subject: Approval Needed - List of Preferreds

all_participants: andrew king ["zbynek kozelsky"] ["stewart oldfield"] []


sender: PBW/WM/MIS ETL/PBW 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com>

subject: RM0082289 Daily Deposit Report 20160623

all_participants: pbw/wm/mis etl/pbw 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com> ["rm0082289@list.db.com"] [] []


sender: [REDACTED NAME] <[REDACTED EMAIL]>

subject: RE: Southern Financial revs [I]

to_recipients:
[REDACTED NAME 1] <[REDACTED EMAIL 1]>
[REDACTED NAME 2] <[REDACTED EMAIL 2]>

all_participants: [redacted name] <[redacted email]> ["[redacted name 1] <[redacted email 1]>", "[redacted name 2] <[redacted email 2]>"] ["[redacted name] <[redacted email]>"] []


sender: PBW/WM/MIS ETL/PBW 15116

subject: Daily Deposit Report 20160723

all_participants: pbw/wm/mis etl/pbw 15116 [] [] []


sender: Brianna Fowler

subject: RE: client events [I]

all_participants: brianna fowler ["stewart oldfield"] [] []


sender: Stewart Oldfield

subject: client events [I]

all_participants: stewart oldfield ["brianna fowler"] [] []


sender: Wayne Salit

subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC

all_participants: wayne salit ["michael koplowitz"] ["john juul"] []


sender: Dmitri Saks

subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML
Mark Whyman
Anastasia Pringle

all_participants: dmitri saks ["courteney b fornal"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml", "mark whyman", "anastasia pringle"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


sender: Anastasia Pringle

to_recipients:
Manikandan Muralidharan
Dmitri Saks

all_participants: anastasia pringle ["manikandan muralidharan", "dmitri saks"] ["ged account-opening"] []


sender: Manikandan Muralidharan

subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC

cc_recipients:
Ged Account-Opening
US-CB S-AML
Anastasia Pringle

all_participants: manikandan muralidharan ["dmitri saks"] ["ged account-opening", "us-cb s-aml", "anastasia pringle"] []


sender: Syed-Anzar Ahmed

subject: Re: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC - RDC alert Review - Very Urgent

cc_recipients:
CAGNY NCA
Suresh-x Salimath
Anantesh Anand

all_participants: syed-anzar ahmed ["manikandan muralidharan"] ["cagny nca", "suresh-x salimath", "anantesh anand"] []


subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC - RDC alert Review - Very Urgent

cc_recipients:
Syed-Anzar Suresh-x
Jofin Varghese
Sagar Kameshwaran Ns
Anantesh

all_participants: manikandan muralidharan ["cagny nca"] ["syed-anzar suresh-x", "jofin varghese", "sagar kameshwaran ns", "anantesh"] []


cc_recipients:
Ged Account-Opening
US-CB S-AML
Manikandan Muralidharan

all_participants: anastasia pringle ["dmitri saks"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML
Anastasia Pringle
Kumud Sharma

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


sender: Jofin Varghese

all_participants: jofin varghese ["dmitri saks"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


sender: Courteney B Fornal

to_recipients:
Dmitri Saks
Anastasia Pringle

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML
Mark Whyman

all_participants: courteney b fornal ["dmitri saks", "anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml", "mark whyman"] []


subject: Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC

cc_recipients:
CAGNY NCA
Dmitri Saks
Manikandan Muralidharan
Sujith Shetty
US-CB 5- AML

all_participants: jofin varghese ["us-cb s-aml"] ["cagny nca", "dmitri saks", "manikandan muralidharan", "sujith shetty", "us-cb 5- aml"] []


sender: US-CB S-AML

cc_recipients:
CAGNY NCA
Jofin Varghese
Manikandan Muralidharan
US-CB S-AML

all_participants: us-cb s-aml ["sujith shetty"] ["cagny nca", "jofin varghese", "manikandan muralidharan", "us-cb s-aml"] []


sender: Sujith Shetty

subject: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC

cc_recipients:
Manikandan Muralidharan
Jofin Varghese
CAGNY NCA

all_participants: sujith shetty ["us-cb s-aml"] ["manikandan muralidharan", "jofin varghese", "cagny nca"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
Courteney B Fornal
US-CB S-AML
Mark Whyman

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "courteney b fornal", "us-cb s-aml", "mark whyman"] []


to_recipients:
Dmitri Saks
Courteney B Fornal
US-CB S-AML
Mark Whyman

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan

all_participants: anastasia pringle ["dmitri saks", "courteney b fornal", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
Courteney B Fornal
US-CB S-AML
Mark Whyman

all_participants: anastasia pringle ["courteney b fornal", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
Anastasia Pringle
US-CB S-AML
Mark Whyman

all_participants: courteney b fornal ["anastasia pringle", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
US-CB S-AML
Courteney B Fornal
Mark Whyman

all_participants: anastasia pringle ["us-cb s-aml", "courteney b fornal", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


all_participants: anastasia pringle ["us-cb s-aml"] ["ged account-opening", "manikandan muralidharan"] []


sender: Rich Iarossi

subject: Monthly Annual Client Update Reports [I]

all_participants: rich iarossi ["stewart oldfield"] [] []


subject: FW: Monthly Annual Client Update Reports [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


sender: [redacted name] <redacted email>

subject: Re: [C]

cc_recipients:
[redacted name] <redacted email>
[redacted name] <redacted email>
[redacted name] <redacted email>

all_participants: [redacted name] <redacted email> ["[redacted name] <redacted email>"] ["[redacted name] <redacted email>", "[redacted name] <redacted email>", "[redacted name] <redacted email>"] []


sender: sigver dbgps

subject: Check Referral - Acct...

all_participants: sigver dbgps ["single primary recipient (name/email redacted)"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "multiple individual internal recipients (≈10–12 names; most redacted)"] []


sender: Brendan Heinz

subject: Large Deposit outflow

all_participants: brendan heinz ["stewart oldfield"] [] []


sender: Richard Kahn

subject: Re: ISDA paper

all_participants: richard kahn ["stewart oldfield"] ["daniel sabba"] []


subject: Re: Butterfly trust

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield"] []


sender: Kerrian Gordon

subject: FW: Southern Financial LLC - FDD [C]

all_participants: kerrian gordon ["wayne salit"] [] []


subject: Re: quote please [C]

cc_recipients:
Darlene Zong
Stewart Oldfield
Darren Indyke

all_participants: richard kahn ["vahe stepanian"] ["darlene zong", "stewart oldfield", "darren indyke"] []


subject: account planning [C]

all_participants: stewart oldfield ["andrew gallivan"] [] ["(redacted)"]


sender: Andrew Gallivan

subject: [C]

to_recipients:
Mary A Coleman
Brian P Convey
Joanne Jensen
Stewart Oldfield
Elizabeth Payne
Joseph Sabbagh
Terri Sohrab
Terrence F Tangney
Rosemary Vrablic

all_participants: andrew gallivan ["mary a coleman", "brian p convey", "joanne jensen", "stewart oldfield", "elizabeth payne", "joseph sabbagh", "terri sohrab", "terrence f tangney", "rosemary vrablic"] ["mamie holland"] []


sender: Vahe Stepanian

subject: FW: Notification: Catch-up about DB Deposits [C] @ Wed Feb 1, 2017 2:30pm - 3pm ( ) [I]

all_participants: vahe stepanian ["stewart oldfield"] [] []


subject: Re: <u>Notification: Catch-u about</u> DB Deposits [C] @ Wed Feb 1, 2017 2:30pm - 3pm ( )

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


subject: RM0082289 Daily Deposit Report 20170211

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: Audie Apple

subject: RE: RP Meetings [I]

all_participants: audie apple ["stewart oldfield"] [] []


sender: Stewart Oldfield

subject: RE: RP Meetings [I]

to_recipients:
Audie Apple
Todd Stevens

all_participants: stewart oldfield ["audie apple", "todd stevens"] [] []


subject: RE: RP Meetings [I]

to_recipients:
Stewart Oldfield
Todd Stevens

all_participants: audie apple ["stewart oldfield", "todd stevens"] [] []


subject: RE: RP Meetings [I]

all_participants: stewart oldfield ["audie apple"] [] []


subject: RP Meetings [I]


subject: cash accounts 1 of 2

to_recipients:
Cynthia Rodriguez
Stewart Oldfield

all_participants: richard kahn ["cynthia rodriguez", "stewart oldfield"] [] []


sender: Cynthia Rodriguez

subject: RE: AG Preferred Deposit Accounts

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield"] []


subject: Re: AG Preferred Deposit Accounts


subject: Re: AG Preferred Deposit Accounts


sender: Darlene Zong

subject: FW: Goldman MM Requests for Stew Oldfield [I]

all_participants: darlene zong ["stewart oldfield"] ["andrew king"] []


sender: Zbynek Kozelsky

subject: RE: Goldman MM Requests for Stew Oldfield [I]

cc_recipients:
Joseph Dursi
Andrew King

all_participants: zbynek kozelsky ["darlene zong"] ["joseph dursi", "andrew king"] []


all_participants: darlene zong ["zbynek kozelsky"] ["joseph dursi", "andrew king"] []


sender: Andrew King

subject: Goldman MM Requests for Stew Oldfield [I]

cc_recipients:
Joseph Dursi
Zbynek Kozelsky

all_participants: andrew king ["darlene zong"] ["joseph dursi", "zbynek kozelsky"] []


subject: RM0082289 Daily Deposit Report 20170315


subject: Fw: Zorro Development Corp. has been changed to an Inactive Prospect in DB Force [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


EMS/290317308502: Check Referral - Acct


subject: Re: J Epstein Foundation [C]

cc_recipients:
Darren Indyke
Stewart Oldfield
Joshua Shoshan

all_participants: richard kahn ["vahe stepanian"] ["darren indyke", "stewart oldfield", "joshua shoshan"] []


subject: Re: cash interest rates [C]

all_participants: stewart oldfield ["richard kahn"] [] []


subject: RE: Inactive/Dormant Accounts

cc_recipients:
Cynthia Rodriguez
Brianna Fowler

all_participants: stewart oldfield ["anna-sofiya lupolover"] ["cynthia rodriguez", "brianna fowler"] []


sender: Daniel Sabba

subject: RE: Richard Kahn / Epstein Total Return Swap [I]

to_recipients:
Vahe Stepanian
Andrew King

cc_recipients:
Stewart Oldfield
Joseph Dursi

all_participants: daniel sabba ["vahe stepanian", "andrew king"] ["stewart oldfield", "joseph dursi"] []


cc_recipients:
Stewart Oldfield
Daniel Sabba
Joseph Dursi

all_participants: vahe stepanian ["andrew king"] ["stewart oldfield", "daniel sabba", "joseph dursi"] []


all_participants: andrew king ["vahe stepanian"] ["stewart oldfield", "daniel sabba", "joseph dursi"] []


cc_recipients:
Stewart Oldfield
Daniel Sabba

all_participants: vahe stepanian ["andrew king"] ["stewart oldfield", "daniel sabba"] []


subject: Richard Kahn / Epstein Total Return Swap [I]

all_participants: andrew king ["vahe stepanian"] ["stewart oldfield"] []


sender: Brianna Fowler

subject: pipeline

all_participants: brianna fowler ["stewart oldfield"] [] []


sender: Arthur Tendler

subject: RE: Jeffrey Epstein's Custody Account [C]

cc_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: arthur tendler ["stewart oldfield"] ["bradley gillin", "cynthia rodriguez"] []


subject: Re: Jeffrey Epstein's Custody Account [C]

all_participants: stewart oldfield ["arthur tendler"] ["bradley gillin", "cynthia rodriguez"] []


subject: Jeffrey Epstein's Custody Account [C]

