subject: RM0082289 Daily Deposit Report 20180228

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: Darlene Zong

subject: RE: Southern Trust Company, Inc. and Southern Financial, LLC [C]

to_recipients:
Darren Indyke
Daniel Sabba
Stewart Oldfield

all_participants: darlene zong ["darren indyke", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


sender: Darren Indyke

subject: Southern Trust Company, Inc. and Southern Financial, LLC

to_recipients:
Darlene Zong
Daniel Sabba
Stewart Oldfield

all_participants: darren indyke ["darlene zong", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


sender: Cynthia Rodriguez

all_participants: cynthia rodriguez [] [] []


sender: Richard Kahn

subject: Re: Plan d LLC

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein"] []


subject: Plan d LLC

all_participants: richard kahn ["bella klein"] ["cynthia rodriguez"] []


all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: Re: Plan d LLC

cc_recipients:
Bella Klein
Stewart Oldfield

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein", "stewart oldfield"] []


RM0082289 Daily Deposit Report 20170419


subject: J Epstein Foundation

all_participants: [] ["darren indyke <dkiesq@aol.com>"] []


sender: Stewart Oldfield

subject: 8/8 client meeting

all_participants: stewart oldfield ["andrea herbert"] [] []


sender: Hemant-Kumar Rathore

subject: Deposit Return - A/c ██████████

to_recipients:
Bradley Gillin
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez

all_participants: hemant-kumar rathore ["bradley gillin", "divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Nathaniel Morgan

subject: DB - Tech HF Manager

cc_recipients:
Stewart Oldfield
Andrew King

all_participants: nathaniel morgan [] ["stewart oldfield", "andrew king"] []


subject: RE: [C]

cc_recipients:
Stewart Oldfield
Daniel Sabba
Vahe Stepanian

all_participants: darlene zong ["richard kahn"] ["stewart oldfield", "daniel sabba", "vahe stepanian"] []


subject: Re: [C]

cc_recipients:
Stewart Oldfield
Darlene Zong
Daniel Sabba

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield", "darlene zong", "daniel sabba"] []


sender: Vahe Stepanian

subject: Re: [C]

all_participants: vahe stepanian ["richard kahn"] [] []


to_recipients:
Vahe Stepanian
Daniel Sabba

all_participants: richard kahn ["vahe stepanian", "daniel sabba"] ["stewart oldfield"] []


subject: just tried calling you. Getting a busy signal

all_participants: stewart oldfield ["richard kahn"] [] []


sender: Kavish Sharma (on behalf of sigver dbgps)

subject: Check Referral - Acct

cc_recipients:
Mitchell
Catherine Logreco
Lisa-M Ramos
Bradley Gillin
Muhammod J Uddin
Teresa Metallo
Julian J Leff
Cynthia Rodriguez
Joy E
sigver dbgps
William-M Finn

all_participants: kavish sharma (on behalf of sigver dbgps) ["stewart oldfield"] ["mitchell", "catherine logreco", "lisa-m ramos", "bradley gillin", "muhammod j uddin", "teresa metallo", "julian j leff", "cynthia rodriguez", "joy e", "sigver dbgps", "william-m finn"] []


RM0082289 Daily Deposit Report 20170126


subject: RE: indication on WTI risk reversals [C]

cc_recipients:
Daniel Sabba
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "stewart oldfield"] []


all_participants: richard kahn ["vahe stepanian"] [] []


sender: Zbynek Kozelsky

subject: RE: Approval Needed - List of Preferreds

to_recipients:
Stewart Oldfield
Andrew King

all_participants: zbynek kozelsky ["stewart oldfield", "andrew king"] ["joseph dursi"] []


to_recipients:
Andrew King
Zbynek Kozelsky

all_participants: stewart oldfield ["andrew king", "zbynek kozelsky"] ["joseph dursi"] []


sender: Andrew King

cc_recipients:
Stewart Oldfield
Joseph Dursi

all_participants: andrew king ["andrew king", "zbynek kozelsky"] ["stewart oldfield", "joseph dursi"] []


sender: Brianna Fowler

subject: FW: Leon [C]

all_participants: brianna fowler ["samantha harmon"] ["stewart oldfield"] []


subject: Re: Southern Financial revs [I]

to_recipients:
Vahe Stepanian
Mathew Negus

all_participants: stewart oldfield ["vahe stepanian", "mathew negus"] ["brianna fowler"] []


subject: RE: Southern Financial revs [I]

to_recipients:
Stewart Oldfield
Mathew Negus

all_participants: vahe stepanian ["stewart oldfield", "mathew negus"] ["brianna fowler"] []


subject: Southern Financial revs [I]

to_recipients:
Mathew Negus
Vahe Stepanian

all_participants: stewart oldfield ["mathew negus", "vahe stepanian"] ["brianna fowler"] []


subject: Pipeline II)

all_participants: stewart oldfield ["andrew gallivan"] [] []


subject: RE: Can you send the me the updated pipeline' I'm meeting AG at 3. Thanks [I]

all_participants: brianna fowler ["stewart oldfield"] [] []


subject: RE: Can you send the me the updated pipeline? I'm meeting AG at 3. Thanks [I]

all_participants: stewart oldfield ["brianna fowler"] [] []


subject: Can you send the me the updated pipeline? I'm meeting AG at 3. Thanks [I]


subject: RE: Haze N4G024943 IC]

all_participants: darlene zong ["stewart oldfield"] [] []


subject: RE: Haze N46024943 [C]

all_participants: stewart oldfield ["darlene zong"] [] []


subject: RE: Haze N46024943 [C]

cc_recipients:
Stewart Oldfield
Jeanne Brennan
Gbenga Omosuyi
Daniel Sabba

all_participants: darlene zong ["richard kahn"] ["stewart oldfield", "jeanne brennan", "gbenga omosuyi", "daniel sabba"] []


subject: Haze N4G024943

cc_recipients:
Stewart Oldfield
Jeanne Brennan

all_participants: richard kahn ["darlene zong"] ["stewart oldfield", "jeanne brennan"] []


RM0082289 Daily Deposit Report 20161202


sender: Courteney B Fornal

subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC

to_recipients:
Dmitri Saks
Anastasia Pringle

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML
Mark Whyman

all_participants: courteney b fornal ["dmitri saks", "anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml", "mark whyman"] []


sender: Anastasia Pringle

subject: RE: EDD package for the RID : Party name : Southern Financial LLC [I]

to_recipients:
Courteney B Fornal
US-CB S-AML
Mark Whyman

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan

all_participants: anastasia pringle ["courteney b fornal", "us-cb s-aml", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


subject: Re: EDD package for the RID : aarty Party name : Southern Financial LLC [I]

to_recipients:
Anastasia Pringle
US-CB S-NIL
Mark Whyman

all_participants: courteney b fornal ["anastasia pringle", "us-cb s-nil", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

to_recipients:
US-CB S-AML
Courteney B Fornal
Mark Whyman

all_participants: anastasia pringle ["us-cb s-aml", "courteney b fornal", "mark whyman"] ["ged account-opening", "manikandan muralidharan"] []


sender: Dmitri Saks

subject: RE: EDD package for the RID : ONB-120902 LICYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


sender: Anastasia Pringle/db/dbcom@DBCOEX

subject: RE: EDD package for the RID: ONB-120902 LKYCUS-3443 Party name: Southern Financial LLC [1]

to_recipients:
Manikandan Muralidharan/db/dbcom@DBAPAC
Dmitri Saks/db/dbcom

cc_recipients:
Ged Account-Opening/db/dbcom@DBAmericas
US-CB S-AML/db/dbcom@DBAMERICAS

all_participants: anastasia pringle/db/dbcom@dbcoex ["manikandan muralidharan/db/dbcom@dbapac", "dmitri saks/db/dbcom"] ["ged account-opening/db/dbcom@dbamericas", "us-cb s-aml/db/dbcom@dbamericas"] []


sender: Manikandan Muralidharan

subject: Fw: EDD package for the RID : Party name : Southern Financial LLC [I]

cc_recipients:
Ged Account-Opening
US-CB 5-AML
Anastasia <u>Prin le</u>

all_participants: manikandan muralidharan ["dmitri saks"] ["ged account-opening", "us-cb 5-aml", "anastasia <u>prin le</u>"] []


cc_recipients:
Ged Account-Opening/db/dbcom@DBAmericas
US-CB S-AML/db/dbcom@DBAMERICAS
Manikandan Muralidharan/db/dbcom@DBAPAC

all_participants: anastasia pringle/db/dbcom@dbcoex ["dmitri saks/db/dbcom"] ["ged account-opening/db/dbcom@dbamericas", "us-cb s-aml/db/dbcom@dbamericas", "manikandan muralidharan/db/dbcom@dbapac"] []


subject: Fw EDD package for the RID ONB-120902 LKYCUS-3443 Party name Southern Financial LLC - RDC alert Review - Very Urgent (I)

all_participants: manikandan muralidharan ["team"] [] []


subject: RE: EDD package for the RID: [REDACTED] Party name : Southern Financial LLC []

all_participants: dmitri saks ["jofin varghese"] ["john"] []


sender: Jofin Varghese

subject: Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
CAGNY NCA
Dmitri Saks
Manikandan Muralidharan
Sujith Shetty
US-CB S-AML

all_participants: jofin varghese ["us-cb s-aml"] ["cagny nca", "dmitri saks", "manikandan muralidharan", "sujith shetty", "us-cb s-aml"] []


subject: Fw: DB deposits IC]

all_participants: stewart oldfield ["vahe stepanian"] [] []


subject: Re: DB deposits [C]

all_participants: richard kahn ["stewart oldfield"] ["vahe stepanian"] []


subject: Re: DB deposits [C]

all_participants: stewart oldfield ["richard kahn"] [] []


subject: JE/Southern Financial

to_recipients:
Arthur Tremblay
Robert Dicerbo

cc_recipients:
Charlie Burrows
Vahe Stepanian
Cynthia Rodriguez

all_participants: stewart oldfield ["arthur tremblay", "robert dicerbo"] ["charlie burrows", "vahe stepanian", "cynthia rodriguez"] []


sender: Robert Dicerbo

subject: RE: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: robert dicerbo ["stewart oldfield"] ["arthur tremblay"] []


subject: FW: can you tell me what interest rate we are paying on JE's accounts? Eli

all_participants: stewart oldfield ["arthur tremblay", "robert dicerbo"] [] []


sender: Cynthia Rodriguez

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


RM0082289 Daily Deposit Report 20170325


sender: PWMITUS Production Support

subject: RE: PWM I Resolved I P2 - Critical I Private Banking System I Unable to transfer files to FIS via NDM - INC0006687431

to_recipients:
PWMITUS ProductionSupport
Senthilkumar Ks

cc_recipients:
naresh_kamath@hcl.com
Steven Rosenfeld
PWMITUS Helpdesk
PWMITUS SecurityAdmin
Dennis Daguio
Anwar Basha
Patricia A Wingate
Julie Cataudella
Robert Dicerbo
Lisa Combatti
Kathryn J Stanfield
Muneswararao Mn
Vaibhav Bhanot
Kevin-J Ryan
Korab Kajtazi
Ramkumar Badala
Emily Craig
Carmen E Diaz
Sheffali Welch
PWM_DBforce_users
LTRA DataManagement
Fed5G_Submission_Team@list.db.com
Patricia A Wingate
Martin L Lopez
Steven Rosenfeld
Anthony Western
Premela Dookhan
Teresa Metallo
Carmen E Diaz
USPWM GTO-Reporting
WM-Americas Client Facing Prof. & Assts
Robert Dicerbo
Patricia A Wingate

all_participants: pwmitus production support ["pwmitus productionsupport", "senthilkumar ks"] ["naresh_kamath@hcl.com", "steven rosenfeld", "pwmitus helpdesk", "pwmitus securityadmin", "dennis daguio", "anwar basha", "patricia a wingate", "julie cataudella", "robert dicerbo", "lisa combatti", "kathryn j stanfield", "muneswararao mn", "vaibhav bhanot", "kevin-j ryan", "korab kajtazi", "ramkumar badala", "emily craig", "carmen e diaz", "sheffali welch", "pwm_dbforce_users", "ltra datamanagement", "fed5g_submission_team@list.db.com", "patricia a wingate", "martin l lopez", "steven rosenfeld", "anthony western", "premela dookhan", "teresa metallo", "carmen e diaz", "uspwm gto-reporting", "wm-americas client facing prof. & assts", "robert dicerbo", "patricia a wingate"] []


sender: Richard Kahn

subject: Re: ATUS Allocation [C]

cc_recipients:
Darren Indyke
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["darren indyke", "stewart oldfield"] []


sender: Stewart Oldfield

subject: FW: Southern Trust Company, Inc. and Southern Financial, LLC [C]

all_participants: stewart oldfield ["martin zeman"] [] []


sender: Darlene Zong

subject: RE: Southern Trust Company, Inc. and Southern Financial, LLC [C]

all_participants: darlene zong ["darren indyke", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


