subject: RE: New Derivatives account. [I]

to_recipients:
Keith Buckholz
Collateral Admin-NY

cc_recipients:
Srikanta Gouda
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: surendra singh ["keith buckholz", "collateral admin-ny"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


sender: Srikanta Gouda

subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Keith Buckholz

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
Enid Ellis
CRM-PWM Derivatives
Collateral-Assets Newyork

all_participants: srikanta gouda ["surendra singh", "keith buckholz"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "enid ellis", "crm-pwm derivatives", "collateral-assets newyork"] []


sender: Keith Buckholz

subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


sender: Surendra Singh

subject: FW: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Surendra Singh
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis

all_participants: surendra singh ["keith buckholz"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis"] []


sender: Abhijit Mukherjee On Behalf Of Collateral Admin-NY

subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin‑X Singh
CUSTOMERBUILD BLO
Sendhil‑kumar K
Collateral Admin‑NY

all_participants: abhijit mukherjee on behalf of collateral admin-ny ["sachiva gupta"] ["srikanta gouda", "surendra singh", "nitin‑x singh", "customerbuild blo", "sendhil‑kumar k", "collateral admin‑ny"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
'███████████████████████████████'
Surendra Singh
Nitin-X Singh
Collateral Admin-NY

all_participants: abhijit mukherjee on behalf of collateral admin-ny ["sachiva gupta"] ["srikanta gouda", "'███████████████████████████████'", "surendra singh", "nitin-x singh", "collateral admin-ny"] []


sender: Sachiva Gupta

subject: FW: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Abhijit Mukherjee
'█████████████████████████████'
Surendra Singh
Nitin-X Singh

all_participants: sachiva gupta ["collateral admin-ny"] ["srikanta gouda", "abhijit mukherjee", "'█████████████████████████████'", "surendra singh", "nitin-x singh"] []


sender: Paolo De-Leon

subject: RE: New Derivatives account. [I]

cc_recipients:
Keith Buckholz
Jason Wang

all_participants: paolo de-leon ["teresa metallo"] ["keith buckholz", "jason wang"] []


sender: Teresa Metallo

subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Surendra Singh
Abhijit Mukherjee
Debra Jasper
Halina Laczny

cc_recipients:
Keith Buckholz
Srikanta Gouda

all_participants: teresa metallo ["paolo de-leon", "surendra singh", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Abhijit Mukherjee
Debra Jasper
Halina Laczny

cc_recipients:
Keith Buckholz
Srikanta Gouda
Teresa Metallo

all_participants: paolo de-leon ["surendra singh", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda", "teresa metallo"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Abhijit Mukherjee
Debra Jasper
Halina Laczny

all_participants: surendra singh ["paolo de-leon", "abhijit mukherjee", "debra jasper", "halina laczny"] ["keith buckholz", "srikanta gouda"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Abhijit Mukherjee

all_participants: paolo de-leon ["surendra singh", "abhijit mukherjee"] ["keith buckholz", "srikanta gouda"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Abhijit Mukherjee

all_participants: sachiva gupta ["paolo de-leon", "abhijit mukherjee"] ["keith buckholz"] []


subject: RE: Southern Financial LLC [I]

to_recipients:
CUSTOMERBUILD BLO
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Collateral Admin-NY

all_participants: paolo de-leon ["customerbuild blo", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "collateral admin-ny"] []


sender: Sendhil-kumar K

subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Collateral Admin-NY
CUSTOMERBUILD BLO

all_participants: sendhil-kumar k ["paolo de-leon", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "collateral admin-ny", "customerbuild blo"] []


subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
CUSTOMERBUILD BLO

all_participants: sendhil-kumar k ["abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "customerbuild blo"] []


sender: Abhijit Mukherjee

subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
Sendhil-kumar K

all_participants: abhijit mukherjee ["customerbuild blo"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "sendhil-kumar k"] []


subject: Southern Financial LLC

to_recipients:
Collateral Admin-NY
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


subject: FW: Southern Financial LLC [I]

all_participants: keith buckholz ["ellenoi jarvis"] [] []


subject: RE: KCP Collateral Flow [I]

all_participants: paolo de-leon ["keith buckholz"] [] []


subject: RE: KCP Collateral Flow [I]

all_participants: keith buckholz ["paolo de-leon"] [] []


subject: FW: KCP Collateral Flow [I]


sender: Davide-A Sferrazza

subject: RE: KCP Collateral Flow [I]

to_recipients:
Xavier Avila
Keith Buckholz

all_participants: davide-a sferrazza ["xavier avila", "keith buckholz"] ["paolo de-leon"] []


sender: Xavier Avila

subject: RE: KCP Collateral Flow [I]

to_recipients:
Keith Buckholz
Davide-A Sferrazza

all_participants: xavier avila ["keith buckholz", "davide-a sferrazza"] ["paolo de-leon"] []


subject: RE: KCP Collateral Flow [I]

to_recipients:
Xavier Avila
Davide-A Sferrazza

all_participants: keith buckholz ["xavier avila", "davide-a sferrazza"] ["paolo de-leon"] []


subject: KCP Collateral Flow

all_participants: paolo de-leon ["xavier avila", "davide-a sferrazza"] ["keith buckholz"] []


subject: RE: KCP Collateral Flow [I] [C]

cc_recipients:
Xavier Avila
Keith Buckholz

all_participants: davide-a sferrazza ["paolo de-leon"] ["xavier avila", "keith buckholz"] []


subject: RE: KCP Collateral Flow [I]

to_recipients:
Davide-A Sferrazza
Xavier Avila
Keith Buckholz

all_participants: paolo de-leon ["davide-a sferrazza", "xavier avila", "keith buckholz"] [] []


subject: RE: New Derivatives account. [I]

to_recipients:
Sachiva Gupta
Abhijit Mukherjee

all_participants: paolo de-leon ["sachiva gupta", "abhijit mukherjee"] ["keith buckholz"] []


sender: Diana Canter

subject: RE: New Derivatives account. [I]

all_participants: diana canter ["keith buckholz"] ["paolo de-leon"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["diana canter"] ["paolo de-leon"] []


subject: FW: New Derivatives account. [I]


sender: Funda Bozkurt

subject: RE: New Derivatives account. [I]

all_participants: funda bozkurt ["keith buckholz"] ["paolo de-leon"] []


subject: FW: New Derivatives account. [I]

all_participants: keith buckholz ["funda bozkurt"] ["paolo de-leon"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Srikanta Gouda
Surendra Singh
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Keith Buckholz
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Keith Buckholz
Srikanta Gouda
Collateral Admin-NY

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: surendra singh ["keith buckholz", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: FW: New Derivatives account. [I]


subject: RE: New Derivatives account. [I]

to_recipients:
Surendra Singh
Srikanta Gouda
Collateral Admin-NY

all_participants: keith buckholz ["surendra singh", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Srikanta Gouda
Keith Buckholz
Collateral Admin-NY

all_participants: surendra singh ["srikanta gouda", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Keith Buckholz
Collateral Admin-NY

cc_recipients:
Srikanta Gouda
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: surendra singh ["keith buckholz", "collateral admin-ny"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: FW: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Surendra Singh
Sendhil-kumar K
FX Middle Office
Debra Jasper
Roxanne Scott
Halina Laczny
FX Middle Office
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis

all_participants: surendra singh ["keith buckholz"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Surendra Singh
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Surendra Singh
Sendhil-kumar K

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Abhijit Mukherjee
Surendra Singh
Nitin-X Singh
Collateral Admin-NY

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "abhijit mukherjee", "surendra singh", "nitin-x singh", "collateral admin-ny"] []


subject: FW: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Abhijit Mukherjee
Surendra Singh
Nitin-X Singh

all_participants: sachiva gupta ["collateral admin-ny"] ["srikanta gouda", "abhijit mukherjee", "surendra singh", "nitin-x singh"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Paolo De-Leon
Teresa Metallo

all_participants: diana canter ["paolo de-leon", "teresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

to_recipients:
Diana Canter
Teresa Metallo

all_participants: paolo de-leon ["diana canter", "teresa metallo"] ["keith buckholz"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Diana Canter
Keith Buckholz

all_participants: paolo de-leon ["teresa metallo"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account. [I]

all_participants: teresa metallo ["paolo de-leon"] ["diana canter", "keith buckholz"] []


subject: RE: Southern Financial LLC [I]

all_participants: paolo de-leon ["keith buckholz"] [] []


subject: RE: Southern Financial LLC [I]

all_participants: keith buckholz ["paolo de-leon"] [] []


subject: Southern Financial LLC

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


subject: RE: New Derivatives account. [I]

all_participants: funda bozkurt ["keith buckholz"] ["paolo de-leon"] []


subject: FW: New Derivatives account. [I]

all_participants: keith buckholz ["funda bozkurt"] ["paolo de-leon"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["srikanta gouda", "surendra singh", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Nitin-X Singh
Collateral Admin-NY
CUSTOMERBUILD BLO
Sendhil-kumar K
FX Middle Office
Debra Jasper
Halina Laczny
Roxanne Scott
Hiren Mathur
CRM-PWM Derivatives
Enid Ellis
Collateral-Assets Newyork

all_participants: srikanta gouda ["surendra singh", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "halina laczny", "roxanne scott", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: surendra singh ["keith buckholz", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["surendra singh", "srikanta gouda", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: surendra singh ["srikanta gouda", "keith buckholz", "collateral admin-ny"] ["nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: srikanta gouda ["keith buckholz", "collateral admin-ny"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: surendra singh ["keith buckholz", "collateral admin-ny"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["surendra singh"] ["srikanta gouda", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis", "collateral-assets newyork"] []


subject: FW: New Derivatives account. [I]

all_participants: surendra singh ["keith buckholz"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k", "fx middle office", "debra jasper", "roxanne scott", "halina laczny", "fx middle office", "hiren mathur", "crm-pwm derivatives", "enid ellis"] []


subject: RE: New Derivatives account. [I]

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "surendra singh", "nitin-x singh", "collateral admin-ny", "customerbuild blo", "surendra singh", "sendhil-kumar k"] []


subject: RE: New Derivatives account. [I]

cc_recipients:
Srikanta Gouda
Nitin-X Singh
Surendra Singh
Collateral Admin-NY

all_participants: abhijit mukherjee ["sachiva gupta"] ["srikanta gouda", "nitin-x singh", "surendra singh", "collateral admin-ny"] []


subject: FW: New Derivatives account. [I]

all_participants: sachiva gupta ["collateral admin-ny"] ["srikanta gouda", "abhijit mukherjee", "surendra singh", "nitin-x singh"] []


subject: RE: New Derivatives account. [I]

all_participants: paolo de-leon ["teresa metallo"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account. [I]

all_participants: teresa metallo ["paolo de-leon"] ["diana canter", "keith buckholz"] []


subject: RE: New Derivatives account. [I]

all_participants: diana canter ["keith buckholz"] ["paolo de-leon"] []


subject: RE: New Derivatives account. [I]

all_participants: keith buckholz ["diana canter"] ["paolo de-leon"] []


subject: FW: New Derivatives account. [I]


subject: Southern Financial LLC

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


subject: RE: Southern Financial LLC

all_participants: paolo de-leon <paolo.deleon@jpmorgan.com> ["collateral admin-ny <collateral.admin.ny@jpmorgan.com>", "abhijit mukherjee <abhijit.mukherjee@jpmorgan.com>"] ["keith buckholz <keith.buckholz@jpmorgan.com>", "crm-pwm derivatives <crm-pwm.derivatives@jpmorgan.com>"] []


subject: RE: Epstein Summary [I]

cc_recipients:
Carl Jackson
Swasi Bate

all_participants: keith buckholz ["arjun nagarkatti"] ["carl jackson", "swasi bate"] []


sender: [REDACTED]

subject: Fw: JEE WT to SK [I]

all_participants: [redacted] ["[redacted]"] ["[redacted]"] []


sender: Melisa Venegas

subject: Apr 2016 AML/KYC Escalation Reports [I]

to_recipients:
Armen Brash
Andrew Gallivan
Michael S Jacoby
Lee Hutter
Mark LaRoe

