key_organizations":["Southern Financial Services, Inc.","Dicom Imaging Systems, Inc.","SEC"],"reference_numbers":["1559801.11522860.46402345"]}