This document provides definitions and explanations of terms related to financial regulations and exceptions, such as 'Eligible Contract Participant,' 'End-User Exception,' and 'ERISA Special Entity.' It includes references to specific sections of the Commodity Exchange Act (CEA) and CFTC regulations.
documents/vol00010-efta01368433-pdf.pdf
{"document_type":"legal","document_subtype":"legal definitions","key_organizations":["Barclays","CFTC","DB","SEC"],"reference_numbers":["6395998","DB-SDNY-0060168","SDNY_GM_00206352","EFTA01368433"]}