This document outlines various disclosures and definitions related to an account agreement with DBSI. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of legal attachments, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.
documents/vol00010-efta01355876-pdf.pdf
{"document_type":"correspondence","key_locations":["United States"],"document_subtype":"disclosure document","key_organizations":["DBSI","Pershing","Federal Reserve Board","Securities and Exchange Commission"],"reference_numbers":["13-AWM-6798","072145 032813","DB-SDNY-0041171","SDNY_GM_00187355","EFTA01355876"]}