to_recipients:
Nina Tona
Xavier Avila
Martin Zeman
Rita Shteynberg

cc_recipients:
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["nina tona", "xavier avila", "martin zeman", "rita shteynberg"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


sender: Nina Tona

subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding (C] (I)

to_recipients:
Zack Bunimovich
Xavier Avila
Martin Zeman
Rita Shteynberg
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

cc_recipients:
Liam Osullivan
Mathew Negus

all_participants: nina tona ["zack bunimovich", "xavier avila", "martin zeman", "rita shteynberg", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] ["liam osullivan", "mathew negus"] []


sender: Zack Bunimovich

subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I]

to_recipients:
Xavier Avila
Martin Zeman
Rita Shteynberg
Jitan Patel
Nina Tona

all_participants: zack bunimovich ["xavier avila", "martin zeman", "rita shteynberg", "jitan patel", "nina tona"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


sender: Xavier Avila

to_recipients:
Martin Zeman
Zack Bunimovich
Rita Shteynberg
Jitan Patel
Nina Tona

cc_recipients:
Liam Osullivan
Mathew Negus
Alastair Mackinlay

all_participants: xavier avila ["martin zeman", "zack bunimovich", "rita shteynberg", "jitan patel", "nina tona"] ["liam osullivan", "mathew negus", "alastair mackinlay"] []


sender: Martin Zeman

subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C]

to_recipients:
Zack Bunimovich
Rita Shteynber
Jitan Patel
Nina Tona

cc_recipients:
Xavier Avila
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazz
Anthony Lentini

all_participants: martin zeman ["zack bunimovich", "rita shteynber", "jitan patel", "nina tona"] ["xavier avila", "liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazz", "anthony lentini"] []


to_recipients:
Martin Zeman
Rita Shteynberg
Jitan Patel

cc_recipients:
Xavier Avila
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["martin zeman", "rita shteynberg", "jitan patel"] ["xavier avila", "liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


sender: Martin

subject: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] Importance: High

to_recipients:
Zack Bunimovich
Rita Shteynberg
Jitan Patel

all_participants: martin ["zack bunimovich", "rita shteynberg", "jitan patel"] ["xavier avila", "liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: SF [I] [C]

to_recipients:
Zack Bunimovich
Martin Zeman
Xavier Avila

cc_recipients:
Rita Shteynberg
Mathew Negus
Jitan Patel
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: nina tona ["zack bunimovich", "martin zeman", "xavier avila"] ["rita shteynberg", "mathew negus", "jitan patel", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


sender: Davide-A Sferrazza

subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Nina Tona
Liam Osullivan
Xavier Avila
Martin Zeman

cc_recipients:
Alastair Mackinlay
Joshua Shoshan

all_participants: davide-a sferrazza ["nina tona", "liam osullivan", "xavier avila", "martin zeman"] ["alastair mackinlay", "joshua shoshan"] []


subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Liam Osullivan
Xavier Avila
Martin Zeman

cc_recipients:
Alastair Mackinlay
Mathew Negus
Joshua Shoshan
Davide-A Sferrazza

all_participants: nina tona ["liam osullivan", "xavier avila", "martin zeman"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


sender: Liam Osullivan

subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Xavier Avila
Nina Tona
Martin Zeman

all_participants: liam osullivan ["xavier avila", "nina tona", "martin zeman"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


to_recipients:
Martin Zeman
Xavier Avila

cc_recipients:
Alastair Mackinlay
Mathew Negus
Joshua Shoshan

all_participants: nina tona ["martin zeman", "xavier avila"] ["alastair mackinlay", "mathew negus", "joshua shoshan"] []


to_recipients:
Nina Tona
Zack Bunimovich
Martin Zeman
Rita Shteynberg
Jitan Patel

cc_recipients:
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini
Ian Salters

all_participants: xavier avila ["nina tona", "zack bunimovich", "martin zeman", "rita shteynberg", "jitan patel"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini", "ian salters"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI (I)

to_recipients:
Zack Bunimovich
Xavier Avila
Martin Zeman
Rita Shteynberg
Jitan Patel

all_participants: nina tona ["zack bunimovich", "xavier avila", "martin zeman", "rita shteynberg", "jitan patel"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding (Cj (I)


subject: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI Importance: High

to_recipients:
Zack Bunimovich
Rita Shteynberg
Jitan Patel
Liam Osullivan
Mathew Negus
Davide-A Sferrazza

cc_recipients:
Xavier Avila
Alastair Mackinlay
Anthony Lentini

all_participants: martin zeman ["zack bunimovich", "rita shteynberg", "jitan patel", "liam osullivan", "mathew negus", "davide-a sferrazza"] ["xavier avila", "alastair mackinlay", "anthony lentini"] []


cc_recipients:
Rita Shteynberg
Mathew Negus
Jitan Patel

all_participants: nina tona ["zack bunimovich", "martin zeman", "xavier avila"] ["rita shteynberg", "mathew negus", "jitan patel"] []


subject: RE: SF [I]

to_recipients:
Xavier Avila
Rita Shteynberg
Mathew Negus
Jitan Patel

cc_recipients:
Alastair Mackinlay
Martin Zeman
Davide-
A Sferrazza
Mathew Negus
Nina Tona

all_participants: zack bunimovich ["xavier avila", "rita shteynberg", "mathew negus", "jitan patel"] ["alastair mackinlay", "martin zeman", "davide-", "a sferrazza", "mathew negus", "nina tona"] []


subject: RE: SF [I]

cc_recipients:
Alastair Mackinlay
Zack Bunimovich
Martin Zeman
Davide-
A Sferrazza
Mathew Negus
Nina Tona
Jitan Patel

all_participants: xavier avila ["rita shteynberg"] ["alastair mackinlay", "zack bunimovich", "martin zeman", "davide-", "a sferrazza", "mathew negus", "nina tona", "jitan patel"] []


sender: Rita Shteynberg

subject: RE: SF [I]

all_participants: rita shteynberg ["xavier avila"] ["alastair mackinlay", "zack bunimovich", "martin zeman", "davide-", "a sferrazza", "mathew negus", "nina tona", "jitan patel"] []


sender: Monika Valantiejute

subject: RE: SF [I]

to_recipients:
Xavier Avila
lain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus
Jane Varley

cc_recipients:
Nina Tona
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza

all_participants: monika valantiejute ["xavier avila", "lain macara", "rita shteynberg", "jitan patel", "mathew negus", "jane varley"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: RE: SF [I]

to_recipients:
GM ACO
lain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus

all_participants: xavier avila ["gm aco", "lain macara", "rita shteynberg", "jitan patel", "mathew negus"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: SF

to_recipients:
lain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus

all_participants: xavier avila ["lain macara", "rita shteynberg", "jitan patel", "mathew negus"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: SF

all_participants: nina tona ["xavier avila"] [] []


sender: Richard Kahn

subject: Re: Please fill out -> CRS + UK FATCA form [C]

cc_recipients:
Paul Barrett
Liam Osullivan
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield
Jeanne Brennan
Darren Indyke

all_participants: richard kahn ["martin zeman"] ["paul barrett", "liam osullivan", "xavier avila", "davide-a sferrazza", "stewart oldfield", "jeanne brennan", "darren indyke"] []


subject: Self Certification for Entity Clients

to_recipients:
Paul Barrett
Liam Osullivan
Xavier Avila
Davide-A Sferrazza
Stewart Oldfield
Martin Zeman
Darren Indyke
Jeanne
Brennan

all_participants: richard kahn ["paul barrett", "liam osullivan", "xavier avila", "davide-a sferrazza", "stewart oldfield", "martin zeman", "darren indyke", "jeanne", "brennan"] [] []


to_recipients:
Liam Osullivan
Martin Zeman
Nina Tona
Xavier Avila
Rita Shteynberg
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["liam osullivan", "martin zeman", "nina tona", "xavier avila", "rita shteynberg", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] ["mathew negus"] []


to_recipients:
Zack Bunimovich
Nina Tona
Xavier Avila
Martin Zeman
Rita Shteynbergs
Anthony Lentini

cc_recipients:
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza

all_participants: liam osullivan ["zack bunimovich", "nina tona", "xavier avila", "martin zeman", "rita shteynbergs", "anthony lentini"] ["mathew negus", "alastair mackinlay", "davide-a sferrazza"] []


to_recipients:
Nina Tona
Xavier Avila
Martin Zeman
Rita Shteynberg

cc_recipients:
Liam Osullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["nina tona", "xavier avila", "martin zeman", "rita shteynberg"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding IC] Ill

cc_recipients:
Xavier Avila
Martin Zeman
Liam Osullivan
Rita Shteynberg
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: nina tona ["zack bunimovich"] ["xavier avila", "martin zeman", "liam osullivan", "rita shteynberg", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding IC) (I)

to_recipients:
Xavier Avila
Martin Zeman
Rita Shteynberg
Jitan Patel
Nina Tona

all_participants: zack bunimovich ["xavier avila", "martin zeman", "rita shteynberg", "jitan patel", "nina tona"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


subject: RE: SF [I] [C]

to_recipients:
Zack Bunimovich
Martin Zeman
Xavier Avila

bcc_recipients:
Alastair Mackinlay
Davide-A Sferrazza

all_participants: ["zack bunimovich", "martin zeman", "xavier avila"] ["rita shteynberg", "mathew negus", "jitan patel"] ["alastair mackinlay", "davide-a sferrazza"]


subject: RE: SF [I]

to_recipients:
Xavier Avila
Rita Shteynberg
Jitan Patel
Mathew Negus
GM ACO

all_participants: xavier avila ["xavier avila", "rita shteynberg", "jitan patel", "mathew negus", "gm aco"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: Automatic reply: Southern Financial - KYC Docs. [I]

all_participants: davide-a sferrazza ["martin zeman"] [] []


subject: FW: EMS/160418103764: Preconfirmation ******* Missing SSI 17April 2018***********[C]

cc_recipients:
Xavier Avila
Martin Zeman
Davide-A Sferrazza

all_participants: liam osullivan ["joe aglione"] ["xavier avila", "martin zeman", "davide-a sferrazza"] []


subject: RE: EMS/160418103764: Preconfirmation ******* Missing SSI 17April 2018***********[C]

to_recipients:
Derivative-Corporate Settlements
Davide-A Sferrazza

cc_recipients:
Pankaj-x Singh
Lakshmanan-x Ramasamy
Aruna-Krishnamurthy Sudarshan
Xavier Avila
Martin Zeman

all_participants: liam osullivan ["derivative-corporate settlements", "davide-a sferrazza"] ["pankaj-x singh", "lakshmanan-x ramasamy", "aruna-krishnamurthy sudarshan", "xavier avila", "martin zeman"] []


sender: Derivative-Corporate Settlements

subject: EMS/160418103764: Preconfirmation · Missing SSI 17April 2018

cc_recipients:
Pankaj-x Singh
Lakshmanan-x Ramasamy
Aruna-Krishnamurthy Sudarshan

all_participants: derivative-corporate settlements ["donald summer"] ["pankaj-x singh", "lakshmanan-x ramasamy", "aruna-krishnamurthy sudarshan"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Rita Shteynber
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovich"] ["rita shteynber", "davide-a sferrazza"] []


sender: Amber Davis

subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

cc_recipients:
Kareen Johnson
Nick Watkins
Alastair Mackinlay

all_participants: amber davis ["nina tona"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


sender: Alastair Mackinlay

subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [II

to_recipients:
Amber Davis
Nina Tona

all_participants: alastair mackinlay ["amber davis", "nina tona"] ["kareen johnson"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155

cc_recipients:
Kareen Johnson
Alastair Mackinlay

all_participants: amber davis ["nina tona"] ["kareen johnson", "alastair mackinlay"] []


cc_recipients:
Kareen Johnson
Alastair Mackinla
Nick Watkins

all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinla", "nick watkins"] []


all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay"] []