cc_recipients:
Richard Kahn
bellaklein
Stewart Oldfield
3j Litchford
Robert Lechner
Katy Cheng
Marjorie Flash

all_participants: arthur tendler ["darren indyke"] ["richard kahn", "bellaklein", "stewart oldfield", "3j litchford", "robert lechner", "katy cheng", "marjorie flash"] []


cc_recipients:
Mark Gonzalez
Stewart Oldfield
Joseph Sabbagh

all_participants: andrew gallivan ["vaishali-p me"] ["mark gonzalez", "stewart oldfield", "joseph sabbagh"] []


sender: Vaishali-P Mehta

all_participants: vaishali-p mehta ["andrew gallivan"] ["mark gonzalez", "stewart oldfield", "joseph sabbagh"] []


subject: MD Approval for ACUs for High Risk Clients [I]

cc_recipients:
Douglas Robertson
Stewart Oldfield
Thomas-B Mayer
Mark Gonzalez

all_participants: vaishali-p mehta ["andrew gallivan"] ["douglas robertson", "stewart oldfield", "thomas-b mayer", "mark gonzalez"] []


subject: Possible prospect

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: Re: Southern Financial [I]

to_recipients:
Cynthia Rodriguez
Vahe Stepanian

all_participants: stewart oldfield ["cynthia rodriguez", "vahe stepanian"] [] []


subject: RE: Southern Financial [I]

to_recipients:
Vahe Stepanian
Stewart Oldfield

all_participants: cynthia rodriguez ["vahe stepanian", "stewart oldfield"] [] []


subject: Southern Financial [I]

all_participants: vahe stepanian ["stewart oldfield"] ["cynthia rodriguez"] []


sender: Wayne Salit

subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financia

all_participants: wayne salit ["john juul"] [] []


subject: RE: Uncleared OTC derivatives - RESPONSE REQUIRED [I]

to_recipients:
Anna-Sofiya Lupolover
Stewart Oldfield

all_participants: cynthia rodriguez ["anna-sofiya lupolover", "stewart oldfield"] ["bradley gillin"] []


sender: Anna-Sofiya Lupolover

subject: Uncleared OTC derivatives - RESPONSE REQUIRED [I]

cc_recipients:
Cynthia Rodriguez
Bradley Gillin

all_participants: anna-sofiya lupolover ["stewart oldfield"] ["cynthia rodriguez", "bradley gillin"] []


subject: Re: trading capabilities

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


subject: RE: trading capabilities

all_participants: stewart oldfield ["richard kahn"] ["vahe stepanian"] []


subject: trading capabilities

all_participants: richard kahn ["stewart oldfield"] [] []


sender: Melisa Venegas

subject: April - BRC Committee - Slide [I]

to_recipients:
Yoonsun Chung
Janice Franklin

cc_recipients:
Armen Brash
Wayne Salit

all_participants: melisa venegas ["yoonsun chung", "janice franklin"] ["armen brash", "wayne salit"] []


sender: Navin-Kumar Pankaj

subject: Your Lead has been successfully converted into a Customer-Prospect

all_participants: navin-kumar pankaj [] [] []


subject: Automatic reply: Southern Financial LLC update [SC]

all_participants: stewart oldfield ["kimberly hart"] [] []


subject: RE: DB AG New York Preferred Banking Account [I]

all_participants: stewart oldfield ["arthur tremblay"] [] []


sender: Arthur Tremblay

all_participants: arthur tremblay ["stewart oldfield"] [] []


subject: DB AG New York Preferred Banking Account [I]


sender: Sarah Rafferty

subject: Invitation: Frieze London 2016 11:00 Preview

all_participants: sarah rafferty ["stewart oldfield"] [] []


sender: Richard Kahn


subject: RE: Individual Self-Certification Form [I]

all_participants: stewart oldfield ["armen brash"] [] []


sender: Armen Brash

all_participants: armen brash ["stewart oldfield"] [] []


subject: FW: Individual Self-Certification Form [I]


sender: Paul Morris

all_participants: paul morris ["aracely sanchez"] ["armen brash"] []


subject: Fwd: Individual Self-Certification Form

all_participants: richard kahn ["paul morris"] [] []


sender: zia Memon

subject: RE: Approval Needed - List of Preferreds

to_recipients:
Todd Stevens
Stewart Oldfield
Zbynek Kozelsky
Andrew King
Joseph Dursi

all_participants: zia memon ["todd stevens", "stewart oldfield", "zbynek kozelsky", "andrew king", "joseph dursi"] [] []


sender: Todd Stevens

to_recipients:
Stewart Oldfield
Zbynek Kozelsky
Andrew King
zia Memon
Joseph Dursi

all_participants: todd stevens ["stewart oldfield", "zbynek kozelsky", "andrew king", "zia memon", "joseph dursi"] [] []


sender: Stewart Oldfield

to_recipients:
Zbynek Kozelsky
Andrew King

all_participants: stewart oldfield ["zbynek kozelsky", "andrew king"] ["todd stevens"] []


sender: Zbynek Kozelsky

all_participants: zbynek kozelsky ["andrew king"] ["stewart oldfield"] []


sender: Andrew King

subject: Approval Needed - List of Preferreds

all_participants: andrew king ["zbynek kozelsky"] ["stewart oldfield"] []


subject: FW: ACTION REQUIRED: STFR Regulation Mailing (Part 2) [I]

all_participants: stewart oldfield ["brianna fowler"] [] []


subject: ACTION REQUIRED: STFR Regulation Mailing (Part 2) [I]

all_participants: armen brash ["stewart oldfield"] ["anna-sofiya lupolover"] []


subject: Automatic reply: Jeffre E stein's Custody Account [C]

all_participants: stewart oldfield ["arthur tendle"] [] []


subject: RM0082289 Daily Deposit Report 20161217

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RM0082289 Daily Deposit Report 20170104


subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] [I]

cc_recipients:
Mark Frankel
Martin Cunningham
Todd Stevens
Chip Packard

all_participants: wayne salit ["daniel sabba"] ["mark frankel", "martin cunningham", "todd stevens", "chip packard"] []


sender: Carol Saracco

subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] [I]

cc_recipients:
Wayne Salit
Todd Stevens
Chip Packard

all_participants: carol saracco ["daniel sabba"] ["wayne salit", "todd stevens", "chip packard"] []


sender: Daniel Sabba

all_participants: daniel sabba ["carol saracco"] ["wayne salit", "todd stevens", "chip packard"] []


cc_recipients:
Todd Stevens
Chip Packard
Jan Bornebusch

all_participants: wayne salit ["daniel sabba"] ["todd stevens", "chip packard", "jan bornebusch"] []


subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]

cc_recipients:
Todd Stevens
Chip Packard

all_participants: daniel sabba ["wayne salit"] ["todd stevens", "chip packard"] []


subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]


all_participants: daniel sabba ["todd stevens"] [] []


subject: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]

all_participants: wayne salit ["daniel sabba"] [] []


sender: Jan Ford

subject: RE: Jeff Epstein [I]

to_recipients:
Stuart Clarke
Carol Saracco

cc_recipients:
Jan Bornebusch
Wayne Salit

all_participants: jan ford ["stuart clarke", "carol saracco"] ["jan bornebusch", "wayne salit"] []


subject: RM0082289 Daily Deposit Report 20170304


subject: RE: High Risk In Person Meeting

cc_recipients:
Cynthia Rodriguez
Vaishali-P Mehta

all_participants: stewart oldfield ["armen brash"] ["cynthia rodriguez", "vaishali-p mehta"] []


sender: Cynthia Rodriguez

subject: RE: Zorro Development <change><s>Corp. has been</s></change> changed to an Inactive Prospect in DB Force [I]

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: Fw: Zorro Development Corp. has been changed to an Inactive Prospect in DB Force [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


sender: Relational Junction

subject: Zorro Development Corp. has been changed to an Inactive Prospect in DB Force

all_participants: relational junction ["stewart oldfield"] [] []


sender: Vahe Stepanian

subject: Trade Report

cc_recipients:
Darren Indyke
Stewart Oldfield
Joshua Shoshan

all_participants: vahe stepanian ["richard kahn"] ["darren indyke", "stewart oldfield", "joshua shoshan"] []


subject: RE: J Epstein Foundation [C]


subject: 3 Epstein Foundation

all_participants: richard kahn ["vahe stepanian"] ["darren indyke"] []


subject: re: STC

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield"] []


to_recipients:
Daniel Sabba
Wayne Salit

all_participants: daniel sabba ["daniel sabba", "wayne salit"] ["todd stevens", "chip packard"] []


subject: RE: STC

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield"] []


subject: Re: STC


subject: Re: STC


subject: Re: MBLY Tender [C]

cc_recipients:
Stewart Oldfield
Joshua Shoshan

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield", "joshua shoshan"] []


sender: Tazia Smith

subject: RE: Rothschild [C]

cc_recipients:
Stewart Oldfield
Vahe Stepanian
Matt Glassman
Delores Rubin

all_participants: tazia smith ["richard kahn"] ["stewart oldfield", "vahe stepanian", "matt glassman", "delores rubin"] []


subject: RE: Nes LLC [I]

cc_recipients:
Cynthia Rodriguez
Vahe Stepanian

all_participants: stewart oldfield ["vaishali-p mehta"] ["cynthia rodriguez", "vahe stepanian"] ["(redacted)"]


sender: Vaishali-P Mehta

subject: RE: Nes LLC [I]

all_participants: vaishali-p mehta ["stewart oldfield"] ["cynthia rodriguez", "vahe stepanian"] []


subject: RE: Nes LLC [I]

all_participants: stewart oldfield ["vaishali-p mehta"] ["cynthia rodriguez", "vahe stepanian"] []


subject: Nes LLC [I]

all_participants: vaishali-p mehta ["stewart oldfield"] [] []


subject: Re: Euros

cc_recipients:
Bella Klein
Darren Indyke
Stewart Oldfield

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein", "darren indyke", "stewart oldfield"] []


subject: Fw: butterfly [I]


subject: Re: [C]

cc_recipients:
Stewart Oldfield
Daniel Sabba

all_participants: richard kahn ["darlene zong"] ["stewart oldfield", "daniel sabba"] []


sender: Darlene Zong

subject: RE: [C]

all_participants: darlene zong ["richard kahn"] ["stewart oldfield", "daniel sabba"] []


subject: Re: [C]

cc_recipients:
Stewart Oldfield
Daniel Sabba
Vahe Stepanian

all_participants: darlene zong ["richard kahn"] ["stewart oldfield", "daniel sabba", "vahe stepanian"] []


sender: Richard Kahn

subject: Re: [C]

cc_recipients:
Stewart Oldfield
Darlene Zong
Daniel Sabba

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield", "darlene zong", "daniel sabba"] []


to_recipients:
Vahe Stepanian
Daniel Sabba

all_participants: richard kahn ["vahe stepanian", "daniel sabba"] ["stewart oldfield"] []


subject: RE: Entity Self-Certification Form

all_participants: cynthia rodriguez ["stewart oldfield"] ["armen brash"] []


subject: FW: Entity Self-Certification Form

all_participants: stewart oldfield ["cynthia rodriguez"] ["armen brash"] []


subject: Fwd: Entity Self-Certification Form

all_participants: richard kahn ["stewart oldfield"] [] []


subject: Fwd: Entity Self-Certification Form

all_participants: richard kahn ["paul v morris"] [] []


sender: Bebe Avdiu

subject: Entity Self-Certification Form

all_participants: bebe avdiu ["richard kahn"] [] []


subject: Catch-up about DB Deposits

to_recipients:
Richard Kahn
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn", "stewart oldfield"] [] []


