The document outlines important regulatory disclosures related to Deutsche Bank's equity research, including conflict disclosures, short-term trade ideas, and country-specific disclosures for Australia, New Zealand, Brazil, EU countries, Japan, and Russia.
doj/DataSet10/EFTA01446918.pdf
{"title":"Regulatory Disclosures","document_date":"2014-02-04","document_type":"correspondence","key_locations":["Australia","New Zealand","Brazil","EU countries","Japan","Russia"],"key_organizations":["Deutsche Bank","HCA Holdings, Inc.","Deutsche Securities Inc.","JSDA","Type II Financial Instruments Firms Association","The Financial Futures Association of Japan","Japan Investment Advisers Association"],"reference_numbers":["CVM Instruction # 483","Registration number - Registered as a financial instruments dealer by the Head of the Kanto Local Finance Bureau (Kinship) No. 117"]}