sender: Jissel Cortes

subject: FW: Credit Approval Request Created. Credit Request ID:CRE-75489 Legal Name: Southern Financial, LLC II]

to_recipients:
Keith Buckholz
Jason Wang
Paolo De-Leon

all_participants: jissel cortes ["keith buckholz", "jason wang", "paolo de-leon"] [] []


sender: Sendhil-kumar K

subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
[redacted]
Paolo De-Leon

all_participants: sendhil-kumar k ["abhijit mukherjee"] ["keith buckholz", "[redacted]", "paolo de-leon"] []


sender: Abhijit Mukherjee

subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
Sendhil-kumar K

all_participants: abhijit mukherjee ["customerbuild blo"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "sendhil-kumar k"] []


sender: Paolo De-Leon

subject: Southern Financial LLC

to_recipients:
Collateral Admin-NY
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


sender: Surendra Singh

subject: RE: New Derivatives account. [1]

to_recipients:
Paolo De-Leon
Abhijit Mukherjee
Debra Jasper
Halina Laczny

cc_recipients:
Keith Buckholz
Srikanta Gouda

all_participants: surendra singh ["paolo de-leon", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda"] []


sender: Paolo De Leon

subject: RE: New Derivatives account. [I]

to_recipients:
Abhijit Mukherjee
Surenda

all_participants: paolo de leon ["abhijit mukherjee", "surenda"] ["keith buckholz", "srikanta gouda"] []


sender: Sachiva Gupta

subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Abhijit Mukherjee

all_participants: sachiva gupta ["paolo de-leon", "abhijit mukherjee"] ["keith buckholz"] []


subject: RE: New Derivatives account.

to_recipients:
Sachiva Gupta
Abhijit Mukherjee

all_participants: paolo de-leon ["sachiva gupta", "abhijit mukherjee"] ["keith buckholz"] []


subject: FW: New Derivatives account.


subject: RE: New Derivatives account. II]

cc_recipients:
Diana Canter
Keith Buckholz

all_participants: paolo de-leon ["teresa metallo"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account. [I]


sender: Teresa Metallo

subject: RE: New Derivatives account. III

all_participants: teresa metallo ["paolo de-leon"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account.


sender: Diana Canter

subject: RE: New Derivatives account.

all_participants: diana canter ["keith buckholz"] ["paolo de-leon"] []


sender: Keith Buckholz

subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["diana canter"] ["paolo de-leon"] []


subject: RE: New Derivatives account. DJ


subject: FW: New Derivatives account. ill


sender: Funda Bozkurt

subject: RE: New Derivatives account. [I]

all_participants: funda bozkurt ["keith buckholz"] ["paolo de-leon"] []


subject: FW: New Derivatives account. III

to_recipients:
Srikanta Gouda
Surendra Singh
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
'FX Middle Office'
Debra Jasper
Roxanne Scott
Halina
Laczny
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
-Assets Newyork

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "'fx middle office'", "debra jasper", "roxanne scott", "halina", "laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "-assets newyork"] []


subject: RE: New Derivatives account. (l)

to_recipients:
Srikanta Gouda
Surendra Singh
Admin-NY

cc_recipients:
Nitin-X Singh
Admin-NY
CUSTOMERBUILD BLO

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "admin-ny"] ["nitin-x singh", "admin-ny", "customerbuild blo"] []


subject: RE: New Derivatives account.

cc_recipients:
Srikanta Gouda
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
Debra Jasper
Roxanne
FX Middle Office
Scott (roxanne.scott@db.com)
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "debra jasper", "roxanne", "fx middle office", "scott (roxanne.scott@db.com)", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: FW: New Derivatives account.

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
Debra Jasper
Roxanne
Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis

all_participants: surendra singh ["keith buckholz"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "debra jasper", "roxanne", "scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis"] []


subject: RE: Southern Financial LLC [I]


subject: Southern Financial LLC

to_recipients:
Collateral Admin-NY
Abhijit Mukheree

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukheree"] ["keith buckholz", "crm-pwm derivatives"] []


subject: RE: KCP Collateral Flow [I]

all_participants: paolo de-leon ["keith buckholz"] [] []


subject: RE: KCP Collateral Flow [I]

to_recipients:
Xavier Avila
Davide-A Sferrazza

all_participants: keith buckholz ["xavier avila", "davide-a sferrazza"] ["paolo de-leon"] []


subject: KCP Collateral Flow

all_participants: paolo de-leon ["xavier avila", "davide-a sferrazza"] ["keith buckholz"] []


subject: RE: Southern Financial LLC [I]


subject: RE: Southern Financial LLC [I]

all_participants: keith buckholz ["paolo de-leon"] [] []


subject: RE: Southern Financial LLC


subject: RE: Southern Financial LLC II]


subject: Southern Financial LLC

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


subject: RE: New Derivatives account. [I]


subject: RE: New Derivatives account. ill


subject: RE: New Derivatives account. [I]

cc_recipients:
Keith Buckholz
Jason Wang

all_participants: paolo de-leon ["teresa metallo"] ["keith buckholz", "jason wang"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Surendra Singh
Abhijit Mukherjee
Debra Jasper
Halina Laczny
Keith Buckholz
Srikanta Gouda

all_participants: teresa metallo ["paolo de-leon", "surendra singh", "abhijit mukherjee", "debra jasper", "halina laczny", "keith buckholz", "srikanta gouda"] ["fx-middleoffice@list.db.com"] []


subject: RE: Southern Financial LLC [I]

to_recipients:
CUSTOMERBUILD BLO
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Collateral Admin-NY

all_participants: paolo de-leon ["customerbuild blo", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "collateral admin-ny"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["funda bozkurt"] [] []


subject: RE: New Derivatives account. III

all_participants: funda bozkurt ["keith buckholz"] ["paolo de-leon <paolo.de-leon@db.com>"] []


subject: FW: New Derivatives account. [I]

all_participants: keith buckholz ["funda bozkurt"] ["paolo de-leon"] []


subject: New Derivatives account

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
'FX Middle Office'
Debra Jasper
Roxanne Scott
Halina Laczny
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "'fx middle office'", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [1]

to_recipients:
Keith Buckholz
Srikanta Gouda
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina
Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: surendra singh ["keith buckholz", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina", "laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


sender: Srikanta Gouda

subject: RE: New Derivatives account. [Ij

all_participants: srikanta gouda [] [] []


subject: FW: Southern Financial LLC III

all_participants: keith buckholz ["ellenoi jarvis"] [] []


subject: RE: KCP Collateral Flow [I]


subject: RE: KCP Collateral Flow [II

all_participants: keith buckholz ["paolo de-leons"] [] []


subject: FW: KCP Collateral Flow [I]

all_participants: keith buckholz ["paolo de-leo"] [] []


sender: Davide-A Sferrazza

all_participants: davide-a sferrazza [] [] []


sender: Davide

subject: RE: KCP Collateral Flow [I]

to_recipients:
Xavier Avila
Keith Buckholz

all_participants: davide ["xavier avila", "keith buckholz"] ["paolo de‑leon"] []


sender: Xavier Avila

subject: RE: KCP Collateral Flow [II]

to_recipients:
Keith Buckholz
Davide-A Sferrazza

all_participants: xavier avila ["keith buckholz", "davide-a sferrazza"] ["paolo de-leon"] []


subject: RE: KCP Collateral Flow [I]

all_participants: keith buckholz ["xavier avila", "davide-a sferrazza"] ["paolo de-leon"] []


subject: KCP Collateral Flow

all_participants: paolo de-leon ["xavier avila", "davide-a sferrazza"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

all_participants: diana canter ["keith buckholz"] ["paolo de-leon"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["diana canter"] ["paolo de-lea"] []


subject: RE: New Derivatives account. [1]


subject: FW: New Derivatives account. III


subject: RE: New Derivatives account. [I]

to_recipients:
Srikanta Gouda
Surendra Singh
collateral admin-ny

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
Hiren Mathur
Enid Ellis
Collateral-Assets Newyork
CRM-PWM Derivatives

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "enid ellis", "collateral-assets newyork", "crm-pwm derivatives"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Keith Buckholz
Srikanta Gouda
collateral.admin-ny@db.com

all_participants: surendra singh ["keith buckholz", "srikanta gouda", "collateral.admin-ny@db.com"] ["nitin-x singh", "collateral.admin-ny@db.com", "customerbuild.blo@db.com", "sendhil-kumar k", "fx-middleoffice@list.db.com", "debra jasper", "roxanne scott", "halina laczny", "fx-middleoffice@list.db.com", "hiren mathur", "crm-pwm.derivatives@db.com", "enid ellis", "collateral-assets.newyork@db.com"] []


subject: RE: New Derivatives account. III

to_recipients:
Surendra Singh
Srikanta Gouda
collateral.admin-ny@db.com

all_participants: keith buckholz ["surendra singh", "srikanta gouda", "collateral.admin-ny@db.com"] ["nitin-x singh", "collateral.admin-ny@db.com", "customerbuild.blo@db.com", "sendhil-kumar k", "fx-middleoffice@list.db.com", "debra jasper", "roxanne scott", "halina laczny", "fx-middleoffice@list.db.com", "hiren mathur", "crm-pwm.derivatives@db.com", "enid ellis", "collateral-assets.newyork@db.com"] []


subject: RE: New Derivatives account. [I]

all_participants: srikanta gouda ["keith"] [] []


subject: RE: New Derivatives account

all_participants: surendra singh [] [] []


cc_recipients:
Srikanta Gouda
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
Debra Jasper
Roxanne
Scott
Halina Laczny
FX Middle Office
Iren Mathur
CRM-PWM Derivatives

all_participants: surendra singh ["keith buckholz"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "debra jasper", "roxanne", "scott", "halina laczny", "fx middle office", "iren mathur", "crm-pwm derivatives"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Nitin-X Singh
Customerbuild
Sendhil-kumar K
Debra Jasper
Halina Laczny
Hiren Mathur
Enid Ellis
Scott
Roxanne

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "nitin-x singh", "customerbuild", "sendhil-kumar k", "debra jasper", "halina laczny", "hiren mathur", "enid ellis", "scott", "roxanne"] []


subject: FW: New Derivatives account. [I]

all_participants: surendra singh ["keith"] [] []


sender: Abhijit Mukherjee On Behalf Of Collateral Admin-NY

subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Surendra Singh
Sendhil-kumar K

all_participants: abhijit mukherjee on behalf of collateral admin-ny ["sachiva gupta"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k"] []


subject: RE: New Derivatives account. Ill

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "fx-middleoffice@list.db.com", "surendra singh", "collateral.admin-ny@db.com", "nitin-x singh"] []


sender: [name redacted]

subject: FW: New Derivatives account. [I]

all_participants: [name redacted] ["collateral admin-ny <[email redacted]>"] ["multiple recipients (6+ names/emails redacted)"] []


subject: FW: New Derivatives account. (II)

all_participants: keith buckholz ["jason wang"] [] []


subject: RE: New Derivatives account. [II

to_recipients:
Surendra Sin
Abhilt Mukher'ee
Debra Jasper
Halina Laczny

cc_recipients:
Keith Buckholz
Srikanta Gouda
ifx-middleoffice@list.db.com
Teresa Metallo

all_participants: paolo de-leon ["surendra sin", "abhilt mukher'ee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda", "ifx-middleoffice@list.db.com", "teresa metallo"] []


subject: RE: New Derivatives accoun

all_participants: sachiva gupta ["paolo de-leon", "abhijit mukherjee"] ["keith buckholz"] []


subject: FW: New Derivatives account. III

all_participants: keith buckholz ["diana canter"] ["paolo de-leon"] []


subject: RE: New Derivatives account. (I]

all_participants: funda bozkurt ["keith buckholz"] ["paolo de-leon"] []


subject: FW: New Derivatives account. [I]

all_participants: keith buckholz ["funda bozkurt"] ["paolo de-leon"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Keith Buckholz
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Sendhil-kumar K
CUSTOMERBUILD BLO
Debra Jasper
Roxanne Scott
Halina Laczny
Hiren Mathur
Enid Ellis (enid.ellis@db.com)