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I]


subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C]

to_recipients:
Martin Zeman
Zack Bunimovich
Rita Shteynberg
Jitan Patel
Nina Tona

all_participants: xavier avila ["martin zeman", "zack bunimovich", "rita shteynberg", "jitan patel", "nina tona"] ["liam osullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


to_recipients:
Zack Bunimovich
Rita Shteynberg
Jitan Patel
Nina Tona

all_participants: martin zeman ["zack bunimovich", "rita shteynberg", "jitan patel", "nina tona"] [] []


subject: RE: SF [I]

to_recipients:
Martin Zeman
Zack Bunimovich
Xavier Avila
Rita Shteynberg
Mathew Negus
Jitan Patel

cc_recipients:
Alastair Mackinlay
Davide-A Sferrazza
Mathew Negus

all_participants: nina tona ["martin zeman", "zack bunimovich", "xavier avila", "rita shteynberg", "mathew negus", "jitan patel"] ["alastair mackinlay", "davide-a sferrazza", "mathew negus"] []


subject: RE: SF [I]

to_recipients:
Xavier Avila
Rita Shteynberg
Mathew Negus
Jitan Patel
Martin Zeman
Davide-
Nina Tona

cc_recipients:
Alastair Mackinlay
A Sferrazza
Mathew Negus

all_participants: zack bunimovich ["xavier avila", "rita shteynberg", "mathew negus", "jitan patel", "martin zeman", "davide-", "nina tona"] ["alastair mackinlay", "a sferrazza", "mathew negus"] []


sender: Oliver Smith

subject: RE: Southern Financial - KYC Docs. [C]

to_recipients:
Zack Bunimovich
Martin Zeman
Nina Tona
Anthony Lentini

cc_recipients:
Oliver Griffin
Amar Ubhi

all_participants: oliver smith ["zack bunimovich", "martin zeman", "nina tona", "anthony lentini"] ["oliver griffin", "amar ubhi"] []


subject: RE: Southern Financial - KYC Docs. ICJ

to_recipients:
Martin Zeman
Nina Tona
FATCA Outreach
Anthony Lentini

all_participants: zack bunimovich ["martin zeman", "nina tona", "fatca outreach", "anthony lentini"] [] []


subject: RE: Southern Financial - KYC Docs. IIJ

to_recipients:
Zack Bunimovich
Nina Tona

all_participants: martin zeman ["zack bunimovich", "nina tona"] [] []


subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [1]

to_recipients:
Xavier Avila
Davide-A Sferrazza
Tazia Smith
Alastair Mackinlay

cc_recipients:
Martin Zeman
Joshua Shoshan
Billy Obregon
Ian Salters

all_participants: nina tona ["xavier avila", "davide-a sferrazza", "tazia smith", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon", "ian salters"] []


subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [I]

to_recipients:
Nina Tona
Davide-A Sferrazza
Alastair Mackinlay

all_participants: xavier avila ["nina tona", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon", "ian salters"] []


subject: RE: GM KCP Bible - Action Plan - Update I I KYC Priority List [I]

all_participants: nina tona ["xavier avila"] ["martin zeman"] []


subject: RE: GM KCP Bible - Action Plan - Update I [1]

to_recipients:
Xavier Avila
Davide-A Sferrazza
Alastair Mackinlay
Joshua Shosha
Billy Obregon

all_participants: nina tona ["xavier avila", "davide-a sferrazza", "alastair mackinlay", "joshua shosha", "billy obregon"] ["martin zeman"] []


subject: RE: GM KCP Bible - Action Plan - Update I DI

cc_recipients:
Martin Zeman
Joshua Shoshan
Billy Obregon

all_participants: xavier avila ["nina tona", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible - Action Plan - Update I

to_recipients:
Davide-A Sferrazza
Xavier Avila
Alastair Mackinlay

all_participants: nina tona ["davide-a sferrazza", "xavier avila", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


sender: Aiasha Khokhar

subject: RE: Southern Financial - KYC Docs. [I]

to_recipients:
Zack Bunimovich
Martin Zeman
Nina Tona

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Xavier Avila
Joshua Shoshan

all_participants: aiasha khokhar ["zack bunimovich", "martin zeman", "nina tona"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: Southern Financial - KYC Docs. [1]


subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Martin Zeman
Nina Tona
Aiasha Khokhar

all_participants: zack bunimovich ["martin zeman", "nina tona", "aiasha khokhar"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Zack Bunimovich
Nina Tona
Davide-A Sferrazza
Xavier Avila

cc_recipients:
Liam Osullivan
Joshua Shoshan

all_participants: martin zeman ["zack bunimovich", "nina tona", "davide-a sferrazza", "xavier avila"] ["liam osullivan", "joshua shoshan"] []


subject: RE: Southern Financial - KYC Docs. (lj

to_recipients:
Martin Zeman
Nina Tona

all_participants: zack bunimovich ["martin zeman", "nina tona"] [] []


sender: Nicholas Hislop

subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I]

cc_recipients:
Simon Nall
Martin Zeman
Daniel-A Klyashtorny
Nina Tona
Xavier Avila
Davide-A Sferrazza
AMLUK Reviews
Devshiji Odedra
Ian Salters
Ricky-x Patel
Jesse-J Cruz
Zack Bunimovich
Jonathan Whittle
James Gladwin

all_participants: nicholas hislop ["kareen johnson"] ["simon nall", "martin zeman", "daniel-a klyashtorny", "nina tona", "xavier avila", "davide-a sferrazza", "amluk reviews", "devshiji odedra", "ian salters", "ricky-x patel", "jesse-j cruz", "zack bunimovich", "jonathan whittle", "james gladwin"] []


sender: Kareen Johnson

subject: Re: Escalation: ONB-1135648/LKYCGB-160049/Southern Financial LLC [I]

all_participants: kareen johnson ["nicholas hislop"] ["simon nall", "martin zeman", "daniel-a klyashtorny", "nina tona", "xavier avila", "davide-a sferrazza", "amluk reviews", "devshiji odedra", "ian salters", "ricky-x patel", "jesse-j cruz", "zack bunimovich", "jonathan whittle", "james gladwin"] []


sender: James Gladwin

all_participants: james gladwin ["simon nall"] [] []


sender: Simon Nall

cc_recipients:
Kareen Johnson
Nina Tona
AMLUK Reviews
Jesse-J Cruz

all_participants: simon nall ["james gladwin"] ["kareen johnson", "nina tona", "amluk reviews", "jesse-j cruz"] []


subject: Re: Update - Feedback on 3A

cc_recipients:
Kareen Johnson
Nina Tona
Xavier Avila
Davide-A Sferrazza
AMLUK Reviews
Devshiji Odedra
Daniel-A Klyashtorny

all_participants: james gladwin ["martin zeman"] ["kareen johnson", "nina tona", "xavier avila", "davide-a sferrazza", "amluk reviews", "devshiji odedra", "daniel-a klyashtorny"] []


subject: RE: Escalation: ONB-1135648/LKYCGB-160049/ Southern Financial LLC [I]

to_recipients:
Ian Salters
Simon Nall
Ricky-
Patel
Jesse-J Cruz
Zack Bunimovich

all_participants: james gladwin ["ian salters", "simon nall", "ricky-", "patel", "jesse-j cruz", "zack bunimovich"] [] []


subject: RE: Escalation: ONB-1135648/LKYCGB-160049/Southern Financial LLC

to_recipients:
Martin Zeman
Zack Bunimovich
Jesse-J Cruz

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Nina Tona
Xavier Avila
Davide-A Sferrazza
Devshiji Odedra
Ian Salters
Simon Nall
Ricky-x Patel
AMLUK Reviews

all_participants: james gladwin ["martin zeman", "zack bunimovich", "jesse-j cruz"] ["kareen johnson", "daniel-a klyashtorny", "nina tona", "xavier avila", "davide-a sferrazza", "devshiji odedra", "ian salters", "simon nall", "ricky-x patel", "amluk reviews"] []


to_recipients:
Martin Zeman
Cruz
Zack Bunimovich
Jesse-J

cc_recipients:
Kareen Johnson
Nina Tona
Daniel-A Klyashtorny
Davide-A Sferrazza
Xavier Avila
Devshiji Odedra

all_participants: james gladwin ["martin zeman", "cruz", "zack bunimovich", "jesse-j"] ["kareen johnson", "nina tona", "daniel-a klyashtorny", "davide-a sferrazza", "xavier avila", "devshiji odedra"] []


subject: RE: Escalation: ONB-1135648/LKYCGB-160049/Southern Financial LLC [I]

to_recipients:
Zack Bunimovich
AMLUK Reviews
Jesse-J Cruz
James Gladwin

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Nina Tona
Xavier Avila
Davide-A Sferrazza

all_participants: martin zeman ["zack bunimovich", "amluk reviews", "jesse-j cruz", "james gladwin"] ["kareen johnson", "daniel-a klyashtorny", "nina tona", "xavier avila", "davide-a sferrazza"] []


sender: Zack Bunimovich

to_recipients:
AMLUK Reviews
Jesse-J Cruz
James Gladwin
Daniel-A Klyashtorny

all_participants: zack bunimovich ["amluk reviews", "jesse-j cruz", "james gladwin", "daniel-a klyashtorny"] ["kareen johnson"] []


subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC

to_recipients:
AMLUK Reviews
Jesse-J Cruz
James Gladwin

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Martin Zeman

all_participants: zack bunimovich ["amluk reviews", "jesse-j cruz", "james gladwin"] ["kareen johnson", "daniel-a klyashtorny", "martin zeman"] []


to_recipients:
Jesse-lCruz
James Gladwin

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Zack Bunimovich
AMLUK Reviews

all_participants: james gladwin ["jesse-lcruz", "james gladwin"] ["kareen johnson", "daniel-a klyashtorny", "zack bunimovich", "amluk reviews"] []


sender: Jesse-J Cruz

to_recipients:
AMLUK Reviews
amluk compliance
James Gladwin
Helen Ncube
Daniel-A Klyashtorny

cc_recipients:
Kareen Johnson
Zack Bunimovich

all_participants: jesse-j cruz ["amluk reviews", "amluk compliance", "james gladwin", "helen ncube", "daniel-a klyashtorny"] ["kareen johnson", "zack bunimovich"] []


to_recipients:
Jesse-J Cruz
AMLUK Reviews
amluk compliance

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny

all_participants: zack bunimovich ["jesse-j cruz", "amluk reviews", "amluk compliance"] ["kareen johnson", "daniel-a klyashtorny"] []


subject: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I]

cc_recipients:
Zack Bunimovich
Kareen Johnson

all_participants: jesse-j cruz ["amluk reviews"] ["zack bunimovich", "kareen johnson"] []


sender: Vahe Stepanian

subject: RE: Updated Harvest Materials [I]

to_recipients:
Stewart Oldfield
Martin Zeman

all_participants: vahe stepanian ["stewart oldfield", "martin zeman"] ["andrew king"] []


sender: Stewart Oldfield

subject: FW: Updated Harvest Materials

to_recipients:
Martin Zeman
Vahe Stepanian

all_participants: stewart oldfield ["martin zeman", "vahe stepanian"] ["andrew king"] []


sender: Andrew King

subject: Updated Harvest Materials

all_participants: andrew king ["paul"] ["stewart oldfield"] []


subject: RE: SF [I] [C]

to_recipients:
Martin Zeman
Xavier Avila
Mathew Negus
Davide-

cc_recipients:
Nina Tona
Rita Shteynberg
Jitan Patel
Alastair Mackinlay
A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["martin zeman", "xavier avila", "mathew negus", "davide-"] ["nina tona", "rita shteynberg", "jitan patel", "alastair mackinlay", "a sferrazza", "anthony lentini"] []


sender: Martin Zeman

subject: RE: SF [I] [C]