sender: Darren Indyke

subject: Southern Trust Company, Inc. and Southern Financial, LLC

all_participants: darren indyke ["darlene zong", "daniel sabba", "stewart oldfield"] ["richard kahn"] []


sender: Ted Gonedes

subject: Re: EDD package for the RID : Southern Financial LLC

cc_recipients:
John Juul
Jason Monteiro

all_participants: ted gonedes ["michael koplowitz"] ["john juul", "jason monteiro"] []


subject: RE: EDD package for the RID : ONB-120902  LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: anastasia pringle [] [] []


sender: [REDACTED]

subject: Re: Fw EDD package for the RID: ONB-120902 LKYCUS-3443 Party name : 6ol4tlern Financial LLC ROC alert Review - Very Urgent (1) -

all_participants: [redacted] [] [] []


sender: Manikandan Muralidharan/db/dbcom

subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC - RDC alert Review - Very Urgent [I]

all_participants: manikandan muralidharan/db/dbcom ["████████████████████████████████████████████████████████████████████████████████████"] ["████████████████████████████████████████████████████████████████████████████████████"] []


subject: RE: EDD package for the RID. Party name: Southern Financial LLC

cc_recipients:
Ged Account
US-CB S
Manikandan Muralidharan

all_participants: anastasia pringle ["dmitri saks"] ["ged account", "us-cb s", "manikandan muralidharan"] []


subject: RE: EDD package for the RID : Party name : Southern Financial LLC [I]

cc_recipients:
Ged Account-Opening
US-CB S-AML
Manikandan Muralidharan

all_participants: dmitri saks ["anastasia pringle"] ["ged account-opening", "us-cb s-aml", "manikandan muralidharan"] []


subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [1]

all_participants: dmitri saks ["jofin"] [] []


sender: [redacted] / US-CB S-AML/db/dbcom@DBAMERICAS

subject: EDD package for the RID : ONB-120902 LKY CUS-3443 Party name : Southern Financial LLC [I]

all_participants: [redacted] / us-cb s-aml/db/dbcom@dbamericas ["[redacted]"] ["[redacted]"] []


RM0082289 Daily Deposit Report 20180215


subject: Fwd: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C)

all_participants: stewart oldfield ["bradley gitlin"] [] []


sender: Davide-A Sferrazza

subject: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C]

cc_recipients:
Xavier Avila
Martin Zeman
Joshua Shoshan
Liam Osullivan

all_participants: davide-a sferrazza ["stewart oldfield"] ["xavier avila", "martin zeman", "joshua shoshan", "liam osullivan"] []


sender: Kimberly Hart

subject: AML Risk Assessment - PRIME DATA NEEDED

cc_recipients:
Julie Cataudella
Armen Brash
Vaishali-P Mehta
Janice Franklin

all_participants: kimberly hart ["wayne salit"] ["julie cataudella", "armen brash", "vaishali-p mehta", "janice franklin"] []


subject: Annual Review

all_participants: cynthia rodriguez ["bella klein"] ["stewart oldfield"] []


sender: Martin Zeman

subject: Southern Financial LLC -> LEI

all_participants: martin zeman ["paul barrett"] ["stewart oldfield"] []


sender: Sylvia Escobar

subject: RE: PRIIPs Client Notification [I]

to_recipients:
Gbenga Omosuyi
Anna-Sofiya Lupolover
Cynthia Rodriguez

cc_recipients:
Stewart Oldfield
Olivier Poncet

all_participants: sylvia escobar ["gbenga omosuyi", "anna-sofiya lupolover", "cynthia rodriguez"] ["stewart oldfield", "olivier poncet"] []


sender: Gbenga Omosuyi

subject: RE: PRIIPs Client Notification [I]

to_recipients:
Anna-Sofiya Lupolover
Cynthia Rodriguez
Sylvia Escobar

all_participants: gbenga omosuyi ["anna-sofiya lupolover", "cynthia rodriguez", "sylvia escobar"] ["stewart oldfield", "olivier poncet"] []


sender: Anna-Sofiya Lupolover

subject: RE: PRIIPs Client Notification [I]

all_participants: anna-sofiya lupolover ["gbenga omosuyi"] [] []


subject: FW: PRIIPs Client Notification [I]

cc_recipients:
Cynthia Rodriguez
Stewart Oldfield

all_participants: anna-sofiya lupolover [] ["cynthia rodriguez", "stewart oldfield"] []


subject: RE: PRIIPs Client Notification [I]

to_recipients:
Anna-Sofiya Lupolover
Stewart Oldfield

all_participants: cynthia rodriguez ["anna-sofiya lupolover", "stewart oldfield"] ["bradley gillin"] []


subject: PRIIPs Client Notification Ill

cc_recipients:
Cynthia Rodrigue
Bradley Gillin

all_participants: anna-sofiya lupolover ["stewart oldfield"] ["cynthia rodrigue", "bradley gillin"] []


sender: Liam Osullivan

subject: Trade Details --> 5/16/2018 [C]

to_recipients:
Paul Barrett
Richard Kahn

cc_recipients:
Martin Zeman
Xavier Avila
Davide-A Sferrazza
Joshua Shoshan
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["martin zeman", "xavier avila", "davide-a sferrazza", "joshua shoshan", "stewart oldfield"] []


subject: Fwd: DB tech conference - Sep. 12/13 Las Vegas [I)

to_recipients:
Terri Sohrab I
Bradley Gillin

all_participants: stewart oldfield ["terri sohrab i", "bradley gillin"] [] []


sender: Nina-X Nevidzanska

subject: FW: DB tech conference - Sep. 12/13 Las Vegas [I]

all_participants: nina-x nevidzanska ["stewart oldfield"] ["alison sinicrope"] []


subject: DB tech conference - Sep. 12/13 Las Vegas

all_participants: stewart oldfield ["alan resnikoff"] [] []


sender: Dana Ponzio

subject: FW: RUSH EXCO Approval Needed: KYC Case 01898372 [I]

all_participants: dana ponzio ["stewart oldfield"] [] []


sender: Cynthia Rodriguez

subject: RUSH EXCO Approval Needed: KYC Case 01898372 [I]

all_participants: cynthia rodriguez ["patrick campion"] ["dana ponzio"] []


sender: Stewart Oldfield

subject: Automatic reply: Southern Financial - Client Confirmation [C]

all_participants: stewart oldfield ["richard kahn"] [] []


subject: RM0082289 Daily Deposit Report 20180410

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


RM0082289 Daily Deposit Report 20161018


RM0082289 Daily Deposit Report 20161029


sender: Todd Stevens

subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812

to_recipients:
Vahe Stepanian
Daniel Sabba
Stewart Oldfield

all_participants: todd stevens ["vahe stepanian", "daniel sabba", "stewart oldfield"] ["darlene zong"] []


sender: Vahe Stepanian

subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812

to_recipients:
Todd Stevens
Daniel Sabba

all_participants: vahe stepanian ["todd stevens", "daniel sabba"] ["darlene zong"] []


sender: Michael Valencia

cc_recipients:
Daniel Sabba
Darlene Zong

all_participants: michael valencia ["vahe stepanian"] ["daniel sabba", "darlene zong"] []


all_participants: vahe stepanian ["kyc outreachteam"] ["daniel sabba", "darlene zong"] []


subject: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I]

all_participants: michael valencia ["vahe stepanian"] [] []


RM0082289 Daily Deposit Report 20161210


subject: RE: Haze trust 2 wires [C]

cc_recipients:
Gbenga Omosuyi
Darren Indyke
Richard Kahn
Stewart Oldfield

all_participants: vahe stepanian ["bellaklein"] ["gbenga omosuyi", "darren indyke", "richard kahn", "stewart oldfield"] []


sender: Richard Kahn

subject: Re: JEE WT [C]

cc_recipients: Multiple recipients (several names redacted)

all_participants: richard kahn ["[redacted]"] ["multiple recipients (several names redacted)"] []


subject: Re: JEE WT [C]

cc_recipients:
Marjorie Flash
Stewart Oldfield
Darren Indyke
Bella Klein

all_participants: richard kahn ["rowena thomas"] ["marjorie flash", "stewart oldfield", "darren indyke", "bella klein"] []


sender: Rowena Thomas

subject: Re: JEE WT [C]

all_participants: rowena thomas ["richard kahn"] [] []


sender: [REDACTED]

subject: Fwd: JEE WT

cc_recipients: [REDACTED] [REDACTED] [REDACTED]

all_participants: [redacted] ["[redacted]"] ["[redacted]", "[redacted]", "[redacted]"] []


sender: bellaklein

subject: JEE WT

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["marjorie flash"] ["darren indyke", "richard kahn"] []


subject: Re: quote please [C]

cc_recipients:
Darlene Zong
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["darlene zong", "stewart oldfield"] []


subject: quote please

all_participants: vahe stepanian ["richard kahn"] ["darlene zong", "stewart oldfield"] []


subject: quote please


subject: RE: AG Preferred Deposit Accounts

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield"] []


subject: Re: AG Preferred Deposit Accounts

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield"] []


subject: Re: AG Preferred Deposit Accounts


sender: Tazia Smith

subject: RE: Rothschild [C]

cc_recipients:
Delores Rubin
Stewart Oldfield
Vahe Stepanian
Matt Glassman
Davide-A Sferrazza

all_participants: tazia smith ["richard kahn"] ["delores rubin", "stewart oldfield", "vahe stepanian", "matt glassman", "davide-a sferrazza"] []


subject: RE: Rothschild [C]

to_recipients:
Delores Rubin
Richard Kahn

cc_recipients:
Stewart Oldfield
Vahe Stepanian
Matt Glassman

all_participants: tazia smith ["delores rubin", "richard kahn"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


sender: Delores Rubin

subject: RE: Rothschild [C]

to_recipients:
Richard Kahn
Tazia Smith

all_participants: delores rubin ["richard kahn", "tazia smith"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: Re: Rothschild ICI

cc_recipients:
Stewart 0ldfia
Vahe Steanian
Matt Glassman
Delores Rubin

all_participants: richard kahn ["tazia smith"] ["stewart 0ldfia", "vahe steanian", "matt glassman", "delores rubin"] []


subject: Re: Rothschild ICI

all_participants: tazia smith ["richard kahn"] [] []


subject: Re: Rothschild [C]

all_participants: richard kahn ["tazia smith"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: Re: Rothschild [C]


subject: Re: Rothschild [C]

all_participants: richard kahn ["tazia smith"] [] []


subject: Re: Rothschild

all_participants: tazia smith ["richard kahn"] ["stewart oldfield"] []


subject: Rothschild

all_participants: richard kahn ["tazia smith"] ["stewart oldfield"] []


all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


RM0082289 Daily Deposit Report 20170613


sender: Yoonsun Chung

subject: RE: ACU with Material Changes as of 12.01.14.xlsx [I)

all_participants: yoonsun chung ["melisa venegas"] ["wayne safit"] []


sender: Melisa Venegas

all_participants: melisa venegas ["yoonsun chung"] ["wayne salit"] []


subject: RE: ACU with Material Changes as of 12.01.14.xlsx [I]

all_participants: yoonsun chung ["melisa venegas"] ["wayne salit"] []


subject: ACU with Material Changes as of 12.01.14.xlsx [I]

all_participants: melisa venegas ["yoonsun chung"] [] []


subject: Re: Euros

cc_recipients:
Bella Klein
Darren Indyke
Stewart Oldfield

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein", "darren indyke", "stewart oldfield"] []


subject: Re: Euros

all_participants: cynthia rodriguez ["richard kahn"] [] []


sender: Bella Klein

subject: Euros

cc_recipients:
Richard Kahn
Darren Indyke

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn", "darren indyke"] []


subject: Re: Jeepers█████████████


sender: [redacted]

subject: Re: Trade Report 7/19/2017 [C]

cc_recipients: Multiple recipients (several names redacted/black bars)

all_participants: [redacted] ["[redacted]"] ["multiple recipients (several names redacted/black bars)"] []


sender: [name redacted]

subject: RE: [redacted] mtg - reschedule

all_participants: [name redacted] ["6 recipients (all names redacted)"] ["1 recipient (name redacted)"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Joyce Tsoi
Vahe Stepanian
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: stewart oldfield ["joyce tsoi", "vahe stepanian", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


sender: Joyce Tsoi

subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Vahe Stepanian
Stewart Oldfield
Daniel‑E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: joyce tsoi ["vahe stepanian", "stewart oldfield", "daniel‑e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Stewart Oldfield
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: vahe stepanian ["stewart oldfield", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] [] []


subject: RE: Epstein mtg - reschedule [I]

cc_recipients:
Andrea Herbert
Joyce Tsoi

all_participants: vahe stepanian [] ["andrea herbert", "joyce tsoi"] []


subject: Epstein mtg - reschedule

to_recipients:
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman
Vahe Stepanian

cc_recipients:
Tracy-Ann Hopkins
Andrea Herbert

all_participants: stewart oldfield ["daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman", "vahe stepanian"] ["tracy-ann hopkins", "andrea herbert"] []


subject: FW: Thursday meeting


subject: Thursday meeting

all_participants: richard kahn ["stewart oldfield"] [] []


RM0082289 Daily Deposit Report 20171004


sender: Paul Barrett

subject: Re: FX'

all_participants: paul barrett ["[redacted]"] ["[redacted]"] []


subject: FX

to_recipients:
Martin Zeman
Stewart Oldfield

all_participants: paul barrett ["martin zeman", "stewart oldfield"] [] []


sender: Liam Osullivan

subject: Trade Report --> 5/8/18 [C]

cc_recipients:
Xavier Avila
Martin Zeman
Davide-A Sferrazza
Joshua Shoshan
Stewart Oldfield

all_participants: liam osullivan ["paul barrett", "richard kahn"] ["xavier avila", "martin zeman", "davide-a sferrazza", "joshua shoshan", "stewart oldfield"] []


Daily Deposit Report 20171123


RM0082289 Daily Deposit Report 20171129


subject: RE: Epstein/Southern Financial

all_participants: vahe stepanian ["stewart 0ldfield i"] ["cynthia rodriguez"] []


sender: Stewart Oldfield

subject: Epstein/Southern Financial

cc_recipients:
Bradley Gillin
Cynthia Rodriguez
Vahe Stepanian

all_participants: stewart oldfield ["charlie burrows"] ["bradley gillin", "cynthia rodriguez", "vahe stepanian"] []


sender: Cynthia Rodriguez

subject: RE: can you tell me what interest rate we are paying on JE's accounts?

