The document discusses the potential loss of rights with respect to securities during a securities loan or rehypothecation, the procedures for callable securities, risk management strategies, Deutsche Bank's roles in transactions, and the risks associated with extended trading hours.
doj/DataSet10/EFTA01374461.pdf
{"document_type":"correspondence","key_organizations":["DBSI","FINRA","Deutsche Bank"],"reference_numbers":["DB-SDNY-0069159","SDNY_GM_00215343","EFTA01374461"]}