subject: Fwd: LSJE wire

cc_recipients:
Nicole Perskawiec
Firdaus Madiar

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


sender: Bella Klein

subject: Re: LSJE xxio(9295 wire

all_participants: bella klein ["brigid macias"] [] []


subject: 151E wire


sender: Naveen Bagaria

subject: **URGENT** DEPOSIT PWM RETURN A/C# dated 07.06.18 [1]

to_recipients:
CUST INV
Mahabir
Mariela Lopez
Norma A Kenney
Joy E Mitchell
Muhammod J Uddin
Gail F

cc_recipients:
Stewart Oldfield
Michele-M Quattrocchi
Bradley Gillin
Hildegarde Berrios
Daphne Cales

all_participants: naveen bagaria ["cust inv", "mahabir", "mariela lopez", "norma a kenney", "joy e mitchell", "muhammod j uddin", "gail f"] ["stewart oldfield", "michele-m quattrocchi", "bradley gillin", "hildegarde berrios", "daphne cales"] []


sender: Stewart Oldfield

all_participants: stewart oldfield [] [] []


subject: Fwd████████2k

all_participants: bella klein ["bradley gilli"] [] []


sender: Vahe Stepanian

subject: Updated Financials - Southern Financial and Southern Trust [SC]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield"] []


sender: Rishabh Shah

subject: RE: OD Referral dated 05-17-2019 For AC # 42953424

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control

all_participants: rishabh shah ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["halina laczny", "debra jasper", "oversight control"] []


subject: OD Referral dated 05-17-2019 For AC # 42953424


sender: Vinita Advani

subject: Discussion: Gratitude America Ltd [I]

to_recipients:
Daphne Cales
Bradley Gillin
Vijay-A Sawant

all_participants: vinita advani ["daphne cales", "bradley gillin", "vijay-a sawant"] [] []


sender: Vijay-A Sawant

subject: FW: Rejection Points pj

all_participants: vijay-a sawant ["daphne cales"] ["vinita advani"] []


subject: Vijay, are both Butterfly and Gratitude now complete? Thanks

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi"] []


sender: Bradley Gillin

subject: RE: OD Referral dated 04-01-2019 For AC # [I] [C]

all_participants: bradley gillin ["stewart oldfield"] [] []


subject: Fwd: OD Referral dated 04-01-2019 For AC # | Ill

all_participants: stewart oldfield ["bradley gillin"] [] []


sender: Rishabh Sharma

subject: OD Referral dated 04-01-2019 For AC # [Redacted]

to_recipients:
Stewart Oldfield
Monica Gilkinson
Bradley Gillin

cc_recipients:
Halina Laczny
Debra Jasper

all_participants: rishabh sharma ["stewart oldfield", "monica gilkinson", "bradley gillin"] ["halina laczny", "debra jasper"] []


sender: Hemant-Kumar Rathore

subject: RE: OD Referral dated 06-05-2019 For Af

to_recipients:
Natalie Barak
Stewart Oldfield
Bradley Gillin
Rachel Wachs

all_participants: hemant-kumar rathore ["natalie barak", "stewart oldfield", "bradley gillin", "rachel wachs"] ["halina laczny", "debra jasper", "oversight control"] []


sender: Yoonsun Chung

subject: Case it has been assigned to you.

all_participants: yoonsun chung [] [] []


subject: Gratitude/BV70 LLC [1]

all_participants: bradley gillin ["stewart oldfield"] ["vijay-a sawant"] []


subject: RE: Gratitude/BV70 [I]

all_participants: vijay-a sawant ["bradley gillin"] ["vinita advani"] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] ["bradley gillin"] []


subject: RE: LSJE xxxx wire

all_participants: bella klein ["brigid macias"] [] []


sender: Firdaus Madiar

subject: RE: LSJE xxxx wire

cc_recipients:
Nicole Perskawiec
Bradley Gillin
Rachel Wachs
Brigid Macias

all_participants: firdaus madiar ["bella klein"] ["nicole perskawiec", "bradley gillin", "rachel wachs", "brigid macias"] []


subject: Fwd: LSJE xxx wire

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


subject: Re: WE wire


sender: Brigid Macias

all_participants: brigid macias ["bella klein"] [] []


subject: LSJE xxxX9295 wire


sender: Cynthia Rodriguez

subject: [Redacted]

cc_recipients:
Stewart Oldfield
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
William-M Finn

all_participants: cynthia rodriguez ["sigver dbgps"] ["stewart oldfield", "muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "uplabdhi singh", "bradley gillin", "william-m finn"] []


sender: sigver dbgps

subject: Check Referral - Acct

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Julian J Leff
sigver dbgps
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "kavish sharma", "uplabdhi singh", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


subject: RE: EMS/ Check Referrals:

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin
William-M Finn

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin", "william-m finn"] []


subject: EMS/ : Check Referrals: [I]

cc_recipients:
Mitchell
sigver dbgps
Muhammod J Uddin
Teresa Metallo
Uplabdhi Singh
Lisa-M Ramos
Shreyas-S Apte
Joy E
Vinay J
Hemant Kumar-Sharma
William-M Finn
Bradley Gillin

all_participants: sigver dbgps ["stewart oldfield"] ["mitchell", "sigver dbgps", "muhammod j uddin", "teresa metallo", "uplabdhi singh", "lisa-m ramos", "shreyas-s apte", "joy e", "vinay j", "hemant kumar-sharma", "william-m finn", "bradley gillin"] []


subject: Re: EMS/ : Check Referrals: - 307[I]


all_participants: stewart oldfield [] [] []


subject: Re: EMS/ Check Referrals: - 1498

cc_recipients:
Stewart Oldfield
Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Hildegarde Berrios
Muhammod J

all_participants: bradley gillin ["sigver dbgps"] ["stewart oldfield", "uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "hildegarde berrios", "muhammod j"] []


sender: Ariane Dwyer

subject: RE: Dispersion Call Option [C]

cc_recipients:
Daniel Sabba
Paul Morris
Stewart Oldfield
Vahe Stepanian

all_participants: ariane dwyer ["richard kahn"] ["daniel sabba", "paul morris", "stewart oldfield", "vahe stepanian"] []


subject: RE: Dispersion Call Option [C]

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield"] []


sender: Richard Kahn

subject: Re: Dispersion Call Option [C]

all_participants: richard kahn ["vahe stepanian"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield"] []


subject: Fwd: LSJE Outgoing Wire to

all_participants: bradley gillin ["hildegarde berrios"] [] []


subject: Reference # [C]

all_participants: bradley gillin ["bella klein"] [] []


subject: FW: Assistance Required in Resolving Rejection Points KYC # - 01977700 [I]

all_participants: bradley gillin ["daphne cales"] [] []


subject: RE: Assistance Required in Resolving Rejection Points KYC tt - 01977700 (I)

to_recipients:
Vijay-A Sawant
Mayur Rathod

all_participants: bradley gillin ["vijay-a sawant", "mayur rathod"] ["richard larossi"] []


subject: Assistance Required in Resolving Rejection Points KYC # - 01977700

cc_recipients:
Bradley Gillin
Richard larossi
Mayur Rathod

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "richard larossi", "mayur rathod"] []


sender: Bhavesh Chandani

subject: RE: Outgoing Wire Status Change

to_recipients:
Robert Dicerbo
Bradley Gillin
Arthur Tremblay

all_participants: bhavesh chandani ["robert dicerbo", "bradley gillin", "arthur tremblay"] ["brigid macias"] []


sender: Bradley Gitlin

subject: FW: Outgoing Wire Status Change [I]

all_participants: bradley gitlin ["arthur tremblay"] ["brigid macia"] []


sender: Robert DiCerbo

all_participants: robert dicerbo ["bradley gitlin"] [] []


sender: Bella Klein

subject: Fwd: Outgoing Wire Status Change

all_participants: bella klein ["bradley gitlin"] [] []


sender: Gail F Mahabir

subject: RE: **URGENT** DEPOSIT PWM RETURN A/c # █████████ dated 07.06.18 [I]

all_participants: gail f mahabir ["naveen bagaria"] [] []


sender: Naveen Bagaria

subject: **URGENT** DEPOSIT PWM RETURN A/c # dated 07.06.18 [I]

to_recipients:
CUST INV
Mariela Lopez
Gail F Mahabir
Muhammod J Uddin
Joy E Mitchell
Norma A Kenney

cc_recipients:
Stewart Oldfield
Michele-M Quattrocchi
Kathryn J Stanfield
Bradley Gillin
Hildegarde Berrios
Daphne Cales

all_participants: naveen bagaria ["cust inv", "mariela lopez", "gail f mahabir", "muhammod j uddin", "joy e mitchell", "norma a kenney"] ["stewart oldfield", "michele-m quattrocchi", "kathryn j stanfield", "bradley gillin", "hildegarde berrios", "daphne cales"] []


sender: Priyanka Vadhera (on behalf of sigver dbgps)

subject: Check referral; Account no: [REDACTED]; Amount: 10000 [1]

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Catherine Logreco
Teresa Metallo
sigver dbgps
Lisa-M Ramos
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: priyanka vadhera (on behalf of sigver dbgps) ["stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "catherine logreco", "teresa metallo", "sigver dbgps", "lisa-m ramos", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


sender: Serena Barton-Zainyeh

all_participants: serena barton-zainyeh ["bella klein"] [] []


subject: Fwd: WT fed reference [C]

all_participants: bella klein ["serena barton-zainyeh"] [] []


sender: Bradley Gillin

subject: RE: WT fed reference [C]

to_recipients:
Bella Klein
Andrea Herbert

all_participants: bradley gillin ["bella klein", "andrea herbert"] [] []


subject: Fwd: WT fed reference

all_participants: bella klein ["andrea herber"] ["bradley gillin"] []


sender: Harris Rebhac

subject: Case 161109 601042 [I]

cc_recipients:
Kathryn J Stanfield
George Gumban

all_participants: harris rebhac [] ["kathryn j stanfield", "george gumban"] []


sender: Paul Morris

subject: RE: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Stewart Oldfield

cc_recipients:
Melinda Roy
Armen Brash

all_participants: paul morris ["vahe stepanian", "stewart oldfield"] ["melinda roy", "armen brash"] []


sender: Vahe Stepanian

subject: RE: Jeepers transfer [C]

to_recipients:
Stewart Oldfield
Paul Morris

all_participants: vahe stepanian ["stewart oldfield", "paul morris"] ["melinda roy"] []


sender: Stewart Oldfield

subject: Re: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Paul Morris

all_participants: stewart oldfield ["vahe stepanian", "paul morris"] ["melinda roy"] []


subject: Re: Jeepers transfer [C]

all_participants: vahe stepanian ["paul morris"] [] []


subject: FW: Jeepers transfer [C]

cc_recipients:
bellaldein
Richard Kahn

all_participants: vahe stepanian ["darren indyke"] ["bellaldein", "richard kahn"] []


sender: Darren Indyke

subject: Re: Jeepers transfer [C]

all_participants: darren indyke ["vahe stepanian"] [] []


subject: Re: Jeepers transfer

all_participants: vahe stepanian ["darren indyke"] ["richard kahn"] []


subject: RE: EMS/011117889443: Check referrals: 42959324 - 332

to_recipients:
sigver dbgps
Stewart Oldfield

cc_recipients:
Julian J Leff
Uplabdhi Singh
William-M Finn
Lisa-M Ramos
Kavish Sharma
Cynthia Rodriguez
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin

all_participants: bradley gillin ["sigver dbgps", "stewart oldfield"] ["julian j leff", "uplabdhi singh", "william-m finn", "lisa-m ramos", "kavish sharma", "cynthia rodriguez", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


sender: sigver dbgps

subject: EMS/011117889443: Check referrals: 42959324 - 332[I]

cc_recipients:
Muhammod J Uddin
Joy E
Teresa Metallo
Lisa-M Ramos
sigver dbgps
Kavish Sharma
Julian J Leff
Bradley Gillin
Uplabdhi Singh
Cynthia Rodriguez
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e", "teresa metallo", "lisa-m ramos", "sigver dbgps", "kavish sharma", "julian j leff", "bradley gillin", "uplabdhi singh", "cynthia rodriguez", "william-m finn"] []


subject: New variable rate CD option

cc_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: stewart oldfield [] ["bradley gillin", "cynthia rodriguez"] []


subject: RE: Jeepers transfer [C] [ll

all_participants: stewart oldfield ["paul morris"] [] []


subject: RE: Jeepers transfer [C]

cc_recipients:
Stewart Oldfield
Amanda Kirby

all_participants: paul morris ["vahe stepanian"] ["stewart oldfield", "amanda kirby"] []


subject: FW: Jeepers transfer [C]

all_participants: vahe stepanian ["paul morris"] ["stewart oldfield"] []


subject: RE: Jeepers transfer [C]

cc_recipients:
bellaklein
Richard Kahn

all_participants: vahe stepanian ["darren indyke"] ["bellaklein", "richard kahn"] []


subject: Re: Jeepers transfer

all_participants: vahe stepanian ["darren indyke"] [] []


sender: bellaklein

subject: Jeepers transfer

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


subject: Re: EMS/280618649806: Check Referrals: 42953424 - 1116[1]

all_participants: stewart oldfield ["sigver dbgps"] [] []


sender: Richard Iarossi

subject: FW: Southern Financial [I]

all_participants: richard iarossi ["bradley gillin"] [] []


subject: Southern Financial

cc_recipients:
Bradley Gillin
Richard larossi

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard larossi"] []


all_participants: sigver dbgps ["stewart oldfield <stewart.oldfield@db.com>"] [] []


sender: Hemant-Kumar Rathore

subject: RE: OD Referral dated 06-05-2019 For AC # 42953424

to_recipients:
Stewart Oldfield
Bradley Gillin
Rachel Wachs
Natalie Barak
Brigid Macias