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


subject: can you tell me what interest rate we are paying on JE's accounts? [I)

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


sender: Jeanne

subject: RE: Southern Financial

to_recipients:
Cynthia Rodriguez
Richard Kahn

cc_recipients:
Stewart Oldfield
Bella Klein

all_participants: jeanne ["cynthia rodriguez", "richard kahn"] ["stewart oldfield", "bella klein"] []


subject: RE: Southern Financial

to_recipients:
Jeanne
Richard Kahn

all_participants: cynthia rodriguez ["jeanne", "richard kahn"] ["stewart oldfield", "bella klein"] []


sender: Jeanne Brennan

subject: RE: Southern Financial

all_participants: jeanne brennan ["cynthia rodriguez"] ["stewart oldfield", "bella klein"] []


subject: RE: Southern Financial

cc_recipients:
Stewart Oldfield
Jeanne Brennan
Bella Klein

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


sender: Richard Kahn

subject: Re: Southern Financial

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: RM0082289 Daily Deposit Report 20170323

all_participants: dwhpbdw-batch@db.com [] [] []


subject: RE: catching up/risk premia investing

cc_recipients:
Audie Apple
Vahe Stepanian

all_participants: stewart oldfield ["richard kahn"] ["audie apple", "vahe stepanian"] []


subject: Re: catching up/risk premia investing

all_participants: richard kahn ["stewart oldfield"] ["vahe stepanian"] []


subject: catching up/risk premia investing

all_participants: stewart oldfield ["richard kahn"] [] []


sender: Vahe Stepanian

subject: RE: MBLY Tender [C]

all_participants: vahe stepanian ["richard kahn"] ["stewart 0ldfield"] []


subject: Re: MBLY Tender [C]

all_participants: richard kahn ["vahe stepanian"] [] []


subject: MBLY Tender [C]

all_participants: vahe stepanian ["richard kahn"] [] []


subject: FW: MBLY Tender [C] [I]

all_participants: vahe stepanian ["stewart 0ldfield i"] [] []


subject: RE: MBLY Tender ICI II]

to_recipients:
Vahe Stepanian
Chris Harvey

all_participants: stewart oldfield ["vahe stepanian", "chris harvey"] [] []


subject: RE: MBLY Tender [C] [I]

all_participants: vahe stepanian ["chris harvey"] ["stewart oldfield"] []


sender: Chris Harvey

subject: RE: MBLY Tender ICI (I)

all_participants: chris harvey ["vahe stepanian"] ["stewart oldfield"] []


subject: FW: MBLY Tender [C] [I]


subject: FW: MBLY Tender [C] [I]

to_recipients:
Zbynek Kozelsky
Donald Summer

all_participants: vahe stepanian ["zbynek kozelsky", "donald summer"] ["stewart oldfield"] []


sender: Zbynek Kozelsky

subject: RE: MBLY Tender [C] [I]

to_recipients:
Vahe Stepanian <██████████████████>
Donald Summer ██████████████████████

cc_recipients: Stewart Oldfield <██████████████████>

all_participants: zbynek kozelsky ["vahe stepanian <██████████████████>", "donald summer ██████████████████████"] ["stewart oldfield <██████████████████>"] []


subject: Re: are you running the Brooklyn half?

all_participants: richard kahn ["stewart oldfield"] [] []


subject: are you running the Brooklyn half?


subject: CD rates

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield"] []


subject: RE: IC)

all_participants: vahe stepanian ["richard kahn"] ["stewart oldfield"] []


all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


subject: Securities to buy

all_participants: richard kahn ["vahe stepanian"] ["stewart 0ldfield"] []


subject: RE: [name redacted] trading authority

all_participants: [name redacted] ["[recipient(s) redacted]"] ["[multiple recipients redacted]"] []


subject: Paul Barrett trading authority

to_recipients:
Vahe Stepanian
Stewart Oldfield

cc_recipients:
Darren Indyke
Alpha Group Capital
Jeanne Brennan

all_participants: richard kahn ["vahe stepanian", "stewart oldfield"] ["darren indyke", "alpha group capital", "jeanne brennan"] []


subject: Automatic reply: Southern Financial LLC -> documents for a new ISDA draft III

all_participants: stewart oldfield ["ellenoi jarvis"] [] []


subject: Re: Halsbrook


subject: Re: Halsbrook

all_participants: stewart oldfield ["richard kahn"] [] []


subject: RE: Inquiry regarding account BUTTERFLY TRUST, Case 137428 [II

all_participants: stewart oldfield ["armen brash"] [] []


sender: Armen Brash

subject: Re: Inquiry regarding account BUTTERFLY TRUST , Case 137428 [I]

all_participants: armen brash ["stewart oldfield"] [] []


subject: FW: Inquiry regarding account BUTTERFLY TRUST , Case 137428 [I]


sender: Kevin Wilson

subject: Inquiry regarding accoun BUTTERFLY TRUST , Case 137428 [I]

all_participants: kevin wilson ["stewart oldfield"] ["amlcompliance inquiries"] []


sender: PWM AML Compliance Deutsche Bank

all_participants: pwm aml compliance deutsche bank [] [] []


subject: Re: Saudi bond

all_participants: richard kahn ["stewart 0ldfield"] [] []


sender: Darlene Zong

subject: ✰✰ KINGDOM OF SAUDI ARABIA - TERMS/TIMING ✶✶ [C]

cc_recipients:
Daniel Sabba
Vahe Stepanian
Stewart Oldfield

all_participants: darlene zong ["richard kahn"] ["daniel sabba", "vahe stepanian", "stewart oldfield"] []


subject: Re: Butterfly trust [CI

all_participants: richard kahn ["stewart oldfield i"] ["cynthia rodriguez"] []


subject: Butterfly trust

all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: Re: Butterfly trust


sender: Robert Dicerbo

subject: RE: can you tell me what interest rate we are paying on JE's accounts? [I]

all_participants: robert dicerbo ["stewart oldfield"] ["arthur tremblay"] []


subject: FW: can you tell me what interest rate we are paying on JE's accounts? [I]

to_recipients:
Arthur Tremblay
Robert Dicerbo

all_participants: stewart oldfield ["arthur tremblay", "robert dicerbo"] [] []


all_participants: cynthia rodriguez ["stewart oldfield"] [] []


sender: [redacted]

subject: FW: Southern Financial LLC - EDD [C]

all_participants: [redacted] ["[redacted]"] ["[multiple recipients — redacted]"] []


sender: [name redacted]

subject: RE: aapl []

all_participants: [name redacted] ["[name redacted]"] ["4 recipients (names redacted)"] []


subject: RE: aapl [I]

cc_recipients:
Stewart Oldfield
Joshua Shoshan
Donald Summer

all_participants: zbynek kozelsky ["vahe stepanian"] ["stewart oldfield", "joshua shoshan", "donald summer"] []


subject: FW: aapl [I]

all_participants: vahe stepanian ["zbynek kozelsky"] ["stewart oldfield", "joshua shoshan", "donald summer"] []


subject: RE: Southern Financial

all_participants: cynthia rodriguez ["jeanne", "richard kahn"] ["stewart oldfield", "bella klein"] []


subject: RE: Southern Financial

all_participants: jeanne ["cynthia rodriguez", "richard kahn"] ["stewart oldfield", "bella klein"] []


subject: RE: Southern Financial

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


subject: Re: Southern Financial

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


subject: Always happy to help

to_recipients:
Jeanne
Richard Kahn
Stewart Oldfield
Bella Klein

all_participants: cynthia rodriguez ["jeanne", "richard kahn", "stewart oldfield", "bella klein"] [] []


subject: Thanks for the prompt response

to_recipients:
Cynthia Rodriguez
Richard Kahn
Stewart Oldfield
Bella Klein

all_participants: jeanne ["cynthia rodriguez", "richard kahn", "stewart oldfield", "bella klein"] [] []


subject: Please see attached. Thanks!


sender: Jeanne [REDACTED]

subject: RE: Southern Financial

all_participants: jeanne [redacted] ["cynthia rodriguez", "richard kahn"] ["stewart oldfield", "bella klein"] []


sender: [REDACTED]

subject: EMS/240517721746: Check referrals: 42953424 - 1099[1]

all_participants: [redacted] ["[redacted]"] ["[redacted]"] []


sender: Stewart Oldfield

all_participants: stewart oldfield [] [] []


subject: Re: trading meeting

all_participants: richard kahn ["stewart oldfield"] [] []


subject: Re: trading meeting

all_participants: stewart oldfield ["richard kahn"] [] []


sender: John Juul

subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC (Ii

all_participants: john juul ["wayne salit"] ["mike"] []


sender: Wayne Salit

subject: FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: wayne salit ["john juul"] [] []


sender: Dmitri Saks

subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

cc_recipients:
Carlos-A Garcia
Jan Bornebusch

all_participants: dmitri saks ["wayne salit"] ["carlos-a garcia", "jan bornebusch"] []


sender: Anastasia Pringle

subject: RE: EDD package for the RID : ONB-████████LKYCUS-█████Party name : Southern Financial LLC [I]

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan

all_participants: anastasia pringle ["us-cb s-aml"] ["ged account-opening", "manikandan muralidharan"] []


sender: Dmitri Saks On Behalf Of US-CB S-AML

subject: RE: EDD package for the RID : ONB- LKYCUS | Party name : Southern Financial LLC [I]

cc_recipients:
Ged Account-Opening
Manikandan Muralidharan
US-CB S-AML

all_participants: dmitri saks on behalf of us-cb s-aml ["anastasia pringle"] ["ged account-opening", "manikandan muralidharan", "us-cb s-aml"] []


subject: RE: EDD package for the RID [redacted] Party name : Southern Financial LLC [I]

all_participants: anastasia pringle ["dmitri"] [] []


all_participants: [x] ["anastasia"] [] []


sender: Manikandan Muralidharan

subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I]

all_participants: manikandan muralidharan ["anastasia pringle"] ["ged account-opening"] []


cc_recipients:
CAGNY NCA
Manikandan Muralidharan
Sujith Shetty
US-CBS-AML
Anastasia Pringle
Kumud Sharma

all_participants: dmitri saks ["jofin varghese"] ["cagny nca", "manikandan muralidharan", "sujith shetty", "us-cbs-aml", "anastasia pringle", "kumud sharma"] []


sender: Sujith Shetty

subject: EDD package for RID: ONB-120902 LKYCUS-3443, Party name: Southern Financial LLC [I]

all_participants: sujith shetty [] [] []


sender: Vahe Stepanian

subject: RE: Securities to buy IC) [I]

all_participants: vahe stepanian ["stewart 0ldfield"] [] []


subject: RE: Securities to buy IC]

all_participants: stewart oldfield ["vahe stepanian"] [] []


subject: RE: Securities to buy [C]

all_participants: vahe stepanian ["stewart oldfield"] [] []


subject: RE: Securities to buy [C]


subject: RE: Securities to buy IC]

cc_recipients:
Stewart Oldfield
Joshua Shoshan

all_participants: vahe stepanian ["richard kahn"] ["stewart oldfield", "joshua shoshan"] []


subject: Re: Securities to buy

all_participants: vahe stepanian ["richard kahn"] [] []


sender: Richard Kahn

subject: Securities to buy

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


sender: Martin Zeman

subject: RE: Epstein mtg - reschedule [I]

all_participants: martin zeman ["joyce tsoi"] ["vahe stepanian"] []


sender: Joyce Tsoi

subject: RE: Epstein mtg - reschedule II]

to_recipients:
Stewart Oldfield
Martin Zeman

all_participants: joyce tsoi ["stewart oldfield", "martin zeman"] ["vahe stepanian"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Joyce Tsoi
Martin Zeman

all_participants: stewart oldfield ["joyce tsoi", "martin zeman"] ["vahe stepanian"] []


sender: [Sender]

subject: RE: [redacted] mtg - reschedule

to_recipients:
[Recipient 1]
[Recipient 2]
[Recipient 3]
[Recipient 4]
[Recipient 5]
[Recipient 6]

all_participants: [sender] ["[recipient 1]", "[recipient 2]", "[recipient 3]", "[recipient 4]", "[recipient 5]", "[recipient 6]"] ["[recipient 7]"] []


subject: RE: Epstein mtg - reschedule [1]

to_recipients:
Joyce Tsoi
Vahe Stepanian
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: stewart oldfield ["joyce tsoi", "vahe stepanian", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Vahe Stepanian
Stewart Oldfield
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: joyce tsoi ["vahe stepanian", "stewart oldfield", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert"] []


subject: RE: Epstein mtg - reschedule [I]

to_recipients:
Stewart Oldfield
Daniel-E Kaiser
Xavier Avila
Martin Zeman
Matt Glassman

all_participants: vahe stepanian ["stewart oldfield", "daniel-e kaiser", "xavier avila", "martin zeman", "matt glassman"] ["andrea herbert", "joyce tsoi"] []