sender: Daphne Cales

subject: RE: KYC Remediation

all_participants: daphne cales ["cynthia rodriguez", "stewart oldfield"] ["sheffali welch"] []


subject: RE: KYC Remediation

to_recipients:
Daphne Cales
Stewart Oldfield

all_participants: cynthia rodriguez ["daphne cales", "stewart oldfield"] ["sheffali welch"] []


sender: Daphne Cates

subject: KYC Remediation

cc_recipients:
Cynthia Rodriguez
Sheffali Welch

all_participants: daphne cates ["stewart oldfield"] ["cynthia rodriguez", "sheffali welch"] []


subject: Re: ATUS Allocation [C]

cc_recipients:
Darren Indyke
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["darren indyke", "stewart oldfield"] []


subject: RE: [C]

cc_recipients:
Stewart Oldfield
Jeanne Brennan

all_participants: vahe stepanian ["richard kahn"] ["stewart oldfield", "jeanne brennan"] []


subject: Re: Trade Report 7/13/2017 [C]

cc_recipients:
Stewart Oldfield
Darren Indyke
Jeanne Brennan

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield", "darren indyke", "jeanne brennan"] []


subject: Re: trading meetin


subject: Fwd: Trade Report 7/13/2017 [C]

cc_recipients:
Darren Indyke
Jeanne Brennan
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["darren indyke", "jeanne brennan", "stewart oldfield"] []


subject: RM0082289 Daily Deposit Report 20180126

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: Your Lead has been successfully converted into a Customer-Prospect

all_participants: prashant mahendru <prashant.mahendru@db.com> [] [] []


subject: RM0082289 Daily Deposit Report 20171223


subject: Large Withdrawal

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield"] []


subject: FW: Canyon requests - AIS - KCP

to_recipients:
Daniel Sabba
Darlene Zong

all_participants: stewart oldfield ["daniel sabba", "darlene zong"] [] []


subject: RE: Canyon requests - AIS - KCP

cc_recipients:
Mathew Negus
Todd Stevens
Joseph Dursi

all_participants: zbynek kozelsky ["stewart oldfield"] ["mathew negus", "todd stevens", "joseph dursi"] []


subject: RE: Canyon requests - AIS - KCP

all_participants: stewart oldfield ["zbynek kozelsky"] ["mathew negus", "todd stevens", "joseph dursi"] []


subject: Canyon requests - AIS - KCP

cc_recipients:
Mathew Negus
Todd Stevens

all_participants: zbynek kozelsky ["stewart oldfield"] ["mathew negus", "todd stevens"] []


subject: Meeting Forward Notification: Epstein trading meeting

all_participants: stewart oldfield ["stewart oldfield"] [] []


sender: Gaurav Bhargava

subject: RE: Message in format validation- RFK : E103171024T8XVIF T: 01848570

all_participants: gaurav bhargava ["ankit kumar sharma", "stewart oldfield", "william-m finn", "cynthia rodriquez", "bradley gillin", "pwmitus productionsupport <pwmitus.productionsupport@db.com>"] ["kathryn j stanfield", "gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Ankit Kumar Sharma

subject: FW: Message in format validation RFK : E103171024T8XVIF T: 01848570

all_participants: ankit kumar sharma ["stewart oldfield", "william-m finn", "cynthia rodriguez", "bradley gillin", "pwmitus productionsupport <pwmitus.productionsupport@db.com>"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "kathryn j stanfield", "gaurav bhargava"] []


sender: swift fin

subject: Message in format validation- RFK : E103171024T8XVIF

all_participants: swift fin ["pac champs <pac.champs-1@db.com>", "don delcher", "kathryn j stanfield", "gto-pwm-banking exception-check-processing <gto-pwm-banking.exception-check-processing@db.com>", "vikas dave", "hemant kumar rathore", "komal shahani", "naveen", "kathryn j stanfield", "anil tewani", "gtopwmbankingexceptioncheckprocessing@list.db.com", "shalini goyal", "pac champs <pac.champs-1@db.com>"] ["swift fin <swift.fin@db.com>"] []


sender: Liam Osullivan

subject: Trade Details

to_recipients:
Paul Barrett
Richard Kahn

cc_recipients:
Martin Zeman
Xavier Avila
Davide-A Sferrazza
Joshua Shoshan
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "xavier avila", "davide-a sferrazza", "joshua shoshan", "stewart oldfield"] []


sender: Steven Mattus

subject: RE: plannin email for Patrick

all_participants: steven mattus ["stewart oldfield"] [] []


sender: Wayne Salit

subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: wayne salit ["john juul"] [] []


sender: Stewart Oldfield

subject: Message Recall Success: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc Epstein, Jeffrey E. and Zorro Management, LLC under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: stewart oldfield ["vijay-a sawant"] [] []


subject: FW: US Open [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


subject: US Open [I]


subject: tonight

all_participants: stewart oldfield ["richard kahn"] [] []


subject: RE: [C]

to_recipients:
Richard Kahn
Daniel Sabba

cc_recipients:
Stewart Oldfield
Darlene Zong

all_participants: vahe stepanian ["richard kahn", "daniel sabba"] ["stewart oldfield", "darlene zong"] []


sender: sigver dbgps

subject: Check Referral - Acct 35269691 [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Bradley Gillin
Cynthia Rodriguez
William-M Finn
sigver dbgps

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "bradley gillin", "cynthia rodriguez", "william-m finn", "sigver dbgps"] []


subject: FW: Southern Financial LLC - EDD [C]

to_recipients:
Dmitri Saks
Carlos-A Garcia

all_participants: wayne salit ["dmitri saks", "carlos-a garcia"] ["kerrian gordon"] []


subject: RM0082289 Daily Deposit Report 20170209

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: John Juul

all_participants: john juul ["wayne salit"] [] []


sender: Syed-Anzar Ahmed

subject: Re: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC - RDC alert Review - Very Urgent [I]

cc_recipients:
CAGNY NCA
Suresh-x Salimath
Anantesh Anand

all_participants: syed-anzar ahmed ["manikandan muralidharan"] ["cagny nca", "suresh-x salimath", "anantesh anand"] []


sender: Manikandan Muralidharan

subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC - RDC alert Review - Very Urgent [I]

cc_recipients:
Syed-Anzar Ahmed
Suresh-x Salimath
Jofin Varghese
Sagar Prakash
Kameshwaran Ns
Anantesh Anand

all_participants: manikandan muralidharan ["cagny nca"] ["syed-anzar ahmed", "suresh-x salimath", "jofin varghese", "sagar prakash", "kameshwaran ns", "anantesh anand"] []


sender: Anastasia Pringle

cc_recipients:
Ged Account-Opening
US-CB S-AML
Manikandan Muralidharan

all_participants: anastasia pringle ["dmitri saks"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


sender: Dmitri Saks

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


to_recipients:
Manikandan Muralidharan
Dmitri Saks

all_participants: anastasia pringle ["manikandan muralidharan", "dmitri saks"] ["ged account-opening"] []


subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: manikandan muralidharan ["anastasia pringle"] ["ged account-opening"] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML
Anastasia Pringle
Kumud Sharma

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


sender: Jofin Varghese

all_participants: jofin varghese ["dmitri saks"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


subject: Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
CAGNY NCA
Dmitri Saks
Manikandan Muralidharan
Sujith Shetty
US-CB

all_participants: jofin varghese ["us-cb s-aml"] ["cagny nca", "dmitri saks", "manikandan muralidharan", "sujith shetty", "us-cb"] []


subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: wayne salit ["john juul"] [] []


sender: US-CB S-AML

cc_recipients:
CAGNY NCA
Jofin Varghese
Manikandan Muralidharan
US-CB S-AML

all_participants: us-cb s-aml ["sujith shetty"] ["cagny nca", "jofin varghese", "manikandan muralidharan", "us-cb s-aml"] []


sender: Sujith Shetty

subject: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
Manikandan Muralidharan
Jofin Varghese
CAGNY NCA

all_participants: sujith shetty ["us-cb s-aml"] ["manikandan muralidharan", "jofin varghese", "cagny nca"] []


cc_recipients:
Carlos-A Garcia
Jan Bornebusch

all_participants: dmitri saks ["wayne salit"] ["carlos-a garcia", "jan bornebusch"] []


sender: Carlos-A Garcia

cc_recipients:
Carlos-A Garcia
Dmitri Saks

all_participants: carlos-a garcia ["wayne salit"] ["carlos-a garcia", "dmitri saks"] []


to_recipients:
US-CB S-AML
Courteney B Fornal
Mark Whyman

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan

all_participants: anastasia pringle ["us-cb s-aml", "courteney b fornal", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


all_participants: anastasia pringle ["us-cb s-aml"] ["ged account-opening", "manikandan muralidharan"] []


cc_recipients:
Ged Account-Opening
US-CB S-AML
Anastasia Pringle

all_participants: manikandan muralidharan ["dmitri saks"] ["ged account-opening", "us-cb s-aml", "anastasia pringle"] []


subject: Epstein mtg - reschedule

to_recipients:
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman
Vahe Stepanian

cc_recipients:
Tracy-Ann Hopkins
Andrea Herbert

all_participants: stewart oldfield ["daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman", "vahe stepanian"] ["tracy-ann hopkins", "andrea herbert"] []


sender: Richard Kahn

subject: Thursday meeting

all_participants: richard kahn ["stewart oldfield"] [] []


subject: RM0082289 Daily Deposit Report 20170919

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: FW: Hospital private REIT equity raise

all_participants: stewart oldfield ["zack tax"] [] []


sender: Vahe Stepanian

subject: RE: Hospital private REIT equity raise

cc_recipients:
Bruce McDermott
Joseph Dursi
Daniel Sabba
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn"] ["bruce mcdermott", "joseph dursi", "daniel sabba", "stewart oldfield"] []


subject: Hospital private REIT equity raise

cc_recipients:
Bruce McDermott
Joseph Dursi
Vahe Stepanian

all_participants: stewart oldfield ["richard kahn"] ["bruce mcdermott", "joseph dursi", "vahe stepanian"] []


sender: Cynthia Rodriguez

subject: RE: Butterfly Trust

all_participants: cynthia rodriguez ["richard kahn", "stewart oldfield"] [] []


subject: Re: Butterfly Trust

all_participants: richard kahn ["stewart oldfield"] ["cynthia rodriguez"] []


all_participants: stewart oldfield [] [] []


subject: Butterfly Trust

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML
Mark Whyman
Anastasia Pringle

all_participants: dmitri saks ["courteney b fornal"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml", "mark whyman", "anastasia pringle"] ["[redacted]"]


sender: Courteney B Fornal

to_recipients:
Dmitri Saks
Anastasia Pringle

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML
Mark Whyman

all_participants: courteney b fornal ["dmitri saks", "anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml", "mark whyman"] []


all_participants: anastasia pringle ["manikandan muralidharan", "dmitri saks"] ["ged account-opening"] []


all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


all_participants: jofin varghese ["dmitri saks"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


all_participants: jofin varghese ["us-cb s-aml"] ["cagny nca", "dmitri saks", "manikandan muralidharan", "sujith shetty", "us-cb"] []


all_participants: us-cb s-aml ["sujith shetty"] ["cagny nca", "jofin varghese", "manikandan muralidharan", "us-cb s-aml"] []


all_participants: sujith shetty ["us - cb s -aml"] ["manikandan muralidharan", "jofin varghese", "cagny nca"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
Courteney B Fornal
US-CB S-AML
Mark Whyman

