This document outlines the legal considerations for the Gland:twat Capital Secondary Opportunities Fund IV, LP, in relation to the U.S. Securities Exchange Act of 1934, the Investment Company Act of 1940, and the U.S. Investment Advisers Act of 1940. It discusses the requirements for SEC filings when acquiring more than 5% of a company's equity securities, the avoidance of short-swing profit liability, and the exemptions from registration under the Investment Company Act. It also covers the conditions under which offers and sales of interests will be made to eligible investors and the implications of the U.S. Advisers Act for the Manager and U.S. Adviser.
doj/DataSet10/EFTA01394250.pdf
{"document_type":"legal","document_subtype":"Legal Considerations","key_organizations":["Gland:twat Capital Secondary Opportunities Fund IV, LP","SEC"],"reference_numbers":["DB-SDNY-0100248","SDNY_GM_00246432","EFTA01394250"]}