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta"] []


sender: Daphne Cales

subject: FW: Oldfield [I]

all_participants: daphne cales ["andrew gallivan"] [] []


sender: Rich Tarossi

subject: Monthly Annual Client Update Reports - April 2016

to_recipients:
Armen Brash
Charles Hoffarth
Charlie Burrows
Daphne Cales
Diana Canter
Janice Franklin
Lina M Arias
Mary C Keaveney
Lee Hutter
Michael S Jacoby
Sarita Medina
zia Memon
Mikal Ison
David‑K Ng
Vaishali‑P Mehta
Andrew Bolender

cc_recipients:
Andrew Gallivan
Patrick Harris

all_participants: rich tarossi ["armen brash", "charles hoffarth", "charlie burrows", "daphne cales", "diana canter", "janice franklin", "lina m arias", "mary c keaveney", "lee hutter", "michael s jacoby", "sarita medina", "zia memon", "mikal ison", "david‑k ng", "vaishali‑p mehta", "andrew bolender"] ["andrew gallivan", "patrick harris"] []


subject: Oct 2016 AML/KYC Escalation Reports


sender: Samantha Harmon

subject: KYCs - DB as Trustee [I]

all_participants: samantha harmon ["andrew gallivan"] [] []


subject: May 2015 AML/KYC Escalation Reports

to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-J Davis
Michael S Jacoby

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


subject: RE: What are you presenting to the Risk committee Monday on high risk KYC's [I]


sender: Andrew Gallivan

subject: FW: What are you presenting to the Risk committee Monday on high risk KYC's [I]

all_participants: andrew gallivan ["samantha harmon"] [] []


sender: Patrick Harris

all_participants: patrick harris ["andrew gallivan"] [] []


all_participants: andrew gallivan ["patrick harris"] [] []


subject: What are you presenting to the Risk committee Monday on high risk KYC's [I]


sender: Vaishali-P Mehta

to_recipients:
Adrienne Bull
Andrew Gallivan
Patrick Harris

all_participants: vaishali-p mehta ["adrienne bull", "andrew gallivan", "patrick harris"] ["rodrigo quintero"] []


sender: Adrienne Bull

to_recipients:
Andrew Gallivan
Patrick Harris

cc_recipients:
Vaishali-P Mehta
Rodrigo Quintero

all_participants: adrienne bull ["andrew gallivan", "patrick harris"] ["vaishali-p mehta", "rodrigo quintero"] []


to_recipients:
Adrienne Bull
Patrick Harris

all_participants: andrew gallivan ["adrienne bull", "patrick harris"] ["vaishali-p mehta", "rodrigo quintero"] []


to_recipients:
Patrick Harris
Andrew Gallivan

all_participants: adrienne bull ["patrick harris", "andrew gallivan"] ["vaishali-p mehta", "rodrigo quintero"] []


to_recipients:
Andrew Gallivan
Adrienne Bull

all_participants: patrick harris ["andrew gallivan", "adrienne bull"] ["vaishali-p mehta", "rodrigo quintero"] []


sender: Kimberly Hart

subject: RE: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913 [C]

to_recipients:
Patrick Campion
Andrew Gallivan

all_participants: kimberly hart ["patrick campion", "andrew gallivan"] [] []


sender: Patrick Campion

subject: Far: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913

to_recipients:
Kimberly Hart
Andrew Gallivan

all_participants: patrick campion ["kimberly hart", "andrew gallivan"] [] []


sender: Cynthia Rodriguez

subject: RE: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913

cc_recipients:
Armen Brash
Samantha Harmon

all_participants: cynthia rodriguez ["patrick campion"] ["armen brash", "samantha harmon"] []


subject: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913


sender: [Name and email redacted]

subject: April 2017 AML/KYC Escalation Reports [I]

to_recipients: [Multiple recipients — names and emails redacted]

all_participants: [name and email redacted] ["[multiple recipients — names and emails redacted]"] ["[multiple recipients — names and emails redacted]"] []


sender: Jj Litchford

subject: RUSH KYC approval [I]

all_participants: jj litchford ["kimberly hart", "andrew gallivan"] [] []


subject: RE: CLEARED: PCR Alert - Jeffrey Epstein [I]

to_recipients:
Jj Litchford
PWMUS AMLKYC

all_participants: vaishali-p mehta ["jj litchford", "pwmus amlkyc"] ["armen brash"] []


cc_recipients:
Armen Brash
Vaishali-P Mehta

all_participants: jj litchford ["pwmus amlkyc"] ["armen brash", "vaishali-p mehta"] []


sender: Renee Salhi

subject: CLEARED: PCR Alert - Jeffrey Epstein [I]

all_participants: renee salhi ["jj litchford", "pwmus amlkyc"] ["armen brash", "vaishali-p mehta"] []


subject: FW: PCR Alert - Jeffrey Epstein [I]


sender: Akshay Davera

subject: PCR Alert - Jeffrey Epstein [I]

cc_recipients:
PWM BIS-Research
PWMUS AMLKYC

all_participants: akshay davera ["jj litchford"] ["pwm bis-research", "pwmus amlkyc"] []


subject: Sept - 2017 AML/KYC Escalation Reports [I]

to_recipients:
Andrew Gallivan
Michael S Jacoby
Lee Hutter
Mark LaRoe
Armen Brash

cc_recipients:
Vaishali-P Mehta
Patrick Harris
Sheffali Welch
Anna-Sofiya Lupolover
Teresa Metallo
Lisa-M Ramos

all_participants: melisa venegas ["andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe", "armen brash"] ["vaishali-p mehta", "patrick harris", "sheffali welch", "anna-sofiya lupolover", "teresa metallo", "lisa-m ramos"] []


sender: Melisa Venegas <[redacted]>

subject: May 2016 AML/KYC Escalation Reports [I]

to_recipients:
Armen Brash <[redacted]>
Andrew Gallivan <[redacted]>
Michael S Jacoby <[redacted]>
Lee Hutter <[redacted]>
Mark LaRoe <[redacted]>

all_participants: melisa venegas <[redacted]> ["armen brash <[redacted]>", "andrew gallivan <[redacted]>", "michael s jacoby <[redacted]>", "lee hutter <[redacted]>", "mark laroe <[redacted]>"] ["vaishali-p mehta <[redacted]>"] []


subject: Oct - 2017 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["5 recipients (redacted)"] ["6 recipients (redacted)"] []


subject: FW: Oldfield [I]

all_participants: daphne cales ["andrew gallivan"] [] []


subject: FW: Oldfield [I]

to_recipients:
Melisa Venegas
Adrienne Bull

all_participants: daphne cales ["melisa venegas", "adrienne bull"] [] []


subject: RE: Oldfield [I]

all_participants: andrew gallivan ["daphne cales"] [] []


sender: Daphne Cates

subject: Oldfield [I]

all_participants: daphne cates ["andrew gallivan"] [] []


subject: RE: MD approval for ACUs completed for High Risk Clients [I

all_participants: andrew gallivan ["vaishali-p mehta"] [] []


subject: FW: MD approval for ACUs completed for High Risk Clients [I]

all_participants: vaishali-p mehta ["andrew gallivan"] [] []


subject: MD approval for ACUs completed for High Risk Clients [I]

cc_recipients:
Mark Gonzalez
Rachel Maglicic
Stewart Oldfield
Brian P Convey
Joanne Jensen
Jennifer Shaw
Andrea Nicoletti
Rosemary Vrablic
Mary A Coleman
Terrence F Tangney
Terri Sohrab

all_participants: vaishali-p mehta ["andrew gallivan"] ["mark gonzalez", "rachel maglicic", "stewart oldfield", "brian p convey", "joanne jensen", "jennifer shaw", "andrea nicoletti", "rosemary vrablic", "mary a coleman", "terrence f tangney", "terri sohrab"] []


sender: [Name redacted] <redacted>

subject: February 2015 AML/KYC Escalation Reports [I]

all_participants: [name redacted] <redacted> ["4 recipients (names/redacted addresses)"] ["1 recipient (name/redacted address)"] []


sender: Aracely Sanchez

subject: Re: Fw: JE WT to RB

all_participants: aracely sanchez ["redacted"] ["redacted"] []


sender: Amanda Kirby

subject: Fw: JE WT to RB

all_participants: amanda kirby ["█████████████████████"] ["██████████████████████", "███████████████████████████"] []


sender: bellaklein

subject: JE WT to RB

cc_recipients:
Margaux Mcgrath
Paul Morris
Darren Indyke
Richard Kahn

all_participants: bellaklein ["amanda kirby"] ["margaux mcgrath", "paul morris", "darren indyke", "richard kahn"] []


Message from KMBT_C253


sender: [sender name and email redacted]

subject: Update on KYC HR 2018

all_participants: [sender name and email redacted] ["20 recipients (names/emails redacted with black bars)"] [] []


sender: Terri Sohrab

subject: RE: MD approval for ACUs completed for High Risk Clients [I]

to_recipients:
Joanne Jensen
Vaishali-P Mehta
Andrew Gallivan

all_participants: terri sohrab ["joanne jensen", "vaishali-p mehta", "andrew gallivan"] [] []


sender: Joanne Jensen

to_recipients:
Vaishali-P Mehta
Andrew Gallivan

cc_recipients:
Mark Gonzalez
Rachel Maglicic
Stewart Oldfield
Brian P Convey
Jennifer Shaw
Andrea Nicoletti
Rosemary Vrablic
Mary A Coleman
Terrence F Tangney
Terri Sohrab

all_participants: joanne jensen ["vaishali-p mehta", "andrew gallivan"] ["mark gonzalez", "rachel maglicic", "stewart oldfield", "brian p convey", "jennifer shaw", "andrea nicoletti", "rosemary vrablic", "mary a coleman", "terrence f tangney", "terri sohrab"] []


sender: [name and email redacted]

subject: Dec 2015 AML/KYC Escalation Reports [I]

all_participants: [name and email redacted] ["5 recipients (names/emails redacted)"] ["1 recipient (name/email redacted)"] []


sender: Andrew Gallivan

subject: RE: MD Approval for ACUs for High Risk Clients [I]


sender: Vaishali-P Mehta


cc_recipients:
Douglas Robertson
Stewart Oldfield
Thomas-B Mayer
Mark Gonzalez

all_participants: vaishali-p mehta ["andrew gallivan"] ["douglas robertson", "stewart oldfield", "thomas-b mayer", "mark gonzalez"] []


subject: MD Approval for ACUs for High Risk Clients [I]


sender: [REDACTED sender]

subject: Monthly Annual Client Update Reports - September [I]

all_participants: [redacted sender] ["10 recipients (individual names/email addresses redacted)"] ["9 recipients (individual names/email addresses redacted)"] []


sender: [Name and email redacted]

subject: April 2014 AML/KYC Escalation Reports [I]

all_participants: [name and email redacted] ["4 recipients (names/emails redacted)"] ["1 recipient (name/email redacted)"] []


sender: Melisa Venegas

subject: Nov 2015 AML/KYC Escalation Reports [I]

to_recipients:
Armen Brash
Andrew Gallivan
Michael S Jacoby
Lee Hutter
Mark LaRoe

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee hutter", "mark laroe"] ["vaishali-p mehta"] []


subject: Sept 2015 AML/KYC Escalation Reports [I]

to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-J Davis
Michael S Jacoby
Lee Hutter
Mark LaRoe