to_recipients:
Zack Bunimovich
Xavier Avila

cc_recipients:
Nina Tona
Rita Shteynberg
Mathew Negus
Jitan Patel
Alastair Mackinlay
Davide-
A Sferrazza
Zach Price

all_participants: martin zeman ["zack bunimovich", "xavier avila"] ["nina tona", "rita shteynberg", "mathew negus", "jitan patel", "alastair mackinlay", "davide-", "a sferrazza", "zach price"] []


sender: GM ACO

subject: RE: SF [I]

all_participants: gm aco ["xavier avila"] ["nina tona"] []


sender: Xavier Avila

subject: RE: SF [I]

to_recipients:
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus
GM ACO

cc_recipients:
Nina Tona
Alastair Mackinlay
Martin Zeman

all_participants: xavier avila ["iain macara", "rita shteynberg", "jitan patel", "mathew negus", "gm aco"] ["nina tona", "alastair mackinlay", "martin zeman"] []


sender: Iain Macara

subject: RE: SF [U]

to_recipients:
Xavier Avila
Rita Shteynberg
Jitan Patel
GM ACO

cc_recipients:
Nina Tona
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza

all_participants: iain macara ["xavier avila", "rita shteynberg", "jitan patel", "gm aco"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: SF

to_recipients:
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza

all_participants: xavier avila ["iain macara", "rita shteynberg", "jitan patel", "mathew negus", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] ["nina tona"] []


sender: Nina Tona

subject: SF

all_participants: nina tona ["xavier avila"] [] []


subject: RE: SF [1]

to_recipients:
Rita Shteynberg
Mathew Negus
Jitan Patel

cc_recipients:
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza
Mathew Negus
Nina Tona

all_participants: xavier avila ["rita shteynberg", "mathew negus", "jitan patel"] ["alastair mackinlay", "martin zeman", "davide-a sferrazza", "mathew negus", "nina tona"] []


sender: Rita Shteynberg

subject: RE: SF [1]

all_participants: rita shteynberg ["xavier avila"] ["alastair mackinlay", "martin zeman", "davide-a sferrazza", "mathew negus", "nina tona"] []


subject: RE: SF [1]

all_participants: xavier avila ["rita shteynberg"] [] []


subject: RE: SF [I]

to_recipients:
Mathew Negus
Nina Tona
Jane Varley
GM ACO
Xavier Avila
Iain Macara
Jitan Patel

cc_recipients:
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza
Aziz Anwar
Tanushree Kirti
Zack Bunimovich

all_participants: rita shteynberg ["mathew negus", "nina tona", "jane varley", "gm aco", "xavier avila", "iain macara", "jitan patel"] ["alastair mackinlay", "martin zeman", "davide-a sferrazza", "aziz anwar", "tanushree kirti", "zack bunimovich"] []


sender: Mathew Negus

subject: RE: SF [I]

to_recipients:
Nina Tona
Jane Varley
GM ACO
Xavier Avila
lain Macara
Rita Shteynberg
Jitan Patel

cc_recipients:
Alastair Mackinlay
Martin Zeman
Davide-A Sferrazza
Aziz Anwar
Tanushree Kirti

all_participants: mathew negus ["nina tona", "jane varley", "gm aco", "xavier avila", "lain macara", "rita shteynberg", "jitan patel"] ["alastair mackinlay", "martin zeman", "davide-a sferrazza", "aziz anwar", "tanushree kirti"] []


subject: RE: SF [I]

to_recipients:
Jane Varley
GM ACO
Rita Shteynberg
Xavier Avila
Jitan Patel
Iain Macara
Mathew Negus

all_participants: nina tona ["jane varley", "gm aco", "rita shteynberg", "xavier avila", "jitan patel", "iain macara", "mathew negus"] ["alastair mackinlay", "martin zeman", "davide-a sferrazza", "aziz anwar", "tanushree kirti"] []


sender: Monika Valantiejute

subject: RE: SF [I]

to_recipients:
GM ACO
Jitan Patel
Iain Macara
Mathew Negus
Rita Shteynberg
[Redacted]
Martin Zeman

cc_recipients:
Nina Tona
Alastair Mackinlay
Davide-A Sferrazza
[Redacted]

all_participants: monika valantiejute ["gm aco", "jitan patel", "iain macara", "mathew negus", "rita shteynberg", "[redacted]", "martin zeman"] ["nina tona", "alastair mackinlay", "davide-a sferrazza", "[redacted]"] []


subject: RE: GM KCP Bible - Action Plan - Update | KYC Priority List [I]

to_recipients:
Xavier Avila
Davide-A Sferrazza
Alastair Mackinlay

cc_recipients:
Martin Zeman
Joshua Shoshan
Billy Obregon

all_participants: nina tona ["xavier avila", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible • Action Plan - Update I DJ

to_recipients:
Nina Tona
Davide-A Sferrazza
Alastair Mackinlay

all_participants: xavier avila ["nina tona", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible - Action Plan - Update I 01


subject: RE: SF [I] [C]

to_recipients:
Zack Bunimovich
Martin Zeman
Xavier Avila

cc_recipients:
Rita Shteynberg
Mathew Negus
Jitan Patel
Alastair Mackinlay
Anthony Lentini
Davide-A Sferrazza

all_participants: ["zack bunimovich", "martin zeman", "xavier avila"] ["rita shteynberg", "mathew negus", "jitan patel", "alastair mackinlay", "anthony lentini", "davide-a sferrazza"] []


subject: RE: SF [I]

to_recipients:
Xavier Avila
Rita Shteynberg
Jitan Patel
Mathew Negus
GM ACO

all_participants: xavier avila ["xavier avila", "rita shteynberg", "jitan patel", "mathew negus", "gm aco"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Nina Tona
Xavier Avila
Davide-A Sferrazza
Liam Osullivan

all_participants: martin zeman ["nina tona", "xavier avila", "davide-a sferrazza", "liam osullivan"] [] []


subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Xavier Avila
Martin Zeman
Davide-A Sferrazza
Liam Osullivan

all_participants: nina tona ["xavier avila", "martin zeman", "davide-a sferrazza", "liam osullivan"] [] []


subject: RE: Southern Financial - KYC Docs. [I]


subject: RE: Southern Financial - KYC Docs.

to_recipients:
Martin Zeman
A Sferrazza
Nina Tona
Liam Osullivan

all_participants: xavier avila ["martin zeman", "a sferrazza", "nina tona", "liam osullivan"] [] []


subject: FW: Southern Financial - KYC Docs.

to_recipients:
Nina Tona
A Sferrazza
Liam Osullivan
Xavier Avila

all_participants: martin zeman ["nina tona", "a sferrazza", "liam osullivan", "xavier avila"] [] []


subject: RE: Southern Financial - KYC Docs.

to_recipients:
Martin Zeman
Nina Tona

all_participants: zack bunimovich ["martin zeman", "nina tona"] [] []


sender: Firdaus Madiar

subject: RE: Darren Indyke (I]

to_recipients:
Ying-A Wang
Cherie Quigley

cc_recipients:
Amlcompliance Inquiries
Carmen A Ayala

all_participants: firdaus madiar ["ying-a wang", "cherie quigley"] ["amlcompliance inquiries", "carmen a ayala"] []


subject: FW: Darren Indyke [I]


sender: Nicole Perskawiec

subject: Darren Indyke [I]

all_participants: nicole perskawiec ["firdaus madiar"] ["carmen a ayala"] []


subject: RE: SF [I]

to_recipients:
Xavier Avila
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus
Martin Zeman

cc_recipients:
Nina Tona
Alastair Mackinlay
Davide-A Sferrazza

all_participants: monika valantiejute ["xavier avila", "iain macara", "rita shteynberg", "jitan patel", "mathew negus", "martin zeman"] ["nina tona", "alastair mackinlay", "davide-a sferrazza"] []


subject: RE: SF [1]

to_recipients:
GM ACO
Jitan Patel
lain Macara
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Rita Shteynberg
Martin Zeman

all_participants: xavier avila ["gm aco", "jitan patel", "lain macara", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "rita shteynberg", "martin zeman"] ["nina tona"] []


subject: RE: SF [I]

all_participants: mathew negus [] ["nina tona", "alastair mackinlay", "martin zeman"] []


subject: SF

to_recipients:
Iain Macara
Mathew Negus
Rita Shteynberg
Jitan Patel
Davide-A Sferrazza

all_participants: xavier avila ["iain macara", "mathew negus", "rita shteynberg", "jitan patel", "davide-a sferrazza"] ["nina tona", "alastair mackinlay", "martin zeman"] []


subject: SF

all_participants: nina tona ["xavier avila"] [] []


subject: RE: SF [I]

to_recipients:
Xavier Avila
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus

all_participants: gm aco ["xavier avila", "iain macara", "rita shteynberg", "jitan patel", "mathew negus"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: RE: SF [I]

to_recipients:
Iain Macara
Rita Shteynberg
Mathew Negus
GM ACO
Jitan Patel

all_participants: xavier avila ["iain macara", "rita shteynberg", "mathew negus", "gm aco", "jitan patel"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: RE: SF [I]

all_participants: iain macara ["xavier avila", "rita shteynberg", "jitan patel", "mathew negus", "gm aco"] ["nina tona", "alastair mackinlay", "martin zeman", "davide-a sferrazza"] []


sender: Abhinav Gandhi

subject: RE: Loan docs - can you help direct me please? [I]

to_recipients:
Xavier Avila
Martin Zeman
Liam Osullivan

cc_recipients:
Paul Sennett
Nina Tona

all_participants: abhinav gandhi ["xavier avila", "martin zeman", "liam osullivan"] ["paul sennett", "nina tona"] []


subject: RE: Loan docs - can you help direct me please?

to_recipients:
Martin Zeman
Abhinav Gandhi
Liam Osullivan

all_participants: xavier avila ["martin zeman", "abhinav gandhi", "liam osullivan"] ["paul sennett", "nina tona"] []


to_recipients:
Abhinav Gandhi
Xavier Avila
Liam Osullivan

all_participants: martin zeman ["abhinav gandhi", "xavier avila", "liam osullivan"] ["paul sennett"] []


sender: [Redacted]

subject: dbCAR KYC AFC Escalation - Request ID: [Redacted], Legal Name: Southern Financial, LLC

all_participants: [redacted] ["[redacted]"] [] []


subject: RE: GM KCP Bible - Action Plan - Update I Vulcan [1]

to_recipients:
Xavier Avila
Davide-A Sferrazza
Alastair Mackinlay

all_participants: nina tona ["xavier avila", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]

to_recipients:
Jimmy-H Xu
Mathew Negus
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


to_recipients:
Xavier Avila
Akash Malhotra

cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman

all_participants: mathew negus ["xavier avila", "akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "martin zeman"] []


cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Mathew Negus
Martin Zeman

all_participants: xavier avila ["akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "mathew negus", "martin zeman"] []


sender: Akash Malhotra

subject: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location

cc_recipients:
Shawn Staker
NCAOTC Derivatives
Alka Gopala
Pankaj-A Chopra

all_participants: akash malhotra ["xavier avila"] ["shawn staker", "ncaotc derivatives", "alka gopala", "pankaj-a chopra"] []


sender: Joshua Shoshan

subject: Darren, greetings. Here is your fill:

to_recipients:
Martin Zeman
Liam Osullivan

cc_recipients:
Stewart Oldfield
Tazia Smith
Vahe Stepanian
Davide-A Sferrazza

all_participants: joshua shoshan ["martin zeman", "liam osullivan"] ["stewart oldfield", "tazia smith", "vahe stepanian", "davide-a sferrazza"] []


subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [1]

to_recipients:
Davide-A Sferrazza
Xavier Avila

cc_recipients:
Joshua Shoshan
Alastair Mackinlay
Martin Zeman
Billy Obregon
Ian Salters

all_participants: nina tona ["davide-a sferrazza", "xavier avila"] ["joshua shoshan", "alastair mackinlay", "martin zeman", "billy obregon", "ian salters"] []