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "sendhil-kumar k", "customerbuild blo", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "enid ellis (enid.ellis@db.com)"] []


subject: RE: New Derivatives account. [I]

cc_recipients: FX Middle Office <fxmiddleoffice@fx.com>

cc_recipients: Collateral-Assets New York <collateral-assets@newyork.com>

all_participants: surendra singh ["keith buckholz <keith@buckholz.com>", "srikanta gouda <srikanta@build.com>", "collateral admin-ny <collateraladmin@ny.com>"] ["nitin-x singh <nitin@build.com>", "collateral admin-ny <collateraladmin@ny.com>", "customerbuild blo <customerbuild@blo.com>", "sendhil-kumar k <sendhil@build.com>", "fx middle office <fxmiddleoffice@fx.com>", "debra jasper <debra@build.com>", "roxanne scott <roxanne@build.com>", "halina laczny <halina@build.com>", "fx middle office <fxmiddleoffice@fx.com>", "hiren mathur <hiren@build.com>", "crm-pwm derivatives <crm-pwm-derivatives@pwm.com>", "enid ellis <enid@build.com>", "collateral-assets new york <collateral-assets@newyork.com>"] []


subject: RE: Daily Derivative Report (DDR) Revamp [II]

cc_recipients:
Melvin V
Keith Buckholz
Sunil-Kumar Roy
Collateral Admin-NY
CRM-PWM Derivatives

all_participants: srikanta gouda ["paolo de-leon"] ["melvin v", "keith buckholz", "sunil-kumar roy", "collateral admin-ny", "crm-pwm derivatives"] []


subject: RE: Daily Derivative Report (DDR) Revamp [I]

to_recipients:
Srikanta Gouda
CRM-PWM Derivatives

cc_recipients:
Keith Buckholz
Sunil-Kumar Roy
Collateral Admin-NY

all_participants: paolo de-leon ["srikanta gouda", "crm-pwm derivatives"] ["keith buckholz", "sunil-kumar roy", "collateral admin-ny"] []


to_recipients:
Paolo De-Leon
CRM-PWM Derivatives

cc_recipients:
Melvin V
Keith Buckholz
Sunil-Kumar Roy
Collateral Admin-NY

all_participants: srikanta gouda ["paolo de-leon", "crm-pwm derivatives"] ["melvin v", "keith buckholz", "sunil-kumar roy", "collateral admin-ny"] []


all_participants: paolo de-leon ["srikanta gouda", "crm-pwm derivatives"] ["melvin v", "keith buckholz", "sunil-kumar roy", "collateral admin-ny"] []


subject: RE: Daily Derivative Report (DDR) Revamp


subject: RE: Daily Derivative Report (DDR) Revamp DI


subject: RE: Daily Derivative Report (DDR) Revamp [II

cc_recipients:
Srikanta Gouda
Melvin V eith Buckholz
CRM-PWM Derivatives

all_participants: paolo de-leon ["sunil-kumar roy • collateral admin-ny"] ["srikanta gouda", "melvin v eith buckholz", "crm-pwm derivatives"] []


sender: Sunil-Kumar Roy

subject: Daily Derivative Report (DDR) Revamp [II

cc_recipients:
Collateral Admin-NY
Srikanta Gouda
Melvin V Keith Buckholz

all_participants: sunil-kumar roy ["crm-pwm derivatives"] ["collateral admin-ny", "srikanta gouda", "melvin v keith buckholz"] []


sender: Ying-A Wang

subject: FEB Alerts [I]

all_participants: ying-a wang ["cherie quigley"] [] []


subject: RE: New Derivatives account. ll)

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
'FX Middle Office'
Debra Jasper
Roxanne Scott
Halina
Laczny
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "'fx middle office'", "debra jasper", "roxanne scott", "halina", "laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [1]

to_recipients:
Srikanta Gouda
Keith Buckhol
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Elli
Collateral-Assets Newyork

all_participants: surendra singh ["srikanta gouda", "keith buckhol", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid elli", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Keith Buckholz
Collateral Admin-NY
CUSTOMERBUILD BLO

cc_recipients:
Nitin-X Singh
Sendhil-kumar K
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
CRM-PWM Derivatives
Collateral-Assets Newyork

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny", "customerbuild blo"] ["nitin-x singh", "sendhil-kumar k", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "crm-pwm derivatives", "collateral-assets newyork"] []


sender: Abhijit Mukherjee

subject: RE: New Derivatives account.

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Sendhil-kumar K

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "surendra singh", "nitin-x singh", "sendhil-kumar k"] []


subject: RE: New Derivatives account. ill

cc_recipients:
Srikanta Gouda
fx-middleoffice@list.db.com
Urendra Singh
Nitin-X Singh
Collateral Admin-NY

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "fx-middleoffice@list.db.com", "urendra singh", "nitin-x singh", "collateral admin-ny"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Abhijit Mukherjee

all_participants: sachiva gupta ["paolo de-leon", "abhijit mukherjee"] ["keith buckholz"] []


to_recipients:
Sachiva Gupta
Abhijit Mukherjee
Keith Buckholz

all_participants: paolo de leon ["sachiva gupta", "abhijit mukherjee", "keith buckholz"] [] []


subject: FW: New Derivatives account. Ill

all_participants: keith buckholz ["diana canter"] ["paolo de-leon"] []


subject: RE: New Derivatives account. DI

all_participants: funda bozkurt ["keith buckholz"] ["paolo de-leon"] []


subject: FW: New Derivatives account. III

all_participants: keith buckholz ["funda bozkurt"] ["paolo de-leon"] []


sender: Paolo De-Leon

subject: RE: New Derivatives account. [I]

to_recipients:
Sachiva Gupta
Abhijit Mukherjee

all_participants: paolo de-leon ["sachiva gupta", "abhijit mukherjee"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Teresa Metallo

all_participants: diana canter ["paolo de-leon", "teresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account.

to_recipients:
Diana Canter
eresa Metallo

all_participants: paolo de-leon ["diana canter", "eresa metallo"] ["keith buckhol"] []


subject: RE: New Derivatives account.

to_recipients:
Paolo De-Leo
Teresa Metallo

all_participants: diana canter ["paolo de-leo", "teresa metallo"] ["keith buckhol"] []


subject: RE: New Derivatives account.

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
Debra Jasper
Roxanne Scott
Halina
Laczny
FX Middle Office
Hiren Mathur
Enid Ellis
CRM-PWM Derivatives
Collateral-Assets Newyork

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "debra jasper", "roxanne scott", "halina", "laczny", "fx middle office", "hiren mathur", "enid ellis", "crm-pwm derivatives", "collateral-assets newyork"] []


sender: Surendra Singh

all_participants: surendra singh ["keith"] [] []


subject: RE: New Derivatives account. [I]

cc_recipients: FX Middle Office <fx-middleoffice@list.db.com>

all_participants: surendra singh ["keith buckholz", "collateral admin-ny <collateral.admin-ny@db.com>"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny <collateral.admin-ny@db.com>", "customerbuild blo <customerbuild.blo@db.com>", "k", "fx middle office <fx-middleoffice@list.db.com>", "debra jasper", "roxanne scott", "halina laczny", "fx middle office <fx-middleoffice@list.db.com>", "hiren mathur", "crm-pwm derivatives <crm-pwm.derivatives@db.com>", "enid ellis", "collateral-assets newyork <collateral-assets.newyork@db.com>"] []


all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny <collateral.admin-ny@db.com>", "customerbuild blo <customerbuild.blo@db.com>", "k", "fx middle office <fx-middleoffice@list.db.com>", "debra jasper", "roxanne"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Surendra Singh
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis"] []


subject: FW: New Derivatives account. [I]

all_participants: surendra singh ["keith buckholz"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis"] []


subject: RE: New Derivatives account. llj

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo"] []


all_participants: abhijit mukherjee ["sachiva gupta"] [] []


subject: RE: KCP Collateral Flow [I] [C]

cc_recipients:
Xavier Avila
Keith Buckholz

all_participants: davide-a sferrazza ["paolo de-leon"] ["xavier avila", "keith buckholz"] []


subject: RE: KCP Collateral Flow Ill

all_participants: xavier avila ["keith buckholz", "davide-a sferrazza"] ["paolo de-leon"] []


subject: RE: KCP Collateral Flow (lj

to_recipients:
Xavier Avila
Davide-A Sferrazza

all_participants: keith buckholz ["xavier avila", "davide-a sferrazza"] ["paolo de-leon"] []


subject: KCP Collateral Flow

all_participants: paolo de-leon ["xavier avila", "davide-a sferrazza"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

all_participants: surendra singh ["keith buckholz"] ["collateral team"] []


subject: RE: New Derivatives account. [II]

cc_recipients:
Srikanta Gouda
Nitin-X Singh Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "nitin-x singh collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: sachiva gupta ["paolo de-leon", "abhijit mukherjee"] ["keith buckholz"] []


subject: RE: New Derivatives account. ill

all_participants: paolo de-leon ["sachiva gupta", "abhijit mukherjee"] ["keith buckholz"] []


subject: FW: New Derivatives account. III


subject: RE: New Derivatives account.

all_participants: diana canter ["paolo de-leon", "teresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account.

to_recipients:
Diana Canter
Teresa Metallo

all_participants: paolo de-leon ["diana canter", "teresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Srikanta Gouda
Surendra Singh
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: Southern Financial LLC (I]

all_participants: paolo de-leon ["keith buckholz"] [] []


subject: RE: Southern Financial LLC

all_participants: keith buckholz ["paolo de-leon"] [] []


subject: RE: Southern Financial LLC [I]


subject: RE: Southern Financial LLC (I)


subject: Southern Financial LLC

to_recipients:
Collateral Admin-NY
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


subject: RE: New Derivatives account. III

cc_recipients:
Jason Wang
Paolo De-Leon

all_participants: keith buckholz ["teresa metallo"] ["jason wang", "paolo de-leon"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Keith Buckholz
Jason Wang

all_participants: paolo de-leon ["teresa metallo"] ["keith buckholz", "jason wang"] []


subject: New Derivatives account.

all_participants: paolo de-leon ["teresa metallo"] [] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Abhijit Mukherjee
Debra Jasper
Halina Laczny

cc_recipients:
Keith Buckholz
Srikanta Gouda
Teresa Metallo

all_participants: paolo de-leon ["surendra singh", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda", "teresa metallo"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Surendra Singh
Halina Laczny
Debra Jasper
Srikanta Gouda

all_participants: teresa metallo ["paolo de-leon", "surendra singh", "halina laczny", "debra jasper", "srikanta gouda"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Abhijit Mukherjee
Debra Jasper
Halina Laczny

cc_recipients:
Keith Buckholz
Srikanta Gouda

all_participants: surendra singh ["paolo de-leon", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda"] []


sender: Paolo De Leon

subject: New Derivatives account. [I]

all_participants: paolo de leon ["surendra singh", "abhijit mukherjee", "debra jasper", "halina laczny"] [] []


subject: RE: New Derivatives account. [II

to_recipients:
Paolo De-Leon
eresa Metallo

all_participants: diana canter ["paolo de-leon", "eresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Diana Canter
Keith Buckholz

all_participants: paolo de-leon ["teresa metallo"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account.