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "courteney b fornal", "us-cb s-aml", "mark whyman"] []


to_recipients:
Dmitri Saks
Courteney B Fornal
US-CB S-AML
Mark Whyman

all_participants: anastasia pringle ["dmitri saks", "courteney b fornal", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
Courteney B Fornal
US-CB S-AML
Mark Whyman

all_participants: anastasia pringle ["courteney b fornal", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
Anastasia Pringle
US-CB S-AML
Mark Whyman

all_participants: courteney b fornal ["anastasia pringle", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


all_participants: anastasia pringle ["us-cb s-aml", "courteney b fornal", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


all_participants: anastasia pringle ["us-cb s-aml"] ["ged account-opening", "manikandan muralidharan"] []


sender: Darlene Zong

subject: RE: [C]

cc_recipients:
Stewart Oldfield
Daniel Sabba

all_participants: darlene zong ["richard kahn"] ["stewart oldfield", "daniel sabba"] []


subject: Re: [C]

all_participants: richard kahn ["darlene zong"] ["stewart oldfield", "daniel sabba"] []


subject: Re: [C]

cc_recipients:
Stewart Oldfield
Darlene Zong
Daniel Sabba

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield", "darlene zong", "daniel sabba"] []


subject: Re: [C]

all_participants: vahe stepanian ["richard kahn"] [] []


all_participants: richard kahn ["vahe stepanian", "daniel sabba"] ["stewart oldfield"] []


subject: RE: Individual Self-Certification Form [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


all_participants: cynthia rodriguez ["stewart oldfield"] [] []


cc_recipients:
Cynthia Rodriguez
Brianna Fowler

all_participants: stewart oldfield ["armen brash"] ["cynthia rodriguez", "brianna fowler"] []


sender: Armen Brash

all_participants: armen brash ["stewart oldfield"] [] []


sender: Stewart Oldfield

all_participants: stewart oldfield ["armen brash"] [] []


subject: FW: Individual Self-Certification Form [I]


sender: Paul Morris

all_participants: paul morris ["aracely sanchez"] ["armen brash"] []


subject: Fwd: Individual Self-Certification Form

all_participants: richard kahn ["paul morris"] [] []


subject: RE: indication on WTI risk reversals [C]

cc_recipients:
Daniel Sabba
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "stewart oldfield"] []


subject: preferred swap

cc_recipients:
Joseph Dursi
Andrew King
Vahe Stepanian

all_participants: stewart oldfield ["richard kahn"] ["joseph dursi", "andrew king", "vahe stepanian"] ["[redacted]"]


subject: That audit letter for GA was sent out.

all_participants: stewart oldfield ["richard kahn"] ["cynthia rodriguez"] []


sender: Zack Tax

subject: RE: Seconday Share ECM Partnership *Internal Use Only* [I]

all_participants: zack tax ["stewart oldfield"] ["bruce mcdermott"] []


all_participants: stewart oldfield ["zack tax"] [] []


subject: Seconday Share ECM Partnership *Internal Use Only* [I]

to_recipients:
Tazia Smith
Vahe Stepanian
Thomas ORorke
Matt Glassman
Daniel Sabba
Darlene Zong
Todd Stevens
Bruce McDermott
Mathew Negus
Xavier Avila
Billy Obregon
Hella Alashkar
Leopold Haitz
Joan Tse
Joshua Shoshan
Stewart Oldfield

cc_recipients:
Reginald Mills
Thomas Hegnauer
Elisabeth Maugars
Bobby Abraham
Jay Coleman
Raymond Chang
Karim Barrada
Edward Carlstrom

all_participants: zack tax ["tazia smith", "vahe stepanian", "thomas ororke", "matt glassman", "daniel sabba", "darlene zong", "todd stevens", "bruce mcdermott", "mathew negus", "xavier avila", "billy obregon", "hella alashkar", "leopold haitz", "joan tse", "joshua shoshan", "stewart oldfield"] ["reginald mills", "thomas hegnauer", "elisabeth maugars", "bobby abraham", "jay coleman", "raymond chang", "karim barrada", "edward carlstrom"] []


subject: Daily Deposit Report 20170411

all_participants: dwhpbdw-batch@db.com [] [] []


sender: Wayne Salit

subject: FW: Southern Financial LLC - EDD [C]

all_participants: wayne salit ["john-a lynch"] [] []


subject: Southern Financial LLC - EDD [C]

all_participants: dmitri saks ["wayne salit"] [] []


subject: Epstein

all_participants: stewart oldfield ["daniel-e kaiser"] [] []


subject: RE: Invitation : Frieze London 2016 - 11:00 Preview [I]

all_participants: stewart oldfield ["sarah rafferty"] [] []


sender: Sarah Rafferty

subject: Invitation : Frieze London 2016 - 11:00 Preview [I]

all_participants: sarah rafferty ["stewart oldfield"] [] []


subject: RM0082289 Daily Deposit Report 20160922

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RM0082289 Daily Deposit Report 20180228


subject: RE: Southern Trust Com Inc. and Southern Financial, LLC

to_recipients:
Darren Indyke
Daniel Sabba
Stewart Oldfield

all_participants: darlene zong ["darren indyke", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


sender: Darren Indyke

subject: Southern Trust Company, Inc. and Southern Financial, LLC

to_recipients:
Darlene Zong
Daniel Sabba
Stewart Oldfield

all_participants: darren indyke ["darlene zong", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


subject: Prytanee, LLC (Art Fund)

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: RE: Plan d LLC

cc_recipients:
Bella Klein
Stewart Oldfield

all_participants: cynthia rodriguez ["richard kahn"] ["bella klein", "stewart oldfield"] []


subject: Re: Plan d LLC

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein", "stewart oldfield"] []


subject: Re: Plan d LLC

all_participants: cynthia rodriguez ["richard kahn"] ["bella klein"] []


subject: Plan d LLC

all_participants: richard kahn ["bella klein"] ["cynthia rodriguez"] []


subject: Re: Plan d LLC


subject: Re: Plan d LLC

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein"] []


sender: Yoonsun Chung

subject: RE: May - B Committee - Slide [I]

to_recipients:
Melisa Venegas
Janice Frankli

cc_recipients:
Armen Brash
Wayne Salit

all_participants: yoonsun chung ["melisa venegas", "janice frankli"] ["armen brash", "wayne salit"] []


sender: Melisa Venegas

subject: May - BRC Committee - Slide [I]

to_recipients:
Yoonsun Chung
Janice Franklin

all_participants: melisa venegas ["yoonsun chung", "janice franklin"] ["armen brash", "wayne salit"] []


subject: RE: Trade Report 4/13/2017 [C]

cc_recipients:
Darren Indyke
Stewart Oldfield
Joshua Shoshan

all_participants: vahe stepanian ["richard kahn"] ["darren indyke", "stewart oldfield", "joshua shoshan"] []


subject: Trade Report 4/13/2017 [C]


subject: RE: J Epstein Foundation [C]


subject: J Epstein Foundation

all_participants: richard kahn ["vahe stepanian"] ["darren indyke"] []


sender: Daphne Cales

subject: KYC Remediation

cc_recipients:
Cynthia Rodriguez
Sheffali Welch

all_participants: daphne cales ["stewart oldfield"] ["cynthia rodriguez", "sheffali welch"] []


subject: 8/8 client meeting

all_participants: stewart oldfield ["andrea herbert"] [] []


sender: Julian J Leff

subject: RE: Deposit Return - A/c # *** Query for pwm return Item

cc_recipients:
Stewart Oldfield
Cynthia Rodriguez
Raphael A Marin
William-M Finn
CUST INV
Muhammod J Uddin
Evon A Lawrence
Mariela Lopez
Joy E Mitchell
Norma A Kenney
Gail F Mahabir

all_participants: julian j leff ["bradley gillin"] ["stewart oldfield", "cynthia rodriguez", "raphael a marin", "william-m finn", "cust inv", "muhammod j uddin", "evon a lawrence", "mariela lopez", "joy e mitchell", "norma a kenney", "gail f mahabir"] []


sender: Bradley Gillin

subject: RE: Deposit Return A/C # **Query for pwm return Item

to_recipients:
Joy E Mitchell
Gail F Mahabir
Hemant Kumar Rathore
CUST INV
Mariela Lopez
Norma A Kenney
Raphael A Marin
Muhammod J Uddin

cc_recipients:
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez
Julian J Leff

all_participants: bradley gillin ["joy e mitchell", "gail f mahabir", "hemant kumar rathore", "cust inv", "mariela lopez", "norma a kenney", "raphael a marin", "muhammod j uddin"] ["divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez", "julian j leff"] []


sender: Joy E Mitchell

subject: RE: Deposit Return - A/C # *** Query for pwm return Item

to_recipients:
Gail F Mahabir
Hemant Kumar Rathore
CUST INV
Mariela Lopez
Norma A Kenney
Raphael A Marin
Muhammod J Uddin

cc_recipients:
Bradley Gillin
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez
Julian J Leff

all_participants: joy e mitchell ["gail f mahabir", "hemant kumar rathore", "cust inv", "mariela lopez", "norma a kenney", "raphael a marin", "muhammod j uddin"] ["bradley gillin", "divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez", "julian j leff"] []


sender: Gail F Mahabir

to_recipients:
Hemant-Kumar Rathore
CUST INV
Mariela Lopez
Norma A Kenney
Raphael A Marin
Joy E Mitchell
Muhammod J Uddin

cc_recipients:
Bradley Gillin
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez

all_participants: gail f mahabir ["hemant-kumar rathore", "cust inv", "mariela lopez", "norma a kenney", "raphael a marin", "joy e mitchell", "muhammod j uddin"] ["bradley gillin", "divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] []


sender: Hemant-Kumar Rathore

subject: RE: Deposit •eturn A/C # Query for pwm return Item

to_recipients:
CUST INV
Mariela Lopez
Norma A Kenney
Raphael A Marin
Joy E Mitchell
Muhammod J Uddin
Gail F Mahabir

all_participants: hemant-kumar rathore ["cust inv", "mariela lopez", "norma a kenney", "raphael a marin", "joy e mitchell", "muhammod j uddin", "gail f mahabir"] ["bradley gillin", "divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] []


subject: RE: Deposit Return - A/C # [I]

to_recipients:
Hemant Kumar Rathore
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez

all_participants: bradley gillin ["hemant kumar rathore", "divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] [] []


subject: RE: Deposit Return - A/c # [I]

to_recipients:
Bradley Gillin
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez

all_participants: hemant-kumar rathore ["bradley gillin", "divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] [] []


subject: RE: Deposit Return - A/C #

to_recipients:
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez

all_participants: bradley gillin ["divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] [] []


sender: Divya Rajawat

subject: Deposit Return - A/C #

to_recipients:
Stewart Oldfield
William-M Finn
Bradley Gillin
Cynthia Rodriguez

all_participants: divya rajawat ["stewart oldfield", "william-m finn", "bradley gillin", "cynthia rodriguez"] [] []


sender: Nathaniel Morgan

subject: DB - Tech HF Manager

cc_recipients:
Stewart Oldfield
Andrew King

all_participants: nathaniel morgan [] ["stewart oldfield", "andrew king"] []


subject: RE: ACU with Material Changes as of 12.01.14.xlsx [I]

all_participants: yoonsun chung ["melisa venegas"] ["wayne salit"] []


subject: ACU with Material Changes as of 12.01.14.xlsx [I]

all_participants: melisa venegas ["yoonsun chung"] [] []


subject: RM0082289 Daily Deposit Report 20160910

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: Darlene Zong

subject: RE: [C]

cc_recipients:
Stewart Oldfield
Daniel Sabba
Vahe Stepanian

all_participants: darlene zong ["richard kahn"] ["stewart oldfield", "daniel sabba", "vahe stepanian"] []


sender: Richard Kahn

subject: Re: [C]