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control

all_participants: hemant-kumar rathore ["stewart oldfield", "bradley gillin", "rachel wachs", "natalie barak", "brigid macias"] ["halina laczny", "debra jasper", "oversight control"] []


to_recipients:
Hemant-Kumar Rathore
Bradley Gillin
Rachel Wachs
Natalie Barak
Brigid Macias

all_participants: stewart oldfield ["hemant-kumar rathore", "bradley gillin", "rachel wachs", "natalie barak", "brigid macias"] ["halina laczny", "debra jasper", "oversight control"] []


subject: OD Referral dated 06-05-2019 For AC #

to_recipients:
Stewart Oldfield
Bradley Gillin
Natalie Barak
Rachel Wachs

all_participants: hemant-kumar rathore ["stewart oldfield", "bradley gillin", "natalie barak", "rachel wachs"] ["halina laczny", "debra jasper", "oversight control"] []


sender: Amy Cartwright

subject: Rejection Exercise

all_participants: amy cartwright [] ["bradley gillin"] []


sender: Jeffrey E.

subject: Re: Follow-up on EUR hedging discussion [C]

all_participants: jeffrey e. ["daniel sabba"] [] []


sender: Nina Tona

subject: Client tracking [I]

all_participants: nina tona ["davide-a sferrazza"] [] []


sender: Emily Craig

subject: FW: Combined KYC list and priorities [I]

to_recipients:
Brian H Heidelbach
Anas Halim

all_participants: emily craig ["brian h heidelbach", "anas halim"] ["oliver esslinger"] []


sender: Oliver Esslinger

subject: Fwd: Combined KYC list and priorities ill

all_participants: oliver esslinger ["emily craig"] [] []


subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Liam Osullivan
Xavier Avila
Martin Zeman

cc_recipients:
Alastair Mackinlay
Mathew Negus
Joshua Shoshan
Davide-A Sferrazza

all_participants: nina tona ["liam osullivan", "xavier avila", "martin zeman"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


sender: Davide-A Sferrazza

subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Nina Tona
Martin Zeman
Liam Osullivan
Xavier Avila

cc_recipients:
Alastair Mackinlay
Joshua Shoshan

all_participants: davide-a sferrazza ["nina tona", "martin zeman", "liam osullivan", "xavier avila"] ["alastair mackinlay", "joshua shoshan"] []


subject: RE: Southern Financial LLC [I] [C]

all_participants: nina tona [] ["alastair mackinlay", "joshua shoshan"] []


subject: RE: Butterfly Trust - new brokerage account needed II]

all_participants: richard iarossi ["davide-a sferrazza"] [] []


subject: RE: Butterfly Trust - new brokerage account needed [I]

to_recipients:
Stewart Oldfield
Martin Zeman
Liam Osullivan

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: davide-a sferrazza ["stewart oldfield", "martin zeman", "liam osullivan"] ["bradley gillin", "richard iarossi"] []


subject: RE: Butterfly Trust - new brokerage account needed

to_recipients:
Martin Zeman
Liam Osullivan
Davide-A Sferrazza

all_participants: stewart oldfield ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gillin", "richard iarossi"] []


subject: Butterfly Trust - new brokerage account needed


subject: RE: KYC remediation [I]

to_recipients:
Bill King
Ian Salters

all_participants: nina tona ["bill king", "ian salters"] ["davide-a sferrazza"] []


sender: Bill King

subject: RE: KYC remediation [I]

to_recipients:
Nina Tona
Ian Salters

all_participants: bill king ["nina tona", "ian salters"] ["davide-a sferrazza"] []


sender: Ian Salters

subject: KYC remediation [I]

to_recipients:
Brian Serino
Kareen Johnson

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona
Ian Salters

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza", "nina tona", "ian salters"] []


subject: RE: I WANT TO SPEND TODAY 3-6PM WORKING ON TRACKER, LET'S TALK [1]

to_recipients:
Xavier Avila
Davide-A Sferrazza

all_participants: nina tona ["xavier avila", "davide-a sferrazza"] ["ian salters"] []


sender: Xavier Avila

subject: RE: I WANT TO SPEND TODAY 3-6PM WORKING ON TRACKER, LET'S TALK [I]

to_recipients:
Nina Tona
Davide-A Sferrazza

all_participants: xavier avila ["nina tona", "davide-a sferrazza"] ["ian salters"] []


subject: Re: KCP Collateral Flow [I) [C)

all_participants: xavier avila ["davide-a sferrazza"] [] []


subject: RE: KCP Collateral Flow (I)

to_recipients:
Xavier Avila
Keith Buckholz

all_participants: davide-a sferrazza ["xavier avila", "keith buckholz"] ["paolo de-leon"] []


subject: RE: KCP Collateral Flow [II

to_recipients:
Keith Buckholz
Davide-A Sferrazza

all_participants: xavier avila ["keith buckholz", "davide-a sferrazza"] ["paolo de-leon"] []


sender: Keith Buckholz

subject: RE: KCP Collateral Flow [II

all_participants: keith buckholz ["xavier avila", "davide-a sferrazza"] ["paolo de-leon"] []


sender: Paolo De-Leon

subject: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL

all_participants: paolo de-leon [] [] []


subject: Automatic reply: Southern Financial - KYC Docs. [I] [C]

all_participants: davide-a sferrazza ["nina tona"] [] []


subject: RE: Southern Financial - KYC Docs. [1]

all_participants: nina tona ["zack bunimovich"] ["davide-a sferrazza"] []


sender: Aiasha Khokhar

subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Zack Bunimovich
Martin Zeman
Nina Tona

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Xavier Avila
Joshua Shoshan

all_participants: aiasha khokhar ["zack bunimovich", "martin zeman", "nina tona"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: N4G-026161 - Southern Financial [C]

all_participants: davide-a sferrazza ["cynthia rodriguez"] [] []


sender: Cynthia Rodriguez

subject: RE: N4G-026161 - Southern Financial II)

to_recipients:
Stewart Oldfield
Zbynek Kozelsky
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan

all_participants: cynthia rodriguez ["stewart oldfield", "zbynek kozelsky", "liam osullivan", "davide-a sferrazza", "joshua shoshan"] [] []


sender: Liam Osullivan

subject: Haze [C]

all_participants: liam osullivan ["davide-a sferrazza"] [] []


sender: Funda Bozkurt

subject: RE: NCA's Completed in May/Update

to_recipients:
Xavier Avila
Ian Salters

cc_recipients:
Zbynek Kozelsky
Nina Tona
Davide-A Sferrazza

all_participants: funda bozkurt ["xavier avila", "ian salters"] ["zbynek kozelsky", "nina tona", "davide-a sferrazza"] []


subject: RE: NCA's Completed in May/Update

to_recipients:
Funda Bozkurt
Ian Salters

all_participants: xavier avila ["funda bozkurt", "ian salters"] ["zbynek kozelsky", "nina tona", "davide-a sferrazza"] []


subject: RE: NCA's Completed in May/Update [I]

cc_recipients:
Ian Salters
Zbynek Kozelsky
Nina Tona

all_participants: xavier avila ["funda bozkurt"] ["ian salters", "zbynek kozelsky", "nina tona"] []


subject: RE: NCA's Completed in May/Update [I]

cc_recipients:
Ian Salters
Zbynek Kozelsky

all_participants: funda bozkurt ["xavier avila"] ["ian salters", "zbynek kozelsky"] []


subject: RE: NCA's Completed in May/Update II)


subject: IWP list [1]

all_participants: nina tona ["davide-a sferrazza"] ["nina tona"] []


sender: Kareen Johnson

subject: RE: KYC remediation [1]

to_recipients:
Ian Salters
Brian Serino

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona
Yasmeen Alim
Jamaal Bushara
Andrea Sandven

all_participants: kareen johnson ["ian salters", "brian serino"] ["bill king", "davide-a sferrazza", "nina tona", "yasmeen alim", "jamaal bushara", "andrea sandven"] []


subject: KYC remediation [I]

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza", "nina tona", "ian salters"] []


to_recipients:
Martin Zeman
Xavier Avila

cc_recipients:
Alastair Mackinlay
Mathew Negus
Joshua Shoshan

all_participants: nina tona ["martin zeman", "xavier avila"] ["alastair mackinlay", "mathew negus", "joshua shoshan"] []


subject: RE: Southern Financial LLC [I]

cc_recipients:
Alastair Mackinlay
Mathew Negus

all_participants: nina tona ["martin zeman", "xavier avila"] ["alastair mackinlay", "mathew negus"] []


subject: Southern Financial LLC [I]

to_recipients:
Martin Zemar
Xavier Avila

all_participants: nina tona ["martin zemar", "xavier avila"] ["alastair mackinlay", "mathew negus"] []


subject: RE: Red List [1]

to_recipients:
Megha Arora
James Rochford
Dirren Patel

cc_recipients:
Alastair Mackinlay
Jitan Patel
Davide-A Sferrazza

all_participants: nina tona ["megha arora", "james rochford", "dirren patel"] ["alastair mackinlay", "jitan patel", "davide-a sferrazza"] []


sender: Megha Arora

subject: RE: Red List [I]

to_recipients:
Nina Tona
James Rochford

cc_recipients:
Alastair Mackinlay
Jitan Patel

all_participants: megha arora ["nina tona", "james rochford"] ["alastair mackinlay", "jitan patel"] []


subject: RE: Red List [I]

to_recipients:
Megha Arora
James Rochford

all_participants: nina tona ["megha arora", "james rochford"] ["alastair mackinlay", "jitan patel"] []


subject: RE: Red List [I]

all_participants: megha arora ["nina tona", "james rochford"] [] []


subject: Copy of OTC Derivatives Project WM Client list Feb 25.xlsx IC]

all_participants: davide-a sferrazza ["ian salters"] [] []


sender: Paul Morris

subject: Re: SF meeting list [I]

all_participants: paul morris ["stewart oldfield"] [] []


sender: Zbynek Kozelsky

subject: N4G026161 [C]

to_recipients:
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan

cc_recipients:
Zbynek Kozelsky
Fred Culvyhouse

all_participants: zbynek kozelsky ["liam osullivan", "davide-a sferrazza", "joshua shoshan"] ["zbynek kozelsky", "fred culvyhouse"] []


sender: Nina Tona

subject: RE: • "REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT" [I]

cc_recipients:
Rita Shteynberg
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a sferrazza"] []


sender: Zack Bunimovich

subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: Tonelle -> Autobahn/Realtick [I]

all_participants: davide-a sferrazza ["billy obregon"] [] []


sender: Billy Obregon

subject: Tonelle -> Autobahn/Realtick

cc_recipients:
Gabriel Micheletti
Davide-A Sferrazza
Liam Osullivan
Michael Jacob
Xavier Avila

all_participants: billy obregon ["bettina-a schneider"] ["gabriel micheletti", "davide-a sferrazza", "liam osullivan", "michael jacob", "xavier avila"] []


sender: Davide-A Sferrazza

subject: Instructions to obtain an LEI Number

cc_recipients:
Billy Obregon
Martin Zeman
Liam O'Sullivan
Gabriel Micheletti

all_participants: davide-a sferrazza ["sofia varó"] ["billy obregon", "martin zeman", "liam o'sullivan", "gabriel micheletti"] []


sender: Jitan Patel

subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB- ****URGENT** [I]

to_recipients:
Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson
Davide-A Sferrazza

all_participants: jitan patel ["nina tona", "rita shteynberg", "zack bunimovich", "lindsay robinson", "davide-a sferrazza"] [] []


to_recipients:
Rita Shteynberg
Zack Bunimovich
Jitan Patel
Lindsay Robinson
Davide-A Sferrazza

all_participants: nina tona ["rita shteynberg", "zack bunimovich", "jitan patel", "lindsay robinson", "davide-a sferrazza"] [] []


sender: Rita Shteynberg

subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC-ONB- ****URGENT** [1]

to_recipients:
Nina Tona
Zack Bunimovich
Jitan Patel
Lindsay Robinson

all_participants: rita shteynberg ["nina tona", "zack bunimovich", "jitan patel", "lindsay robinson"] ["davide-a sferrazza"] []


subject: RE: •••REASSIGN NEEDED*" FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT**


