This document is a financial account transfer form detailing instructions for partial transfers, direct mutual funds, and liquidations. It includes sections on retirement plan restrictions, rollover certifications, and participant signature and certification. The form outlines the process for transferring assets, including instructions for liquidating nontransferable assets and handling outstanding fees. It also includes a section for the successor custodian's signature and participant's signature.
documents/vol00010-efta01345089-pdf.pdf
{"key_people":["Tazia Smith"],"document_type":"financial","document_subtype":"Account Transfer Form","key_organizations":["Pershing LLC"],"reference_numbers":["09-PWM-0597","DB-SDNY-0031201","SDNY_GM_00177385","EFTA01345089"]}