This document is an appendix to an account agreement, providing disclosures and definitions related to financial transactions and account management. It covers topics such as transaction confirmations, consent to loan or pledge securities, corrected and late trade reports, effects of account sequestration, foreign securities risks, prohibition of freeriding, impartial lottery allocation system, non-investment adviser capacity, and additional disclosures for non-U.S. residents.
documents/vol00010-efta01355814-pdf.pdf
{"document_type":"financial","key_locations":["United States"],"document_subtype":"account agreement appendix","key_organizations":["DBSI","Pershing"],"reference_numbers":["13-AWM-0196","012145.032813","DB-SDNY-0041095","SDNY_GM_00187279","EFTA01355814"]}