sender: Hemant-Kumar Rathore

subject: Pending FX Payments dtd 09/21/2018 [I]

to_recipients:
Elizabeth Payne
Anu Barua
Joan Clarke
Natalie Barak
Michele-M Quattrocchi
Liz Fitzgerald
William Finn
Bradley Gillin
Monica
Gilkinson
Richard Iarossi
Stewart Oldfield

cc_recipients:
Kathryn J Stanfield
Halina Laczny
Yvette Tirrito
Anil Tewani
Vikas Dave

all_participants: hemant-kumar rathore ["elizabeth payne", "anu barua", "joan clarke", "natalie barak", "michele-m quattrocchi", "liz fitzgerald", "william finn", "bradley gillin", "monica", "gilkinson", "richard iarossi", "stewart oldfield"] ["kathryn j stanfield", "halina laczny", "yvette tirrito", "anil tewani", "vikas dave"] []


sender: Vikas Dave

subject: FW: Pending FX Payments dtdt 09/21/2018

all_participants: vikas dave ["hemant-kumar rathore"] [] []


sender: Ankit-Kumar Sharma

subject: Pending FX Payments dtdt 09/21/2018

all_participants: ankit-kumar sharma ["vikas dave"] [] []


sender: Richard Kah

subject: Gratitude Wire - 15,000 Euro

all_participants: richard kah ["bradley galin"] ["bella klein"] []


sender: Velmir Vejzovic

subject: CLEARED: portfolio Alert_ █████████████ 12091961 [I]

cc_recipients:
Bradley Gillin
Hildegarde Berrios
PWMUS AMLKYC

all_participants: velmir vejzovic ["sanchit mittal"] ["bradley gillin", "hildegarde berrios", "pwmus amlkyc"] []


sender: Stewart Oldfield

subject: RE: portfolio Alert_ 12091961 [I]

cc_recipients:
PWM US AMLKYC
PWM BIS-Research
Bradley Gillen
Hildegarde Berrios

all_participants: stewart oldfield ["sanchit mittal"] ["pwm us amlkyc", "pwm bis-research", "bradley gillen", "hildegarde berrios"] []


sender: Sanchit Mittal

subject: portfolio Alert_ 12091961 [I]

all_participants: sanchit mittal ["stewart oldfield"] [] []


sender: Cynthia Rodriguez

subject: RE: Cinq Case; DbForce teas case # [1]

to_recipients:
Annanya Pareek
Stewart Oldfield
Bradley Gillin

all_participants: cynthia rodriguez ["annanya pareek", "stewart oldfield", "bradley gillin"] [] []


sender: Annanya Pareek

subject: RE: Cinq Case ████████████ / ████████████5 ; DbForce teas case # [I]

to_recipients:
Cynthia Rodriguez
Stewart Oldfield
Bradley Gillin

all_participants: annanya pareek ["cynthia rodriguez", "stewart oldfield", "bradley gillin"] [] []


subject: RE: EMS/080317151211: Check referrals: 42959324- "30711]

to_recipients:
sigver dbgps
Stewart Oldfield

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "bradley gillin"] []


sender: sigver dbgps

subject: EMS/080317151211: Check referrals: 42959324 - "307"[i]

all_participants: sigver dbgps ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@ilist.db.00m", "muhammod uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "kavish sharma", "bradley gillin", "cynthia rodriguez"] []


sender: Alka Babu

subject: RE:J Epstein Foundation Inc. a/c N4G024950 II)

cc_recipients:
Mayur Rathod
Vijay-A Sawant
Vinita Advani

all_participants: alka babu ["bradley gillin"] ["mayur rathod", "vijay-a sawant", "vinita advani"] []


sender: Vijay-A Sawant

subject: FW: Epstein Foundation Inc. a/c N4G024950 [1]

to_recipients:
Alka Babu
Mayur Rathod

all_participants: vijay-a sawant ["alka babu", "mayur rathod"] [] []


sender: Bradley Gillin

cc_recipients:
Stewart Oldfield
Richard Iarossi

all_participants: bradley gillin ["vijay-a sawant"] ["stewart oldfield", "richard iarossi"] []


sender: Richard Kahn

subject: J Epstein Foundation Inc. a/c N4G024950

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin"] []


sender: Daniel Sabba

subject: FW: (BN) Soros Stake-Sale Report Sinks Petrobras as Brazil's Stocks [C]

cc_recipients:
Richard Kahn
Paul Morris
Stewart Oldfield
Ariane Dwyer
Vahe Stepanian

all_participants: daniel sabba ["jeffrey e."] ["richard kahn", "paul morris", "stewart oldfield", "ariane dwyer", "vahe stepanian"] []


sender: Bhavesh Chandani

subject: RE: Non-Post Transaction 03-19-2019- DDA

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Daphne Cales

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control
Yvette Tirrito

all_participants: bhavesh chandani ["stewart oldfield", "bradley gillin", "monica gilkinson", "daphne cales"] ["halina laczny", "debra jasper", "oversight control", "yvette tirrito"] []


to_recipients:
Bhavesh Chandani
Bradley Gillin
Monica Gilkinson
Daphne Cales

all_participants: stewart oldfield ["bhavesh chandani", "bradley gillin", "monica gilkinson", "daphne cales"] ["halina laczny", "debra jasper", "oversight control", "yvette tirrito"] []


sender: Vinita Advani

subject: Discussion : Gratitude America Ltd Location: Dial In +

to_recipients:
Daphne Cales
Richard larossi
Holger Pauco-Dirscherl

all_participants: vinita advani ["daphne cales", "richard larossi", "holger pauco-dirscherl"] ["derek st-hilaire"] []


subject: FW: Rejection Points KYC # -

all_participants: vijay-a sawant ["daphne cales"] ["vinita advani"] []


subject: RE: A/C# 44-138-714- (SBL Pending) Revised SBL November 1, 2018

cc_recipients:
Michael Coomb-Smith
Bradley Gillin
Richard Iarossi

all_participants: stewart oldfield ["lisa-m ramos"] ["michael coomb-smith", "bradley gillin", "richard iarossi"] []


sender: Lisa-M Ramos

all_participants: lisa-m ramos ["stewart oldfield"] ["michael coomb-smith", "bradley gillin", "richard iarossi"] []


subject: RE: A/C# 44-138-714- (SBL Pending) Revised SBL

all_participants: ["stewart oldfield"] ["michael coomb-smith"] []


sender: Bella Klein

subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] ["bradley gillin"] []


sender: Firdaus Madiar

subject: RE: LSJE xxxx9295 wire

cc_recipients:
Nicole Perskawiec
Bradley Gillin
Rachel Wachs
Brigid Macias

all_participants: firdaus madiar ["bella klein"] ["nicole perskawiec", "bradley gillin", "rachel wachs", "brigid macias"] []


subject: Fwd: LSJE xxxx wire

cc_recipients:
Nicole Perskawiec
Firdaus Madiar

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


subject: Re: LSJE xxxx5 wire

all_participants: bella klein ["brigid macias"] [] []


subject: LSJE xxx███ wire


sender: Naveen Bagaria

subject: RE: **URGENT** BIB Wires Did Not Flow in DB-Force INC0012352428 AC; 42953424,42953758, 42959295, 35269691, 44129244, 42953424, 42966807, 42953467 [1]

to_recipients:
Ankit-Kumar Sharma
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

all_participants: naveen bagaria ["ankit-kumar sharma", "stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Ankit-Kumar Sharma

subject: RE: **URGENT** BIB Wires Did Not Flow in DB-Force [1] INC0012352428 AC; 42953424,42953758, 42959295, 35269691, 44129244, 42953424, 42966807, 42953467

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

all_participants: ankit-kumar sharma ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Rishabh Sharma

subject: RE: **URGENT* BIB Wires Did Not Flow in DB-Force [I) Importance: High

cc_recipients:
Robert Dicerbo
Vinod Kv
Abhishek-HCL Chawla

all_participants: rishabh sharma ["pwmitus productionsupport"] ["robert dicerbo", "vinod kv", "abhishek-hcl chawla"] []


sender: Krishna Narayanan On Behalf Of PWMITUS ProductionSupport

subject: RE: ••URGENT • BIB Wires Did Not Flow in DB-Force [I)

cc_recipients:
Robert Dicerbo
PWMITUS ProductionSupport
Vinod Kv
Abhishek-HCL Chawla

all_participants: krishna narayanan on behalf of pwmitus productionsupport ["rishabh sharma"] ["robert dicerbo", "pwmitus productionsupport", "vinod kv", "abhishek-hcl chawla"] []


subject: **URGENT** BIB Wires Did Not Flow in DB-Force [1]

to_recipients:
PWMITUS ProductionSupport
Vinod Kv
Abhishek-HCL Chawla

all_participants: rishabh sharma ["pwmitus productionsupport", "vinod kv", "abhishek-hcl chawla"] ["robert dicerbo", "gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Vahe Stepanian

subject: RE: FW: Longer Dated EUR Downside (3y structures) [C]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

all_participants: vahe stepanian ["jeevacation@gmail.com"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "richard kahn"] []


sender: jeffrey E.

subject: Re: FW: Longer Dated EUR Downside (3y structures) [C]

to_recipients:
Vahe Stepanian
Richard Kahn
Paul Morris

all_participants: jeffrey e. ["vahe stepanian", "richard kahn", "paul morris"] [] []


all_participants: vahe stepanian ["jeffrey"] [] []


subject: RE: Longer Dated EUR Downside (3y structures) [C]

all_participants: daniel sabba ["jeffrey e."] [] []


sender: Jeffrey E.

subject: Re: Longer Dated EUR Downside (3y structures) [C]

all_participants: jeffrey e. ["daniel sabba"] [] []


subject: FW: Trade ideas for shorting Asian currencies [C]

all_participants: vahe stepanian ["jeffrey e. [jeevacation@gmail.com]"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "richard kahn"] []


sender: Jj Litchford

subject: RE: Account Re-opening [I]

to_recipients:
Armen Brash
Vaishali-P Mehta
PWMUS AMLKYC
Paul Morris

all_participants: jj litchford ["armen brash", "vaishali-p mehta", "pwmus amlkyc", "paul morris"] [] []


sender: Armen Brash

subject: RE: Account Re-opening [I]

to_recipients:
ij Litchford
Vaishali-P Mehta

all_participants: armen brash ["ij litchford", "vaishali-p mehta"] [] []


subject: RE: Account Re-opening [I]

to_recipients:
Armen Brash
Vaishali-P Mehta

all_participants: jj litchford ["armen brash", "vaishali-p mehta"] [] []


subject: RE: Account Re-opening [I]

to_recipients:
Jj Litchford
Vaishali-P Mehta

all_participants: armen brash ["jj litchford", "vaishali-p mehta"] [] []


subject: RE: Account Re-opening [I]

all_participants: armen brash ["jj litchford", "vaishali-p mehta"] ["pwmus amlkyc"] []


subject: RE: Account Re-opening [I]

all_participants: jj litchford ["armen brash", "vaishali-p mehta"] ["pwmus amlkyc"] []


subject: FW: Account Re-opening [I]

to_recipients:
Vaishali-P Mehta
Armen Brash

all_participants: jj litchford ["vaishali-p mehta", "armen brash"] [] []


sender: Navin-Kumar Pankaj

subject: RE: Account Re-opening [I]

cc_recipients:
Gwen Hill
Prashant Mahendru

all_participants: navin-kumar pankaj ["3j litchford"] ["gwen hill", "prashant mahendru"] []


sender: 3j Litchford

subject: Account Re-opening [I]

all_participants: 3j litchford [] [] []


sender: Bradley Gillin

subject: Re:

cc_recipients:
Stewart Oldfield
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Vinod-kumar L

all_participants: bradley gillin ["sigver dbgps"] ["stewart oldfield", "muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "vinod-kumar l"] []


subject: Butterfly - Additional of Trustees ISCI

all_participants: bradley gillin ["stewart oldfield"] [] []


sender: Gail F Mahabir

subject: RE: **URGENT** DEPOSIT PWM RETURN A/c # 35269691 dated 07.06.18 [I]

to_recipients:
Naveen Bagaria
CUST INV
Mariela Lopez
Joy E Mitchell
Norma A Kenney
Muhammod J Uddin

all_participants: gail f mahabir ["naveen bagaria", "cust inv", "mariela lopez", "joy e mitchell", "norma a kenney", "muhammod j uddin"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "stewart oldfield", "michele-m quattrocchi", "kathryn j stanfield", "bradley gillin", "hildegarde berrios", "daphne cales"] []


subject: **URGENT** DEPOSIT PWM RETURN A/c # 35269691 dated 07.06.18 [1]

to_recipients:
CUST INV
Mariela Lopez
Joy E Mitchell
Gail F Mahabir
Norma A Kenney
Muhammod J Uddin

all_participants: naveen bagaria ["cust inv", "mariela lopez", "joy e mitchell", "gail f mahabir", "norma a kenney", "muhammod j uddin"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "stewart oldfield", "michele-m quattrocchi", "kathryn j stanfield", "bradley gillin", "hildegarde berrios", "daphne cales"] []


sender: Rishabh Shah

subject: OD Referral dated 05-17-2019 For AC # 42953424

all_participants: rishabh shah ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight.control@db.com"] []


subject: RE: OD Referral dated 05-17-2019 For AC # 42953424

all_participants: rishabh shah ["gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight.control@db.com"] [] []


subject: Re: LSIF yyyy9295 wire

all_participants: bella klein ["firdaus madiar"] ["nicole perskawiec", "bradley gillin", "rachel wachs", "brigid macias"] []


subject: Fwd: LSJE xxxx wire

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


subject: Re: LSJE Xxxxx9295 wire and i skipped an S in the swift... one unlucky wires..CHASUS33.

