subject: RE: JE meeting with Todd Stevens week of Jan. 30th? [C] [I]

all_participants: stewart oldfield ["todd stevens"] [] []


sender: Todd Stevens

all_participants: todd stevens ["stewart oldfield"] [] []


sender: Stewart Oldfield

subject: FW: JE meeting with Todd Stevens week of Jan. 30th? [CJ [I]


sender: Lesley Groff

subject: Re: JE meeting with Todd Stevens week of Jan. 30th? [C]

all_participants: lesley groff ["stewart oldfield"] ["rich kahn"] []


all_participants: stewart oldfield ["richard kahn"] ["lesley groff"] []


sender: Richard Kahn

all_participants: richard kahn ["stewart oldfield"] ["lesley groff"] []


all_participants: stewart oldfield [] [] []


sender: Cynthia Rodriguez

cc_recipients:
Richard Kahn
Darren Indyke

all_participants: cynthia rodriguez ["bella klein"] ["richard kahn", "darren indyke"] []


subject: Re: Call with our Muni desk - [l]

all_participants: stewart oldfield ["martin zeman"] [] []


sender: Martin Zeman

subject: RE: Call with our Muni desk - [I]

all_participants: martin zeman ["stewart oldfield"] [] []


subject: Re: Call with our Muni desk - [I]


subject: FW: Annual Review [I]

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


sender: Bella Klein

subject: Re: Annual Review

all_participants: bella klein ["cynthia rodriguez"] ["stewart oldfield"] []


subject: Re: Annual Review

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Paul Barrett

subject: Re: [/] Trade Idea: Tax Reform Pure-Play / Long-Short Basket Pair [C]

cc_recipients:
Vahe Stepanian
Xavier Avila
Joshua Shoshan
Stewart Oldfield
Davide-A Sferrazza

all_participants: paul barrett ["martin zeman"] ["vahe stepanian", "xavier avila", "joshua shoshan", "stewart oldfield", "davide-a sferrazza"] []


subject: FW: Southern Financial - Client Confirmation [CJ

all_participants: martin zeman ["stewart 0ldfield"] [] []


subject: Inquiry Regarding Account xxxx LSJE

all_participants: stewart oldfield ["richard kahn"] ["bradley gillin"] []


sender: [sender name redacted]

subject: Client Conference Call with CEO [redacted]: Deutsche Bank in the news - June 1 @ 1pm ET

to_recipients:
[recipient name redacted]
[recipient name redacted]

all_participants: [sender name redacted] ["[recipient name redacted]", "[recipient name redacted]"] [] ["(redacted)"]


sender: Liam Osullivan

subject: Trade Details --> 7/25/18 / Naspers [C]

to_recipients:
Paul Barrett
Richard Kahn

cc_recipients:
Martin Zeman
Davide-A Sferrazza
Xavier Avila
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "davide-a sferrazza", "xavier avila", "stewart oldfield"] []


subject: RE: [redacted] Overdraft

all_participants: cynthia rodriguez ["bella klein"] ["[name redacted]"] []


subject: [redacted] Overdraft


subject: DO NOT FORWARD: Brad, can you give me an urgent call re [redacted]?

all_participants: [sender name redacted] ["[recipient name redacted]"] ["[multiple recipients redacted]"] []


sender: Bradley Gillin

subject: Re: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh

to_recipients: Joshua Shoshan <███████████████████████>

cc_recipients: Martin Zeman <██████████████████████>

cc_recipients: Liam Osullivan <███████████████████████>

all_participants: bradley gillin ["joshua shoshan <███████████████████████>"] ["martin zeman <██████████████████████>", "liam osullivan <███████████████████████>"] []


sender: Joshua Shoshan

all_participants: joshua shoshan ["bradley gillin"] [] []


subject: RIN follow up

all_participants: stewart oldfield ["paul barrett"] ["vahe stepanian"] []


subject: Re: Welcome to Deutsche Bank Research — ████████████████████████

all_participants: stewart oldfield ["████████████████████████████████████████████"] [] []


subject: FW: Wekome to Deutsche Bank Research -

all_participants: paul barrett ["stewart oldfield"] [] []


sender: Chetan Kataria

subject: Welcome to Deutsche Bank Research

all_participants: chetan kataria ["paul barrett"] ["davide-a sferrazza"] []


subject: DB Forecast Map - Fiscal Balance in % of GDP for 2018

all_participants: chetan kataria ["██████████████████████"] [] []


subject: FW: [███████] RE: Southern Financial LLC Amendment[C]

all_participants: martin zeman ["paul barrett"] ["stewart oldfield"] []


sender: [name redacted]

subject: Pinehurst "Russell 3000" Collateralized Note

all_participants: [name redacted] ["[name(s) redacted]"] ["multiple recipients (names redacted)"] []


subject: Re: Indicative R/R on 10Y US rates

cc_recipients:
Xavier Avila
Stewart Oldfield

all_participants: paul barrett ["martin zeman"] ["xavier avila", "stewart oldfield"] []


sender: Torsten Slok

subject: RE: Fwd: DB: Foreign demand for US credit weakening

to_recipients:
Martin Zeman
Xavier Avila
Stewart Oldfield

all_participants: torsten slok ["martin zeman", "xavier avila", "stewart oldfield"] ["jennifer francis (jennifer.francis@db.com)"] []


subject: FW: Fwd: DB: Foreign demand for US credit weakening

to_recipients:
Torsten Slok
Xavier Avila
Stewart Oldfield

all_participants: martin zeman ["torsten slok", "xavier avila", "stewart oldfield"] [] []


subject: Fwd: DB: Foreign demand for US credit weakening

all_participants: paul barrett ["martin zeman <martin.zeman@db.com>"] [] []


subject: DB: Foreign demand for US credit weakening

all_participants: torsten slok ["undisclosed-recipients"] [] []


subject: DIFFERENTIATED EVENT: DB Theme Week

cc_recipients:
Marc Nickley
David Silber
Nadean Novogratz
Courteney B Fornal
Joshua Shoshan
Xavier Avila
Stewart Oldfield

all_participants: martin zeman ["garlina meggett"] ["marc nickley", "david silber", "nadean novogratz", "courteney b fornal", "joshua shoshan", "xavier avila", "stewart oldfield"] []


sender: Marc Nickley

subject: DIFFERENTIATED EVENT: DB Theme Week: 1) Tech/Internet 12/12, 2) Media/Telco 12/14, 3) Industrials 12/11, 4) Consumer 12/14, 5) Healthcare 12/15, 6) Energy 12/18, 7) Financials 12/19

all_participants: marc nickley [] [] []


sender: [redacted]

subject: USDARS NDF confirmation [C]

all_participants: [redacted] ["[recipient(s) redacted]"] ["[multiple recipients redacted]"] []


sender: Davide-A Sferrazza

subject: 2Y 2s10s Curve Cap Confirmation

cc_recipients:
Xavier Avila
Martin Zeman
Liam Osullivan
Stewart Oldfield

all_participants: davide-a sferrazza ["paul barrett", "richard kahn"] ["xavier avila", "martin zeman", "liam osullivan", "stewart oldfield"] []


sender: [redacted name]

subject: RE: Inquiry Regarding Account xxxxx [redacted] LSJE, LLC

all_participants: [redacted name] ["[redacted name]"] ["[redacted name]"] []


sender: [REDACTED NAME]

subject: Re: Have you spoken to [REDACTED NAME] about Harvest? [I]


sender: Stewart Oldfield

subject: RE: Harvest Collateral Yield Enhancement Strategy

all_participants: stewart oldfield ["andrew king"] [] []


sender: Andrew King

subject: Harvest Collateral Yield Enhancement Strategy

all_participants: andrew king ["██████████████"] ["stewart oldfield"] []


subject: Re: Call with our Muni desk - [C]

to_recipients: [Recipient name(s) and address(es) redacted]

all_participants: stewart oldfield ["[recipient name(s) and address(es) redacted]"] [] []


sender: Martin Zeman

subject: Call with our Muni desk -


sender: Sarah Rafferty

subject: Frieze NY registration status [I]

all_participants: sarah rafferty ["stewart oldfield"] [] []


subject: RE: Trade Details --> 7/25/18 / Naspers [C]

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "davide-a sferrazza", "xavier avila", "stewart oldfield"] []


subject: Trade Details --> 7/25/18 / Naspers [C]


sender: Vijay-A Sawant

subject: 2018 Periodic Review of acct Prytanee, LLC (GCIS#550868) under SOUTHERN FINANCIAL RELATIONSHIP

to_recipients:
Stewart Oldfield
Bradley Gillin
Hildegarde Berrios

all_participants: vijay-a sawant ["stewart oldfield", "bradley gillin", "hildegarde berrios"] ["daphne cales"] []


sender: Xavier Avila

subject: RE: DB FX trade idea: EURZAR-USDZAR correlation swap

cc_recipients:
Stewart Oldfield
Joshua Shoshan
Martin Zeman

all_participants: xavier avila ["paul barrett"] ["stewart oldfield", "joshua shoshan", "martin zeman"] []


subject: RE: Launched: [13.0]% p.a. Callable Yield Note with Contingent Coupon

cc_recipients:
Stewart Oldfield
Xavier Avila
Vahe Stepanian
Joshua Shoshan
Davide-A Sferrazza

all_participants: martin zeman ["paul barrett"] ["stewart oldfield", "xavier avila", "vahe stepanian", "joshua shoshan", "davide-a sferrazza"] []


sender: Vahe Stepanian

subject: RE: Rated Infrastructure Notes (RIN) II

to_recipients:
Paul Barrett
Stewart Oldfield

all_participants: vahe stepanian ["paul barrett", "stewart oldfield"] ["martin zeman"] []


sender: Paul Barrett

subject: RE: Rated Infrastructure Notes (RIN) II

to_recipients:
Vahe Stepanian
Stewart Oldfield

all_participants: paul barrett ["vahe stepanian", "stewart oldfield"] ["martin zeman"] []


subject: RE: Rated Infrastructure Notes (RIN) II

to_recipients:
Stewart Oldfield
Vahe Stepanian

all_participants: paul barrett ["stewart oldfield", "vahe stepanian"] [] []


sender: [name redacted] (redacted email)

subject: RE: RIN follow up

all_participants: [name redacted] (redacted email) ["[name redacted] (redacted email)"] ["2 recipients (names/emails redacted)"] []


subject: RE: RIN follow up

all_participants: stewart oldfield ["paul barrett"] [] []


sender: Bella Klein

subject: Re: Euros from acc xxxx9691

cc_recipients:
Stewart Oldfield
Bradley Gillin
Richard Kahn

all_participants: bella klein ["rodney macelus"] ["stewart oldfield", "bradley gillin", "richard kahn"] []


subject: Euros from acc xxxx9691

all_participants: [] ["richard kahn"] []


subject: XPO Logistics - Takeaways from mgmt. meeting

all_participants: martin zeman ["paul barrett"] ["stewart oldfield"] []


sender: Amit Mehrotra

all_participants: amit mehrotra ["martin zeman"] [] []


sender: Rowena Thomas

all_participants: rowena thomas ["richard kahn"] [] []


sender: Richard Kahn

subject: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

cc_recipients:
Stewart Oldfield
Darren Indyke
Bella Klein

all_participants: richard kahn ["marjorie flash"] ["stewart oldfield", "darren indyke", "bella klein"] []


subject: Fwd: JEE WT

all_participants: richard kahn [] [] []


sender: Marjorie Flash

subject: RE: JEE WT

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: marjorie flash ["bellaklein"] ["darren indyke", "richard kahn"] []


sender: bellaklein

subject: JEE WT

all_participants: bellaklein ["marjorie flash"] ["darren indyke", "richard kahn"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C]

all_participants: andrew king ["vahe stepanian", "stewart oldfield"] ["martin zeman"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [II [CI

to_recipients:
Andrew King
Stewart Oldfield

all_participants: vahe stepanian ["andrew king", "stewart oldfield"] ["martin zeman"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I)


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy (I)

to_recipients:
Stewart Oldfield
Andrew King

all_participants: vahe stepanian ["stewart oldfield", "andrew king"] ["martin zeman"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy

cc_recipients:
Martin Zeman
Vahe Stepanian

all_participants: stewart oldfield ["andrew king"] ["martin zeman", "vahe stepanian"] []


all_participants: andrew king ["paul barrett"] ["stewart oldfield"] []


all_participants: paul barrett ["andrew king"] ["stewart oldfield"] []


subject: DB - Harvest Collateral Yield Enhancement Strategy


subject: RE: Invitation: Frieze New York preview day - May 2, 2018


all_participants: paul barrett ["stewart oldfield"] [] []


subject: Invitation: Frieze New York preview day - May 2, 2018

all_participants: stewart oldfield ["paul barrett"] ["martin zeman"] []


all_participants: stewart oldfield [] [] []


sender: [name redacted]

subject: Butterfly Trust - new brokerage account needed

all_participants: [name redacted] ["3 recipients (names redacted)"] ["2 recipients (names redacted)"] ["1 recipient (redacted)"]


subject: Re: Any chance you also have the Mort certificate handy? Thanks

all_participants: bella klein ["stewart oldfield"] [] []


sender: [name/email redacted]

subject: RE: 2018 Periodic Review of Accts Southern Financial LLC (█ & LSJE, LLC (█)) under the SOUTHERN FINANCIAL RELATIONSHIP [I]

all_participants: [name/email redacted] ["[name/email redacted]"] ["[multiple recipients; names/emails redacted]"] []


subject: RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I]

cc_recipients:
Bradley Gillin
Stewart Oldfield
Mayur Rathod

all_participants: vijay-a sawant ["richard iarossi"] ["bradley gillin", "stewart oldfield", "mayur rathod"] []


subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS/1499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I)

cc_recipients:
Bradley Gitlin
Stewart Oldfield

all_participants: vijay-a sawant ["richard larossi"] ["bradley gitlin", "stewart oldfield"] []


subject: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: vijay-a sawant ["bradley gillin"] ["stewart oldfield"] []


sender: Mayur Rathod

subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [1]

cc_recipients:
Richard Iarossi
Bradley Gillin
Vinita Advani
Vijay-A Sawant

all_participants: mayur rathod ["stewart oldfield"] ["richard iarossi", "bradley gillin", "vinita advani", "vijay-a sawant"] []


subject: Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: mayur rathod ["rich"] [] []


subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP

cc_recipients:
Bradley Gillin
Richard Iarossi
Alka Babu
Mayur Rathod
Vinita Advani