cc_recipients:
Diana Canter
Keith Buckhol

all_participants: paolo de-leon ["teresa metallo"] ["diana canter", "keith buckhol"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Surendra Singh
Abhijit Mukherjee
Debra Jasper
Halina Laczny

all_participants: teresa metallo ["paolo de-leon", "surendra singh", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Halina Laczny
Debbie Jasper

cc_recipients:
Keith Buckholz
Srikanta Gouda
fx-middleoffice@list.db.com
Teresa Metallo

all_participants: paolo de leon ["halina laczny", "debbie jasper"] ["keith buckholz", "srikanta gouda", "fx-middleoffice@list.db.com", "teresa metallo"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Keith Buckholz
Srikanta Gouda
fx-middleoffice@list.db.com

all_participants: surendra singh ["paolo de-leon", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda", "fx-middleoffice@list.db.com"] []


subject: FW: New Derivatives account. [II

to_recipients:
Sachiva Gupta
Abhijit Mukhedee

all_participants: paolo de-leon ["sachiva gupta", "abhijit mukhedee"] ["keith buckholz"] []


subject: RE: New Derivatives account. [II

all_participants: diana canter ["paolo de-leon", "teresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]


subject: RE: New Derivatives account. [1]

to_recipients:
Surendra Singh
Abhijit Mukherjee
Debra Jasper
Halina Laczy

all_participants: paolo de-leon ["surendra singh", "abhijit mukherjee", "debra jasper", "halina laczy"] ["keith buckholz", "srikanta gouda", "fx-middleoffice@list.db.com", "teresa metallo"] []


subject: RE: New Derivatives account. [I]

cc_recipients: Debbie Halina

all_participants: surendra singh ["paolo de-leon"] ["debbie", "halina"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Abhijit Mukherjee

all_participants: paolo de-leon ["surendra singh", "abhijit mukherjee"] ["keith buckholz", "srikanta gouda"] []


subject: RE: New Derivatives account. [I]

all_participants: paolo de-leon ["diana canter", "teresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account. (I)


subject: RE: New Derivatives account. [I]

all_participants: teresa metallo ["paolo de-leon"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account. [l]


subject: RE: New Derivatives account. (II

to_recipients:
Sachiva Gupta
Abhijit Mukherjee

all_participants: paolo de-leon ["sachiva gupta", "abhijit mukherjee"] ["keith buckholz"] []


subject: FW: New Derivatives account. [I]


subject: RE: New Derivatives account. [1]

to_recipients:
Paolo De-Leon
Teresa Metallo


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Keith Buckholz
Collateral Admin-NY

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Keith Buckholz
Srikanta Gouda
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: surendra singh ["keith buckholz", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account.

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda"] []


subject: FW: New Derivatives account.

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh

all_participants: surendra singh ["keith buckholz"] ["srikanta gouda", "surendra singh", "nitin-x singh"] []


subject: RE: New Derivatives account. [l]


subject: RE: New Derivatives account. [I]

all_participants: paolo de-leon ["teresa metallo"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account. [II

all_participants: surendra singh ["keith buckholz", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. Ili

all_participants: srikanta gouda [] [] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Srikanta Gouda
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina
Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: keith buckholz ["surendra singh", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina", "laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account.

to_recipients:
Srikanta Gouda
Keith Buckholz
Collateral Admin-NY

all_participants: surendra singh ["srikanta gouda", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina", "laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: teresa metallo ["paolo de-leo"] ["diana canter", "keith buckholz"] []


subject: Southern Financial LLC

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
Debra Jasper
Roxanne Scott
Halina
Laczny
FX Middle Office
Hiren Mathur
Enid Ellis
CRM-PWM Derivatives
Collateral-Assets Newyork

all_participants: keith buckholz ["surendra singh", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "debra jasper", "roxanne scott", "halina", "laczny", "fx middle office", "hiren mathur", "enid ellis", "crm-pwm derivatives", "collateral-assets newyork"] []


sender: Sachlva Gupta

subject: FW: New Derivatives account. III

to_recipients:
middleoffice@list.db.com
Surendra Singh
Nitin-X Singh

all_participants: sachlva gupta ["middleoffice@list.db.com", "surendra singh", "nitin-x singh"] [] []


subject: RE: Cases for this Week - 6/21 [1]

cc_recipients:
Ellenoi Jarvis
Funda Bozkurt
Keith Buckholz
Joseph Cothron

all_participants: paolo de-leon ["oliver esslinger"] ["ellenoi jarvis", "funda bozkurt", "keith buckholz", "joseph cothron"] []


sender: Oliver Esslinger

subject: Re: Cases for this Week - 6/21 [I]

all_participants: oliver esslinger ["paolo de-leon"] ["ellenoi jarvis", "funda bozkurt", "keith buckholz", "joseph cothron"] []


subject: Re: Cases for this Week - 6/21 [I]


subject: RE: Cases for this Week - 6/21 (I)

to_recipients:
Ellenoi Jarvis
Funda Bozkurt

cc_recipients:
Paolo De-Leon
Keith Buckholz
Joseph Cothron

all_participants: oliver esslinger ["ellenoi jarvis", "funda bozkurt"] ["paolo de-leon", "keith buckholz", "joseph cothron"] []


subject: RE: Cases for this Week - 6/21ill

to_recipients:
Ellenoi Jarvis
Harleston
Jamaal Bushara
Nina Tona
Joseph
Funda Bozkurt

cc_recipients:
Padam Chainani
Ana Hunter
Ian Salters
Paolo De-Leon
Keith Buckholz
Joseph Cothron
Jennifer Hudson

all_participants: oliver esslinger ["ellenoi jarvis", "harleston", "jamaal bushara", "nina tona", "joseph", "funda bozkurt"] ["padam chainani", "ana hunter", "ian salters", "paolo de-leon", "keith buckholz", "joseph cothron", "jennifer hudson"] []


sender: Ellenoi Jarvis

subject: RE: Cases for this Week - 6/21 [I]

to_recipients:
Jamaal Bushara
Joseph Harleston
Nina Tona

cc_recipients:
Padam Chainani
Ana Hunter
Ian Salters
Oliver Esslinger

all_participants: ellenoi jarvis ["jamaal bushara", "joseph harleston", "nina tona"] ["padam chainani", "ana hunter", "ian salters", "oliver esslinger"] []


sender: Ian Salters

subject: RE: Cases for this Week - 6/21

all_participants: ian salters ["oliver esslinger"] [] []


sender: Nina Tona

subject: RE: Cases for this Week - Updated List [I]

to_recipients:
Jamaal Bushara
Joseph Harleston
Ana Hunter

cc_recipients:
Padam Chainani
Ellenoi Jarvis
Oliver Esslinger

all_participants: nina tona ["jamaal bushara", "joseph harleston", "ana hunter"] ["padam chainani", "ellenoi jarvis", "oliver esslinger"] []


subject: Cases for this Week [1]

cc_recipients:
Padam Chainani
Ellenoi Jarvis
Ian Salters
Oliver Esslinger

all_participants: nina tona ["jamaal bushara", "joseph harleston", "ana hunter"] ["padam chainani", "ellenoi jarvis", "ian salters", "oliver esslinger"] []


sender: Vahe Stepanian

subject: Fw: JEE WT to SK [I]

all_participants: vahe stepanian ["margaux mcgrath"] ["paul morris"] []


sender: Melisa Venegas

subject: Mar 2017 AML/KYC Escalation Reports

to_recipients:
Andrew Gallivan
Michael S Jacoby
Lee Hutter
Mark LaRoe

cc_recipients:
Vaishali-P Mehta
Armen Brash

all_participants: melisa venegas ["andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta", "armen brash"] []


subject: Apr 2016 AML/KYC Escalation Reports [I]

to_recipients:
Armen Brash
Andrew Gallivan
Michael S Jacoby
Lee Hutter
Mark LaRoe

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta"] []


subject: November 2014 AML/KYC Escalation Reports

to_recipients:
Andrew Gallivan
Kimberl Hart
Michael-1 Davis I
Michael S Jacoby I I

all_participants: melisa venegas ["andrew gallivan", "kimberl hart", "michael-1 davis i", "michael s jacoby i i"] ["armen brash"] []


sender: Daphne Cales

subject: FW: Oldfield [I]

all_participants: daphne cales ["andrew gallivan"] [] []


sender: Adrienne Bull

subject: RE: Oldfield [I]

to_recipients:
Daphne Cales
Melisa Venegas

all_participants: adrienne bull ["daphne cales", "melisa venegas"] [] []


subject: FW: Oldfield [I]

to_recipients:
Melisa Venegas
Adrienne Bull

all_participants: daphne cales ["melisa venegas", "adrienne bull"] [] []


sender: Andrew Gallivan

subject: RE: Oldfield II)

all_participants: andrew gallivan ["daphne cales"] [] []


subject: Oldfield [I]


sender: Rich larossi

subject: Monthly Annual Client Update Reports - April 2016 [I]

to_recipients:
Armen Brash
Charles Hoffarth
Charlie Burrows
Daphne Cales
Diana Canter
Janice
Franklin
Lina M Arias
Mary C Keaveney
Lee Hutter
Michael S Jacoby
Sarita
Medina
zia Memon
Mikal Ison
David-K Ng
Vaishali-P Mehta
Andrew Bolender

cc_recipients:
Andrew Gallivan
Patrick Harris

all_participants: rich larossi ["armen brash", "charles hoffarth", "charlie burrows", "daphne cales", "diana canter", "janice", "franklin", "lina m arias", "mary c keaveney", "lee hutter", "michael s jacoby", "sarita", "medina", "zia memon", "mikal ison", "david-k ng", "vaishali-p mehta", "andrew bolender"] ["andrew gallivan", "patrick harris"] []


subject: Mar 2016 AML/KYC Escalation Reports [I]


subject: Oct 2016 AML/KYC Escalation Reports [I]


sender: Samantha Harmon

subject: KYCs - DB as Trustee [I]

all_participants: samantha harmon ["andrew gallivan"] [] []


sender: Vaishali-P Mehta

subject: RE: MD Approval for ACUs for High Risk Clients [I]

all_participants: vaishali-p mehta ["andrew gallivan"] [] []


cc_recipients:
Douglas Robertson
Stewart Oldfield
Thomas-B Mayer
Mark Gonzalez

all_participants: vaishali-p mehta ["andrew gallivan"] ["douglas robertson", "stewart oldfield", "thomas-b mayer", "mark gonzalez"] []


subject: MD Approval for ACUs for High Risk Clients [I]


subject: May 2015 AML/KYC Escalation Reports [1]

to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-J Davis
Michael S Jacoby

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's


subject: FW: What are you presenting to the Risk committee Monday on high risk KYC's

all_participants: andrew gallivan ["samantha harmon"] [] []


subject: RE: What are you presenting to the Risk committee Monday on high risk KYCs [I]

to_recipients:
Adrienne Bull
Andrew Gallivan
Patrick Harris

all_participants: vaishali-p mehta ["adrienne bull", "andrew gallivan", "patrick harris"] ["rodrigo quintero"] []


to_recipients:
Andrew Gallivan
Patrick Harris

cc_recipients:
Vaishali-P Mehta
Rodrigo Quintero

all_participants: adrienne bull ["andrew gallivan", "patrick harris"] ["vaishali-p mehta", "rodrigo quintero"] []


to_recipients:
Adrienne Bull
Patrick Harris

all_participants: andrew gallivan ["adrienne bull", "patrick harris"] ["vaishali-p mehta", "rodrigo quintero"] []


subject: RE: What are you presenting to the Risk committee Monday on high risk KYCs

to_recipients:
Patrick Harris
Andrew Gallivan

all_participants: adrienne bull ["patrick harris", "andrew gallivan"] ["vaishali-p mehta", "rodrigo quintero"] []


sender: Patrick Harris

subject: RE: What are you presenting to the Risk committee Monday on high risk KYC s I

to_recipients:
Andrew Gallivan
Adrienne Bull

cc_recipients:
Vaishali-P Mehta
Rodrigo Quinter

all_participants: patrick harris ["andrew gallivan", "adrienne bull"] ["vaishali-p mehta", "rodrigo quinter"] []


all_participants: andrew gallivan ["patrick harris"] [] []


all_participants: patrick harris ["andrew gallivan"] [] []


subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's [II


sender: Andress- Gallivan

subject: RE: What arc you presenting to the Risk committee Monday on high risk KYC's Ill

all_participants: andress- gallivan ["patrick harris"] [] []


subject: What are you presenting to the Risk committee Monday on high risk KYC's [I]


sender: Cynthia Rodriguez

subject: APPROVAL NEEDED: High Risk RUSH ICYC Case 01696913

cc_recipients:
Armen Brash
Samantha Harmon

all_participants: cynthia rodriguez ["patrick campion"] ["armen brash", "samantha harmon"] []


