to_recipients:
Nina Tona
Mathew Negus
Jimmy-H Xu
Xavier Avila

cc_recipients:
Joe Aglione
Ian Salters
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: akash malhotra ["nina tona", "mathew negus", "jimmy-h xu", "xavier avila"] ["joe aglione", "ian salters", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: Nina Tona

subject: RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I]

to_recipients:
Mathew Negus
Xavier Avila
Jimmy-H Xu
Akash Malhotra

cc_recipients:
Joe Aglione
Pankaj-A Chopra
Ian Salters
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: nina tona ["mathew negus", "xavier avila", "jimmy-h xu", "akash malhotra"] ["joe aglione", "pankaj-a chopra", "ian salters", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: Mathew Negus

subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I]

to_recipients:
Jimmy-H Xu
Xavier Avila
Akash Malhotra

cc_recipients:
Joe Aglione
Ian Salters
Nina Tona
Pankaj-A Chopra
NCAOTC Derivatives
Martin Zeman
Alka Gopala

all_participants: mathew negus ["jimmy-h xu", "xavier avila", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


sender: Jimmy-H Xu

to_recipients:
Xavier Avila
Mathew Negus
Akash Malhotra

cc_recipients:
Joe Aglione
Tona
Derivatives
Alka Gopala
Ian Salters
Pankaj-A Chopra
NCAOTC
Martin Zeman

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "tona", "derivatives", "alka gopala", "ian salters", "pankaj-a chopra", "ncaotc", "martin zeman"] []


sender: Xavier Avila

to_recipients:
Jimmy-H Xu
Mathew Negus
Akash Malhotra

all_participants: xavier avila ["jimmy-h xu", "mathew negus", "akash malhotra"] ["joe aglione", "ian salters", "nina tona", "pankaj-a chopra", "ncaotc derivatives", "martin zeman", "alka gopala"] []


cc_recipients:
Joe Aglione
Tona
Derivatives
Alka Gopala
Pankaj-A Chopra
Ian Salters
Nina
NCAOTC
Martin Zeman

all_participants: jimmy-h xu ["xavier avila", "mathew negus", "akash malhotra"] ["joe aglione", "tona", "derivatives", "alka gopala", "pankaj-a chopra", "ian salters", "nina", "ncaotc", "martin zeman"] []


to_recipients:
Mathew Negus
Akash Malhotra

cc_recipients:
Shawn Staker
NCAOTC Derivatives
Pankaj-A Chopra
Alka Gopala
Nina Tona
Ian Salters
Martin Zeman

all_participants: xavier avila ["mathew negus", "akash malhotra"] ["shawn staker", "ncaotc derivatives", "pankaj-a chopra", "alka gopala", "nina tona", "ian salters", "martin zeman"] []


sender: Akash Malhotra

subject: KYC Breach_SOUTHFINANMD_Southern Financial, LLC FFT Location [I]

cc_recipients:
Shawn Staker
Pankaj-A Chopra
Gopala

all_participants: akash malhotra ["xavier avila"] ["shawn staker", "pankaj-a chopra", "gopala"] []


sender: Stewart Oldfield

subject: Re: Welcome to Deutsche Bank Research — [C]

all_participants: stewart oldfield ["martin zeman"] [] []


sender: Martin Zeman

subject: FW: Welcome to Deutsche Bank Research — [C]

all_participants: martin zeman ["stewart oldfield"] [] []


sender: Chetan Kataria

subject: Welcome to Deutsche Bank Research — [C]

all_participants: chetan kataria [] ["davide-a sferrazza"] []


sender: Julie Cataudella

subject: FW: JEE WT

all_participants: julie cataudella ["cynthia rodriguez"] [] []


sender: Cynthia Rodriguez

subject: RE: Check Referral - Acct

to_recipients:
sigver dbgps
Stewart Oldfield

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Brianna Fowler
Bradley Gillin

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "brianna fowler", "bradley gillin"] []


sender: Kavish Sharma

subject: Check Referral - Acct

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian J Leff
sigver dbgps
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: kavish sharma ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


sender: Darren Indyke

subject: Re: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: Re: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


subject: RE: Art Fund Account


subject: Art Fund Account


sender: Bella Klein

subject: Re: LSJE LLC acc xxxxx9295

all_participants: bella klein ["cynthia rodriguez"] [] []


sender: Yoonsun Chung

subject: Case # : has been <u>assigned</u> to you.

all_participants: yoonsun chung [] [] []


subject: RE: LSJE LLC acc xxxxx9295

all_participants: cynthia rodriguez ["bella klein"] [] []


subject: LSJE LLC acc


subject: APPROVAL NEEDED: High Risk KYC Case 01651789

all_participants: cynthia rodriguez ["patrick campion"] ["armen brash"] []


sender: Patrick Campion

subject: RE: APPROVAL NEEDED: High Risk KYC Case 01651789

all_participants: patrick campion ["cynthia rodriguez"] ["armen brash"] []


subject: RE: URGENT - Immediate Response Requested - RE: Account 35269691 JEFFREY EPSTEIN [I]

all_participants: cynthia rodriguez ["danya friedman"] ["kripa aryal-moore"] []


sender: Danya Friedman

subject: URGENT - Immediate Response Requested - RE: Account 35269691 - JEFFREY EPSTEIN [I]

all_participants: danya friedman ["cynthia rodriguez"] ["kripa aryal-moore"] []


sender: bellaklein

subject: Jee wire Russian Rubbles

all_participants: bellaklein ["cynthia rodriguez"] [] []


subject: RE: Bank Error


sender: Zorro Ranch

subject: Re: Bank Error

to_recipients:
Una Pascal
bellaklein
Rich Kahn

all_participants: zorro ranch ["una pascal", "bellaklein", "rich kahn"] [] []


subject: Lead to Customer-Prospect Conversion Request

all_participants: cynthia rodriguez ["█████████████████"] [] []


subject: Re: wire


subject: RE: and Karyna Shuliak


subject: RE: URGENT - Immediate Response Requested - RE: Account JEFFREY EPSTEIN [I]


subject: URGENT - Immediate Response Requested - RE: Account JEFFREY EPSTEIN [I]


sender: Bella Klein O.

subject: Fwd:

all_participants: bella klein o. ["cynthia rodriguez"] [] []


sender: Darnetta Chandler-Johnson

subject: Case # 01790862: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


sender: Melisa Venegas

subject: RE: Volcker U date <u>For "The</u> Haze Trust" [I]

to_recipients:
Cynthia Rodriguez
Navin-Kumar Pankaj
USPWM KYC

all_participants: melisa venegas ["cynthia rodriguez", "navin-kumar pankaj", "uspwm kyc"] [] []


subject: RE: Volcker Update For "The Haze Trust" [I]

to_recipients:
Navin-Kumar Pankaj
USPWM KYC

all_participants: cynthia rodriguez ["navin-kumar pankaj", "uspwm kyc"] [] []


sender: Navin-Kumar Pankaj

subject: Volcker Update For "The Haze Trust" [I]

all_participants: navin-kumar pankaj ["uspwm kyc"] ["cynthia rodriguez"] []


subject: Transaction Information Required


sender: Firdaus Madiar

subject: FW: Darren Indyke [I]

to_recipients:
Ying-A Wang
Cherie Quigley

cc_recipients:
Amlcompliance Inquiries
Carmen A Ayala

all_participants: firdaus madiar ["ying-a wang", "cherie quigley"] ["amlcompliance inquiries", "carmen a ayala"] []


sender: Nicole Perskawiec

subject: Darren Indyke [I]

all_participants: nicole perskawiec ["firdaus madiar"] ["carmen a ayala"] []


subject: RE: Transaction Information Required [I]


subject: Fwd: Transaction Information Required [I]

all_participants: bella klein ["cynthia rodriguez"] [] []


subject: Transaction Information Required [I]


subject: Re: Transaction Information Required [I]


subject: RE: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I]

to_recipients:
Stewart Oldfield
Danya Friedman

cc_recipients:
Amlcompliance Inquiries
Andrew Gallivan

all_participants: cynthia rodriguez ["stewart oldfield", "danya friedman"] ["amlcompliance inquiries", "andrew gallivan"] []


sender: Stewart Oldfield

cc_recipients:
Amlcompliance Inquiries
Andrew Gallivan
Cynthia Rodriguez

all_participants: stewart oldfield ["danya friedman"] ["amlcompliance inquiries", "andrew gallivan", "cynthia rodriguez"] []


subject: URGENT - SECOND REQUEST - RE: Inquiry Regarding Account Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I]

all_participants: danya friedman ["stewart oldfield"] ["amlcompliance inquiries", "andrew gallivan"] []


subject: Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [I]

all_participants: danya friedman ["stewart oldfield"] ["amlcompliance inquiries"] []


subject: RE: KYC Remediation I

all_participants: cynthia rodriguez ["daphne cales"] [] []


sender: Daphne Cales

subject: RE: KYC Remediation [I]

to_recipients:
Cynthia Rodriguez
Stewart Oldfield

all_participants: daphne cales ["cynthia rodriguez", "stewart oldfield"] ["sheffali welch"] []


sender: Cynthia Rodriguez

subject: RE: KYC Remediation [I]

to_recipients:
Daphne Cales
Stewart Oldfield

all_participants: cynthia rodriguez ["daphne cales", "stewart oldfield"] ["sheffali welch"] []


sender: Daphne Cates

subject: KYC Remediation [I]

cc_recipients:
Cynthia Rodriguez
Sheffali Welch

all_participants: daphne cates ["stewart oldfield"] ["cynthia rodriguez", "sheffali welch"] []


sender: Manish-m Gupta

subject: Volker covered fund : : Southern Financial LLC [I]

all_participants: manish-m gupta ["uspwm kyc"] ["cynthia rodriguez"] []


sender: Due Diligence Notification

subject: Due Diligence Notification

all_participants: due diligence notification [] [] []


subject: RE: Transaction Information Required

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Bella Klein

subject: wire


sender: Lexmark MFP

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: lexmark mfp [] [] []


subject: New Account

all_participants: cynthia rodriguez ["bellaklein"] ["stewart oldfield"] []


subject: JEE wire

cc_recipients:
Richard Kahn
Darren Indyke

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn", "darren indyke"] []


sender: Robert Dicerbo

subject: RE: DB_Form to hange online administrator

all_participants: robert dicerbo ["cynthia rodriguez"] [] []


subject: RE: DB_Form to hange online administrator_110617.

all_participants: cynthia rodriguez ["robert dicerbo"] [] []


subject: FW: DB_Form to hange online administrator_110617.


subject: DB_Form to hange online administrator

cc_recipients:
Robert Dicerbo
Darren Indyke
Richard Kahn

all_participants: bella klein ["cynthia rodriguez"] ["robert dicerbo", "darren indyke", "richard kahn"] []


subject: Fwd: Notification - Payee update: Emery I Poleon added


subject: RE: Notification - Payee update: Emery I Poleon added

all_participants: robert dicerbo ["bella klein"] ["cynthia rodriguez"] []


all_participants: bella klein ["robert dicerbo"] [] []


sender: Jeanne Brennnan Wiebracht

subject: FW: Notification - Payee update: Emery I Poleon added

all_participants: jeanne brennnan wiebracht [] [] []


subject: Research Request - Butterfly

all_participants: cynthia rodriguez ["pwm bis-research"] [] []


subject: RE: Swift Confirmation [I]

all_participants: cynthia rodriguez ["kathryn 3 stanfield"] [] []


sender: Kathryn J Stanfield

subject: RE: Swift Confirmation [I]

all_participants: kathryn j stanfield ["cynthia rodriguez"] [] []


subject: Swift Confirmation [I]


subject: RE: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


sender: Darren Indyke

subject: Re: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: Re: Art Fund Account


subject: Art Fund Account


sender: PWM BIS-Research

subject: [REDACTED]

all_participants: pwm bis-research ["cynthia rodriguez"] [] []


subject: Research request - BT


all_participants: bella klein ["cynthia rodriguez"] [] []


subject: RE: Photo ID Kar <u>na</u>

all_participants: cynthia rodriguez ["bella klein"] [] []


subject: Fwd: Photo ID Karyna


sender: Karyna Shuliak

subject: Photo ID

all_participants: karyna shuliak ["bella klein"] [] []


subject: JEE wire

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bella klein ["cynthia rodriguez"] ["darren indyke", "richard kahn"] []


subject: RE: Name change request case # 1536524

all_participants: cynthia rodriguez ["ruchi lohani"] ["pwmaog@list.db.com"] []


sender: Ruchi Lohani

subject: Name change request case # 1536524

all_participants: ruchi lohani ["cynthia rodriguez"] [] []


subject: RE: RESEARCH REQUEST: PRYTANEE [I]


sender: Shreya Parashar

subject: RE: RESEARCH REQUEST: PRYTANEE [I]

to_recipients:
Cynthia Rodriguez
PWM BIS-Research

all_participants: shreya parashar ["cynthia rodriguez", "pwm bis-research"] [] []


subject: RESEARCH REQUEST: PRYTANEE


sender: Annanya Pareek

subject: Cinq Case ; DbForce teas case #

to_recipients:
Stewart Oldfield
Bradley Gillin
Cynthia Rodriguez

all_participants: annanya pareek ["stewart oldfield", "bradley gillin", "cynthia rodriguez"] [] []


subject: Cinq Case 1 DbForce teas case # [I]


subject: RE: Research Request Butterfly


subject: Research Request - Butterfly


sender: Yoonsun Chung

subject: Case #23 01790739: has been assigned to you.