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "richard iarossi", "alka babu", "mayur rathod", "vinita advani"] []


subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP


sender: Stewart Oldfield

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi", "alka babu", "mayur rathod", "vinita advani"] []


subject: Re: PLEASE HELP TO STOP WIRE FROM LSJE TO [redacted]

all_participants: bella klein ["brigid macias"] ["stewart oldfield", "bradley gillin", "richard kahn"] []


subject: Re: PLEASE HELP TO STOP WIRE FROM LSJE TO


sender: Brigid Macias

subject: PLEASE HELP TO STOP WIRE FROM LSJE TO [redacted]

all_participants: brigid macias ["[name/email redacted]"] ["3 recipients [names/emails redacted]"] []


Outgoing Wire Status Change


subject: Re: 2018 Periodic Review of High Risked Accounts [redacted], Butterfly Trust [redacted] and Neptune, LLC [redacted] under the SOUTHERN FINANCIAL RELATIONSHIP [1]

all_participants: stewart oldfield ["[redacted]"] ["[multiple recipients; several redacted]"] []


cc_recipients:
Richard larossi
Mayur Rathod
Bradley Gillin

all_participants: vijay-a sawant ["stewart oldfield"] ["richard larossi", "mayur rathod", "bradley gillin"] []


subject: RE: 2018 Periodic Review of High Risked Account I Butterfly Trust and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP


sender: Vijay Sawant

subject: Re: 2018 Periodic Review of High Risked Accounts, Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP

cc_recipients:
Richard Larossi
Mayur Rathod
Bradley Gillin

all_participants: vijay sawant ["stewart oldfield"] ["richard larossi", "mayur rathod", "bradley gillin"] []


subject: 2018 Periodic Review of High Risked Accounts, Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: stewart oldfield ["vijay-a sawant"] ["richard larossi", "mayur rathod", "bradley gillin"] []


sender: Vijay-A Sawant

subject: Pending Confirmations Required in KYC Case# █████ for Butterfly & Neptune

cc_recipients:
Richard Iarossi
Mayur Rathod
Bradley Gillin

all_participants: vijay-a sawant ["stewart oldfield"] ["richard iarossi", "mayur rathod", "bradley gillin"] []


subject: RE: 2018 Periodic Review of High Risked Accounts (GCIS: ), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP (I)

to_recipients:
Stewart Oldfield
Richard Iarossi

cc_recipients:
Mayur Rathod
Bradley Gillin

all_participants: vijay-a sawant ["stewart oldfield", "richard iarossi"] ["mayur rathod", "bradley gillin"] []


sender: Paul Morris

subject: Re: Fw dc alert [I]

all_participants: paul morris ["amanda kirby"] [] []


sender: Amanda Kirby

subject: Fw: rdc alert [I]

all_participants: amanda kirby ["paul morris"] [] []


sender: PWM BIS-Research

subject: Fw: rdc alert [I]

all_participants: pwm bis-research ["amanda kirby"] ["pwmus amlkyc"] []


sender: Urvashi

subject: dc alert [I]

all_participants: urvashi [] [] []


sender: Andrew King

subject: RE: DB - Harvest Collateral Yield Enhancement Strategy II]

all_participants: andrew king ["vahe stepanian", "stewart oldfield"] ["martin zeman"] []


sender: Vahe Stepanian

subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I]

all_participants: vahe stepanian ["stewart oldfield", "andrew king"] ["martin zeman"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy

all_participants: stewart oldfield ["andrew king"] ["martin zeman", "vahe stepanian"] []


all_participants: andrew king ["paul barrett"] ["stewart oldfield"] []


sender: Martin Zeman

subject: EURUSD Option confirmation

all_participants: martin zeman ["paul barrett", "richard kahn"] ["stewart oldfield"] []


sender: Xavier Avila

subject: RE: EURUSD Option confirmation

cc_recipients:
Liam Osullivan
Joshua Shoshan
Stewart Oldfield
Martin Zeman

all_participants: xavier avila ["paul barrett", "richard kahn"] ["liam osullivan", "joshua shoshan", "stewart oldfield", "martin zeman"] []


sender: Liam Osullivan

subject: SFLLC - FACTA Tax Documentation [C]

cc_recipients:
Paul Barrett
Davide-A Sferrazza
Joshua Shoshan
Martin Zeman
Vahe Stepanian

all_participants: liam osullivan ["richard kahn"] ["paul barrett", "davide-a sferrazza", "joshua shoshan", "martin zeman", "vahe stepanian"] []


sender: [redacted]

subject: Recall: Trade Details --> 06/01/2018 [C]

all_participants: [redacted] ["[redacted]"] ["[redacted]"] []


subject: RE: EMS/090718728425: *** URGENT : ***RE: **URGENT** DEPOSIT PWM RETURN A/c # [redacted] dated 07.06.18

all_participants: [redacted] ["[redacted]"] ["multiple recipients (redacted)"] []


subject: Trade Details 8/16/2018 [C]

cc_recipients:
Martin Zeman
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "xavier avila", "davide-a sferrazza", "stewart oldfield"] []


sender: Richard Kahn

subject: signed trade confirm

to_recipients:
Paul Barrett
Stewart Oldfield
Xavier Avila
Davide-A Sferrazza
Joshua Shoshan
Martin Zeman
Vahe Stepanian
Liam Osullivan
Jeanne Brennan

all_participants: richard kahn ["paul barrett", "stewart oldfield", "xavier avila", "davide-a sferrazza", "joshua shoshan", "martin zeman", "vahe stepanian", "liam osullivan", "jeanne brennan"] [] []


sender: Margaux Mcgrath

subject: Wire Confirmation [C]

cc_recipients:
Vahe Stepanian
Amanda Kirby

all_participants: margaux mcgrath ["bellaklein"] ["vahe stepanian", "amanda kirby"] []


subject: Re: Have you spoken to Paul Barrett about Harvest? [I]

all_participants: stewart oldfield ["vahe stepanian"] ["martin zeman"] []


all_participants: stewart oldfield ["andrew king"] [] []


sender: Paul Barrett

all_participants: paul barrett ["andrew king"] ["stewart oldfield"] []


sender: [Sender name redacted]

subject: RE: MIFID II & research - access to portal for clients [ ]

all_participants: [sender name redacted] ["[recipient name redacted]"] [] ["redacted"]


sender: Anna-Sofiya Lupolover

subject: RE: MIFID II & research - access to portal for clients [I]

all_participants: anna-sofiya lupolover [] [] []


sender: Sheffali Welch

subject: FW: MIFID II & research - access to portal for clients (I)

cc_recipients:
Anna-Sofiya Lupolover
Armen Brash
Nicholas Allen

all_participants: sheffali welch [] ["anna-sofiya lupolover", "armen brash", "nicholas allen"] []


sender: Torsten Slok, Ph.D.

subject: DB: Foreign demand for US credit weakening

all_participants: torsten slok, ph.d. ["undisclosed-recipients"] [] []


sender: Bradley Gillin

subject: FW: Inquiry Regarding Account# ███████, Client: JEFFREY EPSTEIN, Alert #84699 - Due May 10 [I]

all_participants: bradley gillin ["amlcompliance.inquiries@db.com"] ["stewart oldfield"] []


sender: Stewart Oldfield

subject: Fwd: Inquiry Regarding Account# █████████, Client: JEFFREY EPSTEIN, Alert #84699 - Due May 10 [I]

all_participants: stewart oldfield ["bradley gillin"] [] []


sender: Amlcompliance Inquiries

subject: Inquiry Regarding Account# (redacted)

all_participants: amlcompliance inquiries ["stewart oldfield (redacted)"] ["amlcompliance inquiries (redacted)"] []


subject: RE: Harvest CYES Update - May 2018 [I]


subject: FW: Harvest CYES Update - May 2018 [I]

all_participants: andrew king ["stewart oldfield"] [] []


sender: Johannes Reis

subject: Harvest CYES Update - May 2018 [I]

all_participants: johannes reis [] ["kyle vaughn"] []


subject: RE: STC wire (I)

all_participants: vahe stepanian ["zbynek koze'sky"] ["stewart 0ldfield"] []


sender: Zbynek Kozelsky

subject: RE: STC wire [IJ

all_participants: zbynek kozelsky ["vahe stepanian"] [] []


sender: Vahe Stepanian

subject: FW: STC wire [I]

all_participants: vahe stepanian ["zbynek kozelsky"] [] []


sender: Bella Klein

subject: STC wire

all_participants: bella klein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


sender: Vijay-A Sawant

subject: Assistance Required in Resolving Rejection Points - KYC Case#

cc_recipients:
Bradley Gillin
Mayur Rathod

all_participants: vijay-a sawant ["stewart oldfield", "richard iarossi"] ["bradley gillin", "mayur rathod"] []


subject: Question

to_recipients:
Stewart Oldfield
Martin Zeman

cc_recipients:
Richard Kahn
Jeanne Brennan

all_participants: paul barrett ["stewart oldfield", "martin zeman"] ["richard kahn", "jeanne brennan"] []


sender: Martin Zeman

subject: RE: Question

all_participants: martin zeman ["paul barrett"] ["richard kahn", "jeanne brennan"] []


subject: RE: Assistance required in resolving Rejection Points - KYC 01977695

to_recipients:
Bradley Gillin
Stewart Oldfield

cc_recipients:
Richard Iarossi
Mayur Rathod

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] ["richard iarossi", "mayur rathod"] []


subject: Assistance required in resolving Rejection Points - KYC 01977695


subject: DB CIO Economic Outlook Lunch —Jan. 23, 2019, New York

all_participants: stewart oldfield ["paul barrett"] [] []


subject: Re: LSJE Wire on Jan 31st!!!

cc_recipients:
Richard Kahn
Stewart Oldfield

all_participants: bella klein ["brigid macias"] ["richard kahn", "stewart oldfield"] []


subject: Re: On a call, sorry! Email me since I dont know how long I will be :(

all_participants: bella klein ["brigid macias"] [] []


sender: Brigid Macias

all_participants: brigid macias ["bella klein"] [] []


subject: RE: Enhanced Ed wire [C]

cc_recipients:
Liam Osullivan
Bella Klein
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn"] ["liam osullivan", "bella klein", "stewart oldfield"] []


sender: Richard Kahn

subject: Re: Enhanced Ed wire [C]

all_participants: richard kahn ["vahe stepanian"] ["liam osullivan", "bella klein", "stewart oldfield"] []


subject: Re: Enhanced Ed wire [C]

all_participants: vahe stepanian ["richard kahn"] [] []


all_participants: bella klein ["vahe stepanian"] [] []


all_participants: vahe stepanian ["bella klein"] [] []


subject: Re: Enhanced Ed wire [C]


sender: [REDACTED]

subject: RE: Enhanced Ed wire (CJ

all_participants: [redacted] ["[redacted]"] ["3 recipients (names/addresses redacted)"] []


subject: Enhanced Ed wire

cc_recipients:
Darren <u>Indyke</u>
Richard Kahn

all_participants: bella klein ["vahe stepanian"] ["darren <u>indyke</u>", "richard kahn"] []


sender: Paul Barrett

subject: RE: DB tech conference - Sep. 12/13 Las Vegas

all_participants: paul barrett ["stewart oldfield"] ["martin zeman"] []


all_participants: stewart oldfield ["paul barrett"] ["martin zeman"] []


subject: DB tech conference - Sep. 12/13 Las Vegas


subject: Re: Karyna acc xxxx7258


subject: Karyna acc xxxx (partially redacted)

all_participants: bella klein ["brigid macias"] ["richard kahn"] []


subject: Request to close 6 bank accounts

all_participants: bella klein ["stewart 0ldfield"] ["richard kahn"] []


sender: Amanda Kirby

subject: Fw: Your KYC has been approved! Ill

all_participants: amanda kirby ["paul morris"] [] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy

all_participants: stewart oldfield ["paul barrett"] ["andrew king"] []


all_participants: paul barrett ["andrew king"] ["stewart oldfield"] []


sender: Andrew King

all_participants: andrew king ["paul barrett"] ["stewart oldfield"] []


subject: DB - Harvest Collateral Yield Enhancement Strategy


subject: Re: Technology Co-Invest

all_participants: stewart oldfield ["vahe stepanian"] [] []


subject: Technology Co-Invest

cc_recipients:
Terri Sohrab
Zack Tax

all_participants: vahe stepanian ["trip mccoy"] ["terri sohrab", "zack tax"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [C] [I]

all_participants: vahe stepanian ["andrew king", "stewart oldfield"] ["martin zeman"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [CI

all_participants: andrew king ["vahe stepanian", "stewart oldfield"] ["martin zeman"] []