subject: RE: MD Approval for ACUs for High Risk Clients [I)

all_participants: andrew gallivan ["vaishali-p mehta"] [] []


sender: Jj Litchford

subject: RUSH KYC approval [I]

to_recipients:
Kimberly Hart
Andrew Gallivan

all_participants: jj litchford ["kimberly hart", "andrew gallivan"] [] []


subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]

to_recipients:
Jj Litchford
PWMUS AMLKYC

all_participants: vaishali-p mehta ["jj litchford", "pwmus amlkyc"] ["armen brash"] []


cc_recipients:
Armen Brash
Vaishali-P Mehta

all_participants: jj litchford ["pwmus amlkyc"] ["armen brash", "vaishali-p mehta"] []


sender: Renee Salhi

subject: CLEARED: PCR Alert - Jeffrey Epstein [I]

all_participants: renee salhi ["jj litchford", "pwmus amlkyc"] ["armen brash", "vaishali-p mehta"] []


subject: FW: PCR Alert - Jeffrey Epstein [I]


subject: April 2015 AML/KYC Escalation Reports [I]


subject: May 2016 AML/KYC Escalation Reports

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta"] []


subject: Monthly Annual Client Update Reports - August

to_recipients:
Kimberly Hart
Lina M Arias
Charles Hoffarth
Michael S Jacoby
Daphne Cales
Irina Yablochnik
Armen Brash
Zia Memon
Andrew Gallivan
Michael-J Davis
Charlie Burrows
Josh Rosen
Ankur Shah
Liz Fitzgerald
Erin O-Rourke
Mary C Keaveney
Sarita Medina
Diana Canter

all_participants: melisa venegas ["kimberly hart", "lina m arias", "charles hoffarth", "michael s jacoby", "daphne cales", "irina yablochnik", "armen brash", "zia memon", "andrew gallivan", "michael-j davis", "charlie burrows", "josh rosen", "ankur shah", "liz fitzgerald", "erin o-rourke", "mary c keaveney", "sarita medina", "diana canter"] [] []


subject: FW: Oldfield [I]

all_participants: daphne cales ["andrew gallivan"] [] []


subject: FW: Oldfield [I]

all_participants: daphne cales ["melisa venegas", "adrienne bull"] [] []


subject: Oldfield [I]


subject: RE: Oldfield (I)

all_participants: andrew gallivan ["daphne cales"] [] []


subject: RE: MD approval for ACUs completed for High Risk Clients [I]


subject: February 2015 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


sender: Rich Iarossi

subject: Monthly Annual Client Update Reports - November [I]

to_recipients:
Andrew Gallivan
Ankur Shah
Armen Brash
Charles Hoffarth
Charlie Burrows
Daphne Cales
Diana Canter
Erin O-Rourke
Irina Yablochnik
Janice Franklin
Josh Rosen
Kimberly Hart
Lina M Arias
Liz Fitzgerald
Mary C Keaveney
Michael-J Davis
Michael S Jacoby
Sarita Medina
Zia Memon

all_participants: rich iarossi ["andrew gallivan", "ankur shah", "armen brash", "charles hoffarth", "charlie burrows", "daphne cales", "diana canter", "erin o-rourke", "irina yablochnik", "janice franklin", "josh rosen", "kimberly hart", "lina m arias", "liz fitzgerald", "mary c keaveney", "michael-j davis", "michael s jacoby", "sarita medina", "zia memon"] [] []


sender: Aracely Sanchez

subject: Re: Fw: JE WT to RB

all_participants: aracely sanchez [] [] []


sender: Amanda Kirby

subject: Fw: JE WT to RB

all_participants: amanda kirby ["[redacted]"] ["[redacted]"] []


sender: bellaklein .com]

subject: JE WT to RB

cc_recipients:
Margaux Mcgrath
Paul Morris
Darren Indyke
Richard Kahn

all_participants: bellaklein .com] ["amanda kirby"] ["margaux mcgrath", "paul morris", "darren indyke", "richard kahn"] []


subject: Message from KMBT_C253

all_participants: kmbt_c253 ["bkleins75 mail.com"] [] []


subject: Jan 2015 AML/KYC Escalation Reports [I]


sender: Thomas Klemm

subject: Update on KYC HR 2018

to_recipients:
Patrick Campion
Susanne Sinek
Michael S Jacoby
Andrew Gallivan
Steven Mattus
Thomas Clarke
Daniel-E Kaiser
Dana Ponzio
Claudineia Federovsky
Ana-M Guzman
Ailsa Briede
Mamie Holland
Mariacriselda
Loleng
Lisa Latino
Joyce Tso
Felipe
Godard
Donna Kerrigan
Charlie Burrows
Ashok Eastman
George Crosby

all_participants: thomas klemm ["patrick campion", "susanne sinek", "michael s jacoby", "andrew gallivan", "steven mattus", "thomas clarke", "daniel-e kaiser", "dana ponzio", "claudineia federovsky", "ana-m guzman", "ailsa briede", "mamie holland", "mariacriselda", "loleng", "lisa latino", "joyce tso", "felipe", "godard", "donna kerrigan", "charlie burrows", "ashok eastman", "george crosby"] [] []


sender: Patrick Campion

subject: 16 EST - Weekly Senior Team Catch-up (I)

to_recipients:
Patrick Campion
Thomas Klemm
Susanne Sipek
Lee Hutter
Michael S Jacoby
Andrew Gallivan
Steven Mattus
Thomas Clarke
Daniel-E Kaiser
Sheffali Welch
Dana Ponzio
Claudineia Federovsky
Ana-M Guzman
Ailsa Briede
Mamie Holland
Mariacriselda Loleng
Lisa Latino
Joyce Tsoi
Felipe Godard
Donna Kerrigan
Charlie Burrows
Ashok Eastman

all_participants: patrick campion ["patrick campion", "thomas klemm", "susanne sipek", "lee hutter", "michael s jacoby", "andrew gallivan", "steven mattus", "thomas clarke", "daniel-e kaiser", "sheffali welch", "dana ponzio", "claudineia federovsky", "ana-m guzman", "ailsa briede", "mamie holland", "mariacriselda loleng", "lisa latino", "joyce tsoi", "felipe godard", "donna kerrigan", "charlie burrows", "ashok eastman"] [] []


sender: Daphne Cales

subject: Our list (I)


sender: Melisa Venegas

subject: Aug 2016 AML/KYC Escalation Reports [I]

to_recipients:
Armen Brash
Andrew Gallivan
Michael S Jacoby
Lee Hutter
Mark LaRoe


subject: FW: MD approval for ACUs completed for High Risk Clients [I)

all_participants: vaishali-p mehta ["andrew gallivan"] [] []


subject: Dec 2015 AML/KYC Escalation Reports [I]


subject: Feb 2016 AML/KYC Escalation Reports [I]


subject: July 2016 AML/KYC Escalation Reports [I]


sender: Andrew Gallivan

subject: RE: MD Approval for ACUS for High Risk Clients [I]

all_participants: andrew gallivan ["vaishali-p mehta"] [] []


subject: RE: MD Approval for ACUs for High Risk Clients [I]


all_participants: vaishali-p mehta ["andrew gallivan"] ["douglas robertson", "stewart oldfield", "thomas-b mayer", "mark gonzalez"] []


subject: Monthly Annual Client Update Reports - September [I]

to_recipients:
Kimberly Hart
Zia Memon
Erin O-Rourke
Lina M Arias
Andrew Gallivan
Mary C Keaveney
Charles Hoffarth
Michael-J Davis
Michael S Jacoby
Charlie Burrows

cc_recipients:
Daphne Cales
Josh Rosen
Sarita Medina
Irina Yablochnik
Ankur Shah
Janice Franklin
Armen Brash
Liz Fitzgerald
Diana Canter

all_participants: melisa venegas ["kimberly hart", "zia memon", "erin o-rourke", "lina m arias", "andrew gallivan", "mary c keaveney", "charles hoffarth", "michael-j davis", "michael s jacoby", "charlie burrows"] ["daphne cales", "josh rosen", "sarita medina", "irina yablochnik", "ankur shah", "janice franklin", "armen brash", "liz fitzgerald", "diana canter"] []


subject: March 2014 AML/KYC Escalation Reports III

cc_recipients:
Armen Brash
Andrew Gallivan
Michael S Jacoby
Michael-J Davis

all_participants: melisa venegas ["kimberly hart"] ["armen brash", "andrew gallivan", "michael s jacoby", "michael-j davis"] []


sender: Paul Morris

subject: Re: Fw: New account

all_participants: paul morris ["aracely sanchez"] [] []


subject: Fw: New account

all_participants: aracely sanchez ["paul morris"] [] []


subject: New account


subject: April 2014 AML/KYC Escalation Reports


subject: Nov 2015 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta"] []


sender: Adrienne Bull

subject: RE: KYC Program - Stats (data as of E0D Nov 16) (CI

all_participants: adrienne bull ["andrew gallivan"] ["samantha harmo"] []


subject: KYC Program - Stats (data as of EOD Nov 16) [C]

all_participants: adrienne bull ["andrew gallivan"] ["samantha harmon"] []


subject: Nov 2016 AML/KYC Escalation Reports [1]

to_recipients:
Armen Brash
Andrew Gallivan
Michael Jacoby

cc_recipients:
Vaishali-P Mehta
Lee Hutter
Mark LaRoe

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael jacoby"] ["vaishali-p mehta", "lee hutter", "mark laroe"] []


subject: May - 2017 AML/KYC Escalation Reports [I]

to_recipients:
Andrew Gallivan
Michael S Jacoby
Lee Hutter
Mark LaRoe
Tor Kator
Armen Brash

cc_recipients:
Vaishali-P Mehta
Patrick Harris
Sheffali Welch

all_participants: melisa venegas ["andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe", "tor kator", "armen brash"] ["vaishali-p mehta", "patrick harris", "sheffali welch"] []


sender: Rodrigo Quintero

subject: RE: KYC HR Clients Remediation - Status (9/17/17)

to_recipients:
Patrick Harris
Daphne Cales
Adrienne Bull
Melisa Venegas

all_participants: rodrigo quintero ["patrick harris", "daphne cales", "adrienne bull", "melisa venegas"] ["sheffali welch"] []


sender: Patrick Harris

to_recipients:
Daphne Cales
Adrienne Bull
Melisa Venegas

all_participants: patrick harris ["daphne cales", "adrienne bull", "melisa venegas"] [] []


subject: KYC HR Clients Remediation - Status (9/17/17)

cc_recipients:
Emily Craig
Armen Brash
Felipe Godard
Morales
Karen Cohen
Daphne Cales
Welch
Nicholas Allen
Adrienne Bull
Janice Franklin
Mehta
Sven-Otto Westphalen
Andrew Gallivan
Melisa Venegas
Janet

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "armen brash", "felipe godard", "morales", "karen cohen", "daphne cales", "welch", "nicholas allen", "adrienne bull", "janice franklin", "mehta", "sven-otto westphalen", "andrew gallivan", "melisa venegas", "janet"] []


subject: KYC HR Clients Remediation - Status (9/08/17) (Revised) [I]

cc_recipients:
Emily Craig
Daphne Cales
Adrienne Bull
Vaishali-P Mehta

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cales", "adrienne bull", "vaishali-p mehta"] []


all_participants: rodrigo quintero [] [] []


subject: KYC HR Clients Remediation - Status (9/01/17) [I]

cc_recipients:
Emily Craig
Daphne Cales
Janice Franklin
Armen Brash
Sheffali Welch
Vaishali-P Mehta
Felipe Godard
Sven-Otto Westphalen
Janet Morales
Nicholas Allen
Andrew Gallivan
Karen Cohen
Adrienne Bull