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby", "lee hutter", "mark laroe"] ["armen brash"] []


subject: FW: Apr 2016 AML/KYC Escalation Reports [I]

all_participants: andrew gallivan ["armen brash"] [] []


subject: Apr 2016 AML/KYC Escalation Reports [I]

to_recipients:
Armen Brash
Andrew Gallivan
Michael S Jacoby
Lee Flutter
Mark LaRoe

all_participants: melisa venegas ["armen brash", "andrew gallivan", "michael s jacoby", "lee flutter", "mark laroe"] ["vaishali-p mehta"] []


subject: FW: KYC List [I]

all_participants: andrew gallivan ["samantha harmon"] [] []


sender: Daphne Cales

subject: RE: KYC List [I]

all_participants: daphne cales ["andrew gallivan"] [] []


subject: RE: KYC List [I]

to_recipients:
Daphne Cales
Sheffali Welch

all_participants: andrew gallivan ["daphne cales", "sheffali welch"] [] []


subject: RE: KYC List [I]

to_recipients:
Andrew Gallivan
Sheffali Welch

all_participants: daphne cales ["andrew gallivan", "sheffali welch"] [] []


subject: RE: KYC List [I]

all_participants: andrew gallivan ["sheffali welch"] ["daphne cales"] []


sender: Sheffali Welch

subject: RE: KYC List [I]

all_participants: sheffali welch ["andrew gallivan"] ["daphne cales"] []


subject: KYC List [I]

all_participants: andrew gallivan ["sheffali welch"] [] []


subject: RE: June 2016 AML/KYC Escalation Reports [I]


subject: Re: Fw: Cinq Case Number 131213 604222 case 01163801 [I]

cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwar
Vikas Dave

all_participants: aracely sanchez ["deepak ramchandani"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave"] []


sender: Deepak Ramchandani

all_participants: deepak ramchandani ["aracely sanchez"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave"] []


cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwar

all_participants: aracely sanchez ["deepak ramchandani"] ["arpit pathak", "paul morris", "raunak tanwar"] []


sender: Bella Klein

subject: Fwd: Wire

all_participants: bella klein ["aracely sanchez"] [] []


sender: Daniel Sabba

subject: Re: TRS on AAPL - creatin synthetic long exposure [C]

all_participants: daniel sabba ["paul morris"] ["stewart oldfield"] []


sender: Paul Morris

subject: Re: TRS on AAPL - creating synthetic long exposure [C]

all_participants: paul morris ["daniel sabba"] ["stewart oldfield"] []


subject: TRS on AAPL - creating synthetic long exposure [C]

cc_recipients:
Paul Morris
Vahe Stepanian
Stewart Oldfield

all_participants: daniel sabba ["jeevacation@gmail.com"] ["paul morris", "vahe stepanian", "stewart oldfield"] []


subject: Re: Fw: Cinq Case Number 131213 604222 case 01163801 ********urgent ********** [I]

cc_recipients: Kathryn J Stanfield <kathryn.j.stanfield@hpe.com>

all_participants: deepak ramchandani <deepak.ramchandani@...> ["gt0-pwm-banking exception-check-processing <gto-pwm-banking.exception-check-processing@db.com>"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave <vikas.dave@hpe.com>", "aracely sanchez", "kathryn j stanfield <kathryn.j.stanfield@hpe.com>"] []


cc_recipients:
Arpit Pathak <arpit.pathak@...>
Paul Morris <paul.morris@...>
Raunak Tanwar <raunak.tanwar@...>
Vikas Dave <vikas.dave@...>

all_participants: deepak ramchandani <deepak.ramchandani@...> ["aracely sanchez <aracely.sanchez@...>"] ["arpit pathak <arpit.pathak@...>", "paul morris <paul.morris@...>", "raunak tanwar <raunak.tanwar@...>", "vikas dave <vikas.dave@...>"] []


sender: Bella Klein <bellaklein@me.com>

subject: Fwd: Wire

all_participants: bella klein <bellaklein@me.com> ["aracely sanchez"] [] []


sender: Aracely Sanchez <a█████████████████████m>

subject: Re: Fw: Cinq Case Number 131213 604222 case 01163801 ******urgent ********** [I]

to_recipients: Hemant-Kumar Rathore <█████████████████████████████>

cc_recipients: Vikas Dave <v█████████████████████>

cc_recipients: Paul Morris <█████████████████████>

all_participants: aracely sanchez <a█████████████████████m> ["hemant-kumar rathore <█████████████████████████████>"] ["gto-pwm-banking exception-check-processing <gto-pwm-banking.exception-check-processing@db.com>", "vikas dave <v█████████████████████>", "paul morris <█████████████████████>"] []


sender: Hemant-Kumar Rathore/db/-dbcom@DBAPAC

subject: Fw: Cinq Case Number 131213 604222 case 01163801 *******urgent ********* [I]

all_participants: hemant-kumar rathore/db/-dbcom@dbapac ["aracely sanchez/db/-dbcom@dbamericas"] ["gto-pwm-banking exception-check-processing/db/-dbcom@dbamericas", "vikas dave/db/-dbcom@dbapac"] []


subject: Re: Fw: Cinq Case Number 131213 604222 case 01163801 *******urgent ********** [I]

cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwar
Vikas Dave
Aracely Sanchez
Kathryn J Stanfield

all_participants: deepak ramchandani ["gto-pwm-banking exception-check-processing"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave", "aracely sanchez", "kathryn j stanfield"] []


sender: Aracely Sanchez/db/-dbcom@DBAMERICAS

cc_recipients:
Arpit Pathak/db/dbcom@DBAPAC
Paul Morris/db/dbcom@DBAMERICAS
Raunak Tanwar/db/dbcom@DBAPAC
Vikas Dave/db/dbcom@DBAPAC

all_participants: aracely sanchez/db/-dbcom@dbamericas ["deepak ramchandani/db/-dbcom@dbapac"] ["arpit pathak/db/dbcom@dbapac", "paul morris/db/dbcom@dbamericas", "raunak tanwar/db/dbcom@dbapac", "vikas dave/db/dbcom@dbapac"] []


sender: Deepak Ramchandani/db/-dbcom@DBAPAC

all_participants: deepak ramchandani/db/-dbcom@dbapac ["aracely sanchez/db/-dbcom@dbamericas"] ["arpit pathak/db/dbcom@dbapac", "paul morris/db/dbcom@dbamericas", "raunak tanwar/db/dbcom@dbapac", "vikas dave/db/dbcom@dbapac"] []


cc_recipients:
Arpit Pathak/db/dbcom@DBAPAC
Paul Morris/db/dbcom@DBAMERICAS
Raunak Tanwar/db/dbcom@DBAPAC

all_participants: aracely sanchez/db/-dbcom@dbamericas ["deepak ramchandani/db/-dbcom@dbapac"] ["arpit pathak/db/dbcom@dbapac", "paul morris/db/dbcom@dbamericas", "raunak tanwar/db/dbcom@dbapac"] []


subject: Fwd: Wire

all_participants: bella klein <bellaklein@me.com> ["aracely sanchez/db/-dbcom@dbamericas"] [] []


sender: Aracely Sanchez <██████████████████████>

to_recipients: Paul Morris <████████████████████>

all_participants: aracely sanchez <██████████████████████> ["paul morris <████████████████████>"] [] []


all_participants: paul morris ["aracely sanchez"] [] []


sender: Aracely Sanchez

all_participants: aracely sanchez ["deepak ramchandani"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave"] []


all_participants: deepak ramchandani ["aracely sanchez"] ["arpit pathak", "paul morris", "raunak tanwar", "vikas dave"] []


all_participants: aracely sanchez ["deepak ramchandani"] ["arpit pathak", "paul morris", "raunak tanwar"] []


sender: Jj Litchford

subject: Re: Fw: JE WT to RB [I]

all_participants: jj litchford ["amanda kirby"] ["jackson mccarthy"] []


sender: Amanda Kirby

subject: Fw: JE WT to RB

all_participants: amanda kirby ["████████████████"] ["████████████████", "██████████████████"] []


sender: bellaklein

subject: JE WT to RB

all_participants: bellaklein ["amanda kirby"] ["margaux mcgrath", "paul morris", "darren indyke", "richard kahn"] []


Message from KMBT_C253


subject: Re: Fw: Cin Case Number 131213 604222 case 01163801 [I]


subject: Fwd: Wire

all_participants: bella klein ["aracely sanchez"] [] []


cc_recipients:
Arpit Pathak
Paul Morris
Raunak Tanwa

all_participants: aracely sanchez ["deepak ramchandani"] ["arpit pathak", "paul morris", "raunak tanwa"] []


subject: Fwd: Wire

all_participants: bella klein ["aracely sanchez/db/-dbcom@dbamericas"] [] []


sender: Chip Packard

subject: Re: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]

all_participants: chip packard ["todd stevens"] [] []


sender: Todd Stevens

subject: FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]

all_participants: todd stevens ["chip packard"] [] []


sender: Wayne Salit

subject: RE: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]

cc_recipients:
Todd Stevens
Chip Packard
Jan Bornebusch

all_participants: wayne salit ["daniel sabba"] ["todd stevens", "chip packard", "jan bornebusch"] []


cc_recipients:
Todd Stevens
Chip Packard

all_participants: daniel sabba ["wayne salit"] ["todd stevens", "chip packard"] []


all_participants: daniel sabba ["todd stevens"] [] []


subject: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C]

all_participants: wayne salit ["daniel sabba"] [] []


sender: Jan Ford

subject: RE: Jeff Epstein [I]

to_recipients:
Stuart Clarke
Carol Saracco

cc_recipients:
Jan Bornebusch
Wayne Salit

all_participants: jan ford ["stuart clarke", "carol saracco"] ["jan bornebusch", "wayne salit"] []


subject: FW: Market Purity Work Shop [C]

all_participants: oliver esslinger <oliver.esslinger@marketpurity.com> ["armen brash <armen.brash@marketpurity.com>", "julie cataudella <julie.cataudella@marketpurity.com>"] ["kimberly hart <kimberly.hart@marketpurity.com>", "zia memon <zia.memon@marketpurity.com>"] []


sender: Oliver Esslinger

subject: RE: Market Purity Work Shop [C]

to_recipients:
Kimberly Hart
Sheffali Welch
Julie Cataudella
Janet
Andrea DeMar
Clemence
zia Memon
Lauryn
Saleha Bilal
Brian H
Ana-Marie Callangan
Stephan Wessels
Sylvia
Morales
J Loupil
Hart
Heidelbach
Junghardt

all_participants: oliver esslinger ["kimberly hart", "sheffali welch", "julie cataudella", "janet", "andrea demar", "clemence", "zia memon", "lauryn", "saleha bilal", "brian h", "ana-marie callangan", "stephan wessels", "sylvia", "morales", "j loupil", "hart", "heidelbach", "junghardt"] ["carl-von tippelskirch"] []


subject: Market Purity Work Shop

to_recipients:
Oliver Esslinger
Kimberly Hart
Sheffali Welch
Julie Cataudella
Janet Morales
Andrea DeMar
Clemence-J Loupil
zia Memon
Lauryn Hart
Saleha Bilal
Brian H Heidelbach
Ana-Marie Callangan
Stephan Wessels
Sylvia Junghardt

all_participants: oliver esslinger ["oliver esslinger", "kimberly hart", "sheffali welch", "julie cataudella", "janet morales", "andrea demar", "clemence-j loupil", "zia memon", "lauryn hart", "saleha bilal", "brian h heidelbach", "ana-marie callangan", "stephan wessels", "sylvia junghardt"] ["carl-von tippelskirch"] []


subject: Managed Exit account handling

to_recipients:
Ian Salters
Funda Bozkurt
Bill King
Kimberly Hart
Janice Franklin
Maria Pedulla

all_participants: oliver esslinger ["ian salters", "funda bozkurt", "bill king", "kimberly hart", "janice franklin", "maria pedulla"] [] []