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C]


subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [II


all_participants: vahe stepanian ["stewart oldfield", "andrew king"] ["martin zeman"] []


subject: RE: XPO Logistics and FEDEX Di

all_participants: martin zeman ["stewart oldfield"] [] []


subject: RE: XPO Logistics and FEDEX (I)

all_participants: stewart oldfield ["martin zeman"] [] []


subject: RE: XPO Logistics and FEDEX (I)


subject: RE: XPO Logistics and FEDEX


subject: XPO Logistics and FEDEX

cc_recipients:
Joshua Shoshan
Davide-A Sferrazza
Xavier Avila
Stewart Oldfield

all_participants: martin zeman ["paul barrett"] ["joshua shoshan", "davide-a sferrazza", "xavier avila", "stewart oldfield"] []


sender: Cynthia Rodriguez

subject: RE: Annual Review [I]

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: RE: Annual Review [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


subject: FW: Annual Review [I]


sender: [Sender name redacted]

subject: Re: Annual Review

all_participants: [sender name redacted] ["[recipient name redacted]"] ["[cc name redacted]"] []


subject: Lunch at Jams

all_participants: martin zeman ["paul barrett", "stewart oldfield"] [] []


subject: FW: Structured Products Agreement [C]

all_participants: stewart oldfield ["andrew king"] [] []


sender: Liam Osullivan

subject: Structured Products Agreement [C]

cc_recipients:
Martin Zeman
Vahe Stepanian
Davide-A Sferrazza
Stewart Oldfield
Joshua Shoshan

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "vahe stepanian", "davide-a sferrazza", "stewart oldfield", "joshua shoshan"] []


subject: FW: Harvest CYES Update - May 2018 [I]

all_participants: andrew king ["stewart oldfield"] [] []


subject: Harvest CYES Update - May 2018 [I]

all_participants: johannes reis ["[redacted]"] ["kyle vaughn"] []


sender: Stewart Oldfield

subject: updated email list

all_participants: stewart oldfield ["andrew king"] ["bradley gillin"] ["██████████████", "██████████████"]


subject: RE: DB Napa wine event - Oct. 24-26

all_participants: paul barrett ["stewart oldfield"] [] []


subject: DB Napa wine event - Oct. 24-26

all_participants: stewart oldfield ["paul barrett"] [] []


subject: RE: DB Napa wine event - Oct. 24-26


subject: Re: Enhanced wire [C]

cc_recipients:
dkiesq@aol.com
Richard Kahn
Stewart Oldfield

all_participants: bella klein ["vahe stepanian"] ["dkiesq@aol.com", "richard kahn", "stewart oldfield"] []


subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I]

all_participants: vijay-a sawant ["bradley gillin"] ["stewart oldfield"] []


sender: Bradley Gitlin

subject: RE: Assistance Required in solving rejection points on KYC Caser$01946825 ll)

all_participants: bradley gitlin ["vijay-a sawant"] ["stewart oldfield"] []


subject: RE: Assistance Required in solving rejection points on KYC Case#

all_participants: vijay-a sawant ["bradley gitlin"] ["stewart oldfielczdn"] []


subject: RE: Assistance Required in solving rejection points on KYC Casettr

all_participants: vijay-a sawant ["bradley gitlin"] ["stewart oldflel"] []


sender: Bradley Gillin

all_participants: bradley gillin ["vijay-a sawant"] ["stewart oldfield"] []


all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] [] []


subject: RE: Assistance Required in solving rejection points on KYC Case#01946825

to_recipients:
Vijay-A Sawant
Stewart Oldfield

all_participants: bradley gillin ["vijay-a sawant", "stewart oldfield"] [] []


sender: Vijay-A Smartt

all_participants: vijay-a smartt ["stewart oldfield"] ["bradley gillin"] []


all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin"] []


subject: Assistance Required in solving rejection points on KYC Case#01946825

all_participants: vijay-a sawant ["stewart oldfiel"] ["bradley gillin"] []


sender: Ana A Zamora

subject: CIO Economic Outlook Registration Update

all_participants: ana a zamora ["stewart oldfield"] [] []


sender: Bella Klein

subject: Re: 3 wires

cc_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: bella klein ["brigid macias"] ["stewart oldfield", "bradley gillin"] []


subject: Re: LSJE xxx9295 3 wires

all_participants: brigid macias ["bella klein"] ["stewart oldfield", "bradley gillin"] []


subject: Re: LSJE xxx9295 3 wires


sender: Brigid Macias <brigid.macias®db.com>

all_participants: brigid macias <brigid.macias®db.com> [] [] []


sender: [redacted]

subject: Re: LSJE [redacted] — Wire on Jan 31st!!!

cc_recipients: [redacted] [redacted]

all_participants: [redacted] ["[redacted]"] ["[redacted]", "[redacted]"] []


subject: Re: On a call, sorry! Email me since I dont know how long I will be :(

all_participants: bella klein ["brigid macias"] [] []


sender: Brigid Macias

all_participants: brigid macias ["bella klein"] [] []


subject: Re: Karyna acc xxxx7258

all_participants: bella klein ["brigid macias"] ["richard kahn", "stewart oldfield"] []


sender: [name redacted] <email redacted>

subject: Re: Karyna acc[redacted]

cc_recipients:
[name redacted]
[name redacted]
[name redacted]

all_participants: [name redacted] <email redacted> ["[name redacted] <email redacted>"] ["[name redacted]", "[name redacted]", "[name redacted]"] []


subject: Fwd: Karyna acc (partially redacted)


subject: Re: Karyna ace

all_participants: bella klein ["brigid macias"] ["richard kahn"] []


subject: Karyna acc xxx


sender: Martin Zeman

subject: RE: Follow-up

to_recipients:
Nadean Novogratz
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield

all_participants: martin zeman ["nadean novogratz", "xavier avila", "davide-a sferrazza", "stewart oldfield"] [] []


sender: Nadean Novogratz

subject: RE: Follow-up

to_recipients:
Martin Zeman
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield

all_participants: nadean novogratz ["martin zeman", "xavier avila", "davide-a sferrazza", "stewart oldfield"] [] []


subject: FW: Follow-up


subject: Follow-up

cc_recipients:
Martin Zeman
Stewart Oldfield
Xavier Avila
Davide-A Sferrazza
Devin Anderson

all_participants: nadean novogratz ["paul barrett"] ["martin zeman", "stewart oldfield", "xavier avila", "davide-a sferrazza", "devin anderson"] []


subject: RE: Assistance required in resolving points - KYC #[redacted]

cc_recipients:
Vinita Advani
Vijay‑A Sawant
Stewart Oldfield

all_participants: bradley gillin ["alka babu"] ["vinita advani", "vijay‑a sawant", "stewart oldfield"] []


sender: Stewart Oldfiel

subject: FW: Outgoing Wire Status Change [I)

all_participants: stewart oldfiel ["brigid macias"] [] []


subject: Fwd: Outgoing Wire Status Change

all_participants: bella klein ["stewart oldfield"] [] []


subject: RE: Request to close 5 accounts [I]

all_participants: stewart oldfield ["brigid macias"] [] []


subject: RE: Request to close S accounts [I]

to_recipients:
Stewart Oldfield
Michele-M Quattrocchi

all_participants: brigid macias ["stewart oldfield", "michele-m quattrocchi"] [] []


subject: FW: Request to close S accounts ill

all_participants: stewart oldfield ["michele-m quattrocchi"] ["brigid macias"] []


sender: [Name and email redacted]

subject: CIO lunch tmw [I]

to_recipients:
[Recipient 1 redacted]
[Recipient 2 redacted]
[Recipient 3 redacted]

all_participants: [name and email redacted] ["[recipient 1 redacted]", "[recipient 2 redacted]", "[recipient 3 redacted]"] [] ["[redacted]"]


subject: Re: LSJE xxx9295 3 wires

all_participants: bella klein ["brigid macias"] ["stewart oldfield", "bradley gillin"] []


subject: LSJE xxx9295 3 wires

all_participants: brigid macias [] [] []


subject: LSJE xxx9295 3 wires

all_participants: bella klein ["brigid macias"] [] []


subject: RE: LSJE x wire t [1]

cc_recipients:
Bradley Gillin
Natalie Barak

all_participants: brigid macias ["stewart oldfield"] ["bradley gillin", "natalie barak"] []


subject: FW: LSJE xx wire to [I]

to_recipients:
Brigid Macias
Natalie Barak

all_participants: stewart oldfield ["brigid macias", "natalie barak"] ["bradley gillin"] []


subject: LSJE xx wire to [redacted]

cc_recipients:
Bradley Gillin
Stewart Oldfield

all_participants: bella klein ["brice gordon"] ["bradley gillin", "stewart oldfield"] []


sender: Nicole Perskawiec

subject: RE: Euro purchase JE acc xxx 9691 [I]

to_recipients:
Natalie Barak
Stewart Oldfield

cc_recipients:
Daphne Cales
Firdaus Madiar
Brigid Macias

all_participants: nicole perskawiec ["natalie barak", "stewart oldfield"] ["daphne cales", "firdaus madiar", "brigid macias"] []


sender: Natalie Barak

subject: RE: Euro purchase JE acc xxx 9691 [I]

to_recipients:
Nicole Perskawiec
Stewart Oldfield

all_participants: natalie barak ["nicole perskawiec", "stewart oldfield"] ["daphne cales", "firdaus madiar", "brigid macias"] []


subject: RE: Euro purchase JE acc xxx 9691 [I]

to_recipients:
Stewart Oldfield
Natalie Barak

all_participants: nicole perskawiec ["stewart oldfield", "natalie barak"] [] []


subject: RE: Euro purchase JE acc

all_participants: brigid macias ["nicole perskawiec"] ["firdaus madiar"] []


all_participants: stewart oldfield [] [] []


subject: FW: Caterpillar Trust [I]

to_recipients:
Brigid Macias
Daphne Cales
Stewart Oldfield

all_participants: natalie barak ["brigid macias", "daphne cales", "stewart oldfield"] [] []


subject: RE: Caterpillar Trust Ill

all_participants: ["natalie barak"] ["brigid macias"] []


subject: Caterpillar Trust

cc_recipients:
Stewart Oldfield
Brigid Macias

all_participants: natalie barak [""] ["stewart oldfield", "brigid macias"] []


sender: Richard Iarossi

subject: RE: [redacted] WT

cc_recipients:
Bradley Gillin
Richard Iarossi
darren Indyke
Richard Kahn

all_participants: richard iarossi ["bella klein"] ["bradley gillin", "richard iarossi", "darren indyke", "richard kahn"] []


sender: Vijay-A Sawan

subject: RE: 2018 Periodic Review of High Risked Account Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [1]

cc_recipients:
Mayur Rathod
Bradley Gillin

all_participants: vijay-a sawan ["stewart oldfield", "richard iarossi"] ["mayur rathod", "bradley gillin"] []


sender: Vijay-A Sawant

subject: RE: 2018 Periodic Review of High Risked Account Butterfly Trust (GCIS#486426) and Neptune, LLC (GCISft487264) under the SOUTHERN FINANCIAL RELATIONSHIP [II

all_participants: vijay-a sawant ["stewart oldfield", "richard iarossi"] ["mayur rathod", "bradley gillin"] []


subject: 2018 Periodic Review of High Risked Accounts and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] ["mayur rathod"] []


sender: Stewart Oldfield

subject: FW: DO Economie Outlook Registration Update Il]

all_participants: stewart oldfield ["martin zeman"] [] []


subject: CIO Economie Outlook Registration Update

all_participants: ana a zamora ["stewart oldfield"] [] []


subject: ECB view - Euro banks topside play

all_participants: martin zeman ["paul barrett"] ["stewart oldfield"] []


sender: Liam Osullivan

subject: RE: STC wire [C]

cc_recipients:
Richard Kahn
Darren Indyke
Stewart Oldfield

all_participants: liam osullivan ["bella klein"] ["richard kahn", "darren indyke", "stewart oldfield"] []


sender: [Name redacted]

subject: STC wire

cc_recipients:
[Name redacted]
[Name redacted]

all_participants: [name redacted] ["[name redacted]"] ["[name redacted]", "[name redacted]"] []


sender: Bradley Gillin

subject: RE: DB_DKI to close account_030819.pdf [I]

to_recipients:
Nicole Perskawiec
Firdaus Madiar

all_participants: bradley gillin ["nicole perskawiec", "firdaus madiar"] ["stewart oldfield"] []


to_recipients:
Firdaus Madiar
Bradley Gillin

all_participants: nicole perskawiec ["firdaus madiar", "bradley gillin"] ["stewart oldfield"] []


sender: [name redacted]

subject: Fwd: DB_DKI to close account_030819.pdf

all_participants: [name redacted] ["[name redacted]"] ["[name redacted]"] []


sender: Paul Barrett

subject: Re: WheelTug Introduction and Follow-up

cc_recipients:
Isaiah Cox
Stewart Oldfield

all_participants: paul barrett ["martin zeman"] ["isaiah cox", "stewart oldfield"] []


sender: Richard larossi

subject: RE: Do you have everything you need for Butterfly now? [C] [I]

to_recipients:
Stewart Oldfield
Liam Osullivan

all_participants: richard larossi ["stewart oldfield", "liam osullivan"] ["bradley gillin"] []


subject: RE: Do you have everything you need for Butterfly now? ICI

cc_recipients:
Bradley Gillin
Richard larossi

all_participants: stewart oldfield ["liam osullivan"] ["bradley gillin", "richard larossi"] []


subject: RE: Do you have everything you need for Butterfly now? IC)

all_participants: liam osullivan ["stewart oldfield"] ["bradley gillin", "richard larossi"] []


subject: Do you have everything you need for Butterfly now?