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT**


subject: RE: "'REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - °NB-101015S ****URGENTs• [I]


subject: RE: KYC remediation [1]

all_participants: kareen johnson ["ian salters", "brian serino"] ["bill king", "davide-a sferrazza", "nina tona", "yasmeen alim", "jamaal bushara", "andrea sandven"] []


subject: FW: Southern Financial LLC [I]

all_participants: paolo de-leon ["davide-a sferrazza"] [] []


subject: RE: Southern Financial LLC [I]

to_recipients:
CUSTOMERBUILD BLO
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Collateral Admin-NY

all_participants: paolo de-leon ["customerbuild blo", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "collateral admin-ny"] []


sender: Sendhil-kumar K

subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
CUSTOMERBUILD BLO

all_participants: sendhil-kumar k ["abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "customerbuild blo"] []


sender: Abhijit Mukherjee

subject: RE: Southern Financial LLC (lj

all_participants: abhijit mukherjee ["customerbuild blo <customerbuild.blo@db.com>"] ["keith buckholz <keith.buckholz@db.com>", "crm-pwm derivatives <crm-pwm.derivatives@db.com>", "paolo de-leon <paolo.de-leon@db.com>", "collateral admin-ny <collateral.admin.ny@db.com>", "sendhil-kumar k <sendhil-kumar.k@db.com>"] []


subject: RE: Southern Financial LLC (lj

all_participants: sendhil-kumar k ["abhijit mukherjee"] [] []


subject: FW: LNKD Structure [C)

all_participants: paul morris ["stewart 0ldfield"] [] []


sender: Daniel Sabba

subject: LNKD Structure [C]

cc_recipients:
Vahe Stepanian
Richard Kahn
Paul Morris

all_participants: daniel sabba ["jeffrey e."] ["vahe stepanian", "richard kahn", "paul morris"] []


sender: Aiasha Khokhar

subject: RE: Southern Financial - KYC Docs. [1]

all_participants: aiasha khokhar ["zack bunimovich", "martin zeman", "nina tona"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Martin Zeman
Nina Tona
Aiasha Khokhar

all_participants: zack bunimovich ["martin zeman", "nina tona", "aiasha khokhar"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


sender: Richard Iarossi

all_participants: richard iarossi ["davide sferrazza"] [] []


sender: Davide Sferrazza

to_recipients:
Stewart Oldfield
Martin Zeman
Liam Osullivan

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: davide sferrazza ["stewart oldfield", "martin zeman", "liam osullivan"] ["bradley gillin", "richard iarossi"] []


sender: Stewart Oldfield

subject: Butterfly Trust - new brokerage account needed [I]

all_participants: stewart oldfield [] [] []


to_recipients:
Martin Zeman
Liam Osullivan
Davide-A Sferrazza

all_participants: stewart oldfield ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gillin", "richard iarossi"] []


sender: Unknown

all_participants: unknown ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gillin", "richard iarossi"] []


subject: FW: KCP list updated to client perimeter DJ

all_participants: nina tona ["davide-a sferrazza"] [] []


sender: Sophie Scales

subject: RE: KCP list updated to client perimeter [I]

cc_recipients:
Saleha Bilal
Enrique Marrero
Dan Fox
Claire Butterworth
Pete King
Tanushree Kirti
Aziz Anwar
Hin-Yee Wan
Diane Franklin
Marina Andre

all_participants: sophie scales ["sonya hunjan"] ["saleha bilal", "enrique marrero", "dan fox", "claire butterworth", "pete king", "tanushree kirti", "aziz anwar", "hin-yee wan", "diane franklin", "marina andre"] []


sender: Sonya Hunjan

cc_recipients:
Saleha Bilal
Enrique Marrero
Dan Fox
Claire Butterworth
Pete King
Aziz Anwar
Tanushree Kirti
Hin-Yee Wan
Diane Franklin

all_participants: sonya hunjan ["sophie scales"] ["saleha bilal", "enrique marrero", "dan fox", "claire butterworth", "pete king", "aziz anwar", "tanushree kirti", "hin-yee wan", "diane franklin"] []


subject: KCP list updated to client perimeter

all_participants: sonya hunjan ["sophie scales"] [] []


subject: Germany's perimeter - 230k list

to_recipients:
Aziz Anwar
Hin-Yee Wan
Diane Franklin
Marina Andre
Sophie Scales
Dan Fox

cc_recipients:
Saleha Bilal
Enrique Marrero
Pete King
Tanushree Kirti
Claire Butterworth

all_participants: sonya hunjan ["aziz anwar", "hin-yee wan", "diane franklin", "marina andre", "sophie scales", "dan fox"] ["saleha bilal", "enrique marrero", "pete king", "tanushree kirti", "claire butterworth"] []


sender: Ian Salters

subject: RE: KYC remediation [I]

to_recipients:
Kareen Johnson
Brian Serino

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona
Yasmeen Alim
Jamaal Bushara
Andrea Sandven
Ian Salters

all_participants: ian salters ["kareen johnson", "brian serino"] ["bill king", "davide-a sferrazza", "nina tona", "yasmeen alim", "jamaal bushara", "andrea sandven", "ian salters"] []


subject: RE: Butterfly Trust - new brokerage account needed [I]

all_participants: richard iarossi ["davide-a sferrazza"] [] []


all_participants: davide-a sferrazza ["richard iarossi"] [] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [1]

all_participants: zack bunimovich ["nina tone"] ["rita shteynberg", "davide-a sferrazza"] []


sender: Nina Tona

subject: RE: • "REASSIGN NEEDED. " FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [II

cc_recipients:
Rita Shteynberg
Davide-A. Sferrazza

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a. sferrazza"] []


sender: Paolo De-Leon

subject: RE: Southern Financial LLC [I]

all_participants: paolo de-leon ["customerbuild blo", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "collateral admin-ny"] []


subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
Sendhil-kumar K

all_participants: abhijit mukherjee ["customerbuild blo"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "sendhil-kumar k"] []


subject: Southern Financial LLC

to_recipients:
Collateral Admin-NY
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


sender: Cynthia Rodriguez

subject: RE: Your KYC has been rejected

all_participants: cynthia rodriguez ["matthew-1 putt"] [] []


sender: Darnetta Chandler-Johnson

subject: Case # 01790739: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: RE: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


sender: Darren Indyke

subject: Re: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: Re: Art Fund Account


sender: Darren Indyk

subject: Art Fund Account

all_participants: darren indyk ["cynthia rodriguez"] [] []


sender: Bella Klein

subject: 2013 Butterfly Trust

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Paul Morris

subject: Re: Hi r u there, nobody picking up my phone, has to be covered?? Thx [1]

all_participants: paul morris ["amanda kirby"] [] []


sender: Amanda Kirby

subject: Re: Hiru there, nobody picking up my phone, has to be covered?? Thx [I]

all_participants: amanda kirby ["paul morris"] [] []


subject: Re: Hi r u there, nobody picking up my phone, has to be covered?? Thx [I]

all_participants: paul morris [] [] []


Hi r u there, nobody picking up my phone, has to be covered?? Thx [I]


subject: RE: Per your request [I]]

all_participants: cynthia rodriguez ["daphne cales"] [] []


subject: Re: JE wire to Russia


subject: FW: Information Needed

all_participants: cynthia rodriguez ["bellaklein"] [] []


sender: Dimitra Manley

subject: Case #:  has been assigned to you.

all_participants: dimitra manley [] [] []


sender: bellaklein

subject: Jee wire Russian Rubbles

cc_recipients:
Richard Kahn
Darren Indyke

all_participants: bellaklein ["cynthia rodriguez"] ["richard kahn", "darren indyke"] []


sender: Akash-Kumar Gomesh

subject: RE: RESEARCH REQUEST: PRYTANEE [I]

to_recipients:
PWM BIS-Research
Cynthia Rodriguez

all_participants: akash-kumar gomesh ["pwm bis-research", "cynthia rodriguez"] [] []


sender: Shreya Parashar

subject: RE: RESEARCH REQUEST: PRYTANEE Ilj

to_recipients:
Cynthia Rodriguez
PWM BIS-Research

all_participants: shreya parashar ["cynthia rodriguez", "pwm bis-research"] [] []


subject: RESEARCH REQUEST: PRYTANEE

all_participants: cynthia rodriguez ["pwm bis-research"] [] []


sender: Roddy Moore

subject: RE: Southern Financial and Southern Trust ISDA/CSAS [I]

to_recipients:
Paul Morris
Vahe Stepanian
Troy-D Williams

cc_recipients:
Stewart Oldfield
Daniel Sabba
Andrew Xu

all_participants: roddy moore ["paul morris", "vahe stepanian", "troy-d williams"] ["stewart oldfield", "daniel sabba", "andrew xu"] []


subject: RE: Southern Financial and Southern Trust ISDA/CSAs [I]

to_recipients:
Vahe Stepanian
Troy-D Williams
Roddy Moore

all_participants: paul morris ["vahe stepanian", "troy-d williams", "roddy moore"] ["stewart oldfield", "daniel sabba", "andrew xu"] []


sender: Vahe Stepanian

subject: Southern Financial and Southern Tnist ISDA/CSAs [I]

to_recipients:
Troy-D Williams
Roddy Moore

cc_recipients:
Paul Morris
Stewart Oldfield
Daniel Sabba
Andrew Xu

all_participants: vahe stepanian ["troy-d williams", "roddy moore"] ["paul morris", "stewart oldfield", "daniel sabba", "andrew xu"] []


subject: Case tt01790739: has been assigned to you.

all_participants: cynthia rodriguez [] [] []


subject: Lead to Customer-Prospect Conversion Request


sender: Yoonsun Chung

subject: Your KYC has been approved!

all_participants: yoonsun chung [] [] []


sender: Richard Kahn

subject: Fwd: The 2017 Catepillar Trust

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein"] []


sender: Matthew-1 Purcell

subject: Case tt 01898372: has been assigned to you.

all_participants: matthew-1 purcell [] [] []


subject: Case tt01791049: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: RDC ALERT - Richard Kahn and KR ALERT - Darren Indyke

all_participants: cynthia rodriguez ["pwmus amlkyc"] [] []


sender: Mamta Choudhary

subject: RDC ALERT_Jeffrey E. Epstein

cc_recipients:
PWM BIS-Research
PWMUS AMLKYC

all_participants: mamta choudhary ["cynthia rodriguez"] ["pwm bis-research", "pwmus amlkyc"] []


sender: Cynthia Rodriguez

subject: RE: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017

all_participants: cynthia rodriguez ["bella klein"] [] []


subject: Re: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017

all_participants: bella klein ["cynthia rodriguez"] [] []


subject: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017


sender: Nahid Khan

subject: RDC Alert - Southern Financial LLC

all_participants: nahid khan ["cynthia rodriguez"] ["pwm bis-research", "pwmus amlkyc"] []


subject: RE: RESEARCH REQUEST: PRYTANEE [I]


subject: RESEARCH REQUEST: PRYTANEE


sender: Stewart Oldfield

subject: FW: Inquiry Regarding Account [REDACTED]; Client: HBRK ASSOCIATES, INC; Case No. [REDACTED] - DUE MAY 5 [1]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


subject: RE: Case # ████████ has been assigned to you. [I]

all_participants: cynthia rodriguez ["yoonsun chung"] [] []


subject: Case #:  has been assigned to you.