sender: Zia Memon

subject: Re: Exception Required [I]

all_participants: zia memon ["amanda kirby"] ["irina yablochnik"] []


subject: Exception Required [I]

all_participants: amanda kirby ["zia memon"] [] []


sender: Michael Off

subject: RE: Initial thou hts

all_participants: michael off ["kimberly hart"] [] []


sender: Kimberly Hart

subject: Re: Initial thoughts

to_recipients:
Wolfram Lange
Michael Off

all_participants: kimberly hart ["wolfram lange", "michael off"] ["martina messing"] []


sender: Wolfram Lange

subject: Re: Initial thoughts

to_recipients:
Kimberly Hart
Michael Off

all_participants: wolfram lange ["kimberly hart", "michael off"] [] []


sender: Jonathan Groom

subject: RE: FIM Relationships and FIMs - KYC Tracker [I]

to_recipients:
Melisa Venegas
Oliver Esslinger
Kimberly Hart

all_participants: jonathan groom ["melisa venegas", "oliver esslinger", "kimberly hart"] ["emily craig"] []


subject: Re: FIM Relationships and FIMs - KYC Tracker [I]

all_participants: kimberly hart ["oliver esslinger <oliver.esslinger@fidelity.com>"] ["zia memon <zia.memon@fidelity.com>", "jonathan groom <jonathan.groom@fidelity.com>", "emily craig <emily.craig@fidelity.com>", "melisa venegas <melisa.venegas@fidelity.com>"] []


to_recipients:
Kimberly Hart
Zia Memon
Jonathan Groom

all_participants: oliver esslinger ["kimberly hart", "zia memon", "jonathan groom"] [] []


sender: Melisa Venegas

cc_recipients:
zia Memon
Derek St-Hilaire
Emily Craig
Oliver Esslinger
Kimberly Hart

all_participants: melisa venegas ["jonathan groom"] ["zia memon", "derek st-hilaire", "emily craig", "oliver esslinger", "kimberly hart"] []


subject: FIM Relationships and FIMs - KYC Tracker [I]

cc_recipients:
zia Memon
Derek St-Hilaire

all_participants: jonathan groom ["melisa venegas"] ["zia memon", "derek st-hilaire"] []


sender: Andrea Tapia

subject: RE: October 2014 AML/KYC Escalation Reports [I]

cc_recipients:
Kimberly Har
Armen Brash

all_participants: andrea tapia ["melisa venegas"] ["kimberly har", "armen brash"] []


subject: Fw: October 2014 AML/KYC Escalation Reports [I]

all_participants: kimberly hart ["andrea tapia"] [] []


subject: October 2014 AML/KYC Escalation Reports [I]

to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-J Davis
Michael S Jacoby

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


subject: RE: Initial thoughts

cc_recipients:
Michael Off
Martina Messing

all_participants: kimberly hart ["wolfram lange"] ["michael off", "martina messing"] []


subject: Re: Initial thoughts

all_participants: wolfram lange ["kimberly hart"] ["michael off", "martina messing"] []


subject: Re: Initial thoughts

all_participants: kimberly hart ["michael off"] [] []


sender: Martin Zeman

subject: RE: Southern Financial LLC update [I]

all_participants: martin zeman ["kimberly hart"] [] []


subject: RE: Southern Financial LLC update [SC]

to_recipients:
Martin Zeman
Keith Buckholz

cc_recipients:
Stewart Oldfield
Xavier Avila
Daniel-E Kaiser

all_participants: kimberly hart ["martin zeman", "keith buckholz"] ["stewart oldfield", "xavier avila", "daniel-e kaiser"] []


subject: Southern Financial LLC update [I]

cc_recipients:
Stewart Oldfield
Xavier Avila

all_participants: martin zeman ["kimberly hart"] ["stewart oldfield", "xavier avila"] []


sender: Janice Franklin

subject: RE: EEA Client Notation in dbForce

all_participants: janice franklin ["sylvia escobar"] ["derek st-hilaire"] []


sender: Sylvia Escobar

subject: EEA Client Notation in dbForce

to_recipients:
Derek St-Hilaire
Janice Franklin

all_participants: sylvia escobar ["derek st-hilaire", "janice franklin"] [] []


sender: Derek St-Hilaire

subject: RE: EEA Client Notation in dbForce

to_recipients:
Sylvia Escobar
Janice Franklin

all_participants: derek st-hilaire ["sylvia escobar", "janice franklin"] [] []


sender: Karen Cohen

subject: SII Closure [I]

all_participants: karen cohen ["sylvia escobar"] [] []


subject: FW: SII Closure [I]

all_participants: sylvia escobar ["robert-b chen"] [] []


sender: Julie Cataudella

subject: FW: EEA Changes [I]

all_participants: julie cataudella ["sylvia escobar"] [] []


sender: Funda Bozkurt

subject: FW: Client OTC derivatives trading with CIB [I]

to_recipients:
Ian Salters
Thomas Klemm

all_participants: funda bozkurt ["ian salters", "thomas klemm"] ["kimberly hart"] []


sender: Ian Salters

cc_recipients:
Thomas Klemm
Ian Salters

all_participants: ian salters ["funda bozkurt"] ["thomas klemm", "ian salters"] []


subject: RE: Client OTC derivatives trading with CIB [I]

to_recipients:
Victoria Bruce
Thomas Klemm
Kimberly Hart
Puzant Merdinian
Steven Mattus
Olivier Poncet
Ian Salters
Andrea DeMar
Bill King
Jeffrey Roth

all_participants: funda bozkurt ["victoria bruce", "thomas klemm", "kimberly hart", "puzant merdinian", "steven mattus", "olivier poncet", "ian salters", "andrea demar", "bill king", "jeffrey roth"] [] []


sender: Victoria Bruce

to_recipients:
Victoria Bruce
Funda Bozkurt
Thomas Klemm
Kimberly Hart
Puzant Merdinian
Steven Mattus
Olivier Poncet
Ian Salters
Andrea DeMar
Bill King
Jeffrey Roth

all_participants: victoria bruce ["victoria bruce", "funda bozkurt", "thomas klemm", "kimberly hart", "puzant merdinian", "steven mattus", "olivier poncet", "ian salters", "andrea demar", "bill king", "jeffrey roth"] [] []


sender: Fabrizio Campelli

all_participants: fabrizio campelli [] [] []


subject: KYC

all_participants: julie cataudella ["kimberly hart"] [] []


sender: Diana Canter

subject: RE: Butterfly brokers [I]

to_recipients:
Funda Bozkurt
zia Memon

all_participants: diana canter ["funda bozkurt", "zia memon"] ["kimberly hart"] []


subject: RE: Butterfly brokerage [I]

to_recipients:
Diana Canter
zia Memon

all_participants: funda bozkurt ["diana canter", "zia memon"] ["kimberly hart"] []


sender: Stewart Oldfield

subject: RE: Butterfly brokerage

all_participants: stewart oldfield ["richard kahn"] [] []


subject: RE: Butterfly brokerage [I]

all_participants: diana canter ["funda bozkurt", "zia memon"] [] []


subject: RE: Butterfly brokerage [I]

all_participants: funda bozkurt ["zia memon"] ["diana canter"] []


sender: zia Memon

subject: RE: Butterfly brokerage

all_participants: zia memon ["funda bozkurt"] ["diana canter"] []


sender: Coley Jellinghaus

subject: FW: Butterfly brokerage

all_participants: coley jellinghaus ["zia memon"] ["diana canter"] []


subject: RE: Butterfly brokerage

all_participants: stewart oldfield ["coley jellinghaus"] ["bradley gillin"] []


subject: RE: Butterfly brokerage

all_participants: coley jellinghaus ["stewart oldfield"] ["bradley gillin"] []


subject: FW: Butterfly brokerage


sender: Richard Kahn

subject: Re: Butterfly brokerage

all_participants: richard kahn ["stewart oldfield"] [] []


sender: Oliver Esslinger

subject: FW: New Business Initiatives Audit deck [C]

to_recipients:
Melanie Keefe
zia Memon

all_participants: oliver esslinger ["melanie keefe", "zia memon"] ["kimberly hart"] []


sender: [Name redacted] <redacted email>

subject: FW: JEE WT

to_recipients:
[Name redacted] <redacted>
[Name redacted] <redacted>

all_participants: [name redacted] <redacted email> ["[name redacted] <redacted>", "[name redacted] <redacted>"] [] []


sender: Jj Litchford

subject: FW: JEE WT

all_participants: jj litchford ["mark gonzalez"] [] []


sender: Andrew King

subject: FW: JEE WT

all_participants: andrew king ["jj litchford"] [] []


sender: Amanda Kirby

subject: Fw: JEE WT

all_participants: amanda kirby ["andrew king"] [] []


sender: bellaklein

subject: JEE WT

cc_recipients:
Darren Indyke
Rich Kahn

all_participants: bellaklein ["amanda kirby"] ["darren indyke", "rich kahn"] []


sender: Kimberly Hart

subject: FW: February 2015 AML/KYC Escalation Reports [I]

all_participants: kimberly hart ["andrea tapia"] [] []


sender: Melisa Venegas

subject: February 2015 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


sender: Kimberly Hart <████████████████████████████>

subject: Re: Past due KYC temporary exception [I]

to_recipients: Amanda Kirby <██████████████████████████>

all_participants: kimberly hart <████████████████████████████> ["amanda kirby <██████████████████████████>"] [] []


sender: Amanda Kirby/db/dbcom

all_participants: amanda kirby/db/dbcom ["kimberly hart/db/dbcom@dbamericas"] [] []


sender: Kimberly Hart/db/dbcom

subject: Past due KYC temporary exception [I]

all_participants: kimberly hart/db/dbcom ["amanda kirby/db/dbcom@dbamericas"] [] []


sender: [REDACTED]

subject: RE: Steering Committee Presentation [C] [I]

all_participants: [redacted] ["[redacted]"] ["4 recipients (names/redacted addresses)"] []


sender: Justin Crook

subject: FW: Steering Committee Presentation [I] [C]

cc_recipients:
Millen Rastogi
Jessica Krystalla

all_participants: justin crook ["oliver esslinger"] ["millen rastogi", "jessica krystalla"] []


sender: Jakob Hahn

subject: Steering Committee Presentation

to_recipients:
Thomas Klemm
Emily Craig
Leonhard Mueller
Oliver Esslinger
[redacted]
Daphne Cales
Anna Issel
Irwin Nack
Yoonsun Chung
Patrick Campion
Derek St‑Hilaire
Julia Rutsch
Rich Weber
Justin Crook
Wolfram Lange
Andrew Gallivan
Corinna Reibchen
Kimberly Hart
Kenny Terrill

all_participants: jakob hahn ["thomas klemm", "emily craig", "leonhard mueller", "oliver esslinger", "[redacted]", "daphne cales", "anna issel", "irwin nack", "yoonsun chung", "patrick campion", "derek st‑hilaire", "julia rutsch", "rich weber", "justin crook", "wolfram lange", "andrew gallivan", "corinna reibchen", "kimberly hart", "kenny terrill"] [] []


subject: RE: Steering Committee Presentation [I] [C]

cc_recipients:
Thomas Klemm
Patrik Hoffmann
Julia-C Vetter
Melanie Keefe

all_participants: oliver esslinger ["justin crook"] ["thomas klemm", "patrik hoffmann", "julia-c vetter", "melanie keefe"] []


subject: RE: Steering Committee Presentation [I]

all_participants: justin crook ["oliver esslinger"] [] []


subject: FW: Steering Committee Presentation [I]

all_participants: oliver esslinger ["justin crook"] [] []


sender: Thomas Klemm

subject: RE: Steering Committee Presentation

cc_recipients:
Oliver Esslinoer
Emil Crai
Julia-C Vetter
Patrik Hoffmann
Donna Kerrigan

