The document outlines the exemption of Aspen Grove Capital, LLC from registration with the U.S. Commodity Futures Trading Commission (CFTC) as a Commodity Pool Operator (CPO) and Commodity Trading Advisor (CTA) under specific CFTC rules. It details the conditions under which the exemption is claimed, including limitations on public marketing, investor qualifications, and commodity interest exposure limits.
doj/DataSet10/EFTA01393285.pdf
{"document_type":"legal","document_subtype":"exemption notice","key_organizations":["Aspen Grove Capital, LLC","U.S. Commodity Futures Trading Commission","National Futures Association"],"reference_numbers":["GLDUS130"]}