all_participants: yoonsun chung ["cynthia rodriguez"] [] []


subject: RE: 2013 Butterfly Trust


subject: Re: 2013 Butterfly Trust


subject: Re: 2013 Butterfly Trust


subject: Research request - BT

all_participants: cynthia rodriguez ["pwm bis-research"] [] []


sender: Ariane Dwyer

subject: RE: Southern Financial Margin Call

cc_recipients:
Darren Indyke
Daniel Sabba
Vahe Stepanian
Paul Morris
Stewart Oldfield

all_participants: ariane dwyer ["richard kahn"] ["darren indyke", "daniel sabba", "vahe stepanian", "paul morris", "stewart oldfield"] []


sender: Rowena Thomas

subject: RE: GBSA Form Case 01898372 III

all_participants: rowena thomas ["cynthia rodriguez"] ["gbsa wma"] []


subject: RE: GBSA Form Case 01898372 III

all_participants: cynthia rodriguez ["gbsa wma"] [] []


subject: JEE international wire

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


subject: Your KYC has been rejected

all_participants: yoonsun chung ["█████████████████████████"] [] []


subject: JE wire


sender: [REDACTED]

subject: PB - New Account Opening Case (Case# - [REDACTED]) has been Rejected - PLEASE DO NOT REPLY

all_participants: [redacted] ["[redacted]"] [] []


subject: RE: URGENT - Immediate Response Requested - RB - JEFFREY EPSTEIN [I]

all_participants: cynthia rodriguez ["danya friedman"] [] []


sender: Danya Friedman

subject: RE: URGENT - Immediate Response Requested - RE: - JEFFREY EPSTEIN [I]

all_participants: danya friedman ["cynthia rodriguez"] [] []


subject: RE: URGENT - Immediate Response Requested - RE -JEFFREY EPSTEIN III

all_participants: cynthia rodriguez ["danya friedman"] ["kripa aryal-moor"] []


subject: RE: URGENT - Immediate Response Requested - RE - JEFFREY EPSTEIN [I]

all_participants: danya friedman ["cynthia rodriguez"] ["kripa aryal-moore"] []


sender: Darnetta Chandler-Johnson

subject: Case tt : has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


sender: Bella Klein

subject: JEE wire

all_participants: bella klein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


subject: RE: RUSH EXCO Approval Needed: KYC Case [I]

all_participants: cynthia rodriguez ["patrick campion"] ["dana ponzio"] []


subject: RUSH EXCO Approval Needed: KYC Case (I)


sender: Paul Morris

subject: Fw: JE WT to RB [I]

cc_recipients:
Aracely Sanchez
Amanda Kirby

all_participants: paul morris ["jackson mccarthy"] ["aracely sanchez", "amanda kirby"] []


subject: Your KYC has been approved!

all_participants: yoonsun chung [] [] []


sender: Bebe Avdiu

subject: Re: Butterfly Trust

all_participants: bebe avdiu ["cynthia rod"] ["richard kah"] []


to_recipients: Rich Bebe

all_participants: cynthia rodriguez ["rich", "bebe"] [] []


subject: Butterfly Trust

all_participants: bebe avdiu ["cynthia rodriguez"] ["richard kahn"] []


sender: Unknown

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: unknown [] [] []


subject: Re: Certified Check

cc_recipients:
Richard Kahn
Bella Klein

all_participants: bebe avdiu ["cynthia rodriguez"] ["richard kahn", "bella klein"] []


all_participants: cynthia rodriguez [] [] []


subject: Certified Check


subject: Case • has been assigned to you.


sender: Renee Salhi

subject: CLEARED: RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke [I]

to_recipients:
Cynthia Rodriguez
PWMUS AMLKYC

all_participants: renee salhi ["cynthia rodriguez", "pwmus amlkyc"] [] []


subject: RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke

all_participants: cynthia rodriguez ["pwmus amlkyc"] [] []


subject: Exception on Signature [I]

to_recipients:
PWM SPG
'██████████████████████'

all_participants: cynthia rodriguez ["pwm spg", "'██████████████████████'"] [] []


sender: Sunil-F Kumar

subject: RE: Case#13959886 - The 2017 Caterpillar Trust DI

all_participants: sunil-f kumar ["cynthia rodriguez"] ["pwmaog@list.db.com"] []


subject: RE: Case#13959886 - The 2017 Caterpillar Trust [I]

cc_recipients:
Yoonsun Chung
Matthew-J Purcell

all_participants: cynthia rodriguez ["sunil-f kumar"] ["yoonsun chung", "matthew-j purcell"] []


subject: Case#13959886 - The 2017 Caterpillar Trust

all_participants: sunil-f kumar ["cynthia rodriguez"] ["yoonsun chung", "matthew-j purcell"] []


subject: RE: Missed conversation with Matthew-J Purcell

all_participants: cynthia rodriguez ["matthew-j purcell"] [] []


sender: Matthew-J Purcell

all_participants: matthew-j purcell ["cynthia rodriguez"] [] []


subject: RE: Missed conversation with Matthew-1 Purcell

all_participants: cynthia rodriguez ["matthew-1 purcell"] [] []


subject: Missed conversation with Matthew-J Purcell

to_recipients:
Matthew-J Purcell
Cynthia Rodriguez

all_participants: matthew-j purcell ["matthew-j purcell", "cynthia rodriguez"] [] []


sender: Yoonsun Chung

subject: Case # 01898372: has been assigned to you.

all_participants: yoonsun chung [] [] []


subject: JEE wires

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn"] []


sender: Tazia Smith

subject: [C]

cc_recipients:
Daniel Sabba
Paul Morris
Richard Kahn
Stewart Oldfield
Vahe Stepanian

all_participants: tazia smith ["jeevacation@gmail.com"] ["daniel sabba", "paul morris", "richard kahn", "stewart oldfield", "vahe stepanian"] []


subject: Trade Report 10/28/14 [C]


subject: Re: [C]


sender: Tazia Smith/db/dbcom

subject: Re: [C]

cc_recipients:
Daniel Sabba/db/dbcom@DBAMERICAS
Paul Morris
Richard Kahn
Stewart Oldfield/db/dbcom@DBAMERICAS
Vahe Stepanian/db/dbcom@DBAMERICAS

all_participants: tazia smith/db/dbcom ["jeffrey e."] ["daniel sabba/db/dbcom@dbamericas", "paul morris", "richard kahn", "stewart oldfield/db/dbcom@dbamericas", "vahe stepanian/db/dbcom@dbamericas"] []


subject: Re: [C]

cc_recipients:
Daniel Sabba
Paul Morris
Richard Kahn
Vahe Stepanian
Stewart Oldfield

all_participants: tazia smith ["jeffrey e."] ["daniel sabba", "paul morris", "richard kahn", "vahe stepanian", "stewart oldfield"] []


subject: Re: [C]

cc_recipients:
Paul Morris
Richard Kahn

all_participants: tazia smith ["jeevacation@gmail.com"] ["paul morris", "richard kahn"] []


subject: Re: [C]

cc_recipients:
Richard Kahn
Daniel
Paul Morris

all_participants: tazia smith ["jeevacation@gmail.com"] ["richard kahn", "daniel", "paul morris"] []


sender: jeffrey E.

all_participants: jeffrey e. ["richard kahn"] [] []


sender: bellaklei

subject: Fwd: JEE international wire

all_participants: bellaklei ["cynthia rodriguez"] [] []


sender: bellaklein

subject: JEE international wire

all_participants: bellaklein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


sender: Cynthia Rodriguez

subject: Re: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


sender: Darren Indyke

subject: Re: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: Art Fund Account


subject: RE: Art Fund Account


all_participants: cynthia rodriguez [] [] []


subject: Art Fund Account


subject: Butterfly Trust

all_participants: bebe avdiu ["cynthia"] [] []


sender: Stewart Oldfield

subject: Re: Ghislaine Maxwell [I]

all_participants: stewart oldfield ["paul morris"] [] []


subject: Ghislaine Maxwell [I]

all_participants: paul morris ["stewart oldfield"] [] []


sender: Due Diligence Notification

subject: Due Diligence Notification

all_participants: due diligence notification [] [] []


sender: Bella Klein

subject: Re: Swift Confirmation

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Darnetta Chandler-Johnson

subject: Case tt 01790755: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: RDC Alert Southern Financial LLC [I]

all_participants: cynthia rodriguez ["pwmus amlkyc"] [] []


subject: Fwd: Wire to Daria


subject: RE: RDC alert_James R. French, Jeffrey Epstein and PCR alert_Jeffrey Epstein [I]

to_recipients:
Cynthia Rodriguez
Akash-Kumar Gomesh

all_participants: renee salhi ["cynthia rodriguez", "akash-kumar gomesh"] ["pwm bis-research", "pwmus amlkyc"] []


all_participants: cynthia rodriguez ["akash-kumar gomesh"] ["pwm bis-research", "pwmus amlkyc"] []


subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account ██████, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I]

to_recipients:
Stewart Oldfield
Danya Friedman

cc_recipients:
Amlcompliance Inquiries
Andrew Gallivan

all_participants: cynthia rodriguez ["stewart oldfield", "danya friedman"] ["amlcompliance inquiries", "andrew gallivan"] []


subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account S Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 (I]

cc_recipients:
Amlcompliance Inquiries
Andrew Gallivan
Cynthia Rodriguez

all_participants: stewart oldfield ["danya friedman"] ["amlcompliance inquiries", "andrew gallivan", "cynthia rodriguez"] []


sender: Danya Friedman

all_participants: danya friedman [] [] []


subject: RE: OD REFERRALS (06-02-2017) A/c #

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: Fw: OD REFERRALS ( 06-02-2017 ) A/c # [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


sender: Shalini Goyal

subject: OD REFERRALS (06-02-2017) A/c #

to_recipients:
Stewart Oldfield
Bradle Gitlin
Cynthia Rodriguez
William-M Finn

cc_recipients:
Oversight Control
Debra Jasper

all_participants: shalini goyal ["stewart oldfield", "bradle gitlin", "cynthia rodriguez", "william-m finn"] ["oversight control", "debra jasper"] []


sender: Ariane Dwyer

subject: RE: bullish expression of single stocks [C]

cc_recipients:
Daniel Sabba
Paul Morris
Stewart
Oldfield
Vahe Stepanian

all_participants: ariane dwyer ["jeevacation@gmail.com"] ["daniel sabba", "paul morris", "stewart", "oldfield", "vahe stepanian"] []


subject: Re: bullish expression of single stocks [C]

cc_recipients:
Daniel Sabba
richardkahnl2@gmail.com
Paul Morris
Stewart Oldfield
Vahe Stepanian

all_participants: jeffrey e. ["ariane dwyer"] ["daniel sabba", "richardkahnl2@gmail.com", "paul morris", "stewart oldfield", "vahe stepanian"] []


sender: Daniel Sabba

subject: bullish expression of single stocks [C]

cc_recipients:
Paul Morris
Stewart Oldfield
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["jeevacation@gmail.com"] ["paul morris", "stewart oldfield", "vahe stepanian", "ariane dwyer"] []


subject: Re: send to rich please [C)

cc_recipients:
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["leevacation@acimail.com", "paul morris"] ["vahe stepanian", "ariane dwyer"] []


sender: Jeffrey E.

subject: send to rich please

to_recipients:
Daniel Sabba
Richard Kahn
Paul Morris

all_participants: jeffrey e. ["daniel sabba", "richard kahn", "paul morris"] [] []


subject: RE: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017

all_participants: cynthia rodriguez ["bella klein"] [] []


subject: Fwd: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Bebe Avdiu

subject: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017

all_participants: bebe avdiu ["richard kahn"] ["bella klein"] []


subject: Case # : has been assigned to you.

all_participants: cynthia rodriguez ["pwm.amlcompliance@db.com"] [] []


subject: Case # 01791049: has been assigned to you.

all_participants: cynthia rodriguez [] [] []


subject: Re: 2017 Caterpillar Trust - JE As Grantor to DW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017


subject: Re: 2017 Caterpillar Trust - JE As Grantor to OW and LG as Trustees of The 2017 Caterpillar Trust January 3 2017


sender: Vahe Stepanian

subject: FW: *** NEW JOINT BOOKRUN IPO *** CONFORMIS INC (NASDAQ: CFMS) *** APPROVED FOR EXTERNAL DISTRIBUTION ***

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

all_participants: vahe stepanian ["jeffrey epstein"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "richard kahn"] []


sender: Richard Kahn

subject: Re: The Butterfly Trust

all_participants: richard kahn ["cynthia rodriguez"] [] []


subject: The Butterfly Trust

all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: The Butterfly Trust


subject: RE: URGENT - mme late esponse equested - RE: Account - JEFFREY EPSTEIN [I]

all_participants: cynthia rodriguez ["danya friedman"] ["kripa aryal-moore"] []


sender: Yoonsim Chung I

subject: Case tt 01804531: has been assigned to you.