sender: Brigid Macias

subject: RE: Outgoing Wire Status Change

all_participants: brigid macias ["bella klein"] ["stewart oldfield"] []


Outgoing Wire Status Change


sender: Martin Zeman

subject: TRY Carry idea -

cc_recipients:
Stewart Oldfield
Alan Brody

all_participants: martin zeman ["paul barrett"] ["stewart oldfield", "alan brody"] []


sender: Robin Winkler - Deutsche Bank

subject: G10 Trade Idea of the week - Short USD/NOK

all_participants: robin winkler - deutsche bank ["martin zeman"] [] []


sender: Bella Klein

subject: LSJE xxx9295 3 wires

all_participants: bella klein ["brigid macias"] [] []


all_participants: brigid macias ["bella klein"] [] []


sender: Darlene Zong

subject: J Epstein VI wire [1]

to_recipients:
Joshua Shoshan
Mary Murray
Donald Summer
Zbynek Kozelsky

cc_recipients:
Stewart Oldfield
Daniel Sabba

all_participants: darlene zong ["joshua shoshan", "mary murray", "donald summer", "zbynek kozelsky"] ["stewart oldfield", "daniel sabba"] []


sender: Cynthia Rodriguez

all_participants: cynthia rodriguez ["rich"] [] []


subject: ████████ and Karyna Shuliak

all_participants: cynthia rodriguez ["bella klein"] ["stewart oldfield"] []


sender: [redacted]

subject: RE: DB - Harvest Collateral Yield Enhancement Strategy

all_participants: [redacted] ["[redacted]"] ["[redacted]"] []


subject: A bad night for Angela Merkel: Tactical Trade Idea

all_participants: martin zeman ["paul barrett"] ["stewart oldfield"] []


subject: RE: KYC Remediation - Southern Financial Relationship [I]

cc_recipients:
Stewart Oldfield
Daphne Cales
Patrick Harris
Vaishali-P Mehta

all_participants: cynthia rodriguez ["darnetta chandler-johnson"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p mehta"] []


sender: [Sender — name redacted]

subject: RE: KYC Remediation - Southern Financial Relationship

cc_recipients: [Multiple recipients — several names redacted; 4 visible]

all_participants: [sender — name redacted] ["[recipient — name redacted]"] ["[multiple recipients — several names redacted; 4 visible]"] []


sender: Darnetta Chandler-Johnson

subject: KYC Remediation - Southern Financial Relationship [1]

cc_recipients:
Stewart Oldfield
Daphne Cales
Patrick Harris
Vaishali-P Menta

all_participants: darnetta chandler-johnson ["cynthia rodriguez"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p menta"] []


subject: To DO

cc_recipients:
Richard Kahn
Stewart Oldfield

all_participants: paul barrett ["martin zeman"] ["richard kahn", "stewart oldfield"] []


sender: Sarah Rafferty

subject: FW: TODAY: Client Conference Call: CIO Update Call: Be invested, stay invested Oct 10 [I]

all_participants: sarah rafferty ["stewart oldfield"] [] []


sender: Ana A Zamora

subject: TODAY: Client Conference Call: CIO Update Call: Be invested, stay invested Oct 10

to_recipients: WM-Americas Client Facing Prof. & Assts:

all_participants: ana a zamora ["wm-americas client facing prof. & assts:", "pwmlatam:"] ["patrick campion <patrick.campion@db.com>", "sarah rafferty:"] []


sender: [redacted — name/email redacted]

subject: USDARS NDF NPV

to_recipients: Multiple recipients (names/emails redacted)

all_participants: [redacted — name/email redacted] ["multiple recipients (names/emails redacted)"] ["multiple recipients (names/emails redacted)"] []


sender: Richard Kahn

subject: Fwd: Southern Financial - Client Confirmation [C]

all_participants: richard kahn ["stewart oldfield"] ["alpha group capital"] []


subject: Re: Reg E Disclosure

all_participants: richard kahn ["aracely sanchez"] [] []


sender: Aracely Sanchez

subject: Re: Reg E Disclosure

all_participants: aracely sanchez ["richard kahn"] [] []


subject: Re: Reg E Disclosure

cc_recipients:
bellaklein Klein
Darren Indyke
Amanda Kirby

all_participants: richard kahn ["aracely sanchez"] ["bellaklein klein", "darren indyke", "amanda kirby"] []


sender: Stewart Oldfield

subject: Re: Paul Barrett/RIN follow up

all_participants: stewart oldfield ["vahe stepanian"] ["matt glassman"] []


subject: Paul Barrett/RIN follow up

all_participants: stewart oldfield ["matt glassman"] ["vahe stepanian"] []


subject: RE:MIFID II & research - access to portal for dients

all_participants: stewart oldfield ["anna-sofiya lupolover"] [] []


sender: Anna-Sofiya Lupolover

subject: RE: MIFID II & research - access to portal for clients [I]

all_participants: anna-sofiya lupolover ["stewart oldfield"] [] []


subject: RE: MIFID II & research - access to portal for clients DJ


sender: [Name redacted]

subject: Trade Details --> 06/20/2018 [C]

all_participants: [name redacted] ["2 recipients (names redacted)"] ["5 recipients (names redacted)"] []


subject: Re: Inquiry Regarding Account xxxx LSJE, LLC

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin"] []


subject: FW: bunched: [13.0]% p.a. Callable Yield Note with Contingent Coupon

all_participants: stewart oldfield ["martin zeman"] [] []


sender: [Sender name and email redacted]

subject: RE: Launched: [13.0]% p.a. Callable Yield Note with Contingent Coupon

cc_recipients: Multiple recipients (names/emails redacted)

all_participants: [sender name and email redacted] ["[recipient name and email redacted]"] ["multiple recipients (names/emails redacted)"] []


sender: sender name redacted

subject: Launched: [13.0]% p.a. Callable Yield Note with Contingent Coupon

all_participants: sender name redacted ["recipient name redacted"] ["multiple recipients (names/redacted entries present)"] []


sender: Bradley Gillin

subject: RE: DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh [I]

cc_recipients:
Martin Zeman
Liam Osullivan
Todd Stevens
Stewart Oldfield
Daniel-E Kaiser
Ian Salters

all_participants: bradley gillin ["joshua shoshan"] ["martin zeman", "liam osullivan", "todd stevens", "stewart oldfield", "daniel-e kaiser", "ian salters"] []


sender: Joshua Shoshan

subject: Brad, urgent call re Jeffrey Epstein?

all_participants: joshua shoshan ["bradley gillin"] ["martin zeman", "liam osullivan", "todd stevens", "stewart oldfield", "daniel-e kaiser", "ian salters"] []


subject: Re: Brad, can you give me an urgent call re Jeffrey Epstein?

cc_recipients:
Martin Zeman
Liam Osullivan

all_participants: bradley gillin ["joshua shoshan"] ["martin zeman", "liam osullivan"] []


subject: Brad, can you give me an urgent call re Jeffrey Epstein?

all_participants: joshua shoshan ["bradley gillin"] ["martin zeman", "liam osullivan"] []


sender: Liam Osullivan

subject: Trade Details --> 06/04/2018 [C]

to_recipients:
Paul Barrett
Richard Kahn

cc_recipients:
Davide-A Sferrazza
Joshua Shoshan
Xavier Avila
Martin Zeman
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["davide-a sferrazza", "joshua shoshan", "xavier avila", "martin zeman", "stewart oldfield"] []


sender: Michele-M Quattrocchi

subject: RE: [REDACTED NAME] check 1148 [I]

all_participants: michele-m quattrocchi ["bradley gillin"] ["stewart oldfield"] []


subject: Fwd: Nicholas Ribis check 1148

all_participants: bradley gillin ["michele-m quattrocchi"] ["stewart oldfield"] []


subject: Nicholas Ribis check 1148

all_participants: richard kahn ["bradley gillin"] ["bella klein"] []


sender: Bella Klein <bella575@gmail.com>

subject: Nicholas Ribis check 1148

all_participants: bella klein <bella575@gmail.com> ["richard kahn <richardkahn19@gmail.com>"] [] []


subject: Re: DB Event Invite - Disruptive Technology: Evolution of the Built Environment [I)

all_participants: stewart oldfield ["vahe stepanian"] [] []


sender: Vahe Stepanian

subject: FW: DB Event Invite - Disruptive Technology: Evolution of the Built Environment

all_participants: vahe stepanian ["stewart oldfield"] [] []


sender: Xavier Avila

subject: GBP KO Fwd

cc_recipients:
Martin Zeman
Joshua Shoshan
Stewart Oldfield

all_participants: xavier avila ["paul barrett"] ["martin zeman", "joshua shoshan", "stewart oldfield"] []


subject: FW: Cinq Case Number 180202 700032

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


sender: Rishabh Sharma

subject: FW: Cinq Case Number 180202 700032

to_recipients:
Stewart Oldfield
Bradle Gitlin
Cynthia Rodriguez
William-M Finn

all_participants: rishabh sharma ["stewart oldfield", "bradle gitlin", "cynthia rodriguez", "william-m finn"] [] []


sender: Unknown

subject: Cinq Case Number 180202 700032

all_participants: unknown [] [] []


sender: Cynthia Rodriguez

subject: RE: ██████████ Overdraft

all_participants: cynthia rodriguez ["bella klein"] ["stewart oldfield"] []


sender: Bella Klein

subject: Re: Overdraft

all_participants: bella klein ["cynthia rodriguez"] ["stewart oldfield"] []


subject: Re: Overdraft

all_participants: cynthia rodriguez ["bella klein"] [] []


subject: FW: Mexico - NAFTA euphoria?

cc_recipients:
Martin Zeman
Stewart Oldfield

all_participants: xavier avila ["paul barrett"] ["martin zeman", "stewart oldfield"] []


subject: RE: Trade Details --> 06/18/2018 [C]

cc_recipients:
Martin Zeman
Davide-A Sferrazza
Joshua Shoshan
Xavier Avila
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "davide-a sferrazza", "joshua shoshan", "xavier avila", "stewart oldfield"] []


sender: Vijay-A Sawant

subject: RE: Assistance Required in solving rejection points on KYC Case

all_participants: vijay-a sawant ["bradley gillin"] ["stewart oldfield"] []


subject: RE: Assistance Required in solving rejection points on KYC Case# [I]


sender: Bradley Gitlin

subject: RE: Assistance Required in solving rejection points on KYC Case#01946825

all_participants: bradley gitlin ["vijay-a sawant"] ["stewart oldfield"] []


to_recipients:
Bradley Gillin
Stewart Oldfield

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] [] []


to_recipients:
Vijay-A Sawant
Stewart Oldfield

all_participants: bradley gillin ["vijay-a sawant", "stewart oldfield"] [] []


subject: RE: Assistance Required in solving rejection points on KYC CaseN01946825

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin"] []


sender: Stewart Oldfield

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin"] []


subject: Assistance Required in solving rejection points on KYC Case#█

to_recipients: Stewart Oldfield <██████████████████████>

cc_recipients: Bradley Gillin <█████████████████

all_participants: unknown ["stewart oldfield <██████████████████████>"] ["bradley gillin <█████████████████"] []


sender: [Name redacted]

subject: RE: Important Update: FinCen CDD Rule Procedures [I]

cc_recipients: Multiple recipients (names redacted; long semicolon-separated list)

all_participants: [name redacted] ["uspwm-pb-us@list.db.com", "[additional recipient redacted]"] ["multiple recipients (names redacted; long semicolon-separated list)"] []


sender: Armen Brash

subject: RE: Important Update New Regulation: FinCen CDD Rule Procedures [I]

cc_recipients:
Janice Franklin
Dawn Forbes
Kshitij Golani
Diana Canter
Oliver Esslinger
Olivier Poncet
Barry H Morris
Wayne Salit
Yoonsun Chung
Prashant Mahendru
zia Memon
Anil Tewani
Mary C Keaveney
Derek St-
Hilaire

all_participants: armen brash ["uspwm-pb-us@list.db.com"] ["janice franklin", "dawn forbes", "kshitij golani", "diana canter", "oliver esslinger", "olivier poncet", "barry h morris", "wayne salit", "yoonsun chung", "prashant mahendru", "zia memon", "anil tewani", "mary c keaveney", "derek st-", "hilaire"] []


sender: sender (redacted)

subject: Important Update — New Regulation: FinCen CDD Rule Procedures

all_participants: sender (redacted) ["uspwm-pb-us@list.db.com"] ["multiple internal recipients (redacted)"] []


sender: Martin Zeman

subject: RE: Launch Package: LinkSPINE $20M Private Placement [I]

all_participants: martin zeman ["stewart oldfield"] [] []


subject: RE: Launch Package: LinkSPINE $20M Private Placement

all_participants: stewart oldfield ["martin zeman"] [] []


subject: Launch Package: LinkSPINE $20M Private Placement

cc_recipients:
Stewart Oldfield
Zack Tax
Oliver Rothauser

all_participants: martin zeman ["paul barrett"] ["stewart oldfield", "zack tax", "oliver rothauser"] []


subject: FW: DB_Jeepers_Glen Dubin_08-10-18.pdf [C]

all_participants: liam osullivan ["stewart 0ldtield"] [] []


sender: [REDACTED]

subject: RE: Enhanced Ed wire [C]

all_participants: [redacted] ["[redacted]"] ["5 recipients (names redacted in image)"] []