RM0082289 Daily Deposit Report 20170920


RM0082289 Daily Deposit Report 20171111


subject: RE: Inquiry Regarding Account

all_participants: stewart oldfield ["richard kahn"] ["bradley gillin"] []


subject: Re: Inquiry Regarding Account ███████

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin"] []


subject: Re: signed confirms [C]

cc_recipients: Multiple recipients (several redacted; ~8–9 people; one visible domain: @db.com)

all_participants: richard kahn [] ["multiple recipients (several redacted; ~8–9 people; one visible domain: @db.com)"] []


subject: signed confirms

to_recipients: Multiple recipients (several addresses/images heavily redacted; eight recipient entries visible but names are redacted in the image)

all_participants: richard kahn ["multiple recipients (several addresses/images heavily redacted; eight recipient entries visible but names are redacted in the image)"] [] []


subject: FW: USA Patriot Act Customer Identification Program Notification

all_participants: stewart oldfield ["martin zeman"] ["bradley gillin"] []


sender: Xavier Avila

subject: FW: USDARS Order Cancelled

to_recipients:
Martin Zeman
Stewart Oldfield

all_participants: xavier avila ["martin zeman", "stewart oldfield"] ["joshua shoshan"] []


sender: Cynthia Rodriguez

subject: RE: Account Planning sessions [C] [I]

to_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: cynthia rodriguez ["stewart oldfield", "bradley gillin"] [] []


subject: RE: Account Planning sessions IC] [I]

to_recipients:
Cynthia Rodriguez
Bradley Gillin

all_participants: stewart oldfield ["cynthia rodriguez", "bradley gillin"] [] []


subject: RE: Account Planning sessions ICJ [I]


subject: FW: Account Planning sessions [C]

to_recipients:
Bradley Gitlin
Cynthia Rodriguez

all_participants: stewart oldfield ["bradley gitlin", "cynthia rodriguez"] [] []


sender: Samantha Harmon

subject: Account Planning sessions [C]

all_participants: samantha harmon ["stewart oldfield"] [] []


RM0082289 Daily Deposit Report 20180222


RM0082289 Daily Deposit Report 20170617


sender: Paul Morris

subject: RE: send to rich please [I]

cc_recipients:
Vahe Stepanian
Stewart Oldfield

all_participants: paul morris ["daniel sabba"] ["vahe stepanian", "stewart oldfield"] []


sender: Daniel Sabba

subject: RE: send to rich please [C]

cc_recipients:
Paul Morris
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["jeffrey e."] ["paul morris", "vahe stepanian", "ariane dwyer"] []


sender: jeffrey E.

subject: Re: send to rich please [C]

all_participants: jeffrey e. ["daniel sabba"] ["paul morris", "vahe stepanian", "ariane dwyer"] []


subject: send to rich please

to_recipients:
Jeffrey E.
Richard Kahn
Paul Morris

all_participants: daniel sabba ["jeffrey e.", "richard kahn", "paul morris"] [] []


subject: RM0082289 Daily Deposit Report 20170725

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


sender: Stewart Oldfield

subject: RE: RUSH EXCO Approval Needed: KYC Case 01898372 [I]

all_participants: stewart oldfield ["dana ponzio"] [] []


sender: Dana Ponzio

subject: FW: RUSH EXCO Approval Needed: KYC Case 01898372 DI

all_participants: dana ponzio ["stewart oldfield"] [] []


subject: RUSH EXCO Approval Needed: KYC Case 01898372 [I]

all_participants: cynthia rodriguez ["patrick campion"] ["dana ponzio"] []


sender: Rishab Sarawagi

subject: RE: RM0082289 Daily Deposit Report 20180329 [II

all_participants: rishab sarawagi ["stewart 0ldfieki"] ["bradley gillin"] []


subject: FW: RM0082289 Daily Deposit Report 20180329

all_participants: stewart oldfield [] ["bradley gillin"] []


subject: RM0082289 Daily Deposit Report 20180329


sender: Rob Wang, on behalf of Amlcompliance Inquiries

subject: RE: Inquiry Regarding Account [redacted], Client: LSJE, LLC; Alert No. 83817 - DUE April 11, 2018 [I]

to_recipients:
Hildegarde Berrios
Michele-M Quattrocchi

cc_recipients:
Stewart Oldfield
Amlcompliance Inquiries
Rob Wang

all_participants: rob wang, on behalf of amlcompliance inquiries ["hildegarde berrios", "michele-m quattrocchi"] ["stewart oldfield", "amlcompliance inquiries", "rob wang"] []


sender: [Sender name redacted]

subject: RE: RM0082289 Daily Deposit Report 20180320 []

cc_recipients:
[CC recipient 1 redacted]
[CC recipient 2 redacted]

all_participants: [sender name redacted] ["[primary recipient name redacted]"] ["[cc recipient 1 redacted]", "[cc recipient 2 redacted]"] []


sender: Robert Dicerbo

subject: RE: RM0082289 Daily Deposit Report 20180320 III

all_participants: robert dicerbo ["stewart oldfield"] ["bradley gillin"] []


subject: RE: RM0082289 Daily Deposit Report 20180320 (I)

all_participants: stewart oldfield ["robert dicerbo"] ["bradley gillin"] []


subject: RE: RM0082289 Daily Deposit Report 20180320 [I]

all_participants: robert dicerbo ["stewart oldfield"] [] []


all_participants: robert dicerbo ["stewart 0ldfield"] ["bradley gillin"] []


all_participants: stewart oldfield ["robert dicerbo"] [] []


subject: FW: RM0082289 Daily Deposit Report 20180320 [I]


sender: Charlie Burrows

subject: RE: RM0082289 Daily Deposit Report 20180320 (lj

cc_recipients:
Bradley Gillin
Robert Dicerbo
Arthur Tremblay

all_participants: charlie burrows ["stewart oldfield"] ["bradley gillin", "robert dicerbo", "arthur tremblay"] []


all_participants: stewart oldfield ["robert dicerbo"] ["bradley gitlin"] []


all_participants: robert dicerbo ["stewart oldfield"] ["bradley gitlin"] []


RM0082289 Daily Deposit Report 20180320


sender: Vijay-A Sawant

subject: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS4499733) under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: vijay-a sawant ["bradley giilin"] ["stewart oldfield"] []


subject: RE: send to rich please [C]

cc_recipients:
Paul Morris
Daniel Sabba

all_participants: stewart oldfield ["ariane dwyer"] ["paul morris", "daniel sabba"] []


sender: Ariane Dwyer

subject: RE: send to rich please [C]

all_participants: ariane dwyer ["stewart oldfield"] ["paul morris", "daniel sabba"] []


subject: RE: send to rich please [C]

to_recipients:
Daniel Sabba
Vahe Stepanian
Ariane Dwyer

all_participants: stewart oldfield ["daniel sabba", "vahe stepanian", "ariane dwyer"] ["paul morris"] []


subject: Re: send to rich please [C]

cc_recipients:
Stewart Oldfield
Vahe Stepanian

all_participants: paul morris ["ariane dwyer"] ["stewart oldfield", "vahe stepanian"] []


subject: RE: send to rich please [C]

cc_recipients:
Vahe Stepanian
Daniel Sabba
Paul Morris

all_participants: ariane dwyer [] ["vahe stepanian", "daniel sabba", "paul morris"] []


subject: Re: send to rich please [C]

to_recipients:
jeevacation@gmail.com
███████████████████████
Paul Morris

cc_recipients:
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["jeevacation@gmail.com", "███████████████████████", "paul morris"] ["vahe stepanian", "ariane dwyer"] []


subject: send to rich please

to_recipients:
Daniel Sabba
Richard Kahn
Paul Morris

all_participants: jeffrey e. ["daniel sabba", "richard kahn", "paul morris"] [] []


sender: Ariane D

subject: RE: Reinsurance deal [CI

all_participants: ariane d ["stewart oldfield i"] [] []


subject: RE: Reinsurance deal [C]

to_recipients:
Stewart Oldfield
Tazia Smith
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: stewart oldfield ["stewart oldfield", "tazia smith", "paul morris", "matt glassman", "ariane dwyer"] [] []


subject: Re: Reinsurance deal (C]

to_recipients:
Tazia Smith
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: stewart oldfield ["tazia smith", "paul morris", "matt glassman", "ariane dwyer"] [] []


sender: Tazia Smith

subject: Re: Reinsurance deal (C]

to_recipients:
Paul Morris
Matt Glassman
Ariane Dwyer

all_participants: tazia smith ["paul morris", "matt glassman", "ariane dwyer"] ["stewart oldfield"] []


sender: Richard Kahn

subject: Re: Trade Report 1/13/2017 [C]

cc_recipients:
Darlene Zong
Stewart Oldfield
Darren Indyke

all_participants: richard kahn ["vahe stepanian"] ["darlene zong", "stewart oldfield", "darren indyke"] []


subject: RE: statements

all_participants: stewart oldfield ["richard kahn"] [] []


subject: Re: statements

all_participants: richard kahn ["stewart oldfield"] [] []


subject: statements


subject: statements


sender: Vahe Stepanian

subject: RE: Southern Financial - IA Request [I]

to_recipients:
Andrew Xu
Roddy Moore

cc_recipients:
Daniel Sabba
Keith Buckholz

all_participants: vahe stepanian ["andrew xu", "roddy moore"] ["daniel sabba", "keith buckholz"] []


sender: Andrew Xu

subject: RE: Southern Financial - IA Request [I]

all_participants: andrew xu [] ["daniel sabba", "keith buckholz"] []


subject: RE: Southern Financial - IA Request [I]

to_recipients:
Vahe Stepanian
Roddy Moore

all_participants: andrew xu ["vahe stepanian", "roddy moore"] ["daniel sabba", "keith buckholz"] []


sender: PBW/WM/MIS ETL/PBW 15116

subject: RM0082289 Daily Deposit Report 20160727

all_participants: pbw/wm/mis etl/pbw 15116 ["█████████████████████████"] [] []


sender: Daniel Sabba

subject: Automatic reply: Southern Financial - Saudi bond new issue. fil

all_participants: daniel sabba ["stewart oldfield"] [] []


sender: Kavish Sharma, on behalf of sigver dbgps

subject: Check Referral

cc_recipients:
Mitchell
Muhammod J Uddin
Joy E
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez
sigver dbgps

all_participants: kavish sharma, on behalf of sigver dbgps ["stewart oldfield"] ["mitchell", "muhammod j uddin", "joy e", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "brianna fowler", "bradley gillin", "cynthia rodriguez", "sigver dbgps"] []


sender: Jeanne

subject: RE: Southern Financial

to_recipients:
Cynthia Rodriguez
Richard Kahn

cc_recipients:
Stewart Oldfield
Bella Klein

all_participants: jeanne ["cynthia rodriguez", "richard kahn"] ["stewart oldfield", "bella klein"] []


sender: Cynthia Rodriguez

subject: RE: Southern Financial

to_recipients:
Jeanne
Richard Kahn

all_participants: cynthia rodriguez ["jeanne", "richard kahn"] ["stewart oldfield", "bella klein"] []


subject: RE: Southern Financial

cc_recipients:
Stewart Oldfield
Jeanne Brennan
Bella Klein

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


subject: Re: Southern Financial

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "jeanne brennan", "bella klein"] []


subject: Re: Southern Financial

all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: RA40082289 Daily Deposit Report 20170324

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


EMS/281217311173: Check referrals: 42953758 - 1235[l]