all_participants: yoonsim chung i [] [] []


sender: Blacked out

subject: Fri 9 Feb 2018 14:44:57 Conversation #2677377

all_participants: blacked out ["blacked out"] [] []


sender: Unknown

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: unknown [] [] []


subject: JEE wire

cc_recipients:
Richard Kahn
Darren Indyke

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn", "darren indyke"] []


sender: Cynthia Rodriguez

subject: The 2007 Jeffrey E. Epstein Insurance Trust #3


subject: STC

to_recipients:
Todd Stevens
Daniel Sabba
Ariane Dwyer
Paul V Morris
Stewart Oldfield
Darren
Indyke
Vahe Stepanian

all_participants: richard kahn ["todd stevens", "daniel sabba", "ariane dwyer", "paul v morris", "stewart oldfield", "darren", "indyke", "vahe stepanian"] [] []


sender: Rowena Thomas

subject: RE: GBSA Form Case 01898372 [I]

all_participants: rowena thomas ["cynthia rodriguez"] ["gbsa wma"] []


subject: GBSA Form Case 01898372 [I]

all_participants: cynthia rodriguez ["gbsa wma"] [] []


sender: Bella Klei

subject: Re: The 2013 Butterfly Trust: Trustees/Beneficiaries

all_participants: bella klei ["cynthia rodriguez"] [] []


sender: Yoonsun Chung

subject: Case # 01790655: has been assigned to you.

all_participants: yoonsun chung [] [] []


subject: RE: Annual Review - The 2007 Jeffrey E Epstein Insurance Trust #3

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Bella Klein

subject: Re: Annual Review - The 2007 Jeffrey E Epstein Insurance Trust #3

all_participants: bella klein ["cynthia rodriguez"] ["stewart oldfield"] []


sender: Hemant-Kumar Rathore

subject: RE: Outgoing Wire Status Change Online ID 1030850 [1]

all_participants: hemant-kumar rathore ["robert dicerbo"] ["cynthia rodriguez"] []


sender: Robert Dicerbo

subject: FW: Outgoing Wire Status Change Online ID 1030850 [I]

all_participants: robert dicerbo ["banking team"] ["cynthia rodriguez"] []


subject: Fwd: Outgoing Wire Status Change

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Kathryn J Stanfield

subject: RE: Swift Confirmation [I)

all_participants: kathryn j stanfield ["cynthia rodriguez"] [] []


subject: Swift Confirmation [I]

all_participants: cynthia rodriguez ["kathryn j stanfield"] [] []


sender: Darnetta Chandler-Johnson

subject: Case tt01790820: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: RE: Swift Confirmation


subject: Re: Swift Confirmation


subject: Swift Confirmation


subject: RE: APPROVAL NEEDED: High Risk KYC Case 01651789 [I]

all_participants: cynthia rodriguez ["patrick campion"] ["armen brash"] []


sender: Patrick Campion

all_participants: patrick campion ["cynthia rodriguez"] ["armen brash"] []


sender: Dimitra Manley

subject: Case tt 01651789: has been assigned to you.

all_participants: dimitra manley [] [] []


subject: Case 4 01790739: has been assigned to you.

all_participants: cynthia rodriguez [] [] []


subject: Case B has been assigned to you.


sender: Stewart Oldfield

subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [1]

cc_recipients:
Amicompliance Inquiries
Andrew Gallivan
Cynthia Rodriguez

all_participants: stewart oldfield ["danya friedman"] ["amicompliance inquiries", "andrew gallivan", "cynthia rodriguez"] []


sender: Danya Friedman

subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I]

all_participants: danya friedman ["stewart oldfield"] ["amlcompliance inquiries", "andrew gallivan"] []


subject: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [II

all_participants: danya friedman ["stewart oldfield"] ["amlcompliance inquiries"] []


sender: Darren Indyke

subject: Re: Driver's License

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: Driver's License


sender: Carl Timcke

subject: CLEARED: RUSH RDC Alert_ The 2017 Caterpillar Trust DI

all_participants: carl timcke ["cynthia rodriguez"] ["pwmus amlkyc"] []


subject: RUSH RDC Alert_ Jeffrey Edward Epstein And The 2017 Caterpillar Trust [I]

all_participants: cynthia rodriguez ["pwmus amlkyc"] [] []


subject: RDC alert_Jeffrey Epstein and PCR alert_Jeffrey Epstein [I]


sender: Akash-Kumar Gomesh

subject: RDC alert_James R. French, Jeffrey Epstein and PCR alert_Jeffrey Epstein [I]

cc_recipients:
PWM BIS-Research
PWMUS AMLKYC

all_participants: akash-kumar gomesh ["cynthia rodriguez"] ["pwm bis-research", "pwmus amlkyc"] []


all_participants: cynthia rodriguez ["bella"] [] []


subject: Art Fund Account


subject: Re: OD REFERRALS (06-02-2017) A/c # 35267258 [1]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


subject: RE: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: Fw: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]


sender: Shalini Goyal

subject: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: shalini goyal ["stewart oldfield", "bradley gillin", "cynthia rodriguez", "william-m finn"] ["oversight control", "debra jasper"] []


subject: RE: Missed conversation with Matthew-1 Purcell

all_participants: matthew-1purcell ["cynthia rodriguez"] [] []


sender: Cynthia Rodriguez

subject: RE: Missed conversation with Matthew-J Purcell

all_participants: cynthia rodriguez ["matthew-j purcell"] [] []


sender: Matthew-J Purcell

subject: Missed conversation with Matthew-J Purcell

all_participants: matthew-j purcell ["matthew-j purcell", "cynthia rodriguez"] [] []


sender: Matthew-1 Purcell

all_participants: matthew-1 purcell [] [] []


all_participants: matthew-j purcell [] [] []


all_participants: cynthia rodriguez [] [] []


sender: Yoonsun Chung

subject: Your KYC has been rejected

all_participants: yoonsun chung [] [] []


sender: Due Diligence Notification

subject: Due Diligence Notification

all_participants: due diligence notification [] [] []


subject: RE: Annual Remediation (3 attached)

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Bella Klein

subject: Re: Annual Remediation (3 attached)

cc_recipients:
Stewart Oldfield
Richard Kahn

all_participants: bella klein ["cynthia rodriguez"] ["stewart oldfield", "richard kahn"] []


subject: Re: Annual Remediation


subject: RE: Case# 13895014 "Darren K. Indyke PLLC" [I]

all_participants: cynthia rodriguez ["ruchi lohani"] ["'█████████████████████████████████"] []


sender: Ruchi Lohani

subject: Case# 13895014 "Darren K. Indyke PLLC"

all_participants: ruchi lohani ["cynthia rodriguez"] ["█████████████████████████████████"] []


subject: RE: GBSA Form Case ███████ [I]

all_participants: cynthia rodriguez ["gbsa wma"] [] []


sender: Rowena Thomas

subject: RE: GBSA Form Case █████████████ [I]

all_participants: rowena thomas ["cynthia rodriguez"] ["gbsa wma"] []


subject: GBSA Form Case [I)


sender: Prachi Pawa

subject: RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke

cc_recipients:
PWMUS AMLKYC
PWM BIS-Research

all_participants: prachi pawa ["cynthia rodriguez"] ["pwmus amlkyc", "pwm bis-research"] []


sender: Amanda Kirby

subject: Re: Butterfly Trust [I]

all_participants: amanda kirby ["paul morris"] [] []


sender: Paul Morris

subject: RE: Butterfly Trust [I]

all_participants: paul morris ["amanda kirby"] [] []


subject: FW: Butterfly Trust [I]


subject: Butterfly Trust

all_participants: darren indyke ["amanda kirby"] ["richard kahn"] []


subject: Fwd: The 2013 Butterfly Trust: Trustees/Beneficiaries

all_participants: bella klein ["cynthia rodriguez"] [] []


subject: RE: HBRK


subject: HBRK

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn"] []


sender: Prachi Pawa on behalf of PWM HIS-Research

subject: Portfolio Alert • Butterfly Trust Ill

all_participants: prachi pawa on behalf of pwm his-research [] ["pwmusamlkyc"] []


subject: Re: HBRK


subject: Re: HBRK


subject: HBRK


subject: Re: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


all_participants: cynthia rodriguez ["darren indyke"] [] []


subject: Art Fund Account


subject: RE: Art Fund Account


subject: JEE wire

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn", "darren indyke"] []


subject: Fwd:


sender: Ricardo Mendoza

subject: Your KYC has been approved!

all_participants: ricardo mendoza [] [] []


subject: RE: Volcker Update For "The Haze Trust" [I]

all_participants: cynthia rodriguez ["navin-kumar pankaj <navin-kumar.pankaj@db.com>", "uspwm kyc <uspwm.kyc-2@db.com>"] ["pwacg@list.db.com"] []


to_recipients:
Navin-Kumar Pankaj
USPWM KYC

all_participants: cynthia rodriguez ["navin-kumar pankaj", "uspwm kyc"] [] []


sender: Navin-Kumar Pankaj

subject: Volcker Update For "The Haze Trust" [I]

all_participants: navin-kumar pankaj ["uspwm kyc"] ["cynthia rodriguez"] []


sender: Kathryn J Stanfield

subject: RE: Bank Error

all_participants: kathryn j stanfield ["cynthia rodriguez"] [] []


subject: Fwd: Bank Error


sender: Tazia Smith

subject: FW: Apple transfer to Merrill Lynch [C] [I]

all_participants: tazia smith ["daniel-e kaiser"] ["thomas ororke"] []


subject: Re: Apple transfer to Merrill Lynch [C]

all_participants: bella klein ["tazia smith"] [] []


subject: Re: Apple transfer to Merrill Lynch [C]

cc_recipients:
Richard Kahn
Jeanne

all_participants: tazia smith ["bella klein"] ["richard kahn", "jeanne"] []


subject: Re: Apple transfer to Merrill Lynch [C]

all_participants: bella klein ["tazia smith"] ["richard kahn", "jeanne"] []


subject: RE: Apple transfer to Merrill Lynch [C]

cc_recipients:
Jeanne Brennan
Stewart Oldfield
Joshua Shoshan
Mary Murray

all_participants: tazia smith ["richard kahn"] ["jeanne brennan", "stewart oldfield", "joshua shoshan", "mary murray"] []


subject: RE: Apple transfer to Merrill Lynch [C]

cc_recipients:
Stewart Oldfield
Jeanne Brennan
Vahe Stepanian

all_participants: tazia smith ["richard kahn"] ["stewart oldfield", "jeanne brennan", "vahe stepanian"] []


sender: Richard Kahn

subject: Apple transfer to Merrill Lynch

cc_recipients:
Stewart Oldfield
Jeanne Brennan

all_participants: richard kahn ["tazia smith"] ["stewart oldfield", "jeanne brennan"] []


subject: RE: 100,000 apple shares [C]

all_participants: tazia smith ["stewart oldfield"] [] []


sender: Stewart Oldfield

subject: RE: 100,000 apple shares [C]

all_participants: stewart oldfield ["tazia smith"] [] []


subject: RE: 100,000 apple shares [C]

cc_recipients:
Bella Klein
Jeanne Brennan
Stewart Oldtield
Joshua Shoshan
Vahe Stepanian

all_participants: tazia smith ["richard kahn"] ["bella klein", "jeanne brennan", "stewart oldtield", "joshua shoshan", "vahe stepanian"] []


subject: RE: Sample Risk Premia Portfolio

cc_recipients:
Briana Little
Michael S Jacoby
Xavier Avila
Martin Zeman
Joshua
Shoshan
Davide-A Sferrazza
Alison-T Sinicropi

all_participants: tazia smith ["ashish malhotra"] ["briana little", "michael s jacoby", "xavier avila", "martin zeman", "joshua", "shoshan", "davide-a sferrazza", "alison-t sinicropi"] []


sender: Audie Apple

subject: Sample Risk Premia Portfolio

all_participants: audie apple [] ["tazia smith"] []


subject: wires (2) 6-12-2014

cc_recipients:
Darren Indyke
bellaklein

all_participants: richard kahn ["amanda kirby"] ["darren indyke", "bellaklein"] []


subject: Risk Premia Solution...

