The document outlines the relationships and potential conflicts of interest involving iCapital Advisors, LLC, its investors, and associated financial services companies. It discusses the ownership interests of BNY Capital Corporation, BlackRock, Credit Suisse, Morgan Stanley, and UBS in iCapital's parent company, Institutional Capital Network, Inc. The document also details iCapital's Code of Ethics, which aims to prevent conflicts of interest and insider trading among its employees.
doj/DataSet10/EFTA01390026.pdf
{"title":"iCapital Advisors, LLC Form ADV Part 2A","key_people":["Ian Slome"],"document_type":"legal","document_subtype":"Form ADV Part 2A","key_organizations":["iCapital Advisors, LLC","BNY Capital Corporation","Institutional Capital Network, Inc.","BlackRock, Inc.","Credit Suisse Group AG","Morgan Stanley Smith Barney","UBS Financial Services"]}