all_participants: yoonsun chung [] [] []


sender: Richard Kahn

subject: resending caterpillar docs

all_participants: richard kahn ["cynthia rodriguez"] ["bella klein"] []


sender: Cynthia Rodriguez

subject: RE: 2013 Butterfly Trust


subject: Re: 2013 Butterfly Trust


subject: Re: 2013 Butterfly Trust


subject: Fwd: 2013 Butterfly Trust


sender: Bebe Avdiu

subject: 2013 Butterfly Trust

all_participants: bebe avdiu ["bella klein"] ["darren indyke"] []


subject: Case # B has been assigned to you.


subject: Caroline Sophie Camille Lang, Etienne Pierre Jean Binant, Rebecca Zoe Berthe Laik and The Pierre Trust


sender: Ariane Dwyer

subject: RE: send to rich please [C]

cc_recipients:
Paul Morris
Daniel Sabba

all_participants: ariane dwyer ["stewart oldfield"] ["paul morris", "daniel sabba"] []


subject: RDC/PCR Alerts for Jeffrey Epstein and Darren Indyke

all_participants: cynthia rodriguez ["pwmus amlkyc"] [] []


sender: Darnetta Chandler-Johnson

subject: KYC Remediation - Southern Financial Relationship

cc_recipients:
Stewart Oldfield
Daphne Cales
Patrick Harris
Vaishali-P Mehta

all_participants: darnetta chandler-johnson ["cynthia rodriguez"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p mehta"] []


subject: RE: HBRK


sender: Bella Klein

subject: Fwd: HBRK


subject: Re: HBRK


subject: HBRK

all_participants: bella klein ["cynthia rodriguez"] ["richard kahn"] []


subject: RE: Art Fund Account

all_participants: cynthia rodriguez ["darren indyke"] [] []


subject: Art Fund Account

all_participants: darren indyke ["cynthia rodriguez"] [] []


subject: RE: KYC Remediation - Southern Financial Relationship [I]

all_participants: cynthia rodriguez ["daphne cales"] [] []


sender: Daphne Cales

all_participants: daphne cales ["cynthia rodriguez"] [] []


cc_recipients:
Stewart Oldfield
Daphne Cales
Patrick Harris
Mehta
Vaishali-P

all_participants: cynthia rodriguez ["darnetta chandler-johnson"] ["stewart oldfield", "daphne cales", "patrick harris", "mehta", "vaishali-p"] []


subject: KYC Remediation - Southern Financial Relationship [I]

all_participants: darnetta chandler-johnson ["cynthia rodriguez"] ["stewart oldfield", "daphne cales", "patrick harris", "mehta", "vaishali-p"] []


sender: Stewart Oldfield

subject: RE: Portfolio Protection Idea - SPX Puts Contingent on lOy USD Swap Rates [C]

all_participants: stewart oldfield ["paul morris"] [] []


sender: Paul Morris

subject: FW: Portfolio Protection Idea - SPX Puts Contingent on lOy USD Swap Rates [C]

all_participants: paul morris ["stewart oldfield"] [] []


sender: Daniel Sabba

subject: Portfolio Protection Idea - SPX Puts Contingent on lOy USD Swap Rates [C]

cc_recipients:
Vahe Stepanian
Ariane Dwyer
Paul Morris
Richard Kahn

all_participants: daniel sabba ["jeffrey e."] ["vahe stepanian", "ariane dwyer", "paul morris", "richard kahn"] []


all_participants: bella klein ["cynthia rodriguez"] [] []


subject: Case # 01790869: has been assigned to you.

all_participants: darnetta chandler-johnson [] [] []


subject: RE: KYC Remediation Southern Financial Relationship [I]


sender: Daphne Cates

all_participants: daphne cates ["cynthia rodriguez"] [] []


all_participants: cynthia rodriguez ["darnetta chandler-johnson"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p mehta"] []


sender: Vahe Stepanian

subject: Monthly TWTR Swap Reset [SC]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield
Jeanne Brennan

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield", "jeanne brennan"] []


subject: RE: Touching Base [I]


subject: Re: Touching Base [I]


subject: Touching Base [I]


subject: Re: 3 wires

all_participants: richard kahn ["cynthia rodriguez"] [] []


subject: Fwd: 3 wires

cc_recipients:
Stewart Oldfield
Darren Indyke
Bella Klein

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "darren indyke", "bella klein"] []


subject: Re: 3 wires

all_participants: richard kahn ["██████████████████████"] [] []


subject: Research - Butterfl

all_participants: cynthia rodriguez ["pwm bis-research e"] [] []


sender: PWM BIS-Research

subject: RE: Research-Southern Trust

all_participants: pwm bis-research ["cynthia rodriguez"] [] []


subject: Research-Southern Trust

all_participants: cynthia rodriguez ["pwm bis-research"] [] []


subject: FW: Account Planning-Stewart Oldfield [I]

all_participants: cynthia rodriguez ["samantha harmon"] [] []


subject: RE: Account Planning-Stewart Oldfield [I]

to_recipients:
Patrick Campion
Stewart Oldfield
Samantha Harmon
Dana Ponzio
Laura Farischon
Harris Winters
Nina-X Nevidzanska
Andrew King
Brian J Harrington
Charlie Burrows
Frank DeBenedittis
George Hack
Joshua Shoshan
Matt Glassman
Paul Bartilucci
Peter Ferrara
Sam Petrucci
Tazia Smith
Xavier Avila
Martin Zeman
Vahe Stepanian
Joshua Frank

all_participants: cynthia rodriguez ["patrick campion", "stewart oldfield", "samantha harmon", "dana ponzio", "laura farischon", "harris winters", "nina-x nevidzanska", "andrew king", "brian j harrington", "charlie burrows", "frank debenedittis", "george hack", "joshua shoshan", "matt glassman", "paul bartilucci", "peter ferrara", "sam petrucci", "tazia smith", "xavier avila", "martin zeman", "vahe stepanian", "joshua frank"] ["bradley gillin"] []


sender: Patrick Campion

subject: Account Planning-Stewart Oldfield [I]

cc_recipients:
Bradley Gillin
Cynthia Rodriguez

all_participants: patrick campion ["patrick campion", "stewart oldfield", "samantha harmon", "dana ponzio", "laura farischon", "harris winters", "nina-x nevidzanska", "andrew king", "brian j harrington", "charlie burrows", "frank debenedittis", "george hack", "joshua shoshan", "matt glassman", "paul bartilucci", "peter ferrara", "sam petrucci", "tazia smith", "xavier avila", "martin zeman", "vahe stepanian", "joshua frank"] ["bradley gillin", "cynthia rodriguez"] []


subject: Swift Confirmation

all_participants: cynthia rodriguez ["bella klein"] [] []


sender: Danya Friedman

subject: URGENT - Immediate Response Requested - RE: Account ██████ - JEFFREY EPSTEIN [I]

all_participants: danya friedman ["cynthia rodriguez"] ["kripa aryal-moore"] []


sender: Lexmark MFP

subject: Scan from Lexmark MFP with "Mail to Me"

all_participants: lexmark mfp ["undisclosed recipients"] [] []


sender: bellaklein

subject: Fwd: JEE international wire - please update

all_participants: bellaklein ["cynthia rodriguez"] [] []


sender: Jj Litchford

subject: RE: New Preferred CD rates

all_participants: jj litchford ["paul morris"] ["stewart oldfield"] []


subject: RE: New Preferred CD rates

all_participants: paul morris ["jj litchford"] [] []


subject: New Preferred CD rates

to_recipients: Joakim Angela

cc_recipients:
Paul Morris
Stewart Oldfield

all_participants: jj litchford ["joakim", "angela"] ["paul morris", "stewart oldfield"] []


subject: RE: KYC Remediation - Southern Financial Relationship

all_participants: darnetta chandler-johnson ["cynthia rodriguez"] ["daphne cales"] []


sender: Cynthia Rodriguez

all_participants: cynthia rodriguez ["darnetta chandler-johnson"] ["daphne cales"] []


subject: FW: KYC Remediation - Southern Financial Relationship


all_participants: darnetta chandler-johnson ["cynthia rodriguez"] ["stewart oldfield", "daphne cales", "patrick harris", "vaishali-p mehta"] []


sender: Amanda Kirby

subject: Re: ACTION REQUIRED: Issue related to ACUS [I]

to_recipients:
Armen Brash
Paul Morris
Jj Litchford

all_participants: amanda kirby ["armen brash", "paul morris", "jj litchford"] [] []


all_participants: bella klein ["cynthia rodriguez"] [] []


subject: Re: Transaction Information Required [I]


subject: Transaction Information Required [I]


subject: RE: EMS/060917485076: Check Referral - Acct - 42959324-331[I]

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "uplabdhi singh", "william-m finn", "bradley gillin"] []


sender: sigver dbgps

subject: EMS/060917485076: Check Referral - Acct

all_participants: sigver dbgps ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "teresa", "lisa-m ramos", "julian"] []


subject: RE: Southern Financial [I]

cc_recipients:
Paul Morris
Stewart Oldfield
Vahe Stepanian

all_participants: jj litchford ["ariane dwyer"] ["paul morris", "stewart oldfield", "vahe stepanian"] []


sender: Ariane Dwyer

subject: RE: Southern Financial [I]

all_participants: ariane dwyer ["jj litchford"] ["paul morris", "stewart oldfield", "vahe stepanian"] []


subject: Southern Financial [I]

to_recipients:
Ariane Dwyer
Vahe Stepanian

all_participants: jj litchford ["ariane dwyer", "vahe stepanian"] ["paul morris", "stewart oldfield"] []


sender: Robert Dicerbo

subject: FW: Outgoing Wire Status Change Online ID 1030850 [I]

all_participants: robert dicerbo ["cynthia rodriguez"] [] []


sender: Deutsche Bank MFP

all_participants: deutsche bank mfp [] [] []


subject: RDC Alert Jeffrey Edward Enstein And The 2017 Caterpillar Trust

all_participants: pwm bis-research ["cynthia rodriguez"] ["pwm bis-research"] []


subject: RE: Your KYC has been rejected [I]

all_participants: cynthia rodriguez ["yoonsun chung"] [] []


subject: RE: ACTION REQUIRED: Issue related to ACUs [I]

to_recipients:
Jj Litchford
Amanda Kirby

all_participants: paul morris ["jj litchford", "amanda kirby"] [] []


to_recipients:
Paul Morris
Amanda Kirby

all_participants: jj litchford ["paul morris", "amanda kirby"] [] []


subject: FW: ACTION REQUIRED: Issue related to ACUs [I]

to_recipients:
Amanda Kirby
Jj Litchford

all_participants: paul morris ["amanda kirby", "jj litchford"] [] []


sender: Armen Brash

subject: ACTION REQUIRED: Issue related to ACUs [I]

all_participants: armen brash ["paul morris", "amanda kirby"] [] []


subject: RE: 3 wires

all_participants: cynthia rodriguez ["richard kahn"] [] []


sender: Richard Kahn

subject: Re: 3 wires

all_participants: richard kahn ["cynthia rodriguez"] [] []


subject: Re: 3 wires


subject: Re: 3 wires

all_participants: cynthia rodriguez ["richard kahn"] ["stewart oldfield", "darren indyke", "bella klein"] []


subject: Fwd: 3 wires

all_participants: richard kahn ["cynthia rodriguez"] ["stewart oldfield", "darren indyke", "bella klein"] []


subject: Re: 3 wires

all_participants: richard kahn ["darren indyke"] [] []


subject: FW: Southern Financial/Epstein accounts

all_participants: cynthia rodriguez ["shreya parashar"] [] []


sender: Charlie Burrows

subject: RE: Southern Financial/Epstein accounts

to_recipients:
Cynthia Rodriguez
Arthur Tremblay
Stewart Oldfield

all_participants: charlie burrows ["cynthia rodriguez", "arthur tremblay", "stewart oldfield"] ["brendan heinz"] []


subject: RE: Southern Financial/Epstein accounts

to_recipients:
Charlie Burrows
Arthur Tremblay
Stewart Oldfield

all_participants: cynthia rodriguez ["charlie burrows", "arthur tremblay", "stewart oldfield"] ["brendan heinz"] []