cc_recipients:
Stewart Oldfield
Xavier Avila
Martin Zeman
Joshua Shoshan
Davide-A Sferrazza
Vahe Stepanian
Alison-T Sinicropi

all_participants: tazia smith ["gene lynch"] ["stewart oldfield", "xavier avila", "martin zeman", "joshua shoshan", "davide-a sferrazza", "vahe stepanian", "alison-t sinicropi"] []


subject: RE: Checking in

cc_recipients:
Stewart Oldfield
Tazia Smith

all_participants: audie apple ["gene lynch"] ["stewart oldfield", "tazia smith"] []


sender: Gene Lynch

subject: RE: Checking in

all_participants: gene lynch ["audie apple"] ["stewart oldfield", "tazia smith"] []


subject: Checking in

cc_recipients:
Stewart OldfleId
Tazia Smith

all_participants: audie apple ["gene lynch"] ["stewart oldfleid", "tazia smith"] []


sender: Xavier Avila

subject: Risk Premia: Multi-Asset Class 5% Target Volatility Portfolio

cc_recipients:
Stewart Oldfield
Joshua Shoshan
Martin Zeman

all_participants: xavier avila ["paul barrett"] ["stewart oldfield", "joshua shoshan", "martin zeman"] []


subject: [C]

cc_recipients:
Stewart Oldfield
Joshua Shoshan
Vahe Stepanian

all_participants: tazia smith ["bellaklein"] ["stewart oldfield", "joshua shoshan", "vahe stepanian"] []


subject: Canceled: Risk premia investing / general trading discussion

to_recipients:
██████████████████
Vahe Stepanian
Audie Apple

all_participants: stewart oldfield ["██████████████████", "vahe stepanian", "audie apple"] [] []


sender: Cherie Quigley

subject: Copy of DBNTC account analysis 2014.xlsx [I]

all_participants: cherie quigley ["ying-a wang"] [] []


subject: Case # 01161376: has been assigned to you.

all_participants: amanda kirby ["paul morris"] [] []


subject: Fwd: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 20 Jan 2015 - Request 182298

all_participants: richard kahn ["vahe stepanian"] [] []


subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 20 Jan 2015 - Request 182298

all_participants: valuations.system@db.com [] [] []


sender: Roddy Moore

subject: RE: URGENT: Collateral Admin - N4G026161 [I]

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian"] []


sender: Vahe Stepanian

subject: RE: Haze Trust wire [C] [I]

all_participants: vahe stepanian ["donald summer"] [] []


sender: Donald Summer

subject: RE: Haze Trust wire [C]

all_participants: donald summer ["vahe stepanian"] [] []


subject: FW: Haze Trust wire [C]

cc_recipients:
Darren Indyke
Darlene Zong
Donald Summer

all_participants: vahe stepanian ["richard kahn"] ["darren indyke", "darlene zong", "donald summer"] []


subject: RE: Haze Trust wire [C]

cc_recipients:
Darren Indyke
Richard Kahn
Darlene Zong
Donald Summer

all_participants: vahe stepanian ["bella klein"] ["darren indyke", "richard kahn", "darlene zong", "donald summer"] []


sender: Bella Klein

subject: Re: Haze Trust wire [C]

all_participants: bella klein ["vahe stepanian"] ["darren indyke", "richard kahn", "darlene zong", "donald summer"] []


subject: Re: Haze Trust wire [C]

cc_recipients:
Darren Indyke
Richard Kahn
Gbenga Omosuyi

all_participants: vahe stepanian ["bella klein"] ["darren indyke", "richard kahn", "gbenga omosuyi"] []


subject: Haze Trust wire

all_participants: bella klein ["vahe stepanian"] ["darren indyke", "richard kahn", "gbenga omosuyi"] []


subject: Enhanced Ed wire

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bella klein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


subject: FW: [1]

to_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: paul morris ["daniel sabba", "vahe stepanian"] ["stewart oldfield"] []


sender: Daniel Sabba

subject: RE: [l]

to_recipients:
Paul Morris
Vahe Stepanian

all_participants: daniel sabba ["paul morris", "vahe stepanian"] ["stewart oldfield"] []


sender: Paul Morris

subject: FW: [I]


sender: jeffrey E.

all_participants: jeffrey e. ["paul morris"] [] []


subject: FW: STC wire 2 [I]

all_participants: vahe stepanian ["zbynek kozelsky"] [] []


subject: STC wire 2


sender: Ariane Dwyer

subject: FW: Gratitude KYC [I]

all_participants: ariane dwyer ["daniel sabba", "vahe stepanian"] [] []


sender: Paul Vronsky

all_participants: paul vronsky [] ["kcp.markets@db.com", "denitsa dimitrova"] []


sender: Sagar-A Valecha

subject: RE: ***Southern Financial LLC*** EDI - *sgr* [I]

to_recipients:
Jay Lipman
Sowmya-D R

cc_recipients:
corporate chasing
GCO Account-Opening
Prabhuling-C Kottalagi
Sanjay Mehta
Kumar Sambhav
Vahe Stepanian
Nitesh Gupta

all_participants: sagar-a valecha ["jay lipman", "sowmya-d r"] ["corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian", "nitesh gupta"] []


sender: Jay Lipman

subject: RE: ***Southern Financial LLC*** EDI - █████**sgr**

to_recipients:
Sowmya-D R
Nitesh Gupta

cc_recipients:
Sagar-A Valecha
corporate chasing
GCO Account-Opening
Prabhuling-C Kottalagi
Sanjay Mehta
Kumar Sambhav
Vahe Stepanian

all_participants: jay lipman ["sowmya-d r", "nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian"] []


sender: Sowmya-D R

subject: Fw: ***Southern Financial LLC*** EDI - M*sgr**

cc_recipients:
Sagar-A Valecha
corporate chasing
GCO Account-Opening
Jay Lipman
Prabhuling-C Kottalagi
Sanjay Mehta
Kumar Sambhav

all_participants: sowmya-d r ["nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "jay lipman", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav"] []


subject: Fw: ***Southern Financial LLC*** EDI-127608 [1]**sgr**

all_participants: sagar-a valecha ["sowmya"] [] []


subject: RE: Need your assistance***Southern Financial LLC*** [I]

to_recipients:
Mark Whyman
Daniel Sabba

cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Prabhuling-C Kottalagi
Jay Lipman

all_participants: vahe stepanian ["mark whyman", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "prabhuling-c kottalagi", "jay lipman"] []


sender: Mark Whyman

to_recipients:
Vahe Stepanian
Daniel Sabba

cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Prabhuling-C Kottalagi

all_participants: mark whyman ["vahe stepanian", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "prabhuling-c kottalagi"] []


sender: Prabhuling-C Kottalagi

subject: Need your assistance***Southern Financial LLC*** [I]

cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola

all_participants: prabhuling-c kottalagi ["mark whyman"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola"] []


subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]


sender: [Redacted]

subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [1]

all_participants: [redacted] ["sagar"] ["sowmya"] []


subject: Fw: ***Southern Financial LLC*** EDI - 127608**sgr**


subject: RE: ***Southern Financial LLC*** EDI 127608**sgr**

all_participants: sowmya-d r ["sowmya-d r", "nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian"] []


subject: Fw: ***Southern Financial LLC*** EDI - ██████ [I]

all_participants: sowmya-d r ["gco account-opening"] ["jay.lipman", "prabhuling-c.kottalagi", "sanjay.mehta", "corporate chasing"] []


subject: RE: Need your assistance***Southern Financial LLC***

cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Daniel Sabba
Vahe Stepanian

all_participants: jay lipman ["prabhuling-c kottalagi"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "daniel sabba", "vahe stepanian"] []


cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Jay Lipman
Mark Whyman

all_participants: prabhuling-c kottalagi ["vahe stepanian", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "jay lipman", "mark whyman"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI-127608**sgr** [1]

cc_recipients:
Prabhuling-C Kottalagi
Sanjay Mehta
Sowmya-D R

all_participants: vahe stepanian ["kumar sambhav"] ["prabhuling-c kottalagi", "sanjay mehta", "sowmya-d r"] []


sender: Kumar Sambhav

subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]

cc_recipients:
Jay Lipman
Prabhuling-C Kottalagi
Sanjay Mehta
Sowmya-D R

all_participants: kumar sambhav ["vahe stepanian"] ["jay lipman", "prabhuling-c kottalagi", "sanjay mehta", "sowmya-d r"] []


to_recipients:
Sowmya-D R
Jay Lipman

cc_recipients:
Kumar Sambhav
Prabhuling-C Kottalagi
Sanjay Mehta

all_participants: vahe stepanian ["sowmya-d r", "jay lipman"] ["kumar sambhav", "prabhuling-c kottalagi", "sanjay mehta"] []


cc_recipients:
Kumar Sambhav
Prabhuling-C Kottalagi
Sanjay Mehta
Vahe Stepanian

all_participants: sowmya-d r ["jay lipman"] ["kumar sambhav", "prabhuling-c kottalagi", "sanjay mehta", "vahe stepanian"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI-127608**sgr** [I]

to_recipients:
Sowmya-D R
Sagar-A Valecha
ODC-Equities Account-Maintenance

cc_recipients:
GCO Account-Opening
Kumar Sambhav
Nitesh Gupta
Prabhuling-C Kottalagi
Sagar-A Valecha
Sanjay Mehta
Smita-K Hegde
Vahe Stepanian

all_participants: jay lipman ["sowmya-d r", "sagar-a valecha", "odc-equities account-maintenance"] ["gco account-opening", "kumar sambhav", "nitesh gupta", "prabhuling-c kottalagi", "sagar-a valecha", "sanjay mehta", "smita-k hegde", "vahe stepanian"] []


subject: RE: ***Southern Financial LLC*** EDI - *sgr** [I]

cc_recipients:
corporate chasing
GCO Account-Opening
Kumar Sambhav
Nitesh Gupta
Prabhuling-C Kottalagi
Sagar-A Valecha
Sanjay Mehta
Vahe Stepanian

all_participants: sowmya-d r ["jay lipman"] ["corporate chasing", "gco account-opening", "kumar sambhav", "nitesh gupta", "prabhuling-c kottalagi", "sagar-a valecha", "sanjay mehta", "vahe stepanian"] []


sender: Redacted

subject: FW: ***Southern Financial LLC*** EDI - Redacted *sgr* [I]

all_participants: redacted ["odc-equities account-maintenance/db/dbcom@dbemea", "redacted"] [] []


subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr**

all_participants: jay lipman ["sowmya-d r", "nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian"] []


subject: Fw: ***Southern Financial LLC*** EDI - 127608 [I]


subject: RE: Need your assistance***Southern Financial LLC*** [1]


all_participants: mark whyman ["vahe stepanian", "daniel sabba"] [] []


all_participants: vahe stepanian ["mark whyman", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "prabhuling-c kottalagi", "jay lipman"] []


cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Jay Lipman

all_participants: mark whyman ["prabhuling-c kottalagi"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "jay lipman"] []


all_participants: prabhuling-c kottalagi ["mark whyman"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola"] []


subject: Enhanced wire

cc_recipients:
Liam Osullivan
Richard Kahn
Darren Indyke

all_participants: bella klein ["vahe stepanian"] ["liam osullivan", "richard kahn", "darren indyke"] []


subject: FW: Haze Trust wire [I]

cc_recipients:
Joshua Shoshan
Zbynek Kozelsky

all_participants: vahe stepanian ["donald summer"] ["joshua shoshan", "zbynek kozelsky"] []


subject: Jeffrey, an idea for you - 10x payout EUR digitals

cc_recipients:
Paul Morris
Vahe Stepanian
Stewart Oldfield

all_participants: daniel sabba ["jeevacation@gmail.com"] ["paul morris", "vahe stepanian", "stewart oldfield"] []


subject: RE: bullish expression of single stocks [C]

cc_recipients:
Stewart Oldfield
Vahe Stepanian
Ariane Dwyer
richardkahn12@gmail.com

all_participants: daniel sabba ["jeevacation@gmail.com", "paul morris"] ["stewart oldfield", "vahe stepanian", "ariane dwyer", "richardkahn12@gmail.com"] []


subject: Re: bullish expression of single stocks [C]

to_recipients:
Daniel Sabba
Paul Morris

all_participants: jeevacation@gmail.com ["daniel sabba", "paul morris"] [] []


all_participants: jeevacation@gmail.com ["daniel sabba"] [] []


subject: Re: Meeting with Jeffrey [I]

all_participants: paul morris ["vahe stepanian"] [] []


subject: Meeting with Jeffrey [C]

all_participants: vahe stepanian ["lesley"] [] []


sender: Stewart Oldfield

subject: FW: 'New' DB Client conf call: Vol selling strategies: What is going on and what could go wrong?

all_participants: stewart oldfield [] ["vahe stepanian"] []


sender: Torsten Slok

subject: *New* DB Client conf call: Vol selling strategies: What is going on and what could go wrong?

