This document is a confidential private placement memorandum for the Glendower Capital Secondary Opportunities Fund IV, LP. It outlines the legal and regulatory considerations for the offering of interests in the fund, including securities law matters under the Securities Act of 1933. The interests will not be registered under U.S. or non-U.S. securities laws and will be offered to accredited investors in the U.S. The document also includes disclosures related to past regulatory settlements involving Credit Suisse and Raymond James regarding auction rate securities.
doj/DataSet10/EFTA01391449.pdf
{"key_people":["Credit Suisse Securities (USA) LLC","Raymond James & Associates, Inc.","Raymond James Financial Services, Inc."],"document_type":"legal","key_locations":["New York","Puerto Rico","Virgin Islands","District of Columbia"],"document_subtype":"Confidential Private Placement Memorandum","key_organizations":["Glendower Capital","Credit Suisse","Raymond James"],"reference_numbers":["DB-SDNY-0096368","SDNY_GM_00242552","EFTA01391449"]}