all_participants: thomas klemm ["justin crook"] ["oliver esslinoer", "emil crai", "julia-c vetter", "patrik hoffmann", "donna kerrigan"] []


subject: RE: Steering Committee Presentation

all_participants: justin crook ["thomas klemm"] ["oliver esslinger"] []


subject: RE: Steering Committee Presentation

all_participants: thomas klemm ["justin crook"] ["oliver esslinger"] []


subject: FW: Steering Committee Presentation

all_participants: justin crook ["thomas klemm"] [] []


subject: Fwd: Combined KYC list and priorities [I]

all_participants: kimberly hart ["funda bozkurt"] [] []


sender: Ian Salters

subject: FW: Combined KYC list and priorities [I]

cc_recipients:
Kimberly Hart
Steven Mattus
Thomas Klemm
Victoria Bruce
Bill King
Olivier Poncet

all_participants: ian salters ["oliver esslinger"] ["kimberly hart", "steven mattus", "thomas klemm", "victoria bruce", "bill king", "olivier poncet"] []


to_recipients:
Olivier Poncet
Bill King
David-A Sferrazza

cc_recipients:
Alastair Mackinlay
Nina Tona

all_participants: ian salters ["olivier poncet", "bill king", "david-a sferrazza"] ["alastair mackinlay", "nina tona"] []


subject: Combined KYC list and priorities [I]

to_recipients:
Victoria Bruce
Thomas Klemm

all_participants: ian salters ["victoria bruce", "thomas klemm"] ["ian salters"] []


sender: Wolfram Lange

subject: Re: Initial thou hts

all_participants: wolfram lange ["kimberly hart"] ["michael off", "martina messing"] []


sender: Funda Bozkurt

subject: FW: Combined KYC list and riorities [I]

all_participants: funda bozkurt ["ian salters"] ["kimberly hart"] []


Managed Exit account handling


sender: [REDACTED NAME] <[REDACTED EMAIL]>

subject: RE: Butterfly brokerage [C] [I]

cc_recipients:
[REDACTED NAME 1] <[REDACTED]>
[REDACTED NAME 2] <[REDACTED]>
[REDACTED NAME 3] <[REDACTED]>
[REDACTED NAME 4] <[REDACTED]>
[REDACTED NAME 5] <[REDACTED]>

all_participants: [redacted name] <[redacted email]> ["[redacted name] <[redacted email]>"] ["[redacted name 1] <[redacted]>", "[redacted name 2] <[redacted]>", "[redacted name 3] <[redacted]>", "[redacted name 4] <[redacted]>", "[redacted name 5] <[redacted]>"] []


sender: Oliver Esslinger

subject: Managed Exit account handling

to_recipients:
Ian Salters
Funda Bozkurt
Bill King
Kimberly Hart
Janice Franklin
Maria Pedulla

all_participants: oliver esslinger ["ian salters", "funda bozkurt", "bill king", "kimberly hart", "janice franklin", "maria pedulla"] [] []


sender: [REDACTED] <[REDACTED]>

subject: RE: Butterfly brokerage [C] [I]

all_participants: [redacted] <[redacted]> ["2 recipients (both names/emails redacted)"] ["4 recipients (all names/emails redacted)"] []


subject: RE: Butterfly brokerage [C] [I]

cc_recipients:
zia Memon
Diana Canter
Funda Bozkurt
Zbynek Kozelsky

all_participants: kimberly hart ["coley jellin haus"] ["zia memon", "diana canter", "funda bozkurt", "zbynek kozelsky"] []


sender: Coley Jellinghaus

subject: RE: Butterfly brokerage [C] [I]

all_participants: coley jellinghaus ["kimberly hart"] ["zia memon", "diana canter", "funda bozkurt", "zbynek kozelsky"] []


subject: Re: Butterfly brokerage [C] [I]


subject: Re: Butterfly brokerage [C] [I]

all_participants: coley jellinghaus <colej@jellinghaus.com> ["kimberly hart"] ["zia memon", "diana canter", "funda bozkurt", "zbynek kozelsky"] []


sender: zia Memon

subject: Re: Butterfly brokerage [C]

cc_recipients:
Diana Canter
Kimberly Hart
Funda Bozkurt

all_participants: zia memon ["coley jellinghaus"] ["diana canter", "kimberly hart", "funda bozkurt"] []


subject: FW: Butterfly brokerage

all_participants: coley jellinghaus ["zia memon"] ["diana canter"] []


sender: Stewart Oldfield

subject: RE: Butterfly brokerage

all_participants: stewart oldfield ["coley jellinghaus"] ["bradley gillin"] []


sender: Richard Kahn

subject: Re: Butterfly brokerage

all_participants: richard kahn ["stewart oldfield"] [] []


sender: [REDACTED] <[redacted email]>

subject: Managed Exit account handling

to_recipients:
[REDACTED] <[redacted email]>
[REDACTED] <[redacted email]>
[REDACTED] <[redacted email]>
[REDACTED] <[redacted email]>
[REDACTED] <[redacted email]>
[REDACTED] <[redacted email]>

all_participants: [redacted] <[redacted email]> ["[redacted] <[redacted email]>", "[redacted] <[redacted email]>", "[redacted] <[redacted email]>", "[redacted] <[redacted email]>", "[redacted] <[redacted email]>", "[redacted] <[redacted email]>"] [] []


sender: Amanda Kirby

subject: Re: Exception Required [I]

all_participants: amanda kirby ["zia memon"] ["irina yablochnik"] []


sender: Zia Memon

subject: Re: Exception Required [I]

all_participants: zia memon ["amanda kirby"] ["irina yablochnik"] []


sender: Amanda Kirby <███████████████████████>

to_recipients: Kimberly Hart <███████████████████████>

all_participants: amanda kirby <███████████████████████> ["kimberly hart <███████████████████████>"] [] []


sender: Kimberly Hart/db/dbcom

all_participants: kimberly hart/db/dbcom ["amanda kirby/db/dbcom@dbamericas"] [] []


sender: Amanda Kirby/db/dbcom

all_participants: amanda kirby/db/dbcom ["kimberly hart/db/dbcom@dbamericas"] [] []


subject: Past due KYC temporary exception [I]


sender: Kimberly Hart

subject: RE: Epstein

all_participants: kimberly hart ["patrick campion"] [] []


sender: Patrick Campion

subject: RE: Epstein

all_participants: patrick campion ["kimberly hart"] [] []


subject: Epstein


sender: Julie Cataudella

subject: RE: DB Force - Client types [I]

to_recipients:
Funda Bozkurt
Ian Salters

all_participants: julie cataudella ["funda bozkurt", "ian salters"] ["kimberly hart"] []


subject: Re: Butterfly Trust account

all_participants: kimberly hart ["daniel-e kaiser"] [] []


sender: Daniel-E Kaiser

subject: Re: Butterfly Trust account

all_participants: daniel-e kaiser ["stewart oldfield"] ["andrew gallivan"] []


subject: Re: Butterfly Trust account

to_recipients:
Daniel-E Kaiser
Andrew Gallivan

all_participants: stewart oldfield ["daniel-e kaiser", "andrew gallivan"] [] []


subject: Re: Butterfly Trust account

all_participants: daniel-e kaiser ["kimberly hart"] [] []


subject: Fwd: Butterfly Trust - new KCP brokerage


subject: Butterfly Trust - new KCP brokerage

all_participants: stewart oldfield ["kimberly hart"] ["daniel-e kaiser"] []


subject: JE - KYC related approvals


sender: Cynthia Rodriguez

subject: RE: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913

cc_recipients:
Armen Brash
Samantha Harmon

all_participants: cynthia rodriguez ["patrick campion"] ["armen brash", "samantha harmon"] []


subject: Re: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913

all_participants: patrick campion ["cynthia rodriguez"] ["armen brash", "samantha harmon"] []


subject: APPROVAL NEEDED: High Risk RUSH KYC Case 01696913


sender: Jj Litchford

subject: STC Brokerage: Position Maturing

cc_recipients:
Paul Morris
Vahe Stepanian
Stewart Oldfield

all_participants: jj litchford ["richard kahn"] ["paul morris", "vahe stepanian", "stewart oldfield"] []


sender: Keith Buckholz

subject: RE: Jeffrey Epstein / Southern Financial [I]

all_participants: keith buckholz ["kimberly hart"] ["nicholas haigh"] []


subject: Re: Jeffrey Epstein / Southern Financial [I]

all_participants: kimberly hart ["keith buckholz"] ["nicholas haigh"] []


all_participants: keith buckholz ["kimberly hart"] [] []


subject: Fwd: Butterfly Trust account


sender: [Sender name redacted]

subject: Butterfly Trust account

to_recipients:
[Recipient name redacted]
[Recipient name redacted]

all_participants: [sender name redacted] ["[recipient name redacted]", "[recipient name redacted]"] [] []


sender: Michael Off

subject: Re: AW: NYT on DB and Jeffrey Epstein [C] [SC]

all_participants: michael off ["wolfram lange"] ["kimberly hart"] []


sender: Wolfram Lange

subject: Re: Initial thou hts

all_participants: wolfram lange ["kimberly hart"] ["michael off"] []


sender: Andrea Tapia

subject: RE: February 2015 AML/KYC Escalation Reports [I]

all_participants: andrea tapia ["kimberly hart"] [] []


all_participants: kimberly hart ["andrea tapia"] [] []


sender: Melisa Venegas

to_recipients:
Andrew Gallivan
Kimberly Hart
Michael-J Davis
Michael S Jacoby

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


subject: Re: Butterfly Trust account


subject: Re: Butterfly Trust account

all_participants: kimberly hart ["daniel-e kaiser"] [] []


subject: Re: Butterfly Trust account

all_participants: daniel-e kaiser ["stewart oldfield"] ["andrew gallivan"] []


sender: Stewart Oldfield

subject: Re: Butterfly Trust account

all_participants: stewart oldfield ["daniel-e kaiser", "andrew gallivan"] [] []


sender: Amanda Kirby

subject: Fw: wire 11-1-2013

all_participants: amanda kirby ["kimberly.hart@db.com"] [] []


subject: re: wire 11-1-2013

all_participants: amanda kirby ["richard kahn"] ["harry beller"] []


sender: Richard Kahn

subject: re: wire 11-1-2013

all_participants: richard kahn ["amanda kirby"] ["harry beller"] []


subject: Case # 01215369: has been assigned to you.