sender: Davide-A Sferrazza

subject: RE: GM KCP Bible - Action Plan - Update I KYC Priority List [I]

to_recipients:
Nina Tona
Xavier Avila

cc_recipients:
Joshua Shoshan
Billy Obregon
Alastair Mackinlay
Ian Salters
Martin Zeman

all_participants: davide-a sferrazza ["nina tona", "xavier avila"] ["joshua shoshan", "billy obregon", "alastair mackinlay", "ian salters", "martin zeman"] []


subject: Re: GM KCP Bible - Action Plan - Update I KYC Priority List [I]

cc_recipients:
Joshua Shoshan
Davide-A Sferrazza
Alastair Mackinlay
Martin Zeman
Billy Obregon
Ian Salters

all_participants: xavier avila ["nina tona"] ["joshua shoshan", "davide-a sferrazza", "alastair mackinlay", "martin zeman", "billy obregon", "ian salters"] []


all_participants: nina tona [] [] []


subject: RE: GM-KCP Bible - Action Plan - Update | KYC Priority List [I]

to_recipients:
Nina Tona
Xavier Avila
Davide-A Sferrazza
Alastair Mackinlay

cc_recipients:
Martin Zeman
Billy Obregon
Ian Salters

all_participants: joshua shoshan ["nina tona", "xavier avila", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "billy obregon", "ian salters"] []


to_recipients:
Xavier Avila
Mackinlay
Davide-A Sferrazza
Tazia Smith
Alastair

cc_recipients:
Martin Zeman
Joshua Shoshan
Billy Obregon
Ian Salters

all_participants: nina tona ["xavier avila", "mackinlay", "davide-a sferrazza", "tazia smith", "alastair"] ["martin zeman", "joshua shoshan", "billy obregon", "ian salters"] []


to_recipients:
Nina Tona
Davide-A Sferrazza
Alastair Mackinlay

all_participants: xavier avila ["nina tona", "davide-a sferrazza", "alastair mackinlay"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible - Action Plan - Update I llj

to_recipients:
Xavier Avila
Mackinlay
Davide-A Sferrazza
Alastair

all_participants: nina tona ["xavier avila", "mackinlay", "davide-a sferrazza", "alastair"] ["martin zeman", "joshua shoshan", "billy obregon"] []


subject: RE: GM KCP Bible - Action Plan - Update I ill


to_recipients:
Mathew Negus
Jimmy-H Xu
Xavier Avila
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: nina tona ["mathew negus", "jimmy-h xu", "xavier avila", "akash malhotra"] ["joe aglione", "ian salters", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


to_recipients:
Jimmy-H Xu
Xavier Avila
Akash Malhotra

all_participants: mathew negus ["jimmy-h xu", "xavier avila", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: Jimmy-H Xu

to_recipients:
Xavier Avila
Mathew Negus
Akash Malhotra

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


to_recipients:
Mathew Negus
Akash Malhotra

all_participants: xavier avila ["mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


subject: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]

cc_recipients:
Shawn Staker
Alka Gopala
NCAOTC Derivatives
Pankaj-A Chopra

all_participants: akash malhotra ["xavier avila"] ["shawn staker", "alka gopala", "ncaotc derivatives", "pankaj-a chopra"] []


subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]

all_participants: xavier avila ["akash malhotra"] [] []


cc_recipients:
Joe Aglionese
Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglionese", "salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location III


cc_recipients:
Joe Aglione
Pankaj-A Chopra
Zeman
Akash Malhotra
Ian Salters
Nina Tona
Martin

all_participants: xavier avila ["mathew negus"] ["joe aglione", "pankaj-a chopra", "zeman", "akash malhotra", "ian salters", "nina tona", "martin"] []


cc_recipients:
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman

all_participants: mathew negus ["xavier avila", "akash malhotra"] ["ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "martin zeman"] []


cc_recipients:
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Mathew Negus
Martin Zeman

all_participants: xavier avila ["akash malhotra"] ["ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "mathew negus", "martin zeman"] []


all_participants: akash malhotra ["xavier avila"] [] []


all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC, FFT Location [I]

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A
Chopra
NCAOTC Derivatives
Alka Gopala
Martin Zeman

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a", "chopra", "ncaotc derivatives", "alka gopala", "martin zeman"] []


cc_recipients:
Joe Aglione
Pankaj-A Chopra
Zeman
Akash Malhotra
Ian Salters
Nina Tona
Alka Gopala
Martin

all_participants: xavier avila ["mathew negus"] ["joe aglione", "pankaj-a chopra", "zeman", "akash malhotra", "ian salters", "nina tona", "alka gopala", "martin"] []


cc_recipients:
Joe Aglione
Pankaj-A Chopra
Zeman
Salters
Nina Tona
NCAOTC Derivatives
Martin
Alka Gopala

all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "pankaj-a chopra", "zeman", "salters", "nina tona", "ncaotc derivatives", "martin", "alka gopala"] []


all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] [] []


cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman

all_participants: mathew negus ["xavier avila", "akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "martin zeman"] []


cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
Alka Gopala
Martin Zeman

all_participants: jimmy-h xu [] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "alka gopala", "martin zeman"] []


sender: Kimberly Hart

subject: Re: Jeffrey Epstein / Southern Financial III

all_participants: kimberly hart ["keith buckholz"] ["nicholas haigh"] []


sender: Keith Buckholz

all_participants: keith buckholz ["kimberly hart"] [] []


subject: RE: TRADEINVEST FINANCIAL HOLDINGS LTD, BS [I]

to_recipients:
ITC ACO
Jitan Patel
Xavier Avila
Matthew Peckman
Oluwasegun Ajiboye
Leonardo Suarez
Shanna Cooke
Sameer Lalji
Mathew Negus

cc_recipients:
Martin Zeman
Ian Salters

all_participants: nina tona ["itc aco", "jitan patel", "xavier avila", "matthew peckman", "oluwasegun ajiboye", "leonardo suarez", "shanna cooke", "sameer lalji", "mathew negus"] ["martin zeman", "ian salters"] []


sender: Marcus Spooner On Behalf Of ITC ACO

to_recipients:
Xavier Avila
Leonardo Suarez
Jitan Patel
Matthew Peckman
Shanna Cooke
Oluwasegun Ajiboye
Sameer Lalji

cc_recipients:
Nina Tona
Martin Zeman
Ian Salters

all_participants: marcus spooner on behalf of itc aco ["xavier avila", "leonardo suarez", "jitan patel", "matthew peckman", "shanna cooke", "oluwasegun ajiboye", "sameer lalji"] ["nina tona", "martin zeman", "ian salters"] []


all_participants: mathew negus ["xavier avila"] [] []


sender: Xavier Avila

subject: TRADEINVEST FINANCIAL HOLDINGS LTD, BS

to_recipients:
ITC ACO
Leonardo Suarez
Jitan Patel
Matthew Peckman
Shanna Cooke
Oluwasegun Ajiboye
Sameer Lalji
Martin Zeman
Ian Salters

cc_recipients:
Nina Tona
Mathew Negus

all_participants: xavier avila ["itc aco", "leonardo suarez", "jitan patel", "matthew peckman", "shanna cooke", "oluwasegun ajiboye", "sameer lalji", "martin zeman", "ian salters"] ["nina tona", "mathew negus"] []


sender: Martin Zeman

subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding

to_recipients:
Zack Bunimovich
Rita Shteynberg
Jitan Patel
Nina Tona
Liam Osullivan
Mathew Negus

cc_recipients:
Xavier Avila
Alastair Mackinlay
Anthony Lentini
-A Sferrazza

all_participants: martin zeman ["zack bunimovich", "rita shteynberg", "jitan patel", "nina tona", "liam osullivan", "mathew negus"] ["xavier avila", "alastair mackinlay", "anthony lentini", "-a sferrazza"] []


sender: Zack Bunimovich

subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C]

to_recipients:
Martin Zeman
Rita Shteynberg
Jitan Patel

cc_recipients:
Xavier Avila
Liam Osullivan
Mathew Negus
Alastair Mackinlay
-A Sferrazza
Anthony Lentini

all_participants: zack bunimovich ["martin zeman", "rita shteynberg", "jitan patel"] ["xavier avila", "liam osullivan", "mathew negus", "alastair mackinlay", "-a sferrazza", "anthony lentini"] []


sender: Martin

subject: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C]

to_recipients:
Zack Bunimovich
Rita Shteynberg
Jitan Patel

cc_recipients:
Xavier Avila
Liam O'Sullivan
Mathew Negus
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: martin ["zack bunimovich", "rita shteynberg", "jitan patel"] ["xavier avila", "liam o'sullivan", "mathew negus", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


sender: Nina Tona

subject: RE: SF [I] [C]

to_recipients:
Zack Bunimovich
Martin Zeman
Xavier Avila

cc_recipients:
Rita Shteynberg
Mathew Negus
Jitan Patel
Alastair Mackinlay
Davide-A Sferrazza
Anthony Lentini

all_participants: nina tona ["zack bunimovich", "martin zeman", "xavier avila"] ["rita shteynberg", "mathew negus", "jitan patel", "alastair mackinlay", "davide-a sferrazza", "anthony lentini"] []


sender: Monika Valantiejute

subject: RE: SF [1]

to_recipients:
Xavier Avila
Iain Macara
Rita Shteynberg

cc_recipients:
Nina T
Alastair Mackinlay
Martin Zeman

all_participants: monika valantiejute ["xavier avila", "iain macara", "rita shteynberg"] ["nina t", "alastair mackinlay", "martin zeman"] ["davide-a sferrazza"]


subject: RE: SF [I]

to_recipients:
Iain Macara
Rita Shteynberg
Jitan Patel
Mathew Negus
GM ACO
Alastair Mackinlay
Martin Zeman
Nina Tona
Davide-A Sferrazza

all_participants: xavier avila ["iain macara", "rita shteynberg", "jitan patel", "mathew negus", "gm aco", "alastair mackinlay", "martin zeman", "nina tona", "davide-a sferrazza"] [] []


sender: Iain Macara

subject: RE: SF [I]

to_recipients:
Xavier Avila
Rita Shteynbe
Jitan Patel
GM ACO

cc_recipients:
Nina Tona
Alistair Mackinlay
Martin Zeman
Davide-A Sferrazza

all_participants: iain macara ["xavier avila", "rita shteynbe", "jitan patel", "gm aco"] ["nina tona", "alistair mackinlay", "martin zeman", "davide-a sferrazza"] []


subject: RE: Darren, greetings. Here is your fill:

cc_recipients:
Martin Zeman
Liam Osullivan

all_participants: joshua shoshan ["stewart oldfield"] ["martin zeman", "liam osullivan"] []


sender: Stewart Oldfield

all_participants: stewart oldfield ["joshua shoshan"] ["martin zeman", "liam osullivan"] []


subject: Demon greetings. Here is your fill

to_recipients:
Martin Zeman
Liam Osullivan

cc_recipients:
Stewart Oldfield
Tazia Smith
Vahe Stepanian

all_participants: joshua shoshan ["martin zeman", "liam osullivan"] ["stewart oldfield", "tazia smith", "vahe stepanian"] []


subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [1]

to_recipients:
Jimmy-H Xu
Mathew Negus
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: Aiasha Khokhar

subject: RE: Southern Financial - KYC Docs. [I]

to_recipients:
Zack Bunimovich
Martin Zeman
Nina Tona

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Xavier Avila
Joshua Shoshan

all_participants: aiasha khokhar ["zack bunimovich", "martin zeman", "nina tona"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Martin Zeman
Nina Tona
Aiasha Khokhar

all_participants: zack bunimovich ["martin zeman", "nina tona", "aiasha khokhar"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: Southern Financial - KYC Docs. [1]

to_recipients:
Zack Bunimovich
Nina Tona
Davide-A Sferrazza
Xavier Avila

cc_recipients:
Liam Osullivan
Joshua Shoshan

all_participants: martin zeman ["zack bunimovich", "nina tona", "davide-a sferrazza", "xavier avila"] ["liam osullivan", "joshua shoshan"] []


subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I]

to_recipients:
Nina Tona
Cruz
Jesse-J

cc_recipients:
ODC FixedIncomeRepoECM
Martin Zeman

all_participants: zack bunimovich ["nina tona", "cruz", "jesse-j"] ["odc fixedincomerepoecm", "martin zeman"] []


subject: RE: Escalation: ONB-1135648/LKYCGB-160049/Southern Financial LLC [I]

to_recipients:
Zack Bunimovich
ODC-Equities Account-Opening
Jesse-J Cruz

cc_recipients:
ODC Fixed Income RepoECM
Martin Zeman

all_participants: nina tona ["zack bunimovich", "odc-equities account-opening", "jesse-j cruz"] ["odc fixed income repoecm", "martin zeman"] []


subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC (Ij

to_recipients:
ODC-Equities Account-Opening
Jesse-J Cruz

cc_recipients:
ODC FixedlncomeRepoECM
Martin Zeman
Nina Tona

all_participants: zack bunimovich ["odc-equities account-opening", "jesse-j cruz"] ["odc fixedlncomerepoecm", "martin zeman", "nina tona"] []


all_participants: zack bunimovich ["odc-equities account-opening", "jesse-j cruz"] ["odc fixedincomerepoecm", "martin zeman"] []


sender: Nikita Bajaj

subject: RE: Escalation: ONB-1135648/LKYCGB-160049/ Southern Financial LLC [I]

cc_recipients:
Zack Bunimovich
ODC-Equities Account-Opening
ODC Fixed IncomeRepoECM

all_participants: nikita bajaj ["jesse-j cruz"] ["zack bunimovich", "odc-equities account-opening", "odc fixed incomerepoecm"] []


sender: Jesse-J Cruz

to_recipients:
ODC-Equities Account-Opening
ODC FixedIncomeRepoECM

all_participants: jesse-j cruz ["odc-equities account-opening", "odc fixedincomerepoecm"] ["zack bunimovich"] []


subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC

all_participants: zack bunimovich ["jesse-1 cru"] [] []


bcc_recipients:
Daniel-A Klyashtorny
Xavier Avila
Davide-A Sferrazza
Nina Tona
AMLUK
Devshiji Odedra
Ian Salters
Simon Nall
Patel
Jesse-J Cruz
Zack
Bunimovich

all_participants: martin zeman ["james gladwin"] ["kareen johnson"] ["daniel-a klyashtorny", "xavier avila", "davide-a sferrazza", "nina tona", "amluk", "devshiji odedra", "ian salters", "simon nall", "patel", "jesse-j cruz", "zack", "bunimovich"]


sender: James Gladwin

to_recipients:
Martin Zeman
Zack Bunimovich
Jesse-J Cruz

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Nina Tona
Xavier Avila
Davide-A Sferrazza
AMLUK
Devshiji Odedra
Ian Salters
Reviews
Ricky-x Patel
Simon Nall

all_participants: james gladwin ["martin zeman", "zack bunimovich", "jesse-j cruz"] ["kareen johnson", "daniel-a klyashtorny", "nina tona", "xavier avila", "davide-a sferrazza", "amluk", "devshiji odedra", "ian salters", "reviews", "ricky-x patel", "simon nall"] []


to_recipients:
Martin Zemar
Zack Bunimovich
Jesse-J Cruz

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Nina Tona
Xavier Avila
Davide-A Sferrazza

all_participants: james gladwin ["martin zemar", "zack bunimovich", "jesse-j cruz"] ["kareen johnson", "daniel-a klyashtorny", "nina tona", "xavier avila", "davide-a sferrazza"] []


to_recipients:
Zack Bunimovich
AMLUK Reviews
Jesse-J Cruz
James Gladwin

all_participants: martin zeman ["zack bunimovich", "amluk reviews", "jesse-j cruz", "james gladwin"] ["kareen johnson", "daniel-a klyashtorny", "nina tona", "xavier avila", "davide-a sferrazza"] []


to_recipients:
AMLUK Reviews
Jesse-J Cruz
James Gladwin

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Martin Zeman
Nina Tona

all_participants: zack bunimovich ["amluk reviews", "jesse-j cruz", "james gladwin"] ["kareen johnson", "daniel-a klyashtorny", "martin zeman", "nina tona"] []


cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Martin Zeman

all_participants: zack bunimovich ["amluk reviews", "jesse-j cruz", "james gladwin"] ["kareen johnson", "daniel-a klyashtorny", "martin zeman"] []


to_recipients:
Jesse-J Cruz
James Gladwin

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny
Zack Bunimovich
AMLUK Reviews

all_participants: james gladwin ["jesse-j cruz", "james gladwin"] ["kareen johnson", "daniel-a klyashtorny", "zack bunimovich", "amluk reviews"] []


subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [Il

to_recipients:
AMLUK Reviews
amluk compliance
James Gladwin
Helen Ncube
Daniel-A Klyashtorny
Zack Bunimovich

all_participants: jesse-j cruz ["amluk reviews", "amluk compliance", "james gladwin", "helen ncube", "daniel-a klyashtorny", "zack bunimovich"] ["kareen johnson"] []


to_recipients:
Jesse-J Cruz
AMLUK Reviews
amluk compliance

cc_recipients:
Kareen Johnson
Daniel-A Klyashtorny

all_participants: zack bunimovich ["jesse-j cruz", "amluk reviews", "amluk compliance"] ["kareen johnson", "daniel-a klyashtorny"] []


sender: Neha Dugar

subject: Request ID ONB-1135648 *** Southern Financial, LLC ***

all_participants: neha dugar ["amber davis"] ["odc-equities account-opening"] []


sender: Amber Davis

subject: RE: Request ID ONB-1135648 1' Southern Financial, LLC• n [I]

to_recipients:
ODC-Equities Account-Opening
Jesse-1 Cruz

all_participants: amber davis ["odc-equities account-opening", "jesse-1 cruz"] [] []


sender: Jimmy-H Xu

to_recipients:
Xavier Avila
Mathew Negus
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A
Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a", "chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]

cc_recipients:
Joe Aglione
Chopra
Alka Gopala
Ian Salters
NCAOTC Derivatives

bcc_recipients:
Mathew Negus
Akash Malhotra
Nina Tona
Pankaj-A
Martin Zeman

all_participants: jimmy-h xu ["xavier avila"] ["joe aglione", "chopra", "alka gopala", "ian salters", "ncaotc derivatives"] ["mathew negus", "akash malhotra", "nina tona", "pankaj-a", "martin zeman"]


cc_recipients:
Joe Aglione
Pankaj-A Chopra
Zeman
Akash Malhotra
Jan Salters
Nina Tona
Alka Gopala

all_participants: xavier avila ["mathew negus"] ["joe aglione", "pankaj-a chopra", "zeman", "akash malhotra", "jan salters", "nina tona", "alka gopala"] []


sender: Mathew Negus

to_recipients:
Xavier Avila
Akash Malhotra

cc_recipients:
NCAOTC Derivatives
Panki-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman

all_participants: mathew negus ["xavier avila", "akash malhotra"] ["ncaotc derivatives", "panki-a chopra", "alka gopala", "nina tona", "ian salters", "martin zeman"] []


cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Mathew Negus
Martin Zeman

all_participants: xavier avila ["akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "mathew negus", "martin zeman"] []


sender: Akash Malhotra

subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [1]

to_recipients:
Nina Tona
Mathew Negus
Jimmy-H Xu
Xavier Avila

cc_recipients:
Joe Aglione
Ian Salters
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: akash malhotra ["nina tona", "mathew negus", "jimmy-h xu", "xavier avila"] ["joe aglione", "ian salters", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


to_recipients:
Jimmy-H Xu
Xavier Avila
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: mathew negus ["jimmy-h xu", "xavier avila", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
Martin Zeman
Alka Gopala

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "martin zeman", "alka gopala"] []


sender: Xavier Avila

to_recipients:
Jimmy-H Xu
Mathew Negus
Akash Malhotra

all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


cc_recipients:
Joe Aglione
Pankaj-A Chopra
Zeman
Akash Malhotra
Ian Salters
Nina Tona
NCAOTC Derivatives
Alka Gopala
Martin

all_participants: xavier avila ["mathew negus"] ["joe aglione", "pankaj-a chopra", "zeman", "akash malhotra", "ian salters", "nina tona", "ncaotc derivatives", "alka gopala", "martin"] []


cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman

all_participants: mathew negus ["xavier avila", "akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "martin zeman"] []


subject: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]

cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala

all_participants: akash malhotra ["xavier avila"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala"] []


sender: Jj Litchford

subject: FW: JEE WT

all_participants: jj litchford ["mark gonzalez"] [] []


sender: Andrew King

subject: FW: JEE WT

all_participants: andrew king ["jj litchford"] [] []


sender: Amanda Kirby

subject: Fw: JEE WT

all_participants: amanda kirby ["andrew king"] [] []


sender: [Redacted]

subject: DELIVERY FAILURE: 550 5.1.1 <[Redacted]>... User unknown

to_recipients:
Cynthia Rodriguez
[Redacted]

all_participants: [redacted] ["cynthia rodriguez", "[redacted]"] [] []


sender: Darren Indyke

subject: Re: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


sender: Cynthia Rodriguez

subject: RE: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


sender: Darren K. Indyke

subject: Re: Art Fund Account

all_participants: darren k. indyke ["cynthia rodriguez"] [] []


all_participants: cynthia rodriguez [] [] []


sender: Bella Klein

subject: Re:ISA LLC acc xxxxx9295

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Yoonsun Chung

subject: assigned to you.

all_participants: yoonsun chung [] [] []


subject: RE: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]

all_participants: cynthia rodriguez ["stewart oldfield"] [] []


sender: Stewart Oldfield

subject: Re: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]

all_participants: stewart oldfield ["cynthia rodriguez"] [] []


sender: Shalini Goyal

subject: OD REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez
William-M Finn

cc_recipients:
Oversight Control
Debra Jasper

all_participants: shalini goyal ["stewart oldfield", "bradley gillin", "cynthia rodriguez", "william-m finn"] ["oversight control", "debra jasper"] []


subject: Fw: O0 REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]


subject: Re: O0 REFERRALS ( 06-02-2017 ) A/c # 35267258 [I]


sender: Darnetta Chandler-Johnson

subject: Case tt 01790685: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: RE: LSJE LLC acc xxxxx9295

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Unknown

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: unknown [] [] []


subject: Re: Jee wire Russian Rubbles

all_participants: bellaklein575@gmail.com ["cynthia rodriguez"] [] []


subject: Jee wire Russian Rubbles

cc_recipients:
Richard Kahn
Darren Indyke

all_participants: bellaklein575@gmail.com ["cynthia rodriguez"] ["richard kahn", "darren indyke"] []


subject: JEE wire

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bella klein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


subject: RE: Bank Error


subject: Fwd: Bank Error


sender: Zorro Ranch

subject: Re: Bank Error

to_recipients:
Una Pasca
Rich Kahn

all_participants: zorro ranch ["una pasca", "rich kahn"] [] []


subject: Your KYC has been approved!