subject: RE: Southern Financial/Epstein accounts

to_recipients:
Arthur Tremblay
Stewart Oldfield

cc_recipients:
Charlie Burrows
Brendan Heinz

all_participants: cynthia rodriguez ["arthur tremblay", "stewart oldfield"] ["charlie burrows", "brendan heinz"] []


sender: Arthur Tremblay

subject: RE: Southern Financial/Epstein accounts

to_recipients:
Stewart Oldfield
Cynthia Rodriguez

all_participants: arthur tremblay ["stewart oldfield", "cynthia rodriguez"] ["charlie burrows", "brendan heinz"] []


sender: Stewart Oldfield

subject: Southern Financial/Epstein accounts

to_recipients:
Charlie Burrows
Arthur Tremblay

all_participants: stewart oldfield ["charlie burrows", "arthur tremblay"] ["cynthia rodriguez"] []


sender: Vikas Dave

subject: RE: Pending FX Payments dtd 09/21/2018

to_recipients:
Hemant-Kumar Rathore
Elizabeth Payne
Anu Barua
Joan Clarke
Natalie Barak
Michele-M Quattrocchi
Liz Fitzgerald
William Finn
Bradley Gillin
Monica Gilkinson
Richard Iarossi
Stewart Oldfield
Bradley Gillin
Richard Iarossi

cc_recipients:
Chris Harvey
Kathryn J Stanfield
Halina Laczny
Yvette Tirrito
Anil Tewani
Anna-Sofiya Lupolover
Armen Brash
Teresa Metallo

all_participants: vikas dave ["hemant-kumar rathore", "elizabeth payne", "anu barua", "joan clarke", "natalie barak", "michele-m quattrocchi", "liz fitzgerald", "william finn", "bradley gillin", "monica gilkinson", "richard iarossi", "stewart oldfield", "bradley gillin", "richard iarossi"] ["chris harvey", "kathryn j stanfield", "halina laczny", "yvette tirrito", "anil tewani", "anna-sofiya lupolover", "armen brash", "teresa metallo"] []


sender: Hemant Kumar Rathore

subject: RE: Pending FX Payments dtd 09/21/2018 [I]

to_recipients:
Elizabeth Payne
Anu Barua
Joan Clarke
Natalie Barak
Michele-M Quattrocchi
Liz Fitzgerald
William Finn
Bradley Gillin
Monica Gilkinson
Richard Iarossi
Stewart Oldfield
Bradley Gillin
Richard Iarossi

cc_recipients:
Chris Harvey
Kathryn J Stanfield
Halina Laczny
Yvette Tirrito
Anil Tewani
Vikas Dave
Anna-Sofiya Lupolover
Armen Brash
Teresa Metallo

all_participants: hemant kumar rathore ["elizabeth payne", "anu barua", "joan clarke", "natalie barak", "michele-m quattrocchi", "liz fitzgerald", "william finn", "bradley gillin", "monica gilkinson", "richard iarossi", "stewart oldfield", "bradley gillin", "richard iarossi"] ["chris harvey", "kathryn j stanfield", "halina laczny", "yvette tirrito", "anil tewani", "vikas dave", "anna-sofiya lupolover", "armen brash", "teresa metallo"] []


subject: FW: Pending FX Payments dtdt 09/21/2018 [I]

all_participants: vikas dave ["hemant-kumar rathore"] [] []


sender: Ankit-Kumar Sharma

subject: Pending FX Payments dtdt 09/21/2018 [I]

all_participants: ankit-kumar sharma ["vikas dave"] [] []


subject: RE: OD Referral dated 05-17-2019 For AC # 42953424

to_recipients:
Rishabh Shah
Bradley Gillin
Monica Gilkinson
Rachel Wachs
Brigid Macias
Natalie Barak

all_participants: stewart oldfield ["rishabh shah", "bradley gillin", "monica gilkinson", "rachel wachs", "brigid macias", "natalie barak"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control <oversight.control@db.com>"] []


sender: Rishabh Shah

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

all_participants: rishabh shah ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control <oversight.control@db.com>"] []


subject: OD Referral dated 05-17-2019 For AC # 42953424


sender: Paul Morris

subject: RE: Wires for Southern Financial Relationship [I]

cc_recipients:
Daniel Sabba
Vahe Stepanian
Stewart Oldfield
Jj Litchford

all_participants: paul morris ["ariane dwyer"] ["daniel sabba", "vahe stepanian", "stewart oldfield", "jj litchford"] []


sender: Bhavesh Chandani

subject: RE: Non-Post Transaction 03-19-2019- DDA [I]

to_recipients:
Bradley Gillin
Monica Gilkinson
Daphne Cales
Stewart Oldfield

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control
Yvette Tirrito

all_participants: bhavesh chandani ["bradley gillin", "monica gilkinson", "daphne cales", "stewart oldfield"] ["halina laczny", "debra jasper", "oversight control", "yvette tirrito"] []


sender: Yvette Tirrito

subject: RE: Non-Post Transaction 03-19-2019- DDA

to_recipients:
Bradley Gillin
Monica Gilkinson
Daphne Cales
Debra Jasper
Halina Laczny
Oversight Control

all_participants: yvette tirrito ["bradley gillin", "monica gilkinson", "daphne cales", "debra jasper", "halina laczny", "oversight control"] [] []


sender: Vijay-A Sawant

subject: RE: Vijay, are both Butterfl and Gratitude now complete? Thanks

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: vijay-a sawant ["stewart oldfield"] ["bradley gillin", "richard iarossi"] []


subject: Vijay, are both Butterfly and Gratitude now complete? Thanks

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi"] []


sender: Cynthia Rodriguez

subject: RE: Check referral; Account no: 42953475 ; Amount: 13790.5 [I]

all_participants: cynthia rodriguez ["sigver.dbgps@db.com", "paul.morris@db.com"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod.juddin@db.com", "joy.e.mitchell@db.com", "catherine.logreco@db.com", "teresa.metallo@db.com", "lisa.m.ramos@db.com", "stewart.oldfield@db.com", "brianna.fowler@db.com", "bradley.gillin@db.com"] []


sender: Priyanka Vadhera

subject: Check referral; Account no: Amount: 13790.5 [I]

all_participants: priyanka vadhera ["paul.morris@db.com"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod.juddin@db.com", "joy.e.mitchell@db.com", "catherine.logreco@db.com", "teresa.metallo@db.com", "sigver.dbgps@db.com", "lisa.m.ramos@db.com", "stewart.oldfield@db.com", "brianna.fowler@db.com", "cynthia.rodriguez@db.com"] []


subject: RE: Check referral; Account no: ; Amount: 37500 [I]

all_participants: stewart oldfield ["sigver dbgps"] ["gtopwmbankingexceptionchecknrocessing@list db.com", "muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


subject: Check referral; Account no: Amount: 37500 [I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
sigver dbgps
Lisa-M Ramos
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: priyanka vadhera ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "sigver dbgps", "lisa-m ramos", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


subject: Re: EMS/120718755747: Check referrals: 42953758 - 1347[I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin"] []


sender: Bradley Gillin

subject: RE: LSJE account xxxx9295

all_participants: bradley gillin ["bella klein"] ["richard kahn"] []


sender: Bella Klein

subject: LSJE account xxxx9295

all_participants: bella klein ["bradley gillin"] ["richard kahn"] []


subject: Re: LSJE account xxx9295

all_participants: bella klein ["bradley gillin"] [] []


subject: Re: LSJE account xxx9295 [C]

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bella klein ["bradley gillin"] ["darren indyke", "richard kahn"] []


sender: sigver dbgps

subject: Check referral

to_recipients:
Jj Litchford
Stewart Oldfield
Paul Morris

all_participants: sigver dbgps ["jj litchford", "stewart oldfield", "paul morris"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddi", "joy e mitchell", "catherine logre", "teresa metallo", "sigver dbgps", "lisa-m ramos"] []


subject: RE: Check referral; Account no: ; Amount: 29272.11 [I]

to_recipients:
sigver dbgps
Paul Morris

all_participants: cynthia rodriguez ["sigver dbgps", "paul morris"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "catherine logrecol", "teresa metallo", "lisa-m ramos", "stewart oldfield", "brianna fowler", "bradley gillin"] []


subject: Check referral; Account no: ; Amount: 29272.11 [I]

all_participants: priyanka vadhera ["paul morris"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "sigver dbgps", "lisa-m ramos", "stewart oldfield", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


subject: Re: EMS/221217280526:

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Bradley Gillin
Cynthia Rodriguez
William-M Finn

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "bradley gillin", "cynthia rodriguez", "william-m finn"] []


subject: RE: WT fed reference C

all_participants: bradley gillin ["bella klein"] [] []


subject: Fwd: WT fed reference [C]


sender: Barton Zainyeh (TW), Serena

subject: RE: WT fed reference [C]

all_participants: barton zainyeh (tw), serena ["bella klein"] [] []


subject: Fwd: WT fed reference [C]

all_participants: bella klein ["barton zainyeh (tw), serena"] [] []


subject: RE: WT fed reference [C]

to_recipients:
Bella Klein
Andrea Herbert

all_participants: bradley gillin ["bella klein", "andrea herbert"] [] []


subject: Fwd: WT fed reference

all_participants: bella klein ["andrea herbert"] ["bradley gillin"] []


subject: FW: LSJE account xxx9295 [I]

all_participants: bradley gillin ["michele-m quattrocchi"] [] []


subject: RE: Gratitude America, Ltd [C]


sender: Richard Kahn

subject: Re: Gratitude America, Ltd [C]

cc_recipients:
Bradley Gillin
Bella Klein

all_participants: richard kahn ["stewart oldfield"] ["bradley gillin", "bella klein"] []


subject: RE: Gratitude America, Ltd

cc_recipients:
Bella Klein
Bradley Gillin

all_participants: stewart oldfield ["richard kahn"] ["bella klein", "bradley gillin"] []


subject: Gratitude America, Ltd

all_participants: richard kahn ["stewart oldfield"] ["bella klein"] []


subject: RE: **URGENT** DEPOSIT PWM RETURN A/c # 35269691 dated 07.06.18 [I]

all_participants: stewart oldfield [] [] []


sender: Gail F Mahabir

all_participants: gail f mahabir ["naveen bagaria"] [] []


sender: Naveen Bagaria

subject: **URGENT** DEPOSIT PWM RETURN A/c # 35269691 dated 07.06.18 [I]

all_participants: naveen bagaria ["team"] [] []


sender: Stewart Oldfield

subject: RE: DEPOSIT RETURN A/c #35269691


sender: Divya Rajawat

subject: DEPOSIT RETURN A/C #35209891

all_participants: divya rajawat ["team"] [] []


subject: RE: Deposit Return - A c # 35269691

to_recipients:
Divya Rajawat
Stewart Oldfield
William-M Finn
Cynthia Rodriguez

all_participants: bradley gillin ["divya rajawat", "stewart oldfield", "william-m finn", "cynthia rodriguez"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


subject: Deposit Return A/C #

to_recipients:
Stewart Oldfield
William-M Finn
Bradley Gillin
Cynthia Rodriguez

all_participants: divya rajawat ["stewart oldfield", "william-m finn", "bradley gillin", "cynthia rodriguez"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


subject: RE: EMS/080518265329: Check Referrals: 42953424 - 1114[I]

to_recipients:
sigver dbgps
Stewart Oldfield

all_participants: bradley gillin ["sigver dbgps", "stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammad j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "hildegard berrios"] []


subject: EMS/080518265329: Check Referrals: 42953424 1114[I]

all_participants: sigver dbgps ["stewart oldfield"] ["wmbankin exce tioncheck• rocessin'•list.db.com•", "muhammad j uddin"] []


subject: RE: OD REFERRALS (07/23/2018) A/c # 42967439 [I]

to_recipients:
Ankit-Kumar Sharma
Stewart Oldfield

all_participants: bradley gillin ["ankit-kumar sharma", "stewart oldfield"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight.control@db.com"] []


sender: Ankit-Kumar Sharma

subject: OD REFERRALS (07/23/2018) A/c # [I]

to_recipients:
Stewart Oldfield
Bradley Gillin

cc_recipients:
Halina Lacznv
Debra Jasper

all_participants: ankit-kumar sharma ["stewart oldfield", "bradley gillin"] ["halina lacznv", "debra jasper"] []


subject: RE: EMS/281217311173: Check referrals: - 1235[I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin
William-M Finn

all_participants: cynthia rodriguez ["sigver dbgps", "stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin", "william-m finn"] []


subject: EMS/281217311173: Check referrals: - 1235[I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa metallo"] []


subject: RE: EMS/180717123616: Check referrals: 42953758 - 1215[I]