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield", "darlene zong", "daniel sabba"] []


sender: Vahe Stepanian

subject: Re: [C]

all_participants: vahe stepanian ["richard kahn"] [] []


to_recipients:
Vahe Stepanian
Daniel Sabba

all_participants: richard kahn ["vahe stepanian", "daniel sabba"] ["stewart oldfield"] []


sender: Stewart Oldfield

subject: just tried calling you. Getting a busy signal

all_participants: stewart oldfield ["richard kahn"] [] []


sender: sigver dbgps

subject: Check Referral - Acct

all_participants: sigver dbgps ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "stewart oldfield"] []


subject: Re: indication on WTI risk reversals [C]

all_participants: richard kahn ["vahe stepanian"] ["daniel sabba", "stewart oldfield"] []


subject: Re: indication on WTI risk reversals

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba"] []


subject: Re: indication on WTI risk reversals

to_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: richard kahn ["daniel sabba", "vahe stepanian"] [] []


sender: Daniel Sabba

subject: Re: indication on WTI risk reversals

all_participants: daniel sabba [] [] []


subject: Re: Return of wire DBforce case

all_participants: stewart oldfield ["bradley gillin"] ["brianna fowler"] []


subject: FW: Return of wire DBforce case

all_participants: bradley gillin ["stewart oldfield"] ["brianna fowler"] []


sender: Naveen Bagaria

subject: Return of wire DBforce case #

to_recipients:
Paul Morris
Stewart Oldfield
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: naveen bagaria ["paul morris", "stewart oldfield", "brianna fowler", "bradley gillin", "cynthia rodriguez"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Zbynek Kozelsky

subject: RE: Approval Needed - List of Preferreds

to_recipients:
Stewart Oldfield
Andrew King

all_participants: zbynek kozelsky ["stewart oldfield", "andrew king"] ["joseph dursi"] []


to_recipients:
Andrew King
Zbynek Kozelsky

all_participants: stewart oldfield ["andrew king", "zbynek kozelsky"] ["joseph dursi"] []


sender: Andrew King

cc_recipients:
Stewart Oldfield
Joseph Dursi

all_participants: andrew king ["andrew king", "zbynek kozelsky"] ["stewart oldfield", "joseph dursi"] []


subject: Approval Needed - List of Preferreds

all_participants: andrew king ["zbynek kozelsky"] ["stewart oldfield"] []


sender: Brianna Fowler

subject: FW: Leon [C]

all_participants: brianna fowler ["samantha harmon"] ["stewart oldfield"] []


subject: Southern Financial revs [I]

to_recipients:
Mathew Negus
Vahe Stepanian

all_participants: stewart oldfield ["mathew negus", "vahe stepanian"] ["brianna fowler"] []


subject: RE: Southern Financial revs [I]

to_recipients:
Stewart Oldfield
Mathew Negus

all_participants: vahe stepanian ["stewart oldfield", "mathew negus"] ["brianna fowler"] []


subject: Re: Southern Financial revs [I]

to_recipients:
Vahe Stepanian
Mathew Negus

all_participants: stewart oldfield ["vahe stepanian", "mathew negus"] ["brianna fowler"] []


subject: Pipeline [I]

all_participants: stewart oldfield ["andrew gallivan"] [] []


subject: RE: Can you send the me the updated pipeline? I'm meeting AG at 3. Thanks [I]

all_participants: brianna fowler ["stewart oldfield"] [] []


all_participants: stewart oldfield ["brianna fowler"] [] []


subject: Can you send the me the updated pipeline? I'm meeting AG at 3. Thanks [I]


subject: RE: Haze

all_participants: darlene zong ["stewart oldfield"] [] []


sender: Michael Koplowitz

subject: RE: EDD package for the RID ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: michael koplowitz ["wayne salit"] ["john juul"] []


sender: Wayne Salit

subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: wayne salit ["michael koplowitz"] ["john juul"] []


sender: Anastasia Pringle

subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: anastasia pringle ["us-cb s-aml"] ["ged_account-opening", "manikandan muralidharan"] []


sender: Dmitri Saks

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


to_recipients:
Manikandan Muralidharan
Dmitri Saks

all_participants: anastasia pringle ["manikandan muralidharan", "dmitri saks"] ["ged account-opening"] []


sender: Manikandan Muralidharan

subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: manikandan muralidharan ["anastasia pringle"] ["ged account-opening"] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML
Anastasia Pringle
Kumud Sharma

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


sender: Jofin Varghese

all_participants: jofin varghese ["dmitri saks"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


subject: Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
CAGNY NCA
Dmitri Saks
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML

all_participants: jofin varghese ["us-cb s-aml"] ["cagny nca", "dmitri saks", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


sender: US-CB S-AML

cc_recipients:
CAGNY NCA
Jofin Varghese
Manikandan Muralidharan
US-CB S-AML

all_participants: us-cb s-aml ["sujith shetty"] ["cagny nca", "jofin varghese", "manikandan muralidharan", "us-cb s-aml"] []


sender: Sujith Shetty

subject: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
Manikandan Muralidharan
Jofin Varghese
CAGNY NCA

all_participants: sujith shetty ["us-cb s-aml"] ["manikandan muralidharan", "jofin varghese", "cagny nca"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML
Mark Whyman
Anastasia Pringle

all_participants: dmitri saks ["courteney b fornal"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml", "mark whyman", "anastasia pringle"] []


sender: Courteney B Fornal

to_recipients:
Dmitri Saks
Anastasia Pringle

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML
Mark Whyman

all_participants: courteney b fornal ["dmitri saks", "anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml", "mark whyman"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
Courteney B Fornal
US-CB S-AML
Mark Whyman

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "courteney b fornal", "us-cb s-aml", "mark whyman"] []


to_recipients:
Dmitri Saks
Courteney B Fornal
US-CB S-AML
Mark Whyman

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan

all_participants: anastasia pringle ["dmitri saks", "courteney b fornal", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
Courteney B Fornal
US-CB S-AML
Mark Whyman

all_participants: anastasia pringle ["courteney b fornal", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
Anastasia Pringle
US-CB S-AML
Mark Whyman

all_participants: courteney b fornal ["anastasia pringle", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


to_recipients:
US-CB S-AML
Courteney B Fornal
Mark Whyman

all_participants: anastasia pringle ["us-cb s-aml", "courteney b fornal", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


subject: Fw: DB deposits [C]

all_participants: stewart oldfield ["vahe stepanian"] [] []


sender: Richard Kahn

subject: Re: DB deposits [C]

all_participants: richard kahn ["stewart oldfield"] ["vahe stepanian"] []


sender: Stewart Oldfield

subject: Re: DB deposits

all_participants: stewart oldfield ["richard kahn"] [] []


subject: Re: DB deposits

all_participants: richard kahn ["stewart oldfield"] [] []


subject: JE/Southern Financial

to_recipients:
Arthur Tremblay
Robert Dicerbo

cc_recipients:
Charlie Burrows
Vahe Stepanian
Cynthia Rodriguez

all_participants: stewart oldfield ["arthur tremblay", "robert dicerbo"] ["charlie burrows", "vahe stepanian", "cynthia rodriguez"] []


sender: Robert Dicerbo

subject: RE: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: robert dicerbo ["stewart oldfield"] ["arthur tremblay"] []


subject: FW: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: stewart oldfield ["arthur tremblay", "robert dicerbo"] [] []


sender: Cynthia Rodriguez

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


subject: RM0082289 Daily Deposit Report 20170325

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: Naveen Bagaria

subject: RE: OD REFERRALS ( 06-02-2017 ) A/c # [I]

to_recipients:
Cynthia Rodriguez
Stewart Oldfield
Bradley Gillin
William-M Finn

all_participants: naveen bagaria ["cynthia rodriguez", "stewart oldfield", "bradley gillin", "william-m finn"] ["debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control <oversight.control@db.com>"] []


to_recipients:
Shalini Goyal
Stewart Oldfield
Bradley Gitlin
William-M Finn

all_participants: cynthia rodriguez ["shalini goyal", "stewart oldfield", "bradley gitlin", "william-m finn"] ["debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control <oversight.control@db.com>"] []


sender: Shalini Goyal

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: shalini goyal ["stewart oldfield", "bradley gillin", "cynthia rodriguez", "william-m finn"] ["debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control <oversight.control@db.com>"] []


subject: OD REFERRALS ( 06-02-2017) A/C # [I]


subject: Re: ATUS Allocation

cc_recipients:
Darren Indyke
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["darren indyke", "stewart oldfield"] []


subject: FW: Southern Trust Company, Inc. and Southern Financial, LLC [C]

all_participants: stewart oldfield ["martin zeman"] [] []


sender: Darlene Zong

subject: RE: Southern Trust Company, Inc. and Southern Financial, LLC [C]

to_recipients:
Darren Indyke
Daniel Sabba
Stewart Oldfield

all_participants: darlene zong ["darren indyke", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


sender: Darren Indyke

subject: Southern Trust Company, Inc. and Southern Financial, LLC

to_recipients:
Darlene Zong
Daniel Sabba
Stewart Oldfield

all_participants: darren indyke ["darlene zong", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


sender: Ted Gonedes

cc_recipients:
John Juul
Jason Monteiro

all_participants: ted gonedes ["michael koplowitz"] ["john juul", "jason monteiro"] []


sender: Michael Koplowitz

all_participants: michael koplowitz ["ted gonedes"] ["john juul", "jason monteiro"] []


cc_recipients:
Ged Account-Opening
US-CB S-AML
Anastasia Pringle

all_participants: manikandan muralidharan ["dmitri saks"] ["ged account-opening", "us-cb s-aml", "anastasia pringle"] []


cc_recipients:
Ged Account-Opening
US-CB S-AML
Manikandan Muralidharan

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


sender: Anastasia Pringle

all_participants: anastasia pringle ["manikandan muralidharan", "dmitri saks"] ["ged account-opening"] []


all_participants: manikandan muralidharan ["anastasia pringle"] ["ged account-opening"] []


all_participants: jofin varghese ["dmitri saks"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


sender: Dmitri Saks

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


cc_recipients:
CAGNY NCA
Dmitri Saks
Manikandan Muralidharan
Sujith Shetty
US-CB

all_participants: jofin varghese ["us-cb s-aml s-aml"] ["cagny nca", "dmitri saks", "manikandan muralidharan", "sujith shetty", "us-cb"] []


all_participants: us-cb s-aml ["sujith shetty"] ["cagny nca", "jofin varghese", "manikandan muralidharan", "us-cb s-aml"] []


all_participants: sujith shetty ["us-cb s-aml"] ["manikandan muralidharan", "jofin varghese", "cagny nca"] []


sender: John Juul

all_participants: john juul ["michael koplowitz"] [] []


sender: Wayne Salit

all_participants: wayne salit ["john juul"] [] []


sender: Carlos-A Garcia

cc_recipients:
Carlos-A Garcia
Dmitri Saks

all_participants: carlos-a garcia ["wayne salit"] ["carlos-a garcia", "dmitri saks"] []


all_participants: carlos-a garcia ["carlos-a garcia"] [] []


all_participants: anastasia pringle ["us-cb s-aml", "courteney b fornal", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


all_participants: anastasia pringle ["us-cb s-aml"] ["ged account-opening", "manikandan muralidharan"] []


subject: RM0082289 Daily Deposit Report 20180215

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RM0082289 Daily Deposit Report 20180315


subject: RM0082289 Daily Deposit Report 20180322


subject: Annual Review

all_participants: cynthia rodriguez ["bella klein"] ["stewart oldfield"] []


sender: Sylvia Escoba

subject: RE: PRIIPs Client Notification [I]

