This document is an alert report from Deutsche Bank Private Bank dated February 22, 2018. It highlights a critical risk alert for Southern Financial Group, also known as SFG, based in Greensboro, North Carolina, USA. The alert references SEC violations including insider trading and securities fraud, involving a high-yield investment scheme that defrauded investors of approximately $30 million. The report includes historical SEC litigation releases and judgments against the entities involved.
documents/vol00010-efta01355998-pdf.pdf
{"title":"Deutsche Bank Private Bank Alert Report","key_people":["Tracy Dunlap","Tracy Calvin Dunlap Jr."],"document_date":"2018-02-22","document_type":"financial","key_locations":["Greensboro, North Carolina, USA","Virgin Islands, U.S."],"document_subtype":"Alert Report","key_organizations":["Deutsche Bank Private Bank","Southern Financial Group","Elfindepan S.A.","Strategic Asset Funds S.A.","SEC"],"reference_numbers":["12737031.11622715.65374193","R2601172","65374193"]}