cc_recipients:
Muhammod J Uddi
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Julian J Leff
Kavish Sharma
Uplabdhi Singh
Bradley Gillin
William-M Finn
&&DoNotSend

all_participants: cynthia rodriguez ["sigver.dbgps@db.com", "stewart oldfield"] ["muhammod j uddi", "joy e mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "kavish sharma", "uplabdhi singh", "bradley gillin", "william-m finn", "&&donotsend"] []


subject: EMS/180717123616: Check referrals: 42953758 - 1215[I]

all_participants: sigver dbgps ["stewart oldfield"] [] []


subject: RE: LSJE LLC <u>acc xxx</u> [C]

all_participants: bradley gillin ["bella klein"] [] []


subject: Fwd: LSJE LLC acc xxx

all_participants: bella klein ["bradley gillin"] [] []


sender: Armen Brash

subject: RE: Jeepers transfer [C] [I]

cc_recipients:
Paul Morris
Zbynek Kozelsky

all_participants: armen brash ["vahe stepanian"] ["paul morris", "zbynek kozelsky"] []


sender: Vahe Stepanian

subject: RE: Jeepers transfer [C] [I]

all_participants: vahe stepanian ["armen brash"] ["paul morris", "zbynek kozelsky"] []


sender: Darren Indyke

subject: Re: Jeepers transfer [C]

all_participants: darren indyke ["vahe stepanian"] [] []


subject: Re: Jeepers transfer

cc_recipients:
bellaklein
Richard Kahn

all_participants: vahe stepanian ["darren indyke"] ["bellaklein", "richard kahn"] []


sender: bellaklein

subject: Jeepers transfer

all_participants: bellaklein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


subject: RE: Jeepers transfer [C] [I]

to_recipients:
Paul Morris
Vahe Stepanian
Stewart Oldfield

all_participants: armen brash ["paul morris", "vahe stepanian", "stewart oldfield"] ["melinda roy"] []


sender: Paul Morris

subject: RE: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Stewart Oldfield

cc_recipients:
Melinda Roy
Armen Brash

all_participants: paul morris ["vahe stepanian", "stewart oldfield"] ["melinda roy", "armen brash"] []


subject: RE: Jeepers transfer [C]

to_recipients:
Stewart Oldfield
Paul Morris

all_participants: vahe stepanian ["stewart oldfield", "paul morris"] ["melinda roy"] []


subject: Re: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Paul Morris

all_participants: stewart oldfield ["vahe stepanian", "paul morris"] ["melinda roy"] []


subject: FW: Jeepers transfer [C]

all_participants: vahe stepanian ["paul morris"] ["stewart oldfield"] []


subject: RE: Jeepers transfer [C]


subject: RE: EMS/300418206986: Check Referrals: █████████ - 1334[I]

cc_recipients:
Bradley Gillin
Hildegarde Berrios

all_participants: stewart oldfield ["naveen bagaria"] ["bradley gillin", "hildegarde berrios"] []


subject: EMS/300418206986: Check Referrals: 1334[I]

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa
Metallo
Lisa-M Ramos
sigver
dbgps
Uplabdhi Singh
Shreyas-
S Apte
Vinay J
Hemant Kumar-
Sharma
Bradley Gillin
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "teresa", "metallo", "lisa-m ramos", "sigver", "dbgps", "uplabdhi singh", "shreyas-", "s apte", "vinay j", "hemant kumar-", "sharma", "bradley gillin", "william-m finn"] []


sender: Richard Iarossi

subject: Automatic reply: Hyperion Air LLC - KYC

all_participants: richard iarossi ["bradley gilli"] [] []


sender: Natalie Barak

subject: RE: OD Referral dated 06-05-2019 For AC # 42953424 [I]

to_recipients:
Hemant-Kumar Rathore
Stewart Oldfield
Bradley Gillin
Rachel Wachs

all_participants: natalie barak ["hemant-kumar rathore", "stewart oldfield", "bradley gillin", "rachel wachs"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control <oversight.control@db.com>"] []


sender: Vinita Advani

subject: RE: Rejection Points KYC # - 01977700 [I]

cc_recipients:
Vijay-A Sawant
Bradley Gillin

all_participants: vinita advani ["daphne cales"] ["vijay-a sawant", "bradley gillin"] []


sender: Daphne Cales

to_recipients:
Vijay-A Sawant
Bradley Gillin

all_participants: daphne cales ["vijay-a sawant", "bradley gillin"] ["vinita advani"] []


sender: Vijay-A Sawant

subject: FW: Rejection Points KYC # - 01977700 [I]

all_participants: vijay-a sawant ["daphne cales"] ["vinita advani"] []


subject: RE: Gratitude/BV70 [I]

all_participants: vijay-a sawant ["bradley gillin"] ["vinita advani"] []


sender: Bradley Gillin

subject: FW: Gratitude/BV70 [1]

all_participants: bradley gillin ["vijay-a sawant"] [] []


subject: Gratitude/BV70

all_participants: stewart oldfield ["bradley gillin"] [] []


subject: RE: OD Referral dated 04-01-2019 For AC # 4 [I]

to_recipients:
Rishabh Sharma
Stewart Oldfield
Monica Gilkinson

cc_recipients:
Halina Laczny
Debra Jasper

all_participants: bradley gillin ["rishabh sharma", "stewart oldfield", "monica gilkinson"] ["halina laczny", "debra jasper"] []


sender: Rishabh Sharma

subject: RE: OD Referral dated 04-01-2019 For AC # 42967439 [I]

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] ["halina laczny", "debra jasper", "oversight control <oversight.control@db.com>"] []


subject: OD Referral dated 04-01-2019 For AC # [I]

cc_recipients:
Halina Laczny
Debra Jasper
Oversight Control

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] ["halina laczny", "debra jasper", "oversight control"] []


subject: RE: EMS/060219251521: Check Referrals: 42953467, 42953758 [I]

all_participants: stewart oldfield ["sigver dbgps"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: sigver dbgps

subject: EMS/060219251521: Check Referrals: 42953467, 42953758 [1]

all_participants: sigver dbgps ["stewart oldfield"] [] []


sender: Firdaus Madiar

subject: RE: LSJE xxxx9295 wire

all_participants: firdaus madiar ["bradley gillin"] ["rachel wachs"] []


subject: RE: LSJE xxxx9295 wire

all_participants: bradley gillin ["firdaus madiar"] ["rachel wachs"] []


subject: RE: LSJE xxxx9295 wire

to_recipients:
Bradley Gillin
Rachel Wachs

cc_recipients:
Nicole Perskawiec
Brigid Macias
Bella Klein

all_participants: firdaus madiar ["bradley gillin", "rachel wachs"] ["nicole perskawiec", "brigid macias", "bella klein"] []


sender: Bella Klein

subject: Re: LSJE xxxx9295 wire

cc_recipients:
Nicole Perskawiec
Rachel Wachs
Brigid Macias

all_participants: bella klein ["firdaus madiar"] ["nicole perskawiec", "rachel wachs", "brigid macias"] []


subject: Re: LSJE xxxx9295 wire

all_participants: firdaus madiar ["bella klein"] [] []


subject: Fwd: LSJE xxxx9295 wire

cc_recipients:
Nicole Perskawiec
Firdaus Madiar

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


sender: Brigid Macias

subject: Re: LSJE xxxx9295 wire

all_participants: brigid macias ["bella klein"] [] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] [] []


subject: LSJE XXXX9295 wire


subject: RE: LSJE xxxx9295 wire

all_participants: brigid macias ["bella klein"] ["bradley gillin"] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] ["bradley gillin"] []


subject: RE: LSJE xxxx9295 wire

cc_recipients:
Nicole Perskawiec
Bradley Gillin
Rachel Wachs
Brigid Macias

all_participants: firdaus madiar ["bella klein"] ["nicole perskawiec", "bradley gillin", "rachel wachs", "brigid macias"] []


subject: LSJE xxxx9295 wire


subject: LSJE xxxx9295 wire


sender: Naveen Bagaria

subject: **URGENT** DEPOSIT PWM RETURN A/c #

to_recipients:
Mariela Lopez
Joy E
Gail F Mahabir
Norma A Kenney
Muhammod J Uddin

cc_recipients:
Stewart Oldfield
Michele-M Quattrocchi

all_participants: naveen bagaria ["mariela lopez", "joy e", "gail f mahabir", "norma a kenney", "muhammod j uddin"] ["stewart oldfield", "michele-m quattrocchi"] []


sender: Stewart Oldfield

subject: RE: DEPOSIT RETURN A

to_recipients:
Divya Rajawat
Bradley Gillin
Hildegarde Berrios
Daphne Cales
Michele-M Quattrocchi

all_participants: stewart oldfield ["divya rajawat", "bradley gillin", "hildegarde berrios", "daphne cales", "michele-m quattrocchi"] ["gtopwmbankingexception checkprocessing@list.db.com"] []


sender: Divya Rajawat

subject: DEPOSIT RETURN A/c]

to_recipients:
Stewart Oldfield
Bradley Gillin
Hildegarde Berrios

all_participants: divya rajawat ["stewart oldfield", "bradley gillin", "hildegarde berrios"] [] []


subject: Fwd: ██████ 2k

all_participants: bella klein ["bradley gillin"] [] []


subject: LSJE account xxx9295

cc_recipients:
Darren Indyke
Richard Kahn

all_participants: bella klein ["bradley gillin"] ["darren indyke", "richard kahn"] []


sender: Rishabh Shah

subject: RE: OD Referral dated 05-17-2019 For AC # 42953424

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkins
Rachel Wachs

all_participants: rishabh shah ["stewart oldfield", "bradley gillin", "monica gilkins", "rachel wachs"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control"] []


subject: OD Referral dated 05-17-2019 For AC # 42953424

to_recipients:
Stewart Oldfield
Bradley Gillin
Monica Gilkinson
Rachel Wachs

all_participants: rishabh shah ["stewart oldfield", "bradley gillin", "monica gilkinson", "rachel wachs"] ["halina laczny", "debra jasper", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control"] []


subject: Discussion: Gratitude America Ltd [I]

to_recipients:
Daphne Cales
Bradley Gillin
Vijay-A Sawant

all_participants: vinita advani ["daphne cales", "bradley gillin", "vijay-a sawant"] [] []


all_participants: vijay-a sawant ["daphne cales"] ["vinita advani"] []


sender: Redacted

subject: EMS/071218824951: Check Referrals: 42966807

all_participants: redacted ["redacted"] ["redacted"] []


subject: RE: DEPOSIT RETURN A/c #35269691

to_recipients:
Divya Rajawat
Bradley Gillin
Hildegarde Berrios
Daphne Cales
Michele‑M Quattrocchi

all_participants: stewart oldfield ["divya rajawat", "bradley gillin", "hildegarde berrios", "daphne cales", "michele‑m quattrocchi"] [] []


subject: Vijay, are both Butterfl and Gratitude now complete? Thanks

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: stewart oldfield ["vijay-a sawant"] ["bradley gillin", "richard iarossi"] []


sender: [redacted] <[redacted]>

subject: Re: EMS/[redacted]: Check Referrals: [redacted] - 1146 [I]

all_participants: [redacted] <[redacted]> ["sigver dbgps <[redacted]>"] ["9 recipients (names/emails redacted in image; multiple individual recipients are listed but blacked out)"] []


subject: RE: OD Referral dated 04-01-2019 For AC # 42967439 [I] [C]

all_participants: bradley gillin ["stewart oldfield"] [] []


subject: Fwd: OD Referral dated 04-01-2019 For AC # 42967439 [I]

all_participants: stewart oldfield ["bradley gillin"] [] []


subject: OD Referral dated 04-01-2019 For AC # 42967439

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "monica gilkinson"] ["halina laczny", "debra jasper"] []


sender: Hemant-Kumar Rathore

subject: RE: OD Referral dated 06-05-2019 For AC # [redacted]

to_recipients:
Natalie Barak
Stewart Oldfield
Bradley Gillin
Rachel Wachs

all_participants: hemant-kumar rathore ["natalie barak", "stewart oldfield", "bradley gillin", "rachel wachs"] ["halina laczny", "debra jasper", "oversight control"] []


sender: Natalie Barak

all_participants: natalie barak ["hemant-kumar rathore", "stewart oldfield", "bradley gillin", "rachel wachs"] ["halina laczny", "debra jasper", "oversight control"] []


subject: OD Referral dated 06-05-2019 For AC # [Redacted]

to_recipients:
Stewart Oldfield
Bradley Gillin
Rachel Wachs
Natalie Barak

all_participants: hemant-kumar rathore ["stewart oldfield", "bradley gillin", "rachel wachs", "natalie barak"] ["halina laczny", "debra jasper", "oversight control"] []


sender: Bradley Gilli

subject: Gratitude/BV70 <u>LLC [I]</u>

all_participants: bradley gilli ["stewart oldfiela"] ["vijay-a sawant"] []


subject: RE: Gratitude/BV70 [I]

all_participants: vijay-a sawant ["bradley gillin"] ["vinita advani"] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] ["bradley gillin"] []


subject: Re: LSJE xxxx9295 wire

all_participants: brigid macias ["bella klein"] ["bradley gillin"] []


subject: Re: LSJE xxxx9295 wire

all_participants: bella klein ["brigid macias"] [] []


subject: RE: LSJE xxxx9295 wire

all_participants: firdaus madiar ["bella klein"] ["4 recipients (names and addresses redacted)"] []


subject: Fwd: LSJE xxxx9295 wire

all_participants: bella klein ["bradley gillin"] ["nicole perskawiec", "firdaus madiar"] []


subject: Re: LSJE xxxx9295 wire

all_participants: brigid macias ["bella klein"] [] []


subject: LSJE xxxx9295 wire


subject: RE: EMS/190418133707: Check Referrals: 42953467 - 1015, 42953475 1414[I]

cc_recipients: Muhammod J Uddin (muhammod.j.uddin@db.com)