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cales", "janice franklin", "armen brash", "sheffali welch", "vaishali-p mehta", "felipe godard", "sven-otto westphalen", "janet morales", "nicholas allen", "andrew gallivan", "karen cohen", "adrienne bull"] []


subject: KYC HR Clients Remediation - Status (8/25/17)

cc_recipients:
Emily Craig P
Daphne Cales
Janice Franklin
Armen Brash
Sheffali Welch
Vaishali-P Mehta
Felipe Godard
Sven-Otto Westphalen
Janet Morales
Nicholas Allen
Andrew Gallivan
Karen Cohen

all_participants: rodrigo quintero ["patrick harris"] ["emily craig p", "daphne cales", "janice franklin", "armen brash", "sheffali welch", "vaishali-p mehta", "felipe godard", "sven-otto westphalen", "janet morales", "nicholas allen", "andrew gallivan", "karen cohen"] []


subject: RE: KYC HR Clients Remediation - Status (8/11/17) [1]

cc_recipients:
Emily Craig
Daphne Cales
Janice Franklin
Armen Brash
Sheffali Welch
Vaishali-P Mehta
Felipe Godard
Sven-Otto Westphalen
Janet Morales
Nicholas Allen
Andrew Gallivan
Karen Cohen

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cales", "janice franklin", "armen brash", "sheffali welch", "vaishali-p mehta", "felipe godard", "sven-otto westphalen", "janet morales", "nicholas allen", "andrew gallivan", "karen cohen"] []


subject: KYC HR Clients Remediation - Status (8/11/17) [I]


subject: KYC HR Clients Remediation - Status (7/21/17) [I]

cc_recipients:
Emily Craig
Daphne Cales
Janice Franklin
Armen Brash
Sheffali Welch
Vaishali-P Mehta

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cales", "janice franklin", "armen brash", "sheffali welch", "vaishali-p mehta"] []


subject: KYC HR Clients Remediation - Status (7/14/17) [I]


subject: KYC HR Clients Remediation - Status (6/30/17) [I]


subject: KYC HR Clients Remediation - Status (6/23/17)

cc_recipients:
Emily Craig
Daphne Cale
Janice Franklin
Armen Brash
Sheffali Welch
Vaishali-P Mehta

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cale", "janice franklin", "armen brash", "sheffali welch", "vaishali-p mehta"] []


subject: KYC HR Clients Remediation - Status (6/09/17)

to_recipients:
Emily Craig
Daphne Cales
Janice Franklin
Armen Brash
Sheffali Welch

all_participants: ["emily craig", "daphne cales", "janice franklin", "armen brash", "sheffali welch"] [] []


subject: RE: KYC HR Clients Remediation - Status [1]

to_recipients:
Sheffali Welch
Patrick Harris
[Redacted]

cc_recipients:
Emily Craig
[Redacted]
Daphne Cales
Janice Franklin
[Redacted]
[Redacted]
Armen Brash
[Redacted]

all_participants: rodrigo quintero ["sheffali welch", "patrick harris", "[redacted]"] ["emily craig", "[redacted]", "daphne cales", "janice franklin", "[redacted]", "[redacted]", "armen brash", "[redacted]"] []


sender: Sheffali Welch

cc_recipients:
Emily Craig
Patrick Harris
Daphne Cales
Janice Franklin
Armen Brash

all_participants: sheffali welch ["rodrigo quintero"] ["emily craig", "patrick harris", "daphne cales", "janice franklin", "armen brash"] []


all_participants: rodrigo quintero ["sheffali welch"] [] []


subject: RE: KYC HR Clients Remediation - Status [I]

cc_recipients:
Emily Craig
Daphne Cales
Sheffali Welch
Janice Franklin

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cales", "sheffali welch", "janice franklin"] []


cc_recipients:
Emily Craig
Daphne Cales

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cales"] []


subject: RE: KYC HR Clients Remediation - Status III


subject: RE: KYC HR Clients Remediation - Status DJ


cc_recipients:
Emily Craig <emily.craig@kyc.com>
Daphne Cales <daphne.cales@kyc.com>

all_participants: rodrigo quintero ["patrick harris <patrick.harris@kyc.com>"] ["emily craig <emily.craig@kyc.com>", "daphne cales <daphne.cales@kyc.com>"] []


subject: RE: KYC HR Clients Remediation - Status Ill


subject: KYC HR Clients Remediation - Status [II

cc_recipients:
Emily Craig
Daphne Cates

all_participants: rodrigo quintero ["patrick harris"] ["emily craig", "daphne cates"] []


sender: Emily Craig

subject: RE: KYC HR Sync Up - Resources and Mercury [I]

to_recipients:
Patrick Harris
Daphne Cales
Rodrigo Quintero

all_participants: emily craig ["patrick harris", "daphne cales", "rodrigo quintero"] [] []


subject: KYC HR Sync Up - Resources and Mercury

to_recipients:
Emily Craig
Patrick Harris
Daphne Cates
Rodrigo Quintero

all_participants: emily craig ["emily craig", "patrick harris", "daphne cates", "rodrigo quintero"] [] []


subject: June 2016 AML/KYC Escalation Reports [1]

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta"] []


subject: Sept 2015 AML/KYC Escalation Reports [I]

to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-J Davis
Michael S Jacoby
Lee Hutter
Mark LaRoe

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby", "lee hutter", "mark laroe"] ["armen brash"] []


sender: Oliver Esslinger

subject: FW: Prioritization of the true overdues

cc_recipients:
Adrienne Bull
Daphne Cale

all_participants: oliver esslinger ["andrew gallivan"] ["adrienne bull", "daphne cale"] []


subject: RE: Prioritization of the true overdues (IJ

to_recipients:
Daphne Cales
Oliver Esslinger
Melisa Venegas

all_participants: ["daphne cales", "oliver esslinger", "melisa venegas"] [] []


subject: Prioritization of the true overdues

cc_recipients:
Oliver Esslinger
Melisa Venegas

all_participants: adrienne bull ["daphne cales"] ["oliver esslinger", "melisa venegas"] []


subject: FW: Apr 2016 AML/KYC Escalation Reports III

all_participants: andrew gallivan ["armen brash"] [] []


subject: FW: KYC List [I]

all_participants: andrew gallivan ["samantha harmon"] [] []


subject: RE: KYC List (II

to_recipients:
Daphne Cales
Sheffali Welc

all_participants: andrew gallivan ["daphne cales", "sheffali welc"] [] []


subject: RE: KYC List [I]

to_recipients:
Andrew Gallivan
Sheffali Welch

all_participants: daphne cales ["andrew gallivan", "sheffali welch"] [] []


subject: RE: KYC List [I]

all_participants: andrew gallivan ["sheffali welch"] ["daphne cales"] []


subject: RE: KYC List [I]

all_participants: sheffali welch ["andrew gallivan"] ["daphne cales"] []


subject: KYC List [I]

all_participants: andrew gallivan ["sheffali welch"] [] []


sender: Richard Kahn

subject: Re: meet [C]

all_participants: richard kahn ["paul morris"] ["stewart oldfield"] []


subject: Re: meet [C]

all_participants: paul morris ["richard kahn"] ["stewart oldfield"] []


subject: meet [C]

all_participants: paul morris ["richard kahn"] [] []


subject: Re: meet [C]

all_participants: richard kahn ["paul morris"] [] []


subject: Re: meet [C]


subject: Re: meet [C]

all_participants: richard kahn ["paul morris/db/dbcom@dbamericas"] ["stewart oldfield/db/dbcom@dbamericas"] []


subject: RE: June 2016 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta"] []


subject: KYC - accelerating client outreach

to_recipients:
Patrick Campion
Felipe Godard
Andrew Gallivan
Michael S Jacoby
Israel Velasquez

all_participants: thomas klemm ["patrick campion", "felipe godard", "andrew gallivan", "michael s jacoby", "israel velasquez"] ["emily craig", "daphne cales"] []


subject: Re: Fw: Cinq Case Number 131213 604222 case 01163801 [I]

cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwar
Vikas Dave

all_participants: aracely sanchez ["deepak ramchandani"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave"] []


sender: Deepak Ramchandani

all_participants: deepak ramchandani ["aracely sanchez"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave"] []


subject: wire

all_participants: ["bella klein"] [] []


sender: Daniel Sabba

subject: Re: TRS on AAPL - creating synthetic long exposure IC]

all_participants: daniel sabba ["paul morris"] ["stewart oldfield"] []


subject: Re: Fw: Cinq Case Number [redacted] case ******urgent****** [1]

cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwar
Vikas Dave
Aracely Sanchez
Kathryn J Stanfield

all_participants: deepak ramchandani ["gto-pwm-banking exception-check-processing"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave", "aracely sanchez", "kathryn j stanfield"] []


sender: Aracely Sanchez

cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwar

all_participants: aracely sanchez ["deepak ramchandani"] ["arpit pathak", "paul morris", "raunak tanwar"] []


sender: Unknown

subject: Wire

all_participants: unknown ["bella klein"] [] []


subject: Re: Fw: Cinq Case Numbe [I]

cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwar
Vikas Dave (vikas.dave@db.com)

all_participants: deepak ramchandani ["aracely sanchez"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave (vikas.dave@db.com)"] []


sender: Bella Klein

all_participants: bella klein ["aracely sanchez"] [] []


all_participants: aracely sanchez ["bella klein"] [] []


subject: Re: Fw: Cinq Case Number [Redacted case number] case ******urgent ***** **** [1]

all_participants: aracely sanchez ["hemant-kumar rathore"] ["gto-pwm-banking exception-check-processing", "vikas", "dave", "paul morris"] []


sender: Hemant-Kumar Rathore

subject: Fw: Cinq Case Number, case, urgent [I]

all_participants: hemant-kumar rathore ["aracely sanchez"] ["gto-pwm-banking exception-check-processing", "vikas dave"] []


subject: Re: Fw: urgent [I] (Document link: GTO-PWM-Banking Exception-Check-Processing)


subject: Re: Fw: Cinq Case Number ██████████ case ██████ [I]


subject: Fwd: wire


sender: Mail Delivery Subsystem

all_participants: mail delivery subsystem [] [] []


subject: Re: Fw: Cinq Case Number

all_participants: aracely sanchez ["paul morris"] [] []


subject: Re: Fw: Cinq Case Number: case: [I]

all_participants: paul morris ["aracely sanchez"] [] []


subject: Re: Fw: Cinq Case Number case [I]


subject: Re: Fw: Cinq Case Number [case 91169001] [I]


sender: Jj Litchford

subject: Re: Fw: JE WT to RB [I]

all_participants: jj litchford ["amanda kirby"] ["jackson mccarthy"] []


sender: bellaklein

subject: 7E NT to R8

cc_recipients:
margaux Mcgrath
Paul Morris
Darren indyke
Richard Kahn

all_participants: bellaklein ["amanda kirby"] ["margaux mcgrath", "paul morris", "darren indyke", "richard kahn"] []


subject: Message from KMBT_C253

all_participants: scanner@irassociates.com [] [] []


sender: Paul Morris

subject: Re: Fw: Cinq Case Number


subject: Wire


sender: Chip Packard

subject: Re: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval (C) [I]

all_participants: chip packard ["todd stevens"] [] []


subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]

cc_recipients:
Todd Stevens
Chip Packard

all_participants: daniel sabba ["wayne salit"] ["todd stevens", "chip packard"] []


subject: FW: Market Purity Work Shop [C]

to_recipients:
Armen Brash
Julie Cataudella

cc_recipients:
Kimberly Hart
zia Memon

all_participants: oliver esslinger ["armen brash", "julie cataudella"] ["kimberly hart", "zia memon"] []


subject: RE: Market Purity Work Shop [C]

to_recipients:
Kimberly Hart
Sheffali Welch
Julie Cataudella
Janet Morales
Andrea DeMar
Clemence-J Loupil
zia Memon
Lauryn Hart
Saleha Bilal
Brian H Heidelbach
Ana-Marie Callangan
Stephan Wessels
Sylvia Junghardt

all_participants: oliver esslinger ["kimberly hart", "sheffali welch", "julie cataudella", "janet morales", "andrea demar", "clemence-j loupil", "zia memon", "lauryn hart", "saleha bilal", "brian h heidelbach", "ana-marie callangan", "stephan wessels", "sylvia junghardt"] ["carl-von tippelskirch"] []