all_participants: bella klein ["brigid macias"] [] []


subject: Dispersion Call Option [C]

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield (stewart.oldfield@db.com)"] []


subject: LSJE xxxxx9295 wire


subject: RE: EMS/300418206986: Check Referrals: 42953758 - 1334[1]

cc_recipients:
Bradley Gillin
Hildegarde Berrios

all_participants: naveen bagaria ["stewart oldfield"] ["bradley gillin", "hildegarde berrios"] []


sender: Stewart Oldfield

cc_recipients:
Hemant Kumar-Sharma
Bradley Gillin
Lisa-M Ramos
Uplabdhi Singh
Vinay J
Shreyas-S Apte
Hildegarde Berrios
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin

all_participants: stewart oldfield ["sigver dbgps"] ["hemant kumar-sharma", "bradley gillin", "lisa-m ramos", "uplabdhi singh", "vinay j", "shreyas-s apte", "hildegarde berrios", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


sender: sigver dbgps

subject: EMS/300418206986: Check Referrals: 42953758-1334[1]

all_participants: sigver dbgps ["stewart oldfield"] [] []


sender: Cynthia Rodriguez

subject: RE: Check Referral - Acct 42953707,42959324 [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Bradley Gillin
William-M Finn

all_participants: cynthia rodriguez ["sigver dbgps"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "bradley gillin", "william-m finn"] []


sender: Uplabdhi Singh On Behalf Of sigver dbgps

subject: Check Referral - Acct 42953707,42959324 [I]

cc_recipients:
Muhammod 3 Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian 3 Leff
Bradley Gillin
Cynthia Rodriguez
William-M Ann
sigver dbgps

all_participants: uplabdhi singh on behalf of sigver dbgps ["stewart oldfield"] ["muhammod 3 uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian 3 leff", "bradley gillin", "cynthia rodriguez", "william-m ann", "sigver dbgps"] []


subject: RE: EMS/180817360520: Check referrals: 35269691-1136

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
William-M Finn

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "uplabdhi singh", "bradley gillin", "william-m finn"] []


subject: EMS/180817360520: Check referrals: 35269691 - 1136

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Julian J Leff
sigver dbgps
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "kavish sharma", "uplabdhi singh", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


sender: Hildegarde Berrios

subject: RE: LSJE Outgoing Wire to Daria Burak

cc_recipients:
Bradley Gillin
Richard Kahn

all_participants: hildegarde berrios ["bella klein"] ["bradley gillin", "richard kahn"] []


sender: Bella Klein

subject: Fwd: LSJE Outgoing Wire to Dada Burak

all_participants: bella klein ["hildegarde berrios"] ["bradley gillin", "richard kahn"] []


subject: LSJE Outgoing Wire to Daria Burak

all_participants: bella klein ["bradley gillin"] ["richard kahn"] []


sender: Michele-M Quattrocchi

subject: RE: Wire instructions [C]

all_participants: michele-m quattrocchi ["bella klein"] ["bradley gillin"] []


subject: Re: Wire instructions

all_participants: bella klein ["michele-m quattrocchi"] ["bradley gillin"] []


subject: Wire instructions

all_participants: michele-m quattrocchi [] [] []


subject: Wire instructions


sender: Naveen Bagaria

subject: OD REFERRALS (08/02/2018) A/c # 35267258 [I]

to_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: naveen bagaria ["stewart oldfield", "bradley gillin"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight.control@db.com"] []


subject: RE: EMS/180517676769: Check referrals: 42953758 - 1288[1]

to_recipients:
sigver dbgps
Stewart Oldfield

cc_recipients:
Julian J Leff
Bradley Gillin
Lisa-M Ramos
Uplabdhi Singh
William-
M Finn
Kavish Sharma
Teresa Metallo
Joy E Mitchell
muhammad J Uddin

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["julian j leff", "bradley gillin", "lisa-m ramos", "uplabdhi singh", "william-", "m finn", "kavish sharma", "teresa metallo", "joy e mitchell", "muhammad j uddin"] []


subject: EMS/180517676769: Check referrals: 42953758 - 1288[I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Julian J Leff
sigver dbgps
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "kavish sharma", "uplabdhi singh", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


sender: Vahe Stepanian

subject: RE: Trade Update 8/1/2017 [C]

cc_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: vahe stepanian ["stewart oldfield"] ["bradley gillin", "cynthia rodriguez"] []


subject: RE: Trade Update 8/1/2017 (C)

all_participants: stewart oldfield ["vahe stepanian"] ["bradley gillin", "cynthia rodriguez"] []


subject: RE: Trade Update 8/1/2017 (C)


subject: Trade Update 8/1/2017 (C)

cc_recipients:
Stewart Oldfield
Liam Osullivan

all_participants: vahe stepanian ["steve warner"] ["stewart oldfield", "liam osullivan"] []


subject: RE: EMS/160817339282: Check referrals: 42953758 - 1302[1]


subject: EMS/160817339282: Check referrals: 42953758 - 1302[I]


sender: Shalini Goyal

subject: OD REFERRALS (06-02-2017) A/c # 35267258

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez
William-M Finn

cc_recipients:
Debra Jasper
Oversight Control

all_participants: shalini goyal ["stewart oldfield", "bradley gillin", "cynthia rodriguez", "william-m finn"] ["debra jasper", "oversight control"] []


subject: Message Recall Success: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS8550331) under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: bradley gillin ["vijay-a sawan"] [] []


sender: Vahe Stepania

subject: Fw: JEE WT to GO [I]

cc_recipients:
Paul Morris
Amanda Kirby

all_participants: vahe stepania ["margaux mcgrath"] ["paul morris", "amanda kirby"] []


sender: bellaklein

subject: JEE WT to GO

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein [] ["darren indyke", "richard kahn"] []


Message from KMBT_C253


sender: (Redacted)

subject: EMS/091117950820: Check Referrals - 42959324-315[1]

all_participants: (redacted) ["(redacted)"] ["(redacted)"] []


subject: Fwd: EMS/190618576535: Check Referrals: 42952763 - 307[I]

all_participants: stewart oldfield ["bradley gillin"] [] []


subject: Re: EMS/21081841936: Check Referrals: 42953424 - 1131

cc_recipients:
Stewart Oldfield
Uddin
Joy E Mitchell
Teresa Metallo
Muhammod J
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Vinod-kumar L
Richard Iarossi
Armen Brash

all_participants: bradley gillin ["sigver dbgps"] ["stewart oldfield", "uddin", "joy e mitchell", "teresa metallo", "muhammod j", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "vinod-kumar l", "richard iarossi", "armen brash"] []


subject: RE: Check Referral - Acct

cc_recipients:
Julian J Leff
Bradley Gillin
Lisa-M Ramos
Uplabdhi Singh
William-
M Finn
Kavish Sharma
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["julian j leff", "bradley gillin", "lisa-m ramos", "uplabdhi singh", "william-", "m finn", "kavish sharma", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


subject: EMS Check Referral - Acct -|


subject: EMS/3006172445: Check Referral - Acct - 42959324-327[1]

all_participants: sigver.dbgps@db.com ["stewart.oldfield@db.com"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "m", "lisa"] []


sender: Richard Kahn

subject: Fwd: Gratitude Wire

all_participants: richard kahn ["bradley giffin"] [] []


sender: Brigid Macias

subject: RE: LSJE xxxx9295 wire

all_participants: brigid macias ["bella klein"] ["bradley gillin"] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] ["bradley gillin"] []


subject: Re: LSJE wire


sender: Firdaus Madiar

subject: RE: LSJE xxxx9295 wire

cc_recipients:
Nicole Perskawiec
Gillin
Wachs
Macias
Bradley
Rachel
Brigid

all_participants: firdaus madiar ["bella klein"] ["nicole perskawiec", "gillin", "wachs", "macias", "bradley", "rachel", "brigid"] []


subject: Fwd: LSJE ioorx9295 wire

cc_recipients:
Nicole Perskawiec
Firdaus Madiar

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] [] []


subject: LSJE xxxx9295 wire


sender: (redacted)

subject: EMS/120419747849: Check referral : 42953758 - 1378 [1]


sender: Bradley Gillin

subject: FW: Non-Post Transaction 03-19-2019- DDA 42-953-715 [I]

all_participants: bradley gillin ["stewart oldfield"] [] []


subject: RE: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]


subject: RE: EMS/12071782361: Check referrals: 42953758 - 1213[1]

all_participants: cynthia rodriguez ["sigver dbgps"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "uplabdhi singh", "bradley gillin", "william-m finn"] []


sender: Richard Kahn <richardkahn12@gmail.com>

all_participants: richard kahn <richardkahn12@gmail.com> ["bradley gillin"] ["darren indyke"] []


sender: Stewart Oldfield

subject: RE: EMS/300418206986: Check Referrals: 42953758 - 1334[1]

cc_recipients:
Hemant Kumar-Sharma
Bradley Gillin
Lisa-M Ramos
Uplabdhi Singh
Vinay J
Shreyas-S Apte
Hildegarde Berrios
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin

all_participants: stewart oldfield ["sigver dbgps"] ["hemant kumar-sharma", "bradley gillin", "lisa-m ramos", "uplabdhi singh", "vinay j", "shreyas-s apte", "hildegarde berrios", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


subject: Gratitude/8V70

all_participants: stewart oldfield ["bradley gill"] [] []


sender: Annanya Pareek

subject: RE: Cinq Case; DbForce teas case # [Redacted]

to_recipients:
Cynthia Rodriguez
Stewart Oldfield
Bradley Gillin

all_participants: annanya pareek ["cynthia rodriguez", "stewart oldfield", "bradley gillin"] ["[redacted]"] []


sender: Cynthia Rodriguez

subject: RE: Cinq Case ████████████████████████████████████████ ; DbForce teas case # ██████████ [I]

to_recipients:
Annanya Pareek
Stewart Oldfield
Bradley Gillin

all_participants: cynthia rodriguez ["annanya pareek", "stewart oldfield", "bradley gillin"] ["[redacted]"] []


subject: Cinq Case 161109 601042 / 161108 603545 ; DbForce teas case # 01668504 [I]

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez

all_participants: annanya pareek ["stewart oldfield", "bradley gillin", "cynthia rodriguez"] [] []


subject: RE: EMS/080317151211: Check referrals: 42959324 - "307"[1]

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Kavish Sharma
Bradley Gillin

