This document outlines the terms and conditions under which the Executing Broker will execute securities transactions for the client's account and clear such transactions through Pershing LLC. It includes details on customer trades, applicable laws, customer qualifications, settlement obligations, discretionary accounts, fees, default conditions, and arbitration clauses.
documents/vol00010-efta01468659-pdf.pdf
{"title":"Agreement for Prime Brokerage Clearance Services","document_type":"legal","key_locations":["New York"],"document_subtype":"Agreement","key_organizations":["Pershing LLC","Executing Broker","Prime Broker","The Bank of New York Mellon Corporation","FINRA","NYSE","SIPC"],"reference_numbers":["EFTA01468659","EFTA01468660","EFTA01468661","EFTA01468662","EFTA01468663","EFTA01468664","EFTA01468665","EFTA01468666","EFTA01468667","EFTA01468668","EFTA01468669","EFTA01468670","EFTA01468671","EFTA01468672","EFTA01468673","EFTA01468674"]}