This document is a financial account transfer form detailing partial transfers, direct mutual funds, and liquidations. It includes instructions for transferring assets, retirement plan restrictions, and participant certifications. The form requires signatures from the client, joint client, and successor custodian, and includes sections for retirement plan restrictions and rollover certifications.
documents/vol00010-efta01343950-pdf.pdf
{"key_people":["Tazia Smith"],"document_type":"financial","document_subtype":"account transfer form","key_organizations":["Pershing LLC"],"reference_numbers":["09-PWM-0597","DB-SDNY-0028940","SDNY_GM_00175124","EFTA01343950"]}