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "bradley gillin"] []


sender: sigver dbgps

subject: EMS/080317151211: Check referrals: 42959324 - "307"[I]

all_participants: sigver dbgps ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "kavish sharma", "bradley gillin", "cynthia rodriguez"] []


subject: RE: Trade Update 8/1/2017 [C]

all_participants: vahe stepanian ["stewart oldfield"] ["bradley gillin", "cynthia rodriguez"] []


subject: RE: Trade Update 8/1/2017 IC]

all_participants: stewart oldfield ["vahe stepanian"] ["bradley gillin", "cynthia rodriguez"] []


subject: Trade Update 8/1/2017 [C]

all_participants: vahe stepanian ["steve warner"] ["stewart oldfield", "liam osullivan"] []


subject: **URGENT** BIB Wires Did Not Flow in DB-Force INC0012352428 AC; 42953424, 42953758, 42959295, 35269691, 44129244, 42953424, 42966807, 42953467 [1]

to_recipients:
Naveen Bagaria
Ankit-Kumar Sharma
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

all_participants: naveen bagaria ["naveen bagaria", "ankit-kumar sharma", "stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] [] []


sender: Ankit-Kumar Sharma

subject: RE: "URGENT" BIB Wires Did Not Flow in DB-Force INC0012352428 AC; 42953424,42953758,42959295,35269691,44129244,42953424,42966807,42953467 VI

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

all_participants: ankit-kumar sharma ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] [] []


sender: Ankit Kumar Sharma

subject: RE: • *URGENT*. BIB Wires Did Not Flow in DB-Force [I] INC0012352428 AC; 42953424,42953758, 42959295, 35269691, 44129244, 42953424, 42966807, 42953467

all_participants: ankit kumar sharma ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["tag dboi"] []


sender: Krishna Narayanan (On behalf of PWMITUS ProductionSupport)

subject: RE: • "URGENT" BIB Wires Did Not Flow in DB-Force [I)

cc_recipients:
Robert Dicerbo
PWMITUS ProductionSupport
Vinod Kv
Abhishek-HCL Chawla

all_participants: krishna narayanan (on behalf of pwmitus productionsupport) ["rishabh sharma"] ["robert dicerbo", "pwmitus productionsupport", "vinod kv", "abhishek-hcl chawla"] []


sender: Rishabh Sharma

subject: **URGENT** BIB Wires Did Not Flow in DB-Force [I]

all_participants: rishabh sharma [] ["robert dicerbo", "gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Margaux McGrath

subject: Re: Fw: JEE WT to GO [C]

cc_recipients:
Vahe Stepanian
Amanda Kirby
Paul Morris

all_participants: margaux mcgrath ["bellaklein"] ["vahe stepanian", "amanda kirby", "paul morris"] []


sender: Vahe Stepanian

subject: Fw: JEE WT to GO [i]

all_participants: vahe stepanian ["margaux mcgrath"] ["paul morris", "amanda kirby"] []


sender: bellaklein

subject: JEE WT to GO

all_participants: bellaklein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


subject: Re: EMS/29081897078: Check Referrals: 42953424, 42963550

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Vinod-kumar L
Bradley Gillin
Richard Iarossi

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e", "mitchell", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "vinod-kumar l", "bradley gillin", "richard iarossi"] []


subject: DELIVERY FAILURE: Error transferring to Ioninmrp30-i.uk.DB.00M; SMTP Protocol Returned a Permanent Error 550 5.1.1 User unknown

all_participants: ["bradley giffin"] [] []


subject: Re: EMS/031018348970: Check Referrals: 42953475, 42963550[1]

cc_recipients:
Stewart Oldfield
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Vinod-kumar L

all_participants: bradley gillin ["sigver dbgps"] ["stewart oldfield", "muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "vinod-kumar l"] []


sender: Armen Brash

subject: Re: EMS/21081841936: Check Referrals: 42953424 - 1131[1]

all_participants: armen brash ["bradley gillin"] ["sigver dbgps", "gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "stewart oldfield", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "vinod-kumar l", "richard iarossi"] []


sender: Rachel Wachs

subject: FW: call back for wire [II

all_participants: rachel wachs ["bradley giilin"] [] []


sender: Bella Klein

subject: Fwd: Karyna acc xxxx7258

cc_recipients:
Richard Kahn
Stewart Oldfield

all_participants: bella klein ["brigid macias"] ["richard kahn", "stewart oldfield"] []


sender: Naveen Bagaria

subject: RE: **URGENT** BIB Wires Did Not Flow in DB-Force INC0012352428 AC; 42953424,42953758, 42959295, 35269691, 44129244, 42953424, 42966807, 42953467 [I]

to_recipients:
Natalie Barak
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: naveen bagaria ["natalie barak", "stewart oldfield", "bradley gillin", "monica gilkinson"] ["daphne cales", "ankit-kumar sharma", "gtopwmbankingexceptioncheckprocessing@list.db.com", "gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Natalie Barak

all_participants: natalie barak ["stewart oldfield", "naveen bagaria", "ankit-kumar sharma", "gtopwmbankingexceptioncheckprocessing@list.db.com", "gtopwmbankingexceptioncheckprocessing@list.db.com"] ["daphne cales"] []


subject: RE: URGENT BIB Wires Did Not Flow in DB-Force INC0012352428 AC

to_recipients:
Ankit-Kumar Sharma
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

all_participants: naveen bagaria ["ankit-kumar sharma", "stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] [] []


subject: RE: • •URGENT" BIB Wires Did Not Flow in DB-Force [I] INC0012352428 AC; 42953424,42953758, 42959295, 35269691, 44129244, 42953424, 42966807, 42953467

all_participants: ankit-kumar sharma ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["tag dboi"] []


sender: PWMITUS Production Support

subject: RE: **URGENT** BIB Wires Did Not Flow in DB-Force [I] INC0012352428

cc_recipients:
Abhishek-HCL Chawla
Senthilkumar Myilsamy
Robert Dicerbo
Vinod Kv
PWMITUS ProductionSupport
Saurabh-C Gupta

all_participants: pwmitus production support ["rishabh sharma"] ["abhishek-hcl chawla", "senthilkumar myilsamy", "robert dicerbo", "vinod kv", "pwmitus productionsupport", "saurabh-c gupta"] []


subject: RE: **URGENT** BIB Wires Did Not Flow in DB-Force [I]

cc_recipients:
Robert Dicerbo
Vinod Kv
Abhishek-HCL Chawla

all_participants: rishabh sharma ["pwmitus productionsupport"] ["robert dicerbo", "vinod kv", "abhishek-hcl chawla"] []


all_participants: rishabh sharma ["abhishek-hcl chawla"] ["robert dicerbo"] []


sender: Terri Sohrab

subject: Update: Case management on High Risk accounts [I]

cc_recipients:
Daphne Cales
Emily Craig
Bradley Gillin
Richard Iarossi
Vinita Advani

all_participants: terri sohrab ["thomas klemm"] ["daphne cales", "emily craig", "bradley gillin", "richard iarossi", "vinita advani"] []


sender: Kathryn J Stanfield

subject: RE: EMS/241018499772: Check Referrals: 42953424, 42953707[I]

cc_recipients:
Stewart Oldfield
Richard Iarossi

all_participants: kathryn j stanfield ["bradley gillin"] ["stewart oldfield", "richard iarossi"] []


sender: Bradley Gillin

subject: FW: EMS/241018499772: Check Referrals: 42953424, 42953707[I]

all_participants: bradley gillin ["kathryn j stanfield"] ["stewart oldfield", "richard iarossi"] []


sender: Richard Iarossi

subject: FW: EMS/241018499772: Check Referrals: 42953424, 42953707(11

all_participants: richard iarossi ["bradley gillin"] [] []


sender: sigver dbgps

subject: EMS/241018499772: Check Referrals: 42953424, 42953707[1]

cc_recipients:
Muhammod J Uddin
Mitchell
Teresa Metallo
Lisa-M Ramos
sigver dbgps
Shreyas-S Apte
Vinay J
Hemant
Kumar-Sharma
Vinod-kumar L
Bradley Gillin
Richard Iarossi
y E

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "mitchell", "teresa metallo", "lisa-m ramos", "sigver dbgps", "shreyas-s apte", "vinay j", "hemant", "kumar-sharma", "vinod-kumar l", "bradley gillin", "richard iarossi", "y e"] []


subject: Fwd: LSJE xxxx9295 wire

all_participants: bella klein ["bradley gillin"] [] []


sender: Brigid Macias

subject: RE: LSJE xxxx9295 wire

all_participants: brigid macias ["bella klein"] ["bradley gillin"] []


subject: Re: WE xxxx929S wire

all_participants: bella klein ["brigid macias"] ["bradley gillin"] []


subject: Re: WE xxxx929S wire


subject: Re: LSJE xxxx9295 wire


sender: Firdaus Madiar

subject: RE: LSJE xxxx9295 wire

cc_recipients:
Nicole Perskawiec
Bradley
Rachel
Brigid
Gillin
Wachs
Macias

all_participants: firdaus madiar ["bella klein"] ["nicole perskawiec", "bradley", "rachel", "brigid", "gillin", "wachs", "macias"] []


subject: Fwd: LSJE xxxx9295 wire

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] [] []


all_participants: brigid macias ["bella klein"] [] []


subject: LSJE xxxx9295 wire


subject: EMS/060219251521: Check Referrals: 42953467, 42953758 [I]

all_participants: sigver.dbgps@db.com ["[redacted]"] ["[redacted]"] []


subject: RE: LSJE xxxx9295 wire

cc_recipients:
Nicole Perskawiec
Bradley Gillin
Rachel Wachs

all_participants: firdaus madiar ["bella klein"] ["nicole perskawiec", "bradley gillin", "rachel wachs"] []


subject: Re: LSJE XXXX9295 wire


subject: Re: Gratitude America, Ltd [C]


subject: Re: Gratitude America, Ltd [C]

all_participants: bradley gillin ["bella klein"] [] []


sender: Richard Kahn

subject: Re: Gratitude America, Ltd [C]

cc_recipients:
Bradley Gillin
Bella Klein

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin", "bella klein"] []


subject: RE: Gratitude America, Ltd [C]

to_recipients:
Stewart Oldfield
Richard Kahn

all_participants: bradley gillin ["stewart oldfield", "richard kahn"] ["bella klein"] []


sender: Stewart Oldfield

all_participants: stewart oldfield [] [] []


subject: RE: Gratitude America, Ltd.