sender: Richard Kahn

subject: Re: Enhanced Ed wire [C]

cc_recipients:
Bella Klein
Liam Osullivan
Stewart Oldfield
Darren Indyke

all_participants: richard kahn ["vahe stepanian"] ["bella klein", "liam osullivan", "stewart oldfield", "darren indyke"] []


subject: Re: Enhanced Ed wire [C]

all_participants: vahe stepanian ["bella"] [] []


sender: [sender name redacted]

subject: Re: Enhanced Ed wire [C]

all_participants: [sender name redacted] ["[recipient name redacted]"] ["multiple recipients (names/emails redacted)"] []


subject: Re: Enhanced Ed wire [C]

cc_recipients:
Liam Osullivan
Bella Klein
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["liam osullivan", "bella klein", "stewart oldfield"] []


subject: Re: Enhanced Ed wire [C]

cc_recipients:
Bella Klein
Vahe Stepanian
Stewart Oldfield

all_participants: richard kahn ["liam osullivan"] ["bella klein", "vahe stepanian", "stewart oldfield"] []


subject: Re: Enhanced Ed wire [C]

cc_recipients:
Liam Osullivan
Richard Kahn

all_participants: bella klein ["vahe stepanian"] ["liam osullivan", "richard kahn"] []


subject: Re: Enhanc

all_participants: bella klein ["vahé stepanian"] [] []


sender: Bradley Gillin

subject: Annual KYC Reviews [C]

cc_recipients:
Bella Klein
Stewart Oldfield
Richard larossi

all_participants: bradley gillin ["darren indyke"] ["bella klein", "stewart oldfield", "richard larossi"] []


subject: *New* DB Client Call: NextGen Sequencing Update - Hosted by Dan Leonard - Monday, August 27, 10am ET

cc_recipients:
Xavier Avila
Stewart Oldfield
Davide-A Sferrazza

all_participants: martin zeman ["paul barrett"] ["xavier avila", "stewart oldfield", "davide-a sferrazza"] []


subject: FW: Question

all_participants: stewart oldfield ["liam osullivan"] [] []


subject: Re: Did you hear back from Melissa Austad?

all_participants: stewart oldfield ["paul barrett"] [] []


sender: Nadean Novogratz

subject: RE: Follow-up

to_recipients:
Martin Zeman
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield

all_participants: nadean novogratz ["martin zeman", "xavier avila", "davide-a sferrazza", "stewart oldfield"] [] []


subject: RE: Follow-up

to_recipients:
Nadean Novogratz
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield

all_participants: martin zeman ["nadean novogratz", "xavier avila", "davide-a sferrazza", "stewart oldfield"] [] []


subject: FW: Follow-up


subject: Follow-up

cc_recipients:
Martin Zeman
Stewart Oldfield
Xavier Avila
Davide-A Sferrazza
Devin Anderson

all_participants: nadean novogratz ["paul barrett"] ["martin zeman", "stewart oldfield", "xavier avila", "davide-a sferrazza", "devin anderson"] []


subject: RE: Southern Financial - Listed Deriv Docs [I]

cc_recipients:
Martin Zeman
Stewart Oldfield
Xavier Avila
Vide-A Sferrazza
Devin Anderson
Pengcong Lin

all_participants: nadean novogratz ["erik lutkus"] ["martin zeman", "stewart oldfield", "xavier avila", "vide-a sferrazza", "devin anderson", "pengcong lin"] []


sender: Erik Lutkus

cc_recipients:
Martin Zeman
Stewart Oldfield
Xavier Avila
Davide-A Sferrazza
Devin Anderson
Pengcong Lin

all_participants: erik lutkus ["nadean novogratz"] ["martin zeman", "stewart oldfield", "xavier avila", "davide-a sferrazza", "devin anderson", "pengcong lin"] []


subject: Southern Financial - Listed Deriv Docs [I]

all_participants: nadean novogratz ["erik lutkus"] ["martin zeman", "stewart oldfield", "xavier avila", "davide-a sferrazza", "devin anderson"] []


sender: Paul Barrett

subject: RE: Follow-up

all_participants: paul barrett ["nadean novogratz"] ["martin zeman", "stewart oldfield", "xavier avila", "davide-a sferrazza", "devin anderson"] []


subject: RE: Follow-up


all_participants: nadean novogratz ["paul"] [] []


subject: POA for Darren [C]

all_participants: bradley gillin ["bella klein"] ["stewart oldfield"] []


sender: Ana A Zamora

subject: New York CIO Registration Update

all_participants: ana a zamora ["stewart 0ldfield"] [] []


sender: [name redacted]

subject: RE: DB CIO Economic Outlook Lunch – Jan. 23, 2019, New York

all_participants: [name redacted] ["[name(s) redacted]"] ["[name(s) redacted]"] ["[redacted]"]


sender: Firdaus Madiar

subject: RE: Euro purchase JE acc xxx 9691 [I]

to_recipients:
Stewart Oldfield
Nicole Perskawiec
Brigid Macias

cc_recipients:
Bradley Gillin
Daphne Cales

all_participants: firdaus madiar ["stewart oldfield", "nicole perskawiec", "brigid macias"] ["bradley gillin", "daphne cales"] []


subject: RE: Euro purchase JE acc xxx 9691 [I]

to_recipients:
Nicole Perskawiec
Brigid Macias

cc_recipients:
Firdaus Madiar
Bradley Gillin

all_participants: stewart oldfield ["nicole perskawiec", "brigid macias"] ["firdaus madiar", "bradley gillin"] []


sender: Nicole Perskawiec

subject: RE: Euro purchase JE acc xxx 9691 [I]

cc_recipients:
Firdaus Madiar
Bradley Gillin
Stewart Oldfield

all_participants: nicole perskawiec ["brigid macias"] ["firdaus madiar", "bradley gillin", "stewart oldfield"] []


sender: Brigid Macias

subject: FW: Euro purchase JE acc

all_participants: brigid macias ["nicole perskawiec", "firdaus madiar"] [] []


sender: Bella Klein

subject: Euro purchase JE acc

cc_recipients:
Bradley Gillin
Stewart Oldfield
Richard Kahn

all_participants: bella klein ["brigid macias"] ["bradley gillin", "stewart oldfield", "richard kahn"] []


sender: Vijay‑A Sawant

subject: RE: 2018 Periodic Review of High Risked Accounts [redacted] ([redacted]), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [1]

cc_recipients:
Richard Iarossi
Mayur Rathod
Bradley Gillin

all_participants: vijay‑a sawant ["stewart oldfield"] ["richard iarossi", "mayur rathod", "bradley gillin"] []


sender: Stewart Oldfield

subject: Re: 2018 Periodic Review of High Risked Accounts (I ), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP ill

cc_recipients:
Richard (last name partially redacted)
Mayur Rathod
Bradley Gillin

all_participants: stewart oldfield ["vijay‑a sawant"] ["richard (last name partially redacted)", "mayur rathod", "bradley gillin"] []


sender: Vijay-A Sawant

subject: Pending Confirmations Required in KYC Case#01977698 for Butterfly & Neptune

cc_recipients:
Richard larossi
Mayur Rathod
Bradley Gillin

all_participants: vijay-a sawant ["stewart oldfield"] ["richard larossi", "mayur rathod", "bradley gillin"] []


subject: RE: 2018 Periodic Review of High Risked Accounts 1, Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP (I)

to_recipients:
Stewart Oldfield
Richard larossi

cc_recipients:
Mayur Rathod
Bradley Gillin

all_participants: vijay-a sawant ["stewart oldfield", "richard larossi"] ["mayur rathod", "bradley gillin"] []


subject: Re: CIO Registration Update

all_participants: stewart oldfield ["ana a zamora"] [] []


sender: Paul Morr

subject: Re: LI strategy [I]

all_participants: paul morr ["amanda kirby"] [] []


sender: Amanda Kirby

subject: Re: LI strategy [I]

all_participants: amanda kirby ["paul morris"] [] []


sender: Paul Morris

subject: Re: LI strategy [I]

all_participants: paul morris ["amanda kirby"] [] []


sender: [Name/email redacted]

subject: RE: Zorro management account [redacted]

to_recipients: Multiple recipients (individual names redacted in image)

all_participants: [name/email redacted] ["multiple recipients (individual names redacted in image)"] ["multiple recipients (individual names redacted in image)"] []


subject: Re: Zorro management account

all_participants: [name redacted] ["[name redacted]"] ["5 recipients (names/redacted addresses shown)"] []


subject: Re: Zorro management account

cc_recipients:
Brigid Macias
Bradley Gillin
Stewart Oldfield
Richard Kahn

all_participants: bella klein ["natalie barak"] ["brigid macias", "bradley gillin", "stewart oldfield", "richard kahn"] []


subject: RE: Reference: Neptune account xxx3424

to_recipients:
Bella Klein
Stewart Oldfield

cc_recipients:
Richard Kahn
Natalie Barak

all_participants: brigid macias ["bella klein", "stewart oldfield"] ["richard kahn", "natalie barak"] []


subject: Re: Reference: Neptune account xxx3424

cc_recipients:
Richard Kahn
Brigid Macias
Natalie Barak

all_participants: bella klein ["stewart oldfield"] ["richard kahn", "brigid macias", "natalie barak"] []


subject: Re: Reference: Neptune account xxx3424

cc_recipients:
Brigid Macias
Natalie Barak

all_participants: stewart oldfield [] ["brigid macias", "natalie barak"] []


subject: Reference: Neptune account xxx3424

all_participants: bella klein ["stewart oldfield"] ["richard kahn"] []


sender: [REDACTED]

subject: Re: LSJE xxx9295 3 wires

cc_recipients: [REDACTED] [REDACTED]

all_participants: [redacted] ["[redacted]"] ["[redacted]", "[redacted]"] []


sender: Sarah Rafferty

subject: Frieze NY registrations [I]

all_participants: sarah rafferty ["stewart oldfield"] [] []


sender: Deutsche Bank Wealth Management

subject: Paul Barrett - Frieze New York Preview Day confirmation details

all_participants: deutsche bank wealth management [] [] []


subject: Neptune_ 1200

all_participants: bella klein ["natalie barak"] ["richard kahn"] []


sender: Natalie Barak

all_participants: natalie barak ["bella"] [] []


subject: FW: Inquiry Regarding Account ██████████, Client: LSJE, LLC ; Alert 85287- DUE 13 JUL [SC]

all_participants: stewart oldfield ["kimberly hart"] [] []


sender: Patricia Melo

subject: Inquiry Regarding Account Client: LSJE, LLC; Alert 85287- DUE 13 JUL

cc_recipients:
Bradley Gillin
Amlcompliance Inquiries

all_participants: patricia melo ["stewart oldfield"] ["bradley gillin", "amlcompliance inquiries"] []


subject: Re: ACATS for Southern Financial/Trust [I]

to_recipients:
Amanda Kirby
Jay Lipman

cc_recipients:
Tazia Smith
vahe Stepani an

all_participants: paul morris ["amanda kirby", "jay lipman"] ["tazia smith", "vahe stepani an"] []


subject: Re: ACATS for southern Financial/Trust (I]

cc_recipients:
Tazia smith
vahe stepanian
Paul Morris

all_participants: amanda kirby ["jay lipman"] ["tazia smith", "vahe stepanian", "paul morris"] []


sender: Jay Lipman/db/dbcom

subject: Re: ACATS for southern Financial/Trust [I]

cc_recipients:
Tazia Smith/db/
Vahe Stepanian/db

all_participants: jay lipman/db/dbcom ["amanda kirby/db/"] ["tazia smith/db/", "vahe stepanian/db"] []


sender: Amanda Kirby/db/dbcom

subject: ACATS for Southern Financial/Trust [I]

cc_recipients:
Tazia Smith
Vahe Stepanian/db/████████████

all_participants: amanda kirby/db/dbcom ["jay lipman/db/████████████"] ["tazia smith", "vahe stepanian/db/████████████"] []


subject: RE: Draft Language for 100 days [I]

all_participants: stewart oldfield ["andrew king"] [] []


sender: Cynthia Rodriguez

all_participants: cynthia rodriguez ["rich"] [] []


sender: Richard Kahn

subject: Re: Plan d LLC

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein"] []


all_participants: cynthia rodriguez [] [] []


subject: Plan d LLC

all_participants: richard kahn ["bella klein"] ["cynthia rodriguez"] []


subject: Automatic reply: Welcome to Deutsche Bank Research – ████████████████████████████[C]

all_participants: stewart oldfield ["paul barrett"] [] []


sender: Martin Zeman

subject: RE: Call with our Muni desk - [l]

all_participants: martin zeman ["stewart oldfield"] [] []


subject: RE: Call with our Muni desk - [II

all_participants: stewart oldfield ["martin zeman"] [] []


subject: RE: Call with our Muni desk -


subject: Re: Call with our Muni desk - [I]


subject: Call with our Muni desk -

all_participants: martin zeman ["paul barrett"] ["stewart oldfield"] []


sender: Xavier Avila

subject: RE: Argentina Long Dated Bonds EUR XCCY

cc_recipients:
Martin Zeman
Davide-A Sferrazza
Stewart Oldfield

all_participants: xavier avila ["paul barrett"] ["martin zeman", "davide-a sferrazza", "stewart oldfield"] []


subject: Re: Gratitude America, Ltd [C]

all_participants: [redacted] ["[redacted]"] ["[redacted]"] []


sender: Bradley Gillin

subject: Re: Gratitude America, Ltd

all_participants: bradley gillin ["richard kahn"] [] []


