This document is an account agreement between Southern Financial LLC and Deutsche Bank Securities Inc. (DBSI). It outlines the terms and conditions governing the brokerage account, including client representations, rights of DBSI, cash account details, order execution, rules and regulations, purchase and sale of securities, trading restrictions, and other account management details. The agreement also includes arbitration clauses, tax election/declaration of tax status, and disclosures related to the account.
documents/vol00010-efta01441084-pdf.pdf
{"title":"Deutsche Asset & Wealth Management Account Agreement","key_people":["Jeffrey Epstein"],"document_date":"2011-12","document_type":"financial","key_locations":["St Thomas","New York"],"document_subtype":"Account Agreement","key_organizations":["Deutsche Bank Securities Inc.","Southern Financial LLC","Deutsche Asset & Wealth Management","Pershing LLC","Financial Industry Regulatory Authority (FINRA)"],"reference_numbers":["EFTA01441084","EFTA01441085","EFTA01441086","EFTA01441087","EFTA01441088","EFTA01441089","EFTA01441090","EFTA01441091","EFTA01441092","EFTA01441093","EFTA01441094","EFTA01441095","EFTA01441096","EFTA01441097","EFTA01441098","EFTA01441099","EFTA01441100","EFTA01441101","EFTA01441102","EFTA01441103","EFTA01441104","EFTA01441105","EFTA01441106","EFTA01441107","EFTA01441108","EFTA01441109","EFTA01441110","EFTA01441111"]}