RM0082289 Daily Deposit Report 20160913


sender: Todd Stevens

subject: RE: Epstein follow up [C]

to_recipients:
Stewart Oldfield
Samantha Harmon
Daniel Sabba

cc_recipients:
Andrew Gallivan
Tracy-Ann Hopkins

all_participants: todd stevens ["stewart oldfield", "samantha harmon", "daniel sabba"] ["andrew gallivan", "tracy-ann hopkins"] []


sender: Stewart Oldfield

subject: RE: Epstein follow up [C]

to_recipients:
Samantha Harmon
Patrick Campion

cc_recipients:
Todd Stevens
Andrew Gallivan

all_participants: stewart oldfield ["samantha harmon", "patrick campion"] ["todd stevens", "andrew gallivan"] []


sender: Samantha Harmon

subject: RE: Epstein follow up [C]

to_recipients:
Stewart Oldfield
Patrick Campion

all_participants: samantha harmon ["stewart oldfield", "patrick campion"] ["todd stevens", "andrew gallivan"] []


subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812

to_recipients:
Todd Stevens
Daniel Sabba
Stewart Oldfield

all_participants: vahe stepanian ["todd stevens", "daniel sabba", "stewart oldfield"] ["darlene zong"] []


to_recipients:
Vahe Stepanian
Daniel Sabba
Stewart Oldfield

all_participants: todd stevens ["vahe stepanian", "daniel sabba", "stewart oldfield"] ["darlene zong"] []


subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812

to_recipients:
Todd Stevens
Daniel Sabba

all_participants: vahe stepanian ["todd stevens", "daniel sabba"] ["darlene zong"] []


sender: Michael Valencia

cc_recipients:
Daniel Sabba
Darlene Zong

all_participants: michael valencia ["vahe stepanian"] ["daniel sabba", "darlene zong"] []


subject: RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I]

cc_recipients:
Daniel Sabba
ar ene Zong

all_participants: vahe stepanian ["kyc outreachteam"] ["daniel sabba", "ar ene zong"] []


sender: Michael Valencia On Behalf Of kyc outreachteam

subject: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [IJ

all_participants: michael valencia on behalf of kyc outreachteam ["vahe stepanian"] [] []


sender: [REDACTED NAME]

subject: Check Referral - Acct 42953424, 42953758 [I]

all_participants: [redacted name] ["[redacted recipient]"] ["multiple recipients (names and addresses heavily redacted in image; ~12–14 entries)"] []


subject: RE:

cc_recipients:
Stewart Oldfield
Jeanne Brennan

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "jeanne brennan"] []


all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "jeanne brennan"] []


sender: Delores Rubin

subject: RE: [REDACTED] [C]

cc_recipients: Multiple recipients (names/emails redacted)

all_participants: delores rubin ["2 recipients (names redacted)"] ["multiple recipients (names/emails redacted)"] []


subject: RE: Rothschild [C]

cc_recipients:
Delores Rubin
Stewart Oldfield
Vahe Stepanian
Glassman
Davide-A Sferrazza

all_participants: tazia smith ["richard kahn"] ["delores rubin", "stewart oldfield", "vahe stepanian", "glassman", "davide-a sferrazza"] []


subject: Re: Rothschild [C]

cc_recipients:
Delores Rubin
Stewart Oldfield
Vahe Stepanian
Matt Glassman
Davide-A Sferrazza

all_participants: richard kahn ["tazia smith"] ["delores rubin", "stewart oldfield", "vahe stepanian", "matt glassman", "davide-a sferrazza"] []


subject: Re: Rothschild [C]

to_recipients:
Delores Rubin
Richard Kahn

cc_recipients:
Stewart Oldfield
Vahe Stepanian
Matt Glassman

all_participants: tazia smith ["delores rubin", "richard kahn"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: Re: Rothschild [C]

cc_recipients:
Delores Rubin
Stewart Oldfield
Vahe Stepanian
Matt Glassman

all_participants: tazia smith ["richard kahn"] ["delores rubin", "stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: RE: Rothschild [C]

to_recipients:
Richard Kahn
Tazia Smith

all_participants: delores rubin ["richard kahn", "tazia smith"] ["stewart oldfield", "vahe stepanian", "matt glassman"] []


subject: Re: Rothschild [C]

cc_recipients: [Multiple recipients — most names redacted]

all_participants: richard kahn ["[redacted]"] ["[multiple recipients — most names redacted]"] []


subject: Re: Rothschild [C]

all_participants: richard kahn ["tazia smith"] [] []


subject: Fwd: Rothschild

all_participants: richard kahn ["tazia smith"] ["stewart oldfield"] []


subject: Re: trading meeting

all_participants: richard kahn ["stewart oldfield"] [] []


sender: Richard Kahn (HBRK Associates Inc.)

subject: Trading Meeting

all_participants: richard kahn (hbrk associates inc.) ["stewart oldfield"] [] []


subject: Re: trading meeting 9am


subject: Re:

all_participants: stewart.oldfield@db.com [] [] []


sender: Vahe Stepanian(DEUTSCHE BANK SECURI)

subject: (BN) Twitter Shares Slump as Executives Say Growth Will Take Tim

all_participants: vahe stepanian(deutsche bank securi) [] [] []


sender: Richard Katu

subject: Re: Bronx 10 Mile [CI

all_participants: richard katu ["stewart 0ldfield"] [] []


sender: New York Road Runners

subject: The Countdown Begins to the New Balance Bronx 10 Mile

all_participants: new york road runners ["████████████████████████"] [] []


sender: Joshua Shoshan

subject: Tentative: FW: Epstein trading meeting [I]

all_participants: joshua shoshan ["stewart oldfield"] [] []


subject: RE: DB preferred deposits and CDs - increased rates as of 3/15/18

to_recipients:
Stewart Oldfield
Richard Kahn

all_participants: cynthia rodriguez ["stewart oldfield", "richard kahn"] ["bradley gillin"] []


all_participants: stewart oldfield [] [] []


sender: Bradley Gillin

subject: RE: euro account [C] [I]

all_participants: bradley gillin ["stewart oldfield"] [] []


subject: Re: euro account [C)

all_participants: stewart oldfield ["bradley gillin"] [] []


subject: Confidential


subject: Fwd: euro account


sender: Richard Kahn

subject: euro account


sender: Martin Zeman

subject: Southern Financial P/L - YTD [C]

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan
Xavier Avila
Daniel-E Kaiser
Martin Zeman
Nina Tona
Alastair Mackinlay
Ian Salters
Vahe Stepanian

all_participants: martin zeman ["stewart oldfield"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan", "xavier avila", "daniel-e kaiser", "martin zeman", "nina tona", "alastair mackinlay", "ian salters", "vahe stepanian"] []


sender: Davide-A Sferrazza

subject: Automatic reply: Southern Financial PA - YID ICI

all_participants: davide-a sferrazza ["stewart oldfield"] [] []


sender: Michele-M Quattrocchi

subject: RE: deposit Ill

all_participants: michele-m quattrocchi ["bradley gillin"] ["stewart 0ldfield"] []


subject: Fwd: deposit

all_participants: bradley gillin ["michele-m quattrocchi"] ["stewart oldfield"] []


subject: deposit

all_participants: richard kahn ["bradley gillin"] ["bella klein"] []


sender: Adrienne Bull

subject: RE: 2018 Regular Reviews: High Risk clients [I]

to_recipients:
Janice Franklin
Sheffali Welch

cc_recipients:
Oliver Esslinger
Wayne Salit
Yoonsun Chung
Kshitij Golani

all_participants: adrienne bull ["janice franklin", "sheffali welch"] ["oliver esslinger", "wayne salit", "yoonsun chung", "kshitij golani"] []


sender: Janice Franklin

cc_recipients:
Oliver Esslinger
Sheffali Welch
Wayne Salit
Yoonsun Chung
Kshitij Golani

all_participants: janice franklin ["adrienne bull"] ["oliver esslinger", "sheffali welch", "wayne salit", "yoonsun chung", "kshitij golani"] []


cc_recipients:
Oliver Esslinger
Adrienne Bull
Wayne Salit
Yoonsun Chung
Kshitij Golani

all_participants: janice franklin ["sheffali welch"] ["oliver esslinger", "adrienne bull", "wayne salit", "yoonsun chung", "kshitij golani"] []


sender: [name redacted]

all_participants: [name redacted] ["[multiple recipients; some names redacted]"] ["[multiple recipients; some names redacted]"] []


sender: Paul Morris

subject: Fw: Twitter follow-up - TRS + short calls [C]

all_participants: paul morris ["stewart oldfield"] [] []


sender: Daniel Sabba

subject: RE: Twitter follow-up - TRS + short calls [C]

cc_recipients:
Vahe Stepanian
Richard Kahn <██████████████████████>
Paul Morris

all_participants: daniel sabba ["jeffrey epstein <jeevacation@gmail.com>"] ["vahe stepanian", "richard kahn <██████████████████████>", "paul morris"] []


subject: Twitter follow-up - TRS + short calls [C]

cc_recipients:
Vahe Stepanian
Richard Kahn
Paul Morris

all_participants: daniel sabba ["jeffrey epstein"] ["vahe stepanian", "richard kahn", "paul morris"] []


sender: Stewart Oldfield

subject: RE: Re: Account (redacted) [1]

all_participants: stewart oldfield ["lisa-m ramos"] [] ["(redacted)"]


sender: Patricia A Wingate

subject: RE: URGENT REQUEST [SC]

cc_recipients:
Stewart Oldfield
Kimberly Hart

all_participants: patricia a wingate ["daphne cales"] ["stewart oldfield", "kimberly hart"] []


sender: Daphne Cales

subject: URGENT REQUEST [SCJ

all_participants: daphne cales ["patricia a wingate"] ["stewart oldfield", "kimberly hart"] []


subject: Re: Butterfly brokerage

all_participants: richard kahn ["stewart oldfield"] [] []


sender: [REDACTED NAME]

subject: RE: Butterfly brokerage

all_participants: [redacted name] ["[redacted name]"] ["[redacted name]"] []


sender: Stewart 0ldfield

subject: RE: Butterfly brokerage

all_participants: stewart 0ldfield ["coley jellinghaus"] ["bradley giulia"] []


sender: Coley Jellinghaus

subject: RE: Butterfly brokerage

all_participants: coley jellinghaus ["stewart oldfleld"] ["bradley gillin"] []


subject: FW: Butterfly brokerage

all_participants: stewart oldfield ["coley jellingbau"] ["bradley gitlin"] []


subject: Who will have trading authority?

all_participants: stewart oldfield ["richard kahn"] [] []


subject: FW: Twitter follow-up - TRS + short calls ICI

all_participants: paul morris ["stewart 0ldfield"] [] []


sender: Darren Indyke

subject: Fwd: Scanned Document

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: darren indyke ["stewart oldfield"] ["darren indyke", "richard kahn"] []


sender: Richard larossi

subject: RE: Epstein - negative media ill

all_participants: richard larossi ["stewart oldfield"] ["bradley gillin"] []


sender: Bradley Gillin

subject: FW: Epstein - negative media III

all_participants: bradley gillin ["richard larossi"] [] []


sender: Kimberly Hart

subject: RE: Epstein - negative media [II

all_participants: kimberly hart ["stewart oldfield"] ["bradley gillin"] []


subject: RE: Epstein - negative media [I]

cc_recipients:
Bradley Gillin
Stewart Oldfield

all_participants: richard larossi ["kimberly hart"] ["bradley gillin", "stewart oldfield"] []


subject: RE: Epstein - negative media [I]


subject: Epstein discussion

to_recipients:
Samantha Harmon
Mamie Holland

all_participants: stewart oldfield ["samantha harmon", "mamie holland"] [] []


sender: Liam Osullivan

subject: Paul Barrett POA's [C]