sender: Stewart Oldfield

subject: RE: Gratitude America, Ltd

cc_recipients:
Bella Klein
Bradley Gillin

all_participants: stewart oldfield ["richard kahn"] ["bella klein", "bradley gillin"] []


subject: Gratitude America, Ltd

all_participants: richard kahn ["stewart oldfield"] ["bella klein"] []


subject: FW: Annual KYC Reviews [C]

to_recipients:
Bradley Gillin
Richard Iarossi

all_participants: stewart oldfield ["bradley gillin", "richard iarossi"] [] []


subject: Annual KYC Reviews [Cl

cc_recipients:
Bella Klein
Stewart Oldfield
Richard Iarossi

all_participants: bradley gillin ["darren indyke"] ["bella klein", "stewart oldfield", "richard iarossi"] []


subject: Frieze New York registrations: Wednesday Preview p)

all_participants: sarah rafferty ["stewart 0ldfield"] [] []


sender: [Name redacted]

subject: Trade Details --> 06/05/2018 [C]

all_participants: [name redacted] ["multiple recipients (names redacted)"] ["multiple recipients (names redacted)"] []


subject: SOUTHERN FINANCIAL LLC - please sign and return

all_participants: [redacted] ["[redacted]"] ["multiple recipients (several redacted)"] []


all_participants: martin zeman ["2 recipients (names shown in image but redacted/black-barred; one appears quoted)"] ["3 recipients (names shown in image but redacted/black-barred)"] []


all_participants: martin zeman ["richard"] [] []


subject: XPO trade - listed options zero cost structure

cc_recipients:
Stewart Oldfield
Xavier Avila
Davide-A Sferrazza
Liam Osullivan

all_participants: martin zeman ["paul barrett"] ["stewart oldfield", "xavier avila", "davide-a sferrazza", "liam osullivan"] []


subject: RE: GBP KO Fwd

cc_recipients:
Martin Zeman
Joshua Shoshan
Stewart Oldfield

all_participants: xavier avila ["paul barrett"] ["martin zeman", "joshua shoshan", "stewart oldfield"] []


subject: RE: MIFID II & research - access to portal for clients (I)

all_participants: stewart oldfield ["sheffali welch"] [] []


sender: Sheffali Welch

subject: Re: MIFID II & research - access to portal for clients [I]

all_participants: sheffali welch ["stewart oldfield"] [] []


all_participants: stewart oldfield [] [] []


subject: FW: MIFID II & research - access to portal for clients [I]

cc_recipients:
Nicholas Allen
Anna-Sofiya Lupolover
Armen Brash

all_participants: sheffali welch ["'"] ["nicholas allen", "anna-sofiya lupolover", "armen brash"] []


subject: RE: Paul Barrett/RIN follow up

to_recipients:
Vahe Stepanian
Matt Glassman

all_participants: stewart oldfield ["vahe stepanian", "matt glassman"] [] []


sender: Vahe Stepanian

subject: RE: Paul Barrett/RIN follow up

to_recipients:
Stewart Oldfield
Matt Glassman

all_participants: vahe stepanian ["stewart oldfield", "matt glassman"] [] []


subject: Paul Barrett/RIN follow up

all_participants: stewart oldfield ["matt glassman"] ["vahe stepanian"] []


sender: Liam Osullivan

subject: PLN Settlement [C]

cc_recipients:
Davide-A Sferrazza
Joshua Shoshan
Xavier Avila
Stewart Oldfield

all_participants: liam osullivan ["paul barrett"] ["davide-a sferrazza", "joshua shoshan", "xavier avila", "stewart oldfield"] []


subject: FW: Technology Co-Invest

all_participants: vahe stepanian ["stewart oldfield [stewart.oldfield@db.com]"] [] []


subject: Technology Co-Invest

all_participants: vahe stepanian ["trip mccoy"] ["zack tax"] []


subject: RE: Fwd: DB: Foreign demand for US credit weakening [I]

to_recipients:
Torsten Slok
Xavier Avila
Stewart Oldfield
Joshua Shoshan
Davide-A Sferrazza

all_participants: martin zeman ["torsten slok", "xavier avila", "stewart oldfield", "joshua shoshan", "davide-a sferrazza"] ["*redacted*"] []


sender: Torsten Slok

subject: RE: Fwd: DB: Foreign demand for US credit weakening

to_recipients:
Martin Zeman
Xavier Avila
Stewart Oldfield

all_participants: torsten slok ["martin zeman", "xavier avila", "stewart oldfield"] ["jennifer francis"] []


sender: [name redacted]

subject: DB Bitcoin and Blockchain Event - April 3, 2018

all_participants: [name redacted] ["[name redacted]"] ["2 recipients [names redacted]"] []


subject: Automatic reply: Euros [C]

all_participants: stewart oldfield ["bella klein"] [] []


subject: Launch Package: LinkSPINE $20M Private Placement

cc_recipients:
Stewart Oldfield
Zack Tax
Oliver Rothauser

all_participants: martin zeman ["paul barrett"] ["stewart oldfield", "zack tax", "oliver rothauser"] []


subject: RE: 3 wires

cc_recipients:
Stewart Oldfield
Darren Indyke
Bella Klein

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "darren indyke", "bella klein"] []


subject: RE: Frieze New York registrations: Wednesday Preview [I]

all_participants: stewart oldfield ["andrea herbert"] ["bradley gillin"] []


sender: Stewart Oldfield I

subject: Accepted: Follow up with Paul Barrett RE: RIN III

all_participants: stewart oldfield i ["vahe stepanian i"] [] []


subject: RE: RIN follow up [I]

all_participants: vahe stepanian ["stewart oldfield"] [] []


subject: RE: RIN follow up

all_participants: stewart oldfield ["paul barrett"] ["vahe stepanian"] []


sender: Paul Barrett

subject: RE: RIN follow up

all_participants: paul barrett ["stewart oldfield"] ["vahe stepanian"] []


subject: RE: RIN follow up

all_participants: stewart oldfield ["paul barrett"] [] []


subject: RE: RIN follow up

all_participants: paul barrett ["stewart oldfield"] [] []


sender: Kevin Hone

subject: RE: DB Conference

all_participants: kevin hone ["paul barrett"] ["stewart oldfield"] []


subject: DB Conference

all_participants: paul barrett ["kevin hone"] ["stewart oldfield"] []


subject: Incoming Wire [C]

cc_recipients:
Stewart Oldfield
Davide-A Sferrazza
Martin Zeman

all_participants: liam osullivan ["paul barrett"] ["stewart oldfield", "davide-a sferrazza", "martin zeman"] []


sender: Brigid Macias

subject: RE: Outgoing Wire Status Change

to_recipients:
Stewart Oldfield
Bella Klein

all_participants: brigid macias ["stewart oldfield", "bella klein"] [] []


subject: RE: Outgoing Wire Status Change

all_participants: stewart oldfield ["bella klein"] ["brigid macias"] []


sender: Bella Klein

subject: Fwd: Outgoing Wire Status Change

all_participants: bella klein ["stewart oldfield"] [] []


Outgoing Wire Status Change


sender: Nicole Perskawiec

subject: RE: Euros purchase account xxxxx9691 [I]

cc_recipients:
Stewart Oldfield
Brigid Macias
Daphne Cales
Firdaus Madiar
TheBranch Staff

all_participants: nicole perskawiec ["bradley gillin"] ["stewart oldfield", "brigid macias", "daphne cales", "firdaus madiar", "thebranch staff"] []


subject: Fwd: Euros purchase account ██████████

cc_recipients:
Stewart Oldfield
Brigid Macias
Daphne Cales

all_participants: bradley gillin ["nicole perskawiec"] ["stewart oldfield", "brigid macias", "daphne cales"] []


subject: Euros purchase account ████████

all_participants: bella klein ["bradley gillin"] ["richard kahn"] []


sender: Brigid Macias [brigid.macias@db.com]

subject: Fed Ref #

all_participants: brigid macias [brigid.macias@db.com] ["bella klein"] ["stewart oldfield"] []


subject: Question

to_recipients:
Stewart Oldfield
Martin Zeman

cc_recipients:
Richard Kahn
Jeanne Brennan

all_participants: paul barrett ["stewart oldfield", "martin zeman"] ["richard kahn", "jeanne brennan"] []


subject: RE: N4G024943 - THE HAZE TRUST

cc_recipients:
Stewart Oldfield
Richard larossi

all_participants: liam osullivan ["bradley gillin"] ["stewart oldfield", "richard larossi"] []


subject: N4G024943 - THE HAZE TRUST [I]

cc_recipients:
Stewart Oldfield
Richard Iarossi

all_participants: bradley gillin ["liam osullivan"] ["stewart oldfield", "richard iarossi"] []


sender: Zbynek Kozelsky

subject: Re: BSO Exception Request - DB POA Form [I]

to_recipients:
Vahe Stepanian
Zia Memon

cc_recipients:
Jay Lipman
Tazia Smith
Fran Wickman
Amanda Kirby

all_participants: zbynek kozelsky ["vahe stepanian", "zia memon"] ["jay lipman", "tazia smith", "fran wickman", "amanda kirby"] []


subject: BSO Exception Request - DB POA Form [I]

cc_recipients:
Zbynek Kozelsky
Jay Lipman
Tazia Smith
Fran Wickman
Amanda Kirby

all_participants: vahe stepanian ["zia memon"] ["zbynek kozelsky", "jay lipman", "tazia smith", "fran wickman", "amanda kirby"] []


all_participants: vahe stepanian [] ["fran wickman"] []


sender: Fran M Wickman

subject: POA Issues [1]

all_participants: fran m wickman [] [] []


sender: Richard Kahn

subject: Bank Balances

cc_recipients:
Brigid Macias
Bella Klein

all_participants: richard kahn ["stewart oldfield"] ["brigid macias", "bella klein"] []


sender: Terri Sohrab

subject: RE: Wheel Tug - Investor Summary

to_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: terri sohrab ["stewart oldfield", "bradley gillin"] [] []


sender: Stewart Oldfield

subject: Fwd: Wheel Tug- Investor Summary

to_recipients:
Terri Sohrab
Bradley Gillin

all_participants: stewart oldfield ["terri sohrab", "bradley gillin"] [] []


sender: Martin Zeman

subject: Wheel Tug - Investor Summary

cc_recipients:
Stewart Oldfield
Davide-A Sferrazza

all_participants: martin zeman ["paul barrett"] ["stewart oldfield", "davide-a sferrazza"] []


subject: RE: DB Technology conference - Invitation to WM hosted social events

all_participants: stewart oldfield ["paul barrett"] [] []


subject: Re: DB Technology conference - Invitation to WM hosted social events

all_participants: paul barrett ["stewart oldfield"] [] []


subject: DB Technology conference - Invitation to WM hosted social events


sender: Nadean Novogratz

subject: RE: Follow-up

cc_recipients:
Martin Zeman
Stewart Oldfield
Xavier Avila
Davide-A Sferrazza
Devin Anderson

all_participants: nadean novogratz ["paul barrett"] ["martin zeman", "stewart oldfield", "xavier avila", "davide-a sferrazza", "devin anderson"] []


subject: RE: Follow-up

all_participants: paul barrett ["nadean novogratz"] ["martin zeman", "stewart oldfield", "xavier avila", "davide-a sferrazza", "devin anderson"] []


subject: Follow-up


subject: Re: Jeepers Certificate

all_participants: bella klein ["stewart 0ldfield i"] [] []


all_participants: stewart oldfield ["bella"] [] []


subject: Re: Alpha Capital

cc_recipients:
Liam Osullivan
Davide-A Sferrazza

all_participants: stewart oldfield ["alan brody"] ["liam osullivan", "davide-a sferrazza"] []


subject: Re: LSJE xxx9295 3 wires [redacted]

cc_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: bella klein ["brigid macias"] ["stewart oldfield", "bradley gillin"] []


subject: Re: LSJE xxx9295 3 wires

cc_recipients:
Stewart Oldfiel
Bradley Gillin

all_participants: bella klein ["brigid macias"] ["stewart oldfiel", "bradley gillin"] []


subject: Re: LSJE xxx9295 3 wires

all_participants: brigid macias ["bella klein"] [] []


subject: Re: LSJE — "3 wires"

cc_recipients:
[recipient name redacted]
[recipient name redacted]

all_participants: bella klein ["[recipient name redacted]"] ["[recipient name redacted]", "[recipient name redacted]"] []


subject: Re: LSE xxx9295 3 wires

all_participants: brigid macias ["bella klein"] ["stewart oldfield", "bradley gillin"] []


subject: Re: LSJE xxx9295 3 wires


subject: LSJE███████3 wires

all_participants: bella klein ["brigid macias"] [] []


sender: Vahe Stepanian

subject: RE: Inquiry Regarding THE HAZE TRUST, Account#, Alert#

to_recipients:
Zbynek Kozelsky
Amlcompliance Inquiries

cc_recipients:
Joshua Shoshan
Donald Summer
Stewart Oldfield

all_participants: vahe stepanian ["zbynek kozelsky", "amlcompliance inquiries"] ["joshua shoshan", "donald summer", "stewart oldfield"] []


subject: RE: Inquiry Regarding THE HAZE TRUST, Account , Alert# [I]

cc_recipients:
Vahe Stepanian
Daniel Sabba
Joshua Shoshan
Donald Summer

all_participants: zbynek kozelsky ["amlcompliance inquiries"] ["vahe stepanian", "daniel sabba", "joshua shoshan", "donald summer"] []


sender: Danya Friedman On Behalf Of Amlcompliance Inquiries

subject: Inquiry Regarding THE HAZE TRUST, Account# N4G024943, Alert# 5AM1788880 [I]

cc_recipients:
Dcarla Oliveira
Tatiana Dominguez
Maurice Abitbol
Amlcompliance Inquiries

all_participants: danya friedman on behalf of amlcompliance inquiries ["zbynek kozelsky"] ["dcarla oliveira", "tatiana dominguez", "maurice abitbol", "amlcompliance inquiries"] []


subject: RE: Euros from acc

cc_recipients:
Bradley Gillin
Stewart Oldfield
Firdaus Madiar

all_participants: nicole perskawiec ["rodney macelus"] ["bradley gillin", "stewart oldfield", "firdaus madiar"] []


sender: [Name redacted]

subject: RE: Euros from acc [redacted]

cc_recipients: Multiple recipients (names redacted; visible placeholders for at least 3 addresses)

all_participants: [name redacted] ["[primary recipient name redacted]"] ["multiple recipients (names redacted; visible placeholders for at least 3 addresses)"] []


sender: Christian Wietoska

all_participants: christian wietoska [] [] []


sender: Bradley Gillin

subject: RE: Deposit [C]

all_participants: bradley gillin ["bella klein"] ["stewart oldfield"] []


subject: Fwd: Deposit

all_participants: bella klein ["bradley gillin"] [] []


sender: Sarah Rafferty

subject: Frieze NY registrations as of this morning [I]

all_participants: sarah rafferty ["stewart oldfield"] [] []


subject: Frieze registrations [I]


subject: co-hosted Fw: DB KCP's Disruptive Tech Event n New York on November 15 at 4 PM . .. if you care about real estate ...by SHoP Architects II]

all_participants: stewart oldfield ["vahe stepanian"] [] []


sender: Joshua Shoshan

subject: co-hosted by DB SHoP KCP's Architects Disruptive Tech Event in New York on November 15 at 4 PM . . . if you care about real estate .. .