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin (muhammod.j.uddin@db.com)", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j (vinay.j@)", "hemant kumar-sharma", "bradley gillin", "william-m finn"] []


subject: EMS/190418133707: Check Referrals: 42953467 - 1015, 42953475 - 1414[I]

cc_recipients:
Muhammod J Uddin
Teresa
Metallo
Lisa-M Ramos
sigver
dbgps
uplabdhi Singh
Shreyas-
S Apte
Vinay J
Hemant Kumar-
Sharma
Bradley Gillin
William-M Finn

all_participants: sigver dbgps ["stewart oldfield"] ["muhammod j uddin", "teresa", "metallo", "lisa-m ramos", "sigver", "dbgps", "uplabdhi singh", "shreyas-", "s apte", "vinay j", "hemant kumar-", "sharma", "bradley gillin", "william-m finn"] []


subject: Re: EMS/210618599220: Check Referrals: 42953424 - 1498[I]

cc_recipients:
Stewart Oldfield
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Hildegarde Berrios

all_participants: bradley gillin ["sigver dbgps"] ["stewart oldfield", "muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "hildegarde berrios"] []


sender: Ariane Dwyer

subject: RE: Dispersion Call Option [C]

cc_recipients:
Daniel Sabba
Paul Morris
Stewart Oldfield
Vahe Stepanian

all_participants: ariane dwyer ["richard kahn"] ["daniel sabba", "paul morris", "stewart oldfield", "vahe stepanian"] []


sender: Vahe Stepanian

subject: RE: Dispersion Call Option [C]

cc_recipients:
Daniel Sabba
Ariane Dwyer
Paul Morris
Stewart Oldfield

all_participants: vahe stepanian ["richard kahn"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield"] []


sender: Richard Kahn

subject: Re: Dispersion Call Option [C]

all_participants: richard kahn ["vahe stepanian"] ["daniel sabba", "ariane dwyer", "paul morris", "stewart oldfield"] []


subject: Dispersion Call Option [C]


sender: Bradley Gillin

subject: Fwd: LSJE Outgoing Wire to [redacted]

all_participants: bradley gillin ["hildegarde berrios"] [] []


subject: LSJE Outgoing Wire to [redacted]

all_participants: bella klein ["bradley gillin"] ["richard kahn"] []


subject: Outgoing Wire Status Change

to_recipients:
The Haze Trust
Richard Kahn

all_participants: ["the haze trust", "richard kahn"] [] []


subject: Reference # [C]

all_participants: bradley gillin ["bella klein"] [] []


subject: Re: DB_WT THEOTECH

cc_recipients:
Bradley Gillin
Darren Indyke
Richard Kahn

all_participants: bella klein ["richard iarossi"] ["bradley gillin", "darren indyke", "richard kahn"] []


subject: FW: Assistance Required in Resolving Rejection Points KYC # - [I]

all_participants: bradley gillin ["daphne cales"] [] []


sender: Bhavesh Chandani

subject: RE: Outgoing Wire Status Change [I

all_participants: bhavesh chandani ["robert dicerbo", "bradley gillin", "arthur tremblay", "gtopwmbankingexceptioncheckprocessing@list.db.com"] ["brigid macias"] []


sender: Robert Dicerbo

subject: RE: Outgoing Wire Status Change [I]

all_participants: robert dicerbo ["arthur tremblay", "gtopwmbankingexceptioncheckprocessing@list.db.com"] ["brigid macias"] []


subject: FW: Outgoing ire a us ange [I]

all_participants: bradley gillin ["robert dicerbo"] ["brigid macias"] []


sender: Bella Klein

subject: Fwd: Outgoing Wire Status Change

all_participants: bella klein ["bradley gillin"] [] []


subject: Outgoing Wire Status Change

all_participants: premiumbanking.group@db.com ["ap@hbrkassociates.com"] [] []


sender: Rishabh Sharma

subject: FW: Message in format validation :: , T: , A/C : [I]

to_recipients:
Stewart Oldfield
Bradley Gillin
Richard Iarossi
PWMITUS Production Support

all_participants: rishabh sharma ["stewart oldfield", "bradley gillin", "richard iarossi", "pwmitus production support"] ["shanu gujaria"] []


sender: Varun Goyal

subject: Message in format validation ::

all_participants: varun goyal ["swift fin", "don delcher", "kathryn j stanfield", "divya rajawat", "gt0-pwm-banking exception-check-processing", "hemant-kumar rathore", "naveen bagaria", "kathryn j stanfield", "anil tewani", "gt0-pwm-banking exception-check-processing", "ankit-kumar sharma", "gaurav bhargava", "rishabh sharma"] [] []


subject: FW: GE Bond

to_recipients:
Paul Morris
Stewart Oldfield

cc_recipients:
Daniel Sabba
Vahe Stepanian

all_participants: ariane dwyer ["paul morris", "stewart oldfield"] ["daniel sabba", "vahe stepanian"] []


sender: Stewart Oldfield

subject: FW: **URGENT** DEPOSIT PWM RETURN A/c #

to_recipients:
Terri Sohrab
Bradley Gilli

all_participants: stewart oldfield ["terri sohrab", "bradley gilli"] [] []


sender: Daphne Cales

subject: Re: **URGENT** DEPOSIT PWM RETURN A/c #  dated 07.06.18 [I]

all_participants: daphne cales ["stewart oldfield"] ["robert dicerbo"] []


all_participants: stewart oldfield [] [] []


subject: RE: **URGENT** DEPOSIT PWM RETURN A/c #  dated 07.06.18 [I]

to_recipients:
Gail F Mahabir
Naveen Bagaria
CUST INV
Mariela Lopez
Joy E Mitchell
Norma A
Kenney
Muhammod J Uddin

all_participants: stewart oldfield ["gail f mahabir", "naveen bagaria", "cust inv", "mariela lopez", "joy e mitchell", "norma a", "kenney", "muhammod j uddin"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "michele-m quattrocchi", "kathryn j stanfield", "bradley.gillin@db.com", "hildegard berrios", "daphne cales"] []


sender: Gail F Mahabir

to_recipients:
Aaveen Bagaria
CUST INV
Mariela Lopez
Joy E Mitchell
Norma A Kenney
Muhammod J

all_participants: gail f mahabir ["aaveen bagaria", "cust inv", "mariela lopez", "joy e mitchell", "norma a kenney", "muhammod j"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "stewart oldfield", "michele-m quattrocchi", "kathryn j stanfield", "bradley gillin", "hildegard berrios", "daphne cales"] []


sender: Naveen Bagaria

subject: **URGENT** DEPOSIT PWM RETURN A/c # <<empty>> dated 07.06.18 [I]

to_recipients:
CUST INV
Mariela Lopez
Joy E Mitchell
Gail F Mahabir
Norma A Kenney
Muhammad Iuddin

all_participants: naveen bagaria ["cust inv", "mariela lopez", "joy e mitchell", "gail f mahabir", "norma a kenney", "muhammad iuddin"] [] []


subject: RE: DEPOSIT RETURN A/c #:

to_recipients:
Divya Rajawat
Bradley Gillin
Hildegard Berrios
Daphne Cales
Michele-M Quattrocchi

all_participants: stewart oldfield ["divya rajawat", "bradley gillin", "hildegard berrios", "daphne cales", "michele-m quattrocchi"] [] []


sender: Divya Rajawat

subject: DEPOSIT RETURN A/C #5526951

all_participants: divya rajawat ["stewart oldfield", "bradley gillin", "hildegarde berrios"] [] []


sender: Priyanka Vadhera

subject: Check referral

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
sigver dbgps
Lisa-M Ramos
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: priyanka vadhera ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "sigver dbgps", "lisa-m ramos", "brianna fowler", "bradley gillin", "cynthia rodriguez"] []


subject: Fwd: WT fed reference [C]


sender: Hildegarde Berrios

subject: RE: KYC update

to_recipients:
Terri Sohrab
Daphne Cales

all_participants: hildegarde berrios ["terri sohrab", "daphne cales"] ["bradley gillin"] []


sender: Terri Sohrab

subject: KYC update

all_participants: terri sohrab ["hildegarde berrios"] ["bradley gillin"] []


sender: Cynthia Rodriguez

subject: RE: Cinq Case 161109 601042 / 161108 603545 CQ ; DbForce teas case # 01668504 [I]

to_recipients:
Naveen Bagaria
Stewart Oldfield
Brianna Fowler
Bradley Gillin

all_participants: cynthia rodriguez ["naveen bagaria", "stewart oldfield", "brianna fowler", "bradley gillin"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


to_recipients:
Stewart Oldfield
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez

all_participants: naveen bagaria ["stewart oldfield", "brianna fowler", "bradley gillin", "cynthia rodriguez"] ["gtopwmbankingexceptioncheckprocessing@list.db.com"] []


sender: Harris McBride

subject: Case 161109 601042 [I]

cc_recipients:
Kathryn J Stanfield
George Gumban

all_participants: harris mcbride ["gtopwmbankingexceptioncheckprocessing@list.db.com"] ["kathryn j stanfield", "george gumban"] []


sender: Paul Morris

subject: RE: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Stewart Oldfield

cc_recipients:
Melinda Roy
Armen Brash

all_participants: paul morris ["vahe stepanian", "stewart oldfield"] ["melinda roy", "armen brash"] []


sender: Vahe Stepanian

subject: RE: Jeepers transfer [C]

to_recipients:
Stewart Oldfield
Paul Morris

all_participants: vahe stepanian ["stewart oldfield", "paul morris"] ["melinda roy"] []


subject: Re: Jeepers transfer [C]

to_recipients:
Vahe Stepanian
Paul Morris

all_participants: stewart oldfield ["vahe stepanian", "paul morris"] ["melinda roy"] []


subject: FW: Jeepers transfer [C]

all_participants: vahe stepanian ["paul morris"] ["stewart oldfield"] []


subject: RE: Jeepers transfer [C]

cc_recipients:
'bellaklein'
Richard Kahn

all_participants: vahe stepanian ["'darren indyke'"] ["'bellaklein'", "richard kahn"] []


sender: Darren Indyke

subject: Re: Jeepers transfer [C]

all_participants: darren indyke ["vahe stepanian"] [] []


subject: Re: Jeepers transfer [C]

all_participants: vahe stepanian ["darren indyke"] ["richard kahn"] []


sender: bellaklein

subject: Jeepers transfer

all_participants: bellaklein ["vahe stepanian"] ["darren indyke", "richard kahn"] []


sender: Bradley Gillin

subject: RE: EMS/011117889443: Check referrals: 42959324 - 332[I]

to_recipients:
sigver dbgps
Stewart Oldfield

all_participants: bradley gillin ["sigver dbgps", "stewart oldfield"] ["julian j leff", "gtopwmbankingexceptioncheckprocessing@list.db.com", "lisa-m ramos", "uplabdh singh", "william-m finn", "kavish sharma", "cynthia rodriguez", "teresa metallo", "joy e mitchell", "muhammod j uddin"] []


sender: sigver dbgps

subject: EMS/011117889443: Check referrals: 42959324 - 332[I]

all_participants: sigver dbgps ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "julian j leff", "sigver dbgps", "kavish"] []


subject: RE: Check Referral - Acct [REDACTED]

all_participants: cynthia rodriguez ["sigver dbgps <[redacted]>", "[additional recipient name/email redacted]"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "multiple individual recipients (several names/emails redacted)"] []


subject: RE: Check Referral - Acct

to_recipients: Multiple recipients (primary addressees redacted)

all_participants: cynthia rodriguez ["multiple recipients (primary addressees redacted)"] ["8 recipients (all names and addresses redacted)"] []