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: liam osullivan ["stewart oldfield"] ["bradley gillin", "richard iarossi"] []


subject: Mort Inc

to_recipients:
Bradley Gillin
Richard Iaross

all_participants: stewart oldfield ["bradley gillin", "richard iaross"] ["stewart.oldfield@db.com"] []


subject: RE: Epstein - negative media [C] [I]

all_participants: [name redacted] ["multiple recipients"] ["multiple recipients"] []


subject: Fwd: Epstein - negative media [I] [C]

to_recipients:
Daphne Cales
Vinita Advani
Vijay-A Sawant
Alka Babu
Mayur Rathod

all_participants: stewart oldfield ["daphne cales", "vinita advani", "vijay-a sawant", "alka babu", "mayur rathod"] ["bradley gillin", "richard iarossi"] []


sender: Yoonsun Chung

subject: RE: Epstein Insurance Trust DI

to_recipients:
Stewart Oldfield
Bradley Giffin

all_participants: yoonsun chung ["stewart oldfield", "bradley giffin"] [] []


subject: RE: Epstein Insurance Trust (I)

to_recipients:
Yoonsun Chung
Bradley Gillin

all_participants: stewart oldfield ["yoonsun chung", "bradley gillin"] [] []


subject: FW: Epstein Insurance Trust DI

all_participants: yoonsun chung ["bradley gitlin"] ["stewart oldfield"] []


subject: RE: Epstein Insurance Trust [I]

all_participants: [name redacted] ["2 recipients (names/emails redacted)"] [] []


subject: Epstein Insurance Trust [I]

all_participants: bradley gillin ["yoonsun chung"] ["stewart oldfield"] []


subject: Fwd: JEGE INC

all_participants: stewart oldfield ["brigid macias"] ["daphne cales"] []


sender: Bella Klein

subject: JEGE INC

cc_recipients:
Bradley Gillin
Richard Kahn
Darren Indyke

all_participants: bella klein ["stewart oldfield"] ["bradley gillin", "richard kahn", "darren indyke"] []


sender: bellaklein

subject: Fwd: JEE WT

cc_recipients:
Rich Kahn
Darren Indyke

all_participants: bellaklein ["paul morris"] ["rich kahn", "darren indyke"] []


subject: FW: JEE WT [I]

all_participants: paul morris ["amanda kirby"] [] []


subject: account summary

all_participants: stewart oldfield ["rich"] [] []


subject: FW: FORMAT VALIDATION FAILED FILED 20 : 15248111, T: 02049845 [I]

all_participants: stewart oldfield ["brigid macias"] [] []


sender: Shanu Gujaria

subject: RE: FORMAT VALIDATION FAILED FILED 20 : 15248111, T: 02049845 [I]

to_recipients:
Rishabh Sharma
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: shanu gujaria ["rishabh sharma", "stewart oldfield", "bradley gillin", "monica gilkinson"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "pwmitus.productionsupport@db.com"] []


sender: Rishabh Sharma

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "shanu gujaria", "pwmitus.productionsupport@db.com"] []


RM0082289 Daily Deposit Report 20190212


sender: Lisa-M Ramos

subject: RE: A/C# ██████████ (SBL Pending)

cc_recipients:
Michael Coomb-Smith
Sujeyri Olivo

all_participants: lisa-m ramos ["stewart oldfield"] ["michael coomb-smith", "sujeyri olivo"] []


subject: FW: SFL 3804 WT to Interactive Brokers xx8698_030819 [CI

all_participants: liam osullivan ["stewart oldfield"] [] []


subject: SFL 3804 WT to Interactive Brokers xx8698_030819

all_participants: bella klein ["liam osullivan"] ["darren indyke", "richard kahn"] []


RM0082289 Daily Deposit Report 20190328


sender: Sushant Banerji

subject: Outstanding Official Checks Report as of 03/2019

to_recipients:
Michele-M Quattrocchi
Michelle Pecorino
Carmen A Ayala

all_participants: sushant banerji ["michele-m quattrocchi", "michelle pecorino", "carmen a ayala"] [] []


sender: Patrick Campion

subject: RE: Jeffrey Epstein arrested for sex trafficking of minors in Florida and New York Ill

all_participants: patrick campion ["stewart oldfield"] [] []


sender: Stewart Oldfield

subject: RE: Jeffrey Epstein arrested for sex trafficking of minors in Florida and Nell York III

all_participants: stewart oldfield ["patrick campion"] [] []


subject: FW: Jeffrey Epstein arrested for sex trafficking of minors in Florida and New York


sender: Fabrizio Campelli

subject: Jeffrey Epstein arrested for sex trafficking of minors in Florida and New York

all_participants: fabrizio campelli ["patrick campion"] [] []


sender: CFA Society New York SmartBrief

subject: Space startup Virgin Galactic reportedly prepares to go public

all_participants: cfa society new york smartbrief ["███████████████████"] [] []


sender: [name redacted]

subject: Urgent Request [C]

all_participants: [name redacted] ["[name redacted]"] ["[name redacted]"] []


sender: Bisnow

subject: Real Estate News and Events

all_participants: bisnow ["[redacted]"] [] []


subject: Re: 2018 Periodic Review of accts Mort, Inc and Gratitude America Ltd under the SOUTHERN FINANCIAL RELATIONSHIP

cc_recipients:
Richard Iarossi
Mayur Rathod
Bradley Gillin

all_participants: stewart oldfield ["vijay-a sawant"] ["richard iarossi", "mayur rathod", "bradley gillin"] []


subject: FW: Scanned Document

all_participants: stewart oldfield ["liam osullivan"] ["richard larossi"] []


sender: Darren Indyke

subject: Fwd: Scanned Document

all_participants: darren indyke ["stewart oldfield"] ["darren indyke", "richard kahn"] []


subject: pls send a copy of your ID when you can. Thanks

all_participants: stewart oldfield ["richard kahn <richardkahn12@gmail.com>"] [] []


sender: [Name redacted]

subject: Fwd: Butterfly Trust account

to_recipients:
[Recipient 1 redacted]
[Recipient 2 redacted]

all_participants: [name redacted] ["[recipient 1 redacted]", "[recipient 2 redacted]"] [] []


sender: Bradley Gillin

subject: Outstanding lefferies List II]

all_participants: bradley gillin ["stewart 0ldfield"] ["richard larossi"] []


subject: Hyperion Air LLC - KYC [I]

cc_recipients:
Stewart Oldfield
Richard Iarossi

all_participants: bradley gillin ["vijay-a sawant"] ["stewart oldfield", "richard iarossi"] []


sender: Emily Craig

subject: Re: Open 2018 HR KYCs

all_participants: emily craig ["stewart oldfield i"] [] []


subject: RE: Open 2018 HR KYCs

all_participants: stewart oldfield ["[name redacted]"] ["3 recipients (names redacted)"] []


subject: Open 2018 HR KYCs

all_participants: [name redacted] ["[recipient redacted]"] ["3 recipients (email addresses blacked out)"] []


subject: FW: LR/MR portfolio discussion

to_recipients:
Bradley Gillin I
Richard larossi

all_participants: stewart oldfield ["bradley gillin i", "richard larossi"] [] []


subject: Vijay, please call me when you can

all_participants: stewart oldfield ["vijay-a sawant"] [] []


sender: Daphne Cales

subject: RE: Epstein debit card [I]

all_participants: daphne cales ["stewart oldfield"] [] []


subject: Epstein debit card llj

all_participants: stewart oldfield ["daphne cates <daphne.cales@db.com>"] [] []


subject: Thu 20 Dec 2018 15:51:56 Conversation #14538902

all_participants: im@discard.mail.db.com ["stewart.oldfield@db.com", "martin.zeman@db.com"] [] []


sender: [REDACTED]

subject: RE: JEGE INC

cc_recipients: [REDACTED] [REDACTED] [REDACTED] [REDACTED] [REDACTED]

all_participants: [redacted] ["[redacted]"] ["[redacted]", "[redacted]", "[redacted]", "[redacted]", "[redacted]"] ["[redacted]"]


subject: RE: Wire Requests ICI

all_participants: stewart oldfield ["ham osullivan"] ["martin zeman i"] []


sender: Liam Osullivan

subject: FW: Wire Requests (CJ

all_participants: liam osullivan ["stewart oldfield"] ["martin zeman"] []


subject: FW: Wire Requests ICI

all_participants: liam osullivan ["stewart oldfield"] [] []


sender: Bella Klein

subject: Re: Wire Requests [C]

cc_recipients:
Davide-A Sferrazza
Darren Indyke
Richard Kahn

all_participants: bella klein ["liam osullivan"] ["davide-a sferrazza", "darren indyke", "richard kahn"] []


all_participants: bella klein ["liam osullivan"] [] []


subject: Re: Wire Requests [C]

all_participants: liam osullivan ["bella klein"] [] []


subject: Wire Requests [C]


subject: Confidential

to_recipients: Richard Dairen

all_participants: liam osullivan ["richard", "dairen"] [] []


sender: Richard Kahn

subject: Enhanced Education

to_recipients:
Davide-A Sferrazza
Liam Osullivan

cc_recipients:
Jeanne Brennan
Darren Indyke
Liam Osullivan

all_participants: richard kahn ["davide-a sferrazza", "liam osullivan"] ["jeanne brennan", "darren indyke", "liam osullivan"] []


subject: RE: Enhanced Education [C]

all_participants: stewart oldfield ["liam osullivan"] [] []


subject: RE: Enhanced Education [C]

cc_recipients:
Davide-A Sferrazza
Jeanne Brennan
Darren Indyke
Martin Zeman
Stewart Oldfield

all_participants: liam osullivan ["richard kahn"] ["davide-a sferrazza", "jeanne brennan", "darren indyke", "martin zeman", "stewart oldfield"] []


subject: Confidential

to_recipients: Richard Darren

all_participants: liam osullivan ["richard", "darren"] [] []


subject: RM0082289 Daily Deposit Report 20190216

all_participants: dwhpbdw-batch@db.com [] [] []


subject: RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 (CI

all_participants: liam osullivan ["richard kahn"] ["stewart oldfield"] []


subject: RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 (C)


subject: Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 [C]

all_participants: richard kahn ["liam osullivan"] ["stewart oldfield"] []


all_participants: liam osullivan ["richard kahn"] [] []


subject: RM0082289 Daily Deposit Report 20190316

all_participants: dwhpbdw-batch@db.com ["rm0082289@list.db.com"] [] []


subject: Re: Letter

all_participants: stewart oldfield ["darren indyke"] ["richard kahn"] ["[redacted]"]


subject: RE: Caterpillar Trust DI

all_participants: stewart oldfield ["natalie barak"] ["brigid macias"] []


sender: Natalie Barak

subject: Caterpillar Trust

cc_recipients:
Stewart Oldfield <blackened out>
Brigid Macias

all_participants: natalie barak ["bklei <blackened out>.com"] ["stewart oldfield <blackened out>", "brigid macias"] []


sender: Brigid Macias

subject: RE: Wire deposit

to_recipients:
Richard Kahn
Bella Klein

all_participants: brigid macias ["richard kahn", "bella klein"] [] []


subject: Automatic reply: SOUTHERN FINANCIAL RELATIONSHIP - KYC Case Comment [IJ

all_participants: stewart oldfield ["armen brash"] [] []


RM0082289 Daily Deposit Report 20190621


sender: Donna Kerrigan

subject: Urgent Request C

all_participants: donna kerrigan ["robert frohlich"] ["stewart oldfield"] []


subject: RM0082289 Daily Deposit Report 20180821


subject: Southern Financial/Epstein KYC Remediation

all_participants: bradley gillin ["vijay-a sawant"] ["stewart oldfield"] []


sender: Stewart Oldfield

subject: pipeline additions

to_recipients:
Samantha Harmon
Richard larossi

all_participants: stewart oldfield ["samantha harmon", "richard larossi"] ["bradley gillin"] []


subject: Re: 2018 Periodic Review of High Risked Accounts for Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [I]

all_participants: stewart oldfield ["vijay-a sawant"] ["richard iarossi", "mayur rathod", "bradley gillin"] []


sender: Vijay-A Sawant

subject: 2018 Periodic Review of High Risked Accounts

all_participants: vijay-a sawant ["stewart oldfield"] ["richard iarossi", "mayur rathod", "bradley gillin"] []


all_participants: vijay-a sawant ["stewart oldfield"] [] []


sender: Vijay Sawant

subject: Re: 2018 Periodic Review of High Risked Accounts

cc_recipients:
Mayur Rathod
Richard larossi
Bradley Gillin

all_participants: vijay sawant ["stewart oldfield"] ["mayur rathod", "richard larossi", "bradley gillin"] []


all_participants: stewart oldfield ["vijay-a sawant"] ["mayur rathod", "richard larossi", "bradley gillin"] []


subject: RE: 2018 Periodic Review of High Risked Accounts Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP III

to_recipients:
Stewart Oldfield
Richard larossi

cc_recipients:
Mayur Rathod
Bradley Gillin

all_participants: vijay-a sawant ["stewart oldfield", "richard larossi"] ["mayur rathod", "bradley gillin"] []


subject: RM0082289 Daily Deposit Report 20181018

all_participants: dwhpbdw-batch@db.com [] [] []


subject: RE: Epstein Insurance Trust [I]

to_recipients:
Yoonsun Chung
Stewart Oldfield
Emily Craig

all_participants: bradley gillin ["yoonsun chung", "stewart oldfield", "emily craig"] ["daphne cales"] []


subject: RE: Epstein Insurance Trust [I] [C]


sender: Yoonsun Chung

subject: RE: Epstein Insurance Trust [I]

to_recipients:
Stewart Oldfield
Emily Craig
Bradley Gillin

all_participants: yoonsun chung ["stewart oldfield", "emily craig", "bradley gillin"] ["daphne cales"] []


subject: RE: Epstein Insurance Trust [I]

to_recipients:
Emily Craig
Yoonsun Chung
Bradley Gillin

all_participants: stewart oldfield ["emily craig", "yoonsun chung", "bradley gillin"] ["daphne cales"] []


subject: RE: Epstein Insurance Trust [I]

to_recipients:
Yoonsun Chung
Stewart Oldfield
Bradley Gillin

all_participants: emily craig ["yoonsun chung", "stewart oldfield", "bradley gillin"] ["daphne cales"] []


subject: RE: Epstein Insurance Trust [I]