cc_recipients:
Xavier Avila
Martin Zeman
Stewart Oldfield
Davide-A Sferrazza
Liam Osullivan

all_participants: joshua shoshan ["paul barrett - alpha group capital llc"] ["xavier avila", "martin zeman", "stewart oldfield", "davide-a sferrazza", "liam osullivan"] []


sender: [redacted]

subject: 10.0% p.a. Callable Yield Note with Contingent Coupon

cc_recipients: [redacted] [redacted] [redacted]

all_participants: [redacted] ["[redacted]"] ["[redacted]", "[redacted]", "[redacted]"] []


sender: Paul Morris

subject: Fw: checking in [C]

all_participants: paul morris [] [] []


sender: Brigid Macias

subject: Follow Up - Caterpillar Trust

cc_recipients:
Stewart Oldfield
Natalie Barak

all_participants: brigid macias ["bella klein"] ["stewart oldfield", "natalie barak"] []


sender: Cynthia Rodriguez

subject: RE: █████████ and █████████

all_participants: cynthia rodriguez ["bella klein"] ["stewart oldfield"] []


subject: RE: ██████████ and ███████████


subject: RE: URGENT - THIRD REQUEST!!!!! RE: Inquiry Regarding THE HAZE TRUST, Account# N4G024943, Alert# SAM1788880 (I)

to_recipients:
Amicompliance Inquiries
Zbynek Kozelsky
Cynthia Rodriguez
PWM AMLCompliance
Stewart Oldfield

cc_recipients:
Joshua Shoshan
Donald Summer
Cherie Quigley

all_participants: vahe stepanian ["amicompliance inquiries", "zbynek kozelsky", "cynthia rodriguez", "pwm amlcompliance", "stewart oldfield"] ["joshua shoshan", "donald summer", "cherie quigley"] []


subject: RE: URGENT - THIRD REQUESTIlm RE: Inquiry Regarding THE HAZE TRUST, Account# N4G024943, Alert# 5AM1788880 [I]

to_recipients:
Zbynek Kozelsky
Cynthia Rodriguez
PWM AMLCompliance
Stewart Oldfield
Vahe Stepanian

cc_recipients:
Joshua Shoshan
Donald Summer
Cherie Quigley
Amlcompliance Inquiries

all_participants: danya friedman on behalf of amlcompliance inquiries ["zbynek kozelsky", "cynthia rodriguez", "pwm amlcompliance", "stewart oldfield", "vahe stepanian"] ["joshua shoshan", "donald summer", "cherie quigley", "amlcompliance inquiries"] []


subject: URGENT - THIRD REQUESTIIIII RE: Inquiry Regarding THE HAZE TRUST, Account# N4G024943, Alert# SAM1788880 [I]

to_recipients:
Danya Friedman
Zbynek Kozelsky
Stewart Oldfield
Vahe Stepanian

all_participants: cynthia rodriguez ["danya friedman", "zbynek kozelsky", "stewart oldfield", "vahe stepanian"] ["joshua shoshan", "donald summer", "cherie quigley", "amlcompliance inquiries"] []


sender: Danya Friedman On Behalf Of PWM AMLCompliance

to_recipients:
Cynthia Rodriguez
Zbynek Kozelsky
Stewart Oldfield
Vahe Stepanian

all_participants: danya friedman on behalf of pwm amlcompliance ["cynthia rodriguez", "zbynek kozelsky", "stewart oldfield", "vahe stepanian"] ["joshua shoshan", "donald summer", "cherie quigley", "amlcompliance inquiries"] []


all_participants: danya friedman on behalf of amlcompliance inquiries ["cynthia rodriguez", "zbynek kozelsky", "stewart oldfield", "vahe stepanian"] [] []


subject: RE: Inquiry Regarding THE HAZE TRUST, Account# lert# SAM 1788880 [I]

to_recipients:
Amlcompliance Inquiries
Zbynek Kozelsky
Stewart Oldfield
Vahe Stepanian

cc_recipients:
Joshua Shoshan
Donald Summer

all_participants: cynthia rodriguez ["amlcompliance inquiries", "zbynek kozelsky", "stewart oldfield", "vahe stepanian"] ["joshua shoshan", "donald summer"] []


sender: Danya Friedman

subject: RE: Inquiry Regarding THE HAZE TRUST, Account#S Alert# 5AM1788880 [I]

to_recipients:
Zbynek Kozelsky
Amlcompliance Inquiries
Stewart Oldfield
Vahe Stepanian

cc_recipients:
Joshua Shoshan
Donald Summer
Cynthia Rodriguez

all_participants: danya friedman ["zbynek kozelsky", "amlcompliance inquiries", "stewart oldfield", "vahe stepanian"] ["joshua shoshan", "donald summer", "cynthia rodriguez"] []


sender: Zbynek Kozelsky

subject: RE: Inquiry Regarding THE HAZE TRUST, Account# Alert# SAM1788880 [I]

all_participants: zbynek kozelsky ["amlcompliance inquiries"] ["vahe stepanian", "daniel sabba", "joshua shoshan", "donald summer"] []


subject: Inquiry Regarding THE HAZE TRUST, Account# N4G024943, Alert# SAM1788880 [I]

cc_recipients:
Dcaria Oliveira
Tatiana Dominguez
Maurice Abitbol
Amlcompliance Inquiries

all_participants: danya friedman on behalf of amlcompliance inquiries ["zbynek kozelsky"] ["dcaria oliveira", "tatiana dominguez", "maurice abitbol", "amlcompliance inquiries"] []


subject: DB Morning Overview

cc_recipients:
Vahe Stepanian
Stewart Oldfield
Davide-A Sferrazza
Xavier Avila
Joshua Shoshan

all_participants: martin zeman ["paul barrett"] ["vahe stepanian", "stewart oldfield", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


sender: Stewart Oldfield

subject: RE: Call with our Muni desk - II]

all_participants: stewart oldfield ["martin zeman"] [] []


sender: Martin Zeman

subject: RE: Call with our Muni desk - [I]

all_participants: martin zeman ["stewart oldfield"] [] []


subject: Re: Call with our Muni desk - [11


subject: Call with our Muni desk -

all_participants: martin zeman ["paul barrett"] ["stewart oldfie"] []


subject: RE: Je Epstein VI Foundation [C]

all_participants: vahe stepanian ["stewart oldfield"] [] []


sender: Bella Klein

subject: Re: Je Epstein VI Foundation [C]

cc_recipients:
Daniel Sabba
Gbenga Omosuyi
Darlene Zong
Vahe Stepanian

all_participants: bella klein ["tazia smith"] ["daniel sabba", "gbenga omosuyi", "darlene zong", "vahe stepanian"] []


sender: Tazia Smith

subject: Re: Je Epstein VI Foundation [C]

all_participants: tazia smith ["bella klein"] [] []


sender: bellaklein

subject: Fwd: Je Epstein VI Foundation

all_participants: bellaklein ["tazia smith"] [] []


subject: Fwd: Je Epstein VI Foundation

all_participants: bellaklein [] [] []


sender: J'vonne George

subject: FW: Je Epstein VI Foundation

all_participants: j'vonne george ["gbenga omosuyi"] [] []


subject: Je Epstein VI Foundation

all_participants: bellaklein ["j'vonne george"] [] []


sender: Liam Osullivan

subject: Paul Barrett / Epstein DI

cc_recipients:
Joshua Shoshan
Davide-A Sferrazza
Michael King
Vahe Stepanian

all_participants: liam osullivan ["stewart oldfield"] ["joshua shoshan", "davide-a sferrazza", "michael king", "vahe stepanian"] []


sender: Richard Kahn <███████████████>

subject: deposit

cc_recipients: Bella Klein <█████████████>

all_participants: richard kahn <███████████████> ["bradley gillin <██████████████>"] ["bella klein <█████████████>"] []


subject: DB tech conference - Sep. 12/13 Las Vegas

all_participants: stewart oldfield ["paul barrett"] ["martin zeman"] []


subject: Asset quality analysis of six TR banks we cover

to_recipients:
Paul Barrett
Rob Chhabra
Heiko Freitag

cc_recipients:
Xavier Avila
Davide-A Sferrazza
Bruce McDermott
Stewart Oldfield

all_participants: martin zeman ["paul barrett", "rob chhabra", "heiko freitag"] ["xavier avila", "davide-a sferrazza", "bruce mcdermott", "stewart oldfield"] []


sender: Kazim Andac

all_participants: kazim andac ["martin zeman"] [] []


subject: RE: Naspers [C]

cc_recipients:
Martin Zeman
Davide-A Sferrazza
Xavier Avila
Stewart Oldfield

all_participants: liam osullivan ["paul barrett"] ["martin zeman", "davide-a sferrazza", "xavier avila", "stewart oldfield"] []


subject: Naspers [C]


sender: Nina‑X Nevidzanska

subject: RE: DB tech conference - Sep. 12/13 Las Vegas

all_participants: nina‑x nevidzanska ["stewart oldfield"] ["alison sinicropi"] []


sender: Edward A. Caristrom

subject: RE: DB tech conference - Sep. 12/13 Las Vegas VI

all_participants: edward a. caristrom ["stewart oldfiel"] ["harris winters"] []


subject: FW: DB tech conference - Sep. 12/13 Las Vegas

all_participants: stewart oldfield ["edward carlstr1=imm"] ["harris winters"] []


sender: Alan Resnikoff

all_participants: alan resnikoff ["stewart oldfield"] [] []


all_participants: stewart oldfield ["alan resnikoff"] [] []


subject: Trade Details 8/9/2018 [C]

to_recipients:
Paul Barrett
Richard Kahn

cc_recipients:
Martin Zeman
Stewart Oldfield
Davide-A Sferrazza
Xavier Avila

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "stewart oldfield", "davide-a sferrazza", "xavier avila"] []


subject: Trade Details 8/13/2018 [C]

cc_recipients:
Martin Zeman
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "xavier avila", "davide-a sferrazza", "stewart oldfield"] []


sender: Amanda Kirby

subject: Distribution List (II

all_participants: amanda kirby ["paul morris"] ["stewart oldfield"] []


subject: RE: DB Napa wine event - Oct. 24-26

all_participants: stewart oldfield ["paul barrett"] [] []


sender: Paul Barrett

subject: RE: DB Napa wine event - Oct. 24-26

all_participants: paul barrett ["stewart oldfield"] [] []


subject: FW: DIFFERENTIATED EVENT: DB Theme week: 1) Tech/Internet 12/12, 2) Media/Telco 12/14, 3) Industrials 12/11, 4) Consumer 12/14, 5) Healthcare 12/15, 6) Energy 12/18, 7) Financials 12/19 (I]

all_participants: stewart oldfield ["vahe stepanian"] [] []


sender: Garlina Meggett

subject: RE: DIFFERENTIATED EVENT: DB Theme Week: 1) Tech/Internet 12/12, 2) Media/Telco 12/14, 3) Industrials 12/11, 4) Consumer 12/14, 5) Healthcare 12/15, 6) Energy 12/18, 7) Financials 12/19

cc_recipients:
Marc Nickley
David Silber
Nadean Novogratz
Courteney B Fornal
Joshua Shoshan
Xavier Avila
Stewart Oldfield

all_participants: garlina meggett ["martin zeman"] ["marc nickley", "david silber", "nadean novogratz", "courteney b fornal", "joshua shoshan", "xavier avila", "stewart oldfield"] []


subject: DIFFERENTIATED EVENT: DB Theme Week: 1) Tech/Internet 12/12, 2) Media/Telco 12/14, 3) Industrials 12/11,

all_participants: martin zeman ["garlina meggett"] ["marc nickley", "david silber", "nadean novogratz", "courteney b fornal", "joshua shoshan", "xavier avila", "stewart oldfield"] []


sender: Marc Nickley

subject: DIFFERENTIATED EVENT: DB Theme Week: 1) Tech/Internet 12/12, 2) Media/Telco 12/14, 3) Industrials 12/11, 4) Consumer 12/14, 5) Healthcare 12/15, 6) Energy 12/18, 7) Financials 12/19

all_participants: marc nickley [] [] []


sender: Vahe Stepanian

subject: RE: Rated Infrastructure Notes (RIN) II

to_recipients:
Paul Barrett
Stewart Oldfield

all_participants: vahe stepanian ["paul barrett", "stewart oldfield"] ["martin zeman"] []


subject: RE: Rated Infrastructure Notes (RIN) II

to_recipients:
Stewart Oldfield
Vahe Stepanian

all_participants: paul barrett ["stewart oldfield", "vahe stepanian"] ["martin zeman"] []


subject: RE: Rated Infrastructure Notes (RIN) II

to_recipients:
Vahe Stepanian
Paul Barrett

all_participants: stewart oldfield ["vahe stepanian", "paul barrett"] ["martin zeman"] []


subject: Rated Infrastructure Notes (RIN) II

all_participants: vahe stepanian ["paul barrett"] [] []


subject: Rated Infrastructure Notes (RIN) II

cc_recipients:
Stewart Oldfield
Martin Zeman

all_participants: vahe stepanian [] ["stewart oldfield", "martin zeman"] []


subject: RE: RIN

all_participants: paul barrett ["vahe stepanian"] ["stewart oldfield"] []


subject: RIN

all_participants: vahe stepanian ["paul barrett"] ["stewart oldfield"] []


subject: RE: DB Bitcoin and Blockchain Event - April 3, 2018


all_participants: vahe stepanian ["stewart oldfield"] [] []


subject: FW: DB Bitcoin and Blockchain Event - April 3, 2018

all_participants: vahe stepanian ["stewart oldfield", "martin zeman"] [] []


subject: DB Bitcoin and Blockchain Event - April 3, 2018

cc_recipients:
Terri Sohrab
Xavier Avila
Martin Zeman

all_participants: vahe stepanian [] ["terri sohrab", "xavier avila", "martin zeman"] []


sender: Andrew King

subject: RE: DB - Harvest Collateral Yield Enhancement Strategy [I]

all_participants: andrew king ["stewart oldfield"] [] []


sender: Stewart Oldfield

all_participants: stewart oldfield ["andrew king"] [] []


subject: FW: DB - Harvest Collateral Yield Enhancement Strategy


subject: DB - Harvest Collateral Yield Enhancement Strategy

all_participants: andrew king ["'paul watson'"] ["stewart oldfield"] []


subject: RE: Next steps: Napa Conference (IJ

all_participants: stewart oldfield ["sarah rafferty"] [] []


sender: Sarah Rafferty

subject: Next steps: Napa Conference [Ij

all_participants: sarah rafferty ["stewart oldfield"] [] []


sender: Deutsche Bank Wealth Management

subject: Frieze New York Confirmation

all_participants: deutsche bank wealth management ["paul barrett"] [] []


subject: Re: [C]

cc_recipients:
Vahe Stepanian
Stewart Oldfield
Gbenga Omosuyi
Darren Indyke
Richard Kahn

all_participants: bellaklein ["cynthia rodriguez"] ["vahe stepanian", "stewart oldfield", "gbenga omosuyi", "darren indyke", "richard kahn"] []


subject: Fwd:

all_participants: bellaklein ["vahe stepanian"] [] []


all_participants: hbrkscanner@gmail.com ["bklein575@gmail.com"] [] []


sender: Cynthia Rodriguez

subject: E-intro

to_recipients:
Bella Klein
Bebe Avdiu

cc_recipients:
Stewart Oldfield
Bradley Gillin
Hildegarde Berrios

all_participants: cynthia rodriguez ["bella klein", "bebe avdiu"] ["stewart oldfield", "bradley gillin", "hildegarde berrios"] []


subject: Re: Glendower Secondary Opportunities Fund IV

all_participants: stewart oldfield ["paul barrett"] ["vahe stepanian"] []


sender: Paul Morris

subject: Re: Meeting with Jeffrey [C]

to_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: paul morris ["daniel sabba", "vahe stepanian"] ["stewart oldfield"] []


sender: Daniel Sabba

subject: Re: Meeting with Jeffrey (Cl

all_participants: daniel sabba ["vahe stepanian"] ["paul morris"] []


sender: Lesley Groff

subject: Re: Meeting with Jeffrey (Cl

cc_recipients:
Daniel Sabba
Paul Morris

all_participants: lesley groff ["vahe stepanian"] ["daniel sabba", "paul morris"] []


subject: Re: Meeting with Jeffrey (Cl

all_participants: vahe stepanian ["lesley groff"] [] []


sender: Davide-A Sferrazza

subject: 2Y 2s10s Curve Cap Confirmation [C]

cc_recipients:
Xavier Avila
Martin Zeman
Liam Osullivan
Stewart Oldfield
Richard Kahn

all_participants: davide-a sferrazza ["paul barrett"] ["xavier avila", "martin zeman", "liam osullivan", "stewart oldfield", "richard kahn"] []


sender: Mayur Rathod

subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I]

cc_recipients:
Richard Iarossi
Bradley Gillin
Vijay-A Sawant
Vinita Advani

all_participants: mayur rathod ["stewart oldfield"] ["richard iarossi", "bradley gillin", "vijay-a sawant", "vinita advani"] []


sender: [name redacted]

subject: RE: Pending responses on rejection cases (truncated)

all_participants: [name redacted] ["[name redacted]"] ["[multiple names redacted]"] []


sender: Vijay-A Sawant

subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP

cc_recipients:
Bradley Gillin
Richard Iarossi
Alka Babu
Mayur Rathod
Vinita Advani

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "richard iarossi", "alka babu", "mayur rathod", "vinita advani"] []


all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi", "alka babu", "mayur rathod", "vinita advani"] []


subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP


sender: Nadean Novogratz

subject: FW: [/] Equity Derivs: FXI can outperform SPX coming out of the G20

cc_recipients:
Martin Zeman
Stewart Oldfield
Alan Brody

all_participants: nadean novogratz ["paul barrett"] ["martin zeman", "stewart oldfield", "alan brody"] []


sender: Ana A Zamora

subject: CIO Economic Outlook Registration Update

all_participants: ana a zamora ["stewart 0ldfield"] [] []


sender: Martin Zeman

subject: Trade Idea: Buy Upside on SX7E (Eurostoxx Banks Index) as ECB gradually starts shifting stance

cc_recipients:
Stewart Oldfield
Alan Brody
Nadean Novogratz

all_participants: martin zeman ["paul barrett"] ["stewart oldfield", "alan brody", "nadean novogratz"] []


subject: RE: discretionary portfolio mgmt

all_participants: stewart oldfield ["paul barrett"] ["martin zeman"] []


sender: Paul Barrett

subject: Re: discretionary portfolio mgmt

all_participants: paul barrett ["stewart oldfield"] ["martin zeman"] []


subject: discretionary portfolio mgmt


sender: Vahe Stepanian

subject: RE: Paul Barrett/RIN follow up

to_recipients:
Stewart Oldfield
Matt Glassman

all_participants: vahe stepanian ["stewart oldfield", "matt glassman"] [] []


subject: Paul Barrett/RIN follow up

all_participants: stewart oldfield ["matt glassman"] ["vahe stepanian"] []


subject: Re: Today

all_participants: stewart oldfield ["andrew king"] [] []


sender: Bradley Gillin

subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I]

all_participants: bradley gillin ["vijay-a sawant"] ["stewart oldfield"] []


all_participants: vijay-a sawant ["bradley.gillin@usbank.com"] ["stewart.oldfield@usbank.com"] []


subject: RE: Assistance Required in solving rejection points on KYC CaseH0 1946825 HI

all_participants: vijay-a sawant ["bradley gitlin"] ["stewart oldfiel"] []


sender: Bradley Gitlin

subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [II

all_participants: bradley gitlin ["vijay-a sawant"] ["stewart oldfield"] []


all_participants: vijay-a sawant ["bradley gitlin"] ["stewart oldfield"] []


to_recipients:
Vijay-A Sawant
Stewart Oldfield

all_participants: bradley gillin ["vijay-a sawant", "stewart oldfield"] [] []


subject: RE: Assistance Required in solving rejection points on KYC Case#01946825

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gitlin"] []


sender: Stewart Oldfield

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin"] []


subject: Assistance Required in solving rejection points on KYC Case/101946825


subject: Automatic reply: D8 Jeepers Glen Dubin_08-10-18.pdf IC)

all_participants: stewart oldfield ["sella klein"] [] []


subject: RE: Copy of online wire transfers

all_participants: stewart oldfield ["robert dicerbo"] [] []


sender: Robert Dicerbo

subject: Copy of online wire transfers

all_participants: robert dicerbo ["bella klein"] ["stewart oldfield"] []


sender: Liam Osullivan

subject: Partial Call [C]

cc_recipients:
Martin Zeman
Davide-A Sferrazza
Stewart Oldfield
Alan Brody

all_participants: liam osullivan ["paul barrett"] ["martin zeman", "davide-a sferrazza", "stewart oldfield", "alan brody"] []


subject: RE: DB Conference

all_participants: stewart oldfield ["paul barrett"] [] []


subject: DB Conference

all_participants: paul barrett ["khone@asny.com"] ["stewart oldfield"] []


sender: Jj Litchford

subject: RE: Structured Solutions October 2015 Offerings [I]

all_participants: jj litchford ["stewart oldfield"] ["melinda roy"] []


subject: FW: Structured Solutions October 2015 Offerings [I]

all_participants: stewart oldfield ["jj litchford"] [] []


sender: Peter Wan

all_participants: peter wan ["stewart oldfield"] ["jj litchford"] []


sender: Brianna Fowler

subject: RE: Recent DB Publications on Post-Brexit View and Italian Banks III

all_participants: brianna fowler ["stewart oldfield"] [] []


subject: FW: Recent DB Publications on Post-Brexit View and Italian Banks [I]

all_participants: stewart oldfield ["brianna fowler"] [] []


sender: Mail Delivery Subsystem

subject: Undeliverable: Recent DB Publications on Post-Brexit View and Italian Banks

all_participants: mail delivery subsystem ["stewart oldfield"] [] []


subject: RE: Deutsche AWM CIO Flash: Global market volatilityHi Globale Marktvolatilitat (client-ready version) II]

all_participants: jj litchford ["stewart oldfield"] [] []


sender: Paul Morris

subject: RE: Deutsche AWM co Flash: Global market volatility /// Globale Marktvolatilitat (client-ready version) [1]

to_recipients:
Jj Litchford
Stewart Oldfield

all_participants: paul morris ["jj litchford", "stewart oldfield"] [] []


subject: RE: Deutsche AWM CIO Flash: Global market volatility /// Globale Marktvolatilität (client-ready version) [I]

to_recipients:
Stewart Oldfield
Paul Morris

all_participants: jj litchford ["stewart oldfield", "paul morris"] [] []


subject: Re: Deutsche AWM CIO Flash: Global market volatility /// Globale Marktvolatilitat (client-ready version)

to_recipients:
Jj Litchford
Paul Morris

all_participants: stewart oldfield ["jj litchford", "paul morris"] [] []


subject: RE: Deutsche AWM CIO Flash: Global market volatility /// Globale Marktvolatilitat (client-ready version)


sender: Deutsche AWM CIO Office

subject: Deutsche AWM CIO Flash: Global market volatility //,/ Globale Marktvolatilitat (client-ready version)

all_participants: deutsche awm cio office [] [] []


sender: Melinda Roy

subject: RE: Deutsche AM CIO Flash: "Brexit: the clock is ticking - 100 days to go"

to_recipients:
Paul Morris
Stewart Oldfield

all_participants: melinda roy ["paul morris", "stewart oldfield"] [] []


subject: RE: Deutsche AM CIO Flash: "Brexit: the clock is ticking — 100 days to go" (AM & WM client-ready versions) [I]

cc_recipients:
Joseph Dursi
Andrew King
Stewart Oldfield

all_participants: paul morris ["melinda roy"] ["joseph dursi", "andrew king", "stewart oldfield"] []


subject: RE: Deutsche AM C'1O Flash: "Brexit: the clock is ticking — 100 days to go" (AM & WM client-ready versions) [I]

cc_recipients:
Joseph Dursi
Andrew King

all_participants: melinda roy ["paul morris"] ["joseph dursi", "andrew king"] []


all_participants: paul morris ["melinda roy"] ["joseph dursi", "andrew king"] []


subject: RE: Deutsche AM CIO Flash: "Brexit: the clock is ticking – 100 days to go" (AM & WM client-ready versions) [I]

all_participants: melinda roy ["paul morris"] [] []


all_participants: paul morris ["melinda roy"] [] []


to_recipients:
Paul Morris
Stewart Oldfield
Jj Litchford

all_participants: melinda roy ["paul morris", "stewart oldfield", "jj litchford"] [] []


to_recipients:
Melinda Roy
Stewart 0ldfield
Jj Litchford

all_participants: paul morris ["melinda roy", "stewart 0ldfield", "jj litchford"] [] []


to_recipients:
Stewart Oldfield
Jj Litchford

all_participants: melinda roy ["stewart oldfield", "jj litchford"] ["paul morris"] []