Amendment No. 3 to Form S-1 outlines the conditions under which securities can be offered and sold in various jurisdictions, including Singapore, Japan, Switzerland, Dubai, and Australia. It specifies restrictions on the transferability of shares, compliance with local laws, and the lack of registration or approval by local regulatory authorities. The document emphasizes that the securities are not registered under certain financial laws and are subject to specific exemptions and conditions.
doj/DataSet10/EFTA01382403.pdf
{"document_type":"legal","key_locations":["Japan","Switzerland","Dubai","Australia"],"document_subtype":"Amendment to Form S-1","key_organizations":["SIX Swiss Exchange","Dubai Financial Services Authority","Swiss Financial Market Supervisory Authority FINMA","Australian Securities and Investments Commission"],"reference_numbers":["DB-SDNY-0081746","SDNY_GM_00227930","EFTA01382403"]}