cc_recipients:
Bella Klein
Bradley Gillin

all_participants: stewart oldfield ["richard kahn"] ["bella klein", "bradley gillin"] []


subject: Gratitude America, Ltd

all_participants: richard kahn ["stewart oldfield"] ["bella klein"] []


subject: RE: EMS/190718809547: Check Referrals: 42953758, 42966807pI

cc_recipients:
Muhammod J Uddin
Stewart Oldfield
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma

all_participants: bradley gillin ["sigver dbgps"] ["muhammod j uddin", "stewart oldfield", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma"] []


subject: EMS/190718809547: Check Referrals: 42953758, 42966807

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
sigver dbgps
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "sigver dbgps", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin"] []


sender: Cynthia Rodriguez

subject: RE: EMS/290317308502: Check Referral - Acct 42953424-1090[1]

cc_recipients:
Julian J Leff
Bradley Gillin
Lisa-M Ramos
Catherine Logreco
Uplabdhi Singh
William-M Finn
Kavish Sharma
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["julian j leff", "bradley gillin", "lisa-m ramos", "catherine logreco", "uplabdhi singh", "william-m finn", "kavish sharma", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


subject: EMS/290317308502: Check Referral - Acct 42953424-1090(1]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian 3 Leff
sigver dbgps
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: sigver dbgps ["stewart 0ldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian 3 leff", "sigver dbgps", "kavish sharma", "uplabdhi singh", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


sender: Hemant-Kumar Rathore

subject: OD Referral dated 06-07-2019 For AC # 42953758

to_recipients:
Stewart Oldfield
Bradley Gillin
Rachel Wachs
Natalie Barak

cc_recipients:
Halina Laczní
Oversight Control

all_participants: hemant-kumar rathore ["stewart oldfield", "bradley gillin", "rachel wachs", "natalie barak"] ["halina laczní", "oversight control"] []


sender: Vijay-A Sawant

subject: RE: KYC Remediation update [1]

cc_recipients:
Richard Iarossi
Alka Babu
Mayur Rathod

all_participants: vijay-a sawant ["bradley gillin"] ["richard iarossi", "alka babu", "mayur rathod"] []


subject: KYC Remediation update [I]

all_participants: bradley gillin ["vijay-a sawant"] ["richard iarossi"] []


subject: RE: Requested information for Marsa, Amaan and Hattan Holdings LLC [C] [I]

all_participants: bradley gillin ["vijay-a sawant"] ["richard larossi"] []


subject: Fwd: Requested information for Marsa, Amaan and Hattan Holdings LLC

all_participants: terri sohrab ["bradley gillin"] [] []


sender: DEEPAK KHULLAR

subject: Requested information for Marsa, Amaan and Rattan Holdings LLC

all_participants: deepak khullar ["terri sohrab"] [] []


subject: 2018 Periodic Review of High Risked Accounts

to_recipients: Brad Stewart

all_participants: vijay-a sawant ["brad", "stewart"] [] []


subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP / query [I]

to_recipients:
Bradley Gillin
Terri Sohrab

all_participants: vijay-a sawant ["bradley gillin", "terri sohrab"] [] []


all_participants: vijay-a sawant ["brad"] [] []


subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIStr547540 under the CEREBERUS CAPITAL RELATIONSHIP / query [II

all_participants: vijay-a sawant ["bradley gillin"] ["daphne cale"] []


sender: Vanessa Thompson

subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCISfr547540 under the CEREBERUS CAPITAL RELATIONSHIP / query III

cc_recipients:
Bradley Gillin
Morgan Trichel
Vinita Advani

all_participants: vanessa thompson ["vijay-a sawant"] ["bradley gillin", "morgan trichel", "vinita advani"] []


subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with IBIS 175 under the CEREBERUS CAPITAL RELATIONSHIP/query [I]

to_recipients:
Morgan Trichel
Vijay-A Sawant
Vinita Advani

all_participants: vanessa thompson ["morgan trichel", "vijay-a sawant", "vinita advani"] ["bradley gillin"] []


sender: Morgan Trichel

to_recipients:
Vijay-A Sawant
Vinita Advani

cc_recipients:
Vanessa Thompson
Bradley Gillin

all_participants: morgan trichel ["vijay-a sawant", "vinita advani"] ["vanessa thompson", "bradley gillin"] []


to_recipients:
Morgan Trichel
Vinita Advani

all_participants: vijay-a sawant ["morgan trichel", "vinita advani"] ["vanessa thompson", "bradley gillin"] []


subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP / query III

cc_recipients:
Vanessa Thompson
Vijay-A Sawant

all_participants: morgan trichel ["vinita advani"] ["vanessa thompson", "vijay-a sawant"] []


sender: Vinita Advani

subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP / query Ill

all_participants: vinita advani ["morgan trichel"] ["vijay-a sawant"] []


subject: FW: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP

all_participants: vijay-a sawant ["vinita advani"] [] []


subject: RE: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP DI

all_participants: bradley gillin ["vijay-a sawan"] ["daphne cales"] []


subject: 2018 Periodic Review of acct Cerberus Executive, LLC with GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP

all_participants: vijay-a sawant ["bradley gitlin"] ["daphne cales"] []


sender: Cherie Quigley

subject: FW: SAIF Darren Indyke [I]

all_participants: cherie quigley ["ying-a wang"] [] []


sender: Ying-A Wang

subject: SAIF Darren Indyke [I]

all_participants: ying-a wang ["saif mailbox"] ["cherie quigley"] []


subject: RE: 2018 Periodic Review of accts Tomorrow Foundation (GCIS#437576) and Elderberry X, LLC (GCIS#493755) under the SILLERMAN, ROBERT FX RELATIONSHIP [I]

cc_recipients:
Richard Iarossi
Alka Babu

all_participants: vijay-a sawant ["bradley gillin"] ["richard iarossi", "alka babu"] []


all_participants: bradley gillin ["vijay-a sawant"] ["richard iarossi"] []


subject: 2018 Periodic Review of accts Tomorrow Foundation (GCIS#437576) and Elderberry X, LLC (GCISS493755) under the SILLERMAN, ROBERT FX RELATIONSHIP

all_participants: vijay-a sawant ["bradley gitlin"] ["richard laross"] []


subject: RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP [1]

to_recipients:
Bradley Gillin
Richard Iarossi

cc_recipients:
Mayur Rathod
Stewart Oldfield

all_participants: vijay-a sawant ["bradley gillin", "richard iarossi"] ["mayur rathod", "stewart oldfield"] []


subject: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP

to_recipients:
Bradley Gillin
Stewart Oldfield

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] ["mayur rathod"] []


subject: RE: Gratitude America, Ltd & Mort Inc

cc_recipients:
Stewart Oldfield
Richard Iarossi
Mayur Rathod

all_participants: vijay-a sawant ["bradley gillin"] ["stewart oldfield", "richard iarossi", "mayur rathod"] []


subject: Gratitude America, Ltd III

cc_recipients:
Stewart Oldfield
Richard Iarossi

all_participants: bradley gillin ["vijay-a sawant"] ["stewart oldfield", "richard iarossi"] []


subject: 2018 Periodic Review of accts Mort, Inc (GCISF487266) and Gratitude America Ltd (GCISF499760) under the SOUTHERN FINANCIAL RELATIONSHIP

to_recipients:
Bradley Gitlin
Stewart Oldfield

all_participants: vijay-a sawant ["bradley gitlin", "stewart oldfield"] ["mayur rathod"] []


subject: FW: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423)

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] ["richard iarossi", "alka babu"] []


subject: 2018 Periodic Review of Accts NES, LLC (GCIS#487265), Plan D, LLC (GCIS#487219), The Haze Trust (GCIS#486428) & The 2007 Jeffrey E. Epstein Insurance Trust#3 (GCIS#487199) under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] ["alka babu"] []


subject: RE: 2018 Periodic Review of High Risked Accounts1. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion Air, LLC (GCIS#487225)


subject: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & Hyperion Air, LLC (GCIS#487225)


sender: Tazia Smith

subject: Re: ACATS for Southern Financial/Trust [I)

all_participants: tazia smith ["paul morris"] [] []


sender: Paul Morris

subject: Re: ACATS for Southern Financial/Trust [I]

to_recipients:
Amanda Kirby
Jay Lipman

cc_recipients:
Tazia Smith
Vahe Stepanian

all_participants: paul morris ["amanda kirby", "jay lipman"] ["tazia smith", "vahe stepanian"] []


sender: Amanda Kirby

cc_recipients:
Tazia Smith
Vahe Stepanian
Paul Morris

all_participants: amanda kirby ["jay lipman"] ["tazia smith", "vahe stepanian", "paul morris"] []


sender: Jay Lipman

all_participants: jay lipman ["amanda kirby"] ["tazia smith", "vahe stepanian"] []


sender: Amanda Kirby/db/dbcom

subject: ACATS for southern Financial/Trust [I]

cc_recipients:
Tazia Smith
Vahe Stepanian/db/dbcom@DBAmericas

all_participants: amanda kirby/db/dbcom ["jay lipman/db/dbcom@dbamericas"] ["tazia smith", "vahe stepanian/db/dbcom@dbamericas"] []


subject: FinCen query - Address fields [I]

to_recipients:
Kshitij Golani
Derek St-Hilaire

all_participants: vinita advani ["kshitij golani", "derek st-hilaire"] [] []


sender: Bradley Gillin

subject: RE: 2018 Periodic Review of GoldenTree Asset Management UK LLP (GCIS # 448919), GoldenTree Asset Management, LP (GCIS # 408981) [I]

cc_recipients:
Vijay-A Sawant
Vinita Advan
Richard Iarossi

all_participants: bradley gillin ["alka babu"] ["vijay-a sawant", "vinita advan", "richard iarossi"] []


sender: Alka Babu

subject: 2018 Periodic Review of GoldenTree Asset Management UK LLP (GCIS # 448919), GoldenTree Asset Management, LP (GCIS # 408981) [I]

cc_recipients:
Vijay-A Sawant
Vinita Advani

all_participants: alka babu ["bradley gillin"] ["vijay-a sawant", "vinita advani"] []


sender: Bella Klein

subject: DB_WT_THEOTECH

cc_recipients:
Darren Indyke
Richard Kahn
Richard Iarossi

all_participants: bella klein ["bradley gillin"] ["darren indyke", "richard kahn", "richard iarossi"] []


sender: Stewart Oldfield

subject: Re: EMS/100818969205: Check Referrals

cc_recipients: Hemant Kumar Sharma (hemant.kumar-sharma@db.com)

all_participants: stewart oldfield ["sigver dbgps"] ["mitchell", "muhammod j uddin", "joy e", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar sharma (hemant.kumar-sharma@db.com)", "vinod-kumar l (vinod-kumar.l@db.com)", "bradley gillin"] []


subject: Wire instructions

all_participants: bella klein ["michele-m quattrocchi"] ["bradley gillin"] []


subject: Re: DEPOSIT RETURN A/c #35269691

all_participants: bradley gillin ["[redacted recipient]"] ["[redacted] (multiple recipients)"] []


subject: Wed 11 Jul 2018 09:10:21 Conversation U7634060

all_participants: im@discard.mail.db.com [] [] []


subject: Re: EMS/270718869553: Check Referrals: 42953424, 42963550[]

cc_recipients:
Stewart Oldfield
Joy E Mitchell
Teresa Metallo
Muhammod J
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma

all_participants: bradley gillin ["sigver dbgps"] ["stewart oldfield", "joy e mitchell", "teresa metallo", "muhammod j", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma"] []


subject: Case # 01977694: has been assigned to you.

all_participants: alka babu [] [] []


subject: Assistance require in reso ving points - KYC 101977695 (I)

to_recipients:
Bradley Gillin
Richard larossi

cc_recipients:
Vinita Advani
Vijay-A Sawant

all_participants: alka babu ["bradley gillin", "richard larossi"] ["vinita advani", "vijay-a sawant"] []


subject: Southern Financial/Epstein KYC Remediation Ilj

all_participants: bradley gillin ["vijay"] [] []


subject: RE: Southern Financial [I]

to_recipients:
Vijay-A Sawant
Stewart Oldfield

cc_recipients:
Richard Iarossi
Mayur Rathod
Alka Babu

all_participants: bradley gillin ["vijay-a sawant", "stewart oldfield"] ["richard iarossi", "mayur rathod", "alka babu"] []


subject: RE: Southern Financial

cc_recipients:
Bradley Gillin
Richard Iarossi
Mayur Rathod
Alka Babu

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "richard iarossi", "mayur rathod", "alka babu"] []


subject: Southern Financial

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi"] []


subject: FW: Gratitude/BV70 [1]

all_participants: bradley gillin ["vijay-a sawant"] [] []


subject: LSJE account

all_participants: bella klein ["bradley gillin"] ["richard kahn"] []


sender: Cynthia Rodriguez

subject: RE: Cinq Case 161119 600001 ; DbForce teas case # 01678707 [I]

to_recipients:
Annanya Pareek
Stewart Oldfield
Bradley Gillin

all_participants: cynthia rodriguez ["annanya pareek", "stewart oldfield", "bradley gillin"] [] []


sender: Hemant-Kumar Rathore

subject: RE: Deposit Return - A/c # 35269691 [I]

to_recipients:
Bradley Gillin
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez

all_participants: hemant-kumar rathore ["bradley gillin", "divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] [] []


subject: RE: Deposit Return - A/c kt 35269691 jlj

to_recipients:
Divya Rajawat
Stewart Oldfield
William-M Finn

all_participants: bradley gillin ["divya rajawat", "stewart oldfield", "william-m finn"] ["cynthia rodriguez"] []