subject: Market Purity Work Shop

to_recipients:
Oliver Esslinger
Kimberly Hart
Sheffali Welch
Julie Cataudella
Janet Morales
Andrea DeMar
Clemence-J Loupil
zia Memon
Lauryn Hart
Saleha Bilal
Brian H Heidelbach
Ana-Marie Callangan
Stephan Wessels
Sylvia Junghardt

all_participants: oliver esslinger ["oliver esslinger", "kimberly hart", "sheffali welch", "julie cataudella", "janet morales", "andrea demar", "clemence-j loupil", "zia memon", "lauryn hart", "saleha bilal", "brian h heidelbach", "ana-marie callangan", "stephan wessels", "sylvia junghardt"] ["carl-von tippelskirch"] []


subject: Managed Exit account handling

to_recipients:
Ian Salters
Funda Bozkurt
Bill King
Kimberly Hart
Janice Franklin
Maria Pedulla

all_participants: oliver esslinger ["ian salters", "funda bozkurt", "bill king", "kimberly hart", "janice franklin", "maria pedulla"] [] []


sender: Michael Off

subject: RE: Initial thoughts DI

all_participants: michael off ["kimberly hart"] [] []


sender: Kimberly Hart

subject: Re: Initial thoughts

to_recipients:
Wolfram Lange
Michael Off

all_participants: kimberly hart ["wolfram lange", "michael off"] ["martina messing"] []


subject: RE: CONFIDENTIAL: Organisational alignment of Case Managers and ABR [C]

to_recipients:
Kimberly Hart
Thomas Klemm
Anna Issel
Leonhard Mueller

all_participants: emily craig ["kimberly hart", "thomas klemm", "anna issel", "leonhard mueller"] ["maria pedulla"] []


subject: Re: CONFIDENTIAL: Organisational alignment of Case Managers and ABR

cc_recipients:
Maria Pedulla
Andrea DeMar
Anna Issel
Leonhard Mueller
Emily Craig

all_participants: kimberly hart ["thomas klemm"] ["maria pedulla", "andrea demar", "anna issel", "leonhard mueller", "emily craig"] []


sender: Thomas Klemm

subject: Organizational Streamlining

to_recipients: Maria Andy Kim

all_participants: thomas klemm ["maria", "andy", "kim"] [] []


subject: Fwd: FIM Relationships and FIMs - KYC Tracker [I]

all_participants: oliver esslinger ["kimberly hart"] [] []


sender: Jo-Anne Santos

subject: RE: FIM Relationships and FIMs - KYC Tracker [I]

cc_recipients:
zia Memon
Brian H Heidelbach
Emily Craig
Oliver Esslinger

all_participants: jo-anne santos ["jonathan groom"] ["zia memon", "brian h heidelbach", "emily craig", "oliver esslinger"] []


sender: Jonathan Groom

cc_recipients:
zia Memon
Jo-Anne Santos
Brian H Heidelbach
Emily Craig

all_participants: jonathan groom ["oliver esslinger"] ["zia memon", "jo-anne santos", "brian h heidelbach", "emily craig"] []


sender: Oliver Esslinger

all_participants: oliver esslinger ["jonathan groom"] ["zia memon", "jo-anne santos", "brian h heidelbach", "emily craig"] []


to_recipients:
Melissa Venegas
Oliver Esslinger
zia Memon
Kimberly Hart

all_participants: jonathan groom ["melissa venegas", "oliver esslinger", "zia memon", "kimberly hart"] ["emily craig"] []


sender: Melisa Venegas

to_recipients:
Jonathan Groom
Oliver Esslinger
zia Memon
Kimberly Hart

all_participants: melisa venegas ["jonathan groom", "oliver esslinger", "zia memon", "kimberly hart"] ["emily craig"] []


to_recipients:
Oliver Esslinger
Zia Memon
Kimberly Hart

cc_recipients:
Emily Craig
Melisa Venegas

all_participants: jonathan groom ["oliver esslinger", "zia memon", "kimberly hart"] ["emily craig", "melisa venegas"] []


subject: RE: FIM Relationships and FIMS-KYC Tracker [I]

to_recipients:
zia Memon
Kimberly Hart

cc_recipients:
Jonathan Groom
Emily Craig
Melisa Venegas

all_participants: oliver esslinger ["zia memon", "kimberly hart"] ["jonathan groom", "emily craig", "melisa venegas"] []


sender: zia Memon

subject: RE: FIM Relationships and FIMS - KYC Tracker [I]

to_recipients:
Kimberly Hart
liver Esslinger

cc_recipients:
Jonathan Groom
Emily Craig

all_participants: zia memon ["kimberly hart", "liver esslinger"] ["jonathan groom", "emily craig"] []


subject: Re: FIM Relationships and FIMs - KYC Tracker [I]

to_recipients:
Oliver Esslinger
zia Memon
Jonathan Groom
Emily Craig
Melisa Venegas

all_participants: kimberly hart ["oliver esslinger", "zia memon", "jonathan groom", "emily craig", "melisa venegas"] [] []


subject: FIM Relationships and FIMS - KYC Tracker [I]

all_participants: melisa venegas ["jonathan groom"] [] []


all_participants: jonathan groom ["melisa venegas"] ["derek st-hilaire"] []


subject: Past due KYC temporary exception Pi

all_participants: kimberly hart ["amanda kirb"] [] []


sender: Kim Hart

subject: Cases 01122241: has been assigned to you.

all_participants: kim hart ["amanda kirby"] [] []


subject: RE: October 2014 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["kimberly har"] ["armen brash"] []


subject: FW: October 2014 AML/KYC Escalation Reports [I]

all_participants: kimberly hart ["melisa venegas"] ["armen brash"] []


sender: Andrea Tapia

cc_recipients:
Kimberly Hart
Armen Brash

all_participants: andrea tapia ["melisa venegas"] ["kimberly hart", "armen brash"] []


subject: Fw: October 2014 AML/KYC Escalation Reports [I]

all_participants: kimberly hart ["andrea tapia"] [] []


subject: October 2014 AML/KYC Escalation Reports [I]

to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-J Davis
Michael S Jacoby

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


all_participants: melisa venegas ["██████████████████████████████████████████████████████████████████████████████████████████████████████"] ["████████████████████████████"] []


all_participants: kimberly hart ["michael"] [] []


sender: Wolfram Lang

to_recipients: Kim Michael

all_participants: wolfram lang ["kim", "michael"] [] []


sender: Martin Zeman

subject: RE: Southern Financial LLC update [I)

all_participants: martin zeman ["kimberly hart"] [] []


subject: RE: Southern Financial LLC update [SC]

to_recipients:
Martin Zeman
Keith Buckholz
Xavier Avila
Daniel-E Kaiser

all_participants: kimberly hart ["martin zeman", "keith buckholz", "xavier avila", "daniel-e kaiser"] ["stewart oldfield"] []


sender: Sylvia Escobar

subject: SII Closure: MIFID II - Remaining EEA Countries (Excl Germany & UK) / GFMS 90-017/2019 #43 (dbTrack2407699)

cc_recipients:
Julie Cataudella
Karen Cohen

all_participants: sylvia escobar ["kimberly hart"] ["julie cataudella", "karen cohen"] []


sender: Derek St. Hilaire

subject: RE: EEA Client Notation in dbForce

to_recipients:
Sylvia Escobar
Janice Franklin

all_participants: derek st. hilaire ["sylvia escobar", "janice franklin"] [] []


subject: EEA Client Notation in dbForce

to_recipients:
Derek St. Hilaire
Janice Franklin

all_participants: sylvia escobar ["derek st. hilaire", "janice franklin"] [] []


subject: FW: SII Closure [I]

all_participants: sylvia escobar ["robert-b chen"] [] []


sender: Funda Bozkurt

subject: RE: Client OTC derivatives trading with CIB [I]

to_recipients:
Victoria Bruce
Puzant Merdinian
Olivier Poncet
Bill King
Thomas Klemm
Steven Mattus
Ian Salters
Andrea DeMar
Kimberly Hart
Jeffrey Roth

all_participants: funda bozkurt ["victoria bruce", "puzant merdinian", "olivier poncet", "bill king", "thomas klemm", "steven mattus", "ian salters", "andrea demar", "kimberly hart", "jeffrey roth"] [] []


sender: Ian Salters

subject: FW: Client OTC derivatives trading with CIB [I]

cc_recipients:
Thomas Klemm
Ian Salters

all_participants: ian salters ["funda bozkurt"] ["thomas klemm", "ian salters"] []


sender: Wolfram Lange

subject: Important for you to be aware

cc_recipients:
Kimberly Hart
Michael Off

all_participants: wolfram lange ["philip laucks"] ["kimberly hart", "michael off"] []


all_participants: wolfram lange ["fabrizio campelli"] [] []


sender: Julie Cataudella

subject: KYC

all_participants: julie cataudella ["kimberly hart"] [] []


sender: Diana Canter

subject: RE: Butterfly brokerage [I]

to_recipients:
Funda Bozkurt
zia Memon

all_participants: diana canter ["funda bozkurt", "zia memon"] [] []


subject: RE: Butterfly brokerage [I]

all_participants: funda bozkurt ["zia memon"] ["diana canter"] []


sender: Stewart Oldfield

subject: RE: Butterfly brokerage

all_participants: stewart oldfield ["coley jellinghaus"] ["bradley gillin"] []


sender: Coley Jellinghaus

subject: RE: Butterfly brokerage

all_participants: coley jellinghaus ["stewart oldfield"] ["bradley gillin"] []


subject: FW: Butterfb. brokerage


sender: Richard Kahn

subject: Re: Butterfly brokerage

all_participants: richard kahn ["stewart oldfield"] [] []


subject: Who will have trading authority?

all_participants: stewart oldfield [] [] []


sender: Andrew King

subject: FW: JEE WT

all_participants: andrew king ["litchford"] [] []


sender: Amanda Kirby

subject: Fw: JEE WT

all_participants: amanda kirby ["andrew king"] [] []


sender: bellaklein

subject: JEE WT

cc_recipients:
Darren Indyke
Rich Kahn

all_participants: bellaklein ["amanda kirby"] ["darren indyke", "rich kahn"] []


sender: Kimberly Hart

subject: FW: February 2015 AlsillAYC Escalation Reports II)

all_participants: kimberly hart ["andrea tapia"] [] []


sender: Melisa Venegas

subject: February 2015 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


subject: Re: Past due KYC temporary exception [I]

all_participants: kimberly hart ["amanda kirby"] [] []


all_participants: amanda kirby ["kimberly hart"] [] []


sender: Oliver Esslinger

subject: RE: Steering Committee Presentation [I] [C]

cc_recipients:
Thomas Klemm
Patrik Hoffmann
Julia-C Vetter
Melanie Keefe

all_participants: oliver esslinger ["justin crook"] ["thomas klemm", "patrik hoffmann", "julia-c vetter", "melanie keefe"] []


sender: Thomas Klemm

subject: RE: Steering Committee Presentation

cc_recipients:
Oliver Esslinger
Emily Craig
Julia-C Vetter
Patrik Hoffmann
Donna Kerrigan

all_participants: thomas klemm ["justin crook"] ["oliver esslinger", "emily craig", "julia-c vetter", "patrik hoffmann", "donna kerrigan"] []


sender: Justin Crook

subject: RE: Steering Committee Presentation

all_participants: justin crook ["thomas klemm"] ["oliver esslinger"] []


subject: FW: Combined KYC list and priorities [I]

all_participants: funda bozkurt ["ian salters"] ["kimberly hart"] []


cc_recipients:
Kimberly Hart
Steven Mattus
Victoria Bruce
Bill King
Thomas Klemm
Olivier Poncet

all_participants: ian salters ["oliver esslinger"] ["kimberly hart", "steven mattus", "victoria bruce", "bill king", "thomas klemm", "olivier poncet"] []


subject: FW: Combined KYC list and priorities [1]

to_recipients:
Olivier Poncet
Bill King
Davide-A Sferrazza

cc_recipients:
Alastair Mackinlay
Nina Tona

all_participants: ian salters ["olivier poncet", "bill king", "davide-a sferrazza"] ["alastair mackinlay", "nina tona"] []


