This document is a self-disclosure letter from Deutsche Bank AG regarding uncleared derivatives trading activity. It includes representations made by Southern Financial LLC, a counterparty, about their status under EMIR regulations. The letter requires separate completion for each underlying principal if an agent is acting on behalf of multiple principals.
documents/vol00010-efta01369099-pdf.pdf
{"title":"Deutsche Bank AG - Self-Disclosure Letter","key_people":["Darren Indylle"],"document_type":"correspondence","key_locations":["St. Thomas, USVI"],"document_subtype":"Self-Disclosure Letter","key_organizations":["Deutsche Bank AG","Southern Financial LLC","Deutsche Bank Securities Inc."],"reference_numbers":["DB-SDNY-0061189","SDNY_GM_00207373","EFTA01369099"]}