sender: Divya Rajawat

subject: Deposit Return - A/c # 35269691

to_recipients:
Stewart Oldfield
William-M Finn
Bradley Gillin
Cynthia Rodriguez

all_participants: divya rajawat ["stewart oldfield", "william-m finn", "bradley gillin", "cynthia rodriguez"] [] []


sender: Natalie Barak

subject: RE: OD Referral dated 06-07-2019 For AC # 42953758 [I]

to_recipients:
Hemant-Kumar Rathore
Stewart Oldfield
Bradley Gillin
Rachel Wachs

all_participants: natalie barak ["hemant-kumar rathore", "stewart oldfield", "bradley gillin", "rachel wachs"] ["halina laczny", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control"] []


subject: OD Referral dated 06-07-2019 For ACM 42953758

to_recipients:
Stewart Oldfield
Bradley Gillin
Rachel Wachs
Natalie Barak

cc_recipients:
Halina Laczny
Oversight Control

all_participants: hemant-kumar rathore ["stewart oldfield", "bradley gillin", "rachel wachs", "natalie barak"] ["halina laczny", "oversight control"] []


sender: Kavish Sharma

subject: Check Referral - Acc

all_participants: kavish sharma ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "mitchell", "catherine logreco", "joy e", "lisa-m ramos", "teresa metallo", "julian j leff [julian.j]", "sigver dbgps", "brianna fowler", "bradley gillin", "cynthia", "rodriguez"] []


subject: RE: EMS/270417523007: Check referrals: 35269691-1115

cc_recipients:
Mitchell, Julian J Leff
Bradley Gillin
Stewart Oldfield
Muhammod J Uddin
Teresa Metallo
Kavish Sharma
Lisa-M Ramos
Uplabdhi Singh
William-M Finn

all_participants: cynthia rodriguez ["sigver dbgps"] ["mitchell, julian j leff", "bradley gillin", "stewart oldfield", "muhammod j uddin", "teresa metallo", "kavish sharma", "lisa-m ramos", "uplabdhi singh", "william-m finn"] []


sender: sigver dbgps

subject: EMS/270417523007: Check referrals: 35269691 - 1115[I]

all_participants: sigver dbgps ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod 3 uddin", "joy e mitchell", "teresa metallo", "usa-m ramos", "julian 3 leff", "sigver dbgps", "kavish sharma", "uplabdhi singh", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


subject: Automatic reply: Check referral; Account no: 42959324; Amount: 37500 [1]

all_participants: bradley gillin ["stewart oldfield"] [] []


sender: Annanya Pareek

subject: Cinq Case 161109 601042 / 161108 603545 ; DbForce teas case # 01668504 [I]

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez

all_participants: annanya pareek ["stewart oldfield", "bradley gillin", "cynthia rodriguez"] [] []


subject: RE: EMS/161118671459: Check Referrals: 42953758, 42963550 [1]

to_recipients:
sigver dbgps
Stewart Oldfield

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Vinod-kumar L
Richard Iarossi

all_participants: bradley gillin ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "vinod-kumar l", "richard iarossi"] []


subject: EMS/161118671459: Check Referrals: 42953758, 42963550 [1]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Vinod-kumar L
Bradley Gillin
Richard Iarossi

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "vinod-kumar l", "bradley gillin", "richard iarossi"] []


sender: Ankit-Kumar Sharma

subject: RE: CQ 190308 200420 T:01980920 Return of DB force # 01980920 [I]

to_recipients:
Brigid Macias
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: ankit-kumar sharma ["brigid macias", "stewart oldfield", "bradley gillin", "monica gilkinson"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Brigid Macias

subject: RE: CQ 190308 200420 T:01980920 [I]

all_participants: brigid macias ["ankit-kumar sharma"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


subject: RE: CQ 190308 200420 1:01980920 [1]

all_participants: ankit-kumar sharma ["brigid macias"] [] []


all_participants: brigid macias ["ankit-kumar sharma"] [] []


subject: RE: CQ 190308 200420 T:01980920 (I]


subject: RE: CQ 190308 200420 T:01980920 [I]

all_participants: brigid macias [] [] []


subject: RE: CQ 190308 200420 T:01980920 [I]


subject: FW: CQ 190308 200420 T:01980920 Ill


sender: Davide-A Sferrazza

subject: RE: N4G-026161 - Southern Financial [C]

all_participants: davide-a sferrazza ["cynthia rodriguez"] [] []


subject: RE: N4G-026161 - Southern Financial (C)

all_participants: cynthia rodriguez ["davide-a sferrazza"] [] []


subject: RE: N4G-026161 - Southern Financial (C)


subject: RE: KCP Collateral Flow [ll

all_participants: davide-a sferrazza ["paolo de-leon"] [] []


sender: Paolo De-Leon

subject: RE: KCP Collateral Flow [II

all_participants: paolo de-leon ["davide-a sferrazza"] [] []


subject: RE: KCP Collateral Flow [Ij

to_recipients:
Xavier Avila
Keith Buckholz

all_participants: davide-a sferrazza ["xavier avila", "keith buckholz"] ["paolo de-leon"] []


sender: Xavier Avila

subject: RE: KCP Collateral Flow Ill

to_recipients:
Keith Buckholz
Davide-A Sferrazza

all_participants: xavier avila ["keith buckholz", "davide-a sferrazza"] ["paolo de-leon"] []


sender: Keith Buckholz

subject: RE: KCP Collateral Flow [I]

to_recipients:
Xavier Avila
Davide-A Sferrazza

all_participants: keith buckholz ["xavier avila", "davide-a sferrazza"] ["paolo de-leon"] []


subject: KCP Collateral Flow

all_participants: paolo de-leon ["xavier avila", "davide-a sferrazza"] ["keith buckholz"] []


subject: RE: •••REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 JIJ

all_participants: asferrazza@db.com [] [] []


sender: Nina Tona

subject: RE: •••REASSIGN NEEDED' "FW: SOUTHERN FINANCIAL LLC - ONB-1010155 JIJ

cc_recipients:
Rita Shteynberg
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg"] []


sender: Amber Davis

subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Kareen Johnson
Nick Watkins
Alastair Mackinlay

all_participants: amber davis ["nina tona"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


subject: FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP

cc_recipients:
Amit Garg
Liam Osullivan

all_participants: davide-a sferrazza ["michael raphael"] ["amit garg", "liam osullivan"] []


sender: Liam Osullivan

subject: FW: 2018 Peril Review o Accts Sout ern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: liam osullivan ["davide-a sferrazza"] [] []


sender: Stewart Oldfield

cc_recipients:
Bradley Gilli
Richard larossi

all_participants: stewart oldfield ["liam osullivan"] ["bradley gilli", "richard larossi"] []


sender: Vijay-A Sawant

cc_recipients:
Bradley Gillin
Stewart Oldfield
Mayur Rathod

all_participants: vijay-a sawant ["richard laross"] ["bradley gillin", "stewart oldfield", "mayur rathod"] []


subject: RE: N4G-026161 - Southern Financial [C]


sender: Cynthia Rodriguez

subject: RE: N4G-026161 - Southern Financial [C]


subject: RE: N4G-026161 - Southern Financial (C)


subject: RE: ██████████ - Southern Financial [I]

to_recipients:
Stewart Oldfield
Zbynek Kozelsky

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan

all_participants: cynthia rodriguez ["stewart oldfield", "zbynek kozelsky"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan"] []


subject: RE: ██████████ - Southern Financial

to_recipients:
Zbynek Kozelsky
Cynthia Rodriguez

all_participants: stewart oldfield ["zbynek kozelsky", "cynthia rodriguez"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan"] []


sender: Zack Bunimovich

subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I]

to_recipients:
Nina Tona
Shteynberg
Xavier Avila
Martin Zeman
Rita

cc_recipients:
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["nina tona", "shteynberg", "xavier avila", "martin zeman", "rita"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [l]

to_recipients:
Zack Bunimovich
Xavier Avila
Martin Zeman
Rita Shteynberg
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: nina tona ["zack bunimovich", "xavier avila", "martin zeman", "rita shteynberg", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] ["liam osullivan"] []


subject: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL

to_recipients:
Xavier Avila
Martin Zeman
Rita Shteynberg
Jitan Patel
Nina Tona

all_participants: zack bunimovich ["xavier avila", "martin zeman", "rita shteynberg", "jitan patel", "nina tona"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding ICI [I]

to_recipients:
Martin Zeman
Zack Bunimovich
Nina Tona
Rita Shteynberg
(redacted)
(redacted)
(redacted)

cc_recipients:
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
(redacted)
(redacted)

all_participants: xavier avila ["martin zeman", "zack bunimovich", "nina tona", "rita shteynberg", "(redacted)", "(redacted)", "(redacted)"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini", "(redacted)", "(redacted)"] []


sender: Martin Zeman

subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C]

to_recipients:
Zack Bunimovich
Rita Shteynberg
Jitan Patel
Nina Tona

cc_recipients:
Xavier Avila
Liam Osullivan
Mathew Negue
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: martin zeman ["zack bunimovich", "rita shteynberg", "jitan patel", "nina tona"] ["xavier avila", "liam osullivan", "mathew negue", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


to_recipients:
Martin Zeman
Rita Shteynberg
Jitan Patel

cc_recipients:
Xavier Avila
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza

all_participants: zack bunimovich ["martin zeman", "rita shteynberg", "jitan patel"] ["xavier avila", "liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza"] []


subject: RE: SF [I] [C]

cc_recipients:
Nina Tona
Rita Shteynberg
Mathew Negus

all_participants: zack bunimovich ["martin zeman"] ["nina tona", "rita shteynberg", "mathew negus"] []


subject: RE: SF [I] [C]

cc_recipients:
Nina Tona
Rita Shteynberg
Mathew Negus
Jitan Patel
Alastair Mackinlay
Davide-
A Sferrazza
Zach Price

all_participants: martin zeman ["zack bunimovich"] ["nina tona", "rita shteynberg", "mathew negus", "jitan patel", "alastair mackinlay", "davide-", "a sferrazza", "zach price"] []


subject: RE: SF [I]

to_recipients:
Rita Shteynberg
Mathew Negus
Jitan Patel

cc_recipients:
Alastair Mackinlay
Martin Zeman
Davide-
A Sferrazza
Mathew Negus
Nina Tona

all_participants: xavier avila ["rita shteynberg", "mathew negus", "jitan patel"] ["alastair mackinlay", "martin zeman", "davide-", "a sferrazza", "mathew negus", "nina tona"] []


sender: Rita Shteynberg

subject: RE: SF [I]

to_recipients:
Mathew Negus
Nina Tona
Jane Varley
[redacted]
GM ACO
[redacted]
Xavier Avila
[redacted]
Iain Macara
[redacted]
Jitan Patel
[redacted]
[redacted]
Martin Zeman
[redacted]
Davide-[redacted]

cc_recipients:
Alastair Mackinlay
[redacted]
A Sferrazza
[redacted]
[redacted]
Aziz Anwar
[redacted]
Tanushree Kirti
[redacted]
Zack Bunimovich

all_participants: rita shteynberg ["mathew negus", "nina tona", "jane varley", "[redacted]", "gm aco", "[redacted]", "xavier avila", "[redacted]", "iain macara", "[redacted]", "jitan patel", "[redacted]", "[redacted]", "martin zeman", "[redacted]", "davide-[redacted]"] ["alastair mackinlay", "[redacted]", "a sferrazza", "[redacted]", "[redacted]", "aziz anwar", "[redacted]", "tanushree kirti", "[redacted]", "zack bunimovich"] []


sender: Mathew Negus

subject: RE: SF [1]

to_recipients:
Nina Tona
Jane Varley
GM ACO
Xavier Avila
Iain Macara
Rita Shteynberg

cc_recipients:
Alastair Mackinlay
Martin Zeman
Davide-
A Sferrazza
Aziz Anwar
Tanushree Kirti

all_participants: mathew negus ["nina tona", "jane varley", "gm aco", "xavier avila", "iain macara", "rita shteynberg"] ["alastair mackinlay", "martin zeman", "davide-", "a sferrazza", "aziz anwar", "tanushree kirti"] []


subject: RE: Southern Financial LLC

to_recipients:
Martin Zeman
Xavier Avil

cc_recipients:
Alastair Mackinlay
Mathew Negus

all_participants: nina tona ["martin zeman", "xavier avil"] ["alastair mackinlay", "mathew negus"] []


subject: Southern Financial LLC

to_recipients:
Martin Zeman
Xavier Avila

all_participants: nina tona ["martin zeman", "xavier avila"] ["alastair mackinlay", "mathew negus"] []


subject: RE: N4G-026161 - Southern Financial [C]

all_participants: cynthia rodriguez ["davide-a sferrazza"] [] []


subject: RE: N4G-026161 - Southern Financial [C]

all_participants: davide-a sferrazza ["cynthia rodriguez"] [] []


subject: RE: N4G-026161 - Southern Financial (I)

to_recipients:
Stewart Oldfield
Zbynek Kozelsky
Joshua Shoshan

cc_recipients:
Liam Osullivan
Davide-A Sferrazza

all_participants: cynthia rodriguez ["stewart oldfield", "zbynek kozelsky", "joshua shoshan"] ["liam osullivan", "davide-a sferrazza"] []


subject: RE: N4G-026161 - Southern Financial

all_participants: stewart oldfield ["zbynek kozelsky", "cynthia rodriguez"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan"] []


sender: Zbynek Kozelsky

subject: N4G-026161 - Southern Financial

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan
Zbynek Kozelsky

all_participants: zbynek kozelsky ["stewart oldfield"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan", "zbynek kozelsky"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [1]

cc_recipients:
Rita Shteynberg
Davide-A Sferrazza

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT**

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB 1010155 [I]