all_participants: torsten slok [] [] []


cc_recipients:
Vahe Stepanian
[Redacted]

all_participants: paul morris ["[redacted]"] ["vahe stepanian", "[redacted]"] []


to_recipients:
Paul Morris
Tazia Smith

all_participants: jeffrey e. ["paul morris", "tazia smith"] [] []


subject: Re: An oil idea [C]

cc_recipients:
Paul Morris
Stewart Oldfield

all_participants: daniel sabba ["jeevacation@gmail.com"] ["paul morris", "stewart oldfield"] []


subject: An oil idea [C]

all_participants: daniel sabba ["jeevacation@gmail.com"] [] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [1]

to_recipients:
Sowmya-D R
A Valecha
ODC-Equities Account-Maintenance

cc_recipients:
GCO Account-Opening
Kumar Sambhav
Nitesh Gupta
Prabhuling-C Kottalagi
A Valecha
Sanjay Mehta
Smita-K Hegde
Vahe
Stepanian

all_participants: jay lipman ["sowmya-d r", "a valecha", "odc-equities account-maintenance"] ["gco account-opening", "kumar sambhav", "nitesh gupta", "prabhuling-c kottalagi", "a valecha", "sanjay mehta", "smita-k hegde", "vahe", "stepanian"] []


subject: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]

to_recipients:
Sagar-A Valecha
ODC-Equities Account-Maintenance

cc_recipients:
GCO Account-Opening
Jay Lipman
Kumar Sambhav
Nitesh Gupta
Prabhuling-C Kottalagi
Sagar-A Valecha
Sanjay Mehta
Smith-K Hegde
Vahe Stepanian

all_participants: sowmya-d r ["sagar-a valecha", "odc-equities account-maintenance"] ["gco account-opening", "jay lipman", "kumar sambhav", "nitesh gupta", "prabhuling-c kottalagi", "sagar-a valecha", "sanjay mehta", "smith-k hegde", "vahe stepanian"] []


subject: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]

to_recipients:
ODC-Equities Account-Maintenance
Smita-K Hegde

cc_recipients:
Jay Lipman
Sowmya-D R
GCO Account-Opening
Kumar Sambhav
Nitesh Gupta
Prabhuling-C Kottalagi
Sagar-A Valecha
Sanjay Mehta
Vahe Stepanian

all_participants: sagar-a valecha ["odc-equities account-maintenance", "smita-k hegde"] ["jay lipman", "sowmya-d r", "gco account-opening", "kumar sambhav", "nitesh gupta", "prabhuling-c kottalagi", "sagar-a valecha", "sanjay mehta", "vahe stepanian"] []


subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr** [I]

all_participants: sowmya-d r ["jay lipman"] ["corporate chasing", "gco account-opening", "kumar sambhav", "nitesh gupta", "prabhuling-c kottalagi", "sagar-a valecha", "sanjay mehta", "vahe stepanian"] []


subject: RE: Southern Financial LLC EDI - sgr

to_recipients:
Sagar-A Valecha
Sowmya-D R

cc_recipients:
corporate chasing
GCO Account-Opening
Prabhuling-C Kottalagi
Sanjay Mehta
Kumar Sambhav
Vahe Stepanian
Nitesh Gupta

all_participants: jay lipman ["sagar-a valecha", "sowmya-d r"] ["corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian", "nitesh gupta"] []


subject: RE: Southern Financial LLC EDI - Mc*sgr

all_participants: sagar-a valecha ["jay lipman", "sowmya-d r"] ["corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian", "nitesh gupta"] []


cc_recipients:
Sagar-A Valecha
corporate chasing
GCO Account-Opening
Prabhuling-C Kottalagi
Sanjay Mehta
Kumar Sambhav
Vahe Stepanian

all_participants: jay lipman ["sowmya-d r", "nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian"] []


subject: Fw: ***Southern Financial LLC*** EDI - 127608**sgr**

cc_recipients:
Sagar-A Valecha
corporate chasing
GCO Account-Opening
Jay Lipman
Prabhuling-C Kottalagi
Sanjay Mehta
Kumar Sambhav

all_participants: sowmya-d r ["nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "jay lipman", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav"] []


subject: Fw: Southern Financial LLC EDI- sgr

to_recipients:
GCO Account-Opening/db/dbcom@DBEMEA
corporate chasing/db/dbcom@DBAPAC

all_participants: sagar-a valecha ["gco account-opening/db/dbcom@dbemea", "corporate chasing/db/dbcom@dbapac"] [] []


sender: Soumya DR

subject: Fw. Southern Financial LLC EDI- sgr

cc_recipients:
corporate chasing/db/dbcom@DBAPAC
GCO Account-Opening/db/dbcom@DBEMEA

all_participants: soumya dr ["sagar-a valecha"] ["corporate chasing/db/dbcom@dbapac", "gco account-opening/db/dbcom@dbemea"] []


subject: Fw: ***Southern Financial LLC*** EDI - 127608 [I]**sgr**

cc_recipients:
GCO Account-Opening/db/dbcom@DBEMEA
corporate chasing/db/dbcom@DBAPAC

all_participants: sagar-a valecha ["sowmya"] ["gco account-opening/db/dbcom@dbemea", "corporate chasing/db/dbcom@dbapac"] []


all_participants: sowmya-d r ["gco account-opening"] ["jay.lipman", "prabhuling-c.kottalagi", "sanjay.mehta", "corporate chasing"] []


subject: RE: Need your assistance***Southern Financial LLC*** [I]

cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Prabhuling-C Kottalagi
Jay Lipman

all_participants: mark whyman ["vahe stepanian", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "prabhuling-c kottalagi", "jay lipman"] []


sender: Vahe Stepanian

all_participants: vahe stepanian ["mark whyman", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "prabhuling-c kottalagi", "jay lipman"] []


subject: Need your assistance***Southern Financial LLC*** [I]

cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola

all_participants: prabhuling-c kottalagi ["mark whyman"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola"] []


cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Prabhuling-C Kottalagi

all_participants: mark whyman ["vahe stepanian", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "prabhuling-c kottalagi"] []


subject: RE: ***Southern Financial LLC*** EDI - *sgr** [I]

cc_recipients:
corporate chasing
GCO Account-Opening
Kumar Sambhav
Nitesh Gupta
Prabhuling-C Kottalagi
Sagar-A Valecha
Sanjay Mehta
Vahe Stepanian


sender: (Redacted)

subject: FW: ***Southern Financial LLC*** EDI - (Redacted) **sgr** [I]

all_participants: (redacted) ["odc-equities account-maintenance/db/dbcom@dbemea", "(redacted)"] ["(redacted)"] []


all_participants: vahe stepanian [] [] []


cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Daniel Sabba
Vahe Stepanian

all_participants: jay lipman ["prabhuling-c kottalagi"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "daniel sabba", "vahe stepanian"] []


cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Jay Lipman
Mark Whyman

all_participants: prabhuling-c kottalagi ["vahe stepanian", "daniel sabba"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "jay lipman", "mark whyman"] []


subject: Trade Report 6/10/15 [C]

cc_recipients:
Daniel Sabba
Paul Morris
Vahe Stepanian
Stewart Oldfield

all_participants: ariane dwyer ["jeevacation@gmail.com"] ["daniel sabba", "paul morris", "vahe stepanian", "stewart oldfield"] []


subject: Fw: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]

cc_recipients:
Vahe Stepanian
[Blacked out]
Sowmya-D R

all_participants: kumar sambhav ["[blacked out]"] ["vahe stepanian", "[blacked out]", "sowmya-d r"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -Mi*sgr** [I]

cc_recipients:
Prabhuling-C Kottalagi
Sanjay Mehta
Sowmya-D R

all_participants: kumar sambhav ["vahe stepanian"] ["prabhuling-c kottalagi", "sanjay mehta", "sowmya-d r"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - [Redacted]**sgr** [1]

all_participants: vahe stepanian ["kumar sambhav"] [] []


subject: RE: Southern Financial LLC EDI - (Redacted)sgr

all_participants: jay lipman ["sagar-a valecha", "sowmya-d r"] ["corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian", "nitesh gupta"] []


subject: RE: ***Southern Financial LLC*** EDI - 127608**sgr**

all_participants: jay lipman ["sowmya-d r", "nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian"] []


all_participants: sowmya-d r ["nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "jay lipman", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav"] []


subject: Fw: ***Southern Financial LLC*** EDI - 127608 [I]


to_recipients:
Jay Lipman
Prabhuling-C Kottalagi

cc_recipients:
corporate chasing
Sowmya-D R
Sanjay Mehta
Adrian De-Nicola
Daniel Sabba

all_participants: vahe stepanian ["jay lipman", "prabhuling-c kottalagi"] ["corporate chasing", "sowmya-d r", "sanjay mehta", "adrian de-nicola", "daniel sabba"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - **sgr** [1]

cc_recipients:
Sanjay Mehta
Sowmya-D R
Kumar Sambhav
Daniel Sabba

all_participants: vahe stepanian ["prabhuling-c kottalagi"] ["sanjay mehta", "sowmya-d r", "kumar sambhav", "daniel sabba"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - M*sgr** [I]

all_participants: prabhuling-c kottalagi ["vahe stepanian"] ["sanjay mehta", "sowmya-d r", "kumar sambhav", "daniel sabba"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI -MK*sgr** [I]


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [1]

all_participants: [redacted] ["[redacted]"] ["[redacted]"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - 127608**sgr** [I]


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - █████**sgr** [I]

all_participants: kumar sambhav ["vahe stepanian"] [] []


subject: RE: ***VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - **sgr** [1]

cc_recipients:
Jay Lipman
Prabhuling-C Kottalagi
Sanjay Mehta
Sowmya-D R

all_participants: vahe stepanian ["sowmya"] ["jay lipman", "prabhuling-c kottalagi", "sanjay mehta", "sowmya-d r"] []


subject: RE: **VERY URGENT***Re: FW: ***Southern Financial LLC*** EDI - M'*sgr** [I]

all_participants: kumar sambhav ["vahe stepanian"] ["jay lipman", "prabhuling-c kottalagi", "sanjay mehta", "sowmya-d r"] []


subject: Re: Fw: Southern Financial LLC*** EDI-127608**sgr**

to_recipients:
corporate chasing
GCO Account-Opening

all_participants: sagar-a valecha ["corporate chasing", "gco account-opening"] [] []


subject: RE: ***Southern Financial LLC*** EDI 127608**sgr**

all_participants: sowmya-d r ["sowmya-d r", "nitesh gupta"] ["sagar-a valecha", "corporate chasing", "gco account-opening", "prabhuling-c kottalagi", "sanjay mehta", "kumar sambhav", "vahe stepanian"] []


subject: Fw: Southern Financial LLC EDI - [1]sgr

all_participants: sagar-a valecha ["sowmya"] [] []


subject: FW: Southern Financial Ill

all_participants: vahe stepanian ["daniel sabba"] ["ariane dwyer"] []


sender: Roddy Moore

subject: RE: Southern Financial [I]

cc_recipients:
Daniel Sabba
Vahe Stepanian
Troy-D Williams

all_participants: roddy moore ["ariane dwyer"] ["daniel sabba", "vahe stepanian", "troy-d williams"] []


subject: RE: Southern Financial [I]

cc_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: ariane dwyer ["roddy moore"] ["daniel sabba", "vahe stepanian"] []


subject: Southern Financial [I]

all_participants: roddy moore ["ariane dwyer"] [] []


subject: Re: JEE WT to AD [CI

all_participants: vahe stepanian ["aracely sanchez"] [] []


sender: Aracely Sanchez

subject: Re: JEE WT to AD [C]

all_participants: aracely sanchez ["vahe stepanian"] [] []


subject: Re: JEE WT to AD [C]

cc_recipients:
Rich Kahn ███████████████████████
Harry Baller ████████████████████
Aracely Sanchez/db/dbcom@DBAMERICAS
Amanda Kirby/db/dbcom@DBAMERICAS

all_participants: vahe stepanian ["bellaklein ████████████████@deubaint"] ["rich kahn ███████████████████████", "harry baller ████████████████████", "aracely sanchez/db/dbcom@dbamericas", "amanda kirby/db/dbcom@dbamericas"] []


sender: bellaklein

subject: JEE WT to AD

cc_recipients:
Rich Kahn
Harry Baller

all_participants: bellaklein ["(redacted)"] ["rich kahn", "harry baller"] []


subject: Re: I put the Epstein wire on hold. [I]

all_participants: vahe stepanian ["zbynek kozelsky"] [] []


sender: Zbynek Kozelsky

subject: I put the Epstein wire on hold. [I]

all_participants: zbynek kozelsky [] [] []


subject: FW: Enhanced wire [I]

all_participants: vahe stepanian ["donald summer"] [] []


subject: Re: Darren Indyke [I]

all_participants: zbynek kozelsky ["vahe stepanian"] [] []


sender: Amanda Kirby

subject: Darren Indyke [I]

all_participants: amanda kirby [] ["vahe stepanian"] []


sender: Bella Klein

subject: Haze Trust wire

cc_recipients:
Darren Indyke
Richard Kahn
Gbenga Omosuyi

all_participants: bella klein ["vahe stepanian"] ["darren indyke", "richard kahn", "gbenga omosuyi"] []


sender: Margaux McGrath

subject: Re: Fw: wires (4)5-12-2014 (I)

all_participants: margaux mcgrath ["vahe stepanian"] [] []


subject: Fw: wires (4) 5-12-2014 [I]

all_participants: vahe stepanian ["margaux mcgrath"] [] []


subject: RE: URGENT: Collateral Admin - [I]

cc_recipients:
Vahe Stepanian
Troy-D Williams
Daniel Sabba

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian", "troy-d williams", "daniel sabba"] []


subject: RE: URGENT: Collateral Admin - [1]

cc_recipients:
Vahe Stepanian
Troy-D Williams
Dani I

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian", "troy-d williams", "dani i"] []


sender: Ariane Dwyer

subject: RE: URGENT: Collateral Admin - [I]

all_participants: ariane dwyer ["roddy moore"] ["vahe stepanian"] []


subject: RE: URGENT: Collateral Admin - [I]

