A memo regarding a trade booked in the Summit application for an OTC Derivative Product with Trade ID G175714L. The client, Southern Financial, LLC, is not adopted for the Frankfurt location, resulting in a KYC violation. The memo requests a review of the trade and consideration for rebooking to a compliant location.
documents/vol00010-efta01362962-pdf.pdf
{"key_people":["Akash Malhotra","Pankaj Chopra"],"document_date":"2018-04-13","document_type":"correspondence","key_locations":["Frankfurt","Jaipur, India"],"document_subtype":"memo","key_organizations":["Southern Financial, LLC","Deutsche Bank","DBOI Global Services Private Limited"],"reference_numbers":["G175714L"]}