subject: Combined KYC list and priorities [I]

all_participants: ian salters ["victoria bruce"] ["ian salters"] []


subject: Confidential

all_participants: coley jellinghaus ["zia memon"] [] []


sender: zia Memon

subject: RE: Butterfly brokerage

all_participants: zia memon ["coley jellinghaus"] ["diana canter"] []


subject: FW: Butterfly brokerage

all_participants: coley jellinghaus ["zia memon"] ["diana cante"] []


subject: RE: Butterfly brokerage

all_participants: stewart oldfield ["coley jellinghaus"] ["bradley gillin"] []


subject: RE: Butterfly brokerage

all_participants: coley jellinghaus ["stewart oldfield"] ["bradley gitlin"] []


subject: Managed Exit account handling

to_recipients:
Ian Salters
Funda Bozkurt
Bill King
Kimberly Hart
Janice Franklin
Maria Pedulla

all_participants: oliver esslinger ["ian salters", "funda bozkurt", "bill king", "kimberly hart", "janice franklin", "maria pedulla"] [] []


subject: RE: Butterfly brokerage [C] [I]

cc_recipients:
zia Memon
Diana Canter
Funda Bozkurt
Zbynek Kozelsky

all_participants: coley jellinghaus ["kimberly hart"] ["zia memon", "diana canter", "funda bozkurt", "zbynek kozelsky"] []


subject: Re:Butterfly brokerage [CI

cc_recipients:
Diana Canter
Kimberly Hart
Funda Bozkurt

all_participants: coley jellinghaus ["zia memon"] ["diana canter", "kimberly hart", "funda bozkurt"] []


sender: Zia Memon

subject: Re:Butterfly brokerage [CI

all_participants: zia memon ["coley jellinghaus"] ["diana canter", "kimberly hart", "funda bozkurt"] []


all_participants: coley jellinghaus [] [] []


subject: Re: Butterfly brokerage

all_participants: richard kahn ["stewart oldfield"] [] []


subject: FW: Butterfly brokerage


subject: RE: Butterfly brokerage

all_participants: stewart oldfield [] ["bradley gillin"] []


subject: Re: Exception Required [I]

all_participants: zia memon ["amanda kirby"] ["irina yablochni"] []


subject: Exception Required [I]

all_participants: amanda kirby ["zia memon"] ["irina yablochnik"] []


all_participants: amanda kirby ["kimberly hart"] [] []


subject: Past due KYC temporary exception [I]

all_participants: kimberly hart ["amanda kirby"] [] []


subject: RE: Epstein

all_participants: kimberly hart ["patrick campion"] [] []


sender: Patrick Campion

subject: RE: Epstein

all_participants: patrick campion ["kimberly hart"] [] []


subject: Epstein


subject: RE: DB Force - Client types

to_recipients:
Funda Bozkurt
Ian Salters

all_participants: julie cataudella ["funda bozkurt", "ian salters"] ["kimberly hart"] []


sender: Funda Bozkurt

subject: DB Force - Client types

to_recipients:
Funda Bozkurt
Julie Cataudella
lan Salters

all_participants: funda bozkurt ["funda bozkurt", "julie cataudella", "lan salters"] [] []


sender: Vahe Stepanian

subject: FW: SFL and Gratitude America Ltd [C]

cc_recipients:
Ariane Dwyer
Paul Morris

all_participants: vahe stepanian ["jj litchford"] ["ariane dwyer", "paul morris"] []


subject: Re: Butterfly Trust account

all_participants: kimberly hart ["daniel-e kaiser"] [] []


sender: Daniel-E Kaiser

subject: Re: Butterfly Trust account

all_participants: daniel-e kaiser ["stewart oldfield"] ["andrew gallivan"] []


sender: Stewart Oldfield

to_recipients: Dan Andrew

all_participants: stewart oldfield ["dan", "andrew"] [] []


subject: Fwd: Butterfly Trust - new KCP brokerage

all_participants: daniel-e kaiser ["kimberly hart"] [] []


subject: Butterfly Trust - new KCP brokerage

all_participants: stewart oldfield ["kimberly hart"] ["daniel-e kaiser"] []


subject: JE - KYC related approvals


sender: Jj Litchford

subject: STC Brokerage: Position Maturing

cc_recipients:
Paul Morris
Vahe Stepanian
Stewart Oldfield

all_participants: jj litchford ["richard kahn"] ["paul morris", "vahe stepanian", "stewart oldfield"] []


sender: Keith Buckholz

subject: RE: Jeffrey Epstein / Southern Financial II]

all_participants: keith buckholz ["kimberly hart"] ["nicholas haig"] []


subject: Re: Jeffrey Epstein / Southern Financial Ill

all_participants: kimberly hart ["keith buckholz"] ["nicholas haigh"] []


all_participants: keith buckholz ["kimberly hart"] [] []


subject: Exception Required [I]

all_participants: amanda kirby ["zia memon"] ["irina yablochnik"] []


subject: Fwd: Butterfly Trust account


subject: Butterfly Trust account

to_recipients:
Daniel-E Kaiser
Andrew Gallivan

all_participants: stewart oldfield ["daniel-e kaiser", "andrew gallivan"] [] []


sender: Michael Off

subject: Re: AW: NYT on DB and Jeffrey Epstein [C] [SC]

all_participants: michael off ["wolfram lange"] ["kimberly hart"] []


sender: Andrea Tapia

subject: RE: February 2015 AML/KYC Escalation Reports [I]

all_participants: andrea tapia ["kimberly hart"] [] []


subject: FW: February 2015 AML/KYC Escalation Reports [I]

all_participants: kimberly hart ["andrea tapia"] [] []


to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-3 Davis
Michael S Jacoby

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-3 davis", "michael s jacoby"] ["armen brash"] []


subject: Re: Butterfly Trust account


subject: Re: Butterfly Trust account


sender: Daniel E Kaiser

subject: Re: Butterfly Trust account

all_participants: daniel e kaiser ["stewart oldfield"] ["andrew gallivan"] []


sender: Richard Kahn

subject: re: wire 11-1-2013

all_participants: richard kahn ["amanda kirby"] ["harry beller"] []


sender: Kim Hart

subject: Case it 01215369: has been assigned to you.

all_participants: kim hart ["amanda kirby"] [] []


sender: Kimberly Hart

all_participants: kimberly hart ["patrick campion"] [] []


sender: Amanda Kirby

subject: Exception Required [I]

all_participants: amanda kirby ["zia memon"] ["julie.cataudella@db.com", "kimberly.hart@db.com", "irina yablochnik"] []


subject: Jeffrey Epstein / Southern Financial [II

all_participants: keith buckholz ["kimberly hart"] ["nicholas haigh"] []


subject: FW: October 2014 AML/KYC Escalation Reports [I]

all_participants: kimberly hart ["melisa venegas"] ["armen brash"] []


subject: RE: October 2014 AML/KYC Escalation Reports [I]

all_participants: andrea tapia ["melisa venegas"] ["kimberly hart", "armen brash"] []


sender: Melisa Venegas

subject: October 2014 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


subject: Fw: October 2014 AML/KYC Escalation Reports [I]


sender: Paul Morris

subject: Fw: JE WT to RB [I]

cc_recipients:
Aracely Sanchez
Amanda Kirby

all_participants: paul morris ["jackson mccarthy"] ["aracely sanchez", "amanda kirby"] []


sender: Bella

subject: JE WT to RB

cc_recipients:
[REDACTED]
Darren Indyke
Richard Kahn

all_participants: bella ["[redacted]"] ["[redacted]", "darren indyke", "richard kahn"] []


sender: Ian Salters

subject: RE: Client OTC derivatives trading with CIB [II

to_recipients:
Funda Bozkurt
Thomas Klemm

all_participants: ian salters ["funda bozkurt", "thomas klemm"] ["kimberly hart"] []


subject: FW: Client OTC derivatives trading with CIB

all_participants: ian salters ["funda bozkurt"] ["thomas klemm", "ian salters"] []


subject: Re: October 2014 AML/KYC Escalation Reports (I]

all_participants: kimberly hart [] ["armen brash"] []


all_participants: melisa venegas ["all"] [] []


sender: Funda Bozkurt

subject: KCP RELATI0NSHIPS_DEC 19 2018 (002).xlsx

all_participants: funda bozkurt ["kimberly hart"] [] []


sender: Emily Craig

subject: RE: Cases with negative media risk [C]

all_participants: emily craig ["kimberly hart"] [] []


subject: RE: Cases with negative media risk [C]

to_recipients:
Emily Craig
Thomas Klemm

all_participants: kimberly hart ["emily craig", "thomas klemm"] [] []


sender: Vahe Stepanian

subject: RE: Jeepers transfer [C]

to_recipients:
Stewart Oldfield
Paul Morris

all_participants: vahe stepanian ["stewart oldfield", "paul morris"] ["melinda roy"] []


sender: Stewart Oldfield

subject: Re: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Paul Morris

all_participants: stewart oldfield ["vahe stepanian", "paul morris"] ["melinda roy"] []


subject: FW: Jeepers transfer [C]

all_participants: vahe stepanian ["paul morris"] ["stewart oldfield"] []


subject: RE: Jeepers transfer [C]

cc_recipients:
bellaklein
Richard Kahn

all_participants: vahe stepanian ["darren indyke"] ["bellaklein", "richard kahn"] []


sender: Darren Indyke

subject: Re: Jeepers transfer [C]

all_participants: darren indyke ["vahe stepanian"] [] []


subject: Re: Jeepers transfer [C]

all_participants: vahe stepanian ["darren indyke"] [] []


subject: AML/KYC Escalation Reports [I]

all_participants: andrea tapia ["melisa venegas"] ["kimberly hart"] []


sender: Jennifer Hudson

subject: Re: Progress Update [I]

all_participants: jennifer hudson ["dave-d patel"] ["emily manley"] []


subject: Payments

all_participants: kimberly hart ["patrick campion"] [] []


sender: PWMUS AMLKYC/db/dbcom

subject: ESCALATION

all_participants: pwmus amlkyc/db/dbcom ["jacqueline lightbody"] ["pwmus amlkyc/db"] []


subject: DRAFT: CLEARED_█████████████████

all_participants: pwmus amlkyc/db/dbcom ["jacqueline lightbody"] [] []


subject: Re: Fw: RDC ALERT

cc_recipients:
Andrew Kisz
PWMUS AMLKYC

all_participants: amanda kirby ["pwmus amlkyc"] ["andrew kisz", "pwmus amlkyc"] []


sender: PWMUS AMLKYC

subject: Re: Fw: RDC ALERT

all_participants: pwmus amlkyc ["amanda kirby"] ["pwmus amlkyc"] []


subject: Fw: RDC ALERT -

cc_recipients:
Michael Vila/db/dbcom@DBAMERICAS
Andrew Kisz/db/dbcom@DBAMERICAS
Andrea Klingenberg/db/dbcom@D

all_participants: amanda kirby ["pwmus amlkyc/db/dbcom@dbamericas"] ["michael vila/db/dbcom@dbamericas", "andrew kisz/db/dbcom@dbamericas", "andrea klingenberg/db/dbcom@d"] []


sender: PWM BIS-Research

subject: RDC ALERT-

all_participants: pwm bis-research [] ["pwmus amlkyc"] []


subject: OTC Derivative trading with CIB [I]

to_recipients:
Oliver Esslinger
Thomas Klemm
Kimberly Hart
Puzant Merdinian
Steven Mattus
Olivier Poncet
Andrea DeMar (andrea.demar@db.com)
Bill King
Jeffrey Roth
Joe Hamilton

cc_recipients:
Victoria Bruce
Ian Salters

all_participants: ian salters ["oliver esslinger", "thomas klemm", "kimberly hart", "puzant merdinian", "steven mattus", "olivier poncet", "andrea demar (andrea.demar@db.com)", "bill king", "jeffrey roth", "joe hamilton"] ["victoria bruce", "ian salters"] []


sender: [Redacted]

subject: Banking Officer change [I]

all_participants: [redacted] ["[redacted]"] ["[redacted]"] []