subject: Re: wire


subject: RE: and Karyna Shuliak


subject: RE: and Karyna Shuliak

all_participants: cynthia rodriguez ["bella klein"] ["stewart oldfield"] []


subject: Fwd: Transaction Information Required [I]


subject: RE: EMS/030517561622: Check Referral - Acct-42953475,42953758[1]

cc_recipients:
Julian J Leff
Stewart Oldfield
Uplabdhi Singh
Bradley Gillin
M Finn
Lisa-M Ramos
Kavish Sharma
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin
William-

all_participants: cynthia rodriguez ["sigver dbgps"] ["julian j leff", "stewart oldfield", "uplabdhi singh", "bradley gillin", "m finn", "lisa-m ramos", "kavish sharma", "teresa metallo", "joy e mitchell", "muhammod j uddin", "william-"] []


sender: Daphne Cales

subject: RE: KYC Remediation - Southern Financial Relationship [I]

all_participants: daphne cales ["cynthia rodriguez"] [] []


subject: KYC Remediation - Southern Financial Relationship [I]

cc_recipients:
Stewart Oldfield
Daphne Cales
Patrick Harris
Vaishali-P Mehta

all_participants: darnetta chandler-johnson ["cynthia rodriguez"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p mehta"] []


subject: RE: URGENT - Immediate Response Requested - RE: Account - JEFFREY EPSTEIN [I]

all_participants: cynthia rodriguez ["danya friedman"] ["kripa aryal-moore"] []


sender: Danya Friedman

all_participants: danya friedman ["cynthia rodriguez"] ["kripa aryal-moore"] []


subject: Fwd:

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Darnetta Chandler-Johnso

subject: Case tt 01790862: has been assigned to you.

all_participants: darnetta chandler-johnso [] [] []


sender: Melisa Venegas

subject: RE: Volcker Update For "The Haze Trust" [1]

to_recipients:
Cynthia Rodriguez
Navin-Kumar Pankaj

all_participants: melisa venegas ["cynthia rodriguez", "navin-kumar pankaj"] [] []


subject: RE: Volcker Update For "The Haze Trust" [I]

to_recipients:
Navin-Kumar Pankaj
USPWM KYC

all_participants: cynthia rodriguez ["navin-kumar pankaj", "uspwm kyc"] [] []


sender: Navin-Kumar Pankaj

subject: Volcker Update For The Haze Trust

all_participants: navin-kumar pankaj ["uspwm kyc"] ["cynthia rodriguez"] []


subject: Scan from Lexmark MFP with "Mail to Me"


subject: JE Wire


sender: Firdaus Madiar

subject: FW: Darren Indyke [I]

to_recipients:
Ying-A Wang
Cherie Quigley

cc_recipients:
Am(compliance Inquiries
Carmen A Ayala

all_participants: firdaus madiar ["ying-a wang", "cherie quigley"] ["am(compliance inquiries", "carmen a ayala"] []


sender: Nicole Perskawiec

subject: Darren Indyke [I]

all_participants: nicole perskawiec ["firdaus madiar"] ["carmen a ayala"] []


subject: RE: Transaction Information Required [I]

all_participants: cynthia rodriguez ["bella klein"] [] []


subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 141374 - DUE MAY 5 [I]

to_recipients:
Stewart Oldfield
Danya Friedman

cc_recipients:
Amicompliance Inquiries
Andrew Gallivan

all_participants: cynthia rodriguez ["stewart oldfield", "danya friedman"] ["amicompliance inquiries", "andrew gallivan"] []


subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account

cc_recipients:
Amlcompliance Inquiries
Andrew Gallivan
Cynthia Rodriguez

all_participants: stewart oldfield ["danya friedman"] ["amlcompliance inquiries", "andrew gallivan", "cynthia rodriguez"] []


subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account

cc_recipients:
Amlcompliance Inquiries
Andrew Gallivan

all_participants: danya friedman ["stewart oldfield"] ["amlcompliance inquiries", "andrew gallivan"] []


sender: Danya Friedman On Behalf Of Amlcompliance Inquiries

subject: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5

all_participants: danya friedman on behalf of amlcompliance inquiries ["stewart oldfield"] ["amlcompliance inquiries"] []


sender: Cynthia Rodriguez

subject: RE: KYC Remediation [I]

all_participants: cynthia rodriguez ["daphne cales"] [] []


subject: RE: KYC Remediation [I)

to_recipients:
Daphne Cales
Stewart Oldfield

all_participants: cynthia rodriguez ["daphne cales", "stewart oldfield"] ["sheffali welch"] []


sender: Manish-m Gupta

subject: Volker covered fund : Southern Financial LLC [I)

all_participants: manish-m gupta ["uspwm kyc [uspwm kyc-2@db tom"] ["cynthia rodriguez"] []


sender: Due Diligence Notification

subject: Due Diligence Notification

all_participants: due diligence notification [] [] []


sender: Yoonsun Chung

subject: Case tt 01748087: has been assigned to you.

all_participants: yoonsun chung [] [] []


subject: RE: Transaction Information Required [I] [C]


sender: Bella Klein

all_participants: bella klein ["cynthia rodriguez"] [] []


subject: wire


subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: cynthia.rodriguez@db.com [] [] []


subject: New Account

all_participants: cynthia rodriguez ["bellaklein"] ["stewart oldfield"] []


subject: JEE wire

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn", "darren indyke"] []


sender: Robert Dicerbo

subject: RE: DB_Form to hange online administrator_110617. (I)

all_participants: robert dicerbo ["cynthia rodriguez"] [] []


subject: RE: DB_Form to hange online administrator_110617. ill

all_participants: cynthia rodriguez ["robert dicerbo"] [] []


subject: FW: DB_Form to hange online administrator_110617. Ill


subject: DB_Form to hange online administrator_110617.

cc_recipients:
Robert Dicerbo
Darren Indyke
Richard Kahn

all_participants: bella klein ["cynthia rodriguez"] ["robert dicerbo", "darren indyke", "richard kahn"] []


all_participants: cynthia rodriguez [] [] []


subject: Fwd: Notification - Payee update: Emery I Poleon added

all_participants: bella klein ["robert dicerbo"] [] []


subject: RE: Swift Confirmation [I]

all_participants: cynthia rodriguez ["kathryn j stanfield"] [] []


sender: Kathryn J Stanfield

subject: RE: Swift Confirmation [I]

all_participants: kathryn j stanfield ["cynthia rodriguez"] [] []


subject: Swift Confirmation

all_participants: cynthia rodriguez ["kathryn l stanfield"] [] []


subject: RE: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


sender: Darren Indyke

subject: Re: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: Art Fund Account


sender: Prachi Pawa

subject: [Redacted]

all_participants: prachi pawa ["cynthia rodriguez"] [] []


subject: Research request - BT

all_participants: cynthia rodriguez ["pwm bis-research"] [] []


subject: Re: RE: RE:


subject: Fwd:


subject: RE: Photo ID Karyna

all_participants: cynthia rodriguez ["bella klein"] [] []


subject: Fwd: Photo ID Karyna

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Karyna Shuliak

subject: Photo ID

all_participants: karyna shuliak ["bella klein"] [] []


sender: Darnetta Chandler-Johnson

subject: Case # 01790655: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: JEE wire

all_participants: bella klein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


subject: RE: RESEARCH REQUEST: PRYTANEE [I]


sender: Shreya Parashar

subject: RE: RESEARCH REQUEST: PRYTANEE [I]

to_recipients:
Cynthia Rodriguez
PWM BIS-Research

all_participants: shreya parashar ["cynthia rodriguez", "pwm bis-research"] [] []


sender: Annanya Pareek

subject: Cinq Case 161119 600001 ; DbForce teas case # 01678707 [1]

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez

all_participants: annanya pareek ["stewart oldfield", "bradley gillin", "cynthia rodriguez"] [] []


subject: Cinq Case 161119 600001 ; DbForce teas case # 01678707 [I]


subject: Case # 01696913: has been assigned to you.

all_participants: cynthia rodriguez ["pwm.amlcompliance@db.com"] [] []


subject: RE: Research Request - Butterfly


subject: Research Request - Butterfly


subject: Re: Fwd: Butterfly Trust

all_participants: cynthia rodriguez ["██████████████████████"] [] []


subject: RE: Butterfly Trust

all_participants: cynthia rodriguez ["richard kahn"] [] []


sender: Richard Kahn

subject: Re: Butterfly Trust

all_participants: richard kahn ["stewart oldfield"] ["cynthia rodriguez"] []


subject: RE: Name change Request case If 1536524 [I]

all_participants: cynthia rodriguez ["ruchi lohani"] [] []


sender: Ruchi Lohani

subject: Name change Request case # 1536524 [I]

all_participants: ruchi lohani ["cynthia rodriguez"] [] []


sender: Yoonsun Chun

subject: Case 4 01790739: has been assigned to you.

all_participants: yoonsun chun [] [] []


subject: Case tt 01804531: has been assigned to you.

all_participants: cynthia rodriguez [] [] []


subject: resending caterpillar docs

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein"] []


subject: RE: 2013 Butterfly Trust


subject: Fwd: 2013 Butterfly Trust


sender: Bebe Avdiu

subject: 2013 Butterfly Trust

all_participants: bebe avdiu ["bella klein"] ["darren indyk"] []


sender: Unknown

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: unknown ["unknown"] [] []


all_participants: yoonsun chung [] [] []


sender: Prachi Pawa (on behalf of PWM BIS-Research)

subject: (Redacted) and The Pierre Trust

all_participants: prachi pawa (on behalf of pwm bis-research) ["cynthia rodriguez"] [] []


subject: Case 4 01790748: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


sender: Ariane Dwyer

subject: RE: send to rich please [C]

cc_recipients:
Paul Morris
Daniel Sabba

all_participants: ariane dwyer ["stewart oldfield"] ["paul morris", "daniel sabba"] []


sender: Stewart Oldfield

subject: RE: send to rich please [C]

to_recipients:
Daniel Sabba
Vahe Stepanian
Ariane Dwyer

all_participants: stewart oldfield ["daniel sabba", "vahe stepanian", "ariane dwyer"] ["paul morris"] []


sender: Paul Morris

subject: Re: send to rich please [C]

cc_recipients:
Stewart Oldfield
Vahe Stepanian

all_participants: paul morris ["ariane dwyer"] ["stewart oldfield", "vahe stepanian"] []


subject: RE: send to rich please [C]

cc_recipients:
Vahe Stepanian
Daniel Sabba
Paul Morris

all_participants: ariane dwyer ["jeevacation@gmail.com", "irichardkahn12@gmail.com"] ["vahe stepanian", "daniel sabba", "paul morris"] []


sender: Daniel Sabba

subject: Re: send to rich please [C]

cc_recipients:
Vahe Stepanian
Ariane Dwyer

all_participants: daniel sabba ["jeevacation@gmail.com", "paul morris"] ["vahe stepanian", "ariane dwyer"] []


sender: Jeffrey E.

subject: send to rich please

to_recipients:
Daniel Sabba
Richard Kahn
Paul Morris

all_participants: jeffrey e. ["daniel sabba", "richard kahn", "paul morris"] [] []


sender: Cynthia Rodriguez

subject: RDC/PCR Alerts for Jeffrey Epstein and Darren Indyke

all_participants: cynthia rodriguez ["pwmus amlkyc"] [] []


subject: KYC Remediation - Southern Financial Relationship [I]

all_participants: darnetta chandler-johnson ["cynthia rodriguez"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p mehta"] []


subject: Indicative offers - AAVL Jun15 calls [C]

cc_recipients:
Paul Morris
Stewart Oldfield
Vahe Stepanian
Ariane Dwyer
Richard Kahn

all_participants: daniel sabba ["jeevacation@gmail.com"] ["paul morris", "stewart oldfield", "vahe stepanian", "ariane dwyer", "richard kahn"] []


subject: RE: HBRK

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Bella Klein

subject: Fwd: HBRK

all_participants: bella klein ["cynthia rodriguez"] [] []


subject: Re: UDR


subject: HBRK

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn"] []


subject: RE: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


sender: Darren Indyke

subject: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: RE: KYC Remediation - Southern Financial Relationship [I]

all_participants: cynthia rodriguez ["darnetta chandler-johnson"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p mehta"] []


subject: RE: Portfolio Protection Idea - SPX Puts Contingent on 10y USD Swap Rates [C]

all_participants: stewart oldfield ["paul morris"] [] []


subject: FW: Portfolio Protection Idea - SPX Puts Contingent on l0y USD Swap Rates [C]

all_participants: paul morris ["stewart oldfield"] [] []


subject: Portfolio Protection Idea - SPX Puts Contingent on l0y USD Swap Rates [C]

cc_recipients:
Vahe Stepanian
Ariane Dwyer
Paul Morris
Richard Kahn

all_participants: daniel sabba ["jeffrey e."] ["vahe stepanian", "ariane dwyer", "paul morris", "richard kahn"] []


subject: Re: Trust Agreement


sender: Yoonsun Chung

subject: Your KYC has been approved!