all_participants: kim hart <kimberly.hart+external@db.com> ["amanda kirby"] [] []


all_participants: amanda kirby ["kimberly hart"] [] []


subject: Past due KYC temporary exception [I]

all_participants: kimberly hart ["amanda kirby"] [] []


all_participants: kimberly hart ["patrick campion"] [] []


subject: Re: Exception Required [I]

all_participants: amanda kirby ["zia memon"] ["irina yablochnik", "kimberly.hart@db.com"] []


sender: Zia Memon

subject: Re: Exception Required (I]

all_participants: zia memon ["amanda kirby"] ["irina yablochnik", "kimberly.hart@db.com"] []


subject: Exception Required [I]

all_participants: amanda kirby ["zia memon"] ["irina yablochnik"] []


subject: Fw: October 2014 AML/KYC Escalation Reports [I]

all_participants: kimberly hart [] [] []


subject: Jeffrey Epstein / Southern Financial

all_participants: keith buckholz ["kimberly hart"] ["nicholas haigh"] []


subject: FW: October 2014 AML/KYC Escalation Reports [I]

all_participants: kimberly hart ["melisa venegas"] ["armen brash"] []


subject: RE: October 2014 AML/KYC Escalation Reports [I]

cc_recipients:
Kimberly Hart
Armen Brash

all_participants: andrea tapia ["melisa venegas"] ["kimberly hart", "armen brash"] []


all_participants: kimberly hart ["andrea tapia"] [] []


subject: October 2014 AML/KYC Escalation Reports [I]

all_participants: melisa venegas ["andrew gallivan", "kimberly hart", "michael-j davis", "michael s jacoby"] ["armen brash"] []


sender: Kimberly Hart <████████████████████████████████>

subject: Fw: JE WT to RB [I]

to_recipients: Aracely Sanchez <████████████████████████████████>

all_participants: kimberly hart <████████████████████████████████> ["aracely sanchez <████████████████████████████████>"] [] []


sender: Paul Morris/db/dbcom

subject: Fw: JE WT to RB [I]

all_participants: paul morris/db/dbcom ["kimberly hart/db/dbcom@dbamericas"] [] []


sender: Jackson McCarthy/db/dbcom

subject: Re: Fw: JE WT to RB [I]

cc_recipients:
Amanda Kirby/db/dbcom@DBAMERICAS
Aracely Sanchez/db/dbcom@DBAMERICAS
Jj Litchford/db/dbcom@DBAMERICAS

all_participants: jackson mccarthy/db/dbcom ["paul morris/db/dbcom@dbamericas"] ["amanda kirby/db/dbcom@dbamericas", "aracely sanchez/db/dbcom@dbamericas", "jj litchford/db/dbcom@dbamericas"] []


subject: Fw: JE WT to RB [I]

cc_recipients:
Aracely Sanchez/db/dbcom@DBAMERICAS
Amanda Kirby/db/dbcom@DBAMERICAS

all_participants: paul morris/db/dbcom ["jackson mccarthy/db/dbcom@dbamericas"] ["aracely sanchez/db/dbcom@dbamericas", "amanda kirby/db/dbcom@dbamericas"] []


sender: bellaklein <████████████████████>

subject: JE WT to RB

cc_recipients:
Margaux McGrath/db/dbcom@DBAMERICAS
Paul Morris/db/dbcom@DBAMERICAS
Darren Indyke <REDACTED>
Richard Kahn <REDACTED>

all_participants: bellaklein <████████████████████> ["amanda kirby/db/dbcom@dbamericas"] ["margaux mcgrath/db/dbcom@dbamericas", "paul morris/db/dbcom@dbamericas", "darren indyke <redacted>", "richard kahn <redacted>"] []


sender: Kimberly Hart

all_participants: kimberly hart ["armen brash"] [] []


sender: [name/email redacted]

subject: RE: Client OTC derivatives trading with CIB [I]

to_recipients:
[recipient 1 redacted]
[recipient 2 redacted]

all_participants: [name/email redacted] ["[recipient 1 redacted]", "[recipient 2 redacted]"] ["[name/email redacted]"] []


subject: RE: ACTION REQUIRED: Issue related to ACUs [I]

cc_recipients:
Paul Morris
Armen Brash

all_participants: jj litchford ["melisa venegas"] ["paul morris", "armen brash"] []


sender: Melinda Roy

subject: FW: ACTION REQUIRED: Issue related to ACUs [I]

all_participants: melinda roy ["jj litchford"] [] []


sender: Paul Morris

cc_recipients:
Armen Brash
Melinda Roy

all_participants: paul morris ["melisa venegas"] ["armen brash", "melinda roy"] []


subject: ACTION REQUIRED: Issue related to ACUs [I]

to_recipients:
Amanda Kirby
Mildred Hernandez

all_participants: melisa venegas ["amanda kirby", "mildred hernandez"] ["paul morris", "armen brash"] []


sender: Kimberly Hart <████████████████████████>

subject: Re: October 2014 AML/KYC Escalation Reports [I]

cc_recipients: Armen Brash <█████████████████████>

all_participants: kimberly hart <████████████████████████> ["████████████████████████"] ["armen brash <█████████████████████>"] []


sender: Melisa Venegas/db/dbcom

to_recipients:
Andrew Gallivan/db/dbcom@DBAMERICAS
Kimberly Hart/db/dbcom@DBAMERICAS
Michael-J Davis/db/dbcom@DBAMERICAS
Michael S Jacoby/db/dbcom@DBAMERICAS

all_participants: melisa venegas/db/dbcom ["andrew gallivan/db/dbcom@dbamericas", "kimberly hart/db/dbcom@dbamericas", "michael-j davis/db/dbcom@dbamericas", "michael s jacoby/db/dbcom@dbamericas"] ["armen brash/db/dbcom@dbamericas"] []


sender: Funda Bozkurt

subject: KCP RELATIONSHIPS DEC 19 2018 (002).xlsx [I]

all_participants: funda bozkurt ["kimberly hart"] [] []


sender: Emily Craig

subject: RE: Cases with negative media risk [C]

all_participants: emily craig ["kimberly hart"] [] []


subject: RE: Cases with negative media risk [C]

all_participants: kimberly hart ["emily craig"] [] []


subject: RE: Cases with negative media risk [C]

to_recipients:
Emily Craig
Thomas Klemm

all_participants: kimberly hart ["emily craig", "thomas klemm"] [] []


subject: RE: Cases with negative media risk [C]

all_participants: emily craig ["thomas klemm"] ["kimberly hart"] []


sender: Thomas Klemm

subject: Cases with negative media risk

all_participants: thomas klemm ["emily craig"] ["kimberly hart"] []


sender: Vahe Stepanian

subject: RE: Jeepers transfer [C]

to_recipients:
Stewart Oldfield
Paul Morris

all_participants: vahe stepanian ["stewart oldfield", "paul morris"] ["melinda roy"] []


sender: Stewart Oldfield

subject: Re: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Paul Morris

all_participants: stewart oldfield ["vahe stepanian", "paul morris"] ["melinda roy"] []


subject: FW: Jeepers transfer [C]

all_participants: vahe stepanian ["paul morris"] ["stewart oldfield"] []


subject: RE: Jeepers transfer [C]

cc_recipients:
'bellaklein'
Richard Kahn

all_participants: vahe stepanian ["'darren indyke'"] ["'bellaklein'", "richard kahn"] []


sender: Darren Indyke

subject: Re: Jeepers transfer [C]

all_participants: darren indyke ["vahe stepanian"] [] []


subject: Re: Jeepers transfer [C]

all_participants: vahe stepanian ["darren indyke"] ["'bellaklein'", "richard kahn"] []


sender: bellaklein

subject: Jeepers transfer

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


sender: Andrea Tapia

subject: AML/KYC Escalation Reports [I]

all_participants: andrea tapia ["melisa venegas"] ["kimberly hart"] []


sender: Jennifer Hudson

subject: FW: Progress Update [I]

to_recipients:
Kimberly Hart
Julie Cataudella

all_participants: jennifer hudson ["kimberly hart", "julie cataudella"] [] []


sender: Emily Manley

subject: RE: Progress Update [I]

to_recipients:
Jennifer Hudson
Dave-D Patel

all_participants: emily manley ["jennifer hudson", "dave-d patel"] [] []


subject: Re: Progress Update [I]

all_participants: jennifer hudson ["dave-d patel"] ["emily manley"] []


sender: Dave-D Patel

subject: Re: Progress Update [I]

all_participants: dave-d patel ["jennifer hudson"] [] []


subject: KYC Data [1]

to_recipients:
[redacted name] <[redacted email]>
[redacted name] <[redacted email]>

all_participants: emily craig ["[redacted name] <[redacted email]>", "[redacted name] <[redacted email]>"] [] []


sender: Kimberly Hart

subject: Payments

all_participants: kimberly hart ["patrick campion"] [] []


sender: Andrew Kisz

subject: Re: [I]

all_participants: andrew kisz ["jacqueline lightbody"] [] []


sender: PWMUS AMLKYC/db/dboom

subject: (I)

all_participants: pwmus amlkyc/db/dboom ["jacqueline lightbody"] ["pwmus amlkyc/db"] []


sender: Amanda Kirby

subject: Re: Fw: RDC ALERT - (I)

all_participants: amanda kirby ["andrew kisz"] ["pwmus amlkyc/db"] []


subject: Re: Fw: RDC ALERT - (I)

all_participants: andrew kisz ["amanda kirby"] [] []


subject: Fw: RDC ALERT - [I]

cc_recipients:
Michael Vila
Andrew Kisz
Andrea Klingenberg

all_participants: amanda kirby ["pwmus amlkyc/db"] ["michael vila", "andrew kisz", "andrea klingenberg"] []


sender: PWM BIS-Research/db/

subject: RDC ALERT - [I)

all_participants: pwm bis-research/db/ ["pwmus amlkyc/db"] [] []


sender: Anna-Sofiya Lupolover

subject: Banking Officer chap e [I]

all_participants: anna-sofiya lupolover ["paul morris"] ["stewart oldfield"] []


sender: Wolfram Lange

subject: Re: Initial thoughts

cc_recipients:
Michael Off
Martina Messing

all_participants: wolfram lange ["kimberly hart"] ["michael off", "martina messing"] []


subject: Re: Initial thoughts

all_participants: wolfram lange ["kimberly hart"] ["michael off"] []


subject: Re: Initial thoughts

to_recipients:
Kimberly Hart
Michael Off

all_participants: wolfram lange ["kimberly hart", "michael off"] [] []


subject: Fw: August 2014 AML/KYC Escalation Reports [I]

all_participants: kimberly hart [] [] []


sender: Julie Cataudella <██████████████████████████████████>

subject: Butterfly Trust Transactions

to_recipients: Kimberly Hart <████████████████████████████>

all_participants: julie cataudella <██████████████████████████████████> ["kimberly hart <████████████████████████████>"] [] []


sender: Julie Cataudella

subject: Butterfly Trust Transactions

all_participants: julie cataudella ["kimberly hart"] [] []


sender: Emily Craig

subject: Negative Media - Emily Craig (007).xlsx [C]

all_participants: emily craig ["thomas klemm"] ["kimberly hart"] []


sender: Kimberly Hart <█████████████████████>

subject: Re: KPMG Request - PWM Deposit Confirmations [I]

cc_recipients: Apkarian, Brian C <████████████████████>

cc_recipients: Julie Cataudella <███████████████████████>

cc_recipients: Hines, Monique <████████████████>

cc_recipients: Totino, Michael █ <██████████████████>

all_participants: kimberly hart <█████████████████████> ["█████████████████████"] ["apkarian, brian c <████████████████████>", "julie cataudella <███████████████████████>", "hines, monique <████████████████>", "totino, michael █ <██████████████████>"] []


sender: Greenberg, Rachel R

subject: KPMG Request - PWM Deposit Confirmations

to_recipients:
Julie Cataudella/db/dbcom@DBAmericas
Kimberly Hart/db/dbcom@DBAmericas

cc_recipients:
Totino, Michael M
Apkarian, Brian C
Hines, Monique

all_participants: greenberg, rachel r ["julie cataudella/db/dbcom@dbamericas", "kimberly hart/db/dbcom@dbamericas"] ["totino, michael m", "apkarian, brian c", "hines, monique"] []


sender: Oliver Esslinger

subject: IWP/CapMkts client list completion - SII finding closure

to_recipients:
Nina Tona
Kimberly Hart
Olivier Poncet
Ian Salters
Bill King
Funda Bozkurt

all_participants: oliver esslinger ["nina tona", "kimberly hart", "olivier poncet", "ian salters", "bill king", "funda bozkurt"] [] []


subject: IWP/CapMkts client list completion - SII finding


sender: Ian Salters

subject: Onboarding tracker [I]

to_recipients:
Todd Stevens
Daniel-E Kaiser
Alan Brody

cc_recipients:
Victoria Bruce
Nina Tona
Ian Salters

all_participants: ian salters ["todd stevens", "daniel-e kaiser", "alan brody"] ["victoria bruce", "nina tona", "ian salters"] []


sender: Alan Brody

subject: RE: Please advise if we need to retain [I]