to_recipients:
Stewart Oldfield
Bradley Gillin

cc_recipients:
Emily Crai
Daphne Cale

all_participants: yoonsun chung ["stewart oldfield", "bradley gillin"] ["emily crai", "daphne cale"] []


subject: RE: Epstein Insurance Trust [I]

to_recipients:
Yoonsun Chung
Bradley Gillin

cc_recipients:
Emily Craig
ap ne Cales

all_participants: stewart oldfield ["yoonsun chung", "bradley gillin"] ["emily craig", "ap ne cales"] []


subject: RE: Epstein Insurance Trust III

all_participants: yoonsun chung ["stewart oldfield", "bradley gillin"] [] []


subject: RE: Epstein Insurance Trust

to_recipients:
Yoonsun Chung
Bradley Gitlin

all_participants: stewart oldfield ["yoonsun chung", "bradley gitlin"] [] []


subject: RE: Epstein Insurance Trust


subject: RE: Epstein Insurance Trust Ill

all_participants: stewart oldfield ["yoonsun chung", "bradley gillin"] [] []


subject: RE: Epstein Insurance Trust (I]


subject: FW: Epstein Insurance Trust [II

all_participants: yoonsun chung ["dimitra manley"] [] []


subject: RE: Epstein Insurance Trust [I]


sender: [name redacted] <[email redacted]>

subject: RE: [redacted] Insurance Trust [I]

to_recipients:
[name redacted] <[email redacted]>
[name redacted] <[email redacted]>

all_participants: [name redacted] <[email redacted]> ["[name redacted] <[email redacted]>", "[name redacted] <[email redacted]>"] [] []


sender: Bradley Gitlin

subject: Epstein Insurance Trust [I]

all_participants: bradley gitlin ["yoonsun chung"] ["stewart oldfield"] []


subject: FW: Missed conversation with Bradley Gitlin

all_participants: yoonsun chung ["bradley gitlin"] [] []


subject: Missed conversation with Bradley Gillin

to_recipients:
Bradley Gillin
Yoonsun Chung

all_participants: yoonsun chung ["bradley gillin", "yoonsun chung"] [] []


sender: Andrew King

subject: Siris Partners IV

all_participants: andrew king ["██████████████████████████████████████"] ["stewart oldfield"] []


sender: Amara Vasavi, on behalf of PWMITUS ProductionSupport

subject: RE: Message in format validation

cc_recipients:
Shanu Gujaria
Rishabh Sharma
Stewart Oldfield
Bradley Gillin
Richard Iarossi
PWMITUS ProductionSupport

all_participants: amara vasavi, on behalf of pwmitus productionsupport ["naveen bagaria"] ["shanu gujaria", "rishabh sharma", "stewart oldfield", "bradley gillin", "richard iarossi", "pwmitus productionsupport"] []


subject: Re:

all_participants: stewart oldfield ["richard kahn"] [] []


all_participants: richard kahn ["stewart oldfield"] [] []


subject: Re: Neptune LLC & Butterfly Trust - GCIS # , KYC # 2075620 [1]

cc_recipients:
Vijay-A Sawant
Bradley Gillin
Natalie Barak
Vinita Advani

all_participants: stewart oldfield ["mayur rathod"] ["vijay-a sawant", "bradley gillin", "natalie barak", "vinita advani"] []


sender: Mayur Rathod

all_participants: mayur rathod ["stewart oldfield"] [] []


subject: RE: ref: Business Internet Banking rejected cases created between 2017- April 2019 [I]

to_recipients:
Bradley Gillin
Natalie Barak

all_participants: stewart oldfield ["bradley gillin", "natalie barak"] [] []


subject: RE: Zorro management account xxxx6807

to_recipients:
Bella Klein
Natalie Barak

cc_recipients:
Bradley Gillin
Stewart Oldfield
Richard Kahn

all_participants: brigid macias ["bella klein", "natalie barak"] ["bradley gillin", "stewart oldfield", "richard kahn"] []


subject: Re: Zorro management account xxxx6807

cc_recipients:
Brigid Macias
Bradley Gillin
Stewart Oldfield
Richard Kahn

all_participants: bella klein ["natalie barak"] ["brigid macias", "bradley gillin", "stewart oldfield", "richard kahn"] []


subject: Re: Zorro management account xxxx6807

all_participants: natalie barak [] [] []


subject: RE: Neptune LLC Corp Resolution Query - KYC#

to_recipients:
Bradley Gillin
Richard larossi

cc_recipients:
Mayur Rathod
Stewart Oldfield

all_participants: vijay-a sawant ["bradley gillin", "richard larossi"] ["mayur rathod", "stewart oldfield"] []


subject: Neptune LLC Corp Resolution Query - KYC

cc_recipients:
Mayur Rathod
Stewart 0ldfie

all_participants: vijay-a sawant ["bradley gillin", "richard larossi"] ["mayur rathod", "stewart 0ldfie"] []


subject: FW: Any chance you also have the Mort certificate handy? Thanks

all_participants: stewart oldfield ["bradley gillin"] [] []


sender: Richard larossi

subject: RE: Any chance you also have the Mort certificate handy? Thanks

to_recipients:
Bella Klein
Stewart Oldfield

cc_recipients:
Richard Kahn
Bradley Gillin

all_participants: richard larossi ["bella klein", "stewart oldfield"] ["richard kahn", "bradley gillin"] []


subject: Re: Any chance you also have the Mort certificate handy? Thanks

cc_recipients:
Richard Kahn
Bradley Gillin
Richard Iarossi

all_participants: bella klein ["stewart oldfield"] ["richard kahn", "bradley gillin", "richard iarossi"] []


subject: Did you come to any conclusions on this one?


sender: Emily Craig

subject: RE: Gratitude [I]

all_participants: emily craig ["stewart oldfield"] [] []


subject: RE: Gratitude [I]

all_participants: stewart oldfield ["emily craig"] [] []


subject: RE: Gratitude Ill


subject: RE: Gratitude

to_recipients:
Vijay-A Sawant
Mayur Rathod

cc_recipients:
Richard Iarossi
Bradley Gillin
Vinita Advani
Daphne Cales
Emily Craig

all_participants: stewart oldfield ["vijay-a sawant", "mayur rathod"] ["richard iarossi", "bradley gillin", "vinita advani", "daphne cales", "emily craig"] []


subject: RE: Gratitude

to_recipients:
Stewart Oldfield
Mayur Rathod

cc_recipients:
Richard Iarossi
Bradley Gillin
Vinita Advani
Daphne Cales

all_participants: vijay-a sawant ["stewart oldfield", "mayur rathod"] ["richard iarossi", "bradley gillin", "vinita advani", "daphne cales"] []


subject: Gratitude

cc_recipients:
Richard Iarossi
Bradley Gillin
Vinita Advani
Vijay-A Sawant
Daphne Cales

all_participants: stewart oldfield ["mayur rathod"] ["richard iarossi", "bradley gillin", "vinita advani", "vijay-a sawant", "daphne cales"] []


subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I]

cc_recipients:
Richard larossi
Bradley Gillin
Vinita Advani
Vijay-A Sawant

all_participants: stewart oldfield ["mayur rathod"] ["richard larossi", "bradley gillin", "vinita advani", "vijay-a sawant"] []


all_participants: mayur rathod ["stewart oldfield"] ["richard larossi", "bradley gillin", "vinita advani", "vijay-a sawant"] []


sender: [REDACTED — sender name blocked in image]

subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP (Importance: High)

to_recipients: [REDACTED — primary recipient blocked in image]

cc_recipients: Multiple recipients; several names fully or partially blacked out in image

all_participants: [redacted — sender name blocked in image] ["[redacted — primary recipient blocked in image]"] ["multiple recipients; several names fully or partially blacked out in image"] []


subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP

cc_recipients:
Bradley Gillin
Richard Iarossi
Alka Babu
Mayur Rathod
Vinita Advani

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi", "alka babu", "mayur rathod", "vinita advani"] []


subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "richard iarossi", "alka babu", "mayur rathod", "vinita advani"] []


subject: Client Account [C]

to_recipients:
Stewart Oldfield
Terri Sohrab

cc_recipients:
Robert Frohlich
Leslie Roth

all_participants: donna kerrigan ["stewart oldfield", "terri sohrab"] ["robert frohlich", "leslie roth"] []


sender: Rishabh Sharma

subject: FW: FORMAT VALIDATION FAILED FILED 20: 15248111, T: 02049845 [1]

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

cc_recipients:
Gujaria
PWMITUS ProductionSupport
Shanu

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] ["gujaria", "pwmitus productionsupport", "shanu"] []


sender: Vipul Jain (On Behalf Of swift fin)

all_participants: vipul jain (on behalf of swift fin) ["don delcher", "kathryn j stanfield", "divya rajawat (@db.com)", "gto-pwm-banking exception-check-processing", "hemant-kumar rathore", "naveen bagaria", "kathryn j stanfield", "anil tewani", "gto-pwm-banking exception-check-processing", "ankit-kumar sharma", "vikas dave", "rishabh sharma"] [] []


sender: Saurabh-C Gupta On Behalf Of PWMITUS ProductionSupport

subject: RE: FORMAT VALIDATION FAILED FILED 20 : ██████████████████████l]

to_recipients:
Shanu Gujaria
Rishabh Sharma
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: saurabh-c gupta on behalf of pwmitus productionsupport ["shanu gujaria", "rishabh sharma", "stewart oldfield", "bradley gillin", "monica gilkinson"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "pwmitus productionsupport", "saurabh-c gupta"] []


sender: Shanu Gujaria

subject: RE: FORMAT VALIDATION FAILED FILED 20 [I]

to_recipients:
Rishabh Sharma
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: shanu gujaria ["rishabh sharma", "stewart oldfield", "bradley gillin", "monica gilkinson"] ["pwmitus productionsupport"] []


subject: FW: FORMAT VALIDATION FAILED FILED 20 :

cc_recipients:
Shanu Gujaria
PWMITUS ProductionSupport

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] ["shanu gujaria", "pwmitus productionsupport"] []


subject: Automatic reply: Re:LSJE xxx9295 wire on Jan 31st!!!

all_participants: stewart oldfield ["brigid macias"] [] []


subject: Re: Haze Trust

all_participants: stewart oldfield ["richard kahn"] [] []


subject: FW: Haze Trust


sender: Robert Frohlich

subject: Southern Financial - 2018 revenues [C]

all_participants: robert frohlich ["stewart oldfield"] ["leslie roth"] []


sender: Cynthia Rodriguez

subject: RE: Account Planning sessions [C] [I]

all_participants: cynthia rodriguez ["stewart oldfield", "bradley gillin"] [] []


sender: Stewart Oldfield

subject: FW: Account Planning sessions [CI

to_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: stewart oldfield ["bradley gillin", "cynthia rodriguez"] [] []


sender: Samantha Harmon

subject: Account Planning sessions [C]

all_participants: samantha harmon ["stewart oldfield"] [] []


sender: Paul Morris

subject: FW: Re:

all_participants: paul morris ["stewart oldfield"] [] []


sender: [Name redacted]

subject: N4G-026161 - Southern Financial

cc_recipients:
Liam Osullivan
[Name redacted]
Davide-A Sferrazza
[Name redacted]
Joshua Shoshan
[Name redacted]
Zbynek Kozelsky
[Name redacted]

all_participants: [name redacted] ["stewart oldfield"] ["liam osullivan", "[name redacted]", "davide-a sferrazza", "[name redacted]", "joshua shoshan", "[name redacted]", "zbynek kozelsky", "[name redacted]"] []


sender: Xavier Avila

subject: RE: Third Lake Capital [I]

cc_recipients:
Martin Zeman
Nina Tona

all_participants: xavier avila ["stewart oldfield"] ["martin zeman", "nina tona"] []


sender: Martin Zeman

subject: Third Lake Capital (II

cc_recipients:
Xavier Avila
Stewart Oldfield

all_participants: martin zeman ["nina tona"] ["xavier avila", "stewart oldfield"] []


sender: Kavish Sharma (on behalf of sigver dbgps)

subject: Check Referral - Acct

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
sigver dbgps
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: kavish sharma (on behalf of sigver dbgps) ["stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


sender: Armen Brash

subject: FW: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter [I]

to_recipients:
Stewart Oldfield
Paul Morris

all_participants: armen brash ["stewart oldfield", "paul morris"] [] []


sender: Derek Johnson

subject: RE: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter [I]

to_recipients:
Armen Brash
Paul Morris
Stewart Oldfield

cc_recipients:
Margie Edwards
Michelle Yoo
Judy Ekwughalu

all_participants: derek johnson ["armen brash", "paul morris", "stewart oldfield"] ["margie edwards", "michelle yoo", "judy ekwughalu"] []


subject: Reg E Review - Error Resolution Process - Client notification letter for provisional credit & Final determination letter [I]

cc_recipients:
Margie Edwards
Michelle Yoo
Judy Ekwughalu
Armen Brash

all_participants: derek johnson ["jj litchford"] ["margie edwards", "michelle yoo", "judy ekwughalu", "armen brash"] []


subject: Read: Inquiry regarding account ██████████ JEFFREY EPSTEIN, Alert 74522 [I]

all_participants: stewart oldfield ["kevin wilson"] [] []


sender: Andrew Gallivan

subject: Re: deposits [I]

all_participants: andrew gallivan ["stewart 0ldfield i"] ["cynthia rodriguez"] []


subject: deposits [I]

all_participants: stewart oldfield ["andrew gallivan"] ["cynthia rodriguez"] []