sender: Uplabdhi Singh

subject: Check Referral - Acct

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Catherine Logreco
Teresa Metallo
Lisa-M Ramos
Julian .7 Leff
Brianna Fowler
Bradley Gillin
Cynthia Rodriguez
sigver dbgps

all_participants: uplabdhi singh ["stewart oldfield"] ["muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian .7 leff", "brianna fowler", "bradley gillin", "cynthia rodriguez", "sigver dbgps"] []


subject: RE: Check Referral - Acct 35269691 [I]

cc_recipients: Muhammod J Uddin <muhammod.uddin@db.com>

all_participants: cynthia rodriguez <cynthia.rodriguez@db.com> ["sigver dbgps <sigver.dbgps@db.com>", "stewart oldfield <stewart.oldfield@db.com>"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin <muhammod.uddin@db.com>", "joy e mitchell <joy.e.mitchell@db.com>", "catherine logre <catherine.logre@db.com>", "teresa metallo <teresa.metallo@db.com>", "lisa-m ramos <lisa.m.ramos@db.com>", "julian j leff <julian.j.leff@db.com>", "william-m finn <william.m.finn@db.com>", "bradley gillin <bradley.gillin@db.com>"] []


sender: Uplabdhi Singh On Behalf Of sigver dbgps

subject: Check Referral - Acct 35269691 [I]

all_participants: uplabdhi singh on behalf of sigver dbgps ["stewart oldfield"] ["gtopwmbankingexceptioncheckprocessing@list.db.com", "muhammod j uddin", "joy e mitchell", "catherine logreco", "teresa metallo", "lisa-m ramos", "julian j leff", "william-m finn", "bradley gillin", "cynthia rodriguez", "sigver dbgps"] []


sender: [REDACTED name] <[REDACTED email]>

subject: New variable rate CD option

all_participants: [redacted name] <[redacted email]> ["[redacted]"] ["2 recipients (names redacted)"] ["[redacted]"]


sender: Stewart Oldfield

subject: RE: Jeepers transfer [C] [I]

all_participants: stewart oldfield ["paul morris"] [] []


subject: RE: Jeepers transfer [C]

cc_recipients:
Stewart Oldfield
Amanda Kirby

all_participants: paul morris ["vahe stepanian"] ["stewart oldfield", "amanda kirby"] []


subject: Re: Jeepers transfer [C]

all_participants: vahe stepanian ["darren indyke"] [] []


subject: Re: EMS/280618649806: Check Referrals: 42953424

cc_recipients:
Muhammod J Uddin
Joy E Mitchell
Teresa Metallo
Lisa-M Ramos
Uplabdhi Singh
Shreyas-S Apte
Vinay J
Hemant Kumar-Sharma
Bradley Gillin
Hildegarde Berrios

all_participants: stewart oldfield ["sigver dbgps"] ["muhammod j uddin", "joy e mitchell", "teresa metallo", "lisa-m ramos", "uplabdhi singh", "shreyas-s apte", "vinay j", "hemant kumar-sharma", "bradley gillin", "hildegarde berrios"] []


subject: EMS/280618649806: Check Referrals: 42953424

all_participants: sigver dbgps ["all"] [] []


sender: Richard Iarossi

subject: FW: Southern Financial

all_participants: richard iarossi ["bradley gillin"] [] []


sender: [Sender name and email redacted]

subject: RE: EMS/161018441734: Check Referrals: [REDACTED] - 1059[I]

all_participants: [sender name and email redacted] ["2 recipients (names/emails redacted in image)"] ["~10 recipients (names/emails redacted in image)"] []


sender: Alka Babu <redacted>

subject: RE: Hyperion Air LLC - KYC [I]

cc_recipients:
Mayur Rathod <redacted>
Vijay-A Sawant <redacted>
Vinita Advani <redacted>

all_participants: alka babu <redacted> ["bradley gillin <redacted>"] ["mayur rathod <redacted>", "vijay-a sawant <redacted>", "vinita advani <redacted>"] []


sender: Vijay-A Sawant

subject: FW: Hyperion Air LLC - KYC [I]

all_participants: vijay-a sawant ["alka babu"] [] []


sender: Hemant-Kumar Rathore

subject: RE: OD Referral <u>dated 06-05-2019 For AC # 42953424</u> [I]

to_recipients:
Stewart Oldfie
Bradley Gillin
Rachel Wachs
Natalie Barak
Brigid Macias

all_participants: hemant-kumar rathore ["stewart oldfie", "bradley gillin", "rachel wachs", "natalie barak", "brigid macias"] ["halina laczny <halina.laczny@db.com>", "debra jasper <debra.jasper@db.com>", "gtopwmbankingexceptioncheckprocessing@list.db.com", "oversight control <oversight.control@db.com>"] []


subject: RE: OD Referral dated 06-05-2019 For AC # 42953424 [I]

all_participants: stewart oldfield ["oversight control <oversight.control@db.com>"] [] []


to_recipients:
Stewart Oldfield
Bradley Gillin
Rachel Wachs
Natalie Barak

cc_recipients:
Halina Laczny <halina.laczny@db.com>
Debra Jasper

all_participants: hemant-kumar rathore ["stewart oldfield", "bradley gillin", "rachel wachs", "natalie barak"] ["halina laczny <halina.laczny@db.com>", "debra jasper"] []


subject: RE: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423) [I]

to_recipients:
Alka Babu
Bradley Gillin

cc_recipients:
Vijay-A Sawant
Vinita Advani

all_participants: richard iarossi ["alka babu", "bradley gillin"] ["vijay-a sawant", "vinita advani"] []


sender: Alka Babu

subject: FW: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423) [I]

to_recipients:
Bradley Gillin
Richard Iarossi

all_participants: alka babu ["bradley gillin", "richard iarossi"] ["vijay-a sawant", "vinita advani"] []


subject: FW: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423)

to_recipients:
Bradley Gillin
Stewart Oldfield

cc_recipients:
Richard Iarossi
Alka Babu

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] ["richard iarossi", "alka babu"] []


subject: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423)

all_participants: vijay-a sawant ["bradley gillin", "stewart oldfield"] ["alka babu"] []


sender: Amy Cartwright

subject: Rejection Exercise

all_participants: amy cartwright [] ["bradley gillin"] []


sender: Nina Tona

subject: RE: MRM questions [I]

to_recipients:
Alastair Mackinlay
Ian Salters
Davide-A Sferrazza

all_participants: nina tona ["alastair mackinlay", "ian salters", "davide-a sferrazza"] [] []


sender: Alastair Mackinlay

subject: FW: MRM questions [I]

to_recipients:
Nina Tona
Ian Salters
Davide-A Sferrazza

all_participants: alastair mackinlay ["nina tona", "ian salters", "davide-a sferrazza"] [] []


sender: Victoria Bruce

subject: MRM questions [I]

to_recipients:
Nicholas Allen
Alastair Mackinlay
Max Kleinert

all_participants: victoria bruce ["nicholas allen", "alastair mackinlay", "max kleinert"] [] []


sender: Daniel Sabba

subject: Re: Follow-up on EUR hedging discussion [C]

all_participants: daniel sabba ["paul morris"] [] []


sender: Paul Morris

all_participants: paul morris ["jeffrey e."] [] []


sender: jeffrey E.

all_participants: jeffrey e. ["daniel sabba"] [] []


all_participants: daniel sabba ["jeffrey e."] [] []


subject: Client trackin [I]

all_participants: nina tona ["davide-a sferrazza"] [] []


sender: Ian Salters

subject: FW: Combined KYC list and priorities [I]

to_recipients:
Davide-A Sferrazza
Nina Tona

all_participants: ian salters ["davide-a sferrazza", "nina tona"] [] []


sender: Oliver Esslinge

subject: Re: Com ine KYC ist an' priorities [I]

to_recipients:
Brian H Heidelbach
Ian Salters
Bill King

cc_recipients:
Emily Craig
Anas Malin

all_participants: oliver esslinge ["brian h heidelbach", "ian salters", "bill king"] ["emily craig", "anas malin"] []


sender: Brian H Heidelbach

all_participants: brian h heidelbach [] [] []


sender: Emily Craig

subject: RE: Combined KYC list and priorities [I]

to_recipients:
Oliver Esslinger
Brian H Heidelbach

all_participants: emily craig ["oliver esslinger", "brian h heidelbach"] ["anas halim"] []


sender: Oliver Esslinger

subject: Re: Combined KYC list and priorities [I]

cc_recipients:
Emily Craig
Anas Halim

all_participants: oliver esslinger ["brian h heidelbach"] ["emily craig", "anas halim"] []


to_recipients:
Brian H Heidelbach
Anas Halim

all_participants: emily craig ["brian h heidelbach", "anas halim"] ["oliver esslinger"] []


subject: Fwd: Combined KYC list and priorities [I]

all_participants: oliver esslinger ["emily craig"] [] []


to_recipients:
Ian Salters
Bill King
Thomas Klemm
Victoria Bruce

all_participants: oliver esslinger ["ian salters", "bill king", "thomas klemm", "victoria bruce"] [] []


sender: Davide-A Sferrazza

subject: RE: Southern Financial LLC [I] [C]

all_participants: davide-a sferrazza ["nina tona"] [] []


subject: RE: Southern Financial LLC [I] [C]


subject: RE: Southern Financial LLC [I]

to_recipients:
Martin Zeman
Xavier Avila

cc_recipients:
Alastair Mackinlay
Mathew Negus
Joshua Shoshan
Davide-A Sferrazza

all_participants: nina tona ["martin zeman", "xavier avila"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


sender: Martin Zeman

subject: RE: Southern Financial LLC [I]

to_recipients:
Nina Tona
Xavier Avila

all_participants: martin zeman ["nina tona", "xavier avila"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


subject: RE: Southern Financial LLC [I]

to_recipients:
Xavier Avila
Martin Zeman

all_participants: nina tona ["xavier avila", "martin zeman"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


sender: Xavier Avila

subject: RE: Southern Financial LLC [I]

to_recipients:
Nina Tona
Martin Zeman

all_participants: xavier avila ["nina tona", "martin zeman"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


subject: RE: Southern Financial LLC [I]

cc_recipients:
Alastair Mackinlay
Mathew Negus

all_participants: nina tona ["martin zeman", "xavier avila"] ["alastair mackinlay", "mathew negus"] []


subject: Southern Financial LLC [I]


subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Nina Tona
Liam Osullivan

all_participants: davide-a sferrazza ["nina tona", "liam osullivan"] ["alastair mackinlay"] []


subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Davide-A Sferrazza
Liam Osullivan

all_participants: nina tona ["davide-a sferrazza", "liam osullivan"] ["alastair mackinlay"] []


subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Davide-A Sferrazza
Liam Osullivan
Xavier Avila
Martin Zeman

cc_recipients:
Alastair Mackinlay
Joshua Shoshan

all_participants: nina tona ["davide-a sferrazza", "liam osullivan", "xavier avila", "martin zeman"] ["alastair mackinlay", "joshua shoshan"] []


subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Nina Tona
Liam Osullivan
Xavier Avila
Martin Zeman

all_participants: davide-a sferrazza ["nina tona", "liam osullivan", "xavier avila", "martin zeman"] ["alastair mackinlay", "joshua shoshan"] []


subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Liam Osullivan
Xavier Avila
Martin Zeman

all_participants: nina tona ["liam osullivan", "xavier avila", "martin zeman"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


sender: Liam Osullivan

subject: RE: Southern Financial LLC [I] [C]

to_recipients:
Xavier Avila
Nina Tona
Martin Zeman

all_participants: liam osullivan ["xavier avila", "nina tona", "martin zeman"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


subject: RE: Southern Financial LLC [I]

to_recipients:
Nina Tona
Martin Zeman
Liam Osullivan

all_participants: xavier avila ["nina tona", "martin zeman", "liam osullivan"] ["alastair mackinlay", "mathew negus", "joshua shoshan", "davide-a sferrazza"] []


sender: Richard Iarossi

subject: RE: Butterfly Trust - new brokerage account needed [I]

all_participants: richard iarossi ["davide-a sferrazza"] [] []


to_recipients:
Stewart Oldfield
Martin Zeman
Liam Osullivan

cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: davide-a sferrazza ["stewart oldfield", "martin zeman", "liam osullivan"] ["bradley gillin", "richard iarossi"] []


sender: Stewart Oldfield

subject: RE: Butterfly Trust - new brokerage account needed

to_recipients:
Martin Zeman
Liam Osullivan
Davide-A Sferrazza

all_participants: stewart oldfield ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gillin", "richard iarossi"] []


subject: Butterfly Trust - new brokerage account needed


sender: Nina Tona

subject: RE: KYC remediation [I]

to_recipients:
Bill King
Ian Salters

all_participants: nina tona ["bill king", "ian salters"] ["davide-a sferrazza"] []