to_recipients:
Billy Obregon
Nina Tona
Davide-A Sferrazza
Joshua Shoshan
Martin Zeman

cc_recipients:
Alastair Mackinlay
Ian Salters

all_participants: alan brody ["billy obregon", "nina tona", "davide-a sferrazza", "joshua shoshan", "martin zeman"] ["alastair mackinlay", "ian salters"] []


sender: Billy Obregon

all_participants: billy obregon ["multiple recipients — names/emails redacted"] ["multiple recipients — names/emails redacted"] []


sender: Nina Tona

to_recipients:
Billy Obregon
Davide-A Sferrazza
Joshua Shoshan
Martin Zeman

cc_recipients:
Alastair Mackinlay
Ian Salters
Alan Brody

all_participants: nina tona ["billy obregon", "davide-a sferrazza", "joshua shoshan", "martin zeman"] ["alastair mackinlay", "ian salters", "alan brody"] []


to_recipients:
Davide-A Sferrazza
Nina Tona
Joshua Shoshan
Martin Zeman

all_participants: billy obregon ["davide-a sferrazza", "nina tona", "joshua shoshan", "martin zeman"] ["alastair mackinlay", "ian salters", "alan brody"] []


sender: Davide-A Sferrazza

to_recipients:
Nina Tona
Joshua Shoshan
Martin Zeman
Billy Obregon

all_participants: davide-a sferrazza ["nina tona", "joshua shoshan", "martin zeman", "billy obregon"] ["alastair mackinlay", "ian salters", "alan brody"] []


subject: Please advise if we need to retain [I]

to_recipients:
Joshua Shoshan
Davide-A Sferrazza
Martin Zeman
Billy Obregon

all_participants: nina tona ["joshua shoshan", "davide-a sferrazza", "martin zeman", "billy obregon"] ["alastair mackinlay", "ian salters", "alan brody"] []


subject: FW: OTC Derivative tradin with CIB [I]

to_recipients:
Davide-A Sferrazza
Daniel-E Kaiser
Alan Brody

all_participants: ian salters ["davide-a sferrazza", "daniel-e kaiser", "alan brody"] [] []


sender: Paul Morris

subject: FW: Cnh trade [C]

all_participants: paul morris ["stewart oldfield"] [] []


sender: Vahe Stepanian

subject: RE: Cnh trade [C]

cc_recipients:
Daniel Sabba
Paul Morris
Ariane Dwyer

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "paul morris", "ariane dwyer"] []


sender: Richard Kahn

subject: Re: Cnh trade [C]

all_participants: richard kahn ["vahe stepanian"] ["daniel sabba"] []


subject: Re: Cnh trade [C]

all_participants: vahe stepanian ["richard kahn"] [] []


subject: Cnh trade

to_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: richard kahn ["daniel sabba", "vahe stepanian"] [] []


subject: FW: IWP activation of onboarded clients [I]

all_participants: ian salters ["alan brody"] [] []


sender: Thomas Klemm

subject: RE: IWP activation of onboarded clients [I]

all_participants: thomas klemm ["patrick campion"] ["ian salters"] []


sender: Patrick Campion

all_participants: patrick campion ["thomas klemm"] [] []


sender: Fabrizio Campelli

all_participants: fabrizio campelli ["3 recipients shown; display names and email addresses are present but obscured by black redaction bars (two recipients on the first line, one on the second)"] [] []


sender: Sandra Wirfs

subject: IWP activation of onboarded clients [I]

all_participants: sandra wirfs ["fabrizio campelli"] [] []


sender: [name redacted]

subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I]

cc_recipients:
[recipient redacted]
[recipient redacted]
[recipient redacted]

all_participants: [name redacted] ["[recipient redacted]", "[recipient redacted]"] ["[recipient redacted]", "[recipient redacted]", "[recipient redacted]"] []


sender: Mathew Negus

subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]

to_recipients:
Xavier Avila
Nina Tona

cc_recipients:
Ian Salters
Martin Zeman

all_participants: mathew negus ["xavier avila", "nina tona"] ["ian salters", "martin zeman"] []


to_recipients:
Xavier Avila
Akash Malhotra

cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman

all_participants: mathew negus ["xavier avila", "akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "martin zeman"] []


sender: Xavier Avila

cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Mathew Negus
Martin Zeman

all_participants: xavier avila ["akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "mathew negus", "martin zeman"] []


sender: Akash Malhotra

subject: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]

all_participants: akash malhotra ["xavier avila"] [] []


to_recipients:
Mathew Negus
Nina Tona

all_participants: xavier avila ["mathew negus", "nina tona"] ["ian salters", "martin zeman"] []


subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]

to_recipients:
Nina Tona
Xavier Avila

all_participants: mathew negus ["nina tona", "xavier avila"] ["ian salters", "martin zeman"] []


to_recipients:
Mathew Negus
Jimmy-H Xu
Xavier Avila
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Pankaj A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: nina tona ["mathew negus", "jimmy-h xu", "xavier avila", "akash malhotra"] ["joe aglione", "ian salters", "pankaj a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


to_recipients:
Jimmy-H Xu
Xavier Avila
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: mathew negus ["jimmy-h xu", "xavier avila", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: Jimmy-H Xu

to_recipients:
Xavier Avila
Akash Malhotra
Mathew Negus

cc_recipients:
Joe Aglione
Tona
Derivatives
Alka Gopala
Ian Salters
Pankaj-A Chopra
Martin Zeman
Nina
NCAOTC

all_participants: jimmy-h xu ["xavier avila", "akash malhotra", "mathew negus"] ["joe aglione", "tona", "derivatives", "alka gopala", "ian salters", "pankaj-a chopra", "martin zeman", "nina", "ncaotc"] []


to_recipients:
Jimmy-H Xu
Mathew Negus
Akash Malhotra

all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: [name & email redacted]

cc_recipients: 7 recipients (names/emails redacted; one entry labeled "Derivatives")

all_participants: [name & email redacted] ["4 recipients (names/emails redacted)"] ["7 recipients (names/emails redacted; one entry labeled \"derivatives\")"] []


to_recipients:
Mathew Negus
Akash Malhotra

all_participants: xavier avila ["mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


subject: Southern Financial Rates trades

cc_recipients:
Daniel-E Kaiser
Vincenzo Maini
Martin Zeman
Alastair Mackinlay

all_participants: xavier avila ["todd stevens"] ["daniel-e kaiser", "vincenzo maini", "martin zeman", "alastair mackinlay"] []


sender: Todd Stevens

subject: Re: Southern Financial Rates trades

cc_recipients:
Daniel-E Kaiser
Vincenzo Maini
Martin Zeman

all_participants: todd stevens ["xavier avila"] ["daniel-e kaiser", "vincenzo maini", "martin zeman"] []


subject: Re: Southern Financial Rates trades

all_participants: xavier avila [] [] []


sender: Martin Zeman

subject: Southern Financial Rates trade details for booking [I]

to_recipients:
Michel Sommer
Xavier Avila

all_participants: martin zeman ["michel sommer", "xavier avila"] [] []


sender: Jj Litchford

subject: Souther Financial Online Banking [I]

to_recipients:
Paul Morris
Stewart Oldfield

all_participants: jj litchford ["paul morris", "stewart oldfield"] ["melinda roy"] []


sender: bellaklein

subject: (6) wires

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["jj litchford"] ["darren indyke", "richard kahn"] []


sender: Ian Salters

subject: Combined KYC list and priorities [I]

all_participants: ian salters ["daniel-e kaiser"] [] []


sender: Blacked out

subject: EMS/221217280526: Check referrals: 328[I]

all_participants: blacked out ["blacked out"] ["blacked out"] []


sender: Cynthia Rodriguez

subject: RE: Follow up: Check Referral - Acct

to_recipients:
sigver dbgps
Stewart Oldfield

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Brianna Fowler
Bradley Gillin

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "brianna fowler", "bradley gillin"] []


sender: Vinay J On Behalf Of sigver dbgps

subject: Follow up: Check Referral - Acct ████████ [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: vinay j on behalf of sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


subject: RE: Check Referral - Acct [I]


sender: Naveen Bagaria

subject: RE: Cinq Case 161109 601042 / 161108 603545 CQ ; DbForce teas case # 01668504 [I]

to_recipients:
Stewart Oldfield
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: naveen bagaria ["stewart oldfield", "brianna fowler", "bradley gillin", "cynthia rodriguez"] ["redacted (long block)"] []


sender: Harris McBride

subject: Case 161109 601042 [I]

cc_recipients:
Kathryn .7 Stanfield
George Gumban

all_participants: harris mcbride [] ["kathryn .7 stanfield", "george gumban"] []


sender: Bella Klein

subject: JE wire to Russia

all_participants: bella klein ["cynthia rodriguez"] [] []


subject: RE: Check Referral - Acct [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Bradley Gillin
William-M Finn

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "bradley gillin", "william-m finn"] []


sender: PWM BIS-Research

subject: Researches

all_participants: pwm bis-research ["cynthia rodriguez"] [] []


subject: Research - Butterfly

all_participants: cynthia rodriguez ["pwm bis-research"] [] []


sender: Vahe Stepanian

subject: RE: [I]

cc_recipients:
Stewart Oldfield
Daniel Sabba
Ariane Dwyer

all_participants: vahe stepanian ["paul morris"] ["stewart oldfield", "daniel sabba", "ariane dwyer"] []


sender: Paul Morris

subject: RE: [I]

all_participants: paul morris ["vahe stepanian"] ["stewart oldfield", "daniel sabba", "ariane dwyer"] []


sender: Daniel Sabba

subject: RE: [I]

to_recipients:
Paul Morris
Vahe Stepanian

all_participants: daniel sabba ["paul morris", "vahe stepanian"] ["stewart oldfield"] []


subject: FW: [I]

all_participants: paul morris ["daniel sabba", "vahe stepanian"] ["stewart oldfield"] []


sender: jeffrey E.

all_participants: jeffrey e. ["paul morris"] [] []


PB - New Account Opening Case(Case# - 13811637) has been Rejected - PLEASE DO NOT REPLY


sender: sigver dbgps <[REDACTED]>

subject: RE: Check referral; Account no: [REDACTED]; Amount: 37500 [I]

cc_recipients:
Muhammod J Uddin <[REDACTED]>
Joy E Mitchell <[REDACTED]>
Catherine Logreco <[REDACTED]>
Teresa Metallo <[REDACTED]>
Lisa-M Ramos <[REDACTED]>
Brianna Fowler <[REDACTED]>
Bradley Gillin <[REDACTED]>
Cynthia Rodriguez <[REDACTED]>
sigver dbgps <[REDACTED]>

all_participants: sigver dbgps <[redacted]> ["stewart oldfield <[redacted]>"] ["muhammod j uddin <[redacted]>", "joy e mitchell <[redacted]>", "catherine logreco <[redacted]>", "teresa metallo <[redacted]>", "lisa-m ramos <[redacted]>", "brianna fowler <[redacted]>", "bradley gillin <[redacted]>", "cynthia rodriguez <[redacted]>", "sigver dbgps <[redacted]>"] []


sender: Stewart Oldfield

subject: RE: Check referral; Account no: ; Amount: 37500 [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


sender: Priyanka Vadhera On Behalf Of sigver dbgps

subject: Check referral; Account no: ; Amount: 37500 [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
sigver dbgps
Lisa-M Ramos
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: priyanka vadhera on behalf of sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "sigver dbgps", "lisa-m ramos", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


sender: unknown

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: unknown [] [] []


subject: Re: Transaction Information Required [I]


all_participants: cynthia rodriguez ["bella klein"] [] []


subject: Fwd: Transaction Information Required [I]


subject: Transaction Information Required [I]


Scan from Lexmark MFP with "Mail to Me"


