This document is a disclosure statement from Deutsche Bank Securities Inc., acting through its Asset & Wealth Management division, regarding an agreement with Alkeon Capital Management, LLC and related funds. It outlines the compensation arrangement for referring clients to the funds and potential conflicts of interest. Investors are required to acknowledge receipt and understanding of the disclosure.
doj/DataSet10/EFTA01374116.pdf
{"key_people":["Paul Barrett","Alex Litvin"],"document_type":"correspondence","key_locations":["5022 Gate Parkway, Suite 400, Jacksonville, FL 32256"],"document_subtype":"Disclosure Statement","key_organizations":["Deutsche Bank Securities Inc.","Alkeon Capital Management, LLC","Alkeon Growth PW Partners, LP","Alkeon Growth Offshore Fund, Ltd."],"reference_numbers":["A/75465006.1","DB-SDNY-0068655","SDNY_GM_00214839","EFTA01374116"]}