sender: Bill King

subject: RE: KYC remediation [I]

to_recipients:
Nina Tona
Ian Salters

all_participants: bill king ["nina tona", "ian salters"] ["davide-a sferrazza"] []


subject: RE: KYC remediation [I]

cc_recipients:
Bill King
Davide-A Sferrazza

all_participants: nina tona ["ian salters"] ["bill king", "davide-a sferrazza"] []


subject: KYC remediation [I]

to_recipients:
Brian Serino
Kareen Johnson

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona
Ian Salters

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza", "nina tona", "ian salters"] []


subject: RE: I WANT TO SPEND TODAY 3-6PM WORKING ON TRACKER, LET'S TALK [I]

to_recipients:
Xavier Avila
Davide-A Sferrazza

all_participants: nina tona ["xavier avila", "davide-a sferrazza"] ["ian salters"] []


to_recipients:
Nina Tona
Davide-A Sferrazza

all_participants: xavier avila ["nina tona", "davide-a sferrazza"] ["ian salters"] []


subject: I WANT TO SPEND TODAY 3-6PM WORKING ON TRACKER, LET'S TALK


subject: Re: KCP Collateral Flow [I] [C]

all_participants: xavier avila ["davide-a sferrazza"] [] []


subject: Automatic reply: Southern Financial - KYC Docs. [I] [C]

all_participants: davide-a sferrazza ["nina tona"] [] []


subject: RE: N4G-026161 - Southern Financial

all_participants: davide-a sferrazza ["cynthia rodriguez"] [] []


sender: Cynthia Rodriguez

subject: RE: N4G-026161 - Southern Financial

to_recipients:
Stewart Oldfield
Zbynek Kozelsky

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan

all_participants: cynthia rodriguez ["stewart oldfield", "zbynek kozelsky"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan"] []


subject: RE: N4G-026161 - Southern Financial

to_recipients:
Zbynek Kozelsky
Cynthia Rodriguez

all_participants: stewart oldfield ["zbynek kozelsky", "cynthia rodriguez"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan"] []


sender: Zbynek Kozelsky

subject: N4G-026161 - Southern Financial

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan
Zbynek Kozelsky

all_participants: zbynek kozelsky ["stewart oldfield"] ["liam osullivan", "davide-a sferrazza", "joshua shoshan", "zbynek kozelsky"] []


subject: Haze [C]

all_participants: liam osullivan ["davide-a sferrazza"] [] []


subject: RE: NCA's Completed in May/Update [I]

all_participants: davide-a sferrazza ["funda bozkurt"] [] []


sender: Funda Bozkurt

subject: RE: NCA's Completed in May/Update [I]

all_participants: funda bozkurt ["davide-a sferrazza"] [] []


subject: FW: NCA's Completed in May/Update [I]

cc_recipients:
Ian Salters
Zbynek Kozelsky

all_participants: xavier avila ["funda bozkurt"] ["ian salters", "zbynek kozelsky"] []


subject: NCA's Completed in May/Update [I]

to_recipients:
Xavier Avila
Martin Zeman
Bill Obre
Davide-A Sferrazza
Alastair Mackinlay
Ian Salters

all_participants: nina tona ["xavier avila", "martin zeman", "bill obre", "davide-a sferrazza", "alastair mackinlay", "ian salters"] [] []


subject: RE: NCA's Completed in May/Update [I]

to_recipients:
Funda Bozkurt
Xavier Avila
Ian Salters

cc_recipients:
Zbynek Kozelsky
Nina Tona

all_participants: davide-a sferrazza ["funda bozkurt", "xavier avila", "ian salters"] ["zbynek kozelsky", "nina tona"] []


subject: RE: NCA's Completed in May/Update [I]

cc_recipients:
Zbynek Kozelsky
Nina Tona
Davide-A Sferrazza

all_participants: funda bozkurt ["ian salters"] ["zbynek kozelsky", "nina tona", "davide-a sferrazza"] []


subject: RE: NCA's Completed in May/Update [I]

to_recipients:
Funda Bozkurt
Ian Salters

cc_recipients:
Zbynek Kozelsky
Nina Tona
Davide A Sferrazza

all_participants: xavier avila ["funda bozkurt", "ian salters"] ["zbynek kozelsky", "nina tona", "davide a sferrazza"] []


subject: RE: NCA's Completed in May/Update [1]

cc_recipients:
Ian Salters
Zbynek Kozelsky
Nina Tona

all_participants: xavier avila ["funda bozkurt"] ["ian salters", "zbynek kozelsky", "nina tona"] []


subject: RE: NCA's Completed in May/Update [I]

all_participants: funda bozkurt ["xavier avila"] ["ian salters", "zbynek kozelsky", "nina tona"] []


subject: RE: NCA's Completed in May/Update [I]


subject: RE: NCA's Completed in May/Update [I]

all_participants: funda bozkurt ["xavier avila"] ["ian salters", "zbynek kozelsky"] []


subject: IWP list

all_participants: nina tona ["davide-a sferrazza"] ["nina tona"] []


sender: Andrea Sandven

subject: RE: KYC remediation [I]

cc_recipients:
Bill King
Davide-A Sferrazza
Yasmeen Alim
Jamaal Bushar
Ian Salters
Kareen Johnso
Brian Serino

all_participants: andrea sandven ["nina tona"] ["bill king", "davide-a sferrazza", "yasmeen alim", "jamaal bushar", "ian salters", "kareen johnso", "brian serino"] []


sender: Ian Salters

subject: RE: KYC remediation [I]

to_recipients:
Kareen Johnson
Brian Serino

cc_recipients:
Bill King
Davide A Sferrazza
Nina Tona
Yasmeen Alim
Jamaal Bushara
Andrea Sandven
Ian Salters

all_participants: ian salters ["kareen johnson", "brian serino"] ["bill king", "davide a sferrazza", "nina tona", "yasmeen alim", "jamaal bushara", "andrea sandven", "ian salters"] []


sender: Kareen Johnson

subject: RE: KYC remediation [I]

to_recipients:
Ian Salters
Brian Serino

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona
Yasmeen Alim
Jamaal Bushara
Andrea Sandven

all_participants: kareen johnson ["ian salters", "brian serino"] ["bill king", "davide-a sferrazza", "nina tona", "yasmeen alim", "jamaal bushara", "andrea sandven"] []


subject: KYC remediation [I]

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king", "davide-a sferrazza", "nina tona", "ian salters"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155

cc_recipients:
Rita Shteynberg
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a sferrazza"] []


sender: Zack Bunimovich

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155

cc_recipients:
Kareen Johnson
Nick Watkins
Alastair Mackinlay

all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


sender: Alastair Mackinlay

to_recipients:
Amber Davis
Nina Tona

all_participants: alastair mackinlay ["amber davis", "nina tona"] ["kareen johnson"] []


sender: Amber Davis

cc_recipients:
Kareen Johnson
Alastair Mackinlay

all_participants: amber davis ["nina tona"] ["kareen johnson", "alastair mackinlay"] []


cc_recipients:
Kareen Johnson
Alastair Mackinlay
Nick Watkins

all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay", "nick watkins"] []


all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay"] []


subject: SOUTHERN FINANCIAL LLC - ONB-1010155

all_participants: amber davis ["nina tona"] ["kareen johnson"] []


all_participants: nina tona ["zack bunimovich"] ["rita shteynberg"] []


all_participants: zack bunimovich ["nina tona"] ["rita shteynberg"] []


to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon - Jax Yolanda Wood
Rita Shteynberg

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon - jax yolanda wood", "rita shteynberg"] [] []


to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax Yolanda Woo

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax yolanda woo"] [] []


subject: ***REASSIGN NEEDED* FW: SOUTHERN FINANCIAL LLC - ONB-1010155

to_recipients:
Kareen Johnson
MLondon-Jax Yolanda Wood

all_participants: amber davis ["kareen johnson", "mlondon-jax yolanda wood"] ["nina tona"] []


cc_recipients:
Kareen Johnson
Nick Watkins

all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins"] []


all_participants: amber davis ["nina tona"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


subject: RE: Red List [I]

to_recipients:
Megha Arora
James Rochfor
Dirren Patel

cc_recipients:
Alastair Mack
Jitan Patel
Davide A Sfer

all_participants: nina tona ["megha arora", "james rochfor", "dirren patel"] ["alastair mack", "jitan patel", "davide a sfer"] []


sender: Megha Arora

subject: RE: Red List [I]

to_recipients:
Nina Tona
James Rochford

cc_recipients:
Alastair Mackinlay
Jitan Patel

all_participants: megha arora ["nina tona", "james rochford"] ["alastair mackinlay", "jitan patel"] []


subject: RE: Red List [I]

all_participants: nina tona ["james rochford"] ["alastair mackinlay", "jitan patel"] []


subject: RE: Red List [I]

cc_recipients:
Alastair Mackinlay
Jitan Patel
Megha Arora

all_participants: nina tona ["james rochford"] ["alastair mackinlay", "jitan patel", "megha arora"] []


sender: James Rochford

subject: RE: Red List [1]

all_participants: james rochford ["nina tona"] [] []


subject: Red List [I]

to_recipients:
Megha Arora
James Rochford

all_participants: nina tona ["megha arora", "james rochford"] [] []


sender: Davide-A Sferrazza

subject: Copy of OTC Derivatives Project WM Client list Feb 25.xlsx [C]

all_participants: davide-a sferrazza ["ian salters"] [] []


sender: Paul Morris

subject: Re: SF meetin list [I]

all_participants: paul morris ["stewart oldfield"] [] []


subject: SF meeting list [I]

all_participants: stewart oldfield ["paul morris"] [] []


subject: N4G026161 [C]

to_recipients:
Liam Osullivan
Davide-A Sferrazza
Joshua Shoshan

cc_recipients:
Zbynek Kozelsky
Fred Culvyhouse

all_participants: zbynek kozelsky ["liam osullivan", "davide-a sferrazza", "joshua shoshan"] ["zbynek kozelsky", "fred culvyhouse"] []


sender: Rita Shteynberg

subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-****URGENT** [I]

to_recipients:
Nina Tona
Zack Bunimovich
Jitan Patel
Lindsay Robinson

all_participants: rita shteynberg ["nina tona", "zack bunimovich", "jitan patel", "lindsay robinson"] ["davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB-****URGENT** [I]

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB- [I]

to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood"] [] []


subject: ****REASSIGN NEEDED****FW: SOUTHERN FINANCIAL LLC - ONB- [I]

to_recipients:
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: amber davis ["kareen johnson", "cob gmlondon-jax", "yolanda wood"] ["nina tona"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB- [I]

all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay", "nick watkins"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB- [I]


subject: RE: SOUTHERN FINANCIAL LLC - ONB-e [I]

all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB- [I]

all_participants: alastair mackinlay ["amber davis", "nina tona"] ["kareen johnson"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB- [I]

all_participants: amber davis ["nina tona"] ["kareen johnson", "alastair mackinlay"] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB- [I]

all_participants: nina tona ["amber davis"] ["kareen johnson", "alastair mackinlay"] []


all_participants: zack bunimovich ["nina tona"] ["rita shteynberg", "davide-a sferrazza"] []


subject: SOUTHERN FINANCIAL LLC - ONB- [I]

all_participants: amber davis ["nina tona"] ["kareen johnson"] []


cc_recipients:
Rita Shteynberg
cob-cst.ny@list.db.com
Davide-A Sferrazza

all_participants: nina tona ["zack bunimovich"] ["rita shteynberg", "cob-cst.ny@list.db.com", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB- [I]


all_participants: nina tona ["zack bunimovich"] ["rita shteynberg"] []


subject: RE: ***REASSIGN NEEDED* FW: SOUTHERN FINANCIAL LLC - ONB- [I]