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 III


sender: Unknown

subject: RE: • "REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Ill

all_participants: unknown ["nina"] [] []


cc_recipients:
Rita Shtevnberg
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovic"] ["rita shtevnberg", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED*** FW: SOUTHERN FINANCIAL LLC - ONB-10101SS (II

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [1]

to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood
Rita Shteynberg

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood", "rita shteynberg"] [] []


to_recipients:
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: nina tona ["kareen johnson", "cob gmlondon-jax", "yolanda wood"] [] []


all_participants: amber davis ["kareen johnson", "cob gmlondon-jax", "yolanda wood"] [] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB 1010155 [I]

cc_recipients:
Kareen Johnson
Nick Watkins
Alastair Mackinlay

all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


sender: Alastair Mackinlay

subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155

to_recipients:
Amber Davis
Nina Tona

all_participants: alastair mackinlay ["amber davis", "nina tona"] ["kareen johnson"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-10101S5 [I]


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [1]

cc_recipients:
Kareen Johnson
Alastair Mackinlay

all_participants: amber davis ["nina tona"] ["kareen johnson", "alastair mackinlay"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Kareen Johnson
Alastair Mackinlay
Nick Watkins

all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay", "nick watkins"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Rita Shteynberg
Davide-A Sferrazza (a.sferrazza@db.com)

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg", "davide-a sferrazza (a.sferrazza@db.com)"] []


all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay"] []


sender: Funda Bozkurt

subject: RE: NCA's Completed in May/Update III

all_participants: funda bozkurt ["davide-a sferrazza"] [] []


sender: Davide-A Sferrazza

subject: RE: NCA's Completed in May/Update ill

all_participants: davide-a sferrazza ["funda bozkurt"] [] []


subject: RE: NCA's Completed in May/Update [I]


subject: RE: NCA's Completed in May/Update [I]

to_recipients:
Funda Bozkurt
Xavier Avila
Ian Salters

cc_recipients:
Zbynek Kozelsky
Nina Tona

all_participants: davide-a sferrazza ["funda bozkurt", "xavier avila", "ian salters"] ["zbynek kozelsky", "nina tona"] []


subject: RE: NCA's Completed in May/Update Ill

cc_recipients:
Zbynek Kozelsky
Ian Salters
Davide-A Sferrazza
Nina Tona

all_participants: funda bozkurt ["xavier avila"] ["zbynek kozelsky", "ian salters", "davide-a sferrazza", "nina tona"] []


sender: Xavier Avila

subject: RE: NCA's Completed in May/Update ill

to_recipients:
Funda Bozkurt
Ian Salters

cc_recipients:
Zbynek Kozelsky
Nina Tona
Davide-A Sferrazza

all_participants: xavier avila ["funda bozkurt", "ian salters"] ["zbynek kozelsky", "nina tona", "davide-a sferrazza"] []


subject: RE: NCA's Completed in May/Update [I]

cc_recipients:
Ian Salters
Zbynek Kozelsky
Nina Tona

all_participants: xavier avila ["funda bozkurt"] ["ian salters", "zbynek kozelsky", "nina tona"] []


subject: RE: NCA's Completed in May/Update [I]

all_participants: funda bozkurt ["xavier avila"] ["ian salters", "zbynek kozelsky", "nina tona"] []


subject: RE: NCA's Completed in May/Update DJ


subject: RE: NCA's Completed in May/Update Ill

cc_recipients:
Ian Salters
Zbynek Kozelsky

all_participants: funda bozkurt ["xavier avil"] ["ian salters", "zbynek kozelsky"] []


subject: RE: NCA's Completed in May/Update Ill

cc_recipients:
Ian Salters
bynek Kozelsky

all_participants: funda bozkurt ["xavier avil"] ["ian salters", "bynek kozelsky"] []


subject: FW: NCA's Completed in May/Update ill

all_participants: xavier avila ["funda bozkurt"] ["ian salters", "zbynek kozelsky"] []


to_recipients:
Xavier Avila
Martin Zeman
Billy Obregon

all_participants: nina tona ["xavier avila", "martin zeman", "billy obregon"] [] []


sender: Marcus Spooner

subject: RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS III

to_recipients:
Nina Tona
Xavier Avila
Leonardo Suarez
Jitan Patel
Matthew Peckman
Shanna Cooke
Oluwasegun Ajiboye
Sameer Lalji

cc_recipients:
Martin Zeman
Ian Salter
Mathew Negus
Max Kleinert

all_participants: marcus spooner ["nina tona", "xavier avila", "leonardo suarez", "jitan patel", "matthew peckman", "shanna cooke", "oluwasegun ajiboye", "sameer lalji"] ["martin zeman", "ian salter", "mathew negus", "max kleinert"] []


sender: Nina Tona

subject: RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS (I)

to_recipients:
ITC ACC
Xavier Avila
Leonardo Suarez
Jitan Patel
Matthew Peckman
Shanna Cooke
Oluwasegun Ajiboye
Sameer Lalji

cc_recipients:
Martin Zeman
Ian Salter
Mathew Negus

all_participants: nina tona ["itc acc", "xavier avila", "leonardo suarez", "jitan patel", "matthew peckman", "shanna cooke", "oluwasegun ajiboye", "sameer lalji"] ["martin zeman", "ian salter", "mathew negus"] []


sender: Marcus Spooner On Behalf Of ITC ACO

subject: RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS [I]

to_recipients:
Xavier Avila
Leonardo Suarez
Jitan Patel
Matthew Peckman
Shanna Cooke
Oluwasegun Ajiboye
Sameer Lalji

cc_recipients:
Nina Tona
Martin Zeman
Ian Salters
Mathew Negus

all_participants: marcus spooner on behalf of itc aco ["xavier avila", "leonardo suarez", "jitan patel", "matthew peckman", "shanna cooke", "oluwasegun ajiboye", "sameer lalji"] ["nina tona", "martin zeman", "ian salters", "mathew negus"] []


subject: TRADEINVEST FINANCIAL HOLDINGS LTD, BS

to_recipients:
ITC ACO Leonardo Suarez
Jitan Patel
Matthew Peckman
Shanna Cooke
Oluwasegun Ajiboye
Sameer Lalji

all_participants: xavier avila ["itc aco leonardo suarez", "jitan patel", "matthew peckman", "shanna cooke", "oluwasegun ajiboye", "sameer lalji"] ["nina tona", "martin zeman", "ian salters", "mathew negus"] []


sender: Devin Anderson

subject: RE: ACO for KCP client: Parkwood [I] [C]

to_recipients:
ITC ACO
ACO GV
Erik Lutkus
Christopher Whyton

cc_recipients:
Alan Brody
David Dirvin

all_participants: devin anderson ["itc aco", "aco gv", "erik lutkus", "christopher whyton"] ["alan brody", "david dirvin"] []


sender: Dominic Newport

to_recipients:
ACO GV
Erik Lutkus

cc_recipients:
Alan Brody
David Dirvin
Devin Anderson
Christopher Whyton

all_participants: dominic newport ["aco gv", "erik lutkus"] ["alan brody", "david dirvin", "devin anderson", "christopher whyton"] []


sender: Erik Lutkus

subject: RE: ACO for KCP client: Parkwood II) [C]

to_recipients:
Devin Anderson
ACO GV

cc_recipients:
ITC ACO
Alan Brody
David Dirvin

all_participants: erik lutkus ["devin anderson", "aco gv"] ["itc aco", "alan brody", "david dirvin"] []


subject: Re: ACO for KCP client: Parkwood [I] [C]

cc_recipients:
ITC ACO
Erik Lutkus
Alan Brody
David Dirvin

all_participants: devin anderson ["aco gv"] ["itc aco", "erik lutkus", "alan brody", "david dirvin"] []


sender: ACO GV


all_participants: dominic newport ["erik lutkus"] ["alan brody"] []


subject: RE: ACO for KCP client: Parkwood [I] ICI

cc_recipients:
Alan Brody
Devin Anderson

all_participants: erik lutkus ["itc aco"] ["alan brody", "devin anderson"] []


subject: FW: ACO for KCP client: Parkwood [I] [C]


sender: Ian Salters

subject: RE: ACO for KCP client: Parkwood [I]

to_recipients:
Devin Anderson
Erik Lutkus
Michael Cavalieri

cc_recipients:
Daniel-E Kaiser
Alan Brody
Nadean Novogratz
Lori Arndt

all_participants: ian salters ["devin anderson", "erik lutkus", "michael cavalieri"] ["daniel-e kaiser", "alan brody", "nadean novogratz", "lori arndt"] []


subject: ACO for KCP client: Parkwood [I]

to_recipients:
Erik Lutkus
Michael Cavalieri

cc_recipients:
Daniel-E Kaiser
Alan Brody
Ian Salters
Nadean Novogratz
Lori Arndt

all_participants: devin anderson ["erik lutkus", "michael cavalieri"] ["daniel-e kaiser", "alan brody", "ian salters", "nadean novogratz", "lori arndt"] []


subject: RE: GM KCP Bible - Action Plan - Update I [1]

to_recipients:
Xavier Avila
Davide-A Sferrazza
Alastair Mackinlay

cc_recipients:
Martin Zeman
Joshua Shoshan
Billy Obregon

all_participants: nina tona ["xavier avila", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [I]

to_recipients:
Nina Tona
Davide-A Sferrazza
Alastair Mackinlay

cc_recipients:
Martin Zeman
Joshua Shoshan
Billy Obregon
Ian Salters

all_participants: xavier avila ["nina tona", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon", "ian salters"] []


subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List


subject: RE: GM KCP Bible - Action Plan - Update I


subject: RE: GM KCP Bible - Action Plan [I]

all_participants: xavier avila ["nina tona", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: GM KCP Bible - Action Plan (IJ

to_recipients:
Davide-A Sferrazza
Alastair Mackinlay

all_participants: nina tona ["davide-a sferrazza", "alastair mackinlay"] ["xavier avila"] []


subject: Client tidy up (Il

to_recipients:
Oavide-A Sferrazza
Liam Osullivan I

all_participants: ian salters ["oavide-a sferrazza", "liam osullivan i"] ["ian salters"] []


sender: Richard Iarossi

subject: RE: Butterfly Trust - new brokerage account needed [I]

all_participants: richard iarossi ["davide-a sferrazza"] [] []


all_participants: davide-a sferrazza ["richard iarossi"] [] []


subject: RE: Butterfly Trust - new brokerage account needed [I)