all_participants: yoonsun chung [] [] []


sender: Darnetta Chandler-Johnson

subject: Case tt : has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


sender: Vahe Stepanian

subject: Monthly TWTR Swap Reset [SC]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Jeanne Brennan

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "jeanne brennan"] []


subject: RE: Touching Base [I]

all_participants: cynthia rodriguez ["daphne cales"] [] []


sender: Daphne Cales

subject: Re: Touching Base III

all_participants: daphne cales ["cynthia rodriguez"] [] []


subject: Touching Base [I]


sender: Richard Kahn

subject: Re: 3 wires

to_recipients: An Assistant Vice President at Deutsche Bank Trust Company Americas, Deutsche Asset & Wealth Management

all_participants: richard kahn ["an assistant vice president at deutsche bank trust company americas, deutsche asset & wealth management"] [] []


subject: Re: 3 wires

all_participants: richard kahn [] [] []


all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: Re: 3 wires

all_participants: richard kahn ["cynthia rodriguez"] [] []


all_participants: cynthia rodriguez [] [] []


subject: Fwd: 3 wires

cc_recipients:
Stewart Oldfield
Darren Indyke
Bella Klein

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "darren indyke", "bella klein"] []


subject: Re: 3 wires

all_participants: darren indyke ["richard kahn"] [] []


subject: Research - Butterfly

all_participants: cynthia rodriguez ["pwm bis-research"] [] []


sender: Akash-Kumar Gomesh

subject: RE: Research-Southern Trust

all_participants: akash-kumar gomesh ["cynthia rodriguez", "pwm bis-research"] [] []


subject: Research-Southern Trust


subject: RE: Trade Report 8/12/14 - USDCNH 1yr Put [C]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

all_participants: vahe stepanian ["jeffrey epstein"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "richard kahn"] []


subject: FW: Account Planning-Stewart Oldfield [I]

all_participants: cynthia rodriguez ["samantha harmon"] [] []


subject: RE: Account Planning-Stewart Oldfield [1]

to_recipients:
Patrick Campion
Stewart Oldfield
Samantha Harmon
Dana Ponzio
Laura Farischon
Harris Winters
Nina-X Nevidzanska
Andrew King
Brian J Harrington
Charlie Burrows
Frank DeBenedittii
George Hack
Joshua Shoshan
Matt Glassman
Paul Bartilucci
Peter Ferrara
Sam Petrucci
Tazia Smith
Xavier Avila
Martin Zeman
Vahe Stepanian

all_participants: cynthia rodriguez ["patrick campion", "stewart oldfield", "samantha harmon", "dana ponzio", "laura farischon", "harris winters", "nina-x nevidzanska", "andrew king", "brian j harrington", "charlie burrows", "frank debenedittii", "george hack", "joshua shoshan", "matt glassman", "paul bartilucci", "peter ferrara", "sam petrucci", "tazia smith", "xavier avila", "martin zeman", "vahe stepanian"] ["bradley gillin"] []


subject: Swift Confirmation

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Danya Friedman

subject: URGENT - Immediate Response Requested - RE: Account █████████ - JEFFREY EPSTEIN [I]

all_participants: danya friedman ["cynthia rodriguez"] ["kripa aryal-moore"] []


subject: Case tt has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


Scan from Lexmark MFP with "Mail to Me"


sender: bellaklein

subject: Fwd: ZEE international wire - please update

all_participants: bellaklein ["cynthia rodriguez"] [] []


subject: JEE international wire

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bellaklein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


subject: Art Fund Items

all_participants: cynthia rodriguez ["darren indyke"] [] []


subject: Re: Russian wire


sender: Bella Klei

subject: Re: RE:

all_participants: bella klei ["cynthia rodriguez"] [] []


subject: Re: Transaction Information Required Ill

all_participants: bella klein ["cynthia rodriguez"] [] []


subject: Transaction Information Required [I]


sender: Jj Litchford

subject: RE: Southern Financial [1]

cc_recipients:
Paul Morris
Stewart Oldfield
Vahe Stepanian

all_participants: jj litchford ["ariane dwyer"] ["paul morris", "stewart oldfield", "vahe stepanian"] []


sender: Ariane Dwyer

subject: RE: Southern Financial [I]

all_participants: ariane dwyer ["jj litchford"] ["paul morris", "stewart oldfield", "vahe stepanian"] []


subject: Southern Financial [I]

to_recipients:
Ariane Dwyer
Vahe Stepanian

cc_recipients:
Paul Morris
Stewart Oldfield

all_participants: jj litchford ["ariane dwyer", "vahe stepanian"] ["paul morris", "stewart oldfield"] []


sender: Robert Dicerbo

subject: FW: Outgoing Wire Status Change Online ID 1030850 III

all_participants: robert dicerbo ["cynthia rodriguez"] [] []


subject: FW: Outgoing Wire Status Change Online ID

all_participants: robert dicerbo ["(███████████████████████████████████)"] ["cynthia rodriguez"] []


subject: FW: Outgoing Wire Status Change (I)

all_participants: cynthia rodriguez ["robert dicerbo"] [] []


subject: Fwd: Outgoing Wire Status Change


sender: Unknown

subject: Outgoing Wire Status Change

all_participants: unknown ["unknown"] [] []


sender: Priyanka Rathore

subject: RDC Alert Jeffrey Edward Epstein And The 2017 Caterpillar Trust

cc_recipients:
PWM BIS-Research
PWMUS AMLKYC

all_participants: priyanka rathore ["cynthia rodriguez"] ["pwm bis-research", "pwmus amlkyc"] []


sender: Cynthia Rodriguez

subject: RE: Your KYC has been rejected [I]

all_participants: cynthia rodriguez ["yoonsun chung"] [] []


subject: Your KYC has been rejected

all_participants: yoonsun chung ["cynthia rodriguez"] [] []


subject: RE: 3 wires

all_participants: cynthia rodriguez ["richard kahn"] [] []


subject: Re: 3 wires

all_participants: richard kahn ["cynthia rodriguez"] [] []


subject: Re: 3 wires


subject: 3 wires


subject: Fwd: 3 wires

cc_recipients:
Stewart OldfieId
Darren Indyke
Bella Klein

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfieid", "darren indyke", "bella klein"] []


subject: Re: 3 wires

all_participants: darren indyke ["richard kahn"] [] []


subject: please sign and return to me asap as cutoff is 1 hour from now for DB to process thank you

all_participants: richard kahn [] [] []


subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: unknown [] [] []


sender: Bella Klein

subject: JEE wire

all_participants: bella klein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


subject: Case tt01790849: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: Your KYC has been rejected

all_participants: yoonsun chung ["cynthia.rodriguez@db.com"] [] []


subject: FW: Southern Financial/Epstein accounts [I]

all_participants: cynthia rodriguez ["shreya parashar"] [] []


subject: RE: Southern Financial/Epstein accounts [I]

to_recipients:
Charlie Burrows
Arthur Tremblay
Stewart Oldfield

all_participants: cynthia rodriguez ["charlie burrows", "arthur tremblay", "stewart oldfield"] ["brendan heinz"] []


sender: Charlie Burrows

to_recipients:
Cynthia Rodriguez
Arthur Tremblay
Stewart Oldfield

all_participants: charlie burrows ["cynthia rodriguez", "arthur tremblay", "stewart oldfield"] ["brendan heinz"] []


sender: Cynthia Rodrigue

subject: Case u 01790655: has been assigned to you.

all_participants: cynthia rodrigue [] [] []


sender: Hemant-Kumar Rathore

subject: Pending FX Payments dtd 09/21/2018

to_recipients:
Elizabeth Payne
Natalie Barak
William Finn
Gilkinson
Bradley Gillin
Anu Barua
Michele-M Quattrocchi
Richard Iarossi
Joan Clarke
Liz Fitzgerald
Monica
Stewart Oldfield

cc_recipients:
Kathryn J Stanfield
Anil Tewani
Halina Laczny
Yvette Tirrito
Vikas Dave

all_participants: hemant-kumar rathore ["elizabeth payne", "natalie barak", "william finn", "gilkinson", "bradley gillin", "anu barua", "michele-m quattrocchi", "richard iarossi", "joan clarke", "liz fitzgerald", "monica", "stewart oldfield"] ["kathryn j stanfield", "anil tewani", "halina laczny", "yvette tirrito", "vikas dave"] []


sender: Vikas Dave

subject: FW: Pending FX Payments dtdt 09/21/2018 III

all_participants: vikas dave ["hemant-kumar rathore"] [] []


sender: Ankit-Kumar Sharma

subject: Pending FX Payments dtdt 09/21/2018 IIJ

all_participants: ankit-kumar sharma ["vikas dave"] [] []


sender: Paul Morris

subject: RE: Wires for Southern Financial Relationship [I]

cc_recipients:
Daniel Sabba
Vahe Stepanian
Stewart Oldfield
Jj Litchford

all_participants: paul morris ["ariane dwyer"] ["daniel sabba", "vahe stepanian", "stewart oldfield", "jj litchford"] []


subject: Wires for Southern Financial Relationship [I]

all_participants: ariane dwyer ["paul morris"] ["daniel sabba", "vahe stepanian", "stewart oldfield", "jj litchford"] []


sender: Bhavesh Chandani

subject: RE: Non-Post Transaction 03-19-2019- DDA 42-953-715 [I]

to_recipients:
Bradley Gillin
Monica Gilkinson
Daphne Cales
Stewart Oldfield

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control
Yvette Tirrito

all_participants: bhavesh chandani ["bradley gillin", "monica gilkinson", "daphne cales", "stewart oldfield"] ["halina laczny", "debra jasper", "oversight control", "yvette tirrito"] []


sender: Yvette Tirrito

subject: RE: Non-Post Transaction 03-19-2019- DDA 42-953-715

to_recipients:
Bradley Gillin
Monica Gilkinson
Daphne Cales

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control

all_participants: yvette tirrito ["bradley gillin", "monica gilkinson", "daphne cales"] ["halina laczny", "debra jasper", "oversight control"] []


sender: Vijay-A Sawant

subject: RE: Vijay, are both Butterfly and Gratitude now complete? Thanks

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "richard iarossi"] []


sender: Stewart Oldfield

subject: Vijay, are both Butterfly and Gratitude now complete? Thanks

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi"] []


subject: Re: EMS/120718755747: Check referrals: 42953758 - 1347[1]