to_recipients:
Gbenga Omosuyi
Anna-Sofiya Lupolover
Cynthia Rodriguez

cc_recipients:
Stewart Oldfield
Olivier Poncet

all_participants: sylvia escoba ["gbenga omosuyi", "anna-sofiya lupolover", "cynthia rodriguez"] ["stewart oldfield", "olivier poncet"] []


sender: Gbenga Omosuyi

subject: RE: PRIIPs Client Notification [I]

to_recipients:
Anna-Sofiya Lunolover
Cynthia Rodriguez
Sylvia Escobar

all_participants: gbenga omosuyi ["anna-sofiya lunolover", "cynthia rodriguez", "sylvia escobar"] ["stewart oldfield", "olivier poncet"] []


sender: Anna-Sofiya Lupolover

subject: FW: PRIIPs Client Notification [I]

all_participants: anna-sofiya lupolover ["gbenga omosuyi"] ["cynthia rodri'"] []


subject: RE: PRIIPs Client Notification [I]

all_participants: cynthia rodriguez ["anna-sofiya lupolover"] ["bradley gillin"] []


subject: PRIIPs Client Notification [I]

cc_recipients:
Cynthia Rodriguez
Bradley Gillin

all_participants: anna-sofiya lupolover ["stewart oldfield"] ["cynthia rodriguez", "bradley gillin"] []


subject: RE: Account Planning sessions

to_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: cynthia rodriguez ["stewart oldfield", "bradley gillin"] [] []


sender: Stewart Oldfield

subject: FW: Account Planning sessions [C]

to_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: stewart oldfield ["bradley gillin", "cynthia rodriguez"] [] []


sender: Samantha Harmon

subject: Account Planning sessions [C]

all_participants: samantha harmon ["stewart oldfield"] [] []


subject: RM0082289 Daily Deposit Report 20180620


subject: RM0082289 Daily Deposit Report 20180704


sender: Divya Rajawat

subject: DEPOSIT RETURN A/C #

to_recipients:
Stewart Oldfield
Bradley Gillin
Hildegarde Berrios

all_participants: divya rajawat ["stewart oldfield", "bradley gillin", "hildegarde berrios"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


subject: Fwd: DB tech conference - Sep. 12/13 Las Vegas [I]

to_recipients:
Terri Sohrab
Bradley Gillin

all_participants: stewart oldfield ["terri sohrab", "bradley gillin"] [] []


subject: RE: DB tech conference Sep. 12/13 Las Vegas [I]

all_participants: stewart oldfield ["nina-x nevidzanska"] ["alison sinicropi"] []


sender: Nina-X Nevidzanska

subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I]

all_participants: nina-x nevidzanska ["stewart oldfield"] ["alison sinicropi"] []


subject: FW: DB tech conference - Sep. 12/13 Las Vegas [I]


subject: RE: DB account docs

cc_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: stewart oldfield ["richard kahn"] ["bradley gillin", "cynthia rodriguez"] []


sender: Dana Ponzio

subject: FW: RUSH EXCO Approval Needed: KYC Case 01898372 [I]

all_participants: dana ponzio ["stewart oldfield"] [] []


sender: Cynthia Rodriguez

subject: RUSH EXCO Approval Needed: KYC Case 01898372 [I]

all_participants: cynthia rodriguez ["patrick campion"] ["dana ponzio"] []


subject: Automatic reply: Southern Financial - Client Confirmation [C]

all_participants: stewart oldfield ["richard kahn"] [] []


subject: RM0082289 Daily Deposit Report 20180410

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RM0082289 Daily Deposit Report 20161029


sender: Todd Stevens

subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID:

to_recipients:
Vahe Stepanian
Daniel Sabba
Stewart Oldfield

all_participants: todd stevens ["vahe stepanian", "daniel sabba", "stewart oldfield"] ["darlene zong"] []


subject: RM0082289 Daily Deposit Report 20161210


sender: Vahe Stepanian

subject: RE: Haze trust 2 wires [C]

cc_recipients:
Gbenga Omosuyi
Darren Indyke
Richard Kahn
Stewart Oldfield

all_participants: vahe stepanian ["bellaklein"] ["gbenga omosuyi", "darren indyke", "richard kahn", "stewart oldfield"] []


sender: Richard Kahn

subject: Re: JEE WT [C]

cc_recipients:
Marjorie Flash
Stewart Oldfield
Darren Indyke
Bella Klein

all_participants: richard kahn ["rowena thomas"] ["marjorie flash", "stewart oldfield", "darren indyke", "bella klein"] []


subject: Fwd: JEE WT

cc_recipients:
Stewart Oldfield
Darren Indyke
Bella Klein

all_participants: richard kahn ["marjorie flash"] ["stewart oldfield", "darren indyke", "bella klein"] []


sender: bellaklein

subject: JEE WT

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["marjorie flash"] ["darren indyke", "richard kahn"] []


subject: Re: quote please [C]

cc_recipients:
Darlene Zong
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["darlene zong", "stewart oldfield"] []


subject: RE: AG Preferred Deposit Accounts

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield"] []


subject: Re: AG Preferred Deposit Accounts

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield"] []


subject: Re: AG Preferred Deposit Accounts


sender: Tazia Smith

subject: RE: Rothschild [C]

cc_recipients:
Delores Rubin
Stewart Oldfield
Vahe Stepanian
Matt Glassman
Davide-A Sferrazza

all_participants: tazia smith ["richard kahn"] ["delores rubin", "stewart oldfield", "vahe stepanian", "matt glassman", "davide-a sferrazza"] []


subject: Re: Rothschild [C]

all_participants: richard kahn ["tazia smith"] ["delores rubin", "stewart oldfield", "vahe stepanian", "matt glassman", "davide-a sferrazza"] []


subject: Rothschild

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


subject: RE: Rothschild [C]

to_recipients:
Delores Rubin
Richard Kahn

cc_recipients:
Stewart Oldfield
Vahe Stepanian
Matt Glassman

all_participants: tazia smith ["delores rubin", "richard kahn"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


sender: Delores Rubin

subject: RE: Rothschild [C]

to_recipients:
Richard Kahn
Tazia Smith

all_participants: delores rubin ["richard kahn", "tazia smith"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: Re: Rothschild [C]

cc_recipients:
Stewart Oldfield
Vahe Stepanian
Matt Glassman
Delores Rubin

all_participants: richard kahn ["tazia smith"] ["stewart oldfield", "vahe stepanian", "matt glassman", "delores rubin"] []


subject: Re: Rothschild [C]

all_participants: tazia smith ["richard kahn"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: Re: Rothschild [C]

all_participants: richard kahn ["tazia smith"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: Re: Rothschild [C]

all_participants: tazia smith ["richard kahn"] ["stewart oldfield"] []


subject: Re: Rothschild [C]

all_participants: richard kahn ["tazia smith"] [] []


subject: Re: Rothschild


subject: RM0082289 Daily Deposit Report 20170613

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: Yoonsun Chung

subject: RE: ACU with Material Chan es as of 12.01.14.xlsx [I]

all_participants: yoonsun chung ["melisa venegas"] ["wayne salit"] []


sender: Melisa Venegas

subject: RE: ACU with Material Changes as of 12.01.14.xlsx [I]

all_participants: melisa venegas ["yoonsun chung"] ["wayne salit"] []


subject: ACU with Material Changes as of 12.01.14.xlsx [I]

all_participants: melisa venegas ["yoonsun chung"] [] []


subject: Re: Euros

cc_recipients:
Bella Klein
Darren Indyke
Stewart Oldfield

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein", "darren indyke", "stewart oldfield"] []


subject: Re: Jeepers N4G024935 [C]


sender: Joyce Tsoi

subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Stewart Oldfield
Vahe Stepanian
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: joyce tsoi ["stewart oldfield", "vahe stepanian", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Joyce Tsoi
Vahe Stepanian
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: stewart oldfield ["joyce tsoi", "vahe stepanian", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Stewart Oldfield
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

cc_recipients:
Andrea Herbert
Joyce Tsoi

all_participants: vahe stepanian ["stewart oldfield", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert", "joyce tsoi"] []


subject: Epstein mtg - reschedule

to_recipients:
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Vahe Stepanian
Matt Glassman

cc_recipients:
Tracy-Ann Hopkins
Andrea Herbert

all_participants: stewart oldfield ["daniel-e kaiser", "xavier avila", "martin zeman", "vahe stepanian", "matt glassman"] ["tracy-ann hopkins", "andrea herbert"] []


subject: FW: Thursday meeting

to_recipients:
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman
Vahe Stepanian

all_participants: stewart oldfield ["daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman", "vahe stepanian"] ["tracy-ann hopkins", "andrea herbert"] []


subject: Thursday meeting

all_participants: richard kahn ["stewart oldfield"] [] []


subject: RM0082289 Daily Deposit Report 20171004


sender: Paul Barrett

subject: Re: FX'

all_participants: paul barrett ["martin zeman"] ["stewart oldfie"] []


subject: FX`

to_recipients:
Martin Zeman
Stewart Oldfield

all_participants: paul barrett ["martin zeman", "stewart oldfield"] [] []


sender: Anna-Sofiya Lupolover

subject: FW: PRIIPs Client Notification [I]

cc_recipients:
Cynthia Rodriguez
Stewart Oldfield

all_participants: anna-sofiya lupolover ["gbenga omosuyi"] ["cynthia rodriguez", "stewart oldfield"] []


subject: RE: PRIIPs Client Notification [I]

to_recipients:
Anna-Sofiya Lupolover
Stewart Oldfield

all_participants: cynthia rodriguez ["anna-sofiya lupolover", "stewart oldfield"] ["bradley gillin"] []


subject: PRIIPs Client Notification [I]

all_participants: anna-sofiya lupolover ["stewart oldfield"] ["cynthia rodriguez", "bradley gillin"] []


sender: Liam Osullivan

subject: Trade Report

cc_recipients:
Xavier Avila
Martin Zeman
Davide-A Sferrazza
Joshua Shoshan
Stewart Oldfield

all_participants: liam osullivan ["paul barrett"] ["xavier avila", "martin zeman", "davide-a sferrazza", "joshua shoshan", "stewart oldfield"] []


sender: Stewart Oldfield

subject: RE: CDD form for Prytanee - please complete and return

cc_recipients:
Bradley Gilli
Rodney Macelu

all_participants: stewart oldfield ["darren indyke"] ["bradley gilli", "rodney macelu"] []


subject: CDD form for Prytanee - please complete and return

cc_recipients:
Bradley Gillin
Rodney Macelus

all_participants: stewart oldfield ["darren indyke"] ["bradley gillin", "rodney macelus"] []


subject: RM0082289 Daily Deposit Report 20171123

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RM0082289 Daily Deposit Report 20171129


sender: Davide-A Sferrazza

subject: RE: Paul Barrett / Epstein week of 12/11/17

cc_recipients:
Vahe Stepanian
Xavier Avila
Joshua Shoshan
Martin Zeman
Liam Osullivan

all_participants: davide-a sferrazza ["stewart oldfield"] ["vahe stepanian", "xavier avila", "joshua shoshan", "martin zeman", "liam osullivan"] []


subject: RE: Paul Barrett / Epstein week of 12/11/17 [C]

cc_recipients:
Vahe Stepanian
Joshua Shoshan
Xavier Avila
Martin Zeman
Liam Osullivan

all_participants: stewart oldfield ["davide-a sferrazza"] ["vahe stepanian", "joshua shoshan", "xavier avila", "martin zeman", "liam osullivan"] []


subject: Paul Barrett / Epstein week of 12/11/17 [C]

cc_recipients:
Vahe Stepanian
Xavier Avila
Joshua Shoshan
Liam Osullivan
Martin Zeman

all_participants: davide-a sferrazza ["stewart oldfield"] ["vahe stepanian", "xavier avila", "joshua shoshan", "liam osullivan", "martin zeman"] []


subject: RE: Epstein/Southern Financial

all_participants: vahe stepanian ["stewart oldfield"] ["cynthia rodriguez"] []


subject: Epstein/Southern Financial

cc_recipients:
Bradley Gillin
Vahe Stepanian
Cynthia Rodriguez

all_participants: stewart oldfield ["charlie burrows"] ["bradley gillin", "vahe stepanian", "cynthia rodriguez"] []


subject: RE: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


subject: RM0082289 Daily Deposit Report 20170323


sender: Stewart Oldfield <████████████████████████>

subject: catching up/risk premia investing

to_recipients: Richard Kahn <████████████████████████>

cc_recipients: Vahe Stepanian <██████████████████████>

all_participants: stewart oldfield <████████████████████████> ["richard kahn <████████████████████████>"] ["vahe stepanian <██████████████████████>"] []


subject: RE: Risk premia investing / general trading discussion

cc_recipients:
Vahe Stepanian
Audie Apple

all_participants: stewart oldfield ["richard kahn"] ["vahe stepanian", "audie apple"] []


subject: Re: Risk premia investing / general trading discussion

all_participants: richard kahn ["stewart oldfield"] ["vahe stepanian", "audie apple"] []


all_participants: stewart oldfield [] [] []


subject: RE: MBLY Tender [C]

all_participants: vahe stepanian ["recipient name redacted"] ["cc name redacted"] []


subject: Re: MBLY Tender [C]

all_participants: richard kahn ["vahe stepanian"] [] []


subject: Re: MBLY Tender [C]

all_participants: vahe stepanian ["richard kahn"] [] []


subject: FW: MBLY Tender [C] <u>[I]</u>

all_participants: vahe stepanian ["stewart oldfield"] [] []


subject: RE: MBLY Tender [C] [I]

to_recipients:
Vahe Stepanian
Chris Harvey

all_participants: stewart oldfield ["vahe stepanian", "chris harvey"] [] []


subject: RE: MBLY Tender [C] [I]

all_participants: vahe stepanian ["chris harvey"] ["stewart oldfield"] []


sender: Chris Harvey

subject: RE: MBLY Tender [C] [I]

all_participants: chris harvey ["vahe stepanian"] ["stewart oldfield"] []


subject: FW: MBLY Tender [C] [I]


sender: Zbynek Kozelsky

subject: RE: MBLY Tender [C] [I]

to_recipients:
Vahe Stepanian
Donald Summer

all_participants: zbynek kozelsky ["vahe stepanian", "donald summer"] ["stewart oldfield"] []


subject: FW: MBLY Tender [C] [I]

to_recipients:
Zbynek Kozelsky
Donald Summer

all_participants: vahe stepanian ["zbynek kozelsky", "donald summer"] ["stewart oldfield"] []


subject: FW: MBLY Tender [C] [I]

to_recipients:
Vahe Stepanian
Joshua Shoshan

all_participants: stewart oldfield ["vahe stepanian", "joshua shoshan"] [] []


subject: Re: MBLY Tender [C]

cc_recipients:
Stewart Oldfield
Joshua Shoshan

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield", "joshua shoshan"] []


sender: Stewart Oldfield <██████████████████████████>

subject: Re: are you running the Brooklyn half? [C]

all_participants: stewart oldfield <██████████████████████████> ["richard kahn"] [] []


all_participants: richard kahn ["stewart oldfield"] [] []


subject: Re: are you running the Brooklyn half?

all_participants: stewart oldfield ["richard kahn"] [] []


subject: Re: are you running the Brooklyn half?


subject: are you running the Brooklyn half?


sender: [name and email redacted]

subject: FW: CD rates

all_participants: [name and email redacted] ["2 recipients (names/emails redacted)"] ["1 recipient (name/email redacted)"] ["1+ recipients (redacted)"]


sender: Vahe Stepanian

subject: RE: [C]

all_participants: vahe stepanian ["richard kahn"] ["stewart oldfield"] []


sender: Richard Kahn

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


sender: [Name redacted] — email address blacked out

subject: Securities to buy

all_participants: [name redacted] — email address blacked out ["[name redacted] — email address blacked out"] ["[name redacted] — email address blacked out"] []


subject: Automatic reply: Southern Financial LLC -> documents for a new ISDA draft [I]

all_participants: stewart oldfield ["ellenoi jarvis"] [] []


subject: Re: Halsbrook


subject: Re: Halsbrook


subject: RM0082289 Daily Deposit Report 20160923

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: Kevin Wilson On Behalf Of Amlcompliance Inquiries

subject: Inquiry regarding account 44130552, BUTTERFLY TRUST , Case 137428 [I]

all_participants: kevin wilson on behalf of amlcompliance inquiries ["stewart oldfield"] ["amlcompliance inquiries"] []


subject: FW: Inquiry regarding account 44130552, BUTTERFLY TRUST , Case 137428 [I]

all_participants: stewart oldfield ["armen brash"] [] []


sender: Armen Brash

subject: Re: Inquiry regarding account 44130552, BUTTERFLY TRUST , Case 137428 [I]

all_participants: armen brash ["stewart oldfield"] [] []


subject: RE: Inquiry regarding account 44130552, BUTTERFLY TRUST , Case 137428 [I]


subject: Re: Saudi bond


sender: Darlene Zong

subject: KINGDOM OF SAUDI ARABIA - TERMS/TIMING

cc_recipients:
Daniel Sabba
Vahe Stepanian
Stewart Oldfield

all_participants: darlene zong ["richard kahn"] ["daniel sabba", "vahe stepanian", "stewart oldfield"] []


subject: Re: Butterfly trust [C]

all_participants: richard kahn ["[name and email redacted]"] ["[name and email redacted]"] []


sender: Robert Dicerbo

all_participants: robert dicerbo ["stewart oldfield"] ["arthur tremblay"] []


subject: FW: can you tell me what interest rate we are paying on JE's accounts? [I]

to_recipients:
Arthur Tremblay
Robert Dicerbo

all_participants: stewart oldfield ["arthur tremblay", "robert dicerbo"] [] []


sender: Cynthia Rodriguez

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


all_participants: stewart oldfield ["cynthia rodriguez"] [] []


sender: Wayne Salit

subject: FW: Southern Financial LLC - EDD [C]

cc_recipients:
Carlos-A Garcia
Kerrian Gordon
Alina Amanci
John-A Lynch
Peggy McGarvey
Dmitri Saks

all_participants: wayne salit ["jan bornebusch"] ["carlos-a garcia", "kerrian gordon", "alina amanci", "john-a lynch", "peggy mcgarvey", "dmitri saks"] []


sender: Dmitri Saks

subject: Southern Financial LLC - EDD [C]

all_participants: dmitri saks ["wayne salit"] [] []


subject: RE: aapl [I]

all_participants: vahe stepanian ["zbynek.kozelsky@db.com"] ["stewart oldfield", "joshua.shoshan@db.com", "donald.summer@db.com"] []


subject: RE: aapl [I]

cc_recipients:
Stewart Oldfield
Joshua Shoshan
Donald Summer

all_participants: zbynek kozelsky ["vahe stepanian"] ["stewart oldfield", "joshua shoshan", "donald summer"] []


subject: FW: aapl [I]

all_participants: vahe stepanian ["zbynek kozelsky"] ["stewart oldfield", "joshua shoshan", "donald summer"] []


subject: aapl

all_participants: richard kahn ["vahe stepanian"] [] []


subject: RE: SFL LLC W-9

cc_recipients:
Stewart Oldfield
Jeanne Brennan

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "jeanne brennan"] []


subject: SFL LLC W-9

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "jeanne brennan"] []


subject: RE: Epstein/Southern Financial

to_recipients:
Vahe Stepanian
Stewart Oldfield

all_participants: cynthia rodriguez ["vahe stepanian", "stewart oldfield"] [] []


subject: RE: Epstein/Southern Financial

all_participants: vahe stepanian ["stewart oldfield"] ["cynthia rodriguez"] []


sender: Stewart Oldfield

subject: Epstein/Southern Financial

cc_recipients:
Bradley Gillin
Cynthia Rodriguez
Vahe Stepanian

all_participants: stewart oldfield ["charlie burrows"] ["bradley gillin", "cynthia rodriguez", "vahe stepanian"] []


subject: RE: Southern Financial

to_recipients:
Jeanne
Richard Kahn

cc_recipients:
Stewart Oldfield
Bella Klein

all_participants: cynthia rodriguez ["jeanne", "richard kahn"] ["stewart oldfield", "bella klein"] []


sender: Jeanne

subject: RE: Southern Financial

to_recipients:
Cynthia Rodriguez
Richard Kahn

all_participants: jeanne ["cynthia rodriguez", "richard kahn"] ["stewart oldfield", "bella klein"] []


subject: RE: Southern Financial

cc_recipients:
Stewart Oldfield
Jeanne Brennan
Bella Klein

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


subject: Re: Southern Financial

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


subject: Re: Southern Financial

all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: Re: trading meetin

all_participants: richard kahn ["stewart oldfield"] [] []


subject: Re: trading meeting


sender: John Juul

subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: john juul ["wayne salit"] ["mike"] []


subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: wayne salit ["john juul"] [] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML
Anastasia Pringle
Kumud Sharma

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml", "anastasia pringle", "kumud sharma"] []


sender: Jofin Varghese

cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML

all_participants: jofin varghese ["dmitri saks"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


subject: Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
CAGNY NCA
Dmitri Saks
Manikandan Muralidharan
Sujith Shetty
US-CB 5- AML

all_participants: jofin varghese ["us-cb s-aml"] ["cagny nca", "dmitri saks", "manikandan muralidharan", "sujith shetty", "us-cb 5- aml"] []


sender: US-CB S-AML

cc_recipients:
CAGNY NCA
Jofin Varghese
Manikandan Muralidharan
US-CB S-AML

all_participants: us-cb s-aml ["sujith shetty"] ["cagny nca", "jofin varghese", "manikandan muralidharan", "us-cb s-aml"] []


sender: Sujith Shetty

subject: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
Manikandan Muralidharan
Jofin Varghese
CAGNY NCA

all_participants: sujith shetty ["us-cb s-aml"] ["manikandan muralidharan", "jofin varghese", "cagny nca"] []


cc_recipients:
Carlos-A Garcia
Jan Bornebusch

all_participants: dmitri saks ["wayne salit"] ["carlos-a garcia", "jan bornebusch"] []


sender: Carlos-A Garcia

cc_recipients:
Carlos-A Garcia
Dmitri Saks

all_participants: carlos-a garcia ["wayne salit"] ["carlos-a garcia", "dmitri saks"] []


sender: Anastasia Pringle

to_recipients:
US-CB S-AML
Courteney B Fornal
Mark Whyman

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan

all_participants: anastasia pringle ["us-cb s-aml", "courteney b fornal", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


cc_recipients:
Ged Account-Opening
US-CB S-AML
Manikandan Muralidharan

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


to_recipients:
Manikandan Muralidharan
Dmitri Saks

all_participants: anastasia pringle ["manikandan muralidharan", "dmitri saks"] ["ged account-opening"] []


sender: Manikandan Muralidharan

subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: manikandan muralidharan ["anastasia pringle"] ["ged account-opening"] []


sender: Martin Zeman

subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Joyce Tsoi
Stewart Oldfield

all_participants: martin zeman ["joyce tsoi", "stewart oldfield"] ["vahe stepanian"] []


sender: Joyce Tsai

subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Stewart Oldfield
Martin Zeman

all_participants: joyce tsai ["stewart oldfield", "martin zeman"] ["vahe stepanian"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Joyce Tsoi
Martin Zeman

all_participants: stewart oldfield ["joyce tsoi", "martin zeman"] ["vahe stepanian"] []


sender: Joyce Tsoi

subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Stewart Oldfield
Vahe Stepanian
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: joyce tsoi ["stewart oldfield", "vahe stepanian", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Joyce Tsoi
Vahe Stepanian
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: stewart oldfield ["joyce tsoi", "vahe stepanian", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


subject: RE: Epstein mtg - reschedule [1]

to_recipients:
Vahe Stepanian
Stewart Oldfield
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: joyce tsoi ["vahe stepanian", "stewart oldfield", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


sender: Vahe Stepanian

subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Stewart Oldfield
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

cc_recipients:
Andrea Herbert
Joyce Tsoi

all_participants: vahe stepanian ["stewart oldfield", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert", "joyce tsoi"] []


subject: Epstein mtg - reschedule

to_recipients:
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman
Vahe Stepanian

cc_recipients:
Tracy-Ann Hopkins
Andrea Herbert

all_participants: stewart oldfield ["daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman", "vahe stepanian"] ["tracy-ann hopkins", "andrea herbert"] []


subject: FW: Thursday meeting


sender: Richard Kahn

subject: Thursday meeting

all_participants: richard kahn ["stewart oldfield"] [] []


subject: RM0082289 Daily Deposit Report 20170920

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RM0082289 Daily Deposit Report 20171111


subject: RE: Inquiry Regarding Account: LSJE

all_participants: stewart oldfield ["richard kahn"] ["bradley gillin"] []


subject: Re: Inquiry Regarding Account xxxxx LSJE [ ]

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin"] []


all_participants: stewart oldfield ["richard kahn"] [] []


sender: [Name redacted] <[email redacted]>

subject: Re: signed confirms [C]

all_participants: [name redacted] <[email redacted]> [] ["8 recipients (names and emails redacted)"] []


subject: FW: USA Patriot Act Customer Identification Program Notification

all_participants: stewart oldfield ["martin zeman"] ["bradley gitlin"] []


subject: Fwd: USA Patriot Act Customer Identification Program Notification


sender: Nathan Head

subject: USA Patriot Act Customer Identification Program Notification

all_participants: nathan head ["richard kahn"] ["joshua chin-sang"] []


sender: Xavier Avila

subject: FW: USDARS Order Cancelled

to_recipients:
Martin Zeman
Stewart Oldfield

all_participants: xavier avila ["martin zeman", "stewart oldfield"] ["joshua shoshan"] []


subject: USDARS Order Cancelled

cc_recipients:
Martin Zeman
Joshua Shoshan
Liam Osullivan

all_participants: xavier avila ["chris maxmin"] ["martin zeman", "joshua shoshan", "liam osullivan"] []


sender: Cynthia Rodriguez

subject: RE: Account Planning sessions [C] [I]

to_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: cynthia rodriguez ["stewart oldfield", "bradley gillin"] [] []


sender: Stewart Oldfield

subject: RE: Account Planning sessions [C] [I]

to_recipients:
Cynthia Rodriguez
Bradley Gillin

all_participants: stewart oldfield ["cynthia rodriguez", "bradley gillin"] [] []


subject: FW: Account Planning sessions [C]

to_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: stewart oldfield ["bradley gillin", "cynthia rodriguez"] [] []


sender: Samantha Harmon

subject: Account Planning sessions [C]

all_participants: samantha harmon ["stewart oldfield"] [] []


subject: RM0082289 Daily Deposit Report 20180222


subject: RM0082289 Daily Deposit Report 20170617


sender: Paul Morris

subject: RE: send to rich please [I]

cc_recipients:
Vahe Stepanian
Stewart Oldfield

all_participants: paul morris ["daniel sabba"] ["vahe stepanian", "stewart oldfield"] []


sender: Daniel Sabba

subject: RE: send to rich please [C]

cc_recipients:
Paul Morris
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["jeffrey e."] ["paul morris", "vahe stepanian", "ariane dwyer"] []


sender: jeffrey E.

subject: Re: send to rich please [C]

all_participants: jeffrey e. ["daniel sabba"] ["paul morris", "vahe stepanian", "ariane dwyer"] []


subject: send to rich please

to_recipients:
jeffrey E.
Richard Kahn
Paul Morris

all_participants: daniel sabba ["jeffrey e.", "richard kahn", "paul morris"] [] []


subject: RM0082289 Daily Deposit Report 20170725

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RE: RUSH EXCO Approval Needed: KYC Case

all_participants: stewart oldfield ["dana ponzio"] [] []


sender: Dana Ponzio

subject: FW: RUSH EXCO Approval Needed: KYC Case

all_participants: dana ponzio ["stewart oldfield"] [] []


subject: RUSH EXCO Approval Needed: KYC Case

all_participants: cynthia rodriguez ["patrick cam"] ["dana ponzio"] []


sender: Rishab Sarawagi

subject: RE: RM0082289 Daily Deposit Report 20180329 (I]

all_participants: rishab sarawagi ["stewart oldfield"] ["bradley gillin", "pbrd_adminqlist.db.com"] []


subject: FW: RM0082289 Daily Deposit Report 20180329

all_participants: stewart oldfield ["pbrd_adminqlist.db.com"] ["bradley gillin"] []


subject: RM0082289 Daily Deposit Report 20180329


sender: Amlcompliance Inquiries

subject: RE: Inquiry Regarding Account Client: LSJE, LLC; Alert No. DUE April 11, 2018 [I]

to_recipients:
Hildegarde Berrios
Michele-M Quattrocchi

cc_recipients:
Stewart Oldfield
Amlcompliance Inquiries
Rob Wang

all_participants: amlcompliance inquiries ["hildegarde berrios", "michele-m quattrocchi"] ["stewart oldfield", "amlcompliance inquiries", "rob wang"] []


sender: Rob Wang On Behalf Of Amlcompliance Inquiries

subject: Inquiry Regarding Account Client: LSJE, LLC; Alert No. - DUE April 11, 2018 [I]

to_recipients:
Cynthia Rodriquez
Stewart Oldfield

cc_recipients:
Amlcompliance Inquiries
Rob Wang

all_participants: rob wang on behalf of amlcompliance inquiries ["cynthia rodriquez", "stewart oldfield"] ["amlcompliance inquiries", "rob wang"] []


subject: RE: RM0082289 Daily Deposit Report 20180320 [I]

all_participants: stewart oldfield ["robert dicerbo"] ["bradley gillin"] []


sender: Robert Dicerbo

all_participants: robert dicerbo ["stewart oldfield"] ["bradley gillin"] []


subject: RM0082289 Daily Deposit Report 20180320

all_participants: <dwhpbdw-batch@db.com> ["<rm0082289@list.db.com>"] [] []


all_participants: robert dicerbo ["stewart oldfield"] [] []


all_participants: stewart oldfield ["robert dicerbo"] [] []


subject: FW: RM0082289 Daily Deposit Report 20180320 [I]


sender: Charlie Burrows

cc_recipients:
Bradley Gillin
Robert Dicerbo
Arthur Tremblay

all_participants: charlie burrows ["stewart oldfield"] ["bradley gillin", "robert dicerbo", "arthur tremblay"] []


subject: RE: RM0082289 Daily Deposit Report 20180320

all_participants: stewart oldfield ["charlie burrows"] ["bradley gillin"] []


subject: Re: RM0082289 Daily Deposit Report 20180320

all_participants: charlie burrows ["stewart oldfield"] ["bradley gillin"] []


all_participants: stewart oldfield ["charlie burrows"] [] []


subject: RM0082289 Daily Deposit Report 20180320

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: RE: RM0082 al y eposit eport 0180320


subject: RE: send to rich please [C]

cc_recipients:
Paul Morris
Daniel Sabba

all_participants: stewart oldfield ["ariane dwyer"] ["paul morris", "daniel sabba"] []


sender: Ariane Dwyer

subject: RE: send to rich please [C]

all_participants: ariane dwyer ["stewart oldfield"] ["paul morris", "daniel sabba"] []


subject: RE: send to rich please [C]

to_recipients:
Daniel Sabba
Vahe Stepanian
Ariane Dwyer

all_participants: stewart oldfield ["daniel sabba", "vahe stepanian", "ariane dwyer"] ["paul morris"] []


subject: Re: send to rich please [C]

cc_recipients:
Stewart Oldfield
Vahe Stepanian

all_participants: paul morris ["ariane dwyer"] ["stewart oldfield", "vahe stepanian"] []


subject: RE: send to rich please [C]

cc_recipients:
Vahe Stepanian
Daniel Sabba
Paul Morris

all_participants: ariane dwyer ["ieevacation@gmail.com", "jeevacation@gmail.com"] ["vahe stepanian", "daniel sabba", "paul morris"] []


subject: Re: send to rich please [C]

cc_recipients:
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["jeevacation@gmail.com", "paul morris"] ["vahe stepanian", "ariane dwyer"] []


subject: send to rich please

to_recipients:
Daniel Sabba
Richard Kahn
Paul Morris

all_participants: jeffrey e. ["daniel sabba", "richard kahn", "paul morris"] [] []


subject: RE: Reinsurance deal

all_participants: ariane dwyer ["stewart oldfield"] [] []


subject: RE: Reinsurance deal

to_recipients:
Stewart Oldfield
Tazia Smith
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: stewart oldfield ["stewart oldfield", "tazia smith", "paul morris", "matt glassman", "ariane dwyer"] [] []


subject: Re: Reinsurance deal

to_recipients:
Tazia Smith
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: stewart oldfield ["tazia smith", "paul morris", "matt glassman", "ariane dwyer"] [] []


sender: Tazia Smith

subject: Re: Reinsurance deal

to_recipients:
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: tazia smith ["paul morris", "matt glassman", "ariane dwyer"] ["stewart oldfield"] []


subject: Reinsurance deal

all_participants: paul morris ["tazia smith"] ["stewart oldfield"] []


sender: Richard Kahn

subject: Re: Trade Report 1/13/2017

cc_recipients:
Darlene Zong
Stewart Oldfield
Darren Indyke

all_participants: richard kahn ["vahe stepani"] ["darlene zong", "stewart oldfield", "darren indyke"] []


subject: RE: statements

all_participants: stewart oldfield ["richard kahn"] [] []


subject: Re: Southern Financial - IA Request [I]

cc_recipients:
Daniel Sabb
Andrew King

all_participants: stewart oldfield ["vahe stepanian"] ["daniel sabb", "andrew king"] []


sender: Vahe Stepanian

subject: RE: Southern Financial - IA Request [I]

cc_recipients:
Daniel Sabba
Andrew King

all_participants: vahe stepanian ["stewart oldfield"] ["daniel sabba", "andrew king"] []


subject: FW: Southern Financial - IA Request [I]


sender: Andrew Xu

subject: RE: Southern Financial - IA Request [I]

to_recipients:
Vahe Stepanian
Roddy Moore

cc_recipients:
Daniel Sabba
Keith Buckholz

all_participants: andrew xu ["vahe stepanian", "roddy moore"] ["daniel sabba", "keith buckholz"] []


subject: RE: Southern Financial - IA Request [I]

to_recipients:
Andrew Xu
Roddy Moore

all_participants: vahe stepanian ["andrew xu", "roddy moore"] ["daniel sabba", "keith buckholz"] []


subject: RE: Southern Financial - IA Request [I]

to_recipients:
Roddy Moore
Andrew Xu

all_participants: vahe stepanian ["roddy moore", "andrew xu"] ["daniel sabba"] []


subject: Southern Financial - IA Request [I]


sender: PBW/WM/MIS ETL/PBW 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com>

subject: RM0082289 Daily Deposit Report 20160726

all_participants: pbw/wm/mis etl/pbw 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com> ["rm0082289@list.db.com"] [] []