The document outlines Hudson Bay Capital's review of client accounts, reporting to clients, client referrals and compensation, custody of assets, and investment discretion. It details the review process of client portfolios, the reporting frequency to investors, the lack of current third-party referral arrangements, custody arrangements under Rule 206(4)-2 of the Advisers Act, and the discretionary investment advisory services provided by Hudson Bay Capital.
doj/DataSet10/EFTA01384577.pdf
{"key_people":["Hudson Bay Capital"],"document_type":"correspondence","document_subtype":"financial advisory document","key_organizations":["Hudson Bay Capital"],"reference_numbers":["DB-SDNY-0084874","SDNY_GM_00231058","EFTA01384577"]}