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg"] []


to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood
Rita Shteynberg

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood", "rita shteynberg"] [] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I]

to_recipients:
Jitan Patel
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson

all_participants: nina tona ["jitan patel", "rita shteynberg", "zack bunimovich", "lindsay robinson"] ["cob-cst.ny@list.db.com", "davide-a sferrazza"] []


sender: Jitan Patel

to_recipients:
Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson

all_participants: jitan patel ["nina tona", "rita shteynberg", "zack bunimovich", "lindsay robinson"] ["cob-cst.ny@list.db.com", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: zack bunimovich ["nina tona"] [] []


sender: Nina Tona

subject: RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC ONB-1010155 [I]

all_participants: nina tona ["zack bunimovich"] [] []


all_participants: nina tona [] [] []


all_participants: nina tona ["kareen"] [] []


subject: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: amber davis [] [] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: nina tona ["amber davis"] [] []


subject: RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [1]


to_recipients:
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson

all_participants: nina tona ["rita shteynberg", "zack bunimovich", "lindsay robinson"] ["cob-cst.ny@list.db.com", "davide-a sferrazza"] []


all_participants: alastair mackinlay [] [] []


subject: RE: SOUTHERN FINANCIAL LLC [1]

to_recipients:
Amber Davis
Kareen

all_participants: nina tona ["amber davis", "kareen"] [] []


subject: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]


to_recipients:
Nina Tona
Rita Shteynberg
Lindsay Robinson
Zack Bunimovich

all_participants: jitan patel ["nina tona", "rita shteynberg", "lindsay robinson", "zack bunimovich"] ["cob-cst.ny@list.db.com", "davide-a sferrazza"] []


all_participants: nina tona ["rita cht"] [] []


all_participants: rita shteynberg ["nina tona"] [] []


subject: RE: UNB-1010155 **TREASSIGN NEEDED 'FW: SOUTHERN FINANCIAL LLC ****URGENT** [I]


subject: RE: Tonelle -> Autobahn/Realtick [I]

all_participants: davide-a sferrazza ["billy obregon"] [] []


sender: Billy Obregon

subject: Tonelle -> Autobahn/Realtick

all_participants: billy obregon ["bettina-a schneider"] [] []


subject: Instructions to obtain an LEI Number

all_participants: davide-a sferrazza ["sofia varo"] [] []


subject: FW: Combined KYC list and priorities [I]

all_participants: ian salters ["davide-a sferrazza"] ["nina tona"] []


sender: Oliver Esslinger

to_recipients:
Ian Salters
Bill Kin

cc_recipients:
Thomas Klemm
Victoria Bruce

all_participants: oliver esslinger ["ian salters", "bill kin"] ["thomas klemm", "victoria bruce"] []


cc_recipients:
Kimberly Hart
Steven Mattus
Thomas Klemm
Victoria Bruce
Bill King
Olivier Poncet

all_participants: ian salters ["oliver esslinger"] ["kimberly hart", "steven mattus", "thomas klemm", "victoria bruce", "bill king", "olivier poncet"] []


to_recipients:
Olivier Poncet
Bill King
Davide-A Sferrazza

cc_recipients:
Alastair Mackinlay
Nina Tona

all_participants: ian salters ["olivier poncet", "bill king", "davide-a sferrazza"] ["alastair mackinlay", "nina tona"] []


subject: Combined KYC list and priorities [I]

to_recipients:
Victoria Bruce
Thomas Klemm

all_participants: ian salters ["victoria bruce", "thomas klemm"] ["ian salters"] []


sender: Paolo De-Leon

subject: FW: Southern Financial LLC [I]

all_participants: paolo de-leon ["davide-a sferrazzanella@usf.edu"] [] []


sender: Sendhil-kumar K

subject: RE: Southern Financial LLC [1]

to_recipients:
Paolo De-Leo
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Collateral Admin-NY
CUSTOMERBUILD BLO

all_participants: sendhil-kumar k ["paolo de-leo", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "collateral admin-ny", "customerbuild blo"] []


subject: RE: Southern Financial LLC [I]

to_recipients:
CUSTOMERBUILD BLO
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Collateral Admin-NY

all_participants: paolo de-leon ["customerbuild blo", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "collateral admin-ny"] []


subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
CUSTOMERBUILD BLO

all_participants: sendhil-kumar k ["abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "customerbuild blo"] []


sender: Abhijit Mukherjee

subject: RE: Southern Financial LLC [I]

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives
Paolo De-Leon
Collateral Admin-NY
Sendhil-kumar K

all_participants: abhijit mukherjee ["customerbuild blo"] ["keith buckholz", "crm-pwm derivatives", "paolo de-leon", "collateral admin-ny", "sendhil-kumar k"] []


subject: Southern Financial LLC

to_recipients:
Collateral Admin-NY
Abhijit Mukherjee

cc_recipients:
Keith Buckholz
CRM-PWM Derivatives

all_participants: paolo de-leon ["collateral admin-ny", "abhijit mukherjee"] ["keith buckholz", "crm-pwm derivatives"] []


sender: Daniel Sabba

subject: LNKD Structure [C]

cc_recipients:
Vahe Stepanian
Richard Kahn
Paul Morris

all_participants: daniel sabba ["jeffrey e."] ["vahe stepanian", "richard kahn", "paul morris"] []


subject: FW: LNKD Structure <u>[C]</u>

all_participants: paul morris ["stewart oldfield"] [] []


subject: RE: Southern Financial KYC Docs. [I]

all_participants: zack bunimovich ["nina tona"] ["davide-a sferrazza"] []


subject: RE: Southern Financial - KYC Docs. [I]

all_participants: nina tona ["zack bunimovich"] ["davide-a sferrazza"] []


sender: Aiasha Khokhar

subject: RE: Southern Financial - KYC Docs. [I]

to_recipients:
Zack Bunimovich
Martin Zeman
Nina Tona

cc_recipients:
Liam Osullivan
Davide-A Sferrazza
Xavier Avila
Joshua Shoshan

all_participants: aiasha khokhar ["zack bunimovich", "martin zeman", "nina tona"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: Southern Financial KYC Docs. [I]


sender: Zack Bunimovich

subject: RE: Southern Financial - KYC Docs. [I]

to_recipients:
Martin Zeman
Nina Tona
Aiasha Khokhar

all_participants: zack bunimovich ["martin zeman", "nina tona", "aiasha khokhar"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


sender: Martin Zeman

subject: RE: Southern Financial - KYC Docs. [I]

to_recipients:
Zack Bunimovich
Nina Tona

all_participants: martin zeman ["zack bunimovich", "nina tona"] ["liam osullivan", "davide-a sferrazza", "xavier avila", "joshua shoshan"] []


subject: RE: Southern Financial KYC Docs. [I]

to_recipients:
Martin Zeman
Nina Tona

all_participants: zack bunimovich ["martin zeman", "nina tona"] [] []


subject: RE: Southern Financial - KYC Docs. [I]

all_participants: martin zeman ["zack bunimovich", "nina tona"] [] []


subject: FW: Southern Financial - KYC Docs. [I]


sender: Anthony Lentini

subject: Southern Financial - KYC Docs. [I]

all_participants: anthony lentini ["zack bunimovich"] [] []


sender: Richard Iarossi

subject: RE: Butterfly Trust - new brokerage account needed [I]

all_participants: richard iarossi ["davide-a sferrazza"] [] []


all_participants: davide-a sferrazza ["richard iarossi"] [] []


to_recipients:
Stewart Oldfield
Martin Zeman
Liam Osullivan

all_participants: davide-a sferrazza ["stewart oldfield", "martin zeman", "liam osullivan"] ["richard iarossi"] []


sender: Stewart Oldfield

subject: RE: Butterfly Trust - new brokerage account needed

to_recipients:
Martin Zeman
Liam Osullivan
Davide-A Sferrazza

cc_recipients:
Bradley Gittin
Richard Iarossi

all_participants: stewart oldfield ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gittin", "richard iarossi"] []


subject: Butterfly Trust - new brokerage account needed

cc_recipients:
Bradley Gitlin
Richard Iarossi

all_participants: stewart oldfield ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gitlin", "richard iarossi"] []


sender: Ian Salters

subject: FW: Client tidy up [I]

to_recipients:
Davide-A Sferrazza
Liam Osullivan

all_participants: ian salters ["davide-a sferrazza", "liam osullivan"] [] []


subject: FW: KCP list updated to client perimeter [I]

all_participants: nina tona ["davide-a sferrazza"] [] []


sender: Sonya Hunjan

all_participants: sonya hunjan ["nina tona"] ["tanushree kirti"] []


sender: Sophie Scales

subject: RE: KCP list updated to client perimeter [I]

cc_recipients:
Saleha Bilal
Enrique Marrero
Dan Fox
Claire Butterworth
Pete King
Tanushree Kirti
Aziz Anwar
Hin-Yee Wan
Diane Franklin
Marina Andre

all_participants: sophie scales ["sonya hunjan"] ["saleha bilal", "enrique marrero", "dan fox", "claire butterworth", "pete king", "tanushree kirti", "aziz anwar", "hin-yee wan", "diane franklin", "marina andre"] []


subject: KCP list updated to client perimeter

all_participants: sonya hunjan ["sophie scales"] ["saleha bilal", "enrique marrero", "dan fox", "claire butterworth", "pete king", "tanushree kirti", "aziz anwar", "hin-yee wan", "diane franklin", "marina andre"] []


sender: Tanushree Kirti

subject: WM and CIB client selection interaction - 30 Nov [I]

to_recipients:
Aziz Anwar
Bilal
Marrero
Marina Andre
Hin-Yee Wan
Sonya Hunjan
Diane Franklin
Claire Butterworth
Pete King
Sophie Scales
Saleha
Enrique
Dan Fox

all_participants: tanushree kirti ["aziz anwar", "bilal", "marrero", "marina andre", "hin-yee wan", "sonya hunjan", "diane franklin", "claire butterworth", "pete king", "sophie scales", "saleha", "enrique", "dan fox"] [] []


sender: Kareen Johnson

subject: RE: KYC remediation [I]

to_recipients:
Ian Salters
Brian Serino

cc_recipients:
Bill King
Davide-A Sterrazza
Nina Tona
Yasmeen Alim
Jamaal Bushara
Andrea Sandven

all_participants: kareen johnson ["ian salters", "brian serino"] ["bill king", "davide-a sterrazza", "nina tona", "yasmeen alim", "jamaal bushara", "andrea sandven"] []


subject: KYC remediation [I]

to_recipients:
Brian Serino
Kareen Johnson

all_participants: ian salters ["brian serino", "kareen johnson"] [] []


subject: RE: KYC remediation [I]

to_recipients:
Kareen Johnson
Brian Serino

cc_recipients:
Bill King
Davide-A Sferrazza
Nina Tona
Yasmeen Alim
Jamaal Bushara
Andrea Sandven
Ian Salters

all_participants: ian salters ["kareen johnson", "brian serino"] ["bill king", "davide-a sferrazza", "nina tona", "yasmeen alim", "jamaal bushara", "andrea sandven", "ian salters"] []


subject: RE: KYC remediation [I]

cc_recipients:
Bill King
Davide-A Sferrazza

all_participants: kareen johnson ["ian salters", "brian serino"] ["bill king", "davide-a sferrazza"] []


subject: KYC remediation

all_participants: ian salters ["brian serino", "kareen johnson"] ["bill king"] []


sender: Davide-A Sferrazza

all_participants: davide-a sferrazza ["richard iarossi"] ["liam osullivan"] []


all_participants: richard iarossi ["davide-a sferrazza"] [] []


all_participants: davide-a sferrazza ["richard iarossi"] [] []


cc_recipients:
Bradley Gillin
Richard Iarossi

all_participants: davide-a sferrazza ["stewart oldfield", "martin zeman", "liam osullivan"] ["bradley gillin", "richard iarossi"] []


all_participants: stewart oldfield ["martin zeman", "liam osullivan", "davide-a sferrazza"] ["bradley gillin", "richard iarossi"] []


sender: Nina Tona

subject: Black Maple Capital Management LP - Add to Green List ***URGENT**

to_recipients:
Sonya Hunjan
Tanushree Kirti

cc_recipients:
Aziz Anwar
Davide-A Sferrazza
Ian Salters

all_participants: nina tona ["sonya hunjan", "tanushree kirti"] ["aziz anwar", "davide-a sferrazza", "ian salters"] []


sender: Jitan Patel

to_recipients:
Nina Tona
Rita Shteynberg
Zack Bunimovich
Lindsay Robinson

all_participants: jitan patel ["nina tona", "rita shteynberg", "zack bunimovich", "lindsay robinson"] ["cob-cst.ny@list.db.com", "davide-a sferrazza"] []


to_recipients:
Rita Shteynberg
Zack Bunimovich
Jitan Patel
Lindsay Robinson

all_participants: nina tona ["rita shteynberg", "zack bunimovich", "jitan patel", "lindsay robinson"] ["cob-cst.ny@list.db.com", "davide-a sferrazza"] []


subject: RE: ***REASSIGN NEEDED FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I]

all_participants: zack bunimovich ["nina tona"] ["rita shteynberg"] []


to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood
Rita Shteynberg

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood", "rita shteynberg"] [] []


to_recipients:
Amber Davis
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: nina tona ["amber davis", "kareen johnson", "cob gmlondon-jax", "yolanda wood"] [] []


sender: Amber Davis

to_recipients:
Kareen Johnson
COB GMLondon-Jax
Yolanda Wood

all_participants: amber davis ["kareen johnson", "cob gmlondon-jax", "yolanda wood"] ["nina tona"] []


cc_recipients:
Kareen Johnson
Nick Watkins
Alastair Mackinlay

all_participants: nina tona ["amber davis"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []


all_participants: amber davis ["nina tona"] ["kareen johnson", "nick watkins", "alastair mackinlay"] []