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin"] []


sender: Bradley Gillin

subject: RE: LSJE account xxx

all_participants: bradley gillin ["bella klein"] [] []


sender: Bella Kle

subject: Re: LSJE account xxx9295 [C]

all_participants: bella kle ["bradley gilliu"] [] []


subject: LSJE account xx

all_participants: bella klein ["bradley gillin"] ["darren indyke", "richard kahn"] []


sender: Priyanka Vadhera

subject: Check referral; Account no: ; Amount: 7500 [1]

to_recipients:
Jj Litchford
Stewart Oldfield
Paul Morris

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Catherine Logreco
Teresa Metallo
sigver dbgps
Lisa-M Ramos

all_participants: priyanka vadhera ["jj litchford", "stewart oldfield", "paul morris"] ["muhammod j uddin", "joy e", "mitchell", "catherine logreco", "teresa metallo", "sigver dbgps", "lisa-m ramos"] []


subject: RE: Check referral; Account no: [REDACTED]; Amount: 29272.11

cc_recipients:
Paul Morris
Muhammod J Uddin
Joy E
Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Stewart Oldfield
Brianna Fowler
Bradley Gillin

all_participants: cynthia rodriguez ["sigver dbgps"] ["paul morris", "muhammod j uddin", "joy e", "mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "stewart oldfield", "brianna fowler", "bradley gillin"] []


sender: Priyanka Vadhera On Behalf Of sigver dbgps

subject: Check referral; Account no: ; Amount: 29272.11 [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
sigver dbgps
Lisa-M Ramos
Stewart Oldfield
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: priyanka vadhera on behalf of sigver dbgps ["paul morris"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "sigver dbgps", "lisa-m ramos", "stewart oldfield", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


subject: RE: EMS/250417502652: Check referrals: 42953758 - 1279[1]

to_recipients:
sigver dbgps
Stewart Oldfield

cc_recipients:
Julian J Leff
Bradley Gillin
Lisa-M Ramos
Uplabdhi Singh
Kavish Sharma
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["julian j leff", "bradley gillin", "lisa-m ramos", "uplabdhi singh", "kavish sharma", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


subject: Re: EMS/221217280526: Check referrals: 42959324-328[1]

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


sender: Bradley Giffin

subject: RE: WT fed reference [C]

all_participants: bradley giffin ["bella klein"] [] []


subject: Fwd: WT fed reference [C]

all_participants: bella klein ["barton zainyeh (tw), serena"] [] []


sender: Bradley Gitlin

subject: RE: WT fed reference [C]

to_recipients:
Bella Klein
Andrea Herbert

all_participants: bradley gitlin ["bella klein", "andrea herbert"] [] []


sender: Bella Klein

subject: Fwd: WT fed reference

all_participants: bella klein ["andrea herbert"] ["bradley gillin"] []


sender: Bradley Gilling

subject: FW: LSJE account xx [i]

all_participants: bradley gilling ["michele-m quattrocchi"] [] []


sender: Richard Kahn

subject: Re: Gratitude America, Ltd [C]

cc_recipients:
Bradley Gillin
Bella Klein

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin", "bella klein"] []


subject: Re: Gratitude America, Ltd [C]

all_participants: stewart oldfield [] [] []


subject: RE: Gratitude America, Ltd ICI

cc_recipients:
Stewart Oldfield
Bella Klein

all_participants: bradley gillin ["richard kahn"] ["stewart oldfield", "bella klein"] []


sender: Naveen Bagaria

subject: **URGENT** DEPOSIT PWM RETURN A/c # dated 07.06.18 [1]

to_recipients:
CUST INV
Mariela Lopez
Joy E Mitchell
Gail F Mahabir
Norma A Kenney
Muhammod J Uddin

cc_recipients:
Stewart Oldfield
Michele-M Quattrocchi
Kathryn J
Stanfield
Bradley Gillin
Hildegarde Berrios
Daphne Cales

all_participants: naveen bagaria ["cust inv", "mariela lopez", "joy e mitchell", "gail f mahabir", "norma a kenney", "muhammod j uddin"] ["stewart oldfield", "michele-m quattrocchi", "kathryn j", "stanfield", "bradley gillin", "hildegarde berrios", "daphne cales"] []


subject: RE: DEPOSIT RETURN A/c

to_recipients:
Divya Rajawat
Bradley Gillin
Hildegarde Berrios
Daphne Cales
Michele-M Quattrocchi

all_participants: stewart oldfield ["divya rajawat", "bradley gillin", "hildegarde berrios", "daphne cales", "michele-m quattrocchi"] [] []


sender: Cynthia Rodriguez

subject: [Redacted]

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] [] []


sender: sigver dbgps

subject: EMS/120517634312: Check referrals: 42953758 - 1281(1]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Usa-M Ramos
Julian 3 Leff
sigver dbgps
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "usa-m ramos", "julian 3 leff", "sigver dbgps", "kavish sharma", "uplabdhi singh", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


subject: RE: EMS/080518265329: Check Referrals: 42953424 - 1114

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Hildegarde Berrios

all_participants: bradley gillin ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "hildegarde berrios"] []


subject: EMS/080518265329: Check Referrals: 42953424-1114

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
sigver dbgps
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin
Hildegarde Berrios

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "sigver dbgps", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin", "hildegarde berrios"] []


subject: RE: OD REFERRALS (07/23/2018) A/c # █████████ [I]

to_recipients:
Ankit-Kumar Sharma
Stewart Oldfield

cc_recipients:
Halina Laczny
Debra Jasper
█████████████████████████████████
Oversight Control

all_participants: bradley gillin ["ankit-kumar sharma", "stewart oldfield"] ["halina laczny", "debra jasper", "█████████████████████████████████", "oversight control"] []


sender: Ankit-Kumar Sharma

subject: OD REFERRALS (07/23/2018) A/c # ████████ [I]

to_recipients:
Stewart Oldfield
Bradley Gillin

all_participants: ankit-kumar sharma ["stewart oldfield", "bradley gillin"] ["halina laczny", "debra jasper", "'██████████████████████████████████████'", "oversight control"] []


subject: RE: EMS/ Check referrals: -1235

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin
William-M Finn

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin", "william-m finn"] []


subject: EMS/ : Check referrals: - 1235[1]

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
sigver dbgps
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "sigver dbgps", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


subject: RE: DEPOSIT RETURN A/c #35269691

to_recipients:
Bradley Gitlin
Michele-M Quattrocchi

all_participants: stewart oldfield ["bradley gitlin", "michele-m quattrocchi"] ["hildegarde berrios"] []


subject: Re: DEPOSIT RETURN A/c #35269691

cc_recipients:
Stewart Oldfield
Hildegarde Berrios

all_participants: bradley gillin ["michele-m quattrocchi"] ["stewart oldfield", "hildegarde berrios"] []


subject: RE: EMS/ Check referrals: - 1215

cc_recipients:
Muhammod J Uddin
Joy E
Mitchell
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
William-M Finn
&&DoNotSend

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e", "mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "uplabdhi singh", "bradley gillin", "william-m finn", "&&donotsend"] []


subject: EMS/ [redacted] : Check referrals: [redacted] - 1215

cc_recipients:
Muhammod J Uddin
Lisa-M Ramos
Joy E
Mitchell
Teresa Metallo
Kavish Sharma
Julian J Leff
sigver dbgps
Bradley Gillin
William-M Finn
m.finn@db.com
Cynthia Rodriguez

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "lisa-m ramos", "joy e", "mitchell", "teresa metallo", "kavish sharma", "julian j leff", "sigver dbgps", "bradley gillin", "william-m finn", "m.finn@db.com", "cynthia rodriguez"] []


subject: RE: LSJE LLC acc xx██████[C]

all_participants: bradley gillin ["bella klein"] [] []


subject: Fwd: LSJE LLC acc xxx█████

all_participants: bella klein ["bradley gillin"] [] []


sender: Armen Brash

subject: RE: Jeepers transfer [C] [I]

cc_recipients:
Paul Morris
Zbynek Kozelsky
Stewart Oldfield

all_participants: armen brash ["vahe stepanian"] ["paul morris", "zbynek kozelsky", "stewart oldfield"] []


subject: RE: Jeepers transfer [C] [I]

cc_recipients:
Paul Morris
Zbynek Kozelsky

all_participants: armen brash ["vahe stepanian"] ["paul morris", "zbynek kozelsky"] []


sender: Vahe Stepanian

subject: RE: Jeepers transfer [C] [I]

all_participants: vahe stepanian ["armen brash"] ["paul morris", "zbynek kozelsky"] []


subject: RE: Jeepers transfer [C] [I]

to_recipients:
Paul Morris
Vahe Stepanian
Stewart Oldfield

all_participants: armen brash ["paul morris", "vahe stepanian", "stewart oldfield"] ["melinda roy"] []


subject: RE: EMS/300418206986: Check Referrals: 42953758 - 1334[1]

cc_recipients:
Bradley Gillin
Hildegarde Berrios

all_participants: stewart oldfield ["naveen bagaria"] ["bradley gillin", "hildegarde berrios"] []


cc_recipients:
Hemant Kumar-Sharma
Bradley Gillin
Lisa-M Ramos
Uplabdhi Singh
Vinay J
Shreyas-S Apte
Hildegarde Berrios
Teresa Metallo
Joy E Mitchell
Muhammod J Uddin

all_participants: stewart oldfield ["sigver dbgps"] ["hemant kumar-sharma", "bradley gillin", "lisa-m ramos", "uplabdhi singh", "vinay j", "shreyas-s apte", "hildegarde berrios", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


sender: Richard larossi

subject: Automatic reply: Hyperion Air LLC - KYC [II

all_participants: richard larossi ["bradley gill"] [] []


sender: Natalie Barak

subject: RE: OD Referral dated 06-05-2019 For AC #

to_recipients:
Hemant-Kumar Rathore
Stewart Oldfield
Bradley Gillin
Rachel Wachs

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control

all_participants: natalie barak ["hemant-kumar rathore", "stewart oldfield", "bradley gillin", "rachel wachs"] ["halina laczny", "debra jasper", "oversight control"] []


sender: Vijay-A Sawant

subject: FW: Rejection Points KYC # - [0]

all_participants: vijay-a sawant ["daphne cales"] ["vinita advani"] []


subject: RE: Gratitude/BV70[II

all_participants: vijay-a sawant ["bradley grim"] ["vinita advani"] []


sender: Bradley Gillin

subject: FW: Gratitude/BV70 [1]

all_participants: bradley gillin ["vijay-a sawant"] [] []


sender: Stewart Oldfield

subject: Gratitude/Bv70

all_participants: stewart oldfield ["bradley gillin"] [] []


sender: Rishabh Sharma

subject: OD Referral dated 04-01-2019 For AC # 42967439 [1]

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] ["halina laczny", "debra jasper", "oversight control"] []


subject: FW: *** PRICING DETAILS *** JOINT BOOKRUN IPO *** TELADOC INC (NYSE: TDOC) *** APPROVED FOR EXTERNAL DISTRIBUTION *** [C]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Richard Kahn

all_participants: vahe stepanian ["jeffrey e."] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "richard kahn"] []


sender: Brigid Macias

subject: RE: LSJE xx [ ] wire

all_participants: brigid macias ["bella klein"] ["bradley gitlin"] []


sender: Firdaus Madiar

subject: RE: LSJE xxxx wire

cc_recipients:
Nicole Perskawiec
Bradley Gillin
Rachel Wachs
Brigid Macias

all_participants: firdaus madiar ["bella klein"] ["nicole perskawiec", "bradley gillin", "rachel wachs", "brigid macias"] []


sender: Bella Klein

subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] [] []


subject: LSE xxxx9295 wire


subject: RE: LSJE xxxx9295 wire [I]

all_participants: firdaus madiar ["bradley gillin"] ["rachel wachs"] []


sender: Bradley Gitlin

subject: RE: LSJE xxxx9295 wire

all_participants: bradley gitlin ["firdaus madia"] ["rachel wachs"] []


subject: RE: LSIE xxxx9295 wire

to_recipients:
Bradley Gillin
Rachel Wachs

cc_recipients:
Nicole Perskawiec
Brigid Macias
Bella Klein

all_participants: firdaus madiar ["bradley gillin", "rachel wachs"] ["nicole perskawiec", "brigid macias", "bella klein"] []


subject: Re: LSJE 0305 wire

cc_recipients:
Nicole Perskawiec
Rachel Wachs
Brigid Macias

all_participants: bella klein ["firdaus madiar"] ["nicole perskawiec", "rachel wachs", "brigid macias"] []


subject: Re: LSJE xxx wire


all_participants: brigid macias ["bella klein"] [] []


subject: LSJE xxx wire


subject: RE: LSJE xxx wire

all_participants: brigid macias ["bella klein"] ["bradley gillin"] []


subject: Re: LSJE xxxx wire

all_participants: bella klein ["brigid macias"] ["bradley gillin"] []


subject: RE: LSJE xxx ire