sender: [REDACTED]

subject: RE: Client OTC derivatives trading with CIB [1]

all_participants: [redacted] ["multiple recipients (names redacted)"] ["multiple recipients (names redacted)"] []


sender: Victoria Bruce

subject: Client OTC derivatives trading with CIB [Ij

to_recipients:
Victoria Bruce
Thomas Klemm
Kimberly Hart
Puzant Merdinian
Steven Mattus
Olivier Poncet
Ian Salters
Andrea DeMar
Bill King
Jeffrey Roth

all_participants: victoria bruce ["victoria bruce", "thomas klemm", "kimberly hart", "puzant merdinian", "steven mattus", "olivier poncet", "ian salters", "andrea demar", "bill king", "jeffrey roth"] [] []


sender: Wolfram Lange

subject: Re: Initial thoughts

all_participants: wolfram lange ["kimberly hart"] ["michael off"] []


subject: Re: Initial thoughts

cc_recipients:
Michael Off
Martina Messing

all_participants: wolfram lange ["kimberly hart"] ["michael off", "martina messing"] []


sender: Julie Cataudella

subject: Butterfly Trust Transactions

all_participants: julie cataudella ["kimberly hart"] [] []


sender: Billy Obregon

subject: RE: Please advise if we need to retain [I)

to_recipients:
Davide-A Sferrazza
Nina Tona
Joshua Shoshan
Martin Zeman

cc_recipients:
Alastair Mackinlay
Ian Salters
Alan Brody

all_participants: billy obregon ["davide-a sferrazza", "nina tona", "joshua shoshan", "martin zeman"] ["alastair mackinlay", "ian salters", "alan brody"] []


sender: Davide-A Sferrazza

to_recipients:
Nina Tona
Joshua Shoshan
Martin Zeman
Billy Obregon

all_participants: davide-a sferrazza ["nina tona", "joshua shoshan", "martin zeman", "billy obregon"] ["alastair mackinlay", "ian salters", "alan brody"] []


sender: Nina Tona

subject: Please advise if we need to retain [I]

to_recipients:
Joshua Shoshan
Davide-A Sferrazza
Martin Zeman
Billy Obregon

all_participants: nina tona ["joshua shoshan", "davide-a sferrazza", "martin zeman", "billy obregon"] ["alastair mackinlay", "ian salters", "alan brody"] []


sender: Davide Sferrazza

subject: RE: Please advise if we need to retain [I]

all_participants: davide sferrazza ["nina tona"] [] []


sender: Ian Salters

subject: FW: OTC Derivative trading with CIB [I]

to_recipients:
Davide-A Sferrazza
Daniel-E Kaiser
Alan Brody

all_participants: ian salters ["davide-a sferrazza", "daniel-e kaiser", "alan brody"] [] []


sender: Paul Morris

subject: FW: Cnh trade [CI

all_participants: paul morris ["stewart 0ldfield"] [] []


sender: Richard Kahn

subject: Cnh trade

to_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: richard kahn ["daniel sabba", "vahe stepanian"] [] []


sender: Mathew Negus

subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]

to_recipients:
Nina Tona
Xavier Avila

cc_recipients:
Ian Salters
Martin Zeman

all_participants: mathew negus ["nina tona", "xavier avila"] ["ian salters", "martin zeman"] []


cc_recipients:
Jimmy-H Xu
Xavier Avila
Joe Aglione
Akash Malhotra
Ian Salters
Pankaj-A Chopra
Martin Zeman

all_participants: nina tona ["mathew negus"] ["jimmy-h xu", "xavier avila", "joe aglione", "akash malhotra", "ian salters", "pankaj-a chopra", "martin zeman"] []


sender: Jimmy-H Xu

to_recipients:
Jimmy-H Xu
Mathew Negus
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: jimmy-h xu ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: Xavier Avila

to_recipients:
Mathew Negus
Akash Malhotra
Joe Aglione
Ian Salters
Nina Tona

all_participants: xavier avila ["mathew negus", "akash malhotra", "joe aglione", "ian salters", "nina tona"] [] []


sender: Martin Zeman

subject: Southern Financial Rates trade details for booking II]

to_recipients:
Michel Sommer
Xavier Avila

all_participants: martin zeman ["michel sommer", "xavier avila"] [] []


sender: Bella Klein

subject: JE wire to Russia

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Vahe Stepanian

subject: RE: JPY/KRO Call Spreads [C]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

all_participants: vahe stepanian ["jeevacation@gmail.com"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "richard kahn"] []


sender: Jeffrey E.

subject: Re: JPY/KRO Call Spreads [C]

all_participants: jeffrey e. ["vahe stepanian"] [] []


subject: Re: JPY/KRO Call Spreads [C]

all_participants: vahe stepanian ["jeffrey e."] [] []


subject: Re: JPY/KRO Call Spreads [C]

to_recipients:
Vahe Stepanian
Richard Kahn

all_participants: jeffrey e. ["vahe stepanian", "richard kahn"] [] []


sender: jeffrey E.

subject: Re: JPY/KR0 Call Spreads [C]

to_recipients:
Vahe Stepanian
Rkhard Kahn

all_participants: jeffrey e. ["vahe stepanian", "rkhard kahn"] [] []


sender: Prachi Pawa (on behalf of PWM BIS-Research)

subject: Researches

all_participants: prachi pawa (on behalf of pwm bis-research) ["cynthia rodriguez"] [] []


sender: Amanda Kirby

subject: Re: JEE WT to SP

all_participants: amanda kirby [] [] []


sender: bellaklein

subject: JEE WT to SP

cc_recipients:
Richard Kahn
Harry Baller

all_participants: bellaklein ["amanda kirby"] ["richard kahn", "harry baller"] []


subject: Message from ICMBT C253

all_participants: kmbizhub@hbrkassociates.com [] [] []


sender: Amanda Kirb

subject: RegE Disclosure

all_participants: amanda kirb ["edward borland"] [] []


subject: re wires (4) 2-27-2014

all_participants: richard kahn ["amanda kirby"] ["harry beller"] []


sender: Andrew King

subject: Wire Request-Jeffrey Epstein [I]

to_recipients:
Margaux McGrath
Rebecca Velanis

cc_recipients:
Paul Morris
Amanda Kirby

all_participants: andrew king ["margaux mcgrath", "rebecca velanis"] ["paul morris", "amanda kirby"] []


sender: bellaklein <bklein575@gmail.com>

subject: Fwd: JEE WT to SLK

all_participants: bellaklein <bklein575@gmail.com> ["andrew king"] [] []


sender: Unknown

subject: JEE WI to SLK

cc_recipients:
Richard Kahn
Darren Indyke

all_participants: unknown ["amanda kirby"] ["richard kahn", "darren indyke"] []


subject: Re: wire additional information needed

all_participants: richard kahn ["aracely sanchez"] [] []


sender: Aracely Sanchez

subject: Re: wire additional information needed

all_participants: aracely sanchez ["richard kahn"] [] []


sender: Richard Kahn

subject: Re: wire additional information needed

all_participants: richard kahn [] [] []


subject: wire additional information needed

all_participants: aracely sanchez ["rich"] [] []


subject: re: wires (7)

cc_recipients:
Darren Indyke
Ein Klein

all_participants: richard kahn ["amanda kirby"] ["darren indyke", "ein klein"] []


sender: Armen Brash

subject: Your KYC has been rejected

all_participants: armen brash ["amanda kirby"] [] []


subject: Re: KY

all_participants: amanda kirby ["armen brash"] [] []


subject: KYC 01121718 [I]

all_participants: armen brash ["(redacted)"] [] []


subject: Re: KYC 01121718 (1)

to_recipients:
Jacqueline Lightbody
Janice Franklin
Michael Vila

all_participants: amanda kirby ["jacqueline lightbody", "janice franklin", "michael vila"] ["armen brash"] []


subject: KYC 01121718 [I]

to_recipients:
Jacqueline Lightbody
Janice Franklin
Michael

all_participants: armen brash ["jacqueline lightbody", "janice franklin", "michael"] ["amanda kirby"] []


sender: Janice Franklin

subject: Your KYC has been rejected

all_participants: janice franklin ["amanda kirby"] [] []


subject: Your KYC has been approve IMM


subject: Attached Image

all_participants: hp.scanning@discard.mail.db.com ["amanda kirby"] [] []


subject: Case £1 01150245: has been assigned to you.

all_participants: amanda kirby ["pwm a0g"] [] []


subject: FDB WT to Camard

all_participants: bellaklein ["amanda kirby"] [] []


sender: Melisa Venegas

subject: Case tt 01161376: has been assigned to you.

all_participants: melisa venegas ["amanda kirby"] [] []


subject: Re: JEE WT To SP

cc_recipients:
Harry Bailer
Richard Kahn

all_participants: amanda kirby [] ["harry bailer", "richard kahn"] []


subject: JEE WT To SP

cc_recipients:
Harry Baller
Richard Kahn

all_participants: bellaklein ["amanda kirby"] ["harry baller", "richard kahn"] []


subject: Re: NES WT to Tes

all_participants: amanda kirby ["[redacted]"] ["harry baller", "richard kahn"] []


subject: NES WT to Tes

all_participants: bellaklein ["[redacted]"] ["richard kahn", "harry baller"] []


subject: Additional signer

all_participants: amanda kirby ["janice franklin"] [] []


sender: Due Diligence Notification

subject: Due Diligence Notification

all_participants: due diligence notification ["amanda kirby"] [] []


sender: [Redacted]

subject: Re: KYC 1133624: Your KYC has been rejected [I)

all_participants: [redacted] ["amanda"] [] []


subject: Re: Your KYC has been rejected [I]


subject: Re: Your KYC has been rejected


sender: Jacqueline Lightbody

subject: Case if 01133377: has been assigned to you.

all_participants: jacqueline lightbody ["amanda kirby"] [] []


subject: Re: NES,LLC. KYC #: 01141322 [II


subject: Re: NES, LLC. KYC #: 01141322 [I]

all_participants: amanda kirby ["jacqueline lightbody"] [] []


sender: Jacqueline Light

subject: Re: NES, LLC. KYC #: 01141322 [I]

all_participants: jacqueline light ["amanda kirby"] [] []


subject: NES, LLC. KYC #: 01141322 [I]


subject: re: wires (3) 11.20.2013

all_participants: richard kahn ["amanda kirby"] ["harry seller"] []


subject: JEE WT To Ship Antiques

cc_recipients:
Harry Baller
Rich Kahn

all_participants: bellaklein ["amanda kirby"] ["harry baller", "rich kahn"] []


sender: Paul Morris

subject: Re: Reinsurance deal [C)

all_participants: paul morris ["stewart oldfield"] [] []


sender: Stewart Oldfield

subject: Re: Reinsurance deal [C]

all_participants: stewart oldfield ["paul morris"] [] []


subject: Re: Reinsurance deal [c]


subject: Re: Reinsurance deal [c]

to_recipients:
Tazia Smith
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: stewart oldfield ["tazia smith", "paul morris", "matt glassman", "ariane dwyer"] [] []


sender: Tazia Smith

subject: Re: Reinsurance deal [c]

to_recipients:
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: tazia smith ["paul morris", "matt glassman", "ariane dwyer"] ["stewart oldfield"] []


subject: Reinsurance deal [C]

all_participants: paul morris ["tazia smith"] ["stewart oldfield"] []


sender: Amanda Kirby

subject: Re: New Account Application - & Karyna Shuliak

all_participants: amanda kirby ["richardkahn12@gmail.com"] [] []


subject: New Account Application - & Karyna Shuliak

all_participants: richard kahn ["amanda kirby/db/dbcom@dbamericas"] [] []


Message from KMBT_C253


subject: Re: wire 12-12-2013

all_participants: richard kahn ["amanda kirby"] [] []


subject: re: wire 12-12-2013

all_participants: richard kahn ["amanda kirby"] ["harry beller"] []


subject: re: wire 1.31.2014

cc_recipients:
Harry Seller
bellaklein Klein

all_participants: richard kahn ["amanda kirby"] ["harry seller", "bellaklein klein"] []