Daily Deposit Report 20170629


subject: Epstein discussion

to_recipients:
Daniel•E Kaiser
Xavier Avila
Tracy-Ann Hopkins

all_participants: stewart oldfield ["daniel•e kaiser", "xavier avila", "tracy-ann hopkins"] [] []


sender: [Name/email redacted — blacked out]

subject: RE: Enhanced Ed wire [C]

to_recipients: [Recipient name/email redacted — blacked out]

all_participants: [name/email redacted — blacked out] ["[recipient name/email redacted — blacked out]"] ["4 recipients (names/emails redacted — blacked out)"] []


sender: Richard Kahn

subject: Re: Enhanced Ed wire [C]

cc_recipients:
Liam Osullivan
Bella Klein
Stewart Oldfield

all_participants: richard kahn ["vahe stepanian"] ["liam osullivan", "bella klein", "stewart oldfield"] []


sender: Vahe Stepanian

subject: Re: Enhanced Ed wire [C]

all_participants: vahe stepanian ["richard kahn"] [] []


subject: Re: Enhanced Ed wire [C]

cc_recipients:
Bella Klein
Vahe Stepanian
Stewart Oldfield

all_participants: richard kahn ["liam osullivan"] ["bella klein", "vahe stepanian", "stewart oldfield"] []


sender: Bella Klein

subject: Re:Enhanced Ed wire (C)

cc_recipients:
Vahe Stepanian
Darren Indyke
Richard Kahn

all_participants: bella klein ["liam osullivan"] ["vahe stepanian", "darren indyke", "richard kahn"] []


subject: RE: Enhanc ed Ed wire [C]

cc_recipients:
Bell
a Klein
Richard
Kahn
Liam
Osulliva
n

all_participants: [] ["bell", "a klein", "richard", "kahn", "liam", "osulliva", "n"] []


subject: Re: Bronx 10 Mile [C]

all_participants: stewart oldfield [] [] []


subject: Re: Bronx 10 Mile [C]

all_participants: richard kahn ["stewart oldfield"] [] []


sender: Dhruv Yadav

subject: TEAS Case 01552343 has been Rejected

all_participants: dhruv yadav ["jj litchford"] [] []


subject: Re: trading meeting IC]

all_participants: richard kahn ["vahe stepanian"] ["stewart oldfield"] []


subject: Re: trading meeting IC]

all_participants: vahe stepanian ["richard kahn"] ["liam osullivan"] []


subject: RE: trading meeting

all_participants: stewart oldfield ["richard kahn"] ["vahe stepanian"] []


subject: Re: trading meeting

all_participants: stewart oldfield ["richard kahn"] [] []


subject: Re: trading meeting


subject: FW: Epstein trading meeting

all_participants: stewart oldfield ["liam osullivan"] [] []


sender: Bradley Giffin

subject: Richard Kahn [I]

all_participants: bradley giffin ["stewart oldfield"] [] []


RM0082289 Daily Deposit Report 20180331


subject: Fwd: USA Patriot Act Customer Identification Program Notification


sender: Nathan Head

subject: USA Patriot Act Customer Identification Program Notification

all_participants: nathan head ["richard kahn"] ["joshua chin-sang"] []


██████ Daily Deposit Report 20180625


sender: Bradley Gitlin

subject: RE: Our Data Integrity---Total Wealth of our Clients [I] [C]

to_recipients: [redacted] [redacted]

all_participants: bradley gitlin ["[redacted]", "[redacted]"] ["[redacted]"] []


sender: Ashok Eastman

subject: FW: Our Data Integrity---Total Wealth of our Clients El)

cc_recipients:
Bradley Gillin
Daniel Eisenberg

all_participants: ashok eastman ["stewart oldfield"] ["bradley gillin", "daniel eisenberg"] []


sender: Patrick Campion

subject: Our Data Integrity---Total Wealth of our Clients [II

all_participants: patrick campion [] ["julia-c vetter"] []


sender: Stewart Oldfield

subject: RE: Reference: Neptune account xxx3424

cc_recipients:
Richard Kahn
Brigid Macias
Natalie Barak

all_participants: stewart oldfield ["bella klein"] ["richard kahn", "brigid macias", "natalie barak"] []


sender: Vijay-A Sawant

subject: RE: Assistance Required in solving rejection points on KYC Case

all_participants: vijay-a sawant ["stewart 0ldfield"] [] []


all_participants: stewart oldfield ["vijay-a sawant"] [] []


subject: RE: Assistance Required in solving rejection points on KYC Casc

cc_recipients:
Bradley Gillin
Vinita Advani
Richard larossi

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "vinita advani", "richard larossi"] []


subject: Re: Assistance Required in solving rejection points on KYC Case#01946825 [I]

cc_recipients:
Bradley Gillin
Vinita Advani
Richard Iarossi

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "vinita advani", "richard iarossi"] []


all_participants: vijay-a sawant ["stewart oldfield"] [] []


subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I]

all_participants: vijay-a sawant ["bradley gillin"] ["stewart oldfield"] []


subject: RE: Assistance Required in solving rejection points on KYC Casei101946825 (II

all_participants: vijay-a sawant ["bradley gitlin"] ["stewart oldfiel"] []


subject: RE: Assistance Required in solving rejection points on KYC Case#01946825


subject: [redacted] Cash [C]

all_participants: [] ["2 recipients (names redacted)"] []


subject: Re: Karyna S

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin"] []


subject: Re: Gratitude

all_participants: stewart oldfield ["richard kahn"] [] []


subject: Re: Gratitude

all_participants: richard kahn ["stewart oldfield"] [] []


sender: Bradley Gill

subject: Automatic reply: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP

all_participants: bradley gill ["stewart oldfield"] [] []


subject: FW: █████████ Daily Deposit Report ███████

all_participants: stewart oldfield ["richard iarossi"] [] []


subject: Epstein clearance

to_recipients:
Daniel-E Kaiser
Alan Brody
Liam Osullivan

all_participants: stewart oldfield ["daniel-e kaiser", "alan brody", "liam osullivan"] ["andrew gallivan"] []


sender: Kimberly Hart

subject: FW: Epstein - negative media [I] [C]

to_recipients:
Yoonsun Chung
Mayur Rathod

cc_recipients:
Andrew Gallivan
Stewart Oldfield
Richard Iarossi
Bradley Gillin

all_participants: kimberly hart ["yoonsun chung", "mayur rathod"] ["andrew gallivan", "stewart oldfield", "richard iarossi", "bradley gillin"] []


subject: RE: Epstein - negative media [I] [C]

to_recipients:
Stewart Oldfield
Kimberly Hart

cc_recipients:
Bradley Gitlin
Richard larossi

all_participants: andrew gallivan ["stewart oldfield", "kimberly hart"] ["bradley gitlin", "richard larossi"] []


subject: FW: Epstein - negative media II)

to_recipients:
Andrew Gallivan
Kimberly Har

cc_recipients:
Bradley Gillin
Richard larossi

all_participants: stewart oldfield ["andrew gallivan", "kimberly har"] ["bradley gillin", "richard larossi"] []


sender: Richard larossi

subject: RE: Epstein • negative media (lj

cc_recipients:
Bradley Gillin
Stewart Oldfield

all_participants: richard larossi ["kimberly hart"] ["bradley gillin", "stewart oldfield"] []


subject: RE: Epstein • negative media [I]

all_participants: kimberly hart ["stewart oldfield"] ["bradley gillin"] []


subject: Epstein • negative media

all_participants: stewart oldfield ["kimberly ha"] ["bradley gillin"] []


████████ Daily Deposit Report ███████


all_participants: richard kahn ["stewart 0ldfield"] [] []


████████ Daily Deposit Report 20190131


sender: PWMITUS Production Support

subject: RE: FORMAT VALIDATION FAILED FILED 20 : 15248111, T: 02049845 [I] INC0011682919

cc_recipients:
Saurabh-C Gupta
PWMITUS ProductionSupport

all_participants: pwmitus production support ["shanu gujaria", "rishabh sharma", "stewart oldfield", "bradley gillin", "monica gilkinson"] ["saurabh-c gupta", "pwmitus productionsupport"] []


sender: Saurabh-C Gupta On Behalf Of PWMITUS ProductionSupport

subject: RE: FORMAT VALIDATION FAILED FILED 20 : 15248111, T: 02049845 [I]

cc_recipients:
PWMITUS ProductionSupport
Saurabh-C Gupta

all_participants: saurabh-c gupta on behalf of pwmitus productionsupport ["shanu gujaria", "rishabh sharma", "stewart oldfield", "bradley gillin", "monica gilkinson"] ["pwmitus productionsupport", "saurabh-c gupta"] []


sender: Shanu Gujaria

subject: RE: FORMAT VALIDATION FAILED FILED 20

to_recipients:
Rishabh Sharma
Stewart Oldfield
Bradley Gillin

all_participants: shanu gujaria ["rishabh sharma", "stewart oldfield", "bradley gillin"] [] []


sender: Rishabh Sharma

subject: FW: FORMAT VALIDATION FAILED FILED 20

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] [] []


sender: Vipul Jain on behalf of swift fin

subject: FORMAT VALIDATION FAILED FILED

all_participants: vipul jain on behalf of swift fin ["don delcher", "kathryn j stanfield", "divya rajawat", "gto-pwm-banking exception-check-processing", "hemant-kumar rathore", "naveen bagaria", "kathryn j stanfield", "anil tewani", "gto-pwm-banking exception-check-processing", "ankit-kumar sharma", "vikas dave", "rishabh sharma"] ["swift fin"] []


sender: AMLCompliance Inquiries [redacted]

subject: Inquiry Regarding Account# [redacted], Client: [client name redacted], Alert #84699 — Due May 10 [I]

all_participants: amlcompliance inquiries [redacted] ["[name redacted]"] ["amlcompliance inquiries [redacted]"] []


sender: Richard Kahn

subject: Boods to sell

cc_recipients:
Jeanne Brennan
Stewart Oldfield

all_participants: richard kahn ["liam osullivan"] ["jeanne brennan", "stewart oldfield"] []


subject: Re: Auto Generated | Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 ICJ

all_participants: richard kahn ["liam osullivan"] ["stewart oldfiel"] []


sender: Liam Osullivan

subject: Confidential

all_participants: liam osullivan ["two recipients (names/emails redacted)"] [] []


subject: Fwd: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL ILC_20190305

all_participants: richard kahn [] [] []


subject: RE: Talk tomorrow Am

all_participants: stewart oldfield ["richard kahn"] [] []


sender: Brigid Macias

all_participants: brigid macias ["bella"] [] []


subject: Re: Haze Trust

all_participants: richard kahn ["stewart oldfield"] [] []


subject: Haze Trust

all_participants: stewart oldfield [] [] []


sender: Bella Klein

subject: Fwd: Wire

cc_recipients:
Brigid Macias
Stewart Oldfield
Richard Kahn

all_participants: bella klein ["bradley gillin"] ["brigid macias", "stewart oldfield", "richard kahn"] []


sender: [Sender name redacted] <[email redacted]>

subject: Re: [subject redacted]

to_recipients: [Recipient name redacted] <[email redacted]>

cc_recipients: [Recipient A name redacted] <[email redacted]>

cc_recipients: [Recipient B name redacted] <[email redacted]>

all_participants: [sender name redacted] <[email redacted]> ["[recipient name redacted] <[email redacted]>"] ["[recipient a name redacted] <[email redacted]>", "[recipient b name redacted] <[email redacted]>"] []


sender: Vahe Stepanian

subject: Re: Jeepers transfer

all_participants: vahe stepanian ["darren indyke"] [] []


sender: bellaklein

subject: Jeepers transfer

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


sender: Stewart Oldfield

subject: Fwd: • 'URGENT" BIB Wires Did Not Flow in OB-Force

all_participants: stewart oldfield ["natalie barak"] [] []


sender: Krishna Narayanan

subject: RE: **URGENT** BIB Wires Did Not Flow in DB-Force [I]

cc_recipients:
Robert Dicerbo
PWMITUS ProductionSupport
Vinod Kv
Abhishek-HCL Chawla

all_participants: krishna narayanan ["rishabh sharma"] ["robert dicerbo", "pwmitus productionsupport", "vinod kv", "abhishek-hcl chawla"] []


subject: **URGENT** BIB Wires Did Not Flow in DB-Force [I]

to_recipients:
PWMITUS ProductionSupport
Vinod Kv
Abhishek-HCL Chawla

all_participants: rishabh sharma ["pwmitus productionsupport", "vinod kv", "abhishek-hcl chawla"] ["robert dicerbo"] []