subject: RE: Butterfly Trust - new brokerage account needed


to_recipients:
Stewart Oldfield
Martin Zeman
Liam Osullivan

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: davide-a sferrazza ["stewart oldfield", "martin zeman", "liam osullivan"] ["bradley gillin", "richard iarossi"] []


sender: Stewart Oldfield

to_recipients:
Martin Zeman
Liam Osullivan
Davide-A Sferrazza

all_participants: stewart oldfield ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gillin", "richard iarossi"] []


subject: Butterfly Trust - new brokerage account needed


subject: KCP Capital Markets Bible v5.xlsm [C]

all_participants: davide-a sferrazza ["xavier avila"] [] []


subject: RE: Southern Financial LLC [I]

all_participants: davide-a sferrazza ["paolo de-leon"] [] []


sender: Paolo De-Leon

subject: FW: Southern Financial LLC [1]

all_participants: paolo de-leon ["davide-a sferrazza"] [] []


sender: Sendhil-kumar K On Behalf Of CUSTOMERBUILD BLO

subject: RE: Southern Financial LLC

to_recipients:
Paolo De-Leon
Abhijit Mukherjee

all_participants: sendhil-kumar k on behalf of customerbuild blo ["paolo de-leon", "abhijit mukherjee"] ["keith buckholz"] []


subject: RE: Southern Financial LLC [I]

to_recipients:
CUSTOMERBUILD BLO
Abhijit Mukherjee

cc_recipients: Keith Buckholz CRM-PWM Derivatives <crm-pwm.derivatives@db.com>

all_participants: paolo de-leon ["customerbuild blo", "abhijit mukherjee"] ["keith buckholz crm-pwm derivatives <crm-pwm.derivatives@db.com>", "collateral admin-ny <collateral.admin-ny@db.com>"] []


sender: Sendhil-kumar K

subject: RE: Southern Financial LLC [l]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
CUSTOMERBUILD BLO

all_participants: sendhil-kumar k ["abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "customerbuild blo"] []


sender: Abhijit Mukherjee

all_participants: abhijit mukherjee [] [] []


subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
Sendhil-kumar K

all_participants: abhijit mukherjee ["customerbuild blo"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "sendhil-kumar k"] []


subject: Southern Financial LLC

to_recipients:
Collateral Admin-NY
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


sender: Cynthia Rodriguez

subject: Southern Financial u

all_participants: cynthia rodriguez ["0avide-a sferrazza"] [] []


subject: RDC Alert Southern Financial LLC

all_participants: cynthia rodriguez ["pwmus malkyc"] [] []


subject: FW: Red list [SC)

all_participants: nina tona ["davide-a sferrazza"] [] []


sender: Tanushree Kirti

subject: RE: Red List [SC]

all_participants: tanushree kirti ["nina tona"] [] []


subject: Red List

all_participants: nina tona ["tanushree kirti"] [] []


subject: FW: List of WM clients dependent on CIB ICG sales [I] [SC]

all_participants: tanushree kirti ["nina tona"] ["sonya hunjan"] []


subject: RE: Family Office Initiative - Follow Up [I] [SC] [C]

to_recipients:
Davide-A Sferrazza
Nina Tona

cc_recipients:
Max Kleinert
Ian Salters
Victoria Bruce

all_participants: tanushree kirti ["davide-a sferrazza", "nina tona"] ["max kleinert", "ian salters", "victoria bruce"] []


sender: Davide-A Sferrazza

to_recipients:
Nina Tona
Victoria Bruce
Tanushree Kirti

cc_recipients:
Max Kleinert
Ian Salters

all_participants: davide-a sferrazza ["nina tona", "victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters"] []


subject: RE: Family Office Initiative - Follow Up [I] [SC]

to_recipients:
Victoria Bruce
Tanushree Kirti

cc_recipients:
Max Kleinert
Ian Salters
Davide-A Sferrazza

all_participants: nina tona ["victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters", "davide-a sferrazza"] []


subject: RE: Family Office Initiative - Follow Up [I] [S

all_participants: nina tona ["victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters"] []


subject: FW: Family Office Initiative - Follow Up (I] (SC]

all_participants: tanushree kirti ["victoria bruce"] [] []


to_recipients:
Iain Macara
Clifford Fourie

cc_recipients:
Oliver Bettin
Christopher Whyton
Katherine Stead
Max Kleinert
Victoria Bruce

all_participants: tanushree kirti ["iain macara", "clifford fourie"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "victoria bruce"] []


sender: Iain Macara

subject: RE: Family Office Initiative - Follow Up [I]

to_recipients:
Tanushree Kirti
Clifford Fourie
Christopher Whyton
Katherine Stead

cc_recipients:
Oliver Bettin
Max Kleinert
Victoria Bruce

all_participants: iain macara ["tanushree kirti", "clifford fourie", "christopher whyton", "katherine stead"] ["oliver bettin", "max kleinert", "victoria bruce"] []


to_recipients:
Iain Macara
Clifford Fourie
Christopher Whyton
Max Kleinert
Victoria Bruce
Katherine Stead

all_participants: tanushree kirti ["iain macara", "clifford fourie", "christopher whyton", "max kleinert", "victoria bruce", "katherine stead"] ["oliver bettin"] []


sender: Clifford Fourie

subject: RE: Family Office Initiative - Follow Up [II

cc_recipients:
Oliver Bettington
Christopher Whyton
Katherine Stead
Max Kleinert
Aamir Akram
Iain Macara

all_participants: clifford fourie ["tanushree kirti"] ["oliver bettington", "christopher whyton", "katherine stead", "max kleinert", "aamir akram", "iain macara"] []


subject: RE: Family Office Initiative - Follow Up [Ij

to_recipients:
Iain Macara
Katherine Stead
Aamir Akram
Max Kleinert

cc_recipients:
Clifford Fourie
Oliver Bettin
Christopher Whyton

all_participants: tanushree kirti ["iain macara", "katherine stead", "aamir akram", "max kleinert"] ["clifford fourie", "oliver bettin", "christopher whyton"] []


sender: Katherine Stead

subject: Family Office Initiative - Follow Up [II]

to_recipients:
Aamir Akram
Max Kleinert

cc_recipients:
Clifford Fourie
Oliver Bettin
Iain Macara

all_participants: katherine stead ["aamir akram", "max kleinert"] ["clifford fourie", "oliver bettin", "iain macara"] []


sender: Unknown

to_recipients:
Katherine Stead
Aamir Akram
Max Kleinert

cc_recipients:
Clifford Fourie
Oliver Bettin
Tanushree Kirti
Christopher Whyton

all_participants: unknown ["katherine stead", "aamir akram", "max kleinert"] ["clifford fourie", "oliver bettin", "tanushree kirti", "christopher whyton"] []


sender: Nina Tona

cc_recipients:
Max Kleinert
Ian Salters
Davide Sferrazza

all_participants: nina tona ["victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters", "davide sferrazza"] []


subject: RE: Family Office Initiative - Follow Up

to_recipients:
Tanushree Kirti
Clifford Fourie
[redacted]

cc_recipients:
Oliver Bettin
Christopher Whyton
[redacted]
Katherine Stead
Max Kleinert
[redacted]
Victoria Bruce
[redacted]

all_participants: iain macara ["tanushree kirti", "clifford fourie", "[redacted]"] ["oliver bettin", "christopher whyton", "[redacted]", "katherine stead", "max kleinert", "[redacted]", "victoria bruce", "[redacted]"] []


cc_recipients:
Oliver Bettin
Clifford Fourie
Christopher Whyton
Max Kleinert
Victoria Bruce
Katherine Stead

all_participants: iain macara ["tanushree kirti"] ["oliver bettin", "clifford fourie", "christopher whyton", "max kleinert", "victoria bruce", "katherine stead"] []


cc_recipients:
Oliver Bettin
Christopher Whyton
Katherine Stead
Max Kleinert
lain Macara
Victoria Bruce

all_participants: tanushree kirti ["clifford fourie"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "lain macara", "victoria bruce"] []


cc_recipients:
Oliver Bettin
Christopher Whyton
Katherine Stead
Max Kleinert
Aamir Akram
Iain Macara

all_participants: clifford fourie ["tanushree kirti"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "aamir akram", "iain macara"] []


to_recipients:
Iain Macara
Katherine Stead
Aamir Akram
Max Kleinert
Oliver Bettin
Christopher Whyton

all_participants: tanushree kirti ["iain macara", "katherine stead", "aamir akram", "max kleinert", "oliver bettin", "christopher whyton"] ["clifford fourie"] []


all_participants: nina tona ["davide-a sferrazza"] ["ian salters"] []


subject: RE: List of WM clients dependent on CIB ICG sales II] ISCI

to_recipients:
Nina Tona
Ian Salters

all_participants: tanushree kirti ["nina tona", "ian salters"] [] []


subject: RE: List of WM clients dependent on CIB ICG sales [I] [SC]

to_recipients:
Tanushree Kirti
Ian Salters

all_participants: nina tona ["tanushree kirti", "ian salters"] [] []


sender: Max Kleinert

to_recipients:
Tanushree Kirti
Sean Carney

cc_recipients:
Saleha Bilal
Sonya Hunjan
Victoria Bruce

all_participants: max kleinert ["tanushree kirti", "sean carney"] ["saleha bilal", "sonya hunjan", "victoria bruce"] []


to_recipients:
Max Kleinert
Sean Carney
Nina Tona
Ian Salter
Danny Heng
Christopher Lai
Letitia Teo
Wai‑EE Sherm…

cc_recipients:
Saleha Bilal
Sonya Hunjan
Julia Rutsch
Aamir Akram

all_participants: tanushree kirti ["max kleinert", "sean carney", "nina tona", "ian salter", "danny heng", "christopher lai", "letitia teo", "wai‑ee sherm…"] ["saleha bilal", "sonya hunjan", "julia rutsch", "aamir akram"] []


subject: List of WM clients dependent on CIB ICG sales [I] I

to_recipients:
Mattias Fuerstenberger
Julia Rubio-Luque
Emily Craig
Anna-Sofiya Lupolover
Ines Schultze-Enden
Danny Heng
Christopher Lai

all_participants: tanushree kirti ["mattias fuerstenberger", "julia rubio-luque", "emily craig", "anna-sofiya lupolover", "ines schultze-enden", "danny heng", "christopher lai"] ["sonya hunjan"] []


subject: FW: Family Office Initiative - Follow Up [SC) [C] (I)

all_participants: nina tona ["davide-a sferrazza"] [] []


subject: FW: Family Office Initiative - Follow Up [SC] [C] [I]

all_participants: ian salters ["nina tona"] [] []


subject: FW: Family Office Initiative - Follow Up [I] [SC] (C]

all_participants: max kleinert ["ian salters"] [] []


subject: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)

all_participants: tanushree kirti ["davide-a sferrazza", "nina tona"] [] []


subject: RE: Family Office Initiative - Follow Up [l] [SC] [C]

to_recipients: Davide Nina

all_participants: unknown ["davide", "nina"] ["max kleinert", "ian salters", "victoria bruce"] []


subject: RE: Family Office Initiative - Follow Up [I] [SC] [C]

all_participants: davide-a sferrazza ["nina tona", "victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters"] []


subject: RE: Family Office Initiative - Follow Up [I] [SC]

all_participants: nina tona ["victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters", "davide-a sferrazza"] []


subject: RE: Family Office Initiative - Follow Up [I) [SCI

all_participants: nina tona ["victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters"] []


sender: Victoria Bruce

subject: RE: Family Office Initiative - Follow Up (I) [SC]

cc_recipients:
Nina Tona
Max Kleinert

all_participants: victoria bruce ["tanushree kirti"] ["nina tona", "max kleinert"] []


subject: FW: Family Office Initiative - Follow Up (Il (SC]

all_participants: tanushree kirti ["victoria bruce"] [] []


sender: Tanu Kirti

to_recipients: Multiple recipients (names/emails redacted or blacked out)

all_participants: tanu kirti ["multiple recipients (names/emails redacted or blacked out)"] ["multiple recipients (names/emails redacted or blacked out)"] []


