The document provides important information for recipients in various jurisdictions including Japan, Malaysia, Mexico, Monaco, New Zealand, and Oman regarding the offering and sale of securities. It outlines the legal restrictions and requirements for offering securities in these regions.
documents/vol00010-efta01354042-pdf.pdf
{"document_type":"correspondence","key_locations":["Japan","Malaysia","Mexico","Monaco","New Zealand","Sultanate of Oman"],"key_organizations":["Credit Suisse Securities (Japan) Limited","Japan Securities Dealers Association","Financial Futures Association of Japan","Japan Investment Advisers Association","Type II Financial Instruments Firms Association","National Banking and Securities Commission","Mexican Stock Exchange","Autorité de Contrôle Prudentiel","Commission de Contrôle des Activités Financières"],"reference_numbers":["Law no. 25 of 1948","Director-General of Nanto Local Finance Bureau (Kinsho) No 66","Law n° 1.144 of July 26, 1991","Law 1.338 of September 7, 2007","Royal Decree 4174","Royal Decree 80;913i","Decision No.1(2009)"]}