EMS/150517642923: Check Referral - Acct


sender: Richard Kahn

subject: Re: Dispersion Call Option [C]

all_participants: richard kahn ["(single recipient; name/email redacted)"] ["5 recipients (names/emails redacted)"] []


subject: RE: Dispersion Call Option [C]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield"] []


subject: Re: Dispersion Call Option [C]

all_participants: richard kahn ["vahe stepanian"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield"] []


subject: Dispersion Call Option [C]


sender: Cynthia Rodriguez <██████████████████████████████████████>

subject: CRP Certification

all_participants: cynthia rodriguez <██████████████████████████████████████> ["█████████████████████████████████"] [] []


subject: DELIVERY FAILURE: Error transferring to nyjinsmpl1-i.us.DB.COM; SMTP Protocol Returned a Permanent Error 550 5.1.1 <REDACTED>... User unknown

all_participants: mailer-daemon@db.com ["cynthia rodriguez <redacted>"] [] []


subject: RE: Dispersion Call Option [C]

to_recipients:
Richard Kahn
Ariane Dwyer

cc_recipients:
Daniel Sabba
Paul Morris
Stewart Oldfield
Darren Indyke

all_participants: vahe stepanian ["richard kahn", "ariane dwyer"] ["daniel sabba", "paul morris", "stewart oldfield", "darren indyke"] []


subject: Re: Dispersion Call Option [C]

cc_recipients:
Daniel Sabba
Paul Morris
Stewart Oldfield
Vahe Stepanian
Darren Indyke

all_participants: richard kahn ["ariane dwyer"] ["daniel sabba", "paul morris", "stewart oldfield", "vahe stepanian", "darren indyke"] []


sender: Ariane Dwyer

subject: Re: Dispersion Call Option [C]

all_participants: ariane dwyer ["richard kahn"] [] []


subject: Re: Dispersion Call Option [C]

cc_recipients:
Daniel Sabba
Paul Morris
Stewart Oldfield
Vahe Stepanian

all_participants: richard kahn ["ariane dwyer"] ["daniel sabba", "paul morris", "stewart oldfield", "vahe stepanian"] []


sender: Lexmark MFP

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: lexmark mfp [] [] []


subject: Re: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Paul Morris

all_participants: stewart oldfield ["vahe stepanian", "paul morris"] ["melinda roy"] []


subject: FW: Jeepers transfer [C]

all_participants: vahe stepanian ["paul morris"] ["stewart oldfield"] []


subject: RE: Jeepers transfer [C]

cc_recipients:
bellaklein
Richard Kahn

all_participants: vahe stepanian ["darren indyke"] ["bellaklein", "richard kahn"] []


sender: Darren Indyke

subject: Re: Jeepers transfer [C]

all_participants: darren indyke ["vahe stepanian"] [] []


subject: Re: Jeepers transfer [C]


sender: bellaklein

subject: Jeepers transfer

all_participants: bellaklein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


sender: Cynthia Rodriguez <[REDACTED]>

subject: RE: EMS/191217246441: Check referrals: 42953467, 42953432, 42953475[I]

to_recipients:
sigver dbgps <[REDACTED]>
Stewart Oldfield <[REDACTED]>

cc_recipients:
[REDACTED]
Muhammod J Uddin <[REDACTED]>
Joy E Mitchell <[REDACTED]>
Teresa Metallo <[REDACTED]>
Lisa-M Ramos <[REDACTED]>
Julian J Leff <[REDACTED]>
Uplabdhi Singh <[REDACTED]>
Shreyas-S Apte <[REDACTED]>
Vinay J <[REDACTED]>
Hemant Kumar-Sharma <[REDACTED]>
Bradley Gillin <[REDACTED]>
William-M Finn <[REDACTED]>

all_participants: cynthia rodriguez <[redacted]> ["sigver dbgps <[redacted]>", "stewart oldfield <[redacted]>"] ["[redacted]", "muhammod j uddin <[redacted]>", "joy e mitchell <[redacted]>", "teresa metallo <[redacted]>", "lisa-m ramos <[redacted]>", "julian j leff <[redacted]>", "uplabdhi singh <[redacted]>", "shreyas-s apte <[redacted]>", "vinay j <[redacted]>", "hemant kumar-sharma <[redacted]>", "bradley gillin <[redacted]>", "william-m finn <[redacted]>"] []


sender: sigver dbgps

subject: EMS/191217246441: Check referrals: 42953467, 42953432, 42953475[I]

all_participants: sigver dbgps ["stewart oldfield"] [] []


sender: Cynthia Rodriguez

subject: RDC ALERT - Richard Kahn and PCR ALERT - Darren Indyke

all_participants: cynthia rodriguez ["pwmus amlkyc"] [] []


sender: [Name and email redacted]

subject: RE: deposit progress [I]

all_participants: [name and email redacted] ["multiple recipients (several entries redacted)"] ["multiple recipients (several entries redacted)"] []


subject: RE: deposit progress [I]

to_recipients:
Patrick Campion
Andrew Gallivan

cc_recipients:
Charlie Burrows
Arthur Tremblay
Cynthia Rodriguez
Fabrizio Campelli

all_participants: stewart oldfield ["patrick campion", "andrew gallivan"] ["charlie burrows", "arthur tremblay", "cynthia rodriguez", "fabrizio campelli"] []


sender: Patrick Campion

subject: Re: deposit progress [I]

to_recipients:
Stewart Oldfield
Andrew Gallivan

all_participants: patrick campion ["stewart oldfield", "andrew gallivan"] ["charlie burrows", "arthur tremblay", "cynthia rodriguez", "fabrizio campelli"] []


subject: deposit progress [I]

cc_recipients:
Charlie Burrows
Arthur Tremblay
Cynthia Rodriguez

all_participants: stewart oldfield ["patrick campion", "andrew gallivan"] ["charlie burrows", "arthur tremblay", "cynthia rodriguez"] []


sender: Fabrizio Campelli

subject: Re: deposit progress [I]

cc_recipients:
Patrick Campion
Andrew Gallivan
Charlie Burrows
Arthur Tremblay
Cynthia Rodriguez

all_participants: fabrizio campelli ["stewart oldfield"] ["patrick campion", "andrew gallivan", "charlie burrows", "arthur tremblay", "cynthia rodriguez"] []


subject: RE: deposit progress [I]

to_recipients:
Stewart Oldfield
Patrick Campion
Andrew Gallivan

all_participants: patrick campion ["stewart oldfield", "patrick campion", "andrew gallivan"] ["charlie burrows", "arthur tremblay", "cynthia rodriguez", "fabrizio campelli"] []


sender: Bill King

subject: RE: KYC remediation [I]

to_recipients:
Nina Tona
Ian Salters

all_participants: bill king ["nina tona", "ian salters"] ["davide-a sferrazza"] []


sender: Nina Tona

subject: RE: KYC remediation [I]

cc_recipients:
Bill King
Davide-A Sferrazza

all_participants: nina tona ["ian salters"] ["bill king", "davide-a sferrazza"] []


sender: Ian Salters

subject: KYC remediation [I]

to_recipients:
Brian Serino
Kareen Johnson

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona
Ian Salters

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza", "nina tona", "ian salters"] []


sender: Davide-A Sferrazza

subject: RE: Client tidy up [I]

to_recipients:
Ian Salters
Liam Osullivan

all_participants: davide-a sferrazza ["ian salters", "liam osullivan"] [] []


subject: FW: Single client list [I]

to_recipients:
Nina Tona
Davide-A Sferrazza
Liam Osullivan

all_participants: ian salters ["nina tona", "davide-a sferrazza", "liam osullivan"] ["ian salters"] []


subject: Single client list [I]

to_recipients:
Davide-A Sferrazza
Liam Osullivan
Nina Tona

cc_recipients:
Ian Salters
Alan Brody

all_participants: ian salters ["davide-a sferrazza", "liam osullivan", "nina tona"] ["ian salters", "alan brody"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I]

to_recipients:
Jitan Patel
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson

all_participants: nina tona ["jitan patel", "rita shteynberg", "zack bunimovich", "lindsay robinson"] ["davide-a sferrazza"] []


sender: Jitan Patel

to_recipients:
Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson

all_participants: jitan patel ["nina tona", "rita shteynberg", "zack bunimovich", "lindsay robinson"] ["davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg"] []


sender: Zack Bunimovich

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood
Rita Shteynberg

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood", "rita shteynberg"] [] []


to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood"] [] []


sender: Amber Davis

subject: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

to_recipients:
COB.GMLondon-Jax@db.com
Kareen Johnson
Yolanda Wood
COB GMLondon-Jax

all_participants: amber davis ["cob.gmlondon-jax@db.com", "kareen johnson", "yolanda wood", "cob gmlondon-jax"] ["nina tona"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Kareen Johnson
Nick Watkins
Alastair Mackinlay

all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


all_participants: amber davis ["nina tona"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


sender: Alastair Mackinlay

to_recipients:
Amber Davis
Nina Tona

all_participants: alastair mackinlay ["amber davis", "nina tona"] ["kareen johnson"] []


to_recipients:
Rita Shteynberg
Zack Bunimovich
Jitan Patel
Lindsay Robinson

all_participants: nina tona ["rita shteynberg", "zack bunimovich", "jitan patel", "lindsay robinson"] ["davide-a sferrazza"] []


cc_recipients:
Kareen Johnson
Alastair Mackinlay

all_participants: amber davis ["nina tona"] ["kareen johnson", "alastair mackinlay"] []


cc_recipients:
Kareen Johnson
Alastair Mackinlay
Nick Watkins

all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay", "nick watkins"] []


all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay"] []


subject: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: amber davis ["nina tona"] ["kareen johnson"] []


sender: Rita Shteynberg

to_recipients:
Nina Tona
Zack Bunimovich
Jitan Patel
Lindsay Robinson

all_participants: rita shteynberg ["nina tona", "zack bunimovich", "jitan patel", "lindsay robinson"] ["davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC ONB-1010155 ****URGENT** [I]

cc_recipients:
Rita Shteynberg
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I]

to_recipients:
Nina Tona
Davide-A Sferrazza

all_participants: zack bunimovich ["nina tona", "davide-a sferrazza"] ["rita shteynberg"] []


cc_recipients:
Rita Shteynberg
Davide-A Sferrazza
cob-cst.ny@list.db.com

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a sferrazza", "cob-cst.ny@list.db.com"] []


subject: RE: ***REASSIGN NEEDED* FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C]

to_recipients:
Martin Zeman
Rita Shteynberg
Jitan Patel

cc_recipients:
Xavier Avila
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["martin zeman", "rita shteynberg", "jitan patel"] ["xavier avila", "liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: Client tidy up [I]

all_participants: ian salters ["liam osullivan"] ["davide-a sferrazza"] []


subject: RE: Client tidy up [I]

all_participants: davide-a sferrazza ["ian salters", "liam osullivan"] [] []


subject: FW: Client tidy up [I]

to_recipients:
Davide-A Sferrazza
Liam Osullivan

all_participants: ian salters ["davide-a sferrazza", "liam osullivan"] [] []


subject: Client tidy up [I]

all_participants: ian salters ["davide-a sferrazza", "liam osullivan"] ["ian salters"] []


subject: RE: KYC remediation [I]

to_recipients:
Ian Salters
Brian Serino
Kareen Johnson

all_participants: nina tona ["ian salters", "brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza"] []


subject: KYC remediation [I]

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza", "nina tona", "ian salters"] []


subject: RE: KYC remediation [I]

to_recipients:
Nina Tona
Ian Salters

all_participants: davide-a sferrazza ["nina tona", "ian salters"] ["bill king"] []


subject: RE: KYC remediation [I]

all_participants: nina tona ["ian salters"] ["bill king", "davide-a sferrazza"] []


subject: KYC remediation [I]

to_recipients:
Brian Serino
Kareen Johnson

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza", "nina tona"] []