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian"] []


subject: RE: URGENT: Collateral Admin [I]


subject: URGENT: Collateral Admin --[I] [I]

cc_recipients:
Vahe Stepanian
Daniel Sabba
Collateral Admin-NY

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian", "daniel sabba", "collateral admin-ny"] []


subject: [I]

cc_recipients:
Vahe Stepanian
Daniel Sabba

all_participants: ariane dwyer ["roddy moore"] ["vahe stepanian", "daniel sabba"] []


subject: Re: Enhanced wire [C]

cc_recipients:
Richard Kahn
Donald Summer
Stewart Oldfield

all_participants: bella klein ["vahe stepanian"] ["richard kahn", "donald summer", "stewart oldfield"] []


subject: Re: Enhanced wire [C]

cc_recipients:
Richard Kahn
Donald Summer

all_participants: vahe stepanian ["bella klein"] ["richard kahn", "donald summer"] []


subject: Re: Enhanced wire [c]

all_participants: bella klein ["vahe stepanian"] ["richard kahn", "donald summer"] []


subject: Enhanced wire

all_participants: vahe stepanian ["bella klein"] ["richard kahn"] []


subject: Enhanced wire

all_participants: bella klein ["vahe stepanian"] ["richard kahn"] []


subject: JE USVI Wire

to_recipients:
Vahe Stepanian
Ariane Dwyer

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["vahe stepanian", "ariane dwyer"] ["darren indyke", "richard kahn"] []


sender: Paul Morris

subject: Re: ACATS for southern Financial/Trust [I]

to_recipients:
Amanda Kirby
Jay Lipman

cc_recipients:
Tazia Smith
Vahe Stepanian

all_participants: paul morris ["amanda kirby", "jay lipman"] ["tazia smith", "vahe stepanian"] []


subject: Re: ACATS for Southern Financial/Trust [I]

cc_recipients:
Tazia Smith
Vahe Stepanian
Paul Morris

all_participants: amanda kirby ["jay lipman"] ["tazia smith", "vahe stepanian", "paul morris"] []


sender: Jay Lipman

all_participants: jay lipman ["amanda kirby"] ["tazia smith", "vahe stepanian"] []


subject: RMS [II

all_participants: vahe stepanian ["chris maxmin"] ["stewart oldfield"] []


sender: Daniel Sabba

subject: RE: Epstein account opening [I]

cc_recipients:
Todd Stevens
Vahe Stepanian
Ariane Dwyer
Mark Frankel

all_participants: daniel sabba ["paul morris"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []


subject: RE: Epstein account opening [I]

all_participants: paul morris ["daniel sabba"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []


subject: RE: Epstein account opening [I]

all_participants: daniel sabba ["daniel sabba", "paul morris"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []


subject: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

all_participants: paul morris ["daniel sabba"] [] []


subject: Epstein account opening

cc_recipients:
Todd Stevens
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["paul morris"] ["todd stevens", "vahe stepanian", "ariane dwyer"] []


subject: RE: Epstein account opening

all_participants: paul morris ["daniel sabba"] ["todd stevens", "vahe stepanian", "ariane dwyer"] []


subject: USVI Foundation wire

cc_recipients:
Ariane Dwyer
Darren Indyke
Richard Kahn

all_participants: bellaklein ["vahe stepanian"] ["ariane dwyer", "darren indyke", "richard kahn"] []


subject: [I]

all_participants: ariane dwyer ["roddy moore"] ["vahe stepanian", "daniel sabba"] []


subject: RE: trades proposed to southern financial. [C)

to_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: daniel sabba ["daniel sabba", "vahe stepanian"] ["ariane dwyer"] []


subject: trades proposed to southern financial. [Cl

all_participants: daniel sabba ["vahe stepanian"] ["ariane dwyer"] []


subject: Enhanced WY


subject: RE: Epstein account opening III

all_participants: vahe stepanian ["daniel sabba"] ["ariane dwyer"] []


subject: RE: Epstein account opening

all_participants: daniel sabba ["vahe stepanian", "ariane dwyer"] [] []


sender: Todd Stevens

subject: Fwd: Epstein account opening

all_participants: todd stevens ["daniel sabba"] [] []


subject: FW: Epstein account opening

all_participants: paul morris ["todd stevens"] [] []


subject: RE: URGENT: Collateral Admin - N4G026161 [I]

all_participants: ariane dwyer ["roddy moore"] ["vahe stepanian"] []


subject: URGENT: Collateral Admin - N4G026161 [I]

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian", "daniel sabba", "collateral admin-ny"] []


subject: Re: S&P risk reversals.... [I]

all_participants: paul morris ["tazia smith"] ["daniel sabba", "vahe stepanian"] []


sender: Tazia Smith

subject: s&P risk reversals.... [C]

cc_recipients:
m
Paul Morris
Daniel Sabba
Vahe Stepanian

all_participants: tazia smith ["jeevacation@gmail.com"] ["m", "paul morris", "daniel sabba", "vahe stepanian"] []


subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: [I]

all_participants: vahe stepanian ["daniel sabba"] [] []


sender: Stewart Oldfield

subject: Risk premia investing / general trading discussion

to_recipients:
██████████████
Vahe Stepanian
Audie Apple

all_participants: stewart oldfield ["██████████████", "vahe stepanian", "audie apple"] [] []


sender: Christopher Whyton

subject: RE: Remediation 2015-2016_ ACO queries.xlsx

all_participants: christopher whyton ["vahe stepanian"] ["isabel-a gonzalez"] []


sender: Isabel-A Gonzalez

all_participants: isabel-a gonzalez ["christopher whyton"] [] []


subject: Haze Euro wire

cc_recipients:
Vahe Stepanian
Zack Tax
Darren Indyke
Richard Kahn

all_participants: bella klein ["tazia smith"] ["vahe stepanian", "zack tax", "darren indyke", "richard kahn"] []


subject: Confidential

all_participants: tazia smith ["bella"] [] []


subject: Follow-up on CID mezzanine (Cl

all_participants: daniel sabba ["jeevacation@gmail.com"] ["stewart oldfield"] []


subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID:

all_participants: daniel sabba ["vahe stepanian"] [] []


sender: Vahe Stepanian

subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: E [I]

cc_recipients:
Daniel Sabba
Darlene Zong

all_participants: vahe stepanian ["kyc outreachteam"] ["daniel sabba", "darlene zong"] []


sender: Michael Valencia

subject: High Risk KYC Request: Southern Financial, LLC - CRDS ID:

all_participants: michael valencia ["vahe stepanian"] [] []


subject: RE: Epstein account opening [I]

all_participants: daniel sabba ["mane dwyer"] [] []


subject: RE: Epstein account opening [I]

all_participants: daniel sabba ["paul morris"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []


subject: RE: Epstein account opening [I]

all_participants: paul morris ["daniel sabba"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []


subject: RE: Epstein account opening [I]

all_participants: daniel sabba ["daniel sabba", "paul morris"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []


subject: RE: Epstein account opening [I]

cc_recipients:
Todd Stevens
Vahe Stepanian
Mane Dwyer
Mark Frankel

all_participants: daniel sabba ["paul morris"] ["todd stevens", "vahe stepanian", "mane dwyer", "mark frankel"] []


subject: RE: Epstein account opening [I]

all_participants: paul morris ["daniel sabba"] ["todd stevens", "vahe stepanian", "ariane dwyer"] []


subject: Gratitude KYC

all_participants: ariane dwyer ["mo cip"] [] []


subject: Re: An of i ea C

all_participants: paul morris ["daniel sabba"] [] []


subject: Re: An oil idea [C]

cc_recipients:
Paul Morris
Stewart Oldfield

all_participants: daniel sabba ["jeevacation@gmail.com"] ["paul morris", "stewart oldfield"] []


subject: An oil idea [C]

all_participants: daniel sabba ["jeevacation@gmail.com"] [] []


subject: Are you around early next week?

all_participants: paul morris [] [] []


sender: Roddy Moore

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian", "daniel sabba", "collateral admin-ny"] []


subject: [I]

all_participants: ariane dwyer ["roddy moore"] ["vahe stepanian", "daniel sabba"] []


subject: RE: URGENT: Collateral Admin - [I]

cc_recipients:
Vahe Stepanian
Troy-D Williams
Daniel Sabba

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian", "troy-d williams", "daniel sabba"] []


subject: RE: URGENT: Collateral Admin - [I]

all_participants: ariane dwyer ["roddy moore"] ["vahe stepanian"] []


subject: RE: URGENT: Collateral Admin - [I]

all_participants: roddy moore ["ariane dwyer"] ["vahe stepanian"] []


subject: Fw: Next week [c]

to_recipients:
Daniel sabba
Stewart oldfield

all_participants: paul morris ["daniel sabba", "stewart oldfield"] [] []


sender: jeffrey E.

subject: Re: Next week [C]

all_participants: jeffrey e. ["paul morris"] [] []


subject: Re: Next week [C]


subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 (I)

all_participants: daniel sabba ["zbynek kozelsky"] [] []


subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID:

to_recipients:
Todd Stevens
Daniel Sabba

all_participants: vahe stepanian ["todd stevens", "daniel sabba"] ["darlene zong"] []


all_participants: michael valencia ["vahe stepanian"] ["daniel sabba", "darlene zong"] []


all_participants: vahe stepanian ["kyc outreachteam"] ["daniel sabba", "darlene zong"] []


all_participants: michael valencia ["vahe stepanian"] [] []


sender: Paul Norris

subject: Re: Next week [C]

all_participants: paul norris [] [] []


subject: Re: Next week [C]

all_participants: stewart oldfield [] [] []


subject: Re: Next week [c]


sender: Paid Morris

subject: Fw: Next week ICI

to_recipients:
Daniel Sabba
Stewart Oldfield

all_participants: paid morris ["daniel sabba", "stewart oldfield"] [] []


sender: jeffrey E

subject: Re: Next week [CI

all_participants: jeffrey e ["paul moths"] [] []


subject: Re: Next week ICI

all_participants: paul morris [] [] []


subject: RE: Epstein account opening II)

all_participants: daniel sabba ["todd stevens"] [] []


subject: Fwd: Epstein account opening [I]

all_participants: todd stevens ["daniel sabba"] [] []


subject: RE: Epstein account opening [I]

to_recipients:
Paul Morris
Daniel Sabba

cc_recipients:
Todd Stevens
Vahe Stepanian
Mark Frankel

all_participants: ariane dwyer ["paul morris", "daniel sabba"] ["todd stevens", "vahe stepanian", "mark frankel"] []


subject: RE: Epstein account opening [I]


subject: RE: Epstein account opening [1]


subject: FW: Epstein account opening [I]


subject: RE: Epstein account opening [I]

all_participants: paul morris ["daniel sabba"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []


subject: RE: Epstein account opening [I]

all_participants: daniel sabba ["paul morris"] ["todd stevens", "vahe stepanian", "ariane dwyer", "mark frankel"] []