sender: lain Macara

cc_recipients:
Oliver Bettin
Christopher Whyton
Katherine Stead

all_participants: lain macara ["tanushree kirti <tanushree.kirti(adb.com>", "clifford fourie"] ["oliver bettin", "christopher whyton", "katherine stead"] []


subject: RE: Family Office Initiative - Follow Up [1]

cc_recipients:
Oliver Bettin
Clifford Fourie
Christopher Whyton
Katherine Stead
Max Kleinert
Victoria Bruce

all_participants: tanushree kirti ["iain macara"] ["oliver bettin", "clifford fourie", "christopher whyton", "katherine stead", "max kleinert", "victoria bruce"] []


subject: RE: Family Office Initiative - Follow up [1]

to_recipients:
Tanushree Kirti
Clifford Fourie

all_participants: iain macara ["tanushree kirti", "clifford fourie"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "victoria bruce"] []


sender: [redacted]

subject: RE: Family Office Initiative - Follow Up (I)

all_participants: [redacted] ["[redacted]"] ["multiple recipients (several names partially/fully redacted; at least 6 people listed)"] []


cc_recipients:
lain Macara
Victoria Bruce
[redacted]

all_participants: [redacted] ["clifford"] ["lain macara", "victoria bruce", "[redacted]"] []


sender: Cliff

subject: RE: Family Office Initiative - Follow Up [I]

all_participants: cliff ["multiple recipients (names redacted)"] ["multiple recipients (names redacted)"] []


all_participants: tanu kirti ["iain macara"] [] []


all_participants: iain macara ["katherine stead", "aamir akram", "max kleinert"] ["clifford fourie", "oliver bettin", "tanushree kirti", "christopher whyton"] []


subject: RE: Family Office Initiative - Follow Up (I) [SC] [C]

to_recipients:
Nina Tona
Victoria Bruce
Tanushree Kirti

cc_recipients:
Max Kleinert
Ian Salters


subject: RE: Family Office Initiative - Follow Up [II [SC)

to_recipients:
Victoria Bruce
Tanushree Kirti

cc_recipients:
Max Kleinert
Ian Salters
Davide-A Sferrazza


subject: RE: Family Office Initiative - Follow Up (II) [SC]

to_recipients:
Iain Macara
Clifford Fourie

cc_recipients:
Oliver Bettin
Christopher Whyton
Katherine Stead
Max Kleinert
Victoria Bruce

all_participants: tanushree kirti ["iain macara", "clifford fourie"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "victoria bruce"] []


sender: [name redacted]

subject: RE: Family Office Initiative - Follow Up []

all_participants: [name redacted] ["[multiple recipients; names redacted]"] ["[multiple recipients; names redacted]"] []


sender: [Name redacted in image]

to_recipients: Multiple recipients (several names redacted)

all_participants: [name redacted in image] ["multiple recipients (several names redacted)"] ["multiple recipients (several names redacted)"] []


all_participants: [redacted] ["[multiple recipients — names redacted]"] ["[multiple recipients — names redacted]"] []


all_participants: [name redacted] ["[recipient name redacted]"] ["[multiple recipients — names redacted]"] []


cc_recipients:
Oliver Bettin
Christopher Whyton
Katherine Stead
Max Kleinert
Aamir Akran
Iain Macara

all_participants: clifford fourie ["tanushree kirti"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "aamir akran", "iain macara"] []


sender: [Name redacted]

all_participants: [name redacted] ["4 recipients (names redacted; several addresses partially blacked out)"] ["3 recipients (names redacted; some addresses partially blacked out)"] []


subject: Family Office Initiative - Follow Up

all_participants: katherine stead ["[redacted]"] ["[redacted]"] []


subject: FW: Red List [SC] urgent

all_participants: nina tona ["<empty>"] [] []


subject: RE: Red List [SC]

all_participants: tanushree kirti ["nina tona <<empty>>"] [] []


subject: RE: Red List [SCI

all_participants: tanushree kirti ["nina tona"] [] []


subject: Red List

all_participants: nina tona ["tanushree kirti"] [] []


sender: Ian Salters

subject: FW: Family Office Initiative - Follow Up (I) [SC] [C]

to_recipients:
Davide-A Sferrazza
Nina Tona

all_participants: ian salters ["davide-a sferrazza", "nina tona"] [] []


sender: Tanushree Kirti

subject: RE: Family Office Initiative - Follow Up [IJ [SC) [C]

cc_recipients:
Max Kleinert
Ian Salters
Victoria Bruce

all_participants: tanushree kirti ["davide-a sferrazza", "nina tona"] ["max kleinert", "ian salters", "victoria bruce"] []


sender: Davide-A Sferrazza

all_participants: davide-a sferrazza ["nina tona", "victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters"] []


all_participants: nina tona ["victoria bruce", "tanushree kirti"] ["max kleinert", "ian salters", "davide-a sferrazza"] []


sender: Davide Sferrazza

all_participants: davide sferrazza [] [] []


subject: FW: Family Office Initiative - Follow Up [I] [SC]

all_participants: tanushree kirti ["victoria bruce"] [] []


to_recipients:
lain Macara
Clifford Fourie

all_participants: tanushree kirti ["lain macara", "clifford fourie"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "victoria bruce"] []


sender: Iain Macara

to_recipients:
Tanushree Kirti
Clifford Fourie
(redacted)

cc_recipients:
Oliver Bettin
Christopher Whyton
(redacted)
Max Kleinert
(redacted)
Victoria Bruce
Katherine Stead

all_participants: iain macara ["tanushree kirti", "clifford fourie", "(redacted)"] ["oliver bettin", "christopher whyton", "(redacted)", "max kleinert", "(redacted)", "victoria bruce", "katherine stead"] []


cc_recipients:
Oliver Bettin
Christopher Whyton
Katherine Stead
Max Kleinert
Iain Macara
Victoria Bruce

all_participants: tanushree kirti ["clifford fourie"] ["oliver bettin", "christopher whyton", "katherine stead", "max kleinert", "iain macara", "victoria bruce"] []


sender: Clifford Fourie

all_participants: clifford fourie ["tanushree kirti"] ["oliver bettin", "christopher whyton", "katherine stead <katherine.stead@uk.com>", "max kleinert", "aamir akram", "iain macara"] []


to_recipients:
Iain Macara
Katherine Stead
Aamir Akram
Max Kleinert

cc_recipients:
Clifford Fourie
Oliver Bettin
Christopher Whyton

all_participants: tanushree kirti ["iain macara", "katherine stead", "aamir akram", "max kleinert"] ["clifford fourie", "oliver bettin", "christopher whyton"] []


to_recipients:
Katherine Stead
Aamir Akram
Max Kleinert

cc_recipients:
Clifford Fourie
Oliver Bettin
Tanushree Kirti

all_participants: iain macara ["katherine stead", "aamir akram", "max kleinert"] ["clifford fourie", "oliver bettin", "tanushree kirti"] []


sender: Katherine Stead

subject: Family Office Initiative - Follow Up [1]

cc_recipients:
Clifford Fourie
Max Kleinert
Oliver Bettin
Iain Macara

all_participants: katherine stead ["aamir akram"] ["clifford fourie", "max kleinert", "oliver bettin", "iain macara"] []


sender: Amanda Kirby

subject: Case # 01141322: has been assigned to you.

all_participants: amanda kirby ["paul morris"] [] []


subject: KYC remediation [I]

all_participants: ian salters ["multiple recipients (recipient names/email addresses redacted)"] ["multiple recipients (recipient names/email addresses redacted)"] []


subject: Copy of IWP Remediation List - to be reviewed (002).xlsx

all_participants: davide-a sferrazza ["nina tona"] [] []


sender: [NAME REDACTED]

subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [1]

cc_recipients:
[NAME REDACTED]
[NAME REDACTED]
[NAME REDACTED]

all_participants: [name redacted] ["[name redacted]"] ["[name redacted]", "[name redacted]", "[name redacted]"] []


sender: Nina Tona

subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC

to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood
Rita Shteynberg

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood", "rita shteynberg"] [] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - C

to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood"] [] []


sender: Amber Davis

subject: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-███████████████

to_recipients:
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: amber davis ["kareen johnson", "cob gmlondon-jax", "yolanda wood"] ["nina tona"] []


sender: Xavier Avila

subject: RE: SF [I]

to_recipients:
Rita Shteynberg
Mathew Negus
Jitan Patel

cc_recipients:
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza
Nina Tona

all_participants: xavier avila ["rita shteynberg", "mathew negus", "jitan patel"] ["alastair mackinlay", "martin zeman", "davide-a sferrazza", "nina tona"] ["zack.bunimovich@db.com"]


sender: Rita Shteynberg

subject: RE: SF [I]

to_recipients:
Xavier Avila
Mathew Negus
Jitan Patel

all_participants: rita shteynberg ["xavier avila", "mathew negus", "jitan patel"] ["alastair mackinlay", "martin zeman", "davide-a sferrazza", "nina tona"] ["zack bunimovich"]


sender: Monika Valantiejute

subject: RE: SF [I]

to_recipients:
Xavier Avila
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus

cc_recipients:
Nina Tona
Alastair Mackinlay
Davide-A Sferrazza
Martin Zeman

all_participants: monika valantiejute ["xavier avila", "iain macara", "rita shteynberg", "jitan patel", "mathew negus"] ["nina tona", "alastair mackinlay", "davide-a sferrazza", "martin zeman"] []


subject: RE: SF [I]

to_recipients:
Xavier Avila
Mathew Negus
Rita Shteynberg
Jitan Patel
GM ACO

cc_recipients:
Nina Tona
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza

all_participants: iain macara ["xavier avila", "mathew negus", "rita shteynberg", "jitan patel", "gm aco"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: RE: GM KCP Bible - Action Plan - Update I ill

to_recipients:
Nina Tona
Davide-A Sferrazza
Alastair Mackinlay

cc_recipients:
Martin Zeman
Joshua Shoshan
Billy Obregon

all_participants: xavier avila ["nina tona", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible - Action Plan - Update I [I]

to_recipients:
Davide-A Sferrazza
Xavier Avila
Alastair Mackinlay

all_participants: nina tona ["davide-a sferrazza", "xavier avila", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible - Action Plan - Update 1111

to_recipients:
Nina Tona
Xavier Avila
Alastair Mackinlay

all_participants: davide-a sferrazza ["nina tona", "xavier avila", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: SF [1]

all_participants: monika valantiejute ["xavier avila"] ["jane"] []


subject: RE: SF [I]

to_recipients:
GM ACO
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus

all_participants: xavier avila ["gm aco", "iain macara", "rita shteynberg", "jitan patel", "mathew negus"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I]

cc_recipients:
Rita Shteynberg
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovic"] ["rita shteynberg", "davide-a sferrazza"] []


sender: Zack Bunimovich

subject: RE: ***REASSIGN NEEDED'•"FW: SOUTHERN FINANCIAL LLC - ONB-1010155 •***URGENT•" [I]

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: ****REASSIGN NEEDED****FW: SOUTHERN FINANCIAL LLC - ONB-1010155 *****URGENT** [I]

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg"] []


subject: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e)


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Rita Shteynberg
Davide-A Sferrazz

all_participants: zack bunimovich ["nina ton"] ["rita shteynberg", "davide-a sferrazz"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [1]

all_participants: nina tona ["zack bunimovich"] [] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Kareen Johnson
Nick Watkins
Alastair Mackinlay

all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I]

to_recipients:
Liam Osullivan
Nina Tona
Xavier Avila
Martin Zeman
Rita Shteynberg
Alastair Mackinlay
Davide-A Sferrazza

cc_recipients:
Mathew Negus
P
Anthony Lentini

all_participants: zack bunimovich ["liam osullivan", "nina tona", "xavier avila", "martin zeman", "rita shteynberg", "alastair mackinlay", "davide-a sferrazza"] ["mathew negus", "p", "anthony lentini"] []


sender: Liam Osullivan

to_recipients:
Zack Bunimovich
Nina Tona
Xavier Avila
Martin Zeman
Rita Shteynberg

cc_recipients:
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: liam osullivan ["zack bunimovich", "nina tona", "xavier avila", "martin zeman", "rita shteynberg"] ["mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []