The table provides a risk assessment of various clients, detailing their activity status, risk levels, and any issues identified by GA (presumably a financial institution or auditing body). It includes dates of activity, risk ratings, and notes on EDR cases and SAR filings.
documents/vol00010-efta01370076-pdf.pdf
{"key_people":["Darren K Indyke","Steven A Tananbaum"],"document_type":"tabular","document_subtype":"risk assessment table","key_organizations":["WM-PB","WM-PCS/Brokerage","Metro Joy Management LLC","Metro Joy International LLC","RDW Capital LLC"],"reference_numbers":["1791049","1822198","1285836","1311844"]}